FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-04118
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Securities Fund
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 7/31, 11/30
DATE OF REPORTING PERIOD: 07/01/2009 - 06/30/2010
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Securities Fund
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2010 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED JUNE 1, 2009 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY ADVISOR GROWTH STRATEGIES FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
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ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 9, 2010 |
TICKER: ANF SECURITY ID: 002896207
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Edward F. Limato | Management | For | For |
| 2 | Elect Director Robert A. Rosholt | Management | For | For |
| 3 | Elect Director Craig R. Stapleton | Management | For | For |
| 4 | Elect Director Elizabeth M. Lee | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| 9 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
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ACTIVISION BLIZZARD, INC.
MEETING DATE: DEC 17, 2009 |
TICKER: ATVI SECURITY ID: 00507V109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Amend Omnibus Stock Plan | Management | For | Against |
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AGCO CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: AGCO SECURITY ID: 001084102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Francisco R. Gros | Management | For | Withhold |
| 1.2 | Elect Director Gerald B. Johanneson | Management | For | Withhold |
| 1.3 | Elect Director George E. Minnich | Management | For | Withhold |
| 1.4 | Elect Director Curtis E. Moll | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
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AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
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AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: AKAM SECURITY ID: 00971T101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director F. Thomson Leighton | Management | For | For |
| 2 | Elect Director Paul Sagan | Management | For | For |
| 3 | Elect Director Naomi O. Seligman | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
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ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ALXN SECURITY ID: 015351109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ALNY SECURITY ID: 02043Q107
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Victor J. Dzau | Management | For | For |
| 1.2 | Elect Director Kevin P. Starr | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ANR SECURITY ID: 02076X102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director Joel Richards, III | Management | For | For |
| 1.9 | Elect Director James F. Roberts | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ALTERA CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ALTR SECURITY ID: 021441100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
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ANSYS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ANSS SECURITY ID: 03662Q105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Jacqueline C. Morby | Management | For | For |
| 1.2 | Elect Director Michael C. Thurk | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
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ARTHROCARE CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: ARTC SECURITY ID: 043136100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Christian P. Ahrens | Management | For | For |
| 1.2 | Elect Director Gregory A. Belinfanti | Management | For | For |
| 1.3 | Elect Director Barbara D. Boyan, Ph.D. | Management | For | For |
| 1.4 | Elect Director David F. Fitzgerald | Management | For | For |
| 1.5 | Elect Director James G. Foster | Management | For | For |
| 1.6 | Elect Director Terrence E. Geremski | Management | For | For |
| 1.7 | Elect Director Tord B. Lendau | Management | For | For |
| 1.8 | Elect Director Peter L. Wilson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
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ASM INTERNATIONAL NV
MEETING DATE: MAY 20, 2010 |
TICKER: ASM SECURITY ID: N07045102
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
| 8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
| 9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
| 9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
| 10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
| 11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
| 14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
| 14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| 17 | Close Meeting | Management | None | Did Not Vote |
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ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
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AUTONOMY CORPORATION PLC
MEETING DATE: MAR 24, 2010 |
TICKER: AU. SECURITY ID: G0669T101
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Robert Webb as Director | Management | For | For |
| 4 | Re-elect Sushovan Hussain as Director | Management | For | For |
| 5 | Re-elect Michael Lynch as Director | Management | For | For |
| 6 | Re-elect John McMonigall as Director | Management | For | For |
| 7 | Re-elect Richard Perle as Director | Management | For | For |
| 8 | Re-elect Barry Ariko as Director | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 267,640.32 and an Additional Amount Pursuant to a Rights Issue of up to GBP 267,640.32 | Management | For | For |
| 12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 40,146.05 | Management | For | For |
| 13 | Authorise 24,087,628 Ordinary Shares for Market Purchase | Management | For | For |
| 14 | Approve That the Company May Hold General Meetings of Shareholders (Other Than Annual General Meetings) at Not Less than 14 Clear Days' Notice | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
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AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
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BUCYRUS INTERNATIONAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: BUCY SECURITY ID: 118759109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Deepak K. Kapur | Management | For | For |
| 1.2 | Elect Director Theodore C. Rogers | Management | For | For |
| 1.3 | Elect Director Robert C. Scharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
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BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
| 6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
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BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
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C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CHRW SECURITY ID: 12541W209
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Elect Director Steven L. Polacek | Management | For | For |
| 2 | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 3 | Elect Director Michael W. Wickham | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
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CERNER CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: CERN SECURITY ID: 156782104
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
| 1.2 | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
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CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: CF SECURITY ID: 125269100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Arzbaecher | Management | For | Withhold |
| 1.2 | Elect Director Edward A. Schmitt | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
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CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
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CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
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CONSOL ENERGY INC.
MEETING DATE: MAY 4, 2010 |
TICKER: CNX SECURITY ID: 20854P109
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Whitmire | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
| 1.4 | Elect Director Philip W. Baxter | Management | For | For |
| 1.5 | Elect Director William E. Davis | Management | For | For |
| 1.6 | Elect Director Raj K. Gupta | Management | For | For |
| 1.7 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Mills | Management | For | For |
| 1.10 | Elect Director William P. Powell | Management | For | For |
| 1.11 | Elect Director Joseph T. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
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COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
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COOPER INDUSTRIES PLC
MEETING DATE: APR 27, 2010 |
TICKER: CBE SECURITY ID: G24140108
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen G. Butler as Director | Management | For | For |
| 1b | Reelect Dan F. Smith as Director | Management | For | For |
| 1c | Reelect Gerald B. Smith as Director | Management | For | For |
| 1d | Reelect Mark S. Thompson as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
| 5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
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CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CYBERONICS, INC.
MEETING DATE: SEP 24, 2009 |
TICKER: CYBX SECURITY ID: 23251P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Guy C. Jackson | Management | For | For |
| 1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
| 1.3 | Elect Director Daniel J. Moore | Management | For | For |
| 1.4 | Elect Director Hugh M. Morrison | Management | For | For |
| 1.5 | Elect Director Alfred J. Novak | Management | For | For |
| 1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
| 1.7 | Elect Director Reese S. Terry, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAR 9, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gareth Roberts | Management | For | For |
| 1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
| 1.3 | Elect Director Michael L. Beatty | Management | For | For |
| 1.4 | Elect Director Michael B. Decker | Management | For | For |
| 1.5 | Elect Director Ronald G. Greene | Management | For | For |
| 1.6 | Elect Director David I. Heather | Management | For | For |
| 1.7 | Elect Director Gregory L. McMichael | Management | For | For |
| 1.8 | Elect Director Randy Stein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: DISCA SECURITY ID: 25470F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Gould | Management | For | For |
| 1.2 | Elect Director John S. Hendricks | Management | For | For |
| 1.3 | Elect Director M. LaVoy Robison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EDWARDS LIFESCIENCES CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: EW SECURITY ID: 28176E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert A. Ingram | Management | For | For |
| 2 | Election Director William J. Link, Ph.d. | Management | For | For |
| 3 | Election Director Wesley W. Von Schack | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPEDIA, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: EXPE SECURITY ID: 30212P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. George "Skip" Battle | Management | For | For |
| 1.2 | Elect Director Barry Diller | Management | For | For |
| 1.3 | Elect Director Jonathan L. Dolgen | Management | For | For |
| 1.4 | Elect Director William R. Fitzgerald | Management | For | For |
| 1.5 | Elect Director Craig A. Jacobson | Management | For | For |
| 1.6 | Elect Director Victor A. Kaufman | Management | For | For |
| 1.7 | Elect Director Peter M. Kern | Management | For | For |
| 1.8 | Elect Director Dara Khosrowshahi | Management | For | For |
| 1.9 | Elect Director John C. Malone | Management | For | For |
| 1.10 | Elect Director Jose A. Tazon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXTERRAN HOLDINGS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: EXH SECURITY ID: 30225X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet F. Clark | Management | For | For |
| 1.2 | Elect Director Ernie L. Danner | Management | For | For |
| 1.3 | Elect Director Uriel E. Dutton | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
| 1.6 | Elect Director John E. Jackson | Management | For | For |
| 1.7 | Elect Director Mark A. McCollum | Management | For | For |
| 1.8 | Elect Director William C. Pate | Management | For | For |
| 1.9 | Elect Director Stephen M. Pazuk | Management | For | For |
| 1.10 | Elect Director Christopher T. Seaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FLOWSERVE CORPORATION
MEETING DATE: MAY 14, 2010 |
TICKER: FLS SECURITY ID: 34354P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gayla Delly | Management | For | For |
| 1.2 | Elect Director Rick Mills | Management | For | For |
| 1.3 | Elect Director Charles Rampacek | Management | For | For |
| 1.4 | Elect Director William Rusnack | Management | For | For |
| 1.5 | Elect Director Mark Blinn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 27, 2010 |
TICKER: HBI SECURITY ID: 410345102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee A. Chaden | Management | For | For |
| 1.2 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.3 | Elect Director James C. Johnson | Management | For | For |
| 1.4 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: HAR SECURITY ID: 413086109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.2 | Elect Director Edward H. Meyer | Management | For | For |
| 1.3 | Elect Director Gary G. Steel | Management | For | For |
| |
|---|
HECKMANN CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: HEK SECURITY ID: 422680108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Heckmann | Management | For | For |
| 1.2 | Elect Director Alfred E. Osborne, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HELIX ENERGY SOLUTIONS INC
MEETING DATE: MAY 12, 2010 |
TICKER: HLX SECURITY ID: 42330P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Owen Kratz | Management | For | For |
| 1.2 | Elect Director John V. Lovoi | Management | For | For |
| 1.3 | Elect Director Bernard J. Duroc-Danner | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Paula Marshall | Management | For | For |
| 1.3 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IDEX CORPORATION
MEETING DATE: APR 6, 2010 |
TICKER: IEX SECURITY ID: 45167R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil A. Springer | Management | For | For |
| 1.2 | Elect Director Ruby R. Chandy | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: SEP 30, 2009 |
TICKER: SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint P.P. Mirdha as Director | Management | For | For |
| 3 | Reappoint N. Gehlaut as Director | Management | For | For |
| 4 | Reappoint V. Bansal as Director | Management | For | For |
| 5 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Utilization of Proceeds from the Issue of Equity Shares | Management | For | For |
| 7 | Approve Reappointment and Remuneration of N. Gehlaut, Joint Managing Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of V. Bansal, Joint Managing Director | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: OCT 4, 2009 |
TICKER: SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loans, Investments, and/or Corporate Guarantees of up to INR 200 Billion to Indiabulls Power Ltd (IPL), Indiabulls Realtech Ltd, Indiabulls CSEB Bhaiyathan Power Ltd, Indiabulls Powergen Ltd, or Any Other Subsidiaries of IPL | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: MAR 12, 2010 |
TICKER: SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Investment of up to INR 5 Billion in Indiabulls Property Builders Ltd., a Subsidiary of the Company | Management | For | For |
| 2 | Approve Investment of up to INR 5 Billion in Indiabulls Developers and Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 3 | Approve Investment of up to INR 5 Billion in Indiabulls Malls Ltd., a Subsidiary of the Company | Management | For | For |
| 4 | Approve Investment of up to INR 1 Billion in Serida Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 5 | Approve Investment of up to INR 1 Billion in Lenus Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 6 | Approve Investment of up to INR 1 Billion in Serida Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 7 | Approve Investment of up to INR 1 Billion in Ashkit Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 8 | Approve Investment of up to INR 1 Billion in Ashkit Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 9 | Approve Investment of up to INR 1 Billion in Mabon Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 10 | Approve Investment of up to INR 1 Billion in Mabon Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 11 | Approve Investment of up to INR 1 Billion in Mabon Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 12 | Approve Investment of up to INR 1 Billion in Mabon Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 13 | Approve Investment of up to INR 1 Billion in Ashkit Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 14 | Approve Investment of up to INR 1 Billion in Mabon Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 15 | Approve Sharma Goel & Co. as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 16 | Amend Articles of Association Re: Share Subscription Agreement with Oberon Ltd. | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INSPIRE PHARMACEUTICALS
MEETING DATE: JUN 3, 2010 |
TICKER: ISPH SECURITY ID: 457733103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George B. Abercrombie | Management | For | For |
| 1.2 | Elect Director Adrian Adams | Management | For | For |
| 1.3 | Elect Director Richard S. Kent | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INTREPID POTASH, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: IPI SECURITY ID: 46121Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Landis Martin | Management | For | For |
| 1.2 | Elect Director Barth E. Whitham | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ISIS SECURITY ID: 464330109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley T. Crooke | Management | For | For |
| 1.2 | Elect Director Joseph Klein, III | Management | For | For |
| 1.3 | Elect Director John C. Reed | Management | For | For |
| 2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JOY GLOBAL, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: JOYG SECURITY ID: 481165108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven L. Gerard | Management | For | For |
| 1.2 | Elect Director John Nils Hanson | Management | For | For |
| 1.3 | Elect Director Ken C. Johnsen | Management | For | For |
| 1.4 | Elect Director Gale E. Klappa | Management | For | For |
| 1.5 | Elect Director Richard B. Loynd | Management | For | For |
| 1.6 | Elect Director P. Eric Siegert | Management | For | For |
| 1.7 | Elect Director Michael W. Sutherlin | Management | For | For |
| 1.8 | Elect Director James H. Tate | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP
MEETING DATE: JUN 3, 2010 |
TICKER: LVS SECURITY ID: 517834107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
LEGACY OIL & GAS INC.
MEETING DATE: MAY 26, 2010 |
TICKER: LEG SECURITY ID: 524701505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Seven | Management | For | For |
| 2 | Elect Paul Colborne, James Bertram, Randal Brockway, A. Scott Dawson, Johannes J.(Jim) Nieuwenburg, James Pasieka and Trent Yanko as Directors | Management | For | For |
| 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Articles: Cancel and Delete Class B Shares | Management | For | For |
| |
|---|
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 13, 2010 |
TICKER: LII SECURITY ID: 526107107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 1.2 | Elect Director Janet K. Cooper | Management | For | For |
| 1.3 | Elect Director C.L. (Jerry) Henry | Management | For | For |
| 1.4 | Elect Director Terry D. Stinson | Management | For | For |
| 1.5 | Elect Director Richard L. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 10, 2009 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Sehat Sutardja as Director | Management | For | For |
| 1b | Elect Pantas Sutardja as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MAXWELL TECHNOLOGIES, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: MXWL SECURITY ID: 577767106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Rossi | Management | For | Withhold |
| 1.2 | Elect Director Jean Lavigne | Management | For | Withhold |
| 1.3 | Elect Director Burkhard Goeschel | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MGM MIRAGE
MEETING DATE: JUN 15, 2010 |
TICKER: MGM SECURITY ID: 552953101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Baldwin | Management | For | For |
| 1.2 | Elect Director William A. Bible | Management | For | For |
| 1.3 | Elect Director Burton M. Cohen | Management | For | For |
| 1.4 | Elect Director Willie D. Davis | Management | For | For |
| 1.5 | Elect Director Kenny C. Guinn | Management | For | For |
| 1.6 | Elect Director Alexis M. Herman | Management | For | For |
| 1.7 | Elect Director Roland Hernandez | Management | For | For |
| 1.8 | Elect Director Kirk Kerkorian | Management | For | Withhold |
| 1.9 | Elect Director Anthony Mandekic | Management | For | For |
| 1.10 | Elect Director Rose McKinney-James | Management | For | For |
| 1.11 | Elect Director James J. Murren | Management | For | For |
| 1.12 | Elect Director Daniel J. Taylor | Management | For | For |
| 1.13 | Elect Director Melvin B. Wolzinger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MSCI INC.
MEETING DATE: APR 8, 2010 |
TICKER: MXB SECURITY ID: 55354G100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Benjamin F. duPont | Management | For | For |
| 2 | Elect Director Henry A. Fernandez | Management | For | For |
| 3 | Elect Director Alice W. Handy | Management | For | For |
| 4 | Elect Director Catherine R. Kinney | Management | For | For |
| 5 | Elect Director Linda H. Riefler | Management | For | For |
| 6 | Elect Director George W. Siguler | Management | For | For |
| 7 | Elect Director Scott M. Sipprelle | Management | For | For |
| 8 | Elect Director Rodolphe M. Vallee | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NETEASE COM INC
MEETING DATE: SEP 4, 2009 |
TICKER: NTES SECURITY ID: 64110W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: William Ding | Management | For | Against |
| 2 | Re-election Of Director: Alice Cheng | Management | For | For |
| 3 | Re-election Of Director: Denny Lee | Management | For | Against |
| 4 | Re-election Of Director: Joseph Tong | Management | For | For |
| 5 | Re-election Of Director: Lun Feng | Management | For | Against |
| 6 | Re-election Of Director: Michael Leung | Management | For | For |
| 7 | Re-election Of Director: Michael Tong | Management | For | Against |
| 8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NUVA SECURITY ID: 670704105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.2 | Elect Director Jack R. Blair | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Gaither | Management | For | For |
| 1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OCEAN POWER TECHNOLOGIES, INC.
MEETING DATE: OCT 2, 2009 |
TICKER: OPTT SECURITY ID: 674870308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seymour S. Preston III | Management | For | For |
| 1.2 | Elect Director J. Victor Chatigny | Management | For | For |
| 1.3 | Elect Director Paul F. Lozier | Management | For | For |
| 1.4 | Elect Director Thomas J. Meaney | Management | For | For |
| 1.5 | Elect Director George W. Taylor | Management | For | For |
| 1.6 | Elect Director Mark R. Draper | Management | For | For |
| 1.7 | Elect Director Charles F. Dunleavy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
PENN WEST ENERGY TRUST
MEETING DATE: JUN 8, 2010 |
TICKER: PWT.U SECURITY ID: 707885109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify KPMG LLP as Auditors of Penn West | Management | For | For |
| 2 | Elect James E. Allard, William E. Andrew, Robert G. Brawn, George H. Brookman, John A. Brussa, Daryl Gilbert, Shirley A. McClellan, Murray R. Nunns, Frank Potter, R. Gregory Rich, Jack Schanck and James C. Smith as Directors of PWPL | Management | For | For |
| |
|---|
POLO RALPH LAUREN CORP.
MEETING DATE: AUG 6, 2009 |
TICKER: RL SECURITY ID: 731572103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
POTASH CORPORATION OF SASKATCHEWAN INC.
MEETING DATE: MAY 6, 2010 |
TICKER: POT SECURITY ID: 73755L107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect C. M. Burley as Director | Management | For | For |
| 1.2 | Elect W. J. Doyle as Director | Management | For | For |
| 1.3 | Elect J. W. Estey as Director | Management | For | For |
| 1.4 | Elect C. S. Hoffman as Director | Management | For | For |
| 1.5 | Elect D. J. Howe as Director | Management | For | For |
| 1.6 | Elect A. D. Laberge as Director | Management | For | For |
| 1.7 | Elect K. G. Martell as Director | Management | For | For |
| 1.8 | Elect J. J. McCaig as Director | Management | For | For |
| 1.9 | Elect M. Mogford as Director | Management | For | For |
| 1.10 | Elect P. J. Schoenhals as Director | Management | For | For |
| 1.11 | Elect E. R. Stromberg as Director | Management | For | For |
| 1.12 | Elect E. Viyella de Paliza as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Approve Performance Option Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
PRECISION CASTPARTS CORP.
MEETING DATE: AUG 11, 2009 |
TICKER: PCP SECURITY ID: 740189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Donegan | Management | For | Withhold |
| 1.2 | Elect Director Vernon E. Oechsle | Management | For | Withhold |
| 1.3 | Elect Director Rick Schmidt | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RVBD SECURITY ID: 768573107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Floyd | Management | For | For |
| 1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
| 1.3 | Elect Director James R. Swartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ROSS STORES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ROST SECURITY ID: 778296103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Bush | Management | For | Withhold |
| 1.2 | Elect Director Norman A. Ferber | Management | For | Withhold |
| 1.3 | Elect Director Gregory L. Quesnel | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SANDISK CORP.
MEETING DATE: JUN 2, 2010 |
TICKER: SNDK SECURITY ID: 80004C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eli Harari | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director James D. Meindl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SINO GOLD MINING LTD.
