FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-04118
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Securities Fund
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Securities Fund
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/13/2014 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED June 1, 2014 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY BLUE CHIP GROWTH FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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A. O. SMITH CORPORATION
MEETING DATE: APR 07, 2014 | TICKER: AOS SECURITY ID: 831865209
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ABBVIE INC.
MEETING DATE: MAY 09, 2014 | TICKER: ABBV SECURITY ID: 00287Y109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 19, 2014 | TICKER: ANF SECURITY ID: 002896207
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James B. Bachmann | Management | For | For |
| 1b | Elect Director Bonnie R. Brooks | Management | For | For |
| 1c | Elect Director Terry L. Burman | Management | For | For |
| 1d | Elect Director Sarah M. Gallagher | Management | For | For |
| 1e | Elect Director Michael E. Greenlees | Management | For | For |
| 1f | Elect Director Archie M. Griffin | Management | For | For |
| 1g | Elect Director Michael S. Jeffries | Management | For | For |
| 1h | Elect Director Arthur C. Martinez | Management | For | For |
| 1i | Elect Director Diane L. Neal | Management | For | For |
| 1j | Elect Director Charles R. Perrin | Management | For | For |
| 1k | Elect Director Stephanie M. Shern | Management | For | For |
| 1l | Elect Director Craig R. Stapleton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
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ACCELERON PHARMA INC.
MEETING DATE: JUN 20, 2014 | TICKER: XLRN SECURITY ID: 00434H108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Jean M. George | Management | For | For |
| 1.2 | Elect Director George Golumbeski | Management | For | For |
| 1.3 | Elect Director Edwin M. Kania, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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ACCURAY INCORPORATED
MEETING DATE: NOV 21, 2013 | TICKER: ARAY SECURITY ID: 004397105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert S. Weiss | Management | For | For |
| 1.2 | Elect Director Richard Pettingill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ACTAVIS PLC
MEETING DATE: MAY 09, 2014 | TICKER: ACT SECURITY ID: G0083B108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
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ACTAVIS PLC
MEETING DATE: JUN 17, 2014 | TICKER: ACT SECURITY ID: G0083B108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
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ACTAVIS, INC.
MEETING DATE: SEP 10, 2013 | TICKER: ACT SECURITY ID: 00507K103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
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ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ATVI SECURITY ID: 00507V109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Brian G. Kelly | Management | For | For |
| 1.3 | Elect Director Robert A. Kotick | Management | For | For |
| 1.4 | Elect Director Barry Meyer | Management | For | For |
| 1.5 | Elect Director Robert J. Morgado | Management | For | For |
| 1.6 | Elect Director Peter Nolan | Management | For | For |
| 1.7 | Elect Director Richard Sarnoff | Management | For | For |
| 1.8 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
| 3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
| 3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
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ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 10, 2014 | TICKER: ADBE SECURITY ID: 00724F101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 19, 2014 | TICKER: A SECURITY ID: 00846U101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Heidi Fields | Management | For | For |
| 1.2 | Elect Director A. Barry Rand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2014 | TICKER: AGIO SECURITY ID: 00847X104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Lewis C. Cantley | Management | For | For |
| 1.2 | Elect Director Perry Karsen | Management | For | For |
| 1.3 | Elect Director Paul J. Clancy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 14, 2014 | TICKER: AKAM SECURITY ID: 00971T101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Monte Ford | Management | For | For |
| 1.2 | Elect Director Frederic Salerno | Management | For | For |
| 1.3 | Elect Director Steven Scopellite | Management | For | For |
| 1.4 | Elect Director Bernardus Verwaayen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
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ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: ALXN SECURITY ID: 015351109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director John T. Mollen | Management | For | For |
| 1.5 | Elect Director R. Douglas Norby | Management | For | For |
| 1.6 | Elect Director Alvin S. Parven | Management | For | For |
| 1.7 | Elect Director Andreas Rummelt | Management | For | For |
| 1.8 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
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ALKERMES PLC
MEETING DATE: AUG 01, 2013 | TICKER: ALKS SECURITY ID: G01767105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Location of Annual Meeting | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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ALKERMES PLC
MEETING DATE: MAY 28, 2014 | TICKER: ALKS SECURITY ID: G01767105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Location of Annual Meeting | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
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ALLERGAN, INC.
MEETING DATE: MAY 06, 2014 | TICKER: AGN SECURITY ID: 018490102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director David E.I. Pyott | Management | For | Against |
| 1b | Elect Director Michael R. Gallagher | Management | For | Against |
| 1c | Elect Director Deborah Dunsire | Management | For | Against |
| 1d | Elect Director Trevor M. Jones | Management | For | Against |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | Against |
| 1f | Elect Director Peter J. McDonnell | Management | For | Against |
| 1g | Elect Director Timothy D. Proctor | Management | For | Against |
| 1h | Elect Director Russell T. Ray | Management | For | Against |
| 1i | Elect Director Henri A. Termeer | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
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ALSEA S.A.B. DE C.V.
MEETING DATE: OCT 25, 2013 | TICKER: ALSEA SECURITY ID: P0212A104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Acquisition of VIPS (Restaurant Division of Wal-Mart de Mexico SAB de CV); Approve Financing Plan | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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ALSEA S.A.B. DE C.V.
MEETING DATE: MAR 14, 2014 | TICKER: ALSEA SECURITY ID: P0212A104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Annual Report on Operations Carried by Key Board Committees | Management | For | For |
| 3 | Elect or Ratify Directors, Key Management and Members of Board Committees | Management | For | Abstain |
| 4 | Approve Remuneration of Directors, Key Management and Members of Board Committees | Management | For | Abstain |
| 5 | Set Aggregate Nominal Share Repurchase Reserve; Present Report on Share Repurchase | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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ALSEA S.A.B. DE C.V.
MEETING DATE: MAR 14, 2014 | TICKER: ALSEA SECURITY ID: P0212A104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
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ALTERA CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: ALTR SECURITY ID: 021441100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
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ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: FEB 28, 2014 | TICKER: ASPS SECURITY ID: L0175J104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Authorize Share Repurchase Program | Management | For | For |
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AMAZON.COM, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AMZN SECURITY ID: 023135106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
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AMC NETWORKS INC.
MEETING DATE: JUN 10, 2014 | TICKER: AMCX SECURITY ID: 00164V103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Neil M. Ashe | Management | For | For |
| 1.2 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | Withhold |
| 1.4 | Elect Director Leonard Tow | Management | For | For |
| 1.5 | Elect Director Carl E. Vogel | Management | For | For |
| 1.6 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAL SECURITY ID: 02376R102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AMERICAN EAGLE OUTFITTERS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: AEO SECURITY ID: 02553E106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.2 | Elect Director Roger S. Markfield | Management | For | For |
| 1.3 | Elect Director Jay L. Schottenstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 12, 2014 | TICKER: AXP SECURITY ID: 025816109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Ursula M. Burns | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Theodore J. Leonsis | Management | For | For |
| 1g | Elect Director Richard C. Levin | Management | For | For |
| 1h | Elect Director Richard A. McGinn | Management | For | For |
| 1i | Elect Director Samuel J. Palmisano | Management | For | For |
| 1j | Elect Director Steven S Reinemund | Management | For | For |
| 1k | Elect Director Daniel L. Vasella | Management | For | For |
| 1l | Elect Director Robert D. Walter | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
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AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 30, 2014 | TICKER: AMP SECURITY ID: 03076C106
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director W. Walker Lewis | Management | For | For |
| 1f | Elect Director Siri S. Marshall | Management | For | For |
| 1g | Elect Director Jeffrey Noddle | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1j | Elect Director William H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
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AMERISOURCEBERGEN CORPORATION
MEETING DATE: MAR 06, 2014 | TICKER: ABC SECURITY ID: 03073E105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven H. Collis | Management | For | For |
| 1.2 | Elect Director Douglas R. Conant | Management | For | For |
| 1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.4 | Elect Director Richard C. Gozon | Management | For | For |
| 1.5 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1.7 | Elect Director Jane E. Henney | Management | For | For |
| 1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
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AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
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ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Charles W. Goodyear | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Eric D. Mullins | Management | For | For |
| 1i | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 30, 2014 | TICKER: ABI SECURITY ID: 03524A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | For |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | For |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | For |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | For |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | For |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | For |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | For |
| C7g | Elect Paulo Lemann as Director | Management | For | For |
| C7h | Elect Alexandre Behring as Director | Management | For | For |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | For |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | For |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
APOLLO HOSPITALS ENTERPRISE LTD.
MEETING DATE: AUG 07, 2013 | TICKER: 508869 SECURITY ID: Y0187F138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 5.50 Per Share | Management | For | For |
| 3 | Reelect H. Badsha as Director | Management | For | Against |
| 4 | Reelect K.A. Abdullah as Director | Management | For | For |
| 5 | Reelect S. Reddy as Director | Management | For | For |
| 6 | Reelect S. Kamineni as Director | Management | For | For |
| 7 | Approve S. Viswanathan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Reappointment and Remuneration of S. Reddy as Vice President - Operations | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
AREZZO INDUSTRIA E COMERCIO SA
MEETING DATE: JUL 15, 2013 | TICKER: ARZZ3 SECURITY ID: P04508100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Board Size from 8 to 10 Members | Management | For | For |
| 2 | Establish the Terms for the Election of Board Chairman and Vice-Chairman | Management | For | For |
| 3 | Amend Articles 13, 18, and 21 | Management | For | For |
| 4 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 5 | Fix Number of Directors | Management | For | For |
| 6 | Accept Director Resignations | Management | For | For |
| 7.1 | Elect Carolina Valle de Andrade Faria as Director | Management | For | For |
| 7.2 | Elect Welerson Cavalieri as Director | Management | For | For |
| 7.3 | Elect Juliana Rozenbaum as Director | Management | For | For |
| 7.4 | Elect Fabio Hering as Director | Management | For | For |
| 7.5 | Elect Rodrigo Calvo Galindo as Director | Management | For | For |
| 7.6 | Elect Claudia Elisa de Pinho Soares as Director | Management | For | For |
| 8 | Elect Board Chairman and Vice-Chairman | Management | For | For |
| 9 | Amend Remuneration of Company's Management | Management | For | For |
| |
|---|
ASSOCIATED BRITISH FOODS PLC
MEETING DATE: DEC 06, 2013 | TICKER: ABF SECURITY ID: G05600138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Emma Adamo as Director | Management | For | For |
| 5 | Re-elect John Bason as Director | Management | For | For |
| 6 | Re-elect Timothy Clarke as Director | Management | For | For |
| 7 | Re-elect Lord Jay of Ewelme as Director | Management | For | For |
| 8 | Re-elect Javier Ferran as Director | Management | For | For |
| 9 | Re-elect Charles Sinclair as Director | Management | For | For |
| 10 | Re-elect Peter Smith as Director | Management | For | For |
| 11 | Re-elect George Weston as Director | Management | For | For |
| 12 | Appoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Approve Long Term Incentive Plan | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Abernethy | Management | For | For |
| 1.2 | Elect Director Jonathan Bush | Management | For | For |
| 1.3 | Elect Director Brandon Hull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATMEL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: ATML SECURITY ID: 049513104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Laub | Management | For | For |
| 1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 1.3 | Elect Director David Sugishita | Management | For | For |
| 1.4 | Elect Director Papken Der Torossian | Management | For | For |
| 1.5 | Elect Director Jack L. Saltich | Management | For | For |
| 1.6 | Elect Director Charles Carinalli | Management | For | For |
| 1.7 | Elect Director Edward Ross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AUTOZONE, INC.
MEETING DATE: DEC 18, 2013 | TICKER: AZO SECURITY ID: 053332102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.3 | Elect Director Sue E. Gove | Management | For | For |
| 1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
| 1.5 | Elect Director Enderson Guimaraes | Management | For | For |
| 1.6 | Elect Director J. R. Hyde, III | Management | For | For |
| 1.7 | Elect Director D. Bryan Jordan | Management | For | For |
| 1.8 | Elect Director W. Andrew McKenna | Management | For | For |
| 1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.10 | Elect Director Luis P. Nieto | Management | For | For |
| 1.11 | Elect Director William C. Rhodes, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVANIR PHARMACEUTICALS, INC.
MEETING DATE: FEB 12, 2014 | TICKER: AVNR SECURITY ID: 05348P401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 23, 2014 | TICKER: CAR SECURITY ID: 053774105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.2 | Elect Director Alun Cathcart | Management | For | For |
| 1.3 | Elect Director Mary C. Choksi | Management | For | For |
| 1.4 | Elect Director Leonard S. Coleman | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.6 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 1.7 | Elect Director Lynn Krominga | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director F. Robert Salerno | Management | For | For |
| 1.10 | Elect Director Stender E. Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AXIS BANK LTD.
MEETING DATE: JUN 27, 2014 | TICKER: 532215 SECURITY ID: Y0487S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect K.N. Prithviraj as Director | Management | For | Against |
| 3 | Reelect V. Srinivasan as Director | Management | For | Against |
| 4 | Approve Dividend of INR 20 Per Share | Management | For | For |
| 5 | Approve S. R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Elect U. Sangwan as Director | Management | For | Against |
| 7 | Approve Remuneration of S. Misra | Management | For | For |
| 8 | Approve Revision in Remuneration of S. Sharma, Managing Director and CEO | Management | For | For |
| 9 | Approve Revision in Remuneration of S. Sengupta, Executive Director & Head (Corporate Centre) | Management | For | For |
| 10 | Approve Revision in Remuneration of V. Srinivasan, Executive Director & Head (Corporate Banking) | Management | For | For |
| 11 | Amend Stock Option Scheme | Management | For | For |
| 12 | Approve Increase in Borrowing Powers | Management | For | For |
| 13 | Authorize Issuance of Debt Instruments | Management | For | For |
| 14 | Approve Stock Split | Management | For | For |
| 15 | Amend Memorandum of Association | Management | For | For |
| 16 | Amend Articles of Association | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 10, 2014 | TICKER: BBY SECURITY ID: 086516101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lisa M. Caputo | Management | For | For |
| 1b | Elect Director Russell P. Fradin | Management | For | For |
| 1c | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1d | Elect Director Hubert Joly | Management | For | For |
| 1e | Elect Director David W. Kenny | Management | For | For |
| 1f | Elect Director Thomas L. 'Tommy' Millner | Management | For | For |
| 1g | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BG GROUP PLC
MEETING DATE: MAY 15, 2014 | TICKER: BG. SECURITY ID: G1245Z108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Simon Lowth as Director | Management | For | For |
| 6 | Elect Pam Daley as Director | Management | For | For |
| 7 | Elect Martin Ferguson as Director | Management | For | For |
| 8 | Re-elect Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Chris Finlayson as Director | Management | None | None |
| 10 | Re-elect Andrew Gould as Director | Management | For | For |
| 11 | Re-elect Baroness Hogg as Director | Management | For | For |
| 12 | Re-elect Dr John Hood as Director | Management | For | For |
| 13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
| 14 | Re-elect Lim Haw-Kuang as Director | Management | For | For |
| 15 | Re-elect Sir David Manning as Director | Management | For | For |
| 16 | Re-elect Mark Seligman as Director | Management | For | For |
| 17 | Re-elect Patrick Thomas as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 04, 2014 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director Murry S. Gerber | Management | For | For |
| 1g | Elect Director James Grosfeld | Management | For | For |
| 1h | Elect Director David H. Komansky | Management | For | For |
| 1i | Elect Director Deryck Maughan | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1l | Elect Director John S. Varley | Management | For | For |
| 1m | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BLUEBIRD BIO, INC.
MEETING DATE: JUN 11, 2014 | TICKER: BLUE SECURITY ID: 09609G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Gillis | Management | For | For |
| 1.2 | Elect Director Nick Leschly | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Byrnes | Management | For | For |
| 1b | Elect Director Nelda J. Connors | Management | For | For |
| 1c | Elect Director Kristina M. Johnson | Management | For | For |
| 1d | Elect Director Edward J. Ludwig | Management | For | For |
| 1e | Elect Director Michael F. Mahoney | Management | For | For |
| 1f | Elect Director Ernest Mario | Management | For | For |
| 1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1h | Elect Director Pete M. Nicholas | Management | For | For |
| 1i | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1j | Elect Director David J. Roux | Management | For | For |
| 1k | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Abstain |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Lewis B. Campbell | Management | For | For |
| 1C | Elect Director James M. Cornelius | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2014 | TICKER: BATS SECURITY ID: 110448107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Richard Burrows as Director | Management | For | For |
| 8 | Re-elect Karen de Segundo as Director | Management | For | For |
| 9 | Re-elect Nicandro Durante as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Re-elect Richard Tubb as Director | Management | For | For |
| 16 | Elect Savio Kwan as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: BWLD SECURITY ID: 119848109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally J. Smith | Management | For | For |
| 1.2 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.3 | Elect Director James M. Damian | Management | For | For |
| 1.4 | Elect Director Dale M. Applequist | Management | For | For |
| 1.5 | Elect Director Warren E. Mack | Management | For | For |
| 1.6 | Elect Director Michael P. Johnson | Management | For | For |
| 1.7 | Elect Director Jerry R. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 23, 2014 | TICKER: BG SECURITY ID: G16962105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ernest G. Bachrach | Management | For | For |
| 1b | Elect Director Enrique H. Boilini | Management | For | For |
| 1c | Elect Director Carol M. Browner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to Determine the Independent Auditor's Fees | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CABOT CORPORATION
MEETING DATE: MAR 13, 2014 | TICKER: CBT SECURITY ID: 127055101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Enriquez | Management | For | For |
| 1.2 | Elect Director William C. Kirby | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan O. Dinges | Management | For | For |
| 1b | Elect Director James R. Gibbs | Management | For | For |
| 1c | Elect Director Robert L. Keiser | Management | For | For |
| 1d | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 08, 2014 | TICKER: CNQ SECURITY ID: 136385101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Keith A. J. MacPhail, Frank J. McKenna, Eldon R. Smith, and David A. Tuer as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Keith A. J. MacPhail | Management | For | For |
| 1.10 | Elect Director Frank J. McKenna | Management | For | For |
| 1.11 | Elect Director Eldon R. Smith | Management | For | For |
| 1.12 | Elect Director David A. Tuer | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CANADIAN PACIFIC RAILWAY LIMITED
MEETING DATE: MAY 01, 2014 | TICKER: CP SECURITY ID: 13645T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3.1 | Elect Director William A. Ackman | Management | For | For |
| 3.2 | Elect Director Gary F. Colter | Management | For | For |
| 3.3 | Elect Director Isabelle Courville | Management | For | For |
| 3.4 | Elect Director Paul G. Haggis | Management | For | For |
| 3.5 | Elect Director E. Hunter Harrison | Management | For | For |
| 3.6 | Elect Director Paul C. Hilal | Management | For | For |
| 3.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
| 3.8 | Elect Director Rebecca MacDonald | Management | For | For |
| 3.9 | Elect Director Anthony R. Melman | Management | For | For |
| 3.10 | Elect Director Linda J. Morgan | Management | For | For |
| 3.11 | Elect Director Jim Prentice | Management | For | For |
| 3.12 | Elect Director Andrew F. Reardon | Management | For | For |
| 3.13 | Elect Director Stephen C. Tobias | Management | For | For |
| |
|---|
CANADIAN SOLAR INC.
MEETING DATE: JUN 23, 2014 | TICKER: CSIQ SECURITY ID: 136635109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn (Xiaohua) Qu | Management | For | For |
| 1.2 | Elect Director Robert McDermott | Management | For | For |
| 1.3 | Elect Director Lars-Eric Johansson | Management | For | For |
| 1.4 | Elect Director Harry E. Ruda | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | Did Not Vote |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CARRIZO OIL & GAS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CRZO SECURITY ID: 144577103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.P. Johnson, IV | Management | For | For |
| 1.2 | Elect Director Steven A. Webster | Management | For | For |
| 1.3 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Fulton | Management | For | For |
| 1.5 | Elect Director F. Gardner Parker | Management | For | For |
| 1.6 | Elect Director Roger A. Ramsey | Management | For | For |
| 1.7 | Elect Director Frank A. Wojtek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 11, 2014 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Peter A. Magowan | Management | For | For |
| 1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
CAVIUM, INC.
MEETING DATE: JUN 19, 2014 | TICKER: CAVM SECURITY ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: CE SECURITY ID: 150870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director Martin G. McGuinn | Management | For | For |
| 1c | Elect Director Daniel S. Sanders | Management | For | For |
| 1d | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: CERN SECURITY ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Danforth | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: CF SECURITY ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen J. Hagge | Management | For | For |
| 1d | Elect Director Robert G. Kuhbach | Management | For | For |
| 1e | Elect Director Edward A. Schmitt | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMTURA CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CHMT SECURITY ID: 163893209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Anna C. Catalano | Management | For | For |
| 1.4 | Elect Director James W. Crownover | Management | For | For |
| 1.5 | Elect Director Robert A. Dover | Management | For | For |
| 1.6 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.7 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.8 | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 13, 2014 | TICKER: CHK SECURITY ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Vincent J. Intrieri | Management | For | For |
| 1b | Elect Director Robert D. (Doug) Lawler | Management | For | For |
| 1c | Elect Director John J. (Jack) Lipinski | Management | For | For |
| 1d | Elect Director Frederic M. Poses | Management | For | For |
| 1e | Elect Director Archie W. Dunham | Management | For | For |
| 1f | Elect Director R. Brad Martin | Management | For | For |
| 1g | Elect Director Louis A. Raspino | Management | For | For |
| 1h | Elect Director Merrill A. (Pete) Miller, Jr. | Management | For | For |
| 1i | Elect Director Thomas L. Ryan | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CHICAGO BRIDGE & IRON COMPANY N.V.
MEETING DATE: APR 30, 2014 | TICKER: CBI SECURITY ID: 167250109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James H. Miller | Management | For | For |
| 2a | Elect Director James R. Bolch | Management | For | For |
| 2b | Elect Director Larry D. McVay | Management | For | For |
| 2c | Elect Director Marsha C. Williams | Management | For | For |
| 3 | Elect Management Board Member Nominee from Chicago Bridge & Iron Company B.V. or Lealand Finance Company B.V. | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Financial Statements, Allocation of Income and Dividends of $0.20 per Share, and Discharge Directors | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Grant Board Authority to Issue Shares | Management | For | For |
| 13 | Approve Remuneration of Supervisory Board | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CMG SECURITY ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Charlesworth | Management | For | For |
| 1.2 | Elect Director Monty Moran | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CHURCH & DWIGHT CO., INC.
MEETING DATE: MAY 01, 2014 | TICKER: CHD SECURITY ID: 171340102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Craigie | Management | For | For |
| 1b | Elect Director Robert D. LeBlanc | Management | For | For |
| 1c | Elect Director Janet S. Vergis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CIMAREX ENERGY CO.
MEETING DATE: MAY 15, 2014 | TICKER: XEC SECURITY ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Hentschel | Management | For | For |
| 1.2 | Elect Director Thomas E. Jorden | Management | For | For |
| 1.3 | Elect Director Floyd R. Price | Management | For | For |
| 1.4 | Elect Director L. Paul Teague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
CONSTELLATION BRANDS, INC.
MEETING DATE: JUL 24, 2013 | TICKER: STZ SECURITY ID: 21036P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry Fowden | Management | For | For |
| 1.2 | Elect Director Barry A. Fromberg | Management | For | For |
| 1.3 | Elect Director Robert L. Hanson | Management | For | For |
| 1.4 | Elect Director Jeananne K. Hauswald | Management | For | For |
| 1.5 | Elect Director James A. Locke, III | Management | For | For |
| 1.6 | Elect Director Richard Sands | Management | For | For |
| 1.7 | Elect Director Robert Sands | Management | For | For |
| 1.8 | Elect Director Judy A. Schmeling | Management | For | For |
| 1.9 | Elect Director Paul L. Smith | Management | For | For |
| 1.10 | Elect Director Keith E. Wandell | Management | For | For |
| 1.11 | Elect Director Mark Zupan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 23, 2014 | TICKER: CLR SECURITY ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Boren | Management | For | For |
| 1.2 | Elect Director William B. Berry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 30, 2014 | TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | Withhold |
| 1.2 | Elect Director Richard M. Libenson | Management | For | For |
| 1.3 | Elect Director John W. Meisenbach | Management | For | For |
| 1.4 | Elect Director Charles T. Munger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Management | None | Against |
| |
|---|
CREE, INC.
MEETING DATE: OCT 29, 2013 | TICKER: CREE SECURITY ID: 225447101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Franco Plastina | Management | For | For |
| 1.5 | Elect Director Alan J. Ruud | Management | For | For |
| 1.6 | Elect Director Robert L. Tillman | Management | For | For |
| 1.7 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSL LTD.
MEETING DATE: OCT 16, 2013 | TICKER: CSL SECURITY ID: Q3018U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect John Akehurst as Director | Management | For | For |
| 2b | Elect Marie McDonald as Director | Management | For | For |
| 3 | Approve the Remuneration Report | Management | For | For |
| 4 | Approve the Grant of Up to 25,000 Performance Rights to Paul Perreault, Managing Director of the Company | Management | For | Against |
| 5 | Approve the Termination Benefits of Brian McNamee | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 13, 2014 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director William I. Miller | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Georgia R. Nelson | Management | For | For |
| 5 | Elect Director Robert K. Herdman | Management | For | For |
| 6 | Elect Director Robert J. Bernhard | Management | For | For |
| 7 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 8 | Elect Director Stephen B. Dobbs | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| |
|---|
CURTISS-WRIGHT CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: CW SECURITY ID: 231561101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Adams | Management | For | For |
| 1.2 | Elect Director Martin R. Benante | Management | For | For |
| 1.3 | Elect Director Dean M. Flatt | Management | For | For |
| 1.4 | Elect Director S. Marce Fuller | Management | For | For |
| 1.5 | Elect Director Allen A. Kozinski | Management | For | For |
| 1.6 | Elect Director John R. Myers | Management | For | For |
| 1.7 | Elect Director John B. Nathman | Management | For | For |
| 1.8 | Elect Director Robert J. Rivet | Management | For | For |
| 1.9 | Elect Director William W. Sihler | Management | For | For |
| 1.10 | Elect Director Albert E. Smith | Management | For | For |
| 1.11 | Elect Director Stuart W. Thorn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1.3 | Elect Director David W. Dorman | Management | For | For |
| 1.4 | Elect Director Anne M. Finucane | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director James R. Long | Management | For | For |
| 1.5 | Elect Director Robert Y. L. Mao | Management | For | For |
| 1.6 | Elect Director J. D. Sherman | Management | For | For |
| 1.7 | Elect Director Wilbert van den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.3 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 27, 2014 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Roy J. Bostock | Management | For | For |
| 1d | Elect Director John S. Brinzo | Management | For | For |
| 1e | Elect Director Daniel A. Carp | Management | For | For |
| 1f | Elect Director David G. DeWalt | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director David R. Goode | Management | For | For |
| 1k | Elect Director George N. Mattson | Management | For | For |
| 1l | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1m | Elect Director Kenneth C. Rogers | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: DRNA SECURITY ID: 253031108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Vincent J. Miles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Hines | Management | For | For |
| 1.2 | Elect Director Joseph Uva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 23, 2014 | TICKER: DD SECURITY ID: 263534109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Richard H. Brown | Management | For | For |
| 1c | Elect Director Robert A. Brown | Management | For | For |
| 1d | Elect Director Bertrand P. Collomb | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Marillyn A. Hewson | Management | For | For |
| 1i | Elect Director Lois D. Juliber | Management | For | For |
| 1j | Elect Director Ellen J. Kullman | Management | For | For |
| 1k | Elect Director Lee M. Thomas | Management | For | For |
| 1l | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Against |
| 5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Abstain |
| 6 | Establish Committee on Plant Closures | Shareholder | Against | Against |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: EMN SECURITY ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Gary E. Anderson | Management | For | For |
| 1.3 | Elect Director Brett D. Begemann | Management | For | For |
| 1.4 | Elect Director Michael P. Connors | Management | For | For |
| 1.5 | Elect Director Mark J. Costa | Management | For | For |
| 1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.7 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.8 | Elect Director Julie F. Holder | Management | For | For |
| 1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.10 | Elect Director Lewis M. Kling | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 1.12 | Elect Director James P. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 23, 2014 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: MAY 13, 2014 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Anderson | Management | For | For |
| 1.2 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director John J. Donahoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 31, 2013 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: EMC SECURITY ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 19, 2014 | TICKER: ESV SECURITY ID: G3157S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Re-elect J. Roderick Clark as Director | Management | For | For |
| 1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 1c | Re-elect Mary E. Francis CBE as Director | Management | For | For |
| 1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 1f | Re-elect Francis S. Kalman as Director | Management | For | For |
| 1g | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 1h | Re-elect Keith O. Rattie as Director | Management | For | For |
| 1i | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 4 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Capital Reorganisation Converting Undistributable Reserves to Distributable Reserves | Management | For | For |
| 11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: EOG SECURITY ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director Mark G. Papa | Management | For | For |
| 1e | Elect Director H. Leighton Steward | Management | For | For |
| 1f | Elect Director Donald F. Textor | Management | For | For |
| 1g | Elect Director William R. Thomas | Management | For | For |
| 1h | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
EPISTAR CORP.
MEETING DATE: JUN 19, 2014 | TICKER: 2448 SECURITY ID: Y2298F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
| 3 | Elect Liang Jiyan, with ID No.N12xxxxxxx, as Independent Director | Management | For | For |
| 4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 7 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 8 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael M. Morrissey | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lance Willsey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXPEDIA, INC.
MEETING DATE: JUN 17, 2014 | TICKER: EXPE SECURITY ID: 30212P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George 'Skip' Battle | Management | For | For |
| 1.2 | Elect Director Pamela L. Coe | Management | For | For |
| 1.3 | Elect Director Barry Diller | Management | For | For |
| 1.4 | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1.5 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Peter M. Kern | Management | For | For |
| 1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
| 1.9 | Elect Director John C. Malone | Management | For | For |
| 1.10 | Elect Director Jose A. Tazon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: ESRX SECURITY ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXPRESS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: EXPR SECURITY ID: 30219E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Archbold | Management | For | For |
| 1.2 | Elect Director Peter S. Swinburn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 13, 2014 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Stephen Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 23, 2013 | TICKER: FDX SECURITY ID: 31428X106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.4 | Elect Director Steven R. Loranger | Management | For | For |
| 1.5 | Elect Director Gary W. Loveman | Management | For | For |
| 1.6 | Elect Director R. Brad Martin | Management | For | For |
| 1.7 | Elect Director Joshua Cooper Ramo | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director Frederick W. Smith | Management | For | For |
| 1.10 | Elect Director David P. Steiner | Management | For | For |
| 1.11 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Limit Accelerated Vesting of Awards | Shareholder | Against | Against |
| 8 | Adopt Policy Prohibiting Hedging and Pledging Transactions | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Against |
| 11 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry J. Alperin | Management | For | For |
| 1.2 | Elect Director Stephen P. Elker | Management | For | For |
| 1.3 | Elect Director Brian P. Friedman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FSLR SECURITY ID: 336433107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Sharon L. Allen | Management | For | For |
| 1.3 | Elect Director Richard D. Chapman | Management | For | For |
| 1.4 | Elect Director George A. ('Chip') Hambro | Management | For | For |
| 1.5 | Elect Director James A. Hughes | Management | For | For |
| 1.6 | Elect Director Craig Kennedy | Management | For | For |
| 1.7 | Elect Director James F. Nolan | Management | For | For |
| 1.8 | Elect Director William J. Post | Management | For | For |
| 1.9 | Elect Director J. Thomas Presby | Management | For | For |
| 1.10 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.11 | Elect Director Michael Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 20, 2014 | TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Xie | Management | For | For |
| 1.2 | Elect Director William H. Neukom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORTRESS INVESTMENT GROUP LLC
MEETING DATE: MAY 22, 2014 | TICKER: FIG SECURITY ID: 34958B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Barry | Management | For | For |
| 1.2 | Elect Director Richard N. Haass | Management | For | For |
| 1.3 | Elect Director Randal A. Nardone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FREESCALE SEMICONDUCTOR, LTD.
MEETING DATE: MAY 08, 2014 | TICKER: FSL SECURITY ID: G3727Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Thomas H. Lister | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director Joanne M. Maguire | Management | For | For |
| 1.7 | Elect Director John W. Marren | Management | For | For |
| 1.8 | Elect Director James A. Quella | Management | For | For |
| 1.9 | Elect Director Peter Smitham | Management | For | For |
| 1.10 | Elect Director Gregory L. Summe | Management | For | For |
| 1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: MAY 23, 2014 | TICKER: 03800 SECURITY ID: G3774X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Zhu Gongshan as Director | Management | For | Against |
| 2b | Elect Ji Jun as Director | Management | For | Against |
| 2c | Elect Sun Wei as Director | Management | For | Against |
| 2d | Approve Remuneration of Directors | Management | For | Abstain |
| 3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 11, 2014 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bennett Morgan | Management | For | For |
| 1.2 | Elect Director Todd A. Adams | Management | For | For |
| 1.3 | Elect Director Ralph W. Castner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| |
|---|
GOGO INC.
MEETING DATE: MAY 29, 2014 | TICKER: GOGO SECURITY ID: 38046C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Small | Management | For | For |
| 1.2 | Elect Director Oakleigh Thorne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: GMCR SECURITY ID: 393122106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Hayes | Management | For | For |
| 1.2 | Elect Director A.D. David Mackay | Management | For | For |
| 1.3 | Elect Director Michael J. Mardy | Management | For | For |
| 1.4 | Elect Director David E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: DEC 16, 2013 | TICKER: GRF SECURITY ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2:1 Stock Split | Management | For | For |
| 2 | Receive Report on Acquisition of a Diagnostic Business Unit of Novartis International AG | Management | None | None |
| 3 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: MAY 29, 2014 | TICKER: GRF SECURITY ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | For |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: MAY 29, 2014 | TICKER: GRF SECURITY ID: 398438408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | For |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GROUPON, INC.
MEETING DATE: MAY 20, 2014 | TICKER: GRPN SECURITY ID: 399473107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.2 | Elect Director Peter Barris | Management | For | For |
| 1.3 | Elect Director Robert Bass | Management | For | For |
| 1.4 | Elect Director Daniel Henry | Management | For | For |
| 1.5 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.6 | Elect Director Bradley Keywell | Management | For | For |
| 1.7 | Elect Director Theodore Leonsis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
GT ADVANCED TECHNOLOGIES INC.
MEETING DATE: JUN 04, 2014 | TICKER: GTAT SECURITY ID: 36191U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michal Conaway | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.4 | Elect Director Thomas Gutierrez | Management | For | For |
| 1.5 | Elect Director Matthew E. Massengill | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director Noel G. Watson | Management | For | For |
| 1.8 | Elect Director Thomas Wroe, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GUIDEWIRE SOFTWARE, INC.
MEETING DATE: DEC 05, 2013 | TICKER: GWRE SECURITY ID: 40171V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Cavoores | Management | For | For |
| 1.2 | Elect Director Guy Dubois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 12, 2013 | TICKER: HRB SECURITY ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Marvin R. Ellison | Management | For | For |
| 1d | Elect Director Robert A. Gerard | Management | For | For |
| 1e | Elect Director David Baker Lewis | Management | For | For |
| 1f | Elect Director Victoria J. Reich | Management | For | For |
| 1g | Elect Director Bruce C. Rohde | Management | For | For |
| 1h | Elect Director Tom D. Seip | Management | For | For |
| 1i | Elect Director Christianna Wood | Management | For | For |
| 1j | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
HCA HOLDINGS, INC.
MEETING DATE: APR 23, 2014 | TICKER: HCA SECURITY ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Bracken | Management | For | For |
| 1.2 | Elect Director R. Milton Johnson | Management | For | For |
| 1.3 | Elect Director Robert J. Dennis | Management | For | For |
| 1.4 | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1.5 | Elect Director Thomas F. Frist III | Management | For | For |
| 1.6 | Elect Director William R. Frist | Management | For | For |
| 1.7 | Elect Director Ann H. Lamont | Management | For | For |
| 1.8 | Elect Director Jay O. Light | Management | For | For |
| 1.9 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.10 | Elect Director Michael W. Michelson | Management | For | For |
| 1.11 | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1.12 | Elect Director Wayne J. Riley | Management | For | For |
| 1.13 | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 29, 2014 | TICKER: HLF SECURITY ID: G4412G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael O. Johnson | Management | For | For |
| 1.2 | Elect Director John Tartol | Management | For | For |
| 1.3 | Elect Director Hunter C. Gary | Management | For | For |
| 1.4 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.5 | Elect Director James L. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HTZ SECURITY ID: 42805T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Durham | Management | For | Against |
| 1.2 | Elect Director Mark P. Frissora | Management | For | Against |
| 1.3 | Elect Director Henry C. Wolf | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence J. Checki | Management | For | For |
| 1.2 | Elect Director Edith E. Holiday | Management | For | For |
| 1.3 | Elect Director John H. Mullin, III | Management | For | For |
| 1.4 | Elect Director James H. Quigley | Management | For | For |
| 1.5 | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4a | Eliminate Supermajority Vote Requirement in Certificate of Incorporation and Bylaws | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement in Certificate of Incorporation | Management | For | For |
| 5 | Amend Certificate of Incorporation Removing Provisions of $3.50 Cumulative Convertible Preferred Stock | Management | For | For |
| 6 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
HOMEAWAY, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AWAY SECURITY ID: 43739Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Brody | Management | For | For |
| 1.2 | Elect Director Christopher ('Woody') P. Marshall | Management | For | For |
| 1.3 | Elect Director Kevin Krone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 28, 2014 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gordon M. Bethune | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
HOUSING DEVELOPMENT FINANCE CORP. LTD.
MEETING DATE: JUL 19, 2013 | TICKER: 500010 SECURITY ID: Y37246207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 12.50 Per Share | Management | For | For |
| 3 | Reelect D.S. Parekh as Director | Management | For | For |
| 4 | Reelect K. Mahindra as Director | Management | For | Against |
| 5 | Reelect D.M. Sukthankar as Director | Management | For | For |
| 6 | Reelect N. Munjee as Director | Management | For | For |
| 7 | Approve Deloitte Haskins & Sells as Auditors and Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve PKF as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Increase in Borrowing Powers | Management | For | For |
| |
|---|
HUNTSMAN CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: HUN SECURITY ID: 447011107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon M. Huntsman | Management | For | For |
| 1.2 | Elect Director Patrick T. Harker | Management | For | For |
| 1.3 | Elect Director Mary C. Beckerle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
HURON CONSULTING GROUP INC.
MEETING DATE: MAY 02, 2014 | TICKER: HURN SECURITY ID: 447462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
| 1.2 | Elect Director George E. Massaro | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HYATT HOTELS CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: H SECURITY ID: 448579102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Pritzker | Management | For | For |
| 1.2 | Elect Director Pamela M. Nicholson | Management | For | For |
| 1.3 | Elect Director Richard C. Tuttle | Management | For | For |
| 1.4 | Elect Director James H. Wooten, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IAC/INTERACTIVECORP
MEETING DATE: JUN 18, 2014 | TICKER: IACI SECURITY ID: 44919P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
| 1.2 | Elect Director Chelsea Clinton | Management | For | For |
| 1.3 | Elect Director Sonali De Rycker | Management | For | For |
| 1.4 | Elect Director Barry Diller | Management | For | For |
| 1.5 | Elect Director Michael D. Eisner | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Donald R. Keough | Management | For | For |
| 1.8 | Elect Director Bryan Lourd | Management | For | For |
| 1.9 | Elect Director David Rosenblatt | Management | For | For |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Alexander von Furstenberg | Management | For | For |
| 1.12 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
IMPERVA, INC.
MEETING DATE: MAY 06, 2014 | TICKER: IMPV SECURITY ID: 45321L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shlomo Kramer | Management | For | For |
| 1.2 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.3 | Elect Director James R. Tolonen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 05, 2014 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director John P. Surma | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally Crawford | Management | For | For |
| 1.2 | Elect Director Regina Sommer | Management | For | For |
| 1.3 | Elect Director Joseph Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ITMN SECURITY ID: 45884X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 1.3 | Elect Director Frank Verwiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA
MEETING DATE: JUN 17, 2014 | TICKER: IAG SECURITY ID: E67674106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4a | Reappoint Ernst & Young as Auditors | Management | For | For |
| 4b | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Article 36 of the Corporate Bylaws | Management | For | For |
| 6a | Re-elect Antonio Vazquez Romero as Director | Management | For | For |
| 6b | Re-elect Sir Martin Broughton as Director | Management | For | For |
| 6c | Re-elect William Walsh as Director | Management | For | For |
| 6d | Re-elect Cesar Alierta Izuel as Director | Management | For | Against |
| 6e | Re-elect Patrick Cescau as Director | Management | For | For |
| 6f | Re-elect Enrique Dupuy de Lome as Director | Management | For | For |
| 6g | Re-elect Baroness Kingsmill as Director | Management | For | For |
| 6h | Re-elect James Lawrence as Director | Management | For | For |
| 6i | Re-elect Jose Pedro Perez-Llorca as Director | Management | For | Against |
| 6j | Re-elect Kieran Poynter as Director | Management | For | For |
| 6k | Re-elect Alberto Terol Esteban as Director | Management | For | For |
| 6l | Ratify Appointment by Co-option and Elect Dame Marjorie Scardino as Director | Management | For | For |
| 6m | Ratify Appointment by Co-option and Elect Maria Fernanda Mejia Campuzano as Director | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issuance of Securities Including Warrants Convertible Into and/or Exchangeable for Shares with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issuance of Bonds or Simple Debentures and Other Debt Securities | Management | For | For |
| 12 | Apply the Spanish Consolidation Tax Regime | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
INTREPID POTASH, INC.
MEETING DATE: MAY 28, 2014 | TICKER: IPI SECURITY ID: 46121Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Jornayvaz, III | Management | For | For |
| 1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTREXON CORPORATION
MEETING DATE: JUN 09, 2014 | TICKER: XON SECURITY ID: 46122T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Randal J. Kirk | Management | For | For |
| 1b | Elect Director Cesar L. Alvarez | Management | For | For |
| 1c | Elect Director Steven Frank | Management | For | For |
| 1d | Elect Director Larry D. Horner | Management | For | For |
| 1e | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1f | Elect Director Dean J. Mitchell | Management | For | For |
| 1g | Elect Director Robert B. Shapiro | Management | For | For |
| 1h | Elect Director James S. Turley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 24, 2014 | TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amal M. Johnson | Management | For | For |
| 1.2 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.3 | Elect Director Alan J. Levy | Management | For | For |
| 1.4 | Elect Director Craig H. Barratt | Management | For | For |
| 1.5 | Elect Director Floyd D. Loop | Management | For | For |
| 1.6 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INVENSENSE, INC.
MEETING DATE: SEP 13, 2013 | TICKER: INVN SECURITY ID: 46123D205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Douglas Norby | Management | For | For |
| 1.2 | Elect Director Tim Wilson | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 15, 2014 | TICKER: IVZ SECURITY ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Denis Kessler | Management | For | For |
| 2.2 | Elect Director G. Richard ('Rick') Wagoner, Jr. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: IRWD SECURITY ID: 46333X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan E. Roberts | Management | For | For |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 1.3 | Elect Director Peter M. Hecht | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ISIS SECURITY ID: 464330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
| 3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ITT CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: ITT SECURITY ID: 450911201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director G. Peter D. Aloia | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Christina A. Gold | Management | For | For |
| 1e | Elect Director Rebecca A. McDonald | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Frank T. MacInnis | Management | For | For |
| 1h | Elect Director Denise L. Ramos | Management | For | For |
| 1i | Elect Director Donald J. Stebbins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| |
|---|
JAZZTEL PLC
MEETING DATE: MAY 29, 2014 | TICKER: JAZ SECURITY ID: G5085M234
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Pedro Navarro Martinez as Director | Management | For | For |
| 5 | Re-elect Jose Luis Diez Garcia as Director | Management | For | For |
| 6 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 29, 2014 | TICKER: JCI SECURITY ID: 478366107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Raymond L. Conner | Management | For | For |
| 1.3 | Elect Director William H. Lacy | Management | For | For |
| 1.4 | Elect Director Alex A. Molinaroli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 20, 2014 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
JUBILANT FOODWORKS LTD
MEETING DATE: AUG 08, 2013 | TICKER: 533155 SECURITY ID: Y4493W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect S.S. Bhartia as Director | Management | For | For |
| 3 | Reelect P. Vandrevala as Director | Management | For | Against |
| 4 | Approve S.R. Batliboi & Co LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Employees Stock Option Scheme 2011 | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director Mary B. Cranston | Management | For | For |
| 1.4 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.5 | Elect Director David Schlotterbeck | Management | For | For |
| 1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
| 1.7 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.8 | Elect Director Gary Daichendt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KATE SPADE & COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: KATE SECURITY ID: 485865109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard W. Aronson | Management | For | For |
| 1.2 | Elect Director Lawrence S. Benjamin | Management | For | For |
| 1.3 | Elect Director Raul J. Fernandez | Management | For | For |
| 1.4 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.5 | Elect Director Nancy J. Karch | Management | For | For |
| 1.6 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 1.7 | Elect Director Kay Koplovitz | Management | For | For |
| 1.8 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.9 | Elect Director Deborah J. Lloyd | Management | For | For |
| 1.10 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2014 | TICKER: KERX SECURITY ID: 492515101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Joseph Feczko | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Jack Kaye | Management | For | For |
| 1.6 | Elect Director Daniel P. Regan | Management | For | For |
| 1.7 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KROTON EDUCACIONAL S.A
MEETING DATE: NOV 26, 2013 | TICKER: KROT3 SECURITY ID: P6115V129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve New Stock Option Plan | Management | For | Against |
| |
|---|
KROTON EDUCACIONAL S.A.
MEETING DATE: APR 25, 2014 | TICKER: KROT3 SECURITY ID: P6115V129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Approve Allocation of Legal Reserves | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Approve Allocation of Investment Reserves | Management | For | For |
| |
|---|
KROTON EDUCACIONAL S.A.
MEETING DATE: APR 25, 2014 | TICKER: KROT3 SECURITY ID: P6115V129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration of Company's Management | Management | For | Against |
| |
|---|
KYTHERA BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: KYTH SECURITY ID: 501570105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Michael Ball | Management | For | For |
| 1.2 | Elect Director Nathaniel David | Management | For | For |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
L BRANDS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: LB SECURITY ID: 501797104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna A. James | Management | For | For |
| 1.2 | Elect Director Jeffrey H. Miro | Management | For | For |
| 1.3 | Elect Director Michael G. Morris | Management | For | For |
| 1.4 | Elect Director Raymond Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 04, 2014 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George Jamieson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINKEDIN CORPORATION
MEETING DATE: JUN 10, 2014 | TICKER: LNKD SECURITY ID: 53578A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reid Hoffman | Management | For | For |
| 1.2 | Elect Director Stanley J. Meresman | Management | For | For |
| 1.3 | Elect Director David Sze | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LINX SA
MEETING DATE: JUL 26, 2013 | TICKER: LINX3 SECURITY ID: P6S933101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Stock Option Plan Amendment | Management | For | Against |
| 2 | Approve Agreement to Absorb Direcao Processamento de Dados Ltda | Management | For | For |
| 3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| |
|---|
LINX SA
MEETING DATE: DEC 11, 2013 | TICKER: LINX3 SECURITY ID: P6S933101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.a | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 1.b | Amend Article 16 | Management | For | Against |
| 1.c | Amend Article 23 | Management | For | Against |
| 1.d | Amend Article 23 | Management | For | For |
| 1.e | Amend Article 25 | Management | For | For |
| 1.f | Amend Article 26 | Management | For | For |
| 1.g | Amend Article 27 | Management | For | For |
| 2 | Consolidate Bylaws | Management | For | Against |
| 3 | Approve Absorption of LZT Solucoes em Informatica by Company Subsidiary Linx Sistemas e Consultoria Ltda. | Management | For | For |
| |
|---|
LONZA GROUP LTD.
MEETING DATE: APR 16, 2014 | TICKER: LONN SECURITY ID: H50524133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | Did Not Vote |
| 5.1a | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Werner Bauer as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Thomas Ebeling as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Margot Scheltema as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Antonio Trius as Director | Management | For | Did Not Vote |
| 5.2a | Elect Barbara Richmond as Director | Management | For | Did Not Vote |
| 5.2b | Elect Juergen Steinemann as Director | Management | For | Did Not Vote |
| 5.3 | Elect Rolf Soiron as Board Chairman | Management | For | Did Not Vote |
| 5.4a | Appoint Thomas Ebeling as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4b | Appoint Jean-Daniel Gerber as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4c | Appoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify KPMG Ltd, Zurich, as Auditors | Management | For | Did Not Vote |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 15, 2014 | TICKER: LO SECURITY ID: 544147101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.2 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.3 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.4 | Elect Director David E.R. Dangoor | Management | For | For |
| 1.5 | Elect Director Murray S. Kessler | Management | For | For |
| 1.6 | Elect Director Jerry W. Levin | Management | For | For |
| 1.7 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Angela F. Braly | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 11, 2014 | TICKER: LULU SECURITY ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Casey | Management | For | For |
| 1.2 | Elect Director RoAnn Costin | Management | For | For |
| 1.3 | Elect Director Laurent Potdevin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 16, 2014 | TICKER: M SECURITY ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Deirdre P. Connelly | Management | For | For |
| 1c | Elect Director Meyer Feldberg | Management | For | For |
| 1d | Elect Director Sara Levinson | Management | For | For |
| 1e | Elect Director Terry J. Lundgren | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Joyce M. Roche | Management | For | For |
| 1h | Elect Director Paul C. Varga | Management | For | For |
| 1i | Elect Director Craig E. Weatherup | Management | For | For |
| 1j | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MAGNA INTERNATIONAL INC.
MEETING DATE: MAY 08, 2014 | TICKER: MG SECURITY ID: 559222401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott B. Bonham | Management | For | For |
| 1.2 | Elect Director Peter G. Bowie | Management | For | For |
| 1.3 | Elect Director J. Trevor Eyton | Management | For | For |
| 1.4 | Elect Director V. Peter Harder | Management | For | For |
| 1.5 | Elect Director Lady Barbara Judge | Management | For | For |
| 1.6 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.7 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director Donald J. Walker | Management | For | For |
| 1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
| 1.11 | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
MANPOWERGROUP INC.
MEETING DATE: APR 29, 2014 | TICKER: MAN SECURITY ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cari M. Dominguez | Management | For | For |
| 1.2 | Elect Director Roberto Mendoza | Management | For | For |
| 1.3 | Elect Director Jonas Prising | Management | For | For |
| 1.4 | Elect Director Elizabeth P. Sartain | Management | For | For |
| 1.5 | Elect Director Edward J. Zore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: MPC SECURITY ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven A. Davis | Management | For | For |
| 1b | Elect Director Gary R. Heminger | Management | For | For |
| 1c | Elect Director John W. Snow | Management | For | For |
| 1d | Elect Director John P. Surma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: MMC SECURITY ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Oscar Fanjul | Management | For | For |
| 1b | Elect Director Daniel S. Glaser | Management | For | For |
| 1c | Elect Director H. Edward Hanway | Management | For | For |
| 1d | Elect Director Lord Lang | Management | For | For |
| 1e | Elect Director Elaine La Roche | Management | For | For |
| 1f | Elect Director Steven A. Mills | Management | For | For |
| 1g | Elect Director Bruce P. Nolop | Management | For | For |
| 1h | Elect Director Marc D. Oken | Management | For | For |
| 1i | Elect Director Morton O. Schapiro | Management | For | For |
| 1j | Elect Director Adele Simmons | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | Withhold |
| 1.2 | Elect Director Julia L. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Jorge Mas | Management | For | Withhold |
| 1.4 | Elect Director Daniel Restrepo | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 03, 2014 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: MJN SECURITY ID: 582839106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1b | Elect Director Howard B. Bernick | Management | For | For |
| 1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1d | Elect Director Anna C. Catalano | Management | For | For |
| 1e | Elect Director Celeste A. Clark | Management | For | For |
| 1f | Elect Director James M. Cornelius | Management | For | For |
| 1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1h | Elect Director Michael Grobstein | Management | For | For |
| 1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1j | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1k | Elect Director Elliott Sigal | Management | For | For |
| 1l | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAR 26, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Special Dividend | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAY 21, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Clarence Yuk Man Chung as Director | Management | For | For |
| 2b | Elect William Todd Nisbet as Director | Management | For | For |
| 2c | Elect James Andrew Charles MacKenzie as Director | Management | For | For |
| 2d | Elect Thomas Jefferson Wu as Director | Management | For | For |
| 3 | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 27, 2014 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
MERRIMACK PHARMACEUTICALS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: MACK SECURITY ID: 590328100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Mulroy | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director James van B. Dresser | Management | For | For |
| 1.4 | Elect Director Gordon J. Fehr | Management | For | For |
| 1.5 | Elect Director John Mendelsohn | Management | For | For |
| 1.6 | Elect Director Sarah E. Nash | Management | For | For |
| 1.7 | Elect Director Michael E. Porter | Management | For | For |
| 1.8 | Elect Director James H. Quigley | Management | For | For |
| 1.9 | Elect Director Anthony J. Sinskey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 22, 2014 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MEXICHEM S.A.B. DE C.V.
MEETING DATE: NOV 11, 2013 | TICKER: MEXCHEM SECURITY ID: P57908132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cash Dividends of MXN 0.50 Per Share | Management | For | For |
| 2 | Approve Merger by Absorption of One or More Company Subsidiaries | Management | For | For |
| 3 | Amend Article 3 Re: Corporate Purpose | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 05, 2014 | TICKER: MGM SECURITY ID: 552953101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Mary Chris Gay | Management | For | For |
| 1.5 | Elect Director William W. Grounds | Management | For | For |
| 1.6 | Elect Director Alexis M. Herman | Management | For | For |
| 1.7 | Elect Director Roland Hernandez | Management | For | For |
| 1.8 | Elect Director Anthony Mandekic | Management | For | For |
| 1.9 | Elect Director Rose McKinney-James | Management | For | For |
| 1.10 | Elect Director James J. Murren | Management | For | For |
| 1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
| 1.12 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
MEETING DATE: AUG 01, 2013 | TICKER: KORS SECURITY ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Michael Kors as a Director | Management | For | For |
| 1b | Elect Judy Gibbons as a Director | Management | For | For |
| 1c | Elect Lawrence Stroll as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 28, 2014 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: MNST SECURITY ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 13, 2014 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2014 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Thomas M. Gattle, Jr. | Management | For | For |
| 1.3 | Elect Director Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MYLAN INC.
MEETING DATE: APR 11, 2014 | TICKER: MYL SECURITY ID: 628530107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heather Bresch | Management | For | For |
| 1.2 | Elect Director Wendy Cameron | Management | For | For |
| 1.3 | Elect Director Robert J. Cindrich | Management | For | For |
| 1.4 | Elect Director Robert J. Coury | Management | For | For |
| 1.5 | Elect Director JoEllen Lyons Dillon | Management | For | For |
| 1.6 | Elect Director Neil Dimick | Management | For | For |
| 1.7 | Elect Director Melina Higgins | Management | For | For |
| 1.8 | Elect Director Douglas J. Leech | Management | For | For |
| 1.9 | Elect Director Rajiv Malik | Management | For | For |
| 1.10 | Elect Director Joseph C. Maroon | Management | For | For |
| 1.11 | Elect Director Mark W. Parrish | Management | For | For |
| 1.12 | Elect Director Rodney L. Piatt | Management | For | For |
| 1.13 | Elect Director Randall L. 'Pete' Vanderveen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NAVER CORP.
MEETING DATE: MAR 21, 2014 | TICKER: 035420 SECURITY ID: Y62579100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 734 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Reelect Kim Sang-Hun as Inside Director | Management | For | For |
| 3.2 | Reelect Hwang In-Joon as Inside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: NCR SECURITY ID: 62886E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.2 | Elect Director Kurt P. Kuehn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
NETFLIX, INC.
MEETING DATE: JUN 09, 2014 | TICKER: NFLX SECURITY ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reed Hastings | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NEWFIELD EXPLORATION COMPANY
MEETING DATE: MAY 09, 2014 | TICKER: NFX SECURITY ID: 651290108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director John Randolph Kemp, III | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Howard H. Newman | Management | For | For |
| 1f | Elect Director Thomas G. Ricks | Management | For | For |
| 1g | Elect Director Juanita M. Romans | Management | For | For |
| 1h | Elect Director John W. Schanck | Management | For | For |
| 1i | Elect Director C. E. (Chuck) Shultz | Management | For | For |
| 1j | Elect Director Richard K. Stoneburner | Management | For | For |
| 1k | Elect Director J. Terry Strange | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2013 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NINTENDO CO. LTD.
MEETING DATE: JUN 27, 2014 | TICKER: 7974 SECURITY ID: J51699106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Iwata, Satoru | Management | For | For |
| 3.2 | Elect Director Takeda, Genyo | Management | For | For |
| 3.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 3.4 | Elect Director Kimishima, Tatsumi | Management | For | For |
| 3.5 | Elect Director Takahashi, Shigeyuki | Management | For | For |
| 3.6 | Elect Director Yamato, Satoshi | Management | For | For |
| 3.7 | Elect Director Tanaka, Susumu | Management | For | For |
| 3.8 | Elect Director Takahashi, Shinya | Management | For | For |
| 3.9 | Elect Director Shinshi, Hirokazu | Management | For | For |
| 3.10 | Elect Director Mizutani, Naoki | Management | For | For |
| |
|---|
NU SKIN ENTERPRISES, INC.
MEETING DATE: JUN 24, 2014 | TICKER: NUS SECURITY ID: 67018T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.3 | Elect Director M. Truman Hunt | Management | For | For |
| 1.4 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.5 | Elect Director Steven J. Lund | Management | For | For |
| 1.6 | Elect Director Patricia A. Negron | Management | For | For |
| 1.7 | Elect Director Neil H. Offen | Management | For | For |
| 1.8 | Elect Director Thomas R. Pisano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director James C. Gaither | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director William J. Miller | Management | For | For |
| 1h | Elect Director Mark L. Perry | Management | For | For |
| 1i | Elect Director A. Brooke Seawell | Management | For | For |
| 1j | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: OCT 10, 2013 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Elect M. Helmes as Non-Executive Director | Management | For | For |
| 2b | Elect J. Southern as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAR 28, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 20, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
| 3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
| 3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
| 3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
| 3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
| 3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
| 3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
MEETING DATE: MAY 07, 2014 | TICKER: OZM SECURITY ID: 67551U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel M. Frank | Management | For | For |
| 1.2 | Elect Director Allan S. Bufferd | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ORACLE CORPORATION
MEETING DATE: OCT 31, 2013 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Human Rights Committee | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
| 9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | Against |
| |
|---|
OSRAM LICHT AG
MEETING DATE: FEB 27, 2014 | TICKER: OSR SECURITY ID: D5963B113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 6.1 | Elect Peter Bauer to the Supervisory Board | Management | For | Did Not Vote |
| 6.2 | Elect Christine Bortenlaenger to the Supervisory Board | Management | For | Did Not Vote |
| 6.3 | Elect Roland Busch to the Supervisory Board | Management | For | Did Not Vote |
| 6.4 | Elect Joachim Faber to the Supervisory Board | Management | For | Did Not Vote |
| 6.5 | Elect Lothar Frey to the Supervisory Board | Management | For | Did Not Vote |
| 6.6 | Elect Frank Lakerveld to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.2 | Elect Director Gary Pace | Management | For | For |
| 1.3 | Elect Director David Stack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PANDORA HOLDING CO
MEETING DATE: MAR 19, 2014 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Approve Remuneration of Directors for 2013 | Management | For | Did Not Vote |
| 3.2 | Approve Remuneration of Directors fro 2014 | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 6.50 Per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 6a1 | Approve Amendments to Company's Notices Convening Annual General Meetings | Shareholder | Against | Did Not Vote |
| 6a2 | Approve Changes to Company's Website | Shareholder | Against | Did Not Vote |
| 6a3 | Provide Meal to Shareholder at AGM | Shareholder | Against | Did Not Vote |
| 6b1 | Approve DKK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 6b2a | Amend Articles Re: Editorial Amendments | Management | For | Did Not Vote |
| 6b2b | Amend Articles Re: Share Registrar | Management | For | Did Not Vote |
| 6b2c | Amend Articles Re: Attendign General Meeting | Management | For | Did Not Vote |
| 6b2d | Amend Articles Re: Postal Vote Deadline | Management | For | Did Not Vote |
| 6b2e | Amend Articles Re: Board of Directors | Management | For | Did Not Vote |
| 6b2f | Approve Publication of Information in English | Management | For | Did Not Vote |
| 6b3 | Approve Amendments to Remuneration Policy | Management | For | Did Not Vote |
| 6b4 | Approve Amendments toGuidelines on Incentive Payment. | Management | For | Did Not Vote |
| 6b5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 7a | Reelect Marcello Bottoli as Director | Management | For | Did Not Vote |
| 7b | Reelect Christian Frigast as Director | Management | For | Did Not Vote |
| 7c | Reelect Bjorn Gulden as Director | Management | For | Did Not Vote |
| 7d | Reelect Andrea Alvey as Director | Management | For | Did Not Vote |
| 7e | Reelect Torben Sorensen as Director | Management | For | Did Not Vote |
| 7f | Reelect Nikolaj Vejlsgaard as Director | Management | For | Did Not Vote |
| 7g | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
| 7h | Reelect Anders Boyer-Sogaard as Director | Management | For | Did Not Vote |
| 7i | Elect Per Bank as New Director | Management | For | Did Not Vote |
| 7j | Elect Michael Sorensen as New Director | Management | For | Did Not Vote |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
PANERA BREAD COMPANY
MEETING DATE: JUN 05, 2014 | TICKER: PNRA SECURITY ID: 69840W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred K. Foulkes | Management | For | For |
| 1.2 | Elect Director Ronald M. Shaich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PARSVNATH DEVELOPERS LTD
MEETING DATE: DEC 30, 2013 | TICKER: 532780 SECURITY ID: Y6723F110
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect R. Jain as Director | Management | For | For |
| 3 | Reelect A. Kumar as Director | Management | For | For |
| 4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PENTAIR LTD.
MEETING DATE: MAY 20, 2014 | TICKER: PNR SECURITY ID: H6169Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glynis A. Bryan | Management | For | For |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director T. Michael Glenn | Management | For | For |
| 1e | Elect Director David H.Y. Ho | Management | For | For |
| 1f | Elect Director Randall J. Hogan | Management | For | For |
| 1g | Elect Director David A. Jones | Management | For | For |
| 1h | Elect Director Ronald L. Merriman | Management | For | For |
| 1i | Elect Director William T. Monahan | Management | For | For |
| 1j | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Elect Randall J. Hogan as Board Chairman | Management | For | For |
| 3a | Appoint David A. Jones as Member of the Compensation Committee | Management | For | For |
| 3b | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | For | For |
| 3c | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | For | For |
| 3d | Appoint William T. Monahan as Member of the Compensation Committee | Management | For | For |
| 4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
| 7b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 7c | Ratify PricewaterhouseCoopers as Special Auditors | Management | For | For |
| 8a | Approve the Appropriation of results for the year ended December 31, 2013 | Management | For | For |
| 8b | Approve Dividends | Management | For | For |
| 9 | Advisory Vote to Ratify Names Executive Officers' Compensation | Management | For | For |
| 10 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | For | For |
| |
|---|
PENTAIR LTD.
MEETING DATE: MAY 20, 2014 | TICKER: PNR SECURITY ID: H6169Q111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
| 2 | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association | Management | For | For |
| 3 | Approval to Create Distributable Reserves of Pentair-Ireland | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Ian M. Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Rona A. Fairhead | Management | For | For |
| 1f | Elect Director Ray L. Hunt | Management | For | For |
| 1g | Elect Director Alberto Ibarguen | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Lloyd G. Trotter | Management | For | For |
| 1l | Elect Director Daniel Vasella | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PERRIGO COMPANY
MEETING DATE: NOV 18, 2013 | TICKER: PRGO SECURITY ID: 714290103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PHARMACYCLICS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: PCYC SECURITY ID: 716933106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Booth | Management | For | For |
| 1.2 | Elect Director Kenneth A. Clark | Management | For | For |
| 1.3 | Elect Director Robert W. Duggan | Management | For | For |
| 1.4 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.5 | Elect Director Minesh P. Mehta | Management | For | For |
| 1.6 | Elect Director David D. Smith | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 07, 2014 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Jennifer Li | Management | For | For |
| 1.5 | Elect Director Sergio Marchionne | Management | For | For |
| 1.6 | Elect Director Kalpana Morparia | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Robert B. Polet | Management | For | For |
| 1.9 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.10 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 07, 2014 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William R. Loomis, Jr. | Management | For | For |
| 1b | Elect Director Glenn F. Tilton | Management | For | For |
| 1c | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
| |
|---|
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 28, 2014 | TICKER: PXD SECURITY ID: 723787107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy L. Dove | Management | For | For |
| 1.2 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.3 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
| 1.4 | Elect Director Frank A. Risch | Management | For | For |
| 1.5 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.6 | Elect Director Larry R. Grillot | Management | For | For |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Jim A. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 15, 2014 | TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director John W. Estey | Management | For | For |
| 1.5 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.6 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.7 | Elect Director Dallas J. Howe | Management | For | For |
| 1.8 | Elect Director Alice D. Laberge | Management | For | For |
| 1.9 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.12 | Elect Director Mary Mogford | Management | For | For |
| 1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2014 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 13, 2013 | TICKER: PCP SECURITY ID: 740189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Donegan | Management | For | For |
| 1.2 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.3 | Elect Director Vernon E. Oechsle | Management | For | For |
| 1.4 | Elect Director Ulrich Schmidt | Management | For | For |
| 1.5 | Elect Director Richard L. Wambold | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
PUNJAB NATIONAL BANK LTD.
MEETING DATE: JUN 30, 2014 | TICKER: 532461 SECURITY ID: Y7162Z104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| |
|---|
PVH CORP.
MEETING DATE: JUN 19, 2014 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUALICORP SA
MEETING DATE: AUG 22, 2013 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Stock Option Plan | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: APR 30, 2014 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
| 2 | Fix Board Size and Elect Directors | Management | For | Against |
| 3 | Approve Remuneration of Company's Management | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: MAY 15, 2014 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Location of Company Headquarters | Management | For | For |
| 2 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 3 | Amend Article 7 | Management | For | For |
| 4 | Consolidate Bylaws | Management | For | For |
| |
|---|
QUALICORP SA
MEETING DATE: JUN 13, 2014 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Stock Option Plan | Management | For | For |
| 2 | Amend Remuneration Cap of Company's Management | Management | For | For |
| 3 | Elect Board Chairman | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 01, 2014 | TICKER: RAX SECURITY ID: 750086100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis J. Moorman | Management | For | For |
| 1.2 | Elect Director Graham Weston | Management | For | For |
| 1.3 | Elect Director Ossa Fisher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
RALPH LAUREN CORPORATION
MEETING DATE: AUG 08, 2013 | TICKER: RL SECURITY ID: 751212101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Hubert Joly | Management | For | For |
| 1.4 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
REALOGY HOLDINGS CORP.
MEETING DATE: MAY 02, 2014 | TICKER: RLGY SECURITY ID: 75605Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.2 | Elect Director Fiona P. Dias | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorpoation to Eliminate Provisions Related to Apollo | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
RED HAT, INC.
MEETING DATE: AUG 08, 2013 | TICKER: RHT SECURITY ID: 756577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Jeffrey J. Clarke | Management | For | For |
| 1.3 | Elect Director H. Hugh Shelton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred G. Gilman | Management | For | For |
| 1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Christine A. Poon | Management | For | For |
| 1.5 | Elect Director P. Roy Vagelos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
RESTORATION HARDWARE HOLDINGS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: RH SECURITY ID: 761283100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katie Mitic | Management | For | For |
| 1.2 | Elect Director Thomas Mottola | Management | For | For |
| 1.3 | Elect Director Barry Sternlicht | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RETAILMENOT, INC.
MEETING DATE: APR 30, 2014 | TICKER: SALE SECURITY ID: 76132B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.i | Elect Director C. Thomas Ball | Management | For | For |
| 1.ii | Elect Director Jeffrey M. Crowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RINGCENTRAL, INC.
MEETING DATE: MAY 16, 2014 | TICKER: RNG SECURITY ID: 76680R206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 1.2 | Elect Director Neil Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Lewis | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director George P. Orban | Management | For | For |
| 1g | Elect Director Lawrence S. Peiros | Management | For | For |
| 1h | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SABMILLER PLC
MEETING DATE: JUL 25, 2013 | TICKER: SAB SECURITY ID: G77395104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Guy Elliott as Director | Management | For | For |
| 4 | Re-elect Mark Armour as Director | Management | For | For |
| 5 | Re-elect Geoffrey Bible as Director | Management | For | Against |
| 6 | Re-elect Alan Clark as Director | Management | For | Against |
| 7 | Re-elect Dinyar Devitre as Director | Management | For | Against |
| 8 | Re-elect Lesley Knox as Director | Management | For | For |
| 9 | Re-elect Graham Mackay as Director | Management | For | Against |
| 10 | Re-elect John Manser as Director | Management | For | Against |
| 11 | Re-elect John Manzoni as Director | Management | For | For |
| 12 | Re-elect Miles Morland as Director | Management | For | Against |
| 13 | Re-elect Dr Dambisa Moyo as Director | Management | For | For |
| 14 | Re-elect Carlos Perez Davila as Director | Management | For | Against |
| 15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| 16 | Re-elect Helen Weir as Director | Management | For | Against |
| 17 | Re-elect Howard Willard as Director | Management | For | Against |
| 18 | Re-elect Jamie Wilson as Director | Management | For | Against |
| 19 | Approve Final Dividend | Management | For | For |
| 20 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 02, 2014 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Benioff | Management | For | For |
| 1.2 | Elect Director Keith Block | Management | For | For |
| 1.3 | Elect Director Craig Conway | Management | For | For |
| 1.4 | Elect Director Alan Hassenfeld | Management | For | For |
| 1.5 | Elect Director Colin Powell | Management | For | For |
| 1.6 | Elect Director John V. Roos | Management | For | For |
| 1.7 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.8 | Elect Director Robin Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 13, 2014 | TICKER: SLXP SECURITY ID: 795435106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director William P. Keane | Management | For | For |
| 1.4 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.5 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Orwin | Management | For | For |
| 1.2 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.3 | Elect Director David W. Gryska | Management | For | For |
| 1.4 | Elect Director John P. McLaughlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 29, 2014 | TICKER: SHP SECURITY ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Dominic Blakemore as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect David Kappler as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Re-elect David Stout as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in Borrowing Powers | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SOFTBANK CORP.
MEETING DATE: JUN 20, 2014 | TICKER: 9984 SECURITY ID: J75963108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
| 2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
| 2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
| |
|---|
SOLARCITY CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: SCTY SECURITY ID: 83416T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Antonio J. Gracias | Management | For | For |
| 1b | Elect Director Nancy E. Pfund | Management | For | For |
| 1c | Elect Director Peter J. Rive | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 14, 2014 | TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPIRIT AIRLINES, INC.
MEETING DATE: JUN 17, 2014 | TICKER: SAVE SECURITY ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPROUTS FARMERS MARKET, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SFM SECURITY ID: 85208M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terri Funk Graham | Management | For | For |
| 1.2 | Elect Director George G. Golleher | Management | For | For |
| 1.3 | Elect Director Steven H. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 19, 2014 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Election Of Director Howard Schultz | Management | For | For |
| 1b | Election Of Director William W. Bradley | Management | For | For |
| 1c | Election Of Director Robert M. Gates | Management | For | For |
| 1d | Election Of Director Mellody Hobson | Management | For | For |
| 1e | Election Of Director Kevin R. Johnson | Management | For | For |
| 1f | Election Of Director Olden Lee | Management | For | For |
| 1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
| 1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
| 1i | Election Of Director Clara Shih | Management | For | For |
| 1j | Election Of Director Javier G. Teruel | Management | For | For |
| 1k | Election Of Director Myron E. Ullman, III | Management | For | For |
| 1l | Election Of Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
STRATASYS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
SUNEDISON, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SUNE SECURITY ID: 86732Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Blackmore | Management | For | For |
| 1b | Elect Director Ahmad R. Chatila | Management | For | For |
| 1c | Elect Director Marshall Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Stock Option Exchange Relating to Spin Off of SunEdison Semiconductor Ltd | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Approve Issuance of Common Stock Upon Conversion of Convertible Notes and Exercise of Related Warrants | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: SPWR SECURITY ID: 867652406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. McDaniel | Management | For | For |
| 1.2 | Elect Director Humbert de Wendel | Management | For | For |
| 1.3 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SVENSKA CELLULOSA AB (SCA)
MEETING DATE: APR 10, 2014 | TICKER: SCA B SECURITY ID: W90152120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive Review by Chairman and CEO | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | Did Not Vote |
| 8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors | Management | For | Did Not Vote |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | None |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 18, 2013 | TICKER: TTWO SECURITY ID: 874054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Robert A. Bowman | Management | For | For |
| 1.3 | Elect Director SungHwan Cho | Management | For | For |
| 1.4 | Elect Director Michael Dornemann | Management | For | For |
| 1.5 | Elect Director Brett Icahn | Management | For | For |
| 1.6 | Elect Director J. Moses | Management | For | For |
| 1.7 | Elect Director James L. Nelson | Management | For | For |
| 1.8 | Elect Director Michael Sheresky | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Calvin Darden | Management | For | For |
| 1d | Elect Director Henrique De Castro | Management | For | For |
| 1e | Elect Director James A. Johnson | Management | For | For |
| 1f | Elect Director Mary E. Minnick | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Derica W. Rice | Management | For | For |
| 1i | Elect Director Kenneth L. Salazar | Management | For | For |
| 1j | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Perquisites | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 04, 2014 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Juergen W. Gromer | Management | For | For |
| 1c | Elect Director William A. Jeffrey | Management | For | For |
| 1d | Elect Director Thomas J. Lynch | Management | For | For |
| 1e | Elect Director Yong Nam | Management | For | For |
| 1f | Elect Director Daniel J. Phelan | Management | For | For |
| 1g | Elect Director Frederic M. Poses | Management | For | For |
| 1h | Elect Director Lawrence S. Smith | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
| 3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
| 10 | Approve Declaration of Dividend | Management | For | For |
| 11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | For |
| 12 | Approve Reduction of Share Capital | Management | For | For |
| 13 | Adjourn Meeting | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 14, 2014 | TICKER: 00700 SECURITY ID: G87572148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Elect Lau Chi Ping Martin as Director | Management | For | Against |
| 3a2 | Elect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Share Subdivision | Management | For | For |
| 9 | Adopt the Option Scheme of Riot Games, Inc. | Management | For | Against |
| 10 | Amend Existing Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association of the Company | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 28, 2014 | TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 23, 2014 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Barry Diller | Management | For | For |
| 1.7 | Elect Director Helene D. Gayle | Management | For | For |
| 1.8 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 17, 2014 | TICKER: COO SECURITY ID: 216648402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE GAP, INC.
MEETING DATE: MAY 20, 2014 | TICKER: GPS SECURITY ID: 364760108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Domenico De Sole | Management | For | For |
| 1b | Elect Director Robert J. Fisher | Management | For | For |
| 1c | Elect Director William S. Fisher | Management | For | For |
| 1d | Elect Director Isabella D. Goren | Management | For | For |
| 1e | Elect Director Bob L. Martin | Management | For | For |
| 1f | Elect Director Jorge P. Montoya | Management | For | For |
| 1g | Elect Director Glenn K. Murphy | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Katherine Tsang | Management | For | For |
| 1j | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 14, 2014 | TICKER: GT SECURITY ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Conaty | Management | For | For |
| 1b | Elect Director James A. Firestone | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Peter S. Hellman | Management | For | For |
| 1e | Elect Director Richard J. Kramer | Management | For | For |
| 1f | Elect Director W. Alan McCollough | Management | For | For |
| 1g | Elect Director John E. McGlade | Management | For | For |
| 1h | Elect Director Michael J. Morell | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director Stephanie A. Streeter | Management | For | For |
| 1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1l | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| |
|---|
THE HOWARD HUGHES CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: HHC SECURITY ID: 44267D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Ackman | Management | For | For |
| 1.2 | Elect Director Adam Flatto | Management | For | For |
| 1.3 | Elect Director Jeffrey Furber | Management | For | For |
| 1.4 | Elect Director Gary Krow | Management | For | For |
| 1.5 | Elect Director Allen Model | Management | For | For |
| 1.6 | Elect Director R. Scot Sellers | Management | For | For |
| 1.7 | Elect Director Steven Shepsman | Management | For | For |
| 1.8 | Elect Director Burton M. Tansky | Management | For | For |
| 1.9 | Elect Director Mary Ann Tighe | Management | For | For |
| 1.10 | Elect Director David R. Weinreb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 26, 2014 | TICKER: KR SECURITY ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reuben V. Anderson | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director David B. Lewis | Management | For | For |
| 1f | Elect Director W. Rodney McMullen | Management | For | For |
| 1g | Elect Director Jorge P. Montoya | Management | For | For |
| 1h | Elect Director Clyde R. Moore | Management | For | For |
| 1i | Elect Director Susan M. Phillips | Management | For | For |
| 1j | Elect Director Steven R. Rogel | Management | For | For |
| 1k | Elect Director James A. Runde | Management | For | For |
| 1l | Elect Director Ronald L. Sargent | Management | For | For |
| 1m | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Abstain |
| |
|---|
THE MOSAIC COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: MOS SECURITY ID: 61945C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Denise C. Johnson | Management | For | For |
| 2b | Elect Director Nancy E. Cooper | Management | For | For |
| 2c | Elect Director James L. Popowich | Management | For | For |
| 2d | Elect Director James T. Prokopanko | Management | For | For |
| 2e | Elect Director Steven M. Seibert | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 05, 2014 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2013 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 18, 2014 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
TIFFANY & CO.
MEETING DATE: MAY 22, 2014 | TICKER: TIF SECURITY ID: 886547108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Kowalski | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Gary E. Costley | Management | For | For |
| 1d | Elect Director Frederic P. Cumenal | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director Charles K. Marquis | Management | For | For |
| 1h | Elect Director Peter W. May | Management | For | For |
| 1i | Elect Director William A. Shutzer | Management | For | For |
| 1j | Elect Director Robert S. Singer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: JUN 05, 2014 | TICKER: TWC SECURITY ID: 88732J207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carole Black | Management | For | For |
| 1b | Elect Director Glenn A. Britt | Management | For | For |
| 1c | Elect Director Thomas H. Castro | Management | For | For |
| 1d | Elect Director David C. Chang | Management | For | For |
| 1e | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1f | Elect Director Peter R. Haje | Management | For | For |
| 1g | Elect Director Donna A. James | Management | For | For |
| 1h | Elect Director Don Logan | Management | For | For |
| 1i | Elect Director Robert D. Marcus | Management | For | For |
| 1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1k | Elect Director Wayne H. Pace | Management | For | For |
| 1l | Elect Director Edward D. Shirley | Management | For | For |
| 1m | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
TITAN INDUSTRIES LTD.
MEETING DATE: JUL 20, 2013 | TICKER: 500114 SECURITY ID: Y88425148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Objects Clause in the Memorandum of Association | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 15, 2013 | TICKER: TW SECURITY ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 13, 2014 | TICKER: TRW SECURITY ID: 87264S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director David W. Meline | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNDER ARMOUR, INC.
MEETING DATE: MAY 13, 2014 | TICKER: UA SECURITY ID: 904311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin A. Plank | Management | For | For |
| 1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
| 1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
| 1.4 | Elect Director Anthony W. Deering | Management | For | For |
| 1.5 | Elect Director A.B. Krongard | Management | For | For |
| 1.6 | Elect Director William R. McDermott | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Harvey L. Sanders | Management | For | For |
| 1.9 | Elect Director Thomas J. Sippel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director David B. Dillon | Management | For | For |
| 1.4 | Elect Director Judith Richards Hope | Management | For | For |
| 1.5 | Elect Director John J. Koraleski | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
UNIQURE NV
MEETING DATE: JUN 11, 2014 | TICKER: QURE SECURITY ID: N90064101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Elect Will Lewis to Supervisory Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital Plus and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: URBN SECURITY ID: 917047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Scott A. Belair | Management | For | For |
| 1.3 | Elect Director Margaret A. Hayne | Management | For | For |
| 1.4 | Elect Director Joel S. Lawson, III | Management | For | For |
| 1.5 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUL 12, 2013 | TICKER: LCC SECURITY ID: 90341W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| 4a | Elect Director Denise M. O'Leary | Management | For | For |
| 4b | Elect Director George M. Philip | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Colleen A. Goggins | Management | For | For |
| 1c | Elect Director Robert A. Ingram | Management | For | For |
| 1d | Elect Director Anders Lonner | Management | For | For |
| 1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry D. Choate | Management | For | For |
| 1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1c | Elect Director William R. Klesse | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Donald L. Nickles | Management | For | For |
| 1f | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1g | Elect Director Robert A. Profusek | Management | For | For |
| 1h | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1i | Elect Director Stephen M. Waters | Management | For | For |
| 1j | Elect Director Randall J. Weisenburger | Management | For | For |
| 1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: PAY SECURITY ID: 92342Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Paul Galant | Management | For | For |
| 1.3 | Elect Director Alex W. (Pete) Hart | Management | For | For |
| 1.4 | Elect Director Robert B. Henske | Management | For | For |
| 1.5 | Elect Director Wenda Harris Millard | Management | For | For |
| 1.6 | Elect Director Eitan Raff | Management | For | For |
| 1.7 | Elect Director Jonathan I. Schwartz | Management | For | For |
| 1.8 | Elect Director Jane J. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.2 | Elect Director Wayne J. Riley | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 29, 2014 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 28, 2014 | TICKER: VMW SECURITY ID: 928563402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela J. Craig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 08, 2014 | TICKER: WAG SECURITY ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
WARNER CHILCOTT PUBLIC LIMITED COMPANY
MEETING DATE: SEP 10, 2013 | TICKER: WCRX SECURITY ID: G94368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Cancellation of Capital Authorization | Management | For | For |
| 3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve Creation of Distributable Reserves | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
WEBMD HEALTH CORP.
MEETING DATE: OCT 31, 2013 | TICKER: WBMD SECURITY ID: 94770V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin M. Cameron | Management | For | Withhold |
| 1.2 | Elect Director Jerome C. Keller | Management | For | Withhold |
| 1.3 | Elect Director Stanley S. Trotman, Jr. | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Morgan | Management | For | For |
| 1.2 | Elect Director James L. Singleton | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WHITBREAD PLC
MEETING DATE: JUN 17, 2014 | TICKER: WTB SECURITY ID: G9606P197
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Richard Baker as Director | Management | For | For |
| 6 | Re-elect Wendy Becker as Director | Management | For | For |
| 7 | Re-elect Nicholas Cadbury as Director | Management | For | For |
| 8 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
| 9 | Re-elect Patrick Dempsey as Director | Management | For | For |
| 10 | Re-elect Anthony Habgood as Director | Management | For | For |
| 11 | Re-elect Andy Harrison as Director | Management | For | For |
| 12 | Re-elect Simon Melliss as Director | Management | For | For |
| 13 | Re-elect Christopher Rogers as Director | Management | For | For |
| 14 | Re-elect Louise Smalley as Director | Management | For | For |
| 15 | Re-elect Susan Martin as Director | Management | For | For |
| 16 | Re-elect Stephen Williams as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Approve Long Term Incentive Plan | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregg L. Engles | Management | For | For |
| 1.2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 2 | Eliminate Class of Common Stock | Management | For | For |
| 3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WHOLE FOODS MARKET, INC.
MEETING DATE: FEB 24, 2014 | TICKER: WFM SECURITY ID: 966837106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Gabrielle Greene | Management | For | For |
| 1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director John Mackey | Management | For | For |
| 1.6 | Elect Director Walter Robb | Management | For | For |
| 1.7 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.10 | Elect Director Ralph Sorenson | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 5 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
MEETING DATE: JUN 27, 2014 | TICKER: WETF SECURITY ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Jarrett Lilien | Management | For | For |
| 1b | Elect Director Frank Salerno | Management | For | For |
| 1c | Elect Director Jonathan L. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
WIX.COM LTD.
MEETING DATE: JUN 26, 2014 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Adam Fisher as Director Until the 2017 Annual Meeting | Management | For | For |
| 2.1 | Approve Compensation Policy for Officers of the Company | Management | For | Abstain |
| 2.2 | Approve Compensation Policy for the Directors of the Company | Management | For | Abstain |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 5 | Other Business (Voting) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
WORKDAY, INC.
MEETING DATE: JUN 03, 2014 | TICKER: WDAY SECURITY ID: 98138H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christa Davies | Management | For | For |
| 1.2 | Elect Director George J. Still, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: WYN SECURITY ID: 98310W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Buckman | Management | For | For |
| 1.2 | Elect Director George Herrera | Management | For | For |
| 1.3 | Elect Director Brian Mulroney | Management | For | For |
| 1.4 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
WYNN RESORTS, LIMITED
MEETING DATE: MAY 16, 2014 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Miller | Management | For | For |
| 1.2 | Elect Director D. Boone Wayson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Board Qualifications | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
XOOM CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: XOOM SECURITY ID: 98419Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roelof Frederik Botha | Management | For | For |
| 1.2 | Elect Director John Kunze | Management | For | For |
| 1.3 | Elect Director Keith Rabois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XYLEM INC.
MEETING DATE: MAY 06, 2014 | TICKER: XYL SECURITY ID: 98419M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sten E. Jakobsson | Management | For | For |
| 1b | Elect Director Steven R. Loranger | Management | For | For |
| 1c | Elect Director Edward J. Ludwig | Management | For | For |
| 1d | Elect Director Jerome A. Peribere | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Stock Retention | Shareholder | Against | Against |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2014 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
YES BANK LIMITED
MEETING DATE: JUN 14, 2014 | TICKER: 532648 SECURITY ID: Y97636107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 8.00 Per Share | Management | For | For |
| 3 | Approve S.R. Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Elect M. Sabharwal as Independent Non-Executive Director | Management | For | For |
| 5 | Elect R. Singh as Independent Non-Executive Director | Management | For | For |
| 6 | Elect R. Chopra as Independent Non-Executive Director | Management | For | For |
| 7 | Elect B. Dutt as Independent Non-Executive Director | Management | For | For |
| 8 | Elect S. Srivastava as Independent Non-Executive Director | Management | For | For |
| 9 | Elect V.V. Gujarathi as Independent Non-Executive Director | Management | For | For |
| 10 | Approve Appointment and Remuneration of M.R. Srinivasan as Non-Executive Part Time Chairman | Management | For | For |
| 11 | Approve Reappointment and Remuneration of R. Kapoor as Managing Director and CEO | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
YUM! BRANDS, INC.
MEETING DATE: MAY 01, 2014 | TICKER: YUM SECURITY ID: 988498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Cavanagh | Management | For | For |
| 1b | Elect Director David W. Dorman | Management | For | For |
| 1c | Elect Director Massimo Ferragamo | Management | For | For |
| 1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1e | Elect Director Bonnie G. Hill | Management | For | For |
| 1f | Elect Director Jonathan S. Linen | Management | For | For |
| 1g | Elect Director Thomas C. Nelson | Management | For | For |
| 1h | Elect Director David C. Novak | Management | For | For |
| 1i | Elect Director Thomas M. Ryan | Management | For | For |
| 1j | Elect Director Jing-Shyh S. Su | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ZYNGA INC.
MEETING DATE: JUN 11, 2014 | TICKER: ZNGA SECURITY ID: 98986T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Pincus | Management | For | For |
| 1.2 | Elect Director Don A. Mattrick | Management | For | For |
| 1.3 | Elect Director L. John Doerr | Management | For | For |
| 1.4 | Elect Director William 'Bing' Gordon | Management | For | For |
| 1.5 | Elect Director Stanley J. Meresman | Management | For | For |
| 1.6 | Elect Director Sunil Paul | Management | For | For |
| 1.7 | Elect Director Ellen Siminoff | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY BLUE CHIP VALUE FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Brian G. Kelly | Management | For | For |
| 1.3 | Elect Director Robert A. Kotick | Management | For | For |
| 1.4 | Elect Director Barry Meyer | Management | For | For |
| 1.5 | Elect Director Robert J. Morgado | Management | For | For |
| 1.6 | Elect Director Peter Nolan | Management | For | For |
| 1.7 | Elect Director Richard Sarnoff | Management | For | For |
| 1.8 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
| 3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
| 3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AGNICO EAGLE MINES LIMITED
MEETING DATE: MAY 02, 2014 | TICKER: AEM SECURITY ID: 008474108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Sean Boyd | Management | For | For |
| 1.3 | Elect Director Martine A. Celej | Management | For | For |
| 1.4 | Elect Director Clifford J. Davis | Management | For | For |
| 1.5 | Elect Director Robert J. Gemmell | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director Deborah A. McCombe | Management | For | For |
| 1.9 | Elect Director James D. Nasso | Management | For | For |
| 1.10 | Elect Director Sean Riley | Management | For | For |
| 1.11 | Elect Director J. Merfyn Roberts | Management | For | For |
| 1.12 | Elect Director Howard R. Stockford | Management | For | For |
| 1.13 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Incentive Share Purchase Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
AMERICAN INTERNATIONAL GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: AIG SECURITY ID: 026874784
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert H. Benmosche | Management | For | For |
| 1b | Elect Director W. Don Cornwell | Management | For | For |
| 1c | Elect Director Peter R. Fisher | Management | For | For |
| 1d | Elect Director John H. Fitzpatrick | Management | For | For |
| 1e | Elect Director William G. Jurgensen | Management | For | For |
| 1f | Elect Director Christopher S. Lynch | Management | For | For |
| 1g | Elect Director Arthur C. Martinez | Management | For | For |
| 1h | Elect Director George L. Miles, Jr. | Management | For | For |
| 1i | Elect Director Henry S. Miller | Management | For | For |
| 1j | Elect Director Robert S. Miller | Management | For | For |
| 1k | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1l | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1m | Elect Director Douglas M. Steenland | Management | For | For |
| 1n | Elect Director Theresa M. Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | Management | For | Against |
| 4 | Amend Tax Asset Protection Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Charles W. Goodyear | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Eric D. Mullins | Management | For | For |
| 1i | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: APA SECURITY ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 3 | Elect Director Amy H. Nelson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
ARES CAPITAL CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: ARCC SECURITY ID: 04010L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Arougheti | Management | For | Proportional |
| 1.2 | Elect Director Ann Torre Bates | Management | For | Proportional |
| 1.3 | Elect Director Steven B. McKeever | Management | For | Proportional |
| 2 | Ratify Auditors | Management | For | Proportional |
| 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Proportional |
| |
|---|
AT&T INC.
MEETING DATE: APR 25, 2014 | TICKER: T SECURITY ID: 00206R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall L. Stephenson | Management | For | For |
| 1.2 | Elect Director Reuben V. Anderson | Management | For | For |
| 1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 1.4 | Elect Director Scott T. Ford | Management | For | For |
| 1.5 | Elect Director James P. Kelly | Management | For | For |
| 1.6 | Elect Director Jon C. Madonna | Management | For | For |
| 1.7 | Elect Director Michael B. McCallister | Management | For | For |
| 1.8 | Elect Director John B. McCoy | Management | For | For |
| 1.9 | Elect Director Beth E. Mooney | Management | For | For |
| 1.10 | Elect Director Joyce M. Roche | Management | For | For |
| 1.11 | Elect Director Matthew K. Rose | Management | For | For |
| 1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
| 1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
| 5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | Against |
| |
|---|
AXIALL CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AXLL SECURITY ID: 05463D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Carrico | Management | For | For |
| 1.2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.3 | Elect Director Patrick J. Fleming | Management | For | For |
| 1.4 | Elect Director Robert M. Gervis | Management | For | For |
| 1.5 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.6 | Elect Director Michael H. McGarry | Management | For | For |
| 1.7 | Elect Director William L. Mansfield | Management | For | For |
| 1.8 | Elect Director Mark L. Noetzel | Management | For | For |
| 1.9 | Elect Director Robert Ripp | Management | For | For |
| 1.10 | Elect Director David N. Weinstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Byrnes | Management | For | For |
| 1b | Elect Director Nelda J. Connors | Management | For | For |
| 1c | Elect Director Kristina M. Johnson | Management | For | For |
| 1d | Elect Director Edward J. Ludwig | Management | For | For |
| 1e | Elect Director Michael F. Mahoney | Management | For | For |
| 1f | Elect Director Ernest Mario | Management | For | For |
| 1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1h | Elect Director Pete M. Nicholas | Management | For | For |
| 1i | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1j | Elect Director David J. Roux | Management | For | For |
| 1k | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Abstain |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 08, 2014 | TICKER: BRCD SECURITY ID: 111621306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judy Bruner | Management | For | For |
| 1.2 | Elect Director Lloyd A. Carney | Management | For | For |
| 1.3 | Elect Director Renato (Renny) A. DiPentima | Management | For | For |
| 1.4 | Elect Director Alan L. Earhart | Management | For | For |
| 1.5 | Elect Director John W. Gerdelman | Management | For | For |
| 1.6 | Elect Director Dave House | Management | For | For |
| 1.7 | Elect Director L. William Krause | Management | For | For |
| 1.8 | Elect Director David E. Roberson | Management | For | For |
| 1.9 | Elect Director Sanjay Vaswani | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | Did Not Vote |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 11, 2014 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Peter A. Magowan | Management | For | For |
| 1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 05, 2014 | TICKER: CBL SECURITY ID: 124830100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
| 1.2 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.3 | Elect Director Gary L. Bryenton | Management | For | For |
| 1.4 | Elect Director A. Larry Chapman | Management | For | For |
| 1.5 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.6 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.7 | Elect Director Gary J. Nay | Management | For | For |
| 1.8 | Elect Director Kathleen M. Nelson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CENTERPOINT ENERGY, INC.
