UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| | | |
| Investment Company Act file number: | | 811-04108 |
| | | |
| Exact name of registrant as specified in charter: | Oppenheimer Variable Account Funds on behalf of: |
| | | |
| | | Oppenheimer Capital Appreciation Fund VA, |
| | | Oppenheimer Capital Income Fund VA, |
| | | Oppenheimer Core Bond Fund VA, |
| | | Oppenheimer Discovery Mid Cap Growth Fund VA, |
| | | Oppenheimer Diversified Alternatives Fund VA, |
| | | Oppenheimer Equity Income Fund VA, |
| | | Oppenheimer Global Fund VA, |
| | | Oppenheimer Global Strategic Income Fund VA, |
| | | Oppenheimer International Growth Fund VA, |
| | | Oppenheimer Main Street Fund VA, |
| | | Oppenheimer Main Street Small Cap Fund VA, and |
| | | Oppenheimer Money Fund VA |
| | | |
| Address of principal executive offices: | 6803 South Tucson Way |
| | Centennial, CO 80112-3924 |
| | | |
| Name and address of agent for service: | Arthur S. Gabinet, |
| | Executive Vice President & General Counsel |
| | OFI Global Asset Management, Inc. |
| | 225 Liberty Street |
| | New York, NY 10281-1008 |
| | | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| | | |
| Date of fiscal year end: | 12/31 |
| | | |
| Date of reporting period: | 07/01/2013-06/30/2014 |
Item 1.
FORM N-PX
ICA File Number: 811-04108
Registrant Name: Oppenheimer Variable Account Funds
Reporting Period: 07/01/2013 - 06/30/2014
Oppenheimer Capital Appreciation Fund/VA
| |
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ACTAVIS PLC
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | For |
| |
|---|
ACTAVIS PLC
Meeting Date: JUN 17, 2014
Record Date: MAY 02, 2014
Meeting Type: SPECIAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
Meeting Date: MAR 19, 2014
Record Date: JAN 21, 2014
Meeting Type: ANNUAL | Ticker: A
Security ID: 00846U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heidi Fields | Management | For | For |
| 1.2 | Elect Director A. Barry Rand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALLEGION PLC
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: ALLE
Security ID: G0176J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Chesser | Management | For | For |
| 1b | Elect Director Carla Cico | Management | For | For |
| 1c | Elect Director Kirk S. Hachigian | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: AGN
Security ID: 018490102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David E.I. Pyott | Management | For | For |
| 1b | Elect Director Michael R. Gallagher | Management | For | Against |
| 1c | Elect Director Deborah Dunsire | Management | For | For |
| 1d | Elect Director Trevor M. Jones | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Peter J. McDonnell | Management | For | For |
| 1g | Elect Director Timothy D. Proctor | Management | For | For |
| 1h | Elect Director Russell T. Ray | Management | For | For |
| 1i | Elect Director Henri A. Termeer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
AMAZON.COM, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: AMZN
Security ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
AMERICAN TOWER CORPORATION
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: AMT
Security ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AMERIPRISE FINANCIAL, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: AMP
Security ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director W. Walker Lewis | Management | For | For |
| 1f | Elect Director Siri S. Marshall | Management | For | For |
| 1g | Elect Director Jeffrey Noddle | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1j | Elect Director William H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
AMETEK, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: AME
Security ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Conti | Management | For | For |
| 1.2 | Elect Director Frank S. Hermance | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: AMGN
Security ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
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ANTERO RESOURCES CORPORATION
Meeting Date: MAY 21, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: AR
Security ID: 03674X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Rady | Management | For | Withhold |
| 1.2 | Elect Director Glen C. Warren, Jr. | Management | For | Withhold |
| 1.3 | Elect Director James R. Levy | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AON PLC
Meeting Date: JUN 24, 2014
Record Date: APR 25, 2014
Meeting Type: ANNUAL | Ticker: AON
Security ID: G0408V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lester B. Knight | Management | For | For |
| 1.2 | Elect Director Gregory C. Case | Management | For | For |
| 1.3 | Elect Director Fulvio Conti | Management | For | For |
| 1.4 | Elect Director Cheryl A. Francis | Management | For | For |
| 1.5 | Elect Director Edgar D. Jannotta | Management | For | For |
| 1.6 | Elect Director James W. Leng | Management | For | For |
| 1.7 | Elect Director J. Michael Losh | Management | For | Against |
| 1.8 | Elect Director Robert S. Morrison | Management | For | For |
| 1.9 | Elect Director Richard B. Myers | Management | For | For |
| 1.10 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.11 | Elect Director Gloria Santona | Management | For | For |
| 1.12 | Elect Director Carolyn Y. Woo | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst and Young LLP as Aon's Auditors | Management | For | For |
| 4 | Ratify Ernst and Young LLP as Aon's U.K. Statutory Auditor | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Internal Statutory Auditor | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Advisory Vote to Ratify Directors' Remuneration Report | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Authorize Share Repurchase Program | Management | For | For |
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APPLE INC.
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
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AUTODESK, INC.
Meeting Date: JAN 14, 2014
Record Date: NOV 15, 2013
Meeting Type: SPECIAL | Ticker: ADSK
Security ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AUTODESK, INC.
Meeting Date: JUN 10, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: ADSK
Security ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director J. Hallam Dawson | Management | For | For |
| 1d | Elect Director Thomas Georgens | Management | For | For |
| 1e | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Betsy Rafael | Management | For | For |
| 1i | Elect Director Stacy J. Smith | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
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BECTON, DICKINSON AND COMPANY
Meeting Date: JAN 28, 2014
Record Date: DEC 10, 2013
Meeting Type: ANNUAL | Ticker: BDX
Security ID: 075887109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Basil L. Anderson | Management | For | For |
| 1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
| 1.3 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.4 | Elect Director Edward F. DeGraan | Management | For | For |
| 1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
| 1.6 | Elect Director Claire M. Fraser | Management | For | For |
| 1.7 | Elect Director Christopher Jones | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Gary A. Mecklenburg | Management | For | For |
| 1.10 | Elect Director James F. Orr | Management | For | For |
| 1.11 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
| 1.12 | Elect Director Rebecca W. Rimel | Management | For | For |
| 1.13 | Elect Director Bertram L. Scott | Management | For | For |
| 1.14 | Elect Director Alfred Sommer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
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BIOGEN IDEC INC.
Meeting Date: JUN 12, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: BIIB
Security ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
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BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: BMY
Security ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Lewis B. Campbell | Management | For | For |
| 1C | Elect Director James M. Cornelius | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| |
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CATERPILLAR INC.
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: CAT
Security ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Peter A. Magowan | Management | For | For |
| 1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | For |
| 7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | For |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
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CELGENE CORPORATION
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: CELG
Security ID: 151020104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Hugin | Management | For | For |
| 1.2 | Elect Director Richard W. Barker | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Michael A. Friedman | Management | For | For |
| 1.7 | Elect Director Gilla Kaplan | Management | For | For |
| 1.8 | Elect Director James J. Loughlin | Management | For | For |
| 1.9 | Elect Director Ernest Mario | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
CERNER CORPORATION
Meeting Date: MAY 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: CERN
Security ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Danforth | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: CMG
Security ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Charlesworth | Management | For | For |
| 1.2 | Elect Director Monty Moran | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Sustainability | Shareholder | Against | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: NOV 19, 2013
Record Date: SEP 20, 2013
Meeting Type: ANNUAL | Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
COSTCO WHOLESALE CORPORATION
Meeting Date: JAN 30, 2014
Record Date: NOV 25, 2013
Meeting Type: ANNUAL | Ticker: COST
Security ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | Withhold |
| 1.2 | Elect Director Richard M. Libenson | Management | For | Withhold |
| 1.3 | Elect Director John W. Meisenbach | Management | For | Withhold |
| 1.4 | Elect Director Charles T. Munger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Management | None | For |
| |
|---|
CVS CAREMARK CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: CVS
Security ID: ��126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1.3 | Elect Director David W. Dorman | Management | For | For |
| 1.4 | Elect Director Anne M. Finucane | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
Meeting Date: MAY 07, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: DFS
Security ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.6 | Elect Director Richard H. Lenny | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
Meeting Date: APR 30, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: EMC
Security ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
| |
|---|
EOG RESOURCES, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: EOG
Security ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director Mark G. Papa | Management | For | For |
| 1e | Elect Director H. Leighton Steward | Management | For | For |
| 1f | Elect Director Donald F. Textor | Management | For | For |
| 1g | Elect Director William R. Thomas | Management | For | For |
| 1h | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | For |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
| |
|---|
FACEBOOK, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
| 7 | Report on Sustainability | Shareholder | Against | Against |
| |
|---|
FLEETCOR TECHNOLOGIES, INC.
Meeting Date: MAY 29, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: FLT
Security ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Buckman | Management | For | For |
| 1.2 | Elect Director Mark A. Johnson | Management | For | For |
| 1.3 | Elect Director Steven T. Stull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FORTUNE BRANDS HOME & SECURITY, INC.
Meeting Date: APR 28, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: FBHS
Security ID: 34964C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. D. David Mackay | Management | For | For |
| 1b | Elect Director David M. Thomas | Management | For | For |
| 1c | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
| |
|---|
GOOGLE INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | Withhold |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
HALLIBURTON COMPANY
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: HAL
Security ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| |
|---|
INGERSOLL-RAND PLC
Meeting Date: JUN 05, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: IR
Security ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director John P. Surma | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| |
|---|
INVESCO LTD.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: IVZ
Security ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Denis Kessler | Management | For | For |
| 2.2 | Elect Director G. Richard ('Rick') Wagoner, Jr. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LINKEDIN CORPORATION
Meeting Date: JUN 10, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: LNKD
Security ID: 53578A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reid Hoffman | Management | For | For |
| 1.2 | Elect Director Stanley J. Meresman | Management | For | Withhold |
| 1.3 | Elect Director David Sze | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MAGNA INTERNATIONAL INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: MG
Security ID: 559222401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott B. Bonham | Management | For | For |
| 1.2 | Elect Director Peter G. Bowie | Management | For | For |
| 1.3 | Elect Director J. Trevor Eyton | Management | For | For |
| 1.4 | Elect Director V. Peter Harder | Management | For | For |
| 1.5 | Elect Director Lady Barbara Judge | Management | For | For |
| 1.6 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.7 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director Donald J. Walker | Management | For | For |
| 1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
| 1.11 | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 03, 2014
Record Date: APR 09, 2014
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
METHANEX CORPORATION
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: MX
Security ID: 59151K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Aitken | Management | For | For |
| 1.2 | Elect Director Howard Balloch | Management | For | For |
| 1.3 | Elect Director Phillip Cook | Management | For | For |
| 1.4 | Elect Director John Floren | Management | For | For |
| 1.5 | Elect Director Thomas Hamilton | Management | For | For |
| 1.6 | Elect Director Robert Kostelnik | Management | For | For |
| 1.7 | Elect Director Douglas Mahaffy | Management | For | For |
| 1.8 | Elect Director A. Terence (Terry) Poole | Management | For | For |
| 1.9 | Elect Director John Reid | Management | For | For |
| 1.10 | Elect Director Janice Rennie | Management | For | For |
| 1.11 | Elect Director Monica Sloan | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
NIKE, INC.
Meeting Date: SEP 19, 2013
Record Date: JUL 19, 2013
Meeting Type: ANNUAL | Ticker: NKE
Security ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
NORTHERN TRUST CORPORATION
Meeting Date: APR 15, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: NTRS
Security ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | Withhold |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Jose Luis Prado | Management | For | For |
| 1.7 | Elect Director John W. Rowe | Management | For | For |
| 1.8 | Elect Director Martin P. Slark | Management | For | For |
| 1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.11 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying and Political Contributions | Shareholder | Against | For |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
Meeting Date: MAY 06, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: ORLY
Security ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Jay D. Burchfield | Management | For | For |
| 1e | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1f | Elect Director Paul R. Lederer | Management | For | For |
| 2 | Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | For |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: OII
Security ID: 675232102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T. Jay Collins | Management | For | For |
| 1.2 | Elect Director D. Michael Hughes | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PENTAIR LTD.
Meeting Date: MAY 20, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL | Ticker: PNR
Security ID: H6169Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glynis A. Bryan | Management | For | For |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director T. Michael Glenn | Management | For | For |
| 1e | Elect Director David H.Y. Ho | Management | For | For |
| 1f | Elect Director Randall J. Hogan | Management | For | For |
| 1g | Elect Director David A. Jones | Management | For | For |
| 1h | Elect Director Ronald L. Merriman | Management | For | For |
| 1i | Elect Director William T. Monahan | Management | For | For |
| 1j | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Elect Randall J. Hogan as Board Chairman | Management | For | Against |
| 3a | Appoint David A. Jones as Member of the Compensation Committee | Management | For | For |
| 3b | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | For | For |
| 3c | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | For | For |
| 3d | Appoint William T. Monahan as Member of the Compensation Committee | Management | For | For |
| 4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
| 7b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 7c | Ratify PricewaterhouseCoopers as Special Auditors | Management | For | For |
| 8a | Approve the Appropriation of results for the year ended December 31, 2013 | Management | For | For |
| 8b | Approve Dividends | Management | For | For |
| 9 | Advisory Vote to Ratify Names Executive Officers' Compensation | Management | For | For |
| 10 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | For | Against |
| |
|---|
PENTAIR LTD.
Meeting Date: MAY 20, 2014
Record Date: APR 30, 2014
Meeting Type: SPECIAL | Ticker: PNR
Security ID: H6169Q111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
| 2 | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association | Management | For | For |
| 3 | Approval to Create Distributable Reserves of Pentair-Ireland | Management | For | For |
| |
|---|
PERRIGO COMPANY
Meeting Date: NOV 18, 2013
Record Date: OCT 15, 2013
Meeting Type: SPECIAL | Ticker: PRGO
Security ID: 714290103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PFIZER INC.
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PIONEER NATURAL RESOURCES COMPANY
Meeting Date: MAY 28, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: PXD
Security ID: 723787107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy L. Dove | Management | For | For |
| 1.2 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.3 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
| 1.4 | Elect Director Frank A. Risch | Management | For | For |
| 1.5 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.6 | Elect Director Larry R. Grillot | Management | For | For |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Jim A. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PPG INDUSTRIES, INC.
Meeting Date: APR 17, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: PPG
Security ID: 693506107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Michele J. Hooper | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement in the Articles of Incorporation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PRECISION CASTPARTS CORP.
Meeting Date: AUG 13, 2013
Record Date: JUN 11, 2013
Meeting Type: ANNUAL | Ticker: PCP
Security ID: 740189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Donegan | Management | For | For |
| 1.2 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.3 | Elect Director Vernon E. Oechsle | Management | For | For |
| 1.4 | Elect Director Ulrich Schmidt | Management | For | For |
| 1.5 | Elect Director Richard L. Wambold | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
RALPH LAUREN CORPORATION
Meeting Date: AUG 08, 2013
Record Date: JUN 20, 2013
Meeting Type: ANNUAL | Ticker: RL
Security ID: 751212101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Hubert Joly | Management | For | For |
| 1.4 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
Meeting Date: JUN 02, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: CRM
Security ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Benioff | Management | For | For |
| 1.2 | Elect Director Keith Block | Management | For | For |
| 1.3 | Elect Director Craig Conway | Management | For | For |
| 1.4 | Elect Director Alan Hassenfeld | Management | For | For |
| 1.5 | Elect Director Colin Powell | Management | For | For |
| 1.6 | Elect Director John V. Roos | Management | For | For |
| 1.7 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.8 | Elect Director Robin Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE CHARLES SCHWAB CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: SCHW
Security ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank C. Herringer | Management | For | For |
| 1b | Elect Director Stephen T. McLin | Management | For | For |
| 1c | Elect Director Roger O. Walther | Management | For | For |
| 1d | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
THE DOW CHEMICAL COMPANY
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: DOW
Security ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold A. Allemang | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Paul Polman | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director James M. Ringler | Management | For | Against |
| 1j | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | For |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Gary D. Cohn | Management | For | For |
| 1d | Elect Director Claes Dahlback | Management | For | For |
| 1e | Elect Director William W. George | Management | For | For |
| 1f | Elect Director James A. Johnson | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Debora L. Spar | Management | For | For |
| 1l | Elect Director Mark E. Tucker | Management | For | For |
| 1m | Elect Director David A. Viniar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
THE HERSHEY COMPANY
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: HSY
Security ID: 427866108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela M. Arway | Management | For | For |
| 1.2 | Elect Director John P. Bilbrey | Management | For | For |
| 1.3 | Elect Director Robert F. Cavanaugh | Management | For | For |
| 1.4 | Elect Director Charles A. Davis | Management | For | For |
| 1.5 | Elect Director Mary Kay Haben | Management | For | For |
| 1.6 | Elect Director Robert M. Malcolm | Management | For | For |
| 1.7 | Elect Director James M. Mead | Management | For | For |
| 1.8 | Elect Director James E. Nevels | Management | For | For |
| 1.9 | Elect Director Anthony J. Palmer | Management | For | For |
| 1.10 | Elect Director Thomas J. Ridge | Management | For | For |
| 1.11 | Elect Director David L. Shedlarz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE HOME DEPOT, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: HD
Security ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | For |
| |
|---|
THE PRICELINE GROUP INC.
Meeting Date: JUN 05, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: PCLN
Security ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
THE TJX COMPANIES, INC.
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: TJX
Security ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
Meeting Date: MAR 18, 2014
Record Date: JAN 17, 2014
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: TMO
Security ID: 883556102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Marc N. Casper | Management | For | For |
| 1b | Elect Director Nelson J. Chai | Management | For | For |
| 1c | Elect Director C. Martin Harris | Management | For | For |
| 1d | Elect Director Tyler Jacks | Management | For | For |
| 1e | Elect Director Judy C. Lewent | Management | For | For |
| 1f | Elect Director Thomas J. Lynch | Management | For | For |
| 1g | Elect Director Jim P. Manzi | Management | For | For |
| 1h | Elect Director William G. Parrett | Management | For | For |
| 1i | Elect Director Lars R. Sorensen | Management | For | For |
| 1j | Elect Director Scott M. Sperling | Management | For | For |
| 1k | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIFFANY & CO.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: TIF
Security ID: 886547108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Kowalski | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Gary E. Costley | Management | For | For |
| 1d | Elect Director Frederic P. Cumenal | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director Charles K. Marquis | Management | For | For |
| 1h | Elect Director Peter W. May | Management | For | For |
| 1i | Elect Director William A. Shutzer | Management | For | For |
| 1j | Elect Director Robert S. Singer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TIME WARNER INC.
Meeting Date: JUN 13, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: TWX
Security ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Kenneth J. Novack | Management | For | For |
| 1.11 | Elect Director Paul D. Wachter | Management | For | For |
| 1.12 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TRIPADVISOR, INC.
Meeting Date: JUN 12, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: TRIP
Security ID: 896945201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kaufer | Management | For | Withhold |
| 1.3 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.4 | Elect Director Dipchand (Deep) Nishar | Management | For | For |
| 1.5 | Elect Director Jeremy Philips | Management | For | For |
| 1.6 | Elect Director Spencer M. Rascoff | Management | For | For |
| 1.7 | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1.8 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
| 1.9 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
TWENTY-FIRST CENTURY FOX, INC.
Meeting Date: OCT 18, 2013
Record Date: AUG 21, 2013
Meeting Type: ANNUAL | Ticker: FOX
Security ID: 90130A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director K. Rupert Murdoch | Management | For | Against |
| 1b | Elect Director Delphine Arnault | Management | For | For |
| 1c | Elect Director James W. Breyer | Management | For | Against |
| 1d | Elect Director Chase Carey | Management | For | Against |
| 1e | Elect Director David F. DeVoe | Management | For | Against |
| 1f | Elect Director Viet Dinh | Management | For | Against |
| 1g | Elect Director Roderick I. Eddington | Management | For | Against |
| 1h | Elect Director James R. Murdoch | Management | For | Against |
| 1i | Elect Director Lachlan K. Murdoch | Management | For | Against |
| 1j | Elect Director Jacques Nasser | Management | For | For |
| 1k | Elect Director Robert S. Silberman | Management | For | For |
| 1l | Elect Director Alvaro Uribe | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 7 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
| |
|---|
TWENTY-FIRST CENTURY FOX, INC.
Meeting Date: MAR 21, 2014
Record Date: JAN 23, 2014
Meeting Type: SPECIAL | Ticker: FOX
Security ID: 90130A200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Delisting of Shares from Stock Exchange | Management | For | For |
| 2 | Please vote FOR if Stock is Owned of Record or Beneficially by a U.S. Stockholder, Or vote AGAINST if Such Stock is Owned of Record or Beneficially by a Non-U.S. Stockholder | Management | None | For |
| |
|---|
UNITED RENTALS, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: URI
Security ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.4 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.5 | Elect Director Pierre E. Leroy | Management | For | For |
| 1.6 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.7 | Elect Director Brian D. McAuley | Management | For | For |
| 1.8 | Elect Director John S. McKinney | Management | For | For |
| 1.9 | Elect Director James H. Ozanne | Management | For | For |
| 1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.11 | Elect Director Filippo Passerini | Management | For | For |
| 1.12 | Elect Director Donald C. Roof | Management | For | For |
| 1.13 | Elect Director Keith Wimbush | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 02, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Directo Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Douglas W. Leatherdale | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director Kenneth I. Shine | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: VRTX
Security ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.2 | Elect Director Wayne J. Riley | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VF CORPORATION
Meeting Date: APR 22, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: VFC
Security ID: 918204108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.5 | Elect Director George Fellows | Management | For | For |
| 1.6 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.7 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.8 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
Meeting Date: JAN 29, 2014
Record Date: DEC 03, 2013
Meeting Type: ANNUAL | Ticker: V
Security ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
Meeting Date: NOV 14, 2013
Record Date: SEP 17, 2013
Meeting Type: ANNUAL | Ticker: WDC
Security ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen A. Cote | Management | For | For |
| 1b | Elect Director Henry T. DeNero | Management | For | For |
| 1c | Elect Director William L. Kimsey | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Roger H. Moore | Management | For | For |
| 1i | Elect Director Thomas E. Pardun | Management | For | For |
| 1j | Elect Director Arif Shakeel | Management | For | For |
| 1k | Elect Director Akio Yamamoto | Management | For | For |
| 1l | Elect Director Masahiro Yamamura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
XILINX, INC.
Meeting Date: AUG 14, 2013
Record Date: JUN 17, 2013
Meeting Type: ANNUAL | Ticker: XLNX
Security ID: 983919101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip T. Gianos | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director John L. Doyle | Management | For | For |
| 1.4 | Elect Director William G. Howard, Jr. | Management | For | For |
| 1.5 | Elect Director J. Michael Patterson | Management | For | For |
| 1.6 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.7 | Elect Director Marshall C. Turner | Management | For | For |
| 1.8 | Elect Director Elizabeth W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
Oppenheimer Capital Income Fund/VA
| |
|---|
ABBVIE INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: ABBV
Security ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACTAVIS PLC
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | For |
| |
|---|
ACTAVIS PLC
Meeting Date: JUN 17, 2014
Record Date: MAY 02, 2014
Meeting Type: SPECIAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACTAVIS, INC.
Meeting Date: SEP 10, 2013
Record Date: JUL 30, 2013
Meeting Type: SPECIAL | Ticker: ACT
Security ID: 00507K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
AECOM TECHNOLOGY CORPORATION
Meeting Date: MAR 06, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: ACM
Security ID: 00766T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Burke | Management | For | For |
| 1.2 | Elect Director David W. Joos | Management | For | For |
| 1.3 | Elect Director Robert J. Routs | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
Meeting Date: JAN 23, 2014
Record Date: NOV 29, 2013
Meeting Type: ANNUAL | Ticker: APD
Security ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Chadwick C. Deaton | Management | For | For |
| 1b | Elect Director Edward L. Monser | Management | For | For |
| 1c | Elect Director Matthew H. Paull | Management | For | For |
| 1d | Elect Director Lawrence S. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ALLERGAN, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: AGN
Security ID: 018490102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David E.I. Pyott | Management | For | For |
| 1b | Elect Director Michael R. Gallagher | Management | For | Against |
| 1c | Elect Director Deborah Dunsire | Management | For | For |
| 1d | Elect Director Trevor M. Jones | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Peter J. McDonnell | Management | For | For |
| 1g | Elect Director Timothy D. Proctor | Management | For | For |
| 1h | Elect Director Russell T. Ray | Management | For | For |
| 1i | Elect Director Henri A. Termeer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
AMDOCS LIMITED
Meeting Date: JAN 30, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: DOX
Security ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
| 1.2 | Elect Adrian Gardner as a Director | Management | For | For |
| 1.3 | Elect John T. McLennan as a Director | Management | For | For |
| 1.4 | Elect Simon Olswang as a Director | Management | For | For |
| 1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
| 1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
| 1.7 | Elect Eli Gelman as a Director | Management | For | For |
| 1.8 | Elect James S. Kahan as a Director | Management | For | For |
| 1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
| 1.10 | Elect Giora Yaron as a Director | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | Against |
| 4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
Meeting Date: MAY 12, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: AIG
Security ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert H. Benmosche | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director Peter R. Fisher | Management | For | For |
| 1d | Elect Director John H. Fitzpatrick | Management | For | For |
| 1e | Elect Director William G. Jurgensen | Management | For | For |
| 1f | Elect Director Christopher S. Lynch | Management | For | For |
| 1g | Elect Director Arthur C. Martinez | Management | For | For |
| 1h | Elect Director George L. Miles, Jr. | Management | For | For |
| 1i | Elect Director Henry S. Miller | Management | For | For |
| 1j | Elect Director Robert S. Miller | Management | For | For |
| 1k | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1l | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1m | Elect Director Douglas M. Steenland | Management | For | For |
| 1n | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | Management | For | For |
| 4 | Amend Tax Asset Protection Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Meeting Date: APR 29, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ARI
Security ID: 03762U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph F. Azrack | Management | For | For |
| 1.2 | Elect Director Mark C. Biderman | Management | For | For |
| 1.3 | Elect Director Robert A. Kasdin | Management | For | For |
| 1.4 | Elect Director Eric L. Press | Management | For | For |
| 1.5 | Elect Director Scott S. Prince | Management | For | For |
| 1.6 | Elect Director Stuart A. Rothstein | Management | For | For |
| 1.7 | Elect Director Michael E. Salvati | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPLE INC.
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: JUN 23, 2014
Record Date: MAY 09, 2014
Meeting Type: SPECIAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
AUTOZONE, INC.
Meeting Date: DEC 18, 2013
Record Date: OCT 21, 2013
Meeting Type: ANNUAL | Ticker: AZO
Security ID: 053332102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: BMRN
Security ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: BMY
Security ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Lewis B. Campbell | Management | For | For |
| 1C | Elect Director James M. Cornelius | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| |
|---|
CANADIAN NATIONAL RAILWAY COMPANY
Meeting Date: APR 23, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: CNR
Security ID: 136375102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Charles Baillie | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.4 | Elect Director Edith E. Holiday | Management | For | For |
| 1.5 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.6 | Elect Director Denis Losier | Management | For | For |
| 1.7 | Elect Director Edward C. Lumley | Management | For | For |
| 1.8 | Elect Director Kevin G. Lynch | Management | For | For |
| 1.9 | Elect Director Claude Mongeau | Management | For | For |
| 1.10 | Elect Director James E. O'Connor | Management | For | For |
| 1.11 | Elect Director Robert Pace | Management | For | For |
| 1.12 | Elect Director Robert L. Phillips | Management | For | For |
| 1.13 | Elect Director Laura Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CAREFUSION CORPORATION
Meeting Date: NOV 06, 2013
Record Date: SEP 09, 2013
Meeting Type: ANNUAL | Ticker: CFN
Security ID: 14170T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kieran T. Gallahue | Management | For | For |
| 1b | Elect Director J. Michael Losh | Management | For | Against |
| 1c | Elect Director Edward D. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement | Management | For | For |
| |
|---|
CAVIUM, INC.
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: CAVM
Security ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELLDEX THERAPEUTICS, INC.
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: CLDX
Security ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEVRON CORPORATION
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | For |
| |
|---|
CIT GROUP INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: CIT
Security ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Michael J. Embler | Management | For | For |
| 1d | Elect Director William M. Freeman | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director R. Brad Oates | Management | For | For |
| 1g | Elect Director Marianne Miller Parrs | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Peter J. Tobin | Management | For | For |
| 1m | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| |
|---|
COVIDIEN PLC
Meeting Date: MAR 19, 2014
Record Date: JAN 09, 2014
Meeting Type: ANNUAL | Ticker: COV
Security ID: G2554F113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Joy A. Amundson | Management | For | For |
| 1c | Elect Director Craig Arnold | Management | For | For |
| 1d | Elect Director Robert H. Brust | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Randall J. Hogan, III | Management | For | For |
| 1g | Elect Director Martin D. Madaus | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director Stephen H. Rusckowski | Management | For | For |
| 1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Market Purchases of Ordinary Shares | Management | For | For |
| 5 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| 6 | Renew Director's Authority to Issue Shares | Management | For | Against |
| 7 | Renew Director's Authority to Issue Shares for Cash | Management | For | Against |
| |
|---|
DEERE & COMPANY
Meeting Date: FEB 26, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL | Ticker: DE
Security ID: 244199105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Crandall C. Bowles | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Clayton M. Jones | Management | For | For |
| 1g | Elect Director Joachim Milberg | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Thomas H. Patrick | Management | For | For |
| 1k | Elect Director Sherry M. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
Meeting Date: APR 03, 2014
Record Date: FEB 03, 2014
Meeting Type: ANNUAL | Ticker: DLPH
Security ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
Meeting Date: APR 28, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: DLR
Security ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Dennis E. Singleton | Management | For | For |
| 1B | Elect Director Laurence A. Chapman | Management | For | For |
| 1C | Elect Director Kathleen Earley | Management | For | For |
| 1D | Elect Director Ruann F. Ernst | Management | For | For |
| 1E | Elect Director Kevin J. Kennedy | Management | For | For |
| 1F | Elect Director William G. LaPerch | Management | For | For |
| 1G | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
Meeting Date: MAY 07, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: DFS
Security ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.6 | Elect Director Richard H. Lenny | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGY XXI (BERMUDA) LIMITED
Meeting Date: MAY 30, 2014
Record Date: APR 21, 2014
Meeting Type: SPECIAL | Ticker: EXXI
Security ID: G10082140
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Elect Director Scott A. Griffiths | Management | For | For |
| |
|---|
EPL OIL & GAS, INC.
Meeting Date: MAY 30, 2014
Record Date: APR 21, 2014
Meeting Type: SPECIAL | Ticker: EPL
Security ID: 26883D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
EXELON CORPORATION
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: EXC
Security ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John A. Canning, Jr. | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Nelson A. Diaz | Management | For | For |
| 1h | Elect Director Sue L. Gin | Management | For | For |
| 1i | Elect Director Paul L. Joskow | Management | For | For |
| 1j | Elect Director Robert J. Lawless | Management | For | For |
| 1k | Elect Director Richard W. Mies | Management | For | For |
| 1l | Elect Director William C. Richardson | Management | For | For |
| 1m | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1n | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1o | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| |
|---|
FACEBOOK, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
| 7 | Report on Sustainability | Shareholder | Against | Against |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
Meeting Date: JUN 18, 2014
Record Date: MAY 07, 2014
Meeting Type: ANNUAL | Ticker: FNF
Security ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Approve the Tracking Stock Proposal | Management | For | Against |
| 2 | Approve the Reclassification Proposal | Management | For | Against |
| 3 | Approve the Optional Conversion Proposal | Management | For | Against |
| 4 | Approve the Group Disposition Proposal | Management | For | Against |
| 5 | Adjourn Meeting | Management | For | Against |
| 6.1 | Elect Director William P. Foley, II | Management | For | For |
| 6.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 6.3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 6.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
FLOWERS FOODS, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: FLO
Security ID: 343498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.2 | Elect Director Margaret G. Lewis | Management | For | For |
| 1.3 | Elect Director Allen L. Shiver | Management | For | For |
| 1.4 | Elect Director C. Martin Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FORTINET, INC.
Meeting Date: JUN 20, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: FTNT
Security ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Xie | Management | For | For |
| 1.2 | Elect Director William H. Neukom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: GE
Security ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director James E. Rohr | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
| |
|---|
GOOGLE INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | Withhold |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
GUIDEWIRE SOFTWARE, INC.
Meeting Date: DEC 05, 2013
Record Date: OCT 18, 2013
Meeting Type: ANNUAL | Ticker: GWRE
Security ID: 40171V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Cavoores | Management | For | For |
| 1.2 | Elect Director Guy Dubois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HENKEL AG & CO. KGAA
Meeting Date: APR 04, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: HEN3
Security ID:�� D3207M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1. | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2. | Approve Allocation of Income and Dividends of EUR 1.20 per Ordinary Share and EUR 1.22 per Preferred Share | Management | For | For |
| 3. | Approve Discharge of the Personally Liable Partnerfor Fiscal 2013 | Management | For | For |
| 4. | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5. | Approve Discharge of the Shareholders' Committee for Fiscal 2013 | Management | For | For |
| 6. | Ratify KPMG as Auditors for Fiscal 2014 | Management | For | For |
| 7. | Elect Barbara Kux to the Supervisory Board | Management | For | For |
| |
|---|
INFOBLOX INC.
Meeting Date: DEC 18, 2013
Record Date: OCT 29, 2013
Meeting Type: ANNUAL | Ticker: BLOX
Security ID: 45672H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Daniel J. Phelps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JOY GLOBAL INC.
Meeting Date: MAR 04, 2014
Record Date: JAN 03, 2014
Meeting Type: ANNUAL | Ticker: JOY
Security ID: 481165108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward L. Doheny, II | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director John T. Gremp | Management | For | For |
| 1.4 | Elect Director John Nils Hanson | Management | For | For |
| 1.5 | Elect Director Gale E. Klappa | Management | For | For |
| 1.6 | Elect Director Richard B. Loynd | Management | For | For |
| 1.7 | Elect Director P. Eric Siegert | Management | For | For |
| 1.8 | Elect Director James H. Tate | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
KAISER ALUMINUM CORPORATION
Meeting Date: JUN 04, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: KALU
Security ID: 483007704
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Bartholomew | Management | For | For |
| 1.2 | Elect Director Jack A. Hockema | Management | For | For |
| 1.3 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.4 | Elect Director Brett E. Wilcox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFELOCK, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: LOCK
Security ID: 53224V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert A. (Rocky) Pimentel | Management | For | Withhold |
| 1.2 | Elect Director Thomas J. Ridge | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 03, 2014
Record Date: APR 09, 2014
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 19, 2013
Record Date: SEP 13, 2013
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MOBILE MINI, INC.
Meeting Date: JUL 24, 2013
Record Date: MAY 30, 2013
Meeting Type: ANNUAL | Ticker: MINI
Security ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick McNamee, III | Management | For | For |
| 1.2 | Elect Director Lawrence Trachtenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MOBILE MINI, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: MINI
Security ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Watts | Management | For | For |
| 1.2 | Elect Director Erik Olsson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MDLZ
Security ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Nelson Peltz | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Ruth J. Simmons | Management | For | For |
| 1k | Elect Director Ratan N. Tata | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
Meeting Date: MAY 14, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: NOV
Security ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1B | Elect Director Clay C. Williams | Management | For | For |
| 1C | Elect Director Greg L. Armstrong | Management | For | For |
| 1D | Elect Director Robert E. Beauchamp | Management | For | For |
| 1E | Elect Director Marcela E. Donadio | Management | For | For |
| 1F | Elect Director Ben A. Guill | Management | For | For |
| 1G | Elect Director David D. Harrison | Management | For | For |
| 1H | Elect Director Roger L. Jarvis | Management | For | For |
| 1I | Elect Director Eric L. Mattson | Management | For | For |
| 1K | Elect Director Jeffery A. Smisek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NOBLE ENERGY, INC.
Meeting Date: APR 22, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: NBL
Security ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1.2 | Elect Director Michael A. Cawley | Management | For | For |
| 1.3 | Elect Director Edward F. Cox | Management | For | For |
| 1.4 | Elect Director Charles D. Davidson | Management | For | For |
| 1.5 | Elect Director Thomas J. Edelman | Management | For | For |
| 1.6 | Elect Director Eric P. Grubman | Management | For | For |
| 1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
| 1.8 | Elect Director Scott D. Urban | Management | For | For |
| 1.9 | Elect Director William T. Van Kleef | Management | For | For |
| 1.10 | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMNICARE, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: OCR
Security ID: 681904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John L. Bernbach | Management | For | For |
| 1b | Elect Director James G. Carlson | Management | For | For |
| 1c | Elect Director Mark A. Emmert | Management | For | For |
| 1d | Elect Director Steven J. Heyer | Management | For | For |
| 1e | Elect Director Samuel R. Leno | Management | For | For |
| 1f | Elect Director Barry P. Schochet | Management | For | For |
| 1g | Elect Director James D. Shelton | Management | For | For |
| 1h | Elect Director Amy Wallman | Management | For | For |
| 1i | Elect Director John L. Workman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ORBCOMM INC.
Meeting Date: APR 23, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: ORBC
Security ID: 68555P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc J. Eisenberg | Management | For | For |
| 1.2 | Elect Director Timothy Kelleher | Management | For | For |
| 1.3 | Elect Director John Major | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAA NATURAL GAS STORAGE, L.P.
Meeting Date: DEC 31, 2013
Record Date: NOV 25, 2013
Meeting Type: SPECIAL | Ticker: PNG
Security ID: 693139107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PACKAGING CORPORATION OF AMERICA
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: PKG
Security ID: 695156109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Hasan Jameel | Management | For | For |
| 1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.4 | Elect Director Robert C. Lyons | Management | For | For |
| 1.5 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.7 | Elect Director Roger B. Porter | Management | For | For |
| 1.8 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.9 | Elect Director Paul T. Stecko | Management | For | For |
| 1.10 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Jennifer Li | Management | For | For |
| 1.5 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.6 | Elect Director Kalpana Morparia | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Robert B. Polet | Management | For | For |
| 1.9 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.10 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
| |
|---|
PIER 1 IMPORTS, INC.
Meeting Date: JUL 02, 2013
Record Date: MAY 03, 2013
Meeting Type: ANNUAL | Ticker: PIR
Security ID: 720279108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claire H. Babrowski | Management | For | For |
| 1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.3 | Elect Director John H. Burgoyne | Management | For | For |
| 1.4 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.5 | Elect Director Brendan L. Hoffman | Management | For | For |
| 1.6 | Elect Director Terry E. London | Management | For | For |
| 1.7 | Elect Director Alexander W. Smith | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PIER 1 IMPORTS, INC.
Meeting Date: JUN 20, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: PIR
Security ID: 720279108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claire H. Babrowski | Management | For | For |
| 1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.3 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.4 | Elect Director Brendan L. Hoffman | Management | For | For |
| 1.5 | Elect Director Terry E. London | Management | For | For |
| 1.6 | Elect Director Cynthia P. McCague | Management | For | For |
| 1.7 | Elect Director Michael A. Peel | Management | For | For |
| 1.8 | Elect Director Ann M. Sardini | Management | For | For |
| 1.9 | Elect Director Alexander W. Smith | Management | For | For |
| 2 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PVH CORP.
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: PVH
Security ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
Meeting Date: MAY 22, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: RHI
Security ID: 770323103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.4 | Elect Director Robert J. Pace | Management | For | For |
| 1.5 | Elect Director Frederick A. Richman | Management | For | For |
| 1.6 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ROSS STORES, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: ROST
Security ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director George P. Orban | Management | For | For |
| 1g | Elect Director Lawrence S. Peiros | Management | For | For |
| 1h | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SIGNET JEWELERS LIMITED
Meeting Date: JUN 13, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: SIG
Security ID: G81276100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect H. Todd Stitzer as Director | Management | For | For |
| 1b | Elect Virginia Drosos as Director | Management | For | For |
| 1c | Elect Dale W. Hilpert as Director | Management | For | For |
| 1d | Elect Marianne Miller Parrs as Director | Management | For | For |
| 1e | Elect Thomas G. Plaskett as Director | Management | For | For |
| 1f | Elect Russell Walls as Director | Management | For | For |
| 1g | Elect Helen McCluskey as Director | Management | For | For |
| 1h | Elect Robert Stack as Director | Management | For | For |
| 1i | Elect Eugenia Ulasewicz as Director | Management | For | For |
| 1j | Elect Michael W. Barnes as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: SWKS
Security ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPLUNK INC.
Meeting Date: JUN 10, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: SPLK
Security ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Connors | Management | For | For |
| 1.2 | Elect Director Patricia B. Morrison | Management | For | For |
| 1.3 | Elect Director Nicholas G. Sturiale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
SYNOPSYS, INC.
Meeting Date: APR 02, 2014
Record Date: FEB 04, 2014
Meeting Type: ANNUAL | Ticker: SNPS
Security ID: 871607107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. de Geus | Management | For | For |
| 1.2 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.3 | Elect Director Alfred Castino | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
| 1.7 | Elect Director John G. Schwarz | Management | For | For |
| 1.8 | Elect Director Roy Vallee | Management | For | For |
| 1.9 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
TEAM HEALTH HOLDINGS, INC.
Meeting Date: MAY 19, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: TMH
Security ID: 87817A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg Roth | Management | For | For |
| 1.2 | Elect Director James L. Bierman | Management | For | For |
| 1.3 | Elect Director Mary R. Grealy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE GREENBRIER COMPANIES, INC.
Meeting Date: JAN 08, 2014
Record Date: NOV 13, 2013
Meeting Type: ANNUAL | Ticker: GBX
Security ID: 393657101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Graeme A. Jack | Management | For | For |
| 1.2 | Elect Director Victoria McManus | Management | For | For |
| 1.3 | Elect Director Wendy L. Teramoto | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER INC.
Meeting Date: JUN 13, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: TWX
Security ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Kenneth J. Novack | Management | For | For |
| 1.11 | Elect Director Paul D. Wachter | Management | For | For |
| 1.12 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TOLL BROTHERS, INC.
Meeting Date: MAR 12, 2014
Record Date: JAN 15, 2014
Meeting Type: ANNUAL | Ticker: TOL
Security ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.4 | Elect Director Robert S. Blank | Management | For | For |
| 1.5 | Elect Director Edward G. Boehne | Management | For | For |
| 1.6 | Elect Director Richard J. Braemer | Management | For | For |
| 1.7 | Elect Director Christine N. Garvey | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director Stephen A. Novick | Management | For | For |
| 1.10 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TOWERS WATSON & CO.
Meeting Date: NOV 15, 2013
Record Date: SEP 17, 2013
Meeting Type: ANNUAL | Ticker: TW
Security ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TYCO INTERNATIONAL LTD.
Meeting Date: MAR 05, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: TYC
Security ID: H89128104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3a | Elect Director Edward D. Breen | Management | For | For |
| 3b | Elect Director Herman E. Bulls | Management | For | For |
| 3c | Elect Director Michael E. Daniels | Management | For | For |
| 3d | Elect Director Frank M. Drendel | Management | For | For |
| 3e | Elect Director Brian Duperreault | Management | For | For |
| 3f | Elect Director Rajiv L. Gupta | Management | For | For |
| 3g | Elect Director George R. Oliver | Management | For | For |
| 3h | Elect Director Brendan R. O'Neill | Management | For | For |
| 3i | Elect Director Jurgen Tinggren | Management | For | For |
| 3j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 3k | Elect Director R. David Yost | Management | For | For |
| 4 | Elect Board Chairman Edward D. Breen | Management | For | For |
| 5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
| 5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
| 5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
| 6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
| 6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
| 8 | Approve Allocation of Income | Management | For | For |
| 9 | Approve Ordinary Cash Dividend | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: UAL
Security ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: UHS
Security ID: 913903100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Gibbs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: VZ
Security ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Report on Net Neutrality | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
VULCAN MATERIALS COMPANY
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: VMC
Security ID: 929160109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 1.2 | Elect Director Donald M. James | Management | For | For |
| 1.3 | Elect Director James T. Prokopanko | Management | For | For |
| 1.4 | Elect Director Kathleen W. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WEB.COM GROUP, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: WWWW
Security ID: 94733A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Brown | Management | For | For |
| 1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEBSTER FINANCIAL CORPORATION
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: WBS
Security ID: 947890109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Becker | Management | For | For |
| 1.2 | Elect Director John J. Crawford | Management | For | For |
| 1.3 | Elect Director Robert A. Finkenzeller | Management | For | For |
| 1.4 | Elect Director C. Michael Jacobi | Management | For | For |
| 1.5 | Elect Director Laurence C. Morse | Management | For | For |
| 1.6 | Elect Director Karen R. Osar | Management | For | For |
| 1.7 | Elect Director Mark Pettie | Management | For | For |
| 1.8 | Elect Director Charles W. Shivery | Management | For | For |
| 1.9 | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
Meeting Date: NOV 14, 2013
Record Date: SEP 17, 2013
Meeting Type: ANNUAL | Ticker: WDC
Security ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen A. Cote | Management | For | For |
| 1b | Elect Director Henry T. DeNero | Management | For | For |
| 1c | Elect Director William L. Kimsey | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Roger H. Moore | Management | For | For |
| 1i | Elect Director Thomas E. Pardun | Management | For | For |
| 1j | Elect Director Arif Shakeel | Management | For | For |
| 1k | Elect Director Akio Yamamoto | Management | For | For |
| 1l | Elect Director Masahiro Yamamura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN REFINING, INC.
Meeting Date: JUN 04, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: WNR
Security ID: 959319104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Carin Marcy Barth | Management | For | For |
| 2.2 | Elect Director Paul L. Foster | Management | For | For |
| 2.3 | Elect Director L. Frederick Francis | Management | For | Withhold |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
Meeting Date: JUL 24, 2013
Record Date: MAY 29, 2013
Meeting Type: ANNUAL | Ticker: WETF
Security ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Begleiter | Management | For | Against |
| 1.2 | Elect Director Win Neuger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
Meeting Date: JUN 27, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: WETF
Security ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Jarrett Lilien | Management | For | For |
| 1b | Elect Director Frank Salerno | Management | For | For |
| 1c | Elect Director Jonathan L. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
Oppenheimer Core Bond Fund/VA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Oppenheimer Discovery Mid Cap Growth Fund/VA
| |
|---|
A. O. SMITH CORPORATION
Meeting Date: APR 07, 2014
Record Date: FEB 17, 2014
Meeting Type: ANNUAL | Ticker: AOS
Security ID: 831865209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACTAVIS PLC
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | For |
| |
|---|
ACTAVIS PLC
Meeting Date: JUN 17, 2014
Record Date: MAY 02, 2014
Meeting Type: SPECIAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACTAVIS, INC.
Meeting Date: SEP 10, 2013
Record Date: JUL 30, 2013
Meeting Type: SPECIAL | Ticker: ACT
Security ID: 00507K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
ACUITY BRANDS, INC.
Meeting Date: JAN 07, 2014
Record Date: NOV 12, 2013
Meeting Type: ANNUAL | Ticker: AYI
Security ID: 00508Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.2 | Elect Director Robert F. McCullough | Management | For | For |
| 1.3 | Elect Director Dominic J. Pileggi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AFFILIATED MANAGERS GROUP, INC.
Meeting Date: JUN 16, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: AMG
Security ID: 008252108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Niall Ferguson | Management | For | For |
| 1d | Elect Director Sean M. Healey | Management | For | For |
| 1e | Elect Director Harold J. Meyerman | Management | For | For |
| 1f | Elect Director William J. Nutt | Management | For | For |
| 1g | Elect Director Tracy P. Palandjian | Management | For | For |
| 1h | Elect Director Rita M. Rodriguez | Management | For | For |
| 1i | Elect Director Patrick T. Ryan | Management | For | For |
| 1j | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
Meeting Date: MAR 19, 2014
Record Date: JAN 21, 2014
Meeting Type: ANNUAL | Ticker: A
Security ID: 00846U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heidi Fields | Management | For | For |
| 1.2 | Elect Director A. Barry Rand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALIGN TECHNOLOGY, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: ALGN
Security ID: 016255101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph Lacob | Management | For | For |
| 1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director George J. Morrow | Management | For | For |
| 1.4 | Elect Director David C. Nagel | Management | For | For |
| 1.5 | Elect Director Thomas M. Prescott | Management | For | For |
| 1.6 | Elect Director Andrea L. Saia | Management | For | For |
| 1.7 | Elect Director Greg J. Santora | Management | For | For |
| 1.8 | Elect Director Warren S. Thaler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORPORATION
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: ADS
Security ID: 018581108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce K. Anderson | Management | For | For |
| 1.2 | Elect Director Roger H. Ballou | Management | For | For |
| 1.3 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.4 | Elect Director D. Keith Cobb | Management | For | For |
| 1.5 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.6 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMC NETWORKS INC.
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: AMCX
Security ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil M. Ashe | Management | For | For |
| 1.2 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | Withhold |
| 1.4 | Elect Director Leonard Tow | Management | For | For |
| 1.5 | Elect Director Carl E. Vogel | Management | For | Withhold |
| 1.6 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERISOURCEBERGEN CORPORATION
Meeting Date: MAR 06, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: ABC
Security ID: 03073E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven H. Collis | Management | For | For |
| 1.2 | Elect Director Douglas R. Conant | Management | For | For |
| 1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.4 | Elect Director Richard C. Gozon | Management | For | For |
| 1.5 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1.7 | Elect Director Jane E. Henney | Management | For | For |
| 1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
AMETEK, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: AME
Security ID: 031100100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony J. Conti | Management | For | For |
| 1.2 | Elect Director Frank S. Hermance | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANTERO RESOURCES CORPORATION
Meeting Date: MAY 21, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: AR
Security ID: 03674X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Rady | Management | For | Withhold |
| 1.2 | Elect Director Glen C. Warren, Jr. | Management | For | Withhold |
| 1.3 | Elect Director James R. Levy | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ASPEN TECHNOLOGY, INC.
Meeting Date: DEC 05, 2013
Record Date: OCT 14, 2013
Meeting Type: ANNUAL | Ticker: AZPN
Security ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 1.2 | Elect Director Donald P. Casey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
Meeting Date: JUN 09, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: ATHN
Security ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Abernethy | Management | For | For |
| 1.2 | Elect Director Jonathan Bush | Management | For | For |
| 1.3 | Elect Director Brandon Hull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
B/E AEROSPACE, INC.
Meeting Date: JUL 24, 2013
Record Date: MAY 28, 2013
Meeting Type: ANNUAL | Ticker: BEAV
Security ID: 073302101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Senft | Management | For | For |
| 1.2 | Elect Director John T. Whates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: BMRN
Security ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: COG
Security ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan O. Dinges | Management | For | For |
| 1b | Elect Director James R. Gibbs | Management | For | For |
| 1c | Elect Director Robert L. Keiser | Management | For | For |
| 1d | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
CENTENE CORPORATION
Meeting Date: APR 22, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: CNC
Security ID: 15135B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Neidorff | Management | For | For |
| 1.2 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.3 | Elect Director John R. Roberts | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CERNER CORPORATION
Meeting Date: MAY 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: CERN
Security ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Danforth | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: CMG
Security ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Charlesworth | Management | For | For |
| 1.2 | Elect Director Monty Moran | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Sustainability | Shareholder | Against | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COLFAX CORPORATION
Meeting Date: MAY 14, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: CFX
Security ID: 194014106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mitchell P. Rales | Management | For | For |
| 1b | Elect Director Steven E. Simms | Management | For | For |
| 1c | Elect Director Clay H. Kiefaber | Management | For | For |
| 1d | Elect Director Patrick W. Allender | Management | For | For |
| 1e | Elect Director Thomas S. Gayner | Management | For | For |
| 1f | Elect Director Rhonda L. Jordan | Management | For | For |
| 1g | Elect Director San W. Orr, III | Management | For | For |
| 1h | Elect Director A. Clayton Perfall | Management | For | For |
| 1i | Elect Director Rajiv Vinnakota | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMVAULT SYSTEMS, INC.
Meeting Date: AUG 21, 2013
Record Date: JUL 01, 2013
Meeting Type: ANNUAL | Ticker: CVLT
Security ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Armando Geday | Management | For | For |
| 1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
Meeting Date: JUN 05, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: CXO
Security ID: 20605P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy A. Leach | Management | For | For |
| 1.2 | Elect Director William H. Easter, III | Management | For | For |
| 1.3 | Elect Director John P. Surma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONCUR TECHNOLOGIES, INC.
Meeting Date: MAR 12, 2014
Record Date: JAN 17, 2014
Meeting Type: ANNUAL | Ticker: CNQR
Security ID: 206708109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward P. Gilligan | Management | For | For |
| 1.2 | Elect Director Jeffrey T. McCabe | Management | For | For |
| 1.3 | Elect Director Rajeev Singh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONSTELLATION BRANDS, INC.
Meeting Date: JUL 24, 2013
Record Date: MAY 28, 2013
Meeting Type: ANNUAL | Ticker: STZ
Security ID: 21036P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | Withhold |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Jeananne K. Hauswald | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
| 1.6 | Elect Director Richard Sands | Management | For | For |
| 1.7 | Elect Director Robert Sands | Management | For | For |
| 1.8 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.9 | Elect Director Paul L. Smith | Management | For | Withhold |
| 1.10 | Elect Director Keith E. Wandell | Management | For | For |
| 1.11 | Elect Director Mark Zupan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CORE LABORATORIES N.V.
Meeting Date: MAY 13, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: CLB
Security ID: N22717107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David M. Demshur | Management | For | For |
| 1b | Elect Director Michael C. Kearney | Management | For | For |
| 1c | Elect Director Jan Willem Sodderland | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 8 | Authorize Board to Exclude Preemptive Rights from Issuance | Management | For | For |
| 9 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CORNERSTONE ONDEMAND, INC.
Meeting Date: JUN 04, 2014
Record Date: APR 09, 2014
Meeting Type: ANNUAL | Ticker: CSOD
Security ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COSTAR GROUP, INC.
Meeting Date: JUN 02, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: CSGP
Security ID: 22160N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Klein | Management | For | For |
| 1.2 | Elect Director Andrew C. Florance | Management | For | For |
| 1.3 | Elect Director David Bonderman | Management | For | For |
| 1.4 | Elect Director Michael J. Glosserman | Management | For | For |
| 1.5 | Elect Director Warren H. Haber | Management | For | For |
| 1.6 | Elect Director John W. Hill | Management | For | For |
| 1.7 | Elect Director Christopher J. Nassetta | Management | For | For |
| 1.8 | Elect Director David J. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COVANCE INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: CVD
Security ID: 222816100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary E. Costley | Management | For | For |
| 1.2 | Elect Director Sandra L. Helton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CUBIST PHARMACEUTICALS, INC.
Meeting Date: JUN 03, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: CBST
Security ID: 229678107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Bonney | Management | For | For |
| 1.2 | Elect Director Jane Henney | Management | For | For |
| 1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
Meeting Date: JUN 18, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: DECK
Security ID: 243537107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director John M. Gibbons | Management | For | For |
| 1.3 | Elect Director John G. Perenchio | Management | For | For |
| 1.4 | Elect Director Maureen Conners | Management | For | For |
| 1.5 | Elect Director Karyn O. Barsa | Management | For | For |
| 1.6 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.7 | Elect Director James Quinn | Management | For | For |
| 1.8 | Elect Director Lauri Shanahan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
Meeting Date: APR 03, 2014
Record Date: FEB 03, 2014
Meeting Type: ANNUAL | Ticker: DLPH
Security ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEXCOM, INC.
Meeting Date: MAY 29, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: DXCM
Security ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan T. Lord | Management | For | For |
| 1b | Elect Director Eric Topol | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DOMINO'S PIZZA, INC.
Meeting Date: APR 29, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: DPZ
Security ID: 25754A201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Balson | Management | For | Withhold |
| 1.2 | Elect Director Vernon 'Bud' O. Hamilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DRIL-QUIP, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: DRQ
Security ID: 262037104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake T. DeBerry | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Articles to Delete Obsolete Provisions | Management | For | For |
| 4 | Amend Articles Deleting Exception to Business Combination Provisions for Co-founders | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: DNKN
Security ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Hines | Management | For | For |
| 1.2 | Elect Director Joseph Uva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Nanomaterial Product Safety | Shareholder | Against | For |
| |
|---|
EAGLE MATERIALS INC.