MEETING DATE: DEC 2, 2009 |
TICKER: ELD SECURITY ID: Q8505T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Scheme of Arrangement Between Sino Gold Mining Ltd and Its Shareholders | Management | For | For |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STRA SECURITY ID: 863236105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert S. Silberman | Management | For | For |
| 2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
| 3 | Elect Director William E. Brock | Management | For | For |
| 4 | Elect Director David A. Coulter | Management | For | For |
| 5 | Elect Director Robert R. Grusky | Management | For | For |
| 6 | Elect Director Robert L. Johnson | Management | For | For |
| 7 | Elect Director Todd A. Milano | Management | For | For |
| 8 | Elect Director G. Thomas Waite, III | Management | For | For |
| 9 | Elect Director J. David Wargo | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TJX COMPANIES, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: TJX SECURITY ID: 872540109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jose B. Alvarez | Management | For | For |
| 2 | Elect Director Alan M. Bennett | Management | For | For |
| 3 | Elect Director David A. Brandon | Management | For | For |
| 4 | Elect Director Bernard Cammarata | Management | For | For |
| 5 | Elect Director David T. Ching | Management | For | For |
| 6 | Elect Director Michael F. Hines | Management | For | For |
| 7 | Elect Director Amy B. Lane | Management | For | For |
| 8 | Elect Director Carol Meyrowitz | Management | For | For |
| 9 | Elect Director John F. O'Brien | Management | For | For |
| 10 | Elect Director Willow B. Shire | Management | For | For |
| 11 | Elect Director Fletcher H. Wiley | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
ULTRAPETROL BAHAMAS LTD
MEETING DATE: OCT 21, 2009 |
TICKER: ULTR SECURITY ID: P94398107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Reelect Felipe Menendez Ross as a Director | Management | For | Against |
| 3 | Reelect Ricardo Menendez Ross as a Director | Management | For | Against |
| 4 | Reelect James F. Martin as a Director | Management | For | Against |
| 5 | Reelect Teseo Bergoglio as a Director | Management | For | Against |
| 6 | Reelect Leonard J. Hoskinson as a Director | Management | For | Against |
| 7 | Reelect Michael C. Hagan as a Director | Management | For | For |
| 8 | Reelect George Wood as a Director | Management | For | For |
| 9 | Ratify Acts, Transactions, and Proceedings of Directors, Officers, and Employees of the Company and Indemnification of Directors, Officers, and Employees of the Company | Management | For | For |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: URBN SECURITY ID: 917047102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Belair | Management | For | For |
| 1.2 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: VRTX SECURITY ID: 92532F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Charles A. Sanders | Management | For | For |
| 1.3 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISIONCHINA MEDIA INC.
MEETING DATE: DEC 29, 2009 |
TICKER: VISN SECURITY ID: 92833U103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Deloitte Touche Tohmatsu CPA Ltd. as Auditors | Management | For | For |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2009 |
TICKER: WDC SECURITY ID: 958102105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter D. Behrendt | Management | For | Against |
| 2 | Elect Director Kathleen A. Cote | Management | For | Against |
| 3 | Elect Director John F. Coyne | Management | For | Against |
| 4 | Elect Director Henry T. DeNero | Management | For | Against |
| 5 | Elect Director William L. Kimsey | Management | For | Against |
| 6 | Elect Director Michael D. Lambert | Management | For | Against |
| 7 | Elect Director Matthew E. Massengill | Management | For | Against |
| 8 | Elect Director Roger H. Moore | Management | For | Against |
| 9 | Elect Director Thomas E. Pardun | Management | For | Against |
| 10 | Elect Director Arif Shakeel | Management | For | Against |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
XILINX, INC.
MEETING DATE: AUG 12, 2009 |
TICKER: XLNX SECURITY ID: 983919101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip T. Gianos | Management | For | For |
| 1.2 | Elect Director Moshe N. Gavrielov | Management | For | For |
| 1.3 | Elect Director John L. Doyle | Management | For | For |
| 1.4 | Elect Director Jerald G. Fishman | Management | For | For |
| 1.5 | Elect Director William G. Howard, Jr. | Management | For | For |
| 1.6 | Elect Director J. Michael Patterson | Management | For | For |
| 1.7 | Elect Director Marshall C. Turner | Management | For | For |
| 1.8 | Elect Director E.W. Vanderslice | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ZUMIEZ INC.
MEETING DATE: MAY 26, 2010 |
TICKER: ZUMZ SECURITY ID: 989817101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William M. Barnum | Management | For | For |
| 2 | Elect Director Gerald F. Ryles | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY BLUE CHIP GROWTH FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MMM SECURITY ID: 88579Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 23, 2010 |
TICKER: ABT SECURITY ID: 002824100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | For |
| 1.2 | Elect Director R.S. Austin | Management | For | For |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | For |
| 1.8 | Elect Director R.S. Roberts | Management | For | For |
| 1.9 | Elect Director S.C. Scott, III | Management | For | For |
| 1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.11 | Elect Director G.F. Tilton | Management | For | For |
| 1.12 | Elect Director M.D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ABERCROMBIE & FITCH CO.
MEETING DATE: JUN 9, 2010 |
TICKER: ANF SECURITY ID: 002896207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward F. Limato | Management | For | For |
| 2 | Elect Director Robert A. Rosholt | Management | For | For |
| 3 | Elect Director Craig R. Stapleton | Management | For | For |
| 4 | Elect Director Elizabeth M. Lee | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | Against |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| 8 | Declassify the Board of Directors | Shareholder | Against | For |
| 9 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
ACME PACKET, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: APKT SECURITY ID: 004764106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Thurk | Management | For | Withhold |
| 1.2 | Elect Director Andrew D. Ory | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: DEC 17, 2009 |
TICKER: ATVI SECURITY ID: 00507V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: AYI SECURITY ID: 00508Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Guynn | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 16, 2010 |
TICKER: ADBE SECURITY ID: 00724F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward W. Barnholt | Management | For | For |
| 2 | Elect Director Michael R. Cannon | Management | For | For |
| 3 | Elect Director James E. Daley | Management | For | For |
| 4 | Elect Director Charles M. Geschke | Management | For | For |
| 5 | Elect Director Shantanu Narayen | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
AETNA INC.
MEETING DATE: MAY 21, 2010 |
TICKER: AET SECURITY ID: 00817Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank M. Clark | Management | For | For |
| 2 | Elect Director Betsy Z. Cohen | Management | For | For |
| 3 | Elect Director Molly J. Coye | Management | For | For |
| 4 | Elect Director Roger N. Farah | Management | For | For |
| 5 | Elect Director Barbara Hackman Franklin | Management | For | For |
| 6 | Elect Director Jeffrey E. Garten | Management | For | For |
| 7 | Elect Director Earl G. Graves | Management | For | For |
| 8 | Elect Director Gerald Greenwald | Management | For | For |
| 9 | Elect Director Ellen M. Hancock | Management | For | For |
| 10 | Elect Director Richard J. Harrington | Management | For | For |
| 11 | Elect Director Edward J. Ludwig | Management | For | For |
| 12 | Elect Director Joseph P. Newhouse | Management | For | For |
| 13 | Elect Director Ronald A. Williams | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: APD SECURITY ID: 009158106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Davis, III | Management | For | For |
| 1.2 | Elect Director W. Douglas Ford | Management | For | For |
| 1.3 | Elect Director Evert Henkes | Management | For | For |
| 1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AIRGAS, INC.
MEETING DATE: AUG 18, 2009 |
TICKER: ARG SECURITY ID: 009363102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Hovey | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 1.3 | Elect Director David M. Stout | Management | For | For |
| 1.4 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: AKAM SECURITY ID: 00971T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Thomson Leighton | Management | For | For |
| 2 | Elect Director Paul Sagan | Management | For | For |
| 3 | Elect Director Naomi O. Seligman | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director Joel Richards, III | Management | For | For |
| 1.9 | Elect Director James F. Roberts | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ALTR SECURITY ID: 021441100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
ALTRIA GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: MO SECURITY ID: 02209S103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Elizabeth E. Bailey | Management | For | For |
| 2 | Elect Director Gerald L. Baliles | Management | For | For |
| 3 | Elect Director John T. Casteen III | Management | For | For |
| 4 | Elect Director Dinyar S. Devitre | Management | For | For |
| 5 | Elect Director Thomas F. Farrell II | Management | For | For |
| 6 | Elect Director Robert E. R. Huntley | Management | For | For |
| 7 | Elect Director Thomas W. Jones | Management | For | For |
| 8 | Elect Director George Munoz | Management | For | For |
| 9 | Elect Director Nabil Y. Sakkab | Management | For | For |
| 10 | Elect Director Michael E. Szymanczyk | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 14 | Adopt Human Rights Protocols for Company and Suppliers | Shareholder | Against | Abstain |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMZN SECURITY ID: 023135106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Thomas O. Ryder | Management | For | For |
| 7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMR CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AMR SECURITY ID: 001765106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robinson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AMLN SECURITY ID: 032346108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Teresa Beck | Management | For | For |
| 1.3 | Elect Director M. Kathleen Behrens, Ph.D. | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Paul N. Clark | Management | For | For |
| 1.6 | Elect Director Paulo F. Costa | Management | For | For |
| 1.7 | Elect Director Alexander Denner, Ph.D. | Management | For | For |
| 1.8 | Elect Director Karin Eastham | Management | For | For |
| 1.9 | Elect Director James R. Gavin III, M.D., Ph.D. | Management | For | For |
| 1.10 | Elect Director Jay S. Skyler, M.D. | Management | For | For |
| 1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
ANNTAYLOR STORES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: ANN SECURITY ID: 036115103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michelle Gass | Management | For | For |
| 2 | Elect Director Michael W. Trapp | Management | For | For |
| 3 | Elect Director Daniel W. Yih | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVERY DENNISON CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: AVY SECURITY ID: 053611109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rolf Borjesson | Management | For | For |
| 2 | Elect Director Peter W. Mullin | Management | For | For |
| 3 | Elect Director Patrick T. Siewert | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
AXIS BANK LTD.
MEETING DATE: JUN 8, 2010 |
TICKER: 532215 SECURITY ID: Y0487S103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint R.H. Patil as Director | Management | For | Against |
| 3 | Reappoint R. Bijapurkar as Director | Management | For | For |
| 4 | Approve Dividend of INR 12 per share | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Appoint S. Sharma as Director | Management | For | For |
| 7 | Appoint M.M. Agarwal as Director | Management | For | For |
| 8 | Appoint V.R. Kaundinya as Director | Management | For | For |
| 9 | Appoint A. Kishore as Director | Management | For | For |
| 10 | Appoint S.B. Mathur as Director | Management | For | For |
| 11 | Approve Appointment and Remuneration of A. Kishore as Non-Executive Chairman | Management | For | For |
| 12 | Approve Revision in Remuneration of S. Sharma, Managing Director and CEO | Management | For | For |
| 13 | Approve Appointment and Remuneration of M.M. Agarwal as Deputy Managing Director | Management | For | For |
| 14 | Amend Employee Stock Option Scheme (ESOS) to Increase the Number of Stock Options to be Granted Under the ESOS | Management | For | For |
| 15 | Approve Stock Option Plan Grants to Employees and Directors of Subsidiaries Under the ESOS | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BED BATH & BEYOND INC.
MEETING DATE: JUN 29, 2010 |
TICKER: BBBY SECURITY ID: 075896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Warren Eisenberg | Management | For | For |
| 2 | Elect Director Leonard Feinstein | Management | For | For |
| 3 | Elect Director Steven H. Temares | Management | For | For |
| 4 | Elect Director Dean S. Adler | Management | For | For |
| 5 | Elect Director Stanley F. Barshay | Management | For | For |
| 6 | Elect Director Klaus Eppler | Management | For | For |
| 7 | Elect Director Patrick R. Gaston | Management | For | For |
| 8 | Elect Director Jordan Heller | Management | For | For |
| 9 | Elect Director Victoria A. Morrison | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: D12096109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BOEING COMPANY, THE
MEETING DATE: APR 26, 2010 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John H. Biggs | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director David L. Calhoun | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Linda Z. Cook | Management | For | For |
| 6 | Elect Director William M. Daley | Management | For | For |
| 7 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 9 | Elect Director John F. McDonnell | Management | For | For |
| 10 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 11 | Elect Director Susan C. Schwab | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
BROADCOM CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: BRCM SECURITY ID: 111320107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joan L. Amble | Management | For | For |
| 1.2 | Elect Director Nancy H. Handel | Management | For | For |
| 1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.4 | Elect Director John E. Major | Management | For | For |
| 1.5 | Elect Director Scott A. McGregor | Management | For | For |
| 1.6 | Elect Director William T. Morrow | Management | For | For |
| 1.7 | Elect Director Robert E. Switz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRUNSWICK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: BC SECURITY ID: 117043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director Jeffrey L. Bleustein | Management | For | For |
| 1.3 | Elect Director Graham H. Phillips | Management | For | For |
| 1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BURGER KING HOLDINGS, INC.
MEETING DATE: NOV 19, 2009 |
TICKER: BKC SECURITY ID: 121208201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Richard W. Boyce | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Ronald M. Dykes | Management | For | For |
| 1.5 | Elect Director Peter R. Formanek | Management | For | For |
| 1.6 | Elect Director Manuel A. Garcia | Management | For | For |
| 1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.8 | Elect Director Brian T. Swette | Management | For | For |
| 1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: COG SECURITY ID: 127097103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Carmichael | Management | For | For |
| 1.2 | Elect Director Robert L. Keiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CAT SECURITY ID: 149123101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Dillon | Management | For | For |
| 1.2 | Elect Director Juan Gallardo | Management | For | For |
| 1.3 | Elect Director William A. Osborn | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.5 | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CAVIUM NETWORKS, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CAVM SECURITY ID: 14965A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Syed B. Ali | Management | For | For |
| 1.2 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CENTRAL EUROPEAN DISTRIBUTION CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: CEDC SECURITY ID: 153435102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Carey | Management | For | For |
| 1.2 | Elect Director David Bailey | Management | For | For |
| 1.3 | Elect Director N. Scott Fine | Management | For | For |
| 1.4 | Elect Director Marek Forysiak | Management | For | For |
| 1.5 | Elect Director Robert P. Koch | Management | For | For |
| 1.6 | Elect Director William Shanahan | Management | For | For |
| 1.7 | Elect Director Markus Sieger | Management | For | For |
| 1.8 | Elect Director Sergey Kupriyanov | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: CERN SECURITY ID: 156782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
| 1.2 | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CF INDUSTRIES HOLDINGS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: CF SECURITY ID: 125269100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Arzbaecher | Management | For | Withhold |
| 1.2 | Elect Director Edward A. Schmitt | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: CHKP SECURITY ID: M22465104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gil Shwed as Director | Management | For | For |
| 1.2 | Elect Marius Nacht as Director | Management | For | For |
| 1.3 | Elect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Elect Dan Propper as Director | Management | For | For |
| 1.5 | Elect David Rubner as Director | Management | For | For |
| 1.6 | Elect Tal Shavit as Director | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Equity Compensation of CEO | Management | For | For |
| 3a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.H. Armacost | Management | For | For |
| 2 | Elect Director L.F. Deily | Management | For | For |
| 3 | Elect Director R.E. Denham | Management | For | For |
| 4 | Elect Director R.J. Eaton | Management | For | For |
| 5 | Elect Director C. Hagel | Management | For | For |
| 6 | Elect Director E. Hernandez | Management | For | For |
| 7 | Elect Director F.G. Jenifer | Management | For | For |
| 8 | Elect Director G.L. Kirkland | Management | For | For |
| 9 | Elect Director S. Nunn | Management | For | For |
| 10 | Elect Director D.B. Rice | Management | For | For |
| 11 | Elect Director K.W. Sharer | Management | For | For |
| 12 | Elect Director C.R. Shoemate | Management | For | For |
| 13 | Elect Director J.G. Stumpf | Management | For | For |
| 14 | Elect Director R.D. Sugar | Management | For | For |
| 15 | Elect Director C. Ware | Management | For | For |
| 16 | Elect Director J.S. Watson | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 20 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
| 22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
| 24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| |
|---|
CHIPOTLE MEXICAN GRILL, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: CMG SECURITY ID: 169656105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert S. Baldocchi | Management | For | For |
| 1.2 | Elect Director Neil W. Flanzraich | Management | For | For |
| 1.3 | Elect Director Darlene J. Friedman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 20, 2010 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Andrew N. Liveris | Management | For | For |
| 6 | Elect Director Michael E. O'Neill | Management | For | For |
| 7 | Elect Director Vikram S. Pandit | Management | For | For |
| 8 | Elect Director Richard D. Parsons | Management | For | For |
| 9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 10 | Elect Director Judith Rodin | Management | For | For |
| 11 | Elect Director Robert L. Ryan | Management | For | For |
| 12 | Elect Director Anthony M. Santomero | Management | For | For |
| 13 | Elect Director Diana L. Taylor | Management | For | For |
| 14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 15 | Elect Director Ernesto Zedillo | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 21 | Approve Reverse Stock Split | Management | For | For |
| 22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| 24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 26 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: COH SECURITY ID: 189754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Ivan Menezes | Management | For | For |
| 1.5 | Elect Director Irene Miller | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Report on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COINSTAR, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: CSTR SECURITY ID: 19259P300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arik A. Ahitov | Management | For | For |
| 2 | Elect Director Ronald B. Woodard | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CON-WAY INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CNW SECURITY ID: 205944101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Anton | Management | For | For |
| 1.2 | Elect Director William R. Corbin | Management | For | For |
| 1.3 | Elect Director Robert Jaunich, II | Management | For | For |
| 1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 1.5 | Elect Director John C. Pope | Management | For | For |
| 1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.7 | Elect Director Peter W. Stott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSOL ENERGY INC.
MEETING DATE: MAY 4, 2010 |
TICKER: CNX SECURITY ID: 20854P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Whitmire | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
| 1.4 | Elect Director Philip W. Baxter | Management | For | For |
| 1.5 | Elect Director William E. Davis | Management | For | For |
| 1.6 | Elect Director Raj K. Gupta | Management | For | For |
| 1.7 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Mills | Management | For | For |
| 1.10 | Elect Director William P. Powell | Management | For | For |
| 1.11 | Elect Director Joseph T. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONTINENTAL AIRLINES, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CAL SECURITY ID: 210795308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.2 | Elect Director Carolyn Corvi | Management | For | For |
| 1.3 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.4 | Elect Director Oscar Munoz | Management | For | For |
| 1.5 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.6 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.7 | Elect Director Karen Hastie Williams | Management | For | For |
| 1.8 | Elect Director Ronald B. Woodard | Management | For | For |
| 1.9 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 5 | Please Mark For If Stock Owned Beneficially By You Is Ownedand Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Orcontrolled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVANCE INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CVD SECURITY ID: 222816100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph L. Herring | Management | For | For |
| 1.2 | Elect Director John McCartney | Management | For | For |
| 1.3 | Elect Director Bradley T. Sheares , Ph.D | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
D.R. HORTON, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: DHI SECURITY ID: 23331A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald R. Horton | Management | For | For |
| 1.2 | Elect Director Bradley S. Anderson | Management | For | For |
| 1.3 | Elect Director Michael R. Buchanan | Management | For | For |
| 1.4 | Elect Director Michael W. Hewatt | Management | For | For |
| 1.5 | Elect Director Bob G. Scott | Management | For | For |
| 1.6 | Elect Director Donald J. Tomnitz | Management | For | For |
| 1.7 | Elect Director Bill W. Wheat | Management | For | For |
| 2 | Approve Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director Gregg L. Engles | Management | For | For |
| 1.3 | Elect Director Jim L. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: NOV 19, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Voting and Right of First Refusal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EMAMI LTD
MEETING DATE: DEC 31, 2009 |
TICKER: 531162 SECURITY ID: Y22891124
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 4.50 Per Share | Management | For | For |
| 3 | Reappoint R.S. Goenka as Director | Management | For | For |
| 4 | Reappoint K.N. Memani as Director | Management | For | For |
| 5 | Reappoint K.K. Khemka as Director | Management | For | For |
| 6 | Reappoint P.V.S. Chaturvedi as Director | Management | For | For |
| 7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Increase in Authorized Share Capital from INR 150 Million to INR 160 Million by the Creation of 5 Million New Equity Shares of INR 2.00 Each and Amend Clause V of the Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 9 | Amend Article 4 of the Articles of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
| 10 | Approve Reappointment and Remuneration of R.S. Agarwal, Executive Chairman | Management | For | For |
| 11 | Approve V Parekh and Associates as Unit Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
EMULEX CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: ELX SECURITY ID: 292475209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred B. Cox | Management | For | For |
| 1.2 | Elect Director Michael P. Downey | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Robert H. Goon | Management | For | For |
| 1.6 | Elect Director Don M. Lyle | Management | For | For |
| 1.7 | Elect Director James M. McCluney | Management | For | For |
| 1.8 | Elect Director Dean A. Yoost | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
F5 NETWORKS, INC.