MEETING DATE: APR 24, 2014 | TICKER: CNP SECURITY ID: 15189T107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Milton Carroll | Management | For | For |
| 1b | Elect Director Michael P. Johnson | Management | For | For |
| 1c | Elect Director Janiece M. Longoria | Management | For | For |
| 1d | Elect Director Scott J. McLean | Management | For | For |
| 1e | Elect Director Scott M. Prochazka | Management | For | For |
| 1f | Elect Director Susan O. Rheney | Management | For | For |
| 1g | Elect Director Phillip R. Smith | Management | For | For |
| 1h | Elect Director R. A. Walker | Management | For | For |
| 1i | Elect Director Peter S. Wareing | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
COMVERSE, INC.
MEETING DATE: JUN 25, 2014 | TICKER: CNSI SECURITY ID: 20585P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Neil Montefiore | Management | For | For |
| 1f | Elect Director Henry R. Nothhaft | Management | For | For |
| 1g | Elect Director Philippe Tartavull | Management | For | For |
| 1h | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CROWN HOLDINGS, INC.
MEETING DATE: APR 24, 2014 | TICKER: CCK SECURITY ID: 228368106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenne K. Britell | Management | For | For |
| 1.2 | Elect Director John W. Conway | Management | For | For |
| 1.3 | Elect Director Arnold W. Donald | Management | For | For |
| 1.4 | Elect Director William G. Little | Management | For | For |
| 1.5 | Elect Director Hans J. Loliger | Management | For | For |
| 1.6 | Elect Director James H. Miller | Management | For | For |
| 1.7 | Elect Director Josef M. Muller | Management | For | For |
| 1.8 | Elect Director Thomas A. Ralph | Management | For | For |
| 1.9 | Elect Director Caesar F. Sweitzer | Management | For | For |
| 1.10 | Elect Director Jim L. Turner | Management | For | For |
| 1.11 | Elect Director William S. Urkiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| 5 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1.3 | Elect Director David W. Dorman | Management | For | For |
| 1.4 | Elect Director Anne M. Finucane | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEVRY INC.
MEETING DATE: NOV 06, 2013 | TICKER: DV SECURITY ID: 251893103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Connie R. Curran | Management | For | For |
| 1.2 | Elect Director Daniel Hamburger | Management | For | For |
| 1.3 | Elect Director Ronald L. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DRESSER-RAND GROUP INC.
MEETING DATE: MAY 06, 2014 | TICKER: DRC SECURITY ID: 261608103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Macaulay | Management | For | For |
| 1.2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 1.3 | Elect Director Rita V. Foley | Management | For | For |
| 1.4 | Elect Director Louis A. Raspino | Management | For | For |
| 1.5 | Elect Director Philip R. Roth | Management | For | For |
| 1.6 | Elect Director Stephen A. Snider | Management | For | For |
| 1.7 | Elect Director Michael L. Underwood | Management | For | For |
| 1.8 | Elect Director Joseph C. Winkler, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
E*TRADE FINANCIAL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: ETFC SECURITY ID: 269246401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard J. Carbone | Management | For | For |
| 1b | Elect Director Mohsen Z. Fahmi | Management | For | For |
| 1c | Elect Director Christopher M. Flink | Management | For | For |
| 1d | Elect Director Paul T. Idzik | Management | For | For |
| 1e | Elect Director Frederick W. Kanner | Management | For | For |
| 1f | Elect Director James Lam | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Rebecca Saeger | Management | For | For |
| 1i | Elect Director Joseph L. Sclafani | Management | For | For |
| 1j | Elect Director Joseph M. Velli | Management | For | For |
| 1k | Elect Director Donna L. Weaver | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EVERTEC, INC.
MEETING DATE: MAY 20, 2014 | TICKER: EVTC SECURITY ID: 30040P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Peter Harrington | Management | For | For |
| 1c | Elect Director Jorge Junquera | Management | For | For |
| 1d | Elect Director Teresita Loubriel | Management | For | For |
| 1e | Elect Director Nestor O. Rivera | Management | For | For |
| 1f | Elect Director Alan H. Schumacher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXELON CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: EXC SECURITY ID: 30161N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony K. Anderson | Management | For | For |
| 1b | Elect Director Ann C. Berzin | Management | For | For |
| 1c | Elect Director John A. Canning, Jr. | Management | For | For |
| 1d | Elect Director Christopher M. Crane | Management | For | For |
| 1e | Elect Director Yves C. de Balmann | Management | For | For |
| 1f | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1g | Elect Director Nelson A. Diaz | Management | For | For |
| 1h | Elect Director Sue L. Gin | Management | For | For |
| 1i | Elect Director Paul L. Joskow | Management | For | For |
| 1j | Elect Director Robert J. Lawless | Management | For | For |
| 1k | Elect Director Richard W. Mies | Management | For | For |
| 1l | Elect Director William C. Richardson | Management | For | For |
| 1m | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1n | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1o | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Director William W. George | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S Reinemund | Management | For | For |
| 1.11 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FIDELITY NATIONAL FINANCIAL, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FNF SECURITY ID: 31620R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Approve the Tracking Stock Proposal | Management | For | For |
| 2 | Approve the Reclassification Proposal | Management | For | For |
| 3 | Approve the Optional Conversion Proposal | Management | For | For |
| 4 | Approve the Group Disposition Proposal | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6.1 | Elect Director William P. Foley, II | Management | For | For |
| 6.2 | Elect Director Douglas K. Ammerman | Management | For | For |
| 6.3 | Elect Director Thomas M. Hagerty | Management | For | For |
| 6.4 | Elect Director Peter O. Shea, Jr. | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 15, 2014 | TICKER: FITB SECURITY ID: 316773100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas K. Akins | Management | For | For |
| 1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
| 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.4 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.5 | Elect Director James P. Hackett | Management | For | For |
| 1.6 | Elect Director Gary R. Heminger | Management | For | For |
| 1.7 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.8 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
| 1.10 | Elect Director Michael B. McCallister | Management | For | For |
| 1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
FOOT LOCKER, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FL SECURITY ID: 344849104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nicholas DiPaolo | Management | For | For |
| 1b | Elect Director Matthew M. McKenna | Management | For | For |
| 1c | Elect Director Steven Oakland | Management | For | For |
| 1d | Elect Director Cheryl Nido Turpin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 08, 2014 | TICKER: F SECURITY ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Edsel B. Ford, II | Management | For | For |
| 1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.6 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.7 | Elect Director James P. Hackett | Management | For | For |
| 1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.9 | Elect Director William W. Helman, IV | Management | For | For |
| 1.10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.11 | Elect Director John C. Lechleiter | Management | For | For |
| 1.12 | Elect Director Ellen R. Marram | Management | For | For |
| 1.13 | Elect Director Alan Mulally | Management | For | For |
| 1.14 | Elect Director Homer A. Neal | Management | For | For |
| 1.15 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.16 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUL 16, 2013 | TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Charles C. Krulak | Management | For | For |
| 1.10 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.11 | Elect Director Jon C. Madonna | Management | For | For |
| 1.12 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.13 | Elect Director James R. Moffett | Management | For | For |
| 1.14 | Elect Director B. M. Rankin, Jr. | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| 7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 17, 2014 | TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.10 | Elect Director Charles C. Krulak | Management | For | For |
| 1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.12 | Elect Director Jon C. Madonna | Management | For | For |
| 1.13 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.14 | Elect Director James R. Moffett | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 23, 2014 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director James E. Rohr | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 10, 2014 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Girsky | Management | For | For |
| 1e | Elect Director E. Neville Isdell | Management | For | For |
| 1f | Elect Director Kathryn V. Marinello | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GLOBAL PAYMENTS INC.
MEETING DATE: NOV 20, 2013 | TICKER: GPN SECURITY ID: 37940X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth Ann Marshall | Management | For | For |
| 1.2 | Elect Director John M. Partridge | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HCA HOLDINGS, INC.
MEETING DATE: APR 23, 2014 | TICKER: HCA SECURITY ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Bracken | Management | For | For |
| 1.2 | Elect Director R. Milton Johnson | Management | For | For |
| 1.3 | Elect Director Robert J. Dennis | Management | For | For |
| 1.4 | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1.5 | Elect Director Thomas F. Frist III | Management | For | For |
| 1.6 | Elect Director William R. Frist | Management | For | For |
| 1.7 | Elect Director Ann H. Lamont | Management | For | For |
| 1.8 | Elect Director Jay O. Light | Management | For | For |
| 1.9 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.10 | Elect Director Michael W. Michelson | Management | For | For |
| 1.11 | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1.12 | Elect Director Wayne J. Riley | Management | For | For |
| 1.13 | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HTZ SECURITY ID: 42805T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Durham | Management | For | Against |
| 1.2 | Elect Director Mark P. Frissora | Management | For | Against |
| 1.3 | Elect Director Henry C. Wolf | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 19, 2014 | TICKER: HPQ SECURITY ID: 428236103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Shumeet Banerji | Management | For | For |
| 1.3 | Elect Director Robert R. Bennett | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director Raymond J. Lane | Management | For | For |
| 1.6 | Elect Director Ann M. Livermore | Management | For | For |
| 1.7 | Elect Director Raymond E. Ozzie | Management | For | For |
| 1.8 | Elect Director Gary M. Reiner | Management | For | For |
| 1.9 | Elect Director Patricia F. Russo | Management | For | For |
| 1.10 | Elect Director James A. Skinner | Management | For | For |
| 1.11 | Elect Director Margaret C. Whitman | Management | For | For |
| 1.12 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
HUMANA INC.
MEETING DATE: APR 29, 2014 | TICKER: HUM SECURITY ID: 444859102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kurt J. Hilzinger | Management | For | For |
| 1b | Elect Director Bruce D. Broussard | Management | For | For |
| 1c | Elect Director Frank A. D'Amelio | Management | For | For |
| 1d | Elect Director W. Roy Dunbar | Management | For | For |
| 1e | Elect Director David A. Jones, Jr. | Management | For | For |
| 1f | Elect Director William J. McDonald | Management | For | For |
| 1g | Elect Director William E. Mitchell | Management | For | For |
| 1h | Elect Director David B. Nash | Management | For | For |
| 1i | Elect Director James J. O'Brien | Management | For | For |
| 1j | Elect Director Marissa T. Peterson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: INTC SECURITY ID: 458140100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Andy D. Bryant | Management | For | For |
| 1c | Elect Director Susan L. Decker | Management | For | For |
| 1d | Elect Director John J. Donahoe | Management | For | For |
| 1e | Elect Director Reed E. Hundt | Management | For | For |
| 1f | Elect Director Brian M. Krzanich | Management | For | For |
| 1g | Elect Director James D. Plummer | Management | For | For |
| 1h | Elect Director David S. Pottruck | Management | For | For |
| 1i | Elect Director Frank D. Yeary | Management | For | For |
| 1j | Elect Director David B. Yoffie | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL GAME TECHNOLOGY
MEETING DATE: MAR 10, 2014 | TICKER: IGT SECURITY ID: 459902102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paget L. Alves | Management | For | For |
| 1b | Elect Director Eric F. Brown | Management | For | For |
| 1c | Elect Director Janice D. Chaffin | Management | For | For |
| 1d | Elect Director Greg Creed | Management | For | For |
| 1e | Elect Director Patti S. Hart | Management | For | For |
| 1f | Elect Director Robert J. Miller | Management | For | For |
| 1g | Elect Director Vincent L. Sadusky | Management | For | For |
| 1h | Elect Director Philip G. Satre | Management | For | For |
| 1i | Elect Director Tracey D. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Proxy Access | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 29, 2014 | TICKER: JCI SECURITY ID: 478366107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Raymond L. Conner | Management | For | For |
| 1.3 | Elect Director William H. Lacy | Management | For | For |
| 1.4 | Elect Director Alex A. Molinaroli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 20, 2014 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
KEYCORP
MEETING DATE: MAY 22, 2014 | TICKER: KEY SECURITY ID: 493267108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
| 1.2 | Elect Director Charles P. Cooley | Management | For | For |
| 1.3 | Elect Director Alexander M. Cutler | Management | For | For |
| 1.4 | Elect Director H. James Dallas | Management | For | For |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
| 1.7 | Elect Director William G. Gisel, Jr. | Management | For | For |
| 1.8 | Elect Director Richard J. Hipple | Management | For | For |
| 1.9 | Elect Director Kristen L. Manos | Management | For | For |
| 1.10 | Elect Director Beth E. Mooney | Management | For | For |
| 1.11 | Elect Director Demos Parneros | Management | For | For |
| 1.12 | Elect Director Barbara R. Snyder | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
KRAFT FOODS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: KRFT SECURITY ID: 50076Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director L. Kevin Cox | Management | For | For |
| 1b | Elect Director Myra M. Hart | Management | For | For |
| 1c | Elect Director Peter B. Henry | Management | For | For |
| 1d | Elect Director Terry J. Lundgren | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Against |
| 5 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Against |
| 6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| 7 | Report on Supply Chain and Deforestation | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
| 9 | Support for Animal Welfare Improvements in the Company's Pork Supply Chain | Shareholder | For | Abstain |
| |
|---|
LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: LVLT SECURITY ID: 52729N308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff K. Storey | Management | For | For |
| 1.2 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.3 | Elect Director Archie R. Clemins | Management | For | For |
| 1.4 | Elect Director Steven T. Clontz | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director T. Michael Glenn | Management | For | For |
| 1.7 | Elect Director Richard R. Jaros | Management | For | For |
| 1.8 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.9 | Elect Director Peter Seah Lim Huat | Management | For | For |
| 1.10 | Elect Director Peter van Oppen | Management | For | For |
| 1.11 | Elect Director Albert C. Yates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 27, 2014 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 22, 2014 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MDLZ SECURITY ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Nelson Peltz | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Ruth J. Simmons | Management | For | For |
| 1k | Elect Director Ratan N. Tata | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NOV SECURITY ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1B | Elect Director Clay C. Williams | Management | For | For |
| 1C | Elect Director Greg L. Armstrong | Management | For | For |
| 1D | Elect Director Robert E. Beauchamp | Management | For | For |
| 1E | Elect Director Marcela E. Donadio | Management | For | For |
| 1F | Elect Director Ben A. Guill | Management | For | For |
| 1G | Elect Director David D. Harrison | Management | For | For |
| 1H | Elect Director Roger L. Jarvis | Management | For | For |
| 1I | Elect Director Eric L. Mattson | Management | For | For |
| 1K | Elect Director Jeffery A. Smisek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Howard I. Atkins | Management | For | For |
| 1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.6 | Elect Director John E. Feick | Management | For | For |
| 1.7 | Elect Director Margaret M. Foran | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director William R. Klesse | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Remove Age Restriction for Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: APR 24, 2014 | TICKER: ODP SECURITY ID: 676220106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roland C. Smith | Management | For | For |
| 1b | Elect Director Warren F. Bryant | Management | For | For |
| 1c | Elect Director Rakesh Gangwal | Management | For | For |
| 1d | Elect Director Cynthia T. Jamison | Management | For | For |
| 1e | Elect Director V. James Marino | Management | For | For |
| 1f | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 1g | Elect Director Michael J. Massey | Management | For | For |
| 1h | Elect Director Jeffrey C. Smith | Management | For | For |
| 1i | Elect Director David M. Szymanski | Management | For | For |
| 1j | Elect Director Nigel Travis | Management | For | For |
| 1k | Elect Director Joseph Vassalluzzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Ian M. Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Rona A. Fairhead | Management | For | For |
| 1f | Elect Director Ray L. Hunt | Management | For | For |
| 1g | Elect Director Alberto Ibarguen | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Lloyd G. Trotter | Management | For | For |
| 1l | Elect Director Daniel Vasella | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PFIZER INC.
MEETING DATE: APR 24, 2014 | TICKER: PFE SECURITY ID: 717081103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 1.2 | Elect Director W. Don Cornwell | Management | For | For |
| 1.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 1.4 | Elect Director Helen H. Hobbs | Management | For | For |
| 1.5 | Elect Director Constance J. Horner | Management | For | For |
| 1.6 | Elect Director James M. Kilts | Management | For | For |
| 1.7 | Elect Director George A. Lorch | Management | For | For |
| 1.8 | Elect Director Shantanu Narayen | Management | For | For |
| 1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Stephen W. Sanger | Management | For | For |
| 1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
RAYMOND JAMES FINANCIAL, INC.
MEETING DATE: FEB 20, 2014 | TICKER: RJF SECURITY ID: 754730109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shelley G. Broader | Management | For | For |
| 1.2 | Elect Director Jeffrey N. Edwards | Management | For | For |
| 1.3 | Elect Director Benjamin C. Esty | Management | For | For |
| 1.4 | Elect Director Francis S. Godbold | Management | For | For |
| 1.5 | Elect Director H. William Habermeyer, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas A. James | Management | For | For |
| 1.7 | Elect Director Gordon L. Johnson | Management | For | For |
| 1.8 | Elect Director Paul C. Reilly | Management | For | For |
| 1.9 | Elect Director Robert P. Saltzman | Management | For | For |
| 1.10 | Elect Director Hardwick Simmons | Management | For | For |
| 1.11 | Elect Director Susan N. Story | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 21, 2014 | TICKER: RGA SECURITY ID: 759351604
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine R. Detrick | Management | For | For |
| 1.2 | Elect Director Joyce A. Phillips | Management | For | For |
| 1.3 | Elect Director Arnoud W.A. Boot | Management | For | For |
| 1.4 | Elect Director John F. Danahy | Management | For | For |
| 1.5 | Elect Director J. Cliff Eason | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 09, 2014 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 1.3 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.5 | Elect Director William D. Jones | Management | For | For |
| 1.6 | Elect Director William G. Ouchi | Management | For | For |
| 1.7 | Elect Director Debra L. Reed | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director William P. Rutledge | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Jack T. Taylor | Management | For | For |
| 1.12 | Elect Director Luis M. Tellez | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPRINGLEAF HOLDINGS INC.
MEETING DATE: MAY 28, 2014 | TICKER: LEAF SECURITY ID: 85172J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay N. Levine | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: STT SECURITY ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Kennett F. Burnes | Management | For | For |
| 1c | Elect Director Peter Coym | Management | For | For |
| 1d | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1e | Elect Director Amelia C. Fawcett | Management | For | For |
| 1f | Elect Director Linda A. Hill | Management | For | For |
| 1g | Elect Director Joseph L. Hooley | Management | For | For |
| 1h | Elect Director Robert S. Kaplan | Management | For | For |
| 1i | Elect Director Richard P. Sergel | Management | For | For |
| 1j | Elect Director Ronald L. Skates | Management | For | For |
| 1k | Elect Director Gregory L. Summe | Management | For | For |
| 1l | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYMANTEC CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: SYMC SECURITY ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen M. Bennett | Management | For | For |
| 1b | Elect Director Michael A. Brown | Management | For | For |
| 1c | Elect Director Frank E. Dangeard | Management | For | For |
| 1d | Elect Director Geraldine B. Laybourne | Management | For | For |
| 1e | Elect Director David L. Mahoney | Management | For | For |
| 1f | Elect Director Robert S. Miller | Management | For | For |
| 1g | Elect Director Anita M. Sands | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director V. Paul Unruh | Management | For | For |
| 1j | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: FEB 24, 2014 | TICKER: TEVA SECURITY ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 23, 2014 | TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE ALLSTATE CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: ALL SECURITY ID: 020002101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director Kermit R. Crawford | Management | For | For |
| 1d | Elect Director Jack M. Greenberg | Management | For | For |
| 1e | Elect Director Herbert L. Henkel | Management | For | For |
| 1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
| 1g | Elect Director Andrea Redmond | Management | For | For |
| 1h | Elect Director John W. Rowe | Management | For | For |
| 1i | Elect Director Judith A. Sprieser | Management | For | For |
| 1j | Elect Director Mary Alice Taylor | Management | For | For |
| 1k | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THE BANK OF NEW YORK MELLON CORPORATION
MEETING DATE: APR 08, 2014 | TICKER: BK SECURITY ID: 064058100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Goldstein | Management | For | For |
| 1.4 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.5 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.10 | Elect Director Catherine A. Rein | Management | For | For |
| 1.11 | Elect Director William C. Richardson | Management | For | For |
| 1.12 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.13 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE CHUBB CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: CB SECURITY ID: 171232101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Zoe Baird Budinger | Management | For | For |
| 1b | Elect Director Sheila P. Burke | Management | For | For |
| 1c | Elect Director James I. Cash, Jr. | Management | For | For |
| 1d | Elect Director John D. Finnegan | Management | For | For |
| 1e | Elect Director Timothy P. Flynn | Management | For | For |
| 1f | Elect Director Karen M. Hoguet | Management | For | For |
| 1g | Elect Director Lawrence W. Kellner | Management | For | For |
| 1h | Elect Director Martin G. McGuinn | Management | For | For |
| 1i | Elect Director Lawrence M. Small | Management | For | For |
| 1j | Elect Director Jess Soderberg | Management | For | For |
| 1k | Elect Director Daniel E. Somers | Management | For | For |
| 1l | Elect Director William C. Weldon | Management | For | For |
| 1m | Elect Director James M. Zimmerman | Management | For | For |
| 1n | Elect Director Alfred W. Zollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
THE DOW CHEMICAL COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: DOW SECURITY ID: 260543103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Arnold A. Allemang | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Jacqueline K. Barton | Management | For | For |
| 1d | Elect Director James A. Bell | Management | For | For |
| 1e | Elect Director Jeff M. Fettig | Management | For | For |
| 1f | Elect Director Andrew N. Liveris | Management | For | For |
| 1g | Elect Director Paul Polman | Management | For | For |
| 1h | Elect Director Dennis H. Reilley | Management | For | For |
| 1i | Elect Director James M. Ringler | Management | For | For |
| 1j | Elect Director Ruth G. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
THE GOLDMAN SACHS GROUP, INC.
MEETING DATE: MAY 16, 2014 | TICKER: GS SECURITY ID: 38141G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1b | Elect Director M. Michele Burns | Management | For | For |
| 1c | Elect Director Gary D. Cohn | Management | For | For |
| 1d | Elect Director Claes Dahlback | Management | For | For |
| 1e | Elect Director William W. George | Management | For | For |
| 1f | Elect Director James A. Johnson | Management | For | For |
| 1g | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1i | Elect Director Peter Oppenheimer | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Debora L. Spar | Management | For | For |
| 1l | Elect Director Mark E. Tucker | Management | For | For |
| 1m | Elect Director David A. Viniar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2013 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: JUN 05, 2014 | TICKER: TWC SECURITY ID: 88732J207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carole Black | Management | For | For |
| 1b | Elect Director Glenn A. Britt | Management | For | For |
| 1c | Elect Director Thomas H. Castro | Management | For | For |
| 1d | Elect Director David C. Chang | Management | For | For |
| 1e | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1f | Elect Director Peter R. Haje | Management | For | For |
| 1g | Elect Director Donna A. James | Management | For | For |
| 1h | Elect Director Don Logan | Management | For | For |
| 1i | Elect Director Robert D. Marcus | Management | For | For |
| 1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1k | Elect Director Wayne H. Pace | Management | For | For |
| 1l | Elect Director Edward D. Shirley | Management | For | For |
| 1m | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 15, 2014 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Y. Marc Belton | Management | For | For |
| 1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | For |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Joel W. Johnson | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Jerry W. Levin | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Patrick T. Stokes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: X SECURITY ID: 912909108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.2 | Elect Director Murry S. Gerber | Management | For | For |
| 1.3 | Elect Director Glenda G. McNeal | Management | For | For |
| 1.4 | Elect Director Patricia A. Tracey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
VERINT SYSTEMS INC.
MEETING DATE: JUN 26, 2014 | TICKER: VRNT SECURITY ID: 92343X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan Bodner | Management | For | For |
| 1.2 | Elect Director Victor DeMarines | Management | For | For |
| 1.3 | Elect Director John Egan | Management | For | For |
| 1.4 | Elect Director Larry Myers | Management | For | For |
| 1.5 | Elect Director Richard Nottenburg | Management | For | For |
| 1.6 | Elect Director Howard Safir | Management | For | For |
| 1.7 | Elect Director Earl Shanks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 06, 2014 | TICKER: WMT SECURITY ID: 931142103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aida M. Alvarez | Management | For | For |
| 1b | Elect Director James I. Cash, Jr. | Management | For | For |
| 1c | Elect Director Roger C. Corbett | Management | For | For |
| 1d | Elect Director Pamela J. Craig | Management | For | For |
| 1e | Elect Director Douglas N. Daft | Management | For | For |
| 1f | Elect Director Michael T. Duke | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Marissa A. Mayer | Management | For | For |
| 1i | Elect Director C. Douglas McMillon | Management | For | For |
| 1j | Elect Director Gregory B. Penner | Management | For | For |
| 1k | Elect Director Steven S Reinemund | Management | For | For |
| 1l | Elect Director Jim C. Walton | Management | For | For |
| 1m | Elect Director S. Robson Walton | Management | For | For |
| 1n | Elect Director Linda S. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
WEATHERFORD INTERNATIONAL LTD.
MEETING DATE: JUN 16, 2014 | TICKER: WFT SECURITY ID: H27013103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
| 2 | Approve Creation of Distributable Profits | Management | For | For |
| 3 | Additional and/or Counter-proposals Presented at the Meeting | Management | For | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 29, 2014 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: XRX SECURITY ID: 984121103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn A. Britt | Management | For | For |
| 1.2 | Elect Director Ursula M. Burns | Management | For | For |
| 1.3 | Elect Director Richard J. Harrington | Management | For | For |
| 1.4 | Elect Director William Curt Hunter | Management | For | For |
| 1.5 | Elect Director Robert J. Keegan | Management | For | For |
| 1.6 | Elect Director Robert A. McDonald | Management | For | For |
| 1.7 | Elect Director Charles Prince | Management | For | For |
| 1.8 | Elect Director Ann N. Reese | Management | For | For |
| 1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2014 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ZIONS BANCORPORATION
MEETING DATE: MAY 30, 2014 | TICKER: ZION SECURITY ID: 989701107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry C. Atkin | Management | For | For |
| 1b | Elect Director Patricia Frobes | Management | For | For |
| 1c | Elect Director J. David Heaney | Management | For | For |
| 1d | Elect Director Roger B. Porter | Management | For | For |
| 1e | Elect Director Stephen D. Quinn | Management | For | For |
| 1f | Elect Director Harris H. Simmons | Management | For | For |
| 1g | Elect Director L.e. Simmons | Management | For | For |
| 1h | Elect Director Shelley Thomas Williams | Management | For | For |
| 1i | Elect Director Steven C. Wheelwright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 13, 2014 | TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory Norden | Management | For | For |
| 1.2 | Elect Director Louise M. Parent | Management | For | For |
| 1.3 | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY DIVIDEND GROWTH FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
A. O. SMITH CORPORATION
MEETING DATE: APR 07, 2014 | TICKER: AOS SECURITY ID: 831865209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 09, 2014 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: JAN 30, 2014 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Director Jaime Ardila | Management | For | For |
| 2b | Elect Director Charles H. Giancarlo | Management | For | For |
| 2c | Elect Director William L. Kimsey | Management | For | For |
| 2d | Elect Director Blythe J. McGarvie | Management | For | For |
| 2e | Elect Director Mark Moody-Stuart | Management | For | For |
| 2f | Elect Director Pierre Nanterme | Management | For | For |
| 2g | Elect Director Gilles C. Pelisson | Management | For | For |
| 2h | Elect Director Wulf von Schimmelmann | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Reduction in Share Capital and Creation of Distributable Reserves | Management | For | For |
| 8 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
| 9 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 10 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| |
|---|
ACE LIMITED
MEETING DATE: JAN 10, 2014 | TICKER: ACE SECURITY ID: H0023R105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Dividend Distribution from Legal Reserves | Management | For | For |
| 2 | Elect of Homburger AG as Independent Proxy | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
ACTAVIS, INC.
MEETING DATE: SEP 10, 2013 | TICKER: ACT SECURITY ID: 00507K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Brian G. Kelly | Management | For | For |
| 1.3 | Elect Director Robert A. Kotick | Management | For | For |
| 1.4 | Elect Director Barry Meyer | Management | For | For |
| 1.5 | Elect Director Robert J. Morgado | Management | For | For |
| 1.6 | Elect Director Peter Nolan | Management | For | For |
| 1.7 | Elect Director Richard Sarnoff | Management | For | For |
| 1.8 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
| 3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
| 3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: OCT 17, 2013 | TICKER: AWH SECURITY ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Eric S. Schwartz | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: MAY 01, 2014 | TICKER: AWH SECURITY ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 2.2 | Elect Scott A. Carmilani as Director | Management | For | For |
| 2.3 | Elect James F. Duffy as Director | Management | For | For |
| 2.4 | Elect Bart Friedman as Director | Management | For | For |
| 2.5 | Elect Scott Hunter as Director | Management | For | For |
| 2.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 2.7 | Elect Eric S. Schwartz as Director | Management | For | For |
| 2.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 3 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
| 4.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
| 4.2 | Appoint James F. Duffy as Member of the Compensation Committee | Management | For | For |
| 4.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
| 4.4 | Appoint Scott Hunter as Member of the Compensation Committee | Management | For | For |
| 4.5 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
| 4.6 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
| 4.7 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | For | For |
| 5 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Retention of Disposable Profits | Management | For | For |
| 9 | Approve Dividends | Management | For | For |
| 10 | Approve Reduction in Share Capital | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve 3:1 Stock Split | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 14 | Appoint Deloitte & Touche Ltd. as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 16 | Approve Discharge of Board and Senior Management | Management | For | For |
| 17 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
ALSTOM
MEETING DATE: JUL 02, 2013 | TICKER: ALO SECURITY ID: F0259M475
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.84 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Elect Amparo Moraleda as Director | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
| 10 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ALTICE S.A.
MEETING DATE: JUN 02, 2014 | TICKER: ATC SECURITY ID: L0179Z104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| |
|---|
AMDOCS LIMITED
MEETING DATE: JAN 30, 2014 | TICKER: DOX SECURITY ID: G02602103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
| 1.2 | Elect Adrian Gardner as a Director | Management | For | For |
| 1.3 | Elect John T. McLennan as a Director | Management | For | For |
| 1.4 | Elect Simon Olswang as a Director | Management | For | For |
| 1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
| 1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
| 1.7 | Elect Eli Gelman as a Director | Management | For | For |
| 1.8 | Elect James S. Kahan as a Director | Management | For | For |
| 1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
| 1.10 | Elect Giora Yaron as a Director | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | For |
| 4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | Against |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
AMIRA NATURE FOODS LTD
MEETING DATE: JUL 10, 2013 | TICKER: ANFI SECURITY ID: G0335L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Karan A. Chanana as a Director | Management | For | For |
| 1.2 | Elect Sanjay Chanana as a Director | Management | For | For |
| 1.3 | Elect Bimal Kishore Raizada as a Director | Management | For | For |
| 1.4 | Elect Neal Cravens as a Director | Management | For | For |
| 1.5 | Elect Daniel I. Malina as a Director | Management | For | For |
| 1.6 | Elect Shiv Surinder Kumar as a Director | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 30, 2014 | TICKER: ABI SECURITY ID: B6399C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | For |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | For |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | For |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | For |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | For |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | For |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | For |
| C7g | Elect Paulo Lemann as Director | Management | For | For |
| C7h | Elect Alexandre Behring as Director | Management | For | For |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | For |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | For |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
ANSELL LTD.
MEETING DATE: OCT 17, 2013 | TICKER: ANN SECURITY ID: Q04020105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 2a | Elect Ronald J S Bell as Director | Management | For | For |
| 2b | Elect W Peter Day as Director | Management | For | For |
| 2c | Elect Annie H Lo as Director | Management | For | For |
| 3 | Approve the Grant of Up to 216,070 Performance Share Rights to Magnus Nicolin, Chief Executive Officer and Managing Director of the Company | Management | For | For |
| 4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
| 5 | Approve the Remuneration Report | Management | For | For |
| 6 | Approve the Renewal of the Proportional Takeover Provision | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 27, 2013 | TICKER: AMCC SECURITY ID: 03822W406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Cesaratto | Management | For | For |
| 1b | Elect Director H.K. Desai | Management | For | For |
| 1c | Elect Director Paramesh Gopi | Management | For | For |
| 1d | Elect Director Paul R. Gray | Management | For | For |
| 1e | Elect Director Fred Shlapak | Management | For | For |
| 1f | Elect Director Robert F. Sproull | Management | For | For |
| 1g | Elect Director Duston Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARCHER-DANIELS-MIDLAND COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: ADM SECURITY ID: 039483102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director Mollie Hale Carter | Management | For | For |
| 1.3 | Elect Director Terrell K. Crews | Management | For | For |
| 1.4 | Elect Director Pierre Dufour | Management | For | For |
| 1.5 | Elect Director Donald E. Felsinger | Management | For | For |
| 1.6 | Elect Director Antonio Maciel Neto | Management | For | For |
| 1.7 | Elect Director Patrick J. Moore | Management | For | For |
| 1.8 | Elect Director Thomas F. O'Neill | Management | For | For |
| 1.9 | Elect Director Francisco Sanchez | Management | For | For |
| 1.10 | Elect Director Daniel Shih | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 1.12 | Elect Director Patricia A. Woertz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ASPEN INSURANCE HOLDINGS LIMITED
MEETING DATE: APR 23, 2014 | TICKER: AHL SECURITY ID: G05384105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher O'Kane | Management | For | Withhold |
| 1.2 | Elect Director Liaquat Ahamed | Management | For | Withhold |
| 1.3 | Elect Director Albert Beer | Management | For | Withhold |
| 1.4 | Elect Director John Cavoores | Management | For | Withhold |
| 1.5 | Elect Director Heidi Hutter | Management | For | Withhold |
| 1.6 | Elect Director Gary Gregg | Management | For | Withhold |
| 1.7 | Elect Director Bret Pearlman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ATRESMEDIA CORPORACION DE MEDIOS DE COMUNICACION SA
MEETING DATE: APR 23, 2014 | TICKER: A3M SECURITY ID: E0728T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5 | Advisory Vote on Remuneration Report | Management | For | Against |
| 6 | Approve Charitable Donations to Atresmedia Foundation | Management | For | Abstain |
| 7 | Receive Corporate Social Responsibility Report Announcement | Management | None | None |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AXIS BANK LTD.
MEETING DATE: JUL 19, 2013 | TICKER: 532215 SECURITY ID: Y0487S103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect S.B. Mathur as Director | Management | For | Against |
| 3 | Reelect P.R. Menon as Director | Management | For | For |
| 4 | Reelect R.N. Bhattacharyya as Director | Management | For | Against |
| 5 | Approve Dividend of INR 18.00 Per Equity Share | Management | For | For |
| 6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Elect I. Vittal as Director | Management | For | For |
| 8 | Elect R. Bhagat as Director | Management | For | For |
| 9 | Elect S. Misra as Director | Management | For | Against |
| 10 | Approve Appointment and Remuneration of S. Misra as Non-Executive Chairman | Management | For | Against |
| 11 | Approve Revision in Remuneration of S. Sharma, Managing Director & CEO | Management | For | For |
| 12 | Approve Revision in Remuneration of S. Sengupta, Executive Director & Head (Corporate Centre) | Management | For | For |
| 13 | Approve Revision in Remuneration of V. Srinivasan, Executive Director & Head (Corporate Banking) | Management | For | For |
| 14 | Amend Employee Stock Option Scheme | Management | For | For |
| |
|---|
AXIS CAPITAL HOLDINGS LIMITED
MEETING DATE: MAY 09, 2014 | TICKER: AXS SECURITY ID: G0692U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert L. Friedman as Director | Management | For | For |
| 1.2 | Elect Cheryl-Ann Lister as Director | Management | For | For |
| 1.3 | Elect Thomas C. Ramey as Director | Management | For | For |
| 1.4 | Elect Wilhelm Zeller as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche Ltd. as Auditors | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BAYER AG
MEETING DATE: APR 29, 2014 | TICKER: BAYN SECURITY ID: D0712D163
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | Did Not Vote |
| 2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
| 4a | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | Did Not Vote |
| 4b | Elect Ernst-Ludwig Winnacker to the Supervisory Board | Management | For | Did Not Vote |
| 5 | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| 6 | Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 8a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 8b | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
| 9a | Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH | Management | For | Did Not Vote |
| 9b | Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH | Management | For | Did Not Vote |
| 9c | Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH | Management | For | Did Not Vote |
| 9d | Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH | Management | For | Did Not Vote |
| 9e | Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH | Management | For | Did Not Vote |
| 9f | Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH | Management | For | Did Not Vote |
| 9g | Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | Did Not Vote |
| 9h | Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | Did Not Vote |
| 10 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
| |
|---|
BHARAT HEAVY ELECTRICALS LTD.
MEETING DATE: SEP 20, 2013 | TICKER: 500103 SECURITY ID: Y0882L133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of INR 3.29 Per Share | Management | For | For |
| 3 | Reelect P.K. Bajpai as Director | Management | For | For |
| 4 | Reelect A. Saraya as Director | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Elect K. Sidhu as Director | Management | For | For |
| 7 | Elect W.V.K.K. Shankar as Director | Management | For | For |
| |
|---|
BIODELIVERY SCIENCES INTERNATIONAL, INC.
MEETING DATE: JUL 18, 2013 | TICKER: BDSI SECURITY ID: 09060J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Sirgo | Management | For | For |
| 1.2 | Elect Director John J. Shea | Management | For | For |
| 1.3 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director Murry S. Gerber | Management | For | For |
| 1g | Elect Director James Grosfeld | Management | For | For |
| 1h | Elect Director David H. Komansky | Management | For | For |
| 1i | Elect Director Deryck Maughan | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1l | Elect Director John S. Varley | Management | For | For |
| 1m | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BPZ RESOURCES, INC.
MEETING DATE: JUN 20, 2014 | TICKER: BPZ SECURITY ID: 055639108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen C. Beasley | Management | For | For |
| 1.2 | Elect Director Jerelyn Eagan | Management | For | For |
| 1.3 | Elect Director Richard Spies | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: NOV 07, 2013 | TICKER: EAT SECURITY ID: 109641100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Michael A. George | Management | For | For |
| 1.4 | Elect Director William T. Giles | Management | For | For |
| 1.5 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.6 | Elect Director Jon L. Luther | Management | For | For |
| 1.7 | Elect Director John W. Mims | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic | Management | For | For |
| 1.9 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.10 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2014 | TICKER: BATS SECURITY ID: G1510J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Richard Burrows as Director | Management | For | For |
| 8 | Re-elect Karen de Segundo as Director | Management | For | For |
| 9 | Re-elect Nicandro Durante as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Re-elect Richard Tubb as Director | Management | For | For |
| 16 | Elect Savio Kwan as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 23, 2014 | TICKER: BG SECURITY ID: G16962105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ernest G. Bachrach | Management | For | For |
| 1b | Elect Director Enrique H. Boilini | Management | For | For |
| 1c | Elect Director Carol M. Browner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to Determine the Independent Auditor's Fees | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CABOT CORPORATION
MEETING DATE: MAR 13, 2014 | TICKER: CBT SECURITY ID: 127055101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Enriquez | Management | For | For |
| 1.2 | Elect Director William C. Kirby | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | Did Not Vote |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CHEMTURA CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CHMT SECURITY ID: 163893209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Anna C. Catalano | Management | For | For |
| 1.4 | Elect Director James W. Crownover | Management | For | For |
| 1.5 | Elect Director Robert A. Dover | Management | For | For |
| 1.6 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.7 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.8 | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 16, 2014 | TICKER: CMS SECURITY ID: 125896100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Barfield | Management | For | For |
| 1.2 | Elect Director Kurt L. Darrow | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director William D. Harvey | Management | For | For |
| 1.6 | Elect Director David W. Joos | Management | For | For |
| 1.7 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director Laura H. Wright | Management | For | For |
| 1.11 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 07, 2013 | TICKER: COH SECURITY ID: 189754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Victor Luis | Management | For | For |
| 1.5 | Elect Director Ivan Menezes | Management | For | For |
| 1.6 | Elect Director Irene Miller | Management | For | For |
| 1.7 | Elect Director Michael Murphy | Management | For | For |
| 1.8 | Elect Director Stephanie Tilenius | Management | For | For |
| 1.9 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
COMPUGROUP MEDICAL AG
MEETING DATE: MAY 14, 2014 | TICKER: COP SECURITY ID: D15813211
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.35 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | For |
| 6a | Elect Klaus Esser to the Supervisory Board | Management | For | For |
| 6b | Elect Rolf Hinz to the Supervisory Board | Management | For | For |
| 6c | Elect Daniel Gotthardt to the Supervisory Board | Management | For | For |
| 6d | Elect Ulrike Flach to the Supervisory Board | Management | For | For |
| 7a | Approve Amendment to Affiliation Agreement with Subsidiary CGM SYSTEMA Deutschland GmbH | Management | For | For |
| 7b | Approve Amendment to Affiliation Agreement with Subsidiary IfAp Service-Institut fur Aerzte und Apotheker GmbH | Management | For | For |
| 7c | Approve Amendment to Affiliation Agreement with Subsidiary CompuGroup Medical Dentalsysteme GmbH | Management | For | For |
| 8 | Approve Affiliation Agreement with Subsidiary LAUER-FISCHER GmbH | Management | For | For |
| |
|---|
COMVERSE, INC.
MEETING DATE: JUN 25, 2014 | TICKER: CNSI SECURITY ID: 20585P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Neil Montefiore | Management | For | For |
| 1f | Elect Director Henry R. Nothhaft | Management | For | For |
| 1g | Elect Director Philippe Tartavull | Management | For | For |
| 1h | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 13, 2014 | TICKER: COP SECURITY ID: 20825C104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard L. Armitage | Management | For | For |
| 1b | Elect Director Richard H. Auchinleck | Management | For | For |
| 1c | Elect Director Charles E. Bunch | Management | For | For |
| 1d | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1e | Elect Director Jody L. Freeman | Management | For | For |
| 1f | Elect Director Gay Huey Evans | Management | For | For |
| 1g | Elect Director Ryan M. Lance | Management | For | For |
| 1h | Elect Director Robert A. Niblock | Management | For | For |
| 1i | Elect Director Harald J. Norvik | Management | For | For |
| 1j | Elect Director William E. Wade, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
| |
|---|
CONSTELLATION SOFTWARE INC.
MEETING DATE: OCT 02, 2013 | TICKER: CSU SECURITY ID: 21037X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Eliminate Class A Non-Voting Shares | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | For |
| |
|---|
COTT CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: COT SECURITY ID: 22163N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Benadiba | Management | For | For |
| 1.2 | Elect Director George A. Burnett | Management | For | For |
| 1.3 | Elect Director Jerry Fowden | Management | For | For |
| 1.4 | Elect Director David T. Gibbons | Management | For | For |
| 1.5 | Elect Director Stephen H. Halperin | Management | For | For |
| 1.6 | Elect Director Betty Jane (BJ) Hess | Management | For | For |
| 1.7 | Elect Director Gregory Monahan | Management | For | For |
| 1.8 | Elect Director Mario Pilozzi | Management | For | For |
| 1.9 | Elect Director Andrew Prozes | Management | For | For |
| 1.10 | Elect Director Eric Rosenfeld | Management | For | For |
| 1.11 | Elect Director Graham Savage | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| |
|---|
CSI PROPERTIES LTD
MEETING DATE: AUG 20, 2013 | TICKER: 00497 SECURITY ID: G2581C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect Chung Cho Yee, Mico as Director | Management | For | Against |
| 3b | Elect Wong Chung Kwong as Director | Management | For | Against |
| 3c | Elect Cheng Yuk Wo as Director | Management | For | Against |
| 3d | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: CSX SECURITY ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Edward J. Kelly, III | Management | For | For |
| 1f | Elect Director Gilbert H. Lamphere | Management | For | For |
| 1g | Elect Director John D. McPherson | Management | For | For |
| 1h | Elect Director Timothy T. O'Toole | Management | For | For |
| 1i | Elect Director David M. Ratcliffe | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Michael J. Ward | Management | For | For |
| 1l | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1m | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.3 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DECHRA PHARMACEUTICALS PLC
MEETING DATE: JUL 29, 2013 | TICKER: DPH SECURITY ID: G2769C145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Disposal of the Services Segment | Management | For | For |
| |
|---|
DECHRA PHARMACEUTICALS PLC
MEETING DATE: OCT 17, 2013 | TICKER: DPH SECURITY ID: G2769C145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Elect Anthony Griffin as Director | Management | For | For |
| 5 | Elect Julian Heslop as Director | Management | For | For |
| 6 | Elect Ishbel Macpherson as Director | Management | For | For |
| 7 | Elect Anne-Francoise Nesmes as Director | Management | For | For |
| 8 | Re-elect Michael Redmond as Director | Management | For | For |
| 9 | Re-elect Ian Page as Director | Management | For | For |
| 10 | Re-elect Edwin Torr as Director | Management | For | For |
| 11 | Re-elect Dr Christopher Richards as Director | Management | For | For |
| 12 | Reappoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Amend Long Term Incentive Plan 2008 | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 03, 2014 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: DPS SECURITY ID: 26138E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Joyce M. Roche | Management | For | For |
| 1.3 | Elect Director Ronald G. Rogers | Management | For | For |
| 1.4 | Elect Director Wayne R. Sanders | Management | For | For |
| 1.5 | Elect Director Jack L. Stahl | Management | For | For |
| 1.6 | Elect Director Larry D. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: EMN SECURITY ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Gary E. Anderson | Management | For | For |
| 1.3 | Elect Director Brett D. Begemann | Management | For | For |
| 1.4 | Elect Director Michael P. Connors | Management | For | For |
| 1.5 | Elect Director Mark J. Costa | Management | For | For |
| 1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.7 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.8 | Elect Director Julie F. Holder | Management | For | For |
| 1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.10 | Elect Director Lewis M. Kling | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 1.12 | Elect Director James P. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EASYJET PLC
MEETING DATE: JUL 11, 2013 | TICKER: EZJ SECURITY ID: G3030S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Purchase of 35 Current Generation A320 Aircraft and 100 New Generation A320NEO Aircraft Under the New Framework Arrangements | Management | For | For |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 23, 2014 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 31, 2013 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 27, 2014 | TICKER: ENR SECURITY ID: 29266R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Johnson | Management | For | For |
| 1.2 | Elect Director Ward M. Klein | Management | For | For |
| 1.3 | Elect Director W. Patrick McGinnis | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ENIRO AB
MEETING DATE: APR 24, 2014 | TICKER: ENRO SECURITY ID: W2547B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | None |
| 8 | Receive Report of Board and Committees | Management | None | None |
| 9 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 10a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 10b | Approve Allocation of Income and Dividends of SEK 48 for Preference Shares and Omission of Dividends for Ordinary Shares | Management | For | Did Not Vote |
| 10c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Determine Number of Members (6) and Deputy Members of Board (0) | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 1.1 Million, and SEK 420,000 for Other Directors; Approve Remuneration for Committee Work; | Management | For | Did Not Vote |
| 13 | Reelect Cecilia Wennborg, Ketil Eriksen, Leif Fredsted, and Lars-Johan Jarnheimer (Chairman) as Directors; Elect Stina Bergfors and Staffan Persson as New Directors | Management | For | Did Not Vote |
| 14 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 15 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 17 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 19 | Approve LTIP 2014 Stock Plan | Management | For | Did Not Vote |
| 20 | Close Meeting | Management | None | None |
| |
|---|
EVEREST RE GROUP, LTD.
MEETING DATE: MAY 14, 2014 | TICKER: RE SECURITY ID: G3223R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic J. Addesso | Management | For | For |
| 1.2 | Elect Director John J. Amore | Management | For | Withhold |
| 1.3 | Elect Director John R. Dunne | Management | For | Withhold |
| 1.4 | Elect Director William F. Galtney, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Roger M. Singer | Management | For | Withhold |
| 1.6 | Elect Director Joseph V. Taranto | Management | For | For |
| 1.7 | Elect Director John A. Weber | Management | For | Withhold |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: ESRX SECURITY ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Director William W. George | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S Reinemund | Management | For | For |
| 1.11 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David K. Hunt | Management | For | For |
| 1b | Elect Director Richard N. Massey | Management | For | For |
| 1c | Elect Director Leslie M. Muma | Management | For | For |
| 1d | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FINMECCANICA SPA
MEETING DATE: JUL 03, 2013 | TICKER: FNC SECURITY ID: T4502J151
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director to Replace Franco Bonferroni | Management | For | Abstain |
| 1.2 | Elect Director to Replace Giuseppe Orsi | Management | For | Abstain |
| 1.3 | Appoint Dario Frigerio as Director to Replace Christian Streiff | Shareholder | None | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 29, 2013 | TICKER: FLEX SECURITY ID: Y2573F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect H. Raymond Bingham as Director | Management | For | For |
| 1b | Reelect Willy C. Shih as Director | Management | For | For |
| 2 | Reappoint Lawrence A. Zimmerman as Director | Management | For | For |
| 3 | Approve Reappointment of Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Changes to the Method of Payment of Compensation Payable to our Non-Employee Directors | Management | For | For |
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
FOOT LOCKER, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FL SECURITY ID: 344849104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nicholas DiPaolo | Management | For | For |
| 1b | Elect Director Matthew M. McKenna | Management | For | For |
| 1c | Elect Director Steven Oakland | Management | For | For |
| 1d | Elect Director Cheryl Nido Turpin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORTRESS INVESTMENT GROUP LLC
MEETING DATE: MAY 22, 2014 | TICKER: FIG SECURITY ID: 34958B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Barry | Management | For | For |
| 1.2 | Elect Director Richard N. Haass | Management | For | For |
| 1.3 | Elect Director Randal A. Nardone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUL 09, 2013 | TICKER: FRAN SECURITY ID: 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Emmett | Management | For | For |
| 1.2 | Elect Director Richard Kunes | Management | For | For |
| 1.3 | Elect Director Richard Zannino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUL 16, 2013 | TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Charles C. Krulak | Management | For | For |
| 1.10 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.11 | Elect Director Jon C. Madonna | Management | For | For |
| 1.12 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.13 | Elect Director James R. Moffett | Management | For | For |
| 1.14 | Elect Director B. M. Rankin, Jr. | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| 7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
GAMESTOP CORP.
MEETING DATE: JUN 24, 2014 | TICKER: GME SECURITY ID: 36467W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas N. Kelly, Jr. | Management | For | For |
| 1.2 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.3 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 11, 2014 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bennett Morgan | Management | For | For |
| 1.2 | Elect Director Todd A. Adams | Management | For | For |
| 1.3 | Elect Director Ralph W. Castner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GREENCORE GROUP PLC
MEETING DATE: JAN 28, 2014 | TICKER: GNC SECURITY ID: G40866124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Gary Kennedy as Director | Management | For | For |
| 3b | Re-elect Patrick Coveney as Director | Management | For | For |
| 3c | Re-elect Alan Williams as Director | Management | For | For |
| 3d | Elect Sly Bailey as Director | Management | For | For |
| 3e | Re-elect John Herlihy as Director | Management | For | Against |
| 3f | Elect Heather Ann McSharry as Director | Management | For | For |
| 3g | Elect John Moloney as Director | Management | For | For |
| 3h | Re-elect Eric Nicoli as Director | Management | For | For |
| 3i | Elect John Warren as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Market Purchase of Shares | Management | For | For |
| 9 | Reappoint KPMG as Auditors | Management | For | For |
| 10 | Authorise Directors to Hold the Next Annual General Meeting Outside of Ireland | Management | For | For |
| 11 | Approve Scrip Dividend Program | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: MAY 29, 2014 | TICKER: GRF SECURITY ID: 398438408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | For |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 12, 2013 | TICKER: HRB SECURITY ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Marvin R. Ellison | Management | For | For |
| 1d | Elect Director Robert A. Gerard | Management | For | For |
| 1e | Elect Director David Baker Lewis | Management | For | For |
| 1f | Elect Director Victoria J. Reich | Management | For | For |
| 1g | Elect Director Bruce C. Rohde | Management | For | For |
| 1h | Elect Director Tom D. Seip | Management | For | For |
| 1i | Elect Director Christianna Wood | Management | For | For |
| 1j | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED
MEETING DATE: DEC 04, 2013 | TICKER: HAR SECURITY ID: 413086109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Adriane M. Brown | Management | For | For |
| 1b | Elect Director John W. Diercksen | Management | For | For |
| 1c | Elect Director Ann M. Korologos | Management | For | For |
| 1d | Elect Director Jiren Liu | Management | For | Against |
| 1e | Elect Director Edward H. Meyer | Management | For | For |
| 1f | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1g | Elect Director Kenneth M. Reiss | Management | For | For |
| 1h | Elect Director Hellene S. Runtagh | Management | For | For |
| 1i | Elect Director Frank S. Sklarsky | Management | For | For |
| 1j | Elect Director Gary G. Steel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HILTON FOOD GROUP PLC
MEETING DATE: MAY 14, 2014 | TICKER: HFG SECURITY ID: G4586W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Theo Bergman as Director | Management | For | Against |
| 5 | Re-elect Nigel Majewski as Director | Management | For | Against |
| 6 | Re-elect Colin Smith as Director | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 8 | Approve Final Dividend | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 23, 2014 | TICKER: INTU SECURITY ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher W. Brody | Management | For | For |
| 1b | Elect Director William V. Campbell | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ITC HOLDINGS CORP.
MEETING DATE: MAY 21, 2014 | TICKER: ITC SECURITY ID: 465685105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher H. Franklin | Management | For | For |
| 1.2 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.3 | Elect Director William J. Museler | Management | For | For |
| 1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
| 1.5 | Elect Director Thomas G. Stephens | Management | For | For |
| 1.6 | Elect Director G. Bennett Stewart, III | Management | For | For |
| 1.7 | Elect Director Lee C. Stewart | Management | For | For |
| 1.8 | Elect Director Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
IVANHOE MINES LTD.
MEETING DATE: MAY 05, 2014 | TICKER: IVN SECURITY ID: 46579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Robert M. Friedland | Management | For | Withhold |
| 2.2 | Elect Director Ian D. Cockerill | Management | For | For |
| 2.3 | Elect Director Charles J. Russell | Management | For | For |
| 2.4 | Elect Director Peter G. Meredith | Management | For | For |
| 2.5 | Elect Director Markus Faber | Management | For | For |
| 2.6 | Elect Director William G. Lamarque | Management | For | For |
| 2.7 | Elect Director William B. Hayden | Management | For | For |
| 2.8 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.9 | Elect Director Guy J. de Selliers | Management | For | For |
| 2.10 | Elect Director Rilwanu Lukman | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Equity Incentive Plan | Management | For | For |
| |
|---|
IVANHOE MINES LTD.
MEETING DATE: MAY 05, 2014 | TICKER: IVN SECURITY ID: 46579R203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Ten | Management | For | For |
| 2.1 | Elect Director Robert M. Friedland | Management | For | Withhold |
| 2.2 | Elect Director Ian D. Cockerill | Management | For | For |
| 2.3 | Elect Director Charles J. Russell | Management | For | For |
| 2.4 | Elect Director Peter G. Meredith | Management | For | For |
| 2.5 | Elect Director Markus Faber | Management | For | For |
| 2.6 | Elect Director William G. Lamarque | Management | For | For |
| 2.7 | Elect Director William B. Hayden | Management | For | For |
| 2.8 | Elect Director Oyvind Hushovd | Management | For | For |
| 2.9 | Elect Director Guy J. de Selliers | Management | For | For |
| 2.10 | Elect Director Rilwanu Lukman | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Equity Incentive Plan | Management | For | For |
| |
|---|
JAPAN TOBACCO INC
MEETING DATE: JUN 24, 2014 | TICKER: 2914 SECURITY ID: J27869106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
| 2 | Amend Articles To Change Fiscal Year End | Management | For | For |
| 3.1 | Elect Director Tango, Yasutake | Management | For | For |
| 3.2 | Elect Director Koizumi, Mitsuomi | Management | For | For |
| 3.3 | Elect Director Shingai, Yasushi | Management | For | For |
| 3.4 | Elect Director Okubo, Noriaki | Management | For | For |
| 3.5 | Elect Director Saeki, Akira | Management | For | For |
| 3.6 | Elect Director Miyazaki, Hideki | Management | For | For |
| 3.7 | Elect Director Oka, Motoyuki | Management | For | For |
| 3.8 | Elect Director Koda, Main | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Masaki, Michio | Management | For | For |
| 5 | Approve Alternate Income Allocation, with a Final Dividend of JPY 150 | Shareholder | Against | Against |
| 6 | Authorize Share Repurchase of Up To 200 Million Shares in the Coming Year | Shareholder | Against | Against |
| 7 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | Against |
| 8 | Cancel the Company's Treasury Shares | Shareholder | Against | Against |
| 9 | Amend Articles to Allow Shareholder Meetings to Resolve on Share Warrants | Shareholder | Against | Against |
| |
|---|
JAZZ PHARMACEUTICALS PLC
MEETING DATE: AUG 01, 2013 | TICKER: JAZZ SECURITY ID: G50871105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul L. Berns | Management | For | For |
| 1.2 | Elect Director Patrick G. Enright | Management | For | For |
| 1.3 | Elect Director Seamus Mulligan | Management | For | For |
| 1.4 | Elect Director Norbert G. Riedel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 24, 2014 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director James G. Cullen | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Leo F. Mullin | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 29, 2014 | TICKER: JCI SECURITY ID: 478366107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Raymond L. Conner | Management | For | For |
| 1.3 | Elect Director William H. Lacy | Management | For | For |
| 1.4 | Elect Director Alex A. Molinaroli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 20, 2014 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
KONINKLIJKE PHILIPS N.V.
MEETING DATE: MAY 01, 2014 | TICKER: PHIA SECURITY ID: N6817P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
| 2e | Approve Discharge of Management Board | Management | For | For |
| 2f | Approve Discharge of Supervisory Board | Management | For | For |
| 3 | Elect Orit Gadiesh to Supervisory Board | Management | For | For |
| 4 | Reappoint KPMG as Auditors for an Intermim Period of One Year | Management | For | For |
| 5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 8 | Allow Questions | Management | None | None |
| |
|---|
KROTON EDUCACIONAL S.A
MEETING DATE: NOV 26, 2013 | TICKER: KROT3 SECURITY ID: P6115V129
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve New Stock Option Plan | Management | For | Against |
| |
|---|
LEG IMMOBILIEN AG
MEETING DATE: JUL 19, 2013 | TICKER: LEG SECURITY ID: D4960A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.41 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Managing Directors of LEG Immobilien GmbH for Fiscal 2012 | Management | For | Did Not Vote |
| 4 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| |
|---|
LONZA GROUP LTD.
MEETING DATE: APR 16, 2014 | TICKER: LONN SECURITY ID: H50524133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | Did Not Vote |
| 5.1a | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Werner Bauer as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Thomas Ebeling as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Margot Scheltema as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Antonio Trius as Director | Management | For | Did Not Vote |
| 5.2a | Elect Barbara Richmond as Director | Management | For | Did Not Vote |
| 5.2b | Elect Juergen Steinemann as Director | Management | For | Did Not Vote |
| 5.3 | Elect Rolf Soiron as Board Chairman | Management | For | Did Not Vote |
| 5.4a | Appoint Thomas Ebeling as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4b | Appoint Jean-Daniel Gerber as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4c | Appoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify KPMG Ltd, Zurich, as Auditors | Management | For | Did Not Vote |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 15, 2014 | TICKER: LO SECURITY ID: 544147101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.2 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.3 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.4 | Elect Director David E.R. Dangoor | Management | For | For |
| 1.5 | Elect Director Murray S. Kessler | Management | For | For |
| 1.6 | Elect Director Jerry W. Levin | Management | For | For |
| 1.7 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: DEC 10, 2013 | TICKER: LTXC SECURITY ID: 502403207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Ain | Management | For | For |
| 1.2 | Elect Director David G. Tacelli | Management | For | For |
| 1.3 | Elect Director Jorge L. Titinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
MARINE HARVEST ASA
MEETING DATE: SEP 16, 2013 | TICKER: MHG SECURITY ID: R2326D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Special Dividend of NOK 0.05 per Share | Management | For | Did Not Vote |
| |
|---|
MARINE HARVEST ASA
MEETING DATE: NOV 15, 2013 | TICKER: MHG SECURITY ID: R2326D105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Special Dividend of NOK 0.075 | Management | For | Did Not Vote |
| 4 | Authorize Board to Distribute Dividends | Management | For | Did Not Vote |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 03, 2014 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 13, 2013 | TICKER: MXIM SECURITY ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | For |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCGRAW HILL FINANCIAL, INC.
MEETING DATE: APR 30, 2014 | TICKER: MHFI SECURITY ID: 580645109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Winfried Bischoff | Management | For | For |
| 1.2 | Elect Director William D. Green | Management | For | For |
| 1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
| 1.4 | Elect Director Harold McGraw, III | Management | For | For |
| 1.5 | Elect Director Robert P. McGraw | Management | For | For |
| 1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.7 | Elect Director Douglas L. Peterson | Management | For | For |
| 1.8 | Elect Director Michael Rake | Management | For | For |
| 1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
| 1.11 | Elect Director Sidney Taurel | Management | For | For |
| 1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 31, 2013 | TICKER: MCK SECURITY ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director John H. Hammergren | Management | For | For |
| 1d | Elect Director Alton F. Irby, III | Management | For | For |
| 1e | Elect Director M. Christine Jacobs | Management | For | For |
| 1f | Elect Director Marie L. Knowles | Management | For | For |
| 1g | Elect Director David M. Lawrence | Management | For | For |
| 1h | Elect Director Edward A. Mueller | Management | For | For |
| 1i | Elect Director Jane E. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | Against |
| |
|---|
MDC PARTNERS INC.
MEETING DATE: JUN 05, 2014 | TICKER: MDCA SECURITY ID: 552697104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miles S. Nadal | Management | For | For |
| 1.2 | Elect Director Clare Copeland | Management | For | For |
| 1.3 | Elect Director Scott L. Kauffman | Management | For | For |
| 1.4 | Elect Director Michael J.L. Kirby | Management | For | For |
| 1.5 | Elect Director Stephen M. Pustil | Management | For | For |
| 1.6 | Elect Director Irwin D. Simon | Management | For | For |
| 2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
MEGAFON OJSC
MEETING DATE: SEP 12, 2013 | TICKER: MFON SECURITY ID: 58517T209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Remuneration of Independent Directors | Management | For | For |
| 2 | Approve Related-Party Transaction Re: Acquisition of 100 percent of Share Capital of Maxiten Co Limited | Management | For | For |
| 3 | Approve Regulations on General Meetings | Management | For | For |
| |
|---|
MEGAFON OJSC
MEETING DATE: SEP 27, 2013 | TICKER: MFON SECURITY ID: 58517T209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Early Termination of Powers of Board of Directors | Management | For | For |
| 2.1 | Elect Per-Arne Blomquist as Director | Management | None | For |
| 2.2 | Elect Kenneth Karlberg as Director | Management | None | For |
| 2.3 | Elect Johan Dennelind as Director | Management | None | For |
| 2.4 | Elect Christian Luiga as Director | Management | None | For |
| 2.5 | Elect Jan Rudberg as Director | Management | None | For |
| 2.6 | Elect Paul Myners as Director | Management | None | For |
| 2.7 | Elect Jan Erixon as Director | Management | None | For |
| 2.8 | Elect Sergey Soldatenkov as Director | Management | None | For |
| 2.9 | Elect Vladimir Streshinsky as Director | Management | None | For |
| |
|---|
MEGAFON OJSC
MEETING DATE: OCT 30, 2013 | TICKER: MFON SECURITY ID: 58517T209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Related-Party Transaction Re: Liability Insurance for Company, Directors, General Directors and Other Officials | Management | For | For |
| 2 | Fix Size of Management Board; Elect Members of Management Board | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 27, 2014 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
MICROCHIP TECHNOLOGY INCORPORATED
MEETING DATE: AUG 16, 2013 | TICKER: MCHP SECURITY ID: 595017104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Sanghi | Management | For | For |
| 1.2 | Elect Director Matthew W. Chapman | Management | For | For |
| 1.3 | Elect Director L.B. Day | Management | For | For |
| 1.4 | Elect Director Albert J. Hugo-Martinez | Management | For | For |
| 1.5 | Elect Director Wade F. Meyercord | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROS SYSTEMS, INC.
MEETING DATE: NOV 22, 2013 | TICKER: MCRS SECURITY ID: 594901100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. L. Giannopoulos | Management | For | For |
| 1.2 | Elect Director Peter A. Altabef | Management | For | For |
| 1.3 | Elect Director Louis M. Brown, Jr. | Management | For | For |
| 1.4 | Elect Director B. Gary Dando | Management | For | For |
| 1.5 | Elect Director F. Suzanne Jenniches | Management | For | For |
| 1.6 | Elect Director John G. Puente | Management | For | For |
| 1.7 | Elect Director Dwight S. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MOBILE TELESYSTEMS OJSC
MEETING DATE: SEP 30, 2013 | TICKER: MTSS SECURITY ID: 607409109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Meeting Procedures | Management | For | For |
| 2 | Approve Interim Dividends for First Six Months of Fiscal 2013 | Management | For | For |
| |
|---|
MONEX GROUP INC
MEETING DATE: JUN 21, 2014 | TICKER: 8698 SECURITY ID: J4656U102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
| 2 | Amend Articles To Increase Maximum Board Size | Management | For | For |
| 3.1 | Elect Director Matsumoto, Oki | Management | For | Against |
| 3.2 | Elect Director Kuwashima, Shoji | Management | For | Against |
| 3.3 | Elect Director Oyagi, Takashi | Management | For | Against |
| 3.4 | Elect Director Salomon Sredni | Management | For | Against |
| 3.5 | Elect Director Sasaki, Masakazu | Management | For | Against |
| 3.6 | Elect Director Makihara, Jun | Management | For | For |
| 3.7 | Elect Director Hayashi, Kaoru | Management | For | Against |
| 3.8 | Elect Director Idei, Nobuyuki | Management | For | Against |
| 3.9 | Elect Director Kotaka, Koji | Management | For | For |
| 3.10 | Elect Director Ishiguro, Fujiyo | Management | For | For |
| 3.11 | Elect Director Billy Wade Wilder | Management | For | For |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 28, 2014 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
MULTIPLUS SA
MEETING DATE: OCT 14, 2013 | TICKER: MPLU3 SECURITY ID: P69915109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
| 1b | Approve Increase in Board Size | Management | For | For |
| 1c | Amend Article 19 Re: Board Independence | Management | For | For |
| 1d | Amend Article 23, Paragraph XXVI | Management | For | For |
| 1e | Amend Article 23 | Management | For | For |
| 2 | Elect Directors | Management | For | For |
| 3 | Amend and Ratify Remuneration of Non-Executive Directors | Management | For | For |
| |
|---|
NAMPAK LTD
MEETING DATE: FEB 06, 2014 | TICKER: NPK SECURITY ID: S5326R114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Andre de Ruyter as Director | Management | For | For |
| 2 | Elect Emmanuel Ikazoboh as Director | Management | For | For |
| 3 | Elect Ipeleng Mkhari as Director | Management | For | For |
| 4 | Re-elect Roy Andersen as Director | Management | For | For |
| 5 | Re-elect Phinda Madi as Director | Management | For | For |
| 6 | Reappoint Deloitte & Touche as Auditors of the Company with AF Mackie as the Individual Registered Auditor | Management | For | For |
| 7 | Re-elect Roy Smither as Chairman of the Audit Committee | Management | For | For |
| 8 | Re-elect Roy Andersen as Member of the Audit Committee | Management | For | For |
| 9 | Re-elect Nomfanelo Magwentshu as Member of the Audit Committee | Management | For | Against |
| 10 | Re-elect Nosipho Molope as Member of the Audit Committee | Management | For | For |
| 11 | Approve Remuneration Policy | Management | For | For |
| 12 | Approve Non-Executive Directors' Fees | Management | For | For |
| 13 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 14, 2014 | TICKER: NOV SECURITY ID: 637071101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1B | Elect Director Clay C. Williams | Management | For | For |
| 1C | Elect Director Greg L. Armstrong | Management | For | For |
| 1D | Elect Director Robert E. Beauchamp | Management | For | For |
| 1E | Elect Director Marcela E. Donadio | Management | For | For |
| 1F | Elect Director Ben A. Guill | Management | For | For |
| 1G | Elect Director David D. Harrison | Management | For | For |
| 1H | Elect Director Roger L. Jarvis | Management | For | For |
| 1I | Elect Director Eric L. Mattson | Management | For | For |
| 1K | Elect Director Jeffery A. Smisek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2013 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 11, 2013 | TICKER: NE SECURITY ID: H5833N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Jurisdiction of Incorporation | Management | For | For |
| |
|---|
NORDEA BANK AB
MEETING DATE: MAR 20, 2014 | TICKER: NDA SEK SECURITY ID: W57996105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.43 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director | Management | For | Did Not Vote |
| 14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
| 17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 17b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
| 19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 20 | Fix Maximum Variable Compensation Ratio | Management | For | Did Not Vote |
| 21 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act | Shareholder | None | Did Not Vote |
| 22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | Against | Did Not Vote |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: NSC SECURITY ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Wesley G. Bush | Management | For | For |
| 1.5 | Elect Director Daniel A. Carp | Management | For | For |
| 1.6 | Elect Director Karen N. Horn | Management | For | For |
| 1.7 | Elect Director Steven F. Leer | Management | For | For |
| 1.8 | Elect Director Michael D. Lockhart | Management | For | For |
| 1.9 | Elect Director Amy E. Miles | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
| 1.12 | Elect Director James A. Squires | Management | For | For |
| 1.13 | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NORTHERN OIL AND GAS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: NOG SECURITY ID: 665531109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Robert Grabb | Management | For | For |
| 1.3 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.4 | Elect Director Jack King | Management | For | For |
| 1.5 | Elect Director Lisa Bromiley | Management | For | For |
| 1.6 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 20, 2014 | TICKER: NOVO B SECURITY ID: K72807132
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | Did Not Vote |
| 3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | Did Not Vote |
| 5.1 | Elect Goran Ando (Chairman) as Director | Management | For | Did Not Vote |
| 5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | Did Not Vote |
| 5.3a | Elect Bruno Angelici as Director | Management | For | Did Not Vote |
| 5.3b | Elect Liz Hewitt as Director | Management | For | Did Not Vote |
| 5.3c | Elect Thomas Koestler as Director | Management | For | Did Not Vote |
| 5.3d | Elect Helge Lund as Director | Management | For | Did Not Vote |
| 5.3e | Elect Hannu Ryopponen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 7.2 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | Did Not Vote |
| 7.4.1 | Approve Publication of Annual Report in English | Management | For | Did Not Vote |
| 7.4.2 | Change Language of Annual Meeting to English | Management | For | Did Not Vote |
| 7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Did Not Vote |
| 8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Did Not Vote |
| 8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Did Not Vote |
| 8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: OCT 10, 2013 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Elect M. Helmes as Non-Executive Director | Management | For | For |
| 2b | Elect J. Southern as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
OCADO GROUP PLC
MEETING DATE: JUL 18, 2013 | TICKER: OCDO SECURITY ID: G6718L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Proposed Arrangements with Wm Morrison Supermarkets plc | Management | For | For |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: JUL 10, 2013 | TICKER: OMX SECURITY ID: 67622P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ORACLE CORPORATION
MEETING DATE: OCT 31, 2013 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Human Rights Committee | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
| 9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | Against |
| |
|---|
PARKWAY PROPERTIES, INC.
MEETING DATE: DEC 17, 2013 | TICKER: PKY SECURITY ID: 70159Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PERRIGO COMPANY
MEETING DATE: NOV 18, 2013 | TICKER: PRGO SECURITY ID: 714290103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Creation of Distributable Reserves | Management | For | For |
| 3 | Advisory Vote on Golden Parachutes | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 15, 2014 | TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director John W. Estey | Management | For | For |
| 1.5 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.6 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.7 | Elect Director Dallas J. Howe | Management | For | For |
| 1.8 | Elect Director Alice D. Laberge | Management | For | For |
| 1.9 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.12 | Elect Director Mary Mogford | Management | For | For |
| 1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2014 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUALICORP SA
MEETING DATE: AUG 22, 2013 | TICKER: QUAL3 SECURITY ID: P7S21H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Stock Option Plan | Management | For | For |
| |
|---|
RAMI LEVI CHAIN STORES HASHIKMA MARKETING 2006 LTD.
MEETING DATE: AUG 07, 2013 | TICKER: RMLI SECURITY ID: M8194J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employment Terms of Adina Lev, Deputy CEO and Treasurer | Management | For | For |
| 2 | Approve Employment Terms of Ofir Atias | Management | For | For |
| 3 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 4.1 | Reelect Rami Levi as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 4.2 | Reelect Ofir Atias as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 4.3 | Reelect Yaacov Avisar as Director Until the End of the Next Annual General Meeting | Management | For | Against |
| 4.4 | Reelect Mordechai Berkovitch as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 5 | Elect Dalia Itzik as Director Until the End of the Next Annual General Meeting | Management | For | For |
| 6 | Reappoint Auditors and Discuss Remuneration for 2012 | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
RAMI LEVI CHAIN STORES HASHIKMA MARKETING 2006 LTD.
MEETING DATE: OCT 22, 2013 | TICKER: RMLI SECURITY ID: M8194J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
RAMI LEVI CHAIN STORES HASHIKMA MARKETING 2006 LTD.
MEETING DATE: FEB 16, 2014 | TICKER: RMLI SECURITY ID: M8194J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Uri Zazon as External Director for an Additional Three Year Term | Management | For | For |
| 1.2 | Reelect Erez Huga as External Director for an Additional Three Year Term | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| A2a | If you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against. | Management | None | Against |
| A2b | If you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against. | Management | None | Against |
| A2c | If you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against. | Management | None | For |
| |
|---|
REINSURANCE GROUP OF AMERICA, INCORPORATED
MEETING DATE: MAY 21, 2014 | TICKER: RGA SECURITY ID: 759351604
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christine R. Detrick | Management | For | For |
| 1.2 | Elect Director Joyce A. Phillips | Management | For | For |
| 1.3 | Elect Director Arnoud W.A. Boot | Management | For | For |
| 1.4 | Elect Director John F. Danahy | Management | For | For |
| 1.5 | Elect Director J. Cliff Eason | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: OCT 08, 2013 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth H. Beard | Management | For | For |
| 1.2 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1.3 | Elect Director Paul R. Gauvreau | Management | For | For |
| 1.4 | Elect Director Gerald M. Gorski | Management | For | For |
| 1.5 | Elect Director Steven P. Grimes | Management | For | For |
| 1.6 | Elect Director Richard P. Imperiale | Management | For | For |
| 1.7 | Elect Director Kenneth E. Masick | Management | For | For |
| 1.8 | Elect Director Barbara A. Murphy | Management | For | For |
| 1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 31, 2014 | TICKER: RKT SECURITY ID: 772739207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenny A. Hourihan | Management | For | For |
| 1.2 | Elect Director Steven C. Voorhees | Management | For | For |
| 1.3 | Elect Director J. Powell Brown | Management | For | For |
| 1.4 | Elect Director Robert M. Chapman | Management | For | For |
| 1.5 | Elect Director Terrell K. Crews | Management | For | For |
| 1.6 | Elect Director Russell M. Currey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
ROPER INDUSTRIES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ROP SECURITY ID: 776696106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard F. Wallman | Management | For | For |
| 1.2 | Elect Director Christopher Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RPM INTERNATIONAL INC.
MEETING DATE: OCT 10, 2013 | TICKER: RPM SECURITY ID: 749685103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Daberko | Management | For | For |
| 1.2 | Elect Director Craig S. Morford | Management | For | For |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | For |
| 1.4 | Elect Director Thomas C. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SABMILLER PLC
MEETING DATE: JUL 25, 2013 | TICKER: SAB SECURITY ID: G77395104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Guy Elliott as Director | Management | For | For |
| 4 | Re-elect Mark Armour as Director | Management | For | For |
| 5 | Re-elect Geoffrey Bible as Director | Management | For | Against |
| 6 | Re-elect Alan Clark as Director | Management | For | Against |
| 7 | Re-elect Dinyar Devitre as Director | Management | For | Against |
| 8 | Re-elect Lesley Knox as Director | Management | For | For |
| 9 | Re-elect Graham Mackay as Director | Management | For | Against |
| 10 | Re-elect John Manser as Director | Management | For | Against |
| 11 | Re-elect John Manzoni as Director | Management | For | For |
| 12 | Re-elect Miles Morland as Director | Management | For | Against |
| 13 | Re-elect Dr Dambisa Moyo as Director | Management | For | For |
| 14 | Re-elect Carlos Perez Davila as Director | Management | For | Against |
| 15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | Against |
| 16 | Re-elect Helen Weir as Director | Management | For | Against |
| 17 | Re-elect Howard Willard as Director | Management | For | Against |
| 18 | Re-elect Jamie Wilson as Director | Management | For | Against |
| 19 | Approve Final Dividend | Management | For | For |
| 20 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 09, 2014 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 1.3 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.5 | Elect Director William D. Jones | Management | For | For |
| 1.6 | Elect Director William G. Ouchi | Management | For | For |
| 1.7 | Elect Director Debra L. Reed | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director William P. Rutledge | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Jack T. Taylor | Management | For | For |
| 1.12 | Elect Director Luis M. Tellez | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 02, 2014 | TICKER: SPLS SECURITY ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Justin King | Management | For | For |
| 1d | Elect Director Carol Meyrowitz | Management | For | For |
| 1e | Elect Director Rowland T. Moriarty | Management | For | For |
| 1f | Elect Director Robert C. Nakasone | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Raul Vazquez | Management | For | For |
| 1j | Elect Director Vijay Vishwanath | Management | For | For |
| 1k | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: APR 29, 2014 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director W. Douglas Ford | Management | For | For |
| 1.4 | Elect Director John D. Gass | Management | For | For |
| 1.5 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Jacques Lamarre | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.10 | Elect Director James W. Simpson | Management | For | For |
| 1.11 | Elect Director Eira M. Thomas | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 1.13 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SVENSKA CELLULOSA AB (SCA)
MEETING DATE: APR 10, 2014 | TICKER: SCA B SECURITY ID: W90152120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive Review by Chairman and CEO | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | Did Not Vote |
| 8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors | Management | For | Did Not Vote |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | None |
| |
|---|
SYMANTEC CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: SYMC SECURITY ID: 871503108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen M. Bennett | Management | For | For |
| 1b | Elect Director Michael A. Brown | Management | For | For |
| 1c | Elect Director Frank E. Dangeard | Management | For | For |
| 1d | Elect Director Geraldine B. Laybourne | Management | For | For |
| 1e | Elect Director David L. Mahoney | Management | For | For |
| 1f | Elect Director Robert S. Miller | Management | For | For |
| 1g | Elect Director Anita M. Sands | Management | For | For |
| 1h | Elect Director Daniel H. Schulman | Management | For | For |
| 1i | Elect Director V. Paul Unruh | Management | For | For |
| 1j | Elect Director Suzanne M. Vautrinot | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SYNERGY RESOURCES CORPORATION
MEETING DATE: AUG 20, 2013 | TICKER: SYRG SECURITY ID: 87164P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward Holloway | Management | For | For |
| 1.2 | Elect Director William E. Scaff, Jr. | Management | For | For |
| 1.3 | Elect Director Rick A. Wilber | Management | For | Withhold |
| 1.4 | Elect Director Raymond E. McElhaney | Management | For | Withhold |
| 1.5 | Elect Director Bill M. Conrad | Management | For | Withhold |
| 1.6 | Elect Director George Seward | Management | For | For |
| 1.7 | Elect Director R.W. 'Bud' Noffsinger, III | Management | For | Withhold |
| 2 | Amend Quorum Requirements | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Approve Stock Award to George Seward | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
TAG OIL LTD.
MEETING DATE: DEC 12, 2013 | TICKER: TAO SECURITY ID: 87377N200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Garth Johnson | Management | For | For |
| 2.2 | Elect Director Alex Guidi | Management | For | Withhold |
| 2.3 | Elect Director Keith Hill | Management | For | For |
| 2.4 | Elect Director Ronald Bertuzzi | Management | For | For |
| 2.5 | Elect Director Ken Vidalin | Management | For | For |
| 3 | Approve DeVisser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| |
|---|
TAG OIL LTD.
MEETING DATE: DEC 12, 2013 | TICKER: TAO SECURITY ID: ADPV16759
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Five | Management | For | For |
| 2.1 | Elect Director Garth Johnson | Management | For | For |
| 2.2 | Elect Director Alex Guidi | Management | For | Withhold |
| 2.3 | Elect Director Keith Hill | Management | For | For |
| 2.4 | Elect Director Ronald Bertuzzi | Management | For | For |
| 2.5 | Elect Director Ken Vidalin | Management | For | For |
| 3 | Approve DeVisser Gray LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | Against |
| |
|---|
TAYLOR WIMPEY PLC
MEETING DATE: APR 17, 2014 | TICKER: TW. SECURITY ID: G86954107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Kevin Beeston as Director | Management | For | For |
| 4 | Re-elect Pete Redfern as Director | Management | For | For |
| 5 | Re-elect Ryan Mangold as Director | Management | For | For |
| 6 | Re-elect James Jordan as Director | Management | For | For |
| 7 | Re-elect Kate Barker as Director | Management | For | For |
| 8 | Re-elect Mike Hussey as Director | Management | For | For |
| 9 | Re-elect Robert Rowley as Director | Management | For | For |
| 10 | Elect Baroness Ford of Cunninghame as Director | Management | For | For |
| 11 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 12 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Approve EU Political Donations and Expenditure | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 04, 2014 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Juergen W. Gromer | Management | For | For |
| 1c | Elect Director William A. Jeffrey | Management | For | For |
| 1d | Elect Director Thomas J. Lynch | Management | For | For |
| 1e | Elect Director Yong Nam | Management | For | For |
| 1f | Elect Director Daniel J. Phelan | Management | For | For |
| 1g | Elect Director Frederic M. Poses | Management | For | For |
| 1h | Elect Director Lawrence S. Smith | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
| 3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
| 10 | Approve Declaration of Dividend | Management | For | For |
| 11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | For |
| 12 | Approve Reduction of Share Capital | Management | For | For |
| 13 | Adjourn Meeting | Management | For | For |
| |
|---|
TELEPHONE AND DATA SYSTEMS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: TDS SECURITY ID: 879433829
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Clarence A. Davis | Management | For | For |
| 1.2 | Elect Director George W. Off | Management | For | For |
| 1.3 | Elect Director Mitchell H. Saranow | Management | For | For |
| 1.4 | Elect Director Gary L. Sugarman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Directors Philip T. Blazek | Shareholder | For | Did Not Vote |
| 1.2 | Elect Directors Walter M. Schenker | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Amend Omnibus Stock Plan | Management | Against | Did Not Vote |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Abstain | Did Not Vote |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: AUG 27, 2013 | TICKER: TEVA SECURITY ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1b | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1c | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1d | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | Management | For | For |
| 2a | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | Management | For | For |
| 2a.1 | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 2b | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | Management | For | For |
| 2b.1 | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3.a | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 4 | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | Management | For | For |
| 5 | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | Management | For | For |
| 6 | Discuss Financial Statements for 2012 | Management | None | None |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 23, 2014 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Barry Diller | Management | For | For |
| 1.7 | Elect Director Helene D. Gayle | Management | For | For |
| 1.8 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 17, 2014 | TICKER: COO SECURITY ID: 216648402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: DNB SECURITY ID: 26483E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director Robert P. Carrigan | Management | For | For |
| 1c | Elect Director Christopher J. Coughlin | Management | For | For |
| 1d | Elect Director James N. Fernandez | Management | For | For |
| 1e | Elect Director Paul R. Garcia | Management | For | For |
| 1f | Elect Director Anastassia Lauterbach | Management | For | For |
| 1g | Elect Director Thomas J. Manning | Management | For | For |
| 1h | Elect Director Sandra E. Peterson | Management | For | For |
| 1i | Elect Director Judith A. Reinsdorf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 26, 2014 | TICKER: KR SECURITY ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reuben V. Anderson | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director David B. Lewis | Management | For | For |
| 1f | Elect Director W. Rodney McMullen | Management | For | For |
| 1g | Elect Director Jorge P. Montoya | Management | For | For |
| 1h | Elect Director Clyde R. Moore | Management | For | For |
| 1i | Elect Director Susan M. Phillips | Management | For | For |
| 1j | Elect Director Steven R. Rogel | Management | For | For |
| 1k | Elect Director James A. Runde | Management | For | For |
| 1l | Elect Director Ronald L. Sargent | Management | For | For |
| 1m | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Abstain |
| |
|---|
THE MANITOWOC COMPANY, INC.
MEETING DATE: MAY 06, 2014 | TICKER: MTW SECURITY ID: 563571108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald M. Condon | Management | For | For |
| 1.2 | Elect Director Keith D. Nosbusch | Management | For | For |
| 1.3 | Elect Director Glen E. Tellock | Management | For | For |
| 1.4 | Elect Director Robert G. Bohn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2013 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TRAVELERS COMPANIES, INC.
MEETING DATE: MAY 27, 2014 | TICKER: TRV SECURITY ID: 89417E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Alan L. Beller | Management | For | For |
| 1b | Elect Director John H. Dasburg | Management | For | For |
| 1c | Elect Director Janet M. Dolan | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Jay S. Fishman | Management | For | For |
| 1f | Elect Director Patricia L. Higgins | Management | For | For |
| 1g | Elect Director Thomas R. Hodgson | Management | For | For |
| 1h | Elect Director William J. Kane | Management | For | For |
| 1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
| 1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
| 1k | Elect Director Donald J. Shepard | Management | For | For |
| 1l | Elect Director Laurie J. Thomsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
THERAVANCE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.5 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.6 | Elect Director William H. Waltrip | Management | For | For |
| 1.7 | Elect Director George M. Whitesides | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: JUN 13, 2014 | TICKER: TWX SECURITY ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Kenneth J. Novack | Management | For | For |
| 1.11 | Elect Director Paul D. Wachter | Management | For | For |
| 1.12 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TOTAL SYSTEM SERVICES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: TSS SECURITY ID: 891906109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Blanchard | Management | For | For |
| 1.2 | Elect Director Kriss Cloninger III | Management | For | For |
| 1.3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 1.4 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 1.5 | Elect Director Sidney E. Harris | Management | For | For |
| 1.6 | Elect Director William M. Isaac | Management | For | For |
| 1.7 | Elect Director Mason H. Lampton | Management | For | For |
| 1.8 | Elect Director Connie D. McDaniel | Management | For | For |
| 1.9 | Elect Director H. Lynn Page | Management | For | For |
| 1.10 | Elect Director Philip W. Tomlinson | Management | For | For |
| 1.11 | Elect Director John T. Turner | Management | For | For |
| 1.12 | Elect Director Richard W. Ussery | Management | For | For |
| 1.13 | Elect Director M. Troy Woods | Management | For | For |
| 1.14 | Elect Director James D. Yancey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 15, 2013 | TICKER: TW SECURITY ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 15, 2014 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Y. Marc Belton | Management | For | For |
| 1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | For |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Joel W. Johnson | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Jerry W. Levin | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Patrick T. Stokes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ULTRAPETROL (BAHAMAS) LIMITED
MEETING DATE: NOV 29, 2013 | TICKER: ULTR SECURITY ID: P94398107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2.1 | Elect Eduardo Ojea Quintana as Director | Management | For | For |
| 2.2 | Elect Horacio Reyser as Director | Management | For | For |
| 2.3 | Elect Felipe Menendez Ross as Director | Management | For | For |
| 2.4 | Elect Ricardo Menendez Ross as Director | Management | For | For |
| 2.5 | Elect Gonzalo Alende Serra as Director | Management | For | For |
| 2.6 | Elect Fernando Barros Tocornal as Director | Management | For | For |
| 2.7 | Elect George Wood as Director | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions and Approve Indemnification of Directors, Officers and Employees of the Company | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director David B. Dillon | Management | For | For |
| 1.4 | Elect Director Judith Richards Hope | Management | For | For |
| 1.5 | Elect Director John J. Koraleski | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VELTI PLC
MEETING DATE: JUL 31, 2013 | TICKER: VELT SECURITY ID: G93285107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect David Mann as Director | Management | For | For |
| 3 | Reelect David Hobley as Director | Management | For | For |
| 4 | Reappoint Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Increase in Authorised Share Capital | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 01, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
VF CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: VFC SECURITY ID: 918204108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard T. Carucci | Management | For | For |
| 1.2 | Elect Director Juliana L. Chugg | Management | For | For |
| 1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
| 1.4 | Elect Director Ursula O. Fairbairn | Management | For | For |
| 1.5 | Elect Director George Fellows | Management | For | For |
| 1.6 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.7 | Elect Director Matthew J. Shattock | Management | For | For |
| 1.8 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIRTUSA CORPORATION
MEETING DATE: SEP 05, 2013 | TICKER: VRTU SECURITY ID: 92827P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kris Canekeratne | Management | For | For |
| 1.2 | Elect Director Ronald T. Maheu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 29, 2014 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 23, 2013 | TICKER: VOD SECURITY ID: G93882135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Elect Omid Kordestani as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JAN 28, 2014 | TICKER: VOD SECURITY ID: G93882135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
| 2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
| 3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JAN 28, 2014 | TICKER: VOD SECURITY ID: G93882135
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 08, 2014 | TICKER: WAG SECURITY ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
WARNER CHILCOTT PUBLIC LIMITED COMPANY
MEETING DATE: SEP 10, 2013 | TICKER: WCRX SECURITY ID: G94368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve Cancellation of Capital Authorization | Management | For | For |
| 3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
| 4 | Amend Articles of Association | Management | For | For |
| 5 | Approve Creation of Distributable Reserves | Management | For | For |
| 6 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 7 | Adjourn Meeting | Management | For | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 29, 2014 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 14, 2013 | TICKER: WDC SECURITY ID: 958102105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kathleen A. Cote | Management | For | For |
| 1b | Elect Director Henry T. DeNero | Management | For | For |
| 1c | Elect Director William L. Kimsey | Management | For | For |
| 1d | Elect Director Michael D. Lambert | Management | For | For |
| 1e | Elect Director Len J. Lauer | Management | For | For |
| 1f | Elect Director Matthew E. Massengill | Management | For | For |
| 1g | Elect Director Stephen D. Milligan | Management | For | For |
| 1h | Elect Director Roger H. Moore | Management | For | For |
| 1i | Elect Director Thomas E. Pardun | Management | For | For |
| 1j | Elect Director Arif Shakeel | Management | For | For |
| 1k | Elect Director Akio Yamamoto | Management | For | For |
| 1l | Elect Director Masahiro Yamamura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WSFS FINANCIAL CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: WSFS SECURITY ID: 929328102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis B. Brake, Jr. | Management | For | For |
| 1.2 | Elect Director Charles G. Cheleden | Management | For | For |
| 1.3 | Elect Director Mark A. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: WYN SECURITY ID: 98310W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Buckman | Management | For | For |
| 1.2 | Elect Director George Herrera | Management | For | For |
| 1.3 | Elect Director Brian Mulroney | Management | For | For |
| 1.4 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XCEL ENERGY INC.
MEETING DATE: MAY 21, 2014 | TICKER: XEL SECURITY ID: 98389B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
| 1b | Elect Director Richard K. Davis | Management | For | For |
| 1c | Elect Director Ben Fowke | Management | For | For |
| 1d | Elect Director Albert F. Moreno | Management | For | For |
| 1e | Elect Director Richard T. O'Brien | Management | For | For |
| 1f | Elect Director Christopher J. Policinski | Management | For | For |
| 1g | Elect Director A. Patricia Sampson | Management | For | For |
| 1h | Elect Director James J. Sheppard | Management | For | For |
| 1i | Elect Director David A. Westerlund | Management | For | For |
| 1j | Elect Director Kim Williams | Management | For | For |
| 1k | Elect Director Timothy V. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: XRX SECURITY ID: 984121103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn A. Britt | Management | For | For |
| 1.2 | Elect Director Ursula M. Burns | Management | For | For |
| 1.3 | Elect Director Richard J. Harrington | Management | For | For |
| 1.4 | Elect Director William Curt Hunter | Management | For | For |
| 1.5 | Elect Director Robert J. Keegan | Management | For | For |
| 1.6 | Elect Director Robert A. McDonald | Management | For | For |
| 1.7 | Elect Director Charles Prince | Management | For | For |
| 1.8 | Elect Director Ann N. Reese | Management | For | For |
| 1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
XTREME DRILLING AND COIL SERVICES CORP.
MEETING DATE: AUG 02, 2013 | TICKER: XDC SECURITY ID: 98419V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| |
|---|
XTREME DRILLING AND COIL SERVICES CORP.