Meeting Date: AUG 07, 2013
Record Date: JUN 10, 2013
Meeting Type: ANNUAL | Ticker: EXP
Security ID: 26969P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Robert L. Clarke | Management | For | For |
| 1B | Elect Director Martin M. Ellen | Management | For | For |
| 1C | Elect Director Steven R. Rowley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENVISION HEALTHCARE HOLDINGS, INC.
Meeting Date: MAY 29, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: EVHC
Security ID: 29413U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark V. Mactas | Management | For | For |
| 1.2 | Elect Director Randel G. Owen | Management | For | Withhold |
| 1.3 | Elect Director Richard J. Schnall | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FINANCIAL ENGINES, INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: FNGN
Security ID: 317485100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake R. Grossman | Management | For | For |
| 1.2 | Elect Director Robert A. Huret | Management | For | For |
| 1.3 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIREEYE, INC.
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: FEYE
Security ID: 31816Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Coughran Jr. | Management | For | For |
| 1.2 | Elect Director Gaurav Garg | Management | For | For |
| 1.3 | Elect Director Promod Haque | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST REPUBLIC BANK
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: FRC
Security ID: 33616C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Herbert, II | Management | For | For |
| 1.2 | Elect Director Katherine August-deWilde | Management | For | For |
| 1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.4 | Elect Director Frank J. Fahrenkopf, Jr | Management | For | For |
| 1.5 | Elect Director William E. Ford | Management | For | For |
| 1.6 | Elect Director L. Martin Gibbs | Management | For | For |
| 1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
| 1.8 | Elect Director Pamela J. Joyner | Management | For | For |
| 1.9 | Elect Director Reynold Levy | Management | For | For |
| 1.10 | Elect Director Jody S. Lindell | Management | For | For |
| 1.11 | Elect Director George G.C. Parker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FLEETCOR TECHNOLOGIES, INC.
Meeting Date: MAY 29, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: FLT
Security ID: 339041105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Buckman | Management | For | For |
| 1.2 | Elect Director Mark A. Johnson | Management | For | For |
| 1.3 | Elect Director Steven T. Stull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FLOWSERVE CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL | Ticker: FLS
Security ID: 34354P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gayla J. Delly | Management | For | For |
| 1.2 | Elect Director Rick J. Mills | Management | For | For |
| 1.3 | Elect Director Charles M. Rampacek | Management | For | For |
| 1.4 | Elect Director William C. Rusnack | Management | For | For |
| 1.5 | Elect Director John R. Friedery | Management | For | For |
| 1.6 | Elect Director Joe E. Harlan | Management | For | For |
| 1.7 | Elect Director Leif E. Darner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Proxy Voting Disclosure, Confidentiality, and Tabulation | Shareholder | Against | For |
| |
|---|
FORTUNE BRANDS HOME & SECURITY, INC.
Meeting Date: APR 28, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: FBHS
Security ID: 34964C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. D. David Mackay | Management | For | For |
| 1b | Elect Director David M. Thomas | Management | For | For |
| 1c | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GRACO INC.
Meeting Date: APR 25, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: GGG
Security ID: 384109104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Patrick J. McHale | Management | For | For |
| 1b | Elect Director Lee R. Mitau | Management | For | For |
| 1c | Elect Director Martha A. Morfitt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GUIDEWIRE SOFTWARE, INC.
Meeting Date: DEC 05, 2013
Record Date: OCT 18, 2013
Meeting Type: ANNUAL | Ticker: GWRE
Security ID: 40171V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Cavoores | Management | For | For |
| 1.2 | Elect Director Guy Dubois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GULFPORT ENERGY CORPORATION
Meeting Date: JUL 18, 2013
Record Date: APR 23, 2013
Meeting Type: ANNUAL | Ticker: GPOR
Security ID: 402635304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
GULFPORT ENERGY CORPORATION
Meeting Date: JUN 12, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: GPOR
Security ID: 402635304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Moore | Management | For | For |
| 1.2 | Elect Director Donald L. Dillingham | Management | For | For |
| 1.3 | Elect Director Craig Groeschel | Management | For | For |
| 1.4 | Elect Director David L. Houston | Management | For | For |
| 1.5 | Elect Director Michael S. Reddin | Management | For | For |
| 1.6 | Elect Director Scott E. Streller | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
Meeting Date: DEC 04, 2013
Record Date: OCT 07, 2013
Meeting Type: ANNUAL | Ticker: HAR
Security ID: 413086109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Adriane M. Brown | Management | For | For |
| 1b | Elect Director John W. Diercksen | Management | For | For |
| 1c | Elect Director Ann M. Korologos | Management | For | Against |
| 1d | Elect Director Jiren Liu | Management | For | Against |
| 1e | Elect Director Edward H. Meyer | Management | For | For |
| 1f | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1g | Elect Director Kenneth M. Reiss | Management | For | For |
| 1h | Elect Director Hellene S. Runtagh | Management | For | For |
| 1i | Elect Director Frank S. Sklarsky | Management | For | For |
| 1j | Elect Director Gary G. Steel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HEXCEL CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: HXL
Security ID: 428291108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nick L. Stanage | Management | For | For |
| 1.2 | Elect Director Joel S. Beckman | Management | For | For |
| 1.3 | Elect Director Lynn Brubaker | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Sandra L. Derickson | Management | For | For |
| 1.6 | Elect Director W. Kim Foster | Management | For | For |
| 1.7 | Elect Director Thomas A. Gendron | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.9 | Elect Director David C. Hill | Management | For | For |
| 1.10 | Elect Director David L. Pugh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HORMEL FOODS CORPORATION
Meeting Date: JAN 28, 2014
Record Date: NOV 29, 2013
Meeting Type: ANNUAL | Ticker: HRL
Security ID: 440452100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrell K. Crews | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Ettinger | Management | For | For |
| 1.3 | Elect Director Jody H. Feragen | Management | For | For |
| 1.4 | Elect Director Glenn S. Forbes | Management | For | For |
| 1.5 | Elect Director Stephen M. Lacy | Management | For | For |
| 1.6 | Elect Director John L. Morrison | Management | For | For |
| 1.7 | Elect Director Elsa A. Murano | Management | For | For |
| 1.8 | Elect Director Robert C. Nakasone | Management | For | For |
| 1.9 | Elect Director Susan K. Nestegard | Management | For | For |
| 1.10 | Elect Director Dakota A. Pippins | Management | For | For |
| 1.11 | Elect Director Christopher J. Policinski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ILLUMINA, INC.
Meeting Date: MAY 28, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: ILMN
Security ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| |
|---|
INCYTE CORPORATION
Meeting Date: MAY 28, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: INCY
Security ID: 45337C102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Wendy L. Dixon | Management | For | For |
| 1.6 | Elect Director Paul A. Friedman | Management | For | For |
| 1.7 | Elect Director Herve Hoppenot | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KAPSTONE PAPER AND PACKAGING CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: KS
Security ID: 48562P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Chapman | Management | For | For |
| 1.2 | Elect Director Ronald J. Gidwitz | Management | For | For |
| 1.3 | Elect Director Matthew Kaplan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KATE SPADE & COMPANY
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: KATE
Security ID: 485865109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard W. Aronson | Management | For | For |
| 1.2 | Elect Director Lawrence S. Benjamin | Management | For | For |
| 1.3 | Elect Director Raul J. Fernandez | Management | For | For |
| 1.4 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.5 | Elect Director Nancy J. Karch | Management | For | For |
| 1.6 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 1.7 | Elect Director Kay Koplovitz | Management | For | For |
| 1.8 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.9 | Elect Director Deborah J. Lloyd | Management | For | For |
| 1.10 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
LIONS GATE ENTERTAINMENT CORP.
Meeting Date: SEP 10, 2013
Record Date: JUL 19, 2013
Meeting Type: ANNUAL | Ticker: LGF
Security ID: 535919203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Burns | Management | For | For |
| 1.2 | Elect Director Gordon Crawford | Management | For | For |
| 1.3 | Elect Director Arthur Evrensel | Management | For | Withhold |
| 1.4 | Elect Director Jon Feltheimer | Management | For | For |
| 1.5 | Elect Director Frank Giustra | Management | For | For |
| 1.6 | Elect Director Morley Koffman | Management | For | For |
| 1.7 | Elect Director Harald Ludwig | Management | For | For |
| 1.8 | Elect Director G. Scott Paterson | Management | For | For |
| 1.9 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.10 | Elect Director Daryl Simm | Management | For | For |
| 1.11 | Elect Director Hardwick Simmons | Management | For | For |
| 1.12 | Elect Director Phyllis Yaffe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
LKQ CORPORATION
Meeting Date: MAY 05, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: LKQ
Security ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Ronald G. Foster | Management | For | For |
| 1.3 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.4 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.5 | Elect Director Paul M. Meister | Management | For | For |
| 1.6 | Elect Director John F. O'Brien | Management | For | For |
| 1.7 | Elect Director Guhan Subramanian | Management | For | For |
| 1.8 | Elect Director Robert L. Wagman | Management | For | For |
| 1.9 | Elect Director William M. Webster, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MAXIMUS, INC.
Meeting Date: MAR 19, 2014
Record Date: JAN 15, 2014
Meeting Type: ANNUAL | Ticker: MMS
Security ID: 577933104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell A. Beliveau | Management | For | For |
| 1.2 | Elect Director John J. Haley | Management | For | For |
| 1.3 | Elect Director Marilyn R. Seymann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
METHANEX CORPORATION
Meeting Date: APR 30, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: MX
Security ID: 59151K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Aitken | Management | For | For |
| 1.2 | Elect Director Howard Balloch | Management | For | For |
| 1.3 | Elect Director Phillip Cook | Management | For | For |
| 1.4 | Elect Director John Floren | Management | For | For |
| 1.5 | Elect Director Thomas Hamilton | Management | For | For |
| 1.6 | Elect Director Robert Kostelnik | Management | For | For |
| 1.7 | Elect Director Douglas Mahaffy | Management | For | For |
| 1.8 | Elect Director A. Terence (Terry) Poole | Management | For | For |
| 1.9 | Elect Director John Reid | Management | For | For |
| 1.10 | Elect Director Janice Rennie | Management | For | For |
| 1.11 | Elect Director Monica Sloan | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
MGM RESORTS INTERNATIONAL
Meeting Date: JUN 05, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: MGM
Security ID: 552953101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Mary Chris Gay | Management | For | For |
| 1.5 | Elect Director William W. Grounds | Management | For | For |
| 1.6 | Elect Director Alexis M. Herman | Management | For | For |
| 1.7 | Elect Director Roland Hernandez | Management | For | For |
| 1.8 | Elect Director Anthony Mandekic | Management | For | For |
| 1.9 | Elect Director Rose McKinney-James | Management | For | For |
| 1.10 | Elect Director James J. Murren | Management | For | For |
| 1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
| 1.12 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
Meeting Date: AUG 01, 2013
Record Date: JUN 04, 2013
Meeting Type: ANNUAL | Ticker: KORS
Security ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Michael Kors as a Director | Management | For | For |
| 1b | Elect Judy Gibbons as a Director | Management | For | For |
| 1c | Elect Lawrence Stroll as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MICROCHIP TECHNOLOGY INCORPORATED
Meeting Date: AUG 16, 2013
Record Date: JUN 20, 2013
Meeting Type: ANNUAL | Ticker: MCHP
Security ID: 595017104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOBILE MINI, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: MINI
Security ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Watts | Management | For | For |
| 1.2 | Elect Director Erik Olsson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NETFLIX, INC.
Meeting Date: JUN 09, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: NFLX
Security ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reed Hastings | Management | For | Withhold |
| 1.2 | Elect Director Jay C. Hoag | Management | For | Withhold |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
| 9 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
NETSUITE INC.
Meeting Date: JUN 11, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: N
Security ID: 64118Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary Nelson | Management | For | For |
| 1.2 | Elect Director Kevin Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
Meeting Date: MAR 28, 2014
Record Date: FEB 28, 2014
Meeting Type: SPECIAL | Ticker: NXPI
Security ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
Meeting Date: MAY 20, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: NXPI
Security ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | Against |
| 3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
| 3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
| 3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
| 3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
| 3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
| 3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
Meeting Date: MAY 06, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: ORLY
Security ID: 67103H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David O'Reilly | Management | For | For |
| 1b | Elect Director Larry O'Reilly | Management | For | For |
| 1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
| 1d | Elect Director Jay D. Burchfield | Management | For | For |
| 1e | Elect Director Thomas T. Hendrickson | Management | For | For |
| 1f | Elect Director Paul R. Lederer | Management | For | For |
| 2 | Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | For |
| |
|---|
ON ASSIGNMENT, INC.
Meeting Date: JUN 19, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: ASGN
Security ID: 682159108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter T. Dameris | Management | For | For |
| 1.2 | Elect Director Jonathan S. Holman | Management | For | For |
| 2A | Amend Articles to Remove Requirement that Stockholders Adopt a Resolution if the Board of Directors Adopts Any Bylaw Amendment that Increases or Reduces the Authorized Number of Directors | Management | For | For |
| 2B | Reduce Supermajority Vote Requirement | Management | For | For |
| 2C | Provide Right to Act by Written Consent | Management | For | For |
| 2D | Reduce Supermajority Vote Requirement | Management | For | For |
| 2E | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PANDORA MEDIA, INC.
Meeting Date: JUN 04, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: P
Security ID: 698354107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Chernin | Management | For | For |
| 1.2 | Elect Director Brian McAndrews | Management | For | For |
| 1.3 | Elect Director Tim Westergren | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PENTAIR LTD.
Meeting Date: MAY 20, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL | Ticker: PNR
Security ID: H6169Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glynis A. Bryan | Management | For | For |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director T. Michael Glenn | Management | For | For |
| 1e | Elect Director David H.Y. Ho | Management | For | For |
| 1f | Elect Director Randall J. Hogan | Management | For | For |
| 1g | Elect Director David A. Jones | Management | For | For |
| 1h | Elect Director Ronald L. Merriman | Management | For | For |
| 1i | Elect Director William T. Monahan | Management | For | For |
| 1j | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Elect Randall J. Hogan as Board Chairman | Management | For | Against |
| 3a | Appoint David A. Jones as Member of the Compensation Committee | Management | For | For |
| 3b | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | For | For |
| 3c | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | For | For |
| 3d | Appoint William T. Monahan as Member of the Compensation Committee | Management | For | For |
| 4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
| 7b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 7c | Ratify PricewaterhouseCoopers as Special Auditors | Management | For | For |
| 8a | Approve the Appropriation of results for the year ended December 31, 2013 | Management | For | For |
| 8b | Approve Dividends | Management | For | For |
| 9 | Advisory Vote to Ratify Names Executive Officers' Compensation | Management | For | For |
| 10 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | For | Against |
| |
|---|
PENTAIR LTD.
Meeting Date: MAY 20, 2014
Record Date: APR 30, 2014
Meeting Type: SPECIAL | Ticker: PNR
Security ID: H6169Q111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
| 2 | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association | Management | For | For |
| 3 | Approval to Create Distributable Reserves of Pentair-Ireland | Management | For | For |
| |
|---|
PHARMACYCLICS, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: PCYC
Security ID: 716933106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Booth | Management | For | For |
| 1.2 | Elect Director Kenneth A. Clark | Management | For | For |
| 1.3 | Elect Director Robert W. Duggan | Management | For | For |
| 1.4 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.5 | Elect Director Minesh P. Mehta | Management | For | For |
| 1.6 | Elect Director David D. Smith | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POLARIS INDUSTRIES INC.
Meeting Date: APR 24, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: PII
Security ID: 731068102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin M. Farr | Management | For | For |
| 1.2 | Elect Director Gary E. Hendrickson | Management | For | For |
| 1.3 | Elect Director R. M. (Mark) Schreck | Management | For | For |
| 1.4 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POLYONE CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: POL
Security ID: 73179P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Fearon | Management | For | For |
| 1.2 | Elect Director Gregory J. Goff | Management | For | For |
| 1.3 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.4 | Elect Director Sandra B. Lin | Management | For | For |
| 1.5 | Elect Director Richard A. Lorraine | Management | For | For |
| 1.6 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.7 | Elect Director Robert M. Patterson | Management | For | For |
| 1.8 | Elect Director William H. Powell | Management | For | For |
| 1.9 | Elect Director Kerry J. Preete | Management | For | For |
| 1.10 | Elect Director Farah M. Walters | Management | For | For |
| 1.11 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PROTO LABS, INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: PRLB
Security ID: 743713109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence J. Lukis | Management | For | For |
| 1.2 | Elect Director Victoria M. Holt | Management | For | For |
| 1.3 | Elect Director Bradley A. Cleveland | Management | For | For |
| 1.4 | Elect Director Rainer Gawlick | Management | For | For |
| 1.5 | Elect Director John B. Goodman | Management | For | For |
| 1.6 | Elect Director Douglas W. Kohrs | Management | For | For |
| 1.7 | Elect Director Brian K. Smith | Management | For | For |
| 1.8 | Elect Director Sven A. Wehrwein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
ROCK-TENN COMPANY
Meeting Date: JAN 31, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: RKT
Security ID: 772739207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenny A. Hourihan | Management | For | For |
| 1.2 | Elect Director Steven C. Voorhees | Management | For | For |
| 1.3 | Elect Director J. Powell Brown | Management | For | Withhold |
| 1.4 | Elect Director Robert M. Chapman | Management | For | For |
| 1.5 | Elect Director Terrell K. Crews | Management | For | For |
| 1.6 | Elect Director Russell M. Currey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
SBA COMMUNICATIONS CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: SBAC
Security ID: 78388J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven E. Bernstein | Management | For | For |
| 1b | Elect Director Duncan H. Cocroft | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHUTTERSTOCK, INC.
Meeting Date: JUN 12, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: SSTK
Security ID: 825690100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff Epstein | Management | For | For |
| 1.2 | Elect Director Jonathan Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SIGNATURE BANK
Meeting Date: APR 24, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: SBNY
Security ID: 82669G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Shay | Management | For | For |
| 1.2 | Elect Director Alfred B. DelBello | Management | For | For |
| 1.3 | Elect Director Joseph J. DePaolo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOLARCITY CORPORATION
Meeting Date: JUN 04, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: SCTY
Security ID: 83416T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Antonio J. Gracias | Management | For | For |
| 1b | Elect Director Nancy E. Pfund | Management | For | Against |
| 1c | Elect Director Peter J. Rive | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SPIRIT AIRLINES, INC.
Meeting Date: JUN 17, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: SAVE
Security ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPLUNK INC.
Meeting Date: JUN 10, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: SPLK
Security ID: 848637104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Connors | Management | For | For |
| 1.2 | Elect Director Patricia B. Morrison | Management | For | For |
| 1.3 | Elect Director Nicholas G. Sturiale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
STRATASYS LTD.
Meeting Date: SEP 12, 2013
Record Date: AUG 13, 2013
Meeting Type: SPECIAL | Ticker: SSYS
Security ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
SVB FINANCIAL GROUP
Meeting Date: APR 24, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: SIVB
Security ID: 78486Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg W. Becker | Management | For | For |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.3 | Elect Director David M. Clapper | Management | For | For |
| 1.4 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.5 | Elect Director Joel P. Friedman | Management | For | For |
| 1.6 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.7 | Elect Director Lata Krishnan | Management | For | For |
| 1.8 | Elect Director Jeffrey N. Maggioncalda | Management | For | For |
| 1.9 | Elect Director Kate D. Mitchell | Management | For | For |
| 1.10 | Elect Director John F. Robinson | Management | For | For |
| 1.11 | Elect Director Garen K. Staglin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
TABLEAU SOFTWARE, INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: DATA
Security ID: 87336U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elliott Jurgensen, Jr. | Management | For | For |
| 1.2 | Elect Director John McAdam | Management | For | For |
| 1.3 | Elect Director Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
THE COOPER COMPANIES, INC.
Meeting Date: MAR 17, 2014
Record Date: JAN 21, 2014
Meeting Type: ANNUAL | Ticker: COO
Security ID: 216648402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE ESTEE LAUDER COMPANIES INC.
Meeting Date: NOV 12, 2013
Record Date: SEP 13, 2013
Meeting Type: ANNUAL | Ticker: EL
Security ID: 518439104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aerin Lauder | Management | For | For |
| 1.2 | Elect Director William P. Lauder | Management | For | Withhold |
| 1.3 | Elect Director Richard D. Parsons | Management | For | Withhold |
| 1.4 | Elect Director Lynn Forester de Rothschild | Management | For | For |
| 1.5 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| 5 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
| |
|---|
THE MIDDLEBY CORPORATION
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MIDD
Security ID: 596278101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Selim A. Bassoul | Management | For | For |
| 1.2 | Elect Director Sarah Palisi Chapin | Management | For | For |
| 1.3 | Elect Director Robert B. Lamb | Management | For | For |
| 1.4 | Elect Director John R. Miller, III | Management | For | For |
| 1.5 | Elect Director Gordon O'Brien | Management | For | For |
| 1.6 | Elect Director Philip G. Putnam | Management | For | For |
| 1.7 | Elect Director Sabin C. Streeter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE SHERWIN-WILLIAMS COMPANY
Meeting Date: APR 16, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: SHW
Security ID: 824348106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Christopher M. Connor | Management | For | For |
| 1.3 | Elect Director David F. Hodnik | Management | For | For |
| 1.4 | Elect Director Thomas G. Kadien | Management | For | For |
| 1.5 | Elect Director Richard J. Kramer | Management | For | For |
| 1.6 | Elect Director Susan J. Kropf | Management | For | For |
| 1.7 | Elect Director Christine A. Poon | Management | For | For |
| 1.8 | Elect Director Richard K. Smucker | Management | For | For |
| 1.9 | Elect Director John M. Stropki | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE ULTIMATE SOFTWARE GROUP, INC.
Meeting Date: MAY 19, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: ULTI
Security ID: 90385D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director LeRoy A. Vander Putten | Management | For | For |
| 1.2 | Elect Director Robert A. Yanover | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRACTOR SUPPLY COMPANY
Meeting Date: MAY 01, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: TSCO
Security ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.5 | Elect Director Richard W. Frost | Management | For | For |
| 1.6 | Elect Director George MacKenzie | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.9 | Elect Director Mark J. Weikel | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRIPADVISOR, INC.
Meeting Date: JUN 12, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: TRIP
Security ID: 896945201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory B. Maffei | Management | For | Withhold |
| 1.2 | Elect Director Stephen Kaufer | Management | For | Withhold |
| 1.3 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.4 | Elect Director Dipchand (Deep) Nishar | Management | For | For |
| 1.5 | Elect Director Jeremy Philips | Management | For | For |
| 1.6 | Elect Director Spencer M. Rascoff | Management | For | For |
| 1.7 | Elect Director Christopher W. Shean | Management | For | Withhold |
| 1.8 | Elect Director Sukhinder Singh Cassidy | Management | For | For |
| 1.9 | Elect Director Robert S. Wiesenthal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: TRW
Security ID: 87264S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director David W. Meline | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
TYLER TECHNOLOGIES, INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: TYL
Security ID: 902252105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Brattain | Management | For | For |
| 1.2 | Elect Director Glenn A. Carter | Management | For | For |
| 1.3 | Elect Director Brenda A. Cline | Management | For | For |
| 1.4 | Elect Director J. Luther King, Jr. | Management | For | For |
| 1.5 | Elect Director John S. Marr, Jr. | Management | For | For |
| 1.6 | Elect Director Dustin R. Womble | Management | For | For |
| 1.7 | Elect Director John M. Yeaman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNDER ARMOUR, INC.
Meeting Date: MAY 13, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: UA
Security ID: 904311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin A. Plank | Management | For | For |
| 1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
| 1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
| 1.4 | Elect Director Anthony W. Deering | Management | For | For |
| 1.5 | Elect Director A.B. Krongard | Management | For | For |
| 1.6 | Elect Director William R. McDermott | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Harvey L. Sanders | Management | For | For |
| 1.9 | Elect Director Thomas J. Sippel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED RENTALS, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: URI
Security ID: 911363109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.4 | Elect Director Michael J. Kneeland | Management | For | For |
| 1.5 | Elect Director Pierre E. Leroy | Management | For | For |
| 1.6 | Elect Director Singleton B. McAllister | Management | For | For |
| 1.7 | Elect Director Brian D. McAuley | Management | For | For |
| 1.8 | Elect Director John S. McKinney | Management | For | For |
| 1.9 | Elect Director James H. Ozanne | Management | For | For |
| 1.10 | Elect Director Jason D. Papastavrou | Management | For | For |
| 1.11 | Elect Director Filippo Passerini | Management | For | For |
| 1.12 | Elect Director Donald C. Roof | Management | For | For |
| 1.13 | Elect Director Keith Wimbush | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: UHS
Security ID: 913903100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Gibbs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WABCO HOLDINGS INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: WBC
Security ID: 92927K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
| 1.2 | Elect Director Juergen W. Gromer | Management | For | For |
| 1.3 | Elect Director Mary L. Petrovich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WADDELL & REED FINANCIAL, INC.
Meeting Date: APR 16, 2014
Record Date: FEB 19, 2014
Meeting Type: ANNUAL | Ticker: WDR
Security ID: 930059100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.2 | Elect Director Alan W. Kosloff | Management | For | For |
| 1.3 | Elect Director Jerry W. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: WAB
Security ID: 929740108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Emilio A. Fernandez | Management | For | For |
| 1.2 | Elect Director Lee B. Foster, II | Management | For | For |
| 1.3 | Elect Director Gary C. Valade | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTLAKE CHEMICAL CORPORATION
Meeting Date: MAY 16, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: WLK
Security ID: 960413102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dorothy C. Jenkins | Management | For | Withhold |
| 1.2 | Elect Director Max L. Lukens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
WHOLE FOODS MARKET, INC.
Meeting Date: FEB 24, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: WFM
Security ID: 966837106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Gabrielle Greene | Management | For | For |
| 1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director John Mackey | Management | For | For |
| 1.6 | Elect Director Walter Robb | Management | For | For |
| 1.7 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.10 | Elect Director Ralph Sorenson | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 5 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
| |
|---|
WORKDAY, INC.
Meeting Date: JUN 03, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: WDAY
Security ID: 98138H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christa Davies | Management | For | For |
| 1.2 | Elect Director George J. Still, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WYNN RESORTS, LIMITED
Meeting Date: MAY 16, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: WYNN
Security ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Miller | Management | For | For |
| 1.2 | Elect Director D. Boone Wayson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Board Qualifications | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
YELP INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: YELP
Security ID: 985817105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diane Irvine | Management | For | For |
| 1.2 | Elect Director Max Levchin | Management | For | For |
| 1.3 | Elect Director Mariam Naficy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ZULILY, INC.
Meeting Date: MAY 19, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: ZU
Security ID: 989774104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Geschke | Management | For | For |
| 1.2 | Elect Director Mark Vadon | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
Oppenheimer Diversified Alternatives Fund/VA
| |
|---|
ACADIA REALTY TRUST
Meeting Date: MAY 14, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: AKR
Security ID: 004239109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lee S. Wielansky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AFRICAN BARRICK GOLD PLC
Meeting Date: APR 24, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: ABG
Security ID: G0128R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Kelvin Dushnisky as Director | Management | For | Abstain |
| 6 | Elect Bradley Gordon as Director | Management | For | For |
| 7 | Re-elect Juma Mwapachu as Director | Management | For | For |
| 8 | Elect Graham Clow as Director | Management | For | For |
| 9 | Elect Rachel English as Director | Management | For | For |
| 10 | Re-elect Andre Falzon as Director | Management | For | For |
| 11 | Re-elect Stephen Galbraith as Director | Management | For | For |
| 12 | Re-elect Michael Kenyon as Director | Management | For | For |
| 13 | Elect Steve Lucas as Director | Management | For | For |
| 14 | Re-elect Richard McCreary as Director | Management | For | For |
| 15 | Elect Peter Tomsett as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
AGNICO EAGLE MINES LIMITED
Meeting Date: MAY 02, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: AEM
Security ID: 008474108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Clifford J. Davis | Management | For | For |
| 1.5 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director Deborah A. McCombe | Management | For | For |
| 1.9 | Elect Director James D. Nasso | Management | For | For |
| 1.10 | Elect Director Sean Riley | Management | For | For |
| 1.11 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.12 | Elect Director Howard R. Stockford | Management | For | For |
| 1.13 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Incentive Share Purchase Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
ALAMOS GOLD INC.
Meeting Date: MAY 28, 2014
Record Date: APR 25, 2014
Meeting Type: ANNUAL | Ticker: AGI
Security ID: 011527108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Anthony Garson | Management | For | For |
| 2.2 | Elect Director David Gower | Management | For | For |
| 2.3 | Elect Director John A. McCluskey | Management | For | For |
| 2.4 | Elect Director Paul J. Murphy | Management | For | For |
| 2.5 | Elect Director Kenneth G. Stowe | Management | For | For |
| 2.6 | Elect Director David Fleck | Management | For | For |
| 3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Meeting Date: MAY 29, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: ARE
Security ID: 015271109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Maria C. Freire | Management | For | For |
| 1.5 | Elect Director Steven R. Hash | Management | For | For |
| 1.6 | Elect Director Richard H. Klein | Management | For | For |
| 1.7 | Elect Director James H. Richardson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALSTRIA OFFICE REIT-AG
Meeting Date: MAY 14, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: AOX
Security ID: D0378R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2014 | Management | For | For |
| 6.1 | Approve Creation of EUR 39.5 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 6.2 | Allow Exclusion of Preemptive Rights for up to 5 Percent of the Share Capital when Issuing Shares Under the Authorization in Item 6.1 | Management | For | For |
| 6.3 | Allow Exclusion of Preemptive Rights for up to 5 Percent of the Share Capital when Issuing Shares Under the Authorization in Item 6.1 | Management | For | For |
| |
|---|
AMERICAN CAMPUS COMMUNITIES, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ACC
Security ID: 024835100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Bayless Jr. | Management | For | For |
| 1b | Elect Director R.D. Burck | Management | For | For |
| 1c | Elect Director G. Steven Dawson | Management | For | For |
| 1d | Elect Director Cydney C. Donnell | Management | For | For |
| 1e | Elect Director Dennis G. Lopez | Management | For | For |
| 1f | Elect Director Edward Lowenthal | Management | For | For |
| 1g | Elect Director Oliver Luck | Management | For | For |
| 1h | Elect Director C. Patrick Oles, Jr. | Management | For | For |
| 1i | Elect Director Winston W. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANAREN, INC.
Meeting Date: FEB 06, 2014
Record Date: DEC 18, 2013
Meeting Type: SPECIAL | Ticker: ANEN
Security ID: 032744104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ANGLOGOLD ASHANTI LTD
Meeting Date: MAY 14, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: ANG
Security ID: 035128206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 2 | Elect Richard Duffy as Director | Management | For | For |
| 3 | Re-elect Rhidwaan Gasant as Director | Management | For | For |
| 4 | Re-elect Sipho Pityana as Director | Management | For | For |
| 5 | Re-elect Wiseman Nkuhlu as Member of the Audit and Risk Committee | Management | For | For |
| 6 | Re-elect Michael Kirkwood as Member of the Audit and Risk Committee | Management | For | For |
| 7 | Re-elect Rhidwaan Gasant as Member of the Audit and Risk Committee | Management | For | For |
| 8 | Elect Rodney Ruston as Member of the Audit and Risk Committee | Management | For | For |
| 9 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 10 | Approve Remuneration Policy | Management | For | For |
| 11 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Non-executive Directors' Remuneration for their Service as Directors | Management | For | For |
| 13 | Approve Non-executive Directors' Remuneration for Board Committee Meetings | Management | For | For |
| 14 | Amend Memorandum of Incorporation | Management | For | For |
| 15 | Amend Long Term Incentive Plan | Management | For | For |
| 16 | Amend Bonus Share Plan | Management | For | For |
| 17 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
| 18 | Approve Financial Assistance in Terms of Sections 44 and 45 of the Companies Act | Management | For | For |
| 19 | Elect David Hodgson as Director | Management | For | For |
| |
|---|
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Meeting Date: APR 29, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: AIV
Security ID: 03748R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James N. Bailey | Management | For | For |
| 1.2 | Elect Director Terry Considine | Management | For | For |
| 1.3 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.4 | Elect Director J. Landis Martin | Management | For | For |
| 1.5 | Elect Director Robert A. Miller | Management | For | For |
| 1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ARGONAUT GOLD INC
Meeting Date: MAY 06, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: AR
Security ID: 04016A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter C. Dougherty | Management | For | For |
| 1.2 | Elect Director Brian J. Kennedy | Management | For | For |
| 1.3 | Elect Director James E. Kofman | Management | For | For |
| 1.4 | Elect Director Christopher R. Lattanzi | Management | For | For |
| 1.5 | Elect Director Peter Mordaunt | Management | For | For |
| 1.6 | Elect Director Dale C. Peniuk | Management | For | For |
| 1.7 | Elect Director David H. Watkins | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ASCENDAS REAL ESTATE INVESTMENT TRUST
Meeting Date: JUN 30, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: A17U
Security ID: Y0205X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Reappoint KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-linked Securities With or Without Preemptive Rights | Management | For | For |
| |
|---|
ATMI, INC.
Meeting Date: APR 15, 2014
Record Date: MAR 10, 2014
Meeting Type: SPECIAL | Ticker: ATMI
Security ID: 00207R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
AURICO GOLD INC.
Meeting Date: MAY 09, 2014
Record Date: APR 09, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: AUQ
Security ID: 05155C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Edwards | Management | For | For |
| 1.2 | Elect Director Mark J. Daniel | Management | For | For |
| 1.3 | Elect Director Scott G. Perry | Management | For | For |
| 1.4 | Elect Director Luis M. Chavez | Management | For | For |
| 1.5 | Elect Director Patrick D. Downey | Management | For | For |
| 1.6 | Elect Director Ronald E. Smith | Management | For | For |
| 1.7 | Elect Director Richard M. Colterjohn | Management | For | For |
| 1.8 | Elect Director Joseph G. Spiteri | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Amend By-Law No. 1 | Management | For | For |
| 5 | Amend Employee Share Purchase Plan | Management | For | For |
| 6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
B2GOLD CORP.
Meeting Date: JUN 13, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: BTO
Security ID: 11777Q209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Clive Johnson | Management | For | For |
| 2.2 | Elect Director Robert Cross | Management | For | For |
| 2.3 | Elect Director Robert Gayton | Management | For | For |
| 2.4 | Elect Director Barry Rayment | Management | For | For |
| 2.5 | Elect Director Jerry Korpan | Management | For | For |
| 2.6 | Elect Director John Ivany | Management | For | For |
| 2.7 | Elect Director Bongani Mtshisi | Management | For | For |
| 2.8 | Elect Director Michael Carrick | Management | For | For |
| 2.9 | Elect Director Kevin Bullock | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| 5 | Amend Restricted Share Unit Plan | Management | For | Against |
| 6 | Approve Advance Notice Policy | Management | For | Against |
| |
|---|
BARRICK GOLD CORPORATION
Meeting Date: APR 30, 2014
Record Date: MAR 01, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ABX
Security ID: 067901108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. William D. Birchall | Management | For | For |
| 1.2 | Elect Director Gustavo Cisneros | Management | For | For |
| 1.3 | Elect Director Ned Goodman | Management | For | For |
| 1.4 | Elect Director J. Brett Harvey | Management | For | For |
| 1.5 | Elect Director Nancy H.O. Lockhart | Management | For | For |
| 1.6 | Elect Director Dambisa Moyo | Management | For | For |
| 1.7 | Elect Director Anthony Munk | Management | For | For |
| 1.8 | Elect Director David Naylor | Management | For | For |
| 1.9 | Elect Director Steven J. Shapiro | Management | For | For |
| 1.10 | Elect Director Jamie C. Sokalsky | Management | For | For |
| 1.11 | Elect Director John L. Thornton | Management | For | For |
| 1.12 | Elect Director Ernie L. Thrasher | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| |
|---|
BEADELL RESOURCES LTD.
Meeting Date: MAY 19, 2014
Record Date: MAY 17, 2014
Meeting Type: ANNUAL | Ticker: BDR
Security ID: Q1398U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Michael Donaldson as Director | Management | For | For |
| 3 | Elect Ross Kestel as Director | Management | For | For |
| 4 | Approve the Employee Option Scheme | Management | For | Against |
| 5 | Approve the Grant of 300,892 Performance Rights to Robert Watkins, Executive Director of the Company | Management | For | For |
| 6 | Approve the Grant of 494,740 Performance Rights to Peter Bowler, Managing Director of the Company | Management | For | For |
| |
|---|
BEAM INC.
Meeting Date: MAR 25, 2014
Record Date: FEB 18, 2014
Meeting Type: SPECIAL | Ticker: BEAM
Security ID: 073730103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BOSTON PROPERTIES, INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: BXP
Security ID: 101121101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carol B. Einiger | Management | For | For |
| 1.2 | Elect Director Jacob A. Frenkel | Management | For | For |
| 1.3 | Elect Director Joel I. Klein | Management | For | For |
| 1.4 | Elect Director Douglas T. Linde | Management | For | For |
| 1.5 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.6 | Elect Director Alan J. Patricof | Management | For | For |
| 1.7 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1.8 | Elect Director Owen D. Thomas | Management | For | For |
| 1.9 | Elect Director Martin Turchin | Management | For | For |
| 1.10 | Elect Director David A. Twardock | Management | For | For |
| 1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
BRE PROPERTIES, INC.
Meeting Date: MAR 28, 2014
Record Date: JAN 23, 2014
Meeting Type: SPECIAL | Ticker: BRE
Security ID: 05564E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BRITTON & KOONTZ CAPITAL CORPORATION
Meeting Date: JAN 09, 2014
Record Date: DEC 02, 2013
Meeting Type: SPECIAL | Ticker: BKBK
Security ID: 111091104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BUCKEYE PARTNERS, L.P.
Meeting Date: JUN 03, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: BPL
Security ID: 118230101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Forrest E. Wylie | Management | For | For |
| 1.2 | Elect Director Barbara J. Duganier | Management | For | For |
| 1.3 | Elect Director Joseph A. LaSala, Jr. | Management | For | For |
| 1.4 | Elect Director Martin A. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CANADIAN REAL ESTATE INVESTMENT TRUST
Meeting Date: MAY 15, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: REF.UN
Security ID: 13650J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee Deborah J. Barrett | Management | For | For |
| 1.2 | Elect Trustee John A. Brough | Management | For | For |
| 1.3 | Elect Trustee Anthony S. Fell | Management | For | For |
| 1.4 | Elect Trustee James D. Fisher | Management | For | For |
| 1.5 | Elect Trustee Brian M. Flood | Management | For | For |
| 1.6 | Elect Trustee Andrew L. Hoffman | Management | For | For |
| 1.7 | Elect Trustee Stephen E. Johnson | Management | For | For |
| 1.8 | Elect Trustee W. Reay Mackay | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Amend Declaration of Trust Re: Special Voting Units | Management | For | Against |
| 5 | Amend Declaration of Trust Re: Amendments to Address Changes in Accounting Standards | Management | For | For |
| 6 | Re-approve Unitholder Rights Plan | Management | For | For |
| 7 | Amend Unitholder Rights Plan | Management | For | For |
| |
|---|
CAPITAL SENIOR LIVING CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: CSU
Security ID: 140475104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence A. Cohen | Management | For | For |
| 1.2 | Elect Director E. Rodney Hornbake | Management | For | For |
| 1.3 | Elect Director Kimberly S. Herman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CAPITALAND LIMITED
Meeting Date: APR 25, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: C31
Security ID: Y10923103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Approve Directors' Fees | Management | For | For |
| 4 | Elect John Powell Morschel as Director | Management | For | For |
| 5a | Elect James Koh Cher Siang as Director | Management | For | For |
| 5b | Elect Simon Claude Israel as Director | Management | For | For |
| 6 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Elect Philip Nalliah Pillai as Director | Management | For | For |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Shares and Grant of Awards Pursuant to CapitaLand Performance Share Plan 2010 and CapitaLand Restricted Share Plan 2010 | Management | For | For |
| |
|---|
CAPITALAND LIMITED
Meeting Date: APR 25, 2014
Record Date:
Meeting Type: SPECIAL | Ticker: C31
Security ID: Y10923103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
CAPITAMALL TRUST LTD
Meeting Date: APR 15, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: C38U
Security ID: Y1100L160
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors' Report | Management | For | For |
| 2 | Reappoint KPMG LLP as Auditors and Authorize Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
CENTERRA GOLD INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: CG
Security ID: 152006102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian Atkinson | Management | For | For |
| 1.2 | Elect Director Richard W. Connor | Management | For | For |
| 1.3 | Elect Director Raphael A. Girard | Management | For | For |
| 1.4 | Elect Director Stephen A. Lang | Management | For | For |
| 1.5 | Elect Director Emil Orozbaev | Management | For | For |
| 1.6 | Elect Director Michael Parrett | Management | For | For |
| 1.7 | Elect Director Sheryl K. Pressler | Management | For | For |
| 1.8 | Elect Director Terry V. Rogers | Management | For | For |
| 1.9 | Elect Director Kalinur Sadyrov | Management | For | For |
| 1.10 | Elect Director Kylychbek Shakirov | Management | For | For |
| 1.11 | Elect Director Bruce V. Walter | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend By-law No. 2 | Management | For | For |
| |
|---|
CENTRIX BANK & TRUST
Meeting Date: MAY 21, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: CXBT
Security ID: 15640A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Lucy T. Gobin | Management | For | For |
| 3.2 | Elect Director Gordon H. Lewis | Management | For | For |
| 3.3 | Elect Director Marie C. Mckay | Management | For | Withhold |
| 3.4 | Elect Director Michael C. Whitney | Management | For | Withhold |
| 3.5 | Elect Director Sherilyn Burnett Young | Management | For | Withhold |
| 4 | Ratify Auditors | Management | For | Against |
| |
|---|
CHESAPEAKE LODGING TRUST
Meeting Date: MAY 16, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: CHSP
Security ID: 165240102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Francis | Management | For | For |
| 1.2 | Elect Director Douglas W. Vicari | Management | For | For |
| 1.3 | Elect Director Thomas A. Natelli | Management | For | For |
| 1.4 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.5 | Elect Director John W. Hill | Management | For | For |
| 1.6 | Elect Director George F. McKenzie | Management | For | For |
| 1.7 | Elect Director Jeffrey D. Nuechterlein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHINA OVERSEAS LAND & INVESTMENT LTD.
Meeting Date: MAY 26, 2014
Record Date: MAY 22, 2014
Meeting Type: ANNUAL | Ticker: 00688
Security ID: Y15004107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Chen Yi as Director | Management | For | Against |
| 3b | Elect Luo Liang as Director | Management | For | Against |
| 3c | Elect Nip Yun Wing as Director | Management | For | Against |
| 3d | Elect Zheng Xuexuan as Director | Management | For | Against |
| 3e | Elect Lam Kwong Siu as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 5 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 9 | Adopt New Articles of Association | Management | For | For |
| |
|---|
CHINA RESOURCES LAND LTD.
Meeting Date: JUN 06, 2014
Record Date: JUN 04, 2014
Meeting Type: ANNUAL | Ticker: 01109
Security ID: G2108Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Wu Xiangdong as Director | Management | For | For |
| 3b | Elect Tang Yong as Director | Management | For | For |
| 3c | Elect Du Wenmin as Director | Management | For | Against |
| 3d | Elect Wang Shi as Director | Management | For | Against |
| 3e | Elect Ho Hin Ngai, Bosco as Director | Management | For | For |
| 3f | Elect Wan Kam To, Peter as Director | Management | For | Against |
| 3g | Elect Ma Weihua as Director | Management | For | For |
| 3h | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
CHINDEX INTERNATIONAL, INC.
Meeting Date: MAY 28, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: CHDX
Security ID: 169467107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Holli Harris | Management | For | For |
| 1.2 | Elect Director Carol R. Kaufman | Management | For | For |
| 1.3 | Elect Director Roberta Lipson | Management | For | For |
| 1.4 | Elect Director Kenneth A. Nilsson | Management | For | For |
| 1.5 | Elect Director Julius Y. Oestreicher | Management | For | For |
| 1.6 | Elect Director Lawrence Pemble | Management | For | For |
| 1.7 | Elect Director Elyse Beth Silverberg | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COEUR MINING, INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: CDE
Security ID: 192108504
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda L. Adamany | Management | For | For |
| 1.2 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.3 | Elect Director Sebastian Edwards | Management | For | For |
| 1.4 | Elect Director Randolph E. Gress | Management | For | For |
| 1.5 | Elect Director Mitchell J. Krebs | Management | For | For |
| 1.6 | Elect Director Robert E. Mellor | Management | For | For |
| 1.7 | Elect Director John H. Robinson | Management | For | For |
| 1.8 | Elect Director J. Kenneth Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CONTINENTAL GOLD LIMITED
Meeting Date: JUN 02, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: CNL
Security ID: G23850103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leon Teicher | Management | For | For |
| 1.2 | Elect Director Ari B. Sussman | Management | For | For |
| 1.3 | Elect Director Jaime I. Gutierrez | Management | For | For |
| 1.4 | Elect Director Gustavo J. Koch | Management | For | For |
| 1.5 | Elect Director Paul J. Murphy | Management | For | For |
| 1.6 | Elect Director Kenneth G. Thomas | Management | For | For |
| 1.7 | Elect Director Timothy A. Warman | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Deferred Share Unit Plan | Management | For | Against |
| 4 | Approve Restricted Share Unit Plan | Management | For | Against |
| 5 | Amend Bye-laws | Management | For | Against |
| |
|---|
CORIO NV
Meeting Date: APR 17, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: CORA
Security ID: N2273C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy 2013 | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5a | Approve Dividends of EUR 2.13 Per Share | Management | For | For |
| 5b | Approve Offering Optional Dividend in Stock | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Reelect B.A. van der Klift to Management Board | Management | For | For |
| 9 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
COUSINS PROPERTIES INCORPORATED
Meeting Date: MAY 06, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: CUZ
Security ID: 222795106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom G. Charlesworth | Management | For | For |
| 1.2 | Elect Director James D. Edwards | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
| 1.5 | Elect Director S. Taylor Glover | Management | For | For |
| 1.6 | Elect Director James H. Hance | Management | For | For |
| 1.7 | Elect Director Donna W. Hyland | Management | For | For |
| 1.8 | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DAIWA HOUSE INDUSTRY CO. LTD.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 1925
Security ID: J11508124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Higuchi, Takeo | Management | For | For |
| 2.2 | Elect Director Ono, Naotake | Management | For | For |
| 2.3 | Elect Director Ogawa, Tetsuji | Management | For | For |
| 2.4 | Elect Director Ishibashi, Tamio | Management | For | For |
| 2.5 | Elect Director Nishimura, Tatsushi | Management | For | For |
| 2.6 | Elect Director Kawai, Katsutomo | Management | For | For |
| 2.7 | Elect Director Ishibashi, Takuya | Management | For | For |
| 2.8 | Elect Director Numata, Shigeru | Management | For | For |
| 2.9 | Elect Director Fujitani, Osamu | Management | For | For |
| 2.10 | Elect Director Hama, Takashi | Management | For | For |
| 2.11 | Elect Director Tsuchida, Kazuto | Management | For | For |
| 2.12 | Elect Director Yamamoto, Makoto | Management | For | For |
| 2.13 | Elect Director Hori, Fukujiro | Management | For | For |
| 2.14 | Elect Director Kosokabe, Takeshi | Management | For | For |
| 2.15 | Elect Director Yoshii, Keiichi | Management | For | For |
| 2.16 | Elect Director Kiguchi, Masahiro | Management | For | For |
| 2.17 | Elect Director Kamikawa, Koichi | Management | For | For |
| 2.18 | Elect Director Kimura, Kazuyoshi | Management | For | For |
| 2.19 | Elect Director Shigemori, Yutaka | Management | For | For |
| 3 | Appoint Statutory Auditor Matsumoto, Kuniaki | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
| 5 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | For |
| |
|---|
DERWENT LONDON PLC
Meeting Date: MAY 16, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL | Ticker: DLN
Security ID: G27300105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Robert Rayne as Director | Management | For | For |
| 6 | Re-elect John Burns as Director | Management | For | For |
| 7 | Re-elect Simon Silver as Director | Management | For | For |
| 8 | Re-elect Damian Wisniewski as Director | Management | For | For |
| 9 | Re-elect Nigel George as Director | Management | For | For |
| 10 | Re-elect David Silverman as Director | Management | For | For |
| 11 | Re-elect Paul Williams as Director | Management | For | For |
| 12 | Re-elect Stuart Corbyn as Director | Management | For | For |
| 13 | Re-elect Robert Farnes as Director | Management | For | For |
| 14 | Re-elect June de Moller as Director | Management | For | For |
| 15 | Re-elect Stephen Young as Director | Management | For | For |
| 16 | Re-elect Simon Fraser as Director | Management | For | For |
| 17 | Elect Richard Dakin as Director | Management | For | For |
| 18 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Approve Performance Share Plan | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
DETOUR GOLD CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL | Ticker: DGC
Security ID: 250669108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter E. Crossgrove | Management | For | For |
| 1.2 | Elect Director Louis Dionne | Management | For | For |
| 1.3 | Elect Director Robert E. Doyle | Management | For | For |
| 1.4 | Elect Director Andre Falzon | Management | For | For |
| 1.5 | Elect Director Ingrid J. Hibbard | Management | For | For |
| 1.6 | Elect Director J. Michael Kenyon | Management | For | For |
| 1.7 | Elect Director Paul Martin | Management | For | For |
| 1.8 | Elect Director Alex G. Morrison | Management | For | For |
| 1.9 | Elect Director Jonathan Rubenstein | Management | For | For |
| 1.10 | Elect Director Graham Wozniak | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DFC GLOBAL CORP.
Meeting Date: JUN 06, 2014
Record Date: APR 29, 2014
Meeting Type: SPECIAL | Ticker: DLLR
Security ID: 23324T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DOUGLAS EMMETT, INC.
Meeting Date: MAY 29, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: DEI
Security ID: 25960P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DULUTH METALS LIMITED
Meeting Date: JUN 09, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: DM
Security ID: 26443R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher C. Dundas | Management | For | For |
| 1b | Elect Director Alar Soever | Management | For | For |
| 1c | Elect Director James J. Jackson | Management | For | For |
| 1d | Elect Director Barry D. Simmons | Management | For | For |
| 1e | Elect Director Thomas F. Pugsley | Management | For | For |
| 1f | Elect Director Mark D. Cowan | Management | For | For |
| 1g | Elect Director John F. Sattler | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | Against |
| |
|---|
DUNDEE PRECIOUS METALS INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: DPM
Security ID: 265269209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Derek H.L. Buntain | Management | For | For |
| 1.2 | Elect Director R. Peter Gillin | Management | For | For |
| 1.3 | Elect Director Jonathan Goodman | Management | For | For |
| 1.4 | Elect Director Richard Howes | Management | For | For |
| 1.5 | Elect Director Murray John | Management | For | For |
| 1.6 | Elect Director Jeremy Kinsman | Management | For | For |
| 1.7 | Elect Director Garth A.C. MacRae | Management | For | For |
| 1.8 | Elect Director Peter Nixon | Management | For | For |
| 1.9 | Elect Director Ronald Singer | Management | For | For |
| 1.10 | Elect Director Anthony P. Walsh | Management | For | For |
| 1.11 | Elect Director Donald Young | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend By-Law No. 1: Amend Quorum Requirements and Approve Advance Notice Policy | Management | For | For |
| |
|---|
EDUCATION REALTY TRUST, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: EDR
Security ID: 28140H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John V. Arabia | Management | For | For |
| 1.2 | Elect Director Paul O. Bower | Management | For | For |
| 1.3 | Elect Director Monte J. Barrow | Management | For | For |
| 1.4 | Elect Director William J. Cahill , III | Management | For | For |
| 1.5 | Elect Director Randall L. Churchey | Management | For | For |
| 1.6 | Elect Director John L. Ford | Management | For | For |
| 1.7 | Elect Director Howard A. Silver | Management | For | For |
| 1.8 | Elect Director Wendell W. Weakley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELDORADO GOLD CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ELD
Security ID: 284902103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director K. Ross Cory | Management | For | For |
| 1.2 | Elect Director Robert R. Gilmore | Management | For | For |
| 1.3 | Elect Director Geoffrey A. Handley | Management | For | For |
| 1.4 | Elect Directo Michael A. Price | Management | For | For |
| 1.5 | Elect Director Steven P. Reid | Management | For | For |
| 1.6 | Elect Director Jonathan A. Rubenstein | Management | For | For |
| 1.7 | Elect Director Donald M. Shumka | Management | For | For |
| 1.8 | Elect Director Paul N. Wright | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Adopt By-Law No.1 | Management | For | For |
| 5 | Eliminate Class of Convertible Non-Voting Shares | Management | For | For |
| 6 | Amend Officers and Directors Plan | Management | For | For |
| 7 | Amend Employee Plan | Management | For | For |
| 8 | Approve Performance Share Unit Plan | Management | For | For |
| |
|---|
EQUITY RESIDENTIAL
Meeting Date: JUN 12, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: EQR
Security ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director B. Joseph White | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ESSEX PROPERTY TRUST, INC.
Meeting Date: JUN 10, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: ESS
Security ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Brady | Management | For | For |
| 1.2 | Elect Director Keith R. Guericke | Management | For | For |
| 1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.4 | Elect Director George M. Marcus | Management | For | For |
| 1.5 | Elect Director Gary P. Martin | Management | For | For |
| 1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
| 1.7 | Elect Director Thomas E. Randlett | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Michael J. Schall | Management | For | For |
| 1.10 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.11 | Elect Director Janice L. Sears | Management | For | For |
| 1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
| 1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXTRA SPACE STORAGE INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: EXR
Security ID: 30225T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.5 | Elect Director Diane Olmstead | Management | For | For |
| 1.6 | Elect Director Roger B. Porter | Management | For | For |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FELCOR LODGING TRUST INCORPORATED
Meeting Date: MAY 19, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: FCH
Security ID: 31430F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Corcoran, Jr. | Management | For | For |
| 1.2 | Elect Director Robert F. Cotter | Management | For | For |
| 1.3 | Elect Director Thomas C. Hendrick | Management | For | For |
| 1.4 | Elect Director Mark D. Rozells | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
FIRST INDUSTRIAL REALTY TRUST, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: FR
Security ID: 32054K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.2 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.3 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.4 | Elect Director John Rau | Management | For | For |
| 1.5 | Elect Director L. Peter Sharpe | Management | For | For |
| 1.6 | Elect Director W. Ed Tyler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST MAJESTIC SILVER CORP.