MEETING DATE: MAR 11, 2010 |
TICKER: FFIV SECURITY ID: 315616102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Deborah L. Bevier | Management | For | For |
| 2 | Elect Director Alan J. Higginson | Management | For | For |
| 3 | Elect Director John McAdam | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: FSLR SECURITY ID: 336433107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Robert J. Gillette | Management | For | For |
| 1.3 | Elect Director Craig Kennedy | Management | For | For |
| 1.4 | Elect Director James F. Nolan | Management | For | For |
| 1.5 | Elect Director William J. Post | Management | For | For |
| 1.6 | Elect Director J. Thomas Presby | Management | For | For |
| 1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
| 1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
| 1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 13, 2010 |
TICKER: F SECURITY ID: 345370860
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Edsel B. Ford II | Management | For | For |
| 1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.6 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.8 | Elect Director Richard A. Manoogian | Management | For | For |
| 1.9 | Elect Director Ellen R. Marram | Management | For | For |
| 1.10 | Elect Director Alan Mulally | Management | For | For |
| 1.11 | Elect Director Homer A. Neal | Management | For | For |
| 1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.13 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Disclose Prior Government Service | Shareholder | Against | Against |
| 5 | Adopt Recapitalization Plan | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 9, 2010 |
TICKER: FCX SECURITY ID: 35671D857
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
FURNITURE BRANDS INTERNATIONAL, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: FBN SECURITY ID: 360921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wilbert G. Holliman | Management | For | For |
| 1.2 | Elect Director John R. Jordan, Jr. | Management | For | For |
| 1.3 | Elect Director Ira D. Kaplan | Management | For | For |
| 1.4 | Elect Director Maureen A. McGuire | Management | For | For |
| 1.5 | Elect Director Aubrey B. Patterson | Management | For | For |
| 1.6 | Elect Director Alan G. Schwartz | Management | For | For |
| 1.7 | Elect Director Ralph P. Scozzafava | Management | For | For |
| 1.8 | Elect Director James M. Zimmerman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GAFISA S.A.
MEETING DATE: APR 27, 2010 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 1.2 | Approve Allocation of Income and Dividends | Management | For | For |
| 1.3 | Elect Directors | Management | For | For |
| 1.4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 2.1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2.2 | Amend Articles | Management | For | For |
| 2.3 | Consolidate Company's Bylaws | Management | For | For |
| 2.4 | Authorize Issuance of Bonds/Debentures | Management | For | For |
| |
|---|
GAYLORD ENTERTAINMENT COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: GET SECURITY ID: 367905106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Glenn J. Angiolillo | Management | For | For |
| 1.2 | Elect Director Michael J. Bender | Management | For | For |
| 1.3 | Elect Director E. K. Gaylord II | Management | For | For |
| 1.4 | Elect Director Ralph Horn | Management | For | Withhold |
| 1.5 | Elect Director David W. Johnson | Management | For | For |
| 1.6 | Elect Director Ellen Levine | Management | For | Withhold |
| 1.7 | Elect Director Robert S. Prather, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Colin V. Reed | Management | For | For |
| 1.9 | Elect Director Michael D. Rose | Management | For | For |
| 1.10 | Elect Director Michael I. Roth | Management | For | Withhold |
| 1.11 | Elect Director Robert B. Rowling | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GENERAL MILLS, INC.
MEETING DATE: SEP 21, 2009 |
TICKER: GIS SECURITY ID: 370334104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bradbury H. Anderson | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Paul Danos | Management | For | For |
| 4 | Elect Director William T. Esrey | Management | For | For |
| 5 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 6 | Elect Director Judith Richards Hope | Management | For | For |
| 7 | Elect Director Heidi G. Miller | Management | For | For |
| 8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 9 | Elect Director Steve Odland | Management | For | For |
| 10 | Elect Director Kendall J. Powell | Management | For | For |
| 11 | Elect Director Lois E. Quam | Management | For | For |
| 12 | Elect Director Michael D. Rose | Management | For | For |
| 13 | Elect Director Robert L. Ryan | Management | For | For |
| 14 | Elect Director Dorothy A. Terrell | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: GNW SECURITY ID: 37247D106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director Michael D. Fraizer | Management | For | For |
| 3 | Elect Director Nancy J. Karch | Management | For | For |
| 4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 6 | Elect Director Christine B. Mead | Management | For | For |
| 7 | Elect Director Thomas E. Moloney | Management | For | For |
| 8 | Elect Director James A. Parke | Management | For | For |
| 9 | Elect Director James S. Riepe | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 7, 2010 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1.2 | Elect Director John H. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Cohn | Management | For | For |
| 1.4 | Elect Director Claes Dahlback | Management | For | For |
| 1.5 | Elect Director Stephen Friedman | Management | For | For |
| 1.6 | Elect Director William W. George | Management | For | For |
| 1.7 | Elect Director James A. Johnson | Management | For | For |
| 1.8 | Elect Director Lois D. Juliber | Management | For | For |
| 1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Report on Global Warming Science | Shareholder | Against | Abstain |
| 11 | Report on Pay Disparity | Shareholder | Against | Against |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
GROUP 1 AUTOMOTIVE, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: GPI SECURITY ID: 398905109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director J. Terry Strange | Management | For | For |
| 1.3 | Elect Director Max P. Watson, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HTZ SECURITY ID: 42805T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry H. Beracha | Management | For | For |
| 1.2 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.3 | Elect Director Robert F. End | Management | For | For |
| 1.4 | Elect Director George W. Tamke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HOME DEPOT, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: HD SECURITY ID: 437076102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director David H. Batchelder | Management | For | For |
| 3 | Elect Director Francis S. Blake | Management | For | For |
| 4 | Elect Director Ari Bousbib | Management | For | For |
| 5 | Elect Director Gregory D. Brenneman | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
HOUSING DEVELOPMENT & INFRASTRUCTURE LTD.
MEETING DATE: SEP 4, 2009 |
TICKER: 532873 SECURITY ID: Y3722J102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint W. Singh as Director | Management | For | For |
| 3 | Reappoint A.K. Gupta as Director | Management | For | For |
| 4 | Reappoint S.K. Soni as Director | Management | For | For |
| 5 | Approve Thar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $450 Million | Management | For | For |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: IMGN SECURITY ID: 45253H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
| 2.2 | Elect Director David W. Carter | Management | For | For |
| 2.3 | Elect Director Mark Skaletsky | Management | For | For |
| 2.4 | Elect Director J.j. Villafranca | Management | For | For |
| 2.5 | Elect Director Nicole Onetto | Management | For | For |
| 2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
| 2.7 | Elect Director Richard J. Wallace | Management | For | For |
| 2.8 | Elect Director Daniel M. Junius | Management | For | For |
| 2.9 | Elect Director Howard H. Pien | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
INDIABULLS POWER LTD.
MEETING DATE: MAR 12, 2010 |
TICKER: 533122 SECURITY ID: Y3912D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Investment of up to INR 25 Billion in Indiabulls Realtech Ltd | Management | For | For |
| 2 | Approve Investment of up to INR 25 Billion in Indiabulls CSEB Bhaiyathan Power Ltd | Management | For | For |
| 3 | Approve Investment of up to INR 2 Billion in Tharang Warang Hydropower Projects Ltd | Management | For | For |
| 4 | Approve Investment of up to INR 1 Billion in Devona Thermal Power and Infrastructure Ltd | Management | For | For |
| 5 | Approve Investment of up to INR 2 Billion in Kaya Hydropower Projects Ltd | Management | For | For |
| 6 | Approve Investment of up to INR 2 Billion in Pachi Hydropower Projects Ltd | Management | For | For |
| 7 | Approve Investment of up to INR 2 Billion in Papu Hydropower Projects Ltd | Management | For | For |
| 8 | Approve Investment of up to INR 2 Billion in Sepla Hydropower Projects Ltd | Management | For | For |
| 9 | Approve Deloitte Haskins and Sells as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: SEP 30, 2009 |
TICKER: SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint P.P. Mirdha as Director | Management | For | For |
| 3 | Reappoint N. Gehlaut as Director | Management | For | For |
| 4 | Reappoint V. Bansal as Director | Management | For | For |
| 5 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Utilization of Proceeds from the Issue of Equity Shares | Management | For | For |
| 7 | Approve Reappointment and Remuneration of N. Gehlaut, Joint Managing Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of V. Bansal, Joint Managing Director | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: OCT 4, 2009 |
TICKER: SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loans, Investments, and/or Corporate Guarantees of up to INR 200 Billion to Indiabulls Power Ltd (IPL), Indiabulls Realtech Ltd, Indiabulls CSEB Bhaiyathan Power Ltd, Indiabulls Powergen Ltd, or Any Other Subsidiaries of IPL | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: MAR 12, 2010 |
TICKER: SECURITY ID: Y3912A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Investment of up to INR 5 Billion in Indiabulls Property Builders Ltd., a Subsidiary of the Company | Management | For | For |
| 2 | Approve Investment of up to INR 5 Billion in Indiabulls Developers and Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 3 | Approve Investment of up to INR 5 Billion in Indiabulls Malls Ltd., a Subsidiary of the Company | Management | For | For |
| 4 | Approve Investment of up to INR 1 Billion in Serida Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 5 | Approve Investment of up to INR 1 Billion in Lenus Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 6 | Approve Investment of up to INR 1 Billion in Serida Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 7 | Approve Investment of up to INR 1 Billion in Ashkit Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 8 | Approve Investment of up to INR 1 Billion in Ashkit Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 9 | Approve Investment of up to INR 1 Billion in Mabon Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 10 | Approve Investment of up to INR 1 Billion in Mabon Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 11 | Approve Investment of up to INR 1 Billion in Mabon Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 12 | Approve Investment of up to INR 1 Billion in Mabon Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 13 | Approve Investment of up to INR 1 Billion in Ashkit Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 14 | Approve Investment of up to INR 1 Billion in Mabon Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 15 | Approve Sharma Goel & Co. as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 16 | Amend Articles of Association Re: Share Subscription Agreement with Oberon Ltd. | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KING PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: KG SECURITY ID: 495582108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
| 1.4 | Elect Director Philip A. Incarnati | Management | For | For |
| 1.5 | Elect Director Gregory D. Jordan | Management | For | For |
| 1.6 | Elect Director Brian A. Markison | Management | For | For |
| 1.7 | Elect Director R. Charles Moyer | Management | For | For |
| 1.8 | Elect Director D. Greg Rooker | Management | For | For |
| 1.9 | Elect Director Derace L. Schaffer | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KROGER CO., THE
MEETING DATE: JUN 24, 2010 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP
MEETING DATE: JUN 3, 2010 |
TICKER: LVS SECURITY ID: 517834107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
LENNOX INTERNATIONAL INC.
MEETING DATE: MAY 13, 2010 |
TICKER: LII SECURITY ID: 526107107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 1.2 | Elect Director Janet K. Cooper | Management | For | For |
| 1.3 | Elect Director C.L. (Jerry) Henry | Management | For | For |
| 1.4 | Elect Director Terry D. Stinson | Management | For | For |
| 1.5 | Elect Director Richard L. Thompson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LINEAR TECHNOLOGY CORPORATION
MEETING DATE: NOV 4, 2009 |
TICKER: LLTC SECURITY ID: 535678106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | Withhold |
| 1.2 | Elect Director David S. Lee | Management | For | Withhold |
| 1.3 | Elect Director Lothar Maier | Management | For | Withhold |
| 1.4 | Elect Director Richard M. Moley | Management | For | Withhold |
| 1.5 | Elect Director Thomas S. Volpe | Management | For | Withhold |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LIZ CLAIBORNE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: LIZ SECURITY ID: 539320101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Raul J. Fernandez | Management | For | Against |
| 2 | Elect Director Kenneth P. Kopelman | Management | For | For |
| 3 | Elect Director Arthur C. Martinez | Management | For | Against |
| 4 | Elect Director Doreen A. Toben | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Provide Right to Call Special Meeting | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
LOUISIANA-PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: LPX SECURITY ID: 546347105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lizanne C. Gottung | Management | For | For |
| 1.2 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.3 | Elect Director Colin D. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MACY'S, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: M SECURITY ID: 55616P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Deirdre P. Connelly | Management | For | For |
| 1.3 | Elect Director Meyer Feldberg | Management | For | For |
| 1.4 | Elect Director Sara Levinson | Management | For | For |
| 1.5 | Elect Director Terry J. Lundgren | Management | For | For |
| 1.6 | Elect Director Joseph Neubauer | Management | For | For |
| 1.7 | Elect Director Joseph A. Pichler | Management | For | For |
| 1.8 | Elect Director Joyce M. Roche | Management | For | For |
| 1.9 | Elect Director Craig E. Weatherup | Management | For | For |
| 1.10 | Elect Director Marna C. Whittington | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 3 | Elect Director David A. Daberko | Management | For | For |
| 4 | Elect Director William L. Davis | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Michael E. J. Phelps | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Seth E. Schofield | Management | For | For |
| 11 | Elect Director John W. Snow | Management | For | For |
| 12 | Elect Director Thomas J. Usher | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Dan R. Moore | Management | For | For |
| 1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
| 4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MXIM SECURITY ID: 57772K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
| 1.3 | Elect Director James R. Bergman | Management | For | Withhold |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
| 1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
| 1.6 | Elect Director William D. Watkins | Management | For | Withhold |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MCDONALD'S CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: MCD SECURITY ID: 580135101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Walter E. Massey | Management | For | For |
| 2 | Elect Director John W. Rogers, Jr. | Management | For | For |
| 3 | Elect Director Roger W. Stone | Management | For | For |
| 4 | Elect Director Miles D. White | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 8 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 9 | Adopt Cage-Free Eggs Purchasing Policy | Shareholder | Against | Abstain |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
MEDTRONIC, INC.
MEETING DATE: AUG 27, 2009 |
TICKER: MDT SECURITY ID: 585055106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Anderson | Management | For | For |
| 1.2 | Elect Director Victor J. Dzau | Management | For | For |
| 1.3 | Elect Director William A. Hawkins | Management | For | For |
| 1.4 | Elect Director S. Ann Jackson | Management | For | For |
| 1.5 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.6 | Elect Director Robert C. Pozen | Management | For | For |
| 1.7 | Elect Director Jean-pierre Rosso | Management | For | For |
| 1.8 | Elect Director Jack W. Schuler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROMET, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: MITI SECURITY ID: 59509C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry C. Benjamin | Management | For | For |
| 1.2 | Elect Director Kapil Dhingra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSEMI CORPORATION
MEETING DATE: FEB 17, 2010 |
TICKER: MSCC SECURITY ID: 595137100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.4 | Elect Director William E. Bendush | Management | For | For |
| 1.5 | Elect Director William L. Healey | Management | For | For |
| 1.6 | Elect Director Paul F. Folino | Management | For | For |
| 1.7 | Elect Director Matthew E. Massengill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director Robert J. Chrenc | Management | For | For |
| 3 | Elect Director John Gaulding | Management | For | For |
| 4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Director Cynthia P. McCague | Management | For | For |
| 6 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 7 | Elect Director Roberto Tunioli | Management | For | For |
| 8 | Elect Director Timothy T. Yates | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: MYGN SECURITY ID: 62855J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Henderson | Management | For | For |
| 1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NBTY, INC.
MEETING DATE: FEB 26, 2010 |
TICKER: NTY SECURITY ID: 628782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ashner | Management | For | For |
| 1.2 | Elect Director Glenn Cohen | Management | For | For |
| 1.3 | Elect Director Arthur Rudolph | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: NCR SECURITY ID: 62886E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Quincy Allen | Management | For | For |
| 1.2 | Elect Director Edward Boykin | Management | For | For |
| 1.3 | Elect Director Linda Fayne Levinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NETEASE COM INC
MEETING DATE: SEP 4, 2009 |
TICKER: NTES SECURITY ID: 64110W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: William Ding | Management | For | Against |
| 2 | Re-election Of Director: Alice Cheng | Management | For | For |
| 3 | Re-election Of Director: Denny Lee | Management | For | Against |
| 4 | Re-election Of Director: Joseph Tong | Management | For | For |
| 5 | Re-election Of Director: Lun Feng | Management | For | Against |
| 6 | Re-election Of Director: Michael Leung | Management | For | For |
| 7 | Re-election Of Director: Michael Tong | Management | For | Against |
| 8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
| |
|---|
NETLOGIC MICROSYSTEMS, INC.
MEETING DATE: OCT 23, 2009 |
TICKER: NETL SECURITY ID: 64118B100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 29, 2010 |
TICKER: NUAN SECURITY ID: 67020Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | For |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | For |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NUVA SECURITY ID: 670704105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.2 | Elect Director Jack R. Blair | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Gaither | Management | For | For |
| 1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: OCT 14, 2009 |
TICKER: ODP SECURITY ID: 676220106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: APR 21, 2010 |
TICKER: ODP SECURITY ID: 676220106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lee A. Ault III | Management | For | For |
| 2 | Elect Director Neil R. Austrian | Management | For | For |
| 3 | Elect Director Justin Bateman | Management | For | For |
| 4 | Elect Director David W. Bernauer | Management | For | For |
| 5 | Elect Director Thomas J. Colligan | Management | For | For |
| 6 | Elect Director Marsha J. Evans | Management | For | For |
| 7 | Elect Director David I. Fuente | Management | For | For |
| 8 | Elect Director Brenda J. Gaines | Management | For | For |
| 9 | Elect Director Myra M. Hart | Management | For | For |
| 10 | Elect Director W. Scott Hedrick | Management | For | For |
| 11 | Elect Director Kathleen Mason | Management | For | For |
| 12 | Elect Director Steve Odland | Management | For | For |
| 13 | Elect Director James S. Rubin | Management | For | For |
| 14 | Elect Director Raymond Svider | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Approve Stock Option Repricing Program | Management | For | Against |
| |
|---|
OPEN TEXT CORP.
MEETING DATE: DEC 3, 2009 |
TICKER: OTC SECURITY ID: 683715106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect as Director - John Shackleton | Management | For | For |
| 1.3 | Elect as Director - Randy Fowlie | Management | For | For |
| 1.4 | Elect as Director - Gail Hamilton | Management | For | For |
| 1.5 | Elect as Director - Brian Jackman | Management | For | For |
| 1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
| 1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
| 1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
OPENTABLE, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: OPEN SECURITY ID: 68372A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Jordan | Management | For | For |
| 1.2 | Elect Director Thomas H. Layton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PACCAR INC
MEETING DATE: APR 20, 2010 |
TICKER: PCAR SECURITY ID: 693718108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alison J. Carnwath | Management | For | For |
| 1.2 | Elect Director Robert T. Parry | Management | For | For |
| 1.3 | Elect Director John M. Pigott | Management | For | For |
| 1.4 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 4 | Limit Composition of Committee(s) to Independent Directors | Shareholder | Against | Against |
| |
|---|
PARSVNATH DEVELOPERS LTD
MEETING DATE: JUN 14, 2010 |
TICKER: 532780 SECURITY ID: Y6723F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 25 Billion | Management | For | For |
| 2 | Approve Reappointment and Remuneration of G.R. Gogia as Executive Director of Business Development | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: PENN SECURITY ID: 707569109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Robert P. Levy | Management | For | Withhold |
| 1.3 | Elect Director Barbara Z. Shattuck | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PEPSICO, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: PEP SECURITY ID: 713448108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Shona L. Brown | Management | For | For |
| 2 | Elect Director Ian M. Cook | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Victor J. Dzau | Management | For | For |
| 5 | Elect Director Ray L. Hunt | Management | For | For |
| 6 | Elect Director Alberto Ibarguen | Management | For | For |
| 7 | Elect Director Arthur C. Martinez | Management | For | For |
| 8 | Elect Director Indra K. Nooyi | Management | For | For |
| 9 | Elect Director Sharon P. Rockefeller | Management | For | For |
| 10 | Elect Director James J. Schiro | Management | For | For |
| 11 | Elect Director Lloyd G. Trotter | Management | For | For |
| 12 | Elect Director Daniel Vasella | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | Against |
| 15 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Report on Public Policy Advocacy Process | Shareholder | Against | Abstain |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLO RALPH LAUREN CORP.