MEETING DATE: AUG 02, 2013 | TICKER: XDC SECURITY ID: ADPV19934
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2 | Elect Director James B. Renfroe, Jr. | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY GROWTH & INCOME PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 25, 2014 | TICKER: ABT SECURITY ID: 002824100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.3 | Elect Director Sally E. Blount | Management | For | For |
| 1.4 | Elect Director W. James Farrell | Management | For | For |
| 1.5 | Elect Director Edward M. Liddy | Management | For | For |
| 1.6 | Elect Director Nancy McKinstry | Management | For | For |
| 1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
| 1.8 | Elect Director William A. Osborn | Management | For | For |
| 1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
| 1.10 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.11 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Label Products with GMO Ingredients | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | Against |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 09, 2014 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACACIA RESEARCH CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: ACTG SECURITY ID: 003881307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward W. Frykman | Management | For | For |
| 1.2 | Elect Director William S. Anderson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACCENTURE PLC
MEETING DATE: JAN 30, 2014 | TICKER: ACN SECURITY ID: G1151C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Director Jaime Ardila | Management | For | For |
| 2b | Elect Director Charles H. Giancarlo | Management | For | For |
| 2c | Elect Director William L. Kimsey | Management | For | For |
| 2d | Elect Director Blythe J. McGarvie | Management | For | For |
| 2e | Elect Director Mark Moody-Stuart | Management | For | For |
| 2f | Elect Director Pierre Nanterme | Management | For | For |
| 2g | Elect Director Gilles C. Pelisson | Management | For | For |
| 2h | Elect Director Wulf von Schimmelmann | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Approve Reduction in Share Capital and Creation of Distributable Reserves | Management | For | For |
| 8 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
| 9 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
| 10 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
| |
|---|
ADIDAS AG
MEETING DATE: MAY 08, 2014 | TICKER: ADS SECURITY ID: D0066B185
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
| 5.1 | Reelect Stefan Jentzsch to the Supervisory Board | Management | For | Did Not Vote |
| 5.2 | Reelect Herbert Kauffmann to the Supervisory Board | Management | For | Did Not Vote |
| 5.3 | Reelect Igor Landau to the Supervisory Board | Management | For | Did Not Vote |
| 5.4 | Reelect Willi Schwerdtle to the Supervisory Board | Management | For | Did Not Vote |
| 5.5 | Elect Katja Kraus to the Supervisory Board | Management | For | Did Not Vote |
| 5.6 | Elect Kathrin Menges to the Supervisory Board | Management | For | Did Not Vote |
| 6 | Ammend Articles Re: Compensation of Supervisory Board Members | Management | For | Did Not Vote |
| 7 | Approve Issuance of Warrants/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
| 10a | Ratify KMPG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
| 10b | Ratify KMPG as Auditors for the 2014 Half Year Report | Management | For | Did Not Vote |
| |
|---|
AETNA INC.
MEETING DATE: MAY 30, 2014 | TICKER: AET SECURITY ID: 00817Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Fernando Aguirre | Management | For | For |
| 1b | Elect Director Mark T. Bertolini | Management | For | For |
| 1c | Elect Director Frank M. Clark | Management | For | For |
| 1d | Elect Director Betsy Z. Cohen | Management | For | For |
| 1e | Elect Director Molly J. Coye | Management | For | For |
| 1f | Elect Director Roger N. Farah | Management | For | For |
| 1g | Elect Director Barbara Hackman Franklin | Management | For | For |
| 1h | Elect Director Jeffrey E. Garten | Management | For | For |
| 1i | Elect Director Ellen M. Hancock | Management | For | For |
| 1j | Elect Director Richard J. Harrington | Management | For | For |
| 1k | Elect Director Edward J. Ludwig | Management | For | For |
| 1l | Elect Director Joseph P. Newhouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Right to Call Special Meeting | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7A | Require Independent Board Chairman | Shareholder | Against | Against |
| 7B | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
| 7C | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Abstain |
| |
|---|
AIRGAS, INC.
MEETING DATE: AUG 06, 2013 | TICKER: ARG SECURITY ID: 009363102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. Clancey | Management | For | For |
| 1.2 | Elect Director Richard C. Ill | Management | For | For |
| 1.3 | Elect Director Ted B. Miller, Jr. | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
ALTISOURCE RESIDENTIAL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: RESI SECURITY ID: 02153W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Michael A. Eruzione | Management | For | For |
| 1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director James H. Mullen, Jr. | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMADEUS FIRE AG
MEETING DATE: MAY 22, 2014 | TICKER: AAD SECURITY ID: D0349N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.83 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2014 | Management | For | For |
| 6 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
| 7 | Approve Creation of EUR 2.6 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Amend Affiliation Agreements with Subsidiary AMADEUS FIRE Services GmbH | Management | For | For |
| |
|---|
AMADEUS IT HOLDINGS SA
MEETING DATE: JUN 25, 2014 | TICKER: AMS SECURITY ID: E04908112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
| 5 | Amend Article 35 Re: Director Term | Management | For | For |
| 6.1 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | For |
| 6.2 | Reelect David Gordon Comyn Webster as Director | Management | For | For |
| 6.3 | Reelect Francesco Loredan as Director | Management | For | For |
| 6.4 | Reelect Stuart Anderson McAlpine as Director | Management | For | For |
| 6.5 | Reelect Enrique Dupuy de Lome Chavarri as Director | Management | For | For |
| 6.6 | Reelect Pierre-Henri Gourgeon as Director | Management | For | For |
| 6.7 | Elect Marc Verspyck as Director | Management | For | For |
| 6.8 | Ratify Appointment of and Elect Roland Busch as Director | Management | For | For |
| 6.9 | Elect Luis Maroto Camino as Director | Management | For | For |
| 7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
| 8.1 | Approve Remuneration of Directors | Management | For | For |
| 8.2 | Approve Remuneration of Executive Directors | Management | For | For |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
AMERISOURCEBERGEN CORPORATION
MEETING DATE: MAR 06, 2014 | TICKER: ABC SECURITY ID: 03073E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven H. Collis | Management | For | For |
| 1.2 | Elect Director Douglas R. Conant | Management | For | For |
| 1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.4 | Elect Director Richard C. Gozon | Management | For | For |
| 1.5 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1.7 | Elect Director Jane E. Henney | Management | For | For |
| 1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 12, 2014 | TICKER: ADI SECURITY ID: 032654105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ray Stata | Management | For | For |
| 1b | Elect Director Vincent T. Roche | Management | For | For |
| 1c | Elect Director Richard M. Beyer | Management | For | For |
| 1d | Elect Director James A. Champy | Management | For | For |
| 1e | Elect Director John C. Hodgson | Management | For | For |
| 1f | Elect Director Yves-Andre Istel | Management | For | For |
| 1g | Elect Director Neil Novich | Management | For | For |
| 1h | Elect Director F. Grant Saviers | Management | For | For |
| 1i | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1j | Elect Director Lisa T. Su | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
APACHE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: APA SECURITY ID: 037411105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director G. Steven Farris | Management | For | For |
| 2 | Elect Director A.D. Frazier, Jr. | Management | For | For |
| 3 | Elect Director Amy H. Nelson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| |
|---|
APOLLO INVESTMENT CORPORATION
MEETING DATE: AUG 06, 2013 | TICKER: AINV SECURITY ID: 03761U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elliot Stein, Jr. | Management | For | Proportional |
| 1.2 | Elect Director Bradley J. Wechsler | Management | For | Proportional |
| 2 | Ratify Auditors | Management | For | Proportional |
| |
|---|
APOLLO INVESTMENT CORPORATION
MEETING DATE: AUG 06, 2013 | TICKER: AINV SECURITY ID: 03761U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Proportional |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 04, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Aart J. de Geus | Management | For | For |
| 1b | Elect Director Gary E. Dickerson | Management | For | For |
| 1c | Elect Director Stephen R. Forrest | Management | For | For |
| 1d | Elect Director Thomas J. Iannotti | Management | For | For |
| 1e | Elect Director Susan M. James | Management | For | For |
| 1f | Elect Director Alexander A. Karsner | Management | For | For |
| 1g | Elect Director Gerhard H. Parker | Management | For | For |
| 1h | Elect Director Dennis D. Powell | Management | For | For |
| 1i | Elect Director Willem P. Roelandts | Management | For | For |
| 1j | Elect Director James E. Rogers | Management | For | For |
| 1k | Elect Director Michael R. Splinter | Management | For | For |
| 1l | Elect Director Robert H. Swan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: JUN 23, 2014 | TICKER: AMAT SECURITY ID: 038222105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
ARES CAPITAL CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: ARCC SECURITY ID: 04010L103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Arougheti | Management | For | Proportional |
| 1.2 | Elect Director Ann Torre Bates | Management | For | Proportional |
| 1.3 | Elect Director Steven B. McKeever | Management | For | Proportional |
| 2 | Ratify Auditors | Management | For | Proportional |
| 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Proportional |
| |
|---|
ARTHUR J. GALLAGHER & CO.
MEETING DATE: MAY 13, 2014 | TICKER: AJG SECURITY ID: 363576109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sherry S. Barrat | Management | For | For |
| 1b | Elect Director William L. Bax | Management | For | For |
| 1c | Elect Director Frank E. English, Jr. | Management | For | For |
| 1d | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
| 1e | Elect Director Elbert O. Hand | Management | For | For |
| 1f | Elect Director David S. Johnson | Management | For | For |
| 1g | Elect Director Kay W. McCurdy | Management | For | For |
| 1h | Elect Director Norman L. Rosenthal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASHMORE GROUP PLC
MEETING DATE: OCT 30, 2013 | TICKER: ASHM SECURITY ID: GB00B132NW22
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Michael Benson as Director | Management | For | For |
| 4 | Re-elect Mark Coombs as Director | Management | For | For |
| 5 | Re-elect Graeme Dell as Director | Management | For | For |
| 6 | Re-elect Nick Land as Director | Management | For | For |
| 7 | Re-elect Melda Donnelly as Director | Management | For | For |
| 8 | Re-elect Simon Fraser as Director | Management | For | For |
| 9 | Elect Charles Outhwaite as Director | Management | For | For |
| 10 | Elect Dame Anne Pringle as Director | Management | For | For |
| 11 | Approve Remuneration Report | Management | For | For |
| 12 | Appoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 18 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 20 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: BECN SECURITY ID: 073685109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Paul M. Isabella | Management | For | For |
| 1.3 | Elect Director Richard W. Frost | Management | For | For |
| 1.4 | Elect Director James J. Gaffney | Management | For | For |
| 1.5 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.6 | Elect Director Neil S. Novich | Management | For | For |
| 1.7 | Elect Director Stuart A. Randle | Management | For | For |
| 1.8 | Elect Director Wilson B. Sexton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BG GROUP PLC
MEETING DATE: MAY 15, 2014 | TICKER: BG. SECURITY ID: G1245Z108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Simon Lowth as Director | Management | For | For |
| 6 | Elect Pam Daley as Director | Management | For | For |
| 7 | Elect Martin Ferguson as Director | Management | For | For |
| 8 | Re-elect Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Chris Finlayson as Director | Management | None | None |
| 10 | Re-elect Andrew Gould as Director | Management | For | For |
| 11 | Re-elect Baroness Hogg as Director | Management | For | For |
| 12 | Re-elect Dr John Hood as Director | Management | For | For |
| 13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
| 14 | Re-elect Lim Haw-Kuang as Director | Management | For | For |
| 15 | Re-elect Sir David Manning as Director | Management | For | For |
| 16 | Re-elect Mark Seligman as Director | Management | For | For |
| 17 | Re-elect Patrick Thomas as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director Murry S. Gerber | Management | For | For |
| 1g | Elect Director James Grosfeld | Management | For | For |
| 1h | Elect Director David H. Komansky | Management | For | For |
| 1i | Elect Director Deryck Maughan | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1l | Elect Director John S. Varley | Management | For | For |
| 1m | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRASIL INSURANCE PARTICIPACOES E ADMINISTRACAO SA
MEETING DATE: JAN 27, 2014 | TICKER: BRIN3 SECURITY ID: P1830M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of 39.96 Percent of Fidelle Administradora e Corretora de Seguros e Prestadora de Servicos Ltda. | Management | For | For |
| 2 | Approve Acquisition of Felli Participacoes e Empreendimento Ltda. , and the Issuance of 94,938 New Shares and Eight Subscription Warrants in Connection with Acquisition | Management | For | For |
| |
|---|
BRENNTAG AG
MEETING DATE: JUN 17, 2014 | TICKER: BNR SECURITY ID: D12459109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
| 6 | Approve EUR103 Million Capitalization of Reserves to Bonus Issue | Management | For | Did Not Vote |
| 7 | Approve Creation of EUR 77.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 25.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 10 | Amend Affiliation Agreement with Subsidiary Brenntag Holding GmbH | Management | For | Did Not Vote |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2014 | TICKER: BATS SECURITY ID: 110448107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Richard Burrows as Director | Management | For | For |
| 8 | Re-elect Karen de Segundo as Director | Management | For | For |
| 9 | Re-elect Nicandro Durante as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Re-elect Richard Tubb as Director | Management | For | For |
| 16 | Elect Savio Kwan as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BROWN & BROWN, INC.
MEETING DATE: MAY 07, 2014 | TICKER: BRO SECURITY ID: 115236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Hyatt Brown | Management | For | For |
| 1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
| 1.3 | Elect Director Hugh M. Brown | Management | For | For |
| 1.4 | Elect Director J. Powell Brown | Management | For | For |
| 1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
| 1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
| 1.7 | Elect Director James S. Hunt | Management | For | For |
| 1.8 | Elect Director Toni Jennings | Management | For | For |
| 1.9 | Elect Director Timothy R.M. Main | Management | For | For |
| 1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
| 1.11 | Elect Director Wendell S. Reilly | Management | For | For |
| 1.12 | Elect Director Chilton D. Varner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BUREAU VERITAS REGISTRE INTERNATIONAL DE CLASSIFICATION DE NAVIRES ET D AERONEFS
MEETING DATE: MAY 21, 2014 | TICKER: BVI SECURITY ID: F96888114
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Non-Deductible Expenses | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 0.48 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
| 6 | Ratify Appointment of Pascal Lebard as Director | Management | For | For |
| 7 | Advisory Vote on Compensation of Didier Michaud-Daniel, CEO | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
C&C GROUP PLC
MEETING DATE: JUL 03, 2013 | TICKER: GCC SECURITY ID: IE00B010DT83
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Dividends | Management | For | Did Not Vote |
| 3a | Elect Joris Brams as Director | Management | For | Did Not Vote |
| 3b | Reelect Sir Brian Stewart as Director | Management | For | Did Not Vote |
| 3c | Reelect Stephen Glancey as Director | Management | For | Did Not Vote |
| 3d | Reelect Kenny Neison as Director | Management | For | Did Not Vote |
| 3e | Reelect Stewart Gilliland as Director | Management | For | Did Not Vote |
| 3f | Reelect John Hogan as Director | Management | For | Did Not Vote |
| 3g | Reelect Richard Holroyd as Director | Management | For | Did Not Vote |
| 3h | Reelect Breege O'Donoghue as Director | Management | For | Did Not Vote |
| 3i | Reelect Anthony Smurfit as Director | Management | For | Did Not Vote |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6 | Approve Remuneration Report | Management | For | Did Not Vote |
| 7 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | Did Not Vote |
| 8 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Did Not Vote |
| 9 | Authorise Share Repurchase Program | Management | For | Did Not Vote |
| 10 | Authorise Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
| 12 | Amend Executive Share Option Plan | Management | For | Did Not Vote |
| 13 | Amend Long-Term Incentive Plan | Management | For | Did Not Vote |
| 14 | Amend Save-As-You-Earn Share Option Scheme | Management | For | Did Not Vote |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: CHRW SECURITY ID: 12541W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Scott P. Anderson | Management | For | For |
| 1b | Elect Director Robert Ezrilov | Management | For | For |
| 1c | Elect Director Wayne M. Fortun | Management | For | For |
| 1d | Elect Director Mary J. Steele Guilfoile | Management | For | For |
| 1e | Elect Director Jodee A. Kozlak | Management | For | For |
| 1f | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 1g | Elect Director Brian P. Short | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 11, 2014 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Peter A. Magowan | Management | For | For |
| 1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 05, 2014 | TICKER: CBL SECURITY ID: 124830100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
| 1.2 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.3 | Elect Director Gary L. Bryenton | Management | For | For |
| 1.4 | Elect Director A. Larry Chapman | Management | For | For |
| 1.5 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.6 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.7 | Elect Director Gary J. Nay | Management | For | For |
| 1.8 | Elect Director Kathleen M. Nelson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CENTURYLINK, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CTL SECURITY ID: 156700106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virginia Boulet | Management | For | For |
| 1.2 | Elect Director Peter C. Brown | Management | For | For |
| 1.3 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.4 | Elect Director W. Bruce Hanks | Management | For | For |
| 1.5 | Elect Director Gregory J. McCray | Management | For | For |
| 1.6 | Elect Director C. G. Melville, Jr. | Management | For | For |
| 1.7 | Elect Director Fred R. Nichols | Management | For | For |
| 1.8 | Elect Director William A. Owens | Management | For | For |
| 1.9 | Elect Director Harvey P. Perry | Management | For | For |
| 1.10 | Elect Director Glen F. Post, III | Management | For | For |
| 1.11 | Elect Director Michael J. Roberts | Management | For | For |
| 1.12 | Elect Director Laurie A. Siegel | Management | For | For |
| 1.13 | Elect Director Joseph R. Zimmel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Proxy Access Right | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Stock Retention | Shareholder | Against | Against |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: CVX SECURITY ID: 166764100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linnet F. Deily | Management | For | For |
| 1b | Elect Director Robert E. Denham | Management | For | For |
| 1c | Elect Director Alice P. Gast | Management | For | For |
| 1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1f | Elect Director George L. Kirkland | Management | For | For |
| 1g | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1h | Elect Director Kevin W. Sharer | Management | For | For |
| 1i | Elect Director John G. Stumpf | Management | For | For |
| 1j | Elect Director Ronald D. Sugar | Management | For | For |
| 1k | Elect Director Carl Ware | Management | For | For |
| 1l | Elect Director John S. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| 10 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
COACH, INC.
MEETING DATE: NOV 07, 2013 | TICKER: COH SECURITY ID: 189754104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Victor Luis | Management | For | For |
| 1.5 | Elect Director Ivan Menezes | Management | For | For |
| 1.6 | Elect Director Irene Miller | Management | For | For |
| 1.7 | Elect Director Michael Murphy | Management | For | For |
| 1.8 | Elect Director Stephanie Tilenius | Management | For | For |
| 1.9 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COLOPLAST A/S
MEETING DATE: DEC 05, 2013 | TICKER: COLO B SECURITY ID: K16018192
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Remove Age Limit | Management | For | Did Not Vote |
| 4.2 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 4.3 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 5a | Elect Michael Rasmussen as Chairman | Management | For | Did Not Vote |
| 5b | Elect Nils Louis-Hansen as Deputy Chairman | Management | For | Did Not Vote |
| 5c | Elect Sven Bjorklund as Director | Management | For | Did Not Vote |
| 5d | Elect Per Magid as Director | Management | For | Did Not Vote |
| 5e | Elect Brian Petersen as Director | Management | For | Did Not Vote |
| 5f | Elect Jorgen Tang-Jensen as Director | Management | For | Did Not Vote |
| 6 | Ratify PwC as Auditors | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | None |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 22, 2014 | TICKER: CMA SECURITY ID: 200340107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 1.2 | Elect Director Roger A. Cregg | Management | For | For |
| 1.3 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.4 | Elect Director Jacqueline P. Kane | Management | For | For |
| 1.5 | Elect Director Richard G. Lindner | Management | For | For |
| 1.6 | Elect Director Alfred A. Piergallini | Management | For | For |
| 1.7 | Elect Director Robert S. Taubman | Management | For | For |
| 1.8 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
| 1.9 | Elect Director Nina G. Vaca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: CSX SECURITY ID: 126408103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donna M. Alvarado | Management | For | For |
| 1b | Elect Director John B. Breaux | Management | For | For |
| 1c | Elect Director Pamela L. Carter | Management | For | For |
| 1d | Elect Director Steven T. Halverson | Management | For | For |
| 1e | Elect Director Edward J. Kelly, III | Management | For | For |
| 1f | Elect Director Gilbert H. Lamphere | Management | For | For |
| 1g | Elect Director John D. McPherson | Management | For | For |
| 1h | Elect Director Timothy T. O'Toole | Management | For | For |
| 1i | Elect Director David M. Ratcliffe | Management | For | For |
| 1j | Elect Director Donald J. Shepard | Management | For | For |
| 1k | Elect Director Michael J. Ward | Management | For | For |
| 1l | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1m | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 13, 2014 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director William I. Miller | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Georgia R. Nelson | Management | For | For |
| 5 | Elect Director Robert K. Herdman | Management | For | For |
| 6 | Elect Director Robert J. Bernhard | Management | For | For |
| 7 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 8 | Elect Director Stephen B. Dobbs | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1.3 | Elect Director David W. Dorman | Management | For | For |
| 1.4 | Elect Director Anne M. Finucane | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 18, 2013 | TICKER: DRI SECURITY ID: 237194105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Barnes | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Christopher J. (CJ) Fraleigh | Management | For | For |
| 1.4 | Elect Director Victoria D. Harker | Management | For | For |
| 1.5 | Elect Director David H. Hughes | Management | For | For |
| 1.6 | Elect Director Charles A. Ledsinger, Jr. | Management | For | For |
| 1.7 | Elect Director William M. Lewis, Jr. | Management | For | For |
| 1.8 | Elect Director Connie Mack, III | Management | For | For |
| 1.9 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
| 1.10 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.11 | Elect Director Michael D. Rose | Management | For | For |
| 1.12 | Elect Director Maria A. Sastre | Management | For | For |
| 1.13 | Elect Director William S. Simon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 9 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: DPS SECURITY ID: 26138E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Joyce M. Roche | Management | For | For |
| 1.3 | Elect Director Ronald G. Rogers | Management | For | For |
| 1.4 | Elect Director Wayne R. Sanders | Management | For | For |
| 1.5 | Elect Director Jack L. Stahl | Management | For | For |
| 1.6 | Elect Director Larry D. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 23, 2014 | TICKER: DD SECURITY ID: 263534109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Richard H. Brown | Management | For | For |
| 1c | Elect Director Robert A. Brown | Management | For | For |
| 1d | Elect Director Bertrand P. Collomb | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Marillyn A. Hewson | Management | For | For |
| 1i | Elect Director Lois D. Juliber | Management | For | For |
| 1j | Elect Director Ellen J. Kullman | Management | For | For |
| 1k | Elect Director Lee M. Thomas | Management | For | For |
| 1l | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Against |
| 5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Abstain |
| 6 | Establish Committee on Plant Closures | Shareholder | Against | Against |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: EMC SECURITY ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| |
|---|
ENI S.P.A.
MEETING DATE: MAY 08, 2014 | TICKER: ENI SECURITY ID: T3643A145
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Authorize Share Repurchase Program | Management | For | For |
| 4 | Amend Articles Re: Director Honorability Requirements | Shareholder | None | Against |
| 5 | Amend Company Bylaws Re: Shareholder Meetings | Management | For | For |
| 6 | Fix Number of Directors | Management | For | For |
| 7 | Fix Board Terms for Directors | Management | For | For |
| 8.1 | Slate Submitted by the Italian Treasury | Shareholder | None | Did Not Vote |
| 8.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
| 9 | Elect Board Chair | Management | None | For |
| 10 | Approve Remuneration of Directors | Management | For | For |
| 11 | Approve Remuneration of Executive Directors | Management | None | For |
| 12.1 | Slate Submitted by the Italian Treasury | Shareholder | None | Against |
| 12.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
| 13 | Appoint Chair of the Board of Statutory Auditors | Shareholder | None | For |
| 14 | Approve Internal Auditors' Remuneration | Management | For | For |
| 15 | Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control | Management | For | Abstain |
| 16 | Approve Long-Term Monetary Incentive Plan 2014-2016 | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 19, 2014 | TICKER: ESV SECURITY ID: G3157S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Re-elect J. Roderick Clark as Director | Management | For | For |
| 1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 1c | Re-elect Mary E. Francis CBE as Director | Management | For | For |
| 1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 1f | Re-elect Francis S. Kalman as Director | Management | For | For |
| 1g | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 1h | Re-elect Keith O. Rattie as Director | Management | For | For |
| 1i | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 4 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Capital Reorganisation Converting Undistributable Reserves to Distributable Reserves | Management | For | For |
| 11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: XOM SECURITY ID: 30231G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Boskin | Management | For | For |
| 1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Larry R. Faulkner | Management | For | For |
| 1.5 | Elect Director Jay S. Fishman | Management | For | For |
| 1.6 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
| 1.8 | Elect Director William W. George | Management | For | For |
| 1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
| 1.10 | Elect Director Steven S Reinemund | Management | For | For |
| 1.11 | Elect Director Rex W. Tillerson | Management | For | For |
| 1.12 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
| 6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: FIS SECURITY ID: 31620M106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David K. Hunt | Management | For | For |
| 1b | Elect Director Richard N. Massey | Management | For | For |
| 1c | Elect Director Leslie M. Muma | Management | For | For |
| 1d | Elect Director James B. Stallings, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIRST POTOMAC REALTY TRUST
MEETING DATE: MAY 20, 2014 | TICKER: FPO SECURITY ID: 33610F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Arnold | Management | For | For |
| 1.2 | Elect Director Richard B. Chess | Management | For | For |
| 1.3 | Elect Director Douglas J. Donatelli | Management | For | For |
| 1.4 | Elect Director J. Roderick Heller, III | Management | For | For |
| 1.5 | Elect Director R. Michael McCullough | Management | For | For |
| 1.6 | Elect Director Alan G. Merten | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Terry L. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: FMC SECURITY ID: 302491303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director K'Lynne Johnson | Management | For | For |
| 1b | Elect Director William H. Powell | Management | For | For |
| 1c | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUL 16, 2013 | TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Charles C. Krulak | Management | For | For |
| 1.10 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.11 | Elect Director Jon C. Madonna | Management | For | For |
| 1.12 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.13 | Elect Director James R. Moffett | Management | For | For |
| 1.14 | Elect Director B. M. Rankin, Jr. | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| 7 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 17, 2014 | TICKER: FCX SECURITY ID: 35671D857
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Robert A. Day | Management | For | For |
| 1.5 | Elect Director James C. Flores | Management | For | For |
| 1.6 | Elect Director Gerald J. Ford | Management | For | For |
| 1.7 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.8 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.9 | Elect Director Lydia H. Kennard | Management | For | For |
| 1.10 | Elect Director Charles C. Krulak | Management | For | For |
| 1.11 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.12 | Elect Director Jon C. Madonna | Management | For | For |
| 1.13 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.14 | Elect Director James R. Moffett | Management | For | For |
| 1.15 | Elect Director Stephen H. Siegele | Management | For | For |
| 1.16 | Elect Director Frances Fragos Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
| |
|---|
FRESENIUS MEDICAL CARE AG & CO. KGAA
MEETING DATE: MAY 15, 2014 | TICKER: FME SECURITY ID: D2734Z107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.77 per Share | Management | For | For |
| 3 | Approve Discharge of Personally Liable Partner for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
| 6 | Amend Affiliation Agreements with Subsidiary Fresenius Medical Care Beteiligungsgesellschaft mbH | Management | For | For |
| |
|---|
G & L BEIJER AB
MEETING DATE: APR 24, 2014 | TICKER: BEIJ B SECURITY ID: W8452J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive President's Report | Management | None | None |
| 7 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | Did Not Vote |
| 8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Directors in the Amount of SEK 500,000 for the Chairman and SEK 270,000 for Other Members | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12a | Reelect Peter Jurgensen, Anne-Marie Palsson, Bernt Ingman (Chairman), Joen Magnusson, Philippe Delpech, Harald Link, and William Striebe as Directors | Management | For | Did Not Vote |
| 12b | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 13 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Change Company Name from G & L Beijer AB (publ) to Beijer Ref AB (publ) | Management | For | Did Not Vote |
| 16 | Close Meeting | Management | None | None |
| |
|---|
GENERAL CABLE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: BGC SECURITY ID: 369300108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.2 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.3 | Elect Director Gregory E. Lawton | Management | For | For |
| 1.4 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.5 | Elect Director Patrick M. Prevost | Management | For | For |
| 1.6 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 23, 2014 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director James E. Rohr | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
GLAXOSMITHKLINE PLC
MEETING DATE: MAY 07, 2014 | TICKER: GSK SECURITY ID: 37733W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Re-elect Sir Christopher Gent as Director | Management | For | For |
| 5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
| 6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
| 7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
| 8 | Re-elect Stacey Cartwright as Director | Management | For | For |
| 9 | Re-elect Simon Dingemans as Director | Management | For | For |
| 10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
| 11 | Re-elect Judy Lewent as Director | Management | For | For |
| 12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
| 13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
| 14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
| 15 | Re-elect Tom de Swaan as Director | Management | For | For |
| 16 | Re-elect Jing Ulrich as Director | Management | For | For |
| 17 | Re-elect Hans Wijers as Director | Management | For | Against |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GREENCORE GROUP PLC
MEETING DATE: JAN 28, 2014 | TICKER: GNC SECURITY ID: G40866124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Re-elect Gary Kennedy as Director | Management | For | For |
| 3b | Re-elect Patrick Coveney as Director | Management | For | For |
| 3c | Re-elect Alan Williams as Director | Management | For | For |
| 3d | Elect Sly Bailey as Director | Management | For | For |
| 3e | Re-elect John Herlihy as Director | Management | For | Against |
| 3f | Elect Heather Ann McSharry as Director | Management | For | For |
| 3g | Elect John Moloney as Director | Management | For | For |
| 3h | Re-elect Eric Nicoli as Director | Management | For | For |
| 3i | Elect John Warren as Director | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Market Purchase of Shares | Management | For | For |
| 9 | Reappoint KPMG as Auditors | Management | For | For |
| 10 | Authorise Directors to Hold the Next Annual General Meeting Outside of Ireland | Management | For | For |
| 11 | Approve Scrip Dividend Program | Management | For | For |
| |
|---|
H&R BLOCK, INC.
MEETING DATE: SEP 12, 2013 | TICKER: HRB SECURITY ID: 093671105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul J. Brown | Management | For | For |
| 1b | Elect Director William C. Cobb | Management | For | For |
| 1c | Elect Director Marvin R. Ellison | Management | For | For |
| 1d | Elect Director Robert A. Gerard | Management | For | For |
| 1e | Elect Director David Baker Lewis | Management | For | For |
| 1f | Elect Director Victoria J. Reich | Management | For | For |
| 1g | Elect Director Bruce C. Rohde | Management | For | For |
| 1h | Elect Director Tom D. Seip | Management | For | For |
| 1i | Elect Director Christianna Wood | Management | For | For |
| 1j | Elect Director James F. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Articles | Management | For | For |
| 5 | Amend Articles | Management | For | For |
| 6 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
HUBBELL INCORPORATED
MEETING DATE: MAY 06, 2014 | TICKER: HUB.B SECURITY ID: 443510201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
| 1.2 | Elect Director Lynn J. Good | Management | For | For |
| 1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.4 | Elect Director Neal J. Keating | Management | For | For |
| 1.5 | Elect Director John F. Malloy | Management | For | For |
| 1.6 | Elect Director Andrew McNally, IV | Management | For | For |
| 1.7 | Elect Director David G. Nord | Management | For | For |
| 1.8 | Elect Director G. Jackson Ratcliffe | Management | For | For |
| 1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
| 1.10 | Elect Director John G. Russell | Management | For | For |
| 1.11 | Elect Director Steven R. Shawley | Management | For | For |
| 1.12 | Elect Director Richard J. Swift | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IMPERIAL OIL LIMITED
MEETING DATE: APR 24, 2014 | TICKER: IMO SECURITY ID: 453038408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 2.1 | Elect Director Krystyna T. Hoeg | Management | For | For |
| 2.2 | Elect Director Richard M. Kruger | Management | For | For |
| 2.3 | Elect Director Jack M. Mintz | Management | For | For |
| 2.4 | Elect Director David S. Sutherland | Management | For | For |
| 2.5 | Elect Director Sheelagh D. Whittaker | Management | For | For |
| 2.6 | Elect Director Darren W. Woods | Management | For | For |
| 2.7 | Elect Director Victor L. Young | Management | For | For |
| 3 | Change Location of Registered Office | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 05, 2014 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director John P. Surma | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| |
|---|
INTERCONTINENTALEXCHANGE GROUP, INC.
MEETING DATE: MAY 16, 2014 | TICKER: ICE SECURITY ID: 45866F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charles R. Crisp | Management | For | For |
| 1b | Elect Director Jean-Marc Forneri | Management | For | For |
| 1c | Elect Director Fred W. Hatfield | Management | For | For |
| 1d | Elect Director Sylvain Hefes | Management | For | For |
| 1e | Elect Director Jan-Michiel Hessels | Management | For | For |
| 1f | Elect Director Terrence F. Martell | Management | For | For |
| 1g | Elect Director Callum McCarthy | Management | For | For |
| 1h | Elect Director James J. McNulty | Management | For | For |
| 1i | Elect Director Robert Reid | Management | For | For |
| 1j | Elect Director Frederic V. Salerno | Management | For | For |
| 1k | Elect Director Robert G. Scott | Management | For | For |
| 1l | Elect Director Jeffrey C. Sprecher | Management | For | For |
| 1m | Elect Director Judith A. Sprieser | Management | For | For |
| 1n | Elect Director Vincent Tese | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Change Company Name | Management | For | For |
| |
|---|
INTERNATIONAL BUSINESS MACHINES CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: IBM SECURITY ID: 459200101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alain J.P. Belda | Management | For | For |
| 1.2 | Elect Director William R. Brody | Management | For | For |
| 1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.4 | Elect Director Michael L. Eskew | Management | For | For |
| 1.5 | Elect Director David N. Farr | Management | For | For |
| 1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
| 1.7 | Elect Director Andrew N. Liveris | Management | For | For |
| 1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1.9 | Elect Director James W. Owens | Management | For | For |
| 1.10 | Elect Director Virginia M. Rometty | Management | For | For |
| 1.11 | Elect Director Joan E. Spero | Management | For | For |
| 1.12 | Elect Director Sidney Taurel | Management | For | For |
| 1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
ITC HOLDINGS CORP.
MEETING DATE: MAY 21, 2014 | TICKER: ITC SECURITY ID: 465685105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher H. Franklin | Management | For | For |
| 1.2 | Elect Director Edward G. Jepsen | Management | For | For |
| 1.3 | Elect Director William J. Museler | Management | For | For |
| 1.4 | Elect Director Hazel R. O'Leary | Management | For | For |
| 1.5 | Elect Director Thomas G. Stephens | Management | For | For |
| 1.6 | Elect Director G. Bennett Stewart, III | Management | For | For |
| 1.7 | Elect Director Lee C. Stewart | Management | For | For |
| 1.8 | Elect Director Joseph L. Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 24, 2014 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JERONIMO MARTINS SGPS S.A
MEETING DATE: DEC 18, 2013 | TICKER: JMT SECURITY ID: X40338109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors | Management | For | For |
| 2 | Elect Board Chairman | Management | For | For |
| |
|---|
JERONIMO MARTINS SGPS S.A
MEETING DATE: APR 10, 2014 | TICKER: JMT SECURITY ID: X40338109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Individual Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management and Supervisory Boards | Management | For | For |
| 5 | Approve Remuneration Policy | Management | For | For |
| 6 | Elect Chairman of General Meeting | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 24, 2014 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director James G. Cullen | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Leo F. Mullin | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 20, 2014 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
KAR AUCTION SERVICES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: KAR SECURITY ID: 48238T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ryan M. Birtwell | Management | For | For |
| 1.2 | Elect Director Brian T. Clingen | Management | For | For |
| 1.3 | Elect Director Donna R. Ecton | Management | For | For |
| 1.4 | Elect Director Peter R. Formanek | Management | For | For |
| 1.5 | Elect Director James P. Hallett | Management | For | For |
| 1.6 | Elect Director Mark E. Hill | Management | For | For |
| 1.7 | Elect Director Lynn Jolliffe | Management | For | For |
| 1.8 | Elect Director Michael T. Kestner | Management | For | For |
| 1.9 | Elect Director John P. Larson | Management | For | For |
| 1.10 | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KELLOGG COMPANY
MEETING DATE: APR 25, 2014 | TICKER: K SECURITY ID: 487836108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Bryant | Management | For | For |
| 1.2 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.3 | Elect Director La June Montgomery Tabron | Management | For | For |
| 1.4 | Elect Director Rogelio Rebolledo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KIMBERLY-CLARK CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: KMB SECURITY ID: 494368103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Alm | Management | For | For |
| 1.2 | Elect Director John F. Bergstrom | Management | For | For |
| 1.3 | Elect Director Abelardo E. Bru | Management | For | For |
| 1.4 | Elect Director Robert W. Decherd | Management | For | For |
| 1.5 | Elect Director Thomas J. Falk | Management | For | For |
| 1.6 | Elect Director Fabian T. Garcia | Management | For | For |
| 1.7 | Elect Director Mae C. Jemison | Management | For | For |
| 1.8 | Elect Director James M. Jenness | Management | For | For |
| 1.9 | Elect Director Nancy J. Karch | Management | For | For |
| 1.10 | Elect Director Ian C. Read | Management | For | For |
| 1.11 | Elect Director Linda Johnson Rice | Management | For | For |
| 1.12 | Elect Director Marc J. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
KKR FINANCIAL HOLDINGS LLC
MEETING DATE: APR 30, 2014 | TICKER: KFN.P SECURITY ID: 48248A306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: KSS SECURITY ID: 500255104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Boneparth | Management | For | For |
| 1b | Elect Director Steven A. Burd | Management | For | For |
| 1c | Elect Director Dale E. Jones | Management | For | For |
| 1d | Elect Director Kevin Mansell | Management | For | For |
| 1e | Elect Director John E. Schlifske | Management | For | For |
| 1f | Elect Director Frank V. Sica | Management | For | For |
| 1g | Elect Director Peter M. Sommerhauser | Management | For | For |
| 1h | Elect Director Stephanie A. Streeter | Management | For | For |
| 1i | Elect Director Nina G. Vaca | Management | For | For |
| 1j | Elect Director Stephen E. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
KONINKLIJKE DSM NV
MEETING DATE: MAY 07, 2014 | TICKER: DSM SECURITY ID: N5017D122
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report | Management | None | None |
| 4 | Adopt Financial Statements | Management | For | For |
| 5a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 5b | Approve Dividends of EUR 1.65 Per Share | Management | For | For |
| 6a | Approve Discharge of Management Board | Management | For | For |
| 6b | Approve Discharge of Supervisory Board | Management | For | For |
| 7a | Reelect R-D Schwalb to Executive Board | Management | For | For |
| 7b | Eelect G. Matchett to Executive Board | Management | For | For |
| 8a | Reelect R. Routs to Supervisory Board | Management | For | For |
| 8b | Reelect T. de Swaan to Supervisory Board | Management | For | For |
| 9 | Ratify KPMG Accountants as Auditors Re: Financial Years 2015, 2016, and 2017 | Management | For | For |
| 10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
| 10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve Cancellation of Shares | Management | For | For |
| 13 | Allow Questions | Management | None | None |
| 14 | Close Meeting | Management | None | None |
| |
|---|
LI & FUNG LIMITED
MEETING DATE: MAY 15, 2014 | TICKER: 00494 SECURITY ID: G5485F169
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Elect William Fung Kwok Lun as Director | Management | For | For |
| 3b | Elect Allan Wong Chi Yun as Director | Management | For | For |
| 3c | Elect Paul Edward Selway-Swift as Director | Management | For | For |
| 4 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Adopt Share Option Scheme | Management | For | Against |
| 9 | Approve Share Premium Reduction | Management | For | For |
| |
|---|
LKQ CORPORATION
MEETING DATE: MAY 05, 2014 | TICKER: LKQ SECURITY ID: 501889208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Ronald G. Foster | Management | For | For |
| 1.3 | Elect Director Joseph M. Holsten | Management | For | For |
| 1.4 | Elect Director Blythe J. McGarvie | Management | For | For |
| 1.5 | Elect Director Paul M. Meister | Management | For | For |
| 1.6 | Elect Director John F. O'Brien | Management | For | For |
| 1.7 | Elect Director Guhan Subramanian | Management | For | For |
| 1.8 | Elect Director Robert L. Wagman | Management | For | For |
| 1.9 | Elect Director William M. Webster, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LONZA GROUP LTD.
MEETING DATE: APR 16, 2014 | TICKER: LONN SECURITY ID: H50524133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | Did Not Vote |
| 5.1a | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Werner Bauer as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Thomas Ebeling as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Margot Scheltema as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Antonio Trius as Director | Management | For | Did Not Vote |
| 5.2a | Elect Barbara Richmond as Director | Management | For | Did Not Vote |
| 5.2b | Elect Juergen Steinemann as Director | Management | For | Did Not Vote |
| 5.3 | Elect Rolf Soiron as Board Chairman | Management | For | Did Not Vote |
| 5.4a | Appoint Thomas Ebeling as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4b | Appoint Jean-Daniel Gerber as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4c | Appoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify KPMG Ltd, Zurich, as Auditors | Management | For | Did Not Vote |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 15, 2014 | TICKER: LO SECURITY ID: 544147101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.2 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.3 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.4 | Elect Director David E.R. Dangoor | Management | For | For |
| 1.5 | Elect Director Murray S. Kessler | Management | For | For |
| 1.6 | Elect Director Jerry W. Levin | Management | For | For |
| 1.7 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Angela F. Braly | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
M&T BANK CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: MTB SECURITY ID: 55261F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent D. Baird | Management | For | For |
| 1.2 | Elect Director C. Angela Bontempo | Management | For | For |
| 1.3 | Elect Director Robert T. Brady | Management | For | For |
| 1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
| 1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
| 1.6 | Elect Director Gary N. Geisel | Management | For | For |
| 1.7 | Elect Director John D. Hawke, Jr. | Management | For | For |
| 1.8 | Elect Director Patrick W.E. Hodgson | Management | For | For |
| 1.9 | Elect Director Richard G. King | Management | For | For |
| 1.10 | Elect Director Jorge G. Pereira | Management | For | For |
| 1.11 | Elect Director Melinda R. Rich | Management | For | For |
| 1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
| 1.13 | Elect Director Herbert L. Washington | Management | For | For |
| 1.14 | Elect Director Robert G. Wilmers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAGELLAN MIDSTREAM PARTNERS, L.P.
MEETING DATE: APR 24, 2014 | TICKER: MMP SECURITY ID: 559080106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Kempner | Management | For | For |
| 1.2 | Elect Director Michael N. Mears | Management | For | For |
| 1.3 | Elect Director James R. Montague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARKWEST ENERGY PARTNERS, L.P.
MEETING DATE: JUN 06, 2014 | TICKER: MWE SECURITY ID: 570759100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank M. Semple | Management | For | For |
| 1.2 | Elect Director Donald D. Wolf | Management | For | For |
| 1.3 | Elect Director William A. Bruckmann, III | Management | For | For |
| 1.4 | Elect Director Michael L. Beatty | Management | For | For |
| 1.5 | Elect Director Charles K. Dempster | Management | For | For |
| 1.6 | Elect Director Donald C. Heppermann | Management | For | For |
| 1.7 | Elect Director Randall J. Larson | Management | For | For |
| 1.8 | Elect Director Anne E. Fox Mounsey | Management | For | For |
| 1.9 | Elect Director William P. Nicoletti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: MMC SECURITY ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Oscar Fanjul | Management | For | For |
| 1b | Elect Director Daniel S. Glaser | Management | For | For |
| 1c | Elect Director H. Edward Hanway | Management | For | For |
| 1d | Elect Director Lord Lang | Management | For | For |
| 1e | Elect Director Elaine La Roche | Management | For | For |
| 1f | Elect Director Steven A. Mills | Management | For | For |
| 1g | Elect Director Bruce P. Nolop | Management | For | For |
| 1h | Elect Director Marc D. Oken | Management | For | For |
| 1i | Elect Director Morton O. Schapiro | Management | For | For |
| 1j | Elect Director Adele Simmons | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 03, 2014 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 13, 2013 | TICKER: MXIM SECURITY ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | For |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: MCD SECURITY ID: 580135101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | ElectionElect Director Richard H. Lenny | Management | For | For |
| 1c | Elect Director Walter E. Massey | Management | For | For |
| 1d | Elect Director Cary D. McMillan | Management | For | For |
| 1e | Elect Director Sheila A. Penrose | Management | For | For |
| 1f | Elect Director John W. Rogers, Jr. | Management | For | For |
| 1g | Elect Director Roger W. Stone | Management | For | For |
| 1h | Elect Director Miles D. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 31, 2013 | TICKER: MCK SECURITY ID: 58155Q103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Andy D. Bryant | Management | For | For |
| 1b | Elect Director Wayne A. Budd | Management | For | For |
| 1c | Elect Director John H. Hammergren | Management | For | For |
| 1d | Elect Director Alton F. Irby, III | Management | For | For |
| 1e | Elect Director M. Christine Jacobs | Management | For | For |
| 1f | Elect Director Marie L. Knowles | Management | For | For |
| 1g | Elect Director David M. Lawrence | Management | For | For |
| 1h | Elect Director Edward A. Mueller | Management | For | For |
| 1i | Elect Director Jane E. Shaw | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | Against |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: MJN SECURITY ID: 582839106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1b | Elect Director Howard B. Bernick | Management | For | For |
| 1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1d | Elect Director Anna C. Catalano | Management | For | For |
| 1e | Elect Director Celeste A. Clark | Management | For | For |
| 1f | Elect Director James M. Cornelius | Management | For | For |
| 1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1h | Elect Director Michael Grobstein | Management | For | For |
| 1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1j | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1k | Elect Director Elliott Sigal | Management | For | For |
| 1l | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEGGITT PLC
MEETING DATE: MAY 07, 2014 | TICKER: MGGT SECURITY ID: G59640105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Sir Colin Terry as Director | Management | For | For |
| 6 | Re-elect Stephen Young as Director | Management | For | For |
| 7 | Re-elect Guy Berruyer as Director | Management | For | For |
| 8 | Re-elect Philip Cox as Director | Management | For | For |
| 9 | Re-elect Philip Green as Director | Management | For | For |
| 10 | Re-elect Paul Heiden as Director | Management | For | For |
| 11 | Re-elect Brenda Reichelderfer as Director | Management | For | For |
| 12 | Re-elect David Williams as Director | Management | For | For |
| 13 | Elect Doug Webb as Director | Management | For | For |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Approve EU Political Donations and Expenditure | Management | For | Against |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 21 | Approve Long Term Incentive Plan | Management | For | For |
| 22 | Approve Creation of Overseas Share Plans Based on the Long Term Incentive Plan | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 27, 2014 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 22, 2014 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: JUN 04, 2014 | TICKER: TAP SECURITY ID: 60871R209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger G. Eaton | Management | For | For |
| 1.2 | Elect Director Charles M. Herington | Management | For | For |
| 1.3 | Elect Director H. Sanford Riley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 28, 2014 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 13, 2014 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
MSC INDUSTRIAL DIRECT CO., INC.
MEETING DATE: JAN 16, 2014 | TICKER: MSM SECURITY ID: 553530106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitchell Jacobson | Management | For | For |
| 1.2 | Elect Director David Sandler | Management | For | For |
| 1.3 | Elect Director Erik Gershwind | Management | For | For |
| 1.4 | Elect Director Jonathan Byrnes | Management | For | For |
| 1.5 | Elect Director Roger Fradin | Management | For | For |
| 1.6 | Elect Director Louise Goeser | Management | For | For |
| 1.7 | Elect Director Denis Kelly | Management | For | For |
| 1.8 | Elect Director Philip Peller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL GRID PLC
MEETING DATE: JUL 29, 2013 | TICKER: NG. SECURITY ID: GB00B08SNH34
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Sir Peter Gershon as Director | Management | For | For |
| 4 | Re-elect Steve Holliday as Director | Management | For | For |
| 5 | Re-elect Andrew Bonfield as Director | Management | For | For |
| 6 | Re-elect Tom King as Director | Management | For | For |
| 7 | Re-elect Nick Winser as Director | Management | For | For |
| 8 | Re-elect Philip Aiken as Director | Management | For | For |
| 9 | Re-elect Nora Brownell as Director | Management | For | For |
| 10 | Elect Jonathan Dawson as Director | Management | For | For |
| 11 | Re-elect Paul Golby as Director | Management | For | For |
| 12 | Re-elect Ruth Kelly as Director | Management | For | For |
| 13 | Re-elect Maria Richter as Director | Management | For | For |
| 14 | Elect Mark Williamson as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Approve Remuneration Report | Management | For | For |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
NORDEA BANK AB
MEETING DATE: MAR 20, 2014 | TICKER: NDA SEK SECURITY ID: W57996105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of EUR 0.43 Per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 13 | Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director | Management | For | Did Not Vote |
| 14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
| 17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 17b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
| 19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 20 | Fix Maximum Variable Compensation Ratio | Management | For | Did Not Vote |
| 21 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act | Shareholder | None | Did Not Vote |
| 22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | Against | Did Not Vote |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: NSC SECURITY ID: 655844108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Wesley G. Bush | Management | For | For |
| 1.5 | Elect Director Daniel A. Carp | Management | For | For |
| 1.6 | Elect Director Karen N. Horn | Management | For | For |
| 1.7 | Elect Director Steven F. Leer | Management | For | For |
| 1.8 | Elect Director Michael D. Lockhart | Management | For | For |
| 1.9 | Elect Director Amy E. Miles | Management | For | For |
| 1.10 | Elect Director Charles W. Moorman, IV | Management | For | For |
| 1.11 | Elect Director Martin H. Nesbitt | Management | For | For |
| 1.12 | Elect Director James A. Squires | Management | For | For |
| 1.13 | Elect Director John R. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NORTHEAST UTILITIES
MEETING DATE: MAY 01, 2014 | TICKER: NU SECURITY ID: 664397106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Booth | Management | For | For |
| 1.2 | Elect Director John S. Clarkeson | Management | For | For |
| 1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
| 1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
| 1.5 | Elect Director James S. DiStasio | Management | For | For |
| 1.6 | Elect Director Francis A. Doyle | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Paul A. La Camera | Management | For | For |
| 1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
| 1.10 | Elect Director Thomas J. May | Management | For | For |
| 1.11 | Elect Director William C. Van Faasen | Management | For | For |
| 1.12 | Elect Director Frederica M. Williams | Management | For | For |
| 1.13 | Elect Director Dennis R. Wraase | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Jose Luis Prado | Management | For | For |
| 1.7 | Elect Director John W. Rowe | Management | For | For |
| 1.8 | Elect Director Martin P. Slark | Management | For | For |
| 1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.11 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying and Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NOVARTIS AG
MEETING DATE: FEB 25, 2014 | TICKER: NOVN SECURITY ID: 66987V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | Did Not Vote |
| 4.1 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | Management | For | Did Not Vote |
| 4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | Management | For | Did Not Vote |
| 5.1 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | Management | For | Did Not Vote |
| 5.2 | Reelect Dimitri Azar as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Verena Briner as Director | Management | For | Did Not Vote |
| 5.4 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
| 5.5 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
| 5.6 | Reelect Pierre Landolt as Director | Management | For | Did Not Vote |
| 5.7 | Reelect Ulrich Lehner as Director | Management | For | Did Not Vote |
| 5.8 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
| 5.9 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
| 5.10 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
| 5.11 | Reelect William Winters as Director | Management | For | Did Not Vote |
| 6.1 | Elect Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.2 | Elect Ann Fudge as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.3 | Elect Ulrich Lehner as Member of the Compensation Committee | Management | For | Did Not Vote |
| 6.4 | Elect Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
| 7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| 8 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | Did Not Vote |
| 9 | Additional And/or Counter-proposals Presented At The Meeting | Management | For | Did Not Vote |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: OXY SECURITY ID: 674599105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer Abraham | Management | For | For |
| 1.2 | Elect Director Howard I. Atkins | Management | For | For |
| 1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
| 1.4 | Elect Director Stephen I. Chazen | Management | For | For |
| 1.5 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.6 | Elect Director John E. Feick | Management | For | For |
| 1.7 | Elect Director Margaret M. Foran | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director William R. Klesse | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Elisse B. Walter | Management | For | For |
| 2 | Remove Age Restriction for Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
| 9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
ORACLE CORPORATION
MEETING DATE: OCT 31, 2013 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Human Rights Committee | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
| 9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | Against |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 16, 2013 | TICKER: PAYX SECURITY ID: 704326107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director B. Thomas Golisano | Management | For | For |
| 1b | Elect Director Joseph G. Doody | Management | For | For |
| 1c | Elect Director David J. S. Flaschen | Management | For | For |
| 1d | Elect Director Phillip Horsley | Management | For | For |
| 1e | Elect Director Grant M. Inman | Management | For | For |
| 1f | Elect Director Pamela A. Joseph | Management | For | For |
| 1g | Elect Director Martin Mucci | Management | For | For |
| 1h | Elect Director Joseph M. Tucci | Management | For | For |
| 1i | Elect Director Joseph M. Velli | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: BTU SECURITY ID: 704549104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director Robert A. Malone | Management | For | For |
| 1.7 | Elect Director William C. Rusnack | Management | For | For |
| 1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
| 1.12 | Elect Director Heather A. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Ian M. Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Rona A. Fairhead | Management | For | For |
| 1f | Elect Director Ray L. Hunt | Management | For | For |
| 1g | Elect Director Alberto Ibarguen | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Lloyd G. Trotter | Management | For | For |
| 1l | Elect Director Daniel Vasella | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PERNOD RICARD
MEETING DATE: NOV 06, 2013 | TICKER: RI SECURITY ID: FR0000120693
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.64 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Daniele Ricard as Director | Management | For | Against |
| 6 | Reelect Laurent Burelle as Director | Management | For | For |
| 7 | Reelect Michel Chambaud as Director | Management | For | For |
| 8 | Reelect the Company Paul Ricard as Director | Management | For | Against |
| 9 | Reelect Anders Narvinger as Director | Management | For | Against |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 910,000 | Management | For | For |
| 11 | Advisory Vote on Compensation of Daniele Ricard | Management | For | For |
| 12 | Advisory Vote on Compensation of Pierre Pringuet | Management | For | For |
| 13 | Advisory Vote on Compensation of Alexandre Ricard | Management | For | For |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 205 Million | Management | For | For |
| 17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 41 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 20 | Authorize Capital Increase of Up to 10 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
| 21 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
| 22 | Authorize Capitalization of Reserves of Up to EUR 205 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 23 | Approve Employee Stock Purchase Plan | Management | For | For |
| 24 | Amend Article 16 of Bylaws Re: Election of Employee Representative | Management | For | For |
| 25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 07, 2014 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Jennifer Li | Management | For | For |
| 1.5 | Elect Director Sergio Marchionne | Management | For | For |
| 1.6 | Elect Director Kalpana Morparia | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Robert B. Polet | Management | For | For |
| 1.9 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.10 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
| |
|---|
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
MEETING DATE: JUN 12, 2014 | TICKER: 02318 SECURITY ID: Y69790106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Report of the Board of Directors | Management | For | For |
| 2 | Approve Report of the Supervisory Committee | Management | For | For |
| 3 | Approve Annual Report | Management | For | For |
| 4 | Approve Report of the Auditors and Audited Financial Statements | Management | For | For |
| 5 | Declare Final Dividend | Management | For | For |
| 6 | Reappoint PricewaterhouseCoopers Zhong Tian LLP as the PRC Auditor and PricewaterhouseCoopers as the International Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Elect Cai Fangfang as Director | Management | For | Against |
| 8 | Authorize Board to Fix Independent Supervisors' Remuneration | Management | For | Abstain |
| 9 | Approve the General Mandate to Issue and Allot Additional H Shares and Amend Articles of Association Re: New Capital Structure Upon Allotment of H Shares | Management | For | For |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 15, 2014 | TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director John W. Estey | Management | For | For |
| 1.5 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.6 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.7 | Elect Director Dallas J. Howe | Management | For | For |
| 1.8 | Elect Director Alice D. Laberge | Management | For | For |
| 1.9 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.12 | Elect Director Mary Mogford | Management | For | For |
| 1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2014 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUALITY SYSTEMS, INC.
MEETING DATE: AUG 15, 2013 | TICKER: QSII SECURITY ID: 747582104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven T. Plochocki | Management | For | For |
| 1.2 | Elect Director Craig A. Barbarosh | Management | For | For |
| 1.3 | Elect Director George H. Bristol | Management | For | For |
| 1.4 | Elect Director James C. Malone | Management | For | For |
| 1.5 | Elect Director Peter M. Neupert | Management | For | For |
| 1.6 | Elect Director Morris Panner | Management | For | For |
| 1.7 | Elect Director D. Russell Pflueger | Management | For | For |
| 1.8 | Elect Director Sheldon Razin | Management | For | For |
| 1.9 | Elect Director Lance E. Rosenzweig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 21, 2014 | TICKER: DGX SECURITY ID: 74834L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy L. Main | Management | For | For |
| 1.2 | Elect Director Timothy M. Ring | Management | For | For |
| 1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Remove Supermajority Vote Requirement | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUINDELL PLC
MEETING DATE: JUN 19, 2014 | TICKER: QPP SECURITY ID: G6196Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 3 | Elect Robert Bright as Director | Management | For | For |
| 4 | Elect Robert Cooling as Director | Management | For | For |
| 5 | Re-elect Robert Terry as Director | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Approve Share Consolidation | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 14, 2014 | TICKER: RDN SECURITY ID: 750236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Herbert Wender | Management | For | For |
| 1b | Elect Director David C. Carney | Management | For | For |
| 1c | Elect Director Howard B. Culang | Management | For | For |
| 1d | Elect Director Lisa W. Hess | Management | For | For |
| 1e | Elect Director Stephen T. Hopkins | Management | For | For |
| 1f | Elect Director Sanford A. Ibrahim | Management | For | For |
| 1g | Elect Director Brian D. Montgomery | Management | For | For |
| 1h | Elect Director Gaetano Muzio | Management | For | For |
| 1i | Elect Director Jan Nicholson | Management | For | For |
| 1j | Elect Director Gregory V. Serio | Management | For | For |
| 1k | Elect Director Noel J. Spiegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REMY COINTREAU
MEETING DATE: SEP 24, 2013 | TICKER: RCO SECURITY ID: FR0000130395
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Discharge of Directors and Auditors | Management | For | For |
| 6 | Reelect Marc Heriard Dubreuil as Director | Management | For | For |
| 7 | Elect Florence Rollet as Director | Management | For | For |
| 8 | Elect Yves Guillemot as Director | Management | For | For |
| 9 | Elect Olivier Jolivet as Director | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | For | For |
| 15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan | Management | Against | Against |
| 17 | Allow Board to Use Authorizations and Delegations Granted under this General Meeting and the July 26, 2012 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
| 18 | Authorize Board to Transfer Funds from Capital Increases to the Legal Reserves Account | Management | For | For |
| 19 | Amend Article 8.2 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
RESMED INC.
MEETING DATE: NOV 14, 2013 | TICKER: RMD SECURITY ID: 761152107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol Burt | Management | For | For |
| 1b | Elect Director Richard Sulpizio | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RITCHIE BROS. AUCTIONEERS INCORPORATED
MEETING DATE: MAY 01, 2014 | TICKER: RBA SECURITY ID: 767744105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Waugh Murdoch | Management | For | For |
| 1.2 | Elect Director Peter James Blake | Management | For | For |
| 1.3 | Elect Director Eric Patel | Management | For | For |
| 1.4 | Elect Director Beverley Anne Briscoe | Management | For | For |
| 1.5 | Elect Director Edward Baltazar Pitoniak | Management | For | For |
| 1.6 | Elect Director Christopher Zimmerman | Management | For | For |
| 1.7 | Elect Director Robert George Elton | Management | For | For |
| 1.8 | Elect Director Erik Olsson | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ROLLS-ROYCE HOLDINGS PLC
MEETING DATE: MAY 01, 2014 | TICKER: RR. SECURITY ID: G76225104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Elect Lee Hsien Yang as Director | Management | For | For |
| 5 | Elect Warren East as Director | Management | For | For |
| 6 | Re-elect Ian Davis as Director | Management | For | For |
| 7 | Re-elect John Rishton as Director | Management | For | For |
| 8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
| 9 | Re-elect Lewis Booth as Director | Management | For | For |
| 10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
| 11 | Re-elect James Guyette as Director | Management | For | For |
| 12 | Re-elect John McAdam as Director | Management | For | For |
| 13 | Re-elect Mark Morris as Director | Management | For | For |
| 14 | Re-elect John Neill as Director | Management | For | For |
| 15 | Re-elect Colin Smith as Director | Management | For | For |
| 16 | Re-elect Jasmin Staiblin as Director | Management | For | Against |
| 17 | Appoint KPMG LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Approve Payment to Shareholders | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Approve Performance Share Plan | Management | For | For |
| 22 | Approve Deferred Share Bonus Plan | Management | For | For |
| 23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
RPM INTERNATIONAL INC.
MEETING DATE: OCT 10, 2013 | TICKER: RPM SECURITY ID: 749685103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Daberko | Management | For | For |
| 1.2 | Elect Director Craig S. Morford | Management | For | For |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | For |
| 1.4 | Elect Director Thomas C. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: MAY 05, 2014 | TICKER: SAN SECURITY ID: F5548N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.80 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Christopher Viehbacher as Director | Management | For | For |
| 6 | Reelect Robert Castaigne as Director | Management | For | For |
| 7 | Reelect Christian Mulliez as Director | Management | For | For |
| 8 | Elect Patrick Kron as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Christopher Viehbacher, CEO | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SCHLUMBERGER LIMITED
MEETING DATE: APR 09, 2014 | TICKER: SLB SECURITY ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Tony Isaac | Management | For | For |
| 1c | Elect Director K. Vaman Kamath | Management | For | For |
| 1d | Elect Director Maureen Kempston Darkes | Management | For | For |
| 1e | Elect Director Paal Kibsgaard | Management | For | For |
| 1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Lubna S. Olayan | Management | For | For |
| 1i | Elect Director Leo Rafael Reif | Management | For | For |
| 1j | Elect Director Tore I. Sandvold | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SA
MEETING DATE: MAY 06, 2014 | TICKER: SU SECURITY ID: F86921107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses and Dividends of EUR 1.87 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire | Management | For | Against |
| 6 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau | Management | For | Against |
| 7 | Advisory Vote on Compensation of Jean-Pascal Tricoire | Management | For | For |
| 8 | Advisory Vote on Compensation of Emmanuel Babeau | Management | For | For |
| 9 | Elect Linda Knoll as Director | Management | For | For |
| 10 | Reelect Noel Forgeard as Director | Management | For | For |
| 11 | Reelect Willy Kissling as Director | Management | For | For |
| 12 | Reelect Cathy Kopp as Director | Management | For | For |
| 13 | Reelect Henri Lachmann as Director | Management | For | For |
| 14 | Reelect Richard Thoman as Director | Management | For | For |
| 15 | Ratify Appointment of Jeong Kim as Director | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
| 18 | Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above | Management | For | For |
| 19 | Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form | Management | For | For |
| 20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
| 22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 23 | Elect Lone Fonss Schroder as Director | Management | For | For |
| |
|---|
SCRIPPS NETWORKS INTERACTIVE, INC.
MEETING DATE: MAY 13, 2014 | TICKER: SNI SECURITY ID: 811065101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jarl Mohn | Management | For | For |
| 1.2 | Elect Director Nicholas B. Paumgarten | Management | For | For |
| 1.3 | Elect Director Jeffrey Sagansky | Management | For | For |
| 1.4 | Elect Director Ronald W. Tysoe | Management | For | For |
| |
|---|
SEMPRA ENERGY
MEETING DATE: MAY 09, 2014 | TICKER: SRE SECURITY ID: 816851109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
| 1.2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
| 1.3 | Elect Director Kathleen L. Brown | Management | For | For |
| 1.4 | Elect Director Pablo A. Ferrero | Management | For | For |
| 1.5 | Elect Director William D. Jones | Management | For | For |
| 1.6 | Elect Director William G. Ouchi | Management | For | For |
| 1.7 | Elect Director Debra L. Reed | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director William P. Rutledge | Management | For | For |
| 1.10 | Elect Director Lynn Schenk | Management | For | For |
| 1.11 | Elect Director Jack T. Taylor | Management | For | For |
| 1.12 | Elect Director Luis M. Tellez | Management | For | For |
| 1.13 | Elect Director James C. Yardley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SINCLAIR BROADCAST GROUP, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SBGI SECURITY ID: 829226109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David D. Smith | Management | For | For |
| 1.2 | Elect Director Frederick G. Smith | Management | For | For |
| 1.3 | Elect Director J. Duncan Smith | Management | For | For |
| 1.4 | Elect Director Robert E. Smith | Management | For | Withhold |
| 1.5 | Elect Director Lawrence E. McCanna | Management | For | For |
| 1.6 | Elect Director Daniel C. Keith | Management | For | For |
| 1.7 | Elect Director Martin R. Leader | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 01, 2014 | TICKER: STJ SECURITY ID: 790849103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard R. Devenuti | Management | For | For |
| 1.2 | Elect Director Stefan K. Widensohler | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
STANDARD CHARTERED PLC
MEETING DATE: MAY 08, 2014 | TICKER: STAN SECURITY ID: G84228157
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | Against |
| 4 | Approve Remuneration Report | Management | For | For |
| 5 | Elect Dr Kurt Campbell as Director | Management | For | For |
| 6 | Elect Christine Hodgson as Director | Management | For | For |
| 7 | Elect Naguib Kheraj as Director | Management | For | For |
| 8 | Re-elect Om Bhatt as Director | Management | For | For |
| 9 | Re-elect Jaspal Bindra as Director | Management | For | For |
| 10 | Re-elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
| 11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
| 12 | Re-elect Simon Lowth as Director | Management | For | For |
| 13 | Re-elect Ruth Markland as Director | Management | For | For |
| 14 | Re-elect John Paynter as Director | Management | For | For |
| 15 | Re-elect Sir John Peace as Director | Management | For | For |
| 16 | Re-elect Alun Rees as Director | Management | For | For |
| 17 | Re-elect Peter Sands as Director | Management | For | For |
| 18 | Re-elect Viswanathan Shankar as Director | Management | For | For |
| 19 | Re-elect Paul Skinner as Director | Management | For | For |
| 20 | Re-elect Dr Lars Thunell as Director | Management | For | For |
| 21 | Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell | Management | For | For |
| 22 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 23 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 24 | Approve EU Political Donations and Expenditure | Management | For | For |
| 25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 27 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 28 | Approve Scrip Dividend Program | Management | For | For |
| 29 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 30 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
| 31 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 32 | Authorise Market Purchase of Preference Shares | Management | For | For |
| 33 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 34 | Fix Maximum Variable Compensation Ratio | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 02, 2014 | TICKER: SPLS SECURITY ID: 855030102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Basil L. Anderson | Management | For | For |
| 1b | Elect Director Drew G. Faust | Management | For | For |
| 1c | Elect Director Justin King | Management | For | For |
| 1d | Elect Director Carol Meyrowitz | Management | For | For |
| 1e | Elect Director Rowland T. Moriarty | Management | For | For |
| 1f | Elect Director Robert C. Nakasone | Management | For | For |
| 1g | Elect Director Ronald L. Sargent | Management | For | For |
| 1h | Elect Director Robert E. Sulentic | Management | For | For |
| 1i | Elect Director Raul Vazquez | Management | For | For |
| 1j | Elect Director Vijay Vishwanath | Management | For | For |
| 1k | Elect Director Paul F. Walsh | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: STT SECURITY ID: 857477103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jose E. Almeida | Management | For | For |
| 1b | Elect Director Kennett F. Burnes | Management | For | For |
| 1c | Elect Director Peter Coym | Management | For | For |
| 1d | Elect Director Patrick de Saint-Aignan | Management | For | For |
| 1e | Elect Director Amelia C. Fawcett | Management | For | For |
| 1f | Elect Director Linda A. Hill | Management | For | For |
| 1g | Elect Director Joseph L. Hooley | Management | For | For |
| 1h | Elect Director Robert S. Kaplan | Management | For | For |
| 1i | Elect Director Richard P. Sergel | Management | For | For |
| 1j | Elect Director Ronald L. Skates | Management | For | For |
| 1k | Elect Director Gregory L. Summe | Management | For | For |
| 1l | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: SYK SECURITY ID: 863667101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1b | Elect Director Srikant M. Datar | Management | For | For |
| 1c | Elect Director Roch Doliveux | Management | For | For |
| 1d | Elect Director Louise L. Francesconi | Management | For | For |
| 1e | Elect Director Allan C. Golston | Management | For | For |
| 1f | Elect Director Kevin A. Lobo | Management | For | For |
| 1g | Elect Director William U. Parfet | Management | For | For |
| 1h | Elect Director Andrew K. Silvernail | Management | For | For |
| 1i | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUN COMMUNITIES, INC.
MEETING DATE: JUL 23, 2013 | TICKER: SUI SECURITY ID: 866674104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1b | Elect Director Clunet R. Lewis | Management | For | For |
| 1c | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: APR 29, 2014 | TICKER: SU SECURITY ID: 867224107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.3 | Elect Director W. Douglas Ford | Management | For | For |
| 1.4 | Elect Director John D. Gass | Management | For | For |
| 1.5 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.6 | Elect Director John R. Huff | Management | For | For |
| 1.7 | Elect Director Jacques Lamarre | Management | For | For |
| 1.8 | Elect Director Maureen McCaw | Management | For | For |
| 1.9 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.10 | Elect Director James W. Simpson | Management | For | For |
| 1.11 | Elect Director Eira M. Thomas | Management | For | For |
| 1.12 | Elect Director Steven W. Williams | Management | For | For |
| 1.13 | Elect Director Michael M. Wilson | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 22, 2014 | TICKER: STI SECURITY ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.2 | Elect Director David H. Hughes | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director William A. Linnenbringer | Management | For | For |
| 1.6 | Elect Director Donna S. Morea | Management | For | For |
| 1.7 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.8 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
SVENSKA CELLULOSA AB (SCA)
MEETING DATE: APR 10, 2014 | TICKER: SCA B SECURITY ID: W90152120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive Review by Chairman and CEO | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | Did Not Vote |
| 8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors | Management | For | Did Not Vote |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | None |
| |
|---|
SYNGENTA AG
MEETING DATE: APR 29, 2014 | TICKER: SYNN SECURITY ID: H84140112
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve CHF18,050 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 10.00 per Share | Management | For | Did Not Vote |
| 5 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| 6.1 | Reelect Vinita Bali as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Stefan Borgas as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Gunnar Brock as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Michel Demare as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Eleni Gabre-Madhin as Director | Management | For | Did Not Vote |
| 6.6 | Reelect David Lawrence as Director | Management | For | Did Not Vote |
| 6.7 | Reelect Michael Mack as Director | Management | For | Did Not Vote |
| 6.8 | Reelect Eveline Saupper as Director | Management | For | Did Not Vote |
| 6.9 | Reelect Jacques Vincent as Director | Management | For | Did Not Vote |
| 6.10 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
| 7 | Elect Michel Demare as Board Chairman | Management | For | Did Not Vote |
| 8.1 | Appoint Eveline Saupper as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.2 | Appoint Jacques Vincent as Member of the Compensation Committee | Management | For | Did Not Vote |
| 8.3 | Appoint Juerg Witmer as Member of the Compensation Committee | Management | For | Did Not Vote |
| 9 | Designate Lukas Handschin as Independent Proxy | Management | For | Did Not Vote |
| 10 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
SYSCO CORPORATION
MEETING DATE: NOV 15, 2013 | TICKER: SYY SECURITY ID: 871829107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John M. Cassaday | Management | For | For |
| 1b | Elect Director Jonathan Golden | Management | For | For |
| 1c | Elect Director Joseph A. Hafner, Jr. | Management | For | For |
| 1d | Elect Director Hans-Joachim Koerber | Management | For | For |
| 1e | Elect Director Nancy S. Newcomb | Management | For | For |
| 1f | Elect Director Jackie M. Ward | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Calvin Darden | Management | For | For |
| 1d | Elect Director Henrique De Castro | Management | For | For |
| 1e | Elect Director James A. Johnson | Management | For | For |
| 1f | Elect Director Mary E. Minnick | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Derica W. Rice | Management | For | For |
| 1i | Elect Director Kenneth L. Salazar | Management | For | For |
| 1j | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Perquisites | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 04, 2014 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Juergen W. Gromer | Management | For | For |
| 1c | Elect Director William A. Jeffrey | Management | For | For |
| 1d | Elect Director Thomas J. Lynch | Management | For | For |
| 1e | Elect Director Yong Nam | Management | For | For |
| 1f | Elect Director Daniel J. Phelan | Management | For | For |
| 1g | Elect Director Frederic M. Poses | Management | For | For |
| 1h | Elect Director Lawrence S. Smith | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
| 3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
| 10 | Approve Declaration of Dividend | Management | For | For |
| 11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | For |
| 12 | Approve Reduction of Share Capital | Management | For | For |
| 13 | Adjourn Meeting | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: AUG 27, 2013 | TICKER: TEVA SECURITY ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1b | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1c | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | Management | For | For |
| 1d | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | Management | For | For |
| 2a | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | Management | For | For |
| 2a.1 | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 2b | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | Management | For | For |
| 2b.1 | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 3 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 3.a | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Management | None | Against |
| 4 | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | Management | For | For |
| 5 | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | Management | For | For |
| 6 | Discuss Financial Statements for 2012 | Management | None | None |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: FEB 24, 2014 | TICKER: TEVA SECURITY ID: 881624209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | Management | For | For |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 28, 2014 | TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE CHARLES SCHWAB CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: SCHW SECURITY ID: 808513105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank C. Herringer | Management | For | For |
| 1b | Elect Director Stephen T. McLin | Management | For | For |
| 1c | Elect Director Roger O. Walther | Management | For | For |
| 1d | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 23, 2014 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Barry Diller | Management | For | For |
| 1.7 | Elect Director Helene D. Gayle | Management | For | For |
| 1.8 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 26, 2014 | TICKER: KR SECURITY ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reuben V. Anderson | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director David B. Lewis | Management | For | For |
| 1f | Elect Director W. Rodney McMullen | Management | For | For |
| 1g | Elect Director Jorge P. Montoya | Management | For | For |
| 1h | Elect Director Clyde R. Moore | Management | For | For |
| 1i | Elect Director Susan M. Phillips | Management | For | For |
| 1j | Elect Director Steven R. Rogel | Management | For | For |
| 1k | Elect Director James A. Runde | Management | For | For |
| 1l | Elect Director Ronald L. Sargent | Management | For | For |
| 1m | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Abstain |
| |
|---|
THE PNC FINANCIAL SERVICES GROUP, INC.
MEETING DATE: APR 22, 2014 | TICKER: PNC SECURITY ID: 693475105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard O. Berndt | Management | For | For |
| 1.2 | Elect Director Charles E. Bunch | Management | For | For |
| 1.3 | Elect Director Paul W. Chellgren | Management | For | For |
| 1.4 | Elect Director William S. Demchak | Management | For | For |
| 1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
| 1.6 | Elect Director Kay Coles James | Management | For | For |
| 1.7 | Elect Director Richard B. Kelson | Management | For | For |
| 1.8 | Elect Director Anthony A. Massaro | Management | For | For |
| 1.9 | Elect Director Jane G. Pepper | Management | For | For |
| 1.10 | Elect Director Donald J. Shepard | Management | For | For |
| 1.11 | Elect Director Lorene K. Steffes | Management | For | For |
| 1.12 | Elect Director Dennis F. Strigl | Management | For | For |
| 1.13 | Elect Director Thomas J. Usher | Management | For | For |
| 1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
| 1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| |
|---|
THE PROCTER & GAMBLE COMPANY
MEETING DATE: OCT 08, 2013 | TICKER: PG SECURITY ID: 742718109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Angela F. Braly | Management | For | For |
| 1b | Elect Director Kenneth I. Chenault | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
| 1e | Elect Director A.G. Lafley | Management | For | For |
| 1f | Elect Director Terry J. Lundgren | Management | For | For |
| 1g | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1h | Elect Director Margaret C. Whitman | Management | For | For |
| 1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 1j | Elect Director Patricia A. Woertz | Management | For | For |
| 1k | Elect Director Ernesto Zedillo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WESTERN UNION COMPANY
MEETING DATE: MAY 16, 2014 | TICKER: WU SECURITY ID: 959802109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dinyar S. Devitre | Management | For | For |
| 1b | Elect Director Hikmet Ersek | Management | For | For |
| 1c | Elect Director Jack M. Greenberg | Management | For | For |
| 1d | Elect Director Betsy D. Holden | Management | For | For |
| 1e | Elect Director Linda Fayne Levinson | Management | For | For |
| 1f | Elect Director Frances Fragos Townsend | Management | For | For |
| 1g | Elect Director Solomon D. Trujillo | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| |
|---|
THE WILLIAMS COMPANIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: WMB SECURITY ID: 969457100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan S. Armstrong | Management | For | For |
| 1.2 | Elect Director Joseph R. Cleveland | Management | For | For |
| 1.3 | Elect Director Kathleen B. Cooper | Management | For | For |
| 1.4 | Elect Director John A. Hagg | Management | For | For |
| 1.5 | Elect Director Juanita H. Hinshaw | Management | For | For |
| 1.6 | Elect Director Ralph Izzo | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Eric W. Mandelblatt | Management | For | For |
| 1.9 | Elect Director Steven W. Nance | Management | For | For |
| 1.10 | Elect Director Murray D. Smith | Management | For | For |
| 1.11 | Elect Director Janice D. Stoney | Management | For | For |
| 1.12 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: JUN 13, 2014 | TICKER: TWX SECURITY ID: 887317303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director William P. Barr | Management | For | For |
| 1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.5 | Elect Director Robert C. Clark | Management | For | For |
| 1.6 | Elect Director Mathias Dopfner | Management | For | For |
| 1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
| 1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.9 | Elect Director Fred Hassan | Management | For | For |
| 1.10 | Elect Director Kenneth J. Novack | Management | For | For |
| 1.11 | Elect Director Paul D. Wachter | Management | For | For |
| 1.12 | Elect Director Deborah C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TPG SPECIALTY LENDING, INC.
MEETING DATE: MAY 22, 2014 | TICKER: TSLX SECURITY ID: 87265K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Easterly | Management | For | For |
| 1.2 | Elect Director Michael Fishman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TRANSFORCE INC.
MEETING DATE: APR 24, 2014 | TICKER: TFI SECURITY ID: 89366H103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alain Bedard | Management | For | For |
| 1.2 | Elect Director Andre Berard | Management | For | For |
| 1.3 | Elect Director Lucien Bouchard | Management | For | For |
| 1.4 | Elect Director Richard Guay | Management | For | For |
| 1.5 | Elect Director Vincent Musacchio | Management | For | For |
| 1.6 | Elect Director Ronald D. Rogers | Management | For | For |
| 1.7 | Elect Director Joey Saputo | Management | For | For |
| 1.8 | Elect Director Neil Donald Manning | Management | For | For |
| 1.9 | Elect Director Annie Lo | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TRONOX LIMITED
MEETING DATE: MAY 21, 2014 | TICKER: TROX SECURITY ID: Q9235V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Casey | Management | For | For |
| 1.2 | Elect Director Andrew P. Hines | Management | For | For |
| 1.3 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.4 | Elect Director Peter Johnston | Management | For | For |
| 1.5 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.6 | Elect Director Jeffry N. Quinn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 15, 2014 | TICKER: USB SECURITY ID: 902973304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1b | Elect Director Y. Marc Belton | Management | For | For |
| 1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1e | Elect Director Richard K. Davis | Management | For | For |
| 1f | Elect Director Roland A. Hernandez | Management | For | For |
| 1g | Elect Director Doreen Woo Ho | Management | For | For |
| 1h | Elect Director Joel W. Johnson | Management | For | For |
| 1i | Elect Director Olivia F. Kirtley | Management | For | For |
| 1j | Elect Director Jerry W. Levin | Management | For | For |
| 1k | Elect Director David B. O'Maley | Management | For | For |
| 1l | Elect Director O'dell M. Owens | Management | For | For |
| 1m | Elect Director Craig D. Schnuck | Management | For | For |
| 1n | Elect Director Patrick T. Stokes | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 08, 2014 | TICKER: UPS SECURITY ID: 911312106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Rodney C. Adkins | Management | For | For |
| 1c | Elect Director Michael J. Burns | Management | For | For |
| 1d | Elect Director D. Scott Davis | Management | For | For |
| 1e | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1f | Elect Director Michael L. Eskew | Management | For | For |
| 1g | Elect Director William R. Johnson | Management | For | For |
| 1h | Elect Director Candace Kendle | Management | For | For |
| 1i | Elect Director Ann M. Livermore | Management | For | For |
| 1j | Elect Director Rudy H.P. Markham | Management | For | For |
| 1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
| 1l | Elect Director Carol B. Tome | Management | For | For |
| 1m | Elect Director Kevin M. Warsh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: JUN 02, 2014 | TICKER: UNH SECURITY ID: 91324P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director Edson Bueno | Management | For | For |
| 1c | Elect Director Richard T. Burke | Management | For | For |
| 1d | Elect Directo Robert J. Darretta | Management | For | For |
| 1e | Elect Director Stephen J. Hemsley | Management | For | For |
| 1f | Elect Director Michele J. Hooper | Management | For | For |
| 1g | Elect Director Rodger A. Lawson | Management | For | For |
| 1h | Elect Director Douglas W. Leatherdale | Management | For | For |
| 1i | Elect Director Glenn M. Renwick | Management | For | For |
| 1j | Elect Director Kenneth I. Shine | Management | For | For |
| 1k | Elect Director Gail R. Wilensky | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: JAN 28, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 01, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 29, 2014 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JUL 23, 2013 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
| 3 | Re-elect Vittorio Colao as Director | Management | For | For |
| 4 | Re-elect Andy Halford as Director | Management | For | For |
| 5 | Re-elect Stephen Pusey as Director | Management | For | For |
| 6 | Re-elect Renee James as Director | Management | For | For |
| 7 | Re-elect Alan Jebson as Director | Management | For | For |
| 8 | Re-elect Samuel Jonah as Director | Management | For | For |
| 9 | Elect Omid Kordestani as Director | Management | For | For |
| 10 | Re-elect Nick Land as Director | Management | For | For |
| 11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
| 12 | Re-elect Luc Vandevelde as Director | Management | For | For |
| 13 | Re-elect Anthony Watson as Director | Management | For | For |
| 14 | Re-elect Philip Yea as Director | Management | For | For |
| 15 | Approve Final Dividend | Management | For | For |
| 16 | Approve Remuneration Report | Management | For | For |
| 17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
VODAFONE GROUP PLC
MEETING DATE: JAN 28, 2014 | TICKER: VOD SECURITY ID: 92857W209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
| 2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
| 3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
W.W. GRAINGER, INC.
MEETING DATE: APR 30, 2014 | TICKER: GWW SECURITY ID: 384802104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director William K. Hall | Management | For | For |
| 1.4 | Elect Director Stuart L. Levenick | Management | For | For |
| 1.5 | Elect Director Neil S. Novich | Management | For | For |
| 1.6 | Elect Director Michael J. Roberts | Management | For | For |
| 1.7 | Elect Director Gary L. Rogers | Management | For | For |
| 1.8 | Elect Director James T. Ryan | Management | For | For |
| 1.9 | Elect Director E. Scott Santi | Management | For | For |
| 1.10 | Elect Director James D. Slavik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 08, 2014 | TICKER: WAG SECURITY ID: 931422109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janice M. Babiak | Management | For | For |
| 1b | Elect Director David J. Brailer | Management | For | For |
| 1c | Elect Director Steven A. Davis | Management | For | For |
| 1d | Elect Director William C. Foote | Management | For | For |
| 1e | Elect Director Mark P. Frissora | Management | For | For |
| 1f | Elect Director Ginger L. Graham | Management | For | For |
| 1g | Elect Director Alan G. McNally | Management | For | For |
| 1h | Elect Director Dominic P. Murphy | Management | For | For |
| 1i | Elect Director Stefano Pessina | Management | For | For |
| 1j | Elect Director Nancy M. Schlichting | Management | For | For |
| 1k | Elect Director Alejandro Silva | Management | For | For |
| 1l | Elect Director James A. Skinner | Management | For | For |
| 1m | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
WATSCO, INC.
MEETING DATE: MAY 19, 2014 | TICKER: WSO SECURITY ID: 942622200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Fedrizzi | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
WELLPOINT, INC.
MEETING DATE: MAY 14, 2014 | TICKER: WLP SECURITY ID: 94973V107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Kerry Clark | Management | For | For |
| 1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
| 1.3 | Elect Director Lewis Hay, III | Management | For | For |
| 1.4 | Elect Director William J. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 29, 2014 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2014 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
YUM! BRANDS, INC.
MEETING DATE: MAY 01, 2014 | TICKER: YUM SECURITY ID: 988498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Cavanagh | Management | For | For |
| 1b | Elect Director David W. Dorman | Management | For | For |
| 1c | Elect Director Massimo Ferragamo | Management | For | For |
| 1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1e | Elect Director Bonnie G. Hill | Management | For | For |
| 1f | Elect Director Jonathan S. Linen | Management | For | For |
| 1g | Elect Director Thomas C. Nelson | Management | For | For |
| 1h | Elect Director David C. Novak | Management | For | For |
| 1i | Elect Director Thomas M. Ryan | Management | For | For |
| 1j | Elect Director Jing-Shyh S. Su | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ZIMMER HOLDINGS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: ZMH SECURITY ID: 98956P102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher B. Begley | Management | For | For |
| 1b | Elect Director Betsy J. Bernard | Management | For | For |
| 1c | Elect Director Paul M. Bisaro | Management | For | For |
| 1d | Elect Director Gail K. Boudreaux | Management | For | For |
| 1e | Elect Director David C. Dvorak | Management | For | For |
| 1f | Elect Director Larry C. Glasscock | Management | For | For |
| 1g | Elect Director Robert A. Hagemann | Management | For | For |
| 1h | Elect Director Arthur J. Higgins | Management | For | For |
| 1i | Elect Director Cecil B. Pickett | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZOETIS INC.
MEETING DATE: MAY 13, 2014 | TICKER: ZTS SECURITY ID: 98978V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory Norden | Management | For | For |
| 1.2 | Elect Director Louise M. Parent | Management | For | For |
| 1.3 | Elect Director Robert W. Scully | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY LEVERAGED COMPANY STOCK FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: MAY 08, 2014 | TICKER: AMD SECURITY ID: 007903107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Claflin | Management | For | For |
| 1b | Elect Director W. Michael Barnes | Management | For | For |
| 1c | Elect Director John E. Caldwell | Management | For | For |
| 1d | Elect Director Henry WK Chow | Management | For | For |
| 1e | Elect Director Nora M. Denzel | Management | For | For |
| 1f | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1g | Elect Director Martin L. Edelman | Management | For | For |
| 1h | Elect Director John R. Harding | Management | For | For |
| 1i | Elect Director Michael J. Inglis | Management | For | For |
| 1j | Elect Director Rory P. Read | Management | For | For |
| 1k | Elect Director Ahmed Yahia | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 05, 2014 | TICKER: AFL SECURITY ID: 001055102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Daniel P. Amos | Management | For | For |
| 1b | Elect Director John Shelby Amos, II | Management | For | For |
| 1c | Elect Director Paul S. Amos, II | Management | For | For |
| 1d | Elect Director W. Paul Bowers | Management | For | For |
| 1e | Elect Director Kriss Cloninger, III | Management | For | For |
| 1f | Elect Director Elizabeth J. Hudson | Management | For | For |
| 1g | Elect Director Douglas W. Johnson | Management | For | For |
| 1h | Elect Director Robert B. Johnson | Management | For | For |
| 1i | Elect Director Charles B. Knapp | Management | For | For |
| 1j | Elect Director Barbara K. Rimer | Management | For | For |
| 1k | Elect Director Melvin T. Stith | Management | For | For |
| 1l | Elect Director David Gary Thompson | Management | For | For |
| 1m | Elect Director Takuro Yoshida | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLEGION PLC
MEETING DATE: JUN 11, 2014 | TICKER: ALLE SECURITY ID: G0176J109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Chesser | Management | For | For |
| 1b | Elect Director Carla Cico | Management | For | For |
| 1c | Elect Director Kirk S. Hachigian | Management | For | For |
| 1d | Elect Director David D. Petratis | Management | For | For |
| 1e | Elect Director Dean I. Schaffer | Management | For | For |
| 1f | Elect Director Martin E. Welch, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAL SECURITY ID: 02376R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 12, 2014 | TICKER: AXP SECURITY ID: 025816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Ursula M. Burns | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Theodore J. Leonsis | Management | For | For |
| 1g | Elect Director Richard C. Levin | Management | For | For |
| 1h | Elect Director Richard A. McGinn | Management | For | For |
| 1i | Elect Director Samuel J. Palmisano | Management | For | For |
| 1j | Elect Director Steven S Reinemund | Management | For | For |
| 1k | Elect Director Daniel L. Vasella | Management | For | For |
| 1l | Elect Director Robert D. Walter | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ARMSTRONG WORLD INDUSTRIES, INC.
MEETING DATE: JUN 20, 2014 | TICKER: AWI SECURITY ID: 04247X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stan A. Askren | Management | For | For |
| 1.2 | Elect Director Matthew J. Espe | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director Tao Huang | Management | For | For |
| 1.5 | Elect Director Michael F. Johnston | Management | For | For |
| 1.6 | Elect Director Jeffrey Liaw | Management | For | For |
| 1.7 | Elect Director Larry S. McWilliams | Management | For | For |
| 1.8 | Elect Director James C. Melville | Management | For | For |
| 1.9 | Elect Director James J. O'Connor | Management | For | For |
| 1.10 | Elect Director John J. Roberts | Management | For | For |
| 1.11 | Elect Director Richard E. Wenz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 16, 2014 | TICKER: ABG SECURITY ID: 043436104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juanita T. James | Management | For | For |
| 1.2 | Elect Director Craig T. Monaghan | Management | For | For |
| 2 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 08, 2013 | TICKER: AVT SECURITY ID: 053807103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.2 | Elect Director Michael A. Bradley | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director Richard Hamada | Management | For | For |
| 1.5 | Elect Director James A. Lawrence | Management | For | For |
| 1.6 | Elect Director Frank R. Noonan | Management | For | For |
| 1.7 | Elect Director Ray M. Robinson | Management | For | For |
| 1.8 | Elect Director William H. Schumann III | Management | For | For |
| 1.9 | Elect Director William P. Sullivan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BARCLAYS PLC
MEETING DATE: APR 24, 2014 | TICKER: BARC SECURITY ID: 06738E204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Approve Maximum Ratio of Fixed to Variable Remuneration | Management | For | For |
| 5 | Elect Mike Ashley as Director | Management | For | For |
| 6 | Elect Wendy Lucas-Bull as Director | Management | For | For |
| 7 | Elect Tushar Morzaria as Director | Management | For | For |
| 8 | Elect Frits van Paasschen as Director | Management | For | For |
| 9 | Elect Steve Thieke as Director | Management | For | For |
| 10 | Re-elect Tim Breedon as Director | Management | For | For |
| 11 | Re-elect Reuben Jeffery III as Director | Management | For | For |
| 12 | Re-elect Antony Jenkins as Director | Management | For | For |
| 13 | Re-elect Dambisa Moyo as Director | Management | For | For |
| 14 | Re-elect Sir Michael Rake as Director | Management | For | For |
| 15 | Re-elect Diane de Saint Victor as Director | Management | For | For |
| 16 | Re-elect Sir John Sunderland as Director | Management | For | For |
| 17 | Re-elect Sir David Walker as Director | Management | For | For |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
| 25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 26 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BELDEN INC.
MEETING DATE: MAY 28, 2014 | TICKER: BDC SECURITY ID: 077454106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Aldrich | Management | For | For |
| 1.2 | Elect Director Lance C. Balk | Management | For | For |
| 1.3 | Elect Director Steven W. Berglund | Management | For | For |
| 1.4 | Elect Director Judy L. Brown | Management | For | For |
| 1.5 | Elect Director Bryan C. Cressey | Management | For | For |
| 1.6 | Elect Director Glenn Kalnasy | Management | For | For |
| 1.7 | Elect Director George Minnich | Management | For | For |
| 1.8 | Elect Director John M. Monter | Management | For | For |
| 1.9 | Elect Director John S. Stroup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Byrnes | Management | For | For |
| 1b | Elect Director Nelda J. Connors | Management | For | For |
| 1c | Elect Director Kristina M. Johnson | Management | For | For |
| 1d | Elect Director Edward J. Ludwig | Management | For | For |
| 1e | Elect Director Michael F. Mahoney | Management | For | For |
| 1f | Elect Director Ernest Mario | Management | For | For |
| 1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1h | Elect Director Pete M. Nicholas | Management | For | For |
| 1i | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1j | Elect Director David J. Roux | Management | For | For |
| 1k | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Abstain |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: CPN SECURITY ID: 131347304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director John B. (Thad) Hill | Management | For | For |
| 1.4 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.5 | Elect Director Michael W. Hofmann | Management | For | For |
| 1.6 | Elect Director David C. Merritt | Management | For | For |
| 1.7 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.8 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.9 | Elect Director Denise M. O'Leary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CNK SECURITY ID: 17243V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven P. Rosenberg | Management | For | For |
| 1.2 | Elect Director Enrique F. Senior | Management | For | For |
| 1.3 | Elect Director Donald G. Soderquist | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 13, 2014 | TICKER: CIT SECURITY ID: 125581801
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John A. Thain | Management | For | For |
| 1b | Elect Director Ellen R. Alemany | Management | For | For |
| 1c | Elect Director Michael J. Embler | Management | For | For |
| 1d | Elect Director William M. Freeman | Management | For | For |
| 1e | Elect Director David M. Moffett | Management | For | For |
| 1f | Elect Director R. Brad Oates | Management | For | For |
| 1g | Elect Director Marianne Miller Parrs | Management | For | For |
| 1h | Elect Director Gerald Rosenfeld | Management | For | For |
| 1i | Elect Director John R. Ryan | Management | For | For |
| 1j | Elect Director Sheila A. Stamps | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 1l | Elect Director Peter J. Tobin | Management | For | For |
| 1m | Elect Director Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CTXS SECURITY ID: 177376100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert D. Daleo | Management | For | For |
| 1b | Elect Director Murray J. Demo | Management | For | For |
| 1c | Elect Director Asiff S. Hirji | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: CYH SECURITY ID: 203668108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Larry Cash | Management | For | For |
| 1.2 | Elect Director John A. Clerico | Management | For | For |
| 1.3 | Elect Director James S. Ely, III | Management | For | For |
| 1.4 | Elect Director John A. Fry | Management | For | For |
| 1.5 | Elect Director William Norris Jennings | Management | For | For |
| 1.6 | Elect Director Julia B. North | Management | For | For |
| 1.7 | Elect Director Wayne T. Smith | Management | For | For |
| 1.8 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CONAGRA FOODS, INC.