Meeting Date: MAY 27, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: FR
Security ID: 32076V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Keith Neumeyer | Management | For | For |
| 2.2 | Elect Director Ramon Davila | Management | For | For |
| 2.3 | Elect Director Robert A. McCallum | Management | For | For |
| 2.4 | Elect Director Douglas Penrose | Management | For | For |
| 2.5 | Elect Director Tony Pezzotti | Management | For | For |
| 2.6 | Elect Director David Shaw | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
FRANCO-NEVADA CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: FNV
Security ID: 351858105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Lassonde | Management | For | For |
| 1.2 | Elect Director David Harquail | Management | For | For |
| 1.3 | Elect Director Tom Albanese | Management | For | For |
| 1.4 | Elect Director Derek W. Evans | Management | For | For |
| 1.5 | Elect Director Graham Farquharson | Management | For | For |
| 1.6 | Elect Director Louis Gignac | Management | For | For |
| 1.7 | Elect Director Randall Oliphant | Management | For | For |
| 1.8 | Elect Director David R. Peterson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
Meeting Date: JUN 17, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: FCX
Security ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.10 | Elect Director Charles C. Krulak | Management | For | For |
| 1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.12 | Elect Director Jon C. Madonna | Management | For | For |
| 1.13 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.14 | Elect Director James R. Moffett | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| |
|---|
FRESNILLO PLC
Meeting Date: MAY 16, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL | Ticker: FRES
Security ID: G371E2108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Special Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Re-elect Alberto Bailleres as Director | Management | For | Abstain |
| 6 | Re-elect Fernando Ruiz as Director | Management | For | For |
| 7 | Re-elect Guy Wilson as Director | Management | For | For |
| 8 | Re-elect Juan Bordes as Director | Management | For | For |
| 9 | Re-elect Arturo Fernandez as Director | Management | For | For |
| 10 | Re-elect Rafael Mac Gregor as Director | Management | For | For |
| 11 | Re-elect Jaime Lomelin as Director | Management | For | For |
| 12 | Re-elect Maria Asuncion Aramburuzabala as Director | Management | For | For |
| 13 | Re-elect Alejandro Bailleres as Director | Management | For | For |
| 14 | Elect Barbara Garza Laguera as Director | Management | For | For |
| 15 | Elect Jaime Serra as Director | Management | For | For |
| 16 | Elect Charles Jacobs as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
GENERAL GROWTH PROPERTIES, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GGP
Security ID: 370023103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard B. Clark | Management | For | Against |
| 1b | Elect Director Mary Lou Fiala | Management | For | For |
| 1c | Elect Director J. Bruce Flatt | Management | For | For |
| 1d | Elect Director John K. Haley | Management | For | For |
| 1e | Elect Director Daniel B. Hurwitz | Management | For | For |
| 1f | Elect Director Brian W. Kingston | Management | For | For |
| 1g | Elect Director Sandeep Mathrani | Management | For | For |
| 1h | Elect Director David J. Neithercut | Management | For | For |
| 1i | Elect Director Mark R. Patterson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GIVEN IMAGING LTD.
Meeting Date: JAN 23, 2014
Record Date: DEC 23, 2013
Meeting Type: SPECIAL | Ticker: GIVN
Security ID: M52020100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement with Covidien Group S.a.r.l and Rioja Israel (2013) Ltd. | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| A2e | Vote FOR if you are the merging company or are a holder of control as defined in section 320(C) of the Israeli Company Law, 1999; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
GLIMCHER REALTY TRUST
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: GRT
Security ID: 379302102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Glimcher | Management | For | For |
| 1.2 | Elect Director Yvette McGee Brown | Management | For | For |
| 1.3 | Elect Director Nancy J. Kramer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLOBAL LOGISTIC PROPERTIES LTD.
Meeting Date: APR 24, 2014
Record Date:
Meeting Type: SPECIAL | Ticker: MC0
Security ID: Y27187106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Proposed Issuance of Shares | Management | For | For |
| |
|---|
GLP J-REIT
Meeting Date: MAY 27, 2014
Record Date: FEB 28, 2014
Meeting Type: SPECIAL | Ticker: 3281
Security ID: J17305103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Authorize Unit Buybacks - Clarify Terms of Alternate Directors | Management | For | For |
| 2 | Elect Executive Director Miki, Masato | Management | For | For |
| 3.1 | Appoint Supervisory Director Inoue, Toraki | Management | For | Against |
| 3.2 | Appoint Supervisory Director Yamaguchi, Kota | Management | For | For |
| 4 | Elect Alternate Executive Director Tatsumi, Yoji | Management | For | For |
| |
|---|
GOLD FIELDS LTD
Meeting Date: MAY 09, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: GFI
Security ID: 38059T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2 | Re-elect Kofi Ansah as Director | Management | For | For |
| 3 | Re-elect Nick Holland as Director | Management | For | For |
| 4 | Re-elect Paul Schmidt as Director | Management | For | For |
| 5 | Re-elect Gayle Wilson as Member of the Audit Committee | Management | For | For |
| 6 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For |
| 7 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For |
| 8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 1 | Approve Remuneration Policy | Management | For | For |
| 1 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For |
| 2 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 3 | Approve Financial Assistance to Related or Inter-related Company | Management | For | Against |
| 4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| |
|---|
GOLDCORP INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: G
Security ID: 380956409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a1 | Elect Director John P. Bell | Management | For | For |
| a2 | Elect Director Beverley A. Briscoe | Management | For | For |
| a3 | Elect Director Peter J. Dey | Management | For | For |
| a4 | Elect Director Douglas M. Holtby | Management | For | For |
| a5 | Elect Director Charles A. Jeannes | Management | For | For |
| a6 | Elect Director Clement A. Pelletier | Management | For | For |
| a7 | Elect Director P. Randy Reifel | Management | For | For |
| a8 | Elect Director Ian W. Telfer | Management | For | For |
| a9 | Elect Director Blanca Trevino | Management | For | For |
| a10 | Elect Director Kenneth F. Williamson | Management | For | For |
| b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| c | Amend Restricted Share Unit Plan | Management | For | For |
| d | Amend Stock Option Plan | Management | For | For |
| e | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
GOODMAN GROUP
Meeting Date: NOV 22, 2013
Record Date: NOV 20, 2013
Meeting Type: ANNUAL/SPECIAL | Ticker: GMG
Security ID: Q4229W132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports of Goodman Logistics (HK) Limited | Management | For | Did Not Vote |
| 2 | Appoint KPMG as Auditor of Goodman Logistics (HK) Limited | Management | For | Did Not Vote |
| 3 | Elect Phillip Pryke as Director | Management | For | Did Not Vote |
| 4 | Elect Philip Pearce as Director | Management | For | Did Not Vote |
| 5 | Elect Danny Peeters as Director | Management | For | Did Not Vote |
| 6 | Elect Anthony Rozic as Director | Management | For | Did Not Vote |
| 7 | Approve the Remuneration Report | Management | For | Did Not Vote |
| 8 | Approve the Grant of 947,368 Performance Rights to Gregory Goodman, Executive Director of the Company | Management | For | Did Not Vote |
| 9 | Approve the Grant of 394,737 Performance Rights to Philip Pearce, Executive Director of the Company | Management | For | Did Not Vote |
| 10 | Approve the Grant of 421,053 Performance Rights to Danny Peeters, Executive Director of the Company | Management | For | Did Not Vote |
| 11 | Approve the Grant of 421,053 Performance Rights to Anthony Rozic, Executive Director of the Company | Management | For | Did Not Vote |
| 12 | Approve the Amendments to the Goodman Industrial Trust Constitution | Management | For | Did Not Vote |
| |
|---|
GPT GROUP
Meeting Date: MAY 08, 2014
Record Date: MAY 06, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: GPT
Security ID: Q4252X155
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gene Tilbrook as Director | Management | For | For |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Approve the Amendment of the GPT Group Stapled Securities Rights Plan | Management | For | For |
| 4 | Approve the Grant of Performance Rights (Deferred Short Term Incentive) to Michael Cameron, Chief Executive Officer and Managing Director of the Company | Management | For | For |
| 5 | Approve the Grant of Performance Rights (Long Term Incentive) to Michael Cameron, Chief Executive Officer and Managing Director of the Company | Management | For | For |
| 6 | Approve the Amendments to the Trust Constitution | Management | For | For |
| |
|---|
GRUPO MEXICO S.A.B. DE C.V.
Meeting Date: APR 30, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: GMEXICOB
Security ID: P49538112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Policy Related to Acquisition of Own Shares for 2013; Set Aggregate Nominal Amount of Share Repurchase Reserve for 2014 | Management | For | For |
| 5 | Approve Discharge of Board of Directors, Executive Chairman and Board Committees | Management | For | For |
| 6 | Elect or Ratify Directors; Verify Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees | Management | For | Against |
| 7 | Approve Remuneration of Directors and Members of Board Committees | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HAMMERSON PLC
Meeting Date: APR 23, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: HMSO
Security ID: G4273Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect David Atkins as Director | Management | For | For |
| 6 | Re-elect Gwyn Burr as Director | Management | For | For |
| 7 | Re-elect Peter Cole as Director | Management | For | For |
| 8 | Re-elect Timon Drakesmith as Director | Management | For | For |
| 9 | Re-elect Terry Duddy as Director | Management | For | For |
| 10 | Re-elect Jacques Espinasse as Director | Management | For | For |
| 11 | Re-elect Judy Gibbons as Director | Management | For | For |
| 12 | Re-elect Jean-Philippe Mouton as Director | Management | For | For |
| 13 | Re-elect David Tyler as Director | Management | For | For |
| 14 | Re-elect Anthony Watson as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
HANG LUNG PROPERTIES LTD.
Meeting Date: APR 24, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: 00101
Security ID: Y30166105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Nelson Wai Leung Yuen as Director | Management | For | For |
| 3b | Elect Hon Kwan Cheng as Director | Management | For | For |
| 3c | Elect Laura Lok Yee Chen as Director | Management | For | Against |
| 3d | Elect Pak Wai Liu as Director | Management | For | For |
| 3e | Approve Remuneration of Directors | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 8 | Adopt New Articles of Association and Amend Memorandum of Association of the Company | Management | For | For |
| |
|---|
HCP, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: HCP
Security ID: 40414L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Lauralee E. Martin | Management | For | For |
| 1e | Elect Director Michael D. McKee | Management | For | For |
| 1f | Elect Director Peter L. Rhein | Management | For | For |
| 1g | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
Meeting Date: MAY 30, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: HIW
Security ID: 431284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director David J. Hartzell | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director Mark F. Mulhern | Management | For | For |
| 1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: HST
Security ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Terence C. Golden | Management | For | For |
| 1.4 | Elect Director Ann M. Korologos | Management | For | For |
| 1.5 | Elect Director Richard E. Marriott | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director Gordon H. Smith | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUFVUDSTADEN AB
Meeting Date: MAR 20, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: HUFV A
Security ID: W30061126
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10 | Approve Allocation of Income and Dividends of SEK 2.75 Per Share | Management | For | Did Not Vote |
| 11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 12 | Determine Number of Members (9) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 13 | Approve Remuneration of Directors in the Amount of SEK 400,000 for Chairman and SEK 200,000 for Other Non-executive Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 14 | Reelect Claes Boustedt, Bengt Braun, Peter Egardt, Louise Lindh, Fredrik Lundberg, Hans Mertzig, Sten Peterson, Anna-Greta Sjoberg, and Ivo Stopner as Directors; Elect KPMG as Auditor | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Authorize Repurchase of Class A Shares up to Ten Percent of Total Issued Share Capital and Reissuance of Class A Shares Without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Close Meeting | Management | None | None |
| |
|---|
IAMGOLD CORPORATION
Meeting Date: MAY 07, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: IMG
Security ID: 450913108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Caldwell | Management | For | For |
| 1.2 | Elect Director Donald K. Charter | Management | For | For |
| 1.3 | Elect Director W. Robert Dengler | Management | For | For |
| 1.4 | Elect Director Guy G. Dufresne | Management | For | For |
| 1.5 | Elect Director Richard J. Hall | Management | For | For |
| 1.6 | Elect Director Stephen J. J. Letwin | Management | For | For |
| 1.7 | Elect Director Mahendra Naik | Management | For | For |
| 1.8 | Elect Director William D. Pugliese | Management | For | For |
| 1.9 | Elect Director John T. Shaw | Management | For | For |
| 1.10 | Elect Director Timothy R. Snider | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 4 | Amend Share Incentive Plan | Management | For | For |
| |
|---|
IVANHOE MINES LTD.
Meeting Date: MAY 05, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: IVN
Security ID: 46579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Robert M. Friedland | Management | For | For |
| 2.2 | Elect Director Ian D. Cockerill | Management | For | For |
| 2.3 | Elect Director Charles J. Russell | Management | For | For |
| 2.4 | Elect Director Peter G. Meredith | Management | For | For |
| 2.5 | Elect Director Markus Faber | Management | For | For |
| 2.6 | Elect Director William G. Lamarque | Management | For | For |
| 2.7 | Elect Director William B. Hayden | Management | For | For |
| 2.8 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.9 | Elect Director Guy J. de Selliers | Management | For | For |
| 2.10 | Elect Director Rilwanu Lukman | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Equity Incentive Plan | Management | For | Against |
| |
|---|
KEPPEL LAND LTD.
Meeting Date: APR 17, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: K17
Security ID: V87778102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Elect Heng Chiang Meng as Director | Management | For | For |
| 4 | Elect Oon Kum Loon as Director | Management | For | For |
| 5 | Elect Yap Chee Meng as Director | Management | For | For |
| 6 | Elect Huang Jing as Director | Management | For | For |
| 7 | Elect Tan Yam Pin as Director | Management | For | For |
| 8 | Approve Directors' Fees | Management | For | For |
| 9 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve Mandate for Transactions with Related Parties | Management | For | For |
| |
|---|
KILROY REALTY CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: KRC
Security ID: 49427F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Kilroy, Jr. | Management | For | For |
| 1.2 | Elect Director Edward F. Brennan | Management | For | For |
| 1.3 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.4 | Elect Director Dale F. Kinsella | Management | For | For |
| 1.5 | Elect Director Peter B. Stoneberg | Management | For | For |
| 1.6 | Elect Director Gary R. Stevenson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | For |
| |
|---|
KIMCO REALTY CORPORATION
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: KIM
Security ID: 49446R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Milton Cooper | Management | For | For |
| 1.2 | Elect Director Phillip E. Coviello | Management | For | For |
| 1.3 | Elect Director Richard G. Dooley | Management | For | For |
| 1.4 | Elect Director Joe Grills | Management | For | For |
| 1.5 | Elect Director David B. Henry | Management | For | For |
| 1.6 | Elect Director F. Patrick Hughes | Management | For | For |
| 1.7 | Elect Director Frank Lourenso | Management | For | For |
| 1.8 | Elect Director Colombe M. Nicholas | Management | For | For |
| 1.9 | Elect Director Richard B. Saltzman | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KINROSS GOLD CORPORATION
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: K
Security ID: 496902404
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Brough | Management | For | For |
| 1.2 | Elect Director John K. Carrington | Management | For | For |
| 1.3 | Elect Director John M. H. Huxley | Management | For | For |
| 1.4 | Elect Director Kenneth C. Irving | Management | For | For |
| 1.5 | Elect Director John A. Keyes | Management | For | For |
| 1.6 | Elect Director John A. Macken | Management | For | For |
| 1.7 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
| 1.8 | Elect Director John E. Oliver | Management | For | For |
| 1.9 | Elect Director Una M. Power | Management | For | For |
| 1.10 | Elect Director Terence C. W. Reid | Management | For | For |
| 1.11 | Elect Director J. Paul Rollinson | Management | For | For |
| 1.12 | Elect Director Ruth G. Woods | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Share Option Plan | Management | For | For |
| 4 | Amend Restricted Share Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
KITE REALTY GROUP TRUST
Meeting Date: JUN 24, 2014
Record Date: MAY 05, 2014
Meeting Type: SPECIAL | Ticker: KRG
Security ID: 49803T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
KLEPIERRE
Meeting Date: APR 10, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: LI
Security ID: F5396X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.55 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Dominique Aubernon as Supervisory Board Member | Management | For | Against |
| 6 | Reelect Catherine Simoni as Supervisory Board Member | Management | For | For |
| 7 | Advisory Vote on Compensation of Laurent Morel, Chairman of the Management Board | Management | For | Against |
| 8 | Advisory Vote on Compensation of Jean-Michel Gault, and Jean-Marc Jestin, Members of the Management Board | Management | For | Against |
| 9 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 300,000 | Management | For | For |
| 10 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 13 | Amend Articles 26 and 28 of Bylaws Re: Attendance to General Meetings, Proxy Voting, Quorum, and Voting Rights | Management | For | Against |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
KOZA ALTIN ISLETMELERI AS
Meeting Date: MAR 31, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: KOZAL
Security ID: M6372R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting, Elect Presiding Council of Meeting, and Authorize Presiding Council to Sign Meeting Minutes | Management | For | For |
| 2 | Accept Board Report | Management | For | For |
| 3 | Accept Audit Report | Management | For | For |
| 4 | Accept Financial Statements | Management | For | For |
| 5 | Approve Discharge of Board | Management | For | For |
| 6 | Approve Profit Distribution Policy | Management | For | For |
| 7 | Approve Allocation of Income | Management | For | For |
| 8 | Elect Directors | Management | For | For |
| 9 | Receive Information on Remuneration Policy | Management | None | None |
| 10 | Approve Director Remuneration | Management | For | For |
| 11 | Ratify External Auditors | Management | For | For |
| 12 | Receive Information on Company Disclosure Policy | Management | None | None |
| 13 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | Management | None | None |
| 14 | Approve Upper Limit of Donations for 2014 | Management | For | Against |
| 15 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | For | For |
| 16 | Wishes | Management | None | None |
| |
|---|
LASALLE HOTEL PROPERTIES
Meeting Date: MAY 07, 2014
Record Date: FEB 20, 2014
Meeting Type: ANNUAL | Ticker: LHO
Security ID: 517942108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Barnello | Management | For | For |
| 1.2 | Elect Director Donald A. Washburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LCA-VISION INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 20, 2014
Meeting Type: SPECIAL | Ticker: LCAV
Security ID: 501803308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LSI CORPORATION
Meeting Date: APR 09, 2014
Record Date: FEB 10, 2014
Meeting Type: SPECIAL | Ticker: LSI
Security ID: 502161102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
MAC-GRAY CORPORATION
Meeting Date: JAN 08, 2014
Record Date: NOV 27, 2013
Meeting Type: SPECIAL | Ticker: TUC
Security ID: 554153106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MAGELLAN MIDSTREAM PARTNERS, L.P.
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: MMP
Security ID: 559080106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Kempner | Management | For | For |
| 1.2 | Elect Director Michael N. Mears | Management | For | For |
| 1.3 | Elect Director James R. Montague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARKWEST ENERGY PARTNERS, L.P.
Meeting Date: JUN 06, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: MWE
Security ID: 570759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank M. Semple | Management | For | For |
| 1.2 | Elect Director Donald D. Wolf | Management | For | For |
| 1.3 | Elect Director William A. Bruckmann, III | Management | For | For |
| 1.4 | Elect Director Michael L. Beatty | Management | For | Withhold |
| 1.5 | Elect Director Charles K. Dempster | Management | For | For |
| 1.6 | Elect Director Donald C. Heppermann | Management | For | For |
| 1.7 | Elect Director Randall J. Larson | Management | For | For |
| 1.8 | Elect Director Anne E. Fox Mounsey | Management | For | For |
| 1.9 | Elect Director William P. Nicoletti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MATERIAL SCIENCES CORPORATION
Meeting Date: MAR 20, 2014
Record Date: FEB 18, 2014
Meeting Type: SPECIAL | Ticker: MASC
Security ID: 576674105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MCEWEN MINING INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: MUX
Security ID: 58039P107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. McEwen | Management | For | For |
| 1.2 | Elect Director Michele L. Ashby | Management | For | For |
| 1.3 | Elect Director Leanne M. Baker | Management | For | For |
| 1.4 | Elect Director Donald R.M. Quick | Management | For | For |
| 1.5 | Elect Director Michael L. Stein | Management | For | For |
| 1.6 | Elect Director Allen V. Ambrose | Management | For | Withhold |
| 1.7 | Elect Director Richard. W. Brissenden | Management | For | Withhold |
| 1.8 | Elect Director Gregory P. Fauquier | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MITSUBISHI ESTATE CO LTD
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8802
Security ID: J43916113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Kimura, Keiji | Management | For | For |
| 2.2 | Elect Director Sugiyama, Hirotaka | Management | For | For |
| 2.3 | Elect Director Yanagisawa, Yutaka | Management | For | For |
| 2.4 | Elect Director Kazama, Toshihiko | Management | For | For |
| 2.5 | Elect Director Kato, Jo | Management | For | For |
| 2.6 | Elect Director Aiba, Naoto | Management | For | For |
| 2.7 | Elect Director Ono, Masamichi | Management | For | For |
| 2.8 | Elect Director Okusa, Toru | Management | For | For |
| 2.9 | Elect Director Tanisawa, Junichi | Management | For | For |
| 2.10 | Elect Director Matsuhashi, Isao | Management | For | For |
| 2.11 | Elect Director Tokiwa, Fumikatsu | Management | For | For |
| 2.12 | Elect Director Gomi, Yasumasa | Management | For | For |
| 2.13 | Elect Director Tomioka, Shuu | Management | For | For |
| 3 | Appoint Statutory Auditor Matsuo, Kenji | Management | For | Against |
| |
|---|
MITSUI FUDOSAN CO. LTD.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8801
Security ID: J4509L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
MORGAN'S FOODS, INC.
Meeting Date: MAY 22, 2014
Record Date: APR 11, 2014
Meeting Type: SPECIAL | Ticker: MRFD
Security ID: 616900205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MORGUARD REAL ESTATE INVESTMENT TRUST
Meeting Date: MAY 14, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: MRT.UN
Security ID: 617914106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Turstee Fraser R. Berrill | Management | For | For |
| 1.2 | Elect Trustee Michael A. J. Catford | Management | For | For |
| 1.3 | Elect Trustee Paul F. Cobb | Management | For | For |
| 1.4 | Elect Trustee David A. King | Management | For | Withhold |
| 1.5 | Elect Trustee Edward C. Kress | Management | For | For |
| 1.6 | Elect Trustee K. (Rai) Sahi | Management | For | Withhold |
| 1.7 | Elect Trustee Antony K. Stephens | Management | For | Withhold |
| 1.8 | Elect Trustee Timothy J. Walker | Management | For | Withhold |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| |
|---|
NEVSUN RESOURCES LTD.
Meeting Date: MAY 22, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: NSU
Security ID: 64156L101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director R. Stuart Angus | Management | For | For |
| 2.2 | Elect Director Ian R. Ashby | Management | For | For |
| 2.3 | Elect Director Clifford T. Davis | Management | For | For |
| 2.4 | Elect Director Robert J. Gayton | Management | For | For |
| 2.5 | Elect Director Gary E. German | Management | For | For |
| 2.6 | Elect Director Gerard E. Munera | Management | For | For |
| 3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | Against |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
NEW GOLD INC.
Meeting Date: APR 30, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: NGD
Security ID: 644535106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Emerson | Management | For | For |
| 1.2 | Elect Director James Estey | Management | For | For |
| 1.3 | Elect Director Robert Gallagher | Management | For | For |
| 1.4 | Elect Director Vahan Kololian | Management | For | For |
| 1.5 | Elect Director Martyn Konig | Management | For | For |
| 1.6 | Elect Director Pierre Lassonde | Management | For | For |
| 1.7 | Elect Director Randall Oliphant | Management | For | For |
| 1.8 | Elect Director Raymond Threlkeld | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| 4 | Approve Long Term Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
NEWMONT MINING CORPORATION
Meeting Date: APR 23, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: NEM
Security ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce R. Brook | Management | For | For |
| 1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.3 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.5 | Elect Director Noreen Doyle | Management | For | For |
| 1.6 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Jane Nelson | Management | For | For |
| 1.9 | Elect Director Donald C. Roth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NORTHERN STAR RESOURCES LTD
Meeting Date: MAR 10, 2014
Record Date: MAR 08, 2014
Meeting Type: SPECIAL | Ticker: NST
Security ID: Q6951U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify the Past Issuance of 64.26 Million Shares to Domestic and International Sophisticated and Institutional Investors | Management | For | For |
| 2 | Approve the Issuance of Up to 50.86 Million Shares to Domestic and International Sophisticated and Institutional Investors | Management | For | For |
| 3a | Approve the Issuance of Up to 426,395 Shares to Christopher Rowe, Director of the Company | Management | For | For |
| 3b | Approve the Issuance of Up to 426,395 Shares to William (Bill) Beament, Director of the Company | Management | For | For |
| 3c | Approve the Issuance of Up to 250,000 Shares to Peter O'Connor, Director of the Company | Management | For | For |
| 3d | Approve the Issuance of Up to 60,000 Shares to John Fitzgerald, Director of the Company | Management | For | For |
| |
|---|
NOVAGOLD RESOURCES INC.
Meeting Date: JUN 05, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: NG
Security ID: 66987E206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon Dowdall | Management | For | For |
| 1.2 | Elect Director Marc Faber | Management | For | For |
| 1.3 | Elect Director Thomas Kaplan | Management | For | For |
| 1.4 | Elect Director Gregory Lang | Management | For | For |
| 1.5 | Elect Director Gillyeard Leathley | Management | For | For |
| 1.6 | Elect Director Igor Levental | Management | For | For |
| 1.7 | Elect Director Kalidas Madhavpeddi | Management | For | For |
| 1.8 | Elect Director Gerald McConnell | Management | For | Withhold |
| 1.9 | Elect Director Clynton Nauman | Management | For | For |
| 1.10 | Elect Director Rick Van Nieuwenhuyse | Management | For | Withhold |
| 1.11 | Elect Director Anthony Walsh | Management | For | Withhold |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Award Plan | Management | For | Against |
| 4 | Re-approve Performance Share Unit Plan | Management | For | Against |
| 5 | Re-approve Deferred Share Unit Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
NTS, INC.
Meeting Date: FEB 26, 2014
Record Date: JAN 21, 2014
Meeting Type: SPECIAL | Ticker: NTS
Security ID: 62943B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
NUSTAR GP HOLDINGS, LLC
Meeting Date: APR 23, 2014
Record Date: FEB 27, 2014
Meeting Type: ANNUAL | Ticker: NSH
Security ID: 67059L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley C. Barron | Management | For | For |
| 1.2 | Elect Director William B. Burnett | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OCEANAGOLD CORPORATION
Meeting Date: MAY 30, 2014
Record Date: APR 24, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: OGC
Security ID: 675222103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Askew | Management | For | For |
| 1.2 | Elect Director J. Denham Shale | Management | For | For |
| 1.3 | Elect Director Michael F. Wilkes | Management | For | For |
| 1.4 | Elect Director Jose P. Leviste, Jr. | Management | For | For |
| 1.5 | Elect Director Jacob Klein | Management | For | For |
| 1.6 | Elect Director William H. Myckatyn | Management | For | For |
| 1.7 | Elect Director Geoff W. Raby | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve the Grant of 261,320 Performance Rights to Michael F. Wilkes, Chief Executive Officer and Managing Director of the Company | Management | For | For |
| 4 | Ratify the Past Issuance of 6.76 Million securities to Pacific Rim Mining Corp. Shareholders | Management | For | For |
| |
|---|
ONEOK, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: OKE
Security ID: 682680103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Day | Management | For | For |
| 1.2 | Elect Director Julie H. Edwards | Management | For | For |
| 1.3 | Elect Director William L. Ford | Management | For | For |
| 1.4 | Elect Director John W. Gibson | Management | For | For |
| 1.5 | Elect Director Bert H. Mackie | Management | For | For |
| 1.6 | Elect Director Steven J. Malcolm | Management | For | For |
| 1.7 | Elect Director Jim W. Mogg | Management | For | For |
| 1.8 | Elect Director Pattye L. Moore | Management | For | For |
| 1.9 | Elect Director Gary D. Parker | Management | For | For |
| 1.10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 1.11 | Elect Director Terry K. Spencer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For |
| |
|---|
PAN AMERICAN SILVER CORP.
Meeting Date: MAY 08, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: PAA
Security ID: 697900108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ross J. Beaty | Management | For | For |
| 1.2 | Elect Director Geoffrey A. Burns | Management | For | For |
| 1.3 | Elect Director Michael L. Carroll | Management | For | For |
| 1.4 | Elect Director Christopher Noel Dunn | Management | For | For |
| 1.5 | Elect Director Neil de Gelder | Management | For | For |
| 1.6 | Elect Director Robert P. Pirooz | Management | For | For |
| 1.7 | Elect Director David C. Press | Management | For | For |
| 1.8 | Elect Director Walter T. Segsworth | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PAPILLON RESOURCES LIMITED
Meeting Date: APR 10, 2014
Record Date: APR 08, 2014
Meeting Type: SPECIAL | Ticker: PIR
Security ID: Q7330A113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Adoption of a New Constitution | Management | For | For |
| 2 | Approve the Performance Rights Plan | Management | For | For |
| 3 | Approve the Grant of 500,000 Performance Rights to Mark Connelly, Managing Director and Chief Executive Officer of the Company | Management | For | For |
| 4 | Approve the Amendment of Terms of Existing Performance Rights | Management | For | For |
| |
|---|
PERFORMANCE TECHNOLOGIES, INCORPORATED
Meeting Date: FEB 18, 2014
Record Date: JAN 09, 2014
Meeting Type: SPECIAL | Ticker: PTIX
Security ID: 71376K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
POLYMETAL INTERNATIONAL PLC
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: POLY
Security ID: G7179S101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Bobby Godsell as Director | Management | For | For |
| 6 | Re-elect Vitaly Nesis as Director | Management | For | For |
| 7 | Re-elect Konstantin Yanakov as Director | Management | For | For |
| 8 | Re-elect Marina Gronberg as Director | Management | For | For |
| 9 | Re-elect Jean-Pascal Duvieusart as Director | Management | For | For |
| 10 | Re-elect Jonathan Best as Director | Management | For | For |
| 11 | Re-elect Russell Skirrow as Director | Management | For | For |
| 12 | Re-elect Leonard Homeniuk as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Amend Long-Term Incentive Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
PRIMERO MINING CORP.
Meeting Date: FEB 27, 2014
Record Date: JAN 27, 2014
Meeting Type: SPECIAL | Ticker: P
Security ID: 74164W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares in Connection with the Acquisition | Management | For | For |
| |
|---|
PRIMERO MINING CORP.
Meeting Date: MAY 08, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: P
Security ID: 74164W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wade Nesmith | Management | For | For |
| 1.2 | Elect Director Joseph Conway | Management | For | For |
| 1.3 | Elect Director David Demers | Management | For | For |
| 1.4 | Elect Director Grant Edey | Management | For | For |
| 1.5 | Elect Director Rohan Hazelton | Management | For | For |
| 1.6 | Elect Director Eduardo Luna | Management | For | For |
| 1.7 | Elect Director Robert Quartermain | Management | For | For |
| 1.8 | Elect Director Michael Riley | Management | For | For |
| 1.9 | Elect Director Brad Marchant | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PRIMERO MINING CORP.
Meeting Date: MAY 08, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: P
Security ID: 74164W205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wade Nesmith | Management | For | For |
| 1.2 | Elect Director Joseph Conway | Management | For | For |
| 1.3 | Elect Director David Demers | Management | For | For |
| 1.4 | Elect Director Grant Edey | Management | For | For |
| 1.5 | Elect Director Rohan Hazelton | Management | For | For |
| 1.6 | Elect Director Eduardo Luna | Management | For | For |
| 1.7 | Elect Director Robert Quartermain | Management | For | For |
| 1.8 | Elect Director Michael Riley | Management | For | For |
| 1.9 | Elect Director Brad Marchant | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PROLOGIS, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: PLD
Security ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director George L. Fotiades | Management | For | For |
| 1c | Elect Director Christine N. Garvey | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | Against |
| 1f | Elect Director Irving F. Lyons, III | Management | For | For |
| 1g | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1h | Elect Director D. Michael Steuert | Management | For | For |
| 1i | Elect Director Carl B. Webb | Management | For | For |
| 1j | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PVR PARTNERS, L.P.
Meeting Date: MAR 20, 2014
Record Date: FEB 18, 2014
Meeting Type: SPECIAL | Ticker: PVR
Security ID: 693665101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
RAMCO-GERSHENSON PROPERTIES TRUST
Meeting Date: MAY 06, 2014
Record Date: FEB 08, 2014
Meeting Type: ANNUAL | Ticker: RPT
Security ID: 751452202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Blank | Management | For | For |
| 1.2 | Elect Director Dennis Gershenson | Management | For | For |
| 1.3 | Elect Director Arthur Goldberg | Management | For | For |
| 1.4 | Elect Director David J. Nettina | Management | For | For |
| 1.5 | Elect Director Matthew L. Ostrower | Management | For | For |
| 1.6 | Elect Director Joel M. Pashcow | Management | For | For |
| 1.7 | Elect Director Mark K. Rosenfeld | Management | For | For |
| 1.8 | Elect Director Michael A. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
Meeting Date: MAY 06, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: RRS
Security ID: 752344309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Mark Bristow as Director | Management | For | For |
| 6 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Kadri Dagdelen as Director | Management | For | For |
| 9 | Elect Jamil Kassum as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Re-elect Karl Voltaire as Director | Management | For | For |
| 14 | Reappoint BDO LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Increase in Authorised Ordinary Shares | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 19 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Approve Scrip Dividend | Management | For | For |
| 24 | Authorise the Company to Use Electronic Communications | Management | For | For |
| |
|---|
REGENCY CENTERS CORPORATION
Meeting Date: MAY 02, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: REG
Security ID: 758849103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond L. Bank | Management | For | For |
| 1.3 | Elect Director C. Ronald Blankenship | Management | For | For |
| 1.4 | Elect Director A. R. Carpenter | Management | For | For |
| 1.5 | Elect Director J. Dix Druce, Jr. | Management | For | For |
| 1.6 | Elect Director Mary Lou Fiala | Management | For | For |
| 1.7 | Elect Director Douglas S. Luke | Management | For | For |
| 1.8 | Elect Director David P. O'Connor | Management | For | For |
| 1.9 | Elect Director John C. Schweitzer | Management | For | For |
| 1.10 | Elect Director Brian M. Smith | Management | For | For |
| 1.11 | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RIO ALTO MINING LIMITED
Meeting Date: MAY 12, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: RIO
Security ID: 76689T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Klaus Zeitler | Management | For | For |
| 2.2 | Elect Director Alexander Black | Management | For | For |
| 2.3 | Elect Director Drago Kisic | Management | For | For |
| 2.4 | Elect Director Ram Ramachandran | Management | For | For |
| 2.5 | Elect Director Sidney Robinson | Management | For | For |
| 2.6 | Elect Director Victor Gobitz | Management | For | For |
| 2.7 | Elect Director Roger Norwich | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
ROMARCO MINERALS INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL | Ticker: R
Security ID: 775903206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Director Diane R. Garrett | Management | For | For |
| 2.2 | Elect Director James R. Arnold | Management | For | For |
| 2.3 | Elect Director Leendert G. Krol | Management | For | For |
| 2.4 | Elect Director Robert (Don) MacDonald | Management | For | For |
| 2.5 | Elect Director John O. Marsden | Management | For | For |
| 2.6 | Elect Director Patrick Michaels | Management | For | For |
| 2.7 | Elect Director Robert van Doorn | Management | For | For |
| 2.8 | Elect Director Gary A. Sugar | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SABRA HEALTH CARE REIT, INC.
Meeting Date: JUN 24, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: SBRA
Security ID: 78573L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SANDSTORM GOLD LTD.
Meeting Date: MAY 16, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: SSL
Security ID: 80013R206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Nolan Watson | Management | For | For |
| 2.2 | Elect Director David Awram | Management | For | For |
| 2.3 | Elect Director David E. De Witt | Management | For | For |
| 2.4 | Elect Director Andrew T. Swarthout | Management | For | For |
| 2.5 | Elect Director John P. A. Budreski | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Shareholder Rights Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
SEMAFO INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: SMF
Security ID: 816922108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terence F. Bowles | Management | For | For |
| 1.2 | Elect Director Benoit Desormeaux | Management | For | For |
| 1.3 | Elect Director Jean Lamarre | Management | For | For |
| 1.4 | Elect Director John LeBoutillier | Management | For | For |
| 1.5 | Elect Director Gilles Masson | Management | For | For |
| 1.6 | Elect Director Lawrence McBrearty | Management | For | For |
| 1.7 | Elect Director Tertius Zongo | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SIBANYE GOLD LTD
Meeting Date: JUN 17, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL | Ticker: SGL
Security ID: 825724206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For |
| 2 | Elect Zola Skweyiya as Director | Management | For | For |
| 3 | Re-elect Sello Moloko as Director | Management | For | For |
| 4 | Re-elect Neal Froneman as Director | Management | For | For |
| 5 | Re-elect Charl Keyter as Director | Management | For | For |
| 6 | Re-elect Keith Rayner as Director | Management | For | For |
| 7 | Re-elect Keith Rayner as Chairman of the Audit Committee | Management | For | For |
| 8 | Re-elect Rick Menell as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Nkosemntu Nika as Member of the Audit Committee | Management | For | For |
| 10 | Re-elect Susan van der Merwe as Member of the Audit Committee | Management | For | For |
| 11 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
| 12 | Approve Remuneration Policy | Management | For | For |
| 1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 2 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
| 3 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| |
|---|
SILVER STANDARD RESOURCES INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: SSO
Security ID: 82823L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2.1 | Elect Director Peter W. Tomsett | Management | For | For |
| 2.2 | Elect Director A.E. Michael Anglin | Management | For | For |
| 2.3 | Elect Director Richard C. Campbell | Management | For | For |
| 2.4 | Elect Director Gustavo A. Herrero | Management | For | For |
| 2.5 | Elect Director Richard D. Paterson | Management | For | For |
| 2.6 | Elect Director Steven P. Reid | Management | For | For |
| 2.7 | Elect Director John Smith | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| 5 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
SILVER WHEATON CORP.
Meeting Date: MAY 09, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: SLW
Security ID: 828336107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a1 | Elect Director Lawrence I. Bell | Management | For | For |
| a2 | Elect Director George L. Brack | Management | For | For |
| a3 | Elect Director John A. Brough | Management | For | For |
| a4 | Elect Director R. Peter Gillin | Management | For | For |
| a5 | Elect Director Chantal Gosselin | Management | For | For |
| a6 | Elect Director Douglas M. Holtby | Management | For | For |
| a7 | Elect Director Eduardo Luna | Management | For | For |
| a8 | Elect Director Wade D. Nesmith | Management | For | For |
| a9 | Elect Director Randy V.J. Smallwood | Management | For | For |
| b | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| c | Advisory Vote on Executive Compensation Approach | Management | For | For |
| d | Amend Share Option Plan | Management | For | For |
| e | Approve Advance Notice Policy | Management | For | For |
| f | Amend Quorum Requirements | Management | For | For |
| g | Allow Electronic Distribution of Company Communications | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: SPG
Security ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 1.2 | Elect Director Larry C. Glasscock | Management | For | For |
| 1.3 | Elect Director Karen N. Horn | Management | For | For |
| 1.4 | Elect Director Allan Hubbard | Management | For | For |
| 1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1.6 | Elect Director Daniel C. Smith | Management | For | For |
| 1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ST. MODWEN PROPERTIES PLC
Meeting Date: MAR 28, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: SMP
Security ID: G61824101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Richard Mully as Director | Management | For | For |
| 6 | Re-elect Steve Burke as Director | Management | For | For |
| 7 | Re-elect Kay Chaldecott as Director | Management | For | For |
| 8 | Re-elect Simon Clarke as Director | Management | For | For |
| 9 | Re-elect Michael Dunn as Director | Management | For | For |
| 10 | Re-elect Lesley James as Director | Management | For | For |
| 11 | Re-elect Bill Oliver as Director | Management | For | For |
| 12 | Re-elect John Salmon as Director | Management | For | For |
| 13 | Re-elect Bill Shannon as Director | Management | For | For |
| 14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | Abstain |
| 16 | Approve Saving Related Share Option Scheme | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
STAG INDUSTRIAL, INC.
Meeting Date: MAY 05, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: STAG
Security ID: 85254J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
| 1.4 | Elect Director Larry T. Guillemette | Management | For | For |
| 1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1.6 | Elect Director Christopher P. Marr | Management | For | For |
| 1.7 | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUMITOMO REALTY & DEVELOPMENT CO. LTD.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8830
Security ID: J77841112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2 | Appoint Statutory Auditor Izuhara, Yozo | Management | For | For |
| |
|---|
SUPERTEX, INC.
Meeting Date: APR 01, 2014
Record Date: FEB 24, 2014
Meeting Type: SPECIAL | Ticker: SUPX
Security ID: 868532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
TAHOE RESOURCES INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: THO
Security ID: 873868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lorne B. Anderson | Management | For | For |
| 1.2 | Elect Director John P. Bell | Management | For | For |
| 1.3 | Elect Director Tanya M. Jakusconek | Management | For | For |
| 1.4 | Elect Director C. Kevin McArthur | Management | For | For |
| 1.5 | Elect Director A. Dan Rovig | Management | For | For |
| 1.6 | Elect Director Paul B. Sweeney | Management | For | For |
| 1.7 | Elect Director James S. Voorhees | Management | For | For |
| 1.8 | Elect Director Kenneth F. Williamson | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
TANGER FACTORY OUTLET CENTERS, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: SKT
Security ID: 875465106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Benton | Management | For | For |
| 1.2 | Elect Director Bridget Ryan Berman | Management | For | For |
| 1.3 | Elect Director Donald G. Drapkin | Management | For | For |
| 1.4 | Elect Director Thomas J. Reddin | Management | For | For |
| 1.5 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.6 | Elect Director Allan L. Schuman | Management | For | For |
| 1.7 | Elect Director Steven B. Tanger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TECK RESOURCES LIMITED
Meeting Date: APR 23, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: TCK.B
Security ID: 878742204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mayank M. Ashar | Management | For | For |
| 1.2 | Elect Director Jalynn H. Bennett | Management | For | For |
| 1.3 | Elect Director Hugh J. Bolton | Management | For | For |
| 1.4 | Elect Director Felix P. Chee | Management | For | For |
| 1.5 | Elect Director Jack L. Cockwell | Management | For | For |
| 1.6 | Elect Director Edward C. Dowling | Management | For | For |
| 1.7 | Elect Director Norman B. Keevil | Management | For | For |
| 1.8 | Elect Director Norman B. Keevil, III | Management | For | For |
| 1.9 | Elect Director Takeshi Kubota | Management | For | For |
| 1.10 | Elect Director Takashi Kuriyama | Management | For | For |
| 1.11 | Elect Director Donald R. Lindsay | Management | For | For |
| 1.12 | Elect Director Janice G. Rennie | Management | For | For |
| 1.13 | Elect Director Warren S.R. Seyffert | Management | For | For |
| 1.14 | Elect Director Chris M.T. Thompson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Gary D. Cohn | Management | For | For |
| 1d | Elect Director Claes Dahlback | Management | For | For |
| 1e | Elect Director William W. George | Management | For | For |
| 1f | Elect Director James A. Johnson | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Debora L. Spar | Management | For | For |
| 1l | Elect Director Mark E. Tucker | Management | For | For |
| 1m | Elect Director David A. Viniar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
THE JONES GROUP INC.
Meeting Date: APR 07, 2014
Record Date: MAR 05, 2014
Meeting Type: SPECIAL | Ticker: JNY
Security ID: 48020T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
THE LINK REAL ESTATE INVESTMENT TRUST
Meeting Date: FEB 18, 2014
Record Date: FEB 12, 2014
Meeting Type: SPECIAL | Ticker: 00823
Security ID: Y5281M111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Expanded Geographical Investment Scope | Management | For | Did Not Vote |
| 2 | Amend Trust Deed Re: Investment Scope Trust Deed Amendments | Management | For | Did Not Vote |
| 3 | Amend Trust Deed Re: Authorized Investments and Related Activities | Management | For | Did Not Vote |
| 4 | Amend Trust Deed Re: Issuance of Units and/or Convertible Instruments to a Connected Person | Management | For | Did Not Vote |
| 5 | Amend Trust Deed Re: Manager's and Trustee's Ability to Borrow or Raise Money for The Link Real Estate Investment Trust | Management | For | Did Not Vote |
| 6 | Amend Trust Deed Re: Voting by a Show of Hands | Management | For | Did Not Vote |
| 7 | Amend Trust Deed Re: Other Miscellaneous Amendments | Management | For | Did Not Vote |
| |
|---|
THE UNITE GROUP PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL | Ticker: UTG
Security ID: G9283N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Abstain |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Phil White as Director | Management | For | For |
| 6 | Re-elect Mark Allan as Director | Management | For | For |
| 7 | Re-elect Joe Lister as Director | Management | For | For |
| 8 | Re-elect Richard Simpson as Director | Management | For | For |
| 9 | Re-elect Richard Smith as Director | Management | For | For |
| 10 | Re-elect Manjit Wolstenholme as Director | Management | For | For |
| 11 | Re-elect Sir Tim Wilson as Director | Management | For | For |
| 12 | Re-elect Andrew Jones as Director | Management | For | For |
| 13 | Elect Elizabeth McMeikan as Director | Management | For | For |
| 14 | Appoint KPMG LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
THE WHARF (HOLDINGS) LTD.
Meeting Date: JUN 09, 2014
Record Date: MAY 27, 2014
Meeting Type: ANNUAL | Ticker: 00004
Security ID: Y8800U127
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2a | Elect Vincent K. Fang as Director | Management | For | For |
| 2b | Elect Hans Michael Jebsen as Director | Management | For | For |
| 2c | Elect Wyman Li as Director | Management | For | For |
| 2d | Elect David M. Turnbull as Director | Management | For | For |
| 3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Adopt Official Chinese Company Name | Management | For | For |
| 5 | Adopt New Articles of Association | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TOKYO TATEMONO CO. LTD.
Meeting Date: MAR 28, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL | Ticker: 8804
Security ID: J88333117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
| 2.1 | Appoint Statutory Auditor Hanazawa, Toshiyuki | Management | For | For |
| 2.2 | Appoint Statutory Auditor Uehara, Masahiro | Management | For | For |
| |
|---|
TRUNKBOW INTERNATIONAL HOLDINGS LIMITED
Meeting Date: APR 14, 2014
Record Date: MAR 10, 2014
Meeting Type: SPECIAL | Ticker: TBOW
Security ID: 89818A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
UNIBAIL RODAMCO SE
Meeting Date: APR 23, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: UL
Security ID: F95094110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 8.90 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Advisory Vote on Compensation of Christophe Cuvillier, Chairman of the Management Board | Management | For | For |
| 6 | Advisory Vote on Compensation of Olivier Bossard, Armelle Carminati-Rabasse, Fabrice Mouchel, Jaap Tonckens and Jean-Marie Tritant, Members of the Management Board | Management | For | For |
| 7 | Advisory Vote on Compensation of Guillaume Poitrinal, Chairman of the Management Board from Jan. 1, 2013 to April 25, 2013 | Management | For | For |
| 8 | Advisory Vote on Compensation of Catherine Pourre, Member of the Management Board from Jan. 1, 2013 to Sept. 1, 2013 | Management | For | For |
| 9 | Reelect Rob Ter Haar as Supervisory Board Member | Management | For | For |
| 10 | Reelect Jose Luis Duran as Supervisory Board Member | Management | For | For |
| 11 | Reelect Yves Lyon-Caen as Supervisory Board Member | Management | For | For |
| 12 | Elect Dagmar Kollmann as Supervisory Board Member | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
| 17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
UNS ENERGY CORPORATION
Meeting Date: MAR 26, 2014
Record Date: FEB 14, 2014
Meeting Type: SPECIAL | Ticker: UNS
Security ID: 903119105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
UNS ENERGY CORPORATION
Meeting Date: MAY 02, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: UNS
Security ID: 903119105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Bonavia | Management | For | For |
| 1.2 | Elect Director Lawrence J. Aldrich | Management | For | For |
| 1.3 | Elect Director Barbara M. Baumann | Management | For | For |
| 1.4 | Elect Director Larry W. Bickle | Management | For | For |
| 1.5 | Elect Director Robert A. Elliott | Management | For | For |
| 1.6 | Elect Director Daniel W.L. Fessler | Management | For | For |
| 1.7 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.8 | Elect Director David G. Hutchens | Management | For | For |
| 1.9 | Elect Director Ramiro G. Peru | Management | For | For |
| 1.10 | Elect Director Gregory A. Pivirotto | Management | For | For |
| 1.11 | Elect Director Joaquin Ruiz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VASTNED RETAIL NV
Meeting Date: MAY 15, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: VASTN
Security ID: N91784103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss Minutes of Previous Meeting | Management | None | None |
| 3 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 4 | Discuss Remuneration Report | Management | None | None |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 7 | Approve Dividends of EUR 2.55 Per Share | Management | For | For |
| 8 | Approve Discharge of Management Board | Management | For | For |
| 9 | Approve Discharge of Supervisory Board | Management | For | For |
| 10 | Elect Kolff to Supervisory Board | Management | For | For |
| 11 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Close Meeting | Management | None | None |
| |
|---|
VORNADO REALTY TRUST
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: VNO
Security ID: 929042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Lynne | Management | For | Withhold |
| 1.2 | Elect Director David Mandelbaum | Management | For | Withhold |
| 1.3 | Elect Director Daniel R. Tisch | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
WESTFIELD GROUP
Meeting Date: MAY 29, 2014
Record Date: MAY 27, 2014
Meeting Type: ANNUAL | Ticker: WDC
Security ID: Q97062105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Frank P. Lowy as Director | Management | For | For |
| 4 | Elect Brian M. Schwartz as Director | Management | For | For |
| 5 | Elect Steven M. Lowy as Director | Management | For | For |
| 6 | Elect Ilana R. Atlas as Director | Management | For | For |
| |
|---|
WESTFIELD GROUP
Meeting Date: MAY 29, 2014
Record Date: MAY 27, 2014
Meeting Type: COURT | Ticker: WDC
Security ID: Q97062105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Scheme of Arrangement Between Westfield Holdings and the Holders of Its Fully Paid Ordinary Shares | Management | For | For |
| |
|---|
WESTFIELD GROUP
Meeting Date: MAY 29, 2014
Record Date: MAY 27, 2014
Meeting Type: SPECIAL | Ticker: WDC
Security ID: Q97062105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Capital Reduction | Management | For | For |
| 2 | Approve the Capital Conversion Resolution | Management | For | For |
| 3 | Approve the Westfield Trust Constitution Amendments | Management | For | For |
| 4 | Approve the Westfield America Trust Constitution Amendments | Management | For | For |
| 5 | Authorize the Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 6 | Approve the Westfield Holdings Constitution Amendments | Management | For | For |
| 7 | Approve the Stapling Deed Resolution | Management | For | For |
| 8 | Approve the Change of Company Name to Scentre Group Limited | Management | For | For |
| |
|---|
XYRATEX LTD.
Meeting Date: FEB 26, 2014
Record Date: JAN 09, 2014
Meeting Type: SPECIAL | Ticker: XRTX
Security ID: G98268108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Special Meeting | Management | For | For |
| |
|---|
YAMANA GOLD INC.
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: YRI
Security ID: 98462Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Marrone | Management | For | For |
| 1.2 | Elect Director Patrick J. Mars | Management | For | For |
| 1.3 | Elect Director John Begeman | Management | For | For |
| 1.4 | Elect Director Alexander Davidson | Management | For | For |
| 1.5 | Elect Director Richard Graff | Management | For | For |
| 1.6 | Elect Director Nigel Lees | Management | For | For |
| 1.7 | Elect Director Carl Renzoni | Management | For | For |
| 1.8 | Elect Director Dino Titaro | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Adopt By-Law No. 1 | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
ZALE CORPORATION
Meeting Date: MAY 29, 2014
Record Date: APR 30, 2014
Meeting Type: PROXY CONTEST | Ticker: ZLC
Security ID: 988858106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1 | Approve Merger Agreement | Management | Against | Did Not Vote |
| 2 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
| 3 | Adjourn Meeting | Management | Against | Did Not Vote |
| |
|---|
ZOLTEK COMPANIES, INC.
Meeting Date: JAN 23, 2014
Record Date: NOV 25, 2013
Meeting Type: SPECIAL | Ticker: ZOLT
Security ID: 98975W104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| |
|---|
ZYGO CORPORATION
Meeting Date: JUN 18, 2014
Record Date: MAY 16, 2014
Meeting Type: SPECIAL | Ticker: ZIGO
Security ID: 989855101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | Against |
Oppenheimer Equity Income Fund/VA
| |
|---|
ABBVIE INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: ABBV
Security ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACE LIMITED
Meeting Date: JAN 10, 2014
Record Date: DEC 05, 2013
Meeting Type: SPECIAL | Ticker: ACE
Security ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
| 2 | Elect of Homburger AG as Independent Proxy | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | For |
| |
|---|
ACE LIMITED
Meeting Date: MAY 15, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: ACE
Security ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Allocate Disposable Profit | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Elect Director John Edwardson | Management | For | For |
| 4.2 | Elect Director Kimberly Ross | Management | For | For |
| 4.3 | Elect Director Robert Scully | Management | For | For |
| 4.4 | Elect Director David Sidwell | Management | For | For |
| 4.5 | Elect Director Evan G. Greenberg | Management | For | For |
| 4.6 | Elect Director Robert M. Hernandez | Management | For | For |
| 4.7 | Elect Director Michael G. Atieh | Management | For | For |
| 4.8 | Elect Director Mary A. Cirillo | Management | For | For |
| 4.9 | Elect Director Michael P. Connors | Management | For | For |
| 4.10 | Elect Director Peter Menikoff | Management | For | For |
| 4.11 | Elect Director Leo F. Mullin | Management | For | For |
| 4.12 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
| 4.13 | Elect Director Theodore E. Shasta | Management | For | For |
| 4.14 | Elect Director Olivier Steimer | Management | For | For |
| 5 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
| 6.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | For |
| 6.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | For |
| 6.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | For |
| 6.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
| 7 | Designate Homburger AG as Independent Proxy | Management | For | For |
| 8.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
| 8.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
| 8.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
| 9 | Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Transact Other Business (Voting) | Management | For | For |
| |
|---|
ALLEGHENY TECHNOLOGIES INCORPORATED
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ATI
Security ID: 01741R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Diggs | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director Louis J. Thomas | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: AXL
Security ID: 024061103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. McCaslin | Management | For | For |
| 1.2 | Elect Director William P. Miller, II | Management | For | For |
| 1.3 | Elect Director Samuel Valenti, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: AEP
Security ID: 025537101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director David J. Anderson | Management | For | For |
| 1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Sandra Beach Lin | Management | For | For |
| 1.8 | Elect Director Richard C. Notebaert | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
| 1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
Meeting Date: MAY 12, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: AIG
Security ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert H. Benmosche | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director Peter R. Fisher | Management | For | For |
| 1d | Elect Director John H. Fitzpatrick | Management | For | For |
| 1e | Elect Director William G. Jurgensen | Management | For | For |
| 1f | Elect Director Christopher S. Lynch | Management | For | For |
| 1g | Elect Director Arthur C. Martinez | Management | For | For |
| 1h | Elect Director George L. Miles, Jr. | Management | For | For |
| 1i | Elect Director Henry S. Miller | Management | For | For |
| 1j | Elect Director Robert S. Miller | Management | For | For |
| 1k | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1l | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1m | Elect Director Douglas M. Steenland | Management | For | For |
| 1n | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | Management | For | For |
| 4 | Amend Tax Asset Protection Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
APACHE CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: APA
Security ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 3 | Elect Director Amy H. Nelson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Meeting Date: APR 29, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ARI
Security ID: 03762U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph F. Azrack | Management | For | For |
| 1.2 | Elect Director Mark C. Biderman | Management | For | For |
| 1.3 | Elect Director Robert A. Kasdin | Management | For | For |
| 1.4 | Elect Director Eric L. Press | Management | For | For |
| 1.5 | Elect Director Scott S. Prince | Management | For | For |
| 1.6 | Elect Director Stuart A. Rothstein | Management | For | For |
| 1.7 | Elect Director Michael E. Salvati | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPLE INC.