MEETING DATE: AUG 6, 2009 |
TICKER: RL SECURITY ID: 731572103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: APR 28, 2010 |
TICKER: RAX SECURITY ID: 750086100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lanham Napier | Management | For | For |
| 1.2 | Elect Director George J. Still Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
REGENERON PHARMACEUTICALS, INC.
MEETING DATE: JUN 11, 2010 |
TICKER: REGN SECURITY ID: 75886F107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard S. Schleifer | Management | For | For |
| 1.2 | Elect Director Eric M. Shooter | Management | For | For |
| 1.3 | Elect Director George D. Yancopoulos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RELIANCE INDUSTRIES LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 500325 SECURITY ID: Y72596102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 7.00 Per Share | Management | For | For |
| 3a | Reappoint H.R. Meswani as Director | Management | For | For |
| 3b | Reappoint M.P. Modi as Director | Management | For | For |
| 3c | Reappoint D.V. Kapur as Director | Management | For | For |
| 3d | Reappoint R.A. Mashalkar as Director | Management | For | For |
| 4 | Approve Chaturvedi & Shah, Deloitte Haskins and Sells, and Rajendra & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Appointment and Remuneration of P.K. Kapil as Executive Director | Management | For | For |
| |
|---|
ROVI CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: ROVI SECURITY ID: 779376102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alfred J. Amoroso | Management | For | For |
| 1.2 | Elect Director Andrew K. Ludwick | Management | For | For |
| 1.3 | Elect Director Alan L. Earhart | Management | For | For |
| 1.4 | Elect Director James E. Meyer | Management | For | For |
| 1.5 | Elect Director James P. O'Shaughnessy | Management | For | For |
| 1.6 | Elect Director Ruthann Quindlen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RUE21, INC.
MEETING DATE: JUN 11, 2010 |
TICKER: RUE SECURITY ID: 781295100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert N. Fisch | Management | For | For |
| 1.2 | Elect Director Arnold S. Barron | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RYLAND GROUP, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: RYL SECURITY ID: 783764103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Frecon | Management | For | For |
| 1.2 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.3 | Elect Director William L. Jews | Management | For | For |
| 1.4 | Elect Director Ned Mansour | Management | For | For |
| 1.5 | Elect Director Robert E. Mellor | Management | For | For |
| 1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
| 1.7 | Elect Director Larry T. Nicholson | Management | For | For |
| 1.8 | Elect Director Charlotte St. Martin | Management | For | For |
| 1.9 | Elect Director Robert G van Schoonenberg | Management | For | For |
| 2 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SALESFORCE.COM, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: CRM SECURITY ID: 79466L302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stratton Sclavos | Management | For | For |
| 1.2 | Elect Director Lawrence Tomlinson | Management | For | For |
| 1.3 | Elect Director Shirley Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SANDISK CORP.
MEETING DATE: JUN 2, 2010 |
TICKER: SNDK SECURITY ID: 80004C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eli Harari | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director James D. Meindl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SCHERING-PLOUGH CORP.
MEETING DATE: AUG 7, 2009 |
TICKER: SGP SECURITY ID: 806605101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: OCT 28, 2009 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Stephen J. Luczo as Director | Management | For | For |
| 1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
| 1c | Election William W. Bradley as Director | Management | For | For |
| 1d | Election David F. Marquardt as Director | Management | For | For |
| 1e | Election Lydia M. Marshall as Director | Management | For | For |
| 1f | Election Albert A. Pimentel as Director | Management | For | For |
| 1g | Election C.S. Park as Director | Management | For | For |
| 1h | Election Gregorio Reyes as Director | Management | For | For |
| 1i | Election John W. Thompson as Director | Management | For | For |
| 1j | Election Edward J. Zander as Director | Management | For | For |
| 2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
| 3 | Approve Employee Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: APR 14, 2010 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
| 2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
| 1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
| 2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
| 3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
| |
|---|
SIGNET JEWELERS LTD.
MEETING DATE: JUN 17, 2010 |
TICKER: SIG SECURITY ID: G81276100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Robert Blanchard as Director | Management | For | For |
| 1b | Elect Terry Burman as Director | Management | For | For |
| 2 | Approve KPMG Audit Plc as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| |
|---|
SKECHERS U.S.A., INC.
MEETING DATE: JUN 2, 2010 |
TICKER: SKX SECURITY ID: 830566105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Greenberg | Management | For | For |
| 1.2 | Elect Director David Weinberg | Management | For | For |
| 1.3 | Elect Director Jeffrey Greenberg | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SUCCESSFACTORS, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: SFSF SECURITY ID: 864596101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. Burgum | Management | For | For |
| 1.2 | Elect Director Lars Dalgaard | Management | For | For |
| 1.3 | Elect Director Elizabeth A. Nelson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Sarvary | Management | For | For |
| 2 | Elect Director Evelyn Dilsaver | Management | For | For |
| 3 | Elect Director Francis A. Doyle | Management | For | For |
| 4 | Elect Director John A. Heil | Management | For | For |
| 5 | Elect Director Peter K. Hoffman | Management | For | For |
| 6 | Elect Director Sir Paul Judge | Management | For | For |
| 7 | Elect Director Nancy F. Koehn | Management | For | For |
| 8 | Elect Director Christopher A. Masto | Management | For | For |
| 9 | Elect Director P. Andrews McLane | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 700 SECURITY ID: G87572148
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
| 3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 12, 2010 |
TICKER: TEN SECURITY ID: 880349105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Frank E. Macher | Management | For | For |
| 4 | Elect Director Hari N. Nair | Management | For | For |
| 5 | Elect Director Roger B. Porter | Management | For | For |
| 6 | Elect Director David B. Price, Jr. | Management | For | For |
| 7 | Elect Director Gregg M. Sherrill | Management | For | For |
| 8 | ElectDirector Paul T. Stecko | Management | For | For |
| 9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 10 | Elect Director Jane L. Warner | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TITANIUM METALS CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: TIE SECURITY ID: 888339207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith R. Coogan | Management | For | For |
| 1.2 | Elect Director Glenn R. Simmons | Management | For | For |
| 1.3 | Elect Director Harold C. Simmons | Management | For | For |
| 1.4 | Elect Director Thomas P. Stafford | Management | For | For |
| 1.5 | Elect Director Steven L. Watson | Management | For | For |
| 1.6 | Elect Director Terry N. Worrell | Management | For | For |
| 1.7 | Elect Director Paul J. Zucconi | Management | For | For |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 17, 2010 |
TICKER: TOL SECURITY ID: 889478103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zvi Barzilay | Management | For | For |
| 1.2 | Elect Director Edward G. Boehne | Management | For | For |
| 1.3 | Elect Director Richard J. Braemer | Management | For | For |
| 1.4 | Elect Director Carl B. Marbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Stock Ownership Limitations | Management | For | For |
| 4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
TUPPERWARE BRANDS CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: TUP SECURITY ID: 899896104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rita Bornstein, Ph.D. | Management | For | For |
| 2 | Elect Director Kriss Cloninger, III | Management | For | For |
| 3 | Elect Director E.V. Goings | Management | For | For |
| 4 | Elect Director Joe R. Lee | Management | For | For |
| 5 | Elect Director Bob Marbut | Management | For | For |
| 6 | Elect Director Antonio Monteiro de Castro | Management | For | For |
| 7 | Elect Director David R. Parker | Management | For | For |
| 8 | Elect Director Joyce M. Roche | Management | For | For |
| 9 | Elect Director J. Patrick Spainhour | Management | For | For |
| 10 | Elect Director M. Anne Szostak | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
UAL CORPORATION
MEETING DATE: JUN 10, 2010 |
TICKER: UAUA SECURITY ID: 902549807
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Almeida | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jane C. Garvey | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director Robert D. Krebs | Management | For | For |
| 1.7 | Elect Director Robert S. Miller | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | For |
| 1.9 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.10 | Elect Director David J. Vitale | Management | For | For |
| 1.11 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Securities Transfer Restrictions | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITECH LIMITED
MEETING DATE: AUG 20, 2009 |
TICKER: 507878 SECURITY ID: Y9164M149
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 0.10 Per Share | Management | For | For |
| 3 | Reappoint A. Harish as Director | Management | For | Against |
| 4 | Reappoint M. Bahri as Director | Management | For | For |
| 5 | Reappoint R. Singhania as Director | Management | For | Against |
| 6a | Approve Goel Garg & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6b | Approve A. Zalmet as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Reappointment and Remuneration of R. Chandra, Executive Chairman | Management | For | For |
| 8 | Approve Reappointment and Remuneration of A. Chandra, Managing Director | Management | For | For |
| 9 | Approve Reappointment and Remuneration of S. Chandra, Managing Director | Management | For | For |
| 10 | Approve Appointment and Remuneration of A.S. Johar, Executive Director | Management | For | For |
| |
|---|
UNITED PARCEL SERVICE, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: UPS SECURITY ID: 911312106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Michael J. Burns | Management | For | For |
| 1.3 | Elect Director D. Scott Davis | Management | For | For |
| 1.4 | Elect Director Stuart E. Eizenstat | Management | For | For |
| 1.5 | Elect Director Michael L. Eskew | Management | For | For |
| 1.6 | Elect Director William R. Johnson | Management | For | For |
| 1.7 | Elect Director Ann M. Livermore | Management | For | Withhold |
| 1.8 | Elect Director Rudy Markham | Management | For | For |
| 1.9 | Elect Director John W. Thompson | Management | For | For |
| 1.10 | Elect Director Carol B. Tome | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: LCC SECURITY ID: 90341W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.2 | Elect Director George M. Philip | Management | For | For |
| 1.3 | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: VRTX SECURITY ID: 92532F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Charles A. Sanders | Management | For | For |
| 1.3 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESTERN DIGITAL CORPORATION
MEETING DATE: NOV 11, 2009 |
TICKER: WDC SECURITY ID: 958102105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter D. Behrendt | Management | For | Against |
| 2 | Elect Director Kathleen A. Cote | Management | For | Against |
| 3 | Elect Director John F. Coyne | Management | For | Against |
| 4 | Elect Director Henry T. DeNero | Management | For | Against |
| 5 | Elect Director William L. Kimsey | Management | For | Against |
| 6 | Elect Director Michael D. Lambert | Management | For | Against |
| 7 | Elect Director Matthew E. Massengill | Management | For | Against |
| 8 | Elect Director Roger H. Moore | Management | For | Against |
| 9 | Elect Director Thomas E. Pardun | Management | For | Against |
| 10 | Elect Director Arif Shakeel | Management | For | Against |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WHOLE FOODS MARKET, INC.
MEETING DATE: MAR 8, 2010 |
TICKER: WFMI SECURITY ID: 966837106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John B. Elstrott | Management | For | For |
| 1.2 | Elect Director Gabrielle E. Greene | Management | For | For |
| 1.3 | Elect Director Hass Hassan | Management | For | For |
| 1.4 | Elect Director Stephanie Kugelman | Management | For | For |
| 1.5 | Elect Director John P. Mackey | Management | For | For |
| 1.6 | Elect Director Jonathan A. Seiffer | Management | For | For |
| 1.7 | Elect Director Morris J. Siegel | Management | For | For |
| 1.8 | Elect Director Jonathan D. Sokoloff | Management | For | For |
| 1.9 | Elect Director Ralph Z. Sorenson | Management | For | For |
| 1.10 | Elect Director W.A. (Kip) Tindell, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 4 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
| 5 | Adopt a Policy Establishing an Engagement Process with Proponents to Shareholder Proposals | Shareholder | Against | Against |
| 6 | Adopt and Disclose Succession Planning Policy | Shareholder | Against | Against |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY BLUE CHIP VALUE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACE LIMITED
MEETING DATE: MAY 19, 2010 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert Hernandez as Director | Management | For | For |
| 1.2 | Elect Peter Menikoff as Director | Management | For | For |
| 1.3 | Elect Robert Ripp as Director | Management | For | For |
| 1.4 | Elect Theodore Shasta as Director | Management | For | For |
| 2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
| 3.1 | Approve Annual Report | Management | For | For |
| 3.2 | Accept Statutory Financial Statements | Management | For | For |
| 3.3 | Accept Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
| 7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
| 9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: AYI SECURITY ID: 00508Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Guynn | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCE AUTO PARTS INC
MEETING DATE: MAY 19, 2010 |
TICKER: AAP SECURITY ID: 00751Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AETNA INC.
MEETING DATE: MAY 21, 2010 |
TICKER: AET SECURITY ID: 00817Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank M. Clark | Management | For | For |
| 2 | Elect Director Betsy Z. Cohen | Management | For | For |
| 3 | Elect Director Molly J. Coye | Management | For | For |
| 4 | Elect Director Roger N. Farah | Management | For | For |
| 5 | Elect Director Barbara Hackman Franklin | Management | For | For |
| 6 | Elect Director Jeffrey E. Garten | Management | For | For |
| 7 | Elect Director Earl G. Graves | Management | For | For |
| 8 | Elect Director Gerald Greenwald | Management | For | For |
| 9 | Elect Director Ellen M. Hancock | Management | For | For |
| 10 | Elect Director Richard J. Harrington | Management | For | For |
| 11 | Elect Director Edward J. Ludwig | Management | For | For |
| 12 | Elect Director Joseph P. Newhouse | Management | For | For |
| 13 | Elect Director Ronald A. Williams | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT ENERGY CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: LNT SECURITY ID: 018802108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Bennett | Management | For | For |
| 1.2 | Elect Director Darryl B. Hazel | Management | For | For |
| 1.3 | Elect Director David A. Perdue | Management | For | For |
| 1.4 | Elect Director Judith D. Pyle | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLSTATE CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: ALL SECURITY ID: 020002101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Robert D. Beyer | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.5 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.6 | Elect Director Andrea Redmond | Management | For | For |
| 1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua I. Smith | Management | For | For |
| 1.9 | Elect Director Judith A. Sprieser | Management | For | For |
| 1.10 | Elect Director Mary Alice Taylor | Management | For | For |
| 1.11 | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN ELECTRIC POWER COMPANY, INC.
MEETING DATE: APR 27, 2010 |
TICKER: AEP SECURITY ID: 025537101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. R. Brooks | Management | For | For |
| 1.2 | Elect Director Donald M. Carlton | Management | For | For |
| 1.3 | Elect Director James F. Cordes | Management | For | For |
| 1.4 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
| 1.5 | Elect Director Linda A. Goodspeed | Management | For | For |
| 1.6 | Elect Director Thomas E. Hoaglin | Management | For | For |
| 1.7 | Elect Director Lester A. Hudson, Jr. | Management | For | For |
| 1.8 | Elect Director Michael G. Morris | Management | For | For |
| 1.9 | Elect Director Lionel L. Nowell III | Management | For | For |
| 1.10 | Elect Director Richard L. Sandor | Management | For | For |
| 1.11 | Elect Director Kathryn D. Sullivan | Management | For | For |
| 1.12 | Elect Director Sara Martinez Tucker | Management | For | For |
| 1.13 | Elect Director John F. Turner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 7, 2010 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect Frank Arisman as Director | Management | For | For |
| 4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Issue of Convertible Securities | Management | For | For |
| 10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
| 11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
| 12 | Amend Share Incentive Scheme | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Amend Bonus Share Plan 2005 | Management | For | For |
| 15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCELORMITTAL
MEETING DATE: MAY 11, 2010 |
TICKER: MT SECURITY ID: 03938L104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive and Approve Directors' and Auditors' Reports | Management | None | Did Not Vote |
| 2 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
| 3 | Accept Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 7 | Acknowledge Cooptation of Jeannot Krecke as Director | Management | For | Did Not Vote |
| 8 | Reelect Vanisha Mittal Bhatia as Director | Management | For | Did Not Vote |
| 9 | Elect Jeannot Krecke as Director | Management | For | Did Not Vote |
| 10 | Approve Share Repurchase Program | Management | For | Did Not Vote |
| 11 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
| 12 | Approve Share Plan Grant | Management | For | Did Not Vote |
| 13 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 14 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | Did Not Vote |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARW SECURITY ID: 042735100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel W. Duval | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director John N. Hanson | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.6 | Elect Director Roger King | Management | For | For |
| 1.7 | Elect Director Michael J. Long | Management | For | For |
| 1.8 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.9 | Elect Director Barry W. Perry | Management | For | For |
| 1.10 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
| 1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
| 1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
| 1.9 | Elect Director Jane P. Helm | Management | For | For |
| 1.10 | Elect Director John P. Howe III, MD | Management | For | For |
| 1.11 | Elect Director Kelly S. King | Management | For | For |
| 1.12 | Elect Director James H. Maynard | Management | For | For |
| 1.13 | Elect Director Albert O. McCauley | Management | For | For |
| 1.14 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.15 | Elect Director Nido R. Qubein | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BRITISH AMERICAN TOBACCO PLC
MEETING DATE: APR 28, 2010 |
TICKER: BATS SECURITY ID: 110448107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6a | Re-elect Ana Llopis as Director | Management | For | For |
| 6b | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 6c | Re-elect Anthony Ruys as Director | Management | For | For |
| 7 | Elect Richard Burrows as Director | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| 11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 12 | Adopt New Articles of Association | Management | For | For |
| 13 | Amend Articles of Association | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2010 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Tobia Ippolito | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CVC SECURITY ID: 12686C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary W. Carter | Management | For | For |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.3 | Elect Director John R. Ryan | Management | For | Withhold |
| 1.4 | Elect Director Vincent Tese | Management | For | Withhold |
| 1.5 | Elect Director Leonard Tow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CATERPILLAR INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CAT SECURITY ID: 149123101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Dillon | Management | For | For |
| 1.2 | Elect Director Juan Gallardo | Management | For | For |
| 1.3 | Elect Director William A. Osborn | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 1.5 | Elect Director Susan C. Schwab | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Amend Human Rights Policy | Shareholder | Against | Abstain |
| 8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CHEVRON CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: CVX SECURITY ID: 166764100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director S.H. Armacost | Management | For | For |
| 2 | Elect Director L.F. Deily | Management | For | For |
| 3 | Elect Director R.E. Denham | Management | For | For |
| 4 | Elect Director R.J. Eaton | Management | For | For |
| 5 | Elect Director C. Hagel | Management | For | For |
| 6 | Elect Director E. Hernandez | Management | For | For |
| 7 | Elect Director F.G. Jenifer | Management | For | For |
| 8 | Elect Director G.L. Kirkland | Management | For | For |
| 9 | Elect Director S. Nunn | Management | For | For |
| 10 | Elect Director D.B. Rice | Management | For | For |
| 11 | Elect Director K.W. Sharer | Management | For | For |
| 12 | Elect Director C.R. Shoemate | Management | For | For |
| 13 | Elect Director J.G. Stumpf | Management | For | For |
| 14 | Elect Director R.D. Sugar | Management | For | For |
| 15 | Elect Director C. Ware | Management | For | For |
| 16 | Elect Director J.S. Watson | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 20 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 21 | Disclose Payments To Host Governments | Shareholder | Against | Abstain |
| 22 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
| 23 | Report on Financial Risks From Climate Change | Shareholder | Against | Abstain |
| 24 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director William H. Joyce | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director Terrence Murray | Management | For | For |
| 9 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 11 | Elect Director Thomas M. Ryan | Management | For | For |
| 12 | Elect Director Richard J. Swift | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| |
|---|
DEERE & CO.