MEETING DATE: SEP 27, 2013 | TICKER: CAG SECURITY ID: 205887102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mogens C. Bay | Management | For | For |
| 1.2 | Elect Director Stephen G. Butler | Management | For | For |
| 1.3 | Elect Director Steven F. Goldstone | Management | For | For |
| 1.4 | Elect Director Joie A. Gregor | Management | For | For |
| 1.5 | Elect Director Rajive Johri | Management | For | For |
| 1.6 | Elect Director W.G. Jurgensen | Management | For | For |
| 1.7 | Elect Director Richard H. Lenny | Management | For | For |
| 1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
| 1.9 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.10 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
| 2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 23, 2014 | TICKER: CLR SECURITY ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Boren | Management | For | For |
| 1.2 | Elect Director William B. Berry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2014 | TICKER: GLW SECURITY ID: 219350105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephanie A. Burns | Management | For | For |
| 1.2 | Elect Director John A. Canning, Jr. | Management | For | For |
| 1.3 | Elect Director Richard T. Clark | Management | For | For |
| 1.4 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Flaws | Management | For | For |
| 1.6 | Elect Director Deborah A. Henretta | Management | For | For |
| 1.7 | Elect Director Kurt M. Landgraf | Management | For | For |
| 1.8 | Elect Director Kevin J. Martin | Management | For | For |
| 1.9 | Elect Director Deborah D. Rieman | Management | For | For |
| 1.10 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.11 | Elect Director Wendell P. Weeks | Management | For | For |
| 1.12 | Elect Director Mark S. Wrighton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DARLING INTERNATIONAL INC.
MEETING DATE: NOV 26, 2013 | TICKER: DAR SECURITY ID: 237266101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
DARLING INTERNATIONAL INC.
MEETING DATE: MAY 06, 2014 | TICKER: DAR SECURITY ID: 237266101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall C. Stuewe | Management | For | For |
| 1.2 | Elect Director O. Thomas Albrecht | Management | For | For |
| 1.3 | Elect Director D. Eugene Ewing | Management | For | For |
| 1.4 | Elect Director Dirk Kloosterboer | Management | For | For |
| 1.5 | Elect Director Charles Macaluso | Management | For | For |
| 1.6 | Elect Director John D. March | Management | For | For |
| 1.7 | Elect Director Michael Urbut | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DAVITA HEALTHCARE PARTNERS INC.
MEETING DATE: JUN 17, 2014 | TICKER: DVA SECURITY ID: 23918K108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pamela M. Arway | Management | For | For |
| 1b | Elect Director Charles G. Berg | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director Paul J. Diaz | Management | For | For |
| 1e | Elect Director Peter T. Grauer | Management | For | For |
| 1f | Elect Director Robert J. Margolis | Management | For | For |
| 1g | Elect Director John M. Nehra | Management | For | For |
| 1h | Elect Director William L. Roper | Management | For | For |
| 1i | Elect Director Kent J. Thiry | Management | For | For |
| 1j | Elect Director Roger J. Valine | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DELPHI AUTOMOTIVE PLC
MEETING DATE: APR 03, 2014 | TICKER: DLPH SECURITY ID: G27823106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
| 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
| 1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
| 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
| 1.5 | Elect John A. Krol as a Director | Management | For | For |
| 1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
| 1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
| 1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
| 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
| 1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
| 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 27, 2014 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Roy J. Bostock | Management | For | For |
| 1d | Elect Director John S. Brinzo | Management | For | For |
| 1e | Elect Director Daniel A. Carp | Management | For | For |
| 1f | Elect Director David G. DeWalt | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director David R. Goode | Management | For | For |
| 1k | Elect Director George N. Mattson | Management | For | For |
| 1l | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1m | Elect Director Kenneth C. Rogers | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DELUXE CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: DLX SECURITY ID: 248019101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Director Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.4 | Elect Director Don J. McGrath | Management | For | For |
| 1.5 | Elect Director Neil J. Metviner | Management | For | For |
| 1.6 | Elect Director Stephen P. Nachtsheim | Management | For | For |
| 1.7 | Elect Director Mary Ann O'Dwyer | Management | For | For |
| 1.8 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.9 | Elect Director Lee J. Schram | Management | For | For |
| 1.10 | Elect Director Thomas J. Reddin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EMERSON ELECTRIC CO.
MEETING DATE: FEB 04, 2014 | TICKER: EMR SECURITY ID: 291011104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. N. Farr | Management | For | For |
| 1.2 | Elect Director H. Green | Management | For | For |
| 1.3 | Elect Director C. A. Peters | Management | For | For |
| 1.4 | Elect Director J. W. Prueher | Management | For | For |
| 1.5 | Elect Director A.A. Busch, III | Management | For | For |
| 1.6 | Elect Director J. S. Turley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 19, 2014 | TICKER: ESV SECURITY ID: G3157S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Re-elect J. Roderick Clark as Director | Management | For | For |
| 1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 1c | Re-elect Mary E. Francis CBE as Director | Management | For | For |
| 1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 1f | Re-elect Francis S. Kalman as Director | Management | For | For |
| 1g | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 1h | Re-elect Keith O. Rattie as Director | Management | For | For |
| 1i | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 4 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Capital Reorganisation Converting Undistributable Reserves to Distributable Reserves | Management | For | For |
| 11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 20, 2014 | TICKER: FE SECURITY ID: 337932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director William T. Cottle | Management | For | For |
| 1.5 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.6 | Elect Director Julia L. Johnson | Management | For | For |
| 1.7 | Elect Director Ted J. Kleisner | Management | For | For |
| 1.8 | Elect Director Donald T. Misheff | Management | For | For |
| 1.9 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.10 | Elect Director Christopher D. Pappas | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director Luis A. Reyes | Management | For | For |
| 1.13 | Elect Director George M. Smart | Management | For | For |
| 1.14 | Elect Director Wes M. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against |
| 5 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 08, 2014 | TICKER: F SECURITY ID: 345370860
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Edsel B. Ford, II | Management | For | For |
| 1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.6 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.7 | Elect Director James P. Hackett | Management | For | For |
| 1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
| 1.9 | Elect Director William W. Helman, IV | Management | For | For |
| 1.10 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.11 | Elect Director John C. Lechleiter | Management | For | For |
| 1.12 | Elect Director Ellen R. Marram | Management | For | For |
| 1.13 | Elect Director Alan Mulally | Management | For | For |
| 1.14 | Elect Director Homer A. Neal | Management | For | For |
| 1.15 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.16 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
FREESCALE SEMICONDUCTOR, LTD.
MEETING DATE: MAY 08, 2014 | TICKER: FSL SECURITY ID: G3727Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Thomas H. Lister | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director Joanne M. Maguire | Management | For | For |
| 1.7 | Elect Director John W. Marren | Management | For | For |
| 1.8 | Elect Director James A. Quella | Management | For | For |
| 1.9 | Elect Director Peter Smitham | Management | For | For |
| 1.10 | Elect Director Gregory L. Summe | Management | For | For |
| 1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
FRONTIER COMMUNICATIONS CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: FTR SECURITY ID: 35906A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leroy T. Barnes, Jr. | Management | For | For |
| 1.2 | Elect Director Peter C.B. Bynoe | Management | For | For |
| 1.3 | Elect Director Edward Fraioli | Management | For | For |
| 1.4 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.5 | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1.6 | Elect Director Virginia P. Ruesterholz | Management | For | For |
| 1.7 | Elect Director Howard L. Schrott | Management | For | For |
| 1.8 | Elect Director Larraine D. Segil | Management | For | For |
| 1.9 | Elect Director Mark Shapiro | Management | For | For |
| 1.10 | Elect Director Myron A. Wick, III | Management | For | For |
| 1.11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GAMESTOP CORP.
MEETING DATE: JUN 24, 2014 | TICKER: GME SECURITY ID: 36467W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas N. Kelly, Jr. | Management | For | For |
| 1.2 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.3 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GAMING AND LEISURE PROPERTIES, INC.
MEETING DATE: JUN 19, 2014 | TICKER: GLPI SECURITY ID: 36467J108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Marshall, III | Management | For | Withhold |
| 1.2 | Elect Director E. Scott Urdang | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 11, 2014 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bennett Morgan | Management | For | For |
| 1.2 | Elect Director Todd A. Adams | Management | For | For |
| 1.3 | Elect Director Ralph W. Castner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 23, 2014 | TICKER: GE SECURITY ID: 369604103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director John J. Brennan | Management | For | For |
| 3 | Elect Director James I. Cash, Jr. | Management | For | For |
| 4 | Elect Director Francisco D'Souza | Management | For | For |
| 5 | Elect Director Marijn E. Dekkers | Management | For | For |
| 6 | Elect Director Ann M. Fudge | Management | For | For |
| 7 | Elect Director Susan J. Hockfield | Management | For | For |
| 8 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 9 | Elect Director Andrea Jung | Management | For | For |
| 10 | Elect Director Robert W. Lane | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director James E. Rohr | Management | For | For |
| 14 | Elect Director Mary L. Schapiro | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director James S. Tisch | Management | For | For |
| 17 | Elect Director Douglas A. Warner, III | Management | For | For |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 21 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
| 23 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
| 25 | Seek Sale of Company | Shareholder | Against | Against |
| |
|---|
GENERAL MOTORS COMPANY
MEETING DATE: JUN 10, 2014 | TICKER: GM SECURITY ID: 37045V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Joseph J. Ashton | Management | For | For |
| 1b | Elect Director Mary T. Barra | Management | For | For |
| 1c | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1d | Elect Director Stephen J. Girsky | Management | For | For |
| 1e | Elect Director E. Neville Isdell | Management | For | For |
| 1f | Elect Director Kathryn V. Marinello | Management | For | For |
| 1g | Elect Director Michael G. Mullen | Management | For | For |
| 1h | Elect Director James J. Mulva | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Thomas M. Schoewe | Management | For | For |
| 1k | Elect Director Theodore M. Solso | Management | For | For |
| 1l | Elect Director Carol M. Stephenson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GRAY TELEVISION, INC.
MEETING DATE: MAY 21, 2014 | TICKER: GTN SECURITY ID: 389375106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
| 1.2 | Elect Director William E. Mayher, III | Management | For | For |
| 1.3 | Elect Director Richard L. Boger | Management | For | For |
| 1.4 | Elect Director T.L. (Gene) Elder | Management | For | For |
| 1.5 | Elect Director Robin R. Howell | Management | For | For |
| 1.6 | Elect Director Howell W. Newton | Management | For | For |
| 1.7 | Elect Director Hugh E. Norton | Management | For | For |
| 1.8 | Elect Director Harriett J. Robinson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
H.B. FULLER COMPANY
MEETING DATE: APR 10, 2014 | TICKER: FUL SECURITY ID: 359694106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michael Losh | Management | For | For |
| 1.2 | Elect Director Lee R. Mitau | Management | For | For |
| 1.3 | Elect Director R. William Van Sant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
HARSCO CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: HSC SECURITY ID: 415864107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James F. Earl | Management | For | For |
| 1.2 | Elect Director Kathy G. Eddy | Management | For | For |
| 1.3 | Elect Director David C. Everitt | Management | For | For |
| 1.4 | Elect Director Stuart E. Graham | Management | For | For |
| 1.5 | Elect Director Terry D. Growcock | Management | For | For |
| 1.6 | Elect Director Henry W. Knueppel | Management | For | For |
| 1.7 | Elect Director Elaine La Roche | Management | For | For |
| 1.8 | Elect Director James M. Loree | Management | For | For |
| 1.9 | Elect Director Phillip C. Widman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HCA HOLDINGS, INC.
MEETING DATE: APR 23, 2014 | TICKER: HCA SECURITY ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Bracken | Management | For | For |
| 1.2 | Elect Director R. Milton Johnson | Management | For | For |
| 1.3 | Elect Director Robert J. Dennis | Management | For | For |
| 1.4 | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1.5 | Elect Director Thomas F. Frist III | Management | For | For |
| 1.6 | Elect Director William R. Frist | Management | For | For |
| 1.7 | Elect Director Ann H. Lamont | Management | For | For |
| 1.8 | Elect Director Jay O. Light | Management | For | For |
| 1.9 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.10 | Elect Director Michael W. Michelson | Management | For | For |
| 1.11 | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1.12 | Elect Director Wayne J. Riley | Management | For | For |
| 1.13 | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HTZ SECURITY ID: 42805T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Durham | Management | For | Against |
| 1.2 | Elect Director Mark P. Frissora | Management | For | Against |
| 1.3 | Elect Director Henry C. Wolf | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence J. Checki | Management | For | For |
| 1.2 | Elect Director Edith E. Holiday | Management | For | For |
| 1.3 | Elect Director John H. Mullin, III | Management | For | For |
| 1.4 | Elect Director James H. Quigley | Management | For | For |
| 1.5 | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4a | Eliminate Supermajority Vote Requirement in Certificate of Incorporation and Bylaws | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement in Certificate of Incorporation | Management | For | For |
| 5 | Amend Certificate of Incorporation Removing Provisions of $3.50 Cumulative Convertible Preferred Stock | Management | For | For |
| 6 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
HOLLYFRONTIER CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: HFC SECURITY ID: 436106108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director Leldon E. Echols | Management | For | For |
| 1c | Elect Director R. Kevin Hardage | Management | For | For |
| 1d | Elect Director Michael C. Jennings | Management | For | For |
| 1e | Elect Director Robert J. Kostelnik | Management | For | For |
| 1f | Elect Director James H. Lee | Management | For | For |
| 1g | Elect Director Franklin Myers | Management | For | For |
| 1h | Elect Director Michael E. Rose | Management | For | For |
| 1i | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 28, 2014 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gordon M. Bethune | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HST SECURITY ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Terence C. Golden | Management | For | For |
| 1.4 | Elect Director Ann M. Korologos | Management | For | For |
| 1.5 | Elect Director Richard E. Marriott | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director Gordon H. Smith | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HOVNANIAN ENTERPRISES, INC.
MEETING DATE: MAR 11, 2014 | TICKER: HOV SECURITY ID: 442487203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ara K. Hovnanian | Management | For | For |
| 1b | Elect Director Robert B. Coutts | Management | For | For |
| 1c | Elect Director Edward A. Kangas | Management | For | For |
| 1d | Elect Director Joseph A. Marengi | Management | For | For |
| 1e | Elect Director Vincent Pagano, Jr. | Management | For | For |
| 1f | Elect Director J. Larry Sorsby | Management | For | For |
| 1g | Elect Director Stephen D. Weinroth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 17, 2014 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto, III | Management | For | For |
| 1.2 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director Peter J. Kight | Management | For | For |
| 1.7 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUNTINGTON INGALLS INDUSTRIES, INC.
MEETING DATE: APR 30, 2014 | TICKER: HII SECURITY ID: 446413106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victoria D. Harker | Management | For | For |
| 1.2 | Elect Director Anastasia D. Kelly | Management | For | For |
| 1.3 | Elect Director Thomas C. Schievelbein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 05, 2014 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director John P. Surma | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| |
|---|
INTELSAT SA
MEETING DATE: JUN 19, 2014 | TICKER: I SECURITY ID: L5140P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Board's and Auditor's Reports | Management | None | None |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Allocation of Income | Management | For | For |
| 5 | Approve Dividends on Series A Preferred Shares | Management | For | For |
| 6 | Approve Discharge of Directors | Management | For | For |
| 7a | Elect John Diercksen as Director | Management | For | For |
| 7b | Elect Robert Callahan as Director | Management | For | For |
| 8a | Reelect Raymond Svider as Director | Management | For | For |
| 8b | Reelect Egon Durban as Director | Management | For | For |
| 8c | Reelect Justin Bateman as Director | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Renew Appointment of KPMG as Auditor | Management | For | For |
| 11 | Authorize Board to Repurchase Shares | Management | For | For |
| 1 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of USD 10 Million | Management | For | Against |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: ISIL SECURITY ID: 46069S109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Necip Sayiner | Management | For | For |
| 1b | Elect Director Donald Macleod | Management | For | For |
| 1c | Elect Director Robert W. Conn | Management | For | For |
| 1d | Elect Director James V. Diller | Management | For | For |
| 1e | Elect Director Mercedes Johnson | Management | For | For |
| 1f | Elect Director Gregory Lang | Management | For | For |
| 1g | Elect Director Jan Peeters | Management | For | For |
| 1h | Elect Director James A. Urry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 24, 2014 | TICKER: JNJ SECURITY ID: 478160104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary Sue Coleman | Management | For | For |
| 1b | Elect Director James G. Cullen | Management | For | For |
| 1c | Elect Director Ian E. L. Davis | Management | For | For |
| 1d | Elect Director Alex Gorsky | Management | For | For |
| 1e | Elect Director Susan L. Lindquist | Management | For | For |
| 1f | Elect Director Mark B. McClellan | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Leo F. Mullin | Management | For | For |
| 1i | Elect Director William D. Perez | Management | For | For |
| 1j | Elect Director Charles Prince | Management | For | For |
| 1k | Elect Director A. Eugene Washington | Management | For | For |
| 1l | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
KODIAK OIL & GAS CORP.
MEETING DATE: JUN 19, 2014 | TICKER: KOG SECURITY ID: 50015Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lynn A. Peterson | Management | For | For |
| 1.2 | Elect Director James E. Catlin | Management | For | For |
| 1.3 | Elect Director Rodney D. Knutson | Management | For | For |
| 1.4 | Elect Director Herrick K. Lidstone, Jr. | Management | For | For |
| 1.5 | Elect Director William J. Krysiak | Management | For | For |
| 2 | Approve Ernst & Young LLP asAuditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 09, 2014 | TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Teri P. McClure | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: LNC SECURITY ID: 534187109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis R. Glass | Management | For | For |
| 1.2 | Elect Director Gary C. Kelly | Management | For | For |
| 1.3 | Elect Director Michael F. Mee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LOUISIANA-PACIFIC CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: LPX SECURITY ID: 546347105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director E. Gary Cook | Management | For | For |
| 1b | Elect Director Kurt M. Landgraf | Management | For | For |
| 1c | Elect Director John W. Weaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 27, 2014 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
MGIC INVESTMENT CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: MTG SECURITY ID: 552848103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Arrigoni | Management | For | For |
| 1.2 | Elect Director Cassandra C. Carr | Management | For | For |
| 1.3 | Elect Director C. Edward Chaplin | Management | For | For |
| 1.4 | Elect Director Curt S. Culver | Management | For | For |
| 1.5 | Elect Director Timothy A. Holt | Management | For | For |
| 1.6 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.7 | Elect Director Michael E. Lehman | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Gary A. Poliner | Management | For | For |
| 1.10 | Elect Director Mark M. Zandi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 23, 2014 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Warren East | Management | For | For |
| 1.6 | Elect Director Mercedes Johnson | Management | For | For |
| 1.7 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
NAVIOS MARITIME HOLDINGS INC.
MEETING DATE: DEC 04, 2013 | TICKER: NM SECURITY ID: Y62196103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Spyridon Magoulas as Director | Management | For | For |
| 1.2 | Elect Ted C. Petrone as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: NCR SECURITY ID: 62886E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.2 | Elect Director Kurt P. Kuehn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
NEENAH PAPER, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NP SECURITY ID: 640079109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy S. Lucas | Management | For | For |
| 1.2 | Elect Director Philip C. Moore | Management | For | For |
| 1.3 | Elect Director John P. O'Donnell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 13, 2014 | TICKER: NWL SECURITY ID: 651229106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kevin C. Conroy | Management | For | For |
| 1b | Elect Director Scott S. Cowen | Management | For | For |
| 1c | Elect Director Michael T. Cowhig | Management | For | For |
| 1d | Elect Director Cynthia A. Montgomery | Management | For | For |
| 1e | Elect Director Jose Ignacio Perez-Lizaur | Management | For | For |
| 1f | Elect Director Michael B. Polk | Management | For | For |
| 1g | Elect Director Michael A. Todman | Management | For | For |
| 1h | Elect Director Raymond G. Viault | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXSTAR BROADCASTING GROUP, INC.
MEETING DATE: JUN 11, 2014 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I. Martin Pompadur | Management | For | For |
| 1.2 | Elect Director Dennis A. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 11, 2013 | TICKER: NE SECURITY ID: H5833N103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Jurisdiction of Incorporation | Management | For | For |
| |
|---|
NOBLE CORPORATION PLC
MEETING DATE: JUN 10, 2014 | TICKER: NE SECURITY ID: G65431101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott D. Josey | Management | For | For |
| 2 | Elect Director Jon A. Marshall | Management | For | For |
| 3 | Elect Director Mary P. Ricciardello | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Statutory Auditor | Management | For | For |
| 6 | Authorize Audit Committee to Fix Remuneration of Statutory Auditors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Advisory Vote to Ratify Directors' Compensation Report | Management | For | For |
| 9 | Approve Remuneration Policy | Management | For | For |
| 10 | Approve Dividends | Management | For | For |
| 11 | Declassify the Board of Directors | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAR 28, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 20, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
| 3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
| 3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
| 3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
| 3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
| 3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
| 3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: OIS SECURITY ID: 678026105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cindy B. Taylor | Management | For | For |
| 1.2 | Elect Director Christopher T. Seaver | Management | For | For |
| 1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
OMNOVA SOLUTIONS INC.
MEETING DATE: MAR 19, 2014 | TICKER: OMN SECURITY ID: 682129101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Merriman | Management | For | For |
| 1.2 | Elect Director William R. Seelbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: ONNN SECURITY ID: 682189105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith D. Jackson | Management | For | For |
| 1.2 | Elect Director Bernard L. Han | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Management | For | Against |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: BTU SECURITY ID: 704549104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director Henry E. Lentz | Management | For | For |
| 1.6 | Elect Director Robert A. Malone | Management | For | For |
| 1.7 | Elect Director William C. Rusnack | Management | For | For |
| 1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Sandra A. Van Trease | Management | For | For |
| 1.11 | Elect Director Alan H. Washkowitz | Management | For | For |
| 1.12 | Elect Director Heather A. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 12, 2014 | TICKER: PENN SECURITY ID: 707569109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter M. Carlino | Management | For | Withhold |
| 1.2 | Elect Director Harold Cramer | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PENTAIR LTD.
MEETING DATE: MAY 20, 2014 | TICKER: PNR SECURITY ID: H6169Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glynis A. Bryan | Management | For | For |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director T. Michael Glenn | Management | For | For |
| 1e | Elect Director David H.Y. Ho | Management | For | For |
| 1f | Elect Director Randall J. Hogan | Management | For | For |
| 1g | Elect Director David A. Jones | Management | For | For |
| 1h | Elect Director Ronald L. Merriman | Management | For | For |
| 1i | Elect Director William T. Monahan | Management | For | For |
| 1j | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Elect Randall J. Hogan as Board Chairman | Management | For | For |
| 3a | Appoint David A. Jones as Member of the Compensation Committee | Management | For | For |
| 3b | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | For | For |
| 3c | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | For | For |
| 3d | Appoint William T. Monahan as Member of the Compensation Committee | Management | For | For |
| 4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
| 7b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 7c | Ratify PricewaterhouseCoopers as Special Auditors | Management | For | For |
| 8a | Approve the Appropriation of results for the year ended December 31, 2013 | Management | For | For |
| 8b | Approve Dividends | Management | For | For |
| 9 | Advisory Vote to Ratify Names Executive Officers' Compensation | Management | For | For |
| 10 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | For | For |
| |
|---|
PENTAIR LTD.
MEETING DATE: MAY 20, 2014 | TICKER: PNR SECURITY ID: H6169Q111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
| 2 | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association | Management | For | For |
| 3 | Approval to Create Distributable Reserves of Pentair-Ireland | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: RRC SECURITY ID: 75281A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony V. Dub | Management | For | For |
| 1b | Elect Director V. Richard Eales | Management | For | For |
| 1c | Elect Director Allen Finkelson | Management | For | For |
| 1d | Elect Director James M. Funk | Management | For | For |
| 1e | Elect Director Jonathan S. Linker | Management | For | For |
| 1f | Elect Director Mary Ralph Lowe | Management | For | For |
| 1g | Elect Director Kevin S. McCarthy | Management | For | For |
| 1h | Elect Director John H. Pinkerton | Management | For | For |
| 1i | Elect Director Jeffrey L. Ventura | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Methane Emissions Reduction Targets and Measure Progress | Shareholder | Against | Against |
| |
|---|
REALOGY HOLDINGS CORP.
MEETING DATE: MAY 02, 2014 | TICKER: RLGY SECURITY ID: 75605Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.2 | Elect Director Fiona P. Dias | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorpoation to Eliminate Provisions Related to Apollo | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: RF SECURITY ID: 7591EP100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George W. Bryan | Management | For | For |
| 1b | Elect Director Carolyn H. Byrd | Management | For | For |
| 1c | Elect Director David J. Cooper, Sr. | Management | For | For |
| 1d | Elect Director Don DeFosset | Management | For | For |
| 1e | Elect Director Eric C. Fast | Management | For | For |
| 1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 1g | Elect Director John D. Johns | Management | For | For |
| 1h | Elect Director Charles D. McCrary | Management | For | For |
| 1i | Elect Director James R. Malone | Management | For | For |
| 1j | Elect Director Ruth Ann Marshall | Management | For | For |
| 1k | Elect Director Susan W. Matlock | Management | For | For |
| 1l | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1m | Elect Director Lee J. Styslinger, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REVLON, INC.
MEETING DATE: JUN 10, 2014 | TICKER: REV SECURITY ID: 761525609
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.3 | Elect Director Diana F. Cantor | Management | For | For |
| 1.4 | Elect Director Lorenzo Delpani | Management | For | For |
| 1.5 | Elect Director Viet D. Dinh | Management | For | For |
| 1.6 | Elect Director Meyer Feldberg | Management | For | For |
| 1.7 | Elect Director David L. Kennedy | Management | For | For |
| 1.8 | Elect Director Robert K. Kretzman | Management | For | For |
| 1.9 | Elect Director Ceci Kurzman | Management | For | For |
| 1.10 | Elect Director Debra L. Lee | Management | For | For |
| 1.11 | Elect Director Tamara Mellon | Management | For | Withhold |
| 1.12 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.13 | Elect Director Kathi P. Seifert | Management | For | For |
| 1.14 | Elect Director Cristiana F. Sorrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Animal Testing and Plans to Eliminate Testing | Shareholder | Against | Abstain |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 31, 2014 | TICKER: RKT SECURITY ID: 772739207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jenny A. Hourihan | Management | For | For |
| 1.2 | Elect Director Steven C. Voorhees | Management | For | For |
| 1.3 | Elect Director J. Powell Brown | Management | For | For |
| 1.4 | Elect Director Robert M. Chapman | Management | For | For |
| 1.5 | Elect Director Terrell K. Crews | Management | For | For |
| 1.6 | Elect Director Russell M. Currey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
SABRA HEALTH CARE REIT, INC.
MEETING DATE: JUN 24, 2014 | TICKER: SBRA SECURITY ID: 78573L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Craig A. Barbarosh | Management | For | For |
| 1b | Elect Director Robert A. Ettl | Management | For | For |
| 1c | Elect Director Michael J. Foster | Management | For | For |
| 1d | Elect Director Richard K. Matros | Management | For | For |
| 1e | Elect Director Milton J. Walters | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 30, 2014 | TICKER: SBH SECURITY ID: 79546E104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director John R. Golliher | Management | For | For |
| 2.2 | Elect Director Edward W. Rabin | Management | For | For |
| 2.3 | Elect Director Gary G. Winterhalter | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SANOFI
MEETING DATE: MAY 05, 2014 | TICKER: SAN SECURITY ID: 80105N105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.80 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Reelect Christopher Viehbacher as Director | Management | For | For |
| 6 | Reelect Robert Castaigne as Director | Management | For | For |
| 7 | Reelect Christian Mulliez as Director | Management | For | For |
| 8 | Elect Patrick Kron as Director | Management | For | For |
| 9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
| 10 | Advisory Vote on Compensation of Christopher Viehbacher, CEO | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SCHLUMBERGER LIMITED
MEETING DATE: APR 09, 2014 | TICKER: SLB SECURITY ID: 806857108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter L.S. Currie | Management | For | For |
| 1b | Elect Director Tony Isaac | Management | For | For |
| 1c | Elect Director K. Vaman Kamath | Management | For | For |
| 1d | Elect Director Maureen Kempston Darkes | Management | For | For |
| 1e | Elect Director Paal Kibsgaard | Management | For | For |
| 1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
| 1g | Elect Director Michael E. Marks | Management | For | For |
| 1h | Elect Director Lubna S. Olayan | Management | For | For |
| 1i | Elect Director Leo Rafael Reif | Management | For | For |
| 1j | Elect Director Tore I. Sandvold | Management | For | For |
| 1k | Elect Director Henri Seydoux | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt and Approve Financials and Dividends | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEALED AIR CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: SEE SECURITY ID: 81211K100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Hank Brown | Management | For | For |
| 2 | Elect Director Michael Chu | Management | For | For |
| 3 | Elect Director Lawrence R. Codey | Management | For | For |
| 4 | Elect Director Patrick Duff | Management | For | For |
| 5 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 6 | Elect Director Kenneth P. Manning | Management | For | For |
| 7 | Elect Director William J. Marino | Management | For | For |
| 8 | Elect Director Jerome A. Peribere | Management | For | For |
| 9 | Elect Director Richard L. Wambold | Management | For | For |
| 10 | Elect Director Jerry R. Whitaker | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 14, 2014 | TICKER: SCI SECURITY ID: 817565104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Ryan | Management | For | For |
| 1.2 | Elect Director Malcolm Gillis | Management | For | For |
| 1.3 | Elect Director Clifton H. Morris, Jr. | Management | For | For |
| 1.4 | Elect Director W. Blair Waltrip | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: SEP 24, 2013 | TICKER: SFD SECURITY ID: 832248108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 14, 2014 | TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 22, 2014 | TICKER: STI SECURITY ID: 867914103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Beall, II | Management | For | For |
| 1.2 | Elect Director David H. Hughes | Management | For | For |
| 1.3 | Elect Director M. Douglas Ivester | Management | For | For |
| 1.4 | Elect Director Kyle Prechtl Legg | Management | For | For |
| 1.5 | Elect Director William A. Linnenbringer | Management | For | For |
| 1.6 | Elect Director Donna S. Morea | Management | For | For |
| 1.7 | Elect Director David M. Ratcliffe | Management | For | For |
| 1.8 | Elect Director William H. Rogers, Jr. | Management | For | For |
| 1.9 | Elect Director Frank P. Scruggs, Jr. | Management | For | For |
| 1.10 | Elect Director Thomas R. Watjen | Management | For | For |
| 1.11 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
TENET HEALTHCARE CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: THC SECURITY ID: 88033G407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Ellis 'Jeb' Bush | Management | For | For |
| 1b | Elect Director Trevor Fetter | Management | For | For |
| 1c | Elect Director Brenda J. Gaines | Management | For | For |
| 1d | Elect Director Karen M. Garrison | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director J. Robert Kerrey | Management | For | For |
| 1g | Elect Director Richard R. Pettingill | Management | For | For |
| 1h | Elect Director Ronald A. Rittenmeyer | Management | For | For |
| 1i | Elect Director James A. Unruh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 14, 2014 | TICKER: TEN SECURITY ID: 880349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. Freyman | Management | For | For |
| 1.2 | Elect Director Dennis J. Letham | Management | For | For |
| 1.3 | Elect Director Hari N. Nair | Management | For | For |
| 1.4 | Elect Director Roger B. Porter | Management | For | For |
| 1.5 | Elect Director David B. Price, Jr. | Management | For | For |
| 1.6 | Elect Director Gregg M. Sherrill | Management | For | For |
| 1.7 | Elect Director Paul T. Stecko | Management | For | For |
| 1.8 | Elect Director Jane L. Warner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 23, 2014 | TICKER: TXT SECURITY ID: 883203101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Donnelly | Management | For | For |
| 1.2 | Elect Director Kathleen M. Bader | Management | For | For |
| 1.3 | Elect Director R. Kerry Clark | Management | For | For |
| 1.4 | Elect Director James T. Conway | Management | For | For |
| 1.5 | Elect Director Ivor J. Evans | Management | For | For |
| 1.6 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.7 | Elect Director Paul E. Gagne | Management | For | For |
| 1.8 | Elect Director Dain M. Hancock | Management | For | For |
| 1.9 | Elect Director Lord Powell | Management | For | For |
| 1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
| 1.11 | Elect Director James L. Ziemer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE AES CORPORATION
MEETING DATE: APR 17, 2014 | TICKER: AES SECURITY ID: 00130H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andres R. Gluski | Management | For | For |
| 1.2 | Elect Director Zhang Guo Bao | Management | For | For |
| 1.3 | Elect Director Charles L. Harrington | Management | For | For |
| 1.4 | Elect Director Kristina M. Johnson | Management | For | For |
| 1.5 | Elect Director Tarun Khanna | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director James H. Miller | Management | For | For |
| 1.8 | Elect Director Sandra O. Moose | Management | For | For |
| 1.9 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.10 | Elect Director Moises Naim | Management | For | For |
| 1.11 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.12 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE TIMKEN COMPANY
MEETING DATE: MAY 13, 2014 | TICKER: TKR SECURITY ID: 887389104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phillip R. Cox | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director Richard G. Kyle | Management | For | For |
| 1.4 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.5 | Elect Director Christopher L. Mapes | Management | For | For |
| 1.6 | Elect Director Joseph W. Ralston | Management | For | For |
| 1.7 | Elect Director John P. Reilly | Management | For | For |
| 1.8 | Elect Director Frank C. Sullivan | Management | For | For |
| 1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
| 1.10 | Elect Director Ward J. Timken, Jr. | Management | For | For |
| 1.11 | Elect Director Jacqueline F. Woods | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
TRANSOCEAN LTD.
MEETING DATE: MAY 16, 2014 | TICKER: RIG SECURITY ID: H8817H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Appropriation of Available Earnings for Fiscal Year 2013 | Management | For | For |
| 4 | Approve Dividends of USD 3.00 per Share from Capital Contribution Reserves | Management | For | For |
| 5 | Approve Renewal of the Authorized Share Capital | Management | For | For |
| 6 | Approve Decrease in Size of Board | Management | For | For |
| 7a | Declassify the Board of Directors | Management | For | For |
| 7b | Amend Articles Re: Binding Shareholder Ratification of the Compensation of the Board of Directors and the Executive Management Team | Management | For | For |
| 7c | Amend Articles Re: Supplementary Amount for Persons Assuming Executive Management Team Positions During a Compensation Period for which Shareholder Ratification has Already been Granted | Management | For | For |
| 7d | Amend Articles Re: Principles Applicable to the Compensation of the Members of the Board of Directors and the Executive Management Team | Management | For | For |
| 7e | Amend Articles Re: Maximum Term and Termination Notice Period of Members of the Board of Directors and the Executive Management Team and Non-Competition Agreements with Members of the Executive Management Team | Management | For | For |
| 7f | Amend Articles Re: Permissible Mandates of Members of the Board of Directors and the Executive Management Team | Management | For | For |
| 7g | Amend Articles Re: Loans and Post-Retirement Benefits | Management | For | For |
| 8 | Require Majority Vote for the Election of Directors | Management | For | For |
| 9 | Amend Articles Re: Shareholder Agenda Item Requests Pursuant to Swiss Law | Management | For | For |
| 10a | Elect Ian C. Strachan as Director | Management | For | For |
| 10b | Elect Glyn A. Barker as Director | Management | For | For |
| 10c | Elect Vanessa C. L. Chang as Director | Management | For | For |
| 10d | Elect Frederico F. Curado as Director | Management | For | For |
| 10e | Elect Chad Deaton as Director | Management | For | For |
| 10f | Elect Martin B. McNamara as Director | Management | For | For |
| 10g | Elect Samuel Merksamer as Director | Management | For | For |
| 10h | Elect Edward R. Muller as Director | Management | For | For |
| 10i | Elect Steven L. Newman as Director | Management | For | For |
| 10j | Elect Tan Ek Kia as Director | Management | For | For |
| 10k | Elect Vincent J. Intrieri as Director | Management | For | For |
| 11 | Elect Ian C. Strachan as Board Chairman | Management | For | For |
| 12a | Appoint Frederico F. Curado as Member of the Compensation Committee | Management | For | For |
| 12b | Appoint Martin B. McNamara as Member of the Compensation Committee | Management | For | For |
| 12c | Appoint Tan Ek Kia as Member of the Compensation Committee | Management | For | For |
| 12d | Appoint Vincent J. Intrieri as Member of the Compensation Committee | Management | For | For |
| 13 | Designate Schweiger Advokatur/Notariat as Independent Proxy | Management | For | For |
| 14 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2014 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 13, 2014 | TICKER: TRW SECURITY ID: 87264S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director David W. Meline | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TYCO INTERNATIONAL LTD.
MEETING DATE: MAR 05, 2014 | TICKER: TYC SECURITY ID: H89128104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3a | Elect Director Edward D. Breen | Management | For | For |
| 3b | Elect Director Herman E. Bulls | Management | For | For |
| 3c | Elect Director Michael E. Daniels | Management | For | For |
| 3d | Elect Director Frank M. Drendel | Management | For | For |
| 3e | Elect Director Brian Duperreault | Management | For | For |
| 3f | Elect Director Rajiv L. Gupta | Management | For | For |
| 3g | Elect Director George R. Oliver | Management | For | For |
| 3h | Elect Director Brendan R. O'Neill | Management | For | For |
| 3i | Elect Director Jurgen Tinggren | Management | For | For |
| 3j | Elect Director Sandra S. Wijnberg | Management | For | For |
| 3k | Elect Director R. David Yost | Management | For | For |
| 4 | Elect Board Chairman Edward D. Breen | Management | For | For |
| 5a | Elect Rajiv L. Gupta as Member of Remuneration Committee | Management | For | For |
| 5b | Elect Sandra S. Wijnberg as Member of Remuneration Committee | Management | For | For |
| 5c | Elect R. David Yost as Member of Remuneration Committee | Management | For | For |
| 6a | Appoint Deloitte AG as Statutory Auditor | Management | For | For |
| 6b | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm | Management | For | For |
| 6c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 7 | Designate Bratschi Wiederkehr & Buob as Independent Proxy | Management | For | For |
| 8 | Approve Allocation of Income | Management | For | For |
| 9 | Approve Ordinary Cash Dividend | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: UAL SECURITY ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: UHS SECURITY ID: 913903100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence S. Gibbs | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUL 12, 2013 | TICKER: LCC SECURITY ID: 90341W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| 4a | Elect Director Denise M. O'Leary | Management | For | For |
| 4b | Elect Director George M. Philip | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry D. Choate | Management | For | For |
| 1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1c | Elect Director William R. Klesse | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Donald L. Nickles | Management | For | For |
| 1f | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1g | Elect Director Robert A. Profusek | Management | For | For |
| 1h | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1i | Elect Director Stephen M. Waters | Management | For | For |
| 1j | Elect Director Randall J. Weisenburger | Management | For | For |
| 1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 22, 2014 | TICKER: VRSN SECURITY ID: 92343E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Roger H. Moore | Management | For | For |
| 1.5 | Elect Director John D. Roach | Management | For | For |
| 1.6 | Elect Director Louis A. Simpson | Management | For | For |
| 1.7 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Provide Right to Call Special Meeting | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VIASYSTEMS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: VIAS SECURITY ID: 92553H803
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Burger | Management | For | For |
| 1.2 | Elect Director Timothy L. Conlon | Management | For | For |
| 1.3 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.4 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.5 | Elect Director Peter Frank | Management | For | For |
| 1.6 | Elect Director Jack D. Furst | Management | For | For |
| 1.7 | Elect Director Edward Herring | Management | For | For |
| 1.8 | Elect Director William A. Owens | Management | For | For |
| 1.9 | Elect Director Dominic J. Pileggi | Management | For | For |
| 1.10 | Elect Director David M. Sindelar | Management | For | For |
| 1.11 | Elect Director Christopher J. Steffen | Management | For | For |
| 1.12 | Elect Director David D. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESTERN REFINING, INC.
MEETING DATE: JUN 04, 2014 | TICKER: WNR SECURITY ID: 959319104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Carin Marcy Barth | Management | For | For |
| 2.2 | Elect Director Paul L. Foster | Management | For | For |
| 2.3 | Elect Director L. Frederick Francis | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY OTC PORTFOLIO
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACCELERON PHARMA INC.
MEETING DATE: JUN 20, 2014 | TICKER: XLRN SECURITY ID: 00434H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean M. George | Management | For | For |
| 1.2 | Elect Director George Golumbeski | Management | For | For |
| 1.3 | Elect Director Edwin M. Kania, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ACCURAY INCORPORATED
MEETING DATE: NOV 21, 2013 | TICKER: ARAY SECURITY ID: 004397105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Weiss | Management | For | For |
| 1.2 | Elect Director Richard Pettingill | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Brian G. Kelly | Management | For | For |
| 1.3 | Elect Director Robert A. Kotick | Management | For | For |
| 1.4 | Elect Director Barry Meyer | Management | For | For |
| 1.5 | Elect Director Robert J. Morgado | Management | For | For |
| 1.6 | Elect Director Peter Nolan | Management | For | For |
| 1.7 | Elect Director Richard Sarnoff | Management | For | For |
| 1.8 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
| 3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
| 3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 10, 2014 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AEGERION PHARMACEUTICALS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: AEGR SECURITY ID: 00767E102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director John T. Mollen | Management | For | For |
| 1.5 | Elect Director R. Douglas Norby | Management | For | For |
| 1.6 | Elect Director Alvin S. Parven | Management | For | For |
| 1.7 | Elect Director Andreas Rummelt | Management | For | For |
| 1.8 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
ALKERMES PLC
MEETING DATE: AUG 01, 2013 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Location of Annual Meeting | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALKERMES PLC
MEETING DATE: MAY 28, 2014 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Location of Annual Meeting | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: ALTR SECURITY ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AMARIN CORPORATION PLC
MEETING DATE: JUL 09, 2013 | TICKER: AMRN SECURITY ID: 023111206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
| 2 | Re-elect Kristine Peterson as Director | Management | For | For |
| 3 | Elect David Stack as Director | Management | For | For |
| 4 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
| 5 | Approve Remuneration Report | Management | For | For |
| 6 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 7 | Amend Articles of Association to Remove Company Borrowing Limitation | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMC NETWORKS INC.
MEETING DATE: JUN 10, 2014 | TICKER: AMCX SECURITY ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil M. Ashe | Management | For | For |
| 1.2 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | Withhold |
| 1.4 | Elect Director Leonard Tow | Management | For | For |
| 1.5 | Elect Director Carl E. Vogel | Management | For | For |
| 1.6 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAL SECURITY ID: 02376R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
ANGIE'S LIST, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ANGI SECURITY ID: 034754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Britto | Management | For | For |
| 1.2 | Elect Director Michael S. Maurer | Management | For | For |
| 1.3 | Elect Director Susan E. Thronson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
APPLIED MICRO CIRCUITS CORPORATION
MEETING DATE: AUG 27, 2013 | TICKER: AMCC SECURITY ID: 03822W406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Cesar Cesaratto | Management | For | For |
| 1b | Elect Director H.K. Desai | Management | For | For |
| 1c | Elect Director Paramesh Gopi | Management | For | For |
| 1d | Elect Director Paul R. Gray | Management | For | For |
| 1e | Elect Director Fred Shlapak | Management | For | For |
| 1f | Elect Director Robert F. Sproull | Management | For | For |
| 1g | Elect Director Duston Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ARUBA NETWORKS, INC.
MEETING DATE: DEC 05, 2013 | TICKER: ARUN SECURITY ID: 043176106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.7 | Elect Director Juergen Rottler | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Abernethy | Management | For | For |
| 1.2 | Elect Director Jonathan Bush | Management | For | For |
| 1.3 | Elect Director Brandon Hull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AUTODESK, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ADSK SECURITY ID: 052769106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carl Bass | Management | For | For |
| 1b | Elect Director Crawford W. Beveridge | Management | For | For |
| 1c | Elect Director J. Hallam Dawson | Management | For | For |
| 1d | Elect Director Thomas Georgens | Management | For | For |
| 1e | Elect Director Per-Kristian Halvorsen | Management | For | For |
| 1f | Elect Director Mary T. McDowell | Management | For | For |
| 1g | Elect Director Lorrie M. Norrington | Management | For | For |
| 1h | Elect Director Betsy Rafael | Management | For | For |
| 1i | Elect Director Stacy J. Smith | Management | For | For |
| 1j | Elect Director Steven M. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
BENEFITFOCUS, INC.
MEETING DATE: JUN 07, 2014 | TICKER: BNFT SECURITY ID: 08180D106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn A. Jenkins | Management | For | For |
| 1.2 | Elect Director Joseph P. DiSabato | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | Against |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 04, 2014 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLOOMIN' BRANDS, INC.
MEETING DATE: APR 29, 2014 | TICKER: BLMN SECURITY ID: 094235108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Craigie | Management | For | For |
| 1.2 | Elect Director Mindy Grossman | Management | For | For |
| 1.3 | Elect Director Mark E. Nunnelly | Management | For | For |
| 1.4 | Elect Director Chris T. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | Did Not Vote |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CAVIUM, INC.
MEETING DATE: JUN 19, 2014 | TICKER: CAVM SECURITY ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHANNELADVISOR CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: ECOM SECURITY ID: 159179100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hower | Management | For | For |
| 1.2 | Elect Director M. Scot Wingo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: MAY 28, 2014 | TICKER: CHKP SECURITY ID: M22465104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | For |
| 2 | Reelect External Directors for an Additional Three Year Term | Management | For | For |
| 3 | Ratify the Appointment of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration ; Discuss Consolidated Financial Statements for 2013 | Management | For | For |
| 4 | Approve Employment Terms of CEO, Who Is Also the Chairman | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 19, 2013 | TICKER: CSCO SECURITY ID: 17275R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carol A. Bartz | Management | For | For |
| 1b | Elect Director Marc Benioff | Management | For | For |
| 1c | Elect Director Gregory Q. Brown | Management | For | For |
| 1d | Elect Director M. Michele Burns | Management | For | For |
| 1e | Elect Director Michael D. Capellas | Management | For | For |
| 1f | Elect Director John T. Chambers | Management | For | For |
| 1g | Elect Director Brian L. Halla | Management | For | For |
| 1h | Elect Director John L. Hennessy | Management | For | For |
| 1i | Elect Director Kristina M. Johnson | Management | For | For |
| 1j | Elect Director Roderick C. McGeary | Management | For | For |
| 1k | Elect Director Arun Sarin | Management | For | For |
| 1l | Elect Director Steven M. West | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 21, 2014 | TICKER: CME SECURITY ID: 12572Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Terrence A. Duffy | Management | For | For |
| 1b | Elect Director Phupinder S. Gill | Management | For | For |
| 1c | Elect Director Timothy S. Bitsberger | Management | For | For |
| 1d | Elect Director Charles P. Carey | Management | For | For |
| 1e | Elect Director Dennis H. Chookaszian | Management | For | For |
| 1f | Elect Director Martin J. Gepsman | Management | For | For |
| 1g | Elect Director Larry G. Gerdes | Management | For | For |
| 1h | Elect Director Daniel R. Glickman | Management | For | For |
| 1i | Elect Director J. Dennis Hastert | Management | For | For |
| 1j | Elect Director Leo Melamed | Management | For | For |
| 1k | Elect Director William P. Miller, II | Management | For | For |
| 1l | Elect Director James E. Oliff | Management | For | For |
| 1m | Elect Director Edemir Pinto | Management | For | For |
| 1n | Elect Director Alex J. Pollock | Management | For | For |
| 1o | Elect Director John F. Sandner | Management | For | For |
| 1p | Elect Director Terry L. Savage | Management | For | For |
| 1q | Elect Director William R. Shepard | Management | For | For |
| 1r | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Amend Certificate of Incorporation Reducing the Number of Class B Directors from Six to Three | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
CONSTANT CONTACT, INC.
MEETING DATE: MAY 20, 2014 | TICKER: CTCT SECURITY ID: 210313102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Anderson | Management | For | For |
| 1.2 | Elect Director Jay Herratti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CONTROL4 CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: CTRL SECURITY ID: 21240D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Len Jordan | Management | For | For |
| 1.2 | Elect Director Steven Vassallo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 30, 2014 | TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | Withhold |
| 1.2 | Elect Director Richard M. Libenson | Management | For | For |
| 1.3 | Elect Director John W. Meisenbach | Management | For | For |
| 1.4 | Elect Director Charles T. Munger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Management | None | Against |
| |
|---|
CRAY INC.
MEETING DATE: JUN 12, 2014 | TICKER: CRAY SECURITY ID: 225223304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Prithviraj (Prith) Banerjee | Management | For | For |
| 1.2 | Elect Director Stephen C. Kiely | Management | For | For |
| 1.3 | Elect Director Frank L. Lederman | Management | For | For |
| 1.4 | Elect Director Sally G. Narodick | Management | For | For |
| 1.5 | Elect Director Daniel C. Regis | Management | For | For |
| 1.6 | Elect Director Stephen C. Richards | Management | For | For |
| 1.7 | Elect Director Peter J. Ungaro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 23, 2014 | TICKER: DHI SECURITY ID: 23331A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Donald R. Horton | Management | For | For |
| 1b | Elect Director Barbara K. Allen | Management | For | For |
| 1c | Elect Director Bradley S. Anderson | Management | For | For |
| 1d | Elect Director Michael R. Buchanan | Management | For | For |
| 1e | Elect Director Michael W. Hewatt | Management | For | For |
| 1f | Elect Director Donald J. Tomnitz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DEL FRISCO'S RESTAURANT GROUP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: DFRG SECURITY ID: 245077102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Barr | Management | For | For |
| 1.2 | Elect Director William Lamar, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEMANDWARE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DWRE SECURITY ID: 24802Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles F. Kane | Management | For | For |
| 1.2 | Elect Director Stephan Schambach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: DRNA SECURITY ID: 253031108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Vincent J. Miles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Hines | Management | For | For |
| 1.2 | Elect Director Joseph Uva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
| |
|---|
E2OPEN, INC.
MEETING DATE: AUG 07, 2013 | TICKER: EOPN SECURITY ID: 29788A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johnston Evans | Management | For | For |
| 1.2 | Elect Director Bernard Mathaisel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 31, 2013 | TICKER: EA SECURITY ID: 285512109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leonard S. Coleman | Management | For | For |
| 1b | Elect Director Jay C. Hoag | Management | For | For |
| 1c | Elect Director Jeffrey T. Huber | Management | For | For |
| 1d | Elect Director Vivek Paul | Management | For | For |
| 1e | Elect Director Lawrence F. Probst, III | Management | For | For |
| 1f | Elect Director Richard A. Simonson | Management | For | For |
| 1g | Elect Director Luis A. Ubinas | Management | For | For |
| 1h | Elect Director Denise F. Warren | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONICS FOR IMAGING, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EFII SECURITY ID: 286082102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: EMC SECURITY ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| |
|---|
ENDOLOGIX, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ELGX SECURITY ID: 29266S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel Lemaitre | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ENVIVIO, INC.
MEETING DATE: JUL 17, 2013 | TICKER: ENVI SECURITY ID: 29413T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward A. Gilhuly | Management | For | For |
| 1.2 | Elect Director Corentin du Roy de Blicquy | Management | For | For |
| 1.3 | Elect Director Julien Signes | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EPIZYME, INC.
MEETING DATE: JUN 09, 2014 | TICKER: EPZM SECURITY ID: 29428V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew R. Allen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael M. Morrissey | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lance Willsey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIREEYE, INC.
MEETING DATE: JUN 11, 2014 | TICKER: FEYE SECURITY ID: 31816Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Coughran Jr. | Management | For | For |
| 1.2 | Elect Director Gaurav Garg | Management | For | For |
| 1.3 | Elect Director Promod Haque | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FOSSIL GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FOSL SECURITY ID: 34988V106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elaine B. Agather | Management | For | For |
| 1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
| 1.3 | Elect Director William B. Chiasson | Management | For | For |
| 1.4 | Elect Director Kosta N. Kartsotis | Management | For | For |
| 1.5 | Elect Director Diane L. Neal | Management | For | For |
| 1.6 | Elect Director Thomas M. Nealon | Management | For | For |
| 1.7 | Elect Director Mark D. Quick | Management | For | For |
| 1.8 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 1.9 | Elect Director Jal S. Shroff | Management | For | For |
| 1.10 | Elect Director James E. Skinner | Management | For | For |
| 1.11 | Elect Director James M. Zimmerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FOUNDATION MEDICINE, INC.
MEETING DATE: JUN 18, 2014 | TICKER: FMI SECURITY ID: 350465100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brook Byers | Management | For | Against |
| 1.2 | Elect Director Michael Pellini | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUL 09, 2013 | TICKER: FRAN SECURITY ID: 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Emmett | Management | For | For |
| 1.2 | Elect Director Richard Kunes | Management | For | For |
| 1.3 | Elect Director Richard Zannino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: FRAN SECURITY ID: 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg Brenneman | Management | For | For |
| 1.2 | Elect Director Neill Davis | Management | For | For |
| 1.3 | Elect Director Laurie Ann Goldman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FUSION-IO, INC.
MEETING DATE: NOV 21, 2013 | TICKER: FIO SECURITY ID: 36112J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Raymond Bingham | Management | For | Withhold |
| 1.2 | Elect Director Scott D. Sandell | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
GAMELOFT
MEETING DATE: JUN 18, 2014 | TICKER: GFT SECURITY ID: F4223A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
| 3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
| 5 | Elect Odile Grandet as Director | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 175,000 | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500,000 | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500,000 | Management | For | For |
| 11 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 500,000 | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 9-11 | Management | For | For |
| 13 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
| 14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
| 15 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 9-14 at EUR 2 Million | Management | For | For |
| 16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
GARMIN LTD.
MEETING DATE: JUN 06, 2014 | TICKER: GRMN SECURITY ID: H2906T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6.1 | Elect Director Donald H. Eller | Management | For | For |
| 6.2 | Elect Director Joseph J. Hartnett | Management | For | For |
| 6.3 | Elect Director Min H. Kao | Management | For | For |
| 6.4 | Elect Director Charles W. Peffer | Management | For | For |
| 6.5 | Elect Director Clifton A. Pemble | Management | For | For |
| 6.6 | Elect Director Thomas P. Poberezny | Management | For | For |
| 7 | Elect Min Kao as Board Chairman | Management | For | For |
| 8.1 | Appoint Donald H. Eller as Member of the Compensation Committee | Management | For | For |
| 8.2 | Appoint Joseph J. Hartnett as Member of the Compensation Committee | Management | For | For |
| 8.3 | Appoint Charles W. Peffer as Member of the Compensation Committee | Management | For | For |
| 8.4 | Appoint Thomas P. Poberezny as Member of the Compensation Committee | Management | For | For |
| 9 | Designate Reiss + Preuss LLP as Independent Proxy | Management | For | For |
| 10 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Amend Articles Implementing Requirements Under the Swiss Ordinance Regarding Elections and Certain Other Matters | Management | For | For |
| 13 | Amend Articles Implementing Requirements Under the Swiss Ordinance Regarding Compensation of the Board and Executive Management and Related Matters | Management | For | For |
| 14 | Amend Articles Allowing General Meetings to be Held Online | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: GMCR SECURITY ID: 393122106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Hayes | Management | For | For |
| 1.2 | Elect Director A.D. David Mackay | Management | For | For |
| 1.3 | Elect Director Michael J. Mardy | Management | For | For |
| 1.4 | Elect Director David E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
GROUPON, INC.
MEETING DATE: MAY 20, 2014 | TICKER: GRPN SECURITY ID: 399473107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.2 | Elect Director Peter Barris | Management | For | For |
| 1.3 | Elect Director Robert Bass | Management | For | For |
| 1.4 | Elect Director Daniel Henry | Management | For | For |
| 1.5 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.6 | Elect Director Bradley Keywell | Management | For | For |
| 1.7 | Elect Director Theodore Leonsis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
GUIDEWIRE SOFTWARE, INC.
MEETING DATE: DEC 05, 2013 | TICKER: GWRE SECURITY ID: 40171V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Cavoores | Management | For | For |
| 1.2 | Elect Director Guy Dubois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HALOZYME THERAPEUTICS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: HALO SECURITY ID: 40637H109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
| 1.3 | Elect Director Matthew L. Posard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: JUN 04, 2014 | TICKER: HTWR SECURITY ID: 422368100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Barberich | Management | For | For |
| 1.2 | Elect Director Charles Raymond Larkin, Jr. | Management | For | For |
| 1.3 | Elect Director Robert Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HMS HOLDINGS CORP.
MEETING DATE: JUL 10, 2013 | TICKER: HMSY SECURITY ID: 40425J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation from New York to Delaware | Management | For | For |
| 2a | Elect Director Daniel N. Mendelson | Management | For | For |
| 2b | Elect Director William F. Miller, III | Management | For | For |
| 2c | Elect Director Ellen A. Rudnick | Management | For | For |
| 2d | Elect Director Richard H. Stowe | Management | For | For |
| 2e | Elect Director Cora M. Tellez | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 17, 2014 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto, III | Management | For | For |
| 1.2 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director Peter J. Kight | Management | For | For |
| 1.7 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 12, 2013 | TICKER: IMGN SECURITY ID: 45253H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Joseph J. Villafranca | Management | For | For |
| 2.2 | Elect Director Nicole Onetto | Management | For | For |
| 2.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 2.4 | Elect Director Richard J. Wallace | Management | For | For |
| 2.5 | Elect Director Daniel M. Junius | Management | For | For |
| 2.6 | Elect Director Howard H. Pien | Management | For | For |
| 2.7 | Elect Director Mark Goldberg | Management | For | For |
| 2.8 | Elect Director Dean J. Mitchell | Management | For | For |
| 2.9 | Elect Director Kristine Peterson | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INFINITY PHARMACEUTICALS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: INFI SECURITY ID: 45665G303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jose Baselga | Management | For | For |
| 1.2 | Elect Director Jeffrey Berkowitz | Management | For | For |
| 1.3 | Elect Director Anthony B. Evnin | Management | For | For |
| 1.4 | Elect Director Gwen A. Fyfe | Management | For | For |
| 1.5 | Elect Director Eric S. Lander | Management | For | For |
| 1.6 | Elect Director Adelene Q. Perkins | Management | For | For |
| 1.7 | Elect Director Norman C. Selby | Management | For | For |
| 1.8 | Elect Director Ian F. Smith | Management | For | For |
| 1.9 | Elect Director Michael C. Venuti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INPHI CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: IPHI SECURITY ID: 45772F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas E. Brathwaite | Management | For | For |
| 1.2 | Elect Director David Liddle | Management | For | For |
| 1.3 | Elect Director Bruce McWilliams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERACTIVE INTELLIGENCE GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ININ SECURITY ID: 45841V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald E. Brown | Management | For | For |
| 1.2 | Elect Director Richard A. Reck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ITMN SECURITY ID: 45884X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 1.3 | Elect Director Frank Verwiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTRA-CELLULAR THERAPIES, INC.
MEETING DATE: JUN 30, 2014 | TICKER: ITCI SECURITY ID: 46116X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Lerner | Management | For | Withhold |
| 1.2 | Elect Director Michael Rawlins | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INTREXON CORPORATION
MEETING DATE: JUN 09, 2014 | TICKER: XON SECURITY ID: 46122T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Randal J. Kirk | Management | For | For |
| 1b | Elect Director Cesar L. Alvarez | Management | For | For |
| 1c | Elect Director Steven Frank | Management | For | For |
| 1d | Elect Director Larry D. Horner | Management | For | For |
| 1e | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1f | Elect Director Dean J. Mitchell | Management | For | For |
| 1g | Elect Director Robert B. Shapiro | Management | For | For |
| 1h | Elect Director James S. Turley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 24, 2014 | TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amal M. Johnson | Management | For | For |
| 1.2 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.3 | Elect Director Alan J. Levy | Management | For | For |
| 1.4 | Elect Director Craig H. Barratt | Management | For | For |
| 1.5 | Elect Director Floyd D. Loop | Management | For | For |
| 1.6 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IRBT SECURITY ID: 462726100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail Deegan | Management | For | For |
| 1.2 | Elect Director Andrea Geisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
| |
|---|
IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: IRWD SECURITY ID: 46333X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan E. Roberts | Management | For | For |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 1.3 | Elect Director Peter M. Hecht | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ISIS SECURITY ID: 464330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
| 3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
J.B. HUNT TRANSPORT SERVICES, INC.
MEETING DATE: APR 24, 2014 | TICKER: JBHT SECURITY ID: 445658107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas G. Duncan | Management | For | For |
| 1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
| 1.3 | Elect Director Wayne Garrison | Management | For | For |
| 1.4 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.5 | Elect Director Gary C. George | Management | For | For |
| 1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
| 1.7 | Elect Director Coleman H. Peterson | Management | For | For |
| 1.8 | Elect Director John N. Roberts, III | Management | For | For |
| 1.9 | Elect Director James L. Robo | Management | For | For |
| 1.10 | Elect Director Kirk Thompson | Management | For | For |
| 1.11 | Elect Director John A. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 20, 2014 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
KYTHERA BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: KYTH SECURITY ID: 501570105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Michael Ball | Management | For | For |
| 1.2 | Elect Director Nathaniel David | Management | For | For |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 07, 2013 | TICKER: LRCX SECURITY ID: 512807108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin B. Anstice | Management | For | For |
| 1.2 | Elect Director Eric K. Brandt | Management | For | For |
| 1.3 | Elect Director Michael R. Cannon | Management | For | For |
| 1.4 | Elect Director Youssef A. El-Mansy | Management | For | For |
| 1.5 | Elect Director Christine A. Heckart | Management | For | For |
| 1.6 | Elect Director Grant M. Inman | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.9 | Elect Director Krishna C. Saraswat | Management | For | For |
| 1.10 | Elect Director William R. Spivey | Management | For | For |
| 1.11 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 09, 2014 | TICKER: LEN SECURITY ID: 526057104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irving Bolotin | Management | For | For |
| 1.2 | Elect Director Steven L. Gerard | Management | For | For |
| 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For |
| 1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
| 1.5 | Elect Director R. Kirk Landon | Management | For | For |
| 1.6 | Elect Director Sidney Lapidus | Management | For | For |
| 1.7 | Elect Director Stuart A. Miller | Management | For | For |
| 1.8 | Elect Director Teri P. McClure | Management | For | For |
| 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENOVO GROUP LIMITED
MEETING DATE: MAR 18, 2014 | TICKER: 00992 SECURITY ID: 526250105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Revised Supply Annual Caps and Revised Royalty Annual Caps | Management | For | For |
| |
|---|
LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: LVLT SECURITY ID: 52729N308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeff K. Storey | Management | For | For |
| 1.2 | Elect Director Kevin P. Chilton | Management | For | For |
| 1.3 | Elect Director Archie R. Clemins | Management | For | For |
| 1.4 | Elect Director Steven T. Clontz | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director T. Michael Glenn | Management | For | For |
| 1.7 | Elect Director Richard R. Jaros | Management | For | For |
| 1.8 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.9 | Elect Director Peter Seah Lim Huat | Management | For | For |
| 1.10 | Elect Director Peter van Oppen | Management | For | For |
| 1.11 | Elect Director Albert C. Yates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIONS GATE ENTERTAINMENT CORP.
MEETING DATE: SEP 10, 2013 | TICKER: LGF SECURITY ID: 535919203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Burns | Management | For | For |
| 1.2 | Elect Director Gordon Crawford | Management | For | For |
| 1.3 | Elect Director Arthur Evrensel | Management | For | For |
| 1.4 | Elect Director Jon Feltheimer | Management | For | For |
| 1.5 | Elect Director Frank Giustra | Management | For | For |
| 1.6 | Elect Director Morley Koffman | Management | For | For |
| 1.7 | Elect Director Harald Ludwig | Management | For | For |
| 1.8 | Elect Director G. Scott Paterson | Management | For | For |
| 1.9 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.10 | Elect Director Daryl Simm | Management | For | For |
| 1.11 | Elect Director Hardwick Simmons | Management | For | For |
| 1.12 | Elect Director Phyllis Yaffe | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 11, 2014 | TICKER: LULU SECURITY ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Casey | Management | For | For |
| 1.2 | Elect Director RoAnn Costin | Management | For | For |
| 1.3 | Elect Director Laurent Potdevin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MARIN SOFTWARE INCORPORATED
MEETING DATE: MAY 14, 2014 | TICKER: MRIN SECURITY ID: 56804T106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul R. Auvil, III | Management | For | For |
| 1.2 | Elect Director L. Gordon Crovitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MARKETO, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MKTO SECURITY ID: 57063L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Bostrom | Management | For | For |
| 1.2 | Elect Director Roger S. Siboni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: NOV 13, 2013 | TICKER: MXIM SECURITY ID: 57772K101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | For |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
| 1.3 | Elect Director James R. Bergman | Management | For | For |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | For |
| 1.5 | Elect Director Robert E. Grady | Management | For | For |
| 1.6 | Elect Director William D. Watkins | Management | For | For |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 27, 2014 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MELLANOX TECHNOLOGIES, LTD.
MEETING DATE: JAN 07, 2014 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve The Company's Compensation Philosophy Statement | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
MELLANOX TECHNOLOGIES, LTD.
MEETING DATE: MAY 19, 2014 | TICKER: MLNX SECURITY ID: M51363113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Eyal Waldman as Director | Management | For | For |
| 1.2 | Elect Irwin Federman as Director | Management | For | For |
| 1.3 | Elect Dov Baharav as Director | Management | For | For |
| 1.4 | Elect Glenda Dorchak as Director | Management | For | For |
| 1.5 | Elect Thomas Weatherford as Director | Management | For | For |
| 2 | Elect David Perlmutter as Director | Management | For | For |
| 3 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
| 4 | Approve Restricted Stock Units to Eyal Waldman | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Approve Compensation of Irwin Federman | Management | For | For |
| 7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MICHAEL KORS HOLDINGS LIMITED
MEETING DATE: AUG 01, 2013 | TICKER: KORS SECURITY ID: G60754101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Michael Kors as a Director | Management | For | For |
| 1b | Elect Judy Gibbons as a Director | Management | For | For |
| 1c | Elect Lawrence Stroll as a Director | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: JAN 23, 2014 | TICKER: MU SECURITY ID: 595112103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Bailey | Management | For | For |
| 1.2 | Elect Director Richard M. Beyer | Management | For | For |
| 1.3 | Elect Director Patrick J. Byrne | Management | For | For |
| 1.4 | Elect Director D. Mark Durcan | Management | For | For |
| 1.5 | Elect Director Warren East | Management | For | For |
| 1.6 | Elect Director Mercedes Johnson | Management | For | For |
| 1.7 | Elect Director Lawrence N. Mondry | Management | For | For |
| 1.8 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2013 | TICKER: MSFT SECURITY ID: 594918104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Ballmer | Management | For | For |
| 2 | Elect Director Dina Dublon | Management | For | For |
| 3 | Elect Director William H. Gates | Management | For | For |
| 4 | Elect Director Maria M. Klawe | Management | For | For |
| 5 | Elect Director Stephen J. Luczo | Management | For | For |
| 6 | Elect Director David F. Marquardt | Management | For | For |
| 7 | Elect Director Charles H. Noski | Management | For | For |
| 8 | Elect Director Helmut Panke | Management | For | For |
| 9 | Elect Director John W. Thompson | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MONDELEZ INTERNATIONAL, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MDLZ SECURITY ID: 609207105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Lewis W.K. Booth | Management | For | For |
| 1c | Elect Director Lois D. Juliber | Management | For | For |
| 1d | Elect Director Mark D. Ketchum | Management | For | For |
| 1e | Elect Director Jorge S. Mesquita | Management | For | For |
| 1f | Elect Director Nelson Peltz | Management | For | For |
| 1g | Elect Director Fredric G. Reynolds | Management | For | For |
| 1h | Elect Director Irene B. Rosenfeld | Management | For | For |
| 1i | Elect Director Patrick T. Siewert | Management | For | For |
| 1j | Elect Director Ruth J. Simmons | Management | For | For |
| 1k | Elect Director Ratan N. Tata | Management | For | For |
| 1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
| |
|---|
MONRO MUFFLER BRAKE, INC.
MEETING DATE: AUG 06, 2013 | TICKER: MNRO SECURITY ID: 610236101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick M. Danziger | Management | For | For |
| 1.2 | Elect Director Robert G. Gross | Management | For | For |
| 1.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 1.4 | Elect Director Robert E. Mellor | Management | For | For |
| 1.5 | Elect Director Peter J. Solomon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 28, 2014 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: MNST SECURITY ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
NIKE, INC.
MEETING DATE: SEP 19, 2013 | TICKER: NKE SECURITY ID: 654106103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1.2 | Elect Director John C. Lechleiter | Management | For | For |
| 1.3 | Elect Director Phyllis M. Wise | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NOBLE ENERGY, INC.
MEETING DATE: APR 22, 2014 | TICKER: NBL SECURITY ID: 655044105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey L. Berenson | Management | For | For |
| 1.2 | Elect Director Michael A. Cawley | Management | For | For |
| 1.3 | Elect Director Edward F. Cox | Management | For | For |
| 1.4 | Elect Director Charles D. Davidson | Management | For | For |
| 1.5 | Elect Director Thomas J. Edelman | Management | For | For |
| 1.6 | Elect Director Eric P. Grubman | Management | For | For |
| 1.7 | Elect Director Kirby L. Hedrick | Management | For | For |
| 1.8 | Elect Director Scott D. Urban | Management | For | For |
| 1.9 | Elect Director William T. Van Kleef | Management | For | For |
| 1.10 | Elect Director Molly K. Williamson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 15, 2014 | TICKER: NTRS SECURITY ID: 665859104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Jose Luis Prado | Management | For | For |
| 1.7 | Elect Director John W. Rowe | Management | For | For |
| 1.8 | Elect Director Martin P. Slark | Management | For | For |
| 1.9 | Elect Director David H. B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.11 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying and Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NOVADAQ TECHNOLOGIES INC.
MEETING DATE: MAY 21, 2014 | TICKER: NDQ SECURITY ID: 66987G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Menawat | Management | For | For |
| 1.2 | Elect Director Aaron Davidson | Management | For | For |
| 1.3 | Elect Director Anthony Griffiths | Management | For | For |
| 1.4 | Elect Director Harold O. Koch, Jr. | Management | For | For |
| 1.5 | Elect Director William A. MacKinnon | Management | For | For |
| 1.6 | Elect Director Thomas Wellner | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
NPS PHARMACEUTICALS, INC.
MEETING DATE: MAY 06, 2014 | TICKER: NPSP SECURITY ID: 62936P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael W. Bonney | Management | For | For |
| 1.2 | Elect Director Colin Broom | Management | For | For |
| 1.3 | Elect Director Georges Gemayel | Management | For | For |
| 1.4 | Elect Director Pedro Granadillo | Management | For | For |
| 1.5 | Elect Director James G. Groninger | Management | For | For |
| 1.6 | Elect Director Francois Nader | Management | For | For |
| 1.7 | Elect Director Rachel R. Selisker | Management | For | For |
| 1.8 | Elect Director Peter G. Tombros | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NVE CORPORATION
MEETING DATE: AUG 08, 2013 | TICKER: NVEC SECURITY ID: 629445206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence W. Glarner | Management | For | For |
| 1.2 | Elect Director Daniel A. Baker | Management | For | For |
| 1.3 | Elect Director James D. Hartman | Management | For | For |
| 1.4 | Elect Director Patricia M. Hollister | Management | For | For |
| 1.5 | Elect Director Robert H. Irish | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director James C. Gaither | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director William J. Miller | Management | For | For |
| 1h | Elect Director Mark L. Perry | Management | For | For |
| 1i | Elect Director A. Brooke Seawell | Management | For | For |
| 1j | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
OPHTHOTECH CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: OPHT SECURITY ID: 683745103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Galakatos | Management | For | For |
| 1.2 | Elect Director Michael Ross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORACLE CORPORATION
MEETING DATE: OCT 31, 2013 | TICKER: ORCL SECURITY ID: 68389X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Mark V. Hurd | Management | For | For |
| 1.11 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Establish Human Rights Committee | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| 8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
| 9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | Against |
| |
|---|
PACWEST BANCORP
MEETING DATE: JAN 13, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 19, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Carlson | Management | For | For |
| 1.2 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.3 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | For |
| 1.8 | Elect Director Timothy B. Matz | Management | For | For |
| 1.9 | Elect Director Roger H. Molvar | Management | For | For |
| 1.10 | Elect Director James J. Pieczynski | Management | For | For |
| 1.11 | Elect Director Daniel B. Platt | Management | For | For |
| 1.12 | Elect Director Robert A. Stine | Management | For | For |
| 1.13 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PANERA BREAD COMPANY
MEETING DATE: JUN 05, 2014 | TICKER: PNRA SECURITY ID: 69840W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred K. Foulkes | Management | For | For |
| 1.2 | Elect Director Ronald M. Shaich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PORTOLA PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: PTLA SECURITY ID: 737010108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 1.2 | Elect Director John H. Johnson | Management | For | For |
| 1.3 | Elect Director H. Ward Wolff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 15, 2014 | TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director John W. Estey | Management | For | For |
| 1.5 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.6 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.7 | Elect Director Dallas J. Howe | Management | For | For |
| 1.8 | Elect Director Alice D. Laberge | Management | For | For |
| 1.9 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.12 | Elect Director Mary Mogford | Management | For | For |
| 1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2014 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PTC THERAPEUTICS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: PTCT SECURITY ID: 69366J200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart W. Peltz | Management | For | For |
| 1.2 | Elect Director Jerome B. Zeldis | Management | For | For |
| 1.3 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QLIK TECHNOLOGIES INC.
MEETING DATE: MAY 20, 2014 | TICKER: QLIK SECURITY ID: 74733T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce Golden | Management | For | For |
| 1.2 | Elect Director Lars Bjork | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: QDEL SECURITY ID: 74838J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brown | Management | For | For |
| 1.2 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 1.5 | Elect Director Mary Lake Polan | Management | For | For |
| 1.6 | Elect Director Mark A. Pulido | Management | For | For |
| 1.7 | Elect Director Jack W. Schuler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 01, 2014 | TICKER: RAX SECURITY ID: 750086100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis J. Moorman | Management | For | For |
| 1.2 | Elect Director Graham Weston | Management | For | For |
| 1.3 | Elect Director Ossa Fisher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
RADWARE LTD.
MEETING DATE: OCT 03, 2013 | TICKER: RDWR SECURITY ID: M81873107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Roy Zisapel as Class II Director | Management | For | For |
| 2 | Reelect Yair Tauman as External Director | Management | For | For |
| 3 | Approve the Terms of the Annual Bonus to the CEO and President | Management | For | For |
| 4 | Grant Roy Zisapel, CEO and President, Options to Purchase Up to 800,000 Shares | Management | For | For |
| 5 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| 6 | Reappoint Kost Forer Gabbay & Kasierer, a Member of Ernst & Young Globa, as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Discuss Financial Statements and the Report of the Board for the Year Ended Dec. 31, 2012 | Management | None | None |
| 8 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
RALPH LAUREN CORPORATION
MEETING DATE: AUG 08, 2013 | TICKER: RL SECURITY ID: 751212101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr. | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Hubert Joly | Management | For | For |
| 1.4 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: MAY 06, 2014 | TICKER: RRS SECURITY ID: 752344309
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Remuneration Policy | Management | For | For |
| 5 | Re-elect Mark Bristow as Director | Management | For | For |
| 6 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 7 | Re-elect Christopher Coleman as Director | Management | For | For |
| 8 | Re-elect Kadri Dagdelen as Director | Management | For | For |
| 9 | Elect Jamil Kassum as Director | Management | For | For |
| 10 | Re-elect Jeanine Mabunda Lioko as Director | Management | For | For |
| 11 | Re-elect Andrew Quinn as Director | Management | For | For |
| 12 | Re-elect Graham Shuttleworth as Director | Management | For | For |
| 13 | Re-elect Karl Voltaire as Director | Management | For | For |
| 14 | Reappoint BDO LLP as Auditors | Management | For | For |
| 15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 16 | Approve Increase in Authorised Ordinary Shares | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Approve Awards of Ordinary Shares to Non-executive Directors | Management | For | For |
| 19 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Management | For | For |
| 20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 22 | Amend Articles of Association | Management | For | For |
| 23 | Approve Scrip Dividend | Management | For | For |
| 24 | Authorise the Company to Use Electronic Communications | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred G. Gilman | Management | For | For |
| 1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Christine A. Poon | Management | For | For |
| 1.5 | Elect Director P. Roy Vagelos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
RESEARCH IN MOTION LIMITED
MEETING DATE: JUL 09, 2013 | TICKER: BB SECURITY ID: CA7609751028
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy Dattels | Management | For | For |
| 1.2 | Elect Director Thorsten Heins | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Claudia Kotchka | Management | For | For |
| 1.5 | Elect Director Richard Lynch | Management | For | For |
| 1.6 | Elect Director Roger Martin | Management | For | For |
| 1.7 | Elect Director Bert Nordberg | Management | For | For |
| 1.8 | Elect Director Barbara Stymiest | Management | For | For |
| 1.9 | Elect Director Prem Watsa | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Change Company Name to Blackberry Limited | Management | For | For |
| 4 | Amend Bylaws | Management | For | For |
| 5 | Approve Equity Incentive Plan | Management | For | For |
| 6 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Lewis | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ROCKET FUEL INC.
MEETING DATE: JUN 09, 2014 | TICKER: FUEL SECURITY ID: 773111109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John Gardner | Management | For | For |
| 1b | Elect Director Monte Zweben | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROSETTA RESOURCES INC.
MEETING DATE: MAY 16, 2014 | TICKER: ROSE SECURITY ID: 777779307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Craddock | Management | For | For |
| 1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.4 | Elect Director Carin S. Knickel | Management | For | For |
| 1.5 | Elect Director Holli C. Ladhani | Management | For | For |
| 1.6 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 1.7 | Elect Director Jerry R. Schuyler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director George P. Orban | Management | For | For |
| 1g | Elect Director Lawrence S. Peiros | Management | For | For |
| 1h | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 02, 2014 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Benioff | Management | For | For |
| 1.2 | Elect Director Keith Block | Management | For | For |
| 1.3 | Elect Director Craig Conway | Management | For | For |
| 1.4 | Elect Director Alan Hassenfeld | Management | For | For |
| 1.5 | Elect Director Colin Powell | Management | For | For |
| 1.6 | Elect Director John V. Roos | Management | For | For |
| 1.7 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.8 | Elect Director Robin Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Orwin | Management | For | For |
| 1.2 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.3 | Elect Director David W. Gryska | Management | For | For |
| 1.4 | Elect Director John P. McLaughlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SREV SECURITY ID: 81763U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Smerklo | Management | For | For |
| 1.2 | Elect Director Steven M. Cakebread | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SIGNATURE BANK
MEETING DATE: APR 24, 2014 | TICKER: SBNY SECURITY ID: 82669G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Shay | Management | For | For |
| 1.2 | Elect Director Alfred B. DelBello | Management | For | For |
| 1.3 | Elect Director Joseph J. DePaolo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILICON GRAPHICS INTERNATIONAL CORP.
MEETING DATE: DEC 09, 2013 | TICKER: SGI SECURITY ID: 82706L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jorge L. Titinger | Management | For | For |
| 1.2 | Elect Director Michael W. Hagee | Management | For | For |
| 1.3 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.4 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.5 | Elect Director Hagi Schwartz | Management | For | For |
| 1.6 | Elect Director Ronald D. Verdoorn | Management | For | For |
| 1.7 | Elect Director Douglas R. King | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. SQM
MEETING DATE: APR 25, 2014 | TICKER: SQM-B SECURITY ID: 833635105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Annual Report, Financial Statements, Internal Statutory Auditors' Report and External Auditors' Reports, and Statutory Reports | Management | For | For |
| 2 | Appoint Auditors and Internal Statutory Auditors | Management | For | For |
| 3 | Approve Report Regarding Related-Party Transactions | Management | For | For |
| 4 | Approve Investment and Financing Policy | Management | For | For |
| 5 | Approve Allocation of Income and Dividends, and Dividend Policy | Management | For | For |
| 6 | Receive Report on Board's Expenses | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Receive Issues Related to Directors' and Audit Committees and Health, Safety and Environmental Committee | Management | For | For |
| 9 | Other Business (Voting) | Management | For | Against |
| |
|---|
SOLARCITY CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: SCTY SECURITY ID: 83416T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Antonio J. Gracias | Management | For | For |
| 1b | Elect Director Nancy E. Pfund | Management | For | For |
| 1c | Elect Director Peter J. Rive | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOLARWINDS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SWI SECURITY ID: 83416B109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven M. Cakebread | Management | For | For |
| 1.2 | Elect Director Roger J. Sippl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
SPROUTS FARMERS MARKET, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SFM SECURITY ID: 85208M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terri Funk Graham | Management | For | For |
| 1.2 | Elect Director George G. Golleher | Management | For | For |
| 1.3 | Elect Director Steven H. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STRATASYS LTD.
MEETING DATE: SEP 12, 2013 | TICKER: SSYS SECURITY ID: M85548101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Compensation Policy for the Directors and Officers of the Company | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | None | Against |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: SNCR SECURITY ID: 87157B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TABLEAU SOFTWARE, INC.
MEETING DATE: MAY 09, 2014 | TICKER: DATA SECURITY ID: 87336U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elliott Jurgensen, Jr. | Management | For | For |
| 1.2 | Elect Director John McAdam | Management | For | For |
| 1.3 | Elect Director Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TAKE-TWO INTERACTIVE SOFTWARE, INC.
MEETING DATE: SEP 18, 2013 | TICKER: TTWO SECURITY ID: 874054109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Strauss Zelnick | Management | For | For |
| 1.2 | Elect Director Robert A. Bowman | Management | For | For |
| 1.3 | Elect Director SungHwan Cho | Management | For | For |
| 1.4 | Elect Director Michael Dornemann | Management | For | For |
| 1.5 | Elect Director Brett Icahn | Management | For | For |
| 1.6 | Elect Director J. Moses | Management | For | For |
| 1.7 | Elect Director James L. Nelson | Management | For | For |
| 1.8 | Elect Director Michael Sheresky | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TARGACEPT, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TRGT SECURITY ID: 87611R306
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Julia R. Brown | Management | For | For |
| 1.2 | Elect Director Stephen A. Hill | Management | For | For |
| 1.3 | Elect Director John P. Richard | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
TEXTURA CORPORATION
MEETING DATE: FEB 03, 2014 | TICKER: TXTR SECURITY ID: 883211104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward K. Chandler | Management | For | Withhold |
| 1.2 | Elect Director David Habiger | Management | For | Withhold |
| 1.3 | Elect Director Peter Pace | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE CHEESECAKE FACTORY INCORPORATED
MEETING DATE: MAY 29, 2014 | TICKER: CAKE SECURITY ID: 163072101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David Overton | Management | For | For |
| 1b | Elect Director Alexander L. Cappello | Management | For | For |
| 1c | Elect Director Jerome I. Kransdorf | Management | For | For |
| 1d | Elect Director Laurence B. Mindel | Management | For | For |
| 1e | Elect Director David B. Pittaway | Management | For | For |
| 1f | Elect Director Douglas L. Schmick | Management | For | For |
| 1g | Elect Director Herbert Simon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE MOSAIC COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: MOS SECURITY ID: 61945C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Denise C. Johnson | Management | For | For |
| 2b | Elect Director Nancy E. Cooper | Management | For | For |
| 2c | Elect Director James L. Popowich | Management | For | For |
| 2d | Elect Director James T. Prokopanko | Management | For | For |
| 2e | Elect Director Steven M. Seibert | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 18, 2014 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
THERAVANCE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.5 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.6 | Elect Director William H. Waltrip | Management | For | For |
| 1.7 | Elect Director George M. Whitesides | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRACTOR SUPPLY COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: TSCO SECURITY ID: 892356106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia T. Jamison | Management | For | For |
| 1.2 | Elect Director Johnston C. Adams | Management | For | For |
| 1.3 | Elect Director Peter D. Bewley | Management | For | For |
| 1.4 | Elect Director Jack C. Bingleman | Management | For | For |
| 1.5 | Elect Director Richard W. Frost | Management | For | For |
| 1.6 | Elect Director George MacKenzie | Management | For | For |
| 1.7 | Elect Director Edna K. Morris | Management | For | For |
| 1.8 | Elect Director Gregory A. Sandfort | Management | For | For |
| 1.9 | Elect Director Mark J. Weikel | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRIMBLE NAVIGATION LIMITED
MEETING DATE: MAY 08, 2014 | TICKER: TRMB SECURITY ID: 896239100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven W. Berglund | Management | For | For |
| 1.2 | Elect Director John B. Goodrich | Management | For | For |
| 1.3 | Elect Director Merit E. Janow | Management | For | For |
| 1.4 | Elect Director Ulf J. Johansson | Management | For | For |
| 1.5 | Elect Director Ronald S. Nersesian | Management | For | For |
| 1.6 | Elect Director Mark S. Peek | Management | For | For |
| 1.7 | Elect Director Nickolas W. Vande Steeg | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRULIA, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TRLA SECURITY ID: 897888103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Theresia Gouw | Management | For | For |
| 1b | Elect Director Sami Inkinen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
TWITTER, INC.
MEETING DATE: MAY 21, 2014 | TICKER: TWTR SECURITY ID: 90184L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Costolo | Management | For | For |
| 1.2 | Elect Director Peter Fenton | Management | For | For |
| 1.3 | Elect Director Marjorie Scardino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UBISOFT ENTERTAINMENT SA
MEETING DATE: NOV 20, 2013 | TICKER: UBI SECURITY ID: FR0000054470
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Didier Crespel as Director | Management | For | For |
| 2 | Elect Pascale Mounier as Director | Management | For | For |
| 3 | Approve Remuneration of Directors in the Aggregate Amount of EUR 450,000 | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ULTA SALON, COSMETICS & FRAGRANCE, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ULTA SECURITY ID: 90384S303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary N. Dillon | Management | For | For |
| 1.2 | Elect Director Dennis K. Eck | Management | For | For |
| 1.3 | Elect Director Charles J. Philippin | Management | For | For |
| 1.4 | Elect Director Vanessa A. Wittman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNIQURE NV
MEETING DATE: JUN 11, 2014 | TICKER: QURE SECURITY ID: N90064101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Elect Will Lewis to Supervisory Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital Plus and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
UNITED CONTINENTAL HOLDINGS, INC.
MEETING DATE: JUN 11, 2014 | TICKER: UAL SECURITY ID: 910047109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Jane C. Garvey | Management | For | For |
| 1.3 | Elect Director Walter Isaacson | Management | For | For |
| 1.4 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.5 | Elect Director Oscar Munoz | Management | For | For |
| 1.6 | Elect Director William R. Nuti | Management | For | For |
| 1.7 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.8 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.9 | Elect Director David J. Vitale | Management | For | For |
| 1.10 | Elect Director John H. Walker | Management | For | For |
| 1.11 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: URBN SECURITY ID: 917047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Scott A. Belair | Management | For | For |
| 1.3 | Elect Director Margaret A. Hayne | Management | For | For |
| 1.4 | Elect Director Joel S. Lawson, III | Management | For | For |
| 1.5 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
VELTI PLC
MEETING DATE: JUL 31, 2013 | TICKER: VELT SECURITY ID: G93285107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect David Mann as Director | Management | For | For |
| 3 | Reelect David Hobley as Director | Management | For | For |
| 4 | Reappoint Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Increase in Authorised Share Capital | Management | For | For |
| |
|---|
VERISK ANALYTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: VRSK SECURITY ID: 92345Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Coyne | Management | For | For |
| 1.2 | Elect Director Christopher M. Foskett | Management | For | For |
| 1.3 | Elect Director David B. Wright | Management | For | For |
| 1.4 | Elect Director Thomas F. Motamed | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 01, 2014 | TICKER: VZ SECURITY ID: 92343V104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
| 1.2 | Elect Director Richard L. Carrion | Management | For | For |
| 1.3 | Elect Director Melanie L. Healey | Management | For | For |
| 1.4 | Elect Director M. Frances Keeth | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Lowell C. McAdam | Management | For | For |
| 1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.9 | Elect Director Rodney E. Slater | Management | For | For |
| 1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
| 1.11 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Report on Net Neutrality | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 9 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 29, 2014 | TICKER: WFC SECURITY ID: 949746101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John D. Baker, II | Management | For | For |
| 1b | Elect Director Elaine L. Chao | Management | For | For |
| 1c | Elect Director John S. Chen | Management | For | For |
| 1d | Elect Director Lloyd H. Dean | Management | For | For |
| 1e | Elect Director Susan E. Engel | Management | For | For |
| 1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
| 1g | Elect Director Donald M. James | Management | For | For |
| 1h | Elect Director Cynthia H. Milligan | Management | For | For |
| 1i | Elect Director Federico F. Pena | Management | For | For |
| 1j | Elect Director James H. Quigley | Management | For | For |
| 1k | Elect Director Judith M. Runstad | Management | For | For |
| 1l | Elect Director Stephen W. Sanger | Management | For | For |
| 1m | Elect Director John G. Stumpf | Management | For | For |
| 1n | Elect Director Susan G. Swenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: SEP 24, 2013 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregg L. Engles | Management | For | For |
| 1.2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 2 | Eliminate Class of Common Stock | Management | For | For |
| 3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WIX.COM LTD.
MEETING DATE: FEB 06, 2014 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ron Gutler as External Director For a Three Year Term | Management | For | For |
| 1.2 | Reelect Betsy Atkins as External Director For a Three Year Term | Management | For | For |
| 2 | Authorize Avishai Abrahami, Chairman to Serve as CEO for a Three Year Period | Management | For | For |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
WIX.COM LTD.
MEETING DATE: JUN 26, 2014 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Adam Fisher as Director Until the 2017 Annual Meeting | Management | For | For |
| 2.1 | Approve Compensation Policy for Officers of the Company | Management | For | Abstain |
| 2.2 | Approve Compensation Policy for the Directors of the Company | Management | For | Abstain |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 5 | Other Business (Voting) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
XOMA CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: XOMA SECURITY ID: 98419J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Varian | Management | For | For |
| 1.2 | Elect Director Patrick J. Scannon | Management | For | For |
| 1.3 | Elect Director W. Denman Van Ness | Management | For | For |
| 1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
| 1.5 | Elect Director Peter Barton Hutt | Management | For | For |
| 1.6 | Elect Director Joseph M. Limber | Management | For | For |
| 1.7 | Elect Director Kelvin Neu | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 1.9 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2014 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACADIA REALTY TRUST
MEETING DATE: MAY 14, 2014 | TICKER: AKR SECURITY ID: 004239109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lee S. Wielansky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AG MORTGAGE INVESTMENT TRUST, INC.
MEETING DATE: APR 30, 2014 | TICKER: MITT SECURITY ID: 001228105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur Ainsberg | Management | For | For |
| 1.2 | Elect Director Andrew L. Berger | Management | For | For |
| 1.3 | Elect Director Joseph LaManna | Management | For | For |
| 1.4 | Elect Director Jonathan Lieberman | Management | For | For |
| 1.5 | Elect Director Peter Linneman | Management | For | For |
| 1.6 | Elect Director David Roberts | Management | For | For |
| 1.7 | Elect Director Frank Stadelmaier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN RESIDENTIAL PROPERTIES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ARPI SECURITY ID: 02927E303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Schmitz | Management | For | For |
| 1.2 | Elect Director Laurie A. Hawkes | Management | For | For |
| 1.3 | Elect Director Douglas N. Benham | Management | For | For |
| 1.4 | Elect Director David M. Brain | Management | For | For |
| 1.5 | Elect Director Keith R. Guericke | Management | For | For |
| 1.6 | Elect Director Todd W. Mansfield | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANNALY CAPITAL MANAGEMENT, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NLY SECURITY ID: 035710409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan D. Green | Management | For | For |
| 1b | Elect Director John H. Schaefer | Management | For | For |
| 1c | Elect Director Francine J. Bovich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANWORTH MORTGAGE ASSET CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: ANH SECURITY ID: 037347101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1a | Elect Director Lloyd McAdams | Management | For | For |
| 1b | Elect Director Lee A. Ault, III | Management | For | For |
| 1c | Elect Director Joe E. Davis | Management | For | For |
| 1d | Elect Director Robert C. Davis | Management | For | For |
| 1e | Elect Director Joseph E. McAdams | Management | For | For |
| 1f | Elect Director Mark S. Maron | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Award Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Paul R. DeRosa | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Gregory R. Dube | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Kenneth B. Dunn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Ron Mass | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director Scott F. Richard | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 3 | Approve Stock Award Plan | Management | Against | Did Not Vote |
| 4 | Ratify Auditors | Management | None | Did Not Vote |
| |
|---|
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 29, 2014 | TICKER: AIV SECURITY ID: 03748R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James N. Bailey | Management | For | For |
| 1.2 | Elect Director Terry Considine | Management | For | For |
| 1.3 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.4 | Elect Director J. Landis Martin | Management | For | For |
| 1.5 | Elect Director Robert A. Miller | Management | For | For |
| 1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ARBOR REALTY TRUST, INC.