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
Meeting Date: MAY 01, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ADM
Security ID: 039483102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.3 | Elect Director Terrell K. Crews | Management | For | For |
| 1.4 | Elect Director Pierre Dufour | Management | For | For |
| 1.5 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.6 | Elect Director Antonio Maciel Neto | Management | For | For |
| 1.7 | Elect Director Patrick J. Moore | Management | For | For |
| 1.8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 1.9 | Elect Director Francisco Sanchez | Management | For | For |
| 1.10 | Elect Director Daniel Shih | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.12 | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
ASHFORD HOSPITALITY TRUST, INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: AHT
Security ID: 044103109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monty J. Bennett | Management | For | Withhold |
| 1.2 | Elect Director Benjamin J. Ansell | Management | For | Withhold |
| 1.3 | Elect Director Thomas E. Callahan | Management | For | Withhold |
| 1.4 | Elect Director Amish Gupta | Management | For | For |
| 1.5 | Elect Director Kamal Jafarnia | Management | For | Withhold |
| 1.6 | Elect Director Alan L. Tallis | Management | For | Withhold |
| 1.7 | Elect Director Philip S. Payne | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
ASSURED GUARANTY LTD.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: AGO
Security ID: G0585R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Francisco L. Borges as Director | Management | For | For |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | For |
| 1.3 | Elect Stephen A. Cozen as Director | Management | For | For |
| 1.4 | Elect Dominic J. Frederico as Director | Management | For | For |
| 1.5 | Elect Bonnie L. Howard as Director | Management | For | For |
| 1.6 | Elect Patrick W. Kenny as Director | Management | For | For |
| 1.7 | Elect Simon W. Leathes as Director | Management | For | For |
| 1.8 | Elect Robin Monro-Davies as Director | Management | For | For |
| 1.9 | Elect Michael T. O'Kane as Director | Management | For | For |
| 1.10 | Elect Yukiko Omura as Director | Management | For | For |
| 1.11 | Elect Wilbur L. Ross, Jr. as Director | Management | For | Withhold |
| 1.12 | Elect Howard W. Albert as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.13 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.14 | Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.15 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.16 | Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.17 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.18 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 1.19 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Ratify PwC as AG Re's Auditors | Management | For | For |
| |
|---|
AT&T INC.
Meeting Date: APR 25, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: T
Security ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Reuben V. Anderson | Management | For | For |
| 1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director James P. Kelly | Management | For | For |
| 1.6 | Elect Director Jon C. Madonna | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director John B. McCoy | Management | For | For |
| 1.9 | Elect Director Beth E. Mooney | Management | For | For |
| 1.10 | Elect Director Joyce M. Roche | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
| |
|---|
BAKER HUGHES INCORPORATED
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: BHI
Security ID: 057224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Martin S. Craighead | Management | For | For |
| 1.4 | Elect Director Lynn L. Elsenhans | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director James W. Stewart | Management | For | Withhold |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Meeting Date: MAR 13, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: BBVA
Security ID: 05946K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
| 2.1 | Reelect Tomas Alfaro Drake as Director | Management | For | For |
| 2.2 | Reelect Carlos Loring Martinez de Irujo as Director | Management | For | For |
| 2.3 | Reelect Jose Luis Palao Garcia-Suelto as Director | Management | For | For |
| 2.4 | Reelect Susana Rodriguez Vidarte as Director | Management | For | For |
| 2.5 | Ratify Appointment of and Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo as Director | Management | For | For |
| 2.6 | Appoint Lourdes Maiz Carro as Director | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4.1 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 4.2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 4.3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 4.4 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 5 | Approve Deferred Share Bonus Plan for FY 2014 | Management | For | For |
| 6 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 7 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: BAC
Security ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | For |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
BAXTER INTERNATIONAL INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: BAX
Security ID: 071813109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Wayne T. Hockmeyer | Management | For | For |
| 1b | Elect Director Robert L. Parkinson, Jr. | Management | For | For |
| 1c | Elect Director Thomas T. Stallkamp | Management | For | For |
| 1d | Elect Director Albert P. L. Stroucken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | For |
| |
|---|
BEST BUY CO., INC.
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: BBY
Security ID: 086516101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lisa M. Caputo | Management | For | For |
| 1b | Elect Director Russell P. Fradin | Management | For | For |
| 1c | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1d | Elect Director Hubert Joly | Management | For | For |
| 1e | Elect Director David W. Kenny | Management | For | For |
| 1f | Elect Director Thomas L. 'Tommy' Millner | Management | For | For |
| 1g | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BLACKSTONE MORTGAGE TRUST, INC.
Meeting Date: JUN 18, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: BXMT
Security ID: 09257W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael B. Nash | Management | For | Withhold |
| 1.2 | Elect Director Stephen D. Plavin | Management | For | Withhold |
| 1.3 | Elect Director Leonard W. Cotton | Management | For | For |
| 1.4 | Elect Director Thomas E. Dobrowski | Management | For | For |
| 1.5 | Elect Director Martin L. Edelman | Management | For | Withhold |
| 1.6 | Elect Director Henry N. Nassau | Management | For | For |
| 1.7 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.8 | Elect Director John G. Schreiber | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BP PLC
Meeting Date: APR 10, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: BP.
Security ID: 055622104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Abstain |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Bob Dudley as Director | Management | For | For |
| 5 | Re-elect Iain Conn as Director | Management | For | For |
| 6 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
| 7 | Re-elect Paul Anderson as Director | Management | For | For |
| 8 | Re-elect Frank Bowman as Director | Management | For | For |
| 9 | Re-elect Antony Burgmans as Director | Management | For | For |
| 10 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 11 | Re-elect George David as Director | Management | For | For |
| 12 | Re-elect Ian Davis as Director | Management | For | For |
| 13 | Re-elect Dame Ann Dowling as Director | Management | For | For |
| 14 | Re-elect Brendan Nelson as Director | Management | For | For |
| 15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
| 16 | Re-elect Andrew Shilston as Director | Management | For | For |
| 17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 19 | Approve Executive Directors' Incentive Plan | Management | For | For |
| 20 | Approve Remuneration of Non-Executive Directors | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
CA, INC.
Meeting Date: JUL 31, 2013
Record Date: JUN 06, 2013
Meeting Type: ANNUAL | Ticker: CA
Security ID: 12673P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Jens Alder | Management | For | For |
| 1B | Elect Director Raymond J. Bromark | Management | For | For |
| 1C | Elect Director Gary J. Fernandes | Management | For | For |
| 1D | Elect Director Michael P. Gregoire | Management | For | For |
| 1E | Elect Director Rohit Kapoor | Management | For | For |
| 1F | Elect Director Kay Koplovitz | Management | For | For |
| 1G | Elect Director Christopher B. Lofgren | Management | For | For |
| 1H | Elect Director Richard Sulpizio | Management | For | For |
| 1I | Elect Director Laura S. Unger | Management | For | For |
| 1J | Elect Director Arthur F. Weinbach | Management | For | For |
| 1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| |
|---|
CARDINAL HEALTH, INC.
Meeting Date: NOV 06, 2013
Record Date: SEP 09, 2013
Meeting Type: ANNUAL | Ticker: CAH
Security ID: 14149Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colleen F. Arnold | Management | For | For |
| 1.2 | Elect Director George S. Barrett | Management | For | For |
| 1.3 | Elect Director Glenn A. Britt | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Calvin Darden | Management | For | For |
| 1.6 | Elect Director Bruce L. Downey | Management | For | For |
| 1.7 | Elect Director John F. Finn | Management | For | For |
| 1.8 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
| 1.9 | Elect Director Clayton M. Jones | Management | For | For |
| 1.10 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.11 | Elect Director David P. King | Management | For | For |
| 1.12 | Elect Director Richard C. Notebaert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| |
|---|
CELANESE CORPORATION
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: CE
Security ID: 150870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director Martin G. McGuinn | Management | For | For |
| 1c | Elect Director Daniel S. Sanders | Management | For | For |
| 1d | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CENTURYLINK, INC.
Meeting Date: MAY 28, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: CTL
Security ID: 156700106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virginia Boulet | Management | For | For |
| 1.2 | Elect Director Peter C. Brown | Management | For | For |
| 1.3 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.4 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.5 | Elect Director Gregory J. McCray | Management | For | For |
| 1.6 | Elect Director C. G. Melville, Jr. | Management | For | For |
| 1.7 | Elect Director Fred R. Nichols | Management | For | For |
| 1.8 | Elect Director William A. Owens | Management | For | For |
| 1.9 | Elect Director Harvey P. Perry | Management | For | For |
| 1.10 | Elect Director Glen F. Post, III | Management | For | For |
| 1.11 | Elect Director Michael J. Roberts | Management | For | For |
| 1.12 | Elect Director Laurie A. Siegel | Management | For | For |
| 1.13 | Elect Director Joseph R. Zimmel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention | Shareholder | Against | For |
| |
|---|
CHEVRON CORPORATION
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | For |
| |
|---|
CISCO SYSTEMS, INC.
Meeting Date: NOV 19, 2013
Record Date: SEP 20, 2013
Meeting Type: ANNUAL | Ticker: CSCO
Security ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CIT GROUP INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: CIT
Security ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Michael J. Embler | Management | For | For |
| 1d | Elect Director William M. Freeman | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director R. Brad Oates | Management | For | For |
| 1g | Elect Director Marianne Miller Parrs | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Peter J. Tobin | Management | For | For |
| 1m | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
COLONY FINANCIAL, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: CLNY
Security ID: 19624R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
| 1.2 | Elect Director Richard B. Saltzman | Management | For | For |
| 1.3 | Elect Director George G. C. Parker | Management | For | For |
| 1.4 | Elect Director John A. Somers | Management | For | For |
| 1.5 | Elect Director John L. Steffens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
Meeting Date: APR 29, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: CNSL
Security ID: 209034107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Currey | Management | For | For |
| 1.2 | Elect Director C. Robert Udell, Jr. | Management | For | For |
| 1.3 | Elect Director Maribeth S. Rahe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORNING INCORPORATED
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: GLW
Security ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.2 | Elect Director John A. Canning, Jr. | Management | For | For |
| 1.3 | Elect Director Richard T. Clark | Management | For | For |
| 1.4 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Flaws | Management | For | For |
| 1.6 | Elect Director Deborah A. Henretta | Management | For | For |
| 1.7 | Elect Director Kurt M. Landgraf | Management | For | For |
| 1.8 | Elect Director Kevin J. Martin | Management | For | For |
| 1.9 | Elect Director Deborah D. Rieman | Management | For | For |
| 1.10 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.11 | Elect Director Wendell P. Weeks | Management | For | For |
| 1.12 | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COSTAMARE INC.
Meeting Date: OCT 31, 2013
Record Date: SEP 19, 2013
Meeting Type: ANNUAL | Ticker: CMRE
Security ID: Y1771G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Konstantinos Konstantakopoulos as Director | Management | For | Against |
| 1b | Elect Charlotte Stratos Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
CREDIT SUISSE GROUP AG
Meeting Date: MAY 09, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: CSGN
Security ID: 225401108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 0.70 per Share from Capital Contributions Reserves | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5 | Reserve Additional CHF 1.2 Million in Nominal Share Capital for Pool of Conditional Capital without Preemptive Rights for Employee Stock Option Programs | Management | For | Against |
| 6.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | For |
| 6.1.b | Reelect Jassim Al Thani as Director | Management | For | For |
| 6.1.c | Reelect Iris Bohnet as Director | Management | For | For |
| 6.1.d | Reelect Noreen Doyle as Director | Management | For | For |
| 6.1.e | Reelect Jean-Daniel Gerber as Director | Management | For | For |
| 6.1.f | Reelect Andreas Koopmann as Director | Management | For | For |
| 6.1.g | Reelect Jean Lanier as Director | Management | For | For |
| 6.1.h | Reelect Kai Nargolwala as Director | Management | For | For |
| 6.1.i | Reelect Anton van Rossum as Director | Management | For | For |
| 6.1.j | Reelect Richard Thornburgh as Director | Management | For | For |
| 6.1.k | Reelect John Tiner as Director | Management | For | For |
| 6.1.l | Reelect Severin Schwan as Director | Management | For | For |
| 6.1.m | Reelect Sebastian Thrun as Director | Management | For | For |
| 6.2.1 | Appoint Iris Bohnet as Member of the Compensation Committee | Management | For | For |
| 6.2.2 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 6.2.3 | Appoint Jean Lanier as Member of the Compensation Committee | Management | For | For |
| 6.2.4 | Appoint Kai Nargolwala as Member of the Compensation Committee | Management | For | For |
| 6.3 | Ratify KPMG AG as Auditors | Management | For | For |
| 6.4 | Ratify BDO AG as Special Auditors | Management | For | For |
| 6.5 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
CSX CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: CSX
Security ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Edward J. Kelly, III | Management | For | For |
| 1f | Elect Director Gilbert H. Lamphere | Management | For | For |
| 1g | Elect Director John D. McPherson | Management | For | For |
| 1h | Elect Director Timothy T. O'Toole | Management | For | For |
| 1i | Elect Director David M. Ratcliffe | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Michael J. Ward | Management | For | For |
| 1l | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1m | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
CYS INVESTMENTS, INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: CYS
Security ID: 12673A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin E. Grant | Management | For | For |
| 1.2 | Elect Director Tanya S. Beder | Management | For | Withhold |
| 1.3 | Elect Director Douglas Crocker, II | Management | For | Withhold |
| 1.4 | Elect Director Jeffrey P. Hughes | Management | For | Withhold |
| 1.5 | Elect Director Stephen P. Jonas | Management | For | For |
| 1.6 | Elect Director Raymond A. Redlingshafer, Jr. | Management | For | For |
| 1.7 | Elect Director James A. Stern | Management | For | Withhold |
| 1.8 | Elect Director David A. Tyson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
Meeting Date: APR 28, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: DLR
Security ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Dennis E. Singleton | Management | For | For |
| 1B | Elect Director Laurence A. Chapman | Management | For | For |
| 1C | Elect Director Kathleen Earley | Management | For | For |
| 1D | Elect Director Ruann F. Ernst | Management | For | For |
| 1E | Elect Director Kevin J. Kennedy | Management | For | For |
| 1F | Elect Director William G. LaPerch | Management | For | For |
| 1G | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DOMTAR CORPORATION
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: UFS
Security ID: 257559203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Giannella Alvarez | Management | For | For |
| 1.2 | Elect Director Robert E. Apple | Management | For | For |
| 1.3 | Elect Director Louis P. Gignac | Management | For | For |
| 1.4 | Elect Director David J. Illingworth | Management | For | For |
| 1.5 | Elect Director Brian M. Levitt | Management | For | For |
| 1.6 | Elect Director David G. Maffucci | Management | For | For |
| 1.7 | Elect Director Robert J. Steacy | Management | For | For |
| 1.8 | Elect Director Pamela B. Strobel | Management | For | For |
| 1.9 | Elect Director Denis Turcotte | Management | For | For |
| 1.10 | Elect Director John D. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EDISON INTERNATIONAL
Meeting Date: APR 24, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: EIX
Security ID: 281020107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
| 1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
| 1.3 | Elect Director France A. Cordova - RESIGNED | Management | None | None |
| 1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 1.5 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.6 | Elect Director Luis G. Nogales | Management | For | For |
| 1.7 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 1.8 | Elect Director Linda G. Stuntz | Management | For | For |
| 1.9 | Elect Director Thomas C. Sutton | Management | For | For |
| 1.10 | Elect Director Ellen O. Tauscher | Management | For | For |
| 1.11 | Elect Director Peter J. Taylor | Management | For | For |
| 1.12 | Elect Director Brett White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
EMC CORPORATION
Meeting Date: APR 30, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: EMC
Security ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
| |
|---|
ENSCO PLC
Meeting Date: MAY 19, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: ESV
Security ID: G3157S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Re-elect J. Roderick Clark as Director | Management | For | For |
| 1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 1c | Re-elect Mary E. Francis CBE as Director | Management | For | For |
| 1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 1f | Re-elect Francis S. Kalman as Director | Management | For | For |
| 1g | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 1h | Re-elect Keith O. Rattie as Director | Management | For | For |
| 1i | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 4 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Capital Reorganisation Converting Undistributable Reserves to Distributable Reserves | Management | For | For |
| 11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| |
|---|
EVEREST RE GROUP, LTD.
Meeting Date: MAY 14, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: RE
Security ID: G3223R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic J. Addesso | Management | For | For |
| 1.2 | Elect Director John J. Amore | Management | For | For |
| 1.3 | Elect Director John R. Dunne | Management | For | For |
| 1.4 | Elect Director William F. Galtney, Jr. | Management | For | For |
| 1.5 | Elect Director Roger M. Singer | Management | For | For |
| 1.6 | Elect Director Joseph V. Taranto | Management | For | For |
| 1.7 | Elect Director John A. Weber | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EXXON MOBIL CORPORATION
Meeting Date: MAY 28, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: XOM
Security ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Director William W. George | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S Reinemund | Management | For | For |
| 1.11 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | For |
| |
|---|
FIRSTENERGY CORP.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: FE
Security ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director William T. Cottle | Management | For | For |
| 1.5 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.6 | Elect Director Julia L. Johnson | Management | For | For |
| 1.7 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.8 | Elect Director Donald T. Misheff | Management | For | For |
| 1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.10 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director Luis A. Reyes | Management | For | For |
| 1.13 | Elect Director George M. Smart | Management | For | For |
| 1.14 | Elect Director Wes M. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 5 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FOOT LOCKER, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: FL
Security ID: 344849104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nicholas DiPaolo | Management | For | For |
| 1b | Elect Director Matthew M. McKenna | Management | For | For |
| 1c | Elect Director Steven Oakland | Management | For | For |
| 1d | Elect Director Cheryl Nido Turpin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
Meeting Date: MAY 08, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: F
Security ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Edsel B. Ford, II | Management | For | For |
| 1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.6 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.7 | Elect Director James P. Hackett | Management | For | For |
| 1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.9 | Elect Director William W. Helman, IV | Management | For | For |
| 1.10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.11 | Elect Director John C. Lechleiter | Management | For | For |
| 1.12 | Elect Director Ellen R. Marram | Management | For | For |
| 1.13 | Elect Director Alan Mulally | Management | For | For |
| 1.14 | Elect Director Homer A. Neal | Management | For | For |
| 1.15 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.16 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
Meeting Date: JUL 16, 2013
Record Date: MAY 24, 2013
Meeting Type: ANNUAL | Ticker: FCX
Security ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Charles C. Krulak | Management | For | For |
| 1.10 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.11 | Elect Director Jon C. Madonna | Management | For | For |
| 1.12 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.13 | Elect Director James R. Moffett | Management | For | For |
| 1.14 | Elect Director B. M. Rankin, Jr. | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | For |
| 7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
Meeting Date: JUN 17, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: FCX
Security ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.10 | Elect Director Charles C. Krulak | Management | For | For |
| 1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.12 | Elect Director Jon C. Madonna | Management | For | For |
| 1.13 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.14 | Elect Director James R. Moffett | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| |
|---|
FRONTIER COMMUNICATIONS CORPORATION
Meeting Date: MAY 14, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: FTR
Security ID: 35906A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.3 | Elect Director Edward Fraioli | Management | For | For |
| 1.4 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.5 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.6 | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1.7 | Elect Director Howard L. Schrott | Management | For | For |
| 1.8 | Elect Director Larraine D. Segil | Management | For | For |
| 1.9 | Elect Director Mark Shapiro | Management | For | For |
| 1.10 | Elect Director Myron A. Wick, III | Management | For | For |
| 1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL CABLE CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: BGC
Security ID: 369300108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.2 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.3 | Elect Director Gregory E. Lawton | Management | For | For |
| 1.4 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.5 | Elect Director Patrick M. Prevost | Management | For | For |
| 1.6 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL DYNAMICS CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: GD
Security ID: 369550108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary T. Barra | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director James S. Crown | Management | For | For |
| 1.4 | Elect Director William P. Fricks | Management | For | For |
| 1.5 | Elect Director Paul G. Kaminski | Management | For | For |
| 1.6 | Elect Director John M. Keane | Management | For | For |
| 1.7 | Elect Director Lester L. Lyles | Management | For | For |
| 1.8 | Elect Director James N. Mattis | Management | For | For |
| 1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.10 | Elect Director William A. Osborn | Management | For | For |
| 1.11 | Elect Director Laura J. Schumacher | Management | For | For |
| 1.12 | Elect Director Robert Walmsley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
GENERAL ELECTRIC COMPANY
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: GE
Security ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director James E. Rohr | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
GENERAL MILLS, INC.
Meeting Date: SEP 24, 2013
Record Date: JUL 26, 2013
Meeting Type: ANNUAL | Ticker: GIS
Security ID: 370334104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bradbury H. Anderson | Management | For | For |
| 1b | Elect Director R. Kerry Clark | Management | For | For |
| 1c | Elect Director Paul Danos | Management | For | For |
| 1d | Elect Director William T. Esrey | Management | For | For |
| 1e | Elect Director Raymond V. Gilmartin | Management | For | For |
| 1f | Elect Director Judith Richards Hope | Management | For | For |
| 1g | Elect Director Heidi G. Miller | Management | For | For |
| 1h | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1i | Elect Director Steve Odland | Management | For | For |
| 1j | Elect Director Kendall J. Powell | Management | For | For |
| 1k | Elect Director Michael D. Rose | Management | For | For |
| 1l | Elect Director Robert L. Ryan | Management | For | For |
| 1m | Elect Director Dorothy A. Terrell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Responsibility for Post-Consumer Product Packaging | Shareholder | Against | Abstain |
| |
|---|
GENERAL MOTORS COMPANY
Meeting Date: JUN 10, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: GM
Security ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Girsky | Management | For | For |
| 1e | Elect Director E. Neville Isdell | Management | For | For |
| 1f | Elect Director Kathryn V. Marinello | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
GLAXOSMITHKLINE PLC
Meeting Date: MAY 07, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GSK
Security ID: 37733W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Sir Christopher Gent as Director | Management | For | For |
| 5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
| 6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 8 | Re-elect Stacey Cartwright as Director | Management | For | For |
| 9 | Re-elect Simon Dingemans as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Judy Lewent as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
| 13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 15 | Re-elect Tom de Swaan as Director | Management | For | For |
| 16 | Re-elect Jing Ulrich as Director | Management | For | For |
| 17 | Re-elect Hans Wijers as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
Meeting Date: MAY 21, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: HAL
Security ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| |
|---|
INTEL CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: INTC
Security ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Susan L. Decker | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director Reed E. Hundt | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director James D. Plummer | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 1j | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL PAPER COMPANY
Meeting Date: MAY 12, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: IP
Security ID: 460146103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David J. Bronczek | Management | For | For |
| 1b | Elect Director Ahmet C. Dorduncu | Management | For | For |
| 1c | Elect Director John V. Faraci | Management | For | For |
| 1d | Elect Director Ilene S. Gordon | Management | For | For |
| 1e | Elect Director Jay L. Johnson | Management | For | For |
| 1f | Elect Director Stacey J. Mobley | Management | For | For |
| 1g | Elect Director Joan E. Spero | Management | For | For |
| 1h | Elect Director John L. Townsend, III | Management | For | For |
| 1i | Elect Director John F. Turner | Management | For | For |
| 1j | Elect Director William G. Walter | Management | For | For |
| 1k | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
J.C. PENNEY COMPANY, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: JCP
Security ID: 708160106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Colleen C. Barrett | Management | For | For |
| 1b | Elect Director Thomas J. Engibous | Management | For | For |
| 1c | Elect Director Kent B. Foster | Management | For | For |
| 1d | Elect Director Leonard H. Roberts | Management | For | For |
| 1e | Elect Director Stephen I. Sadove | Management | For | For |
| 1f | Elect Director Javier G. Teruel | Management | For | For |
| 1g | Elect Director R. Gerald Turner | Management | For | For |
| 1h | Elect Director Ronald W. Tysoe | Management | For | For |
| 1i | Elect Director Myron E. Ullman, III | Management | For | For |
| 1j | Elect Director Mary Beth West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Securities Transfer Restrictions | Management | For | For |
| 5 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
Meeting Date: APR 24, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: JNJ
Security ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director James G. Cullen | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Leo F. Mullin | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
KINDER MORGAN, INC.
Meeting Date: MAY 19, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: KMI
Security ID: 49456B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Kinder | Management | For | For |
| 1.2 | Elect Director Steven J. Kean | Management | For | For |
| 1.3 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 1.4 | Elect Director Deborah A. Macdonald | Management | For | For |
| 1.5 | Elect Director Michael J. Miller | Management | For | For |
| 1.6 | Elect Director Michael C. Morgan | Management | For | For |
| 1.7 | Elect Director Fayez Sarofim | Management | For | For |
| 1.8 | Elect Director C. Park Shaper | Management | For | For |
| 1.9 | Elect Director Joel V. Staff | Management | For | For |
| 1.10 | Elect Director John M. Stokes | Management | For | For |
| 1.11 | Elect Director Robert F. Vagt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Financial Risks of Climate Change | Shareholder | Against | For |
| 4 | Report on Methane Emissions Management, Pipeline Maintenance and Reduction Targets | Shareholder | Against | For |
| 5 | Report on Sustainability | Shareholder | Against | For |
| |
|---|
KKR FINANCIAL HOLDINGS LLC
Meeting Date: APR 30, 2014
Record Date: FEB 26, 2014
Meeting Type: SPECIAL | Ticker: KFN.P
Security ID: 48248A306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
KOHL'S CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: KSS
Security ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director Steven A. Burd | Management | For | For |
| 1c | Elect Director Dale E. Jones | Management | For | For |
| 1d | Elect Director Kevin Mansell | Management | For | For |
| 1e | Elect Director John E. Schlifske | Management | For | For |
| 1f | Elect Director Frank V. Sica | Management | For | For |
| 1g | Elect Director Peter M. Sommerhauser | Management | For | For |
| 1h | Elect Director Stephanie A. Streeter | Management | For | For |
| 1i | Elect Director Nina G. Vaca | Management | For | For |
| 1j | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | For |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
LEAR CORPORATION
Meeting Date: MAY 15, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: LEA
Security ID: 521865204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Bott | Management | For | For |
| 1b | Elect Director Thomas P. Capo | Management | For | For |
| 1c | Elect Director Jonathan F. Foster | Management | For | For |
| 1d | Elect Director Kathleen A. Ligocki | Management | For | For |
| 1e | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
| 1f | Elect Director Donald L. Runkle | Management | For | For |
| 1g | Elect Director Matthew J. Simoncini | Management | For | For |
| 1h | Elect Director Gregory C. Smith | Management | For | For |
| 1i | Elect Director Henry D. G. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LOUISIANA-PACIFIC CORPORATION
Meeting Date: MAY 01, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: LPX
Security ID: 546347105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director E. Gary Cook | Management | For | For |
| 1b | Elect Director Kurt M. Landgraf | Management | For | For |
| 1c | Elect Director John W. Weaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
Meeting Date: APR 16, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: LYB
Security ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
M&T BANK CORPORATION
Meeting Date: APR 15, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: MTB
Security ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.6 | Elect Director Gary N. Geisel | Management | For | Withhold |
| 1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.9 | Elect Director Richard G. King | Management | For | For |
| 1.10 | Elect Director Jorge G. Pereira | Management | For | For |
| 1.11 | Elect Director Melinda R. Rich | Management | For | For |
| 1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.13 | Elect Director Herbert L. Washington | Management | For | For |
| 1.14 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
M.D.C. HOLDINGS, INC.
Meeting Date: MAY 19, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: MDC
Security ID: 552676108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Mandarich | Management | For | For |
| 1.2 | Elect Director Paris G. Reece, III | Management | For | For |
| 1.3 | Elect Director David Siegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: MCD
Security ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | ElectionElect Director Richard H. Lenny | Management | For | For |
| 1c | Elect Director Walter E. Massey | Management | For | For |
| 1d | Elect Director Cary D. McMillan | Management | For | For |
| 1e | Elect Director Sheila A. Penrose | Management | For | For |
| 1f | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1g | Elect Director Roger W. Stone | Management | For | For |
| 1h | Elect Director Miles D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
MEDTRONIC, INC.
Meeting Date: AUG 22, 2013
Record Date: JUL 01, 2013
Meeting Type: ANNUAL | Ticker: MDT
Security ID: 585055106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Anderson | Management | For | For |
| 1.2 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.3 | Elect Director Victor J. Dzau | Management | For | For |
| 1.4 | Elect Director Omar Ishrak | Management | For | For |
| 1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.6 | Elect Director Michael O. Leavitt | Management | For | For |
| 1.7 | Elect Director James T. Lenehan | Management | For | For |
| 1.8 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.9 | Elect Director Kendall J. Powell | Management | For | For |
| 1.10 | Elect Director Robert C. Pozen | Management | For | For |
| 1.11 | Elect Director Preetha Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
| 9 | Rescind Fair Price Provision | Management | For | For |
| |
|---|
MERCK & CO., INC.
Meeting Date: MAY 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: MRK
Security ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
METLIFE, INC.
Meeting Date: APR 22, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: MET
Security ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROCHIP TECHNOLOGY INCORPORATED
Meeting Date: AUG 16, 2013
Record Date: JUN 20, 2013
Meeting Type: ANNUAL | Ticker: MCHP
Security ID: 595017104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 19, 2013
Record Date: SEP 13, 2013
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
Meeting Date: JUN 04, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: TAP
Security ID: 60871R209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger G. Eaton | Management | For | For |
| 1.2 | Elect Director Charles M. Herington | Management | For | For |
| 1.3 | Elect Director H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MORGAN STANLEY
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: MS
Security ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
NAVISTAR INTERNATIONAL CORPORATION
Meeting Date: MAR 10, 2014
Record Date: JAN 10, 2014
Meeting Type: ANNUAL | Ticker: NAV
Security ID: 63934E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Troy A. Clarke | Management | For | Withhold |
| 1.2 | Elect Director John D. Correnti | Management | For | Withhold |
| 1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
| 1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
| 1.5 | Elect Director James H. Keyes | Management | For | Withhold |
| 1.6 | Elect Director Stanley A. McChrystal | Management | For | Withhold |
| 1.7 | Elect Director Samuel J. Merksamer | Management | For | Withhold |
| 1.8 | Elect Director Mark H. Rachesky | Management | For | Withhold |
| 1.9 | Elect Director Michael Sirignano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | None | For |
| |
|---|
NEWMONT MINING CORPORATION
Meeting Date: APR 23, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: NEM
Security ID: 651639106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce R. Brook | Management | For | For |
| 1.2 | Elect Director J. Kofi Bucknor | Management | For | For |
| 1.3 | Elect Director Vincent A. Calarco | Management | For | For |
| 1.4 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.5 | Elect Director Noreen Doyle | Management | For | For |
| 1.6 | Elect Director Gary J. Goldberg | Management | For | For |
| 1.7 | Elect Director Veronica M. Hagen | Management | For | For |
| 1.8 | Elect Director Jane Nelson | Management | For | For |
| 1.9 | Elect Director Donald C. Roth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NRG ENERGY, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: NRG
Security ID: 629377508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.2 | Elect Director Lawrence S. Coben | Management | For | For |
| 1.3 | Elect Director David Crane | Management | For | For |
| 1.4 | Elect Director Terry G. Dallas | Management | For | For |
| 1.5 | Elect Director Paul W. Hobby | Management | For | For |
| 1.6 | Elect Director Edward R. Muller | Management | For | For |
| 1.7 | Elect Director Evan J. Silverstein | Management | For | For |
| 1.8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1.9 | Elect Director Walter R. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PEPSICO, INC.
Meeting Date: MAY 07, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: PEP
Security ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Ian M. Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Rona A. Fairhead | Management | For | For |
| 1f | Elect Director Ray L. Hunt | Management | For | For |
| 1g | Elect Director Alberto Ibarguen | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Lloyd G. Trotter | Management | For | For |
| 1l | Elect Director Daniel Vasella | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | For |
| |
|---|
PFIZER INC.
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Jennifer Li | Management | For | For |
| 1.5 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.6 | Elect Director Kalpana Morparia | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Robert B. Polet | Management | For | For |
| 1.9 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.10 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
| |
|---|
PINNACLE FOODS INC.
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: PF
Security ID: 72348P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jane Nielsen | Management | For | For |
| 1.2 | Elect Director Jeff Overly | Management | For | Withhold |
| 1.3 | Elect Director Raymond P. Silcock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: POT
Security ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director John W. Estey | Management | For | For |
| 1.5 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.6 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.7 | Elect Director Dallas J. Howe | Management | For | For |
| 1.8 | Elect Director Alice D. Laberge | Management | For | For |
| 1.9 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.12 | Elect Director Mary Mogford | Management | For | For |
| 1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2014 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PPL CORPORATION
Meeting Date: MAY 21, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: PPL
Security ID: 69351T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | For |
| 1.3 | Elect Director Philip G. Cox | Management | For | For |
| 1.4 | Elect Director Steven G. Elliott | Management | For | For |
| 1.5 | Elect Director Louise K. Goeser | Management | For | For |
| 1.6 | Elect Director Stuart E. Graham | Management | For | For |
| 1.7 | Elect Director Stuart Heydt | Management | For | For |
| 1.8 | Elect Director Raja Rajamannar | Management | For | For |
| 1.9 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.10 | Elect Director William H. Spence | Management | For | For |
| 1.11 | Elect Director Natica von Althann | Management | For | For |
| 1.12 | Elect Director Keith H. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
QUALCOMM INCORPORATED
Meeting Date: MAR 04, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: QCOM
Security ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
Meeting Date: MAY 22, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: RRD
Security ID: 257867101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 1.2 | Elect Director Susan M. Cameron | Management | For | For |
| 1.3 | Elect Director Richard L. Crandall | Management | For | For |
| 1.4 | Elect Director Susan M. Gianinno | Management | For | For |
| 1.5 | Elect Director Judith H. Hamilton | Management | For | For |
| 1.6 | Elect Director Jeffrey M. Katz | Management | For | For |
| 1.7 | Elect Director Richard K. Palmer | Management | For | For |
| 1.8 | Elect Director John C. Pope | Management | For | For |
| 1.9 | Elect Director Michael T. Riordan | Management | For | For |
| 1.10 | Elect Director Oliver R. Sockwell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RAYONIER INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: RYN
Security ID: 754907103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director C. David Brown, II | Management | For | For |
| 1.3 | Elect Director John E. Bush | Management | For | For |
| 1.4 | Elect Director Mark E. Gaumond | Management | For | For |
| 1.5 | Elect Director Thomas I. Morgan | Management | For | For |
| 1.6 | Elect Director David W. Oskin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Report on Risk Management of Effluent Discharges at Fiber Mill | Shareholder | Against | For |
| |
|---|
ROYAL DUTCH SHELL PLC
Meeting Date: MAY 20, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: RDSA
Security ID: 780259206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Euleen Goh as Director | Management | For | For |
| 5 | Elect Patricia Woertz as Director | Management | For | For |
| 6 | Elect Ben van Beurden as Director | Management | For | For |
| 7 | Re-elect Guy Elliott as Director | Management | For | For |
| 8 | Re-elect Simon Henry as Director | Management | For | For |
| 9 | Re-elect Charles Holliday as Director | Management | For | For |
| 10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
| 13 | Re-elect Linda Stuntz as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Re-elect Gerrit Zalm as Director | Management | For | For |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve Long Term Incentive Plan | Management | For | For |
| 22 | Approve Deferred Bonus Plan | Management | For | For |
| 23 | Approve Restricted Share Plan | Management | For | For |
| 24 | Approve EU Political Donations and Expenditure | Management | For | For |
| |
|---|
STANDARD PACIFIC CORP.
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: SPF
Security ID: 85375C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce A. Choate | Management | For | For |
| 1.2 | Elect Director Ronald R. Foell | Management | For | For |
| 1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.4 | Elect Director David J. Matlin | Management | For | For |
| 1.5 | Elect Director John R. Peshkin | Management | For | For |
| 1.6 | Elect Director Peter Schoels | Management | For | For |
| 1.7 | Elect Director Scott D. Stowell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
STAPLES, INC.
Meeting Date: JUN 02, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL | Ticker: SPLS
Security ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Justin King | Management | For | For |
| 1d | Elect Director Carol Meyrowitz | Management | For | For |
| 1e | Elect Director Rowland T. Moriarty | Management | For | For |
| 1f | Elect Director Robert C. Nakasone | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Raul Vazquez | Management | For | For |
| 1j | Elect Director Vijay Vishwanath | Management | For | For |
| 1k | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: STWD
Security ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey F. DiModica | Management | For | For |
| 1.3 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.4 | Elect Director Camille J. Douglas | Management | For | For |
| 1.5 | Elect Director Boyd W. Fellows | Management | For | For |
| 1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
STATE STREET CORPORATION
Meeting Date: MAY 14, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: STT
Security ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Kennett F. Burnes | Management | For | For |
| 1c | Elect Director Peter Coym | Management | For | For |
| 1d | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1e | Elect Director Amelia C. Fawcett | Management | For | For |
| 1f | Elect Director Linda A. Hill | Management | For | For |
| 1g | Elect Director Joseph L. Hooley | Management | For | For |
| 1h | Elect Director Robert S. Kaplan | Management | For | For |
| 1i | Elect Director Richard P. Sergel | Management | For | For |
| 1j | Elect Director Ronald L. Skates | Management | For | For |
| 1k | Elect Director Gregory L. Summe | Management | For | For |
| 1l | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: TGT
Security ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roxanne S. Austin | Management | For | Against |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Calvin Darden | Management | For | Against |
| 1d | Elect Director Henrique De Castro | Management | For | Against |
| 1e | Elect Director James A. Johnson | Management | For | Against |
| 1f | Elect Director Mary E. Minnick | Management | For | Against |
| 1g | Elect Director Anne M. Mulcahy | Management | For | Against |
| 1h | Elect Director Derica W. Rice | Management | For | Against |
| 1i | Elect Director Kenneth L. Salazar | Management | For | For |
| 1j | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Perquisites | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| 6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Abstain |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date: AUG 27, 2013
Record Date: JUL 25, 2013
Meeting Type: ANNUAL | Ticker: TEVA
Security ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1b | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1c | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1d | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | Management | For | For |
| 2a | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | Management | For | For |
| 2a.1 | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 2b | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | Management | For | For |
| 2b.1 | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3.a | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 4 | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | Management | For | For |
| 5 | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | Management | For | For |
| 6 | Discuss Financial Statements for 2012 | Management | None | None |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date: FEB 24, 2014
Record Date: JAN 23, 2014
Meeting Type: SPECIAL | Ticker: TEVA
Security ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | Management | For | For |
| |
|---|
TEXTRON INC.
Meeting Date: APR 23, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: TXT
Security ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Gary D. Cohn | Management | For | For |
| 1d | Elect Director Claes Dahlback | Management | For | For |
| 1e | Elect Director William W. George | Management | For | For |
| 1f | Elect Director James A. Johnson | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Debora L. Spar | Management | For | For |
| 1l | Elect Director Mark E. Tucker | Management | For | For |
| 1m | Elect Director David A. Viniar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
THE KROGER CO.
Meeting Date: JUN 26, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: KR
Security ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reuben V. Anderson | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director David B. Lewis | Management | For | For |
| 1f | Elect Director W. Rodney McMullen | Management | For | For |
| 1g | Elect Director Jorge P. Montoya | Management | For | For |
| 1h | Elect Director Clyde R. Moore | Management | For | For |
| 1i | Elect Director Susan M. Phillips | Management | For | For |
| 1j | Elect Director Steven R. Rogel | Management | For | For |
| 1k | Elect Director James A. Runde | Management | For | For |
| 1l | Elect Director Ronald L. Sargent | Management | For | For |
| 1m | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For |
| 6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Abstain |
| |
|---|
THE MOSAIC COMPANY
Meeting Date: OCT 03, 2013
Record Date: AUG 12, 2013
Meeting Type: ANNUAL | Ticker: MOS
Security ID: 61945C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Timothy S. Gitzel | Management | For | For |
| 1b | Elect Director William R. Graber | Management | For | For |
| 1c | Elect Director Emery N. Koenig | Management | For | For |
| 1d | Elect Director David T. Seaton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE PROCTER & GAMBLE COMPANY
Meeting Date: OCT 08, 2013
Record Date: AUG 09, 2013
Meeting Type: ANNUAL | Ticker: PG
Security ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE SOUTHERN COMPANY
Meeting Date: MAY 28, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: SO
Security ID: 842587107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Juanita Powell Baranco | Management | For | For |
| 1b | Elect Director Jon A. Boscia | Management | For | For |
| 1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
| 1d | Elect Director Thomas A. Fanning | Management | For | For |
| 1e | Elect Director David J. Grain | Management | For | For |
| 1f | Elect Director Veronica M. Hagen | Management | For | For |
| 1g | Elect Director Warren A. Hood, Jr. | Management | For | For |
| 1h | Elect Director Linda P. Hudson | Management | For | For |
| 1i | Elect Director Donald M. James | Management | For | For |
| 1j | Elect Director Dale E. Klein | Management | For | For |
| 1k | Elect Director William G. Smith, Jr. | Management | For | For |
| 1l | Elect Director Steven R. Specker | Management | For | For |
| 1m | Elect Director E. Jenner Wood, III | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
THE WILLIAMS COMPANIES, INC.
Meeting Date: MAY 22, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: WMB
Security ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
| 1.9 | Elect Director Steven W. Nance | Management | For | For |
| 1.10 | Elect Director Murray D. Smith | Management | For | For |
| 1.11 | Elect Director Janice D. Stoney | Management | For | For |
| 1.12 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
Meeting Date: JUN 05, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: TWC
Security ID: 88732J207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carole Black | Management | For | For |
| 1b | Elect Director Glenn A. Britt | Management | For | For |
| 1c | Elect Director Thomas H. Castro | Management | For | For |
| 1d | Elect Director David C. Chang | Management | For | For |
| 1e | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1f | Elect Director Peter R. Haje | Management | For | Against |
| 1g | Elect Director Donna A. James | Management | For | For |
| 1h | Elect Director Don Logan | Management | For | For |
| 1i | Elect Director Robert D. Marcus | Management | For | For |
| 1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1k | Elect Director Wayne H. Pace | Management | For | For |
| 1l | Elect Director Edward D. Shirley | Management | For | For |
| 1m | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
TWO HARBORS INVESTMENT CORP.
Meeting Date: MAY 20, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: TWO
Security ID: 90187B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Spencer Abraham | Management | For | For |
| 1.2 | Elect Director James J. Bender | Management | For | For |
| 1.3 | Elect Director Mark D. Ein | Management | For | For |
| 1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.5 | Elect Director Jacques R. Rolfo | Management | For | For |
| 1.6 | Elect Director W. Reid Sanders | Management | For | For |
| 1.7 | Elect Director Thomas E. Siering | Management | For | For |
| 1.8 | Elect Director Brian C. Taylor | Management | For | For |
| 1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
Meeting Date: JUN 11, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: UAL
Security ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 02, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Directo Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Douglas W. Leatherdale | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director Kenneth I. Shine | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: VZ
Security ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Report on Net Neutrality | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
WALGREEN CO.
Meeting Date: JAN 08, 2014
Record Date: NOV 11, 2013
Meeting Type: ANNUAL | Ticker: WAG
Security ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| |
|---|
WELLS FARGO & COMPANY
Meeting Date: APR 29, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: WFC
Security ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | For |
| |
|---|
WINDSTREAM HOLDINGS, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: WIN
Security ID: 97382A101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol B. Armitage | Management | For | Against |
| 1b | Elect Director Samuel E. Beall, III | Management | For | For |
| 1c | Elect Director Dennis E. Foster | Management | For | For |
| 1d | Elect Director Francis X. ('Skip') Frantz | Management | For | For |
| 1e | Elect Director Jeffery R. Gardner | Management | For | For |
| 1f | Elect Director Jeffrey T. Hinson | Management | For | For |
| 1g | Elect Director Judy K. Jones | Management | For | For |
| 1h | Elect Director William A. Montgomery | Management | For | For |
| 1i | Elect Director Alan L. Wells | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Certificate of Incorporation of Windstream Corporation to Eliminate Certain Voting Provisions | Management | For | Against |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
XL GROUP PLC
Meeting Date: APR 25, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: XL
Security ID: G98290102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Michael S. McGavick as Director | Management | For | For |
| 2.2 | Elect Anne Stevens as Director | Management | For | For |
| 2.3 | Elect John M. Vereker as Director | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Renew Director's Authority to Issue Shares | Management | For | Against |
| 6 | Renew Director's Authority to Issue Shares for Cash | Management | For | Against |
| 7 | Amend Articles of Association | Management | For | Against |
| 8 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
Oppenheimer Global Fund/VA
| |
|---|
3M COMPANY
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MMM
Security ID: 88579Y101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda G. Alvarado | Management | For | For |
| 1b | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Michael L. Eskew | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Muhtar Kent | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director Inge G. Thulin | Management | For | For |
| 1i | Elect Director Robert J. Ulrich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
Meeting Date: APR 10, 2014
Record Date: FEB 14, 2014
Meeting Type: ANNUAL | Ticker: ADBE
Security ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AETNA INC.
Meeting Date: MAY 30, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: AET
Security ID: 00817Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director Mark T. Bertolini | Management | For | For |
| 1c | Elect Director Frank M. Clark | Management | For | For |
| 1d | Elect Director Betsy Z. Cohen | Management | For | For |
| 1e | Elect Director Molly J. Coye | Management | For | For |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Barbara Hackman Franklin | Management | For | For |
| 1h | Elect Director Jeffrey E. Garten | Management | For | For |
| 1i | Elect Director Ellen M. Hancock | Management | For | For |
| 1j | Elect Director Richard J. Harrington | Management | For | For |
| 1k | Elect Director Edward J. Ludwig | Management | For | For |
| 1l | Elect Director Joseph P. Newhouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7A | Require Independent Board Chairman | Shareholder | Against | Against |
| 7B | Enhance Board Oversight of Political Contributions | Shareholder | Against | Abstain |
| 7C | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | For |
| |
|---|
AIRBUS GROUP
Meeting Date: MAY 27, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: AIR
Security ID: N0280E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Discuss Remuneration Report Containing Remuneration Policy | Management | None | None |
| 2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.5 | Ratify KPMG as Auditors | Management | For | For |
| 4.6 | Approve Amendments to Remuneration Policy for the Board of Directors | Management | For | For |
| 4.7 | Amend Articles Re: Change Company Name | Management | For | For |
| 4.8 | Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.9 | Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding | Management | For | For |
| 4.10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| |
|---|
ALLERGAN, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: AGN
Security ID: 018490102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David E.I. Pyott | Management | For | For |
| 1b | Elect Director Michael R. Gallagher | Management | For | Against |
| 1c | Elect Director Deborah Dunsire | Management | For | For |
| 1d | Elect Director Trevor M. Jones | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Peter J. McDonnell | Management | For | For |
| 1g | Elect Director Timothy D. Proctor | Management | For | For |
| 1h | Elect Director Russell T. Ray | Management | For | For |
| 1i | Elect Director Henri A. Termeer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
ALLIANZ SE
Meeting Date: MAY 07, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: ALV
Security ID: D03080112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | For |
| 6 | Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Authorize the Acquisition Treasury Shares for Trading Purposes | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 12 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
| |
|---|
ALROSA OJSC
Meeting Date: DEC 20, 2013
Record Date: NOV 15, 2013
Meeting Type: SPECIAL | Ticker: ALRS
Security ID: X0085A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 2.1 | Elect Fedor Andreyev as Director | Management | None | For |
| 2.2 | Elect Sergey Barsukov as Director | Management | None | For |
| 2.3 | Elect Pavel Borodin as Director | Management | None | For |
| 2.4 | Elect Mikhail Bruk as Director | Management | None | For |
| 2.5 | Elect Yuriy Voitsekhovsky as Director | Management | None | For |
| 2.6 | Elect Ivan Demyanov as Director | Management | None | For |
| 2.7 | Elect Sergey Dubinin as Director | Management | None | For |
| 2.8 | Elect Dmitry Zakharov as Director | Management | None | For |
| 2.9 | Elect Vitaly Kalashnikov as Director | Management | None | For |
| 2.10 | Elect Igor Kozlov as Director | Management | None | For |
| 2.11 | Elect Valentina Kondratyeva as Director | Management | None | For |
| 2.12 | Elect Nadezhda Kononova as Director | Management | None | For |
| 2.13 | Elect Vasily Lukyantsev as Director | Management | None | For |
| 2.14 | Elect Sergey Mestnikov as Director | Management | None | For |
| 2.15 | Elect Denis Morozov as Director | Management | None | For |
| 2.16 | Elect Nina Osipova as Director | Management | None | For |
| 2.17 | Elect Oleg Fedorov as Director | Management | None | For |
| 2.18 | Elect Alexandr Shokhin as Director | Management | None | For |
| 2.19 | Elect Ilya Yuzhanov as Director | Management | None | For |
| 3 | Amend Regulations on Remuneration of Directors | Management | For | For |
| |
|---|
ALROSA OJSC
Meeting Date: JUN 28, 2014
Record Date: MAY 09, 2014
Meeting Type: ANNUAL | Ticker: ALRS
Security ID: X0085A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Dividends of RUB 1.47 per Share and Terms of Its Payment | Management | For | For |
| 5 | Approve Remuneration of Non-Government Related Members of Board of Directors | Management | For | For |
| 6.1 | Elect Fedor Andreyev as Director | Management | None | Against |
| 6.2 | Elect Sergey Barsukov as Director | Management | None | Against |
| 6.3 | Elect Mikhail Bruk as Director | Management | None | Against |
| 6.4 | Elect Viktor Budischev as Director | Management | None | Against |
| 6.5 | Elect Maksim Bulshiy as Director | Management | None | Against |
| 6.6 | Elect Ivan Demyanov as Director | Management | None | Against |
| 6.7 | Elect Sergey Dubinin as Director | Management | None | Against |
| 6.8 | Elect Dmitry Zakharov as Director | Management | None | Against |
| 6.9 | Elect Spartak Illarionov as Director | Management | None | Against |
| 6.10 | Elect Valentina Kondratyeva as Director | Management | None | Against |
| 6.11 | Elect Nadezhda Kononova as Director | Management | None | Against |
| 6.12 | Elect Pavel Kylatchanov as Director | Management | None | Against |
| 6.13 | Elect Igor Lozhevsky as Director | Management | None | Against |
| 6.14 | Elect Sergey Mestnikov as Director | Management | None | Against |
| 6.15 | Elect Ralf Morgan as Director | Management | None | For |
| 6.16 | Elect Denis Morozov as Director | Management | None | Against |
| 6.17 | Elect Thomas O'Neill as Director | Management | None | For |
| 6.18 | Elect Nina Osipova as Director | Management | None | Against |
| 6.19 | Elect Aleksandr Safronov as Director | Management | None | Against |
| 6.20 | Elect Oleg Fedorov as Director | Management | None | Against |
| 6.21 | Elect Andrey Sharonov as Director | Management | None | Against |
| 6.22 | Elect Ilya Yuzhanov as Director | Management | None | Against |
| 7.1 | Elect Nataliya Annikova as Member of Audit Commission | Management | For | Did Not Vote |
| 7.2 | Elect Lubov Berezkina as Member of Audit Commission | Management | For | For |
| 7.3 | Elect Anna Vasilyeva as Member of Audit Commission | Management | For | For |
| 7.4 | Elect Andrey Glinov as Member of Audit Commission | Management | For | For |
| 7.5 | Elect Denis Kim as Member of Audit Commission | Management | For | For |
| 7.6 | Elect Marina Mikhina as Member of Audit Commission | Management | For | For |
| 7.7 | Elect Evgeny Stolyarov as Member of Audit Commission | Management | For | Did Not Vote |
| 8 | Ratify OOO Finansovye i Buchgalterskie Konsultanty as Auditor for Russian Accounting Standards and ZAO PricewaterhouseCoopers as Auditor for International Financial Reporting Standards | Management | For | For |
| 9 | Amend Charter | Management | For | For |
| 10 | Amend Regulations on General Meetings | Management | For | For |
| 11 | Amend Regulations on Board of Directors | Management | For | For |
| 12 | Amend Regulations on Remuneration of Board of Directors | Management | For | For |
| 13 | Amend Regulations on Audit Commission | Management | For | For |
| 14 | Approve Company's Participation in World Diamond Council | Management | For | For |
| 15 | Approve Related-Party Transaction Re: Purchase of Shares of OAO Severalmaz | Management | For | Against |
| 16 | Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives | Management | For | Against |
| 17 | Approve Related-Party Transactions with OAO Bank VTB: Loan Agreement | Management | For | For |
| |
|---|
ALTERA CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ALTR
Security ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
AMBEV SA
Meeting Date: JAN 02, 2014
Record Date: DEC 09, 2013
Meeting Type: SPECIAL | Ticker: ABEV3
Security ID: 02319V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Agreement to Absorb Companhia de Bebidas das Americas - Ambev | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
| 3 | Approve Independent Firm's Appraisal | Management | For | For |
| 4 | Approve Absorption of Companhia de Bebidas das Americas - Ambev | Management | For | For |
| 5 | Approve Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil) | Management | For | For |
| 6 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
| 7 | Approve Independent Firm's Appraisal | Management | For | For |
| 8 | Approve Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition | Management | For | For |
| 9 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 10 | Amend Corporate Purpose | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 12.1 | Elect Victorio Carlos de Marchi as Director | Management | For | For |
| 12.2 | Elect Carlos Alves de Brito as Director | Management | For | For |
| 12.3 | Elect Marcel Herrmann Telles as Director | Management | For | For |
| 12.4 | Elect Jose Heitor Attilio Gracioso as Director | Management | For | For |
| 12.5 | Elect Vicente Falconi Campos as Director | Management | For | For |
| 12.6 | Elect Luis Felipe Pedreira Dutra Leite as Director | Management | For | For |
| 12.7 | Elect Roberto Moses Thompson Motta as Director | Management | For | For |
| 12.8 | Elect Alvaro Antonio Cardoso de Sousa as Director | Management | For | For |
| 12.9 | Elect Paulo Alberto Lemman as Director | Management | For | For |
| 12.10 | Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Director | Management | For | For |
| 12.11 | Elect Marcos de Barros Lisboa as Director | Management | For | For |
| 12.12 | Elect Luiz Fernando Ziegler de Saint Edmond as Alternate Director | Management | For | For |
| 13 | Consolidate Bylaws | Management | For | For |
| |
|---|
ASSA ABLOY AB
Meeting Date: MAY 07, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL | Ticker: ASSA B
Security ID: W0817X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | For |
| 3 | Prepare and Approve List of Shareholders | Management | For | For |
| 4 | Approve Agenda of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 7 | Receive President's Report | Management | None | None |
| 8a | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8b | Receive Auditor's Report on Application of Remuneration Guidelines for Executive Management | Management | None | None |
| 8c | Receive Board's Proposal for Allocation of Income and Supporting Statement Thereof | Management | None | None |
| 9a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 9b | Approve Allocation of Income and Dividends of SEK 5.70 Per Share | Management | For | For |
| 9c | Approve Discharge of Board and President | Management | For | For |
| 10 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amounts of SEK 1.6 Million to the Chairman, SEK 750,000 to the Vice Chairman, and SEK 500,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 12 | Reelect Lars Renstrom (Chair), Carl Douglas (Vice Chair), Birgitta Klasen, Eva Lindqvist, Johan Molin, Sven-Christer Nilsson, Jan Svensson and Ulrik Svensson as Directors | Management | For | Against |
| 13 | Elect Gustaf Douglas (Chairman), Mikael Ekdahl, Liselott Ledin, Marianne Nilsson, and Anders Oscarsson as Members of Nominating Committee | Management | For | For |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 16 | Approve 2014 Share Matching Plan | Management | For | Against |
| 17 | Close Meeting | Management | None | None |
| |
|---|
BANCO BILBAO VIZCAYA ARGENTARIA, S.A.
Meeting Date: MAR 13, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: BBVA
Security ID: E11805103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
| 2.1 | Reelect Tomas Alfaro Drake as Director | Management | For | For |
| 2.2 | Reelect Carlos Loring Martinez de Irujo as Director | Management | For | For |
| 2.3 | Reelect Jose Luis Palao Garcia-Suelto as Director | Management | For | For |
| 2.4 | Reelect Susana Rodriguez Vidarte as Director | Management | For | For |
| 2.5 | Ratify Appointment of and Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo as Director | Management | For | For |
| 2.6 | Appoint Lourdes Maiz Carro as Director | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4.1 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 4.2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 4.3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 4.4 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 5 | Approve Deferred Share Bonus Plan for FY 2014 | Management | For | For |
| 6 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| 7 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| |
|---|
BAYER AG
Meeting Date: APR 29, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: BAYN
Security ID: D0712D163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
| 2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 4a | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | For |
| 4b | Elect Ernst-Ludwig Winnacker to the Supervisory Board | Management | For | For |
| 5 | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 6 | Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8b | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 9a | Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | For |
| 9h | Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
Meeting Date: JUN 12, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: BIIB
Security ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BM&FBOVESPA S.A.