MEETING DATE: FEB 24, 2010 |
TICKER: DE SECURITY ID: 244199105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel R. Allen | Management | For | For |
| 2 | Elect Director Aulana L. Peters | Management | For | For |
| 3 | Elect Director David B. Speer | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| 8 | Limit Executive Compensation | Shareholder | Against | Against |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 10 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
DIRECTV
MEETING DATE: NOV 19, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Voting and Right of First Refusal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 3, 2010 |
TICKER: DISH SECURITY ID: 25470M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Defranco | Management | For | For |
| 1.2 | Elect Director Cantey Ergen | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director David K. Moskowitz | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director W. Frank Blount | Management | For | For |
| 3 | Elect Director Gary W. Edwards | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Donald C. Hintz | Management | For | For |
| 6 | Elect Director J. Wayne Leonard | Management | For | For |
| 7 | Elect Director Stuart L. Levenick | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director James R. Nichols | Management | For | For |
| 10 | Elect Director William A. Percy, II | Management | For | For |
| 11 | Elect Director W.J. Tauzin | Management | For | For |
| 12 | Elect Director Steven V. Wilkinson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 28, 2010 |
TICKER: EOG SECURITY ID: 26875P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 13, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: SEP 22, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: James A. Davidson | Management | For | For |
| 2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
| 3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
| 4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
| 5 | Re-election Of Director: William D. Watkins | Management | For | For |
| 6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
| 7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
| 8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
| 9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FRANKLIN RESOURCES, INC.
MEETING DATE: MAR 16, 2010 |
TICKER: BEN SECURITY ID: 354613101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel H. Armacost | Management | For | For |
| 1.2 | Elect Director Charles Crocker | Management | For | For |
| 1.3 | Elect Director Joseph R. Hardiman | Management | For | For |
| 1.4 | Elect Director Robert D. Joffe | Management | For | For |
| 1.5 | Elect Director Charles B. Johnson | Management | For | For |
| 1.6 | Elect Director Gregory E. Johnson | Management | For | For |
| 1.7 | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
| 1.8 | Elect Director Thomas H. Kean | Management | For | For |
| 1.9 | Elect Director Chutta Ratnathicam | Management | For | For |
| 1.10 | Elect Director Peter M. Sacerdote | Management | For | For |
| 1.11 | Elect Director Laura Stein | Management | For | For |
| 1.12 | Elect Director Anne M. Tatlock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: GNW SECURITY ID: 37247D106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director Michael D. Fraizer | Management | For | For |
| 3 | Elect Director Nancy J. Karch | Management | For | For |
| 4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 6 | Elect Director Christine B. Mead | Management | For | For |
| 7 | Elect Director Thomas E. Moloney | Management | For | For |
| 8 | Elect Director James A. Parke | Management | For | For |
| 9 | Elect Director James S. Riepe | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 7, 2010 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1.2 | Elect Director John H. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Cohn | Management | For | For |
| 1.4 | Elect Director Claes Dahlback | Management | For | For |
| 1.5 | Elect Director Stephen Friedman | Management | For | For |
| 1.6 | Elect Director William W. George | Management | For | For |
| 1.7 | Elect Director James A. Johnson | Management | For | For |
| 1.8 | Elect Director Lois D. Juliber | Management | For | For |
| 1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Report on Global Warming Science | Shareholder | Against | Abstain |
| 11 | Report on Pay Disparity | Shareholder | Against | Against |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A.M. Bennett | Management | For | For |
| 2 | Elect Director J.R. Boyd | Management | For | For |
| 3 | Elect Director M. Carroll | Management | For | For |
| 4 | Elect Director N.K. Dicciani | Management | For | For |
| 5 | Elect Director S.M. Gillis | Management | For | For |
| 6 | Elect Director J.T. Hackett | Management | For | For |
| 7 | Elect Director D.J. Lesar | Management | For | For |
| 8 | Elect Director R.A. Malone | Management | For | For |
| 9 | Elect Director J.L. Martin | Management | For | For |
| 10 | Elect Director D.L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG)
MEETING DATE: MAY 6, 2010 |
TICKER: HEI SECURITY ID: D31709104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2009 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2009 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2009 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2009 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2009 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2009 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2009 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schirmer for Fiscal 2009 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2009 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Theo Beermann for Fiscal 2009 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2009 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Veronika Fuess for Fiscal 2009 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2009 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Gerhard Hirth for Fiscal 2009 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2009 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2009 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Adolf Merckle for Fiscal 2009 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2009 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2009 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Eduard Schleicher for Fiscal 2009 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2009 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2009 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Creation of EUR 225 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 56.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 10.1 | Elect Alan Murray to the Supervisory Board | Management | For | For |
| 10.2 | Elect Herbert Luetkestratkoetter to the Supervisory Board | Management | For | For |
| 11.1 | Amend Articles Re: Nomination Committee | Management | For | For |
| 11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12.1 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.2 | Amend Articles Re: Electronic and Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.3 | Amend Articles Re: Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.4 | Amend Articles Re: Delete Redunant Paragraph with Identical Content to a Section of the Supervisory Board Statutes | Management | For | For |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Paula Marshall | Management | For | For |
| 1.3 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HUMANA INC.
MEETING DATE: APR 20, 2010 |
TICKER: HUM SECURITY ID: 444859102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David A. Jones, Jr. | Management | For | For |
| 2 | Elect Director Frank A. D'Amelio | Management | For | For |
| 3 | Elect Director W. Roy Dunbar | Management | For | For |
| 4 | Elect Director Kurt J. Hilzinger | Management | For | For |
| 5 | Elect Director Michael B. McCallister | Management | For | For |
| 6 | Elect Director William J. McDonald | Management | For | For |
| 7 | Elect Director William E. Mitchell | Management | For | For |
| 8 | Elect Director David B. Nash | Management | For | For |
| 9 | Elect Director James J. O'Brien | Management | For | For |
| 10 | Elect Director Marissa T. Peterson | Management | For | For |
| 11 | Elect Director W. Ann Reynolds | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KKR FINANCIAL HOLDINGS LLC
MEETING DATE: APR 29, 2010 |
TICKER: KFN SECURITY ID: 48248A306
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tracy L. Collins | Management | For | For |
| 1.2 | Elect Director Vincent Paul Finigan | Management | For | For |
| 1.3 | Elect Director Paul M. Hazen | Management | For | For |
| 1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
| 1.5 | Elect Director Ross J. Kari | Management | For | For |
| 1.6 | Elect Director Ely L. Licht | Management | For | For |
| 1.7 | Elect Director Deborah H. McAneny | Management | For | For |
| 1.8 | Elect Director Scott C. Nuttall | Management | For | For |
| 1.9 | Elect Director Scott A. Ryles | Management | For | For |
| 1.10 | Elect Director William C. Sonneborn | Management | For | For |
| 1.11 | Elect Director Willy R. Strothotte | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KKR PRIVATE EQUITY INVESTORS LP
MEETING DATE: AUG 14, 2009 |
TICKER: KKR SECURITY ID: G52830109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Combination of Asset Management Business of KKR & Co. L.P. with the Assets and Liabilities of KPE | Management | For | For |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KROGER CO., THE
MEETING DATE: JUN 24, 2010 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MARATHON OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: MRO SECURITY ID: 565849106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory H. Boyce | Management | For | For |
| 2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 3 | Elect Director David A. Daberko | Management | For | For |
| 4 | Elect Director William L. Davis | Management | For | For |
| 5 | Elect Director Shirley Ann Jackson | Management | For | For |
| 6 | Elect Director Philip Lader | Management | For | For |
| 7 | Elect Director Charles R. Lee | Management | For | For |
| 8 | Elect Director Michael E. J. Phelps | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director Seth E. Schofield | Management | For | For |
| 11 | Elect Director John W. Snow | Management | For | For |
| 12 | Elect Director Thomas J. Usher | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben A. Guill | Management | For | For |
| 1.2 | Elect Director Roger L. Jarvis | Management | For | For |
| 1.3 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: H57312649
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: Q6651B114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director William D. Smithburg | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
MEETING DATE: SEP 24, 2009 |
TICKER: PRE SECURITY ID: G6852T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
| 2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
| 3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PG&E CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: PCG SECURITY ID: 69331C108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David R. Andrews | Management | For | For |
| 2 | Elect Director Lewis Chew | Management | For | For |
| 3 | Elect Director C. Lee Cox | Management | For | For |
| 4 | Elect Director Peter A. Darbee | Management | For | For |
| 5 | Elect Director Maryellen C. Herringer | Management | For | For |
| 6 | Elect Director Roger H. Kimmel | Management | For | For |
| 7 | Elect Director Richard A. Meserve | Management | For | For |
| 8 | Elect Director Forrest E. Miller | Management | For | For |
| 9 | Elect Director Rosendo G. Parra | Management | For | For |
| 10 | Elect Director Barbara L. Rambo | Management | For | For |
| 11 | Elect Director Barry Lawson Williams | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Limits for Directors Involved with Bankruptcy | Shareholder | Against | Against |
| 17 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
PROLOGIS
MEETING DATE: MAY 14, 2010 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
| 1.2 | Elect Director George L. Fotiades | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
| 1.5 | Elect Director Donald P. Jacobs | Management | For | For |
| 1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director J. Andre Teixeira | Management | For | For |
| 1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 6, 2010 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.4 | Elect Director William C. Baker | Management | For | For |
| 1.5 | Elect Director John T. Evans | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Uri P. Harkham | Management | For | For |
| 1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.9 | Elect Director Harvey Lenkin | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.12 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.13 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
RALCORP HOLDINGS, INC.
MEETING DATE: JAN 26, 2010 |
TICKER: RAH SECURITY ID: 751028101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bill G. Armstrong | Management | For | For |
| 1.2 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.3 | Elect Director William P. Stiritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 26, 2010 |
TICKER: RBC SECURITY ID: 758750103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher L. Doerr | Management | For | For |
| 2 | Elect Director Mark J. Gliebe | Management | For | For |
| 3 | Elect Director Curtis W. Stoelting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RENAULT
MEETING DATE: APR 30, 2010 |
TICKER: RNO SECURITY ID: F77098105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Auditor's Report | Management | For | For |
| 6 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
| 7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Amend Article 11.1.A/ of Bylaws Re: Management Board Size | Management | For | For |
| 9 | Reelect Carlos Ghosn as Director | Management | For | For |
| 10 | Approve Additional Pension Scheme Agreement for Carlos Ghosn | Management | For | For |
| 11 | Reelect Marc Ladreit de Lacharriere as Director | Management | For | For |
| 12 | Reelect Franck Riboud as Director | Management | For | Against |
| 13 | Reelect Hiroto Saikawa as Director | Management | For | Against |
| 14 | Acknowledge Appointment of Alexis Kohler as Director Representing the French State | Management | For | For |
| 15 | Acknowledge Appointment of Luc Rousseau as Director Representing the French State | Management | For | For |
| 16 | Elect Bernard Delpit as Director | Management | For | For |
| 17 | Elect Pascale Sourisse as Director | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ROYAL DUTCH SHELL PLC
MEETING DATE: MAY 18, 2010 |
TICKER: RDSA SECURITY ID: 780259107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Charles Holliday as Director | Management | For | For |
| 4 | Re-elect Josef Ackermann as Director | Management | For | Against |
| 5 | Re-elect Malcolm Brinded as Director | Management | For | For |
| 6 | Re-elect Simon Henry as Director | Management | For | For |
| 7 | Re-elect Lord Kerr of Kinlochard as Director | Management | For | For |
| 8 | Re-elect Wim Kok as Director | Management | For | For |
| 9 | Re-elect Nick Land as Director | Management | For | For |
| 10 | Re-elect Christine Morin-Postel as Director | Management | For | For |
| 11 | Re-elect Jorma Ollila as Director | Management | For | For |
| 12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
| 13 | Re-elect Peter Voser as Director | Management | For | For |
| 14 | Re-elect Hans Wijers as Director | Management | For | For |
| 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 19 | Authorise Market Purchase | Management | For | For |
| 20 | Approve Scrip Dividend Scheme | Management | For | For |
| 21 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 22 | Adopt New Articles of Association | Management | For | For |
| 23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Shareholder | Against | Against |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: STT SECURITY ID: 857477103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | Against |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | Against |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | Against |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Logue | Management | For | For |
| 11 | Elect Director R. Sergel | Management | For | Against |
| 12 | Elect Director R. Skates | Management | For | For |
| 13 | Elect Director G. Summe | Management | For | For |
| 14 | Elect Director R. Weissman | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: SYK SECURITY ID: 863667101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar, Ph.D. | Management | For | For |
| 1.3 | Elect Director Donald M. Engelman, Ph.D. | Management | For | For |
| 1.4 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.5 | Elect Director Howard L. Lance | Management | For | For |
| 1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.7 | Elect Director William U. Parfet | Management | For | For |
| 1.8 | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 22, 2010 |
TICKER: SIVB SECURITY ID: 78486Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.2 | Elect Director David M. Clapper | Management | For | For |
| 1.3 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.4 | Elect Director Joel P. Friedman | Management | For | For |
| 1.5 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
| 1.7 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.8 | Elect Director Lata Krishnan | Management | For | For |
| 1.9 | Elect Director Kate Mitchell | Management | For | For |
| 1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.11 | Elect Director Ken P. Wilcox | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 26, 2010 |
TICKER: TMO SECURITY ID: 883556102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marc N. Casper | Management | For | For |
| 2 | Elect Director Tyler Jacks | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TWC SECURITY ID: 88732J207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratification Of Auditors | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 21, 2010 |
TICKER: TWX SECURITY ID: 887317303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Deborah C. Wright | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Provide Right to Call Special Meeting | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 17 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: WCC SECURITY ID: 95082P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Beach Lin | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Stephen A. Van Oss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph Mauriello as Director | Management | For | For |
| 1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
| 1.3 | Elect Clayton S. Rose as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
| 1.2 | Adjourn Special Scheme Meeting | Management | For | For |
| 2 | Approve Distributable Reserves Proposal | Management | For | For |
| 3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
| 4 | Change Company Name to XL Group Ltd. | Management | For | For |
| 5 | Adjourn Extraordinary General Meeting | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY DIVIDEND GROWTH FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3COM CORP.
MEETING DATE: SEP 23, 2009 |
TICKER: COMS SECURITY ID: 885535104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.2 | Elect Director David H.Y. Ho | Management | For | For |
| 1.3 | Elect Director Robert Y.L. Mao | Management | For | For |
| 1.4 | Elect Director J. Donald Sherman | Management | For | For |
| 1.5 | Elect Director Dominique Trempont | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 23, 2010 |
TICKER: ABT SECURITY ID: 002824100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | For |
| 1.2 | Elect Director R.S. Austin | Management | For | For |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | For |
| 1.8 | Elect Director R.S. Roberts | Management | For | For |
| 1.9 | Elect Director S.C. Scott, III | Management | For | For |
| 1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.11 | Elect Director G.F. Tilton | Management | For | For |
| 1.12 | Elect Director M.D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ACE LIMITED
MEETING DATE: MAY 19, 2010 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert Hernandez as Director | Management | For | For |
| 1.2 | Elect Peter Menikoff as Director | Management | For | For |
| 1.3 | Elect Robert Ripp as Director | Management | For | For |
| 1.4 | Elect Theodore Shasta as Director | Management | For | For |
| 2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
| 3.1 | Approve Annual Report | Management | For | For |
| 3.2 | Accept Statutory Financial Statements | Management | For | For |
| 3.3 | Accept Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
| 7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
| 9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 16, 2010 |
TICKER: ADBE SECURITY ID: 00724F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward W. Barnholt | Management | For | For |
| 2 | Elect Director Michael R. Cannon | Management | For | For |
| 3 | Elect Director James E. Daley | Management | For | For |
| 4 | Elect Director Charles M. Geschke | Management | For | For |
| 5 | Elect Director Shantanu Narayen | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ADTN SECURITY ID: 00738A106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCE AUTO PARTS INC
MEETING DATE: MAY 19, 2010 |
TICKER: AAP SECURITY ID: 00751Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John F. Bergstrom | Management | For | For |
| 1.2 | Elect Director John C. Brouillard | Management | For | For |
| 1.3 | Elect Director Fiona P. Dias | Management | For | For |
| 1.4 | Elect Director Frances X. Frei | Management | For | For |
| 1.5 | Elect Director Darren R. Jackson | Management | For | For |
| 1.6 | Elect Director William S. Oglesby | Management | For | For |
| 1.7 | Elect Director J. Paul Raines | Management | For | For |
| 1.8 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
| 1.10 | Elect Director Francesca M. Spinelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AMD SECURITY ID: 007903107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director W. Michael Barnes | Management | For | For |
| 3 | Elect Director John E. Caldwell | Management | For | For |
| 4 | Elect Director Craig A. Conway | Management | For | For |
| 5 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 6 | Elect Director H. Paulett Eberhart | Management | For | For |
| 7 | Elect Director Derrick R. Meyer | Management | For | For |
| 8 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
| 9 | Elect Director Robert B. Palmer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AETNA INC.
MEETING DATE: MAY 21, 2010 |
TICKER: AET SECURITY ID: 00817Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank M. Clark | Management | For | For |
| 2 | Elect Director Betsy Z. Cohen | Management | For | For |
| 3 | Elect Director Molly J. Coye | Management | For | For |
| 4 | Elect Director Roger N. Farah | Management | For | For |
| 5 | Elect Director Barbara Hackman Franklin | Management | For | For |
| 6 | Elect Director Jeffrey E. Garten | Management | For | For |
| 7 | Elect Director Earl G. Graves | Management | For | For |
| 8 | Elect Director Gerald Greenwald | Management | For | For |
| 9 | Elect Director Ellen M. Hancock | Management | For | For |
| 10 | Elect Director Richard J. Harrington | Management | For | For |
| 11 | Elect Director Edward J. Ludwig | Management | For | For |
| 12 | Elect Director Joseph P. Newhouse | Management | For | For |
| 13 | Elect Director Ronald A. Williams | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Approve Omnibus Stock Plan | Management | For | Against |
| 16 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
AGA MEDICAL HOLDINGS, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: AGAM SECURITY ID: 008368102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AGNICO-EAGLE MINES LIMITED
MEETING DATE: APR 30, 2010 |
TICKER: AEM SECURITY ID: 008474108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leanne M. Baker | Management | For | For |
| 1.2 | Elect Director Douglas R. Beaumont | Management | For | For |
| 1.3 | Elect Director Sean Boyd | Management | For | For |
| 1.4 | Elect Director Clifford Davis | Management | For | For |
| 1.5 | Elect Director David Garofalo | Management | For | For |
| 1.6 | Elect Director Bernard Kraft | Management | For | For |
| 1.7 | Elect Director Mel Leiderman | Management | For | For |
| 1.8 | Elect Director James D. Nasso | Management | For | For |
| 1.9 | Elect Director Merfyn Roberts | Management | For | For |
| 1.10 | Elect Director Eberhard Scherkus | Management | For | For |
| 1.11 | Elect Director Howard R. Stockford | Management | For | For |
| 1.12 | Elect Director Pertti Voutilainen | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Approve Increase in Size of Board to Fifteen | Management | For | For |
| |
|---|
AIR PRODUCTS AND CHEMICALS, INC.
MEETING DATE: JAN 28, 2010 |
TICKER: APD SECURITY ID: 009158106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William L. Davis, III | Management | For | For |
| 1.2 | Elect Director W. Douglas Ford | Management | For | For |
| 1.3 | Elect Director Evert Henkes | Management | For | For |
| 1.4 | Elect Director Margaret G. McGlynn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AIRGAS, INC.
MEETING DATE: AUG 18, 2009 |
TICKER: ARG SECURITY ID: 009363102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Hovey | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 1.3 | Elect Director David M. Stout | Management | For | For |
| 1.4 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
AKAMAI TECHNOLOGIES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: AKAM SECURITY ID: 00971T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Thomson Leighton | Management | For | For |
| 2 | Elect Director Paul Sagan | Management | For | For |
| 3 | Elect Director Naomi O. Seligman | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ALXN SECURITY ID: 015351109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORP.
MEETING DATE: JUN 8, 2010 |
TICKER: ADS SECURITY ID: 018581108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.2 | Elect Director D. Keith Cobb | Management | For | For |
| 1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANCEBERNSTEIN HOLDING L.P.