MEETING DATE: MAY 20, 2014 | TICKER: ABR SECURITY ID: 038923108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ivan Kaufman | Management | For | For |
| 1.2 | Elect Director Melvin F. Lazar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASSOCIATED ESTATES REALTY CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: AEC SECURITY ID: 045604105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert T. Adams | Management | For | For |
| 1.2 | Elect Director Jeffrey I. Friedman | Management | For | For |
| 1.3 | Elect Director Michael E. Gibbons | Management | For | For |
| 1.4 | Elect Director Mark L. Milstein | Management | For | For |
| 1.5 | Elect Director James J. Sanfilippo | Management | For | For |
| 1.6 | Elect Director James A. Schoff | Management | For | For |
| 1.7 | Elect Director Richard T. Schwarz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AVB SECURITY ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.3 | Elect Director Bruce A. Choate | Management | For | For |
| 1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.5 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.6 | Elect Director Lance R. Primis | Management | For | For |
| 1.7 | Elect Director Peter S. Rummell | Management | For | For |
| 1.8 | Elect Director H. Jay Sarles | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
BIOMED REALTY TRUST, INC.
MEETING DATE: MAY 28, 2014 | TICKER: BMR SECURITY ID: 09063H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Gold | Management | For | For |
| 1.2 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.3 | Elect Director William R. Brody | Management | For | For |
| 1.4 | Elect Director Gary A. Kreitzer | Management | For | For |
| 1.5 | Elect Director Theodore D. Roth | Management | For | For |
| 1.6 | Elect Director Janice L. Sears | Management | For | For |
| 1.7 | Elect Director M. Faye Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACKSTONE MORTGAGE TRUST, INC.
MEETING DATE: JUN 18, 2014 | TICKER: BXMT SECURITY ID: 09257W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael B. Nash | Management | For | For |
| 1.2 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.3 | Elect Director Leonard W. Cotton | Management | For | For |
| 1.4 | Elect Director Thomas E. Dobrowski | Management | For | For |
| 1.5 | Elect Director Martin L. Edelman | Management | For | For |
| 1.6 | Elect Director Henry N. Nassau | Management | For | For |
| 1.7 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.8 | Elect Director John G. Schreiber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BOARDWALK REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 14, 2014 | TICKER: BEI.UN SECURITY ID: 096631106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Trustees at Not More Than Seven | Management | For | For |
| 2.1 | Elect Trustee James R. Dewald | Management | For | For |
| 2.2 | Elect Trustee Gary Goodman | Management | For | For |
| 2.3 | Elect Trustee Arthur L. Havener, Jr. | Management | For | For |
| 2.4 | Elect Trustee Sam Kolias | Management | For | For |
| 2.5 | Elect Trustee Samantha Kolias | Management | For | For |
| 2.6 | Elect Trustee Al W. Mawani | Management | For | For |
| 2.7 | Elect Trustee Andrea M. Stephen | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 4 | Allow Electronic Distribution of Company Communications | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BROOKFIELD ASSET MANAGEMENT INC.
MEETING DATE: MAY 07, 2014 | TICKER: BAM.A SECURITY ID: 112585104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marcel R. Coutu | Management | For | For |
| 1.2 | Elect Director Maureen Kempston Darkes | Management | For | For |
| 1.3 | Elect Director Lance Liebman | Management | For | For |
| 1.4 | Elect Director Frank J. McKenna | Management | For | For |
| 1.5 | Elect Director Youssef A. Nasr | Management | For | For |
| 1.6 | Elect Director James A. Pattison | Management | For | For |
| 1.7 | Elect Director Seek Ngee Huat | Management | For | For |
| 1.8 | Elect Director Diana L. Taylor | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CANADIAN REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 15, 2014 | TICKER: REF.UN SECURITY ID: 13650J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee Deborah J. Barrett | Management | For | For |
| 1.2 | Elect Trustee John A. Brough | Management | For | For |
| 1.3 | Elect Trustee Anthony S. Fell | Management | For | For |
| 1.4 | Elect Trustee James D. Fisher | Management | For | For |
| 1.5 | Elect Trustee Brian M. Flood | Management | For | For |
| 1.6 | Elect Trustee Andrew L. Hoffman | Management | For | For |
| 1.7 | Elect Trustee Stephen E. Johnson | Management | For | For |
| 1.8 | Elect Trustee W. Reay Mackay | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 3 | Approve Advance Notice Policy | Management | For | For |
| 4 | Amend Declaration of Trust Re: Special Voting Units | Management | For | For |
| 5 | Amend Declaration of Trust Re: Amendments to Address Changes in Accounting Standards | Management | For | For |
| 6 | Re-approve Unitholder Rights Plan | Management | For | For |
| 7 | Amend Unitholder Rights Plan | Management | For | For |
| |
|---|
CAPLEASE, INC.
MEETING DATE: SEP 10, 2013 | TICKER: LSE SECURITY ID: 140288101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 05, 2014 | TICKER: CBL SECURITY ID: 124830100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
| 1.2 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.3 | Elect Director Gary L. Bryenton | Management | For | For |
| 1.4 | Elect Director A. Larry Chapman | Management | For | For |
| 1.5 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.6 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.7 | Elect Director Gary J. Nay | Management | For | For |
| 1.8 | Elect Director Kathleen M. Nelson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CEDAR REALTY TRUST, INC.
MEETING DATE: MAY 02, 2014 | TICKER: CDR SECURITY ID: 150602209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Burns | Management | For | For |
| 1.2 | Elect Director Pamela N. Hootkin | Management | For | For |
| 1.3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 1.4 | Elect Director Everett B. Miller, III | Management | For | For |
| 1.5 | Elect Director Bruce J. Schanzer | Management | For | For |
| 1.6 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHAMBERS STREET PROPERTIES
MEETING DATE: JUN 12, 2014 | TICKER: CSG SECURITY ID: 157842105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Black | Management | For | For |
| 1.2 | Elect Director Mark W. Brugger | Management | For | For |
| 1.3 | Elect Director Jack A. Cuneo | Management | For | For |
| 1.4 | Elect Director James L. Francis | Management | For | For |
| 1.5 | Elect Director James M. Orphanides | Management | For | For |
| 1.6 | Elect Director Martin A. Reid | Management | For | For |
| 1.7 | Elect Director Louis P. Salvatore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHARTWELL RETIREMENT RESIDENCES
MEETING DATE: MAY 15, 2014 | TICKER: CSH.UN SECURITY ID: 16141A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee Lise Bastarache of Chartwell | Management | For | For |
| 1.2 | Elect Trustee Sidney P. H. Robinson of Chartwell | Management | For | For |
| 1.3 | Elect Trustee Huw Thomas of Chartwell | Management | For | For |
| 2.1 | Elect Trustee Michael D. Harris of CSH Trust | Management | For | For |
| 2.2 | Elect Trustee Andre R. Kuzmicki of CSH Trust | Management | For | For |
| 2.3 | Elect Trustee Thomas Schwartz of CSH Trust | Management | For | For |
| 3.1 | Elect Director Lise Bastarache of CMCC | Management | For | For |
| 3.2 | Elect Director W. Brent Binions of CMCC | Management | For | For |
| 3.3 | Elect Director Michael D. Harris of CMCC | Management | For | For |
| 3.4 | Elect Director Andre R. Kuzmicki of CMCC | Management | For | For |
| 3.5 | Elect Director Sidney P. H. Robinson of CMCC | Management | For | For |
| 3.6 | Elect Director Sharon Sallows of CMCC | Management | For | For |
| 3.7 | Elect Director Thomas Schwartz of CMCC | Management | For | For |
| 3.8 | Elect Director Huw Thomas of CMCC | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 5 | Amend Long Term Incentive Plan | Management | For | For |
| 6 | Allow Electronic Distribution of Company Communications | Management | For | For |
| 7 | Approve Advance Notice Policy | Management | For | For |
| 8 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CHARTWELL RETIREMENT RESIDENCES
MEETING DATE: MAY 15, 2014 | TICKER: CSH.UN SECURITY ID: ADPV25280
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee Lise Bastarache of Chartwell | Management | For | For |
| 1.2 | Elect Trustee Sidney P. H. Robinson of Chartwell | Management | For | For |
| 1.3 | Elect Trustee Huw Thomas of Chartwell | Management | For | For |
| 2.1 | Elect Trustee Michael D. Harris of CSH Trust | Management | For | For |
| 2.2 | Elect Trustee Andre R. Kuzmicki of CSH Trust | Management | For | For |
| 2.3 | Elect Trustee Thomas Schwartz of CSH Trust | Management | For | For |
| 3.1 | Elect Director Lise Bastarache of CMCC | Management | For | For |
| 3.2 | Elect Director W. Brent Binions of CMCC | Management | For | For |
| 3.3 | Elect Director Michael D. Harris of CMCC | Management | For | For |
| 3.4 | Elect Director Andre R. Kuzmicki of CMCC | Management | For | For |
| 3.5 | Elect Director Sidney P. H. Robinson of CMCC | Management | For | For |
| 3.6 | Elect Director Sharon Sallows of CMCC | Management | For | For |
| 3.7 | Elect Director Thomas Schwartz of CMCC | Management | For | For |
| 3.8 | Elect Director Huw Thomas of CMCC | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 5 | Amend Long Term Incentive Plan | Management | For | For |
| 6 | Allow Electronic Distribution of Company Communications | Management | For | For |
| 7 | Approve Advance Notice Policy | Management | For | For |
| 8 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CYS INVESTMENTS, INC.
MEETING DATE: MAY 09, 2014 | TICKER: CYS SECURITY ID: 12673A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin E. Grant | Management | For | For |
| 1.2 | Elect Director Tanya S. Beder | Management | For | For |
| 1.3 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.4 | Elect Director Jeffrey P. Hughes | Management | For | For |
| 1.5 | Elect Director Stephen P. Jonas | Management | For | For |
| 1.6 | Elect Director Raymond A. Redlingshafer, Jr. | Management | For | For |
| 1.7 | Elect Director James A. Stern | Management | For | For |
| 1.8 | Elect Director David A. Tyson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DOUGLAS EMMETT, INC.
MEETING DATE: MAY 29, 2014 | TICKER: DEI SECURITY ID: 25960P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DUPONT FABROS TECHNOLOGY, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DFT SECURITY ID: 26613Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Coke | Management | For | For |
| 1.2 | Elect Director Lammot J. du Pont | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Hossein Fateh | Management | For | For |
| 1.5 | Elect Director Jonathan G. Heiliger | Management | For | For |
| 1.6 | Elect Director Frederic V. Malek | Management | For | For |
| 1.7 | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1.8 | Elect Director John H. Toole | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DYNEX CAPITAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: DX SECURITY ID: 26817Q506
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. Akin | Management | For | For |
| 1.2 | Elect Director Byron L. Boston | Management | For | For |
| 1.3 | Elect Director Michael R. Hughes | Management | For | For |
| 1.4 | Elect Director Barry A. Igdaloff | Management | For | For |
| 1.5 | Elect Director Valerie A. Mosley | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director James C. Wheat, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EASTGROUP PROPERTIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: EGP SECURITY ID: 277276101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Pike Aloian | Management | For | For |
| 1.2 | Elect Director H.C. Bailey, Jr. | Management | For | For |
| 1.3 | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1.4 | Elect Director Hayden C. Eaves, III | Management | For | For |
| 1.5 | Elect Director Fredric H. Gould | Management | For | For |
| 1.6 | Elect Director David H. Hoster, II | Management | For | For |
| 1.7 | Elect Director Mary E. McCormick | Management | For | For |
| 1.8 | Elect Director David M. Osnos | Management | For | For |
| 1.9 | Elect Director Leland R. Speed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELLINGTON FINANCIAL LLC
MEETING DATE: MAY 20, 2014 | TICKER: EFC SECURITY ID: 288522303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas F. Robards | Management | For | For |
| 1.2 | Elect Director Michael W. Vranos | Management | For | For |
| 1.3 | Elect Director Laurence Penn | Management | For | For |
| 1.4 | Elect Director Ronald I. Simon | Management | For | For |
| 1.5 | Elect Director Edward Resendez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ELLINGTON RESIDENTIAL MORTGAGE REIT
MEETING DATE: MAY 20, 2014 | TICKER: EARN SECURITY ID: 288578107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas F. Robards | Management | For | For |
| 1.2 | Elect Director Michael W. Vranos | Management | For | For |
| 1.3 | Elect Director Laurence Penn | Management | For | For |
| 1.4 | Elect Director Ronald I. Simon | Management | For | For |
| 1.5 | Elect Director Robert B. Allardice, III | Management | For | For |
| 1.6 | Elect Director David J. Miller | Management | For | For |
| 1.7 | Elect Director Menes O. Chee | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: NOV 25, 2013 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Marguerite Nader | Management | For | For |
| 1.6 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.7 | Elect Director Howard Walker | Management | For | For |
| 1.8 | Elect Director Gary Waterman | Management | For | For |
| 1.9 | Elect Director William Young | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Stock Award Plan Grants | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | Abstain |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 12, 2014 | TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director B. Joseph White | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXCEL TRUST, INC.
MEETING DATE: MAY 13, 2014 | TICKER: EXL SECURITY ID: 30068C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary B. Sabin | Management | For | For |
| 1.2 | Elect Director Spencer G. Plumb | Management | For | For |
| 1.3 | Elect Director Mark T. Burton | Management | For | For |
| 1.4 | Elect Director Bruce G. Blakley | Management | For | For |
| 1.5 | Elect Director Burland B. East, III | Management | For | For |
| 1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
| 1.7 | Elect Director Warren R. Staley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 21, 2014 | TICKER: EXR SECURITY ID: 30225T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.5 | Elect Director Diane Olmstead | Management | For | For |
| 1.6 | Elect Director Roger B. Porter | Management | For | For |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIRST POTOMAC REALTY TRUST
MEETING DATE: MAY 20, 2014 | TICKER: FPO SECURITY ID: 33610F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Arnold | Management | For | For |
| 1.2 | Elect Director Richard B. Chess | Management | For | For |
| 1.3 | Elect Director Douglas J. Donatelli | Management | For | For |
| 1.4 | Elect Director J. Roderick Heller, III | Management | For | For |
| 1.5 | Elect Director R. Michael McCullough | Management | For | For |
| 1.6 | Elect Director Alan G. Merten | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Terry L. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLIMCHER REALTY TRUST
MEETING DATE: MAY 07, 2014 | TICKER: GRT SECURITY ID: 379302102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Glimcher | Management | For | For |
| 1.2 | Elect Director Yvette McGee Brown | Management | For | For |
| 1.3 | Elect Director Nancy J. Kramer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
H&R REAL ESTATE INVESTMENT TRUST
MEETING DATE: JUN 19, 2014 | TICKER: HR.UN SECURITY ID: 404428203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas J. Hofstedter as Trustee of the REIT | Management | For | For |
| 2 | Elect Robert E. Dickson as Trustee of the REIT | Management | For | For |
| 3 | Elect Edward Gilbert as Trustee of the REIT | Management | For | For |
| 4 | Elect Laurence A. Lebovic as Trustee of the REIT | Management | For | For |
| 5 | Elect Ronald C. Rutman as Trustee of the REIT | Management | For | For |
| 6 | Approve KPMG LLP as Auditors of the REIT and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 7 | Amend Declaration of Trust Re: Auditor's Report | Management | For | For |
| 8 | Amend Declaration of Trust Re: Special Voting Units | Management | For | For |
| 9 | Approve Advance Notice Policy | Management | For | For |
| 1 | Elect Marvin Rubner as Trustee of the Finance Trust | Management | For | For |
| 2 | Elect Shimshon (Stephen) Gross as Trustee of the Finance Trust | Management | For | For |
| 3 | Elect Neil Sigler as Trustee of the Finance Trust | Management | For | For |
| 4 | Approve KPMG LLP as Auditors of the Finance Trust and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 5 | Amend Declaration of Trust Re: Auditor's Report | Management | For | For |
| 6 | Approve Advance Notice Policy | Management | For | For |
| |
|---|
HATTERAS FINANCIAL CORP.
MEETING DATE: MAY 07, 2014 | TICKER: HTS SECURITY ID: 41902R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Hough | Management | For | For |
| 1.2 | Elect Director Benjamin M. Hough | Management | For | For |
| 1.3 | Elect Director David W. Berson | Management | For | For |
| 1.4 | Elect Director Ira G. Kawaller | Management | For | For |
| 1.5 | Elect Director Jeffrey D. Miller | Management | For | For |
| 1.6 | Elect Director Thomas D. Wren | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: HIW SECURITY ID: 431284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director David J. Hartzell | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director Mark F. Mulhern | Management | For | For |
| 1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KENNEDY-WILSON HOLDINGS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: KW SECURITY ID: 489398107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry R. Solomon | Management | For | For |
| 1.2 | Elect Director David A. Minella | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LEXINGTON REALTY TRUST
MEETING DATE: MAY 20, 2014 | TICKER: LXP SECURITY ID: 529043101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Robert Roskind | Management | For | For |
| 1.2 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.3 | Elect Director Richard J. Rouse | Management | For | For |
| 1.4 | Elect Director Harold First | Management | For | For |
| 1.5 | Elect Director Richard S. Frary | Management | For | For |
| 1.6 | Elect Director James Grosfeld | Management | For | For |
| 1.7 | Elect Director Kevin W. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIBERTY PROPERTY TRUST
MEETING DATE: MAY 08, 2014 | TICKER: LPT SECURITY ID: 531172104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick F. Buchholz | Management | For | For |
| 1.2 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.3 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
| 1.4 | Elect Director Daniel P. Garton | Management | For | For |
| 1.5 | Elect Director William P. Hankowsky | Management | For | For |
| 1.6 | Elect Director M. Leanne Lachman | Management | For | For |
| 1.7 | Elect Director David L. Lingerfelt | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
LTC PROPERTIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: LTC SECURITY ID: 502175102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd W. Hendrickson | Management | For | For |
| 1.2 | Elect Director Edmund C. King | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 1.4 | Elect Director Devra G. Shapiro | Management | For | For |
| 1.5 | Elect Director Wendy L. Simpson | Management | For | For |
| 1.6 | Elect Director Timothy J. Triche | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MFA FINANCIAL, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MFA SECURITY ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen R. Blank | Management | For | For |
| 1b | Elect Director William S. Gorin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: SEP 27, 2013 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director Ralph Horn | Management | For | For |
| 1d | Elect Director James K. Lowder | Management | For | For |
| 1e | Elect Director Thomas H. Lowder | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director Harold W. Ripps | Management | For | For |
| 1i | Elect Director W. Reid Sanders | Management | For | For |
| 1j | Elect Director William B. Sansom | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director John W. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: MNR SECURITY ID: 609720107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian H. Haimm | Management | For | For |
| 1.2 | Elect Director Neal Herstik | Management | For | For |
| 1.3 | Elect Director Matthew I. Hirsch | Management | For | Withhold |
| 1.4 | Elect Director Stephen B. Wolgin | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NNN SECURITY ID: 637417106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director David M. Fick | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.5 | Elect Director Richard B. Jennings | Management | For | For |
| 1.6 | Elect Director Ted B. Lanier | Management | For | For |
| 1.7 | Elect Director Robert C. Legler | Management | For | For |
| 1.8 | Elect Director Craig Macnab | Management | For | For |
| 1.9 | Elect Director Robert Martinez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEWCASTLE INVESTMENT CORP.
MEETING DATE: MAY 28, 2014 | TICKER: NCT SECURITY ID: 65105M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director David K. McKown | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
PIEDMONT OFFICE REALTY TRUST, INC.
MEETING DATE: MAY 14, 2014 | TICKER: PDM SECURITY ID: 720190206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Wayne Woody | Management | For | For |
| 1.2 | Elect Director Michael R. Buchanan | Management | For | For |
| 1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
| 1.5 | Elect Director Frank C. McDowell | Management | For | For |
| 1.6 | Elect Director Donald A. Miller | Management | For | For |
| 1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
| 1.8 | Elect Director Donald S. Moss | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: MAY 01, 2014 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director George L. Fotiades | Management | For | For |
| 1c | Elect Director Christine N. Garvey | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | For |
| 1f | Elect Director Irving F. Lyons, III | Management | For | For |
| 1g | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1h | Elect Director D. Michael Steuert | Management | For | For |
| 1i | Elect Director Carl B. Webb | Management | For | For |
| 1j | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REDWOOD TRUST, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RWT SECURITY ID: 758075402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Mariann Byerwalter | Management | For | For |
| 1.3 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.4 | Elect Director Martin S. Hughes | Management | For | For |
| 1.5 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.6 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.7 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: OCT 08, 2013 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth H. Beard | Management | For | For |
| 1.2 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1.3 | Elect Director Paul R. Gauvreau | Management | For | For |
| 1.4 | Elect Director Gerald M. Gorski | Management | For | For |
| 1.5 | Elect Director Steven P. Grimes | Management | For | For |
| 1.6 | Elect Director Richard P. Imperiale | Management | For | For |
| 1.7 | Elect Director Kenneth E. Masick | Management | For | For |
| 1.8 | Elect Director Barbara A. Murphy | Management | For | For |
| 1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1.2 | Elect Director Paul R. Gauvreau | Management | For | For |
| 1.3 | Elect Director Gerald M. Gorski | Management | For | For |
| 1.4 | Elect Director Steven P. Grimes | Management | For | For |
| 1.5 | Elect Director Richard P. Imperiale | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director Kenneth E. Masick | Management | For | For |
| 1.8 | Elect Director Barbara A. Murphy | Management | For | For |
| 1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SELECT INCOME REIT
MEETING DATE: MAY 02, 2014 | TICKER: SIR SECURITY ID: 81618T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna D. Fraiche | Management | For | For |
| 1.2 | Elect Director Adam D. Portnoy | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SENIOR HOUSING PROPERTIES TRUST
MEETING DATE: JUN 05, 2014 | TICKER: SNH SECURITY ID: 81721M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frederick N. Zeytoonjian | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 1.2 | Elect Director Larry C. Glasscock | Management | For | For |
| 1.3 | Elect Director Karen N. Horn | Management | For | For |
| 1.4 | Elect Director Allan Hubbard | Management | For | For |
| 1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1.6 | Elect Director Daniel C. Smith | Management | For | For |
| 1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STAG INDUSTRIAL, INC.
MEETING DATE: MAY 05, 2014 | TICKER: STAG SECURITY ID: 85254J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
| 1.4 | Elect Director Larry T. Guillemette | Management | For | For |
| 1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1.6 | Elect Director Christopher P. Marr | Management | For | For |
| 1.7 | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TERRENO REALTY CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: TRNO SECURITY ID: 88146M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Blake Baird | Management | For | For |
| 1.2 | Elect Director Michael A. Coke | Management | For | For |
| 1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
| 1.4 | Elect Director Peter J. Merlone | Management | For | For |
| 1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 20, 2014 | TICKER: TWO SECURITY ID: 90187B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Spencer Abraham | Management | For | For |
| 1.2 | Elect Director James J. Bender | Management | For | For |
| 1.3 | Elect Director Mark D. Ein | Management | For | For |
| 1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.5 | Elect Director Jacques R. Rolfo | Management | For | For |
| 1.6 | Elect Director W. Reid Sanders | Management | For | For |
| 1.7 | Elect Director Thomas E. Siering | Management | For | For |
| 1.8 | Elect Director Brian C. Taylor | Management | For | For |
| 1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Debra A. Cafaro | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Ronald G. Geary | Management | For | For |
| 1d | Elect Director Jay M. Gellert | Management | For | For |
| 1e | Elect Director Richard I. Gilchrist | Management | For | For |
| 1f | Elect Director Matthew J. Lustig | Management | For | For |
| 1g | Elect Director Douglas M. Pasquale | Management | For | For |
| 1h | Elect Director Robert D. Reed | Management | For | For |
| 1i | Elect Director Glenn J. Rufrano | Management | For | For |
| 1j | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
W. P. CAREY INC.
MEETING DATE: JUL 11, 2013 | TICKER: WPC SECURITY ID: 92936U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Trevor P. Bond | Management | For | For |
| 1.2 | Elect Director Francis J. Carey | Management | For | For |
| 1.3 | Elect Director Nathaniel S. Coolidge | Management | For | For |
| 1.4 | Elect Director Mark J. DeCesaris | Management | For | For |
| 1.5 | Elect Director Eberhard Faber, IV | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Axel K.A. Hansing | Management | For | For |
| 1.8 | Elect Director Richard C. Marston | Management | For | For |
| 1.9 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1.10 | Elect Director Charles E. Parente | Management | For | For |
| 1.11 | Elect Director Nick J.M. van Ommen | Management | For | For |
| 1.12 | Elect Director Karsten von Koller | Management | For | For |
| 1.13 | Elect Director Reginald Winssinger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
W. P. CAREY INC.
MEETING DATE: JAN 24, 2014 | TICKER: WPC SECURITY ID: 92936U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Other Business | Management | For | Against |
| |
|---|
W. P. CAREY INC.
MEETING DATE: JUN 19, 2014 | TICKER: WPC SECURITY ID: 92936U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Trevor P. Bond | Management | For | For |
| 1.2 | Elect Director Nathaniel S. Coolidge | Management | For | For |
| 1.3 | Elect Director Mark J. DeCesaris | Management | For | For |
| 1.4 | Elect Director Eberhard Faber, IV | Management | For | For |
| 1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.6 | Elect Director Axel K.A. Hansing | Management | For | For |
| 1.7 | Elect Director Jean Hoysradt | Management | For | For |
| 1.8 | Elect Director Richard C. Marston | Management | For | For |
| 1.9 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1.10 | Elect Director Charles E. Parente | Management | For | For |
| 1.11 | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 1.12 | Elect Director Nick J.M. van Ommen | Management | For | For |
| 1.13 | Elect Director Karsten von Koller | Management | For | For |
| 1.14 | Elect Director Reginald Winssinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WASHINGTON REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 15, 2014 | TICKER: WRE SECURITY ID: 939653101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward S. Civera | Management | For | For |
| 1.2 | Elect Director Wendelin A. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 10, 2014 | TICKER: WY SECURITY ID: 962166104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Mark A. Emmert | Management | For | For |
| 1.3 | Elect Director John I. Kieckhefer | Management | For | For |
| 1.4 | Elect Director Wayne W. Murdy | Management | For | For |
| 1.5 | Elect Director Nicole W. Piasecki | Management | For | For |
| 1.6 | Elect Director Doyle R. Simons | Management | For | For |
| 1.7 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director Kim Williams | Management | For | For |
| 1.10 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES BLUE CHIP GROWTH FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
A. O. SMITH CORPORATION
MEETING DATE: APR 07, 2014 | TICKER: AOS SECURITY ID: 831865209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABBVIE INC.
MEETING DATE: MAY 09, 2014 | TICKER: ABBV SECURITY ID: 00287Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Alpern | Management | For | For |
| 1.2 | Elect Director Edward M. Liddy | Management | For | For |
| 1.3 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 19, 2014 | TICKER: ANF SECURITY ID: 002896207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James B. Bachmann | Management | For | For |
| 1b | Elect Director Bonnie R. Brooks | Management | For | For |
| 1c | Elect Director Terry L. Burman | Management | For | For |
| 1d | Elect Director Sarah M. Gallagher | Management | For | For |
| 1e | Elect Director Michael E. Greenlees | Management | For | For |
| 1f | Elect Director Archie M. Griffin | Management | For | For |
| 1g | Elect Director Michael S. Jeffries | Management | For | For |
| 1h | Elect Director Arthur C. Martinez | Management | For | For |
| 1i | Elect Director Diane L. Neal | Management | For | For |
| 1j | Elect Director Charles R. Perrin | Management | For | For |
| 1k | Elect Director Stephanie M. Shern | Management | For | For |
| 1l | Elect Director Craig R. Stapleton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
ACCELERON PHARMA INC.
MEETING DATE: JUN 20, 2014 | TICKER: XLRN SECURITY ID: 00434H108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean M. George | Management | For | For |
| 1.2 | Elect Director George Golumbeski | Management | For | For |
| 1.3 | Elect Director Edwin M. Kania, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ACTAVIS PLC
MEETING DATE: MAY 09, 2014 | TICKER: ACT SECURITY ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul M. Bisaro | Management | For | For |
| 1b | Elect Director James H. Bloem | Management | For | For |
| 1c | Elect Director Christopher W. Bodine | Management | For | For |
| 1d | Elect Director Tamar D. Howson | Management | For | For |
| 1e | Elect Director John A. King | Management | For | For |
| 1f | Elect Director Catherine M. Klema | Management | For | For |
| 1g | Elect Director Jiri Michal | Management | For | For |
| 1h | Elect Director Sigurdur Olafsson | Management | For | For |
| 1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
| 1j | Elect Director Ronald R. Taylor | Management | For | For |
| 1k | Elect Director Andrew L. Turner | Management | For | For |
| 1l | Elect Director Fred G. Weiss | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
ACTAVIS PLC
MEETING DATE: JUN 17, 2014 | TICKER: ACT SECURITY ID: G0083B108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 05, 2014 | TICKER: ATVI SECURITY ID: 00507V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Corti | Management | For | For |
| 1.2 | Elect Director Brian G. Kelly | Management | For | For |
| 1.3 | Elect Director Robert A. Kotick | Management | For | For |
| 1.4 | Elect Director Barry Meyer | Management | For | For |
| 1.5 | Elect Director Robert J. Morgado | Management | For | For |
| 1.6 | Elect Director Peter Nolan | Management | For | For |
| 1.7 | Elect Director Richard Sarnoff | Management | For | For |
| 1.8 | Elect Director Elaine Wynn | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
| 3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
| 3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 10, 2014 | TICKER: ADBE SECURITY ID: 00724F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Amy L. Banse | Management | For | For |
| 1b | Elect Director Kelly J. Barlow | Management | For | For |
| 1c | Elect Director Edward W. Barnholt | Management | For | For |
| 1d | Elect Director Robert K. Burgess | Management | For | For |
| 1e | Elect Director Frank A. Calderoni | Management | For | For |
| 1f | Elect Director Michael R. Cannon | Management | For | For |
| 1g | Elect Director James E. Daley | Management | For | For |
| 1h | Elect Director Laura B. Desmond | Management | For | For |
| 1i | Elect Director Charles M. Geschke | Management | For | For |
| 1j | Elect Director Shantanu Narayen | Management | For | For |
| 1k | Elect Director Daniel L. Rosensweig | Management | For | For |
| 1l | Elect Director Robert Sedgewick | Management | For | For |
| 1m | Elect Director John E. Warnock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 19, 2014 | TICKER: A SECURITY ID: 00846U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heidi Fields | Management | For | For |
| 1.2 | Elect Director A. Barry Rand | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2014 | TICKER: AGIO SECURITY ID: 00847X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis C. Cantley | Management | For | For |
| 1.2 | Elect Director Perry Karsen | Management | For | For |
| 1.3 | Elect Director Paul J. Clancy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 14, 2014 | TICKER: AKAM SECURITY ID: 00971T101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Monte Ford | Management | For | For |
| 1.2 | Elect Director Frederic Salerno | Management | For | For |
| 1.3 | Elect Director Steven Scopellite | Management | For | For |
| 1.4 | Elect Director Bernardus Verwaayen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 05, 2014 | TICKER: ALXN SECURITY ID: 015351109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director John T. Mollen | Management | For | For |
| 1.5 | Elect Director R. Douglas Norby | Management | For | For |
| 1.6 | Elect Director Alvin S. Parven | Management | For | For |
| 1.7 | Elect Director Andreas Rummelt | Management | For | For |
| 1.8 | Elect Director Ann M. Veneman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
ALKERMES PLC
MEETING DATE: MAY 28, 2014 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Location of Annual Meeting | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLERGAN, INC.
MEETING DATE: MAY 06, 2014 | TICKER: AGN SECURITY ID: 018490102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David E.I. Pyott | Management | For | Against |
| 1b | Elect Director Michael R. Gallagher | Management | For | Against |
| 1c | Elect Director Deborah Dunsire | Management | For | Against |
| 1d | Elect Director Trevor M. Jones | Management | For | Against |
| 1e | Elect Director Louis J. Lavigne, Jr. | Management | For | Against |
| 1f | Elect Director Peter J. McDonnell | Management | For | Against |
| 1g | Elect Director Timothy D. Proctor | Management | For | Against |
| 1h | Elect Director Russell T. Ray | Management | For | Against |
| 1i | Elect Director Henri A. Termeer | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALSEA S.A.B. DE C.V.
MEETING DATE: MAR 14, 2014 | TICKER: ALSEA SECURITY ID: P0212A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Annual Report on Operations Carried by Key Board Committees | Management | For | For |
| 3 | Elect or Ratify Directors, Key Management and Members of Board Committees | Management | For | Abstain |
| 4 | Approve Remuneration of Directors, Key Management and Members of Board Committees | Management | For | Abstain |
| 5 | Set Aggregate Nominal Share Repurchase Reserve; Present Report on Share Repurchase | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ALSEA S.A.B. DE C.V.
MEETING DATE: MAR 14, 2014 | TICKER: ALSEA SECURITY ID: P0212A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: ALTR SECURITY ID: 021441100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John P. Daane | Management | For | For |
| 1b | Elect Director T. Michael Nevens | Management | For | For |
| 1c | Elect Director A. Blaine Bowman | Management | For | For |
| 1d | Elect Director Elisha W. Finney | Management | For | For |
| 1e | Elect Director Kevin McGarity | Management | For | For |
| 1f | Elect Director Krish A. Prabhu | Management | For | For |
| 1g | Elect Director Shane V. Robison | Management | For | For |
| 1h | Elect Director John Shoemaker | Management | For | For |
| 1i | Elect Director Thomas H. Waechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
MEETING DATE: FEB 28, 2014 | TICKER: ASPS SECURITY ID: L0175J104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AMZN SECURITY ID: 023135106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jeffrey P. Bezos | Management | For | For |
| 1b | Elect Director Tom A. Alberg | Management | For | For |
| 1c | Elect Director John Seely Brown | Management | For | For |
| 1d | Elect Director William B. Gordon | Management | For | For |
| 1e | Elect Director Jamie S. Gorelick | Management | For | For |
| 1f | Elect Director Alain Monie | Management | For | For |
| 1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1h | Elect Director Thomas O. Ryder | Management | For | For |
| 1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMC NETWORKS INC.
MEETING DATE: JUN 10, 2014 | TICKER: AMCX SECURITY ID: 00164V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil M. Ashe | Management | For | For |
| 1.2 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.3 | Elect Director Alan D. Schwartz | Management | For | Withhold |
| 1.4 | Elect Director Leonard Tow | Management | For | For |
| 1.5 | Elect Director Carl E. Vogel | Management | For | For |
| 1.6 | Elect Director Robert C. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN AIRLINES GROUP INC.
MEETING DATE: JUN 04, 2014 | TICKER: AAL SECURITY ID: 02376R102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James F. Albaugh | Management | For | For |
| 1b | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1c | Elect Director John T. Cahill | Management | For | For |
| 1d | Elect Director Michael J. Embler | Management | For | For |
| 1e | Elect Director Matthew J. Hart | Management | For | For |
| 1f | Elect Director Alberto Ibarguen | Management | For | For |
| 1g | Elect Director Richard C. Kraemer | Management | For | For |
| 1h | Elect Director Denise M. O'Leary | Management | For | For |
| 1i | Elect Director W. Douglas Parker | Management | For | For |
| 1j | Elect Director Ray M. Robinson | Management | For | For |
| 1k | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN EAGLE OUTFITTERS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: AEO SECURITY ID: 02553E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.2 | Elect Director Roger S. Markfield | Management | For | For |
| 1.3 | Elect Director Jay L. Schottenstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: MAY 12, 2014 | TICKER: AXP SECURITY ID: 025816109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Charlene Barshefsky | Management | For | For |
| 1b | Elect Director Ursula M. Burns | Management | For | For |
| 1c | Elect Director Kenneth I. Chenault | Management | For | For |
| 1d | Elect Director Peter Chernin | Management | For | For |
| 1e | Elect Director Anne Lauvergeon | Management | For | For |
| 1f | Elect Director Theodore J. Leonsis | Management | For | For |
| 1g | Elect Director Richard C. Levin | Management | For | For |
| 1h | Elect Director Richard A. McGinn | Management | For | For |
| 1i | Elect Director Samuel J. Palmisano | Management | For | For |
| 1j | Elect Director Steven S Reinemund | Management | For | For |
| 1k | Elect Director Daniel L. Vasella | Management | For | For |
| 1l | Elect Director Robert D. Walter | Management | For | For |
| 1m | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 30, 2014 | TICKER: AMP SECURITY ID: 03076C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James M. Cracchiolo | Management | For | For |
| 1b | Elect Director Dianne Neal Blixt | Management | For | For |
| 1c | Elect Director Amy DiGeso | Management | For | For |
| 1d | Elect Director Lon R. Greenberg | Management | For | For |
| 1e | Elect Director W. Walker Lewis | Management | For | For |
| 1f | Elect Director Siri S. Marshall | Management | For | For |
| 1g | Elect Director Jeffrey Noddle | Management | For | For |
| 1h | Elect Director H. Jay Sarles | Management | For | For |
| 1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
| 1j | Elect Director William H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERISOURCEBERGEN CORPORATION
MEETING DATE: MAR 06, 2014 | TICKER: ABC SECURITY ID: 03073E105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven H. Collis | Management | For | For |
| 1.2 | Elect Director Douglas R. Conant | Management | For | For |
| 1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
| 1.4 | Elect Director Richard C. Gozon | Management | For | For |
| 1.5 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1.7 | Elect Director Jane E. Henney | Management | For | For |
| 1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
| 1.9 | Elect Director Michael J. Long | Management | For | For |
| 1.10 | Elect Director Henry W. McGee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
AMGEN INC.
MEETING DATE: MAY 15, 2014 | TICKER: AMGN SECURITY ID: 031162100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Baltimore | Management | For | For |
| 1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Bradway | Management | For | For |
| 1.4 | Elect Director Francois de Carbonnel | Management | For | For |
| 1.5 | Elect Director Vance D. Coffman | Management | For | For |
| 1.6 | Elect Director Robert A. Eckert | Management | For | For |
| 1.7 | Elect Director Greg C. Garland | Management | For | For |
| 1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
| 1.9 | Elect Director Frank C. Herringer | Management | For | For |
| 1.10 | Elect Director Tyler Jacks | Management | For | For |
| 1.11 | Elect Director Judith C. Pelham | Management | For | For |
| 1.12 | Elect Director Ronald D. Sugar | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: APC SECURITY ID: 032511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony R. Chase | Management | For | For |
| 1b | Elect Director Kevin P. Chilton | Management | For | For |
| 1c | Elect Director H. Paulett Eberhart | Management | For | For |
| 1d | Elect Director Peter J. Fluor | Management | For | For |
| 1e | Elect Director Richard L. George | Management | For | For |
| 1f | Elect Director Charles W. Goodyear | Management | For | For |
| 1g | Elect Director John R. Gordon | Management | For | For |
| 1h | Elect Director Eric D. Mullins | Management | For | For |
| 1i | Elect Director R. A. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
ANHEUSER-BUSCH INBEV SA
MEETING DATE: APR 30, 2014 | TICKER: ABI SECURITY ID: 03524A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
| A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
| A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
| B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | For |
| B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | For |
| C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
| C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
| C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
| C5 | Approve Discharge of Directors | Management | For | For |
| C6 | Approve Discharge of Auditors | Management | For | For |
| C7a | Reelect Kees Storm as Independent Director | Management | For | For |
| C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
| C7c | Reelect Alexandre Van Damme as Director | Management | For | For |
| C7d | Reelect Gregoire de Spoelberch as Director | Management | For | For |
| C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | For |
| C7f | Reelect Marcel Herrmann Telles as Director | Management | For | For |
| C7g | Elect Paulo Lemann as Director | Management | For | For |
| C7h | Elect Alexandre Behring as Director | Management | For | For |
| C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
| C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | For |
| C7k | Elect Valentin Diez Morodo as Director | Management | For | For |
| C8a | Approve Remuneration Report | Management | For | Against |
| C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
| D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 28, 2014 | TICKER: AAPL SECURITY ID: 037833100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Campbell | Management | For | For |
| 1.2 | Elect Director Timothy Cook | Management | For | For |
| 1.3 | Elect Director Millard Drexler | Management | For | For |
| 1.4 | Elect Director Al Gore | Management | For | For |
| 1.5 | Elect Director Robert Iger | Management | For | For |
| 1.6 | Elect Director Andrea Jung | Management | For | For |
| 1.7 | Elect Director Arthur Levinson | Management | For | For |
| 1.8 | Elect Director Ronald Sugar | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
| 4 | Establish a Par Value for Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
| 10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Abstain |
| 11 | Proxy Access | Shareholder | Against | Against |
| |
|---|
ASSOCIATED BRITISH FOODS PLC
MEETING DATE: DEC 06, 2013 | TICKER: ABF SECURITY ID: G05600138
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Emma Adamo as Director | Management | For | For |
| 5 | Re-elect John Bason as Director | Management | For | For |
| 6 | Re-elect Timothy Clarke as Director | Management | For | For |
| 7 | Re-elect Lord Jay of Ewelme as Director | Management | For | For |
| 8 | Re-elect Javier Ferran as Director | Management | For | For |
| 9 | Re-elect Charles Sinclair as Director | Management | For | For |
| 10 | Re-elect Peter Smith as Director | Management | For | For |
| 11 | Re-elect George Weston as Director | Management | For | For |
| 12 | Appoint KPMG LLP as Auditors | Management | For | For |
| 13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 17 | Approve Long Term Incentive Plan | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Abernethy | Management | For | For |
| 1.2 | Elect Director Jonathan Bush | Management | For | For |
| 1.3 | Elect Director Brandon Hull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATMEL CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: ATML SECURITY ID: 049513104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Laub | Management | For | For |
| 1.2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 1.3 | Elect Director David Sugishita | Management | For | For |
| 1.4 | Elect Director Papken Der Torossian | Management | For | For |
| 1.5 | Elect Director Jack L. Saltich | Management | For | For |
| 1.6 | Elect Director Charles Carinalli | Management | For | For |
| 1.7 | Elect Director Edward Ross | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVANIR PHARMACEUTICALS, INC.
MEETING DATE: FEB 12, 2014 | TICKER: AVNR SECURITY ID: 05348P401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 23, 2014 | TICKER: CAR SECURITY ID: 053774105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.2 | Elect Director Alun Cathcart | Management | For | For |
| 1.3 | Elect Director Mary C. Choksi | Management | For | For |
| 1.4 | Elect Director Leonard S. Coleman | Management | For | For |
| 1.5 | Elect Director Jeffrey H. Fox | Management | For | For |
| 1.6 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 1.7 | Elect Director Lynn Krominga | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director F. Robert Salerno | Management | For | For |
| 1.10 | Elect Director Stender E. Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BAC SECURITY ID: 060505104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharon L. Allen | Management | For | For |
| 1.2 | Elect Director Susan S. Bies | Management | For | For |
| 1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
| 1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
| 1.6 | Elect Director Arnold W. Donald | Management | For | For |
| 1.7 | Elect Director Charles K. Gifford | Management | For | For |
| 1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 1.9 | Elect Director Linda P. Hudson | Management | For | For |
| 1.10 | Elect Director Monica C. Lozano | Management | For | For |
| 1.11 | Elect Director Thomas J. May | Management | For | For |
| 1.12 | Elect Director Brian T. Moynihan | Management | For | For |
| 1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
| 1.14 | Elect Director Clayton S. Rose | Management | For | For |
| 1.15 | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
| 5 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
| 8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 10, 2014 | TICKER: BBY SECURITY ID: 086516101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lisa M. Caputo | Management | For | For |
| 1b | Elect Director Russell P. Fradin | Management | For | For |
| 1c | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1d | Elect Director Hubert Joly | Management | For | For |
| 1e | Elect Director David W. Kenny | Management | For | For |
| 1f | Elect Director Thomas L. 'Tommy' Millner | Management | For | For |
| 1g | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
BG GROUP PLC
MEETING DATE: MAY 15, 2014 | TICKER: BG. SECURITY ID: G1245Z108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | Against |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Elect Simon Lowth as Director | Management | For | For |
| 6 | Elect Pam Daley as Director | Management | For | For |
| 7 | Elect Martin Ferguson as Director | Management | For | For |
| 8 | Re-elect Vivienne Cox as Director | Management | For | For |
| 9 | Re-elect Chris Finlayson as Director | Management | None | None |
| 10 | Re-elect Andrew Gould as Director | Management | For | For |
| 11 | Re-elect Baroness Hogg as Director | Management | For | For |
| 12 | Re-elect Dr John Hood as Director | Management | For | For |
| 13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
| 14 | Re-elect Lim Haw-Kuang as Director | Management | For | For |
| 15 | Re-elect Sir David Manning as Director | Management | For | For |
| 16 | Re-elect Mark Seligman as Director | Management | For | For |
| 17 | Re-elect Patrick Thomas as Director | Management | For | For |
| 18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 20 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 12, 2014 | TICKER: BIIB SECURITY ID: 09062X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lynn Schenk | Management | For | For |
| 1.5 | Elect Director Alexander J. Denner | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Richard C. Mulligan | Management | For | For |
| 1.8 | Elect Director Robert W. Pangia | Management | For | For |
| 1.9 | Elect Director Brian S. Posner | Management | For | For |
| 1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
| 1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 04, 2014 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKROCK, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BLK SECURITY ID: 09247X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Abdlatif Yousef Al-Hamad | Management | For | For |
| 1b | Elect Director Mathis Cabiallavetta | Management | For | For |
| 1c | Elect Director Pamela Daley | Management | For | For |
| 1d | Elect Director Jessica P. Einhorn | Management | For | For |
| 1e | Elect Director Fabrizio Freda | Management | For | For |
| 1f | Elect Director Murry S. Gerber | Management | For | For |
| 1g | Elect Director James Grosfeld | Management | For | For |
| 1h | Elect Director David H. Komansky | Management | For | For |
| 1i | Elect Director Deryck Maughan | Management | For | For |
| 1j | Elect Director Cheryl D. Mills | Management | For | For |
| 1k | Elect Director Marco Antonio Slim Domit | Management | For | For |
| 1l | Elect Director John S. Varley | Management | For | For |
| 1m | Elect Director Susan L. Wagner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BLUEBIRD BIO, INC.
MEETING DATE: JUN 11, 2014 | TICKER: BLUE SECURITY ID: 09609G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Gillis | Management | For | For |
| 1.2 | Elect Director Nick Leschly | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: BSX SECURITY ID: 101137107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bruce L. Byrnes | Management | For | For |
| 1b | Elect Director Nelda J. Connors | Management | For | For |
| 1c | Elect Director Kristina M. Johnson | Management | For | For |
| 1d | Elect Director Edward J. Ludwig | Management | For | For |
| 1e | Elect Director Michael F. Mahoney | Management | For | For |
| 1f | Elect Director Ernest Mario | Management | For | For |
| 1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1h | Elect Director Pete M. Nicholas | Management | For | For |
| 1i | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1j | Elect Director David J. Roux | Management | For | For |
| 1k | Elect Director John E. Sununu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Animal Testing and Plans for Improving Welfare | Shareholder | Against | Abstain |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: BMY SECURITY ID: 110122108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Lamberto Andreotti | Management | For | For |
| 1B | Elect Director Lewis B. Campbell | Management | For | For |
| 1C | Elect Director James M. Cornelius | Management | For | For |
| 1D | Elect Director Laurie H. Glimcher | Management | For | For |
| 1E | Elect Director Michael Grobstein | Management | For | For |
| 1F | Elect Director Alan J. Lacy | Management | For | For |
| 1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
| 1H | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1I | Elect Director Vicki L. Sato | Management | For | For |
| 1J | Elect Director Gerald L. Storch | Management | For | For |
| 1K | Elect Director Togo D. West, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | None | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 30, 2014 | TICKER: BATS SECURITY ID: 110448107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Re-elect Richard Burrows as Director | Management | For | For |
| 8 | Re-elect Karen de Segundo as Director | Management | For | For |
| 9 | Re-elect Nicandro Durante as Director | Management | For | For |
| 10 | Re-elect Ann Godbehere as Director | Management | For | For |
| 11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 12 | Re-elect Gerry Murphy as Director | Management | For | For |
| 13 | Re-elect Kieran Poynter as Director | Management | For | For |
| 14 | Re-elect Ben Stevens as Director | Management | For | For |
| 15 | Re-elect Richard Tubb as Director | Management | For | For |
| 16 | Elect Savio Kwan as Director | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 20 | Approve EU Political Donations and Expenditure | Management | For | For |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: BRCM SECURITY ID: 111320107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director Maria M. Klawe | Management | For | For |
| 1.5 | Elect Director John E. Major | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director William T. Morrow | Management | For | For |
| 1.8 | Elect Director Henry Samueli | Management | For | For |
| 1.9 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: BWLD SECURITY ID: 119848109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally J. Smith | Management | For | For |
| 1.2 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.3 | Elect Director James M. Damian | Management | For | For |
| 1.4 | Elect Director Dale M. Applequist | Management | For | For |
| 1.5 | Elect Director Warren E. Mack | Management | For | For |
| 1.6 | Elect Director Michael P. Johnson | Management | For | For |
| 1.7 | Elect Director Jerry R. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 23, 2014 | TICKER: BG SECURITY ID: G16962105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ernest G. Bachrach | Management | For | For |
| 1b | Elect Director Enrique H. Boilini | Management | For | For |
| 1c | Elect Director Carol M. Browner | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to Determine the Independent Auditor's Fees | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CABOT CORPORATION
MEETING DATE: MAR 13, 2014 | TICKER: CBT SECURITY ID: 127055101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Enriquez | Management | For | For |
| 1.2 | Elect Director William C. Kirby | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COG SECURITY ID: 127097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Dan O. Dinges | Management | For | For |
| 1b | Elect Director James R. Gibbs | Management | For | For |
| 1c | Elect Director Robert L. Keiser | Management | For | For |
| 1d | Elect Director W. Matt Ralls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CANADIAN NATURAL RESOURCES LIMITED
MEETING DATE: MAY 08, 2014 | TICKER: CNQ SECURITY ID: 136385101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Keith A. J. MacPhail, Frank J. McKenna, Eldon R. Smith, and David A. Tuer as Directors | Management | For | For |
| 1.1 | Elect Director Catherine M. Best | Management | For | For |
| 1.2 | Elect Director N. Murray Edwards | Management | For | For |
| 1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
| 1.4 | Elect Director Gary A. Filmon | Management | For | For |
| 1.5 | Elect Director Christopher L. Fong | Management | For | For |
| 1.6 | Elect Director Gordon D. Giffin | Management | For | For |
| 1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
| 1.8 | Elect Director Steve W. Laut | Management | For | For |
| 1.9 | Elect Director Keith A. J. MacPhail | Management | For | For |
| 1.10 | Elect Director Frank J. McKenna | Management | For | For |
| 1.11 | Elect Director Eldon R. Smith | Management | For | For |
| 1.12 | Elect Director David A. Tuer | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CANADIAN PACIFIC RAILWAY LIMITED
MEETING DATE: MAY 01, 2014 | TICKER: CP SECURITY ID: 13645T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| 3.1 | Elect Director William A. Ackman | Management | For | For |
| 3.2 | Elect Director Gary F. Colter | Management | For | For |
| 3.3 | Elect Director Isabelle Courville | Management | For | For |
| 3.4 | Elect Director Paul G. Haggis | Management | For | For |
| 3.5 | Elect Director E. Hunter Harrison | Management | For | For |
| 3.6 | Elect Director Paul C. Hilal | Management | For | For |
| 3.7 | Elect Director Krystyna T. Hoeg | Management | For | For |
| 3.8 | Elect Director Rebecca MacDonald | Management | For | For |
| 3.9 | Elect Director Anthony R. Melman | Management | For | For |
| 3.10 | Elect Director Linda J. Morgan | Management | For | For |
| 3.11 | Elect Director Jim Prentice | Management | For | For |
| 3.12 | Elect Director Andrew F. Reardon | Management | For | For |
| 3.13 | Elect Director Stephen C. Tobias | Management | For | For |
| |
|---|
CANADIAN SOLAR INC.
MEETING DATE: JUN 23, 2014 | TICKER: CSIQ SECURITY ID: 136635109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shawn (Xiaohua) Qu | Management | For | For |
| 1.2 | Elect Director Robert McDermott | Management | For | For |
| 1.3 | Elect Director Lars-Eric Johansson | Management | For | For |
| 1.4 | Elect Director Harry E. Ruda | Management | For | For |
| 2 | Approve Deloitte Touche Tohmatsu LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: COF SECURITY ID: 14040H105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard D. Fairbank | Management | For | For |
| 1b | Elect Director Patrick W. Gross | Management | For | For |
| 1c | Elect Director Ann Fritz Hackett | Management | For | For |
| 1d | Elect Director Lewis Hay, III | Management | For | For |
| 1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
| 1f | Elect Director Pierre E. Leroy | Management | For | For |
| 1g | Elect Director Peter E. Raskind | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Bradford H. Warner | Management | For | For |
| 1j | Elect Director Catherine G. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5a | Reduce Supermajority Vote Requirement | Management | For | For |
| 5b | Reduce Supermajority Vote Requirement | Management | For | For |
| 5c | Reduce Supermajority Vote Requirement | Management | For | Did Not Vote |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CARRIZO OIL & GAS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CRZO SECURITY ID: 144577103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.P. Johnson, IV | Management | For | For |
| 1.2 | Elect Director Steven A. Webster | Management | For | For |
| 1.3 | Elect Director Thomas L. Carter, Jr. | Management | For | For |
| 1.4 | Elect Director Robert F. Fulton | Management | For | For |
| 1.5 | Elect Director F. Gardner Parker | Management | For | For |
| 1.6 | Elect Director Roger A. Ramsey | Management | For | For |
| 1.7 | Elect Director Frank A. Wojtek | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 11, 2014 | TICKER: CAT SECURITY ID: 149123101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Calhoun | Management | For | For |
| 1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
| 1.3 | Elect Director Juan Gallardo | Management | For | For |
| 1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
| 1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
| 1.6 | Elect Director Peter A. Magowan | Management | For | For |
| 1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
| 1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
| 1.9 | Elect Director William A. Osborn | Management | For | For |
| 1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.11 | Elect Director Susan C. Schwab | Management | For | For |
| 1.12 | Elect Director Miles D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
| 7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
| 8 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
CAVIUM, INC.
MEETING DATE: JUN 19, 2014 | TICKER: CAVM SECURITY ID: 14964U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: CE SECURITY ID: 150870103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jean S. Blackwell | Management | For | For |
| 1b | Elect Director Martin G. McGuinn | Management | For | For |
| 1c | Elect Director Daniel S. Sanders | Management | For | For |
| 1d | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: CERN SECURITY ID: 156782104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John C. Danforth | Management | For | For |
| 1b | Elect Director Neal L. Patterson | Management | For | For |
| 1c | Elect Director William D. Zollars | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: CF SECURITY ID: 125269100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1b | Elect Director William Davisson | Management | For | For |
| 1c | Elect Director Stephen J. Hagge | Management | For | For |
| 1d | Elect Director Robert G. Kuhbach | Management | For | For |
| 1e | Elect Director Edward A. Schmitt | Management | For | For |
| 2 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 3 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMTURA CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CHMT SECURITY ID: 163893209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Anna C. Catalano | Management | For | For |
| 1.4 | Elect Director James W. Crownover | Management | For | For |
| 1.5 | Elect Director Robert A. Dover | Management | For | For |
| 1.6 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.7 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.8 | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 13, 2014 | TICKER: CHK SECURITY ID: 165167107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Vincent J. Intrieri | Management | For | For |
| 1b | Elect Director Robert D. (Doug) Lawler | Management | For | For |
| 1c | Elect Director John J. (Jack) Lipinski | Management | For | For |
| 1d | Elect Director Frederic M. Poses | Management | For | For |
| 1e | Elect Director Archie W. Dunham | Management | For | For |
| 1f | Elect Director R. Brad Martin | Management | For | For |
| 1g | Elect Director Louis A. Raspino | Management | For | For |
| 1h | Elect Director Merrill A. (Pete) Miller, Jr. | Management | For | For |
| 1i | Elect Director Thomas L. Ryan | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | Against |
| 5 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | Against |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
CHICAGO BRIDGE & IRON COMPANY N.V.
MEETING DATE: APR 30, 2014 | TICKER: CBI SECURITY ID: 167250109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James H. Miller | Management | For | For |
| 2a | Elect Director James R. Bolch | Management | For | For |
| 2b | Elect Director Larry D. McVay | Management | For | For |
| 2c | Elect Director Marsha C. Williams | Management | For | For |
| 3 | Elect Management Board Member Nominee from Chicago Bridge & Iron Company B.V. or Lealand Finance Company B.V. | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Financial Statements, Allocation of Income and Dividends of $0.20 per Share, and Discharge Directors | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Grant Board Authority to Issue Shares | Management | For | For |
| 13 | Approve Remuneration of Supervisory Board | Management | For | For |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CMG SECURITY ID: 169656105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Charlesworth | Management | For | For |
| 1.2 | Elect Director Monty Moran | Management | For | For |
| 1.3 | Elect Director Kimbal Musk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
CHURCH & DWIGHT CO., INC.
MEETING DATE: MAY 01, 2014 | TICKER: CHD SECURITY ID: 171340102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James R. Craigie | Management | For | For |
| 1b | Elect Director Robert D. LeBlanc | Management | For | For |
| 1c | Elect Director Janet S. Vergis | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CIMAREX ENERGY CO.
MEETING DATE: MAY 15, 2014 | TICKER: XEC SECURITY ID: 171798101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Hentschel | Management | For | For |
| 1.2 | Elect Director Thomas E. Jorden | Management | For | For |
| 1.3 | Elect Director Floyd R. Price | Management | For | For |
| 1.4 | Elect Director L. Paul Teague | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 22, 2014 | TICKER: C SECURITY ID: 172967424
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael L. Corbat | Management | For | For |
| 1b | Elect Director Duncan P. Hennes | Management | For | For |
| 1c | Elect Director Franz B. Humer | Management | For | For |
| 1d | Elect Director Eugene M. McQuade | Management | For | For |
| 1e | Elect Director Michael E. O'Neill | Management | For | For |
| 1f | Elect Director Gary M. Reiner | Management | For | For |
| 1g | Elect Director Judith Rodin | Management | For | For |
| 1h | Elect Director Robert L. Ryan | Management | For | For |
| 1i | Elect Director Anthony M. Santomero | Management | For | For |
| 1j | Elect Director Joan E. Spero | Management | For | For |
| 1k | Elect Director Diana L. Taylor | Management | For | For |
| 1l | Elect Director William S. Thompson, Jr. | Management | For | For |
| 1m | Elect Director James S. Turley | Management | For | For |
| 1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
| 8 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
CLOVIS ONCOLOGY, INC.
MEETING DATE: JUN 12, 2014 | TICKER: CLVS SECURITY ID: 189464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 03, 2014 | TICKER: CTSH SECURITY ID: 192446102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Patsalos-Fox | Management | For | For |
| 1b | Elect Director Robert E. Weissman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: CMCSA SECURITY ID: 20030N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.3 | Elect Director Edward D. Breen | Management | For | For |
| 1.4 | Elect Director Joseph J. Collins | Management | For | For |
| 1.5 | Elect Director J. Michael Cook | Management | For | For |
| 1.6 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
| 1.9 | Elect Director Brian L. Roberts | Management | For | For |
| 1.10 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
| |
|---|
CONTINENTAL RESOURCES, INC.
MEETING DATE: MAY 23, 2014 | TICKER: CLR SECURITY ID: 212015101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Boren | Management | For | For |
| 1.2 | Elect Director William B. Berry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 30, 2014 | TICKER: COST SECURITY ID: 22160K105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Susan L. Decker | Management | For | Withhold |
| 1.2 | Elect Director Richard M. Libenson | Management | For | For |
| 1.3 | Elect Director John W. Meisenbach | Management | For | For |
| 1.4 | Elect Director Charles T. Munger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Simple Majority Vote | Shareholder | Against | For |
| 5 | Declassify the Board of Directors | Management | None | Against |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 13, 2014 | TICKER: CMI SECURITY ID: 231021106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Elect Director William I. Miller | Management | For | For |
| 3 | Elect Director Alexis M. Herman | Management | For | For |
| 4 | Elect Director Georgia R. Nelson | Management | For | For |
| 5 | Elect Director Robert K. Herdman | Management | For | For |
| 6 | Elect Director Robert J. Bernhard | Management | For | For |
| 7 | Elect Director Franklin R. Chang Diaz | Management | For | For |
| 8 | Elect Director Stephen B. Dobbs | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| |
|---|
CURTISS-WRIGHT CORPORATION
MEETING DATE: MAY 02, 2014 | TICKER: CW SECURITY ID: 231561101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David C. Adams | Management | For | For |
| 1.2 | Elect Director Martin R. Benante | Management | For | For |
| 1.3 | Elect Director Dean M. Flatt | Management | For | For |
| 1.4 | Elect Director S. Marce Fuller | Management | For | For |
| 1.5 | Elect Director Allen A. Kozinski | Management | For | For |
| 1.6 | Elect Director John R. Myers | Management | For | For |
| 1.7 | Elect Director John B. Nathman | Management | For | For |
| 1.8 | Elect Director Robert J. Rivet | Management | For | For |
| 1.9 | Elect Director William W. Sihler | Management | For | For |
| 1.10 | Elect Director Albert E. Smith | Management | For | For |
| 1.11 | Elect Director Stuart W. Thorn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CVS SECURITY ID: 126650100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. David Brown, II | Management | For | For |
| 1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
| 1.3 | Elect Director David W. Dorman | Management | For | For |
| 1.4 | Elect Director Anne M. Finucane | Management | For | For |
| 1.5 | Elect Director Larry J. Merlo | Management | For | For |
| 1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
| 1.7 | Elect Director Richard J. Swift | Management | For | For |
| 1.8 | Elect Director William C. Weldon | Management | For | For |
| 1.9 | Elect Director Tony L. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: CY SECURITY ID: 232806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director James R. Long | Management | For | For |
| 1.5 | Elect Director Robert Y. L. Mao | Management | For | For |
| 1.6 | Elect Director J. D. Sherman | Management | For | For |
| 1.7 | Elect Director Wilbert van den Hoek | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: DHR SECURITY ID: 235851102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
| 1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
| 1.3 | Elect Director Linda Hefner Filler | Management | For | For |
| 1.4 | Elect Director Teri List-Stoll | Management | For | For |
| 1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
| 1.6 | Elect Director Mitchell P. Rales | Management | For | For |
| 1.7 | Elect Director Steven M. Rales | Management | For | For |
| 1.8 | Elect Director John T. Schwieters | Management | For | For |
| 1.9 | Elect Director Alan G. Spoon | Management | For | For |
| 1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 27, 2014 | TICKER: DAL SECURITY ID: 247361702
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard H. Anderson | Management | For | For |
| 1b | Elect Director Edward H. Bastian | Management | For | For |
| 1c | Elect Director Roy J. Bostock | Management | For | For |
| 1d | Elect Director John S. Brinzo | Management | For | For |
| 1e | Elect Director Daniel A. Carp | Management | For | For |
| 1f | Elect Director David G. DeWalt | Management | For | For |
| 1g | Elect Director William H. Easter, III | Management | For | For |
| 1h | Elect Director Mickey P. Foret | Management | For | For |
| 1i | Elect Director Shirley C. Franklin | Management | For | For |
| 1j | Elect Director David R. Goode | Management | For | For |
| 1k | Elect Director George N. Mattson | Management | For | For |
| 1l | Elect Director Paula Rosput Reynolds | Management | For | For |
| 1m | Elect Director Kenneth C. Rogers | Management | For | For |
| 1n | Elect Director Kenneth B. Woodrow | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Increase in Size of Board | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: DRNA SECURITY ID: 253031108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Vincent J. Miles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DUNKIN' BRANDS GROUP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: DNKN SECURITY ID: 265504100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Hines | Management | For | For |
| 1.2 | Elect Director Joseph Uva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Nanomaterial Product Safety | Shareholder | Against | Abstain |
| |
|---|
E. I. DU PONT DE NEMOURS AND COMPANY
MEETING DATE: APR 23, 2014 | TICKER: DD SECURITY ID: 263534109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lamberto Andreotti | Management | For | For |
| 1b | Elect Director Richard H. Brown | Management | For | For |
| 1c | Elect Director Robert A. Brown | Management | For | For |
| 1d | Elect Director Bertrand P. Collomb | Management | For | For |
| 1e | Elect Director Curtis J. Crawford | Management | For | For |
| 1f | Elect Director Alexander M. Cutler | Management | For | For |
| 1g | Elect Director Eleuthere I. du Pont | Management | For | For |
| 1h | Elect Director Marillyn A. Hewson | Management | For | For |
| 1i | Elect Director Lois D. Juliber | Management | For | For |
| 1j | Elect Director Ellen J. Kullman | Management | For | For |
| 1k | Elect Director Lee M. Thomas | Management | For | For |
| 1l | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Prohibit Political Contributions | Shareholder | Against | Against |
| 5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Abstain |
| 6 | Establish Committee on Plant Closures | Shareholder | Against | Against |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
EASTMAN CHEMICAL COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: EMN SECURITY ID: 277432100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
| 1.2 | Elect Director Gary E. Anderson | Management | For | For |
| 1.3 | Elect Director Brett D. Begemann | Management | For | For |
| 1.4 | Elect Director Michael P. Connors | Management | For | For |
| 1.5 | Elect Director Mark J. Costa | Management | For | For |
| 1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
| 1.7 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.8 | Elect Director Julie F. Holder | Management | For | For |
| 1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
| 1.10 | Elect Director Lewis M. Kling | Management | For | For |
| 1.11 | Elect Director David W. Raisbeck | Management | For | For |
| 1.12 | Elect Director James P. Rogers | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EATON CORPORATION PLC
MEETING DATE: APR 23, 2014 | TICKER: ETN SECURITY ID: G29183103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director George S. Barrett | Management | For | For |
| 1b | Elect Director Todd M. Bluedorn | Management | For | For |
| 1c | Elect Director Christopher M. Connor | Management | For | For |
| 1d | Elect Director Michael J. Critelli | Management | For | For |
| 1e | Elect Director Alexander M. Cutler | Management | For | For |
| 1f | Elect Director Charles E. Golden | Management | For | For |
| 1g | Elect Director Linda A. Hill | Management | For | For |
| 1h | Elect Director Arthur E. Johnson | Management | For | For |
| 1i | Elect Director Ned C. Lautenbach | Management | For | For |
| 1j | Elect Director Deborah L. McCoy | Management | For | For |
| 1k | Elect Director Gregory R. Page | Management | For | For |
| 1l | Elect Director Gerald B. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: MAY 13, 2014 | TICKER: EBAY SECURITY ID: 278642103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Anderson | Management | For | For |
| 1.2 | Elect Director Edward W. Barnholt | Management | For | For |
| 1.3 | Elect Director Scott D. Cook | Management | For | For |
| 1.4 | Elect Director John J. Donahoe | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: EMC SECURITY ID: 268648102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael W. Brown | Management | For | For |
| 1b | Elect Director Randolph L. Cowen | Management | For | For |
| 1c | Elect Director Gail Deegan | Management | For | For |
| 1d | Elect Director James S. DiStasio | Management | For | For |
| 1e | Elect Director John R. Egan | Management | For | For |
| 1f | Elect Director William D. Green | Management | For | For |
| 1g | Elect Director Edmund F. Kelly | Management | For | For |
| 1h | Elect Director Jami Miscik | Management | For | For |
| 1i | Elect Director Paul Sagan | Management | For | For |
| 1j | Elect Director David N. Strohm | Management | For | For |
| 1k | Elect Director Joseph M. Tucci | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 19, 2014 | TICKER: ESV SECURITY ID: G3157S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Re-elect J. Roderick Clark as Director | Management | For | For |
| 1b | Re-elect Roxanne J. Decyk as Director | Management | For | For |
| 1c | Re-elect Mary E. Francis CBE as Director | Management | For | For |
| 1d | Re-elect C. Christopher Gaut as Director | Management | For | For |
| 1e | Re-elect Gerald W. Haddock as Director | Management | For | For |
| 1f | Re-elect Francis S. Kalman as Director | Management | For | For |
| 1g | Re-elect Daniel W. Rabun as Director | Management | For | For |
| 1h | Re-elect Keith O. Rattie as Director | Management | For | For |
| 1i | Re-elect Paul E. Rowsey, III as Director | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with Pre-emptive Rights | Management | For | For |
| 3 | Reappoint KPMG LLP as Auditors of the Company | Management | For | For |
| 4 | Reappoint KPMG Audit Plc as Auditors of the Company | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Policy | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 10 | Approve Capital Reorganisation Converting Undistributable Reserves to Distributable Reserves | Management | For | For |
| 11 | Issue of Equity or Equity-Linked Securities without Pre-emptive Rights | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: EOG SECURITY ID: 26875P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Janet F. Clark | Management | For | For |
| 1b | Elect Director Charles R. Crisp | Management | For | For |
| 1c | Elect Director James C. Day | Management | For | For |
| 1d | Elect Director Mark G. Papa | Management | For | For |
| 1e | Elect Director H. Leighton Steward | Management | For | For |
| 1f | Elect Director Donald F. Textor | Management | For | For |
| 1g | Elect Director William R. Thomas | Management | For | For |
| 1h | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
| 5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
EPISTAR CORP.
MEETING DATE: JUN 19, 2014 | TICKER: 2448 SECURITY ID: Y2298F106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2013 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve Plan on 2013 Profit Distribution | Management | For | For |
| 3 | Elect Liang Jiyan, with ID No.N12xxxxxxx, as Independent Director | Management | For | For |
| 4 | Approve Cash Dividend Distribution from Capital Reserve | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
| 7 | Amend Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
| 8 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: EXEL SECURITY ID: 30161Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael M. Morrissey | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lance Willsey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXPEDIA, INC.
MEETING DATE: JUN 17, 2014 | TICKER: EXPE SECURITY ID: 30212P303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George 'Skip' Battle | Management | For | For |
| 1.2 | Elect Director Pamela L. Coe | Management | For | For |
| 1.3 | Elect Director Barry Diller | Management | For | For |
| 1.4 | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1.5 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Peter M. Kern | Management | For | For |
| 1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
| 1.9 | Elect Director John C. Malone | Management | For | For |
| 1.10 | Elect Director Jose A. Tazon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
EXPRESS SCRIPTS HOLDING COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: ESRX SECURITY ID: 30219G108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gary G. Benanav | Management | For | For |
| 1b | Elect Director Maura C. Breen | Management | For | For |
| 1c | Elect Director William J. DeLaney | Management | For | For |
| 1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1f | Elect Director Frank Mergenthaler | Management | For | For |
| 1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
| 1h | Elect Director John O. Parker, Jr. | Management | For | For |
| 1i | Elect Director George Paz | Management | For | For |
| 1j | Elect Director William L. Roper | Management | For | For |
| 1k | Elect Director Seymour Sternberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXPRESS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: EXPR SECURITY ID: 30219E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael G. Archbold | Management | For | For |
| 1.2 | Elect Director Peter S. Swinburn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 13, 2014 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Stephen Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FACEBOOK, INC.
MEETING DATE: MAY 22, 2014 | TICKER: FB SECURITY ID: 30303M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
| 1.4 | Elect Director Donald E. Graham | Management | For | For |
| 1.5 | Elect Director Reed Hastings | Management | For | For |
| 1.6 | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1.7 | Elect Director Peter A. Thiel | Management | For | For |
| 1.8 | Elect Director Mark Zuckerberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Against |
| 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
| 7 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry J. Alperin | Management | For | For |
| 1.2 | Elect Director Stephen P. Elker | Management | For | For |
| 1.3 | Elect Director Brian P. Friedman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: MAY 21, 2014 | TICKER: FSLR SECURITY ID: 336433107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Sharon L. Allen | Management | For | For |
| 1.3 | Elect Director Richard D. Chapman | Management | For | For |
| 1.4 | Elect Director George A. ('Chip') Hambro | Management | For | For |
| 1.5 | Elect Director James A. Hughes | Management | For | For |
| 1.6 | Elect Director Craig Kennedy | Management | For | For |
| 1.7 | Elect Director James F. Nolan | Management | For | For |
| 1.8 | Elect Director William J. Post | Management | For | For |
| 1.9 | Elect Director J. Thomas Presby | Management | For | For |
| 1.10 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.11 | Elect Director Michael Sweeney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FORTINET, INC.
MEETING DATE: JUN 20, 2014 | TICKER: FTNT SECURITY ID: 34959E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Xie | Management | For | For |
| 1.2 | Elect Director William H. Neukom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FORTRESS INVESTMENT GROUP LLC
MEETING DATE: MAY 22, 2014 | TICKER: FIG SECURITY ID: 34958B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Barry | Management | For | For |
| 1.2 | Elect Director Richard N. Haass | Management | For | For |
| 1.3 | Elect Director Randal A. Nardone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FREESCALE SEMICONDUCTOR, LTD.
MEETING DATE: MAY 08, 2014 | TICKER: FSL SECURITY ID: G3727Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Balasubramanian | Management | For | For |
| 1.2 | Elect Director Chinh E. Chu | Management | For | For |
| 1.3 | Elect Director Daniel J. Heneghan | Management | For | For |
| 1.4 | Elect Director Thomas H. Lister | Management | For | For |
| 1.5 | Elect Director Gregg A. Lowe | Management | For | For |
| 1.6 | Elect Director Joanne M. Maguire | Management | For | For |
| 1.7 | Elect Director John W. Marren | Management | For | For |
| 1.8 | Elect Director James A. Quella | Management | For | For |
| 1.9 | Elect Director Peter Smitham | Management | For | For |
| 1.10 | Elect Director Gregory L. Summe | Management | For | For |
| 1.11 | Elect Director Claudius E. Watts, IV | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
GCL-POLY ENERGY HOLDINGS LTD.
MEETING DATE: MAY 23, 2014 | TICKER: 03800 SECURITY ID: G3774X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Zhu Gongshan as Director | Management | For | Against |
| 2b | Elect Ji Jun as Director | Management | For | Against |
| 2c | Elect Sun Wei as Director | Management | For | Against |
| 2d | Approve Remuneration of Directors | Management | For | Abstain |
| 3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 4b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 4c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 11, 2014 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bennett Morgan | Management | For | For |
| 1.2 | Elect Director Todd A. Adams | Management | For | For |
| 1.3 | Elect Director Ralph W. Castner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 07, 2014 | TICKER: GILD SECURITY ID: 375558103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John F. Cogan | Management | For | For |
| 1b | Elect Director Etienne F. Davignon | Management | For | For |
| 1c | Elect Director Carla A. Hills | Management | For | For |
| 1d | Elect Director Kevin E. Lofton | Management | For | For |
| 1e | Elect Director John W. Madigan | Management | For | For |
| 1f | Elect Director John C. Martin | Management | For | For |
| 1g | Elect Director Nicholas G. Moore | Management | For | For |
| 1h | Elect Director Richard J. Whitley | Management | For | For |
| 1i | Elect Director Gayle E. Wilson | Management | For | For |
| 1j | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
| |
|---|
GOGO INC.
MEETING DATE: MAY 29, 2014 | TICKER: GOGO SECURITY ID: 38046C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Small | Management | For | For |
| 1.2 | Elect Director Oakleigh Thorne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 14, 2014 | TICKER: GOOG SECURITY ID: 38259P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Page | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | Withhold |
| 1.3 | Elect Director Eric E. Schmidt | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director Diane B. Greene | Management | For | For |
| 1.6 | Elect Director John L. Hennessy | Management | For | For |
| 1.7 | Elect Director Ann Mather | Management | For | For |
| 1.8 | Elect Director Paul S. Otellini | Management | For | For |
| 1.9 | Elect Director K. Ram Shriram | Management | For | For |
| 1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Abstain |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 06, 2014 | TICKER: GMCR SECURITY ID: 393122106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Hayes | Management | For | For |
| 1.2 | Elect Director A.D. David Mackay | Management | For | For |
| 1.3 | Elect Director Michael J. Mardy | Management | For | For |
| 1.4 | Elect Director David E. Moran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: DEC 16, 2013 | TICKER: GRF SECURITY ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2:1 Stock Split | Management | For | For |
| 2 | Receive Report on Acquisition of a Diagnostic Business Unit of Novartis International AG | Management | None | None |
| 3 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: MAY 29, 2014 | TICKER: GRF SECURITY ID: E5706X124
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | For |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GRIFOLS SA
MEETING DATE: MAY 29, 2014 | TICKER: GRF SECURITY ID: 398438408
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
| 2 | Approve Consolidated Financial Statements | Management | For | For |
| 3 | Approve Discharge of Board | Management | For | For |
| 4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
| 5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
| 6.A | Elect Marla E. Salmon as Director | Management | For | For |
| 6.B | Fix Number of Directors at 13 | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| 8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
| 9 | Approve 2:1 Stock Split | Management | For | For |
| 10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GROUPON, INC.
MEETING DATE: MAY 20, 2014 | TICKER: GRPN SECURITY ID: 399473107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Lefkofsky | Management | For | For |
| 1.2 | Elect Director Peter Barris | Management | For | For |
| 1.3 | Elect Director Robert Bass | Management | For | For |
| 1.4 | Elect Director Daniel Henry | Management | For | For |
| 1.5 | Elect Director Jeffrey Housenbold | Management | For | For |
| 1.6 | Elect Director Bradley Keywell | Management | For | For |
| 1.7 | Elect Director Theodore Leonsis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
GT ADVANCED TECHNOLOGIES INC.
MEETING DATE: JUN 04, 2014 | TICKER: GTAT SECURITY ID: 36191U106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Michal Conaway | Management | For | For |
| 1.2 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.4 | Elect Director Thomas Gutierrez | Management | For | For |
| 1.5 | Elect Director Matthew E. Massengill | Management | For | For |
| 1.6 | Elect Director Robert E. Switz | Management | For | For |
| 1.7 | Elect Director Noel G. Watson | Management | For | For |
| 1.8 | Elect Director Thomas Wroe, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: HAL SECURITY ID: 406216101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan M. Bennett | Management | For | For |
| 1.2 | Elect Director James R. Boyd | Management | For | For |
| 1.3 | Elect Director Milton Carroll | Management | For | For |
| 1.4 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.5 | Elect Director Murry S. Gerber | Management | For | For |
| 1.6 | Elect Director Jose C. Grubisich | Management | For | For |
| 1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
| 1.8 | Elect Director David J. Lesar | Management | For | For |
| 1.9 | Elect Director Robert A. Malone | Management | For | For |
| 1.10 | Elect Director J. Landis Martin | Management | For | For |
| 1.11 | Elect Director Debra L. Reed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
HCA HOLDINGS, INC.
MEETING DATE: APR 23, 2014 | TICKER: HCA SECURITY ID: 40412C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Bracken | Management | For | For |
| 1.2 | Elect Director R. Milton Johnson | Management | For | For |
| 1.3 | Elect Director Robert J. Dennis | Management | For | For |
| 1.4 | Elect Director Nancy-Ann DeParle | Management | For | For |
| 1.5 | Elect Director Thomas F. Frist III | Management | For | For |
| 1.6 | Elect Director William R. Frist | Management | For | For |
| 1.7 | Elect Director Ann H. Lamont | Management | For | For |
| 1.8 | Elect Director Jay O. Light | Management | For | For |
| 1.9 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.10 | Elect Director Michael W. Michelson | Management | For | For |
| 1.11 | Elect Director Stephen G. Pagliuca | Management | For | For |
| 1.12 | Elect Director Wayne J. Riley | Management | For | For |
| 1.13 | Elect Director John W. Rowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 29, 2014 | TICKER: HLF SECURITY ID: G4412G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael O. Johnson | Management | For | For |
| 1.2 | Elect Director John Tartol | Management | For | For |
| 1.3 | Elect Director Hunter C. Gary | Management | For | For |
| 1.4 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.5 | Elect Director James L. Nelson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HTZ SECURITY ID: 42805T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Durham | Management | For | Against |
| 1.2 | Elect Director Mark P. Frissora | Management | For | Against |
| 1.3 | Elect Director Henry C. Wolf | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: HES SECURITY ID: 42809H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence J. Checki | Management | For | For |
| 1.2 | Elect Director Edith E. Holiday | Management | For | For |
| 1.3 | Elect Director John H. Mullin, III | Management | For | For |
| 1.4 | Elect Director James H. Quigley | Management | For | For |
| 1.5 | Elect Director Robert N. Wilson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4a | Eliminate Supermajority Vote Requirement in Certificate of Incorporation and Bylaws | Management | For | For |
| 4b | Eliminate Supermajority Vote Requirement in Certificate of Incorporation | Management | For | For |
| 5 | Amend Certificate of Incorporation Removing Provisions of $3.50 Cumulative Convertible Preferred Stock | Management | For | For |
| 6 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| |
|---|
HOMEAWAY, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AWAY SECURITY ID: 43739Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Brody | Management | For | For |
| 1.2 | Elect Director Christopher ('Woody') P. Marshall | Management | For | For |
| 1.3 | Elect Director Kevin Krone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 28, 2014 | TICKER: HON SECURITY ID: 438516106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Gordon M. Bethune | Management | For | For |
| 1B | Elect Director Kevin Burke | Management | For | For |
| 1C | Elect Director Jaime Chico Pardo | Management | For | For |
| 1D | Elect Director David M. Cote | Management | For | For |
| 1E | Elect Director D. Scott Davis | Management | For | For |
| 1F | Elect Director Linnet F. Deily | Management | For | For |
| 1G | Elect Director Judd Gregg | Management | For | For |
| 1H | Elect Director Clive Hollick | Management | For | For |
| 1I | Elect Director Grace D. Lieblein | Management | For | For |
| 1J | Elect Director George Paz | Management | For | For |
| 1K | Elect Director Bradley T. Sheares | Management | For | For |
| 1L | Elect Director Robin L. Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
HUNTSMAN CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: HUN SECURITY ID: 447011107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon M. Huntsman | Management | For | For |
| 1.2 | Elect Director Patrick T. Harker | Management | For | For |
| 1.3 | Elect Director Mary C. Beckerle | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| |
|---|
HURON CONSULTING GROUP INC.
MEETING DATE: MAY 02, 2014 | TICKER: HURN SECURITY ID: 447462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
| 1.2 | Elect Director George E. Massaro | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HYATT HOTELS CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: H SECURITY ID: 448579102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Pritzker | Management | For | For |
| 1.2 | Elect Director Pamela M. Nicholson | Management | For | For |
| 1.3 | Elect Director Richard C. Tuttle | Management | For | For |
| 1.4 | Elect Director James H. Wooten, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IAC/INTERACTIVECORP
MEETING DATE: JUN 18, 2014 | TICKER: IACI SECURITY ID: 44919P508
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | For |
| 1.2 | Elect Director Chelsea Clinton | Management | For | For |
| 1.3 | Elect Director Sonali De Rycker | Management | For | For |
| 1.4 | Elect Director Barry Diller | Management | For | For |
| 1.5 | Elect Director Michael D. Eisner | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Donald R. Keough | Management | For | For |
| 1.8 | Elect Director Bryan Lourd | Management | For | For |
| 1.9 | Elect Director David Rosenblatt | Management | For | For |
| 1.10 | Elect Director Alan G. Spoon | Management | For | For |
| 1.11 | Elect Director Alexander von Furstenberg | Management | For | For |
| 1.12 | Elect Director Richard F. Zannino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 28, 2014 | TICKER: ILMN SECURITY ID: 452327109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.2 | Elect Director Robert S. Epstein | Management | For | For |
| 1.3 | Elect Director Roy A. Whitfield | Management | For | For |
| 1.4 | Elect Director Francis A. deSouza | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
IMPERVA, INC.
MEETING DATE: MAY 06, 2014 | TICKER: IMPV SECURITY ID: 45321L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shlomo Kramer | Management | For | For |
| 1.2 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.3 | Elect Director James R. Tolonen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 05, 2014 | TICKER: IR SECURITY ID: G47791101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ann C. Berzin | Management | For | For |
| 1b | Elect Director John Bruton | Management | For | For |
| 1c | Elect Director Jared L. Cohon | Management | For | For |
| 1d | Elect Director Gary D. Forsee | Management | For | For |
| 1e | Elect Director Edward E. Hagenlocker | Management | For | For |
| 1f | Elect Director Constance J. Horner | Management | For | For |
| 1g | Elect Director Michael W. Lamach | Management | For | For |
| 1h | Elect Director Theodore E. Martin | Management | For | For |
| 1i | Elect Director John P. Surma | Management | For | For |
| 1j | Elect Director Richard J. Swift | Management | For | For |
| 1k | Elect Director Tony L. White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Renew Directors' Authority to Issue Shares | Management | For | For |
| 5 | Renew Directors' Authority to Issue Shares for Cash | Management | For | For |
| 6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
| |
|---|
INSULET CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: PODD SECURITY ID: 45784P101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally Crawford | Management | For | For |
| 1.2 | Elect Director Regina Sommer | Management | For | For |
| 1.3 | Elect Director Joseph Zakrzewski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ITMN SECURITY ID: 45884X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 1.3 | Elect Director Frank Verwiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA
MEETING DATE: JUN 17, 2014 | TICKER: IAG SECURITY ID: E67674106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income | Management | For | For |
| 3 | Approve Discharge of Directors | Management | For | For |
| 4a | Reappoint Ernst & Young as Auditors | Management | For | For |
| 4b | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Amend Article 36 of the Corporate Bylaws | Management | For | For |
| 6a | Re-elect Antonio Vazquez Romero as Director | Management | For | For |
| 6b | Re-elect Sir Martin Broughton as Director | Management | For | For |
| 6c | Re-elect William Walsh as Director | Management | For | For |
| 6d | Re-elect Cesar Alierta Izuel as Director | Management | For | Against |
| 6e | Re-elect Patrick Cescau as Director | Management | For | For |
| 6f | Re-elect Enrique Dupuy de Lome as Director | Management | For | For |
| 6g | Re-elect Baroness Kingsmill as Director | Management | For | For |
| 6h | Re-elect James Lawrence as Director | Management | For | For |
| 6i | Re-elect Jose Pedro Perez-Llorca as Director | Management | For | Against |
| 6j | Re-elect Kieran Poynter as Director | Management | For | For |
| 6k | Re-elect Alberto Terol Esteban as Director | Management | For | For |
| 6l | Ratify Appointment by Co-option and Elect Dame Marjorie Scardino as Director | Management | For | For |
| 6m | Ratify Appointment by Co-option and Elect Maria Fernanda Mejia Campuzano as Director | Management | For | For |
| 7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issuance of Securities Including Warrants Convertible Into and/or Exchangeable for Shares with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issuance of Bonds or Simple Debentures and Other Debt Securities | Management | For | For |
| 12 | Apply the Spanish Consolidation Tax Regime | Management | For | For |
| 13 | Approve Remuneration Report | Management | For | For |
| 14 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
INTREPID POTASH, INC.
MEETING DATE: MAY 28, 2014 | TICKER: IPI SECURITY ID: 46121Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Jornayvaz, III | Management | For | For |
| 1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTREXON CORPORATION
MEETING DATE: JUN 09, 2014 | TICKER: XON SECURITY ID: 46122T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Randal J. Kirk | Management | For | For |
| 1b | Elect Director Cesar L. Alvarez | Management | For | For |
| 1c | Elect Director Steven Frank | Management | For | For |
| 1d | Elect Director Larry D. Horner | Management | For | For |
| 1e | Elect Director Jeffrey B. Kindler | Management | For | For |
| 1f | Elect Director Dean J. Mitchell | Management | For | For |
| 1g | Elect Director Robert B. Shapiro | Management | For | For |
| 1h | Elect Director James S. Turley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INTUIT INC.
MEETING DATE: JAN 23, 2014 | TICKER: INTU SECURITY ID: 461202103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Christopher W. Brody | Management | For | For |
| 1b | Elect Director William V. Campbell | Management | For | For |
| 1c | Elect Director Scott D. Cook | Management | For | For |
| 1d | Elect Director Diane B. Greene | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director Dennis D. Powell | Management | For | For |
| 1h | Elect Director Brad D. Smith | Management | For | For |
| 1i | Elect Director Jeff Weiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 24, 2014 | TICKER: ISRG SECURITY ID: 46120E602
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amal M. Johnson | Management | For | For |
| 1.2 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.3 | Elect Director Alan J. Levy | Management | For | For |
| 1.4 | Elect Director Craig H. Barratt | Management | For | For |
| 1.5 | Elect Director Floyd D. Loop | Management | For | For |
| 1.6 | Elect Director George Stalk, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INVESCO LTD.
MEETING DATE: MAY 15, 2014 | TICKER: IVZ SECURITY ID: G491BT108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Denis Kessler | Management | For | For |
| 2.2 | Elect Director G. Richard ('Rick') Wagoner, Jr. | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IRONWOOD PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: IRWD SECURITY ID: 46333X108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryan E. Roberts | Management | For | For |
| 1.2 | Elect Director Julie H. McHugh | Management | For | For |
| 1.3 | Elect Director Peter M. Hecht | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ISIS SECURITY ID: 464330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
| 3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ITT CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: ITT SECURITY ID: 450911201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director G. Peter D. Aloia | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Christina A. Gold | Management | For | For |
| 1e | Elect Director Rebecca A. McDonald | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Frank T. MacInnis | Management | For | For |
| 1h | Elect Director Denise L. Ramos | Management | For | For |
| 1i | Elect Director Donald J. Stebbins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| |
|---|
JAZZTEL PLC
MEETING DATE: MAY 29, 2014 | TICKER: JAZ SECURITY ID: G5085M234
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Pedro Navarro Martinez as Director | Management | For | For |
| 5 | Re-elect Jose Luis Diez Garcia as Director | Management | For | For |
| 6 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 29, 2014 | TICKER: JCI SECURITY ID: 478366107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Natalie A. Black | Management | For | For |
| 1.2 | Elect Director Raymond L. Conner | Management | For | For |
| 1.3 | Elect Director William H. Lacy | Management | For | For |
| 1.4 | Elect Director Alex A. Molinaroli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 20, 2014 | TICKER: JPM SECURITY ID: 46625H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Linda B. Bammann | Management | For | For |
| 1b | Elect Director James A. Bell | Management | For | For |
| 1c | Elect Director Crandall C. Bowles | Management | For | For |
| 1d | Elect Director Stephen B. Burke | Management | For | For |
| 1e | Elect Director James S. Crown | Management | For | For |
| 1f | Elect Director James Dimon | Management | For | For |
| 1g | Elect Director Timothy P. Flynn | Management | For | For |
| 1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1i | Elect Director Michael A. Neal | Management | For | For |
| 1j | Elect Director Lee R. Raymond | Management | For | For |
| 1k | Elect Director William C. Weldon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: JNPR SECURITY ID: 48203R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director Mary B. Cranston | Management | For | For |
| 1.4 | Elect Director J. Michael Lawrie | Management | For | For |
| 1.5 | Elect Director David Schlotterbeck | Management | For | For |
| 1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
| 1.7 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.8 | Elect Director Gary Daichendt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KATE SPADE & COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: KATE SECURITY ID: 485865109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard W. Aronson | Management | For | For |
| 1.2 | Elect Director Lawrence S. Benjamin | Management | For | For |
| 1.3 | Elect Director Raul J. Fernandez | Management | For | For |
| 1.4 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.5 | Elect Director Nancy J. Karch | Management | For | For |
| 1.6 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 1.7 | Elect Director Kay Koplovitz | Management | For | For |
| 1.8 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.9 | Elect Director Deborah J. Lloyd | Management | For | For |
| 1.10 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 23, 2014 | TICKER: KERX SECURITY ID: 492515101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Joseph Feczko | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Jack Kaye | Management | For | For |
| 1.6 | Elect Director Daniel P. Regan | Management | For | For |
| 1.7 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KYTHERA BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: KYTH SECURITY ID: 501570105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Michael Ball | Management | For | For |
| 1.2 | Elect Director Nathaniel David | Management | For | For |
| 1.3 | Elect Director Robert T. Nelsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
L BRANDS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: LB SECURITY ID: 501797104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna A. James | Management | For | For |
| 1.2 | Elect Director Jeffrey H. Miro | Management | For | For |
| 1.3 | Elect Director Michael G. Morris | Management | For | For |
| 1.4 | Elect Director Raymond Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
LAS VEGAS SANDS CORP.
MEETING DATE: JUN 04, 2014 | TICKER: LVS SECURITY ID: 517834107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Forman | Management | For | For |
| 1.2 | Elect Director George Jamieson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINKEDIN CORPORATION
MEETING DATE: JUN 10, 2014 | TICKER: LNKD SECURITY ID: 53578A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reid Hoffman | Management | For | For |
| 1.2 | Elect Director Stanley J. Meresman | Management | For | For |
| 1.3 | Elect Director David Sze | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LONZA GROUP LTD.