Meeting Date: MAR 24, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: BVMF3
Security ID: P73232103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Company's Management | Management | For | Did Not Vote |
| |
|---|
BM&FBOVESPA S.A.
Meeting Date: APR 07, 2014
Record Date:
Meeting Type: SPECIAL | Ticker: BVMF3
Security ID: P73232103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Restricted Stock Plan | Management | For | Did Not Vote |
| 2.1 | Amend Article 5 to Reflect Changes in Capital | Management | For | Did Not Vote |
| 2.2 | Amend Article 16 | Management | For | Did Not Vote |
| 2.3 | Amend Articles | Management | For | Did Not Vote |
| |
|---|
BM&FBOVESPA S.A.
Meeting Date: MAY 13, 2014
Record Date:
Meeting Type: SPECIAL | Ticker: BVMF3
Security ID: P73232103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Restricted Stock Plan | Management | For | Did Not Vote |
| 2.1 | Amend Article 5 to Reflect Changes in Capital | Management | For | Did Not Vote |
| 2.2 | Amend Article 16 | Management | For | Did Not Vote |
| 2.3 | Amend Articles | Management | For | Did Not Vote |
| |
|---|
BM&FBOVESPA S.A.
Meeting Date: MAY 26, 2014
Record Date:
Meeting Type: SPECIAL | Ticker: BVMF3
Security ID: P1R0U2138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 2 | Amend Article 16 | Management | For | Did Not Vote |
| 3 | Amend Articles | Management | For | Did Not Vote |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Meeting Date: MAY 15, 2014
Record Date: APR 23, 2014
Meeting Type: SPECIAL | Ticker: BMW
Security ID: D12096125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Notice of 2014 AGM Voting Result Regarding the Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan (Non-Voting) | Management | None | None |
| 2 | Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BRUNELLO CUCINELLI S.P.A.
Meeting Date: APR 23, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: BC
Security ID: T2R05S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3.1 | Fix Number of Directors | Management | For | For |
| 3.2 | Fix Board Terms for Directors | Management | For | For |
| 3.3 | Elect Directors (Bundled) | Shareholder | None | For |
| 3.4 | Approve Remuneration of Directors | Management | For | For |
| 3.5 | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies | Management | For | For |
| 4.1 | Elect Internal Auditors (Bundled) | Shareholder | None | For |
| 4.2 | Approve Internal Auditors' Remuneration | Management | For | For |
| |
|---|
CELLDEX THERAPEUTICS, INC.
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: CLDX
Security ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CLOVIS ONCOLOGY, INC.
Meeting Date: JUN 12, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: CLVS
Security ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COLGATE-PALMOLIVE COMPANY
Meeting Date: MAY 09, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: CL
Security ID: 194162103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nikesh Arora | Management | For | For |
| 1b | Elect Director John T. Cahill | Management | For | For |
| 1c | Elect Director Ian Cook | Management | For | For |
| 1d | Elect Director Helene D. Gayle | Management | For | For |
| 1e | Elect Director Ellen M. Hancock | Management | For | For |
| 1f | Elect Director Joseph Jimenez | Management | For | For |
| 1g | Elect Director Richard J. Kogan | Management | For | For |
| 1h | Elect Director Delano E. Lewis | Management | For | For |
| 1i | Elect Director J. Pedro Reinhard | Management | For | For |
| 1j | Elect Director Stephen I. Sadove | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | For |
| |
|---|
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
Meeting Date: JUL 30, 2013
Record Date: JUL 01, 2013
Meeting Type: SPECIAL | Ticker: AMBV4
Security ID: 20441W203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Reorganization Plan and Stock Swap Merger | Management | For | For |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 3 | Approve Cancellation of Treasury Shares | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| |
|---|
COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV
Meeting Date: APR 28, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ABEV3
Security ID: 02319V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Ratify Remuneration Paid for Fiscal Year 2013 and Approve Remuneration of Company's Management | Management | For | For |
| 1 | Authorize Capitalization of Fiscal Benefits and Issue New Shares | Management | For | For |
| 2 | Authorize Capitalization of Fiscal Benefits without Issuing New Shares | Management | For | For |
| 3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| |
|---|
CREDIT SUISSE GROUP AG
Meeting Date: MAY 09, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: CSGN
Security ID: H3698D419
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 1.3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Approve Allocation of Income | Management | For | For |
| 3.2 | Approve Dividends of CHF 0.70 per Share from Capital Contributions Reserves | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5 | Reserve Additional CHF 1.2 Million in Nominal Share Capital for Pool of Conditional Capital without Preemptive Rights for Employee Stock Option Programs | Management | For | Against |
| 6.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | For |
| 6.1.b | Reelect Jassim Al Thani as Director | Management | For | For |
| 6.1.c | Reelect Iris Bohnet as Director | Management | For | For |
| 6.1.d | Reelect Noreen Doyle as Director | Management | For | For |
| 6.1.e | Reelect Jean-Daniel Gerber as Director | Management | For | For |
| 6.1.f | Reelect Andreas Koopmann as Director | Management | For | For |
| 6.1.g | Reelect Jean Lanier as Director | Management | For | For |
| 6.1.h | Reelect Kai Nargolwala as Director | Management | For | For |
| 6.1.i | Reelect Anton van Rossum as Director | Management | For | For |
| 6.1.j | Reelect Richard Thornburgh as Director | Management | For | For |
| 6.1.k | Reelect John Tiner as Director | Management | For | For |
| 6.1.l | Reelect Severin Schwan as Director | Management | For | For |
| 6.1.m | Reelect Sebastian Thrun as Director | Management | For | For |
| 6.2.1 | Appoint Iris Bohnet as Member of the Compensation Committee | Management | For | For |
| 6.2.2 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 6.2.3 | Appoint Jean Lanier as Member of the Compensation Committee | Management | For | For |
| 6.2.4 | Appoint Kai Nargolwala as Member of the Compensation Committee | Management | For | For |
| 6.3 | Ratify KPMG AG as Auditors | Management | For | For |
| 6.4 | Ratify BDO AG as Special Auditors | Management | For | For |
| 6.5 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
DAI-ICHI LIFE INSURANCE CO., LTD.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8750
Security ID: J09748112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Saito, Katsutoshi | Management | For | For |
| 2.2 | Elect Director Watanabe, Koichiro | Management | For | For |
| 2.3 | Elect Director Tsuyuki, Shigeo | Management | For | For |
| 2.4 | Elect Director Ishii, Kazuma | Management | For | For |
| 2.5 | Elect Director Asano, Tomoyasu | Management | For | For |
| 2.6 | Elect Director Teramoto, Hideo | Management | For | For |
| 2.7 | Elect Director Sakurai, Kenji | Management | For | For |
| 2.8 | Elect Director Nagahama, Morinobu | Management | For | For |
| 2.9 | Elect Director Funabashi, Haruo | Management | For | For |
| 2.10 | Elect Director Miyamoto, Michiko | Management | For | For |
| 3.1 | Appoint Statutory Auditor Nagayama, Atushi | Management | For | For |
| 3.2 | Appoint Statutory Auditor Omori, Masasuke | Management | For | For |
| 3.3 | Appoint Statutory Auditor Wachi, Takashi | Management | For | Against |
| |
|---|
DEUTSCHE BANK AG
Meeting Date: MAY 22, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: DBK
Security ID: D18190898
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
| 8 | Fix Maximum Variable Compensation Ratio for Management Board Members to 200 Percent of Fixed Remuneration | Management | For | Did Not Vote |
| 9 | Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Supervisory Board Committees | Management | For | Did Not Vote |
| 11 | Approve Creation of EUR 256 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 12 | Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 13 | Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion | Management | For | Did Not Vote |
| 14 | Approve Affiliation Agreements with Subsidiary Deutsche Immobilien Leasing GmbH | Management | For | Did Not Vote |
| 15 | Approve Affiliation Agreements with Subsidiary Deutsche Bank (Europe) GmbH | Management | For | Did Not Vote |
| |
|---|
DLF LTD.
Meeting Date: AUG 12, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: 532868
Security ID: Y2089H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
| 3 | Reelect N.P. Singh as Director | Management | For | For |
| 4 | Reelect B. Bhushan as Director | Management | For | For |
| 5 | Reelect K.N. Memani as Director | Management | For | For |
| 6 | Approve Walker, Chandiok & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DLF LTD.
Meeting Date: AUG 19, 2013
Record Date: JUL 05, 2013
Meeting Type: SPECIAL | Ticker: 532868
Security ID: Y2089H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Object Clause of the Memorandum of Association | Management | For | Against |
| |
|---|
DLF LTD.
Meeting Date: OCT 26, 2013
Record Date: SEP 16, 2013
Meeting Type: SPECIAL | Ticker: 532868
Security ID: Y2089H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles of Association Re: Increase the Number of Directors | Management | For | For |
| 2 | Approve Reappointment and Remuneration of K.P. Singh as Executive Chairman | Management | For | For |
| |
|---|
DLF LTD.
Meeting Date: APR 07, 2014
Record Date: FEB 21, 2014
Meeting Type: SPECIAL | Ticker: 532868
Security ID: Y2089H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appointment and Remuneration of M. Gujral as Executive Director | Management | For | For |
| 2 | Approve Appointment and Remuneration of R. Talwar as Executive Director | Management | For | For |
| 3 | Approve Reappointment and Remuneration of R. Singh as Executive Director and Vice Chairman | Management | For | For |
| |
|---|
EBAY INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: EBAY
Security ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Anderson | Management | For | For |
| 1.2 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director John J. Donahoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
| |
|---|
EMBRAER SA
Meeting Date: APR 16, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: EMBR3
Security ID: 29082A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Approve Remuneration of Company's Management | Management | For | Against |
| 5 | Approve Remuneration of Fiscal Council | Management | For | For |
| |
|---|
EMERSON ELECTRIC CO.
Meeting Date: FEB 04, 2014
Record Date: NOV 26, 2013
Meeting Type: ANNUAL | Ticker: EMR
Security ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. N. Farr | Management | For | For |
| 1.2 | Elect Director H. Green | Management | For | For |
| 1.3 | Elect Director C. A. Peters | Management | For | For |
| 1.4 | Elect Director J. W. Prueher | Management | For | For |
| 1.5 | Elect Director A.A. Busch, III | Management | For | For |
| 1.6 | Elect Director J. S. Turley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | For |
| 5 | Report on Political Contributions | Shareholder | Against | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
FACEBOOK, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
| 7 | Report on Sustainability | Shareholder | Against | Against |
| |
|---|
FANUC CORP.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6954
Security ID: J13440102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 93.26 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
| 3.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
| 3.3 | Elect Director Uchida, Hiroyuki | Management | For | For |
| 3.4 | Elect Director Gonda, Yoshihiro | Management | For | For |
| 3.5 | Elect Director Inaba, Kiyonori | Management | For | For |
| 3.6 | Elect Director Matsubara, Shunsuke | Management | For | For |
| 3.7 | Elect Director Noda, Hiroshi | Management | For | For |
| 3.8 | Elect Director Kohari, Katsuo | Management | For | For |
| 3.9 | Elect Director Okada, Toshiya | Management | For | For |
| 3.10 | Elect Director Richard E. Schneider | Management | For | For |
| 3.11 | Elect Director Olaf C. Gehrels | Management | For | For |
| 3.12 | Elect Director Ono, Masato | Management | For | For |
| 4 | Appoint Statutory Auditor Sumikawa, Masaharu | Management | For | For |
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
Meeting Date: JUN 18, 2014
Record Date: MAY 07, 2014
Meeting Type: ANNUAL | Ticker: FNF
Security ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Approve the Tracking Stock Proposal | Management | For | Against |
| 2 | Approve the Reclassification Proposal | Management | For | Against |
| 3 | Approve the Optional Conversion Proposal | Management | For | Against |
| 4 | Approve the Group Disposition Proposal | Management | For | Against |
| 5 | Adjourn Meeting | Management | For | Against |
| 6.1 | Elect Director William P. Foley, II | Management | For | For |
| 6.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 6.3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 6.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
FLSMIDTH & CO.
Meeting Date: MAR 27, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: FLS
Security ID: K90242130
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Management's Review | Management | None | None |
| 2 | Approve Publication of Annual Report in English | Management | For | For |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 4a | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.2 Million for the Chairman, DKK 800,000 for the Vice Chairman, and DKK 400,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 4b | Approve Remuneration of Directors for 2014 | Management | For | For |
| 5 | Approve Allocation of Income and Dividends of DKK 2 Per Share | Management | For | For |
| 6a | Reelect Vagn Sorensen as Director | Management | For | For |
| 6b | Reelect Torkil Bentzen as Director | Management | For | For |
| 6c | Reelect Martin Ivert as Director | Management | For | For |
| 6d | Reelect Sten Jacobsson as Director | Management | For | For |
| 6e | Reelect Tom Knutzen as Director | Management | For | For |
| 6f | Reelect Caroline Marie as Director | Management | For | For |
| 7 | Ratify Deloitte as Auditors | Management | For | For |
| 8.1 | Approve DKK 39 Million Reduction in Share Capital via Share Cancellation | Management | For | For |
| 8.2 | Amend Articles Re: Proxy at General Meeting | Management | For | For |
| 8.3 | Authorize Share Repurchase Program | Management | For | For |
| 9.1 | Require More Financial Information to be Included in the Notice of Annual Meeting | Shareholder | Against | Against |
| 9.2 | Require Drafting of Annual and Quarterly Reports in Danish | Shareholder | Against | Against |
| 9.3 | Require Easier Access to Annual and Quarterly Reports on the Website | Shareholder | Against | Against |
| 9.4 | Require Serving of Refreshments in Connection with Annual General Meeting | Shareholder | Against | Against |
| 10 | Other Business | Management | None | None |
| |
|---|
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Meeting Date: DEC 06, 2013
Record Date: NOV 25, 2013
Meeting Type: SPECIAL | Ticker: FEMSAUBD
Security ID: 344419106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividends of MXN 0.33 per Class B Share, MXN 0.42 per Class D Share, MXN 1.67 per B Unit and MXN 2 per BD Unit | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA
Meeting Date: MAR 14, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: FEMSAUBD
Security ID: 344419106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Report on Adherence to Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Set Aggregate Nominal Share Repurchase Reserve | Management | For | For |
| 5 | Elect Directors and Secretaries, Verify Independence of Directors, and Approve their Remuneration | Management | For | For |
| 6 | Elect Members and Chairmen of Finance and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
FUSION-IO, INC.
Meeting Date: NOV 21, 2013
Record Date: SEP 25, 2013
Meeting Type: ANNUAL | Ticker: FIO
Security ID: 36112J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.2 | Elect Director Scott D. Sandell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
GAZPROM OAO
Meeting Date: JUN 27, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL | Ticker: GAZP
Security ID: 368287207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Dividends of RUB 7.20 per Share | Management | For | For |
| 5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | Against |
| 7 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 8 | Amend Charter | Management | For | For |
| 9 | Amend Regulations on Board of Directors | Management | For | For |
| 10 | Approve Large-Scale Related-Party Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export | Management | For | For |
| 11.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
| 11.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
| 11.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
| 11.4 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
| 11.5 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
| 11.6 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
| 11.7 | Approve Related-Party Transaction with OAO AB ROSSIYA Re: Loan Facility Agreement | Management | For | For |
| 11.8 | Approve Related-Party Transaction with OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts | Management | For | For |
| 11.9 | Approve Related-Party Transaction with OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts | Management | For | For |
| 11.10 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System | Management | For | For |
| 11.11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 11.12 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 11.13 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations | Management | For | For |
| 11.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 11.15 | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | Management | For | For |
| 11.16 | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | Management | For | For |
| 11.17 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Deposit Agreements | Management | For | For |
| 11.18 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 11.19 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 11.20 | Approve Related-Party Transaction with OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 11.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
| 11.22 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
| 11.23 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
| 11.24 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment | Management | For | For |
| 11.25 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.26 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises | Management | For | For |
| 11.27 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.28 | Approve Related-Party Transaction with OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications | Management | For | For |
| 11.29 | Approve Related-Party Transaction with OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.30 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.31 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom | Management | For | For |
| 11.32 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions | Management | For | For |
| 11.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente | Management | For | For |
| 11.35 | Approve Related-Party Transaction with OOO Gazprom Investproyekt Re: Provision of Consulting Services | Management | For | For |
| 11.36 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas | Management | For | For |
| 11.37 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.38 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreements on Delivery of Gas | Management | For | For |
| 11.39 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreements on Transportation of Gas | Management | For | For |
| 11.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas | Management | For | For |
| 11.41 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance | Management | For | For |
| 11.42 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
| 11.43 | Approve Related-Party Transaction with A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas | Management | For | For |
| 11.44 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Agreements on Transfer of Funds | Management | For | For |
| 11.45 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreements on Sale of Gas | Management | For | For |
| 11.46 | Approve Related-Party Transaction with AO Moldovagaz Re: Agreements on Sale and Transportation of Gas | Management | For | For |
| 11.47 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreements on Transportation of Gas | Management | For | For |
| 11.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Transportation of Gas | Management | For | For |
| 11.49 | Approve Related-Party Transaction with OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil | Management | For | For |
| 11.50 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.51 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.52 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.53 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.54 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.55 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.56 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work | Management | For | For |
| 11.57 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.58 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.59 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.60 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: License to Use Software | Management | For | For |
| 11.61 | Approve Related-Party Transaction with OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects | Management | For | For |
| 11.62 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Investment Projects | Management | For | For |
| 11.63 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests | Management | For | For |
| 11.64 | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | Management | For | For |
| 11.65 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Property | Management | For | For |
| 11.66 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
| 11.67 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Property | Management | For | For |
| 11.68 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees | Management | For | For |
| 11.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees | Management | For | For |
| 11.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom | Management | For | For |
| 11.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business | Management | For | For |
| 11.72 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Using Electronic Payments System | Management | For | For |
| 11.73 | Approve Related-Party Transaction with OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System | Management | For | For |
| 11.74 | Approve Related-Party Transaction with Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System | Management | For | For |
| 11.75 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System | Management | For | For |
| 11.76 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | Management | For | For |
| 11.77 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements | Management | For | For |
| 11.78 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Crude Oil Supply Agreements | Management | For | For |
| 11.79 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Transportation of Gas | Management | For | For |
| 11.80 | Approve Related-Party Transaction with OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas | Management | For | For |
| 12.1 | Elect Andrey Akimov as Director | Management | None | Against |
| 12.2 | Elect Farit Gazizullin as Director | Management | None | Against |
| 12.3 | Elect Viktor Zubkov as Director | Management | None | Against |
| 12.4 | Elect Elena Karpel as Director | Management | None | Against |
| 12.5 | Elect Timur Kulibayev as Director | Management | None | Against |
| 12.6 | Elect Vitaliy Markelov as Director | Management | None | Against |
| 12.7 | Elect Viktor Martynov as Director | Management | None | Against |
| 12.8 | Elect Vladimir Mau as Director | Management | None | Against |
| 12.9 | Elect Aleksey Miller as Director | Management | None | Against |
| 12.10 | Elect Valery Musin as Director | Management | None | For |
| 12.11 | Elect Seppo Remes as Director | Management | None | Against |
| 12.12 | Elect Oleg Saveliev as Director | Management | None | Against |
| 12.13 | Elect Andrey Sapelin as Director | Management | None | Against |
| 12.14 | Elect Mikhail Sereda as Director | Management | None | Against |
| 13.1 | Elect Vladimir Alisov as Member of Audit Commission | Management | For | Against |
| 13.2 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | For | For |
| 13.3 | Elect Aleksey Afonyashin as Member of Audit Commission | Management | For | Against |
| 13.4 | Elect Irina Babenkova as Member of Audit Commission | Management | For | Against |
| 13.5 | Elect Andrey Belobrov as Member of Audit Commission | Management | For | Against |
| 13.6 | Elect Vadim Bikulov as Member of Audit Commission | Management | For | For |
| 13.7 | Elect Larisa Vitj as Member of Audit Commission | Management | For | Against |
| 13.8 | Elect Aleksandr Ivanninkov as Member of Audit Commission | Management | For | Against |
| 13.9 | Elect Marina Mikhina as Member of Audit Commission | Management | For | For |
| 13.10 | Elect Yuriy Nosov as Member of Audit Commission | Management | For | For |
| 13.11 | Elect Karen Oganyan as Member of Audit Commission | Management | For | Against |
| 13.12 | Elect Oleg Osipenko as Member of Audit Commission | Management | For | Against |
| 13.13 | Elect Sergey Platonov as Member of Audit Commission | Management | For | Against |
| 13.14 | Elect Svetlana Ray as Member of Audit Commission | Management | For | Against |
| 13.15 | Elect Mikhail Rosseyev as Member of Audit Commission | Management | For | Against |
| 13.16 | Elect Tatyana Fisenko as Member of Audit Commission | Management | For | Against |
| 13.17 | Elect Alan Khadziev as Member of Audit Commission | Management | For | Against |
| 13.18 | Elect Aleksandr Shevchuk as Member of Audit Commission | Management | For | For |
| |
|---|
GAZPROM OAO
Meeting Date: JUN 27, 2014
Record Date: MAY 08, 2014
Meeting Type: ANNUAL | Ticker: GAZP
Security ID: 368287207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Approve Dividends of RUB 7.20 per Share | Management | For | For |
| 5 | Ratify ZAO PricewaterhouseCoopers as Auditor | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | Against |
| 7 | Approve Remuneration of Members of Audit Commission | Management | For | For |
| 8 | Amend Charter | Management | For | For |
| 9 | Amend Regulations on Board of Directors | Management | For | For |
| 10 | Approve Large-Scale Related-Party Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export | Management | For | For |
| 11.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Management | For | For |
| 11.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Management | For | For |
| 11.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Management | For | For |
| 11.4 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Management | For | For |
| 11.5 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Management | For | For |
| 11.6 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Management | For | For |
| 11.7 | Approve Related-Party Transaction with OAO AB ROSSIYA Re: Loan Facility Agreement | Management | For | For |
| 11.8 | Approve Related-Party Transaction with OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts | Management | For | For |
| 11.9 | Approve Related-Party Transaction with OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts | Management | For | For |
| 11.10 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System | Management | For | For |
| 11.11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 11.12 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 11.13 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations | Management | For | For |
| 11.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale | Management | For | For |
| 11.15 | Approve Related-Party Transaction with OAO Bank VTB Re: Deposit Agreements | Management | For | For |
| 11.16 | Approve Related-Party Transaction with OAO Gazprombank Re: Deposit Agreements | Management | For | For |
| 11.17 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Deposit Agreements | Management | For | For |
| 11.18 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 11.19 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 11.20 | Approve Related-Party Transaction with OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries | Management | For | For |
| 11.21 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
| 11.22 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
| 11.23 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities | Management | For | For |
| 11.24 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment | Management | For | For |
| 11.25 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.26 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises | Management | For | For |
| 11.27 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.28 | Approve Related-Party Transaction with OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications | Management | For | For |
| 11.29 | Approve Related-Party Transaction with OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.30 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.31 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom | Management | For | For |
| 11.32 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.33 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions | Management | For | For |
| 11.34 | Approve Related-Party Transaction with OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente | Management | For | For |
| 11.35 | Approve Related-Party Transaction with OOO Gazprom Investproyekt Re: Provision of Consulting Services | Management | For | For |
| 11.36 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas | Management | For | For |
| 11.37 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions | Management | For | For |
| 11.38 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreements on Delivery of Gas | Management | For | For |
| 11.39 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreements on Transportation of Gas | Management | For | For |
| 11.40 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas | Management | For | For |
| 11.41 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance | Management | For | For |
| 11.42 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas | Management | For | For |
| 11.43 | Approve Related-Party Transaction with A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas | Management | For | For |
| 11.44 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Agreements on Transfer of Funds | Management | For | For |
| 11.45 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreements on Sale of Gas | Management | For | For |
| 11.46 | Approve Related-Party Transaction with AO Moldovagaz Re: Agreements on Sale and Transportation of Gas | Management | For | For |
| 11.47 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreements on Transportation of Gas | Management | For | For |
| 11.48 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreements on Transportation of Gas | Management | For | For |
| 11.49 | Approve Related-Party Transaction with OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil | Management | For | For |
| 11.50 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.51 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.52 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.53 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.54 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.55 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.56 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work | Management | For | For |
| 11.57 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.58 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.59 | Approve Related-Party Transaction with Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work | Management | For | For |
| 11.60 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: License to Use Software | Management | For | For |
| 11.61 | Approve Related-Party Transaction with OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects | Management | For | For |
| 11.62 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Investment Projects | Management | For | For |
| 11.63 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests | Management | For | For |
| 11.64 | Approve Related-Party Transaction with Multiple Parties Re: Agreements on Arranging Stocktaking of Property | Management | For | For |
| 11.65 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Property | Management | For | For |
| 11.66 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Management | For | For |
| 11.67 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Property | Management | For | For |
| 11.68 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees | Management | For | For |
| 11.69 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees | Management | For | For |
| 11.70 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom | Management | For | For |
| 11.71 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business | Management | For | For |
| 11.72 | Approve Related-Party Transaction with OAO Bank VTB Re: Agreements on Using Electronic Payments System | Management | For | For |
| 11.73 | Approve Related-Party Transaction with OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System | Management | For | For |
| 11.74 | Approve Related-Party Transaction with Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System | Management | For | For |
| 11.75 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System | Management | For | For |
| 11.76 | Approve Related-Party Transaction with OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System | Management | For | For |
| 11.77 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements | Management | For | For |
| 11.78 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Crude Oil Supply Agreements | Management | For | For |
| 11.79 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreements on Transportation of Gas | Management | For | For |
| 11.80 | Approve Related-Party Transaction with OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas | Management | For | For |
| 12.1 | Elect Andrey Akimov as Director | Management | None | Against |
| 12.2 | Elect Farit Gazizullin as Director | Management | None | Against |
| 12.3 | Elect Viktor Zubkov as Director | Management | None | Against |
| 12.4 | Elect Elena Karpel as Director | Management | None | Against |
| 12.5 | Elect Timur Kulibayev as Director | Management | None | Against |
| 12.6 | Elect Vitaliy Markelov as Director | Management | None | Against |
| 12.7 | Elect Viktor Martynov as Director | Management | None | Against |
| 12.8 | Elect Vladimir Mau as Director | Management | None | Against |
| 12.9 | Elect Aleksey Miller as Director | Management | None | Against |
| 12.10 | Elect Valery Musin as Director | Management | None | For |
| 12.11 | Elect Seppo Remes as Director | Management | None | Against |
| 12.12 | Elect Oleg Saveliev as Director | Management | None | Against |
| 12.13 | Elect Andrey Sapelin as Director | Management | None | Against |
| 12.14 | Elect Mikhail Sereda as Director | Management | None | Against |
| 13.1 | Elect Vladimir Alisov as Member of Audit Commission | Management | For | Did Not Vote |
| 13.2 | Elect Dmitry Arkhipov as Member of Audit Commission | Management | For | For |
| 13.3 | Elect Aleksey Afonyashin as Member of Audit Commission | Management | For | Did Not Vote |
| 13.4 | Elect Irina Babenkova as Member of Audit Commission | Management | For | Did Not Vote |
| 13.5 | Elect Andrey Belobrov as Member of Audit Commission | Management | For | Did Not Vote |
| 13.6 | Elect Vadim Bikulov as Member of Audit Commission | Management | For | For |
| 13.7 | Elect Larisa Vitj as Member of Audit Commission | Management | For | Did Not Vote |
| 13.8 | Elect Aleksandr Ivanninkov as Member of Audit Commission | Management | For | Did Not Vote |
| 13.9 | Elect Marina Mikhina as Member of Audit Commission | Management | For | For |
| 13.10 | Elect Yuriy Nosov as Member of Audit Commission | Management | For | For |
| 13.11 | Elect Karen Oganyan as Member of Audit Commission | Management | For | Did Not Vote |
| 13.12 | Elect Oleg Osipenko as Member of Audit Commission | Management | For | Did Not Vote |
| 13.13 | Elect Sergey Platonov as Member of Audit Commission | Management | For | Did Not Vote |
| 13.14 | Elect Svetlana Ray as Member of Audit Commission | Management | For | Against |
| 13.15 | Elect Mikhail Rosseyev as Member of Audit Commission | Management | For | Against |
| 13.16 | Elect Tatyana Fisenko as Member of Audit Commission | Management | For | Against |
| 13.17 | Elect Alan Khadziev as Member of Audit Commission | Management | For | Against |
| 13.18 | Elect Aleksandr Shevchuk as Member of Audit Commission | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
| |
|---|
GOOGLE INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | Withhold |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
GRUPO TELEVISA S.A.B.
Meeting Date: DEC 09, 2013
Record Date: NOV 25, 2013
Meeting Type: SPECIAL | Ticker: TLEVISACPO
Security ID: 40049J206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividends of MXN 0.35 per CPO | Management | For | For |
| 2 | Approve Granting of Powers | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRUPO TELEVISA S.A.B.
Meeting Date: APR 29, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: TLEVISACPO
Security ID: 40049J206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect or Ratify Directors Representing Series L Shareholders | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Elect or Ratify Directors Representing Series D Shareholders | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees | Management | For | For |
| 2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board's Decision on Share Repurchase, Sale of Treasury Shares, and Share Plan | Management | For | For |
| 5 | Elect or Ratify Members of Board, Secretary and Other Officers | Management | For | For |
| 6 | Elect or Ratify Members of Executive Committee | Management | For | For |
| 7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | Management | For | For |
| 8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GTECH SPA
Meeting Date: MAY 08, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: GTK
Security ID: T9179L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Stock Option Plan | Management | For | Against |
| 4 | Approve Restricted Stock Plan | Management | For | Against |
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 6.1 | Slate Submitted by De Agostini SpA | Shareholder | None | For |
| 6.2 | Slate Submitted by Institutional Investors | Shareholder | None | Did Not Vote |
| 7.1 | Slate Submitted by De Agostini SpA | Shareholder | None | For |
| 7.2 | Slate Submitted by Institutional Investors | Shareholder | None | Against |
| 8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INDUSTRIA DE DISENO TEXTIL (INDITEX)
Meeting Date: JUL 16, 2013
Record Date: JUL 11, 2013
Meeting Type: ANNUAL | Ticker: ITX
Security ID: E6282J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements, and Discharge of Board | Management | For | For |
| 3 | Approve Updated Balance Sheets to Benefit from New Tax Regulation | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Long Term Incentive Plan | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
INFOSYS LTD.
Meeting Date: AUG 03, 2013
Record Date:
Meeting Type: SPECIAL | Ticker: 500209
Security ID: Y4082C133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appointment and Remuneration of N.R.N. Murthy as Executive Director | Management | For | For |
| |
|---|
INTUIT INC.
Meeting Date: JAN 23, 2014
Record Date: NOV 25, 2013
Meeting Type: ANNUAL | Ticker: INTU
Security ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher W. Brody | Management | For | For |
| 1b | Elect Director William V. Campbell | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 28, 2014
Meeting Type: ANNUAL | Ticker: JNPR
Security ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director Mary B. Cranston | Management | For | For |
| 1.4 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.5 | Elect Director David Schlotterbeck | Management | For | For |
| 1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
| 1.7 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.8 | Elect Director Gary Daichendt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KDDI CORPORATION
Meeting Date: JUN 18, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 9433
Security ID: J31843105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Onodera, Tadashi | Management | For | For |
| 2.2 | Elect Director Tanaka, Takashi | Management | For | For |
| 2.3 | Elect Director Morozumi, Hirofumi | Management | For | For |
| 2.4 | Elect Director Takahashi, Makoto | Management | For | For |
| 2.5 | Elect Director Ishikawa, Yuuzo | Management | For | For |
| 2.6 | Elect Director Inoue, Masahiro | Management | For | For |
| 2.7 | Elect Director Yuasa, Hideo | Management | For | For |
| 2.8 | Elect Director Fukuzaki, Tsutomu | Management | For | For |
| 2.9 | Elect Director Tajima, Hidehiko | Management | For | For |
| 2.10 | Elect Director Uchida, Yoshiaki | Management | For | For |
| 2.11 | Elect Director Kuba, Tetsuo | Management | For | For |
| 2.12 | Elect Director Kodaira, Nobuyori | Management | For | For |
| 2.13 | Elect Director Fukukawa, Shinji | Management | For | For |
| 3 | Appoint Statutory Auditor Kobayashi, Hiroshi | Management | For | For |
| 4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| |
|---|
KERING
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: KER
Security ID: F5433L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.75 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Elect Daniela Riccardi as Director | Management | For | For |
| 6 | Reelect Laurence Boone as Director | Management | For | For |
| 7 | Reelect Yseulys Costes as Director | Management | For | Against |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 877,000 | Management | For | For |
| 9 | Advisory Vote on Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 10 | Advisory Vote on Compensation of Jean-Francois Palus, Vice-CEO | Management | For | Against |
| 11 | Renew Appointment of Deloitte and Associes as Auditor | Management | For | For |
| 12 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Amend Article 10 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
KEYENCE CORP.
Meeting Date: JUN 12, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: 6861
Security ID: J32491102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | Against |
| 2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 3.2 | Elect Director Yamamoto, Akinori | Management | For | For |
| 3.3 | Elect Director Kanzawa, Akira | Management | For | For |
| 3.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
| 3.5 | Elect Director Konishi, Masayuki | Management | For | For |
| 3.6 | Elect Director Kimura, Keiichi | Management | For | For |
| 3.7 | Elect Director Miki, Masayuki | Management | For | For |
| 3.8 | Elect Director Sasaki, Michio | Management | For | For |
| 3.9 | Elect Director Fujimoto, Masato | Management | For | For |
| 4 | Appoint Statutory Auditor Ueda, Yoshihiro | Management | For | For |
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| |
|---|
KYOCERA CORP.
Meeting Date: JUN 26, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6971
Security ID: J37479110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
| |
|---|
LINDE AG
Meeting Date: MAY 20, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: LIN
Security ID: D50348107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
| |
|---|
LULULEMON ATHLETICA INC.
Meeting Date: JUN 11, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: LULU
Security ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Casey | Management | For | For |
| 1.2 | Elect Director RoAnn Costin | Management | For | For |
| 1.3 | Elect Director Laurent Potdevin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON
Meeting Date: APR 10, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: MC
Security ID: F58485115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 4 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | Management | For | For |
| 5 | Reelect Delphine Arnault as Director | Management | For | Against |
| 6 | Reelect Nicolas Bazire as Director | Management | For | Against |
| 7 | Reelect Antonio Belloni as Director | Management | For | Against |
| 8 | Reelect Diego Della Valle as Director | Management | For | For |
| 9 | Reelect Pierre Gode as Director | Management | For | Against |
| 10 | Reelect Marie-Josee Kravis as Director | Management | For | For |
| 11 | Renew Appointment Paolo Bulgari as Censor | Management | For | Against |
| 12 | Renew Appointment Patrick Houel as Censor | Management | For | Against |
| 13 | Renew Appointment Felix G. Rohatyn as Censor | Management | For | Against |
| 14 | Elect Marie-Laure Sauty de Chalon as Director | Management | For | For |
| 15 | Advisory Vote on Compensation of Bernard Arnault | Management | For | Against |
| 16 | Advisory Vote on Compensation of Antonio Belloni | Management | For | Against |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 20 | Pursuant to Item Above, Adopt New Bylaws | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
Meeting Date: NOV 13, 2013
Record Date: SEP 19, 2013
Meeting Type: ANNUAL | Ticker: MXIM
Security ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | For |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: MCD
Security ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | ElectionElect Director Richard H. Lenny | Management | For | For |
| 1c | Elect Director Walter E. Massey | Management | For | For |
| 1d | Elect Director Cary D. McMillan | Management | For | For |
| 1e | Elect Director Sheila A. Penrose | Management | For | For |
| 1f | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1g | Elect Director Roger W. Stone | Management | For | For |
| 1h | Elect Director Miles D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
MCGRAW HILL FINANCIAL, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: MHFI
Security ID: 580645109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Harold McGraw, III | Management | For | For |
| 1.5 | Elect Director Robert P. McGraw | Management | For | For |
| 1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.7 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.8 | Elect Director Michael Rake | Management | For | For |
| 1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
MEDIVATION, INC.
Meeting Date: JUN 27, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: MDVN
Security ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 19, 2013
Record Date: SEP 13, 2013
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MOSCOW EXCHANGE MICEX-RTS OJSC
Meeting Date: NOV 14, 2013
Record Date: SEP 25, 2013
Meeting Type: SPECIAL | Ticker: MOEX
Security ID: X5504J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Buyback and Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 2 | Fix Number of Directors | Management | For | For |
| 3 | Approve New Edition of Charter | Management | For | For |
| 4 | Amend Regulations on Supervisory Board | Management | For | For |
| |
|---|
MOSCOW EXCHANGE MICEX-RTS OJSC
Meeting Date: FEB 10, 2014
Record Date: DEC 23, 2013
Meeting Type: SPECIAL | Ticker: MOEX
Security ID: X5504J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve New Edition of Charter | Management | For | For |
| 2 | Approve New Edition of Regulations on Supervisory Board | Management | For | Against |
| 3 | Approve New Edition of Regulations on Remuneration of Directors | Management | For | For |
| 4 | Approve Related-Party Transaction Re: Liability Insurance for Directors, Officers, and Subsidiaries | Management | For | For |
| |
|---|
MOSCOW EXCHANGE MICEX-RTS OJSC
Meeting Date: JUN 26, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL | Ticker: MOEX
Security ID: X5504J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Approve Annual Report | Management | For | For |
| 1.2 | Approve Financial Statements | Management | For | For |
| 1.3 | Approve Allocation of Income and Dividends of RUB 2.38 per Share | Management | For | For |
| 2.1 | Elect Aleksandr Afanasiev as Director | Management | None | Against |
| 2.2 | Elect Nicola Beattie as Director | Management | None | For |
| 2.3 | Elect Mikhail Bratanov as Director | Management | None | For |
| 2.4 | Elect Yuan Wang as Director | Management | None | For |
| 2.5 | Elect Sean Glodek as Director | Management | None | Against |
| 2.6 | Elect Andrey Golikov as Director | Management | None | Against |
| 2.7 | Elect Valeriy Goreglyad as Director | Management | None | Against |
| 2.8 | Elect Yuriy Denisov as Director | Management | None | Against |
| 2.9 | Elect Bella Zlatkis as Director | Management | None | Against |
| 2.10 | Elect Anatoliy Karachinskiy as Director | Management | None | For |
| 2.11 | Elect Sergey Kozlov as Director | Management | None | Against |
| 2.12 | Elect Aleksey Kudrin as Director | Management | None | Against |
| 2.13 | Elect Sergey Lykov as Director | Management | None | Against |
| 2.14 | Elect Rainer Riess as Director | Management | None | For |
| 2.15 | Elect Kirill Shershun as Director | Management | None | Against |
| 3.1 | Fix Number of Audit Commission Members at Three | Management | For | For |
| 3.2.1 | Elect Olga Romantsova as Member of Audit Commission | Management | For | For |
| 3.2.2 | Elect Tatiana Sannikova as Member of Audit Commission | Management | For | For |
| 3.2.3 | Elect Vyacheslav Ulupov as Member of Audit Commission | Management | For | For |
| 4 | Ratify ZAO Ernst & Young Vneshaudit as Auditor | Management | For | For |
| 5 | Approve New Edition of Charter | Management | For | For |
| 6 | Approve New Edition of Regulations on Supervisory Board | Management | For | For |
| 7 | Approve Regulations on Executive Board | Management | For | For |
| 8 | Approve Regulations on Audit Commission | Management | For | For |
| 9 | Approve New Edition of Regulations on Remuneration of Directors | Management | For | For |
| 10 | Approve Remuneration of Directors for 2013 | Management | For | For |
| 11 | Approve Remuneration of Members of Audit Commission for 2013 | Management | For | For |
| 12 | Approve Related-Party Transactions with ZAO Registrar Company STATUS Re: Conducting General Shareholder Meetings | Management | For | For |
| 13.1 | Approve Related-Party Transactions with OAO Sberbank of Russia Re: Cash Deposits | Management | For | For |
| 13.2 | Approve Related-Party Transactions with ZAO National Clearing Centre Re: Cash Deposits | Management | For | For |
| 13.3 | Approve Related-Party Transactions with ZAO National Clearing Centre Re: Currency Conversion | Management | For | For |
| 14.1 | Approve Related-Party Transactions with ZAO MICEX Stock Exchange Re: Lease of Immovable Property | Management | For | For |
| 14.2 | Approve Related-Party Transactions with ZAO National Settlement Depository Re: Lease of Immovable Property and Parking Spaces | Management | For | For |
| 14.3 | Approve Related-Party Transactions with ZAO National Clearing Centre Re: Lease of Immovable Property and Parking Spaces | Management | For | For |
| 14.4 | Approve Related-Party Transactions with ZAO National Mercantile Exchange Re: Lease of Immovable Property | Management | For | For |
| 15 | Approve Related-Party Transaction with ZAO MICEX Stock Exchange Re: IT Services | Management | For | For |
| 16 | Approve Termination of Company's Membership in Russian Exchange Union | Management | For | For |
| |
|---|
MURATA MANUFACTURING CO. LTD.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6981
Security ID: J46840104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
| 2.1 | Elect Director Fujita, Yoshitaka | Management | For | For |
| 2.2 | Elect Director Yoshihara, Hiroaki | Management | For | For |
| 3 | Appoint Statutory Auditor Toyoda, Masakazu | Management | For | For |
| |
|---|
NESTLE SA
Meeting Date: APR 10, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: NESN
Security ID: H57312649
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | For |
| 5.1b | Reelect Paul Bulcke as Director | Management | For | For |
| 5.1c | Reelect Andreas Koopmann as Director | Management | For | For |
| 5.1d | Reelect Rolf Haenggi as Director | Management | For | For |
| 5.1e | Reelect Beat Hess as Director | Management | For | For |
| 5.1f | Reelect Daniel Borel as Director | Management | For | For |
| 5.1g | Reelect Steven Hoch as Director | Management | For | For |
| 5.1h | Reelect Naina Lal Kidwai as Director | Management | For | For |
| 5.1i | Reelect Titia de Lange as Director | Management | For | For |
| 5.1j | Reelect Jean-Pierre Roth as Director | Management | For | For |
| 5.1k | Reelect Ann Veneman as Director | Management | For | For |
| 5.1l | Reelect Henri de Castries as Director | Management | For | For |
| 5.1m | Reelect Eva Cheng as Director | Management | For | For |
| 5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | For |
| 5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | For |
| 5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | For |
| 5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | For |
| 5.4 | Ratify KMPG SA as Auditors | Management | For | For |
| 5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | For |
| |
|---|
NIDEC CORP.
Meeting Date: JUN 18, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6594
Security ID: J52968104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Expand Board Eligibility | Management | For | For |
| 2.1 | Elect Director Nagamori, Shigenobu | Management | For | For |
| 2.2 | Elect Director Kure, Bunsei | Management | For | For |
| 2.3 | Elect Director Kobe, Hiroshi | Management | For | For |
| 2.4 | Elect Director Sato, Akira | Management | For | For |
| 2.5 | Elect Director Hamada, Tadaaki | Management | For | For |
| 2.6 | Elect Director Yoshimatsu, Masuo | Management | For | For |
| 2.7 | Elect Director Miyabe, Toshihiko | Management | For | For |
| 2.8 | Elect Director Hayafune, Kazuya | Management | For | For |
| 2.9 | Elect Director Otani, Toshiaki | Management | For | For |
| 2.10 | Elect Director Tahara, Mutsuo | Management | For | For |
| 2.11 | Elect Director Ido, Kiyoto | Management | For | For |
| 2.12 | Elect Director Ishida, Noriko | Management | For | For |
| 3 | Appoint Statutory Auditor Nishikawa, Ikuo | Management | For | For |
| 4.1 | Appoint Alternate Statutory Auditor Ono, Susumu | Management | For | For |
| 4.2 | Appoint Alternate Statutory Auditor Suematsu, Chihiro | Management | For | For |
| |
|---|
PRUDENTIAL PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL | Ticker: PRU
Security ID: G72899100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Pierre-Olivier Bouee as Director | Management | For | For |
| 6 | Elect Jacqueline Hunt as Director | Management | For | For |
| 7 | Elect Anthony Nightingale as Director | Management | For | For |
| 8 | Elect Alice Schroeder as Director | Management | For | For |
| 9 | Re-elect Sir Howard Davies as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Alexander Johnston as Director | Management | For | For |
| 12 | Re-elect Paul Manduca as Director | Management | For | For |
| 13 | Re-elect Michael McLintock as Director | Management | For | For |
| 14 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
| 15 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
| 16 | Re-elect Philip Remnant as Director | Management | For | For |
| 17 | Re-elect Barry Stowe as Director | Management | For | For |
| 18 | Re-elect Tidjane Thiam as Director | Management | For | For |
| 19 | Re-elect Lord Turnbull as Director | Management | For | For |
| 20 | Re-elect Michael Wells as Director | Management | For | For |
| 21 | Appoint KPMG LLP as Auditors | Management | For | For |
| 22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | Management | For | For |
| 26 | Authorise Issue of Preference Shares | Management | For | For |
| 27 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 28 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
PRYSMIAN S.P.A.
Meeting Date: APR 16, 2014
Record Date: APR 07, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: PRY
Security ID: T7630L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Elect Massimo Battaini as Director | Management | For | For |
| 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 4 | Approve Long-Term Management Incentive Plan 2014-2016 | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 1 | Approve Capital Increase to Service Long-Term Management Incentive Plan 2014-2016 | Management | For | For |
| |
|---|
REPSOL SA
Meeting Date: MAR 28, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: REP
Security ID: E8471S130
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements, and Treatment of Net Loss | Management | For | For |
| 2 | Approve Discharge of Board | Management | For | For |
| 3 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 4 | Ratify Agreement between Repsol and the Republic of Argentina | Management | For | For |
| 5 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
| 7 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
| 8 | Amend Articles Re: General Meeting Regulations and Special Agreements | Management | For | Against |
| 9 | Amend Articles Re: Nomination and Remuneration Committee | Management | For | For |
| 10 | Amend Article 53 Re: Dividend Payments | Management | For | For |
| 11 | Amend Articles Re: General Meeting Regulations | Management | For | For |
| 12 | Amend Article Re: Annual Remuneration Report | Management | For | For |
| 13 | Reelect Paulina Beato Blanco as Director | Management | For | For |
| 14 | Reelect Artur Carulla Font as Director | Management | For | For |
| 15 | Reelect Javier Echenique Landiribar as Director | Management | For | For |
| 16 | Reelect Henri Philippe Reichstul as Director | Management | For | For |
| 17 | Reelect Pemex Internacional Espana SA as Director | Management | For | For |
| 18 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 19 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
| 20 | Authorize Share Repurchase Program | Management | For | For |
| 21 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
SAP AG
Meeting Date: MAY 21, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: SAP
Security ID: D66992104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
| 6a | Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH | Management | For | For |
| 6b | Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH | Management | For | For |
| 7 | Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH | Management | For | For |
| 8a | Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 8b.1 | Elect Hasso Plattner to the Supervisory Board | Management | For | Against |
| 8b.2 | Elect Pekka Ala-Pietilae to the Supervisory Board | Management | For | Against |
| 8b.3 | Elect Anja Feldmann to the Supervisory Board | Management | For | For |
| 8b.4 | Elect Wilhelm Haarmann to the Supervisory Board | Management | For | Against |
| 8b 5 | Elect Bernard Liautaud to the Supervisory Board | Management | For | For |
| 8b.6 | Elect Hartmut Mehdorn to the Supervisory Board | Management | For | Against |
| 8b.7 | Elect Erhard Schipporeit to the Supervisory Board | Management | For | Against |
| 8b.8 | Elect Hagemann Snabe to the Supervisory Board | Management | For | Against |
| 8b.9 | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
| |
|---|
SENSATA TECHNOLOGIES HOLDING N.V.
Meeting Date: MAY 22, 2014
Record Date: APR 24, 2014
Meeting Type: ANNUAL | Ticker: ST
Security ID: N7902X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Thomas Wroe, Jr. as Director | Management | For | For |
| 1.2 | Elect Martha Sullivan as Director | Management | For | For |
| 1.3 | Elect Lewis B. Campbell as Director | Management | For | For |
| 1.4 | Elect Paul Edgerley as Director | Management | For | For |
| 1.5 | Elect Michael J. Jacobson as Director | Management | For | For |
| 1.6 | Elect John Lewis as Director | Management | For | For |
| 1.7 | Elect Charles W. Peffer as Director | Management | For | For |
| 1.8 | Elect Kirk P. Pond as Director | Management | For | For |
| 1.9 | Elect Stephen Zide as Director | Management | For | For |
| 1.10 | Elect Andrew Teich as Director | Management | For | For |
| 1.11 | Elect James Heppelmann as Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Financial Statements and Statutory Reports for Fiscal Year 2013 | Management | For | For |
| 4 | Approve Discharge of Board | Management | For | For |
| 5 | Approve Remuneration of Supervisory Board | Management | For | For |
| 6 | Grant Board Authority to Repurchase Shares | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
SHIRE PLC
Meeting Date: APR 29, 2014
Record Date: APR 27, 2014
Meeting Type: ANNUAL | Ticker: SHP
Security ID: G8124V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Dominic Blakemore as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect David Kappler as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Re-elect David Stout as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in Borrowing Powers | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SIEMENS AG
Meeting Date: JAN 28, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: SIE
Security ID: D69671218
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 3 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 6 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 7 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | Did Not Vote |
| 8 | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 10 | Approve Cancellation of Capital Authorization | Management | For | Did Not Vote |
| 11 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
| |
|---|
SOCIETE GENERALE
Meeting Date: MAY 20, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: GLE
Security ID: F43638141
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
| 5 | Advisory Vote on Compensation of Frederic Oudea, Chairman and CEO | Management | For | For |
| 6 | Advisory Vote on Compensation of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Vice-CEOs | Management | For | For |
| 7 | Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
| 8 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
| 9 | Reelect Robert Castaigne as Director | Management | For | For |
| 10 | Elect Lorenzo Bini Smaghi as Director | Management | For | For |
| 11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 399 Million and/or Capitalization of Reserves of up to EUR 550 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 99.839 Million | Management | For | For |
| 14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Ammount of EUR 99.839 Million | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
| 18 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ST. JUDE MEDICAL, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: STJ
Security ID: 790849103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard R. Devenuti | Management | For | For |
| 1.2 | Elect Director Stefan K. Widensohler | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 8316
Security ID: J7771X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
| 2.1 | Elect Director Miyata, Koichi | Management | For | For |
| 2.2 | Elect Director Kurumatani, Nobuaki | Management | For | For |
| 2.3 | Elect Director Inoue, Atsuhiko | Management | For | For |
| 2.4 | Elect Director Ota, Jun | Management | For | For |
| 2.5 | Elect Director Yokoyama, Yoshinori | Management | For | For |
| 3 | Appoint Statutory Auditor Nakao, Kazuhiko | Management | For | For |
| |
|---|
TECHNIP
Meeting Date: APR 24, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: TEC
Security ID: F90676101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Advisory Vote on Compensation of Thierry Pilenko, Chairman and CEO | Management | For | For |
| 6 | Authorize Repurchase of Up to 8 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 42 Million | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 10 | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 11 | Authorize Restricted Stock Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 10 | Management | For | For |
| 12 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 13 | Authorize Stock Option Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 12 | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TELEFONAKTIEBOLAGET LM ERICSSON
Meeting Date: APR 11, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: ERIC B
Security ID: W26049119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Discharge of Board and President | Management | For | For |
| 8.3 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | For |
| 9 | Presentation of Nominating Committee's Proposals | Management | None | None |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | For |
| 9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | Management | For | For |
| 9.4 | Approve Remuneration of Auditors | Management | For | For |
| 9.5 | Fix Number of Auditors at One | Management | For | For |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11.1 | Approve 2014 Stock Purchase Plan | Management | For | For |
| 11.2 | Approve Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | For |
| 11.3 | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Against |
| 11.4 | Approve 2014 Key Contributor Retention Plan | Management | For | For |
| 11.5 | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | For |
| 11.6 | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Against |
| 11.7 | Approve 2014 Executive Performance Stock Plan | Management | For | For |
| 11.8 | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | For |
| 11.9 | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Against |
| 12 | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | Management | For | For |
| 13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | Shareholder | None | For |
| 14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Against |
| 14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Against |
| 14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Against |
| 15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Against |
| 16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Abstain |
| 17 | Close Meeting | Management | None | None |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GS
Security ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Gary D. Cohn | Management | For | For |
| 1d | Elect Director Claes Dahlback | Management | For | For |
| 1e | Elect Director William W. George | Management | For | For |
| 1f | Elect Director James A. Johnson | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Debora L. Spar | Management | For | For |
| 1l | Elect Director Mark E. Tucker | Management | For | For |
| 1m | Elect Director David A. Viniar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
THE WALT DISNEY COMPANY
Meeting Date: MAR 18, 2014
Record Date: JAN 17, 2014
Meeting Type: ANNUAL | Ticker: DIS
Security ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | For |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| |
|---|
THERAVANCE, INC.
Meeting Date: MAY 22, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: THRX
Security ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.5 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.6 | Elect Director William H. Waltrip | Management | For | For |
| 1.7 | Elect Director George M. Whitesides | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIFFANY & CO.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: TIF
Security ID: 886547108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Kowalski | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Gary E. Costley | Management | For | For |
| 1d | Elect Director Frederic P. Cumenal | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director Charles K. Marquis | Management | For | For |
| 1h | Elect Director Peter W. May | Management | For | For |
| 1i | Elect Director William A. Shutzer | Management | For | For |
| 1j | Elect Director Robert S. Singer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TOD'S SPA
Meeting Date: APR 17, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: TOD
Security ID: T9423Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
| 3 | Approve Remuneration Report | Management | For | For |
| |
|---|
TRANSOCEAN LTD.