MEETING DATE: JUN 30, 2010 |
TICKER: AB SECURITY ID: 01881G106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLIANT ENERGY CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: LNT SECURITY ID: 018802108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Bennett | Management | For | For |
| 1.2 | Elect Director Darryl B. Hazel | Management | For | For |
| 1.3 | Elect Director David A. Perdue | Management | For | For |
| 1.4 | Elect Director Judith D. Pyle | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 4, 2009 |
TICKER: ATK SECURITY ID: 018804104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frances D. Cook | Management | For | For |
| 1.2 | Elect Director Martin C. Faga | Management | For | For |
| 1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.4 | Elect Director Douglas L. Maine | Management | For | For |
| 1.5 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.6 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.7 | Elect Director Mark H. Ronald | Management | For | For |
| 1.8 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLOS THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: ALTH SECURITY ID: 019777101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.J. Hoffman | Management | For | For |
| 1.2 | Elect Director Paul L. Berns | Management | For | For |
| 1.3 | Elect Director Nishan De Silva | Management | For | For |
| 1.4 | Elect Director Jeffrey R. Latts | Management | For | For |
| 1.5 | Elect Director Jonathan S. Leff | Management | For | For |
| 1.6 | Elect Director Timothy P. Lynch | Management | For | For |
| 1.7 | Elect Director David M. Stout | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLSTATE CORPORATION, THE
MEETING DATE: MAY 18, 2010 |
TICKER: ALL SECURITY ID: 020002101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. Duane Ackerman | Management | For | For |
| 1.2 | Elect Director Robert D. Beyer | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jack M. Greenberg | Management | For | For |
| 1.5 | Elect Director Ronald T. LeMay | Management | For | For |
| 1.6 | Elect Director Andrea Redmond | Management | For | For |
| 1.7 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.8 | Elect Director Joshua I. Smith | Management | For | For |
| 1.9 | Elect Director Judith A. Sprieser | Management | For | For |
| 1.10 | Elect Director Mary Alice Taylor | Management | For | For |
| 1.11 | Elect Director Thomas J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Report on Pay Disparity | Shareholder | Against | Against |
| 7 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director Joel Richards, III | Management | For | For |
| 1.9 | Elect Director James F. Roberts | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN APPAREL INC.
MEETING DATE: OCT 28, 2009 |
TICKER: EDA.1 SECURITY ID: 023850100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacob Capps | Management | For | For |
| 1.2 | Elect Director Adrian Kowalewski | Management | For | For |
| 1.3 | Elect Director Neil Richardson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AMETEK, INC.
MEETING DATE: APR 28, 2010 |
TICKER: AME SECURITY ID: 031100100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles D. Klein | Management | For | For |
| 1.2 | Elect Director Steven W. Kohlhagen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMPHENOL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: APH SECURITY ID: 032095101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Clark | Management | For | For |
| 1.2 | Elect Director Andrew E. Lietz | Management | For | For |
| 1.3 | Elect Director Martin H. Loeffler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AMLN SECURITY ID: 032346108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Teresa Beck | Management | For | For |
| 1.3 | Elect Director M. Kathleen Behrens, Ph.D. | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Paul N. Clark | Management | For | For |
| 1.6 | Elect Director Paulo F. Costa | Management | For | For |
| 1.7 | Elect Director Alexander Denner, Ph.D. | Management | For | For |
| 1.8 | Elect Director Karin Eastham | Management | For | For |
| 1.9 | Elect Director James R. Gavin III, M.D., Ph.D. | Management | For | For |
| 1.10 | Elect Director Jay S. Skyler, M.D. | Management | For | For |
| 1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director H. Paulett Eberhart | Management | For | Against |
| 2 | Elect Director Preston M. Geren III | Management | For | Against |
| 3 | Elect Director James T. Hackett | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: JUL 20, 2009 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | Against |
| |
|---|
ANALOG DEVICES, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: ADI SECURITY ID: 032654105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray Stata | Management | For | Against |
| 1.2 | Elect Director Jerald G. Fishman | Management | For | Against |
| 1.3 | Elect Director James A. Champy | Management | For | Against |
| 1.4 | Elect Director John L. Doyle | Management | For | Against |
| 1.5 | Elect Director John C. Hodgson | Management | For | Against |
| 1.6 | Elect Director Yves-Andre Istel | Management | For | Against |
| 1.7 | Elect Director Neil Novich | Management | For | Against |
| 1.8 | Elect Director F. Grant Saviers | Management | For | Against |
| 1.9 | Elect Director Paul J. Severino | Management | For | Against |
| 1.10 | Elect Director Kenton J. Sicchitano | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANGLO AMERICAN PLC
MEETING DATE: APR 22, 2010 |
TICKER: AAL SECURITY ID: G03764134
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Sir Philip Hampton as Director | Management | For | For |
| 3 | Elect Ray O'Rourke as Director | Management | For | For |
| 4 | Elect Sir John Parker as Director | Management | For | For |
| 5 | Elect Jack Thompson as Director | Management | For | For |
| 6 | Re-elect Cynthia Carroll as Director | Management | For | For |
| 7 | Re-elect Nicky Oppenheimer as Director | Management | For | For |
| 8 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 10 | Approve Remuneration Report | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Amend Articles of Association | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ANHEUSER-BUSCH INBEV
MEETING DATE: APR 27, 2010 |
TICKER: ABI SECURITY ID: B6399C107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Terms of Board Mandates | Management | For | Did Not Vote |
| 2 | Amend Articles Re: Shareholder Rights Directive | Management | For | Did Not Vote |
| 3a | Receive Special Board Report | Management | None | Did Not Vote |
| 3b | Receive Special Auditor Report | Management | None | Did Not Vote |
| 3c | Exclude Preemptive Rights for Issuance under Item 3d | Management | For | Did Not Vote |
| 3d | Approve Issuance of Stock Options for Board Members | Management | For | Did Not Vote |
| 3e | Amend Articles to Reflect Changes in Capital | Management | For | Did Not Vote |
| 3f | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| 1 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 2 | Receive Directors' Report (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Did Not Vote |
| 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.38 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
| 7a | Reelect Alexandre Van Damme as Director | Management | For | Did Not Vote |
| 7b | Reelect Gregoire de Spoelberch as Director | Management | For | Did Not Vote |
| 7c | Reelect Carlos Alberto da Veiga Sicupira as Director | Management | For | Did Not Vote |
| 7d | Reelect Jorge Paulo Lemann as Director | Management | For | Did Not Vote |
| 7e | Reelect Roberto Moses Thompson Motta as Director | Management | For | Did Not Vote |
| 7f | Reelect Marcel Herrman Telles as Director | Management | For | Did Not Vote |
| 7g | Reelect Jean-Luc Dehaene as Independent Director | Management | For | Did Not Vote |
| 7h | Reelect Mark Winkelman as Independent Director | Management | For | Did Not Vote |
| 8 | Approve PwC as Statutory Auditor and Approve Auditor's Remuneration | Management | For | Did Not Vote |
| 9a | Approve Remuneration Report | Management | For | Did Not Vote |
| 9b | Approve Stock Option Grants and Share Grants | Management | For | Did Not Vote |
| 10a | Approve Change-of-Control Provision Re: Updated EMTN Program | Management | For | Did Not Vote |
| 10b | Approve Change-of-Control Provision Re: US Dollar Notes | Management | For | Did Not Vote |
| 10c | Approve Change-of-Control Provision Re: Senior Facilities Agreement | Management | For | Did Not Vote |
| 10d | Approve Change-of-Control Provision Re: Term Facilities Agreement | Management | For | Did Not Vote |
| 1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
| |
|---|
ANNTAYLOR STORES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: ANN SECURITY ID: 036115103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michelle Gass | Management | For | For |
| 2 | Elect Director Michael W. Trapp | Management | For | For |
| 3 | Elect Director Daniel W. Yih | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RDEA SECURITY ID: 03969P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.2 | Elect Director Craig A. Johnson | Management | For | For |
| 1.3 | Elect Director John W. Poyhonen | Management | For | For |
| 1.4 | Elect Director Barry D. Quart | Management | For | For |
| 1.5 | Elect Director Jack S. Remington | Management | For | For |
| 1.6 | Elect Director Kevin C. Tang | Management | For | For |
| 1.7 | Elect Director Felix J. Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARENA RESOURCES, INC.
MEETING DATE: DEC 11, 2009 |
TICKER: ARD SECURITY ID: 040049108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd T. Rochford | Management | For | For |
| 1.2 | Elect Director Stanley M. McCabe | Management | For | For |
| 1.3 | Elect Director Clayton E. Woodrum | Management | For | For |
| 1.4 | Elect Director Anthony B. Petrelli | Management | For | For |
| 1.5 | Elect Director Carl H. Fiddner | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
ARES CAPITAL CORP
MEETING DATE: MAR 26, 2010 |
TICKER: ARCC SECURITY ID: 04010L103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ARES CAPITAL CORPORATION
MEETING DATE: JUN 7, 2010 |
TICKER: ARCC SECURITY ID: 04010L103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.2 | Elect Director Antony P. Ressler | Management | For | For |
| 1.3 | Elect Director Eric B. Siegel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Sale of Common Stock Below Net Asset Value | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ARIA SECURITY ID: 04033A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lavidas | Management | For | For |
| 1.2 | Elect Director M. Radaelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARKANSAS BEST CORP.
MEETING DATE: APR 22, 2010 |
TICKER: ABFS SECURITY ID: 040790107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Alden | Management | For | For |
| 1.2 | Elect Director Frank Edelstein | Management | For | For |
| 1.3 | Elect Director Robert A. Young III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ARKEMA
MEETING DATE: JUN 1, 2010 |
TICKER: AKE SECURITY ID: F0392W125
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 470,000 | Management | For | For |
| 6 | Ratify appointement of Isabelle Kocher as Director | Management | For | For |
| 7 | Elect Claire Pedini as Director | Management | For | For |
| 8 | Elect Patrice Breant as Representative of Employee Shareholders to the Board | Management | For | For |
| 9 | Elect David Quijano as Representative of Employee Shareholders to the Board | Management | Against | Against |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
| 12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 120 Million | Management | For | For |
| 13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 and 12 | Management | For | For |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 420 Million | Management | For | For |
| 15 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 16 | Amend Article 10.1.2 of Bylaws Re: Length of Terms for Directors | Management | For | For |
| 17 | Amend Article 10.2 of Bylaws Re: Length of terms for Representative of Employee Shareholders | Management | For | For |
| 18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ARROW ELECTRONICS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARW SECURITY ID: 042735100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel W. Duval | Management | For | For |
| 1.2 | Elect Director Gail E. Hamilton | Management | For | For |
| 1.3 | Elect Director John N. Hanson | Management | For | For |
| 1.4 | Elect Director Richard S. Hill | Management | For | For |
| 1.5 | Elect Director M.F. (Fran) Keeth | Management | For | For |
| 1.6 | Elect Director Roger King | Management | For | For |
| 1.7 | Elect Director Michael J. Long | Management | For | For |
| 1.8 | Elect Director Stephen C. Patrick | Management | For | For |
| 1.9 | Elect Director Barry W. Perry | Management | For | For |
| 1.10 | Elect Director John C. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 27, 2010 |
TICKER: ABG SECURITY ID: 043436104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.2 | Elect Director Philip F. Maritz | Management | For | For |
| 1.3 | Elect Director Jeffrey I. Wooley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASHLAND INC.
MEETING DATE: JAN 28, 2010 |
TICKER: ASH SECURITY ID: 044209104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. Rohr | Management | For | For |
| 1.2 | Elect Director Theodore M. Solso | Management | For | For |
| 1.3 | Elect Director Michael J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASM INTERNATIONAL NV
MEETING DATE: MAY 20, 2010 |
TICKER: ASM SECURITY ID: N07045201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 7 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 8a | Elect Chuck del Prado to Executive Board | Management | For | Did Not Vote |
| 8b | Elect Peter van Bommel to Executive Board | Management | For | Did Not Vote |
| 9a | Elect Heinrich W. Kreutzer to Supervisory Board | Management | For | Did Not Vote |
| 9b | Elect C.J. van Pernis to Supervisory Board | Management | For | Did Not Vote |
| 10 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 11a | Amend Articles Re: Appointment of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11b | Amend Articles Re: Dismissal of Members of Management and Supervisory Boards | Management | For | Did Not Vote |
| 11c | Amend Articles Re: Ownership Threshold to Place Item on Meeting Agenda | Management | For | Did Not Vote |
| 11d | Amend Articles Re: Other Legal Changes | Management | For | Did Not Vote |
| 12 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 13 | Postpone Discussion on Company Structure to 2010 | Management | For | Did Not Vote |
| 14a | Grant Board Authority to Issue Ordinary Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14b | Grant Board Authority to Issue Shares In Order To Finance Company's Stock Option Plans | Management | For | Did Not Vote |
| 14c | Authorize Board to Exclude Preemptive Rights from Issuance under Items 14a and 14b | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 16 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| 17 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2010 |
TICKER: ASBC SECURITY ID: 045487105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen T. Beckwith | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Phillip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.7 | Elect Director Richard T. Lommen | Management | For | For |
| 1.8 | Elect Director John C. Meng | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
ATLAS ENERGY, INC
MEETING DATE: SEP 25, 2009 |
TICKER: ATLS SECURITY ID: 049167109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | Against |
| |
|---|
ATMEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: ATML SECURITY ID: 049513104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven Laub | Management | For | For |
| 2 | Elect Director Tsung-Ching Wu | Management | For | For |
| 3 | Elect Director David Sugishita | Management | For | For |
| 4 | Elect Director Papken Der Torossian | Management | For | For |
| 5 | Elect Director Jack L. Saltich | Management | For | For |
| 6 | Elect Director Charles Carinalli | Management | For | For |
| 7 | Elect Director Edward Ross | Management | For | For |
| 8 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
ATOS ORIGIN
MEETING DATE: MAY 27, 2010 |
TICKER: ATO SECURITY ID: F06116101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Lionel Zinsou-Derlin as Director | Management | For | For |
| 6 | Elect Aminata Niane as Director | Management | For | For |
| 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 20 Million | Management | For | For |
| 11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10.5 Million | Management | For | For |
| 12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 and 11 Above | Management | For | For |
| 13 | Authorize Capital Increase of Up to EUR 10.5 Million for Future Exchange Offers | Management | For | For |
| 14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 15 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 14 at EUR 20 Million | Management | For | For |
| 16 | Approve Employee Stock Purchase Plan | Management | For | For |
| 17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 18 | Appoint Colette Neuville as Censor | Management | For | For |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AVON PRODUCTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AVP SECURITY ID: 054303102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Don Cornwell | Management | For | For |
| 1.2 | Elect Director V. Ann Hailey | Management | For | For |
| 1.3 | Elect Director Fred Hassan | Management | For | For |
| 1.4 | Elect Director Andrea Jung | Management | For | For |
| 1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 1.6 | Elect Director Ann S. Moore | Management | For | For |
| 1.7 | Elect Director Paul S. Pressler | Management | For | For |
| 1.8 | Elect Director Gary M. Rodkin | Management | For | For |
| 1.9 | Elect Director Paula Stern | Management | For | For |
| 1.10 | Elect Director Lawrence A. Weinbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BANK SARASIN & CIE AG
MEETING DATE: APR 27, 2010 |
TICKER: BSAN SECURITY ID: H3822H286
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 0.18 per Registered Share A and CHF 0.90 per Registered Share B | Management | For | Did Not Vote |
| 4 | Elect Christoph Ammann, Hubertus Heemskerk, and Sipko Schat as Directors | Management | For | Did Not Vote |
| 5 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
| 6 | Transact Other Business (Non-Voting) | Management | None | Did Not Vote |
| |
|---|
BAWANG INTERNATIONAL (GROUP) HOLDING LTD.
MEETING DATE: MAY 25, 2010 |
TICKER: 1338 SECURITY ID: G09038103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Special Dividend | Management | For | For |
| 4a | Reelect Wan Yuhua as Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 4b | Reelect Shen Xiaodi as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4c | Reelect Wong Sin Yung as Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4d | Reelect Guo Jing as Non-Independent Non-Executive Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 4e | Reelect Ngai Wai Fung as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4f | Reelect Li Bida as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4g | Reelect Chen Kaizhi as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 5 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
BELL MICROPRODUCTS, INC.
MEETING DATE: AUG 19, 2009 |
TICKER: BELM SECURITY ID: 078137106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Donald Bell | Management | For | For |
| 2 | Elect Director Gordon A. Campbell | Management | For | For |
| 3 | Elect Director Eugene B. Chaiken | Management | For | For |
| 4 | Elect Director David M. Ernsberger | Management | For | For |
| 5 | Elect Director Edward L. Gelbach | Management | For | For |
| 6 | Elect Director Peter G. Hanelt | Management | For | For |
| 7 | Elect Director James E. Ousley | Management | For | For |
| 8 | Elect Director Mark L. Sanders | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 1, 2010 |
TICKER: BRK.B SECURITY ID: 084670108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect director Stephen Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 1, 2010 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect director Stephen Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| |
|---|
BERRY PETROLEUM COMPANY
MEETING DATE: MAY 12, 2010 |
TICKER: BRY SECURITY ID: 085789105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Bryant | Management | For | For |
| 1.2 | Elect Director R. Busch III | Management | For | For |
| 1.3 | Elect Director W. Bush | Management | For | For |
| 1.4 | Elect Director S. Cropper | Management | For | For |
| 1.5 | Elect Director J. Gaul | Management | For | For |
| 1.6 | Elect Director R. Heinemann | Management | For | For |
| 1.7 | Elect Director T. Jamieson | Management | For | For |
| 1.8 | Elect Director J. Keller | Management | For | For |
| 1.9 | Elect Director M. Young | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIG 5 SPORTING GOODS CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: BGFV SECURITY ID: 08915P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra N. Bane | Management | For | For |
| 1.2 | Elect Director Michael D. Miller | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BJ SERVICES COMPANY
MEETING DATE: MAR 31, 2010 |
TICKER: BJS SECURITY ID: 055482103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BMF BOVESPA S.A. BOLSA VALORES MERC FUT
MEETING DATE: APR 20, 2010 |
TICKER: BVMF3 SECURITY ID: P73232103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 4 | Approve Acquisition of CME Group, Inc. by BM&FBovespa | Management | For | For |
| |
|---|
BMW GROUP BAYERISCHE MOTOREN WERKE AG
MEETING DATE: MAY 18, 2010 |
TICKER: BMW SECURITY ID: D12096109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Common Share and EUR 0.32 per Preference Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Elect Henning Kagermann to the Supervisory Board | Management | For | For |
| 7 | Amend Articles Re: Registration for, Electronic Voting and Voting Right Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Right Directive) | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9a | Approve Affiliation Agreement with Bavaria Wirtschaftsagentur GmbH | Management | For | For |
| 9b | Approve Affiliation Agreement with BMW Anlagen Verwaltungs GmbH | Management | For | For |
| 9c | Approve Affiliation Agreement with BMW Bank GmbH | Management | For | For |
| 9d | Approve Affiliation Agreement with BMW Fahrzeugtechnik GmbH | Management | For | For |
| 9e | Approve Affiliation Agreement with BMW Forschung und Technik GmbH | Management | For | For |
| 9f | Approve Affiliation Agreement with BMW INTEC Beteiligungs GmbH | Management | For | For |
| 9g | Approve Affiliation Agreement with BMW Leasing GmbH | Management | For | For |
| 9h | Approve Affiliation Agreement with BMW M GmbH | Management | For | For |
| 9i | Approve Affiliation Agreement with BMW Verwaltungs GmbH | Management | For | For |
| |
|---|
BOISE INC.
MEETING DATE: APR 29, 2010 |
TICKER: BZ SECURITY ID: 09746Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan W. Berger | Management | For | For |
| 1.2 | Elect Director Jack Goldman | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 28, 2010 |
TICKER: BWA SECURITY ID: 099724106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jere A. Drummond | Management | For | For |
| 1.2 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
| 1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BOSIDENG INTERNATIONAL HOLDINGS LTD.
MEETING DATE: APR 20, 2010 |
TICKER: 3998 SECURITY ID: G12652106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Connected Transaction with a Related Party and Proposed Annual Caps | Management | For | For |
| |
|---|
BRIGGS & STRATTON CORP.