MEETING DATE: APR 16, 2014 | TICKER: LONN SECURITY ID: H50524133
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | Did Not Vote |
| 5.1a | Reelect Patrick Aebischer as Director | Management | For | Did Not Vote |
| 5.1b | Reelect Werner Bauer as Director | Management | For | Did Not Vote |
| 5.1c | Reelect Thomas Ebeling as Director | Management | For | Did Not Vote |
| 5.1d | Reelect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
| 5.1e | Reelect Margot Scheltema as Director | Management | For | Did Not Vote |
| 5.1f | Reelect Rolf Soiron as Director | Management | For | Did Not Vote |
| 5.1g | Reelect Antonio Trius as Director | Management | For | Did Not Vote |
| 5.2a | Elect Barbara Richmond as Director | Management | For | Did Not Vote |
| 5.2b | Elect Juergen Steinemann as Director | Management | For | Did Not Vote |
| 5.3 | Elect Rolf Soiron as Board Chairman | Management | For | Did Not Vote |
| 5.4a | Appoint Thomas Ebeling as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4b | Appoint Jean-Daniel Gerber as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 5.4c | Appoint Juergen Steinemann as Member of the Nomination and Compensation Committee | Management | For | Did Not Vote |
| 6 | Ratify KPMG Ltd, Zurich, as Auditors | Management | For | Did Not Vote |
| 7 | Designate Daniel Pluess as Independent Proxy | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 15, 2014 | TICKER: LO SECURITY ID: 544147101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dianne Neal Blixt | Management | For | For |
| 1.2 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.3 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.4 | Elect Director David E.R. Dangoor | Management | For | For |
| 1.5 | Elect Director Murray S. Kessler | Management | For | For |
| 1.6 | Elect Director Jerry W. Levin | Management | For | For |
| 1.7 | Elect Director Richard W. Roedel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: LOW SECURITY ID: 548661107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director David W. Bernauer | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director Angela F. Braly | Management | For | For |
| 1.5 | Elect Director Richard W. Dreiling | Management | For | For |
| 1.6 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.7 | Elect Director Robert L. Johnson | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Richard K. Lochridge | Management | For | For |
| 1.10 | Elect Director Robert A. Niblock | Management | For | For |
| 1.11 | Elect Director Eric C. Wiseman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 11, 2014 | TICKER: LULU SECURITY ID: 550021109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Casey | Management | For | For |
| 1.2 | Elect Director RoAnn Costin | Management | For | For |
| 1.3 | Elect Director Laurent Potdevin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LYONDELLBASELL INDUSTRIES NV
MEETING DATE: APR 16, 2014 | TICKER: LYB SECURITY ID: N53745100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
| 1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
| 1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
| 1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
| 1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
| 1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
| 2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
| 2b | Elect Craig B. Glidden to Management Board | Management | For | For |
| 2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
| 2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
| 2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
| 3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Discharge of Management Board | Management | For | For |
| 5 | Approve Discharge of Supervisory Board | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
| 8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 16, 2014 | TICKER: M SECURITY ID: 55616P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1b | Elect Director Deirdre P. Connelly | Management | For | For |
| 1c | Elect Director Meyer Feldberg | Management | For | For |
| 1d | Elect Director Sara Levinson | Management | For | For |
| 1e | Elect Director Terry J. Lundgren | Management | For | For |
| 1f | Elect Director Joseph Neubauer | Management | For | For |
| 1g | Elect Director Joyce M. Roche | Management | For | For |
| 1h | Elect Director Paul C. Varga | Management | For | For |
| 1i | Elect Director Craig E. Weatherup | Management | For | For |
| 1j | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MAGNA INTERNATIONAL INC.
MEETING DATE: MAY 08, 2014 | TICKER: MG SECURITY ID: 559222401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott B. Bonham | Management | For | For |
| 1.2 | Elect Director Peter G. Bowie | Management | For | For |
| 1.3 | Elect Director J. Trevor Eyton | Management | For | For |
| 1.4 | Elect Director V. Peter Harder | Management | For | For |
| 1.5 | Elect Director Lady Barbara Judge | Management | For | For |
| 1.6 | Elect Director Kurt J. Lauk | Management | For | For |
| 1.7 | Elect Director Cynthia A. Niekamp | Management | For | For |
| 1.8 | Elect Director Indira V. Samarasekera | Management | For | For |
| 1.9 | Elect Director Donald J. Walker | Management | For | For |
| 1.10 | Elect Director Lawrence D. Worrall | Management | For | For |
| 1.11 | Elect Director William L. Young | Management | For | For |
| 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
MANPOWERGROUP INC.
MEETING DATE: APR 29, 2014 | TICKER: MAN SECURITY ID: 56418H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cari M. Dominguez | Management | For | For |
| 1.2 | Elect Director Roberto Mendoza | Management | For | For |
| 1.3 | Elect Director Jonas Prising | Management | For | For |
| 1.4 | Elect Director Elizabeth P. Sartain | Management | For | For |
| 1.5 | Elect Director Edward J. Zore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARATHON PETROLEUM CORPORATION
MEETING DATE: APR 30, 2014 | TICKER: MPC SECURITY ID: 56585A102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven A. Davis | Management | For | For |
| 1b | Elect Director Gary R. Heminger | Management | For | For |
| 1c | Elect Director John W. Snow | Management | For | For |
| 1d | Elect Director John P. Surma | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
MARSH & MCLENNAN COMPANIES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: MMC SECURITY ID: 571748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Oscar Fanjul | Management | For | For |
| 1b | Elect Director Daniel S. Glaser | Management | For | For |
| 1c | Elect Director H. Edward Hanway | Management | For | For |
| 1d | Elect Director Lord Lang | Management | For | For |
| 1e | Elect Director Elaine La Roche | Management | For | For |
| 1f | Elect Director Steven A. Mills | Management | For | For |
| 1g | Elect Director Bruce P. Nolop | Management | For | For |
| 1h | Elect Director Marc D. Oken | Management | For | For |
| 1i | Elect Director Morton O. Schapiro | Management | For | For |
| 1j | Elect Director Adele Simmons | Management | For | For |
| 1k | Elect Director Lloyd M. Yates | Management | For | For |
| 1l | Elect Director R. David Yost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | Withhold |
| 1.2 | Elect Director Julia L. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Jorge Mas | Management | For | Withhold |
| 1.4 | Elect Director Daniel Restrepo | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MASTERCARD INCORPORATED
MEETING DATE: JUN 03, 2014 | TICKER: MA SECURITY ID: 57636Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Richard Haythornthwaite | Management | For | For |
| 1b | Elect Director Ajay Banga | Management | For | For |
| 1c | Elect Director Silvio Barzi | Management | For | For |
| 1d | Elect Director David R. Carlucci | Management | For | For |
| 1e | Elect Director Steven J. Freiberg | Management | For | For |
| 1f | Elect Director Julius Genachowski | Management | For | For |
| 1g | Elect Director Merit E. Janow | Management | For | For |
| 1h | Elect Director Nancy J. Karch | Management | For | For |
| 1i | Elect Director Marc Olivie | Management | For | For |
| 1j | Elect Director Rima Qureshi | Management | For | For |
| 1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
| 1l | Elect Director Jackson P. Tai | Management | For | For |
| 1m | Elect Director Edward Suning Tian | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: MJN SECURITY ID: 582839106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Steven M. Altschuler | Management | For | For |
| 1b | Elect Director Howard B. Bernick | Management | For | For |
| 1c | Elect Director Kimberly A. Casiano | Management | For | For |
| 1d | Elect Director Anna C. Catalano | Management | For | For |
| 1e | Elect Director Celeste A. Clark | Management | For | For |
| 1f | Elect Director James M. Cornelius | Management | For | For |
| 1g | Elect Director Stephen W. Golsby | Management | For | For |
| 1h | Elect Director Michael Grobstein | Management | For | For |
| 1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
| 1j | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1k | Elect Director Elliott Sigal | Management | For | For |
| 1l | Elect Director Robert S. Singer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAR 26, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Special Dividend | Management | For | For |
| |
|---|
MELCO CROWN ENTERTAINMENT LTD.
MEETING DATE: MAY 21, 2014 | TICKER: 06883 SECURITY ID: 585464100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Clarence Yuk Man Chung as Director | Management | For | For |
| 2b | Elect William Todd Nisbet as Director | Management | For | For |
| 2c | Elect James Andrew Charles MacKenzie as Director | Management | For | For |
| 2d | Elect Thomas Jefferson Wu as Director | Management | For | For |
| 3 | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 27, 2014 | TICKER: MRK SECURITY ID: 58933Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Leslie A. Brun | Management | For | For |
| 1b | Elect Director Thomas R. Cech | Management | For | For |
| 1c | Elect Director Kenneth C. Frazier | Management | For | For |
| 1d | Elect Director Thomas H. Glocer | Management | For | For |
| 1e | Elect Director William B. Harrison, Jr. | Management | For | For |
| 1f | Elect Director C. Robert Kidder | Management | For | For |
| 1g | Elect Director Rochelle B. Lazarus | Management | For | For |
| 1h | Elect Director Carlos E. Represas | Management | For | For |
| 1i | Elect Director Patricia F. Russo | Management | For | For |
| 1j | Elect Director Craig B. Thompson | Management | For | For |
| 1k | Elect Director Wendell P. Weeks | Management | For | For |
| 1l | Elect Director Peter C. Wendell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
MERRIMACK PHARMACEUTICALS, INC.
MEETING DATE: MAY 13, 2014 | TICKER: MACK SECURITY ID: 590328100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Mulroy | Management | For | For |
| 1.2 | Elect Director Gary L. Crocker | Management | For | For |
| 1.3 | Elect Director James van B. Dresser | Management | For | For |
| 1.4 | Elect Director Gordon J. Fehr | Management | For | For |
| 1.5 | Elect Director John Mendelsohn | Management | For | For |
| 1.6 | Elect Director Sarah E. Nash | Management | For | For |
| 1.7 | Elect Director Michael E. Porter | Management | For | For |
| 1.8 | Elect Director James H. Quigley | Management | For | For |
| 1.9 | Elect Director Anthony J. Sinskey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 22, 2014 | TICKER: MET SECURITY ID: 59156R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cheryl W. Grise | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.4 | Elect Director Steven A. Kandarian | Management | For | For |
| 1.5 | Elect Director John M. Keane | Management | For | For |
| 1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.7 | Elect Director William E. Kennard | Management | For | For |
| 1.8 | Elect Director James M. Kilts | Management | For | For |
| 1.9 | Elect Director Catherine R. Kinney | Management | For | For |
| 1.10 | Elect Director Denise M. Morrison | Management | For | For |
| 1.11 | Elect Director Kenton J. Sicchitano | Management | For | For |
| 1.12 | Elect Director Lulu C. Wang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MGM RESORTS INTERNATIONAL
MEETING DATE: JUN 05, 2014 | TICKER: MGM SECURITY ID: 552953101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Mary Chris Gay | Management | For | For |
| 1.5 | Elect Director William W. Grounds | Management | For | For |
| 1.6 | Elect Director Alexis M. Herman | Management | For | For |
| 1.7 | Elect Director Roland Hernandez | Management | For | For |
| 1.8 | Elect Director Anthony Mandekic | Management | For | For |
| 1.9 | Elect Director Rose McKinney-James | Management | For | For |
| 1.10 | Elect Director James J. Murren | Management | For | For |
| 1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
| 1.12 | Elect Director Daniel J. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONSANTO COMPANY
MEETING DATE: JAN 28, 2014 | TICKER: MON SECURITY ID: 61166W101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gregory H. Boyce | Management | For | For |
| 1b | Elect Director Laura K. Ipsen | Management | For | For |
| 1c | Elect Director William U. Parfet | Management | For | For |
| 1d | Elect Director George H. Poste | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
| 5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
| |
|---|
MONSTER BEVERAGE CORPORATION
MEETING DATE: JUN 02, 2014 | TICKER: MNST SECURITY ID: 611740101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Mark J. Hall | Management | For | For |
| 1.4 | Elect Director Norman C. Epstein | Management | For | For |
| 1.5 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.6 | Elect Director Sydney Selati | Management | For | For |
| 1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 13, 2014 | TICKER: MS SECURITY ID: 617446448
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Erskine B. Bowles | Management | For | For |
| 1.2 | Elect Director Howard J. Davies | Management | For | For |
| 1.3 | Elect Director Thomas H. Glocer | Management | For | For |
| 1.4 | Elect Director James P. Gorman | Management | For | For |
| 1.5 | Elect Director Robert H. Herz | Management | For | For |
| 1.6 | Elect Director C. Robert Kidder | Management | For | For |
| 1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
| 1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 1.9 | Elect Director Hutham S. Olayan | Management | For | For |
| 1.10 | Elect Director James W. Owens | Management | For | For |
| 1.11 | Elect Director O. Griffith Sexton | Management | For | For |
| 1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
| 1.13 | Elect Director Masaaki Tanaka | Management | For | For |
| 1.14 | Elect Director Laura D. Tyson | Management | For | For |
| 1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2014 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Thomas M. Gattle, Jr. | Management | For | For |
| 1.3 | Elect Director Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MYLAN INC.
MEETING DATE: APR 11, 2014 | TICKER: MYL SECURITY ID: 628530107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Heather Bresch | Management | For | For |
| 1.2 | Elect Director Wendy Cameron | Management | For | For |
| 1.3 | Elect Director Robert J. Cindrich | Management | For | For |
| 1.4 | Elect Director Robert J. Coury | Management | For | For |
| 1.5 | Elect Director JoEllen Lyons Dillon | Management | For | For |
| 1.6 | Elect Director Neil Dimick | Management | For | For |
| 1.7 | Elect Director Melina Higgins | Management | For | For |
| 1.8 | Elect Director Douglas J. Leech | Management | For | For |
| 1.9 | Elect Director Rajiv Malik | Management | For | For |
| 1.10 | Elect Director Joseph C. Maroon | Management | For | For |
| 1.11 | Elect Director Mark W. Parrish | Management | For | For |
| 1.12 | Elect Director Rodney L. Piatt | Management | For | For |
| 1.13 | Elect Director Randall L. 'Pete' Vanderveen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NAVER CORP.
MEETING DATE: MAR 21, 2014 | TICKER: 035420 SECURITY ID: Y62579100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Allocation of Income, and Dividend of KRW 734 per Share | Management | For | For |
| 2 | Amend Articles of Incorporation | Management | For | For |
| 3.1 | Reelect Kim Sang-Hun as Inside Director | Management | For | For |
| 3.2 | Reelect Hwang In-Joon as Inside Director | Management | For | For |
| 4 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: NCR SECURITY ID: 62886E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Clemmer | Management | For | For |
| 1.2 | Elect Director Kurt P. Kuehn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
NETFLIX, INC.
MEETING DATE: JUN 09, 2014 | TICKER: NFLX SECURITY ID: 64110L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reed Hastings | Management | For | For |
| 1.2 | Elect Director Jay C. Hoag | Management | For | For |
| 1.3 | Elect Director A. George (Skip) Battle | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
| 8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| 9 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NEWFIELD EXPLORATION COMPANY
MEETING DATE: MAY 09, 2014 | TICKER: NFX SECURITY ID: 651290108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director John Randolph Kemp, III | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Howard H. Newman | Management | For | For |
| 1f | Elect Director Thomas G. Ricks | Management | For | For |
| 1g | Elect Director Juanita M. Romans | Management | For | For |
| 1h | Elect Director John W. Schanck | Management | For | For |
| 1i | Elect Director C. E. (Chuck) Shultz | Management | For | For |
| 1j | Elect Director Richard K. Stoneburner | Management | For | For |
| 1k | Elect Director J. Terry Strange | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NINTENDO CO. LTD.
MEETING DATE: JUN 27, 2014 | TICKER: 7974 SECURITY ID: J51699106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
| 2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
| 3.1 | Elect Director Iwata, Satoru | Management | For | For |
| 3.2 | Elect Director Takeda, Genyo | Management | For | For |
| 3.3 | Elect Director Miyamoto, Shigeru | Management | For | For |
| 3.4 | Elect Director Kimishima, Tatsumi | Management | For | For |
| 3.5 | Elect Director Takahashi, Shigeyuki | Management | For | For |
| 3.6 | Elect Director Yamato, Satoshi | Management | For | For |
| 3.7 | Elect Director Tanaka, Susumu | Management | For | For |
| 3.8 | Elect Director Takahashi, Shinya | Management | For | For |
| 3.9 | Elect Director Shinshi, Hirokazu | Management | For | For |
| 3.10 | Elect Director Mizutani, Naoki | Management | For | For |
| |
|---|
NU SKIN ENTERPRISES, INC.
MEETING DATE: JUN 24, 2014 | TICKER: NUS SECURITY ID: 67018T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nevin N. Andersen | Management | For | For |
| 1.2 | Elect Director Daniel W. Campbell | Management | For | For |
| 1.3 | Elect Director M. Truman Hunt | Management | For | For |
| 1.4 | Elect Director Andrew D. Lipman | Management | For | For |
| 1.5 | Elect Director Steven J. Lund | Management | For | For |
| 1.6 | Elect Director Patricia A. Negron | Management | For | For |
| 1.7 | Elect Director Neil H. Offen | Management | For | For |
| 1.8 | Elect Director Thomas R. Pisano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 23, 2014 | TICKER: NVDA SECURITY ID: 67066G104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert K. Burgess | Management | For | For |
| 1b | Elect Director Tench Coxe | Management | For | For |
| 1c | Elect Director James C. Gaither | Management | For | For |
| 1d | Elect Director Jen-Hsun Huang | Management | For | For |
| 1e | Elect Director Dawn Hudson | Management | For | For |
| 1f | Elect Director Harvey C. Jones | Management | For | For |
| 1g | Elect Director William J. Miller | Management | For | For |
| 1h | Elect Director Mark L. Perry | Management | For | For |
| 1i | Elect Director A. Brooke Seawell | Management | For | For |
| 1j | Elect Director Mark A. Stevens | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAR 28, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Elect E. Meurice as Non-Executive Director | Management | For | For |
| 3 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
NXP SEMICONDUCTORS NV
MEETING DATE: MAY 20, 2014 | TICKER: NXPI SECURITY ID: N6596X109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2a | Discuss Remuneration Report | Management | None | None |
| 2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| 2c | Adopt Financial Statements | Management | For | For |
| 2d | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Reelect R.L. Clemmer as Executive Director | Management | For | For |
| 3b | Reelect P. Bonfield as Non-Executive Director | Management | For | For |
| 3c | Reelect J.P. Huth as as Non-Executive Director | Management | For | For |
| 3d | Reelect K.A. Goldman as as Non-Executive Director | Management | For | For |
| 3e | Reelect M. Helmes as as Non-Executive Director | Management | For | For |
| 3f | Reelect J. Kaeser as as Non-Executive Director | Management | For | For |
| 3g | Reelect I. Loring as as Non-Executive Director | Management | For | For |
| 3h | Reelect E. Meurice as as Non-Executive Director | Management | For | For |
| 3i | Reelect J. Southern as as Non-Executive Director | Management | For | For |
| 3j | Elect R. Tsai as as Non-Executive Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Approve Cancellation of Repurchased Shares | Management | For | For |
| 6 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC
MEETING DATE: MAY 07, 2014 | TICKER: OZM SECURITY ID: 67551U105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel M. Frank | Management | For | For |
| 1.2 | Elect Director Allan S. Bufferd | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
OSRAM LICHT AG
MEETING DATE: FEB 27, 2014 | TICKER: OSR SECURITY ID: D5963B113
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
| 6.1 | Elect Peter Bauer to the Supervisory Board | Management | For | Did Not Vote |
| 6.2 | Elect Christine Bortenlaenger to the Supervisory Board | Management | For | Did Not Vote |
| 6.3 | Elect Roland Busch to the Supervisory Board | Management | For | Did Not Vote |
| 6.4 | Elect Joachim Faber to the Supervisory Board | Management | For | Did Not Vote |
| 6.5 | Elect Lothar Frey to the Supervisory Board | Management | For | Did Not Vote |
| 6.6 | Elect Frank Lakerveld to the Supervisory Board | Management | For | Did Not Vote |
| 7 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | Did Not Vote |
| |
|---|
PACIRA PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: PCRX SECURITY ID: 695127100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
| 1.2 | Elect Director Gary Pace | Management | For | For |
| 1.3 | Elect Director David Stack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
PANDORA HOLDING CO
MEETING DATE: MAR 19, 2014 | TICKER: PNDORA SECURITY ID: K7681L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | None |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3.1 | Approve Remuneration of Directors for 2013 | Management | For | Did Not Vote |
| 3.2 | Approve Remuneration of Directors fro 2014 | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 6.50 Per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Management and Board | Management | For | Did Not Vote |
| 6a1 | Approve Amendments to Company's Notices Convening Annual General Meetings | Shareholder | Against | Did Not Vote |
| 6a2 | Approve Changes to Company's Website | Shareholder | Against | Did Not Vote |
| 6a3 | Provide Meal to Shareholder at AGM | Shareholder | Against | Did Not Vote |
| 6b1 | Approve DKK 2 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
| 6b2a | Amend Articles Re: Editorial Amendments | Management | For | Did Not Vote |
| 6b2b | Amend Articles Re: Share Registrar | Management | For | Did Not Vote |
| 6b2c | Amend Articles Re: Attendign General Meeting | Management | For | Did Not Vote |
| 6b2d | Amend Articles Re: Postal Vote Deadline | Management | For | Did Not Vote |
| 6b2e | Amend Articles Re: Board of Directors | Management | For | Did Not Vote |
| 6b2f | Approve Publication of Information in English | Management | For | Did Not Vote |
| 6b3 | Approve Amendments to Remuneration Policy | Management | For | Did Not Vote |
| 6b4 | Approve Amendments toGuidelines on Incentive Payment. | Management | For | Did Not Vote |
| 6b5 | Authorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities | Management | For | Did Not Vote |
| 7a | Reelect Marcello Bottoli as Director | Management | For | Did Not Vote |
| 7b | Reelect Christian Frigast as Director | Management | For | Did Not Vote |
| 7c | Reelect Bjorn Gulden as Director | Management | For | Did Not Vote |
| 7d | Reelect Andrea Alvey as Director | Management | For | Did Not Vote |
| 7e | Reelect Torben Sorensen as Director | Management | For | Did Not Vote |
| 7f | Reelect Nikolaj Vejlsgaard as Director | Management | For | Did Not Vote |
| 7g | Reelect Ronica Wang as Director | Management | For | Did Not Vote |
| 7h | Reelect Anders Boyer-Sogaard as Director | Management | For | Did Not Vote |
| 7i | Elect Per Bank as New Director | Management | For | Did Not Vote |
| 7j | Elect Michael Sorensen as New Director | Management | For | Did Not Vote |
| 8 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | None |
| |
|---|
PANERA BREAD COMPANY
MEETING DATE: JUN 05, 2014 | TICKER: PNRA SECURITY ID: 69840W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred K. Foulkes | Management | For | For |
| 1.2 | Elect Director Ronald M. Shaich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PENTAIR LTD.
MEETING DATE: MAY 20, 2014 | TICKER: PNR SECURITY ID: H6169Q108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Glynis A. Bryan | Management | For | For |
| 1b | Elect Director Jerry W. Burris | Management | For | For |
| 1c | Elect Director Carol Anthony (John) Davidson | Management | For | For |
| 1d | Elect Director T. Michael Glenn | Management | For | For |
| 1e | Elect Director David H.Y. Ho | Management | For | For |
| 1f | Elect Director Randall J. Hogan | Management | For | For |
| 1g | Elect Director David A. Jones | Management | For | For |
| 1h | Elect Director Ronald L. Merriman | Management | For | For |
| 1i | Elect Director William T. Monahan | Management | For | For |
| 1j | Elect Director Billie Ida Williamson | Management | For | For |
| 2 | Elect Randall J. Hogan as Board Chairman | Management | For | For |
| 3a | Appoint David A. Jones as Member of the Compensation Committee | Management | For | For |
| 3b | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | For | For |
| 3c | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | For | For |
| 3d | Appoint William T. Monahan as Member of the Compensation Committee | Management | For | For |
| 4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | For |
| 5 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7a | Ratify Deloitte AG as Statutory Auditors | Management | For | For |
| 7b | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 7c | Ratify PricewaterhouseCoopers as Special Auditors | Management | For | For |
| 8a | Approve the Appropriation of results for the year ended December 31, 2013 | Management | For | For |
| 8b | Approve Dividends | Management | For | For |
| 9 | Advisory Vote to Ratify Names Executive Officers' Compensation | Management | For | For |
| 10 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | For | For |
| |
|---|
PENTAIR LTD.
MEETING DATE: MAY 20, 2014 | TICKER: PNR SECURITY ID: H6169Q111
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | For |
| 2 | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association | Management | For | For |
| 3 | Approval to Create Distributable Reserves of Pentair-Ireland | Management | For | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 07, 2014 | TICKER: PEP SECURITY ID: 713448108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Shona L. Brown | Management | For | For |
| 1b | Elect Director George W. Buckley | Management | For | For |
| 1c | Elect Director Ian M. Cook | Management | For | For |
| 1d | Elect Director Dina Dublon | Management | For | For |
| 1e | Elect Director Rona A. Fairhead | Management | For | For |
| 1f | Elect Director Ray L. Hunt | Management | For | For |
| 1g | Elect Director Alberto Ibarguen | Management | For | For |
| 1h | Elect Director Indra K. Nooyi | Management | For | For |
| 1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
| 1j | Elect Director James J. Schiro | Management | For | For |
| 1k | Elect Director Lloyd G. Trotter | Management | For | For |
| 1l | Elect Director Daniel Vasella | Management | For | For |
| 1m | Elect Director Alberto Weisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
PHARMACYCLICS, INC.
MEETING DATE: MAY 08, 2014 | TICKER: PCYC SECURITY ID: 716933106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Booth | Management | For | For |
| 1.2 | Elect Director Kenneth A. Clark | Management | For | For |
| 1.3 | Elect Director Robert W. Duggan | Management | For | For |
| 1.4 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.5 | Elect Director Minesh P. Mehta | Management | For | For |
| 1.6 | Elect Director David D. Smith | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 07, 2014 | TICKER: PM SECURITY ID: 718172109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold Brown | Management | For | For |
| 1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
| 1.3 | Elect Director Louis C. Camilleri | Management | For | For |
| 1.4 | Elect Director Jennifer Li | Management | For | For |
| 1.5 | Elect Director Sergio Marchionne | Management | For | For |
| 1.6 | Elect Director Kalpana Morparia | Management | For | For |
| 1.7 | Elect Director Lucio A. Noto | Management | For | For |
| 1.8 | Elect Director Robert B. Polet | Management | For | For |
| 1.9 | Elect Director Carlos Slim Helu | Management | For | For |
| 1.10 | Elect Director Stephen M. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS 66
MEETING DATE: MAY 07, 2014 | TICKER: PSX SECURITY ID: 718546104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William R. Loomis, Jr. | Management | For | For |
| 1b | Elect Director Glenn F. Tilton | Management | For | For |
| 1c | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
| |
|---|
PIONEER NATURAL RESOURCES COMPANY
MEETING DATE: MAY 28, 2014 | TICKER: PXD SECURITY ID: 723787107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy L. Dove | Management | For | For |
| 1.2 | Elect Director Stacy P. Methvin | Management | For | For |
| 1.3 | Elect Director Charles E. Ramsey, Jr. | Management | For | For |
| 1.4 | Elect Director Frank A. Risch | Management | For | For |
| 1.5 | Elect Director Edison C. Buchanan | Management | For | For |
| 1.6 | Elect Director Larry R. Grillot | Management | For | For |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Jim A. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 15, 2014 | TICKER: POT SECURITY ID: 73755L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher M. Burley | Management | For | For |
| 1.2 | Elect Director Donald G. Chynoweth | Management | For | For |
| 1.3 | Elect Director William J. Doyle | Management | For | For |
| 1.4 | Elect Director John W. Estey | Management | For | For |
| 1.5 | Elect Director Gerald W. Grandey | Management | For | For |
| 1.6 | Elect Director C. Steven Hoffman | Management | For | For |
| 1.7 | Elect Director Dallas J. Howe | Management | For | For |
| 1.8 | Elect Director Alice D. Laberge | Management | For | For |
| 1.9 | Elect Director Consuelo E. Madere | Management | For | For |
| 1.10 | Elect Director Keith G. Martell | Management | For | For |
| 1.11 | Elect Director Jeffrey J. McCaig | Management | For | For |
| 1.12 | Elect Director Mary Mogford | Management | For | For |
| 1.13 | Elect Director Elena Viyella de Paliza | Management | For | For |
| 2 | Ratify Deloitte LLP as Auditors | Management | For | For |
| 3 | Approve 2014 Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PVH CORP.
MEETING DATE: JUN 19, 2014 | TICKER: PVH SECURITY ID: 693656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Brent Callinicos | Management | For | For |
| 1.3 | Elect Director Emanuel Chirico | Management | For | For |
| 1.4 | Elect Director Juan R. Figuereo | Management | For | For |
| 1.5 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.6 | Elect Director Fred Gehring | Management | For | For |
| 1.7 | Elect Director Bruce Maggin | Management | For | For |
| 1.8 | Elect Director V. James Marino | Management | For | For |
| 1.9 | Elect Director Henry Nasella | Management | For | For |
| 1.10 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.11 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 04, 2014 | TICKER: QCOM SECURITY ID: 747525103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Barbara T. Alexander | Management | For | For |
| 1b | Elect Director Donald G. Cruickshank | Management | For | For |
| 1c | Elect Director Raymond V. Dittamore | Management | For | For |
| 1d | Elect Director Susan Hockfield | Management | For | For |
| 1e | Elect Director Thomas W. Horton | Management | For | For |
| 1f | Elect Director Paul E. Jacobs | Management | For | For |
| 1g | Elect Director Sherry Lansing | Management | For | For |
| 1h | Elect Director Steven M. Mollenkopf | Management | For | For |
| 1i | Elect Director Duane A. Nelles | Management | For | For |
| 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
| 1k | Elect Director Francisco Ros | Management | For | For |
| 1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1m | Elect Director Brent Scowcroft | Management | For | For |
| 1n | Elect Director Marc I. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 01, 2014 | TICKER: RAX SECURITY ID: 750086100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis J. Moorman | Management | For | For |
| 1.2 | Elect Director Graham Weston | Management | For | For |
| 1.3 | Elect Director Ossa Fisher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
REALOGY HOLDINGS CORP.
MEETING DATE: MAY 02, 2014 | TICKER: RLGY SECURITY ID: 75605Y106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jessica M. Bibliowicz | Management | For | For |
| 1.2 | Elect Director Fiona P. Dias | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorpoation to Eliminate Provisions Related to Apollo | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: REGN SECURITY ID: 75886F107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred G. Gilman | Management | For | For |
| 1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
| 1.3 | Elect Director Robert A. Ingram | Management | For | For |
| 1.4 | Elect Director Christine A. Poon | Management | For | For |
| 1.5 | Elect Director P. Roy Vagelos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
RESTORATION HARDWARE HOLDINGS, INC.
MEETING DATE: JUN 25, 2014 | TICKER: RH SECURITY ID: 761283100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katie Mitic | Management | For | For |
| 1.2 | Elect Director Thomas Mottola | Management | For | For |
| 1.3 | Elect Director Barry Sternlicht | Management | For | For |
| 2 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RETAILMENOT, INC.
MEETING DATE: APR 30, 2014 | TICKER: SALE SECURITY ID: 76132B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.i | Elect Director C. Thomas Ball | Management | For | For |
| 1.ii | Elect Director Jeffrey M. Crowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RINGCENTRAL, INC.
MEETING DATE: MAY 16, 2014 | TICKER: RNG SECURITY ID: 76680R206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vladimir Shmunis | Management | For | For |
| 1.2 | Elect Director Neil Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Lewis | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ROST SECURITY ID: 778296103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael Balmuth | Management | For | For |
| 1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
| 1c | Elect Director Michael J. Bush | Management | For | For |
| 1d | Elect Director Norman A. Ferber | Management | For | For |
| 1e | Elect Director Sharon D. Garrett | Management | For | For |
| 1f | Elect Director George P. Orban | Management | For | For |
| 1g | Elect Director Lawrence S. Peiros | Management | For | For |
| 1h | Elect Director Gregory L. Quesnel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 02, 2014 | TICKER: CRM SECURITY ID: 79466L302
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Benioff | Management | For | For |
| 1.2 | Elect Director Keith Block | Management | For | For |
| 1.3 | Elect Director Craig Conway | Management | For | For |
| 1.4 | Elect Director Alan Hassenfeld | Management | For | For |
| 1.5 | Elect Director Colin Powell | Management | For | For |
| 1.6 | Elect Director John V. Roos | Management | For | For |
| 1.7 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.8 | Elect Director Robin Washington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SALIX PHARMACEUTICALS, LTD.
MEETING DATE: JUN 13, 2014 | TICKER: SLXP SECURITY ID: 795435106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Chappell | Management | For | For |
| 1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 1.3 | Elect Director William P. Keane | Management | For | For |
| 1.4 | Elect Director Carolyn J. Logan | Management | For | For |
| 1.5 | Elect Director Mark A. Sirgo | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: SGEN SECURITY ID: 812578102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Orwin | Management | For | For |
| 1.2 | Elect Director Srinivas Akkaraju | Management | For | For |
| 1.3 | Elect Director David W. Gryska | Management | For | For |
| 1.4 | Elect Director John P. McLaughlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 29, 2014 | TICKER: SHP SECURITY ID: 82481R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Remuneration Policy | Management | For | For |
| 4 | Elect Dominic Blakemore as Director | Management | For | For |
| 5 | Re-elect William Burns as Director | Management | For | For |
| 6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
| 7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
| 8 | Re-elect David Kappler as Director | Management | For | For |
| 9 | Re-elect Susan Kilsby as Director | Management | For | For |
| 10 | Re-elect Anne Minto as Director | Management | For | For |
| 11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
| 12 | Re-elect David Stout as Director | Management | For | For |
| 13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
| 15 | Approve Increase in Borrowing Powers | Management | For | For |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
SOFTBANK CORP.
MEETING DATE: JUN 20, 2014 | TICKER: 9984 SECURITY ID: J75963108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
| 2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
| 2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
| 2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
| |
|---|
SOLARCITY CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: SCTY SECURITY ID: 83416T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Antonio J. Gracias | Management | For | For |
| 1b | Elect Director Nancy E. Pfund | Management | For | For |
| 1c | Elect Director Peter J. Rive | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 14, 2014 | TICKER: LUV SECURITY ID: 844741108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David W. Biegler | Management | For | For |
| 1b | Elect Director J. Veronica Biggins | Management | For | For |
| 1c | Elect Director Douglas H. Brooks | Management | For | For |
| 1d | Elect Director William H. Cunningham | Management | For | For |
| 1e | Elect Director John G. Denison | Management | For | For |
| 1f | Elect Director Gary C. Kelly | Management | For | For |
| 1g | Elect Director Nancy B. Loeffler | Management | For | For |
| 1h | Elect Director John T. Montford | Management | For | For |
| 1i | Elect Director Thomas M. Nealon | Management | For | For |
| 1j | Elect Director Daniel D. Villanueva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SPIRIT AIRLINES, INC.
MEETING DATE: JUN 17, 2014 | TICKER: SAVE SECURITY ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SPROUTS FARMERS MARKET, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SFM SECURITY ID: 85208M102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terri Funk Graham | Management | For | For |
| 1.2 | Elect Director George G. Golleher | Management | For | For |
| 1.3 | Elect Director Steven H. Townsend | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STARBUCKS CORPORATION
MEETING DATE: MAR 19, 2014 | TICKER: SBUX SECURITY ID: 855244109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Election Of Director Howard Schultz | Management | For | For |
| 1b | Election Of Director William W. Bradley | Management | For | For |
| 1c | Election Of Director Robert M. Gates | Management | For | For |
| 1d | Election Of Director Mellody Hobson | Management | For | For |
| 1e | Election Of Director Kevin R. Johnson | Management | For | For |
| 1f | Election Of Director Olden Lee | Management | For | For |
| 1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
| 1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
| 1i | Election Of Director Clara Shih | Management | For | For |
| 1j | Election Of Director Javier G. Teruel | Management | For | For |
| 1k | Election Of Director Myron E. Ullman, III | Management | For | For |
| 1l | Election Of Director Craig E. Weatherup | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Political Spending | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
SUNEDISON, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SUNE SECURITY ID: 86732Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter Blackmore | Management | For | For |
| 1b | Elect Director Ahmad R. Chatila | Management | For | For |
| 1c | Elect Director Marshall Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Stock Option Exchange Relating to Spin Off of SunEdison Semiconductor Ltd | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| 6 | Approve Issuance of Common Stock Upon Conversion of Convertible Notes and Exercise of Related Warrants | Management | For | For |
| 7 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: SPWR SECURITY ID: 867652406
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. McDaniel | Management | For | For |
| 1.2 | Elect Director Humbert de Wendel | Management | For | For |
| 1.3 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SVENSKA CELLULOSA AB (SCA)
MEETING DATE: APR 10, 2014 | TICKER: SCA B SECURITY ID: W90152120
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports | Management | None | None |
| 7 | Receive Review by Chairman and CEO | Management | None | None |
| 8a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8b | Approve Allocation of Income and Dividends of SEK 4.75 Per Share | Management | For | Did Not Vote |
| 8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 10 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman, and SEK 700,000 for Non-Executive Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Sverker Martin-Lof (Chairman), Bert Nordberg, Anders Nyren, Louise Svanberg, and Barbara Thoralfsson as Directors | Management | For | Did Not Vote |
| 13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Close Meeting | Management | None | None |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
T-MOBILE US, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TMUS SECURITY ID: 872590104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Michael Barnes | Management | For | For |
| 1.2 | Elect Director Thomas Dannenfeldt | Management | For | For |
| 1.3 | Elect Director Srikant M. Datar | Management | For | For |
| 1.4 | Elect Director Lawrence H. Guffey | Management | For | For |
| 1.5 | Elect Director Timotheus Hottges | Management | For | For |
| 1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | For |
| 1.7 | Elect Director Raphael Kubler | Management | For | For |
| 1.8 | Elect Director Thorsten Langheim | Management | For | For |
| 1.9 | Elect Director John J. Legere | Management | For | For |
| 1.10 | Elect Director Teresa A. Taylor | Management | For | For |
| 1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: TGT SECURITY ID: 87612E106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Roxanne S. Austin | Management | For | For |
| 1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 1c | Elect Director Calvin Darden | Management | For | For |
| 1d | Elect Director Henrique De Castro | Management | For | For |
| 1e | Elect Director James A. Johnson | Management | For | For |
| 1f | Elect Director Mary E. Minnick | Management | For | For |
| 1g | Elect Director Anne M. Mulcahy | Management | For | For |
| 1h | Elect Director Derica W. Rice | Management | For | For |
| 1i | Elect Director Kenneth L. Salazar | Management | For | For |
| 1j | Elect Director John G. Stumpf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Eliminate Perquisites | Shareholder | Against | Against |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Cease Discrimination in Hiring, Vendor Contracts, or Customer Relations | Shareholder | Against | Against |
| |
|---|
TE CONNECTIVITY LTD.
MEETING DATE: MAR 04, 2014 | TICKER: TEL SECURITY ID: H84989104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Pierre R. Brondeau | Management | For | For |
| 1b | Elect Director Juergen W. Gromer | Management | For | For |
| 1c | Elect Director William A. Jeffrey | Management | For | For |
| 1d | Elect Director Thomas J. Lynch | Management | For | For |
| 1e | Elect Director Yong Nam | Management | For | For |
| 1f | Elect Director Daniel J. Phelan | Management | For | For |
| 1g | Elect Director Frederic M. Poses | Management | For | For |
| 1h | Elect Director Lawrence S. Smith | Management | For | For |
| 1i | Elect Director Paula A. Sneed | Management | For | For |
| 1j | Elect Director David P. Steiner | Management | For | For |
| 1k | Elect Director John C. Van Scoter | Management | For | For |
| 1l | Elect Director Laura H. Wright | Management | For | For |
| 2 | Elect Board Chairman Thomas J. Lynch | Management | For | For |
| 3a | Elect Daniel J. Phelan as Member of Management Development & Compensation Committee | Management | For | For |
| 3b | Elect Paula A. Sneed as Member of Management Development & Compensation Committee | Management | For | For |
| 3c | Elect David P. Steiner as Member of Management Development & Compensation Committee | Management | For | For |
| 4 | Designate Jvo Grundler as Independent Proxy | Management | For | For |
| 5.1 | Accept Annual Report for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 27, 2013 | Management | For | For |
| 6 | Approve Discharge of Board and Senior Management | Management | For | For |
| 7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year Ending September 26, 2014 | Management | For | For |
| 7.2 | Ratify Deloitte AG as Swiss Registered Auditors | Management | For | For |
| 7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | For |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 9 | Approve Allocation of Available Earnings for Fiscal Year 2013 | Management | For | For |
| 10 | Approve Declaration of Dividend | Management | For | For |
| 11 | Authorize Repurchase of Up to USD 1 Billion of Share Capital | Management | For | For |
| 12 | Approve Reduction of Share Capital | Management | For | For |
| 13 | Adjourn Meeting | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 14, 2014 | TICKER: 00700 SECURITY ID: G87572148
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Elect Lau Chi Ping Martin as Director | Management | For | Against |
| 3a2 | Elect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 8 | Approve Share Subdivision | Management | For | For |
| 9 | Adopt the Option Scheme of Riot Games, Inc. | Management | For | Against |
| 10 | Amend Existing Memorandum and Articles of Association and Adopt Amended and Restated Memorandum and Articles of Association of the Company | Management | For | For |
| |
|---|
TESLA MOTORS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: TSLA SECURITY ID: 88160R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elon Musk | Management | For | For |
| 1.2 | Elect Director Stephen T. Jurvetson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
THE BOEING COMPANY
MEETING DATE: APR 28, 2014 | TICKER: BA SECURITY ID: 097023105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David L. Calhoun | Management | For | For |
| 1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 1c | Elect Director Linda Z. Cook | Management | For | For |
| 1d | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 1f | Elect Director Lawrence W. Kellner | Management | For | For |
| 1g | Elect Director Edward M. Liddy | Management | For | For |
| 1h | Elect Director W. James McNerney, Jr. | Management | For | For |
| 1i | Elect Director Susan C. Schwab | Management | For | For |
| 1j | Elect Director Ronald A. Williams | Management | For | For |
| 1k | Elect Director Mike S. Zafirovski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE COCA-COLA COMPANY
MEETING DATE: APR 23, 2014 | TICKER: KO SECURITY ID: 191216100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert A. Allen | Management | For | For |
| 1.2 | Elect Director Ronald W. Allen | Management | For | For |
| 1.3 | Elect Director Ana Botin | Management | For | For |
| 1.4 | Elect Director Howard G. Buffett | Management | For | For |
| 1.5 | Elect Director Richard M. Daley | Management | For | For |
| 1.6 | Elect Director Barry Diller | Management | For | For |
| 1.7 | Elect Director Helene D. Gayle | Management | For | For |
| 1.8 | Elect Director Evan G. Greenberg | Management | For | For |
| 1.9 | Elect Director Alexis M. Herman | Management | For | For |
| 1.10 | Elect Director Muhtar Kent | Management | For | For |
| 1.11 | Elect Director Robert A. Kotick | Management | For | For |
| 1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.13 | Elect Director Sam Nunn | Management | For | For |
| 1.14 | Elect Director James D. Robinson, III | Management | For | For |
| 1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE COOPER COMPANIES, INC.
MEETING DATE: MAR 17, 2014 | TICKER: COO SECURITY ID: 216648402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Thomas Bender | Management | For | For |
| 1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
| 1.3 | Elect Director Jody S. Lindell | Management | For | For |
| 1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
| 1.5 | Elect Director Steven Rosenberg | Management | For | For |
| 1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
| 1.7 | Elect Director Robert S. Weiss | Management | For | For |
| 1.8 | Elect Director Stanley Zinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE GAP, INC.
MEETING DATE: MAY 20, 2014 | TICKER: GPS SECURITY ID: 364760108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Domenico De Sole | Management | For | For |
| 1b | Elect Director Robert J. Fisher | Management | For | For |
| 1c | Elect Director William S. Fisher | Management | For | For |
| 1d | Elect Director Isabella D. Goren | Management | For | For |
| 1e | Elect Director Bob L. Martin | Management | For | For |
| 1f | Elect Director Jorge P. Montoya | Management | For | For |
| 1g | Elect Director Glenn K. Murphy | Management | For | For |
| 1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 1i | Elect Director Katherine Tsang | Management | For | For |
| 1j | Elect Director Padmasree Warrior | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE GOODYEAR TIRE & RUBBER COMPANY
MEETING DATE: APR 14, 2014 | TICKER: GT SECURITY ID: 382550101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William J. Conaty | Management | For | For |
| 1b | Elect Director James A. Firestone | Management | For | For |
| 1c | Elect Director Werner Geissler | Management | For | For |
| 1d | Elect Director Peter S. Hellman | Management | For | For |
| 1e | Elect Director Richard J. Kramer | Management | For | For |
| 1f | Elect Director W. Alan McCollough | Management | For | For |
| 1g | Elect Director John E. McGlade | Management | For | For |
| 1h | Elect Director Michael J. Morell | Management | For | For |
| 1i | Elect Director Roderick A. Palmore | Management | For | For |
| 1j | Elect Director Stephanie A. Streeter | Management | For | For |
| 1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 1l | Elect Director Michael R. Wessel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE HOME DEPOT, INC.
MEETING DATE: MAY 22, 2014 | TICKER: HD SECURITY ID: 437076102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director F. Duane Ackerman | Management | For | For |
| 1b | Elect Director Francis S. Blake | Management | For | For |
| 1c | Elect Director Ari Bousbib | Management | For | For |
| 1d | Elect Director Gregory D. Brenneman | Management | For | For |
| 1e | Elect Director J. Frank Brown | Management | For | For |
| 1f | Elect Director Albert P. Carey | Management | For | For |
| 1g | Elect Director Armando Codina | Management | For | For |
| 1h | Elect Director Helena B. Foulkes | Management | For | For |
| 1i | Elect Director Wayne M. Hewett | Management | For | For |
| 1j | Elect Director Karen L. Katen | Management | For | For |
| 1k | Elect Director Mark Vadon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| |
|---|
THE HOWARD HUGHES CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: HHC SECURITY ID: 44267D107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Ackman | Management | For | For |
| 1.2 | Elect Director Adam Flatto | Management | For | For |
| 1.3 | Elect Director Jeffrey Furber | Management | For | For |
| 1.4 | Elect Director Gary Krow | Management | For | For |
| 1.5 | Elect Director Allen Model | Management | For | For |
| 1.6 | Elect Director R. Scot Sellers | Management | For | For |
| 1.7 | Elect Director Steven Shepsman | Management | For | For |
| 1.8 | Elect Director Burton M. Tansky | Management | For | For |
| 1.9 | Elect Director Mary Ann Tighe | Management | For | For |
| 1.10 | Elect Director David R. Weinreb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE KROGER CO.
MEETING DATE: JUN 26, 2014 | TICKER: KR SECURITY ID: 501044101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Reuben V. Anderson | Management | For | For |
| 1b | Elect Director Robert D. Beyer | Management | For | For |
| 1c | Elect Director David B. Dillon | Management | For | For |
| 1d | Elect Director Susan J. Kropf | Management | For | For |
| 1e | Elect Director David B. Lewis | Management | For | For |
| 1f | Elect Director W. Rodney McMullen | Management | For | For |
| 1g | Elect Director Jorge P. Montoya | Management | For | For |
| 1h | Elect Director Clyde R. Moore | Management | For | For |
| 1i | Elect Director Susan M. Phillips | Management | For | For |
| 1j | Elect Director Steven R. Rogel | Management | For | For |
| 1k | Elect Director James A. Runde | Management | For | For |
| 1l | Elect Director Ronald L. Sargent | Management | For | For |
| 1m | Elect Director Bobby S. Shackouls | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Abstain |
| |
|---|
THE MOSAIC COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: MOS SECURITY ID: 61945C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Denise C. Johnson | Management | For | For |
| 2b | Elect Director Nancy E. Cooper | Management | For | For |
| 2c | Elect Director James L. Popowich | Management | For | For |
| 2d | Elect Director James T. Prokopanko | Management | For | For |
| 2e | Elect Director Steven M. Seibert | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE PRICELINE GROUP INC.
MEETING DATE: JUN 05, 2014 | TICKER: PCLN SECURITY ID: 741503403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
| 1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
| 1.4 | Elect Director Jan L. Docter | Management | For | For |
| 1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
| 1.6 | Elect Director James M. Guyette | Management | For | For |
| 1.7 | Elect Director Darren R. Huston | Management | For | For |
| 1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
| 1.9 | Elect Director Thomas E. Rothman | Management | For | For |
| 1.10 | Elect Director Craig W. Rydin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
THE TJX COMPANIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: TJX SECURITY ID: 872540109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zein Abdalla | Management | For | For |
| 1.2 | Elect Director Jose B. Alvarez | Management | For | For |
| 1.3 | Elect Director Alan M. Bennett | Management | For | For |
| 1.4 | Elect Director Bernard Cammarata | Management | For | For |
| 1.5 | Elect Director David T. Ching | Management | For | For |
| 1.6 | Elect Director Michael F. Hines | Management | For | For |
| 1.7 | Elect Director Amy B. Lane | Management | For | For |
| 1.8 | Elect Director Carol Meyrowitz | Management | For | For |
| 1.9 | Elect Director John F. O'Brien | Management | For | For |
| 1.10 | Elect Director Willow B. Shire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE WALT DISNEY COMPANY
MEETING DATE: MAR 18, 2014 | TICKER: DIS SECURITY ID: 254687106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan E. Arnold | Management | For | For |
| 1b | Elect Director John S. Chen | Management | For | For |
| 1c | Elect Director Jack Dorsey | Management | For | For |
| 1d | Elect Director Robert A. Iger | Management | For | For |
| 1e | Elect Director Fred H. Langhammer | Management | For | For |
| 1f | Elect Director Aylwin B. Lewis | Management | For | For |
| 1g | Elect Director Monica C. Lozano | Management | For | For |
| 1h | Elect Director Robert W. Matschullat | Management | For | For |
| 1i | Elect Director Sheryl K. Sandberg | Management | For | For |
| 1j | Elect Director Orin C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Right to Call Special Meeting | Management | For | For |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
TIFFANY & CO.
MEETING DATE: MAY 22, 2014 | TICKER: TIF SECURITY ID: 886547108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Kowalski | Management | For | For |
| 1b | Elect Director Rose Marie Bravo | Management | For | For |
| 1c | Elect Director Gary E. Costley | Management | For | For |
| 1d | Elect Director Frederic P. Cumenal | Management | For | For |
| 1e | Elect Director Lawrence K. Fish | Management | For | For |
| 1f | Elect Director Abby F. Kohnstamm | Management | For | For |
| 1g | Elect Director Charles K. Marquis | Management | For | For |
| 1h | Elect Director Peter W. May | Management | For | For |
| 1i | Elect Director William A. Shutzer | Management | For | For |
| 1j | Elect Director Robert S. Singer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: JUN 05, 2014 | TICKER: TWC SECURITY ID: 88732J207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Carole Black | Management | For | For |
| 1b | Elect Director Glenn A. Britt | Management | For | For |
| 1c | Elect Director Thomas H. Castro | Management | For | For |
| 1d | Elect Director David C. Chang | Management | For | For |
| 1e | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1f | Elect Director Peter R. Haje | Management | For | For |
| 1g | Elect Director Donna A. James | Management | For | For |
| 1h | Elect Director Don Logan | Management | For | For |
| 1i | Elect Director Robert D. Marcus | Management | For | For |
| 1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1k | Elect Director Wayne H. Pace | Management | For | For |
| 1l | Elect Director Edward D. Shirley | Management | For | For |
| 1m | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 13, 2014 | TICKER: TRW SECURITY ID: 87264S106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francois J. Castaing | Management | For | For |
| 1.2 | Elect Director Michael R. Gambrell | Management | For | For |
| 1.3 | Elect Director David W. Meline | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNDER ARMOUR, INC.
MEETING DATE: MAY 13, 2014 | TICKER: UA SECURITY ID: 904311107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin A. Plank | Management | For | For |
| 1.2 | Elect Director Byron K. Adams, Jr. | Management | For | For |
| 1.3 | Elect Director Douglas E. Coltharp | Management | For | For |
| 1.4 | Elect Director Anthony W. Deering | Management | For | For |
| 1.5 | Elect Director A.B. Krongard | Management | For | For |
| 1.6 | Elect Director William R. McDermott | Management | For | For |
| 1.7 | Elect Director Eric T. Olson | Management | For | For |
| 1.8 | Elect Director Harvey L. Sanders | Management | For | For |
| 1.9 | Elect Director Thomas J. Sippel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: UNP SECURITY ID: 907818108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 1.3 | Elect Director David B. Dillon | Management | For | For |
| 1.4 | Elect Director Judith Richards Hope | Management | For | For |
| 1.5 | Elect Director John J. Koraleski | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Michael R. McCarthy | Management | For | For |
| 1.8 | Elect Director Michael W. McConnell | Management | For | For |
| 1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
| 1.10 | Elect Director Steven R. Rogel | Management | For | For |
| 1.11 | Elect Director Jose H. Villarreal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
UNIQURE NV
MEETING DATE: JUN 11, 2014 | TICKER: QURE SECURITY ID: N90064101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and Receive Announcements | Management | None | None |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
| 3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
| 4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Discharge of Management Board | Management | For | For |
| 6 | Approve Discharge of Supervisory Board | Management | For | For |
| 7 | Elect Will Lewis to Supervisory Board | Management | For | For |
| 8 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 9 | Grant Board Authority to Issue Shares Up To 19.9 Percent of Issued Capital Plus and Restricting/Excluding Preemptive Rights | Management | For | For |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Other Business (Non-Voting) | Management | None | None |
| 12 | Close Meeting | Management | None | None |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 28, 2014 | TICKER: UTX SECURITY ID: 913017109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Louis R. Chenevert | Management | For | For |
| 1b | Elect Director John V. Faraci | Management | For | For |
| 1c | Elect Director Jean-Pierre Garnier | Management | For | For |
| 1d | Elect Director Jamie S. Gorelick | Management | For | For |
| 1e | Elect Director Edward A. Kangas | Management | For | For |
| 1f | Elect Director Ellen J. Kullman | Management | For | For |
| 1g | Elect Director Marshall O. Larsen | Management | For | For |
| 1h | Elect Director Harold McGraw, III | Management | For | For |
| 1i | Elect Director Richard B. Myers | Management | For | For |
| 1j | Elect Director H. Patrick Swygert | Management | For | For |
| 1k | Elect Director Andre Villeneuve | Management | For | For |
| 1l | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: URBN SECURITY ID: 917047102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward N. Antoian | Management | For | For |
| 1.2 | Elect Director Scott A. Belair | Management | For | For |
| 1.3 | Elect Director Margaret A. Hayne | Management | For | For |
| 1.4 | Elect Director Joel S. Lawson, III | Management | For | For |
| 1.5 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Against |
| 5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: VRX SECURITY ID: 91911K102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Ronald H. Farmer | Management | For | For |
| 1b | Elect Director Colleen A. Goggins | Management | For | For |
| 1c | Elect Director Robert A. Ingram | Management | For | For |
| 1d | Elect Director Anders Lonner | Management | For | For |
| 1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
| 1f | Elect Director J. Michael Pearson | Management | For | For |
| 1g | Elect Director Robert N. Power | Management | For | For |
| 1h | Elect Director Norma A. Provencio | Management | For | For |
| 1i | Elect Director Howard B. Schiller | Management | For | For |
| 1j | Elect Director Katharine B. Stevenson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
VALERO ENERGY CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: VLO SECURITY ID: 91913Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jerry D. Choate | Management | For | For |
| 1b | Elect Director Joseph W. Gorder | Management | For | For |
| 1c | Elect Director William R. Klesse | Management | For | For |
| 1d | Elect Director Deborah P. Majoras | Management | For | For |
| 1e | Elect Director Donald L. Nickles | Management | For | For |
| 1f | Elect Director Philip J. Pfeiffer | Management | For | For |
| 1g | Elect Director Robert A. Profusek | Management | For | For |
| 1h | Elect Director Susan Kaufman Purcell | Management | For | For |
| 1i | Elect Director Stephen M. Waters | Management | For | For |
| 1j | Elect Director Randall J. Weisenburger | Management | For | For |
| 1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| 5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| |
|---|
VERIFONE SYSTEMS, INC.
MEETING DATE: JUN 17, 2014 | TICKER: PAY SECURITY ID: 92342Y109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
| 1.2 | Elect Director Paul Galant | Management | For | For |
| 1.3 | Elect Director Alex W. (Pete) Hart | Management | For | For |
| 1.4 | Elect Director Robert B. Henske | Management | For | For |
| 1.5 | Elect Director Wenda Harris Millard | Management | For | For |
| 1.6 | Elect Director Eitan Raff | Management | For | For |
| 1.7 | Elect Director Jonathan I. Schwartz | Management | For | For |
| 1.8 | Elect Director Jane J. Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 07, 2014 | TICKER: VRTX SECURITY ID: 92532F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
| 1.2 | Elect Director Wayne J. Riley | Management | For | For |
| 1.3 | Elect Director William D. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 29, 2014 | TICKER: V SECURITY ID: 92826C839
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Mary B. Cranston | Management | For | For |
| 1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
| 1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1d | Elect Director Robert W. Matschullat | Management | For | For |
| 1e | Elect Director Cathy E. Minehan | Management | For | For |
| 1f | Elect Director Suzanne Nora Johnson | Management | For | For |
| 1g | Elect Director David J. Pang | Management | For | For |
| 1h | Elect Director Charles W. Scharf | Management | For | For |
| 1i | Elect Director William S. Shanahan | Management | For | For |
| 1j | Elect Director John A. C. Swainson | Management | For | For |
| 1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 28, 2014 | TICKER: VMW SECURITY ID: 928563402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela J. Craig | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Morgan | Management | For | For |
| 1.2 | Elect Director James L. Singleton | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WHITBREAD PLC
MEETING DATE: JUN 17, 2014 | TICKER: WTB SECURITY ID: G9606P197
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Policy | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Re-elect Richard Baker as Director | Management | For | For |
| 6 | Re-elect Wendy Becker as Director | Management | For | For |
| 7 | Re-elect Nicholas Cadbury as Director | Management | For | For |
| 8 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
| 9 | Re-elect Patrick Dempsey as Director | Management | For | For |
| 10 | Re-elect Anthony Habgood as Director | Management | For | For |
| 11 | Re-elect Andy Harrison as Director | Management | For | For |
| 12 | Re-elect Simon Melliss as Director | Management | For | For |
| 13 | Re-elect Christopher Rogers as Director | Management | For | For |
| 14 | Re-elect Louise Smalley as Director | Management | For | For |
| 15 | Re-elect Susan Martin as Director | Management | For | For |
| 16 | Re-elect Stephen Williams as Director | Management | For | For |
| 17 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Approve Long Term Incentive Plan | Management | For | For |
| 21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
| 23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: MAY 15, 2014 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregg L. Engles | Management | For | For |
| 1.2 | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
| 2 | Eliminate Class of Common Stock | Management | For | For |
| 3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WHOLE FOODS MARKET, INC.
MEETING DATE: FEB 24, 2014 | TICKER: WFM SECURITY ID: 966837106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Elstrott | Management | For | For |
| 1.2 | Elect Director Gabrielle Greene | Management | For | For |
| 1.3 | Elect Director Shahid 'Hass' Hassan | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director John Mackey | Management | For | For |
| 1.6 | Elect Director Walter Robb | Management | For | For |
| 1.7 | Elect Director Jonathan Seiffer | Management | For | For |
| 1.8 | Elect Director Morris 'Mo' Siegel | Management | For | For |
| 1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
| 1.10 | Elect Director Ralph Sorenson | Management | For | For |
| 1.11 | Elect Director William 'Kip' Tindell, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 5 | Provide For Confidential Running Vote Tallies | Shareholder | Against | Against |
| |
|---|
WISDOMTREE INVESTMENTS, INC.
MEETING DATE: JUN 27, 2014 | TICKER: WETF SECURITY ID: 97717P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director R. Jarrett Lilien | Management | For | For |
| 1b | Elect Director Frank Salerno | Management | For | For |
| 1c | Elect Director Jonathan L. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
WIX.COM LTD.
MEETING DATE: JUN 26, 2014 | TICKER: WIX SECURITY ID: M98068105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Adam Fisher as Director Until the 2017 Annual Meeting | Management | For | For |
| 2.1 | Approve Compensation Policy for Officers of the Company | Management | For | Abstain |
| 2.2 | Approve Compensation Policy for the Directors of the Company | Management | For | Abstain |
| 3 | Reappoint Kost, Forer, Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Discuss Financial Statements and the Report of the Board for 2012 | Management | None | None |
| 5 | Other Business (Voting) | Management | For | Against |
| A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
| |
|---|
WORKDAY, INC.
MEETING DATE: JUN 03, 2014 | TICKER: WDAY SECURITY ID: 98138H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christa Davies | Management | For | For |
| 1.2 | Elect Director George J. Still, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: WYN SECURITY ID: 98310W108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Buckman | Management | For | For |
| 1.2 | Elect Director George Herrera | Management | For | For |
| 1.3 | Elect Director Brian Mulroney | Management | For | For |
| 1.4 | Elect Director Michael H. Wargotz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
WYNN RESORTS, LIMITED
MEETING DATE: MAY 16, 2014 | TICKER: WYNN SECURITY ID: 983134107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Miller | Management | For | For |
| 1.2 | Elect Director D. Boone Wayson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Board Qualifications | Management | For | Against |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
XOOM CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: XOOM SECURITY ID: 98419Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roelof Frederik Botha | Management | For | For |
| 1.2 | Elect Director John Kunze | Management | For | For |
| 1.3 | Elect Director Keith Rabois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XYLEM INC.
MEETING DATE: MAY 06, 2014 | TICKER: XYL SECURITY ID: 98419M100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Sten E. Jakobsson | Management | For | For |
| 1b | Elect Director Steven R. Loranger | Management | For | For |
| 1c | Elect Director Edward J. Ludwig | Management | For | For |
| 1d | Elect Director Jerome A. Peribere | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Stock Retention | Shareholder | Against | Against |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 25, 2014 | TICKER: YHOO SECURITY ID: 984332106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Filo | Management | For | For |
| 1.2 | Elect Director Susan M. James | Management | For | For |
| 1.3 | Elect Director Max R. Levchin | Management | For | For |
| 1.4 | Elect Director Marissa A. Mayer | Management | For | For |
| 1.5 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.6 | Elect Director Charles R. Schwab | Management | For | For |
| 1.7 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 1.8 | Elect Director Jane E. Shaw | Management | For | For |
| 1.9 | Elect Director Maynard G. Webb, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
| 7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
| 8 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
YUM! BRANDS, INC.
MEETING DATE: MAY 01, 2014 | TICKER: YUM SECURITY ID: 988498101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Cavanagh | Management | For | For |
| 1b | Elect Director David W. Dorman | Management | For | For |
| 1c | Elect Director Massimo Ferragamo | Management | For | For |
| 1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
| 1e | Elect Director Bonnie G. Hill | Management | For | For |
| 1f | Elect Director Jonathan S. Linen | Management | For | For |
| 1g | Elect Director Thomas C. Nelson | Management | For | For |
| 1h | Elect Director David C. Novak | Management | For | For |
| 1i | Elect Director Thomas M. Ryan | Management | For | For |
| 1j | Elect Director Jing-Shyh S. Su | Management | For | For |
| 1k | Elect Director Robert D. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ZYNGA INC.
MEETING DATE: JUN 11, 2014 | TICKER: ZNGA SECURITY ID: 98986T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Pincus | Management | For | For |
| 1.2 | Elect Director Don A. Mattrick | Management | For | For |
| 1.3 | Elect Director L. John Doerr | Management | For | For |
| 1.4 | Elect Director William 'Bing' Gordon | Management | For | For |
| 1.5 | Elect Director Stanley J. Meresman | Management | For | For |
| 1.6 | Elect Director Sunil Paul | Management | For | For |
| 1.7 | Elect Director Ellen Siminoff | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES REAL ESTATE EQUITY FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ARE SECURITY ID: 015271109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Maria C. Freire | Management | For | For |
| 1.5 | Elect Director Steven R. Hash | Management | For | For |
| 1.6 | Elect Director Richard H. Klein | Management | For | For |
| 1.7 | Elect Director James H. Richardson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AVB SECURITY ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.3 | Elect Director Bruce A. Choate | Management | For | For |
| 1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.5 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.6 | Elect Director Lance R. Primis | Management | For | For |
| 1.7 | Elect Director Peter S. Rummell | Management | For | For |
| 1.8 | Elect Director H. Jay Sarles | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
BOSTON PROPERTIES, INC.
MEETING DATE: MAY 20, 2014 | TICKER: BXP SECURITY ID: 101121101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carol B. Einiger | Management | For | For |
| 1.2 | Elect Director Jacob A. Frenkel | Management | For | For |
| 1.3 | Elect Director Joel I. Klein | Management | For | For |
| 1.4 | Elect Director Douglas T. Linde | Management | For | For |
| 1.5 | Elect Director Matthew J. Lustig | Management | For | For |
| 1.6 | Elect Director Alan J. Patricof | Management | For | For |
| 1.7 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 1.8 | Elect Director Owen D. Thomas | Management | For | For |
| 1.9 | Elect Director Martin Turchin | Management | For | For |
| 1.10 | Elect Director David A. Twardock | Management | For | For |
| 1.11 | Elect Director Mortimer B. Zuckerman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| 5 | Adopt Proxy Access Right | Shareholder | Against | Against |
| 6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
CEDAR REALTY TRUST, INC.
MEETING DATE: MAY 02, 2014 | TICKER: CDR SECURITY ID: 150602209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Burns | Management | For | For |
| 1.2 | Elect Director Pamela N. Hootkin | Management | For | For |
| 1.3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 1.4 | Elect Director Everett B. Miller, III | Management | For | For |
| 1.5 | Elect Director Bruce J. Schanzer | Management | For | For |
| 1.6 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COUSINS PROPERTIES INCORPORATED
MEETING DATE: MAY 06, 2014 | TICKER: CUZ SECURITY ID: 222795106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom G. Charlesworth | Management | For | For |
| 1.2 | Elect Director James D. Edwards | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
| 1.5 | Elect Director S. Taylor Glover | Management | For | For |
| 1.6 | Elect Director James H. Hance | Management | For | For |
| 1.7 | Elect Director Donna W. Hyland | Management | For | For |
| 1.8 | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITAL REALTY TRUST, INC.
MEETING DATE: APR 28, 2014 | TICKER: DLR SECURITY ID: 253868103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Dennis E. Singleton | Management | For | For |
| 1B | Elect Director Laurence A. Chapman | Management | For | For |
| 1C | Elect Director Kathleen Earley | Management | For | For |
| 1D | Elect Director Ruann F. Ernst | Management | For | For |
| 1E | Elect Director Kevin J. Kennedy | Management | For | For |
| 1F | Elect Director William G. LaPerch | Management | For | For |
| 1G | Elect Director Robert H. Zerbst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DUPONT FABROS TECHNOLOGY, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DFT SECURITY ID: 26613Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Coke | Management | For | For |
| 1.2 | Elect Director Lammot J. du Pont | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Hossein Fateh | Management | For | For |
| 1.5 | Elect Director Jonathan G. Heiliger | Management | For | For |
| 1.6 | Elect Director Frederic V. Malek | Management | For | For |
| 1.7 | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1.8 | Elect Director John H. Toole | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: NOV 25, 2013 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Marguerite Nader | Management | For | For |
| 1.6 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.7 | Elect Director Howard Walker | Management | For | For |
| 1.8 | Elect Director Gary Waterman | Management | For | For |
| 1.9 | Elect Director William Young | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Stock Award Plan Grants | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | Abstain |
| |
|---|
EQUITY ONE, INC.
MEETING DATE: MAY 09, 2014 | TICKER: EQY SECURITY ID: 294752100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia R. Cohen | Management | For | For |
| 1.2 | Elect Director Neil Flanzraich | Management | For | For |
| 1.3 | Elect Director Jordan Heller | Management | For | For |
| 1.4 | Elect Director Chaim Katzman | Management | For | For |
| 1.5 | Elect Director Peter Linneman | Management | For | For |
| 1.6 | Elect Director Galia Maor | Management | For | For |
| 1.7 | Elect Director Jeffrey S. Olson | Management | For | For |
| 1.8 | Elect Director Dori Segal | Management | For | For |
| 1.9 | Elect Director David Fischel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 12, 2014 | TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director B. Joseph White | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: MAR 28, 2014 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ESSEX PROPERTY TRUST, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ESS SECURITY ID: 297178105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Brady | Management | For | For |
| 1.2 | Elect Director Keith R. Guericke | Management | For | For |
| 1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.4 | Elect Director George M. Marcus | Management | For | For |
| 1.5 | Elect Director Gary P. Martin | Management | For | For |
| 1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
| 1.7 | Elect Director Thomas E. Randlett | Management | For | For |
| 1.8 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.9 | Elect Director Michael J. Schall | Management | For | For |
| 1.10 | Elect Director Byron A. Scordelis | Management | For | For |
| 1.11 | Elect Director Janice L. Sears | Management | For | For |
| 1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
| 1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXCEL TRUST, INC.
MEETING DATE: MAY 13, 2014 | TICKER: EXL SECURITY ID: 30068C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary B. Sabin | Management | For | For |
| 1.2 | Elect Director Spencer G. Plumb | Management | For | For |
| 1.3 | Elect Director Mark T. Burton | Management | For | For |
| 1.4 | Elect Director Bruce G. Blakley | Management | For | For |
| 1.5 | Elect Director Burland B. East, III | Management | For | For |
| 1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
| 1.7 | Elect Director Warren R. Staley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 07, 2014 | TICKER: FRT SECURITY ID: 313747206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Kristin Gamble | Management | For | For |
| 1.4 | Elect Director Gail P. Steinel | Management | For | For |
| 1.5 | Elect Director Warren M. Thompson | Management | For | For |
| 1.6 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FELCOR LODGING TRUST INCORPORATED
MEETING DATE: MAY 19, 2014 | TICKER: FCH SECURITY ID: 31430F101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Corcoran, Jr. | Management | For | For |
| 1.2 | Elect Director Robert F. Cotter | Management | For | For |
| 1.3 | Elect Director Thomas C. Hendrick | Management | For | For |
| 1.4 | Elect Director Mark D. Rozells | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: FCE.A SECURITY ID: 345550107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arthur F. Anton | Management | For | For |
| 1.2 | Elect Director Scott S. Cowen | Management | For | For |
| 1.3 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GLIMCHER REALTY TRUST
MEETING DATE: MAY 07, 2014 | TICKER: GRT SECURITY ID: 379302102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Glimcher | Management | For | For |
| 1.2 | Elect Director Yvette McGee Brown | Management | For | For |
| 1.3 | Elect Director Nancy J. Kramer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HCP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: HCP SECURITY ID: 40414L109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Brian G. Cartwright | Management | For | For |
| 1b | Elect Director Christine N. Garvey | Management | For | For |
| 1c | Elect Director David B. Henry | Management | For | For |
| 1d | Elect Director Lauralee E. Martin | Management | For | For |
| 1e | Elect Director Michael D. McKee | Management | For | For |
| 1f | Elect Director Peter L. Rhein | Management | For | For |
| 1g | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HEALTH CARE REIT, INC.
MEETING DATE: MAY 01, 2014 | TICKER: HCN SECURITY ID: 42217K106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William C. Ballard, Jr. | Management | For | For |
| 1b | Elect Director George L. Chapman | Management | For | For |
| 1c | Elect Director Thomas J. DeRosa | Management | For | For |
| 1d | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1e | Elect Director Peter J. Grua | Management | For | For |
| 1f | Elect Director Fred S. Klipsch | Management | For | For |
| 1g | Elect Director Timothy J. Naughton | Management | For | For |
| 1h | Elect Director Sharon M. Oster | Management | For | For |
| 1i | Elect Director Judith C. Pelham | Management | For | For |
| 1j | Elect Director R. Scott Trumbull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: HST SECURITY ID: 44107P104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary L. Baglivo | Management | For | For |
| 1.2 | Elect Director Sheila C. Bair | Management | For | For |
| 1.3 | Elect Director Terence C. Golden | Management | For | For |
| 1.4 | Elect Director Ann M. Korologos | Management | For | For |
| 1.5 | Elect Director Richard E. Marriott | Management | For | For |
| 1.6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director Gordon H. Smith | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KILROY REALTY CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: KRC SECURITY ID: 49427F108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Kilroy, Jr. | Management | For | For |
| 1.2 | Elect Director Edward F. Brennan | Management | For | For |
| 1.3 | Elect Director Scott S. Ingraham | Management | For | For |
| 1.4 | Elect Director Dale F. Kinsella | Management | For | For |
| 1.5 | Elect Director Peter B. Stoneberg | Management | For | For |
| 1.6 | Elect Director Gary R. Stevenson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Adopt Proxy Access Right | Shareholder | Against | Against |
| |
|---|
KITE REALTY GROUP TRUST
MEETING DATE: MAY 07, 2014 | TICKER: KRG SECURITY ID: 49803T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Kite | Management | For | For |
| 1.2 | Elect Director William E. Bindley | Management | For | For |
| 1.3 | Elect Director Victor J. Coleman | Management | For | For |
| 1.4 | Elect Director Richard A. Cosier | Management | For | For |
| 1.5 | Elect Director Christie B. Kelly | Management | For | For |
| 1.6 | Elect Director Gerald L. Moss | Management | For | For |
| 1.7 | Elect Director David R. O'Reilly | Management | For | For |
| 1.8 | Elect Director Barton R. Peterson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KITE REALTY GROUP TRUST
MEETING DATE: JUN 24, 2014 | TICKER: KRG SECURITY ID: 49803T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LASALLE HOTEL PROPERTIES
MEETING DATE: MAY 07, 2014 | TICKER: LHO SECURITY ID: 517942108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Barnello | Management | For | For |
| 1.2 | Elect Director Donald A. Washburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
LIBERTY PROPERTY TRUST
MEETING DATE: MAY 08, 2014 | TICKER: LPT SECURITY ID: 531172104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick F. Buchholz | Management | For | For |
| 1.2 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.3 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
| 1.4 | Elect Director Daniel P. Garton | Management | For | For |
| 1.5 | Elect Director William P. Hankowsky | Management | For | For |
| 1.6 | Elect Director M. Leanne Lachman | Management | For | For |
| 1.7 | Elect Director David L. Lingerfelt | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MACK-CALI REALTY CORPORATION
MEETING DATE: MAY 12, 2014 | TICKER: CLI SECURITY ID: 554489104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nathan Gantcher | Management | For | Withhold |
| 1.2 | Elect Director David S. Mack | Management | For | Withhold |
| 1.3 | Elect Director William L. Mack | Management | For | Withhold |
| 1.4 | Elect Director Alan G. Philibosian | Management | For | Withhold |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: SEP 27, 2013 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director Ralph Horn | Management | For | For |
| 1d | Elect Director James K. Lowder | Management | For | For |
| 1e | Elect Director Thomas H. Lowder | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director Harold W. Ripps | Management | For | For |
| 1i | Elect Director W. Reid Sanders | Management | For | For |
| 1j | Elect Director William B. Sansom | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director John W. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PIEDMONT OFFICE REALTY TRUST, INC.
MEETING DATE: MAY 14, 2014 | TICKER: PDM SECURITY ID: 720190206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Wayne Woody | Management | For | For |
| 1.2 | Elect Director Michael R. Buchanan | Management | For | For |
| 1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
| 1.5 | Elect Director Frank C. McDowell | Management | For | For |
| 1.6 | Elect Director Donald A. Miller | Management | For | For |
| 1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
| 1.8 | Elect Director Donald S. Moss | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POST PROPERTIES, INC.
MEETING DATE: MAY 08, 2014 | TICKER: PPS SECURITY ID: 737464107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Goddard, III | Management | For | For |
| 1.2 | Elect Director David P. Stockert | Management | For | For |
| 1.3 | Elect Director Herschel M. Bloom | Management | For | For |
| 1.4 | Elect Director Walter M. Deriso, Jr. | Management | For | For |
| 1.5 | Elect Director Russell R. French | Management | For | For |
| 1.6 | Elect Director Toni Jennings | Management | For | For |
| 1.7 | Elect Director Ronald de Waal | Management | For | For |
| 1.8 | Elect Director Donald C. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: MAY 01, 2014 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director George L. Fotiades | Management | For | For |
| 1c | Elect Director Christine N. Garvey | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | For |
| 1f | Elect Director Irving F. Lyons, III | Management | For | For |
| 1g | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1h | Elect Director D. Michael Steuert | Management | For | For |
| 1i | Elect Director Carl B. Webb | Management | For | For |
| 1j | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 01, 2014 | TICKER: PSA SECURITY ID: 74460D109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.3 | Elect Director Uri P. Harkham | Management | For | For |
| 1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.5 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.6 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.7 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.8 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: OCT 08, 2013 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth H. Beard | Management | For | For |
| 1.2 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1.3 | Elect Director Paul R. Gauvreau | Management | For | For |
| 1.4 | Elect Director Gerald M. Gorski | Management | For | For |
| 1.5 | Elect Director Steven P. Grimes | Management | For | For |
| 1.6 | Elect Director Richard P. Imperiale | Management | For | For |
| 1.7 | Elect Director Kenneth E. Masick | Management | For | For |
| 1.8 | Elect Director Barbara A. Murphy | Management | For | For |
| 1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SENIOR HOUSING PROPERTIES TRUST
MEETING DATE: JUN 05, 2014 | TICKER: SNH SECURITY ID: 81721M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frederick N. Zeytoonjian | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 1.2 | Elect Director Larry C. Glasscock | Management | For | For |
| 1.3 | Elect Director Karen N. Horn | Management | For | For |
| 1.4 | Elect Director Allan Hubbard | Management | For | For |
| 1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1.6 | Elect Director Daniel C. Smith | Management | For | For |
| 1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 02, 2014 | TICKER: SLG SECURITY ID: 78440X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc Holliday | Management | For | For |
| 1.2 | Elect Director John S. Levy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUN COMMUNITIES, INC.
MEETING DATE: JUL 23, 2013 | TICKER: SUI SECURITY ID: 866674104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephanie W. Bergeron | Management | For | For |
| 1b | Elect Director Clunet R. Lewis | Management | For | For |
| 1c | Elect Director Arthur A. Weiss | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TAUBMAN CENTERS, INC.
MEETING DATE: MAY 22, 2014 | TICKER: TCO SECURITY ID: 876664103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Taubman | Management | For | For |
| 1.2 | Elect Director Lisa A. Payne | Management | For | For |
| 1.3 | Elect Director William U. Parfet | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TERRENO REALTY CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: TRNO SECURITY ID: 88146M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Blake Baird | Management | For | For |
| 1.2 | Elect Director Michael A. Coke | Management | For | For |
| 1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
| 1.4 | Elect Director Peter J. Merlone | Management | For | For |
| 1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UDR, INC.
MEETING DATE: MAY 22, 2014 | TICKER: UDR SECURITY ID: 902653104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
| 1.2 | Elect Director Eric J. Foss | Management | For | For |
| 1.3 | Elect Director Robert P. Freeman | Management | For | For |
| 1.4 | Elect Director Jon A. Grove | Management | For | For |
| 1.5 | Elect Director James D. Klingbeil | Management | For | For |
| 1.6 | Elect Director Robert A. McNamara | Management | For | For |
| 1.7 | Elect Director Mark R. Patterson | Management | For | For |
| 1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.9 | Elect Director Thomas W. Toomey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Debra A. Cafaro | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Ronald G. Geary | Management | For | For |
| 1d | Elect Director Jay M. Gellert | Management | For | For |
| 1e | Elect Director Richard I. Gilchrist | Management | For | For |
| 1f | Elect Director Matthew J. Lustig | Management | For | For |
| 1g | Elect Director Douglas M. Pasquale | Management | For | For |
| 1h | Elect Director Robert D. Reed | Management | For | For |
| 1i | Elect Director Glenn J. Rufrano | Management | For | For |
| 1j | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 22, 2014 | TICKER: VNO SECURITY ID: 929042109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Lynne | Management | For | For |
| 1.2 | Elect Director David Mandelbaum | Management | For | For |
| 1.3 | Elect Director Daniel R. Tisch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| 7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 10, 2014 | TICKER: WY SECURITY ID: 962166104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Mark A. Emmert | Management | For | For |
| 1.3 | Elect Director John I. Kieckhefer | Management | For | For |
| 1.4 | Elect Director Wayne W. Murdy | Management | For | For |
| 1.5 | Elect Director Nicole W. Piasecki | Management | For | For |
| 1.6 | Elect Director Doyle R. Simons | Management | For | For |
| 1.7 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director Kim Williams | Management | For | For |
| 1.10 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES REAL ESTATE INCOME FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACADIA REALTY TRUST
MEETING DATE: MAY 14, 2014 | TICKER: AKR SECURITY ID: 004239109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1b | Elect Director Douglas Crocker II | Management | For | For |
| 1c | Elect Director Lorrence T. Kellar | Management | For | For |
| 1d | Elect Director Wendy Luscombe | Management | For | For |
| 1e | Elect Director William T. Spitz | Management | For | For |
| 1f | Elect Director Lee S. Wielansky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMERICAN RESIDENTIAL PROPERTIES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ARPI SECURITY ID: 02927E303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Schmitz | Management | For | For |
| 1.2 | Elect Director Laurie A. Hawkes | Management | For | For |
| 1.3 | Elect Director Douglas N. Benham | Management | For | For |
| 1.4 | Elect Director David M. Brain | Management | For | For |
| 1.5 | Elect Director Keith R. Guericke | Management | For | For |
| 1.6 | Elect Director Todd W. Mansfield | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AMT SECURITY ID: 03027X100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Raymond P. Dolan | Management | For | For |
| 1b | Elect Director Ronald M. Dykes | Management | For | For |
| 1c | Elect Director Carolyn F. Katz | Management | For | For |
| 1d | Elect Director Gustavo Lara Cantu | Management | For | For |
| 1e | Elect Director JoAnn A. Reed | Management | For | For |
| 1f | Elect Director Pamela D.A. Reeve | Management | For | For |
| 1g | Elect Director David E. Sharbutt | Management | For | For |
| 1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
| 1i | Elect Director Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ANNALY CAPITAL MANAGEMENT, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NLY SECURITY ID: 035710409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan D. Green | Management | For | For |
| 1b | Elect Director John H. Schaefer | Management | For | For |
| 1c | Elect Director Francine J. Bovich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANWORTH MORTGAGE ASSET CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: ANH SECURITY ID: 037347101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1a | Elect Director Lloyd McAdams | Management | For | For |
| 1b | Elect Director Lee A. Ault, III | Management | For | For |
| 1c | Elect Director Joe E. Davis | Management | For | For |
| 1d | Elect Director Robert C. Davis | Management | For | For |
| 1e | Elect Director Joseph E. McAdams | Management | For | For |
| 1f | Elect Director Mark S. Maron | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Award Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Paul R. DeRosa | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Gregory R. Dube | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Kenneth B. Dunn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Ron Mass | Shareholder | For | Did Not Vote |
| 1.5 | Elect Director Scott F. Richard | Shareholder | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
| 3 | Approve Stock Award Plan | Management | Against | Did Not Vote |
| 4 | Ratify Auditors | Management | None | Did Not Vote |
| |
|---|
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 29, 2014 | TICKER: AIV SECURITY ID: 03748R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James N. Bailey | Management | For | For |
| 1.2 | Elect Director Terry Considine | Management | For | For |
| 1.3 | Elect Director Thomas L. Keltner | Management | For | For |
| 1.4 | Elect Director J. Landis Martin | Management | For | For |
| 1.5 | Elect Director Robert A. Miller | Management | For | For |
| 1.6 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.7 | Elect Director Michael A. Stein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ARBOR REALTY TRUST, INC.
MEETING DATE: MAY 20, 2014 | TICKER: ABR SECURITY ID: 038923108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ivan Kaufman | Management | For | For |
| 1.2 | Elect Director Melvin F. Lazar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASSOCIATED ESTATES REALTY CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: AEC SECURITY ID: 045604105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert T. Adams | Management | For | For |
| 1.2 | Elect Director Jeffrey I. Friedman | Management | For | For |
| 1.3 | Elect Director Michael E. Gibbons | Management | For | For |
| 1.4 | Elect Director Mark L. Milstein | Management | For | For |
| 1.5 | Elect Director James J. Sanfilippo | Management | For | For |
| 1.6 | Elect Director James A. Schoff | Management | For | For |
| 1.7 | Elect Director Richard T. Schwarz | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 21, 2014 | TICKER: AVB SECURITY ID: 053484101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glyn F. Aeppel | Management | For | For |
| 1.2 | Elect Director Alan B. Buckelew | Management | For | For |
| 1.3 | Elect Director Bruce A. Choate | Management | For | For |
| 1.4 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.5 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.6 | Elect Director Lance R. Primis | Management | For | For |
| 1.7 | Elect Director Peter S. Rummell | Management | For | For |
| 1.8 | Elect Director H. Jay Sarles | Management | For | For |
| 1.9 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
BIOMED REALTY TRUST, INC.
MEETING DATE: MAY 28, 2014 | TICKER: BMR SECURITY ID: 09063H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Gold | Management | For | For |
| 1.2 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.3 | Elect Director William R. Brody | Management | For | For |
| 1.4 | Elect Director Gary A. Kreitzer | Management | For | For |
| 1.5 | Elect Director Theodore D. Roth | Management | For | For |
| 1.6 | Elect Director Janice L. Sears | Management | For | For |
| 1.7 | Elect Director M. Faye Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLACKSTONE MORTGAGE TRUST, INC.
MEETING DATE: JUN 18, 2014 | TICKER: BXMT SECURITY ID: 09257W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael B. Nash | Management | For | For |
| 1.2 | Elect Director Stephen D. Plavin | Management | For | For |
| 1.3 | Elect Director Leonard W. Cotton | Management | For | For |
| 1.4 | Elect Director Thomas E. Dobrowski | Management | For | For |
| 1.5 | Elect Director Martin L. Edelman | Management | For | For |
| 1.6 | Elect Director Henry N. Nassau | Management | For | For |
| 1.7 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.8 | Elect Director John G. Schreiber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CAPLEASE, INC.
MEETING DATE: SEP 10, 2013 | TICKER: LSE SECURITY ID: 140288101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 05, 2014 | TICKER: CBL SECURITY ID: 124830100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles B. Lebovitz | Management | For | For |
| 1.2 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.3 | Elect Director Gary L. Bryenton | Management | For | For |
| 1.4 | Elect Director A. Larry Chapman | Management | For | For |
| 1.5 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.6 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.7 | Elect Director Gary J. Nay | Management | For | For |
| 1.8 | Elect Director Kathleen M. Nelson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
CEDAR REALTY TRUST, INC.
MEETING DATE: MAY 02, 2014 | TICKER: CDR SECURITY ID: 150602209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Burns | Management | For | For |
| 1.2 | Elect Director Pamela N. Hootkin | Management | For | For |
| 1.3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 1.4 | Elect Director Everett B. Miller, III | Management | For | For |
| 1.5 | Elect Director Bruce J. Schanzer | Management | For | For |
| 1.6 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHAMBERS STREET PROPERTIES
MEETING DATE: JUN 12, 2014 | TICKER: CSG SECURITY ID: 157842105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Black | Management | For | For |
| 1.2 | Elect Director Mark W. Brugger | Management | For | For |
| 1.3 | Elect Director Jack A. Cuneo | Management | For | For |
| 1.4 | Elect Director James L. Francis | Management | For | For |
| 1.5 | Elect Director James M. Orphanides | Management | For | For |
| 1.6 | Elect Director Martin A. Reid | Management | For | For |
| 1.7 | Elect Director Louis P. Salvatore | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHARTWELL RETIREMENT RESIDENCES
MEETING DATE: MAY 15, 2014 | TICKER: CSH.UN SECURITY ID: ADPV25280
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee Lise Bastarache of Chartwell | Management | For | For |
| 1.2 | Elect Trustee Sidney P. H. Robinson of Chartwell | Management | For | For |
| 1.3 | Elect Trustee Huw Thomas of Chartwell | Management | For | For |
| 2.1 | Elect Trustee Michael D. Harris of CSH Trust | Management | For | For |
| 2.2 | Elect Trustee Andre R. Kuzmicki of CSH Trust | Management | For | For |
| 2.3 | Elect Trustee Thomas Schwartz of CSH Trust | Management | For | For |
| 3.1 | Elect Director Lise Bastarache of CMCC | Management | For | For |
| 3.2 | Elect Director W. Brent Binions of CMCC | Management | For | For |
| 3.3 | Elect Director Michael D. Harris of CMCC | Management | For | For |
| 3.4 | Elect Director Andre R. Kuzmicki of CMCC | Management | For | For |
| 3.5 | Elect Director Sidney P. H. Robinson of CMCC | Management | For | For |
| 3.6 | Elect Director Sharon Sallows of CMCC | Management | For | For |
| 3.7 | Elect Director Thomas Schwartz of CMCC | Management | For | For |
| 3.8 | Elect Director Huw Thomas of CMCC | Management | For | For |
| 4 | Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration | Management | For | For |
| 5 | Amend Long Term Incentive Plan | Management | For | For |
| 6 | Allow Electronic Distribution of Company Communications | Management | For | For |
| 7 | Approve Advance Notice Policy | Management | For | For |
| 8 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
CYS INVESTMENTS, INC.
MEETING DATE: MAY 09, 2014 | TICKER: CYS SECURITY ID: 12673A108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin E. Grant | Management | For | For |
| 1.2 | Elect Director Tanya S. Beder | Management | For | For |
| 1.3 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.4 | Elect Director Jeffrey P. Hughes | Management | For | For |
| 1.5 | Elect Director Stephen P. Jonas | Management | For | For |
| 1.6 | Elect Director Raymond A. Redlingshafer, Jr. | Management | For | For |
| 1.7 | Elect Director James A. Stern | Management | For | For |
| 1.8 | Elect Director David A. Tyson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DOUGLAS EMMETT, INC.
MEETING DATE: MAY 29, 2014 | TICKER: DEI SECURITY ID: 25960P109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan A. Emmett | Management | For | For |
| 1.2 | Elect Director Jordan L. Kaplan | Management | For | For |
| 1.3 | Elect Director Kenneth M. Panzer | Management | For | For |
| 1.4 | Elect Director Christopher H. Anderson | Management | For | For |
| 1.5 | Elect Director Leslie E. Bider | Management | For | For |
| 1.6 | Elect Director David T. Feinberg | Management | For | For |
| 1.7 | Elect Director Thomas E. O'Hern | Management | For | For |
| 1.8 | Elect Director William E. Simon, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DUPONT FABROS TECHNOLOGY, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DFT SECURITY ID: 26613Q106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Coke | Management | For | For |
| 1.2 | Elect Director Lammot J. du Pont | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Hossein Fateh | Management | For | For |
| 1.5 | Elect Director Jonathan G. Heiliger | Management | For | For |
| 1.6 | Elect Director Frederic V. Malek | Management | For | For |
| 1.7 | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1.8 | Elect Director John H. Toole | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DYNEX CAPITAL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: DX SECURITY ID: 26817Q506
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. Akin | Management | For | For |
| 1.2 | Elect Director Byron L. Boston | Management | For | For |
| 1.3 | Elect Director Michael R. Hughes | Management | For | For |
| 1.4 | Elect Director Barry A. Igdaloff | Management | For | For |
| 1.5 | Elect Director Valerie A. Mosley | Management | For | For |
| 1.6 | Elect Director Robert A. Salcetti | Management | For | For |
| 1.7 | Elect Director James C. Wheat, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EASTGROUP PROPERTIES, INC.
MEETING DATE: MAY 29, 2014 | TICKER: EGP SECURITY ID: 277276101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Pike Aloian | Management | For | For |
| 1.2 | Elect Director H.C. Bailey, Jr. | Management | For | For |
| 1.3 | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1.4 | Elect Director Hayden C. Eaves, III | Management | For | For |
| 1.5 | Elect Director Fredric H. Gould | Management | For | For |
| 1.6 | Elect Director David H. Hoster, II | Management | For | For |
| 1.7 | Elect Director Mary E. McCormick | Management | For | For |
| 1.8 | Elect Director David M. Osnos | Management | For | For |
| 1.9 | Elect Director Leland R. Speed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: NOV 25, 2013 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 13, 2014 | TICKER: ELS SECURITY ID: 29472R108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip Calian | Management | For | For |
| 1.2 | Elect Director David Contis | Management | For | For |
| 1.3 | Elect Director Thomas Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas Heneghan | Management | For | For |
| 1.5 | Elect Director Marguerite Nader | Management | For | For |
| 1.6 | Elect Director Sheli Rosenberg | Management | For | For |
| 1.7 | Elect Director Howard Walker | Management | For | For |
| 1.8 | Elect Director Gary Waterman | Management | For | For |
| 1.9 | Elect Director William Young | Management | For | For |
| 1.10 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Stock Award Plan Grants | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | Abstain |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 12, 2014 | TICKER: EQR SECURITY ID: 29476L107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alexander | Management | For | For |
| 1.2 | Elect Director Charles L. Atwood | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Mary Kay Haben | Management | For | For |
| 1.5 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.6 | Elect Director John E. Neal | Management | For | For |
| 1.7 | Elect Director David J. Neithercut | Management | For | For |
| 1.8 | Elect Director Mark S. Shapiro | Management | For | For |
| 1.9 | Elect Director Gerald A. Spector | Management | For | For |
| 1.10 | Elect Director B. Joseph White | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXCEL TRUST, INC.
MEETING DATE: MAY 13, 2014 | TICKER: EXL SECURITY ID: 30068C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary B. Sabin | Management | For | For |
| 1.2 | Elect Director Spencer G. Plumb | Management | For | For |
| 1.3 | Elect Director Mark T. Burton | Management | For | For |
| 1.4 | Elect Director Bruce G. Blakley | Management | For | For |
| 1.5 | Elect Director Burland B. East, III | Management | For | For |
| 1.6 | Elect Director Robert E. Parsons, Jr. | Management | For | For |
| 1.7 | Elect Director Warren R. Staley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 21, 2014 | TICKER: EXR SECURITY ID: 30225T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
| 1.2 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.3 | Elect Director Karl Haas | Management | For | For |
| 1.4 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.5 | Elect Director Diane Olmstead | Management | For | For |
| 1.6 | Elect Director Roger B. Porter | Management | For | For |
| 1.7 | Elect Director K. Fred Skousen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIRST POTOMAC REALTY TRUST
MEETING DATE: MAY 20, 2014 | TICKER: FPO SECURITY ID: 33610F109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Arnold | Management | For | For |
| 1.2 | Elect Director Richard B. Chess | Management | For | For |
| 1.3 | Elect Director Douglas J. Donatelli | Management | For | For |
| 1.4 | Elect Director J. Roderick Heller, III | Management | For | For |
| 1.5 | Elect Director R. Michael McCullough | Management | For | For |
| 1.6 | Elect Director Alan G. Merten | Management | For | For |
| 1.7 | Elect Director Thomas E. Robinson | Management | For | For |
| 1.8 | Elect Director Terry L. Stevens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GLIMCHER REALTY TRUST
MEETING DATE: MAY 07, 2014 | TICKER: GRT SECURITY ID: 379302102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Glimcher | Management | For | For |
| 1.2 | Elect Director Yvette McGee Brown | Management | For | For |
| 1.3 | Elect Director Nancy J. Kramer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HATTERAS FINANCIAL CORP.