Meeting Date: MAY 16, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: RIG
Security ID: H8817H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Appropriation of Available Earnings for Fiscal Year 2013 | Management | For | For |
| 4 | Approve Dividends of USD 3.00 per Share from Capital Contribution Reserves | Management | For | For |
| 5 | Approve Renewal of the Authorized Share Capital | Management | For | For |
| 6 | Approve Decrease in Size of Board | Management | For | For |
| 7a | Declassify the Board of Directors | Management | For | For |
| 7b | Amend Articles Re: Binding Shareholder Ratification of the Compensation of the Board of Directors and the Executive Management Team | Management | For | For |
| 7c | Amend Articles Re: Supplementary Amount for Persons Assuming Executive Management Team Positions During a Compensation Period for which Shareholder Ratification has Already been Granted | Management | For | For |
| 7d | Amend Articles Re: Principles Applicable to the Compensation of the Members of the Board of Directors and the Executive Management Team | Management | For | For |
| 7e | Amend Articles Re: Maximum Term and Termination Notice Period of Members of the Board of Directors and the Executive Management Team and Non-Competition Agreements with Members of the Executive Management Team | Management | For | For |
| 7f | Amend Articles Re: Permissible Mandates of Members of the Board of Directors and the Executive Management Team | Management | For | For |
| 7g | Amend Articles Re: Loans and Post-Retirement Benefits | Management | For | For |
| 8 | Require Majority Vote for the Election of Directors | Management | For | For |
| 9 | Amend Articles Re: Shareholder Agenda Item Requests Pursuant to Swiss Law | Management | For | For |
| 10a | Elect Ian C. Strachan as Director | Management | For | For |
| 10b | Elect Glyn A. Barker as Director | Management | For | For |
| 10c | Elect Vanessa C. L. Chang as Director | Management | For | For |
| 10d | Elect Frederico F. Curado as Director | Management | For | For |
| 10e | Elect Chad Deaton as Director | Management | For | For |
| 10f | Elect Martin B. McNamara as Director | Management | For | For |
| 10g | Elect Samuel Merksamer as Director | Management | For | Against |
| 10h | Elect Edward R. Muller as Director | Management | For | For |
| 10i | Elect Steven L. Newman as Director | Management | For | For |
| 10j | Elect Tan Ek Kia as Director | Management | For | For |
| 10k | Elect Vincent J. Intrieri as Director | Management | For | Against |
| 11 | Elect Ian C. Strachan as Board Chairman | Management | For | For |
| 12a | Appoint Frederico F. Curado as Member of the Compensation Committee | Management | For | For |
| 12b | Appoint Martin B. McNamara as Member of the Compensation Committee | Management | For | For |
| 12c | Appoint Tan Ek Kia as Member of the Compensation Committee | Management | For | For |
| 12d | Appoint Vincent J. Intrieri as Member of the Compensation Committee | Management | For | Against |
| 13 | Designate Schweiger Advokatur/Notariat as Independent Proxy | Management | For | For |
| 14 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2014 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
UBS AG
Meeting Date: MAY 07, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: UBSN
Security ID: H89231338
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.25 per Share from Capital Contribution Reserve | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Against |
| 5 | Advisory Vote on the EU Capital Requirements Directive of 2013 (CRD IV) | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect Axel Lehmann as Director | Management | For | For |
| 6.1g | Reelect Helmut Panke as Director | Management | For | For |
| 6.1h | Reelect William Parrett as Director | Management | For | For |
| 6.1i | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1k | Reelect Joseph Yam as Director | Management | For | For |
| 6.2.1 | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.2 | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.3 | Appoint Helmut Panke as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.4 | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.3 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 6.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
UNILEVER PLC
Meeting Date: MAY 14, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL | Ticker: ULVR
Security ID: G92087165
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Paul Polman as Director | Management | For | For |
| 5 | Re-elect Jean-Marc Huet as Director | Management | For | For |
| 6 | Re-elect Laura Cha as Director | Management | For | For |
| 7 | Re-elect Louise Fresco as Director | Management | For | For |
| 8 | Re-elect Ann Fudge as Director | Management | For | For |
| 9 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 10 | Re-elect Mary Ma as Director | Management | For | For |
| 11 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
| 12 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
| 13 | Re-elect John Rishton as Director | Management | For | For |
| 14 | Re-elect Kees Storm as Director | Management | For | For |
| 15 | Re-elect Michael Treschow as Director | Management | For | For |
| 16 | Re-elect Paul Walsh as Director | Management | For | For |
| 17 | Elect Feike Sijbesma as Director | Management | For | For |
| 18 | Appoint KPMG LLP as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
Meeting Date: MAY 08, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: UPS
Security ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director D. Scott Davis | Management | For | For |
| 1e | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1f | Elect Director Michael L. Eskew | Management | For | For |
| 1g | Elect Director William R. Johnson | Management | For | For |
| 1h | Elect Director Candace Kendle | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | For |
| 1j | Elect Director Rudy H.P. Markham | Management | For | For |
| 1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
VALE S.A.
Meeting Date: APR 17, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: VALE5
Security ID: 91912E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Alternate Directors | Management | For | For |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Company's Management | Management | For | Against |
| 6 | Approve Cancellation of Treasury Shares | Management | For | For |
| 7 | Authorize Capitalization of Reserves | Management | For | For |
| 8 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: VRTX
Security ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.2 | Elect Director Wayne J. Riley | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WELLPOINT, INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: WLP
Security ID: 94973V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Kerry Clark | Management | For | For |
| 1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
| 1.3 | Elect Director Lewis Hay, III | Management | For | For |
| 1.4 | Elect Director William J. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Abstain |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: JUL 25, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: 505537
Security ID: Y98893152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
| 3 | Reelect R. Vaidyanathan as Director | Management | For | For |
| 4 | Reelect A. Kurien as Director | Management | For | For |
| 5 | Approve MGB & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: OCT 14, 2013
Record Date:
Meeting Type: COURT | Ticker: 505537
Security ID: Y98893152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: JUN 04, 2014
Record Date:
Meeting Type: COURT | Ticker: 505537
Security ID: Y98893152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: JUN 04, 2014
Record Date:
Meeting Type: COURT | Ticker: 505537
Security ID: Y98893186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: JUN 12, 2014
Record Date: MAY 02, 2014
Meeting Type: SPECIAL | Ticker: 505537
Security ID: Y98893152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
ZIMMER HOLDINGS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: ZMH
Security ID: 98956P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Paul M. Bisaro | Management | For | For |
| 1d | Elect Director Gail K. Boudreaux | Management | For | For |
| 1e | Elect Director David C. Dvorak | Management | For | For |
| 1f | Elect Director Larry C. Glasscock | Management | For | For |
| 1g | Elect Director Robert A. Hagemann | Management | For | For |
| 1h | Elect Director Arthur J. Higgins | Management | For | For |
| 1i | Elect Director Cecil B. Pickett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
Oppenheimer Global Strategic Income Fund/VA
| |
|---|
BANCO INVEX S.A.
Meeting Date: DEC 19, 2013
Record Date: DEC 10, 2013
Meeting Type: BONDHOLDER | Ticker:
Security ID: P13549DB6
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Hold Meeting Jointly with Holders of Stock Exchange Certificates Identified with Symbol CREYB-06U | Management | For | For |
| 2 | Receive Report from Administrator on Current Status and Characteristics of Insurance and Coverage That Apply To Trust Assets, Loans and Real Properties, Including Property Insurance, Life Insurance and Default Insurance GPI/SCV, SM/UDISs Swap Coverage | Management | For | For |
| 3 | Receive Report from Administrator on Current Status and Legal Characteristics of Real Property Assets of Trust, Value Estimate, Recovery Method, Document Status, Time In Trust, State and Municipality Where Located and Documentation That Supports Ownership | Management | For | For |
| 4 | Ratify Resolution Related to Removal of a Rating Agency as Approved at Oct. 1, 2012 General Meeting of Holders | Management | For | For |
| 5 | Approve for Trustee to Proceed to Settle Billing of Rating Agencies With Charge Against Assets of Trust | Management | For | For |
| 6 | Approve the New Fee Compensation Method Proposed by and for ABC Capital SA de CV in Its Role As Administrator | Management | For | For |
| 7 | Designate Delegates to Formalize Resolutions Approved at this Meeting | Management | For | For |
| |
|---|
BANCO INVEX S.A.
Meeting Date: FEB 05, 2014
Record Date: JAN 27, 2014
Meeting Type: BONDHOLDER | Ticker:
Security ID: P13549DB6
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Hold Meeting Jointly with Holders of Stock Exchange Certificates Identified with Symbol CREYB-06U | Management | For | Did Not Vote |
| 2 | Approve the New Fee Compensation Method Proposed by and for ABC Capital SA de CV in Its Role As Administrator | Management | For | Did Not Vote |
| 3 | Approve Terms of Future Compensations to Rating Agencies | Management | For | Did Not Vote |
| 4 | Designate Delegates to Carry out Resolutions Approved at this Meeting | Management | For | Did Not Vote |
| |
|---|
BANCO INVEX SA
Meeting Date: AUG 28, 2013
Record Date: AUG 20, 2013
Meeting Type: BONDHOLDER | Ticker:
Security ID: P13549DB6
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Hold Meeting Jointly with Holders of Stock Exchange Certificates Identified with Symbol CREYB-06U | Management | For | For |
| 2 | Receive Report from Trustee on Current Status of Assets of Trust 599 | Management | For | For |
| 3 | Receive Report from ABC Capital SA de CV in Its Role of Administrator on Current Status of Credit Portfolio under Administration and Delinquency of Credit Portfolio under Administration | Management | For | For |
| 4 | Remove Standard and Poor's SA de CV as Risk Rating Agency of Stock Exchange Certificates Identified with Symbols CREYCB-06U and CREYCB-062U | Management | For | For |
| 5 | Approve Remuneration of ABC Capital SA de CV in Its Role of Administrator | Management | For | For |
| 6 | Designate Delegates to Formalize Resolutions Approved at this Meeting | Management | For | For |
| |
|---|
JP MORGAN - HIPOTECARIA SU CASITA
Meeting Date: AUG 05, 2013
Record Date: JUL 26, 2013
Meeting Type: BONDHOLDER | Ticker:
Security ID: G6494LAU0
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change in the Commission by Management | Management | For | Did Not Vote |
| 2 | Amend Issuance Documents as Consequence of Previous Item | Management | For | Did Not Vote |
| 3 | Designate Delegates to Formalize Resolutions Approved at this Meeting | Management | For | Did Not Vote |
| |
|---|
JP MORGAN - HIPOTECARIA SU CASITA
Meeting Date: AUG 05, 2013
Record Date: JUL 26, 2013
Meeting Type: BONDHOLDER | Ticker:
Security ID: P1380HCV3
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change in the Commission by Management | Management | For | Did Not Vote |
| 2 | Amend Issuance Documents as Consequence of Previous Item | Management | For | Did Not Vote |
| 3 | Designate Delegates to Formalize Resolutions Approved at this Meeting | Management | For | Did Not Vote |
| |
|---|
MTR GAMING GROUP, INC.
Meeting Date: JAN 08, 2014
Record Date: DEC 05, 2013
Meeting Type: WRITTEN CONSENT | Ticker: MNTG
Security ID: 553769AL4
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Amend the Indenture to Permit the Formation of a New Holding Company as a Result of the Transactions Contemplated by The Merger Agreement | Management | For | Did Not Vote |
| |
|---|
NORTEK, INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: NTK
Security ID: 656559309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey C. Bloomberg | Management | For | For |
| 1.2 | Elect Director James B. Hirshorn | Management | For | For |
| 1.3 | Elect Director Chris A. McWilton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
Oppenheimer International Growth Fund/VA
| |
|---|
AALBERTS INDUSTRIES
Meeting Date: APR 22, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: AALB
Security ID: N00089271
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3a | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 3b | Adopt Consolidated Financial Statements | Management | For | For |
| 4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4b | Approve Dividends of EUR 0.41 Per Share | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Reelect M.C.J. van Pernis to Supervisory Board | Management | For | For |
| 8 | Elect O.N. Jager to Executive Board | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 10 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 13 | Announcements and Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
ABB LTD.
Meeting Date: APR 30, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: ABBN
Security ID: H0010V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2.2 | Approve Remuneration Report (Non-Binding) | Management | For | Against |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Management | For | For |
| 5 | Approve CHF 154.5 Million Pool of Conditional Capital to Fund Equity Compensation to Employees | Management | For | Against |
| 6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 7.1 | Elect Roger Agnelli as Director | Management | For | Against |
| 7.2 | Elect Matti Alahuhta as Director | Management | For | For |
| 7.3 | Elect Louis Hughes as Director | Management | For | For |
| 7.4 | Elect Michel de Rosen as Director | Management | For | For |
| 7.5 | Elect Michael Treschow as Director | Management | For | For |
| 7.6 | Elect Jacob Wallenberg as Director | Management | For | Against |
| 7.7 | Elect Ying Yeh as Director | Management | For | For |
| 7.8 | Elect Hubertus von Grunberg as Director and Board Chairman | Management | For | For |
| 8.1 | Appoint Michel de Rosen as Member of the Compensation Committee | Management | For | For |
| 8.2 | Appoint Michael Treschow as Member of the Compensation Committee | Management | For | For |
| 8.3 | Appoint Ying Yeh as Member of the Compensation Committee | Management | For | For |
| 9 | Designate Hans Zehnder as Independent Proxy | Management | For | For |
| 10 | Ratify Ernst and Young AG as Auditors | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
AGGREKO PLC
Meeting Date: APR 24, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: AGK
Security ID: G0116S169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Ian Marchant as Director | Management | For | For |
| 6 | Re-elect Ken Hanna as Director | Management | For | For |
| 7 | Re-elect Angus Cockburn as Director | Management | For | For |
| 8 | Re-elect Debajit Das as Director | Management | For | For |
| 9 | Re-elect Asterios Satrazemis as Director | Management | For | For |
| 10 | Re-elect David Taylor-Smith as Director | Management | For | For |
| 11 | Re-elect Russell King as Director | Management | For | For |
| 12 | Re-elect Diana Layfield as Director | Management | For | For |
| 13 | Re-elect Robert MacLeod as Director | Management | For | For |
| 14 | Re-elect Rebecca McDonald as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Increase in Aggregate Compensation Ceiling for Directors | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
AGGREKO PLC
Meeting Date: APR 24, 2014
Record Date: APR 22, 2014
Meeting Type: SPECIAL | Ticker: AGK
Security ID: G0116S169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Matters Relating to the Return of Cash to Shareholders | Management | For | For |
| |
|---|
AIRBUS GROUP
Meeting Date: MAY 27, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: AIR
Security ID: N0280E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
| 2.2 | Receive Report on Business and Financial Statements | Management | None | None |
| 2.3 | Discuss Remuneration Report Containing Remuneration Policy | Management | None | None |
| 2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 3 | Discussion of Agenda Items | Management | None | None |
| 4.1 | Adopt Financial Statements | Management | For | For |
| 4.2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
| 4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
| 4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
| 4.5 | Ratify KPMG as Auditors | Management | For | For |
| 4.6 | Approve Amendments to Remuneration Policy for the Board of Directors | Management | For | For |
| 4.7 | Amend Articles Re: Change Company Name | Management | For | For |
| 4.8 | Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
| 4.9 | Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding | Management | For | For |
| 4.10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5 | Close Meeting | Management | None | None |
| |
|---|
AMADEUS IT HOLDINGS SA
Meeting Date: JUN 25, 2014
Record Date: JUN 20, 2014
Meeting Type: ANNUAL | Ticker: AMS
Security ID: E04908112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5 | Amend Article 35 Re: Director Term | Management | For | For |
| 6.1 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | Against |
| 6.2 | Reelect David Gordon Comyn Webster as Director | Management | For | For |
| 6.3 | Reelect Francesco Loredan as Director | Management | For | For |
| 6.4 | Reelect Stuart Anderson McAlpine as Director | Management | For | For |
| 6.5 | Reelect Enrique Dupuy de Lome Chavarri as Director | Management | For | Against |
| 6.6 | Reelect Pierre-Henri Gourgeon as Director | Management | For | Against |
| 6.7 | Elect Marc Verspyck as Director | Management | For | Against |
| 6.8 | Ratify Appointment of and Elect Roland Busch as Director | Management | For | Against |
| 6.9 | Elect Luis Maroto Camino as Director | Management | For | For |
| 7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 8.1 | Approve Remuneration of Directors | Management | For | For |
| 8.2 | Approve Remuneration of Executive Directors | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
APR ENERGY PLC
Meeting Date: MAY 20, 2014
Record Date: MAY 18, 2014
Meeting Type: ANNUAL | Ticker: APR
Security ID: G0498C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Michael Fairey as Director | Management | For | For |
| 6 | Re-elect Edward Hawkes as Director | Management | For | For |
| 7 | Re-elect Baroness Denise Kingsmill as Director | Management | For | For |
| 8 | Re-elect John Campion as Director | Management | For | For |
| 9 | Re-elect Vipul Tandon as Director | Management | None | None |
| 10 | Re-elect Gregory Bowes as Director | Management | For | For |
| 11 | Re-elect Haresh Jaisinghani as Director | Management | For | For |
| 12 | Re-elect Jim Hughes as Director | Management | For | For |
| 13 | Re-elect Matthew Allen as Director | Management | For | For |
| 14 | Re-elect Shonaid Jemmett-Page as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 22 | Ratify the Payment of Dividends in Respect of the Financial Years Ended 31 December 2011 and 2012 | Management | For | For |
| 23 | Authorise the Company to Use Electronic Communications | Management | For | For |
| |
|---|
ARM HOLDINGS PLC
Meeting Date: MAY 01, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: ARM
Security ID: G0483X122
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Elect Stuart Chambers as Director | Management | For | For |
| 6 | Re-elect Simon Segars as Director | Management | For | For |
| 7 | Re-elect Andy Green as Director | Management | For | For |
| 8 | Re-elect Larry Hirst as Director | Management | For | For |
| 9 | Re-elect Mike Muller as Director | Management | For | For |
| 10 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
| 11 | Re-elect Janice Roberts as Director | Management | For | For |
| 12 | Re-elect Tim Score as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in the Limit on Directors' Remuneration | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ARYZTA AG
Meeting Date: DEC 10, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: YZA
Security ID: H0336B110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept 2013 Annual Report | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2.1 | Approve Allocation of Income | Management | For | For |
| 2.2 | Approve Dividends of CHF 0.67 per Share from Capital Contribution Reserves | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1 | Reelect Charles Adair as Director | Management | For | For |
| 4.2 | Reelect Owen Killian as Director | Management | For | For |
| 5.1 | Elect Andrew Morgan as Director | Management | For | For |
| 5.2 | Elect John Yamin as Director | Management | For | For |
| 6 | Approve Creation of CHF 183,621 Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| |
|---|
ATLAS COPCO AB
Meeting Date: APR 29, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: ATCO A
Security ID: W10020118
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report; Allow Questions | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8b | Approve Discharge of Board and President | Management | For | For |
| 8c | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | Management | For | For |
| 8d | Approve Record Date (May 5, 2014) for Dividend Payment | Management | For | For |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | For |
| 10 | Reelect Staffan Bohman, Johan Forssell, Ronnie Leten, Ulla Litzen, Gunilla Nordstrom, Hans Straberg (Chairman), Anders Ullberg, Peter Wallenberg Jr, and Margareth Ovrum as Directors; Ratify Deloitte as Auditors | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Amount of SEK 1.9 Million for Chairman and SEK 570,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | For |
| 12a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 12b | Approve Performance-Related Personnel Option Plan for 2014 | Management | For | For |
| 13a | Acquire Class A Shares Related to Personnel Option Plan for 2014 | Management | For | For |
| 13b | Acquire Class A Shares Related to Remuneration in the Form of Synthetic Shares | Management | For | For |
| 13c | Transfer Class A Shares Related to Personnel Option Plan for 2014 | Management | For | For |
| 13d | Sell Class A Shares to Cover Costs Related to Synthetic Shares to the Board | Management | For | For |
| 13e | Sell Class A and B Shares to Cover Costs in Relation to the Performance Related Personnel Option Plans for 2009, 2010, and 2011 | Management | For | For |
| 14 | Close Meeting | Management | None | None |
| |
|---|
AVEVA GROUP PLC
Meeting Date: JUL 09, 2013
Record Date: ��JUL 05, 2013
Meeting Type: ANNUAL | Ticker: AVV
Security ID: G06812112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Philip Aiken as Director | Management | For | For |
| 5 | Re-elect Richard Longdon as Director | Management | For | For |
| 6 | Re-elect James Kidd as Director | Management | For | For |
| 7 | Re-elect Jonathan Brooks as Director | Management | For | For |
| 8 | Re-elect Philip Dayer as Director | Management | For | For |
| 9 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 15 | Approve Special Dividend and Approve Share Consolidation | Management | For | For |
| |
|---|
BARRY CALLEBAUT AG
Meeting Date: DEC 11, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: BARN
Security ID: H05072105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Receive Auditor's Report (Non-Voting) | Management | None | None |
| 3.1 | Accept Annual Report | Management | For | For |
| 3.2 | Approve Remuneration Report | Management | For | Against |
| 3.3 | Accept Group and Parent Company Financial Statements | Management | For | For |
| 4.1 | Approve Transfer of CHF 79.6 Million from Capital Contribution Reserves to Free Reserves | Management | For | For |
| 4.2 | Approve Dividends of CHF 14.50 per Share | Management | For | For |
| 4.3 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6.1 | Reelect Andreas Jacobs as Director | Management | For | For |
| 6.2 | Reelect Andreas Schmid as Director | Management | For | For |
| 6.3 | Reelect Fernando Aguirre as Director | Management | For | For |
| 6.4 | Reelect Jakob Baer as Director | Management | For | For |
| 6.5 | Reelect James Donald as Director | Management | For | For |
| 6.6 | Reelect Nicolas Jacobs as Director | Management | For | For |
| 6.7 | Reelect Timothy Minges as Director | Management | For | For |
| 6.8 | Reelect Ajai Puris as Director | Management | For | For |
| 7 | Ratify KPMG AG as Auditors | Management | For | For |
| |
|---|
BENESSE HOLDINGS INC
Meeting Date: JUN 21, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 9783
Security ID: J0429N102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Amend Business Lines | Management | For | For |
| 2.1 | Elect Director Harada, Eiko | Management | For | For |
| 2.2 | Elect Director Fukushima, Tamotsu | Management | For | For |
| 2.3 | Elect Director Fukuhara, Kenichi | Management | For | For |
| 2.4 | Elect Director Kobayashi, Hitoshi | Management | For | For |
| 2.5 | Elect Director Aketa, Eiji | Management | For | For |
| 2.6 | Elect Director Adachi, Tamotsu | Management | For | For |
| 2.7 | Elect Director Iwase, Daisuke | Management | For | For |
| 2.8 | Elect Director Iwata, Shinjiro | Management | For | For |
| 2.9 | Elect Director Tsujimura, Kiyoyuki | Management | For | For |
| 2.10 | Elect Director Fukutake, Hideaki | Management | For | For |
| 3 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| |
|---|
BINCKBANK NV
Meeting Date: APR 22, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: BINCK
Security ID: N1375D101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4a | Adopt Financial Statements | Management | For | For |
| 4b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 4c | Approve Allocation of Income and Dividends of EUR 0.26 per Share | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Announce Intention to Elect V.J.J. Germyns to Executive Board | Management | None | None |
| 8a | Amend Articles Re: Legislative Changes | Management | For | For |
| 8b | Authorize Board Members and NautaDutilh to Ratify and Execute Approved Amendments Re: Item 8a | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 12 | Ratify Deloitte as Auditors | Management | For | For |
| 13 | Other Business (Non-Voting) | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Meeting Date: MAY 15, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: BMW
Security ID: D12096109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.62 per Preffered Share and 2.60 per Ordinary Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
| 6.1 | Elect Franz Haniel to the Supervisory Board | Management | For | For |
| 6.2 | Elect Susanne Klatten to the Supervisory Board | Management | For | For |
| 6.3 | Elect Robert Lane to the Supervisory Board | Management | For | For |
| 6.4 | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | Against |
| 6.5 | Elect Stefan Quandt to the Supervisory Board | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | For |
| |
|---|
BRENNTAG AG
Meeting Date: JUN 17, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: BNR
Security ID: D12459109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
| 6 | Approve EUR103 Million Capitalization of Reserves to Bonus Issue | Management | For | Did Not Vote |
| 7 | Approve Creation of EUR 77.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 25.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 10 | Amend Affiliation Agreement with Subsidiary Brenntag Holding GmbH | Management | For | Did Not Vote |
| |
|---|
BRITISH SKY BROADCASTING GROUP PLC
Meeting Date: NOV 22, 2013
Record Date: NOV 20, 2013
Meeting Type: ANNUAL | Ticker: BSY
Security ID: G15632105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Elect Chase Carey as Director | Management | For | For |
| 4 | Re-elect Tracy Clarke as Director | Management | For | For |
| 5 | Re-elect Jeremy Darroch as Director | Management | For | For |
| 6 | Re-elect David DeVoe as Director | Management | For | For |
| 7 | Re-elect Nick Ferguson as Director | Management | For | For |
| 8 | Re-elect Martin Gilbert as Director | Management | For | For |
| 9 | Elect Adine Grate as Director | Management | For | For |
| 10 | Re-elect Andrew Griffith as Director | Management | For | For |
| 11 | Re-elect Andy Higginson as Director | Management | For | For |
| 12 | Elect Dave Lewis as Director | Management | For | For |
| 13 | Re-elect James Murdoch as Director | Management | For | For |
| 14 | Re-elect Matthieu Pigasse as Director | Management | For | For |
| 15 | Re-elect Danny Rimer as Director | Management | For | For |
| 16 | Re-elect Arthur Siskind as Director | Management | For | For |
| 17 | Elect Andy Sukawaty as Director | Management | For | For |
| 18 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 19 | Approve Remuneration Report | Management | For | Against |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Approve the Twenty-First Century Fox Agreement as a Related Party Transaction | Management | For | For |
| 27 | Approve 2013 Sharesave Scheme Rules | Management | For | For |
| |
|---|
BT GROUP PLC
Meeting Date: JUL 17, 2013
Record Date: JUL 15, 2013
Meeting Type: ANNUAL | Ticker: BT.A
Security ID: G16612106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 5 | Re-elect Ian Livingston as Director | Management | For | For |
| 6 | Re-elect Tony Chanmugam as Director | Management | For | For |
| 7 | Re-elect Gavin Patterson as Director | Management | For | For |
| 8 | Re-elect Tony Ball as Director | Management | For | For |
| 9 | Re-elect Patricia Hewitt as Director | Management | For | For |
| 10 | Re-elect Phil Hodkinson as Director | Management | For | For |
| 11 | Re-elect Karen Richardson as Director | Management | For | For |
| 12 | Re-elect Nick Rose as Director | Management | For | For |
| 13 | Re-elect Jasmine Whitbread as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| |
|---|
BTG PLC
Meeting Date: JUL 11, 2013
Record Date: JUL 09, 2013
Meeting Type: SPECIAL | Ticker: BTG
Security ID: G1660V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by BTG International (Holdings) Limited of the Targeted Therapies Division of Nordion Inc | Management | For | For |
| |
|---|
BTG PLC
Meeting Date: JUL 16, 2013
Record Date: JUL 12, 2013
Meeting Type: ANNUAL | Ticker: BTG
Security ID: G1660V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Richard Wohanka as Director | Management | For | For |
| 4 | Re-elect Garry Watts as Director | Management | For | For |
| 5 | Re-elect Louise Makin as Director | Management | For | For |
| 6 | Re-elect Rolf Soderstrom as Director | Management | For | For |
| 7 | Re-elect Giles Kerr as Director | Management | For | For |
| 8 | Re-elect Melanie Lee as Director | Management | For | For |
| 9 | Re-elect Ian Much as Director | Management | For | For |
| 10 | Re-elect James O'Shea as Director | Management | For | For |
| 11 | Appoint KPMG LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 14 | Amend Performance Share Plan 2006 | Management | For | Against |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BUNZL PLC
Meeting Date: APR 16, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: BNZL
Security ID: G16968110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Philip Rogerson as Director | Management | For | For |
| 4 | Re-elect Michael Roney as Director | Management | For | For |
| 5 | Re-elect Patrick Larmon as Director | Management | For | For |
| 6 | Re-elect Brian May as Director | Management | For | For |
| 7 | Re-elect Peter Johnson as Director | Management | For | For |
| 8 | Re-elect David Sleath as Director | Management | For | For |
| 9 | Re-elect Eugenia Ulasewicz as Director | Management | For | For |
| 10 | Re-elect Jean-Charles Pauze as Director | Management | For | For |
| 11 | Re-elect Meinie Oldersma as Director | Management | For | For |
| 12 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve Remuneration Policy | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Approve Long Term Incentive Plan | Management | For | For |
| |
|---|
BURBERRY GROUP PLC
Meeting Date: JUL 12, 2013
Record Date: JUL 10, 2013
Meeting Type: ANNUAL | Ticker: BRBY
Security ID: G1699R107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Sir John Peace as Director | Management | For | For |
| 5 | Re-elect Angela Ahrendts as Director | Management | For | For |
| 6 | Re-elect Philip Bowman as Director | Management | For | For |
| 7 | Re-elect Ian Carter as Director | Management | For | For |
| 8 | Re-elect Stephanie George as Director | Management | For | For |
| 9 | Re-elect John Smith as Director | Management | For | For |
| 10 | Re-elect David Tyler as Director | Management | For | For |
| 11 | Elect Carol Fairweather as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
C&C GROUP PLC
Meeting Date: JUL 03, 2013
Record Date: JUL 01, 2013
Meeting Type: ANNUAL | Ticker: GCC
Security ID: G1826G107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3a | Elect Joris Brams as Director | Management | For | For |
| 3b | Reelect Sir Brian Stewart as Director | Management | For | For |
| 3c | Reelect Stephen Glancey as Director | Management | For | For |
| 3d | Reelect Kenny Neison as Director | Management | For | For |
| 3e | Reelect Stewart Gilliland as Director | Management | For | For |
| 3f | Reelect John Hogan as Director | Management | For | For |
| 3g | Reelect Richard Holroyd as Director | Management | For | For |
| 3h | Reelect Breege O'Donoghue as Director | Management | For | For |
| 3i | Reelect Anthony Smurfit as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration of Directors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 8 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 9 | Authorise Share Repurchase Program | Management | For | For |
| 10 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Amend Executive Share Option Plan | Management | For | For |
| 13 | Amend Long-Term Incentive Plan | Management | For | For |
| 14 | Amend Save-As-You-Earn Share Option Scheme | Management | For | For |
| |
|---|
CARNIVAL CORPORATION
Meeting Date: APR 17, 2014
Record Date: FEB 18, 2014
Meeting Type: ANNUAL | Ticker: CCL
Security ID: 143658300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 3 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 4 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 5 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 6 | Reelect John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 7 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 8 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 9 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
| 10 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
| 11 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
| 12 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2013 | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 14 | Approve Remuneration Report of Executive Directors | Management | For | Against |
| 15 | Approve Remuneration Policy of Executive Directors | Management | For | Against |
| 16 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorize Shares for Market Purchase | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
COMPAGNIE FINANCIERE RICHEMONT SA
Meeting Date: SEP 12, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: CFR
Security ID: H25662158
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 1.00 per A Bearer Share and CHF 0.10 per B Registered Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4.1 | Reelect Johann Rupert as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Franco Cologni as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Lord Douro as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Yves-Andre Istel as Director | Management | For | Did Not Vote |
| 4.5 | Reelect Richard Lepeu as Director | Management | For | Did Not Vote |
| 4.6 | Reelect Ruggero Magnoni as Director | Management | For | Did Not Vote |
| 4.7 | Reelect Josua Malherbe as Director | Management | For | Did Not Vote |
| 4.8 | Reelect Frederick Mostert as Director | Management | For | Did Not Vote |
| 4.9 | Reelect Simon Murray as Director | Management | For | Did Not Vote |
| 4.10 | Reelect Alain Dominique Perrin as Director | Management | For | Did Not Vote |
| 4.11 | Reelect Guillaume Pictet as Director | Management | For | Did Not Vote |
| 4.12 | Reelect Norbert Platt as Director | Management | For | Did Not Vote |
| 4.13 | Reelect Alan Quasha as Director | Management | For | Did Not Vote |
| 4.14 | Reelect Maria Ramos as Director | Management | For | Did Not Vote |
| 4.15 | Reelect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
| 4.16 | Reelect Jan Rupert as Director | Management | For | Did Not Vote |
| 4.17 | Reelect Gary Saage as Director | Management | For | Did Not Vote |
| 4.18 | Reelect Juergen Schrempp as Director | Management | For | Did Not Vote |
| 4.19 | Elect Bernard Fornas as Director | Management | For | Did Not Vote |
| 4.20 | Elect Jean-Blaise Eckert as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 6 | Approve Conversion of A Bearer Shares into Registered Shares | Management | For | Did Not Vote |
| |
|---|
COMPUGROUP MEDICAL AG
Meeting Date: MAY 14, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: COP
Security ID: D15813211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | For |
| 6a | Elect Klaus Esser to the Supervisory Board | Management | For | For |
| 6b | Elect Rolf Hinz to the Supervisory Board | Management | For | For |
| 6c | Elect Daniel Gotthardt to the Supervisory Board | Management | For | For |
| 6d | Elect Ulrike Flach to the Supervisory Board | Management | For | For |
| 7a | Approve Amendment to Affiliation Agreement with Subsidiary CGM SYSTEMA Deutschland GmbH | Management | For | For |
| 7b | Approve Amendment to Affiliation Agreement with Subsidiary IfAp Service-Institut fur Aerzte und Apotheker GmbH | Management | For | For |
| 7c | Approve Amendment to Affiliation Agreement with Subsidiary CompuGroup Medical Dentalsysteme GmbH | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary LAUER-FISCHER GmbH | Management | For | For |
| |
|---|
CP ALL PCL
Meeting Date: APR 24, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: CPALL
Security ID: Y1772K169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Minutes of Previous Meeting | Management | For | For |
| 2 | Approve 2013 Operations Report | Management | For | For |
| 3 | Accept Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Dividend of THB 0.90 Per Share | Management | For | For |
| 5.1 | Elect Prasert Jarupanich as Director | Management | For | Against |
| 5.2 | Elect Narong Chearavanont as Director | Management | For | For |
| 5.3 | Elect Pittaya Jearavisitkul as Director | Management | For | Against |
| 5.4 | Elect Piyawat Titasattavorakul as Director | Management | For | Against |
| 5..5 | Elect Umroong Sanphasitvong as Director | Management | For | Against |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Issuance of Bonds | Management | For | For |
| 9 | Other Business | Management | For | Against |
| |
|---|
CSL LTD.
Meeting Date: OCT 16, 2013
Record Date: OCT 14, 2013
Meeting Type: ANNUAL | Ticker: CSL
Security ID: Q3018U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect John Akehurst as Director | Management | For | For |
| 2b | Elect Marie McDonald as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve the Grant of Up to 25,000 Performance Rights to Paul Perreault, Managing Director of the Company | Management | For | For |
| 5 | Approve the Termination Benefits of Brian McNamee | Management | For | For |
| |
|---|
DANONE
Meeting Date: APR 29, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: BN
Security ID: F12033134
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program | Management | For | For |
| 5 | Reelect Bruno Bonnell as Director | Management | For | For |
| 6 | Reelect Bernard Hours as Director | Management | For | For |
| 7 | Reelect Isabelle Seillier as Director | Management | For | For |
| 8 | Reelect Jean-Michel Severino as Director | Management | For | For |
| 9 | Elect Gaelle Olivier as Director | Management | For | For |
| 10 | Elect Lionel Zinsou-Derlin as Director | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
| 12 | Approve Transaction with J.P. Morgan | Management | For | For |
| 13 | Approve Severance Payment Agreement with Bernard Hours | Management | For | For |
| 14 | Approve Transaction with Bernard Hours | Management | For | For |
| 15 | Advisory Vote on Compensation of Chairman and CEO, Franck Riboud | Management | For | For |
| 16 | Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber | Management | For | For |
| 17 | Advisory Vote on Compensation of Vice-CEO, Bernard Hours | Management | For | For |
| 18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 20 | Amend Articles 15 and16 of Bylaws Re: Employee Representatives | Management | For | For |
| 21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DASSAULT SYSTEMES
Meeting Date: MAY 26, 2014
Record Date: MAY 20, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: DSY
Security ID: F2457H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (New Shares) | Management | For | For |
| 5 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Advisory Vote on Compensation of Charles Edelstenne, Chairman | Management | For | For |
| 7 | Advisory Vote on Compensation of Bernard Charles, CEO | Management | For | Against |
| 8 | Reelect Charles Edelstenne as Director | Management | For | Against |
| 9 | Reelect Bernard Charles as Director | Management | For | For |
| 10 | Reelect Thibault de Tersant as Director | Management | For | Against |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 350,000 | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Approve 2 for 1 Stock Split and Amend Article 6 of Bylaws Accordingly | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
DIAGEO PLC
Meeting Date: SEP 19, 2013
Record Date: SEP 17, 2013
Meeting Type: ANNUAL | Ticker: DGE
Security ID: G42089113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
| 5 | Re-elect Laurence Danon as Director | Management | For | For |
| 6 | Re-elect Lord Davies as Director | Management | For | For |
| 7 | Re-elect Ho KwonPing as Director | Management | For | For |
| 8 | Re-elect Betsy Holden as Director | Management | For | For |
| 9 | Re-elect Dr Franz Humer as Director | Management | For | For |
| 10 | Re-elect Deirdre Mahlan as Director | Management | For | For |
| 11 | Re-elect Ivan Menezes as Director | Management | For | For |
| 12 | Re-elect Philip Scott as Director | Management | For | For |
| 13 | Appoint KPMG LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
DIASORIN S.P.A
Meeting Date: APR 23, 2014
Record Date: APR 10, 2014
Meeting Type: ANNUAL | Ticker: DIA
Security ID: T3475Y104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Elect Stefano Altara as Director and Approve Director's Remuneration | Management | For | For |
| |
|---|
DIGNITY PLC
Meeting Date: AUG 08, 2013
Record Date: AUG 06, 2013
Meeting Type: SPECIAL | Ticker: DTY
Security ID: G2871S137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt New Articles of Association; Approve Purchase by the Company of the Deferred Shares | Management | For | For |
| 2 | Approve the Return of Cash | Management | For | For |
| 3 | Approve Share Consolidation | Management | For | For |
| 4 | Approve the Put Option Agreement | Management | For | For |
| 5 | Adopt New Articles of Association | Management | For | For |
| |
|---|
DIGNITY PLC
Meeting Date: JUN 05, 2014
Record Date: JUN 03, 2014
Meeting Type: ANNUAL | Ticker: DTY
Security ID: G2871S186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Peter Hindley as Director | Management | For | For |
| 5 | Re-elect Mike McCollum as Director | Management | For | For |
| 6 | Re-elect Andrew Davies as Director | Management | For | For |
| 7 | Re-elect Richard Portman as Director | Management | For | For |
| 8 | Re-elect Steve Whittern as Director | Management | For | For |
| 9 | Re-elect Ishbel Macpherson as Director | Management | For | For |
| 10 | Re-elect Alan McWalter as Director | Management | For | For |
| 11 | Re-elect Jane Ashcroft as Director | Management | For | For |
| 12 | Re-elect Martin Pexton as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | Abstain |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
DOLLARAMA INC.
Meeting Date: JUN 12, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: DOL
Security ID: 25675T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Bekenstein | Management | For | For |
| 1.2 | Elect Director Gregory David | Management | For | For |
| 1.3 | Elect Director Stephen Gunn | Management | For | For |
| 1.4 | Elect Director Nicholas Nomicos | Management | For | For |
| 1.5 | Elect Director Larry Rossy | Management | For | For |
| 1.6 | Elect Director Neil Rossy | Management | For | For |
| 1.7 | Elect Director Richard G. Roy | Management | For | For |
| 1.8 | Elect Director John J. Swidler | Management | For | For |
| 1.9 | Elect Director Huw Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DOMINO'S PIZZA GROUP PLC
Meeting Date: APR 02, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: DOM
Security ID: G2811T120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Stephen Hemsley as Director | Management | For | For |
| 6 | Re-elect Colin Halpern as Director | Management | For | For |
| 7 | Re-elect Nigel Wray as Director | Management | For | For |
| 8 | Re-elect John Hodson as Director | Management | For | For |
| 9 | Re-elect Michael Shallow as Director | Management | For | For |
| 10 | Re-elect Syl Saller as Director | Management | For | For |
| 11 | Re-elect Helen Keays as Director | Management | For | For |
| 12 | Elect Sean Wilkins as Director | Management | For | For |
| 13 | Elect David Wild as Director | Management | For | For |
| 14 | Elect Ebbe Jacobsen as Director | Management | For | For |
| 15 | Approve Remuneration Report | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Amend 2012 Long Term Incentive Plan | Management | For | For |
| |
|---|
EDENRED
Meeting Date: MAY 13, 2014
Record Date: MAY 07, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: EDEN
Security ID: F3192L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
| 5 | Advisory Vote on Compensation of Jacques Stern, Chairman and CEO | Management | For | For |
| 6 | Ratify Appointment of Jean-Romain Lhomme as Director | Management | For | For |
| 7 | Reelect Jean-Romain Lhomme as Director | Management | For | For |
| 8 | Reelect Galateri di Genola as Director | Management | For | For |
| 9 | Elect Maelle Gavet as Director | Management | For | For |
| 10 | Reelect Jacques Stern as Director | Management | For | Against |
| 11 | Approve Severance Payment Agreement with Jacques Stern | Management | For | For |
| 12 | Approve Unemployment Private Insurance Agreement with Jacques Stern | Management | For | For |
| 13 | Approve Health Insurance Coverage Agreement with Jacques Stern | Management | For | For |
| 14 | Approve Additional Pension Scheme Agreement with Jacques Stern | Management | For | For |
| 15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
| 18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
| 19 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
| 20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 225 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
EMBRAER SA
Meeting Date: APR 16, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: EMBR3
Security ID: P3700H201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 3 | Elect Fiscal Council Members | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Company's Management | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Fiscal Council | Management | For | Did Not Vote |
| |
|---|
ESSENTRA PLC
Meeting Date: APR 29, 2014
Record Date: APR 25, 2014
Meeting Type: ANNUAL | Ticker: ESNT
Security ID: G3198T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Peter Hill as Director | Management | For | For |
| 6 | Elect Lorraine Trainer as Director | Management | For | For |
| 7 | Re-elect Jeff Harris as Director | Management | For | For |
| 8 | Re-elect Colin Day as Director | Management | For | For |
| 9 | Re-elect Paul Drechsler as Director | Management | For | For |
| 10 | Re-elect Matthew Gregory as Director | Management | For | For |
| 11 | Re-elect Terry Twigger as Director | Management | For | For |
| 12 | Appoint KPMG Audit LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Approve UK Sharesave Plan | Management | For | For |
| 15 | Approve US Stock Purchase Plan | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ESSILOR INTERNATIONAL
Meeting Date: MAY 07, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: EI
Security ID: F31668100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.94 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Philippe Alfroid as Director | Management | For | For |
| 6 | Reelect Yi He as Director | Management | For | For |
| 7 | Reelect Maurice Marchand-Tonel as Director | Management | For | For |
| 8 | Reelect Aicha Mokdahi as Director | Management | For | For |
| 9 | Reelect Michel Rose as Director | Management | For | For |
| 10 | Reelect Hubert Sagnieres as Director | Management | For | Against |
| 11 | Advisory Vote on Compensation of Hubert Sagnieres, Chairman and CEO | Management | For | For |
| 12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 580,000 | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to One Third of the Issued Capital | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors or Restricted Number of Investors , up to Aggregate Nominal Amount of EUR 1.2 Billion | Management | For | For |
| 21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 17 and/or 20 | Management | For | For |
| 22 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 17 to 21 at 10 Percent of Issued Share Capital | Management | For | For |
| 23 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 24 | Amend Article 14 of Bylaws Re: Directors' Length of Mandate | Management | For | For |
| 25 | Insert New Article 12.4 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 26 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
EXPERIAN PLC
Meeting Date: JUL 17, 2013
Record Date: JUL 15, 2013
Meeting Type: ANNUAL | Ticker: EXPN
Security ID: G32655105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Deirdre Mahlan as Director | Management | For | For |
| 4 | Elect George Rose as Director | Management | For | For |
| 5 | Re-elect Fabiola Arredondo as Director | Management | For | For |
| 6 | Re-elect Chris Callero as Director | Management | For | For |
| 7 | Re-elect Brian Cassin as Director | Management | For | For |
| 8 | Re-elect Roger Davis as Director | Management | For | For |
| 9 | Re-elect Alan Jebson as Director | Management | For | For |
| 10 | Re-elect Sir John Peace as Director | Management | For | For |
| 11 | Re-elect Don Robert as Director | Management | For | For |
| 12 | Re-elect Sir Alan Rudge as Director | Management | For | For |
| 13 | Re-elect Judith Sprieser as Director | Management | For | For |
| 14 | Re-elect Paul Walker as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
FANUC CORP.
Meeting Date: JUN 27, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6954
Security ID: J13440102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 93.26 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
| 3.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
| 3.3 | Elect Director Uchida, Hiroyuki | Management | For | For |
| 3.4 | Elect Director Gonda, Yoshihiro | Management | For | For |
| 3.5 | Elect Director Inaba, Kiyonori | Management | For | For |
| 3.6 | Elect Director Matsubara, Shunsuke | Management | For | For |
| 3.7 | Elect Director Noda, Hiroshi | Management | For | For |
| 3.8 | Elect Director Kohari, Katsuo | Management | For | For |
| 3.9 | Elect Director Okada, Toshiya | Management | For | For |
| 3.10 | Elect Director Richard E. Schneider | Management | For | For |
| 3.11 | Elect Director Olaf C. Gehrels | Management | For | For |
| 3.12 | Elect Director Ono, Masato | Management | For | For |
| 4 | Appoint Statutory Auditor Sumikawa, Masaharu | Management | For | For |
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
| |
|---|
GALENICA AG
Meeting Date: MAY 08, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: GALN
Security ID: H28455170
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 14 per Share | Management | For | For |
| 5.1.a | Elect Etienne Jornod as Director and Executive Chairman | Management | For | For |
| 5.1.b | Elect This Schneider as Director | Management | For | For |
| 5.1.c | Elect Daniela Bossardt-Hengartner as Director | Management | For | For |
| 5.1.d | Elect Michel Burnier as Director | Management | For | For |
| 5.1.e | Elect Hans Frick as Director | Management | For | For |
| 5.1.f | Elect Sylvie Gregoire as Director | Management | For | For |
| 5.1.g | Elect Fritz Hirsbrunner as Director | Management | For | Against |
| 5.1.h | Elect Stefano Pessina as Director | Management | For | For |
| 5.2.a | Appoint Daniela Bosshardt-Hengartner as Member of the Compensation Committee | Management | For | For |
| 5.2.b | Appoint Michel Burnier as Member of the Compensation Committee | Management | For | For |
| 5.2.c | Appoint This Schneider as Member of the Compensation Committee | Management | For | For |
| 5.3 | Designate Walder Wyss as Independent Proxy | Management | For | For |
| 5.4 | Ratify Ernst & Young as Auditors | Management | For | For |
| 6 | Approve Creation of CHF 650,000 Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (General Amendments) | Management | For | Against |
| 7.2 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Compensation Related) | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
GEMALTO
Meeting Date: MAY 21, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: GTO
Security ID: N3465M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Discuss Annual Report 2013 | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5b | Approve Dividends of EUR 0.38 Per Share | Management | For | For |
| 6a | Approve Discharge of Chief Executive Officer | Management | For | For |
| 6b | Approve Discharge of Non-Executive Board Members | Management | For | For |
| 7 | Reelect Philippe Alfroid as Non-executive Director | Management | For | For |
| 8a | Amend Articles Re: Implementation of Act on Governance and Supervision | Management | For | For |
| 8b | Amend Articles Re: Implementation of Act on Shareholder Rights | Management | For | For |
| 8c | Amend Articles Re: Reflect other Legislative Changes | Management | For | For |
| 8d | Amend Articles Re: Technical and Textual Changes | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10a | Authorize Board to Issue Shares Up to 5 Percent of Issued Share Capital Within the Framework of 2014-2017 LTI Plans | Management | For | For |
| 10b | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10c | Authorize Issuance of Shares with Preemptive Rights up to 10 Percent of Issued Capital | Management | For | For |
| 10d | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
| 11 | Reappointment of PricewaterhouseCoopers as Auditors | Management | For | For |
| 12 | Allow Questions | Management | None | None |
| 13 | Close Meeting | Management | None | None |
| |
|---|
GRIFOLS SA
Meeting Date: DEC 16, 2013
Record Date: DEC 09, 2013
Meeting Type: SPECIAL | Ticker: GRF
Security ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2:1 Stock Split | Management | For | For |
| 2 | Receive Report on Acquisition of a Diagnostic Business Unit of Novartis International AG | Management | None | None |
| 3 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
Meeting Date: MAY 29, 2014
Record Date: MAY 23, 2014
Meeting Type: ANNUAL | Ticker: GRF
Security ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | Against |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRUPO TELEVISA S.A.B.
Meeting Date: DEC 09, 2013
Record Date: NOV 25, 2013
Meeting Type: SPECIAL | Ticker: TLEVISACPO
Security ID: 40049J206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividends of MXN 0.35 per CPO | Management | For | For |
| 2 | Approve Granting of Powers | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRUPO TELEVISA S.A.B.
Meeting Date: APR 29, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: TLEVISACPO
Security ID: 40049J206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect or Ratify Directors Representing Series L Shareholders | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Elect or Ratify Directors Representing Series D Shareholders | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 1 | Approve Financial Statements and Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees | Management | For | For |
| 2 | Present Report on Compliance with Fiscal Obligations | Management | For | For |
| 3 | Approve Allocation of Income | Management | For | For |
| 4 | Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board's Decision on Share Repurchase, Sale of Treasury Shares, and Share Plan | Management | For | For |
| 5 | Elect or Ratify Members of Board, Secretary and Other Officers | Management | For | For |
| 6 | Elect or Ratify Members of Executive Committee | Management | For | For |
| 7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | Management | For | For |
| 8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretary | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRUPPO TREVI S.P.A.
Meeting Date: APR 30, 2014
Record Date: APR 17, 2014
Meeting Type: ANNUAL | Ticker: TFI
Security ID: T9471T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| |
|---|
HEINEKEN NV
Meeting Date: APR 24, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL | Ticker: HEIA
Security ID: N39427211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 1b | Discuss Remuneration Report | Management | None | None |
| 1c | Adopt Financial Statements | Management | For | For |
| 1d | Approve Allocation of Income and Dividends of EUR 0.89 per Share | Management | For | For |
| 1e | Approve Discharge of Management Board | Management | For | For |
| 1f | Approve Discharge of Supervisory Board | Management | For | Against |
| 2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 2b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 2c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 2b | Management | For | For |
| 3 | Amend Performance Criteria of Long-Term Incentive Plan | Management | For | For |
| 4 | Ratify Deloitte as Auditors | Management | For | For |
| 5a | Reelect A.M. Fentener van Vlissingen to Supervisory Board | Management | For | For |
| 5b | Reelect J.A. Fernandez Carbajal to Supervisory Boardto Supervisory Board | Management | For | For |
| 5c | Reelect J.G. Astaburuaga Sanjines to Supervisory Board | Management | For | For |
| 5d | Elect J.M. Huet to Supervisory Board | Management | For | For |
| |
|---|
HOUSING DEVELOPMENT FINANCE CORP. LTD.
Meeting Date: JUL 19, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: 500010
Security ID: Y37246207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 12.50 Per Share | Management | For | For |
| 3 | Reelect D.S. Parekh as Director | Management | For | For |
| 4 | Reelect K. Mahindra as Director | Management | For | Against |
| 5 | Reelect D.M. Sukthankar as Director | Management | For | For |
| 6 | Reelect N. Munjee as Director | Management | For | For |
| 7 | Approve Deloitte Haskins & Sells as Auditors and Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve PKF as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Increase in Borrowing Powers | Management | For | Against |
| |
|---|
HOYA CORP.
Meeting Date: JUN 18, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 7741
Security ID: J22848105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kodama, Yukiharu | Management | For | For |
| 1.2 | Elect Director Koeda, Itaru | Management | For | For |
| 1.3 | Elect Director Aso, Yutaka | Management | For | For |
| 1.4 | Elect Director Uchinaga, Yukako | Management | For | For |
| 1.5 | Elect Director Urano, Mitsudo | Management | For | For |
| 1.6 | Elect Director Takasu, Takeo | Management | For | For |
| 1.7 | Elect Director Suzuki, Hiroshi | Management | For | For |
| 2.8 | Appoint Shareholder Director Nominee Kubozono, Yu | Shareholder | Against | Against |
| 2.9 | Appoint Shareholder Director Nominee Yamaguchi, Mitsutaka | Shareholder | Against | Against |
| 2.10 | Appoint Shareholder Director Nominee Yamanaka, Noriko | Shareholder | Against | Against |
| 3 | Amend Articles to Prohibit Biased Treatment of Non-Votes on Shareholder vs. Company Proposals | Shareholder | Against | Against |
| 4 | Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation | Shareholder | Against | For |
| 5 | Amend Articles to Require a Non-Executive Board Chairman | Shareholder | Against | For |
| 6 | Amend Articles to Deny Reappointment of External Audit Firm | Shareholder | Against | Against |
| 7 | Amend Articles to Increase Disclosure of Director Term Limit | Shareholder | Against | Against |
| 8 | Amend Articles to Increase Disclosure of Director Age Limit | Shareholder | Against | Against |
| 9 | Amend Articles to Disclose Board Training Policy | Shareholder | Against | Against |
| 10 | Amend Articles to Increase Disclosure of Hereditary Succession of Representative Executive Officer and Chief Executive Officer | Shareholder | Against | Against |
| 11 | Amend Articles to Add Language on Opposing Proposals and Amendment Proposals | Shareholder | Against | Against |
| 12 | Amend Articles to Add Language on the Length of Time for Explaining Shareholder Proposals | Shareholder | Against | Against |
| 13 | Amend Articles to Add Language on Advisory Votes | Shareholder | Against | Against |
| 14 | Amend Articles to Establish Special Investigation Committee regarding Expansion into Ophthalmology-Pharma Business | Shareholder | Against | Against |
| 15 | Amend Articles to Establish Special Investigation Committee regarding Loss in Enterprise Value from Pentax Acquisition | Shareholder | Against | Against |
| 16 | Amend Articles to Establish Technology Management Committee | Shareholder | Against | Against |
| 17 | Amend Articles to Add Language on Say on Pay Proposals | Shareholder | Against | Against |
| 18 | Amend Articles to Prohibit Creation of False Transcripts of General Shareholder Meeting Proceedings | Shareholder | Against | Against |
| |
|---|
HUNTING PLC
Meeting Date: APR 16, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: HTG
Security ID: G46648104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Approve Performance Share Plan | Management | For | For |
| 6 | Re-elect Richard Hunting as Director | Management | For | For |
| 7 | Re-elect John Hofmeister as Director | Management | For | For |
| 8 | Re-elect John Nicholas as Director | Management | For | For |
| 9 | Re-elect Dennis Proctor as Director | Management | For | For |
| 10 | Re-elect Peter Rose as Director | Management | For | For |
| 11 | Re-elect Andrew Szescila as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ICAP PLC
Meeting Date: JUL 10, 2013
Record Date: JUL 08, 2013
Meeting Type: ANNUAL | Ticker: IAP
Security ID: G46981117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Charles Gregson as Director | Management | For | For |
| 4 | Re-elect Michael Spencer as Director | Management | For | For |
| 5 | Re-elect John Nixon as Director | Management | For | For |
| 6 | Re-elect Iain Torrens as Director | Management | For | For |
| 7 | Re-elect Diane Schueneman as Director | Management | For | For |
| 8 | Re-elect John Sievwright as Director | Management | For | For |
| 9 | Re-elect Robert Standing as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 18 | Adopt New Articles of Association | Management | For | For |
| |
|---|
ILIAD
Meeting Date: MAY 20, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: ILD
Security ID: F4958P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 | Management | For | For |
| 6 | Advisory Vote on Compensation of Cyril Poidatz, Chairman | Management | For | For |
| 7 | Advisory Vote on Compensation of Maxime Lombardini, CEO | Management | For | For |
| 8 | Advisory Vote on Compensation of Rani Assaf, Antoine Levavasseur, Xavier Niel and Thomas Reynaud, Vice-CEOs | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 10 | Authorize Capital Increase of up to 1 Percent of Issued Capital for Contributions in Kind | Management | For | Against |
| 11 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
| 12 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | Against |
| 13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Amend Article 12 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 16 | Amend Articles 21 and 28 of Bylaws: Shareholders Meetings | Management | For | Against |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
INDUSTRIA DE DISENO TEXTIL (INDITEX)
Meeting Date: JUL 16, 2013
Record Date: JUL 11, 2013
Meeting Type: ANNUAL | Ticker: ITX
Security ID: E6282J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual Financial Statements | Management | For | For |
| 2 | Approve Consolidated Financial Statements, and Discharge of Board | Management | For | For |
| 3 | Approve Updated Balance Sheets to Benefit from New Tax Regulation | Management | For | For |
| 4 | Approve Allocation of Income and Dividends | Management | For | For |
| 5 | Approve Long Term Incentive Plan | Management | For | For |
| 6 | Authorize Share Repurchase Program | Management | For | For |
| 7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
INFOSYS LTD.
Meeting Date: AUG 03, 2013
Record Date:
Meeting Type: SPECIAL | Ticker: 500209
Security ID: Y4082C133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Appointment and Remuneration of N.R.N. Murthy as Executive Director | Management | For | For |
| |
|---|
INFOSYS LTD.