MEETING DATE: OCT 21, 2009 |
TICKER: BGG SECURITY ID: 109043109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. O'Toole | Management | For | Withhold |
| 1.2 | Elect Director John S. Shiely | Management | For | Withhold |
| 1.3 | Elect Director Charles I. Story | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BRIGHAM EXPLORATION COMPANY
MEETING DATE: OCT 7, 2009 |
TICKER: BEXP SECURITY ID: 109178103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BRIGHAM EXPLORATION COMPANY
MEETING DATE: MAY 26, 2010 |
TICKER: BEXP SECURITY ID: 109178103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben M. Brigham | Management | For | For |
| 1.2 | Elect Director David T. Brigham | Management | For | For |
| 1.3 | Elect Director Harold D. Carter | Management | For | For |
| 1.4 | Elect Director Stephen C. Hurley | Management | For | For |
| 1.5 | Elect Director Stephen P. Reynolds | Management | For | For |
| 1.6 | Elect Director Hobart A. Smith | Management | For | For |
| 1.7 | Elect Director Scott W. Tinker | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRINK'S COMPANY, THE
MEETING DATE: MAY 7, 2010 |
TICKER: BCO SECURITY ID: 109696104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director Murray D. Martin | Management | For | For |
| 1.3 | Elect Director Ronald L. Turner | Management | For | For |
| 2 | Amend Deferred Compensation Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRINKER INTERNATIONAL, INC.
MEETING DATE: OCT 29, 2009 |
TICKER: EAT SECURITY ID: 109641100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Brooks | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Marvin J. Girouard | Management | For | For |
| 1.4 | Elect Director John W. Mims | Management | For | For |
| 1.5 | Elect Director George R. Mrkonic | Management | For | For |
| 1.6 | Elect Director Erle Nye | Management | For | For |
| 1.7 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.8 | Elect Director Cece Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRITISH LAND COMPANY PLC, THE
MEETING DATE: OCT 8, 2009 |
TICKER: BLND SECURITY ID: G15540118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Proposed Transaction | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2010 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Tobia Ippolito | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUCYRUS INTERNATIONAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: BUCY SECURITY ID: 118759109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deepak K. Kapur | Management | For | For |
| 1.2 | Elect Director Theodore C. Rogers | Management | For | For |
| 1.3 | Elect Director Robert C. Scharp | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
BURGER KING HOLDINGS, INC.
MEETING DATE: NOV 19, 2009 |
TICKER: BKC SECURITY ID: 121208201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Richard W. Boyce | Management | For | For |
| 1.3 | Elect Director David A. Brandon | Management | For | For |
| 1.4 | Elect Director Ronald M. Dykes | Management | For | For |
| 1.5 | Elect Director Peter R. Formanek | Management | For | For |
| 1.6 | Elect Director Manuel A. Garcia | Management | For | For |
| 1.7 | Elect Director Sanjeev K. Mehra | Management | For | For |
| 1.8 | Elect Director Brian T. Swette | Management | For | For |
| 1.9 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
| 6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: Y1023R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| |
|---|
C. R. BARD, INC.
MEETING DATE: APR 21, 2010 |
TICKER: BCR SECURITY ID: 067383109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Theodore E. Martin | Management | For | For |
| 1.2 | Elect Director Anthony Welters | Management | For | For |
| 1.3 | Elect Director Tony L. White | Management | For | For |
| 1.4 | Elect Director David M. Barrett, Ph.D. | Management | For | For |
| 1.5 | Elect Director John C. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CABELA'S INCORPORATED
MEETING DATE: MAY 11, 2010 |
TICKER: CAB SECURITY ID: 126804301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Theodore M. Armstrong | Management | For | For |
| 2 | Elect Director Richard N. Cabela | Management | For | For |
| 3 | Elect Director James W. Cabela | Management | For | For |
| 4 | Elect Director John H. Edmondson | Management | For | For |
| 5 | Elect Director John Gottschalk | Management | For | For |
| 6 | Elect Director Dennis Highby | Management | For | For |
| 7 | Elect Director Reuben Mark | Management | For | For |
| 8 | Elect Director Michael R. McCarthy | Management | For | For |
| 9 | Elect Director Thomas L. Millner | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CVC SECURITY ID: 12686C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary W. Carter | Management | For | For |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.3 | Elect Director John R. Ryan | Management | For | Withhold |
| 1.4 | Elect Director Vincent Tese | Management | For | Withhold |
| 1.5 | Elect Director Leonard Tow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT OIL & GAS CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: COG SECURITY ID: 127097103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Carmichael | Management | For | For |
| 1.2 | Elect Director Robert L. Keiser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: CADX SECURITY ID: 12738T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Todd W. Rich | Management | For | For |
| 1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CALAVO GROWERS, INC.
MEETING DATE: APR 21, 2010 |
TICKER: CVGW SECURITY ID: 128246105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lecil E. Cole | Management | For | For |
| 1.2 | Elect Director George H. Barnes | Management | For | For |
| 1.3 | Elect Director Michael D. Hause | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | For |
| 1.5 | Elect Director Fred J. Ferrazzano | Management | For | For |
| 1.6 | Elect Director Alva V. Snider | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | For |
| 1.8 | Elect Director J. Link Leavens | Management | For | For |
| 1.9 | Elect Director Dorcas H. Mcfarlane | Management | For | For |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
| 1.12 | Elect Director Harold Edwards | Management | For | For |
| 1.13 | Elect Director Steven Hollister | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CANPLATS RESOURCES CORP.
MEETING DATE: JAN 28, 2010 |
TICKER: CPQ SECURITY ID: 138054101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by Goldcorp Inc. | Management | For | For |
| |
|---|
CAPITAL & REGIONAL PLC
MEETING DATE: SEP 7, 2009 |
TICKER: CAL SECURITY ID: G18676109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Subdivide Each Issued Ordinary Share of Ten Pence Each into One Ordinary Share of One Penny Each and One Deferred Share of Nine Pence Each; Subdivide Each Authorised but Unissued Ordinary Share of Ten Pence Each into Ten Ordinary Shares of One Penny Each | Management | For | For |
| 2 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,792,639 in Connection with the Capital Raising; Otherwise up to GBP 1,157,022 | Management | For | For |
| 3 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 496,377 | Management | For | For |
| 4 | Approve Entry into the Related Party Transaction | Management | For | For |
| 5 | Approve the Terms of the Capital Raising; Authorise the Directors of the Company to Implement the Capital Raising | Management | For | For |
| 6 | Amend Articles of Association | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: APR 29, 2010 |
TICKER: CSE SECURITY ID: 14055X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.2 | Elect Director C. William Hosler | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARLSBERG
MEETING DATE: MAR 25, 2010 |
TICKER: CARL B SECURITY ID: K36628137
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of DKK 3.50 per Share | Management | For | Did Not Vote |
| 4 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 5a | Amend Articles Regarding Registered Office | Management | For | Did Not Vote |
| 5b | Amend Articles Re: Set Corporate Laguage as English | Management | For | Did Not Vote |
| 5c | Amend Articles Re: Allow Electronic Distribution of Company Communications | Management | For | Did Not Vote |
| 5d | Amend Articles Regarding Convocation of General Meeting | Management | For | Did Not Vote |
| 5e | Amend Articles Re: Right to Call General Meeting | Management | For | Did Not Vote |
| 5f | Amend Articles Regarding Adjournment of Commenced General Meeting | Management | For | Did Not Vote |
| 5g | Amend Articles Regarding Publication of Material Pertaining to General Meeting | Management | For | Did Not Vote |
| 5h | Amend Articles Regarding Right to Attend General Meeting | Management | For | Did Not Vote |
| 5i | Amend Articles Regarding Submission of Subjects for Agenda of General Meeting | Management | For | Did Not Vote |
| 5j | Amend Articles Regarding Right to be Represented by Proxy | Management | For | Did Not Vote |
| 5k | Amend Articles Regarding Accountants | Management | For | Did Not Vote |
| 5l | Amend Articles Regarding Publication of Minutes of General Meeting | Management | For | Did Not Vote |
| 5m | Amend Articles Re: Authorize Board to Make Editorial Amendments to Articles in Accordance with new Companies Act and in Connection of Registration of Resolutions in Commerce and Companies Agency | Management | For | Did Not Vote |
| 6a | Reelect Jess Soderberg as Director | Management | For | Did Not Vote |
| 6b | Reelect Flemming Besenbacher as Director | Management | For | Did Not Vote |
| 6c | Reelect Per Ohrgaard as Director | Management | For | Did Not Vote |
| 6d | Elect Lars Stemmerik as Director | Management | For | Did Not Vote |
| 7 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| 2 | Approve New Carphone Warehouse Demerger Reduction | Management | For | For |
| 3 | Approve TalkTalk Capital Reduction | Management | For | For |
| 4 | Approve Demerger of the TalkTalk Business | Management | For | For |
| 5 | Approve Grant of Options under the Unapproved Schedule to The Carphone Warehouse Company Share Option Plan to Employees of Best Buy Europe Distributions Ltd | Management | For | For |
| 6 | Amend the Unapproved Schedule to Company Share Option Plan, Performance Share Plan, Executive Incentive Scheme, The TalkTalk Value Enhancement Scheme and the Value Enhancement Scheme | Management | For | For |
| 7 | Approve Adoption by TalkTalk and New Carphone Warehouse of the Unapproved Schedule to Company Share Option Plan, Performance Share Plan and the Executive Incentive Scheme | Management | For | For |
| 8 | Approve Adoption by TalkTalk of The TalkTalk Group Value Enhancement Scheme (TTG VES) | Management | For | For |
| 9 | Approve Adoption by TalkTalk of The Carphone Warehouse Group Value Enhancement Scheme (CPWG VES) | Management | For | For |
| 10 | Approve Adoption by New Carphone Warehouse of the CPWG VES | Management | For | For |
| 11 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc 2010 Discretionary Share Option Plan | Management | For | For |
| 12 | Approve Establishment by New Carphone Warehouse of the Carphone Warehouse Group plc 2010 Share Scheme | Management | For | For |
| 13 | Approve Establishment by TalkTalk of The TalkTalk Telecom Group plc Savings Related Share Option Scheme | Management | For | For |
| |
|---|
CARPHONE WAREHOUSE GROUP PLC, THE
MEETING DATE: FEB 24, 2010 |
TICKER: CPW SECURITY ID: G5344S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement | Management | For | For |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CC MEDIA HOLDINGS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CCMO SECURITY ID: 12502P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David C. Abrams | Management | For | For |
| 2 | Elect Director Steven W. Barnes | Management | For | For |
| 3 | Elect Director Richard J. Bressler | Management | For | For |
| 4 | Elect Director Charles A. Brizius | Management | For | For |
| 5 | Elect Director John P. Connaughton | Management | For | For |
| 6 | Elect Director Blair E. Hendrix | Management | For | For |
| 7 | Elect Director Jonathon S. Jacobson | Management | For | For |
| 8 | Elect Director Ian K. Loring | Management | For | For |
| 9 | Elect Director Mark P. Mays | Management | For | For |
| 10 | Elect Director Randall T. Mays | Management | For | For |
| 11 | Elect Director Scott M. Sperling | Management | For | For |
| 12 | Elect Director Kent R. Weldon | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHEESECAKE FACTORY, INC., THE
MEETING DATE: JUN 2, 2010 |
TICKER: CAKE SECURITY ID: 163072101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Allen J. Bernstein | Management | For | For |
| 2 | Elect Director Thomas L. Gregory | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CHEMRING GROUP PLC
MEETING DATE: MAR 17, 2010 |
TICKER: CHG SECURITY ID: G20860105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 36 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Lord Freeman as Director | Management | For | For |
| 5 | Re-elect Kenneth Scobie as Director | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors and Authorise Board to Fix Their Remuneration | Management | For | For |
| 7 | Amend Chemring Group Performance Share Plan | Management | For | For |
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 589,180 | Management | For | For |
| 9 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 88,377 | Management | For | For |
| 10 | Authorise 3,535,083 Ordinary Shares for Market Purchase | Management | For | For |
| 11 | Adopt New Articles of Association | Management | For | For |
| 12 | Authorise the Company to Hold General Meetings Other Than Annual General Meetings on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CHINA INFORMATION SECURITY TECHNOLOGY, INC.
MEETING DATE: JUN 18, 2010 |
TICKER: CPBY SECURITY ID: 16944F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jiang Huai Lin | Management | For | For |
| 1.2 | Elect Director Yun Sen Huang | Management | For | For |
| 1.3 | Elect Director Remington Hu | Management | For | For |
| 1.4 | Elect Director Zhiqiang Zhao | Management | For | For |
| 1.5 | Elect Director Qiang Lin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CHIQUITA BRANDS INTERNATIONAL, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: CQB SECURITY ID: 170032809
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fernando Aguirre | Management | For | For |
| 1.2 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director William H. Camp | Management | For | For |
| 1.5 | Elect Director Robert W. Fisher | Management | For | For |
| 1.6 | Elect Director Clare M. Hasler | Management | For | For |
| 1.7 | Elect Director Durk I. Jager | Management | For | For |
| 1.8 | Elect Director Jaime Serra | Management | For | For |
| 1.9 | Elect Director Steven P. Stanbrook | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CLARIANT AG
MEETING DATE: MAR 29, 2010 |
TICKER: CLN SECURITY ID: H14843165
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Setting Off of Net Loss against Free Reserves | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Share Certificates and Conversion of Shares due to Swiss Book Effect Law | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Electronic Voting at General Meeting | Management | For | Did Not Vote |
| 5 | Elect Peter Chen as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
| |
|---|
CLEAN HARBORS, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: CLH SECURITY ID: 184496107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John P. DeVillars | Management | For | For |
| 1.2 | Elect Director Daniel J. McCarthy | Management | For | For |
| 1.3 | Elect Director Andrea Robertson | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CMS ENERGY CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CMS SECURITY ID: 125896100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Merribel S. Ayres | Management | For | For |
| 1.2 | Elect Director Jon E. Barfield | Management | For | For |
| 1.3 | Elect Director Stephen E. Ewing | Management | For | For |
| 1.4 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.5 | Elect Director David W. Joos | Management | For | For |
| 1.6 | Elect Director Philip R. Lochner, Jr | Management | For | For |
| 1.7 | Elect Director Michael T. Monahan | Management | For | For |
| 1.8 | Elect Director John G. Russell | Management | For | For |
| 1.9 | Elect Director Kenneth L. Way | Management | For | For |
| 1.10 | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CMP SECURITY ID: 20451N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Management | For | For |
| 1.2 | Elect Director Timothy R. Snider | Management | For | For |
| 1.3 | Elect Director Paul S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COMPTON PETROLEUM CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CMT SECURITY ID: 204940100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Eight | Management | For | For |
| 2.1 | Elect Mel F. Belich as Director | Management | For | For |
| 2.2 | Elect Tim S. Granger as Director | Management | For | For |
| 2.3 | Elect J. Stephens Allan as Director | Management | For | For |
| 2.4 | Elect David M. Fitzpatrick as Director | Management | For | For |
| 2.5 | Elect R. Bradley Hurtubise as Director | Management | For | For |
| 2.6 | Elect Irvine J. Koop as Director | Management | For | For |
| 2.7 | Elect Warren M. Shimmerlik as Director | Management | For | For |
| 2.8 | Elect Jeffrey T. Smith as Director | Management | For | For |
| 3 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Approve Unallocated Options Under the Stock Option Plan | Management | For | Against |
| |
|---|
COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CPSI SECURITY ID: 205306103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Boyd Douglas | Management | For | For |
| 1.2 | Elect Director Charles P. Huffman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CON-WAY INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CNW SECURITY ID: 205944101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John J. Anton | Management | For | For |
| 1.2 | Elect Director William R. Corbin | Management | For | For |
| 1.3 | Elect Director Robert Jaunich, II | Management | For | For |
| 1.4 | Elect Director W. Keith Kennedy, Jr. | Management | For | For |
| 1.5 | Elect Director John C. Pope | Management | For | For |
| 1.6 | Elect Director Douglas W. Stotlar | Management | For | For |
| 1.7 | Elect Director Peter W. Stott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONCHO RESOURCES INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CXO SECURITY ID: 20605P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ray M. Poage | Management | For | For |
| 1.2 | Elect Director A. Wellford Tabor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CONSECO, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CNO SECURITY ID: 208464883
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director R. Glenn Hilliard | Management | For | For |
| 2 | Elect Director Donna A. James | Management | For | For |
| 3 | Elect Director R. Keith Long | Management | For | For |
| 4 | Elect Director Charles W. Murphy | Management | For | For |
| 5 | Elect Director Debra J. Perry | Management | For | For |
| 6 | Elect Director C. James Prieur | Management | For | For |
| 7 | Elect Director Neal C. Schneider | Management | For | For |
| 8 | Elect Director Michael T. Tokarz | Management | For | For |
| 9 | Elect Director John G. Turner | Management | For | For |
| 10 | Elect Director David K. Zwiener | Management | For | For |
| 11 | Change Company Name | Management | For | For |
| 12 | Amend Securities Transfer Restrictions | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
CONSOLIDATED GRAPHICS, INC.
MEETING DATE:�� AUG 6, 2009 |
TICKER: CGX SECURITY ID: 209341106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry J. Alexander | Management | For | For |
| 1.2 | Elect Director Brady F. Carruth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: AUG 31, 2009 |
TICKER: CBE SECURITY ID: G24182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Management | For | For |
| 2 | Approve the Creation of Distributable Reserves | Management | For | For |
| |
|---|
COOPER INDUSTRIES PLC
MEETING DATE: APR 27, 2010 |
TICKER: CBE SECURITY ID: G24140108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Stephen G. Butler as Director | Management | For | For |
| 1b | Reelect Dan F. Smith as Director | Management | For | For |
| 1c | Reelect Gerald B. Smith as Director | Management | For | For |
| 1d | Reelect Mark S. Thompson as Director | Management | For | For |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| 4 | Authorize Share Repurchase of any Subsidiary of the Company | Management | For | For |
| 5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director William D. Smithburg | Management | For | For |
| 1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.5 | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CPFL ENERGIA S A
MEETING DATE: APR 26, 2010 |
TICKER: CPFE3 SECURITY ID: 126153105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Elect Fiscal Council Members | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | Against |
| 6 | Approve Remuneration of Fiscal Council Members | Management | For | For |
| 7 | Assess Proposed Absorption of Subsidiaries | Management | For | For |
| 8 | Ratify Hirashima & Associados Consultoria em Transacoes Societarias Ltda and Hirashima & Associados as the Appraisers for the Absorptions | Management | For | For |
| 9 | Approve Appraisal Reports | Management | For | For |
| 10 | Approve Absorption Agreements | Management | For | For |
| 11 | Approve Increase in Share Capital Following Proposed Absorptions | Management | For | For |
| 12 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director William H. Joyce | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director Terrence Murray | Management | For | For |
| 9 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 11 | Elect Director Thomas M. Ryan | Management | For | For |
| 12 | Elect Director Richard J. Swift | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| |
|---|
CYMER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CYMI SECURITY ID: 232572107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Abbe | Management | For | For |
| 1.2 | Elect Director Robert P. Akins | Management | For | For |
| 1.3 | Elect Director Edward H. Braun | Management | For | For |
| 1.4 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.5 | Elect Director William G. Oldham | Management | For | For |
| 1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
| 1.7 | Elect Director Peter J. Simone | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Jon D. Tompkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DAVITA INC.