MEETING DATE: MAY 07, 2014 | TICKER: HTS SECURITY ID: 41902R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Hough | Management | For | For |
| 1.2 | Elect Director Benjamin M. Hough | Management | For | For |
| 1.3 | Elect Director David W. Berson | Management | For | For |
| 1.4 | Elect Director Ira G. Kawaller | Management | For | For |
| 1.5 | Elect Director Jeffrey D. Miller | Management | For | For |
| 1.6 | Elect Director Thomas D. Wren | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: HIW SECURITY ID: 431284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director David J. Hartzell | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director Mark F. Mulhern | Management | For | For |
| 1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KENNEDY-WILSON HOLDINGS, INC.
MEETING DATE: JUN 19, 2014 | TICKER:�� KW SECURITY ID: 489398107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry R. Solomon | Management | For | For |
| 1.2 | Elect Director David A. Minella | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
LEXINGTON REALTY TRUST
MEETING DATE: MAY 20, 2014 | TICKER: LXP SECURITY ID: 529043101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Robert Roskind | Management | For | For |
| 1.2 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.3 | Elect Director Richard J. Rouse | Management | For | For |
| 1.4 | Elect Director Harold First | Management | For | For |
| 1.5 | Elect Director Richard S. Frary | Management | For | For |
| 1.6 | Elect Director James Grosfeld | Management | For | For |
| 1.7 | Elect Director Kevin W. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIBERTY PROPERTY TRUST
MEETING DATE: MAY 08, 2014 | TICKER: LPT SECURITY ID: 531172104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick F. Buchholz | Management | For | For |
| 1.2 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.3 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
| 1.4 | Elect Director Daniel P. Garton | Management | For | For |
| 1.5 | Elect Director William P. Hankowsky | Management | For | For |
| 1.6 | Elect Director M. Leanne Lachman | Management | For | For |
| 1.7 | Elect Director David L. Lingerfelt | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
LTC PROPERTIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: LTC SECURITY ID: 502175102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd W. Hendrickson | Management | For | For |
| 1.2 | Elect Director Edmund C. King | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 1.4 | Elect Director Devra G. Shapiro | Management | For | For |
| 1.5 | Elect Director Wendy L. Simpson | Management | For | For |
| 1.6 | Elect Director Timothy J. Triche | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MFA FINANCIAL, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MFA SECURITY ID: 55272X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Stephen R. Blank | Management | For | For |
| 1b | Elect Director William S. Gorin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: SEP 27, 2013 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director Ralph Horn | Management | For | For |
| 1d | Elect Director James K. Lowder | Management | For | For |
| 1e | Elect Director Thomas H. Lowder | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director Harold W. Ripps | Management | For | For |
| 1i | Elect Director W. Reid Sanders | Management | For | For |
| 1j | Elect Director William B. Sansom | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director John W. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: MNR SECURITY ID: 609720107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian H. Haimm | Management | For | For |
| 1.2 | Elect Director Neal Herstik | Management | For | For |
| 1.3 | Elect Director Matthew I. Hirsch | Management | For | Withhold |
| 1.4 | Elect Director Stephen B. Wolgin | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NNN SECURITY ID: 637417106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director David M. Fick | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.5 | Elect Director Richard B. Jennings | Management | For | For |
| 1.6 | Elect Director Ted B. Lanier | Management | For | For |
| 1.7 | Elect Director Robert C. Legler | Management | For | For |
| 1.8 | Elect Director Craig Macnab | Management | For | For |
| 1.9 | Elect Director Robert Martinez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEWCASTLE INVESTMENT CORP.
MEETING DATE: MAY 28, 2014 | TICKER: NCT SECURITY ID: 65105M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director David K. McKown | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
PIEDMONT OFFICE REALTY TRUST, INC.
MEETING DATE: MAY 14, 2014 | TICKER: PDM SECURITY ID: 720190206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Wayne Woody | Management | For | For |
| 1.2 | Elect Director Michael R. Buchanan | Management | For | For |
| 1.3 | Elect Director Wesley E. Cantrell | Management | For | For |
| 1.4 | Elect Director William H. Keogler, Jr. | Management | For | For |
| 1.5 | Elect Director Frank C. McDowell | Management | For | For |
| 1.6 | Elect Director Donald A. Miller | Management | For | For |
| 1.7 | Elect Director Raymond G. Milnes, Jr. | Management | For | For |
| 1.8 | Elect Director Donald S. Moss | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Swope | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PROLOGIS, INC.
MEETING DATE: MAY 01, 2014 | TICKER: PLD SECURITY ID: 74340W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Hamid R. Moghadam | Management | For | For |
| 1b | Elect Director George L. Fotiades | Management | For | For |
| 1c | Elect Director Christine N. Garvey | Management | For | For |
| 1d | Elect Director Lydia H. Kennard | Management | For | For |
| 1e | Elect Director J. Michael Losh | Management | For | For |
| 1f | Elect Director Irving F. Lyons, III | Management | For | For |
| 1g | Elect Director Jeffrey L. Skelton | Management | For | For |
| 1h | Elect Director D. Michael Steuert | Management | For | For |
| 1i | Elect Director Carl B. Webb | Management | For | For |
| 1j | Elect Director William D. Zollars | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REDWOOD TRUST, INC.
MEETING DATE: MAY 20, 2014 | TICKER: RWT SECURITY ID: 758075402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Mariann Byerwalter | Management | For | For |
| 1.3 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.4 | Elect Director Martin S. Hughes | Management | For | For |
| 1.5 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.6 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.7 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: OCT 08, 2013 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth H. Beard | Management | For | For |
| 1.2 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1.3 | Elect Director Paul R. Gauvreau | Management | For | For |
| 1.4 | Elect Director Gerald M. Gorski | Management | For | For |
| 1.5 | Elect Director Steven P. Grimes | Management | For | For |
| 1.6 | Elect Director Richard P. Imperiale | Management | For | For |
| 1.7 | Elect Director Kenneth E. Masick | Management | For | For |
| 1.8 | Elect Director Barbara A. Murphy | Management | For | For |
| 1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RETAIL PROPERTIES OF AMERICA, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RPAI SECURITY ID: 76131V202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
| 1.2 | Elect Director Paul R. Gauvreau | Management | For | For |
| 1.3 | Elect Director Gerald M. Gorski | Management | For | For |
| 1.4 | Elect Director Steven P. Grimes | Management | For | For |
| 1.5 | Elect Director Richard P. Imperiale | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director Kenneth E. Masick | Management | For | For |
| 1.8 | Elect Director Barbara A. Murphy | Management | For | For |
| 1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SELECT INCOME REIT
MEETING DATE: MAY 02, 2014 | TICKER: SIR SECURITY ID: 81618T100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna D. Fraiche | Management | For | For |
| 1.2 | Elect Director Adam D. Portnoy | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SENIOR HOUSING PROPERTIES TRUST
MEETING DATE: JUN 05, 2014 | TICKER: SNH SECURITY ID: 81721M109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frederick N. Zeytoonjian | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SPG SECURITY ID: 828806109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 1.2 | Elect Director Larry C. Glasscock | Management | For | For |
| 1.3 | Elect Director Karen N. Horn | Management | For | For |
| 1.4 | Elect Director Allan Hubbard | Management | For | For |
| 1.5 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 1.6 | Elect Director Daniel C. Smith | Management | For | For |
| 1.7 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STAG INDUSTRIAL, INC.
MEETING DATE: MAY 05, 2014 | TICKER: STAG SECURITY ID: 85254J102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
| 1.4 | Elect Director Larry T. Guillemette | Management | For | For |
| 1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1.6 | Elect Director Christopher P. Marr | Management | For | For |
| 1.7 | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TERRENO REALTY CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: TRNO SECURITY ID: 88146M101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Blake Baird | Management | For | For |
| 1.2 | Elect Director Michael A. Coke | Management | For | For |
| 1.3 | Elect Director LeRoy E. Carlson | Management | For | For |
| 1.4 | Elect Director Peter J. Merlone | Management | For | For |
| 1.5 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TWO HARBORS INVESTMENT CORP.
MEETING DATE: MAY 20, 2014 | TICKER: TWO SECURITY ID: 90187B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Spencer Abraham | Management | For | For |
| 1.2 | Elect Director James J. Bender | Management | For | For |
| 1.3 | Elect Director Mark D. Ein | Management | For | For |
| 1.4 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.5 | Elect Director Jacques R. Rolfo | Management | For | For |
| 1.6 | Elect Director W. Reid Sanders | Management | For | For |
| 1.7 | Elect Director Thomas E. Siering | Management | For | For |
| 1.8 | Elect Director Brian C. Taylor | Management | For | For |
| 1.9 | Elect Director Hope B. Woodhouse | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: VTR SECURITY ID: 92276F100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Debra A. Cafaro | Management | For | For |
| 1b | Elect Director Douglas Crocker, II | Management | For | For |
| 1c | Elect Director Ronald G. Geary | Management | For | For |
| 1d | Elect Director Jay M. Gellert | Management | For | For |
| 1e | Elect Director Richard I. Gilchrist | Management | For | For |
| 1f | Elect Director Matthew J. Lustig | Management | For | For |
| 1g | Elect Director Douglas M. Pasquale | Management | For | For |
| 1h | Elect Director Robert D. Reed | Management | For | For |
| 1i | Elect Director Glenn J. Rufrano | Management | For | For |
| 1j | Elect Director James D. Shelton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
W. P. CAREY INC.
MEETING DATE: JUL 11, 2013 | TICKER: WPC SECURITY ID: 92936U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Trevor P. Bond | Management | For | For |
| 1.2 | Elect Director Francis J. Carey | Management | For | For |
| 1.3 | Elect Director Nathaniel S. Coolidge | Management | For | For |
| 1.4 | Elect Director Mark J. DeCesaris | Management | For | For |
| 1.5 | Elect Director Eberhard Faber, IV | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Axel K.A. Hansing | Management | For | For |
| 1.8 | Elect Director Richard C. Marston | Management | For | For |
| 1.9 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1.10 | Elect Director Charles E. Parente | Management | For | For |
| 1.11 | Elect Director Nick J.M. van Ommen | Management | For | For |
| 1.12 | Elect Director Karsten von Koller | Management | For | For |
| 1.13 | Elect Director Reginald Winssinger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
W. P. CAREY INC.
MEETING DATE: JAN 24, 2014 | TICKER: WPC SECURITY ID: 92936U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Other Business | Management | For | Against |
| |
|---|
W. P. CAREY INC.
MEETING DATE: JUN 19, 2014 | TICKER: WPC SECURITY ID: 92936U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Trevor P. Bond | Management | For | For |
| 1.2 | Elect Director Nathaniel S. Coolidge | Management | For | For |
| 1.3 | Elect Director Mark J. DeCesaris | Management | For | For |
| 1.4 | Elect Director Eberhard Faber, IV | Management | For | For |
| 1.5 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.6 | Elect Director Axel K.A. Hansing | Management | For | For |
| 1.7 | Elect Director Jean Hoysradt | Management | For | For |
| 1.8 | Elect Director Richard C. Marston | Management | For | For |
| 1.9 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 1.10 | Elect Director Charles E. Parente | Management | For | For |
| 1.11 | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 1.12 | Elect Director Nick J.M. van Ommen | Management | For | For |
| 1.13 | Elect Director Karsten von Koller | Management | For | For |
| 1.14 | Elect Director Reginald Winssinger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WASHINGTON REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 15, 2014 | TICKER: WRE SECURITY ID: 939653101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward S. Civera | Management | For | For |
| 1.2 | Elect Director Wendelin A. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 10, 2014 | TICKER: WY SECURITY ID: 962166104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Mark A. Emmert | Management | For | For |
| 1.3 | Elect Director John I. Kieckhefer | Management | For | For |
| 1.4 | Elect Director Wayne W. Murdy | Management | For | For |
| 1.5 | Elect Director Nicole W. Piasecki | Management | For | For |
| 1.6 | Elect Director Doyle R. Simons | Management | For | For |
| 1.7 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director Kim Williams | Management | For | For |
| 1.10 | Elect Director Charles R. Williamson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES SMALL CAP OPPORTUNITIES FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AAR CORP.
MEETING DATE: OCT 09, 2013 | TICKER: AIR SECURITY ID: 000361105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman R. Bobins | Management | For | For |
| 1.2 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.3 | Elect Director James E. Goodwin | Management | For | For |
| 1.4 | Elect Director Marc J. Walfish | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ACADIA HEALTHCARE COMPANY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: ACHC SECURITY ID: 00404A109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wade D. Miquelon | Management | For | For |
| 1.2 | Elect Director William M. Petrie | Management | For | For |
| 1.3 | Elect Director Bruce A. Shear | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACADIA PHARMACEUTICALS INC.
MEETING DATE: JUN 06, 2014 | TICKER: ACAD SECURITY ID: 004225108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Borer | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray | Management | For | For |
| 1.3 | Elect Director Lester J. Kaplan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACTUANT CORPORATION
MEETING DATE: JAN 14, 2014 | TICKER: ATU SECURITY ID: 00508X203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Arzbaecher | Management | For | For |
| 1.2 | Elect Director Gurminder S. Bedi | Management | For | For |
| 1.3 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.4 | Elect Director Mark E. Goldstein | Management | For | For |
| 1.5 | Elect Director William K. Hall | Management | For | For |
| 1.6 | Elect Director R. Alan Hunter, Jr. | Management | For | For |
| 1.7 | Elect Director Robert A. Peterson | Management | For | For |
| 1.8 | Elect Director Holly A. Van Deursen | Management | For | For |
| 1.9 | Elect Director Dennis K. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: JUN 16, 2014 | TICKER: AMG SECURITY ID: 008252108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Samuel T. Byrne | Management | For | For |
| 1b | Elect Director Dwight D. Churchill | Management | For | For |
| 1c | Elect Director Niall Ferguson | Management | For | For |
| 1d | Elect Director Sean M. Healey | Management | For | For |
| 1e | Elect Director Harold J. Meyerman | Management | For | For |
| 1f | Elect Director William J. Nutt | Management | For | For |
| 1g | Elect Director Tracy P. Palandjian | Management | For | For |
| 1h | Elect Director Rita M. Rodriguez | Management | For | For |
| 1i | Elect Director Patrick T. Ryan | Management | For | For |
| 1j | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AGIOS PHARMACEUTICALS, INC.
MEETING DATE: MAY 30, 2014 | TICKER: AGIO SECURITY ID: 00847X104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis C. Cantley | Management | For | For |
| 1.2 | Elect Director Perry Karsen | Management | For | For |
| 1.3 | Elect Director Paul J. Clancy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: OCT 17, 2013 | TICKER: AWH SECURITY ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Eric S. Schwartz | Management | For | For |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: MAY 01, 2014 | TICKER: AWH SECURITY ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 2.2 | Elect Scott A. Carmilani as Director | Management | For | For |
| 2.3 | Elect James F. Duffy as Director | Management | For | For |
| 2.4 | Elect Bart Friedman as Director | Management | For | For |
| 2.5 | Elect Scott Hunter as Director | Management | For | For |
| 2.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 2.7 | Elect Eric S. Schwartz as Director | Management | For | For |
| 2.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 3 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
| 4.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
| 4.2 | Appoint James F. Duffy as Member of the Compensation Committee | Management | For | For |
| 4.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
| 4.4 | Appoint Scott Hunter as Member of the Compensation Committee | Management | For | For |
| 4.5 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
| 4.6 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
| 4.7 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | For | For |
| 5 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Retention of Disposable Profits | Management | For | For |
| 9 | Approve Dividends | Management | For | For |
| 10 | Approve Reduction in Share Capital | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve 3:1 Stock Split | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 14 | Appoint Deloitte & Touche Ltd. as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 16 | Approve Discharge of Board and Senior Management | Management | For | For |
| 17 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
AMERISAFE, INC.
MEETING DATE: JUN 13, 2014 | TICKER: AMSF SECURITY ID: 03071H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Allen Bradley, Jr. | Management | For | For |
| 1.2 | Elect Director Austin P. Young, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARUBA NETWORKS, INC.
MEETING DATE: DEC 05, 2013 | TICKER: ARUN SECURITY ID: 043176106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dominic P. Orr | Management | For | For |
| 1.2 | Elect Director Keerti Melkote | Management | For | For |
| 1.3 | Elect Director Bernard Guidon | Management | For | For |
| 1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
| 1.5 | Elect Director Michael R. Kourey | Management | For | For |
| 1.6 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.7 | Elect Director Juergen Rottler | Management | For | For |
| 1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ASCENA RETAIL GROUP, INC.
MEETING DATE: DEC 12, 2013 | TICKER: ASNA SECURITY ID: 04351G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elliot S. Jaffe | Management | For | For |
| 1.2 | Elect Director Michael W. Rayden | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASPEN INSURANCE HOLDINGS LIMITED
MEETING DATE: APR 23, 2014 | TICKER: AHL SECURITY ID: G05384105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher O'Kane | Management | For | Withhold |
| 1.2 | Elect Director Liaquat Ahamed | Management | For | Withhold |
| 1.3 | Elect Director Albert Beer | Management | For | Withhold |
| 1.4 | Elect Director John Cavoores | Management | For | Withhold |
| 1.5 | Elect Director Heidi Hutter | Management | For | Withhold |
| 1.6 | Elect Director Gary Gregg | Management | For | Withhold |
| 1.7 | Elect Director Bret Pearlman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 22, 2014 | TICKER: ASBC SECURITY ID: 045487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director J. Douglas Quick | Management | For | For |
| 1.11 | Elect Director Karen T. van Lith | Management | For | For |
| 1.12 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ATMOS ENERGY CORPORATION
MEETING DATE: FEB 05, 2014 | TICKER: ATO SECURITY ID: 049560105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Robert W. Best | Management | For | For |
| 1b | Elect Director Kim R. Cocklin | Management | For | For |
| 1c | Elect Director Richard W. Douglas | Management | For | For |
| 1d | Elect Director Ruben E. Esquivel | Management | For | For |
| 1e | Elect Director Richard K. Gordon | Management | For | For |
| 1f | Elect Director Robert C. Grable | Management | For | For |
| 1g | Elect Director Thomas C. Meredith | Management | For | For |
| 1h | Elect Director Nancy K. Quinn | Management | For | For |
| 1i | Elect Director Richard A. Sampson | Management | For | For |
| 1j | Elect Director Stephen R. Springer | Management | For | For |
| 1k | Elect Director Richard Ware, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATWOOD OCEANICS, INC.
MEETING DATE: FEB 19, 2014 | TICKER: ATW SECURITY ID: 050095108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah A. Beck | Management | For | For |
| 1.2 | Elect Director George S. Dotson | Management | For | For |
| 1.3 | Elect Director Jack E. Golden | Management | For | For |
| 1.4 | Elect Director Hans Helmerich | Management | For | For |
| 1.5 | Elect Director Jeffrey A. Miller | Management | For | For |
| 1.6 | Elect Director James R. Montague | Management | For | For |
| 1.7 | Elect Director Robert J. Saltiel | Management | For | For |
| 1.8 | Elect Director Phil D. Wedemeyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AURELIUS AG
MEETING DATE: MAY 21, 2014 | TICKER: AR4 SECURITY ID: D04986101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.05 per Share | Management | For | For |
| 3 | Approve Discharge of the Chairman of the Management Board Dirk Markus for Fiscal 2013 | Management | For | For |
| 4 | Approve Discharge of the Member of the Management Board Gert Purkert for Fiscal 2013 | Management | For | For |
| 5 | Approve Discharge of the Member of the Management Board Donatus Albrecht for Fiscal 2013 | Management | For | For |
| 6 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
| 7 | Ratify Warth and Klein Grant Thornton AG as Auditors for Fiscal 2014 | Management | For | For |
| 8 | Approve Cancellation of Capital Authorization | Management | For | For |
| 9 | Approve Creation of EUR 15.8 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million; Approve Creation of EUR 6.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| |
|---|
AUTOCANADA INC.
MEETING DATE: MAY 09, 2014 | TICKER: ACQ SECURITY ID: 05277B209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Director Gordon R. Barefoot | Management | For | For |
| 3 | Elect Director Christopher D. Cumming | Management | For | For |
| 4 | Elect Director Dennis DesRosiers | Management | For | For |
| 5 | Elect Director Michael Ross | Management | For | For |
| 6 | Elect Director Patrick J. Priestner | Management | For | For |
| 7 | Elect Director Thomas L. Orysiuk | Management | For | For |
| |
|---|
AXIALL CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AXLL SECURITY ID: 05463D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Carrico | Management | For | For |
| 1.2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.3 | Elect Director Patrick J. Fleming | Management | For | For |
| 1.4 | Elect Director Robert M. Gervis | Management | For | For |
| 1.5 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.6 | Elect Director Michael H. McGarry | Management | For | For |
| 1.7 | Elect Director William L. Mansfield | Management | For | For |
| 1.8 | Elect Director Mark L. Noetzel | Management | For | For |
| 1.9 | Elect Director Robert Ripp | Management | For | For |
| 1.10 | Elect Director David N. Weinstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BANCFIRST CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: BANF SECURITY ID: 05945F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis Brand | Management | For | For |
| 1.2 | Elect Director C. L. Craig, Jr. | Management | For | For |
| 1.3 | Elect Director William H. Crawford | Management | For | For |
| 1.4 | Elect Director James R. Daniel | Management | For | For |
| 1.5 | Elect Director F. Ford Drummond | Management | For | For |
| 1.6 | Elect Director K. Gordon Greer | Management | For | For |
| 1.7 | Elect Director Donald B. Halverstadt | Management | For | For |
| 1.8 | Elect Director William O. Johnstone | Management | For | For |
| 1.9 | Elect Director Dave R. Lopez | Management | For | Withhold |
| 1.10 | Elect Director J. Ralph McCalmont | Management | For | For |
| 1.11 | Elect Director Tom H. McCasland, III | Management | For | For |
| 1.12 | Elect Director Ronald Norick | Management | For | For |
| 1.13 | Elect Director Paul B. Odom, Jr. | Management | For | For |
| 1.14 | Elect Director David E. Rainbolt | Management | For | For |
| 1.15 | Elect Director H. E. Rainbolt | Management | For | For |
| 1.16 | Elect Director Michael S. Samis | Management | For | For |
| 1.17 | Elect Director Natalie Shirley | Management | For | For |
| 1.18 | Elect Director Michael K. Wallace | Management | For | For |
| 1.19 | Elect Director G. Rainey Williams, Jr. | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
| 4 | Amend Deferred Compensation Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANK OF THE OZARKS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: OZRK SECURITY ID: 063904106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Gleason | Management | For | For |
| 1.2 | Elect Director Dan Thomas | Management | For | For |
| 1.3 | Elect Director Greg McKinney | Management | For | For |
| 1.4 | Elect Director Jean Arehart | Management | For | For |
| 1.5 | Elect Director Nicholas Brown | Management | For | For |
| 1.6 | Elect Director Richard Cisne | Management | For | For |
| 1.7 | Elect Director Robert East | Management | For | For |
| 1.8 | Elect Director Catherine B. Freedberg | Management | For | For |
| 1.9 | Elect Director Linda Gleason | Management | For | For |
| 1.10 | Elect Director Peter Kenny | Management | For | For |
| 1.11 | Elect Director Henry Mariani | Management | For | For |
| 1.12 | Elect Director Robert Proost | Management | For | For |
| 1.13 | Elect Director R. L. Qualls | Management | For | For |
| 1.14 | Elect Director John Reynolds | Management | For | For |
| 1.15 | Elect Director Sherece West-Scantlebury | Management | For | For |
| 2 | Change Range for Size of the Board | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Restricted Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BANKRATE, INC.
MEETING DATE: JUN 18, 2014 | TICKER: RATE SECURITY ID: 06647F102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Peter C. Morse | Management | For | For |
| 1b | Elect Director Christian Stahl | Management | For | For |
| 1c | Elect Director Mitch Truwit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BANNER CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: BANR SECURITY ID: 06652V208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jesse G. Foster | Management | For | For |
| 1.2 | Elect Director Mark J. Grescovich | Management | For | For |
| 1.3 | Elect Director D. Michael Jones | Management | For | For |
| 1.4 | Elect Director David A. Klaue | Management | For | For |
| 1.5 | Elect Director Brent A. Orrico | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BBCN BANCORP, INC.
MEETING DATE: JUN 26, 2014 | TICKER: BBCN SECURITY ID: 073295107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis M. Cosso | Management | For | For |
| 1.2 | Elect Director Jin Chul Jhung | Management | For | For |
| 1.3 | Elect Director Kevin S. Kim | Management | For | For |
| 1.4 | Elect Director Peter Y.S. Kim | Management | For | For |
| 1.5 | Elect Director Sang Hoon Kim | Management | For | For |
| 1.6 | Elect Director Chung Hyun Lee | Management | For | For |
| 1.7 | Elect Director David P. Malone | Management | For | For |
| 1.8 | Elect Director Scott Yoon-Suk Whang | Management | For | For |
| 1.9 | Elect Director Dale S. Zuehls | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Adjourn Meeting | Management | For | For |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIODELIVERY SCIENCES INTERNATIONAL, INC.
MEETING DATE: JUL 18, 2013 | TICKER: BDSI SECURITY ID: 09060J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Sirgo | Management | For | For |
| 1.2 | Elect Director John J. Shea | Management | For | For |
| 1.3 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: JUN 04, 2014 | TICKER: BMRN SECURITY ID: 09061G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Michael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
| 1.6 | Elect Director Richard A. Meier | Management | For | For |
| 1.7 | Elect Director Alan J. Lewis | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 1.9 | Elect Director Kenneth M. Bate | Management | For | For |
| 1.10 | Elect Director Dennis J. Slamon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: MAY 08, 2014 | TICKER: BIOS SECURITY ID: 09069N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Smith | Management | For | For |
| 1.2 | Elect Director Charlotte W. Collins | Management | For | For |
| 1.3 | Elect Director Samuel P. Frieder | Management | For | For |
| 1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.5 | Elect Director David R. Hubers | Management | For | For |
| 1.6 | Elect Director Yon Y. Jorden | Management | For | For |
| 1.7 | Elect Director Tricia H. Nguyen | Management | For | For |
| 1.8 | Elect Director Richard L. Robbins | Management | For | For |
| 1.9 | Elect Director Stuart A. Samuels | Management | For | For |
| 1.10 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BLOOMIN' BRANDS, INC.
MEETING DATE: APR 29, 2014 | TICKER: BLMN SECURITY ID: 094235108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Craigie | Management | For | For |
| 1.2 | Elect Director Mindy Grossman | Management | For | For |
| 1.3 | Elect Director Mark E. Nunnelly | Management | For | For |
| 1.4 | Elect Director Chris T. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BLUEBIRD BIO, INC.
MEETING DATE: JUN 11, 2014 | TICKER: BLUE SECURITY ID: 09609G100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven Gillis | Management | For | For |
| 1.2 | Elect Director Nick Leschly | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
MEETING DATE: MAY 12, 2014 | TICKER: BFAM SECURITY ID: 109194100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Humphrey | Management | For | For |
| 1.2 | Elect Director Sara Lawrence-Lightfoot | Management | For | For |
| 1.3 | Elect Director David Lissy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROADSOFT, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BSFT SECURITY ID: 11133B409
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Bernardi | Management | For | For |
| 1.2 | Elect Director John D. Markley, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen W. Fesik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BC SECURITY ID: 117043109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nancy E. Cooper | Management | For | For |
| 1b | Elect Director Dustan E. McCoy | Management | For | For |
| 1c | Elect Director Ralph C. Stayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT CORPORATION
MEETING DATE: MAR 13, 2014 | TICKER: CBT SECURITY ID: 127055101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Enriquez | Management | For | For |
| 1.2 | Elect Director William C. Kirby | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CALAVO GROWERS, INC.
MEETING DATE: APR 23, 2014 | TICKER: CVGW SECURITY ID: 128246105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lecil E. Cole | Management | For | For |
| 1.2 | Elect Director George H. Barnes | Management | For | For |
| 1.3 | Elect Director James D. Helin | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | For |
| 1.5 | Elect Director Marc L. Brown | Management | For | For |
| 1.6 | Elect Director Michael A. DiGregorio | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | For |
| 1.8 | Elect Director J. Link Leavens | Management | For | For |
| 1.9 | Elect Director Dorcas H. Thille (McFarlane) | Management | For | For |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
| 1.12 | Elect Director Harold Edwards | Management | For | For |
| 1.13 | Elect Director Steven Hollister | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 06, 2014 | TICKER: CSL SECURITY ID: 142339100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Bohn | Management | For | For |
| 1.2 | Elect Director Terry D. Growcock | Management | For | For |
| 1.3 | Elect Director Gregg A. Ostrander | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CARPENTER TECHNOLOGY CORPORATION
MEETING DATE: OCT 15, 2013 | TICKER: CRS SECURITY ID: 144285103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I. Martin Inglis | Management | For | For |
| 1.2 | Elect Director Peter N. Stephans | Management | For | For |
| 1.3 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CATHAY GENERAL BANCORP
MEETING DATE: MAY 12, 2014 | TICKER: CATY SECURITY ID: 149150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson Chung | Management | For | For |
| 1.2 | Elect Director Felix S. Fernandez | Management | For | For |
| 1.3 | Elect Director Patrick S.D. Lee | Management | For | For |
| 1.4 | Elect Director Ting Y. Liu | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CERUS CORPORATION
MEETING DATE: JUN 11, 2014 | TICKER: CERS SECURITY ID: 157085101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy B. Anderson | Management | For | For |
| 1.2 | Elect Director Bruce C. Cozadd | Management | For | For |
| 1.3 | Elect Director William M. Greenman | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMTURA CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: CHMT SECURITY ID: 163893209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director Anna C. Catalano | Management | For | For |
| 1.4 | Elect Director James W. Crownover | Management | For | For |
| 1.5 | Elect Director Robert A. Dover | Management | For | For |
| 1.6 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.7 | Elect Director Craig A. Rogerson | Management | For | For |
| 1.8 | Elect Director John K. Wulff | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHICAGO BRIDGE & IRON COMPANY N.V.
MEETING DATE: APR 30, 2014 | TICKER: CBI SECURITY ID: 167250109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director James H. Miller | Management | For | For |
| 2a | Elect Director James R. Bolch | Management | For | For |
| 2b | Elect Director Larry D. McVay | Management | For | For |
| 2c | Elect Director Marsha C. Williams | Management | For | For |
| 3 | Elect Management Board Member Nominee from Chicago Bridge & Iron Company B.V. or Lealand Finance Company B.V. | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers Compensation | Management | For | For |
| 5 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 6 | Approve Financial Statements, Allocation of Income and Dividends of $0.20 per Share, and Discharge Directors | Management | For | For |
| 7 | Approve Discharge of Management Board | Management | For | For |
| 8 | Approve Discharge of Supervisory Board | Management | For | For |
| 9 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Grant Board Authority to Issue Shares | Management | For | For |
| 13 | Approve Remuneration of Supervisory Board | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: CYN SECURITY ID: 178566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | For |
| 1.2 | Elect Director Bram Goldsmith | Management | For | For |
| 1.3 | Elect Director Mohamad Ali | Management | For | For |
| 1.4 | Elect Director Richard L. Bloch | Management | For | For |
| 1.5 | Elect Director Kenneth L. Coleman | Management | For | For |
| 1.6 | Elect Director Ashok Israni | Management | For | For |
| 1.7 | Elect Director Bruce Rosenblum | Management | For | For |
| 1.8 | Elect Director Peter M. Thomas | Management | For | For |
| 1.9 | Elect Director Robert H. Tuttle | Management | For | Against |
| 1.10 | Elect Director Christopher J. Warmuth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CLECO CORPORATION
MEETING DATE: APR 25, 2014 | TICKER: CNL SECURITY ID: 12561W105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Marks | Management | For | For |
| 1.2 | Elect Director Peter M. Scott, III | Management | For | For |
| 1.3 | Elect Director William H. Walker, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CLOUD PEAK ENERGY INC.
MEETING DATE: MAY 14, 2014 | TICKER: CLD SECURITY ID: 18911Q102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director William Fox, III | Management | For | For |
| 1b | Elect Director James Voorhees | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 20, 2014 | TICKER: CYH SECURITY ID: 203668108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Larry Cash | Management | For | For |
| 1.2 | Elect Director John A. Clerico | Management | For | For |
| 1.3 | Elect Director James S. Ely, III | Management | For | For |
| 1.4 | Elect Director John A. Fry | Management | For | For |
| 1.5 | Elect Director William Norris Jennings | Management | For | For |
| 1.6 | Elect Director Julia B. North | Management | For | For |
| 1.7 | Elect Director Wayne T. Smith | Management | For | For |
| 1.8 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CONN'S, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CONN SECURITY ID: 208242107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E.M. Jacoby | Management | For | For |
| 1.2 | Elect Director Kelly M. Malson | Management | For | For |
| 1.3 | Elect Director Bob L. Martin | Management | For | For |
| 1.4 | Elect Director Douglas H. Martin | Management | For | For |
| 1.5 | Elect Director David Schofman | Management | For | For |
| 1.6 | Elect Director Scott L. Thompson | Management | For | For |
| 1.7 | Elect Director Theodore M. Wright | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CORONADO BIOSCIENCES, INC.
MEETING DATE: SEP 30, 2013 | TICKER: CNDO SECURITY ID: 21976U109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
COTT CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: COT SECURITY ID: 22163N106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Benadiba | Management | For | For |
| 1.2 | Elect Director George A. Burnett | Management | For | For |
| 1.3 | Elect Director Jerry Fowden | Management | For | For |
| 1.4 | Elect Director David T. Gibbons | Management | For | For |
| 1.5 | Elect Director Stephen H. Halperin | Management | For | For |
| 1.6 | Elect Director Betty Jane (BJ) Hess | Management | For | For |
| 1.7 | Elect Director Gregory Monahan | Management | For | For |
| 1.8 | Elect Director Mario Pilozzi | Management | For | For |
| 1.9 | Elect Director Andrew Prozes | Management | For | For |
| 1.10 | Elect Director Eric Rosenfeld | Management | For | For |
| 1.11 | Elect Director Graham Savage | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Advance Notice Policy | Management | For | For |
| |
|---|
COUSINS PROPERTIES INCORPORATED
MEETING DATE: MAY 06, 2014 | TICKER: CUZ SECURITY ID: 222795106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom G. Charlesworth | Management | For | For |
| 1.2 | Elect Director James D. Edwards | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director Lillian C. Giornelli | Management | For | For |
| 1.5 | Elect Director S. Taylor Glover | Management | For | For |
| 1.6 | Elect Director James H. Hance | Management | For | For |
| 1.7 | Elect Director Donna W. Hyland | Management | For | For |
| 1.8 | Elect Director R. Dary Stone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CUBIST PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: CBST SECURITY ID: 229678107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Bonney | Management | For | For |
| 1.2 | Elect Director Jane Henney | Management | For | For |
| 1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
DARLING INTERNATIONAL INC.
MEETING DATE: MAY 06, 2014 | TICKER: DAR SECURITY ID: 237266101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall C. Stuewe | Management | For | For |
| 1.2 | Elect Director O. Thomas Albrecht | Management | For | For |
| 1.3 | Elect Director D. Eugene Ewing | Management | For | For |
| 1.4 | Elect Director Dirk Kloosterboer | Management | For | For |
| 1.5 | Elect Director Charles Macaluso | Management | For | For |
| 1.6 | Elect Director John D. March | Management | For | For |
| 1.7 | Elect Director Michael Urbut | Management | For | For |
| 2 | Change Company Name | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DATALINK CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: DTLK SECURITY ID: 237934104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brent G. Blackey | Management | For | For |
| 1.2 | Elect Director Paul F. Lidsky | Management | For | For |
| 1.3 | Elect Director Margaret A. Loftus | Management | For | For |
| 1.4 | Elect Director Greg R. Meland | Management | For | For |
| 1.5 | Elect Director J. Patrick O'Halloran | Management | For | For |
| 1.6 | Elect Director James E. Ousley | Management | For | For |
| 1.7 | Elect Director Robert M. Price | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DEMAND MEDIA, INC.
MEETING DATE: JUN 12, 2014 | TICKER: DMD SECURITY ID: 24802N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Hawkins | Management | For | For |
| 1.2 | Elect Director Joshua G. James | Management | For | Withhold |
| 1.3 | Elect Director Victor E. Parker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Reverse Stock Split | Management | For | For |
| 5 | Approve Reverse Stock Split | Management | For | For |
| 6 | Approve Repricing of Options | Management | For | Against |
| |
|---|
DEMANDWARE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DWRE SECURITY ID: 24802Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles F. Kane | Management | For | For |
| 1.2 | Elect Director Stephan Schambach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DEXCOM, INC.
MEETING DATE: MAY 29, 2014 | TICKER: DXCM SECURITY ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan T. Lord | Management | For | For |
| 1b | Elect Director Eric Topol | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DICERNA PHARMACEUTICALS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: DRNA SECURITY ID: 253031108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
| 1b | Elect Director Brian K. Halak | Management | For | For |
| 1c | Elect Director Stephen J. Hoffman | Management | For | For |
| 1d | Elect Director Peter Kolchinsky | Management | For | For |
| 1e | Elect Director Dennis H. Langer | Management | For | For |
| 1f | Elect Director David M. Madden | Management | For | For |
| 1g | Elect Director Vincent J. Miles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITAL RIVER, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DRIV SECURITY ID: 25388B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas F. Madison | Management | For | For |
| 1b | Elect Director Cheryl F. Rosner | Management | For | For |
| 1c | Elect Director Edmond I. Eger, III | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DILLARD'S, INC.
MEETING DATE: MAY 17, 2014 | TICKER: DDS SECURITY ID: 254067101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank R. Mori | Management | For | For |
| 1b | Elect Director Reynie Rutledge | Management | For | For |
| 1c | Elect Director J.C. Watts, Jr. | Management | For | For |
| 1d | Elect Director Nick White | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DISCOVERY LABORATORIES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: DSCO SECURITY ID: 254668403
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Leone | Management | For | For |
| 1.2 | Elect Director John G. Cooper | Management | For | For |
| 1.3 | Elect Director Joseph M. Mahady | Management | For | For |
| 1.4 | Elect Director Bruce A. Peacock | Management | For | For |
| 1.5 | Elect Director Marvin E. Rosenthale | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DRYSHIPS INC.
MEETING DATE: OCT 31, 2013 | TICKER: DRYS SECURITY ID: Y2109Q101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Chryssoula Kandylidis as Director | Management | For | For |
| 1.2 | Elect George Demathas as Director | Management | For | For |
| 2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
DSW INC.
MEETING DATE: OCT 14, 2013 | TICKER: DSW SECURITY ID: 23334L102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Approve Stock Split | Management | For | For |
| |
|---|
DXP ENTERPRISES, INC.
MEETING DATE: JUN 19, 2014 | TICKER: DXPE SECURITY ID: 233377407
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Little | Management | For | For |
| 1.2 | Elect Director Cletus Davis | Management | For | For |
| 1.3 | Elect Director Timothy P. Halter | Management | For | For |
| 1.4 | Elect Director Bryan Wimberly | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DYAX CORP.
MEETING DATE: MAY 08, 2014 | TICKER: DYAX SECURITY ID: 26746E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Fordyce | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray | Management | For | For |
| 1.3 | Elect Director Thomas L. Kempner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EAGLE MATERIALS INC.
MEETING DATE: AUG 07, 2013 | TICKER: EXP SECURITY ID: 26969P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1A | Elect Director Robert L. Clarke | Management | For | For |
| 1B | Elect Director Martin M. Ellen | Management | For | For |
| 1C | Elect Director Steven R. Rowley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EARTHLINK HOLDINGS CORP.
MEETING DATE: APR 29, 2014 | TICKER: ELNK SECURITY ID: 27033X101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director Joseph F. Eazor | Management | For | For |
| 1c | Elect Director David A. Koretz | Management | For | For |
| 1d | Elect Director Kathy S. Lane | Management | For | For |
| 1e | Elect Director Garry K. McGuire | Management | For | For |
| 1f | Elect Director R. Gerard Salemme | Management | For | For |
| 1g | Elect Director Julie A. Shimer | Management | For | For |
| 1h | Elect Director M. Wayne Wisehart | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Advance Notice Requirement for Shareholder Nominations of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: EWBC SECURITY ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iris S. Chan | Management | For | For |
| 1.2 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.3 | Elect Director Julia S. Gouw | Management | For | For |
| 1.4 | Elect Director Paul H. Irving | Management | For | For |
| 1.5 | Elect Director Tak-Chuen Clarence Kwan | Management | For | For |
| 1.6 | Elect Director John Lee | Management | For | For |
| 1.7 | Elect Director Herman Y. Li | Management | For | For |
| 1.8 | Elect Director Jack C. Liu | Management | For | For |
| 1.9 | Elect Director Dominic Ng | Management | For | For |
| 1.10 | Elect Director Keith W. Renken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EL PASO ELECTRIC COMPANY
MEETING DATE: MAY 29, 2014 | TICKER: EE SECURITY ID: 283677854
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine A. Allen | Management | For | For |
| 1.2 | Elect Director Edward Escudero | Management | For | For |
| 1.3 | Elect Director Michael K. Parks | Management | For | For |
| 1.4 | Elect Director Eric B. Siegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELECTRONICS FOR IMAGING, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EFII SECURITY ID: 286082102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EMCOR GROUP, INC.
MEETING DATE: JUN 11, 2014 | TICKER: EME SECURITY ID: 29084Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Bershad | Management | For | For |
| 1.2 | Elect Director David A.B. Brown | Management | For | For |
| 1.3 | Elect Director Larry J. Bump | Management | For | For |
| 1.4 | Elect Director Anthony J. Guzzi | Management | For | For |
| 1.5 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
| 1.6 | Elect Director David H. Laidley | Management | For | For |
| 1.7 | Elect Director Frank T. MacInnis | Management | For | For |
| 1.8 | Elect Director Jerry E. Ryan | Management | For | For |
| 1.9 | Elect Director Michael T. Yonker | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGEN CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: EGN SECURITY ID: 29265N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth W. Dewey | Management | For | For |
| 1.2 | Elect Director M. James Gorrie | Management | For | For |
| 1.3 | Elect Director James T. McManus, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
EPAM SYSTEMS, INC.
MEETING DATE: JUN 13, 2014 | TICKER: EPAM SECURITY ID: 29414B104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EURONET WORLDWIDE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: EEFT SECURITY ID: 298736109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrzej Olechowski | Management | For | For |
| 1.2 | Elect Director Eriberto R. Scocimara | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
EXLSERVICE HOLDINGS, INC.
MEETING DATE: JUN 20, 2014 | TICKER: EXLS SECURITY ID: 302081104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Kelso | Management | For | For |
| 1.2 | Elect Director Clyde W. Ostler | Management | For | For |
| 1.3 | Elect Director Som Mittal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 13, 2014 | TICKER: FFIV SECURITY ID: 315616102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director A. Gary Ames | Management | For | For |
| 1b | Elect Director Stephen Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FINISAR CORPORATION
MEETING DATE: SEP 03, 2013 | TICKER: FNSR SECURITY ID: 31787A507
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry S. Rawls | Management | For | For |
| 1.2 | Elect Director Robert N. Stephens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FIRST INDUSTRIAL REALTY TRUST, INC.
MEETING DATE: MAY 07, 2014 | TICKER: FR SECURITY ID: 32054K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew S. Dominski | Management | For | For |
| 1.2 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.3 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
| 1.4 | Elect Director John Rau | Management | For | For |
| 1.5 | Elect Director L. Peter Sharpe | Management | For | For |
| 1.6 | Elect Director W. Ed Tyler | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLOTEK INDUSTRIES, INC.
MEETING DATE: MAY 16, 2014 | TICKER: FTK SECURITY ID: 343389102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chisholm | Management | For | For |
| 1.2 | Elect Director L. Melvin Cooper | Management | For | Withhold |
| 1.3 | Elect Director Kenneth T. Hern | Management | For | Withhold |
| 1.4 | Elect Director L.V. (Bud) McGuire | Management | For | Withhold |
| 1.5 | Elect Director John S. Reiland | Management | For | Withhold |
| 1.6 | Elect Director Carla S. Hardy | Management | For | Withhold |
| 1.7 | Elect Director Ted D. Brown | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLUIDIGM CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: FLDM SECURITY ID: 34385P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick S. Jones | Management | For | For |
| 1.2 | Elect Director Evan Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUL 09, 2013 | TICKER: FRAN SECURITY ID: 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard Emmett | Management | For | For |
| 1.2 | Elect Director Richard Kunes | Management | For | For |
| 1.3 | Elect Director Richard Zannino | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FRANCESCA'S HOLDING CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: FRAN SECURITY ID: 351793104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg Brenneman | Management | For | For |
| 1.2 | Elect Director Neill Davis | Management | For | For |
| 1.3 | Elect Director Laurie Ann Goldman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FRESH DEL MONTE PRODUCE INC.
MEETING DATE: APR 30, 2014 | TICKER: FDP SECURITY ID: G36738105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Michael J. Berthelot | Management | For | For |
| 1b | Elect Director Robert S. Bucklin | Management | For | For |
| 1c | Elect Director Madeleine L. Champion | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Approve Dividends | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GAMESTOP CORP.
MEETING DATE: JUN 24, 2014 | TICKER: GME SECURITY ID: 36467W109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas N. Kelly, Jr. | Management | For | For |
| 1.2 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 1.3 | Elect Director Lawrence S. Zilavy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL CABLE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: BGC SECURITY ID: 369300108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sallie B. Bailey | Management | For | For |
| 1.2 | Elect Director Gregory B. Kenny | Management | For | For |
| 1.3 | Elect Director Gregory E. Lawton | Management | For | For |
| 1.4 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.5 | Elect Director Patrick M. Prevost | Management | For | For |
| 1.6 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENESCO INC.
MEETING DATE: JUN 26, 2014 | TICKER: GCO SECURITY ID: 371532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joanna Barsh | Management | For | For |
| 1.2 | Elect Director James S. Beard | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director William F. Blaufuss, Jr. | Management | For | For |
| 1.5 | Elect Director James W. Bradford | Management | For | For |
| 1.6 | Elect Director Robert J. Dennis | Management | For | For |
| 1.7 | Elect Director Matthew C. Diamond | Management | For | For |
| 1.8 | Elect Director Marty G. Dickens | Management | For | For |
| 1.9 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1.10 | Elect Director Kathleen Mason | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 22, 2014 | TICKER: HBI SECURITY ID: 410345102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.2 | Elect Director James C. Johnson | Management | For | For |
| 1.3 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.4 | Elect Director Robert F. Moran | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HOME PROPERTIES, INC.
MEETING DATE: APR 29, 2014 | TICKER: HME SECURITY ID: 437306103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael D. Barnello | Management | For | For |
| 1.2 | Elect Director Bonnie S. Biumi | Management | For | For |
| 1.3 | Elect Director Stephen R. Blank | Management | For | For |
| 1.4 | Elect Director Alan L. Gosule | Management | For | For |
| 1.5 | Elect Director Leonard F. Helbig, III | Management | For | For |
| 1.6 | Elect Director Thomas P. Lydon, Jr. | Management | For | For |
| 1.7 | Elect Director Edward J. Pettinella | Management | For | For |
| 1.8 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HSN, INC.
MEETING DATE: MAY 23, 2014 | TICKER: HSNI SECURITY ID: 404303109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Costello | Management | For | For |
| 1.2 | Elect Director James M. Follo | Management | For | For |
| 1.3 | Elect Director Mindy Grossman | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director Arthur C. Martinez | Management | For | For |
| 1.6 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.7 | Elect Director John B. (Jay) Morse, Jr. | Management | For | For |
| 1.8 | Elect Director Matthew E. Rubel | Management | For | For |
| 1.9 | Elect Director Ann Sarnoff | Management | For | For |
| 1.10 | Elect Director Courtnee Ulrich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUB GROUP, INC.
MEETING DATE: MAY 09, 2014 | TICKER: HUBG SECURITY ID: 443320106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 1.6 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 17, 2014 | TICKER: HBAN SECURITY ID: 446150104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Casto, III | Management | For | For |
| 1.2 | Elect Director Ann ('Tanny') B. Crane | Management | For | For |
| 1.3 | Elect Director Steven G. Elliott | Management | For | For |
| 1.4 | Elect Director Michael J. Endres | Management | For | For |
| 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
| 1.6 | Elect Director Peter J. Kight | Management | For | For |
| 1.7 | Elect Director Jonathan A. Levy | Management | For | For |
| 1.8 | Elect Director Richard W. Neu | Management | For | For |
| 1.9 | Elect Director David L. Porteous | Management | For | For |
| 1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.11 | Elect Director Stephen D. Steinour | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HURON CONSULTING GROUP INC.
MEETING DATE: MAY 02, 2014 | TICKER: HURN SECURITY ID: 447462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
| 1.2 | Elect Director George E. Massaro | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HYPERION THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: HPTX SECURITY ID: 44915N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Jake R. Nunn | Management | For | For |
| 1.3 | Elect Director Lota S. Zoth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 29, 2014 | TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Hayden, Jr. | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 29, 2014 | TICKER: ITMN SECURITY ID: 45884X103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Louis Drapeau | Management | For | For |
| 1.3 | Elect Director Frank Verwiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERVAL LEISURE GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: IILG SECURITY ID: 46113M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig M. Nash | Management | For | For |
| 1.2 | Elect Director David Flowers | Management | For | For |
| 1.3 | Elect Director Victoria L. Freed | Management | For | For |
| 1.4 | Elect Director Gary S. Howard | Management | For | For |
| 1.5 | Elect Director Lewis J. Korman | Management | For | For |
| 1.6 | Elect Director Thomas J. Kuhn | Management | For | For |
| 1.7 | Elect Director Thomas J. McInerney | Management | For | For |
| 1.8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
| 1.9 | Elect Director Avy H. Stein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTERXION HOLDING NV
MEETING DATE: JUN 30, 2014 | TICKER: INXN SECURITY ID: N47279109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board of Directors | Management | For | For |
| 3a | Elect Frank Esser as Non-Executive Director | Management | For | For |
| 3b | Elect Mark Heraghty as Non-Executive Director | Management | For | For |
| 4 | Approve Remuneration of Non-Executive Board Members Re: Share Awards With Value of EUR 40,000 and Increase Audit Committee Membership Compensation | Management | For | For |
| 5 | Approve Award of 17,995 Performance Shares to Executive Director | Management | For | For |
| 6 | Ratify KPMG as Auditors | Management | For | For |
| 7 | Other Business (Non-Voting) | Management | None | None |
| |
|---|
INVENSENSE, INC.
MEETING DATE: SEP 13, 2013 | TICKER: INVN SECURITY ID: 46123D205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Douglas Norby | Management | For | For |
| 1.2 | Elect Director Tim Wilson | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ISIS SECURITY ID: 464330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
| 3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
J & J SNACK FOODS CORP.
MEETING DATE: FEB 18, 2014 | TICKER: JJSF SECURITY ID: 466032109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vincent Melchiorre | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KAMAN CORPORATION
MEETING DATE: APR 16, 2014 | TICKER: KAMN SECURITY ID: 483548103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian E. Barents | Management | For | For |
| 1.2 | Elect Director George E. Minnich | Management | For | For |
| 1.3 | Elect Director Thomas W. Rabaut | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KATE SPADE & COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: KATE SECURITY ID: 485865109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernard W. Aronson | Management | For | For |
| 1.2 | Elect Director Lawrence S. Benjamin | Management | For | For |
| 1.3 | Elect Director Raul J. Fernandez | Management | For | For |
| 1.4 | Elect Director Kenneth B. Gilman | Management | For | For |
| 1.5 | Elect Director Nancy J. Karch | Management | For | For |
| 1.6 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 1.7 | Elect Director Kay Koplovitz | Management | For | For |
| 1.8 | Elect Director Craig A. Leavitt | Management | For | For |
| 1.9 | Elect Director Deborah J. Lloyd | Management | For | For |
| 1.10 | Elect Director Doreen A. Toben | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
KB HOME
MEETING DATE: APR 03, 2014 | TICKER: KBH SECURITY ID: 48666K109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Timothy W. Finchem | Management | For | For |
| 1.3 | Elect Director Thomas W. Gilligan | Management | For | For |
| 1.4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.5 | Elect Director Robert L. Johnson | Management | For | For |
| 1.6 | Elect Director Melissa Lora | Management | For | For |
| 1.7 | Elect Director Michael G. McCaffery | Management | For | For |
| 1.8 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 1.9 | Elect Director Luis G. Nogales | Management | For | For |
| 1.10 | Elect Director Michael M. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KITE REALTY GROUP TRUST
MEETING DATE: MAY 07, 2014 | TICKER: KRG SECURITY ID: 49803T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Kite | Management | For | For |
| 1.2 | Elect Director William E. Bindley | Management | For | For |
| 1.3 | Elect Director Victor J. Coleman | Management | For | For |
| 1.4 | Elect Director Richard A. Cosier | Management | For | For |
| 1.5 | Elect Director Christie B. Kelly | Management | For | For |
| 1.6 | Elect Director Gerald L. Moss | Management | For | For |
| 1.7 | Elect Director David R. O'Reilly | Management | For | For |
| 1.8 | Elect Director Barton R. Peterson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KITE REALTY GROUP TRUST
MEETING DATE: JUN 24, 2014 | TICKER: KRG SECURITY ID: 49803T102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
KRONOS WORLDWIDE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: KRO SECURITY ID: 50105F105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Coogan | Management | For | For |
| 1.2 | Elect Director Loretta J. Feehan | Management | For | For |
| 1.3 | Elect Director Cecil H. Moore, Jr. | Management | For | For |
| 1.4 | Elect Director Bobby D. O'Brien | Management | For | For |
| 1.5 | Elect Director Thomas P. Stafford | Management | For | For |
| 1.6 | Elect Director R. Gerald Turner | Management | For | For |
| 1.7 | Elect Director Steven L. Watson | Management | For | For |
| 1.8 | Elect Director C. Kern Wildenthal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIFE TIME FITNESS, INC.
MEETING DATE: APR 24, 2014 | TICKER: LTM SECURITY ID: 53217R207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Bahram Akradi | Management | For | For |
| 1b | Elect Director Giles H. Bateman | Management | For | For |
| 1c | Elect Director Jack W. Eugster | Management | For | For |
| 1d | Elect Director Guy C. Jackson | Management | For | For |
| 1e | Elect Director John K. Lloyd | Management | For | For |
| 1f | Elect Director Martha 'Marti' A. Morfitt | Management | For | For |
| 1g | Elect Director John B. Richards | Management | For | For |
| 1h | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LIVEPERSON, INC.
MEETING DATE: JUN 05, 2014 | TICKER: LPSN SECURITY ID: 538146101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Block | Management | For | For |
| 1.2 | Elect Director David Vaskevitch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LPL FINANCIAL HOLDINGS INC.
MEETING DATE: MAY 06, 2014 | TICKER: LPLA SECURITY ID: 50212V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Boyce | Management | For | For |
| 1.2 | Elect Director John J. Brennan | Management | For | For |
| 1.3 | Elect Director Mark S. Casady | Management | For | For |
| 1.4 | Elect Director Anne M. Mulcahy | Management | For | For |
| 1.5 | Elect Director James S. Putnam | Management | For | For |
| 1.6 | Elect Director James S. Riepe | Management | For | For |
| 1.7 | Elect Director Richard P. Schifter | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MASIMO CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Barker | Management | For | For |
| 1.2 | Elect Director Sanford Fitch | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MTZ SECURITY ID: 576323109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernst N. Csiszar | Management | For | Withhold |
| 1.2 | Elect Director Julia L. Johnson | Management | For | Withhold |
| 1.3 | Elect Director Jorge Mas | Management | For | Withhold |
| 1.4 | Elect Director Daniel Restrepo | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MB FINANCIAL, INC.
MEETING DATE: FEB 26, 2014 | TICKER: MBFI SECURITY ID: 55264U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MB FINANCIAL, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MBFI SECURITY ID: 55264U108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David P. Bolger | Management | For | For |
| 1b | Elect Director Mitchell Feiger | Management | For | For |
| 1c | Elect Director Charles J. Gries | Management | For | For |
| 1d | Elect Director James N. Hallene | Management | For | For |
| 1e | Elect Director Thomas H. Harvey | Management | For | For |
| 1f | Elect Director Richard J. Holmstrom | Management | For | For |
| 1g | Elect Director Karen J. May | Management | For | For |
| 1h | Elect Director Ronald D. Santo | Management | For | For |
| 1i | Elect Director Renee Togher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MDC PARTNERS INC.
MEETING DATE: JUN 05, 2014 | TICKER: MDCA SECURITY ID: 552697104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miles S. Nadal | Management | For | For |
| 1.2 | Elect Director Clare Copeland | Management | For | For |
| 1.3 | Elect Director Scott L. Kauffman | Management | For | For |
| 1.4 | Elect Director Michael J.L. Kirby | Management | For | For |
| 1.5 | Elect Director Stephen M. Pustil | Management | For | For |
| 1.6 | Elect Director Irwin D. Simon | Management | For | For |
| 2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
MEDIDATA SOLUTIONS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MDSO SECURITY ID: 58471A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tarek A. Sherif | Management | For | For |
| 1.2 | Elect Director Glen M. de Vries | Management | For | For |
| 1.3 | Elect Director Carlos Dominguez | Management | For | For |
| 1.4 | Elect Director Neil M. Kurtz | Management | For | For |
| 1.5 | Elect Director George W. McCulloch | Management | For | For |
| 1.6 | Elect Director Lee A. Shapiro | Management | For | For |
| 1.7 | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 27, 2014 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 08, 2014 | TICKER: MD SECURITY ID: 58502B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEI PHARMA, INC.
MEETING DATE: DEC 05, 2013 | TICKER: MEIP SECURITY ID: 55279B202
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William D. Rueckert | Management | For | For |
| 1.2 | Elect Director Christine A. White | Management | For | For |
| 1.3 | Elect Director Thomas C. Reynolds | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MICROS SYSTEMS, INC.
MEETING DATE: NOV 22, 2013 | TICKER: MCRS SECURITY ID: 594901100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. L. Giannopoulos | Management | For | For |
| 1.2 | Elect Director Peter A. Altabef | Management | For | For |
| 1.3 | Elect Director Louis M. Brown, Jr. | Management | For | For |
| 1.4 | Elect Director B. Gary Dando | Management | For | For |
| 1.5 | Elect Director F. Suzanne Jenniches | Management | For | For |
| 1.6 | Elect Director John G. Puente | Management | For | For |
| 1.7 | Elect Director Dwight S. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Amend Stock Option Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MID-AMERICA APARTMENT COMMUNITIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: MAA SECURITY ID: 59522J103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director Ralph Horn | Management | For | For |
| 1d | Elect Director James K. Lowder | Management | For | For |
| 1e | Elect Director Thomas H. Lowder | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director Harold W. Ripps | Management | For | For |
| 1i | Elect Director W. Reid Sanders | Management | For | For |
| 1j | Elect Director William B. Sansom | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director John W. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MRTX SECURITY ID: 60468T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Henry J. Fuchs | Management | For | Withhold |
| 1.3 | Elect Director Craig Johnson | Management | For | For |
| 1.4 | Elect Director Rodney W. Lappe | Management | For | For |
| 1.5 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MOLINA HEALTHCARE, INC.
MEETING DATE: APR 30, 2014 | TICKER: MOH SECURITY ID: 60855R100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Mario Molina | Management | For | For |
| 1.2 | Elect Director Steven J. Orlando | Management | For | For |
| 1.3 | Elect Director Ronna E. Romney | Management | For | For |
| 1.4 | Elect Director Dale B. Wolf | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MOVE, INC.
MEETING DATE: JUN 11, 2014 | TICKER: MOVE SECURITY ID: 62458M207
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe F. Hanauer | Management | For | For |
| 1.2 | Elect Director Steven H. Berkowitz | Management | For | For |
| 1.3 | Elect Director Jennifer Dulski | Management | For | For |
| 1.4 | Elect Director Kenneth K. Klein | Management | For | For |
| 1.5 | Elect Director V. Paul Unruh | Management | For | For |
| 1.6 | Elect Director Bruce G. Willison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 22, 2014 | TICKER: NPBC SECURITY ID: 637138108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Beaver | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Feather | Management | For | For |
| 1.3 | Elect Director Patricia L. Langiotti | Management | For | For |
| 1.4 | Elect Director Natalye Paquin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NNN SECURITY ID: 637417106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director David M. Fick | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.5 | Elect Director Richard B. Jennings | Management | For | For |
| 1.6 | Elect Director Ted B. Lanier | Management | For | For |
| 1.7 | Elect Director Robert C. Legler | Management | For | For |
| 1.8 | Elect Director Craig Macnab | Management | For | For |
| 1.9 | Elect Director Robert Martinez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NAVISTAR INTERNATIONAL CORPORATION
MEETING DATE: MAR 10, 2014 | TICKER: NAV SECURITY ID: 63934E108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Troy A. Clarke | Management | For | Withhold |
| 1.2 | Elect Director John D. Correnti | Management | For | Withhold |
| 1.3 | Elect Director Michael N. Hammes | Management | For | Withhold |
| 1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
| 1.5 | Elect Director James H. Keyes | Management | For | Withhold |
| 1.6 | Elect Director Stanley A. McChrystal | Management | For | Withhold |
| 1.7 | Elect Director Samuel J. Merksamer | Management | For | Withhold |
| 1.8 | Elect Director Mark H. Rachesky | Management | For | Withhold |
| 1.9 | Elect Director Michael Sirignano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | None | For |
| |
|---|
NEONODE INC.
MEETING DATE: JUN 05, 2014 | TICKER: NEON SECURITY ID: 64051M402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mats Dahlin | Management | For | For |
| 1.2 | Elect Director Lars Lindqvist | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NBIX SECURITY ID: 64125C109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin C. Gorman | Management | For | For |
| 1.2 | Elect Director Gary A. Lyons | Management | For | For |
| 1.3 | Elect Director William H. Rastetter | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NEWFIELD EXPLORATION COMPANY
MEETING DATE: MAY 09, 2014 | TICKER: NFX SECURITY ID: 651290108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Lee K. Boothby | Management | For | For |
| 1b | Elect Director Pamela J. Gardner | Management | For | For |
| 1c | Elect Director John Randolph Kemp, III | Management | For | For |
| 1d | Elect Director Steven W. Nance | Management | For | For |
| 1e | Elect Director Howard H. Newman | Management | For | For |
| 1f | Elect Director Thomas G. Ricks | Management | For | For |
| 1g | Elect Director Juanita M. Romans | Management | For | For |
| 1h | Elect Director John W. Schanck | Management | For | For |
| 1i | Elect Director C. E. (Chuck) Shultz | Management | For | For |
| 1j | Elect Director Richard K. Stoneburner | Management | For | For |
| 1k | Elect Director J. Terry Strange | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEXSTAR BROADCASTING GROUP, INC.
MEETING DATE: JUN 11, 2014 | TICKER: NXST SECURITY ID: 65336K103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I. Martin Pompadur | Management | For | For |
| 1.2 | Elect Director Dennis A. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NIC INC.
MEETING DATE: MAY 06, 2014 | TICKER: EGOV SECURITY ID: 62914B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Daniel J. Evans | Management | For | For |
| 1.4 | Elect Director Karen S. Evans | Management | For | For |
| 1.5 | Elect Director Ross C. Hartley | Management | For | For |
| 1.6 | Elect Director C. Brad Henry | Management | For | For |
| 1.7 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.8 | Elect Director William M. Lyons | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NOVAVAX, INC.
MEETING DATE: JUN 12, 2014 | TICKER: NVAX SECURITY ID: 670002104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley C. Erck | Management | For | For |
| 1.2 | Elect Director Rajiv I. Modi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: FEB 03, 2014 | TICKER: NUAN SECURITY ID: 67020Y100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Paul A. Ricci | Management | For | Against |
| 1b | Elect Director Robert J. Frankenberg | Management | For | Against |
| 1c | Elect Director Patrick T. Hackett | Management | For | Against |
| 1d | Elect Director Brett Icahn | Management | For | For |
| 1e | Elect Director William H. Janeway | Management | For | Against |
| 1f | Elect Director Mark R. Laret | Management | For | Against |
| 1g | Elect Director Katharine A. Martin | Management | For | Against |
| 1h | Elect Director Mark B. Myers | Management | For | Against |
| 1i | Elect Director Philip J. Quigley | Management | For | Against |
| 1j | Elect Director David S. Schechter | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: JAN 13, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 19, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Carlson | Management | For | For |
| 1.2 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.3 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | For |
| 1.8 | Elect Director Timothy B. Matz | Management | For | For |
| 1.9 | Elect Director Roger H. Molvar | Management | For | For |
| 1.10 | Elect Director James J. Pieczynski | Management | For | For |
| 1.11 | Elect Director Daniel B. Platt | Management | For | For |
| 1.12 | Elect Director Robert A. Stine | Management | For | For |
| 1.13 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PARKWAY PROPERTIES, INC.
MEETING DATE: DEC 17, 2013 | TICKER: PKY SECURITY ID: 70159Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
PARKWAY PROPERTIES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: PKY SECURITY ID: 70159Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Avi Banyasz | Management | For | For |
| 1.2 | Elect Director Charles T. Cannada | Management | For | For |
| 1.3 | Elect Director Edward M. Casal | Management | For | For |
| 1.4 | Elect Director Kelvin L. Davis | Management | For | For |
| 1.5 | Elect Director Laurie L. Dotter | Management | For | For |
| 1.6 | Elect Director James R. Heistand | Management | For | For |
| 1.7 | Elect Director C. William Hosler | Management | For | For |
| 1.8 | Elect Director Adam S. Metz | Management | For | For |
| 1.9 | Elect Director Brenda J. Mixson | Management | For | For |
| 1.10 | Elect Director James A. Thomas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
PDF SOLUTIONS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: PDFS SECURITY ID: 693282105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Caulfield | Management | For | For |
| 1.2 | Elect Director R. Stephen Heinrichs | Management | For | For |
| 1.3 | Elect Director Joseph R. Bronson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PENNSYLVANIA REAL ESTATE INVESTMENT TRUST
MEETING DATE: MAY 30, 2014 | TICKER: PEI SECURITY ID: 709102107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph F. Coradino | Management | For | For |
| 1.2 | Elect Director M. Walter D'Alessio | Management | For | For |
| 1.3 | Elect Director Rosemarie B. Greco | Management | For | For |
| 1.4 | Elect Director Leonard I. Korman | Management | For | For |
| 1.5 | Elect Director Donald F. Mazziotti | Management | For | For |
| 1.6 | Elect Director Mark E. Pasquerilla | Management | For | For |
| 1.7 | Elect Director Charles P. Pizzi | Management | For | For |
| 1.8 | Elect Director John J. Roberts | Management | For | For |
| 1.9 | Elect Director Ronald Rubin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PHARMERICA CORPORATION
MEETING DATE: JUN 17, 2014 | TICKER: PMC SECURITY ID: 71714F104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Weishar | Management | For | For |
| 1.2 | Elect Director W. Robert Dahl, Jr. | Management | For | For |
| 1.3 | Elect Director Frank E. Collins | Management | For | For |
| 1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 1.5 | Elect Director Marjorie W. Dorr | Management | For | For |
| 1.6 | Elect Director Thomas P. Gerrity | Management | For | For |
| 1.7 | Elect Director Robert A. Oakley | Management | For | For |
| 1.8 | Elect Director Geoffrey G. Meyers | Management | For | For |
| 1.9 | Elect Director Patrick G. LePore | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PLY GEM HOLDINGS, INC.
MEETING DATE: MAY 14, 2014 | TICKER: PGEM SECURITY ID: 72941W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick J. Iseman | Management | For | For |
| 1.2 | Elect Director Mary K. Rhinehart | Management | For | For |
| 1.3 | Elect Director Janice E. Stipp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PNM RESOURCES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: PNM SECURITY ID: 69349H107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adelmo E. Archuleta | Management | For | For |
| 1.2 | Elect Director Patricia K. Collawn | Management | For | For |
| 1.3 | Elect Director E. Renae Conley | Management | For | For |
| 1.4 | Elect Director Alan J. Fohrer | Management | For | For |
| 1.5 | Elect Director Maureen T. Mullarkey | Management | For | For |
| 1.6 | Elect Director Robert R. Nordhaus | Management | For | For |
| 1.7 | Elect Director Donald K. Schwanz | Management | For | For |
| 1.8 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 1.9 | Elect Director Joan B. Woodard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POINTS INTERNATIONAL LTD.
MEETING DATE: MAY 08, 2014 | TICKER: PTS SECURITY ID: 730843208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bernay Box | Management | For | For |
| 1.2 | Elect Director Christopher Barnard | Management | For | For |
| 1.3 | Elect Director Michael Beckerman | Management | For | For |
| 1.4 | Elect Director Douglas Carty | Management | For | For |
| 1.5 | Elect Director Bruce Croxon | Management | For | For |
| 1.6 | Elect Director Robert MacLean | Management | For | For |
| 1.7 | Elect Director John Thompson | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: JUN 09, 2014 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Leav | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director Martha H. Bejar | Management | For | For |
| 1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POLYONE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: POL SECURITY ID: 73179P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Fearon | Management | For | For |
| 1.2 | Elect Director Gregory J. Goff | Management | For | For |
| 1.3 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.4 | Elect Director Sandra B. Lin | Management | For | For |
| 1.5 | Elect Director Richard A. Lorraine | Management | For | For |
| 1.6 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.7 | Elect Director Robert M. Patterson | Management | For | For |
| 1.8 | Elect Director William H. Powell | Management | For | For |
| 1.9 | Elect Director Kerry J. Preete | Management | For | For |
| 1.10 | Elect Director Farah M. Walters | Management | For | For |
| 1.11 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PORTLAND GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 07, 2014 | TICKER: POR SECURITY ID: 736508847
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Ballantine | Management | For | For |
| 1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1.3 | Elect Director Jack E. Davis | Management | For | For |
| 1.4 | Elect Director David A. Dietzler | Management | For | For |
| 1.5 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.6 | Elect Director Mark B. Ganz | Management | For | For |
| 1.7 | Elect Director Kathryn J. Jackson | Management | For | For |
| 1.8 | Elect Director Neil J. Nelson | Management | For | For |
| 1.9 | Elect Director M. Lee Pelton | Management | For | For |
| 1.10 | Elect Director James J. Piro | Management | For | For |
| 1.11 | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PRIMERICA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: PRI SECURITY ID: 74164M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Addison, Jr. | Management | For | For |
| 1.2 | Elect Director Joel M. Babbit | Management | For | For |
| 1.3 | Elect Director P. George Benson | Management | For | For |
| 1.4 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.5 | Elect Director Cynthia N. Day | Management | For | For |
| 1.6 | Elect Director Mark Mason | Management | For | For |
| 1.7 | Elect Director Robert F. McCullough | Management | For | For |
| 1.8 | Elect Director Beatriz R. Perez | Management | For | For |
| 1.9 | Elect Director D. Richard Williams | Management | For | For |
| 1.10 | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PTC INC.
MEETING DATE: MAR 05, 2014 | TICKER: PTC SECURITY ID: 69370C100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janice D. Chaffin | Management | For | For |
| 1.2 | Elect Director James E. Heppelmann | Management | For | For |
| 1.3 | Elect Director Paul A. Lacy | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
| |
|---|
QUANTUM CORPORATION
MEETING DATE: AUG 07, 2013 | TICKER: QTM SECURITY ID: 747906204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul R. Auvil, III | Management | For | For |
| 1.2 | Elect Director Philip Black | Management | For | For |
| 1.3 | Elect Director Michael A. Brown | Management | For | For |
| 1.4 | Elect Director Louis DiNardo | Management | For | For |
| 1.5 | Elect Director Jon W. Gacek | Management | For | For |
| 1.6 | Elect Director David A. Krall | Management | For | For |
| 1.7 | Elect Director Gregg J. Powers | Management | For | For |
| 1.8 | Elect Director David E. Roberson | Management | For | For |
| 1.9 | Elect Director Jeffrey C. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: MAY 01, 2014 | TICKER: RAX SECURITY ID: 750086100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis J. Moorman | Management | For | For |
| 1.2 | Elect Director Graham Weston | Management | For | For |
| 1.3 | Elect Director Ossa Fisher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
RAMCO-GERSHENSON PROPERTIES TRUST
MEETING DATE: MAY 06, 2014 | TICKER: RPT SECURITY ID: 751452103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Blank | Management | For | For |
| 1.2 | Elect Director Dennis Gershenson | Management | For | For |
| 1.3 | Elect Director Arthur Goldberg | Management | For | For |
| 1.4 | Elect Director David J. Nettina | Management | For | For |
| 1.5 | Elect Director Matthew L. Ostrower | Management | For | For |
| 1.6 | Elect Director Joel M. Pashcow | Management | For | For |
| 1.7 | Elect Director Mark K. Rosenfeld | Management | For | For |
| 1.8 | Elect Director Michael A. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: MAY 08, 2014 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery M. Jackson | Management | For | For |
| 1.2 | Elect Director Leonard H. Roberts | Management | For | For |
| 1.3 | Elect Director Mark E. Speese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RF MICRO DEVICES, INC.
MEETING DATE: AUG 14, 2013 | TICKER: RFMD SECURITY ID: 749941100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter H. Wilkinson, Jr. | Management | For | For |
| 1.2 | Elect Director Robert A. Bruggeworth | Management | For | For |
| 1.3 | Elect Director Daniel A. DiLeo | Management | For | For |
| 1.4 | Elect Director Jeffery R. Gardner | Management | For | For |
| 1.5 | Elect Director John R. Harding | Management | For | For |
| 1.6 | Elect Director Masood A. Jabbar | Management | For | For |
| 1.7 | Elect Director Casimir S. Skrzypczak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: RVBD SECURITY ID: 768573107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Lewis | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ROSETTA RESOURCES INC.
MEETING DATE: MAY 16, 2014 | TICKER: ROSE SECURITY ID: 777779307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James E. Craddock | Management | For | For |
| 1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.4 | Elect Director Carin S. Knickel | Management | For | For |
| 1.5 | Elect Director Holli C. Ladhani | Management | For | For |
| 1.6 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 1.7 | Elect Director Jerry R. Schuyler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ROVI CORPORATION
MEETING DATE: APR 29, 2014 | TICKER: ROVI SECURITY ID: 779376102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Carson | Management | For | For |
| 1.2 | Elect Director Alan L. Earhart | Management | For | For |
| 1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ROYAL GOLD, INC.
MEETING DATE: NOV 20, 2013 | TICKER: RGLD SECURITY ID: 780287108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William M. Hayes | Management | For | For |
| 2 | Elect Director Ronald J. Vance | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAPIENT CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: SAPE SECURITY ID: 803062108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Benson | Management | For | For |
| 1.2 | Elect Director Jerry A. Greenberg | Management | For | For |
| 1.3 | Elect Director Alan J. Herrick | Management | For | For |
| 1.4 | Elect Director Silvia Lagnado | Management | For | For |
| 1.5 | Elect Director J. Stuart Moore | Management | For | For |
| 1.6 | Elect Director Robert L. Rosen | Management | For | For |
| 1.7 | Elect Director Eva M. Sage-Gavin | Management | For | For |
| 1.8 | Elect Director Ashok Shah | Management | For | For |
| 1.9 | Elect Director Vijay Singal | Management | For | For |
| 1.10 | Elect Director Curtis R. Welling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SEMTECH CORPORATION
MEETING DATE: JUN 26, 2014 | TICKER: SMTC SECURITY ID: 816850101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director W. Dean Baker | Management | For | For |
| 1.3 | Elect Director James P. Burra | Management | For | For |
| 1.4 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.5 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director John L. Piotrowski | Management | For | For |
| 1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.10 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SERVICESOURCE INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SREV SECURITY ID: 81763U100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Smerklo | Management | For | For |
| 1.2 | Elect Director Steven M. Cakebread | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SILICON GRAPHICS INTERNATIONAL CORP.
MEETING DATE: DEC 09, 2013 | TICKER: SGI SECURITY ID: 82706L108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jorge L. Titinger | Management | For | For |
| 1.2 | Elect Director Michael W. Hagee | Management | For | For |
| 1.3 | Elect Director Charles M. Boesenberg | Management | For | For |
| 1.4 | Elect Director Gary A. Griffiths | Management | For | For |
| 1.5 | Elect Director Hagi Schwartz | Management | For | For |
| 1.6 | Elect Director Ronald D. Verdoorn | Management | For | For |
| 1.7 | Elect Director Douglas R. King | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SILICON LABORATORIES INC.
MEETING DATE: APR 15, 2014 | TICKER: SLAB SECURITY ID: 826919102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Navdeep S. Sooch | Management | For | For |
| 1.2 | Elect Director Laurence G. Walker | Management | For | For |
| 1.3 | Elect Director William P. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 16, 2014 | TICKER: SONC SECURITY ID: 835451105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony D. Bartel | Management | For | For |
| 1.2 | Elect Director Lauren R. Hobart | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
| 1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SPREADTRUM COMMUNICATIONS INC.
MEETING DATE: JUL 26, 2013 | TICKER: SPRD SECURITY ID: 849415203
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve to Reelect Datong Chen as a Director | Management | For | For |
| 2 | Approve to Reelect Scott Sandell as a Director | Management | For | For |
| 3 | Approve to Re-Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditor | Management | For | For |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
STAMPS.COM INC.
MEETING DATE: JUN 11, 2014 | TICKER: STMP SECURITY ID: 852857200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth McBride | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: SFG SECURITY ID: 852891100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick W. Buckman | Management | For | For |
| 1.2 | Elect Director J. Greg Ness | Management | For | For |
| 1.3 | Elect Director Mary F. Sammons | Management | For | For |
| 1.4 | Elect Director Timothy A. Holt | Management | For | For |
| 1.5 | Elect Director Kevin M. Murai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STANTEC INC.
MEETING DATE: MAY 15, 2014 | TICKER: STN SECURITY ID: 85472N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas K. Ammerman | Management | For | For |
| 1.2 | Elect Director David L. Emerson | Management | For | For |
| 1.3 | Elect Director Delores M. Etter | Management | For | For |
| 1.4 | Elect Director Anthony P. Franceschini | Management | For | For |
| 1.5 | Elect Director Robert J. Gomes | Management | For | For |
| 1.6 | Elect Director Susan E. Hartman | Management | For | For |
| 1.7 | Elect Director Aram H. Keith | Management | For | For |
| 1.8 | Elect Director Donald J. Lowry | Management | For | For |
| 1.9 | Elect Director Ivor M. Ruste | Management | For | For |
| 2 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Bylaw No. 2 | Management | For | For |
| 4 | Approve Long Term Incentive Plan | Management | For | For |
| 5 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
STERIS CORPORATION
MEETING DATE: JUL 25, 2013 | TICKER: STE SECURITY ID: 859152100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Breeden | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1.4 | Elect Director David B. Lewis | Management | For | For |
| 1.5 | Elect Director Kevin M. McMullen | Management | For | For |
| 1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
| 1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
| 1.8 | Elect Director John P. Wareham | Management | For | For |
| 1.9 | Elect Director Loyal W. Wilson | Management | For | For |
| 1.10 | Elect Director Michael B. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STEVEN MADDEN, LTD.
MEETING DATE: MAY 23, 2014 | TICKER: SHOO SECURITY ID: 556269108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.3 | Elect Director John L. Madden | Management | For | For |
| 1.4 | Elect Director Peter Migliorini | Management | For | For |
| 1.5 | Elect Director Richard P. Randall | Management | For | For |
| 1.6 | Elect Director Ravi Sachdev | Management | For | For |
| 1.7 | Elect Director Thomas H. Schwartz | Management | For | For |
| 1.8 | Elect Director Robert Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STONE ENERGY CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: SGY SECURITY ID: 861642106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George R. Christmas | Management | For | For |
| 1.2 | Elect Director B. J. Duplantis | Management | For | For |
| 1.3 | Elect Director Peter D. Kinnear | Management | For | For |
| 1.4 | Elect Director David T. Lawrence | Management | For | For |
| 1.5 | Elect Director Robert S. Murley | Management | For | For |
| 1.6 | Elect Director Richard A. Pattarozzi | Management | For | For |
| 1.7 | Elect Director Donald E. Powell | Management | For | For |
| 1.8 | Elect Director Kay G. Priestly | Management | For | For |
| 1.9 | Elect Director Phyllis M. Taylor | Management | For | For |
| 1.10 | Elect Director David H. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUPER MICRO COMPUTER, INC.
MEETING DATE: FEB 13, 2014 | TICKER: SMCI SECURITY ID: 86800U104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Liang | Management | For | For |
| 1.2 | Elect Director Sherman Tuan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SURGICAL CARE AFFILIATES, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SCAI SECURITY ID: 86881L106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd B. Sisitsky | Management | For | For |
| 1.2 | Elect Director Sharad Mansukani | Management | For | For |
| 1.3 | Elect Director Jeffrey K. Rhodes | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUSSER HOLDINGS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: SUSS SECURITY ID: 869233106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald G. Steinhart | Management | For | For |
| 1.2 | Elect Director Sam J. Susser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNCHRONOSS TECHNOLOGIES, INC.
MEETING DATE: MAY 28, 2014 | TICKER: SNCR SECURITY ID: 87157B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Hopkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TANGOE, INC.
MEETING DATE: JUN 05, 2014 | TICKER: TNGO SECURITY ID: 87582Y108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James D. Foy | Management | For | For |
| 1.2 | Elect Director Richard S. Pontin | Management | For | For |
| 1.3 | Elect Director Albert R. Subbloie, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
TARGA RESOURCES CORP.
MEETING DATE: MAY 29, 2014 | TICKER: TRGP SECURITY ID: 87612G101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles R. Crisp | Management | For | For |
| 1.2 | Elect Director Laura C. Fulton | Management | For | For |
| 1.3 | Elect Director James W. Whalen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 23, 2014 | TICKER: TDY SECURITY ID: 879360105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.3 | Elect Director Frank V. Cahouet | Management | For | For |
| 1.4 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 14, 2014 | TICKER: TEN SECURITY ID: 880349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. Freyman | Management | For | For |
| 1.2 | Elect Director Dennis J. Letham | Management | For | For |
| 1.3 | Elect Director Hari N. Nair | Management | For | For |
| 1.4 | Elect Director Roger B. Porter | Management | For | For |
| 1.5 | Elect Director David B. Price, Jr. | Management | For | For |
| 1.6 | Elect Director Gregg M. Sherrill | Management | For | For |
| 1.7 | Elect Director Paul T. Stecko | Management | For | For |
| 1.8 | Elect Director Jane L. Warner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TETRA TECH, INC.
MEETING DATE: FEB 27, 2014 | TICKER: TTEK SECURITY ID: 88162G103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan L. Batrack | Management | For | For |
| 1.2 | Elect Director Hugh M. Grant | Management | For | For |
| 1.3 | Elect Director Patrick C. Haden | Management | For | For |
| 1.4 | Elect Director J. Christopher Lewis | Management | For | For |
| 1.5 | Elect Director Kimberly E. Ritrievi | Management | For | For |
| 1.6 | Elect Director Albert E. Smith | Management | For | For |
| 1.7 | Elect Director J. Kenneth Thompson | Management | For | For |
| 1.8 | Elect Director Richard H. Truly | Management | For | For |
| 1.9 | Elect Director Kirsten M. Volpi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
THE DUN & BRADSTREET CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: DNB SECURITY ID: 26483E100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Austin A. Adams | Management | For | For |
| 1b | Elect Director Robert P. Carrigan | Management | For | For |
| 1c | Elect Director Christopher J. Coughlin | Management | For | For |
| 1d | Elect Director James N. Fernandez | Management | For | For |
| 1e | Elect Director Paul R. Garcia | Management | For | For |
| 1f | Elect Director Anastassia Lauterbach | Management | For | For |
| 1g | Elect Director Thomas J. Manning | Management | For | For |
| 1h | Elect Director Sandra E. Peterson | Management | For | For |
| 1i | Elect Director Judith A. Reinsdorf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
THE SPECTRANETICS CORPORATION
MEETING DATE: JUN 10, 2014 | TICKER: SPNC SECURITY ID: 84760C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maria Sainz | Management | For | For |
| 1.2 | Elect Director Daniel A. Pelak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
THERAVANCE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: THRX SECURITY ID: 88338T104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Henrietta H. Fore | Management | For | For |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Burton G. Malkiel | Management | For | For |
| 1.5 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.6 | Elect Director William H. Waltrip | Management | For | For |
| 1.7 | Elect Director George M. Whitesides | Management | For | For |
| 1.8 | Elect Director William D. Young | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TITAN MACHINERY INC.
MEETING DATE: MAY 29, 2014 | TICKER: TITN SECURITY ID: 88830R101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Christianson | Management | For | For |
| 1.2 | Elect Director James Irwin | Management | For | For |
| 1.3 | Elect Director Theodore Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TOTAL ENERGY SERVICES INC.
MEETING DATE: MAY 22, 2014 | TICKER: TOT SECURITY ID: 89154B102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory S. Fletcher | Management | For | For |
| 2 | Elect Director Daniel K. Halyk | Management | For | For |
| 3 | Elect Director Randy S. Kwasnicia | Management | For | For |
| 4 | Elect Director Bruce L. Pachkowski | Management | For | For |
| 5 | Elect Director Gregory Melchin | Management | For | For |
| 6 | Elect Director Andrew B. Wiswell | Management | For | For |
| 7 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
TOWERS WATSON & CO.
MEETING DATE: NOV 15, 2013 | TICKER: TW SECURITY ID: 891894107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Victor F. Ganzi | Management | For | For |
| 1b | Elect Director John J. Haley | Management | For | For |
| 1c | Elect Director Leslie S. Heisz | Management | For | For |
| 1d | Elect Director Brendan R. O'Neill | Management | For | For |
| 1e | Elect Director Linda D. Rabbitt | Management | For | For |
| 1f | Elect Director Gilbert T. Ray | Management | For | For |
| 1g | Elect Director Paul Thomas | Management | For | For |
| 1h | Elect Director Wilhelm Zeller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TOWERSTREAM CORPORATION
MEETING DATE: NOV 01, 2013 | TICKER: TWER SECURITY ID: 892000100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip Urso | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Thompson | Management | For | For |
| 1.3 | Elect Director Howard L. Haronian | Management | For | For |
| 1.4 | Elect Director Paul Koehler | Management | For | For |
| 1.5 | Elect Director William J. Bush | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRIMAS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: TRS SECURITY ID: 896215209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Eugene A. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TRONOX LIMITED
MEETING DATE: MAY 21, 2014 | TICKER: TROX SECURITY ID: Q9235V101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Casey | Management | For | For |
| 1.2 | Elect Director Andrew P. Hines | Management | For | For |
| 1.3 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.4 | Elect Director Peter Johnston | Management | For | For |
| 1.5 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.6 | Elect Director Jeffry N. Quinn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: APR 23, 2014 | TICKER: TTMI SECURITY ID: 87305R109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenton K. Alder | Management | For | For |
| 1.2 | Elect Director Philip G. Franklin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
UNITED NATURAL FOODS, INC.
MEETING DATE: DEC 18, 2013 | TICKER: UNFI SECURITY ID: 911163103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Gail A. Graham | Management | For | For |
| 1b | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Certificate of Incorporation to Declassify the Board of Directors | Management | For | For |
| 5 | Amend Bylaws to Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 7 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| |
|---|
UNITED STATIONERS INC.
MEETING DATE: MAY 21, 2014 | TICKER: USTR SECURITY ID: 913004107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean S. Blackwell | Management | For | For |
| 1.2 | Elect Director P. Cody Phipps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNWIRED PLANET, INC.
MEETING DATE: NOV 12, 2013 | TICKER: UPIP SECURITY ID: 91531F103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7a | Elect Director Philip A. Vachon | Management | For | For |
| 7b | Elect Director William Marino | Management | For | For |
| 7c | Elect Director Mark Jensen | Management | For | For |
| |
|---|
WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 16, 2014 | TICKER: WDR SECURITY ID: 930059100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.2 | Elect Director Alan W. Kosloff | Management | For | For |
| 1.3 | Elect Director Jerry W. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WALTER ENERGY, INC.
MEETING DATE: APR 24, 2014 | TICKER: WLT SECURITY ID: 93317Q105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director David R. Beatty | Management | For | For |
| 1b | Elect Director Mary R. Henderson | Management | For | For |
| 1c | Elect Director Jerry W. Kolb | Management | For | For |
| 1d | Elect Director Patrick A. Kriegshauser | Management | For | For |
| 1e | Elect Director Joseph B. Leonard | Management | For | For |
| 1f | Elect Director Graham Mascall | Management | For | For |
| 1g | Elect Director Bernard G. Rethore | Management | For | For |
| 1h | Elect Director Walter J. Scheller, III | Management | For | For |
| 1i | Elect Director Michael T. Tokarz | Management | For | For |
| 1j | Elect Director A.J. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 15, 2014 | TICKER: WAFD SECURITY ID: 938824109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Grant | Management | For | For |
| 1.2 | Elect Director Anna C. Johnson | Management | For | For |
| 1.3 | Elect Director Randall H. Talbot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WEB.COM GROUP, INC.
MEETING DATE: MAY 07, 2014 | TICKER: WWWW SECURITY ID: 94733A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Brown | Management | For | For |
| 1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WEST CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: WSTC SECURITY ID: 952355204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas B. Barker | Management | For | For |
| 1.2 | Elect Director Anthony J. DiNovi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
WESTERN REFINING, INC.
MEETING DATE: JUN 04, 2014 | TICKER: WNR SECURITY ID: 959319104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Carin Marcy Barth | Management | For | For |
| 2.2 | Elect Director Paul L. Foster | Management | For | For |
| 2.3 | Elect Director L. Frederick Francis | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
MEETING DATE: MAY 14, 2014 | TICKER: WAB SECURITY ID: 929740108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Emilio A. Fernandez | Management | For | For |
| 1.2 | Elect Director Lee B. Foster, II | Management | For | For |
| 1.3 | Elect Director Gary C. Valade | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: SEP 24, 2013 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
WORTHINGTON INDUSTRIES, INC.
MEETING DATE: SEP 26, 2013 | TICKER: WOR SECURITY ID: 981811102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Kerrii B. Anderson | Management | For | Against |
| 1b | Elect Director John P. McConnell | Management | For | For |
| 1c | Elect Director Mary Schiavo | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
WSFS FINANCIAL CORPORATION
MEETING DATE: APR 24, 2014 | TICKER: WSFS SECURITY ID: 929328102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Francis B. Brake, Jr. | Management | For | For |
| 1.2 | Elect Director Charles G. Cheleden | Management | For | For |
| 1.3 | Elect Director Mark A. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
XOMA CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: XOMA SECURITY ID: 98419J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Varian | Management | For | For |
| 1.2 | Elect Director Patrick J. Scannon | Management | For | For |
| 1.3 | Elect Director W. Denman Van Ness | Management | For | For |
| 1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
| 1.5 | Elect Director Peter Barton Hutt | Management | For | For |
| 1.6 | Elect Director Joseph M. Limber | Management | For | For |
| 1.7 | Elect Director Kelvin Neu | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 1.9 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP GROWTH FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
A. O. SMITH CORPORATION
MEETING DATE: APR 07, 2014 | TICKER: AOS SECURITY ID: 831865209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
| 1.2 | Elect Director William P. Greubel | Management | For | For |
| 1.3 | Elect Director Idelle K. Wolf | Management | For | For |
| 1.4 | Elect Director Gene C. Wulf | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABM INDUSTRIES INCORPORATED
MEETING DATE: MAR 05, 2014 | TICKER: ABM SECURITY ID: 000957100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.2 | Elect Director Maryellen C. Herringer | Management | For | For |
| 1.3 | Elect Director Stephen M. Kadenacy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ALKERMES PLC
MEETING DATE: AUG 01, 2013 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Robert A. Breyer | Management | For | For |
| 1.3 | Elect Director Wendy L. Dixon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Change Location of Annual Meeting | Management | For | For |
| 5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALKERMES PLC
MEETING DATE: MAY 28, 2014 | TICKER: ALKS SECURITY ID: G01767105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Change Location of Annual Meeting | Management | For | For |
| 4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG
MEETING DATE: MAY 01, 2014 | TICKER: AWH SECURITY ID: H01531104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Barbara T. Alexander as Director | Management | For | For |
| 2.2 | Elect Scott A. Carmilani as Director | Management | For | For |
| 2.3 | Elect James F. Duffy as Director | Management | For | For |
| 2.4 | Elect Bart Friedman as Director | Management | For | For |
| 2.5 | Elect Scott Hunter as Director | Management | For | For |
| 2.6 | Elect Patrick de Saint-Aignan as Director | Management | For | For |
| 2.7 | Elect Eric S. Schwartz as Director | Management | For | For |
| 2.8 | Elect Samuel J. Weinhoff as Director | Management | For | For |
| 3 | Elect Scott A. Carmilani as Board Chairman | Management | For | For |
| 4.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
| 4.2 | Appoint James F. Duffy as Member of the Compensation Committee | Management | For | For |
| 4.3 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
| 4.4 | Appoint Scott Hunter as Member of the Compensation Committee | Management | For | For |
| 4.5 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
| 4.6 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
| 4.7 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | For | For |
| 5 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 8 | Approve Retention of Disposable Profits | Management | For | For |
| 9 | Approve Dividends | Management | For | For |
| 10 | Approve Reduction in Share Capital | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve 3:1 Stock Split | Management | For | For |
| 13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 14 | Appoint Deloitte & Touche Ltd. as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
| 15 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
| 16 | Approve Discharge of Board and Senior Management | Management | For | For |
| 17 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
ALTISOURCE RESIDENTIAL CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: RESI SECURITY ID: 02153W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Michael A. Eruzione | Management | For | For |
| 1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director James H. Mullen, Jr. | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERISAFE, INC.