Meeting Date: JUN 14, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: 500209
Security ID: Y4082C133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of INR 43.00 Per Share and Confirm Interim Dividend of INR 20.00 Per Share | Management | For | For |
| 3 | Reelect B.G. Srinivas as Director | Management | None | None |
| 4 | Reelect S. Gopalakrishnan as Director | Management | For | For |
| 5 | Approve BSR & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect U.B.P. Rao as Director and Approve Appointment and Remuneration of U.B.P. Rao as Executive Director | Management | For | For |
| 7 | Elect K. Mazumdar-Shaw as Independent Non-Executive Director | Management | For | For |
| 8 | Elect C.M. Browner as Independent Non-Executive Director | Management | For | For |
| 9 | Elect R. Venkatesan as Independent Non-Executive Director | Management | For | For |
| 10 | Approve Sale, Transfer, and/or Disposal of the Products, Platforms and Solutions Business to Edgeverve Systems Ltd., a Wholly-Owned Subsidiary of the Company, for a Consideration of USD 80 Million | Management | For | For |
| 11 | Approve Vacancy on the Board Resulting from the Retirement of A.M. Fudge | Management | For | For |
| |
|---|
INMARSAT PLC
Meeting Date: MAY 07, 2014
Record Date: MAY 05, 2014
Meeting Type: ANNUAL | Ticker: ISAT
Security ID: G4807U103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Dr Abraham Peled as Director | Management | For | For |
| 6 | Elect Simon Bax as Director | Management | For | For |
| 7 | Elect Robert Kehler as Director | Management | For | For |
| 8 | Re-elect Andrew Sukawaty as Director | Management | For | For |
| 9 | Re-elect Rupert Pearce as Director | Management | For | For |
| 10 | Re-elect Sir Bryan Carsberg as Director | Management | For | For |
| 11 | Re-elect Stephen Davidson as Director | Management | For | For |
| 12 | Re-elect Kathleen Flaherty as Director | Management | For | For |
| 13 | Re-elect Janice Obuchowski as Director | Management | For | For |
| 14 | Re-elect John Rennocks as Director | Management | For | For |
| 15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve EU Political Donations and Expenditure | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Approve Sharesave Plan, Share Incentive Plan and Executive Share Plan | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
INTERTEK GROUP PLC
Meeting Date: MAY 16, 2014
Record Date: MAY 14, 2014
Meeting Type: ANNUAL | Ticker: ITRK
Security ID: G4911B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Sir David Reid as Director | Management | For | For |
| 6 | Re-elect Edward Astle as Director | Management | For | For |
| 7 | Re-elect Alan Brown as Director | Management | For | For |
| 8 | Re-elect Wolfhart Hauser as Director | Management | For | For |
| 9 | Re-elect Christopher Knight as Director | Management | For | For |
| 10 | Re-elect Louise Makin as Director | Management | For | For |
| 11 | Re-elect Lloyd Pitchford as Director | Management | For | For |
| 12 | Re-elect Michael Wareing as Director | Management | For | For |
| 13 | Elect Mark Williams as Director | Management | For | For |
| 14 | Re-elect Lena Wilson as Director | Management | For | For |
| 15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 19 | Amend 2011 Long Term Incentive Plan | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
JAMES HARDIE INDUSTRIES PLC
Meeting Date: AUG 12, 2013
Record Date: AUG 08, 2013
Meeting Type: ANNUAL | Ticker: JHX
Security ID: N4723D104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Financial Statements and Reports of the Directors and Auditor | Management | For | For |
| 2 | Approve the Remuneration Report | Management | For | For |
| 3a | Elect David Harrison as a Director | Management | For | For |
| 3b | Elect Donald McGauchie as a Director | Management | For | For |
| 4 | Authorize the Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve the Grant of Return on Capital Employed Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company | Management | For | For |
| 6 | Approve the Grant of Relative Total Shareholder Return Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company | Management | For | For |
| |
|---|
KERING
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: KER
Security ID: F5433L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.75 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Elect Daniela Riccardi as Director | Management | For | For |
| 6 | Reelect Laurence Boone as Director | Management | For | For |
| 7 | Reelect Yseulys Costes as Director | Management | For | Against |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 877,000 | Management | For | For |
| 9 | Advisory Vote on Compensation of Francois-Henri Pinault, Chairman and CEO | Management | For | For |
| 10 | Advisory Vote on Compensation of Jean-Francois Palus, Vice-CEO | Management | For | Against |
| 11 | Renew Appointment of Deloitte and Associes as Auditor | Management | For | For |
| 12 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
| 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 14 | Amend Article 10 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
KEYENCE CORP.
Meeting Date: JUN 12, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: 6861
Security ID: J32491102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | Against |
| 2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
| 3.2 | Elect Director Yamamoto, Akinori | Management | For | For |
| 3.3 | Elect Director Kanzawa, Akira | Management | For | For |
| 3.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
| 3.5 | Elect Director Konishi, Masayuki | Management | For | For |
| 3.6 | Elect Director Kimura, Keiichi | Management | For | For |
| 3.7 | Elect Director Miki, Masayuki | Management | For | For |
| 3.8 | Elect Director Sasaki, Michio | Management | For | For |
| 3.9 | Elect Director Fujimoto, Masato | Management | For | For |
| 4 | Appoint Statutory Auditor Ueda, Yoshihiro | Management | For | For |
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
| |
|---|
KONINKLIJKE BOSKALIS WESTMINSTER NV
Meeting Date: MAY 13, 2014
Record Date: APR 15, 2014
Meeting Type: ANNUAL | Ticker: BOKA
Security ID: N14952266
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Policy | Management | None | None |
| 4a | Adopt Financial Statements | Management | For | For |
| 4b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
| 5a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5b | Approve Dividends of EUR 1.24 Per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8a | Announce Vacancies on the Board | Management | None | None |
| 8b | Omit Opportunity to Make Recommendations by the AGM | Management | For | For |
| 8c | Reelect H.J. Hazenwinkel as Deputy Chairman of the Supervisory Board | Management | For | For |
| 9 | Announce Intention to Reappoint J.H. Kamps to Executive Board | Management | None | None |
| 10 | Announce Intention to Reappoint F.A. Verhoeven to Executive Board | Management | None | None |
| 11 | Ratify Ernst & Young as Auditors | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 14 | Other Business (Non-Voting) | Management | None | None |
| 15 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE VOPAK NV
Meeting Date: SEP 17, 2013
Record Date: AUG 20, 2013
Meeting Type: SPECIAL | Ticker: VPK
Security ID: N5075T159
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Grant Board Authority to Issue Cumulative Preference C Shares | Management | For | For |
| 2b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 2a | Management | For | For |
| 3 | Amend Articles Re: Create Cumulative Preference C Shares | Management | For | For |
| 4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5 | Approve Stock Dividend Program | Management | For | For |
| 6 | Amend Call-Option Agreement with Company Friendly Foundation | Management | For | Against |
| 7 | Other Business (Non-Voting) | Management | None | None |
| 8 | Close Meeting | Management | None | None |
| |
|---|
KONINKLIJKE VOPAK NV
Meeting Date: APR 23, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: VPK
Security ID: N5075T159
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 6 | Approve Dividends of EUR 0.90 Per Share | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Reelect E.M. Hoekstra as Executive Director | Management | For | For |
| 10 | Reelect F. Eulderink as Executive Director | Management | For | For |
| 11 | Reelect C.J. van den Driestto Supervisory Board | Management | For | Against |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Cancellation of Cumulative Financing Preference Shares | Management | For | For |
| 14 | Ratify Deloitte as Auditors | Management | For | For |
| 15 | Allow Questions | Management | None | None |
| 16 | Close Meeting | Management | None | None |
| |
|---|
L OREAL
Meeting Date: APR 17, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: OR
Security ID: F58149133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
| 4 | Elect Belen Garijo as Director | Management | For | For |
| 5 | Reelect Jean-Paul Agon as Director | Management | For | Against |
| 6 | Reelect Xavier Fontanet as Director | Management | For | For |
| 7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.45 Million | Management | For | For |
| 8 | Advisory Vote on Remuneration of Jean-Paul Agon, Chairman and CEO | Management | For | For |
| 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 10 | Approve Transaction with Nestle Re: Repurchase of 48,500 Million Shares Held by Nestle | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Amend Article 8 of Bylaws Re: Age Limit of Directors, Election of Employee Representative, Director Length of Term, and Director Elections | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 14 | Approve Transaction Re: Sale by L Oreal of its Entire Stake in Galderma Group Companies to Nestle | Management | For | For |
| |
|---|
LEGRAND
Meeting Date: MAY 27, 2014
Record Date: MAY 21, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: LR
Security ID: F56196185
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
| 4 | Reelect Olivier Bazil as Director | Management | For | For |
| 5 | Reelect Francois Grappotte as Director | Management | For | For |
| 6 | Reelect Dongsheng Li as Director | Management | For | For |
| 7 | Reelect Gilles Schnepp as Director | Management | For | Against |
| 8 | Advisory Vote on Compensation of Gilles Schnepp, Chairman and CEO | Management | For | For |
| 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
| 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 18 | Authorize Capital Increase of up to 5 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 19 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 12,13,14,15,17 and 18 at EUR 200 Million | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
LEIGHTON HOLDINGS LTD.
Meeting Date: MAY 19, 2014
Record Date: MAY 17, 2014
Meeting Type: ANNUAL | Ticker: LEI
Security ID: Q55190104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve the Remuneration Report | Management | For | For |
| 3.1 | Elect Michael James Hutchinson as Director | Management | For | For |
| 3.2 | Elect Pedro Lopez Jimenez as Director | Management | For | Against |
| 3.3 | Elect Jose Luis del Valle Perez as Director | Management | For | Against |
| 4.1 | Approve the Termination Benefits of Hamish Tyrwhitt, Chief Executive Officer of the Company | Management | For | Against |
| 4.2 | Approve the Termination Benefits of Peter Gregg, Chief Financial Officer of the Company | Management | For | Against |
| |
|---|
LIBERTY GLOBAL PLC
Meeting Date: JAN 30, 2014
Record Date: DEC 13, 2013
Meeting Type: SPECIAL | Ticker: LBTYA
Security ID: G5480U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
LIBERTY GLOBAL PLC
Meeting Date: JUN 26, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: LBTYK
Security ID: G5480U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Miranda Curtis | Management | For | Against |
| 2 | Elect Director John W. Dick | Management | For | For |
| 3 | Elect Director J.C. Sparkman | Management | For | For |
| 4 | Elect Director J. David Wargo | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 8 | Approve Remuneration Report | Management | For | Against |
| 9 | Ratify KPMG LLP as Independent Auditors | Management | For | For |
| 10 | Ratify KPMG LLP as Statutory Auditor | Management | For | For |
| 11 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
| |
|---|
LUXOTTICA GROUP S.P.A.
Meeting Date: APR 29, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL | Ticker: LUX
Security ID: T6444Z110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| |
|---|
LVMH MOET HENNESSY LOUIS VUITTON
Meeting Date: APR 10, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: MC
Security ID: F58485115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 4 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | Management | For | For |
| 5 | Reelect Delphine Arnault as Director | Management | For | Against |
| 6 | Reelect Nicolas Bazire as Director | Management | For | Against |
| 7 | Reelect Antonio Belloni as Director | Management | For | Against |
| 8 | Reelect Diego Della Valle as Director | Management | For | For |
| 9 | Reelect Pierre Gode as Director | Management | For | Against |
| 10 | Reelect Marie-Josee Kravis as Director | Management | For | For |
| 11 | Renew Appointment Paolo Bulgari as Censor | Management | For | Against |
| 12 | Renew Appointment Patrick Houel as Censor | Management | For | Against |
| 13 | Renew Appointment Felix G. Rohatyn as Censor | Management | For | Against |
| 14 | Elect Marie-Laure Sauty de Chalon as Director | Management | For | For |
| 15 | Advisory Vote on Compensation of Bernard Arnault | Management | For | Against |
| 16 | Advisory Vote on Compensation of Antonio Belloni | Management | For | Against |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 19 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 20 | Pursuant to Item Above, Adopt New Bylaws | Management | For | For |
| |
|---|
NIDEC CORP.
Meeting Date: JUN 18, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6594
Security ID: J52968104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Expand Board Eligibility | Management | For | For |
| 2.1 | Elect Director Nagamori, Shigenobu | Management | For | For |
| 2.2 | Elect Director Kure, Bunsei | Management | For | For |
| 2.3 | Elect Director Kobe, Hiroshi | Management | For | For |
| 2.4 | Elect Director Sato, Akira | Management | For | For |
| 2.5 | Elect Director Hamada, Tadaaki | Management | For | For |
| 2.6 | Elect Director Yoshimatsu, Masuo | Management | For | For |
| 2.7 | Elect Director Miyabe, Toshihiko | Management | For | For |
| 2.8 | Elect Director Hayafune, Kazuya | Management | For | For |
| 2.9 | Elect Director Otani, Toshiaki | Management | For | For |
| 2.10 | Elect Director Tahara, Mutsuo | Management | For | For |
| 2.11 | Elect Director Ido, Kiyoto | Management | For | For |
| 2.12 | Elect Director Ishida, Noriko | Management | For | For |
| 3 | Appoint Statutory Auditor Nishikawa, Ikuo | Management | For | For |
| 4.1 | Appoint Alternate Statutory Auditor Ono, Susumu | Management | For | For |
| 4.2 | Appoint Alternate Statutory Auditor Suematsu, Chihiro | Management | For | For |
| |
|---|
NOVO NORDISK A/S
Meeting Date: MAR 20, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: NOVO B
Security ID: K72807132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | For |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | For |
| 5.1 | Elect Goran Ando (Chairman) as Director | Management | For | For |
| 5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | For |
| 5.3a | Elect Bruno Angelici as Director | Management | For | For |
| 5.3b | Elect Liz Hewitt as Director | Management | For | For |
| 5.3c | Elect Thomas Koestler as Director | Management | For | For |
| 5.3d | Elect Helge Lund as Director | Management | For | For |
| 5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
| 7.2 | Authorize Share Repurchase Program | Management | For | For |
| 7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | For |
| 7.4.1 | Approve Publication of Annual Report in English | Management | For | For |
| 7.4.2 | Change Language of Annual Meeting to English | Management | For | For |
| 7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
| 8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Against |
| 8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Against |
| 8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
| 8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
| 9 | Other Business | Management | None | None |
| |
|---|
NOVOGEN LTD.
Meeting Date: NOV 15, 2013
Record Date: NOV 13, 2013
Meeting Type: ANNUAL | Ticker: NRT
Security ID: Q69941203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report | Management | For | For |
| 2 | Elect Steven Coffey as Director | Management | For | Against |
| 3 | Elect Robert Birch as Director | Management | For | For |
| 4 | Elect Andrew Heaton as Director | Management | For | Against |
| 5 | Ratify the Past Issuance of HBMF Option, Commencement Shares, First Convertible Security and Conversion Shares | Management | For | For |
| 6 | Approve the Issuance of a Convertible Security to Hudson Bay Master Fund Limited | Management | For | For |
| 7 | Approve the Issuance of Up to 10 Percent of the Company's Issued Capital | Management | For | For |
| |
|---|
OMRON CORP.
Meeting Date: JUN 24, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 6645
Security ID: J61374120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
| 2.1 | Elect Director Tateishi, Fumio | Management | For | For |
| 2.2 | Elect Director Yamada, Yoshihito | Management | For | For |
| 2.3 | Elect Director Suzuki, Yoshinori | Management | For | For |
| 2.4 | Elect Director Sakumiya, Akio | Management | For | For |
| 2.5 | Elect Director Nitto, Koji | Management | For | For |
| 2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
| 2.7 | Elect Director Kobayashi, Eizo | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
| 4 | Approve Annual Bonus Payment to Directors | Management | For | For |
| 5 | Approve Ceiling for Performance-Based Cash Compensation for Directors for 2014-2017 | Management | For | For |
| |
|---|
ORICA LTD.
Meeting Date: JAN 30, 2014
Record Date: JAN 28, 2014
Meeting Type: ANNUAL | Ticker: ORI
Security ID: Q7160T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2.1 | Elect Russell Caplan as Director | Management | For | For |
| 2.2 | Elect Ian Cockerill as Director | Management | For | For |
| 2.3 | Elect Chee Onn Lim as Director | Management | For | For |
| 2.4 | Elect Maxine Brenner as Director | Management | For | For |
| 2.5 | Elect Alberto Calderon as Director | Management | For | For |
| 2.6 | Elect Gene Tilbrook as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve the Grant of Up to 380,000 Shares to Ian Smith, Managing Director of the Company | Management | For | For |
| 5 | Approve the Partial Takeover Provisions | Management | For | For |
| |
|---|
OUTOTEC OYJ
Meeting Date: MAR 31, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: OTE1V
Security ID: X6026E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Call the Meeting to Order | Management | None | None |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Prepare and Approve List of Shareholders | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of EUR 0.20 Per Share | Management | For | For |
| 9 | Approve Charitable Donations of up to EUR 100,000 | Management | For | For |
| 10 | Approve Discharge of Board and President | Management | For | For |
| 11 | Approve Remuneration of Directors in the Amount of EUR 72,000 for Chairman, EUR 48,000 for Vice Chairman, and EUR 36,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work | Management | For | For |
| 12 | Fix Number of Directors at Eight | Management | For | For |
| 13 | Reelect Matti Alahuhta (Chairman), Eija Ailasmaa, Tapani Jarvinen, Anja Korhonen, Hannu Linnoinen, Timo Ritakallio, and Chaim Zabludowicz as Directors; Elect Bjorn Rosengren as New Director | Management | For | For |
| 14 | Approve Remuneration of Auditors | Management | For | For |
| 15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 16 | Authorize Share Repurchase Program | Management | For | For |
| 17 | Approve Issuance of up to 18.3 Million Shares without Preemptive Rights | Management | For | For |
| 18 | Amend Articles Re: Board Size; Election of Vice Chairman | Management | For | For |
| 19 | Amend Nomination Committee Charter | Management | For | For |
| 20 | Close Meeting | Management | None | None |
| |
|---|
PERNOD RICARD
Meeting Date: NOV 06, 2013
Record Date: OCT 31, 2013
Meeting Type: ANNUAL/SPECIAL | Ticker: RI
Security ID: F72027109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.64 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Daniele Ricard as Director | Management | For | For |
| 6 | Reelect Laurent Burelle as Director | Management | For | For |
| 7 | Reelect Michel Chambaud as Director | Management | For | For |
| 8 | Reelect the Company Paul Ricard as Director | Management | For | For |
| 9 | Reelect Anders Narvinger as Director | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 910,000 | Management | For | For |
| 11 | Advisory Vote on Compensation of Daniele Ricard | Management | For | For |
| 12 | Advisory Vote on Compensation of Pierre Pringuet | Management | For | For |
| 13 | Advisory Vote on Compensation of Alexandre Ricard | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 205 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Increase of Up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 21 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 205 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Approve Employee Stock Purchase Plan | Management | For | For |
| 24 | Amend Article 16 of Bylaws Re: Election of Employee Representative | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PRADA S.P.A.
Meeting Date: MAY 22, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: 01913
Security ID: T7733C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Elect Director and Approve Director's Remuneration | Management | For | For |
| 4 | Amend Remuneration of Directors | Management | For | Against |
| |
|---|
PROSEGUR COMPANIA DE SEGURIDAD S.A.
Meeting Date: JUN 30, 2014
Record Date: JUN 25, 2014
Meeting Type: ANNUAL | Ticker: PSG
Security ID: E83453188
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income and Dividend Payment, and Discharge of Board | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3.1 | Reelect Pedro Guerrero Guerrero as Director | Management | For | For |
| 3.2 | Reelect Eugenio Ruiz-Galvez Priego as Director | Management | For | For |
| 4 | Authorize Issuance of Non-Convertible Bonds/Debentures and/or Other Debt Securities up to EUR 2 Billion | Management | For | For |
| 5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 6 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| |
|---|
PRUDENTIAL PLC
Meeting Date: MAY 15, 2014
Record Date: MAY 13, 2014
Meeting Type: ANNUAL | Ticker: PRU
Security ID: G72899100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Pierre-Olivier Bouee as Director | Management | For | For |
| 6 | Elect Jacqueline Hunt as Director | Management | For | For |
| 7 | Elect Anthony Nightingale as Director | Management | For | For |
| 8 | Elect Alice Schroeder as Director | Management | For | For |
| 9 | Re-elect Sir Howard Davies as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Alexander Johnston as Director | Management | For | For |
| 12 | Re-elect Paul Manduca as Director | Management | For | For |
| 13 | Re-elect Michael McLintock as Director | Management | For | For |
| 14 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
| 15 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
| 16 | Re-elect Philip Remnant as Director | Management | For | For |
| 17 | Re-elect Barry Stowe as Director | Management | For | For |
| 18 | Re-elect Tidjane Thiam as Director | Management | For | For |
| 19 | Re-elect Lord Turnbull as Director | Management | For | For |
| 20 | Re-elect Michael Wells as Director | Management | For | For |
| 21 | Appoint KPMG LLP as Auditors | Management | For | For |
| 22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | Management | For | For |
| 26 | Authorise Issue of Preference Shares | Management | For | For |
| 27 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 28 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
RECKITT BENCKISER GROUP PLC
Meeting Date: MAY 07, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: RB.
Security ID: G74079107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Abstain |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Adrian Bellamy as Director | Management | For | For |
| 6 | Re-elect Peter Harf as Director | Management | For | For |
| 7 | Re-elect Adrian Hennah as Director | Management | For | For |
| 8 | Re-elect Kenneth Hydon as Director | Management | For | For |
| 9 | Re-elect Rakesh Kapoor as Director | Management | For | For |
| 10 | Re-elect Andre Lacroix as Director | Management | For | For |
| 11 | Re-elect Judith Sprieser as Director | Management | For | For |
| 12 | Re-elect Warren Tucker as Director | Management | For | For |
| 13 | Elect Nicandro Durante as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve EU Political Donations and Expenditure | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ROLLS-ROYCE HOLDINGS PLC
Meeting Date: MAY 01, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: RR.
Security ID: G76225104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Lee Hsien Yang as Director | Management | For | For |
| 5 | Elect Warren East as Director | Management | For | For |
| 6 | Re-elect Ian Davis as Director | Management | For | For |
| 7 | Re-elect John Rishton as Director | Management | For | For |
| 8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 9 | Re-elect Lewis Booth as Director | Management | For | For |
| 10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 11 | Re-elect James Guyette as Director | Management | For | For |
| 12 | Re-elect John McAdam as Director | Management | For | For |
| 13 | Re-elect Mark Morris as Director | Management | For | For |
| 14 | Re-elect John Neill as Director | Management | For | For |
| 15 | Re-elect Colin Smith as Director | Management | For | For |
| 16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Payment to Shareholders | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| 22 | Approve Deferred Share Bonus Plan | Management | For | For |
| 23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
SAIPEM
Meeting Date: MAY 06, 2014
Record Date: APR 24, 2014
Meeting Type: ANNUAL | Ticker: SPM
Security ID: T82000117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Fix Number of Directors | Management | For | For |
| 4 | Fix Board Terms for Directors | Management | For | For |
| 5.1 | Slate Submitted by Eni SpA | Shareholder | None | Did Not Vote |
| 5.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
| 6 | Elect Board Chair | Management | None | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8.1 | Slate Submitted by Eni SpA | Shareholder | None | Against |
| 8.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
| 9 | Elect Chair of the Internal Auditors | Shareholder | None | For |
| 10 | Approve Internal Auditors' Remuneration | Management | For | For |
| 11 | Approve Remuneration of Auditors | Management | For | For |
| 12 | Approve Monetary Incentive Plan | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| |
|---|
SAP AG
Meeting Date: MAY 21, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: SAP
Security ID: D66992104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
| 6a | Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH | Management | For | For |
| 6b | Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH | Management | For | For |
| 7 | Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH | Management | For | For |
| 8a | Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 8b.1 | Elect Hasso Plattner to the Supervisory Board | Management | For | Against |
| 8b.2 | Elect Pekka Ala-Pietilae to the Supervisory Board | Management | For | Against |
| 8b.3 | Elect Anja Feldmann to the Supervisory Board | Management | For | For |
| 8b.4 | Elect Wilhelm Haarmann to the Supervisory Board | Management | For | Against |
| 8b 5 | Elect Bernard Liautaud to the Supervisory Board | Management | For | For |
| 8b.6 | Elect Hartmut Mehdorn to the Supervisory Board | Management | For | Against |
| 8b.7 | Elect Erhard Schipporeit to the Supervisory Board | Management | For | Against |
| 8b.8 | Elect Hagemann Snabe to the Supervisory Board | Management | For | Against |
| 8b.9 | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SA
Meeting Date: MAY 06, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: SU
Security ID: F86921107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 1.87 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
| 5 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire | Management | For | Against |
| 6 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau | Management | For | Against |
| 7 | Advisory Vote on Compensation of Jean-Pascal Tricoire | Management | For | For |
| 8 | Advisory Vote on Compensation of Emmanuel Babeau | Management | For | For |
| 9 | Elect Linda Knoll as Director | Management | For | For |
| 10 | Reelect Noel Forgeard as Director | Management | For | For |
| 11 | Reelect Willy Kissling as Director | Management | For | For |
| 12 | Reelect Cathy Kopp as Director | Management | For | For |
| 13 | Reelect Henri Lachmann as Director | Management | For | For |
| 14 | Reelect Richard Thoman as Director | Management | For | For |
| 15 | Ratify Appointment of Jeong Kim as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 18 | Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above | Management | For | For |
| 19 | Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 23 | Elect Lone Fonss Schroder as Director | Management | For | For |
| |
|---|
SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG
Meeting Date: APR 23, 2014
Record Date: APR 13, 2014
Meeting Type: ANNUAL | Ticker: SBO
Security ID: A7362J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Management Board | Management | For | For |
| 4 | Approve Discharge of Supervisory Board | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Remuneration of Supervisory Board Members | Management | For | For |
| 7a | Approve Increase in size of Board to Six Members | Management | For | For |
| 7b | Reelect Helmut Langanger as Supervisory Board Member | Management | For | For |
| 7c | Elect Brigitte Ederer as Supervisory Board Member | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Approve Creation of EUR 1.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
| |
|---|
SEB SA
Meeting Date: MAY 15, 2014
Record Date: MAY 09, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: SK
Security ID: F82059100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.39 per Share | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Reelect Tristan Boiteux as Director | Management | For | Against |
| 5 | Reelect Jean-Noel Labroue as Director | Management | For | For |
| 6 | Reelect Federactive as Director | Management | For | Against |
| 7 | Elect Bruno Bich as Director | Management | For | For |
| 8 | Ratify Appointment of Fonds Strategique de Participations as Director | Management | For | Against |
| 9 | Ratify Appointment of FFP Invest as Director | Management | For | Against |
| 10 | Advisory Vote on Compensation of Thierry de La Tour d Artaise, Chairman and CEO | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 13 | Authorize up to 171,325 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 16 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 10 Million | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SES SA
Meeting Date: APR 03, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: SESG
Security ID: L8300G135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Attendance List, Quorum, and Adoption of Agenda | Management | None | None |
| 2 | Appoint One Secretary and Two Meeting Scrutineers | Management | None | None |
| 3 | Receive Board's 2013 Activities Report | Management | None | None |
| 4 | Receive Explanations on Main Developments during 2013 and Perspectives | Management | None | None |
| 5 | Receive Information on 2013 Financial Results | Management | None | None |
| 6 | Receive Auditor's Report | Management | None | None |
| 7 | Accept Consolidated and Individual Financial Statements | Management | For | For |
| 8 | Approve Allocation of Income | Management | For | For |
| 9 | Approve Standard Accounting Transfers | Management | For | For |
| 10 | Approve Discharge of Directors | Management | For | For |
| 11 | Approve Discharge of Auditors | Management | For | For |
| 12 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 13 | Approve Share Repurchase | Management | For | For |
| 14.1 | Elect M. Beuls as Director | Management | For | For |
| 14.2 | Elect M. Bicknell as Director | Management | For | For |
| 14.3 | Elect B. Cosgrave as Director | Management | For | For |
| 14.4 | Elect R. Potarazu as Director | Management | For | For |
| 14.5 | Elect R. Steichen as Director | Management | For | For |
| 14.6 | Elect J.P. Zens as Director | Management | For | For |
| 15 | Approve Remuneration of Directors | Management | For | For |
| 16 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SGS SA
Meeting Date: MAR 13, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: SGSN
Security ID: H7484G106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 65 per Share | Management | For | For |
| 5a | Amend Certain Provisions of the Articles of Association | Management | For | For |
| 5b | Eliminate Supermajority Voting Requirement for Certain Types of Voting Resolutions | Management | For | For |
| 6.1 | Elect Sergio Marchionne as Director | Management | For | Against |
| 6.2 | Elect Paul Desmarais Jr. as Director | Management | For | Against |
| 6.3 | Elect August von Finck as Director | Management | For | Against |
| 6.4 | Elect August Francois von Finck as Director | Management | For | Against |
| 6.5 | Elect Ian Gallienne as Director | Management | For | Against |
| 6.6 | Elect Cornelius Grupp as Director | Management | For | For |
| 6.7 | Elect Peter Kalantzis as Director | Management | For | For |
| 6.8 | Elect Gerard Lemarche as Director | Management | For | Against |
| 6.9 | Elect Shelby du Pasquier as Director | Management | For | For |
| 6.10 | Elect Sergio Marchionne as Board Chairman | Management | For | Against |
| 6.11 | Appoint August von Finck as Member of the Compensation Committee | Management | For | Against |
| 6.12 | Appoint Ian Gallienne as Member of the Compensation Committee | Management | For | Against |
| 6.13 | Appoint Shelby du Pasquier as Member of the Compensation Committee | Management | For | For |
| 7 | Ratify Deloitte SA as Auditors | Management | For | For |
| 8 | Designate Jeandin & Defacqz as Independent Proxy | Management | For | For |
| |
|---|
SHOPPERS DRUG MART CORPORATION
Meeting Date: SEP 12, 2013
Record Date: AUG 12, 2013
Meeting Type: SPECIAL | Ticker: SC
Security ID: 82509W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| |
|---|
SIKA AG
Meeting Date: APR 15, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: SIK
Security ID: H7631K158
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Allocation of Income and Dividends of CHF 57 per Bearer Share and CHF 9.50 per Registered Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| 5.1.1 | Reelect Paul Haelg as Director and Chairman of the Board | Management | For | Did Not Vote |
| 5.1.2 | Reelect Urs Burkard as Director (Representing Holders of Registered Shares) | Management | For | Did Not Vote |
| 5.1.3 | Reelect Frits van Dijk as Director (Representing Holders of Bearer Shares) | Management | For | Did Not Vote |
| 5.1.4 | Reelect Willi Leimer as Director | Management | For | Did Not Vote |
| 5.1.5 | Reelect Monika Ribar as Director | Management | For | Did Not Vote |
| 5.1.6 | Reelect Daniel Sauter as Director | Management | For | Did Not Vote |
| 5.1.7 | Reelect Ulrich Suter as Director | Management | For | Did Not Vote |
| 5.1.8 | Reelect Christoph Tobler as Director | Management | For | Did Not Vote |
| 5.2 | Elect Juergen Tinggren as Director | Management | For | Did Not Vote |
| 5.3.1 | Appoint Frits van Dijk as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.3.2 | Appoint Urs Burkard as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.3.3 | Appoint Daniel Sauter as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 5.5 | Designate Max Braendli as Independent Proxy | Management | For | Did Not Vote |
| 6.1 | Approve Remuneration Report | Management | For | Did Not Vote |
| 6.2 | Approve Remuneration of Directors in the Amount of CHF 3 Million | Management | For | Did Not Vote |
| 6.3 | Approve Remuneration of Executive Committee in the Amount of CHF 18 Million | Management | For | Did Not Vote |
| 7 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SONIC HEALTHCARE LIMITED
Meeting Date: NOV 21, 2013
Record Date: NOV 19, 2013
Meeting Type: ANNUAL | Ticker: SHL
Security ID: Q8563C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Kate Spargo as Director | Management | For | For |
| 2 | Elect Jane Wilson as Director | Management | For | For |
| 3 | Elect Philip Dubois as Director | Management | For | Against |
| 4 | Approve the Remuneration Report | Management | For | For |
| |
|---|
SONOVA HOLDING AG
Meeting Date: JUN 17, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: SOON
Security ID: H8024W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 1.90 per Share | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4.1.1 | Reelect Robert Spoerry as Director and Board Chairman | Management | For | For |
| 4.1.2 | Reelect Beat Hess as Director | Management | For | For |
| 4.1.3 | Reelect Michael Jacobi as Director | Management | For | For |
| 4.1.4 | Reelect Andy Rihs as Director | Management | For | For |
| 4.1.5 | Reelect Anssi Vanjoki as Director | Management | For | For |
| 4.1.6 | Reelect Ronald van der Vis as Director | Management | For | For |
| 4.1.7 | Reelect Jinlong Wang as Director | Management | For | For |
| 4.1.8 | Reelect John Zei as Director | Management | For | For |
| 4.2 | Elect Stacy Enxing Send as Director | Management | For | For |
| 4.3.1 | Appoint Robert Spoerry as Member of the Compensation Committee | Management | For | For |
| 4.3.2 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | For |
| 4.3.3 | Appoint John Zei as Member of the Compensation Committee | Management | For | For |
| 4.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 4.5 | Designate Andreas Keller as Independent Proxy | Management | For | For |
| 5.1 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Compensation Related) | Management | For | For |
| 5.2 | Amend Articles Re: Further Provisions Related to Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 6 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
SWATCH GROUP AG
Meeting Date: MAY 14, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: UHR
Security ID: H83949141
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.50 per Registered Share and CHF 7.50 per Bearer Share | Management | For | Did Not Vote |
| 4.1 | Reelect Nayla Hayek as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Esther Grether as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Ernst Tanner as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Georges N. Hayek as Director | Management | For | Did Not Vote |
| 4.5 | Reelect Claude Nicollier as Director | Management | For | Did Not Vote |
| 4.6 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.7 | Reelect Nayla Hayek as Board Chairman | Management | For | Did Not Vote |
| 5.1 | Appoint Nayla Hayek as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.2 | Appoint Esther Grether as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.3 | Appoint Ernst Tanner as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.4 | Appoint Georges N. Hayek as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.5 | Appoint Claude Nicollier as Member of the Compensation Committee | Management | For | Did Not Vote |
| 5.6 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6 | Designate Bernhard Lehmann as Independent Proxy | Management | For | Did Not Vote |
| 7 | Ratify PricewaterhouseCoopers Ltd as Auditors | Management | For | Did Not Vote |
| |
|---|
SWEDISH MATCH AB
Meeting Date: MAY 07, 2014
Record Date: APR 30, 2014
Meeting Type: ANNUAL | Ticker: SWMA
Security ID: W92277115
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Approve Agenda of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Allocation of Income and Dividends of SEK 7.30 Per Share | Management | For | For |
| 9 | Approve Discharge of Board and President | Management | For | For |
| 10a | Approve SEK 2.89 Million Reduction In Share Capital via Share Cancellation | Management | For | For |
| 10b | Approve SEK 2.89 Million Share Capital Increase via Transfer of Funds from Unrestricted Shareholders' Equity to Share Capital | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 13 | Determine Number of Members (7) and Deputy (0) Members of Board | Management | For | For |
| 14 | Approve Remuneration of Directors in the Amounts of SEK 1.75 Million to the Chairman, SEK 830,000 to the Vice Chairman, and SEK 700,000 to Other Directors; Approve Remuneration for Committee Work | Management | For | For |
| 15 | Reelect Andrew Cripps (Deputy Chairman), Karen Guerra, Conny Karlsson (Chairman), Wenche Rolfsen, Robert Sharpe, Meg Tiveus, and Joakim Westh as Directors | Management | For | For |
| 16 | Determine Number of Auditors (1) | Management | For | For |
| 17 | Approve Remuneration of Auditors | Management | For | For |
| 18 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
SYNGENTA AG
Meeting Date: APR 29, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: SYNN
Security ID: H84140112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Approve CHF18,050 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of CHF 10.00 per Share | Management | For | For |
| 5 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 6.1 | Reelect Vinita Bali as Director | Management | For | For |
| 6.2 | Reelect Stefan Borgas as Director | Management | For | For |
| 6.3 | Reelect Gunnar Brock as Director | Management | For | For |
| 6.4 | Reelect Michel Demare as Director | Management | For | For |
| 6.5 | Reelect Eleni Gabre-Madhin as Director | Management | For | For |
| 6.6 | Reelect David Lawrence as Director | Management | For | For |
| 6.7 | Reelect Michael Mack as Director | Management | For | For |
| 6.8 | Reelect Eveline Saupper as Director | Management | For | For |
| 6.9 | Reelect Jacques Vincent as Director | Management | For | For |
| 6.10 | Reelect Juerg Witmer as Director | Management | For | For |
| 7 | Elect Michel Demare as Board Chairman | Management | For | For |
| 8.1 | Appoint Eveline Saupper as Member of the Compensation Committee | Management | For | For |
| 8.2 | Appoint Jacques Vincent as Member of the Compensation Committee | Management | For | For |
| 8.3 | Appoint Juerg Witmer as Member of the Compensation Committee | Management | For | For |
| 9 | Designate Lukas Handschin as Independent Proxy | Management | For | For |
| 10 | Ratify KPMG AG as Auditors | Management | For | For |
| |
|---|
TECHNIP
Meeting Date: APR 24, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: TEC
Security ID: F90676101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 5 | Advisory Vote on Compensation of Thierry Pilenko, Chairman and CEO | Management | For | For |
| 6 | Authorize Repurchase of Up to 8 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 42 Million | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 8 Million | Management | For | For |
| 10 | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 11 | Authorize Restricted Stock Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 10 | Management | For | For |
| 12 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 13 | Authorize Stock Option Plan Reserved for Chairman and/or CEO and Executives, Subject to Approval of Item 12 | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
TELECITY GROUP PLC
Meeting Date: APR 08, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: TCY
Security ID: G87403112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Re-elect John Hughes as Director | Management | For | For |
| 6 | Re-elect Michael Tobin as Director | Management | For | For |
| 7 | Re-elect Claudia Arney as Director | Management | For | For |
| 8 | Re-elect Simon Batey as Director | Management | For | For |
| 9 | Re-elect Maurizio Carli as Director | Management | For | For |
| 10 | Re-elect Nancy Cruickshank as Director | Management | For | For |
| 11 | Re-elect John O'Reilly as Director | Management | For | For |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
TELEFONAKTIEBOLAGET LM ERICSSON
Meeting Date: APR 11, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: ERIC B
Security ID: W26049119
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Prepare and Approve List of Shareholders | Management | For | For |
| 3 | Approve Agenda of Meeting | Management | For | For |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | For |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | For |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive President's Report | Management | None | None |
| 8.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 8.2 | Approve Discharge of Board and President | Management | For | For |
| 8.3 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | For |
| 9 | Presentation of Nominating Committee's Proposals | Management | None | None |
| 9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | For |
| 9.2 | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | For |
| 9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | Management | For | For |
| 9.4 | Approve Remuneration of Auditors | Management | For | For |
| 9.5 | Fix Number of Auditors at One | Management | For | For |
| 9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | For |
| 11.1 | Approve 2014 Stock Purchase Plan | Management | For | For |
| 11.2 | Approve Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | For |
| 11.3 | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Against |
| 11.4 | Approve 2014 Key Contributor Retention Plan | Management | For | For |
| 11.5 | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | For |
| 11.6 | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Against |
| 11.7 | Approve 2014 Executive Performance Stock Plan | Management | For | For |
| 11.8 | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | For |
| 11.9 | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Against |
| 12 | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | Management | For | For |
| 13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | Shareholder | None | For |
| 14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Against |
| 14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Against |
| 14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Against |
| 15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Against |
| 16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Abstain |
| 17 | Close Meeting | Management | None | None |
| |
|---|
TEMENOS GROUP AG
Meeting Date: MAY 28, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: TEMN
Security ID: H8547Q107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve CHF 0.35 Dividend from Capital Contibution Reserves | Management | For | For |
| 4 | Approve CHF 10.7 Million Share Capital Reduction via Cancellation of Repurchased Shares | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | For |
| 7.1 | Elect Yok Tak Amy Yip as Director | Management | For | For |
| 7.2.1 | Reelect Andreas Andreades as Director and Board Chairman | Management | For | For |
| 7.2.2 | Reelect George Koukis as Director | Management | For | For |
| 7.2.3 | Reelect Ian Cookson as Director | Management | For | For |
| 7.2.4 | Reelect Thibault de Tersant as Director | Management | For | For |
| 7.2.5 | Reelect Sergio Giacoletto-Roggio as Director | Management | For | For |
| 7.2.6 | Reelect Erik Hansen as Director | Management | For | For |
| 8.1 | Appoint Sergio Giacoletto-Roggio as Member of the Compensation Committee | Management | For | For |
| 8.2 | Appoint Ian Cookson as Member of the Compensation Committee | Management | For | For |
| 8.3 | Appoint Erik Hansen as Member of the Compensation Committee | Management | For | For |
| 9 | Designate Poncet Buhler Lacin & Vallery as Independent Proxy | Management | For | For |
| 10 | Ratify PricewaterhouseCoopers SA, Geneva as Auditors | Management | For | For |
| 11 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
THE SAGE GROUP PLC
Meeting Date: MAR 06, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: SGE
Security ID: G7771K142
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Donald Brydon as Director | Management | For | For |
| 4 | Re-elect Guy Berruyer as Director | Management | For | For |
| 5 | Elect Neil Berkett as Director | Management | For | For |
| 6 | Elect Drummond Hall as Director | Management | For | For |
| 7 | Elect Steve Hare as Director | Management | For | For |
| 8 | Elect Jonathan Howell as Director | Management | For | For |
| 9 | Re-elect Ruth Markland as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Approve Remuneration Policy | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
THE WEIR GROUP PLC
Meeting Date: MAY 01, 2014
Record Date: APR 29, 2014
Meeting Type: ANNUAL | Ticker: WEIR
Security ID: G95248137
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Elect Mary Jo Jacobi as Director | Management | For | For |
| 6 | Re-elect Charles Berry as Director | Management | For | For |
| 7 | Re-elect Keith Cochrane as Director | Management | For | For |
| 8 | Re-elect Alan Ferguson as Director | Management | For | For |
| 9 | Re-elect Melanie Gee as Director | Management | For | For |
| 10 | Re-elect Richard Menell as Director | Management | For | For |
| 11 | Re-elect John Mogford as Director | Management | For | For |
| 12 | Re-elect Lord Robertson of Port Ellen as Director | Management | For | For |
| 13 | Re-elect Jon Stanton as Director | Management | For | For |
| 14 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Long Term Incentive Plan | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Amend Articles of Association | Management | For | For |
| |
|---|
TULLETT PREBON PLC
Meeting Date: MAY 09, 2014
Record Date: MAY 07, 2014
Meeting Type: ANNUAL | Ticker: TLPR
Security ID: G9130W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | Against |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect David Shalders as Director | Management | For | For |
| 5 | Re-elect Rupert Robson as Director | Management | For | For |
| 6 | Re-elect Terry Smith as Director | Management | For | For |
| 7 | Re-elect Paul Mainwaring as Director | Management | For | For |
| 8 | Re-elect Angela Knight as Director | Management | For | For |
| 9 | Re-elect Roger Perkin as Director | Management | For | For |
| 10 | Re-elect Stephen Pull as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Approve Final Dividend | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Approve Long Term Incentive Scheme | Management | For | For |
| 16 | Approve 2013 Awards Granted to Terry Smith and Paul Mainwaring Under the Long Term Incentive Scheme | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
TYRIAN DIAGNOSTICS LTD
Meeting Date: OCT 30, 2013
Record Date: OCT 28, 2013
Meeting Type: ANNUAL | Ticker: TDX
Security ID: Q9275W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2 | Approve the Remuneration Report | Management | For | For |
| 3 | Elect Roger Amos as Director | Management | For | For |
| |
|---|
UBS AG
Meeting Date: MAY 07, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: UBSN
Security ID: H89231338
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 1.2 | Approve Remuneration Report (Non-Binding) | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of CHF 0.25 per Share from Capital Contribution Reserve | Management | For | For |
| 3 | Approve Discharge of Board and Senior Management | Management | For | For |
| 4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Against |
| 5 | Advisory Vote on the EU Capital Requirements Directive of 2013 (CRD IV) | Management | For | For |
| 6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | For |
| 6.1b | Reelect Michel Demare as Director | Management | For | For |
| 6.1c | Reelect David Sidwell as Director | Management | For | For |
| 6.1d | Reelect Reto Francioni as Director | Management | For | For |
| 6.1e | Reelect Ann Godbehere as Director | Management | For | For |
| 6.1f | Reelect Axel Lehmann as Director | Management | For | For |
| 6.1g | Reelect Helmut Panke as Director | Management | For | For |
| 6.1h | Reelect William Parrett as Director | Management | For | For |
| 6.1i | Reelect Isabelle Romy as Director | Management | For | For |
| 6.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | For |
| 6.1k | Reelect Joseph Yam as Director | Management | For | For |
| 6.2.1 | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.2 | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.3 | Appoint Helmut Panke as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.2.4 | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | Management | For | For |
| 6.3 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | For |
| 6.4 | Ratify Ernst & Young AG as Auditors | Management | For | For |
| 7 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
UNILEVER PLC
Meeting Date: MAY 14, 2014
Record Date: MAY 12, 2014
Meeting Type: ANNUAL | Ticker: ULVR
Security ID: G92087165
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Paul Polman as Director | Management | For | For |
| 5 | Re-elect Jean-Marc Huet as Director | Management | For | For |
| 6 | Re-elect Laura Cha as Director | Management | For | For |
| 7 | Re-elect Louise Fresco as Director | Management | For | For |
| 8 | Re-elect Ann Fudge as Director | Management | For | For |
| 9 | Re-elect Dr Byron Grote as Director | Management | For | For |
| 10 | Re-elect Mary Ma as Director | Management | For | For |
| 11 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
| 12 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
| 13 | Re-elect John Rishton as Director | Management | For | For |
| 14 | Re-elect Kees Storm as Director | Management | For | For |
| 15 | Re-elect Michael Treschow as Director | Management | For | For |
| 16 | Re-elect Paul Walsh as Director | Management | For | For |
| 17 | Elect Feike Sijbesma as Director | Management | For | For |
| 18 | Appoint KPMG LLP as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
UNITED INTERNET AG
Meeting Date: MAY 22, 2014
Record Date:
Meeting Type: ANNUAL | Ticker: UTDI
Security ID: D8542B125
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 900 Million; Approve Creation of EUR 30 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 8 | Amend Affiliation Agreements with Subsidiary United Internet Ventures AG | Management | For | Did Not Vote |
| 9 | Approve Affiliation Agreements with Subsidiary 1&1 Internet AG | Management | For | Did Not Vote |
| 10 | Approve Affiliation Agreements with Subsidiary United Internet Ventures AG | Management | For | Did Not Vote |
| 11 | Amend Affiliation Agreements with Subsidiary 1&1 Telecommunication Service SE | Management | For | Did Not Vote |
| 12 | Approve Affiliation Agreements with Subsidiary 1&1 Telecommincation Service SE | Management | For | Did Not Vote |
| 13 | Amend Affiliation Agreements with Subsidiary 1&1 Telecom Service Holding Montabaur GmbH | Management | For | Did Not Vote |
| |
|---|
WILLIAM DEMANT HOLDING A/S
Meeting Date: APR 09, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: WDH
Security ID: K9898W129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Publication of Annual Report in English | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Remuneration of Directors in the Amount of DKK 900,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 300,000 for Other Directors | Management | For | For |
| 5 | Approve Allocation of Income and Omission of Dividend | Management | For | For |
| 6a | Reelect Lars Johansen as Director | Management | For | Abstain |
| 6b | Reelect Peter Foss as Director | Management | For | Abstain |
| 6c | Reelect Niels Christiansen as Director | Management | For | For |
| 6d | Elect Benedikte Leroy as New Director | Management | For | For |
| 7 | Ratify Deloitte as Auditors | Management | For | For |
| 8a | Authorize Share Repurchase Program | Management | For | For |
| 8b | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | For |
| 9 | Other Business | Management | None | None |
| |
|---|
WILLIAM HILL PLC
Meeting Date: MAY 08, 2014
Record Date: MAY 06, 2014
Meeting Type: ANNUAL | Ticker: WMH
Security ID: G9645P117
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Sir Roy Gardner as Director | Management | For | For |
| 6 | Re-elect Gareth Davis as Director | Management | For | For |
| 7 | Re-elect Ralph Topping as Director | Management | For | For |
| 8 | Re-elect Neil Cooper as Director | Management | For | For |
| 9 | Re-elect Georgina Harvey as Director | Management | For | For |
| 10 | Re-elect Ashley Highfield as Director | Management | For | For |
| 11 | Re-elect David Lowden as Director | Management | For | For |
| 12 | Re-elect Imelda Walsh as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Approve Performance Share Plan | Management | For | For |
| 18 | Establish International Share Plans Based on the Performance Share Plan | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
WOLSELEY PLC
Meeting Date: NOV 26, 2013
Record Date: NOV 24, 2013
Meeting Type: ANNUAL | Ticker: WOS
Security ID: G9736L116
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Tessa Bamford as Director | Management | For | For |
| 5 | Re-elect Michael Clarke as Director | Management | For | For |
| 6 | Re-elect Gareth Davis as Director | Management | For | For |
| 7 | Elect Pilar Lopez as Director | Management | For | For |
| 8 | Re-elect John Martin as Director | Management | For | For |
| 9 | Re-elect Ian Meakins as Director | Management | For | For |
| 10 | Elect Alan Murray as Director | Management | For | For |
| 11 | Re-elect Frank Roach as Director | Management | For | For |
| 12 | Re-elect Michael Wareing as Director | Management | For | For |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 15 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Approve Special Dividend and the Associated Share Consolidation | Management | For | For |
| |
|---|
YAHOO JAPAN CORPORATION
Meeting Date: JUN 19, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: 4689
Security ID: J95402103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miyasaka, Manabu | Management | For | Against |
| 1.2 | Elect Director Son, Masayoshi | Management | For | Against |
| 1.3 | Elect Director Kawabe, Kentaro | Management | For | For |
| 1.4 | Elect Director Oya, Toshiki | Management | For | For |
| 1.5 | Elect Director Miyauchi, Ken | Management | For | For |
| 1.6 | Elect Director Imai, Yasuyuki | Management | For | For |
| 1.7 | Elect Director Kenneth Goldman | Management | For | For |
| |
|---|
YOOX S.P.A.
Meeting Date: APR 17, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL/SPECIAL | Ticker: YOOX
Security ID: T9846S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | Against |
| 4 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
| 1 | Approve Capital Increase to Service Stock Option Plan | Management | For | Against |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: JUL 25, 2013
Record Date:
Meeting Type: ANNUAL | Ticker: 505537
Security ID: Y98893152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
| 3 | Reelect R. Vaidyanathan as Director | Management | For | For |
| 4 | Reelect A. Kurien as Director | Management | For | For |
| 5 | Approve MGB & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: OCT 14, 2013
Record Date:
Meeting Type: COURT | Ticker: 505537
Security ID: Y98893152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: JUN 04, 2014
Record Date:
Meeting Type: COURT | Ticker: 505537
Security ID: Y98893152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: JUN 04, 2014
Record Date:
Meeting Type: COURT | Ticker: 505537
Security ID: Y98893186
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
ZEE ENTERTAINMENT ENTERPRISES LTD.
Meeting Date: JUN 12, 2014
Record Date: MAY 02, 2014
Meeting Type: SPECIAL | Ticker: 505537
Security ID: Y98893152
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
ZIGGO NV
Meeting Date: APR 17, 2014
Record Date: MAR 20, 2014
Meeting Type: ANNUAL | Ticker: ZIGGO
Security ID: N9837R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5a | Receive Explanation on Dividend Policy | Management | None | None |
| 5b | Approve Allocation of Income and Dividends of EUR 0.95 per Share | Management | For | For |
| 6 | Approve Discharge of Management Board | Management | For | For |
| 7 | Approve Discharge of Supervisory Board | Management | For | For |
| 8 | Announce Intention to Appoint Hendrik de Groot to Executive Board | Management | None | None |
| 9 | Ratify Ernst and Young as Auditors | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
| 11b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 11a | Management | For | For |
| 12 | Other Business (Non-Voting) | Management | None | None |
| 13 | Close Meeting | Management | None | None |
Oppenheimer Main Street Fund/VA
| |
|---|
ABBVIE INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: ABBV
Security ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACTAVIS PLC
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | For |
| |
|---|
ACTAVIS PLC
Meeting Date: JUN 17, 2014
Record Date: MAY 02, 2014
Meeting Type: SPECIAL | Ticker: ACT
Security ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACTAVIS, INC.
Meeting Date: SEP 10, 2013
Record Date: JUL 30, 2013
Meeting Type: SPECIAL | Ticker: ACT
Security ID: 00507K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
Meeting Date: JAN 23, 2014
Record Date: NOV 29, 2013
Meeting Type: ANNUAL | Ticker: APD
Security ID: 009158106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Chadwick C. Deaton | Management | For | For |
| 1b | Elect Director Edward L. Monser | Management | For | For |
| 1c | Elect Director Matthew H. Paull | Management | For | For |
| 1d | Elect Director Lawrence S. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ALLERGAN, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: AGN
Security ID: 018490102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David E.I. Pyott | Management | For | For |
| 1b | Elect Director Michael R. Gallagher | Management | For | Against |
| 1c | Elect Director Deborah Dunsire | Management | For | For |
| 1d | Elect Director Trevor M. Jones | Management | For | For |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1f | Elect Director Peter J. McDonnell | Management | For | For |
| 1g | Elect Director Timothy D. Proctor | Management | For | For |
| 1h | Elect Director Russell T. Ray | Management | For | For |
| 1i | Elect Director Henri A. Termeer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
AMDOCS LIMITED
Meeting Date: JAN 30, 2014
Record Date: DEC 02, 2013
Meeting Type: ANNUAL | Ticker: DOX
Security ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
| 1.2 | Elect Adrian Gardner as a Director | Management | For | For |
| 1.3 | Elect John T. McLennan as a Director | Management | For | For |
| 1.4 | Elect Simon Olswang as a Director | Management | For | For |
| 1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
| 1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
| 1.7 | Elect Eli Gelman as a Director | Management | For | For |
| 1.8 | Elect James S. Kahan as a Director | Management | For | For |
| 1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
| 1.10 | Elect Giora Yaron as a Director | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | Against |
| 4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
Meeting Date: MAY 12, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: AIG
Security ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert H. Benmosche | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director Peter R. Fisher | Management | For | For |
| 1d | Elect Director John H. Fitzpatrick | Management | For | For |
| 1e | Elect Director William G. Jurgensen | Management | For | For |
| 1f | Elect Director Christopher S. Lynch | Management | For | For |
| 1g | Elect Director Arthur C. Martinez | Management | For | For |
| 1h | Elect Director George L. Miles, Jr. | Management | For | For |
| 1i | Elect Director Henry S. Miller | Management | For | For |
| 1j | Elect Director Robert S. Miller | Management | For | For |
| 1k | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1l | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1m | Elect Director Douglas M. Steenland | Management | For | For |
| 1n | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | Management | For | For |
| 4 | Amend Tax Asset Protection Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
Meeting Date: FEB 28, 2014
Record Date: DEC 30, 2013
Meeting Type: ANNUAL | Ticker: AAPL
Security ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
Meeting Date: JUN 23, 2014
Record Date: MAY 09, 2014
Meeting Type: SPECIAL | Ticker: AMAT
Security ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
AUTOZONE, INC.