MEETING DATE: JUN 13, 2014 | TICKER: AMSF SECURITY ID: 03071H100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Allen Bradley, Jr. | Management | For | For |
| 1.2 | Elect Director Austin P. Young, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
APPLIED INDUSTRIAL TECHNOLOGIES, INC.
MEETING DATE: OCT 29, 2013 | TICKER: AIT SECURITY ID: 03820C105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director L. Thomas Hiltz | Management | For | For |
| 1.2 | Elect Director Edith Kelly-Green | Management | For | For |
| 1.3 | Elect Director Dan P. Komnenovich | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARRAY BIOPHARMA INC.
MEETING DATE: OCT 23, 2013 | TICKER: ARRY SECURITY ID: 04269X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Orwin | Management | For | Withhold |
| 1.2 | Elect Director Gil J. Van Lunsen | Management | For | Withhold |
| 1.3 | Elect Director John L. Zabriskie | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ASPEN TECHNOLOGY, INC.
MEETING DATE: DEC 05, 2013 | TICKER: AZPN SECURITY ID: 045327103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
| 1.2 | Elect Director Donald P. Casey | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: JUN 09, 2014 | TICKER: ATHN SECURITY ID: 04685W103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Amy Abernethy | Management | For | For |
| 1.2 | Elect Director Jonathan Bush | Management | For | For |
| 1.3 | Elect Director Brandon Hull | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ATRICURE, INC.
MEETING DATE: MAY 14, 2014 | TICKER: ATRC SECURITY ID: 04963C209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael H. Carrel | Management | For | For |
| 1.2 | Elect Director Mark A. Collar | Management | For | For |
| 1.3 | Elect Director Scott W. Drake | Management | For | For |
| 1.4 | Elect Director Michael D. Hooven | Management | For | For |
| 1.5 | Elect Director Richard M. Johnston | Management | For | For |
| 1.6 | Elect Director Elizabeth D. Krell | Management | For | For |
| 1.7 | Elect Director Mark R. Lanning | Management | For | For |
| 1.8 | Elect Director Karen P. Robards | Management | For | For |
| 1.9 | Elect Director Robert S. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
AVANIR PHARMACEUTICALS, INC.
MEETING DATE: FEB 12, 2014 | TICKER: AVNR SECURITY ID: 05348P401
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
AXIALL CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: AXLL SECURITY ID: 05463D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Carrico | Management | For | For |
| 1.2 | Elect Director T. Kevin DeNicola | Management | For | For |
| 1.3 | Elect Director Patrick J. Fleming | Management | For | For |
| 1.4 | Elect Director Robert M. Gervis | Management | For | For |
| 1.5 | Elect Director Victoria F. Haynes | Management | For | For |
| 1.6 | Elect Director Michael H. McGarry | Management | For | For |
| 1.7 | Elect Director William L. Mansfield | Management | For | For |
| 1.8 | Elect Director Mark L. Noetzel | Management | For | For |
| 1.9 | Elect Director Robert Ripp | Management | For | For |
| 1.10 | Elect Director David N. Weinstein | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BANNER CORPORATION
MEETING DATE: APR 22, 2014 | TICKER: BANR SECURITY ID: 06652V208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jesse G. Foster | Management | For | For |
| 1.2 | Elect Director Mark J. Grescovich | Management | For | For |
| 1.3 | Elect Director D. Michael Jones | Management | For | For |
| 1.4 | Elect Director David A. Klaue | Management | For | For |
| 1.5 | Elect Director Brent A. Orrico | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BIOCRYST PHARMACEUTICALS, INC.
MEETING DATE: MAY 02, 2014 | TICKER: BCRX SECURITY ID: 09058V103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Stanley C. Erck | Management | For | For |
| 1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
BIODELIVERY SCIENCES INTERNATIONAL, INC.
MEETING DATE: JUL 18, 2013 | TICKER: BDSI SECURITY ID: 09060J106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Sirgo | Management | For | For |
| 1.2 | Elect Director John J. Shea | Management | For | For |
| 1.3 | Elect Director Thomas W. D'Alonzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: MAY 08, 2014 | TICKER: BIOS SECURITY ID: 09069N108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Smith | Management | For | For |
| 1.2 | Elect Director Charlotte W. Collins | Management | For | For |
| 1.3 | Elect Director Samuel P. Frieder | Management | For | For |
| 1.4 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.5 | Elect Director David R. Hubers | Management | For | For |
| 1.6 | Elect Director Yon Y. Jorden | Management | For | For |
| 1.7 | Elect Director Tricia H. Nguyen | Management | For | For |
| 1.8 | Elect Director Richard L. Robbins | Management | For | For |
| 1.9 | Elect Director Stuart A. Samuels | Management | For | For |
| 1.10 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BLOOMIN' BRANDS, INC.
MEETING DATE: APR 29, 2014 | TICKER: BLMN SECURITY ID: 094235108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Craigie | Management | For | For |
| 1.2 | Elect Director Mindy Grossman | Management | For | For |
| 1.3 | Elect Director Mark E. Nunnelly | Management | For | For |
| 1.4 | Elect Director Chris T. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: BRKR SECURITY ID: 116794108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen W. Fesik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 07, 2014 | TICKER: BC SECURITY ID: 117043109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Nancy E. Cooper | Management | For | For |
| 1b | Elect Director Dustan E. McCoy | Management | For | For |
| 1c | Elect Director Ralph C. Stayer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT CORPORATION
MEETING DATE: MAR 13, 2014 | TICKER: CBT SECURITY ID: 127055101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juan Enriquez | Management | For | For |
| 1.2 | Elect Director William C. Kirby | Management | For | For |
| 1.3 | Elect Director Henry F. McCance | Management | For | For |
| 1.4 | Elect Director Patrick M. Prevost | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CBIZ, INC.
MEETING DATE: MAY 15, 2014 | TICKER: CBZ SECURITY ID: 124805102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph S. DiMartino | Management | For | Against |
| 1.2 | Elect Director Donald V. Weir | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
CELLDEX THERAPEUTICS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: CLDX SECURITY ID: 15117B103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHANNELADVISOR CORPORATION
MEETING DATE: MAY 09, 2014 | TICKER: ECOM SECURITY ID: 159179100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hower | Management | For | For |
| 1.2 | Elect Director M. Scot Wingo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHIMERIX, INC.
MEETING DATE: JUN 20, 2014 | TICKER: CMRX SECURITY ID: 16934W106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Michelle Berrey | Management | For | For |
| 1.2 | Elect Director Rodman L. Drake | Management | For | For |
| 1.3 | Elect Director Lisa Ricciardi | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHUY'S HOLDINGS, INC.
MEETING DATE: JUL 25, 2013 | TICKER: CHUY SECURITY ID: 171604101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Saed Mohseni | Management | For | For |
| 1.2 | Elect Director Michael Stanley | Management | For | For |
| 1.3 | Elect Director Ira Zecher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: CYN SECURITY ID: 178566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | For |
| 1.2 | Elect Director Bram Goldsmith | Management | For | For |
| 1.3 | Elect Director Mohamad Ali | Management | For | For |
| 1.4 | Elect Director Richard L. Bloch | Management | For | For |
| 1.5 | Elect Director Kenneth L. Coleman | Management | For | For |
| 1.6 | Elect Director Ashok Israni | Management | For | For |
| 1.7 | Elect Director Bruce Rosenblum | Management | For | For |
| 1.8 | Elect Director Peter M. Thomas | Management | For | For |
| 1.9 | Elect Director Robert H. Tuttle | Management | For | Against |
| 1.10 | Elect Director Christopher J. Warmuth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMMVAULT SYSTEMS, INC.
MEETING DATE: AUG 21, 2013 | TICKER: CVLT SECURITY ID: 204166102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Armando Geday | Management | For | For |
| 1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
| 1.3 | Elect Director David F. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COMVERSE, INC.
MEETING DATE: JUN 25, 2014 | TICKER: CNSI SECURITY ID: 20585P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Susan D. Bowick | Management | For | For |
| 1b | Elect Director James Budge | Management | For | For |
| 1c | Elect Director Matthew A. Drapkin | Management | For | For |
| 1d | Elect Director Doron Inbar | Management | For | For |
| 1e | Elect Director Neil Montefiore | Management | For | For |
| 1f | Elect Director Henry R. Nothhaft | Management | For | For |
| 1g | Elect Director Philippe Tartavull | Management | For | For |
| 1h | Elect Director Mark C. Terrell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CORNERSTONE ONDEMAND, INC.
MEETING DATE: JUN 04, 2014 | TICKER: CSOD SECURITY ID: 21925Y103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam L. Miller | Management | For | For |
| 1.2 | Elect Director R. C. Mark Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CUBIST PHARMACEUTICALS, INC.
MEETING DATE: JUN 03, 2014 | TICKER: CBST SECURITY ID: 229678107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Bonney | Management | For | For |
| 1.2 | Elect Director Jane Henney | Management | For | For |
| 1.3 | Elect Director Leon Moulder, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
CVENT, INC.
MEETING DATE: JUN 10, 2014 | TICKER: CVT SECURITY ID: 23247G109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Reggie Aggarwal | Management | For | For |
| 1.2 | Elect Director Kevin Parker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CYTEC INDUSTRIES INC.
MEETING DATE: APR 22, 2014 | TICKER: CYT SECURITY ID: 232820100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Anthony G. Fernandes | Management | For | For |
| 1b | Elect Director Shane D. Fleming | Management | For | For |
| 1c | Elect Director Raymond P. Sharpe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DEMANDWARE, INC.
MEETING DATE: MAY 21, 2014 | TICKER: DWRE SECURITY ID: 24802Y105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles F. Kane | Management | For | For |
| 1.2 | Elect Director Stephan Schambach | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DEPOMED, INC.
MEETING DATE: MAY 20, 2014 | TICKER: DEPO SECURITY ID: 249908104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter D. Staple | Management | For | For |
| 1.2 | Elect Director Vicente Anido, Jr. | Management | For | For |
| 1.3 | Elect Director G. Steven Burrill | Management | For | For |
| 1.4 | Elect Director Karen A. Dawes | Management | For | For |
| 1.5 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1.6 | Elect Director Samuel R. Saks | Management | For | For |
| 1.7 | Elect Director James A. Schoeneck | Management | For | For |
| 1.8 | Elect Director David B. Zenoff | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DESTINY MEDIA TECHNOLOGIES INC.
MEETING DATE: FEB 25, 2014 | TICKER: DSNY SECURITY ID: 25063G204
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steve Vestergaard | Management | For | For |
| 1.2 | Elect Director Edward Kolic | Management | For | For |
| 1.3 | Elect Director Lawrence J. Langs | Management | For | For |
| 1.4 | Elect Director Yoshitaro Kumagai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Approve Reverse Stock Split | Management | For | Against |
| |
|---|
DEXCOM, INC.
MEETING DATE: MAY 29, 2014 | TICKER: DXCM SECURITY ID: 252131107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Jonathan T. Lord | Management | For | For |
| 1b | Elect Director Eric Topol | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DRIL-QUIP, INC.
MEETING DATE: MAY 16, 2014 | TICKER: DRQ SECURITY ID: 262037104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake T. DeBerry | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Articles to Delete Obsolete Provisions | Management | For | For |
| 4 | Amend Articles Deleting Exception to Business Combination Provisions for Co-founders | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
DYAX CORP.
MEETING DATE: MAY 08, 2014 | TICKER: DYAX SECURITY ID: 26746E103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Fordyce | Management | For | For |
| 1.2 | Elect Director Mary Ann Gray | Management | For | For |
| 1.3 | Elect Director Thomas L. Kempner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
E2OPEN, INC.
MEETING DATE: AUG 07, 2013 | TICKER: EOPN SECURITY ID: 29788A104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Johnston Evans | Management | For | For |
| 1.2 | Elect Director Bernard Mathaisel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAY 06, 2014 | TICKER: EWBC SECURITY ID: 27579R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Iris S. Chan | Management | For | For |
| 1.2 | Elect Director Rudolph I. Estrada | Management | For | For |
| 1.3 | Elect Director Julia S. Gouw | Management | For | For |
| 1.4 | Elect Director Paul H. Irving | Management | For | For |
| 1.5 | Elect Director Tak-Chuen Clarence Kwan | Management | For | For |
| 1.6 | Elect Director John Lee | Management | For | For |
| 1.7 | Elect Director Herman Y. Li | Management | For | For |
| 1.8 | Elect Director Jack C. Liu | Management | For | For |
| 1.9 | Elect Director Dominic Ng | Management | For | For |
| 1.10 | Elect Director Keith W. Renken | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ELECTRONICS FOR IMAGING, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EFII SECURITY ID: 286082102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Brown | Management | For | For |
| 1.2 | Elect Director Gill Cogan | Management | For | For |
| 1.3 | Elect Director Guy Gecht | Management | For | For |
| 1.4 | Elect Director Thomas Georgens | Management | For | For |
| 1.5 | Elect Director Richard A. Kashnow | Management | For | For |
| 1.6 | Elect Director Dan Maydan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENERSYS
MEETING DATE: AUG 01, 2013 | TICKER: ENS SECURITY ID: 29275Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Craig | Management | For | For |
| 1.2 | Elect Director Howard I. Hoffen | Management | For | For |
| 1.3 | Elect Director Joseph C. Muscari | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EVERTEC, INC.
MEETING DATE: MAY 20, 2014 | TICKER: EVTC SECURITY ID: 30040P103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Frank G. D'Angelo | Management | For | For |
| 1b | Elect Director Peter Harrington | Management | For | For |
| 1c | Elect Director Jorge Junquera | Management | For | For |
| 1d | Elect Director Teresita Loubriel | Management | For | For |
| 1e | Elect Director Nestor O. Rivera | Management | For | For |
| 1f | Elect Director Alan H. Schumacher | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EVOLVING SYSTEMS, INC.
MEETING DATE: JUN 18, 2014 | TICKER: EVOL SECURITY ID: 30049R209
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thaddeus Dupper | Management | For | For |
| 1.2 | Elect Director David J. Nicol | Management | For | For |
| 1.3 | Elect Director David S. Oros | Management | For | For |
| 1.4 | Elect Director Richard R. Ramlall | Management | For | For |
| 1.5 | Elect Director John B. Spirtos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIESTA RESTAURANT GROUP, INC.
MEETING DATE: MAY 01, 2014 | TICKER: FRGI SECURITY ID: 31660B101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry J. Alperin | Management | For | For |
| 1.2 | Elect Director Stephen P. Elker | Management | For | For |
| 1.3 | Elect Director Brian P. Friedman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLAMEL TECHNOLOGIES
MEETING DATE: JUN 24, 2014 | TICKER: FLML SECURITY ID: 338488109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Reelect Michael S. Anderson as Director | Management | For | For |
| 4 | Reelect Guillaume Cerutti as Director | Management | For | For |
| 5 | Reelect Francis J.T. Fildes as Director | Management | For | For |
| 6 | Reelect Ambassador Craig Stapleton as Director | Management | For | For |
| 7 | Elect Christophe Navarre as Director | Management | For | For |
| 8 | Elect Ben C. Van Assche as Director | Management | For | For |
| 9 | Renew Appointments of Price Waterhouse Coopers as Auditor and Etienne Boris as Alternate Auditor | Management | For | For |
| 10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 325,000 | Management | For | For |
| 11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Abstain |
| 12 | Authorize up to 250,000 Shares for Use in Restricted Stock Plans | Management | For | Against |
| 13 | Authorize up to 1,700,000 Shares for Use in Stock Option Plans | Management | For | Against |
| 14 | Subject to Approval of Item 15, Approve Issuance of 300,000 Warrants (ADS) Reserved for Specific Beneficiaries | Management | For | Against |
| 15 | Eliminate Preemptive Rights Pursuant to Item 14 Above in Favor of Chairman and Non-Executive Directors | Management | For | Against |
| 16 | Subject to Approval of Item 17, Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Against | Against |
| 17 | Eliminate Preemptive Rights Pursuant to Item 16 Above in Favor of Employees | Management | Against | Against |
| 18 | Amend Article 13-14, 16-17 of Bylaws Re: Shareholding Requirements for Directors, Board Decisions, Age Limit for Chairman and Managing Director | Management | For | For |
| 19 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
FLIR SYSTEMS, INC.
MEETING DATE: APR 25, 2014 | TICKER: FLIR SECURITY ID: 302445101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William W. Crouch | Management | For | For |
| 1.2 | Elect Director Catherine A. Halligan | Management | For | For |
| 1.3 | Elect Director Angus L. Macdonald | Management | For | For |
| 1.4 | Elect Director Cathy Stauffer | Management | For | For |
| 1.5 | Elect Director Andrew C. Teich | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
FLUIDIGM CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: FLDM SECURITY ID: 34385P108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick S. Jones | Management | For | For |
| 1.2 | Elect Director Evan Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FXCM INC.
MEETING DATE: JUN 11, 2014 | TICKER: FXCM SECURITY ID: 302693106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William Ahdout | Management | For | For |
| 1.2 | Elect Director James G. Brown | Management | For | For |
| 1.3 | Elect Director Robin Davis | Management | For | For |
| 1.4 | Elect Director Perry Fish | Management | For | For |
| 1.5 | Elect Director Kenneth Grossman | Management | For | For |
| 1.6 | Elect Director Arthur Gruen | Management | For | For |
| 1.7 | Elect Director Eric LeGoff | Management | For | For |
| 1.8 | Elect Director Dror (Drew) Niv | Management | For | For |
| 1.9 | Elect Director David Sakhai | Management | For | For |
| 1.10 | Elect Director Ryan Silverman | Management | For | For |
| 1.11 | Elect Director Eduard Yusupov | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 10, 2014 | TICKER: GIII SECURITY ID: 36237H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Jeanette Nostra | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Allen Sirkin | Management | For | For |
| 1.9 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.10 | Elect Director Cheryl L. Vitali | Management | For | For |
| 1.11 | Elect Director Richard White | Management | For | For |
| 2 | Amend Employment Agreement with Morris Goldfarb | Management | For | For |
| 3 | Amend Employment Agreement with Sammy Aaron | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAC HOLDINGS INC.
MEETING DATE: JUN 11, 2014 | TICKER: GNRC SECURITY ID: 368736104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bennett Morgan | Management | For | For |
| 1.2 | Elect Director Todd A. Adams | Management | For | For |
| 1.3 | Elect Director Ralph W. Castner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
GENOMIC HEALTH, INC.
MEETING DATE: JUN 05, 2014 | TICKER: GHDX SECURITY ID: 37244C101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly J. Popovits | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Fred E. Cohen | Management | For | For |
| 1.5 | Elect Director Samuel D. Colella | Management | For | For |
| 1.6 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.7 | Elect Director Ginger L. Graham | Management | For | For |
| 1.8 | Elect Director Randall S. Livingston | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GRAPHIC PACKAGING HOLDING COMPANY
MEETING DATE: MAY 21, 2014 | TICKER: GPK SECURITY ID: 388689101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director G. Andrea Botta | Management | For | For |
| 1.2 | Elect Director Jeffrey H. Coors | Management | For | For |
| 1.3 | Elect Director David W. Scheible | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HOMEAWAY, INC.
MEETING DATE: JUN 04, 2014 | TICKER: AWAY SECURITY ID: 43739Q100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Brody | Management | For | For |
| 1.2 | Elect Director Christopher ('Woody') P. Marshall | Management | For | For |
| 1.3 | Elect Director Kevin Krone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HURON CONSULTING GROUP INC.
MEETING DATE: MAY 02, 2014 | TICKER: HURN SECURITY ID: 447462102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
| 1.2 | Elect Director George E. Massaro | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HYPERION THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: HPTX SECURITY ID: 44915N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James I. Healy | Management | For | For |
| 1.2 | Elect Director Jake R. Nunn | Management | For | For |
| 1.3 | Elect Director Lota S. Zoth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IMPERVA, INC.
MEETING DATE: MAY 06, 2014 | TICKER: IMPV SECURITY ID: 45321L100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shlomo Kramer | Management | For | For |
| 1.2 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.3 | Elect Director James R. Tolonen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INCONTACT, INC.
MEETING DATE: JUN 11, 2014 | TICKER: SAAS SECURITY ID: 45336E109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore Stern | Management | For | For |
| 1.2 | Elect Director Paul Jarman | Management | For | For |
| 1.3 | Elect Director Steve Barnett | Management | For | For |
| 1.4 | Elect Director Mark J. Emkjer | Management | For | For |
| 1.5 | Elect Director Blake O. Fisher, Jr. | Management | For | For |
| 1.6 | Elect Director Paul F. Koeppe | Management | For | For |
| 1.7 | Elect Director Hamid Akhavan | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INGRAM MICRO INC.
MEETING DATE: JUN 04, 2014 | TICKER: IM SECURITY ID: 457153104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard I. Atkins | Management | For | For |
| 1.2 | Elect Director Leslie Stone Heisz | Management | For | For |
| 1.3 | Elect Director John R. Ingram | Management | For | For |
| 1.4 | Elect Director Dale R. Laurance | Management | For | For |
| 1.5 | Elect Director Linda Fayne Levinson | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director Wade Oosterman | Management | For | For |
| 1.9 | Elect Director Joe B. Wyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INSMED INCORPORATED
MEETING DATE: MAY 29, 2014 | TICKER: INSM SECURITY ID: 457669307
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald Hayden, Jr. | Management | For | For |
| 1.2 | Elect Director David W.J. McGirr | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTER PARFUMS, INC.
MEETING DATE: JUL 24, 2013 | TICKER: IPAR SECURITY ID: 458334109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Madar | Management | For | For |
| 1.2 | Elect Director Philippe Benacin | Management | For | For |
| 1.3 | Elect Director Russell Greenberg | Management | For | For |
| 1.4 | Elect Director Philippe Santi | Management | For | For |
| 1.5 | Elect Director Francois Heilbronn | Management | For | For |
| 1.6 | Elect Director Jean Levy | Management | For | For |
| 1.7 | Elect Director Robert Bensoussan | Management | For | For |
| 1.8 | Elect Director Serge Rosinoer | Management | For | For |
| 1.9 | Elect Director Patrick Choel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| |
|---|
INTERACTIVE INTELLIGENCE GROUP, INC.
MEETING DATE: MAY 21, 2014 | TICKER: ININ SECURITY ID: 45841V109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald E. Brown | Management | For | For |
| 1.2 | Elect Director Richard A. Reck | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INVENSENSE, INC.
MEETING DATE: SEP 13, 2013 | TICKER: INVN SECURITY ID: 46123D205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Douglas Norby | Management | For | For |
| 1.2 | Elect Director Tim Wilson | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IRBT SECURITY ID: 462726100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gail Deegan | Management | For | For |
| 1.2 | Elect Director Andrea Geisser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 10, 2014 | TICKER: ISIS SECURITY ID: 464330109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
| 1.2 | Elect Director B. Lynne Parshall | Management | For | For |
| 1.3 | Elect Director Joseph H. Wender | Management | For | For |
| 2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
| 3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ITT CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: ITT SECURITY ID: 450911201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Orlando D. Ashford | Management | For | For |
| 1b | Elect Director G. Peter D. Aloia | Management | For | For |
| 1c | Elect Director Donald DeFosset, Jr. | Management | For | For |
| 1d | Elect Director Christina A. Gold | Management | For | For |
| 1e | Elect Director Rebecca A. McDonald | Management | For | For |
| 1f | Elect Director Richard P. Lavin | Management | For | For |
| 1g | Elect Director Frank T. MacInnis | Management | For | For |
| 1h | Elect Director Denise L. Ramos | Management | For | For |
| 1i | Elect Director Donald J. Stebbins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Stock Retention | Shareholder | Against | Against |
| |
|---|
KAR AUCTION SERVICES, INC.
MEETING DATE: JUN 10, 2014 | TICKER: KAR SECURITY ID: 48238T109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ryan M. Birtwell | Management | For | For |
| 1.2 | Elect Director Brian T. Clingen | Management | For | For |
| 1.3 | Elect Director Donna R. Ecton | Management | For | For |
| 1.4 | Elect Director Peter R. Formanek | Management | For | For |
| 1.5 | Elect Director James P. Hallett | Management | For | For |
| 1.6 | Elect Director Mark E. Hill | Management | For | For |
| 1.7 | Elect Director Lynn Jolliffe | Management | For | For |
| 1.8 | Elect Director Michael T. Kestner | Management | For | For |
| 1.9 | Elect Director John P. Larson | Management | For | For |
| 1.10 | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LAKELAND FINANCIAL CORPORATION
MEETING DATE: APR 08, 2014 | TICKER: LKFN SECURITY ID: 511656100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blake W. Augsburger | Management | For | For |
| 1.2 | Elect Director Robert E. Bartels, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas A. Hiatt | Management | For | For |
| 1.4 | Elect Director Michael L. Kubacki | Management | For | For |
| 1.5 | Elect Director Charles E. Niemier | Management | For | For |
| 1.6 | Elect Director Steven D. Ross | Management | For | For |
| 1.7 | Elect Director Brian J. Smith | Management | For | For |
| 1.8 | Elect Director Bradley J. Toothaker | Management | For | For |
| 1.9 | Elect Director Ronald D. Truex | Management | For | For |
| 1.10 | Elect Director M. Scott Welch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LANDSTAR SYSTEM, INC.
MEETING DATE: MAY 22, 2014 | TICKER: LSTR SECURITY ID: 515098101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David G. Bannister | Management | For | For |
| 1.2 | Elect Director Michael A. Henning | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 15, 2014 | TICKER: LII SECURITY ID: 526107107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet K. Cooper | Management | For | For |
| 1.2 | Elect Director John W. Norris, III | Management | For | For |
| 1.3 | Elect Director Paul W. Schmidt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LUXFER HOLDINGS PLC
MEETING DATE: MAY 29, 2014 | TICKER: LXFR SECURITY ID: 550678106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Director Joseph Bonn as Director | Management | For | For |
| 3 | Elect Director Kevin Flannery as Director | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors of the Company | Management | For | For |
| 5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Approve Remuneration Policy | Management | For | For |
| 8 | Approve Stock Split | Management | For | For |
| 9 | Authorize Off-Market Purchase of Ordinary Shares | Management | For | For |
| 10 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Authorize Off-Market Purchase of Ordinary Shares | Management | For | For |
| |
|---|
MANHATTAN ASSOCIATES, INC.
MEETING DATE: MAY 15, 2014 | TICKER: MANH SECURITY ID: 562750109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Cassidy | Management | For | For |
| 1.2 | Elect Director Eddie Capel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
MASIMO CORPORATION
MEETING DATE: JUN 05, 2014 | TICKER: MASI SECURITY ID: 574795100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Barker | Management | For | For |
| 1.2 | Elect Director Sanford Fitch | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MAXIMUS, INC.
MEETING DATE: MAR 19, 2014 | TICKER: MMS SECURITY ID: 577933104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell A. Beliveau | Management | For | For |
| 1.2 | Elect Director John J. Haley | Management | For | For |
| 1.3 | Elect Director Marilyn R. Seymann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDASSETS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MDAS SECURITY ID: 584045108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rand A. Ballard | Management | For | For |
| 1.2 | Elect Director Vernon R. Loucks, Jr. | Management | For | For |
| 1.3 | Elect Director R. Halsey Wise | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MEDIDATA SOLUTIONS, INC.
MEETING DATE: MAY 28, 2014 | TICKER: MDSO SECURITY ID: 58471A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tarek A. Sherif | Management | For | For |
| 1.2 | Elect Director Glen M. de Vries | Management | For | For |
| 1.3 | Elect Director Carlos Dominguez | Management | For | For |
| 1.4 | Elect Director Neil M. Kurtz | Management | For | For |
| 1.5 | Elect Director George W. McCulloch | Management | For | For |
| 1.6 | Elect Director Lee A. Shapiro | Management | For | For |
| 1.7 | Elect Director Robert B. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MEDIFAST INC.
MEETING DATE: JUN 17, 2014 | TICKER: MED SECURITY ID: 58470H101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Connolly | Management | For | For |
| 1.2 | Elect Director Jason L. Groves | Management | For | For |
| 1.3 | Elect Director John P. McDaniel | Management | For | For |
| 1.4 | Elect Director Donald F. Reilly | Management | For | For |
| 1.5 | Elect Director Carl E. Sassano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
MEDIVATION, INC.
MEETING DATE: JUN 27, 2014 | TICKER: MDVN SECURITY ID: 58501N101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel D. Adams | Management | For | For |
| 1.2 | Elect Director Kim D. Blickenstaff | Management | For | For |
| 1.3 | Elect Director Kathryn E. Falberg | Management | For | For |
| 1.4 | Elect Director David T. Hung | Management | For | For |
| 1.5 | Elect Director C. Patrick Machado | Management | For | For |
| 1.6 | Elect Director Dawn Svoronos | Management | For | For |
| 1.7 | Elect Director W. Anthony Vernon | Management | For | For |
| 1.8 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 08, 2014 | TICKER: MD SECURITY ID: 58502B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERIDIAN INTERSTATE BANCORP, INC.
MEETING DATE: MAY 14, 2014 | TICKER: EBSB SECURITY ID: 58964Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vincent D. Basile | Management | For | For |
| 1.2 | Elect Director Edward J. Merritt | Management | For | For |
| 1.3 | Elect Director James G. Sartori | Management | For | For |
| 1.4 | Elect Director Carl A. LaGreca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MERIDIAN INTERSTATE BANCORP, INC.
MEETING DATE: JUN 26, 2014 | TICKER: EBSB SECURITY ID: 58964Q104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reorganization Plan | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MIRATI THERAPEUTICS, INC.
MEETING DATE: MAY 21, 2014 | TICKER: MRTX SECURITY ID: 60468T105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Baum | Management | For | For |
| 1.2 | Elect Director Henry J. Fuchs | Management | For | Withhold |
| 1.3 | Elect Director Craig Johnson | Management | For | For |
| 1.4 | Elect Director Rodney W. Lappe | Management | For | For |
| 1.5 | Elect Director William R. Ringo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 12, 2014 | TICKER: MPWR SECURITY ID: 609839105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor K. Lee | Management | For | For |
| 1.2 | Elect Director James C. Moyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MTS SYSTEMS CORPORATION
MEETING DATE: FEB 11, 2014 | TICKER: MTSC SECURITY ID: 553777103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David J. Anderson | Management | For | For |
| 1.2 | Elect Director Jean-Lou Chameau | Management | For | For |
| 1.3 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.4 | Elect Director David D. Johnson | Management | For | For |
| 1.5 | Elect Director Emily M. Liggett | Management | For | For |
| 1.6 | Elect Director Barb J. Samardzich | Management | For | For |
| 1.7 | Elect Director Gail P. Steinel | Management | For | For |
| 1.8 | Elect Director Chun Hung (Kenneth) Yu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MUELLER INDUSTRIES, INC.
MEETING DATE: MAY 01, 2014 | TICKER: MLI SECURITY ID: 624756102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory L. Christopher | Management | For | For |
| 1.2 | Elect Director Paul J. Flaherty | Management | For | For |
| 1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
| 1.4 | Elect Director Gary S. Gladstein | Management | For | For |
| 1.5 | Elect Director Scott J. Goldman | Management | For | For |
| 1.6 | Elect Director Terry Hermanson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2014 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Thomas M. Gattle, Jr. | Management | For | For |
| 1.3 | Elect Director Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
MWI VETERINARY SUPPLY, INC.
MEETING DATE: FEB 12, 2014 | TICKER: MWIV SECURITY ID: 55402X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Alessi | Management | For | For |
| 1.2 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.3 | Elect Director James F. Cleary, Jr. | Management | For | For |
| 1.4 | Elect Director A. Craig Olson | Management | For | For |
| 1.5 | Elect Director Robert N. Rebholtz, Jr. | Management | For | For |
| 1.6 | Elect Director William J. Robison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NEONODE INC.
MEETING DATE: JUN 05, 2014 | TICKER: NEON SECURITY ID: 64051M402
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mats Dahlin | Management | For | For |
| 1.2 | Elect Director Lars Lindqvist | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEWLINK GENETICS CORPORATION
MEETING DATE: MAY 01, 2014 | TICKER: NLNK SECURITY ID: 651511107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Link, Jr. | Management | For | For |
| 1.2 | Elect Director Thomas A. Raffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NIC INC.
MEETING DATE: MAY 06, 2014 | TICKER: EGOV SECURITY ID: 62914B100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harry H. Herington | Management | For | For |
| 1.2 | Elect Director Art N. Burtscher | Management | For | For |
| 1.3 | Elect Director Daniel J. Evans | Management | For | For |
| 1.4 | Elect Director Karen S. Evans | Management | For | For |
| 1.5 | Elect Director Ross C. Hartley | Management | For | For |
| 1.6 | Elect Director C. Brad Henry | Management | For | For |
| 1.7 | Elect Director Alexander C. Kemper | Management | For | For |
| 1.8 | Elect Director William M. Lyons | Management | For | For |
| 1.9 | Elect Director Pete Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NOVADAQ TECHNOLOGIES INC.
MEETING DATE: MAY 21, 2014 | TICKER: NDQ SECURITY ID: 66987G102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Menawat | Management | For | For |
| 1.2 | Elect Director Aaron Davidson | Management | For | For |
| 1.3 | Elect Director Anthony Griffiths | Management | For | For |
| 1.4 | Elect Director Harold O. Koch, Jr. | Management | For | For |
| 1.5 | Elect Director William A. MacKinnon | Management | For | For |
| 1.6 | Elect Director Thomas Wellner | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
NOVAVAX, INC.
MEETING DATE: JUN 12, 2014 | TICKER: NVAX SECURITY ID: 670002104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley C. Erck | Management | For | For |
| 1.2 | Elect Director Rajiv I. Modi | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
OMNICARE, INC.
MEETING DATE: MAY 22, 2014 | TICKER: OCR SECURITY ID: 681904108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John L. Bernbach | Management | For | For |
| 1b | Elect Director James G. Carlson | Management | For | For |
| 1c | Elect Director Mark A. Emmert | Management | For | For |
| 1d | Elect Director Steven J. Heyer | Management | For | For |
| 1e | Elect Director Samuel R. Leno | Management | For | For |
| 1f | Elect Director Barry P. Schochet | Management | For | For |
| 1g | Elect Director James D. Shelton | Management | For | For |
| 1h | Elect Director Amy Wallman | Management | For | For |
| 1i | Elect Director John L. Workman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
OMNICELL, INC.
MEETING DATE: MAY 20, 2014 | TICKER: OMCL SECURITY ID: 68213N109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy D. Lindholm | Management | For | For |
| 1.2 | Elect Director Sara J. White | Management | For | For |
| 1.3 | Elect Director Joanne B. Bauer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OSHKOSH CORPORATION
MEETING DATE: FEB 04, 2014 | TICKER: OSK SECURITY ID: 688239201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Donnelly | Management | For | For |
| 1.2 | Elect Director Peter B. Hamilton | Management | For | For |
| 1.3 | Elect Director Kathleen J. Hempel | Management | For | For |
| 1.4 | Elect Director Leslie F. Kenne | Management | For | For |
| 1.5 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.6 | Elect Director Craig P. Omtvedt | Management | For | For |
| 1.7 | Elect Director Duncan J. Palmer | Management | For | For |
| 1.8 | Elect Director John S. Shiely | Management | For | For |
| 1.9 | Elect Director Richard G. Sim | Management | For | For |
| 1.10 | Elect Director Charles L. Szews | Management | For | For |
| 1.11 | Elect Director William S. Wallace | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
| |
|---|
OXFORD IMMUNOTEC GLOBAL PLC
MEETING DATE: JUN 12, 2014 | TICKER: OXFD SECURITY ID: G6855A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Herm Rosenman as Director | Management | For | Against |
| 2 | Elect Patricia Randall as Director | Management | For | For |
| 3 | Approve Audit Committee's Appointment of Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Remuneration Policy | Management | For | For |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 11 | Amend Quorum Requirements | Management | For | For |
| 12 | Amend Articles of Association Re: Notice of Meetings | Management | For | For |
| |
|---|
P. H. GLATFELTER COMPANY
MEETING DATE: MAY 01, 2014 | TICKER: GLT SECURITY ID: 377316104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Dahlberg | Management | For | For |
| 1.2 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.3 | Elect Director Kevin M. Fogarty | Management | For | For |
| 1.4 | Elect Director J. Robert Hall | Management | For | For |
| 1.5 | Elect Director Richard C. Ill | Management | For | For |
| 1.6 | Elect Director Ronald J. Naples | Management | For | For |
| 1.7 | Elect Director Dante C. Parrini | Management | For | For |
| 1.8 | Elect Director Richard L. Smoot | Management | For | For |
| 1.9 | Elect Director Lee C. Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACIFIC PREMIER BANCORP, INC.
MEETING DATE: MAY 27, 2014 | TICKER: PPBI SECURITY ID: 69478X105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Boudreau | Management | For | For |
| 1.2 | Elect Director John J. Carona | Management | For | For |
| 1.3 | Elect Director Steven R. Gardner | Management | For | For |
| 1.4 | Elect Director Joseph L. Garrett | Management | For | For |
| 1.5 | Elect Director John D. Goddard | Management | For | For |
| 1.6 | Elect Director Jeff C. Jones | Management | For | For |
| 1.7 | Elect Director Michael L. McKennon | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PAPA JOHN'S INTERNATIONAL, INC.
MEETING DATE: APR 29, 2014 | TICKER: PZZA SECURITY ID: 698813102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director John H. Schnatter | Management | For | For |
| 1b | Elect Director Mark S. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
PARAMETRIC SOUND CORPORATION
MEETING DATE: DEC 27, 2013 | TICKER: PAMT SECURITY ID: 699172201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
PDF SOLUTIONS, INC.
MEETING DATE: MAY 27, 2014 | TICKER: PDFS SECURITY ID: 693282105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas Caulfield | Management | For | For |
| 1.2 | Elect Director R. Stephen Heinrichs | Management | For | For |
| 1.3 | Elect Director Joseph R. Bronson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PLANTRONICS, INC.
MEETING DATE: AUG 01, 2013 | TICKER: PLT SECURITY ID: 727493108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marv Tseu | Management | For | For |
| 1.2 | Elect Director Ken Kannappan | Management | For | For |
| 1.3 | Elect Director Brian Dexheimer | Management | For | For |
| 1.4 | Elect Director Robert Hagerty | Management | For | For |
| 1.5 | Elect Director Gregg Hammann | Management | For | For |
| 1.6 | Elect Director John Hart | Management | For | For |
| 1.7 | Elect Director Marshall Mohr | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
POLYONE CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: POL SECURITY ID: 73179P106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Fearon | Management | For | For |
| 1.2 | Elect Director Gregory J. Goff | Management | For | For |
| 1.3 | Elect Director Gordon D. Harnett | Management | For | For |
| 1.4 | Elect Director Sandra B. Lin | Management | For | For |
| 1.5 | Elect Director Richard A. Lorraine | Management | For | For |
| 1.6 | Elect Director Stephen D. Newlin | Management | For | For |
| 1.7 | Elect Director Robert M. Patterson | Management | For | For |
| 1.8 | Elect Director William H. Powell | Management | For | For |
| 1.9 | Elect Director Kerry J. Preete | Management | For | For |
| 1.10 | Elect Director Farah M. Walters | Management | For | For |
| 1.11 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
POPEYES LOUISIANA KITCHEN, INC.
MEETING DATE: MAY 22, 2014 | TICKER: PLKI SECURITY ID: 732872106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Krishnan Anand | Management | For | For |
| 1.2 | Elect Director Victor Arias, Jr. | Management | For | For |
| 1.3 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.4 | Elect Director Carolyn Hogan Byrd | Management | For | For |
| 1.5 | Elect Director John M. Cranor, III | Management | For | For |
| 1.6 | Elect Director R. William Ide, III | Management | For | For |
| 1.7 | Elect Director Joel K. Manby | Management | For | For |
| 1.8 | Elect Director Martyn R. Redgrave | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PREFORMED LINE PRODUCTS COMPANY
MEETING DATE: MAY 06, 2014 | TICKER: PLPC SECURITY ID: 740444104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn Corlett | Management | For | For |
| 1.2 | Elect Director Michael Gibbons | Management | For | For |
| 1.3 | Elect Director Steven Kestner | Management | For | For |
| 1.4 | Elect Director Randall Ruhlman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PRIMERICA, INC.
MEETING DATE: MAY 21, 2014 | TICKER: PRI SECURITY ID: 74164M108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Addison, Jr. | Management | For | For |
| 1.2 | Elect Director Joel M. Babbit | Management | For | For |
| 1.3 | Elect Director P. George Benson | Management | For | For |
| 1.4 | Elect Director Gary L. Crittenden | Management | For | For |
| 1.5 | Elect Director Cynthia N. Day | Management | For | For |
| 1.6 | Elect Director Mark Mason | Management | For | For |
| 1.7 | Elect Director Robert F. McCullough | Management | For | For |
| 1.8 | Elect Director Beatriz R. Perez | Management | For | For |
| 1.9 | Elect Director D. Richard Williams | Management | For | For |
| 1.10 | Elect Director Barbara A. Yastine | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUIDEL CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: QDEL SECURITY ID: 74838J101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas D. Brown | Management | For | For |
| 1.2 | Elect Director Douglas C. Bryant | Management | For | For |
| 1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
| 1.4 | Elect Director Rod F. Dammeyer | Management | For | For |
| 1.5 | Elect Director Mary Lake Polan | Management | For | For |
| 1.6 | Elect Director Mark A. Pulido | Management | For | For |
| 1.7 | Elect Director Jack W. Schuler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
REPLIGEN CORPORATION
MEETING DATE: MAY 15, 2014 | TICKER: RGEN SECURITY ID: 759916109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn L. Cooper | Management | For | For |
| 1.2 | Elect Director John G. Cox | Management | For | For |
| 1.3 | Elect Director Karen A. Dawes | Management | For | For |
| 1.4 | Elect Director Alfred L. Goldberg | Management | For | For |
| 1.5 | Elect Director Michael A. Griffith | Management | For | For |
| 1.6 | Elect Director Walter C. Herlihy | Management | For | For |
| 1.7 | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RIGNET, INC.
MEETING DATE: MAY 09, 2014 | TICKER: RNET SECURITY ID: 766582100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Charles L. Davis | Management | For | For |
| 1.4 | Elect Director Kevin Mulloy | Management | For | For |
| 1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.6 | Elect Director Keith Olsen | Management | For | For |
| 1.7 | Elect Director Mark B. Slaughter | Management | For | For |
| 1.8 | Elect Director Brent K. Whittington | Management | For | For |
| 1.9 | Elect Director Ditlef de Vibe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SAPIENT CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: SAPE SECURITY ID: 803062108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Benson | Management | For | For |
| 1.2 | Elect Director Jerry A. Greenberg | Management | For | For |
| 1.3 | Elect Director Alan J. Herrick | Management | For | For |
| 1.4 | Elect Director Silvia Lagnado | Management | For | For |
| 1.5 | Elect Director J. Stuart Moore | Management | For | For |
| 1.6 | Elect Director Robert L. Rosen | Management | For | For |
| 1.7 | Elect Director Eva M. Sage-Gavin | Management | For | For |
| 1.8 | Elect Director Ashok Shah | Management | For | For |
| 1.9 | Elect Director Vijay Singal | Management | For | For |
| 1.10 | Elect Director Curtis R. Welling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 14, 2014 | TICKER: SCI SECURITY ID: 817565104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Ryan | Management | For | For |
| 1.2 | Elect Director Malcolm Gillis | Management | For | For |
| 1.3 | Elect Director Clifton H. Morris, Jr. | Management | For | For |
| 1.4 | Elect Director W. Blair Waltrip | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
SIRONA DENTAL SYSTEMS, INC.
MEETING DATE: FEB 19, 2014 | TICKER: SIRO SECURITY ID: 82966C103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William K. Hood | Management | For | For |
| 1.2 | Elect Director Thomas Jetter | Management | For | For |
| 1.3 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1.4 | Elect Director Jeffrey T. Slovin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 16, 2014 | TICKER: SONC SECURITY ID: 835451105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony D. Bartel | Management | For | For |
| 1.2 | Elect Director Lauren R. Hobart | Management | For | For |
| 1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
| 1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
SPIRIT AIRLINES, INC.
MEETING DATE: JUN 17, 2014 | TICKER: SAVE SECURITY ID: 848577102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
STAAR SURGICAL COMPANY
MEETING DATE: JUN 09, 2014 | TICKER: STAA SECURITY ID: 852312305
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark B. Logan | Management | For | For |
| 1.2 | Elect Director Barry Caldwell | Management | For | For |
| 1.3 | Elect Director Charles Slacik | Management | For | For |
| 1.4 | Elect Director Richard A. 'Randy' Meier | Management | For | For |
| 1.5 | Elect Director John C. Moore | Management | For | For |
| 1.6 | Elect Director Kathryn Tunstall | Management | For | For |
| 1.7 | Elect Director Caren Mason | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Increase in Size of Board | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STAMPS.COM INC.
MEETING DATE: JUN 11, 2014 | TICKER: STMP SECURITY ID: 852857200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth McBride | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: SFG SECURITY ID: 852891100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick W. Buckman | Management | For | For |
| 1.2 | Elect Director J. Greg Ness | Management | For | For |
| 1.3 | Elect Director Mary F. Sammons | Management | For | For |
| 1.4 | Elect Director Timothy A. Holt | Management | For | For |
| 1.5 | Elect Director Kevin M. Murai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STANDARD MOTOR PRODUCTS, INC.
MEETING DATE: MAY 15, 2014 | TICKER: SMP SECURITY ID: 853666105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1.2 | Elect Director Joseph W. McDonnell | Management | For | For |
| 1.3 | Elect Director Alisa C. Norris | Management | For | For |
| 1.4 | Elect Director Arthur S. Sills | Management | For | For |
| 1.5 | Elect Director Lawrence I. Sills | Management | For | For |
| 1.6 | Elect Director Peter J. Sills | Management | For | For |
| 1.7 | Elect Director Frederick D. Sturdivant | Management | For | For |
| 1.8 | Elect Director William H. Turner | Management | For | For |
| 1.9 | Elect Director Richard S. Ward | Management | For | For |
| 1.10 | Elect Director Roger M. Widmann | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
STANDEX INTERNATIONAL CORPORATION
MEETING DATE: DEC 10, 2013 | TICKER: SXI SECURITY ID: 854231107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William R. Fenoglio | Management | For | For |
| 1.2 | Elect Director Thomas J. Hansen | Management | For | For |
| 1.3 | Elect Director H. Nicholas Muller, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STEMLINE THERAPEUTICS, INC.
MEETING DATE: JUN 19, 2014 | TICKER: STML SECURITY ID: 85858C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Eric L. Dobmeier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STERIS CORPORATION
MEETING DATE: JUL 25, 2013 | TICKER: STE SECURITY ID: 859152100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Breeden | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Jacqueline B. Kosecoff | Management | For | For |
| 1.4 | Elect Director David B. Lewis | Management | For | For |
| 1.5 | Elect Director Kevin M. McMullen | Management | For | For |
| 1.6 | Elect Director Walter M Rosebrough, Jr. | Management | For | For |
| 1.7 | Elect Director Mohsen M. Sohi | Management | For | For |
| 1.8 | Elect Director John P. Wareham | Management | For | For |
| 1.9 | Elect Director Loyal W. Wilson | Management | For | For |
| 1.10 | Elect Director Michael B. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STEVEN MADDEN, LTD.
MEETING DATE: MAY 23, 2014 | TICKER: SHOO SECURITY ID: 556269108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward R. Rosenfeld | Management | For | For |
| 1.2 | Elect Director Rose Peabody Lynch | Management | For | For |
| 1.3 | Elect Director John L. Madden | Management | For | For |
| 1.4 | Elect Director Peter Migliorini | Management | For | For |
| 1.5 | Elect Director Richard P. Randall | Management | For | For |
| 1.6 | Elect Director Ravi Sachdev | Management | For | For |
| 1.7 | Elect Director Thomas H. Schwartz | Management | For | For |
| 1.8 | Elect Director Robert Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SUNESIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 05, 2014 | TICKER: SNSS SECURITY ID: 867328601
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Matthew K. Fust | Management | For | For |
| 1.2 | Elect Director David C. Stump | Management | For | For |
| 1.3 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNAGEVA BIOPHARMA CORP.
MEETING DATE: JUN 04, 2014 | TICKER: GEVA SECURITY ID: 87159A103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sanj K. Patel | Management | For | For |
| 1.2 | Elect Director Felix J. Baker | Management | For | For |
| 1.3 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.4 | Elect Director Stephen R. Davis | Management | For | For |
| 1.5 | Elect Director Thomas R. Malley | Management | For | For |
| 1.6 | Elect Director Barry Quart | Management | For | For |
| 1.7 | Elect Director Thomas J. Tisch | Management | For | For |
| 1.8 | Elect Director Peter Wirth | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SYNERGY PHARMACEUTICALS INC.
MEETING DATE: SEP 30, 2013 | TICKER: SGYP SECURITY ID: 871639308
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary S. Jacob | Management | For | For |
| 1.2 | Elect Director Melvin K. Spigelman | Management | For | Withhold |
| 1.3 | Elect Director John P. Brancaccio | Management | For | Withhold |
| 1.4 | Elect Director Thomas H. Adams | Management | For | Withhold |
| 1.5 | Elect Director Christopher McGuigan | Management | For | For |
| 1.6 | Elect Director Alan F. Joslyn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: TCB SECURITY ID: 872275102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond L. Barton | Management | For | For |
| 1.2 | Elect Director Peter Bell | Management | For | For |
| 1.3 | Elect Director William F. Bieber | Management | For | For |
| 1.4 | Elect Director Theodore J. Bigos | Management | For | For |
| 1.5 | Elect Director William A. Cooper | Management | For | For |
| 1.6 | Elect Director Thomas A. Cusick | Management | For | For |
| 1.7 | Elect Director Craig R. Dahl | Management | For | For |
| 1.8 | Elect Director Karen L. Grandstrand | Management | For | For |
| 1.9 | Elect Director Thomas F. Jasper | Management | For | For |
| 1.10 | Elect Director George G. Johnson | Management | For | For |
| 1.11 | Elect Director Vance K. Opperman | Management | For | For |
| 1.12 | Elect Director James M. Ramstad | Management | For | For |
| 1.13 | Elect Director Barry N. Winslow | Management | For | For |
| 1.14 | Elect Director Richard A. Zona | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 23, 2014 | TICKER: TDY SECURITY ID: 879360105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roxanne S. Austin | Management | For | For |
| 1.2 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.3 | Elect Director Frank V. Cahouet | Management | For | For |
| 1.4 | Elect Director Kenneth C. Dahlberg | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 14, 2014 | TICKER: TEN SECURITY ID: 880349105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. Freyman | Management | For | For |
| 1.2 | Elect Director Dennis J. Letham | Management | For | For |
| 1.3 | Elect Director Hari N. Nair | Management | For | For |
| 1.4 | Elect Director Roger B. Porter | Management | For | For |
| 1.5 | Elect Director David B. Price, Jr. | Management | For | For |
| 1.6 | Elect Director Gregg M. Sherrill | Management | For | For |
| 1.7 | Elect Director Paul T. Stecko | Management | For | For |
| 1.8 | Elect Director Jane L. Warner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TEXTURA CORPORATION
MEETING DATE: FEB 03, 2014 | TICKER: TXTR SECURITY ID: 883211104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward K. Chandler | Management | For | Withhold |
| 1.2 | Elect Director David Habiger | Management | For | Withhold |
| 1.3 | Elect Director Peter Pace | Management | For | Withhold |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THE MANITOWOC COMPANY, INC.
MEETING DATE: MAY 06, 2014 | TICKER: MTW SECURITY ID: 563571108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald M. Condon | Management | For | For |
| 1.2 | Elect Director Keith D. Nosbusch | Management | For | For |
| 1.3 | Elect Director Glen E. Tellock | Management | For | For |
| 1.4 | Elect Director Robert G. Bohn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
THE SPECTRANETICS CORPORATION
MEETING DATE: JUN 10, 2014 | TICKER: SPNC SECURITY ID: 84760C107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maria Sainz | Management | For | For |
| 1.2 | Elect Director Daniel A. Pelak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
THRESHOLD PHARMACEUTICALS, INC.
MEETING DATE: MAY 16, 2014 | TICKER: THLD SECURITY ID: 885807206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
| 1.2 | Elect Director Harold E. Selick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TILE SHOP HOLDINGS, INC.
MEETING DATE: JUL 23, 2013 | TICKER: TTS SECURITY ID: 88677Q109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Jacullo III | Management | For | For |
| 1.2 | Elect Director Adam L. Suttin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| |
|---|
UNIVERSAL ELECTRONICS INC.
MEETING DATE: JUN 12, 2014 | TICKER: UEIC SECURITY ID: 913483103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Arling | Management | For | For |
| 1.2 | Elect Director Satjiv S. Chahil | Management | For | For |
| 1.3 | Elect Director William C. Mulligan | Management | For | For |
| 1.4 | Elect Director J.C. Sparkman | Management | For | For |
| 1.5 | Elect Director Gregory P. Stapleton | Management | For | For |
| 1.6 | Elect Director Carl E. Vogel | Management | For | For |
| 1.7 | Elect Director Edward K. Zinser | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
VERA BRADLEY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: VRA SECURITY ID: 92335C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen Kaplan | Management | For | For |
| 1.2 | Elect Director John E. Kyees | Management | For | For |
| 1.3 | Elect Director Matthew McEvoy | Management | For | For |
| 1.4 | Elect Director Robert Wallstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VISTEON CORPORATION
MEETING DATE: JUN 12, 2014 | TICKER: VC SECURITY ID: 92839U206
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Duncan H. Cocroft | Management | For | For |
| 1b | Elect Director Jeffrey D. Jones | Management | For | For |
| 1c | Elect Director Timothy D. Leuliette | Management | For | For |
| 1d | Elect Director Robert J. Manzo | Management | For | For |
| 1e | Elect Director Francis M. Scricco | Management | For | For |
| 1f | Elect Director David L. Treadwell | Management | For | For |
| 1g | Elect Director Harry J. Wilson | Management | For | For |
| 1h | Elect Director Kam Ho George Yuen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Morgan | Management | For | For |
| 1.2 | Elect Director James L. Singleton | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN ENERGY SERVICES CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: WRG SECURITY ID: 958159303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Six | Management | For | For |
| 2.1 | Elect Director Thomas M. Alford | Management | For | For |
| 2.2 | Elect Director Donald D. Copeland | Management | For | For |
| 2.3 | Elect Director Lorne A. Gartner | Management | For | For |
| 2.4 | Elect Director Alex R.N. MacAusland | Management | For | For |
| 2.5 | Elect Director Ronald P. Mathison | Management | For | For |
| 2.6 | Elect Director John R. Rooney | Management | For | For |
| 3 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
WHITEWAVE FOODS COMPANY
MEETING DATE: SEP 24, 2013 | TICKER: WWAV SECURITY ID: 966244105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
WOLVERINE WORLD WIDE, INC.
MEETING DATE: APR 23, 2014 | TICKER: WWW SECURITY ID: 978097103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William K. Gerber | Management | For | For |
| 1.2 | Elect Director Blake W. Krueger | Management | For | For |
| 1.3 | Elect Director Nicholas T. Long | Management | For | For |
| 1.4 | Elect Director Michael A. Volkema | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
XOMA CORPORATION
MEETING DATE: MAY 22, 2014 | TICKER: XOMA SECURITY ID: 98419J107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Varian | Management | For | For |
| 1.2 | Elect Director Patrick J. Scannon | Management | For | For |
| 1.3 | Elect Director W. Denman Van Ness | Management | For | For |
| 1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
| 1.5 | Elect Director Peter Barton Hutt | Management | For | For |
| 1.6 | Elect Director Joseph M. Limber | Management | For | For |
| 1.7 | Elect Director Kelvin Neu | Management | For | For |
| 1.8 | Elect Director Timothy P. Walbert | Management | For | For |
| 1.9 | Elect Director Jack L. Wyszomierski | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
XTREME DRILLING AND COIL SERVICES CORP.
MEETING DATE: AUG 02, 2013 | TICKER: XDC SECURITY ID: 98419V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| |
|---|
XTREME DRILLING AND COIL SERVICES CORP.
MEETING DATE: APR 16, 2014 | TICKER: XDC SECURITY ID: 98419V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Elect Director Randolph M. Charron | Management | For | For |
| 3 | Elect Director Douglas A. Dafoe | Management | For | For |
| 4 | Elect Director J. William Franklin, Jr. | Management | For | For |
| 5 | Elect Director James B. Renfroe, Jr. | Management | For | For |
| 6 | Elect Director Peter J. Sharpe | Management | For | For |
| 7 | Elect Director David W. Wehlmann | Management | For | For |
| 8 | Elect Director Thomas D. Wood | Management | For | For |
| 9 | Fix Number of Directors at Seven | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP VALUE FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AARON'S, INC.
MEETING DATE: JUN 10, 2014 | TICKER: AAN SECURITY ID: 002535300
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Ray M. Robinson | Management | For | For |
| 2.2 | Elect Director Ronald W. Allen | Management | For | For |
| 2.3 | Elect Director Brian R. Kahn | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ACCO BRANDS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: ACCO SECURITY ID: 00081T108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director James A. Buzzard | Management | For | For |
| 1.3 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.4 | Elect Director Boris Elisman | Management | For | For |
| 1.5 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.6 | Elect Director Pradeep Jotwani | Management | For | For |
| 1.7 | Elect Director Robert J. Keller | Management | For | For |
| 1.8 | Elect Director Thomas Kroeger | Management | For | For |
| 1.9 | Elect Director Michael Norkus | Management | For | For |
| 1.10 | Elect Director E. Mark Rajkowski | Management | For | For |
| 1.11 | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
AMSURG CORP.
MEETING DATE: MAY 20, 2014 | TICKER: AMSG SECURITY ID: 03232P405
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry D. Herr | Management | For | For |
| 1.2 | Elect Director Christopher A. Holden | Management | For | For |
| 1.3 | Elect Director Joey A. Jacobs | Management | For | For |
| 1.4 | Elect Director Kevin P. Lavender | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Sustainability | Shareholder | Against | Abstain |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 16, 2014 | TICKER: ABG SECURITY ID: 043436104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Juanita T. James | Management | For | For |
| 1.2 | Elect Director Craig T. Monaghan | Management | For | For |
| 2 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ASPEN INSURANCE HOLDINGS LIMITED
MEETING DATE: APR 23, 2014 | TICKER: AHL SECURITY ID: G05384105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher O'Kane | Management | For | Withhold |
| 1.2 | Elect Director Liaquat Ahamed | Management | For | Withhold |
| 1.3 | Elect Director Albert Beer | Management | For | Withhold |
| 1.4 | Elect Director John Cavoores | Management | For | Withhold |
| 1.5 | Elect Director Heidi Hutter | Management | For | Withhold |
| 1.6 | Elect Director Gary Gregg | Management | For | Withhold |
| 1.7 | Elect Director Bret Pearlman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 22, 2014 | TICKER: ASBC SECURITY ID: 045487105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Philip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Robert A. Jeffe | Management | For | For |
| 1.7 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.8 | Elect Director Richard T. Lommen | Management | For | For |
| 1.9 | Elect Director Cory L. Nettles | Management | For | For |
| 1.10 | Elect Director J. Douglas Quick | Management | For | For |
| 1.11 | Elect Director Karen T. van Lith | Management | For | For |
| 1.12 | Elect Director John (Jay) B. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ASTORIA FINANCIAL CORPORATION
MEETING DATE: MAY 21, 2014 | TICKER: AF SECURITY ID: 046265104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Palleschi | Management | For | For |
| 1.2 | Elect Director Jane D. Carlin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
ATLAS AIR WORLDWIDE HOLDINGS, INC.
MEETING DATE: JUN 16, 2014 | TICKER: AAWW SECURITY ID: 049164205
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Agnew | Management | For | For |
| 1.2 | Elect Director Timothy J. Bernlohr | Management | For | For |
| 1.3 | Elect Director William J. Flynn | Management | For | For |
| 1.4 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.5 | Elect Director Carol B. Hallett | Management | For | For |
| 1.6 | Elect Director Frederick McCorkle | Management | For | For |
| 1.7 | Elect Director Duncan J. McNabb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
BERRY PETROLEUM COMPANY
MEETING DATE: DEC 16, 2013 | TICKER: BRY SECURITY ID: 085789105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
BIG LOTS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: BIG SECURITY ID: 089302103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
| 1.2 | Elect Director David J. Campisi | Management | For | For |
| 1.3 | Elect Director James R. Chambers | Management | For | For |
| 1.4 | Elect Director Peter J. Hayes | Management | For | For |
| 1.5 | Elect Director Brenda J. Lauderback | Management | For | For |
| 1.6 | Elect Director Philip E. Mallott | Management | For | For |
| 1.7 | Elect Director Russell Solt | Management | For | For |
| 1.8 | Elect Director James R. Tener | Management | For | For |
| 1.9 | Elect Director Dennis B. Tishkoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Proxy Access | Shareholder | Against | Against |
| |
|---|
BLOUNT INTERNATIONAL, INC.
MEETING DATE: JUN 20, 2014 | TICKER: BLT SECURITY ID: 095180105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
| 1.2 | Elect Director Ronald Cami | Management | For | For |
| 1.3 | Elect Director Andrew C. Clarke | Management | For | For |
| 1.4 | Elect Director Joshua L. Collins | Management | For | For |
| 1.5 | Elect Director Nelda J. Connors | Management | For | For |
| 1.6 | Elect Director E. Daniel James | Management | For | For |
| 1.7 | Elect Director Harold E. Layman | Management | For | For |
| 1.8 | Elect Director Daniel J. Obringer | Management | For | For |
| 1.9 | Elect Director David A. Willmott | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CACI INTERNATIONAL INC
MEETING DATE: NOV 14, 2013 | TICKER: CACI SECURITY ID: 127190304
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Asbury | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.4 | Elect Director William L. Jews | Management | For | For |
| 1.5 | Elect Director Gregory G. Johnson | Management | For | For |
| 1.6 | Elect Director J. Phillip London | Management | For | For |
| 1.7 | Elect Director James L. Pavitt | Management | For | For |
| 1.8 | Elect Director Warren R. Phillips | Management | For | For |
| 1.9 | Elect Director Charles P. Revoile | Management | For | For |
| 1.10 | Elect Director William S. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: JAN 13, 2014 | TICKER: CSE SECURITY ID: 14055X102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
CARPENTER TECHNOLOGY CORPORATION
MEETING DATE: OCT 15, 2013 | TICKER: CRS SECURITY ID: 144285103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director I. Martin Inglis | Management | For | For |
| 1.2 | Elect Director Peter N. Stephans | Management | For | For |
| 1.3 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CASH AMERICA INTERNATIONAL, INC.
MEETING DATE: MAY 22, 2014 | TICKER: CSH SECURITY ID: 14754D100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel E. Berce | Management | For | For |
| 1.2 | Elect Director Jack R. Daugherty | Management | For | For |
| 1.3 | Elect Director Daniel R. Feehan | Management | For | For |
| 1.4 | Elect Director James H. Graves | Management | For | For |
| 1.5 | Elect Director B.D. Hunter | Management | For | For |
| 1.6 | Elect Director Timothy J. McKibben | Management | For | For |
| 1.7 | Elect Director Alfred M. Micallef | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CHEMED CORPORATION
MEETING DATE: MAY 19, 2014 | TICKER: CHE SECURITY ID: 16359R103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| 1.2 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.3 | Elect Director Patrick P. Grace | Management | For | For |
| 1.4 | Elect Director Thomas C. Hutton | Management | For | For |
| 1.5 | Elect Director Walter L. Krebs | Management | For | For |
| 1.6 | Elect Director Andrea R. Lindell | Management | For | For |
| 1.7 | Elect Director Thomas P. Rice | Management | For | For |
| 1.8 | Elect Director Donald E. Saunders | Management | For | For |
| 1.9 | Elect Director George J. Walsh, III | Management | For | For |
| 1.10 | Elect Director Frank E. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: CYN SECURITY ID: 178566105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | For |
| 1.2 | Elect Director Bram Goldsmith | Management | For | For |
| 1.3 | Elect Director Mohamad Ali | Management | For | For |
| 1.4 | Elect Director Richard L. Bloch | Management | For | For |
| 1.5 | Elect Director Kenneth L. Coleman | Management | For | For |
| 1.6 | Elect Director Ashok Israni | Management | For | For |
| 1.7 | Elect Director Bruce Rosenblum | Management | For | For |
| 1.8 | Elect Director Peter M. Thomas | Management | For | For |
| 1.9 | Elect Director Robert H. Tuttle | Management | For | Against |
| 1.10 | Elect Director Christopher J. Warmuth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COLUMBUS MCKINNON CORPORATION
MEETING DATE: JUL 22, 2013 | TICKER: CMCO SECURITY ID: 199333105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ernest R. Verebelyi | Management | For | For |
| 1.2 | Elect Director Timothy T. Tevens | Management | For | For |
| 1.3 | Elect Director Richard H. Fleming | Management | For | For |
| 1.4 | Elect Director Stephen Rabinowitz | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Nicholas T. Pinchuk | Management | For | For |
| 1.7 | Elect Director Liam G. McCarthy | Management | For | For |
| 1.8 | Elect Director Stephanie K. Kushner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CVB FINANCIAL CORP.
MEETING DATE: MAY 22, 2014 | TICKER: CVBF SECURITY ID: 126600105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George A. Borba, Jr. | Management | For | For |
| 1.2 | Elect Director Stephen A. Del Guercio | Management | For | For |
| 1.3 | Elect Director Robert M. Jacoby | Management | For | For |
| 1.4 | Elect Director Christopher D. Myers | Management | For | For |
| 1.5 | Elect Director Raymond V. O'Brien, III | Management | For | For |
| 1.6 | Elect Director Hal W. Oswalt | Management | For | For |
| 1.7 | Elect Director San E. Vaccaro | Management | For | For |
| 1.8 | Elect Director D. Linn Wiley | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DCT INDUSTRIAL TRUST INC.
MEETING DATE: APR 30, 2014 | TICKER: DCT SECURITY ID: 233153105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Thomas G. Wattles | Management | For | For |
| 1b | Elect Director Philip L. Hawkins | Management | For | For |
| 1c | Elect Director Marilyn A. Alexander | Management | For | For |
| 1d | Elect Director Thomas F. August | Management | For | For |
| 1e | Elect Director John S. Gates, Jr. | Management | For | For |
| 1f | Elect Director Raymond B. Greer | Management | For | For |
| 1g | Elect Director Tripp H. Hardin | Management | For | For |
| 1h | Elect Director John C. O'Keeffe | Management | For | For |
| 1i | Elect Director Bruce L. Warwick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EL PASO ELECTRIC COMPANY
MEETING DATE: MAY 29, 2014 | TICKER: EE SECURITY ID: 283677854
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Catherine A. Allen | Management | For | For |
| 1.2 | Elect Director Edward Escudero | Management | For | For |
| 1.3 | Elect Director Michael K. Parks | Management | For | For |
| 1.4 | Elect Director Eric B. Siegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ENDURANCE SPECIALTY HOLDINGS LTD.
MEETING DATE: MAY 21, 2014 | TICKER: ENH SECURITY ID: G30397106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John T. Baily as Director | Management | For | For |
| 1.2 | Elect Norman Barham as Director | Management | For | For |
| 1.3 | Elect Galen R. Barnes as Director | Management | For | For |
| 1.4 | Elect William H. Bolinder as Director | Management | For | For |
| 1.5 | Elect John R. Charman as Director | Management | For | For |
| 1.6 | Elect Susan S. Fleming as Director | Management | For | For |
| 1.7 | Elect Scott D. Moore as Director | Management | For | For |
| 1.8 | Elect Robert A. Spass as Director | Management | For | For |
| 2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| |
|---|
ENERSYS
MEETING DATE: AUG 01, 2013 | TICKER: ENS SECURITY ID: 29275Y102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John D. Craig | Management | For | For |
| 1.2 | Elect Director Howard I. Hoffen | Management | For | For |
| 1.3 | Elect Director Joseph C. Muscari | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EZCORP, INC.
MEETING DATE: MAR 24, 2014 | TICKER: EZPW SECURITY ID: 302301106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIDELITY REVERE STREET TRUST
MEETING DATE: JUL 17, 2013 | TICKER: SECURITY ID: 31635A303
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Change of Fundamental Concentration Policy | Management | For | For |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 29, 2014 | TICKER: FCNCA SECURITY ID: 31946M103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Hope H. Bryant | Management | For | For |
| 1.4 | Elect Director Hubert M. Craig, III | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Lucius S. Jones | Management | For | For |
| 1.9 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.10 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.11 | Elect Director James M. Parker | Management | For | For |
| 1.12 | Elect Director Ralph K. Shelton | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
FIRST CITIZENS BANCSHARES, INC.
MEETING DATE: APR 29, 2014 | TICKER: FCNCA SECURITY ID: 31946M921
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John M. Alexander, Jr. | Management | For | For |
| 1.2 | Elect Director Victor E. Bell, III | Management | For | For |
| 1.3 | Elect Director Hope H. Bryant | Management | For | For |
| 1.4 | Elect Director Hubert M. Craig, III | Management | For | For |
| 1.5 | Elect Director H. Lee Durham, Jr. | Management | For | For |
| 1.6 | Elect Director Daniel L. Heavner | Management | For | For |
| 1.7 | Elect Director Frank B. Holding, Jr. | Management | For | For |
| 1.8 | Elect Director Lucius S. Jones | Management | For | For |
| 1.9 | Elect Director Robert E. Mason, IV | Management | For | For |
| 1.10 | Elect Director Robert T. Newcomb | Management | For | For |
| 1.11 | Elect Director James M. Parker | Management | For | For |
| 1.12 | Elect Director Ralph K. Shelton | Management | For | For |
| 2 | Authorize New Class of Preferred Stock | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 15, 2014 | TICKER: FSP SECURITY ID: 35471R106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George J. Carter | Management | For | For |
| 1.2 | Elect Director Georgia Murray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
GENESCO INC.
MEETING DATE: JUN 26, 2014 | TICKER: GCO SECURITY ID: 371532102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joanna Barsh | Management | For | For |
| 1.2 | Elect Director James S. Beard | Management | For | For |
| 1.3 | Elect Director Leonard L. Berry | Management | For | For |
| 1.4 | Elect Director William F. Blaufuss, Jr. | Management | For | For |
| 1.5 | Elect Director James W. Bradford | Management | For | For |
| 1.6 | Elect Director Robert J. Dennis | Management | For | For |
| 1.7 | Elect Director Matthew C. Diamond | Management | For | For |
| 1.8 | Elect Director Marty G. Dickens | Management | For | For |
| 1.9 | Elect Director Thurgood Marshall, Jr. | Management | For | For |
| 1.10 | Elect Director Kathleen Mason | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GRAFTECH INTERNATIONAL LTD.
MEETING DATE: MAY 15, 2014 | TICKER: GTI SECURITY ID: 384313102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Randy W. Carson | Management | For | Did Not Vote |
| 1.2 | Elect Director Mary B. Cranston | Management | For | Did Not Vote |
| 1.3 | Elect Director Thomas A. Danjczek | Management | For | Did Not Vote |
| 1.4 | Elect Director Joel L. Hawthorne | Management | For | Did Not Vote |
| 1.5 | Elect Director Ferrell P. McClean | Management | For | Did Not Vote |
| 1.6 | Elect Director M. Catherine Morris | Management | For | Did Not Vote |
| 1.7 | Elect Director Steven R. Shawley | Management | For | Did Not Vote |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | Did Not Vote |
| 4 | Ratify Auditors | Management | For | Did Not Vote |
| 5 | Approve Bylaw Repeal | Shareholder | Against | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1a | Elect Director Nathan Milikowsky | Shareholder | For | For |
| 1b | Elect Director Karen Finerman | Shareholder | For | For |
| 1c | Elect Director David R. Jardini | Shareholder | For | For |
| 1d | Management Nominee - Randy W. Carson | Shareholder | For | For |
| 1e | Management Nominee - Thomas A. Danjczek | Shareholder | For | For |
| 1f | Management Nominee - Joel L. Hawthorne | Shareholder | For | For |
| 1g | Management Nominee - M. Catherine Morris | Shareholder | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Bylaw Repeal | Shareholder | For | For |
| |
|---|
HAYNES INTERNATIONAL, INC.
MEETING DATE: FEB 24, 2014 | TICKER: HAYN SECURITY ID: 420877201
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald C. Campion | Management | For | For |
| 2 | Elect Director Mark M. Comerford | Management | For | For |
| 3 | Elect Director John C. Corey | Management | For | For |
| 4 | Elect Director Robert H. Getz | Management | For | For |
| 5 | Elect Director Timothy J. McCarthy | Management | For | For |
| 6 | Elect Director Michael L. Shor | Management | For | For |
| 7 | Elect Director William P. Wall | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 30, 2014 | TICKER: HIW SECURITY ID: 431284108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Anderson | Management | For | For |
| 1.2 | Elect Director Gene H. Anderson | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director David J. Hartzell | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director Mark F. Mulhern | Management | For | For |
| 1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HILL-ROM HOLDINGS, INC.
MEETING DATE: MAR 07, 2014 | TICKER: HRC SECURITY ID: 431475102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director William G. Dempsey | Management | For | For |
| 1.3 | Elect Director James R. Giertz | Management | For | For |
| 1.4 | Elect Director Charles E. Golden | Management | For | For |
| 1.5 | Elect Director John J. Greisch | Management | For | For |
| 1.6 | Elect Director William H. Kucheman | Management | For | For |
| 1.7 | Elect Director Ronald A. Malone | Management | For | For |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | For |
| 1.9 | Elect Director Joanne C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HNI CORPORATION
MEETING DATE: MAY 06, 2014 | TICKER: HNI SECURITY ID: 404251100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Miguel M. Calado | Management | For | For |
| 1b | Elect Director Cheryl A. Francis | Management | For | For |
| 1c | Elect Director Larry B. Porcellato | Management | For | For |
| 1d | Elect Director Brian E. Stern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
IDACORP, INC.
MEETING DATE: MAY 15, 2014 | TICKER: IDA SECURITY ID: 451107106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darrel T. Anderson | Management | For | For |
| 1.2 | Elect Director Thomas Carlile | Management | For | For |
| 1.3 | Elect Director Richard J. Dahl | Management | For | For |
| 1.4 | Elect Director Ronald W. Jibson | Management | For | For |
| 1.5 | Elect Director Judith A. Johansen | Management | For | For |
| 1.6 | Elect Director Dennis L. Johnson | Management | For | For |
| 1.7 | Elect Director J. LaMont Keen | Management | For | For |
| 1.8 | Elect Director Joan H. Smith | Management | For | For |
| 1.9 | Elect Director Robert A. Tinstman | Management | For | For |
| 1.10 | Elect Director Thomas J. Wilford | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INGRAM MICRO INC.
MEETING DATE: JUN 04, 2014 | TICKER: IM SECURITY ID: 457153104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard I. Atkins | Management | For | For |
| 1.2 | Elect Director Leslie Stone Heisz | Management | For | For |
| 1.3 | Elect Director John R. Ingram | Management | For | For |
| 1.4 | Elect Director Dale R. Laurance | Management | For | For |
| 1.5 | Elect Director Linda Fayne Levinson | Management | For | For |
| 1.6 | Elect Director Scott A. McGregor | Management | For | For |
| 1.7 | Elect Director Alain Monie | Management | For | For |
| 1.8 | Elect Director Wade Oosterman | Management | For | For |
| 1.9 | Elect Director Joe B. Wyatt | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 20, 2014 | TICKER: IART SECURITY ID: 457985208
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
J2 GLOBAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: JCOM SECURITY ID: 48123V102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director Robert J. Cresci | Management | For | For |
| 1c | Elect Director W. Brian Kretzmer | Management | For | For |
| 1d | Elect Director Richard S. Ressler | Management | For | For |
| 1e | Elect Director Stephen Ross | Management | For | For |
| 1f | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
KENNEDY WILSON EUROPE REAL ESTATE PLC
MEETING DATE: JUN 12, 2014 | TICKER: KWE SECURITY ID: G9877R104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of Central Park Portfolio | Management | For | For |
| 2 | Approve Acquisition of Opera Portfolio | Management | For | For |
| |
|---|
KNOLL, INC.
MEETING DATE: MAY 08, 2014 | TICKER: KNL SECURITY ID: 498904200
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Cogan | Management | For | For |
| 1.2 | Elect Director Stephen F. Fisher | Management | For | For |
| 1.3 | Elect Director Sarah E. Nash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINNCO, LLC
MEETING DATE: APR 22, 2014 | TICKER: LNCO SECURITY ID: 535782106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark E. Ellis | Management | For | For |
| 1.2 | Elect Director David D. Dunlap | Management | For | For |
| 1.3 | Elect Director Stephen J. Hadden | Management | For | For |
| 1.4 | Elect Director Michael C. Linn | Management | For | For |
| 1.5 | Elect Director Joseph P. McCoy | Management | For | For |
| 1.6 | Elect Director Jeffrey C. Swoveland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 08, 2014 | TICKER: MD SECURITY ID: 58502B106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
| 1.7 | Elect Director Manuel Kadre | Management | For | For |
| 1.8 | Elect Director Roger J. Medel | Management | For | For |
| 1.9 | Elect Director Donna E. Shalala | Management | For | For |
| 1.10 | Elect Director Enrique J. Sosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MONOTYPE IMAGING HOLDINGS INC.
MEETING DATE: MAY 05, 2014 | TICKER: TYPE SECURITY ID: 61022P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Lentz | Management | For | For |
| 1.2 | Elect Director Douglas J. Shaw | Management | For | For |
| 1.3 | Elect Director Peter J. Simone | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
MURPHY USA INC.
MEETING DATE: MAY 07, 2014 | TICKER: MUSA SECURITY ID: 626755102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Claiborne P. Deming | Management | For | For |
| 1.2 | Elect Director Thomas M. Gattle, Jr. | Management | For | For |
| 1.3 | Elect Director Jack T. Taylor | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 22, 2014 | TICKER: NPBC SECURITY ID: 637138108
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas A. Beaver | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Feather | Management | For | For |
| 1.3 | Elect Director Patricia L. Langiotti | Management | For | For |
| 1.4 | Elect Director Natalye Paquin | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 22, 2014 | TICKER: NNN SECURITY ID: 637417106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director David M. Fick | Management | For | For |
| 1.3 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.4 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.5 | Elect Director Richard B. Jennings | Management | For | For |
| 1.6 | Elect Director Ted B. Lanier | Management | For | For |
| 1.7 | Elect Director Robert C. Legler | Management | For | For |
| 1.8 | Elect Director Craig Macnab | Management | For | For |
| 1.9 | Elect Director Robert Martinez | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHERN OIL AND GAS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: NOG SECURITY ID: 665531109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Reger | Management | For | For |
| 1.2 | Elect Director Robert Grabb | Management | For | For |
| 1.3 | Elect Director Delos Cy Jamison | Management | For | For |
| 1.4 | Elect Director Jack King | Management | For | For |
| 1.5 | Elect Director Lisa Bromiley | Management | For | For |
| 1.6 | Elect Director Richard Weber | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: JAN 13, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Issue Shares in Connection with Acquisition | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 6 | Adjourn Meeting | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 19, 2014 | TICKER: PACW SECURITY ID: 695263103
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig A. Carlson | Management | For | For |
| 1.2 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.3 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.4 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.5 | Elect Director C. William Hosler | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | For |
| 1.8 | Elect Director Timothy B. Matz | Management | For | For |
| 1.9 | Elect Director Roger H. Molvar | Management | For | For |
| 1.10 | Elect Director James J. Pieczynski | Management | For | For |
| 1.11 | Elect Director Daniel B. Platt | Management | For | For |
| 1.12 | Elect Director Robert A. Stine | Management | For | For |
| 1.13 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS, LTD.
MEETING DATE: APR 22, 2014 | TICKER: PTP SECURITY ID: G7127P100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.2 | Elect A. John Hass as Director | Management | For | For |
| 1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
| 1.4 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.5 | Elect Michael D. Price as Director | Management | For | For |
| 1.6 | Elect Linda E. Ransom as Director | Management | For | For |
| 1.7 | Elect James P. Slattery as Director | Management | For | For |
| 1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG as Auditors | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: JUN 09, 2014 | TICKER: PLCM SECURITY ID: 73172K104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter A. Leav | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.3 | Elect Director Martha H. Bejar | Management | For | For |
| 1.4 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POST HOLDINGS, INC.
MEETING DATE: JAN 30, 2014 | TICKER: POST SECURITY ID: 737446104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Banks - WITHDRAWN | Management | None | None |
| 1.2 | Elect Director Terence E. Block | Management | For | For |
| 1.3 | Elect Director Robert E. Grote | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
PROASSURANCE CORPORATION
MEETING DATE: MAY 28, 2014 | TICKER: PRA SECURITY ID: 74267C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Flowers | Management | For | For |
| 1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
| 1.3 | Elect Director Ann F. Putallaz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
QUAD/GRAPHICS, INC.
MEETING DATE: MAY 19, 2014 | TICKER: QUAD SECURITY ID: 747301109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Abraham, Jr. | Management | For | For |
| 1.2 | Elect Director Douglas P. Buth | Management | For | For |
| 1.3 | Elect Director Christopher B. Harned | Management | For | For |
| 1.4 | Elect Director J. Joel Quadracci | Management | For | For |
| 1.5 | Elect Director Kathryn Quadracci Flores | Management | For | For |
| 1.6 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.7 | Elect Director John S. Shiely | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
REGIS CORPORATION
MEETING DATE: OCT 22, 2013 | TICKER: RGS SECURITY ID: 758932107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel G. Beltzman | Management | For | For |
| 1.2 | Elect Director James P. Fogarty | Management | For | For |
| 1.3 | Elect Director David J. Grissen | Management | For | For |
| 1.4 | Elect Director Daniel J. Hanrahan | Management | For | For |
| 1.5 | Elect Director Mark S. Light | Management | For | For |
| 1.6 | Elect Director Michael J. Merriman | Management | For | For |
| 1.7 | Elect Director Stephen E. Watson | Management | For | For |
| 1.8 | Elect Director David P. Williams | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RENT-A-CENTER, INC.
MEETING DATE: MAY 08, 2014 | TICKER: RCII SECURITY ID: 76009N100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffery M. Jackson | Management | For | For |
| 1.2 | Elect Director Leonard H. Roberts | Management | For | For |
| 1.3 | Elect Director Mark E. Speese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
RTI INTERNATIONAL METALS, INC.
MEETING DATE: APR 25, 2014 | TICKER: RTI SECURITY ID: 74973W107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel I. Booker | Management | For | For |
| 1.2 | Elect Director Ronald L. Gallatin | Management | For | For |
| 1.3 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.4 | Elect Director Dawne S. Hickton | Management | For | For |
| 1.5 | Elect Director Edith E. Holiday | Management | For | For |
| 1.6 | Elect Director Jerry Howard | Management | For | For |
| 1.7 | Elect Director Bryan T. Moss | Management | For | For |
| 1.8 | Elect Director James A. Williams | Management | For | For |
| 1.9 | Elect Director Arthur B. Winkleblack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Increase Authorized Common Stock and Remove Series A Junior Participating Preferred Stock | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SHAWCOR LTD.
MEETING DATE: MAY 01, 2014 | TICKER: SCL SECURITY ID: 820439107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Baldwin | Management | For | For |
| 1.2 | Elect Director Derek S. Blackwood | Management | For | For |
| 1.3 | Elect Director William P. Buckley | Management | For | For |
| 1.4 | Elect Director James W. Derrick | Management | For | For |
| 1.5 | Elect Director Kevin J. Forbes | Management | For | For |
| 1.6 | Elect Director Dennis H. Freeman | Management | For | For |
| 1.7 | Elect Director Stephen M. Orr | Management | For | For |
| 1.8 | Elect Director John F. Petch | Management | For | For |
| 1.9 | Elect Director Paul G. Robinson | Management | For | For |
| 1.10 | Elect Director E. Charlene Valiquette | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SILGAN HOLDINGS INC.
MEETING DATE: MAY 27, 2014 | TICKER: SLGN SECURITY ID: 827048109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. Greg Horrigan | Management | For | For |
| 1.2 | Elect Director John W. Alden | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SOUTHWEST GAS CORPORATION
MEETING DATE: MAY 08, 2014 | TICKER: SWX SECURITY ID: 844895102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Jose A. Cardenas | Management | For | For |
| 1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
| 1.4 | Elect Director Stephen C. Comer | Management | For | For |
| 1.5 | Elect Director LeRoy C. Hanneman, Jr. | Management | For | For |
| 1.6 | Elect Director Michael O. Maffie | Management | For | For |
| 1.7 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.8 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.9 | Elect Director Jeffrey W. Shaw | Management | For | For |
| 1.10 | Elect Director A. Randall Thoman | Management | For | For |
| 1.11 | Elect Director Thomas A. Thomas | Management | For | For |
| 1.12 | Elect Director Terrence 'Terry' L. Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SS&C TECHNOLOGIES HOLDINGS, INC.
MEETING DATE: MAY 29, 2014 | TICKER: SSNC SECURITY ID: 78467J100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Normand A. Boulanger | Management | For | For |
| 1.2 | Elect Director David A. Varsano | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
STANCORP FINANCIAL GROUP, INC.
MEETING DATE: MAY 12, 2014 | TICKER: SFG SECURITY ID: 852891100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frederick W. Buckman | Management | For | For |
| 1.2 | Elect Director J. Greg Ness | Management | For | For |
| 1.3 | Elect Director Mary F. Sammons | Management | For | For |
| 1.4 | Elect Director Timothy A. Holt | Management | For | For |
| 1.5 | Elect Director Kevin M. Murai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
SYNNEX CORPORATION
MEETING DATE: MAR 25, 2014 | TICKER: SNX SECURITY ID: 87162W100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dwight Steffensen | Management | For | For |
| 1.2 | Elect Director Kevin Murai | Management | For | For |
| 1.3 | Elect Director Fred Breidenbach | Management | For | For |
| 1.4 | Elect Director Hau Lee | Management | For | For |
| 1.5 | Elect Director Matthew Miau | Management | For | For |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 1.7 | Elect Director Gregory Quesnel | Management | For | For |
| 1.8 | Elect Director Thomas Wurster | Management | For | For |
| 1.9 | Elect Director Duane Zitzner | Management | For | For |
| 1.10 | Elect Director Andrea Zulberti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: APR 23, 2014 | TICKER: TCB SECURITY ID: 872275102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond L. Barton | Management | For | For |
| 1.2 | Elect Director Peter Bell | Management | For | For |
| 1.3 | Elect Director William F. Bieber | Management | For | For |
| 1.4 | Elect Director Theodore J. Bigos | Management | For | For |
| 1.5 | Elect Director William A. Cooper | Management | For | For |
| 1.6 | Elect Director Thomas A. Cusick | Management | For | For |
| 1.7 | Elect Director Craig R. Dahl | Management | For | For |
| 1.8 | Elect Director Karen L. Grandstrand | Management | For | For |
| 1.9 | Elect Director Thomas F. Jasper | Management | For | For |
| 1.10 | Elect Director George G. Johnson | Management | For | For |
| 1.11 | Elect Director Vance K. Opperman | Management | For | For |
| 1.12 | Elect Director James M. Ramstad | Management | For | For |
| 1.13 | Elect Director Barry N. Winslow | Management | For | For |
| 1.14 | Elect Director Richard A. Zona | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TECH DATA CORPORATION
MEETING DATE: JUN 04, 2014 | TICKER: TECD SECURITY ID: 878237106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Charles E. Adair | Management | For | For |
| 2b | Elect Director Harry J. Harczak, Jr. | Management | For | For |
| 2c | Elect Director Patrick G. Sayer | Management | For | For |
| 2d | Elect Director Robert M. Dutkowsky | Management | For | For |
| 2e | Elect Director Jeffery P. Howells | Management | For | For |
| 2f | Elect Director Savio W. Tung | Management | For | For |
| 2g | Elect Director David M. Upton | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TEMPUR SEALY INTERNATIONAL, INC.
MEETING DATE: MAY 07, 2014 | TICKER: TPX SECURITY ID: 88023U101
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Director Evelyn S. Dilsaver | Management | For | For |
| 1b | Elect Director Frank Doyle | Management | For | For |
| 1c | Elect Director John A. Heil | Management | For | For |
| 1d | Elect Director Peter K. Hoffman | Management | For | For |
| 1e | Elect Director Paul Judge | Management | For | For |
| 1f | Elect Director Nancy F. Koehn | Management | For | For |
| 1g | Elect Director Christopher A. Masto | Management | For | For |
| 1h | Elect Director P. Andrews McLane | Management | For | For |
| 1i | Elect Director Lawrence J. Rogers | Management | For | For |
| 1j | Elect Director Mark Sarvary | Management | For | For |
| 1k | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
TSUTSUMI JEWELRY CO. LTD.
MEETING DATE: JUN 27, 2014 | TICKER: 7937 SECURITY ID: J93558104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2.1 | Elect Director Tagai, Satoshi | Management | For | For |
| 2.2 | Elect Director Okano, Katsumi | Management | For | For |
| 2.3 | Elect Director Mizutani, Atsuhide | Management | For | For |
| 3.1 | Appoint Statutory Auditor Miyahara, Toshio | Management | For | For |
| 3.2 | Appoint Alternate Statutory Auditor Kakinuma, Yuichi | Management | For | For |
| |
|---|
UIL HOLDINGS CORPORATION
MEETING DATE: MAY 13, 2014 | TICKER: UIL SECURITY ID: 902748102
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thelma R. Albright | Management | For | For |
| 1.2 | Elect Director Arnold L. Chase | Management | For | For |
| 1.3 | Elect Director Betsy Henley-Cohn | Management | For | For |
| 1.4 | Elect Director Suedeen G. Kelly | Management | For | For |
| 1.5 | Elect Director John L. Lahey | Management | For | For |
| 1.6 | Elect Director Daniel J. Miglio | Management | For | For |
| 1.7 | Elect Director William F. Murdy | Management | For | For |
| 1.8 | Elect Director William B. Plummer | Management | For | For |
| 1.9 | Elect Director Donald R. Shassian | Management | For | For |
| 1.10 | Elect Director James P. Torgerson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
UNITED STATIONERS INC.
MEETING DATE: MAY 21, 2014 | TICKER: USTR SECURITY ID: 913004107
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean S. Blackwell | Management | For | For |
| 1.2 | Elect Director P. Cody Phipps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNS ENERGY CORPORATION
MEETING DATE: MAR 26, 2014 | TICKER: UNS SECURITY ID: 903119105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
VERA BRADLEY, INC.
MEETING DATE: MAY 22, 2014 | TICKER: VRA SECURITY ID: 92335C106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen Kaplan | Management | For | For |
| 1.2 | Elect Director John E. Kyees | Management | For | For |
| 1.3 | Elect Director Matthew McEvoy | Management | For | For |
| 1.4 | Elect Director Robert Wallstrom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: SEP 18, 2013 | TICKER: VSAT SECURITY ID: 92552V100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Bowman | Management | For | For |
| 1.2 | Elect Director B. Allen Lay | Management | For | For |
| 1.3 | Elect Director Jeffrey Nash | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 16, 2014 | TICKER: WDR SECURITY ID: 930059100
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
| 1.2 | Elect Director Alan W. Kosloff | Management | For | For |
| 1.3 | Elect Director Jerry W. Walton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 15, 2014 | TICKER: WAFD SECURITY ID: 938824109
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David K. Grant | Management | For | For |
| 1.2 | Elect Director Anna C. Johnson | Management | For | For |
| 1.3 | Elect Director Randall H. Talbot | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 29, 2014 | TICKER: WCC SECURITY ID: 95082P105
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John K. Morgan | Management | For | For |
| 1.2 | Elect Director James L. Singleton | Management | For | For |
| 1.3 | Elect Director Bobby J. Griffin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WORLD ACCEPTANCE CORPORATION
MEETING DATE: AUG 29, 2013 | TICKER: WRLD SECURITY ID: 981419104
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Alexander McLean, III | Management | For | For |
| 1.2 | Elect Director James R. Gilreath | Management | For | For |
| 1.3 | Elect Director William S. Hummers, III | Management | For | For |
| 1.4 | Elect Director Charles D. Way | Management | For | For |
| 1.5 | Elect Director Ken R. Bramlett, Jr. | Management | For | For |
| 1.6 | Elect Director Scott J. Vassalluzzo | Management | For | For |
| 1.7 | Elect Director Darrell E. Whitaker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
WORLD FUEL SERVICES CORPORATION
MEETING DATE: MAY 29, 2014 | TICKER: INT SECURITY ID: 981475106
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Kasbar | Management | For | For |
| 1.2 | Elect Director Paul H. Stebbins | Management | For | For |
| 1.3 | Elect Director Ken Bakshi | Management | For | For |
| 1.4 | Elect Director Richard A. Kassar | Management | For | For |
| 1.5 | Elect Director Myles Klein | Management | For | For |
| 1.6 | Elect Director John L. Manley | Management | For | For |
| 1.7 | Elect Director J. Thomas Presby | Management | For | For |
| 1.8 | Elect Director Stephen K. Roddenberry | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
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in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2014.
WITNESS my hand on this 1st day of June 2014.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