Meeting Date: DEC 18, 2013
Record Date: OCT 21, 2013
Meeting Type: ANNUAL | Ticker: AZO
Security ID: 053332102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CANADIAN NATIONAL RAILWAY COMPANY
Meeting Date: APR 23, 2014
Record Date: MAR 06, 2014
Meeting Type: ANNUAL | Ticker: CNR
Security ID: 136375102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Charles Baillie | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.4 | Elect Director Edith E. Holiday | Management | For | For |
| 1.5 | Elect Director V. Maureen Kempston Darkes | Management | For | For |
| 1.6 | Elect Director Denis Losier | Management | For | For |
| 1.7 | Elect Director Edward C. Lumley | Management | For | For |
| 1.8 | Elect Director Kevin G. Lynch | Management | For | For |
| 1.9 | Elect Director Claude Mongeau | Management | For | For |
| 1.10 | Elect Director James E. O'Connor | Management | For | For |
| 1.11 | Elect Director Robert Pace | Management | For | For |
| 1.12 | Elect Director Robert L. Phillips | Management | For | For |
| 1.13 | Elect Director Laura Stein | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CHEVRON CORPORATION
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: CVX
Security ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | For |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | For |
| |
|---|
CIT GROUP INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: CIT
Security ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Michael J. Embler | Management | For | For |
| 1d | Elect Director William M. Freeman | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director R. Brad Oates | Management | For | For |
| 1g | Elect Director Marianne Miller Parrs | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Peter J. Tobin | Management | For | For |
| 1m | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CITIGROUP INC.
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: C
Security ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CME GROUP INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: CME
Security ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director J. Dennis Hastert | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Edemir Pinto | Management | For | For |
| 1n | Elect Director Alex J. Pollock | Management | For | For |
| 1o | Elect Director John F. Sandner | Management | For | For |
| 1p | Elect Director Terry L. Savage | Management | For | For |
| 1q | Elect Director William R. Shepard | Management | For | For |
| 1r | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three | Management | For | For |
| |
|---|
COMCAST CORPORATION
Meeting Date: MAY 21, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: CMCSA
Security ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
| |
|---|
CORNING INCORPORATED
Meeting Date: APR 29, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: GLW
Security ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.2 | Elect Director John A. Canning, Jr. | Management | For | For |
| 1.3 | Elect Director Richard T. Clark | Management | For | For |
| 1.4 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Flaws | Management | For | For |
| 1.6 | Elect Director Deborah A. Henretta | Management | For | For |
| 1.7 | Elect Director Kurt M. Landgraf | Management | For | For |
| 1.8 | Elect Director Kevin J. Martin | Management | For | For |
| 1.9 | Elect Director Deborah D. Rieman | Management | For | For |
| 1.10 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.11 | Elect Director Wendell P. Weeks | Management | For | For |
| 1.12 | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
Meeting Date: MAR 19, 2014
Record Date: JAN 09, 2014
Meeting Type: ANNUAL | Ticker: COV
Security ID: G2554F113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Joy A. Amundson | Management | For | For |
| 1c | Elect Director Craig Arnold | Management | For | For |
| 1d | Elect Director Robert H. Brust | Management | For | For |
| 1e | Elect Director Christopher J. Coughlin | Management | For | For |
| 1f | Elect Director Randall J. Hogan, III | Management | For | For |
| 1g | Elect Director Martin D. Madaus | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director Stephen H. Rusckowski | Management | For | For |
| 1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Authorize Market Purchases of Ordinary Shares | Management | For | For |
| 5 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| 6 | Renew Director's Authority to Issue Shares | Management | For | Against |
| 7 | Renew Director's Authority to Issue Shares for Cash | Management | For | Against |
| |
|---|
CSX CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: CSX
Security ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Edward J. Kelly, III | Management | For | For |
| 1f | Elect Director Gilbert H. Lamphere | Management | For | For |
| 1g | Elect Director John D. McPherson | Management | For | For |
| 1h | Elect Director Timothy T. O'Toole | Management | For | For |
| 1i | Elect Director David M. Ratcliffe | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Michael J. Ward | Management | For | For |
| 1l | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1m | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
DEERE & COMPANY
Meeting Date: FEB 26, 2014
Record Date: DEC 31, 2013
Meeting Type: ANNUAL | Ticker: DE
Security ID: 244199105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel R. Allen | Management | For | For |
| 1b | Elect Director Crandall C. Bowles | Management | For | For |
| 1c | Elect Director Vance D. Coffman | Management | For | For |
| 1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1e | Elect Director Dipak C. Jain | Management | For | For |
| 1f | Elect Director Clayton M. Jones | Management | For | For |
| 1g | Elect Director Joachim Milberg | Management | For | For |
| 1h | Elect Director Richard B. Myers | Management | For | For |
| 1i | Elect Director Gregory R. Page | Management | For | For |
| 1j | Elect Director Thomas H. Patrick | Management | For | For |
| 1k | Elect Director Sherry M. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
Meeting Date: APR 03, 2014
Record Date: FEB 03, 2014
Meeting Type: ANNUAL | Ticker: DLPH
Security ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
Meeting Date: APR 28, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: DLR
Security ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Dennis E. Singleton | Management | For | For |
| 1B | Elect Director Laurence A. Chapman | Management | For | For |
| 1C | Elect Director Kathleen Earley | Management | For | For |
| 1D | Elect Director Ruann F. Ernst | Management | For | For |
| 1E | Elect Director Kevin J. Kennedy | Management | For | For |
| 1F | Elect Director William G. LaPerch | Management | For | For |
| 1G | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DISCOVER FINANCIAL SERVICES
Meeting Date: MAY 07, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: DFS
Security ID: 254709108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director Gregory C. Case | Management | For | For |
| 1.4 | Elect Director Candace H. Duncan | Management | For | For |
| 1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 1.6 | Elect Director Richard H. Lenny | Management | For | For |
| 1.7 | Elect Director Thomas G. Maheras | Management | For | For |
| 1.8 | Elect Director Michael H. Moskow | Management | For | For |
| 1.9 | Elect Director David W. Nelms | Management | For | For |
| 1.10 | Elect Director Mark A. Thierer | Management | For | For |
| 1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 18, 2014
Meeting Type: ANNUAL | Ticker: EBAY
Security ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Anderson | Management | For | For |
| 1.2 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director John J. Donahoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
| |
|---|
EXELON CORPORATION
Meeting Date: MAY 06, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: EXC
Security ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John A. Canning, Jr. | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Nelson A. Diaz | Management | For | For |
| 1h | Elect Director Sue L. Gin | Management | For | For |
| 1i | Elect Director Paul L. Joskow | Management | For | For |
| 1j | Elect Director Robert J. Lawless | Management | For | For |
| 1k | Elect Director Richard W. Mies | Management | For | For |
| 1l | Elect Director William C. Richardson | Management | For | For |
| 1m | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1n | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1o | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ESRX
Security ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: FB
Security ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Against |
| 7 | Report on Sustainability | Shareholder | Against | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
Meeting Date: APR 23, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: GE
Security ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director James E. Rohr | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
GILEAD SCIENCES, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: GILD
Security ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
| |
|---|
GOOGLE INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: GOOG
Security ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | Withhold |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
HENKEL AG & CO. KGAA
Meeting Date: APR 04, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: HEN3
Security ID: D3207M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1. | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2. | Approve Allocation of Income and Dividends of EUR 1.20 per Ordinary Share and EUR 1.22 per Preferred Share | Management | For | For |
| 3. | Approve Discharge of the Personally Liable Partnerfor Fiscal 2013 | Management | For | For |
| 4. | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5. | Approve Discharge of the Shareholders' Committee for Fiscal 2013 | Management | For | For |
| 6. | Ratify KPMG as Auditors for Fiscal 2014 | Management | For | For |
| 7. | Elect Barbara Kux to the Supervisory Board | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
Meeting Date: APR 24, 2014
Record Date: FEB 25, 2014
Meeting Type: ANNUAL | Ticker: ISRG
Security ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amal M. Johnson | Management | For | For |
| 1.2 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.3 | Elect Director Alan J. Levy | Management | For | For |
| 1.4 | Elect Director Craig H. Barratt | Management | For | For |
| 1.5 | Elect Director Floyd D. Loop | Management | For | For |
| 1.6 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
Meeting Date: MAY 20, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: JPM
Security ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
L-3 COMMUNICATIONS HOLDINGS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: LLL
Security ID: 502424104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann E. Dunwoody | Management | For | For |
| 1.2 | Elect Director Vincent Pagano, Jr. | Management | For | For |
| 1.3 | Elect Director H. Hugh Shelton | Management | For | For |
| 1.4 | Elect Director Michael T. Strianese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | For |
| |
|---|
LINCOLN NATIONAL CORPORATION
Meeting Date: MAY 22, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: LNC
Security ID: 534187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis R. Glass | Management | For | For |
| 1.2 | Elect Director Gary C. Kelly | Management | For | For |
| 1.3 | Elect Director Michael F. Mee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: MMC
Security ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Oscar Fanjul | Management | For | For |
| 1b | Elect Director Daniel S. Glaser | Management | For | For |
| 1c | Elect Director H. Edward Hanway | Management | For | For |
| 1d | Elect Director Lord Lang | Management | For | For |
| 1e | Elect Director Elaine La Roche | Management | For | For |
| 1f | Elect Director Steven A. Mills | Management | For | For |
| 1g | Elect Director Bruce P. Nolop | Management | For | For |
| 1h | Elect Director Marc D. Oken | Management | For | For |
| 1i | Elect Director Morton O. Schapiro | Management | For | For |
| 1j | Elect Director Adele Simmons | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
Meeting Date: JUN 03, 2014
Record Date: APR 09, 2014
Meeting Type: ANNUAL | Ticker: MA
Security ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MCGRAW HILL FINANCIAL, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: MHFI
Security ID: 580645109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Harold McGraw, III | Management | For | For |
| 1.5 | Elect Director Robert P. McGraw | Management | For | For |
| 1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.7 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.8 | Elect Director Michael Rake | Management | For | For |
| 1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
MICROSOFT CORPORATION
Meeting Date: NOV 19, 2013
Record Date: SEP 13, 2013
Meeting Type: ANNUAL | Ticker: MSFT
Security ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MDLZ
Security ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Nelson Peltz | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Ruth J. Simmons | Management | For | For |
| 1k | Elect Director Ratan N. Tata | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
Meeting Date: MAY 14, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: NOV
Security ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1B | Elect Director Clay C. Williams | Management | For | For |
| 1C | Elect Director Greg L. Armstrong | Management | For | For |
| 1D | Elect Director Robert E. Beauchamp | Management | For | For |
| 1E | Elect Director Marcela E. Donadio | Management | For | For |
| 1F | Elect Director Ben A. Guill | Management | For | For |
| 1G | Elect Director David D. Harrison | Management | For | For |
| 1H | Elect Director Roger L. Jarvis | Management | For | For |
| 1I | Elect Director Eric L. Mattson | Management | For | For |
| 1K | Elect Director Jeffery A. Smisek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NOBLE ENERGY, INC.
Meeting Date: APR 22, 2014
Record Date: MAR 05, 2014
Meeting Type: ANNUAL | Ticker: NBL
Security ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1.2 | Elect Director Michael A. Cawley | Management | For | For |
| 1.3 | Elect Director Edward F. Cox | Management | For | For |
| 1.4 | Elect Director Charles D. Davidson | Management | For | For |
| 1.5 | Elect Director Thomas J. Edelman | Management | For | For |
| 1.6 | Elect Director Eric P. Grubman | Management | For | For |
| 1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
| 1.8 | Elect Director Scott D. Urban | Management | For | For |
| 1.9 | Elect Director William T. Van Kleef | Management | For | For |
| 1.10 | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PFIZER INC.
Meeting Date: APR 24, 2014
Record Date: FEB 26, 2014
Meeting Type: ANNUAL | Ticker: PFE
Security ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: PM
Security ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Jennifer Li | Management | For | For |
| 1.5 | Elect Director Sergio Marchionne | Management | For | Against |
| 1.6 | Elect Director Kalpana Morparia | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Robert B. Polet | Management | For | For |
| 1.9 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.10 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| 5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
| |
|---|
PPG INDUSTRIES, INC.
Meeting Date: APR 17, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: PPG
Security ID: 693506107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Hugh Grant | Management | For | For |
| 1.3 | Elect Director Michele J. Hooper | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement in the Articles of Incorporation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
PVH CORP.
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: PVH
Security ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE J. M. SMUCKER COMPANY
Meeting Date: AUG 14, 2013
Record Date: JUN 17, 2013
Meeting Type: ANNUAL | Ticker: SJM
Security ID: 832696405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathryn W. Dindo | Management | For | For |
| 1b | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1c | Elect Director Richard K. Smucker | Management | For | For |
| 1d | Elect Director Paul Smucker Wagstaff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: TJX
Security ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOWERS WATSON & CO.
Meeting Date: NOV 15, 2013
Record Date: SEP 17, 2013
Meeting Type: ANNUAL | Ticker: TW
Security ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TYCO INTERNATIONAL LTD.
Meeting Date: MAR 05, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: TYC
Security ID: H89128104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3a | Elect Director Edward D. Breen | Management | For | For |
| 3b | Elect Director Herman E. Bulls | Management | For | For |
| 3c | Elect Director Michael E. Daniels | Management | For | For |
| 3d | Elect Director Frank M. Drendel | Management | For | For |
| 3e | Elect Director Brian Duperreault | Management | For | For |
| 3f | Elect Director Rajiv L. Gupta | Management | For | For |
| 3g | Elect Director George R. Oliver | Management | For | For |
| 3h | Elect Director Brendan R. O'Neill | Management | For | For |
| 3i | Elect Director Jurgen Tinggren | Management | For | For |
| 3j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 3k | Elect Director R. David Yost | Management | For | For |
| 4 | Elect Board Chairman Edward D. Breen | Management | For | For |
| 5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
| 5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
| 5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
| 6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
| 6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
| 8 | Approve Allocation of Income | Management | For | For |
| 9 | Approve Ordinary Cash Dividend | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 02, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: UNH
Security ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Directo Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Douglas W. Leatherdale | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director Kenneth I. Shine | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
Meeting Date: MAY 01, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: VZ
Security ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Report on Net Neutrality | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
VULCAN MATERIALS COMPANY
Meeting Date: MAY 09, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: VMC
Security ID: 929160109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 1.2 | Elect Director Donald M. James | Management | For | For |
| 1.3 | Elect Director James T. Prokopanko | Management | For | For |
| 1.4 | Elect Director Kathleen W. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN DIGITAL CORPORATION
Meeting Date: NOV 14, 2013
Record Date: SEP 17, 2013
Meeting Type: ANNUAL | Ticker: WDC
Security ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen A. Cote | Management | For | For |
| 1b | Elect Director Henry T. DeNero | Management | For | For |
| 1c | Elect Director William L. Kimsey | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Roger H. Moore | Management | For | For |
| 1i | Elect Director Thomas E. Pardun | Management | For | For |
| 1j | Elect Director Arif Shakeel | Management | For | For |
| 1k | Elect Director Akio Yamamoto | Management | For | For |
| 1l | Elect Director Masahiro Yamamura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZOETIS INC.
Meeting Date: MAY 13, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: ZTS
Security ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory Norden | Management | For | For |
| 1.2 | Elect Director Louise M. Parent | Management | For | For |
| 1.3 | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
Oppenheimer Main Street Small Cap Fund/VA
| |
|---|
A. SCHULMAN, INC.
Meeting Date: DEC 12, 2013
Record Date: OCT 18, 2013
Meeting Type: ANNUAL | Ticker: SHLM
Security ID: 808194104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Eugene R. Allspach | Management | For | For |
| 1b | Elect Director Gregory T. Barmore | Management | For | For |
| 1c | Elect Director David G. Birney | Management | For | For |
| 1d | Elect Director Howard R. Curd | Management | For | For |
| 1e | Elect Director Joseph M. Gingo | Management | For | For |
| 1f | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1g | Elect Director Lee D. Meyer | Management | For | For |
| 1h | Elect Director James A. Mitarotonda | Management | For | For |
| 1i | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1j | Elect Director Irvin D. Reid | Management | For | For |
| 1k | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACCO BRANDS CORPORATION
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: ACCO
Security ID: 00081T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director James A. Buzzard | Management | For | For |
| 1.3 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.4 | Elect Director Boris Elisman | Management | For | For |
| 1.5 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.6 | Elect Director Pradeep Jotwani | Management | For | For |
| 1.7 | Elect Director Robert J. Keller | Management | For | For |
| 1.8 | Elect Director Thomas Kroeger | Management | For | For |
| 1.9 | Elect Director Michael Norkus | Management | For | For |
| 1.10 | Elect Director E. Mark Rajkowski | Management | For | For |
| 1.11 | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AECOM TECHNOLOGY CORPORATION
Meeting Date: MAR 06, 2014
Record Date: JAN 06, 2014
Meeting Type: ANNUAL | Ticker: ACM
Security ID: 00766T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael S. Burke | Management | For | For |
| 1.2 | Elect Director David W. Joos | Management | For | For |
| 1.3 | Elect Director Robert J. Routs | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
AMTRUST FINANCIAL SERVICES, INC.
Meeting Date: MAY 23, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL | Ticker: AFSI
Security ID: 032359309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald T. DeCarlo | Management | For | For |
| 1.2 | Elect Director Susan C. Fisch | Management | For | For |
| 1.3 | Elect Director Abraham Gulkowitz | Management | For | For |
| 1.4 | Elect Director George Karfunkel | Management | For | For |
| 1.5 | Elect Director Michael Karfunkel | Management | For | Withhold |
| 1.6 | Elect Director Jay J. Miller | Management | For | For |
| 1.7 | Elect Director Barry D. Zyskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.
Meeting Date: APR 29, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: ARI
Security ID: 03762U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph F. Azrack | Management | For | For |
| 1.2 | Elect Director Mark C. Biderman | Management | For | For |
| 1.3 | Elect Director Robert A. Kasdin | Management | For | For |
| 1.4 | Elect Director Eric L. Press | Management | For | For |
| 1.5 | Elect Director Scott S. Prince | Management | For | For |
| 1.6 | Elect Director Stuart A. Rothstein | Management | For | For |
| 1.7 | Elect Director Michael E. Salvati | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AQUA AMERICA, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: WTR
Security ID: 03836W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.2 | Elect Director Michael L. Browne | Management | For | For |
| 1.3 | Elect Director Richard H. Glanton | Management | For | For |
| 1.4 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.5 | Elect Director William P. Hankowsky | Management | For | For |
| 1.6 | Elect Director Wendell F. Holland | Management | For | For |
| 1.7 | Elect Director Ellen T. Ruff | Management | For | For |
| 1.8 | Elect Director Andrew J. Sordoni, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| |
|---|
ARATANA THERAPEUTICS, INC.
Meeting Date: JUN 19, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: PETX
Security ID: 03874P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Laura A. Brege | Management | For | For |
| 1.2 | Elect Director Robert 'Rip' Gerber | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARES COMMERCIAL REAL ESTATE CORPORATION
Meeting Date: JUN 26, 2014
Record Date: APR 28, 2014
Meeting Type: ANNUAL | Ticker: ACRE
Security ID: 04013V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline E. Blakely | Management | For | For |
| 1.2 | Elect Director John Hope Bryant | Management | For | Withhold |
| 1.3 | Elect Director Robert L. Rosen | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
B/E AEROSPACE, INC.
Meeting Date: JUL 24, 2013
Record Date: MAY 28, 2013
Meeting Type: ANNUAL | Ticker: BEAV
Security ID: 073302101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Senft | Management | For | For |
| 1.2 | Elect Director John T. Whates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
BANCORPSOUTH, INC.
Meeting Date: APR 23, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: BXS
Security ID: 059692103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. G. Holliman, Jr. | Management | For | For |
| 1.2 | Elect Director Warren A. Hood, Jr. | Management | For | For |
| 1.3 | Elect Director Turner O. Lashlee | Management | For | For |
| 1.4 | Elect Director Alan W. Perry | Management | For | For |
| 1.5 | Elect Director Thomas H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANKUNITED, INC.
Meeting Date: MAY 14, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: BKU
Security ID: 06652K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tere Blanca | Management | For | For |
| 1.2 | Elect Director Sue M. Cobb | Management | For | Withhold |
| 1.3 | Elect Director Eugene F. DeMark | Management | For | Withhold |
| 1.4 | Elect Director Michael J. Dowling | Management | For | Withhold |
| 1.5 | Elect Director John A. Kanas | Management | For | For |
| 1.6 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.7 | Elect Director Rajinder P. Singh | Management | For | For |
| 1.8 | Elect Director Sanjiv Sobti | Management | For | For |
| 1.9 | Elect Director A. Robert Towbin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BOISE CASCADE COMPANY
Meeting Date: MAY 08, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: BCC
Security ID: 09739D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas E. Carlile | Management | For | For |
| 2 | Elect Director Duane C. McDougall | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
Meeting Date: NOV 07, 2013
Record Date: SEP 09, 2013
Meeting Type: ANNUAL | Ticker: EAT
Security ID: 109641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Michael A. George | Management | For | For |
| 1.4 | Elect Director William T. Giles | Management | For | For |
| 1.5 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.6 | Elect Director Jon L. Luther | Management | For | For |
| 1.7 | Elect Director John W. Mims | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic | Management | For | For |
| 1.9 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.10 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CAPITALSOURCE INC.
Meeting Date: JAN 13, 2014
Record Date: DEC 04, 2013
Meeting Type: SPECIAL | Ticker: CSE
Security ID: 14055X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CAVIUM, INC.
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: CAVM
Security ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELLDEX THERAPEUTICS, INC.
Meeting Date: MAY 28, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: CLDX
Security ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CENTURY ALUMINUM COMPANY
Meeting Date: SEP 23, 2013
Record Date: JUL 29, 2013
Meeting Type: ANNUAL | Ticker: CENX
Security ID: 156431108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jarl Berntzen | Management | For | For |
| 1b | Elect Director Michael Bless | Management | For | For |
| 1c | Elect Director Daniel Goldberg | Management | For | Withhold |
| 1d | Elect Director Peter Jones | Management | For | For |
| 1e | Elect Director Andrew Michelmore | Management | For | For |
| 1f | Elect Director John O'Brien | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHATHAM LODGING TRUST
Meeting Date: MAY 22, 2014
Record Date: APR 01, 2014
Meeting Type: ANNUAL | Ticker: CLDT
Security ID: 16208T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee Miles Berger | Management | For | Withhold |
| 1.2 | Elect Trustee Jack P. DeBoer | Management | For | Withhold |
| 1.3 | Elect Trustee Glen R. Gilbert | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYTEC INDUSTRIES INC.
Meeting Date: APR 22, 2014
Record Date: FEB 28, 2014
Meeting Type: ANNUAL | Ticker: CYT
Security ID: 232820100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony G. Fernandes | Management | For | For |
| 1b | Elect Director Shane D. Fleming | Management | For | For |
| 1c | Elect Director Raymond P. Sharpe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANA HOLDING CORPORATION
Meeting Date: MAY 02, 2014
Record Date: MAR 03, 2014
Meeting Type: ANNUAL | Ticker: DAN
Security ID: 235825205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
| 1.2 | Elect Director Terrence J. Keating | Management | For | For |
| 1.3 | Elect Director R. Bruce McDonald | Management | For | For |
| 1.4 | Elect Director Joseph C. Muscari | Management | For | For |
| 1.5 | Elect Director Mark A. Schulz | Management | For | For |
| 1.6 | Elect Director Keith E. Wandell | Management | For | For |
| 1.7 | Elect Director Roger J. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DEXCOM, INC.
Meeting Date: MAY 29, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: DXCM
Security ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan T. Lord | Management | For | For |
| 1b | Elect Director Eric Topol | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 12, 2014
Meeting Type: ANNUAL | Ticker: DNKN
Security ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Hines | Management | For | For |
| 1.2 | Elect Director Joseph Uva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Nanomaterial Product Safety | Shareholder | Against | For |
| |
|---|
ENDOLOGIX, INC.
Meeting Date: MAY 22, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: ELGX
Security ID: 29266S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Lemaitre | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EPL OIL & GAS, INC.
Meeting Date: MAY 30, 2014
Record Date: APR 21, 2014
Meeting Type: SPECIAL | Ticker: EPL
Security ID: 26883D108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
FINISAR CORPORATION
Meeting Date: SEP 03, 2013
Record Date: JUL 12, 2013
Meeting Type: ANNUAL | Ticker: FNSR
Security ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry S. Rawls | Management | For | For |
| 1.2 | Elect Director Robert N. Stephens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST NIAGARA FINANCIAL GROUP, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: FNFG
Security ID: 33582V108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas E. Baker | Management | For | For |
| 1.2 | Elect Director James R. Boldt | Management | For | For |
| 1.3 | Elect Director G. Thomas Bowers | Management | For | For |
| 1.4 | Elect Director Roxanne J. Coady | Management | For | For |
| 1.5 | Elect Director Gary M. Crosby | Management | For | For |
| 1.6 | Elect Director Carl Florio | Management | For | For |
| 1.7 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.8 | Elect Director George M. Philip | Management | For | For |
| 1.9 | Elect Director Peter B. Robinson | Management | For | For |
| 1.10 | Elect Director Nathaniel D. Woodson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTMERIT CORPORATION
Meeting Date: APR 16, 2014
Record Date: FEB 21, 2014
Meeting Type: ANNUAL | Ticker: FMER
Security ID: 337915102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizabeth A. Ardisana | Management | For | For |
| 1.2 | Elect Director Steven H. Baer | Management | For | For |
| 1.3 | Elect Director Karen S. Belden | Management | For | For |
| 1.4 | Elect Director R. Cary Blair | Management | For | For |
| 1.5 | Elect Director John C. Blickle | Management | For | For |
| 1.6 | Elect Director Robert W. Briggs | Management | For | For |
| 1.7 | Elect Director Richard Colella | Management | For | For |
| 1.8 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.9 | Elect Director Gina D. France | Management | For | For |
| 1.10 | Elect Director Paul G. Greig | Management | For | For |
| 1.11 | Elect Director Terry L. Haines | Management | For | For |
| 1.12 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.13 | Elect Director Clifford J. Isroff | Management | For | For |
| 1.14 | Elect Director Philip A. Lloyd, II | Management | For | For |
| 1.15 | Elect Director Russ M. Strobel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
FLAGSTAR BANCORP, INC.
Meeting Date: AUG 20, 2013
Record Date: JUL 11, 2013
Meeting Type: ANNUAL | Ticker: FBC
Security ID: 337930705
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter N. Carter | Management | For | For |
| 1.2 | Elect Director Alessandro P. DiNello | Management | For | For |
| 1.3 | Elect Director Jay J. Hansen | Management | For | For |
| 1.4 | Elect Director John D. Lewis | Management | For | For |
| 1.5 | Elect Director David J. Matlin | Management | For | Against |
| 1.6 | Elect Director James A. Ovenden | Management | For | For |
| 1.7 | Elect Director Peter Schoels | Management | For | Against |
| 1.8 | Elect Director Michael J. Shonka | Management | For | For |
| 1.9 | Elect Director David L. Treadwell | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FLOWERS FOODS, INC.
Meeting Date: MAY 21, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: FLO
Security ID: 343498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.2 | Elect Director Margaret G. Lewis | Management | For | For |
| 1.3 | Elect Director Allen L. Shiver | Management | For | For |
| 1.4 | Elect Director C. Martin Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
FLUIDIGM CORPORATION
Meeting Date: MAY 21, 2014
Record Date: MAR 27, 2014
Meeting Type: ANNUAL | Ticker: FLDM
Security ID: 34385P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick S. Jones | Management | For | For |
| 1.2 | Elect Director Evan Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FORTINET, INC.
Meeting Date: JUN 20, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: FTNT
Security ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Xie | Management | For | For |
| 1.2 | Elect Director William H. Neukom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GREATBATCH, INC.
Meeting Date: MAY 16, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: GB
Security ID: 39153L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela G. Bailey | Management | For | For |
| 1.2 | Elect Director Anthony P. Bihl, III | Management | For | For |
| 1.3 | Elect Director Joseph W. Dziedzic | Management | For | For |
| 1.4 | Elect Director Thomas J. Hook | Management | For | For |
| 1.5 | Elect Director Kevin C. Melia | Management | For | For |
| 1.6 | Elect Director Joseph A. Miller, Jr. | Management | For | For |
| 1.7 | Elect Director Bill R. Sanford | Management | For | For |
| 1.8 | Elect Director Peter H. Soderberg | Management | For | For |
| 1.9 | Elect Director William B. Summers, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GUIDEWIRE SOFTWARE, INC.
Meeting Date: DEC 05, 2013
Record Date: OCT 18, 2013
Meeting Type: ANNUAL | Ticker: GWRE
Security ID: 40171V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Cavoores | Management | For | For |
| 1.2 | Elect Director Guy Dubois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEALTHSOUTH CORPORATION
Meeting Date: MAY 01, 2014
Record Date: MAR 04, 2014
Meeting Type: ANNUAL | Ticker: HLS
Security ID: 421924309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Donald L. Correll | Management | For | For |
| 1.3 | Elect Director Yvonne M. Curl | Management | For | For |
| 1.4 | Elect Director Charles M. Elson | Management | For | For |
| 1.5 | Elect Director Jay Grinney | Management | For | For |
| 1.6 | Elect Director Joan E. Herman | Management | For | For |
| 1.7 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
| 1.8 | Elect Director Leslye G. Katz | Management | For | For |
| 1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
Meeting Date: JUN 19, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: HMSY
Security ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig R. Callen | Management | For | For |
| 1b | Elect Director Robert M. Holster | Management | For | For |
| 1c | Elect Director William C. Lucia | Management | For | For |
| 1d | Elect Director Bart M. Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HORIZON PHARMA, INC.
Meeting Date: JUN 27, 2014
Record Date: MAY 20, 2014
Meeting Type: ANNUAL | Ticker: HZNP
Security ID: 44047T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gino Santini | Management | For | For |
| 1.2 | Elect Director Timothy P. Walbert | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUB GROUP, INC.
Meeting Date: MAY 09, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: HUBG
Security ID: 443320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 1.6 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IMPERVA, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 15, 2014
Meeting Type: ANNUAL | Ticker: IMPV
Security ID: 45321L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shlomo Kramer | Management | For | For |
| 1.2 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.3 | Elect Director James R. Tolonen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INFOBLOX INC.
Meeting Date: DEC 18, 2013
Record Date: OCT 29, 2013
Meeting Type: ANNUAL | Ticker: BLOX
Security ID: 45672H104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Daniel J. Phelps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
Meeting Date: MAY 20, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: IART
Security ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTREPID POTASH, INC.
Meeting Date: MAY 28, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: IPI
Security ID: 46121Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Jornayvaz, III | Management | For | For |
| 1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
J2 GLOBAL, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: JCOM
Security ID: 48123V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director Robert J. Cresci | Management | For | For |
| 1c | Elect Director W. Brian Kretzmer | Management | For | For |
| 1d | Elect Director Richard S. Ressler | Management | For | For |
| 1e | Elect Director Stephen Ross | Management | For | For |
| 1f | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KAISER ALUMINUM CORPORATION
Meeting Date: JUN 04, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: KALU
Security ID: 483007704
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Bartholomew | Management | For | For |
| 1.2 | Elect Director Jack A. Hockema | Management | For | For |
| 1.3 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.4 | Elect Director Brett E. Wilcox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KAR AUCTION SERVICES, INC.
Meeting Date: JUN 10, 2014
Record Date: APR 16, 2014
Meeting Type: ANNUAL | Ticker: KAR
Security ID: 48238T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ryan M. Birtwell | Management | For | For |
| 1.2 | Elect Director Brian T. Clingen | Management | For | For |
| 1.3 | Elect Director Donna R. Ecton | Management | For | For |
| 1.4 | Elect Director Peter R. Formanek | Management | For | For |
| 1.5 | Elect Director James P. Hallett | Management | For | For |
| 1.6 | Elect Director Mark E. Hill | Management | For | For |
| 1.7 | Elect Director Lynn Jolliffe | Management | For | For |
| 1.8 | Elect Director Michael T. Kestner | Management | For | For |
| 1.9 | Elect Director John P. Larson | Management | For | For |
| 1.10 | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KB HOME
Meeting Date: APR 03, 2014
Record Date: FEB 07, 2014
Meeting Type: ANNUAL | Ticker: KBH
Security ID: 48666K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Timothy W. Finchem | Management | For | For |
| 1.3 | Elect Director Thomas W. Gilligan | Management | For | For |
| 1.4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.5 | Elect Director Robert L. Johnson | Management | For | For |
| 1.6 | Elect Director Melissa Lora | Management | For | For |
| 1.7 | Elect Director Michael G. McCaffery | Management | For | For |
| 1.8 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 1.9 | Elect Director Luis G. Nogales | Management | For | For |
| 1.10 | Elect Director Michael M. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KBR, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: KBR
Security ID: 48242W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Frank Blount | Management | For | For |
| 1.2 | Elect Director Loren K. Carroll | Management | For | For |
| 1.3 | Elect Director Linda Z. Cook | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1.5 | Elect Director Lester L. Lyles | Management | For | For |
| 1.6 | Elect Director Jack B. Moore | Management | For | For |
| 1.7 | Elect Director Richard J. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KERYX BIOPHARMACEUTICALS, INC.
Meeting Date: JUN 23, 2014
Record Date: APR 25, 2014
Meeting Type: ANNUAL | Ticker: KERX
Security ID: 492515101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | Withhold |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Joseph Feczko | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Jack Kaye | Management | For | For |
| 1.6 | Elect Director Daniel P. Regan | Management | For | For |
| 1.7 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KORN/FERRY INTERNATIONAL
Meeting Date: SEP 26, 2013
Record Date: AUG 01, 2013
Meeting Type: ANNUAL | Ticker: KFY
Security ID: 500643200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Gary D. Burnison | Management | For | For |
| 2.2 | Elect Director William R. Floyd | Management | For | For |
| 2.3 | Elect Director Jerry P. Leamon | Management | For | For |
| 2.4 | Elect Director Edward D. Miller | Management | For | For |
| 2.5 | Elect Director Debra J. Perry | Management | For | For |
| 2.6 | Elect Director Gerhard Schulmeyer | Management | For | For |
| 2.7 | Elect Director George T. Shaheen | Management | For | For |
| 2.8 | Elect Director Harry L. You | Management | For | For |
| 3.9 | Elect Director Gary D. Burnison | Management | For | For |
| 3.10 | Elect Director Edward D. Miller | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LASALLE HOTEL PROPERTIES
Meeting Date: MAY 07, 2014
Record Date: FEB 20, 2014
Meeting Type: ANNUAL | Ticker: LHO
Security ID: 517942108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Barnello | Management | For | For |
| 1.2 | Elect Director Donald A. Washburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LIFELOCK, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: LOCK
Security ID: 53224V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert A. (Rocky) Pimentel | Management | For | Withhold |
| 1.2 | Elect Director Thomas J. Ridge | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MATTRESS FIRM HOLDING CORP.
Meeting Date: MAY 29, 2014
Record Date: APR 03, 2014
Meeting Type: ANNUAL | Ticker: MFRM
Security ID: 57722W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Childs | Management | For | For |
| 1.2 | Elect Director Joseph M. Fortunato | Management | For | For |
| 1.3 | Elect Director Adam L. Suttin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIMUS, INC.
Meeting Date: MAR 19, 2014
Record Date: JAN 15, 2014
Meeting Type: ANNUAL | Ticker: MMS
Security ID: 577933104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell A. Beliveau | Management | For | For |
| 1.2 | Elect Director John J. Haley | Management | For | For |
| 1.3 | Elect Director Marilyn R. Seymann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MB FINANCIAL, INC.
Meeting Date: MAY 28, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: MBFI
Security ID: 55264U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Bolger | Management | For | For |
| 1b | Elect Director Mitchell Feiger | Management | For | For |
| 1c | Elect Director Charles J. Gries | Management | For | For |
| 1d | Elect Director James N. Hallene | Management | For | For |
| 1e | Elect Director Thomas H. Harvey | Management | For | For |
| 1f | Elect Director Richard J. Holmstrom | Management | For | For |
| 1g | Elect Director Karen J. May | Management | For | For |
| 1h | Elect Director Ronald D. Santo | Management | For | For |
| 1i | Elect Director Renee Togher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: SEP 27, 2013
Record Date: AUG 22, 2013
Meeting Type: SPECIAL | Ticker: MAA
Security ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 14, 2014
Meeting Type: ANNUAL | Ticker: MAA
Security ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director Ralph Horn | Management | For | For |
| 1d | Elect Director James K. Lowder | Management | For | For |
| 1e | Elect Director Thomas H. Lowder | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director Harold W. Ripps | Management | For | For |
| 1i | Elect Director W. Reid Sanders | Management | For | For |
| 1j | Elect Director William B. Sansom | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director John W. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MOBILE MINI, INC.
Meeting Date: JUL 24, 2013
Record Date: MAY 30, 2013
Meeting Type: ANNUAL | Ticker: MINI
Security ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick McNamee, III | Management | For | For |
| 1.2 | Elect Director Lawrence Trachtenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MOBILE MINI, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: MINI
Security ID: 60740F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Watts | Management | For | For |
| 1.2 | Elect Director Erik Olsson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONRO MUFFLER BRAKE, INC.
Meeting Date: AUG 06, 2013
Record Date: JUN 18, 2013
Meeting Type: ANNUAL | Ticker: MNRO
Security ID: 610236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Danziger | Management | For | For |
| 1.2 | Elect Director Robert G. Gross | Management | For | For |
| 1.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 1.4 | Elect Director Robert E. Mellor | Management | For | For |
| 1.5 | Elect Director Peter J. Solomon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MORPHOSYS AG
Meeting Date: MAY 23, 2014
Record Date: MAY 01, 2014
Meeting Type: ANNUAL | Ticker: MOR
Security ID: D55040105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | For |
| 6 | Approve Cancellation of of Two Conditional Capital Pools and Reduction of One Conditional Capital Pool | Management | For | For |
| 7 | Approve Creation of EUR 2.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Elect Walter Blaettler to the Supervisory Board | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 10 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| |
|---|
OLD DOMINION FREIGHT LINE, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: ODFL
Security ID: 679580100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Earl E. Congdon | Management | For | For |
| 1.2 | Elect Director David S. Congdon | Management | For | For |
| 1.3 | Elect Director J. Paul Breitbach | Management | For | For |
| 1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
| 1.5 | Elect Director Robert G. Culp, III | Management | For | For |
| 1.6 | Elect Director John D. Kasarda | Management | For | For |
| 1.7 | Elect Director Leo H. Suggs | Management | For | For |
| 1.8 | Elect Director D. Michael Wray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ORBITAL SCIENCES CORPORATION
Meeting Date: APR 22, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: ORB
Security ID: 685564106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice I. Obuchowski | Management | For | For |
| 1b | Elect Director Frank L. Salizzoni | Management | For | For |
| 1c | Elect Director Harrison H. Schmitt | Management | For | For |
| 1d | Elect Director David W. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ORITANI FINANCIAL CORP.
Meeting Date: NOV 26, 2013
Record Date: OCT 01, 2013
Meeting Type: ANNUAL | Ticker: ORIT
Security ID: 68633D103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Antonaccio | Management | For | For |
| 1.2 | Elect Director Kevin J. Lynch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
P. H. GLATFELTER COMPANY
Meeting Date: MAY 01, 2014
Record Date: MAR 11, 2014
Meeting Type: ANNUAL | Ticker: GLT
Security ID: 377316104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Dahlberg | Management | For | For |
| 1.2 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.3 | Elect Director Kevin M. Fogarty | Management | For | For |
| 1.4 | Elect Director J. Robert Hall | Management | For | For |
| 1.5 | Elect Director Richard C. Ill | Management | For | For |
| 1.6 | Elect Director Ronald J. Naples | Management | For | For |
| 1.7 | Elect Director Dante C. Parrini | Management | For | For |
| 1.8 | Elect Director Richard L. Smoot | Management | For | For |
| 1.9 | Elect Director Lee C. Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PAA NATURAL GAS STORAGE, L.P.
Meeting Date: DEC 31, 2013
Record Date: NOV 25, 2013
Meeting Type: SPECIAL | Ticker: PNG
Security ID: 693139107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PACKAGING CORPORATION OF AMERICA
Meeting Date: MAY 13, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: PKG
Security ID: 695156109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Hasan Jameel | Management | For | For |
| 1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.4 | Elect Director Robert C. Lyons | Management | For | For |
| 1.5 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.7 | Elect Director Roger B. Porter | Management | For | For |
| 1.8 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.9 | Elect Director Paul T. Stecko | Management | For | For |
| 1.10 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PIER 1 IMPORTS, INC.
Meeting Date: JUL 02, 2013
Record Date: MAY 03, 2013
Meeting Type: ANNUAL | Ticker: PIR
Security ID: 720279108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claire H. Babrowski | Management | For | For |
| 1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.3 | Elect Director John H. Burgoyne | Management | For | For |
| 1.4 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.5 | Elect Director Brendan L. Hoffman | Management | For | For |
| 1.6 | Elect Director Terry E. London | Management | For | For |
| 1.7 | Elect Director Alexander W. Smith | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PIER 1 IMPORTS, INC.
Meeting Date: JUN 20, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: PIR
Security ID: 720279108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claire H. Babrowski | Management | For | For |
| 1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.3 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.4 | Elect Director Brendan L. Hoffman | Management | For | For |
| 1.5 | Elect Director Terry E. London | Management | For | For |
| 1.6 | Elect Director Cynthia P. McCague | Management | For | For |
| 1.7 | Elect Director Michael A. Peel | Management | For | For |
| 1.8 | Elect Director Ann M. Sardini | Management | For | For |
| 1.9 | Elect Director Alexander W. Smith | Management | For | For |
| 2 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POOL CORPORATION
Meeting Date: MAY 07, 2014
Record Date: MAR 13, 2014
Meeting Type: ANNUAL | Ticker: POOL
Security ID: 73278L105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wilson B. Sexton | Management | For | For |
| 1.2 | Elect Director Andrew W. Code | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
| 1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1.6 | Elect Director Harlan F. Seymour | Management | For | For |
| 1.7 | Elect Director Robert C. Sledd | Management | For | For |
| 1.8 | Elect Director John E. Stokely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POPEYES LOUISIANA KITCHEN, INC.
Meeting Date: MAY 22, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: PLKI
Security ID: 732872106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Anand | Management | For | For |
| 1.2 | Elect Director Victor Arias, Jr. | Management | For | For |
| 1.3 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.4 | Elect Director Carolyn Hogan Byrd | Management | For | For |
| 1.5 | Elect Director John M. Cranor, III | Management | For | For |
| 1.6 | Elect Director R. William Ide, III | Management | For | For |
| 1.7 | Elect Director Joel K. Manby | Management | For | For |
| 1.8 | Elect Director Martyn R. Redgrave | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PROOFPOINT, INC.
Meeting Date: JUN 09, 2014
Record Date: APR 23, 2014
Meeting Type: ANNUAL | Ticker: PFPT
Security ID: 743424103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Feiber | Management | For | For |
| 1.2 | Elect Director Eric Hahn | Management | For | For |
| 1.3 | Elect Director Kevin Harvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REDWOOD TRUST, INC.
Meeting Date: MAY 20, 2014
Record Date: MAR 26, 2014
Meeting Type: ANNUAL | Ticker: RWT
Security ID: 758075402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Mariann Byerwalter | Management | For | For |
| 1.3 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.4 | Elect Director Martin S. Hughes | Management | For | For |
| 1.5 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.6 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.7 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
RENEWABLE ENERGY GROUP, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: REGI
Security ID: 75972A301
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Stroburg | Management | For | For |
| 1.2 | Elect Director Christopher D. Sorrells | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
Meeting Date: MAY 22, 2014
Record Date: APR 02, 2014
Meeting Type: ANNUAL | Ticker: RHI
Security ID: 770323103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.4 | Elect Director Robert J. Pace | Management | For | For |
| 1.5 | Elect Director Frederick A. Richman | Management | For | For |
| 1.6 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAIA, INC.
Meeting Date: APR 24, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: SAIA
Security ID: 78709Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda J. French | Management | For | For |
| 1.2 | Elect Director William F. Martin, Jr. | Management | For | For |
| 1.3 | Elect Director Bjorn E. Olsson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEMTECH CORPORATION
Meeting Date: JUN 26, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: SMTC
Security ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director W. Dean Baker | Management | For | For |
| 1.3 | Elect Director James P. Burra | Management | For | For |
| 1.4 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.5 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director John L. Piotrowski | Management | For | For |
| 1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.10 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SIGNET JEWELERS LIMITED
Meeting Date: JUN 13, 2014
Record Date: APR 11, 2014
Meeting Type: ANNUAL | Ticker: SIG
Security ID: G81276100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect H. Todd Stitzer as Director | Management | For | For |
| 1b | Elect Virginia Drosos as Director | Management | For | For |
| 1c | Elect Dale W. Hilpert as Director | Management | For | For |
| 1d | Elect Marianne Miller Parrs as Director | Management | For | For |
| 1e | Elect Thomas G. Plaskett as Director | Management | For | For |
| 1f | Elect Russell Walls as Director | Management | For | For |
| 1g | Elect Helen McCluskey as Director | Management | For | For |
| 1h | Elect Robert Stack as Director | Management | For | For |
| 1i | Elect Eugenia Ulasewicz as Director | Management | For | For |
| 1j | Elect Michael W. Barnes as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| |
|---|
SKYWORKS SOLUTIONS, INC.
Meeting Date: MAY 06, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: SWKS
Security ID: 83088M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPIRIT AIRLINES, INC.
Meeting Date: JUN 17, 2014
Record Date: APR 22, 2014
Meeting Type: ANNUAL | Ticker: SAVE
Security ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STAG INDUSTRIAL, INC.
Meeting Date: MAY 05, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: STAG
Security ID: 85254J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
| 1.4 | Elect Director Larry T. Guillemette | Management | For | For |
| 1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1.6 | Elect Director Christopher P. Marr | Management | For | For |
| 1.7 | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STARWOOD PROPERTY TRUST, INC.
Meeting Date: APR 30, 2014
Record Date: MAR 10, 2014
Meeting Type: ANNUAL | Ticker: STWD
Security ID: 85571B105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey F. DiModica | Management | For | For |
| 1.3 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.4 | Elect Director Camille J. Douglas | Management | For | For |
| 1.5 | Elect Director Boyd W. Fellows | Management | For | For |
| 1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
SWIFT TRANSPORTATION COMPANY
Meeting Date: MAY 08, 2014
Record Date: MAR 21, 2014
Meeting Type: ANNUAL | Ticker: SWFT
Security ID: 87074U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry Moyes | Management | For | For |
| 1.2 | Elect Director Richard H. Dozer | Management | For | Withhold |
| 1.3 | Elect Director David VanderPloeg | Management | For | Withhold |
| 1.4 | Elect Director Glenn Brown | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
TALMER BANCORP, INC.
Meeting Date: JUN 09, 2014
Record Date: APR 21, 2014
Meeting Type: ANNUAL | Ticker: TLMR
Security ID: 87482X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Max Berlin | Management | For | For |
| 1.2 | Elect Director Donald Coleman | Management | For | For |
| 1.3 | Elect Director Gary Collins | Management | For | For |
| 1.4 | Elect Director Jennifer Granholm | Management | For | For |
| 1.5 | Elect Director Paul Hodges, III | Management | For | For |
| 1.6 | Elect Director Ronald Klein | Management | For | For |
| 1.7 | Elect Director David Leitch | Management | For | For |
| 1.8 | Elect Director Barbara Mahone | Management | For | For |
| 1.9 | Elect Director Robert Naftaly | Management | For | For |
| 1.10 | Elect Director Albert Papa | Management | For | For |
| 1.11 | Elect Director David Provost | Management | For | For |
| 1.12 | Elect Director Wilbur Ross, Jr. | Management | For | Withhold |
| 1.13 | Elect Director Thomas Schellenberg | Management | For | For |
| 1.14 | Elect Director Gary Torgow | Management | For | For |
| 1.15 | Elect Director Arthur Weiss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TEAM HEALTH HOLDINGS, INC.
Meeting Date: MAY 19, 2014
Record Date: MAR 25, 2014
Meeting Type: ANNUAL | Ticker: TMH
Security ID: 87817A107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg Roth | Management | For | For |
| 1.2 | Elect Director James L. Bierman | Management | For | For |
| 1.3 | Elect Director Mary R. Grealy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TEXAS ROADHOUSE, INC.
Meeting Date: MAY 22, 2014
Record Date: MAR 24, 2014
Meeting Type: ANNUAL | Ticker: TXRH
Security ID: 882681109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Ramsey | Management | For | Withhold |
| 1.2 | Elect Director James R. Zarley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
THE GREENBRIER COMPANIES, INC.
Meeting Date: JAN 08, 2014
Record Date: NOV 13, 2013
Meeting Type: ANNUAL | Ticker: GBX
Security ID: 393657101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Graeme A. Jack | Management | For | For |
| 1.2 | Elect Director Victoria McManus | Management | For | For |
| 1.3 | Elect Director Wendy L. Teramoto | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE SPECTRANETICS CORPORATION
Meeting Date: JUN 10, 2014
Record Date: APR 14, 2014
Meeting Type: ANNUAL | Ticker: SPNC
Security ID: 84760C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maria Sainz | Management | For | For |
| 1.2 | Elect Director Daniel A. Pelak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TIBCO SOFTWARE INC.
Meeting Date: APR 03, 2014
Record Date: FEB 07, 2014
Meeting Type: ANNUAL | Ticker: TIBX
Security ID: 88632Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
| 1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
| 1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
| 1.4 | Elect Director Peter J. Job | Management | For | For |
| 1.5 | Elect Director David J. West | Management | For | For |
| 1.6 | Elect Director Philip K. Wood | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TITAN INTERNATIONAL, INC.
Meeting Date: MAY 15, 2014
Record Date: MAR 19, 2014
Meeting Type: ANNUAL | Ticker: TWI
Security ID: 88830M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Cashin, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Albert J. Febbo | Management | For | Withhold |
| 1.3 | Elect Director Gary L. Cowger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Bylaws | Management | For | For |
| |
|---|
TOLL BROTHERS, INC.
Meeting Date: MAR 12, 2014
Record Date: JAN 15, 2014
Meeting Type: ANNUAL | Ticker: TOL
Security ID: 889478103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.4 | Elect Director Robert S. Blank | Management | For | For |
| 1.5 | Elect Director Edward G. Boehne | Management | For | For |
| 1.6 | Elect Director Richard J. Braemer | Management | For | For |
| 1.7 | Elect Director Christine N. Garvey | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director Stephen A. Novick | Management | For | For |
| 1.10 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TRIUMPH GROUP, INC.
Meeting Date: JUL 18, 2013
Record Date: MAY 31, 2013
Meeting Type: ANNUAL | Ticker: TGI
Security ID: 896818101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director Elmer L. Doty | Management | For | Against |
| 1.3 | Elect Director John G. Drosdick | Management | For | For |
| 1.4 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.5 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.6 | Elect Director Richard C. Gozon | Management | For | For |
| 1.7 | Elect Director Richard C. Ill | Management | For | For |
| 1.8 | Elect Director William L. Mansfield | Management | For | For |
| 1.9 | Elect Director Adam J. Palmer | Management | For | For |
| 1.10 | Elect Director Joseph M. Silvestri | Management | For | For |
| 1.11 | Elect Director George Simpson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
TRONOX LIMITED
Meeting Date: MAY 21, 2014
Record Date: MAY 19, 2014
Meeting Type: ANNUAL | Ticker: TROX
Security ID: Q9235V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Casey | Management | For | For |
| 1.2 | Elect Director Andrew P. Hines | Management | For | For |
| 1.3 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.4 | Elect Director Peter Johnston | Management | For | For |
| 1.5 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.6 | Elect Director Jeffry N. Quinn | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WASTE CONNECTIONS, INC.
Meeting Date: MAY 16, 2014
Record Date: MAR 17, 2014
Meeting Type: ANNUAL | Ticker: WCN
Security ID: 941053100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert H. Davis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WEB.COM GROUP, INC.
Meeting Date: MAY 07, 2014
Record Date: MAR 07, 2014
Meeting Type: ANNUAL | Ticker: WWWW
Security ID: 94733A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Brown | Management | For | For |
| 1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEBSTER FINANCIAL CORPORATION
Meeting Date: APR 24, 2014
Record Date: FEB 24, 2014
Meeting Type: ANNUAL | Ticker: WBS
Security ID: 947890109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Becker | Management | For | For |
| 1.2 | Elect Director John J. Crawford | Management | For | For |
| 1.3 | Elect Director Robert A. Finkenzeller | Management | For | For |
| 1.4 | Elect Director C. Michael Jacobi | Management | For | For |
| 1.5 | Elect Director Laurence C. Morse | Management | For | For |
| 1.6 | Elect Director Karen R. Osar | Management | For | For |
| 1.7 | Elect Director Mark Pettie | Management | For | For |
| 1.8 | Elect Director Charles W. Shivery | Management | For | For |
| 1.9 | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WELLCARE HEALTH PLANS, INC.
Meeting Date: MAY 28, 2014
Record Date: MAR 31, 2014
Meeting Type: ANNUAL | Ticker: WCG
Security ID: 94946T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard C. Breon | Management | For | For |
| 1b | Elect Director Carol J. Burt | Management | For | For |
| 1c | Elect Director Roel C. Campos | Management | For | For |
| 1d | Elect Director David J. Gallitano | Management | For | For |
| 1e | Elect Director D. Robert Graham | Management | For | For |
| 1f | Elect Director Kevin F. Hickey | Management | For | For |
| 1g | Elect Director Christian P. Michalik | Management | For | For |
| 1h | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 1i | Elect Director William L. Trubeck | Management | For | For |
| 1j | Elect Director Paul E. Weaver | Management | For | For |
| 2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESCO AIRCRAFT HOLDINGS, INC.
Meeting Date: JAN 28, 2014
Record Date: DEC 04, 2013
Meeting Type: ANNUAL | Ticker: WAIR
Security ID: 950814103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam J. Palmer | Management | For | Withhold |
| 1.2 | Elect Director Norton A. Schwartz | Management | For | Withhold |
| 1.3 | Elect Director Randy J. Snyder | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | Against |
| |
|---|
WESTERN REFINING, INC.
Meeting Date: JUN 04, 2014
Record Date: APR 08, 2014
Meeting Type: ANNUAL | Ticker: WNR
Security ID: 959319104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Carin Marcy Barth | Management | For | For |
| 2.2 | Elect Director Paul L. Foster | Management | For | For |
| 2.3 | Elect Director L. Frederick Francis | Management | For | Withhold |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
Meeting Date: JUL 24, 2013
Record Date: MAY 29, 2013
Meeting Type: ANNUAL | Ticker: WETF
Security ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Begleiter | Management | For | Against |
| 1.2 | Elect Director Win Neuger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
Meeting Date: JUN 27, 2014
Record Date: MAY 02, 2014
Meeting Type: ANNUAL | Ticker: WETF
Security ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Jarrett Lilien | Management | For | For |
| 1b | Elect Director Frank Salerno | Management | For | For |
| 1c | Elect Director Jonathan L. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
XPO LOGISTICS, INC.
Meeting Date: MAY 27, 2014
Record Date: APR 04, 2014
Meeting Type: ANNUAL | Ticker: XPO
Security ID: 983793100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.3 | Elect Director Adrian P. Kingshott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Oppenheimer Money Fund/VA
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | | |
| Registrant: | Oppenheimer Variable Account Funds on behalf of: |
| | | |
| | | Oppenheimer Capital Appreciation Fund VA, |
| | | Oppenheimer Capital Income Fund VA, |
| | | Oppenheimer Core Bond Fund VA, |
| | | Oppenheimer Discovery Mid Cap Fund VA, |
| | | Oppenheimer Diversified Alternatives Fund VA, |
| | | Oppenheimer Equity Income Fund VA |
| | | Oppenheimer Global Fund VA, |
| | | Oppenheimer Global Strategic Income Fund VA, |
| | | Oppenheimer International Growth Fund VA, |
| | | Oppenheimer Main Street Fund VA, |
| | | Oppenheimer Main Street Small Cap Fund VA, |
| | | and Oppenheimer Money Fund VA |
| | | |
| By: | William F. Glavin, Jr.* |
| | William F. Glavin, Jr., |
| | President and Principal Executive Officer |
Date: August 22, 2014
| *By: | /s/ Lisa Bloomberg | |
| | ----------------------------------------- | |
| | Lisa Bloomberg, Attorney in Fact | |