MEETING DATE: JUN 7, 2010 |
TICKER: DVA SECURITY ID: 23918K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela M. Arway | Management | For | For |
| 2 | Elect Director Charles G. Berg | Management | For | For |
| 3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 4 | Elect Director Paul J. Diaz | Management | For | For |
| 5 | Elect Director Peter T. Grauer | Management | For | For |
| 6 | Elect Director John M. Nehra | Management | For | For |
| 7 | Elect Director William L. Roper | Management | For | For |
| 8 | Elect Director Kent J. Thiry | Management | For | For |
| 9 | Elect Director Roger J. Valine | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DEALERTRACK HOLDINGS, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TRAK SECURITY ID: 242309102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann B. Lane | Management | For | For |
| 1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
| 1.3 | Elect Director Barry Zwarenstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director Gregg L. Engles | Management | For | For |
| 1.3 | Elect Director Jim L. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DELPHI FINANCIAL GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: DFG SECURITY ID: 247131105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip R. O'Connor | Management | For | For |
| 1.2 | Elect Director Robert Rosenkranz | Management | For | For |
| 1.3 | Elect Director Donald A. Sherman | Management | For | For |
| 1.4 | Elect Director Kevin R. Brine | Management | For | For |
| 1.5 | Elect Director Edward A. Fox | Management | For | For |
| 1.6 | Elect Director Steven A. Hirsh | Management | For | For |
| 1.7 | Elect Director Harold F. Ilg | Management | For | For |
| 1.8 | Elect Director James M. Litvack | Management | For | For |
| 1.9 | Elect Director James N. Meehan | Management | For | For |
| 1.10 | Elect Director Robert F. Wright | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAR 9, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gareth Roberts | Management | For | For |
| 1.2 | Elect Director Wieland F. Wettstein | Management | For | For |
| 1.3 | Elect Director Michael L. Beatty | Management | For | For |
| 1.4 | Elect Director Michael B. Decker | Management | For | For |
| 1.5 | Elect Director Ronald G. Greene | Management | For | For |
| 1.6 | Elect Director David I. Heather | Management | For | For |
| 1.7 | Elect Director Gregory L. McMichael | Management | For | For |
| 1.8 | Elect Director Randy Stein | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEUTSCHE BOERSE AG
MEETING DATE: MAY 27, 2010 |
TICKER: DB1 SECURITY ID: D1882G119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 6 | Approve EUR 27.8 Million Capital Increase without Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 19.5 Million Pool of Capital with Preemptive Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | Management | For | For |
| 9 | Approve Affiliation Agreement with Clearstream Banking AG | Management | For | For |
| 10a | Amend Articles Re: Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 10b | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 11 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| |
|---|
DEVELOPERS DIVERSIFIED REALTY CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DDR SECURITY ID: 251591103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terrance R. Ahern | Management | For | For |
| 2 | Elect Director James C. Boland | Management | For | For |
| 3 | Elect Director Thomas Finne | Management | For | For |
| 4 | Elect Director Robert H. Gidel | Management | For | For |
| 5 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 6 | Elect Director Volker Kraft | Management | For | For |
| 7 | Elect Director Victor B. MacFarlane | Management | For | For |
| 8 | Elect Director Craig Macnab | Management | For | For |
| 9 | Elect Director Scott D. Roulston | Management | For | For |
| 10 | Elect Director Barry A. Sholem | Management | For | For |
| 11 | Elect Director William B. Summers, Jr. | Management | For | For |
| 12 | Elect Director Scott A. Wolstein | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DIGITALGLOBE, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: DGI SECURITY ID: 25389M877
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul M. Albert, Jr. | Management | For | For |
| 1.2 | Elect Director Jill D. Smith | Management | For | For |
| 1.3 | Elect Director James M. Whitehurst | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DINEEQUITY, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: DIN SECURITY ID: 254423106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard M. Berk | Management | For | For |
| 1.2 | Elect Director Daniel J. Brestle | Management | For | For |
| 1.3 | Elect Director Caroline W. Nahas | Management | For | For |
| 1.4 | Elect Director Gilbert T. Ray | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: NOV 19, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Voting and Right of First Refusal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 3, 2010 |
TICKER: DISH SECURITY ID: 25470M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Defranco | Management | For | For |
| 1.2 | Elect Director Cantey Ergen | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director David K. Moskowitz | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
EAGLE MATERIALS INC.
MEETING DATE: AUG 6, 2009 |
TICKER: EXP SECURITY ID: 26969P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director F. William Barnett | Management | For | For |
| 1.2 | Elect Director David W. Quinn | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ECHO GLOBAL LOGISTICS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ECHO SECURITY ID: 27875T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.2 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.3 | Elect Director John R. Walter | Management | For | For |
| 1.4 | Elect Director John F. Sandner | Management | For | For |
| 1.5 | Elect Director Peter J. Barris | Management | For | For |
| 1.6 | Elect Director Anthony R. Bobulinski | Management | For | For |
| 1.7 | Elect Director Eric P. Lefkofsky | Management | For | For |
| 1.8 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.9 | Elect Director Matthew Ferguson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
EDUCATION REALTY TRUST, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: EDR SECURITY ID: 28140H104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul O. Bower | Management | For | For |
| 1.2 | Elect Director Monte J. Barrow | Management | For | For |
| 1.3 | Elect Director William J. Cahill, III | Management | For | For |
| 1.4 | Elect Director Randall L. Churchey | Management | For | For |
| 1.5 | Elect Director John L. Ford | Management | For | For |
| 1.6 | Elect Director Howard A. Silver | Management | For | For |
| 1.7 | Elect Director Wendell W. Weakley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
ELDORADO GOLD CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ELD SECURITY ID: 284902103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect John S. Auston as Director | Management | For | For |
| 2 | Elect K. Ross Cory as Director | Management | For | For |
| 3 | Elect Robert R. Gilmore as Director | Management | For | For |
| 4 | Elect Geoffrey A. Handley as Director | Management | For | For |
| 5 | Elect Wayne D. Lenton as Director | Management | For | For |
| 6 | Elect Jonathan A. Rubenstein as Director | Management | For | For |
| 7 | Elect Donald M. Shumka as Director | Management | For | For |
| 8 | Elect Paul N. Wright as Director | Management | For | For |
| 9 | Ratify KPMG LLP as Auditors | Management | For | For |
| 10 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
EMERITUS CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: ESC SECURITY ID: 291005106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Baty | Management | For | For |
| 1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
| 1.3 | Elect Director Granger Cobb | Management | For | For |
| 1.4 | Elect Director Richard W. Macedonia | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EMULEX CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: ELX SECURITY ID: 292475209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred B. Cox | Management | For | For |
| 1.2 | Elect Director Michael P. Downey | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Robert H. Goon | Management | For | For |
| 1.6 | Elect Director Don M. Lyle | Management | For | For |
| 1.7 | Elect Director James M. McCluney | Management | For | For |
| 1.8 | Elect Director Dean A. Yoost | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENDURANCE SPECIALTY HOLDINGS LTD
MEETING DATE: MAY 13, 2010 |
TICKER: ENH SECURITY ID: G30397106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John T. Baily as Director | Management | For | For |
| 1.2 | Elect Norman Barham as Director | Management | For | For |
| 1.3 | Elect Galen R. Barnes as Director | Management | For | For |
| 1.4 | Elect David S. Cash as Director | Management | For | For |
| 1.5 | Elect William M. Jewett as Director | Management | For | For |
| 1.6 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.7 | Elect David S. Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.8 | Elect William M. Jewett as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.9 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.10 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.11 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.12 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.13 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.14 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.15 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.16 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.17 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.18 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.19 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.20 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Amend 2007 Equity Incentive Plan | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENTERGY CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: ETR SECURITY ID: 29364G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Maureen Scannell Bateman | Management | For | For |
| 2 | Elect Director W. Frank Blount | Management | For | For |
| 3 | Elect Director Gary W. Edwards | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director Donald C. Hintz | Management | For | For |
| 6 | Elect Director J. Wayne Leonard | Management | For | For |
| 7 | Elect Director Stuart L. Levenick | Management | For | For |
| 8 | Elect Director Stewart C. Myers | Management | For | For |
| 9 | Elect Director James R. Nichols | Management | For | For |
| 10 | Elect Director William A. Percy, II | Management | For | For |
| 11 | Elect Director W.J. Tauzin | Management | For | For |
| 12 | Elect Director Steven V. Wilkinson | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
EOG RESOURCES, INC.
MEETING DATE: APR 28, 2010 |
TICKER: EOG SECURITY ID: 26875P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director George A. Alcorn | Management | For | For |
| 2 | Elect Director Charles R. Crisp | Management | For | For |
| 3 | Elect Director James C. Day | Management | For | For |
| 4 | Elect Director Mark G. Papa | Management | For | For |
| 5 | Elect Director H. Leighton Steward | Management | For | For |
| 6 | Elect Director Donald F. Textor | Management | For | For |
| 7 | Elect Director Frank G. Wisner | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 13 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 14 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
EQT CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: EQT SECURITY ID: 26884L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vicky A. Bailey | Management | For | For |
| 1.2 | Elect Director Murry S. Gerber | Management | For | For |
| 1.3 | Elect Director George L. Miles, Jr. | Management | For | For |
| 1.4 | Elect Director James W. Whalen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
EQUIFAX INC.
MEETING DATE: MAY 7, 2010 |
TICKER: EFX SECURITY ID: 294429105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert D. Daleo | Management | For | For |
| 2 | Elect Director Walter W. Driver, Jr. | Management | For | For |
| 3 | Elect Director L. Phillip Humann | Management | For | For |
| 4 | Elect Director Mark B. Templeton | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
EUROPEAN AERONAUTIC DEFENSE AND SPACE COMPANY EADS NV
MEETING DATE: JUN 1, 2010 |
TICKER: EAD SECURITY ID: F17114103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting and General Introductory Statements | Management | None | Did Not Vote |
| 2.a | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2.c | Receive Financial Statements and Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Discussion of Agenda Items | Management | None | Did Not Vote |
| 4.a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4.b | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
| 4.c | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
| 4.d | Ratify Ernst & Young Accountants LLP as Co-Auditors | Management | For | Did Not Vote |
| 4.e | Ratify KPMG Accountants as Co-Auditors | Management | For | Did Not Vote |
| 4.f | Approve Remuneration of Executive and Non-Executive Directors | Management | For | Did Not Vote |
| 4.g | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 5 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EVEREST RE GROUP LTD
MEETING DATE: MAY 19, 2010 |
TICKER: RE SECURITY ID: G3223R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Kenneth J. Duffy as Director | Management | For | For |
| 1.2 | Elect Joseph V. Taranto as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXTRA SPACE STORAGE INC.
MEETING DATE: MAY 19, 2010 |
TICKER: EXR SECURITY ID: 30225T102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Spencer F. Kirk | Management | For | For |
| 1.2 | Elect Director Anthony Fanticola | Management | For | For |
| 1.3 | Elect Director Hugh W. Horne | Management | For | For |
| 1.4 | Elect Director Joseph D. Margolis | Management | For | For |
| 1.5 | Elect Director Roger B. Porter | Management | For | For |
| 1.6 | Elect Director K. Fred Skousen | Management | For | For |
| 1.7 | Elect Director Kenneth M. Woolley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: FCS SECURITY ID: 303726103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Anthony Lear | Management | For | For |
| 1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
| 1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
| 1.6 | Elect Director Bryan R. Roub | Management | For | For |
| 1.7 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.8 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 28, 2009 |
TICKER: FDX SECURITY ID: 31428X106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
| 1.4 | Elect Director J.R. Hyde, III | Management | For | For |
| 1.5 | Elect Director Shirley A. Jackson | Management | For | For |
| 1.6 | Elect Director Steven R. Loranger | Management | For | For |
| 1.7 | Elect Director Gary W. Loveman | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director Frederick W. Smith | Management | For | For |
| 1.10 | Elect Director Joshua I. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
FERRO CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: FOE SECURITY ID: 315405100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 1.2 | Elect Director Gregory E. Hyland | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Opt Out of the Ohio Control Share Acquisitions Act | Shareholder | Against | For |
| |
|---|
FIAT SPA
MEETING DATE: MAR 25, 2010 |
TICKER: F SECURITY ID: T4210N122
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 3 | Amend 2009-2010 Retricted Stock Plan | Management | For | Did Not Vote |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: SEP 4, 2009 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
FIDELITY NATIONAL INFORMATION SERVICES INC
MEETING DATE: MAY 27, 2010 |
TICKER: FIS SECURITY ID: 31620M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephan A. James | Management | For | For |
| 1.2 | Elect Director James Neary | Management | For | For |
| 1.3 | Elect Director Frank R. Martire | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FINNING INTERNATIONAL INC.
MEETING DATE: MAY 13, 2010 |
TICKER: FTT SECURITY ID: 318071404
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ricardo Bacarreza | Management | For | For |
| 1.2 | Elect Director James E.C. Carter | Management | For | For |
| 1.3 | Elect Director David L. Emerson | Management | For | For |
| 1.4 | Elect Director Kathleen M. O'Neill | Management | For | For |
| 1.5 | Elect Director John M. Reid | Management | For | For |
| 1.6 | Elect Director Andrew H. Simon | Management | For | For |
| 1.7 | Elect Director Bruce L. Turner | Management | For | For |
| 1.8 | Elect Director Michael T. Waites | Management | For | For |
| 1.9 | Elect Director Douglas W.G. Whitehead | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
FIRST AMERICAN CORP.
MEETING DATE: DEC 8, 2009 |
TICKER: FAF SECURITY ID: 318522307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George L. Argyros | Management | For | For |
| 1.2 | Elect Director Bruce S. Bennett | Management | For | For |
| 1.3 | Elect Director Matthew B. Botein | Management | For | For |
| 1.4 | Elect Director J. David Chatham | Management | For | For |
| 1.5 | Elect Director Glenn C. Christenson | Management | For | For |
| 1.6 | Elect Director William G. Davis | Management | For | For |
| 1.7 | Elect Director James L. Doti | Management | For | Withhold |
| 1.8 | Elect Director Lewis W. Douglas, Jr. | Management | For | For |
| 1.9 | Elect Director Christopher V. Greetham | Management | For | For |
| 1.10 | Elect Director Parker S. Kennedy | Management | For | For |
| 1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
| 1.12 | Elect Director Frank E. O'Bryan | Management | For | For |
| 1.13 | Elect Director Roslyn B. Payne | Management | For | For |
| 1.14 | Elect Director John W. Peace | Management | For | For |
| 1.15 | Elect Director D. Van Skilling | Management | For | For |
| 1.16 | Elect Director Herbert B. Tasker | Management | For | For |
| 1.17 | Elect Director Virginia M. Ueberroth | Management | For | For |
| 1.18 | Elect Director Mary Lee Widener | Management | For | For |
| 2 | Change State of Incorporation [from California to Delaware] | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: FSLR SECURITY ID: 336433107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Robert J. Gillette | Management | For | For |
| 1.3 | Elect Director Craig Kennedy | Management | For | For |
| 1.4 | Elect Director James F. Nolan | Management | For | For |
| 1.5 | Elect Director William J. Post | Management | For | For |
| 1.6 | Elect Director J. Thomas Presby | Management | For | For |
| 1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
| 1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
| 1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FIRSTENERGY CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: FE SECURITY ID: 337932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul T. Addison | Management | For | For |
| 1.2 | Elect Director Anthony J. Alexander | Management | For | For |
| 1.3 | Elect Director Michael J. Anderson | Management | For | For |
| 1.4 | Elect Director Carol A. Cartwright | Management | For | For |
| 1.5 | Elect Director William T. Cottle | Management | For | For |
| 1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
| 1.7 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1.8 | Elect Director Catherine A. Rein | Management | For | For |
| 1.9 | Elect Director George M. Smart | Management | For | For |
| 1.10 | Elect Director Wes M. Taylor | Management | For | For |
| 1.11 | Elect Director Jesse T. Williams, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
FISERV, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: FISV SECURITY ID: 337738108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kim M. Robak | Management | For | For |
| 1.2 | Elect Director Doyle R. Simons | Management | For | For |
| 1.3 | Elect Director Thomas C. Wertheimer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FOREST CITY ENTERPRISES, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: FCE.A SECURITY ID: 345550107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael P. Esposito, Jr. | Management | For | For |
| 1.2 | Elect Director Joan K. Shafran | Management | For | For |
| 1.3 | Elect Director Louis Stokes | Management | For | For |
| 1.4 | Elect Director Stan Ross | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Increase Authorized Preferred Stock | Management | For | Against |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
FOUNDATION COAL HLDGS INC
MEETING DATE: JUL 31, 2009 |
TICKER: FCL SECURITY ID: 35039W100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 14, 2010 |
TICKER: FSP SECURITY ID: 35471R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis J. McGillicuddy | Management | For | For |
| 1.2 | Elect Director Janet P. Notopoulos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 8, 2010 |
TICKER: GIII SECURITY ID: 36237H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Carl Katz | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.9 | Elect Director Richard White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GAFISA S.A.
MEETING DATE: APR 27, 2010 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 1.2 | Approve Allocation of Income and Dividends | Management | For | For |
| 1.3 | Elect Directors | Management | For | For |
| 1.4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| 2.1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2.2 | Amend Articles | Management | For | For |
| 2.3 | Consolidate Company's Bylaws | Management | For | For |
| 2.4 | Authorize Issuance of Bonds/Debentures | Management | For | For |
| |
|---|
GAFISA S.A.
MEETING DATE: MAY 27, 2010 |
TICKER: GFSA3 SECURITY ID: 362607301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Agreement to Absorb Shertis Empreendimentos e Participacoes SA | Management | For | For |
| 2 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
| 3 | Approve Appraisal Report from Independent Firm | Management | For | For |
| 4 | Approve Increase in Share Capital as a Result of the Proposed Absorption | Management | For | For |
| 5 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 6 | Consolidate Company's Bylaws | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
GCA SAVVIAN GROUP CORP
MEETING DATE: MAR 25, 2010 |
TICKER: 2174 SECURITY ID: J1766D103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director | Management | For | For |
| 1.2 | Elect Director | Management | For | For |
| 1.3 | Elect Director | Management | For | For |
| 1.4 | Elect Director | Management | For | For |
| 1.5 | Elect Director | Management | For | For |
| 1.6 | Elect Director | Management | For | For |
| 1.7 | Elect Director | Management | For | For |
| 2 | Approve Stock Option Plan for Directors | Management | For | Against |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: GNW SECURITY ID: 37247D106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director Michael D. Fraizer | Management | For | For |
| 3 | Elect Director Nancy J. Karch | Management | For | For |
| 4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 6 | Elect Director Christine B. Mead | Management | For | For |
| 7 | Elect Director Thomas E. Moloney | Management | For | For |
| 8 | Elect Director James A. Parke | Management | For | For |
| 9 | Elect Director James S. Riepe | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
GENZYME CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: GENZ SECURITY ID: 372917104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.4 | Elect Director Robert J. Carpenter | Management | For | For |
| 1.5 | Elect Director Charles L. Cooney | Management | For | For |
| 1.6 | Elect Director Victor J. Dzau | Management | For | For |
| 1.7 | Elect Director Connie Mack, III | Management | For | For |
| 1.8 | Elect Director Richard F. Syron | Management | For | For |
| 1.9 | Elect Director Henri A. Termeer | Management | For | For |
| 1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
GEOEYE, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: GEOY SECURITY ID: 37250W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Abrahamson | Management | For | For |
| 1.2 | Elect Director Joseph M. Ahearn | Management | For | For |
| 1.3 | Elect Director Martin C. Faga | Management | For | For |
| 1.4 | Elect Director Michael F. Horn, Sr. | Management | For | For |
| 1.5 | Elect Director Lawrence A. Hough | Management | For | For |
| 1.6 | Elect Director Roberta E. Lenczowski | Management | For | For |
| 1.7 | Elect Director Matthew M. O?Connell | Management | For | For |
| 1.8 | Elect Director James M. Simon, Jr. | Management | For | For |
| 1.9 | Elect Director William W. Sprague | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GLOBAL INDUSTRIES, LTD.
MEETING DATE: MAY 19, 2010 |
TICKER: GLBL SECURITY ID: 379336100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles O. Buckner | Management | For | For |
| 1.2 | Elect Director John A. Clerico | Management | For | For |
| 1.3 | Elect Director Lawrence R. Dickerson | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director William J. Dore | Management | For | For |
| 1.6 | Elect Director Larry E. Farmer | Management | For | For |
| 1.7 | Elect Director Edgar G. Hotard | Management | For | For |
| 1.8 | Elect Director Richard A. Pattarozzi | Management | For | For |
| 1.9 | Elect Director James L. Payne | Management | For | For |
| 1.10 | Elect Director Michael J. Pollock | Management | For | For |
| 1.11 | Elect Director John B. Reed | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GOODRICH CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: GR SECURITY ID: 382388106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carolyn Corvi | Management | For | For |
| 1.2 | Elect Director Diane C. Creel | Management | For | For |
| 1.3 | Elect Director George A. Davidson, Jr. | Management | For | For |
| 1.4 | Elect Director Harris E. Deloach, Jr. | Management | For | For |
| 1.5 | Elect Director James W. Griffith | Management | For | For |
| 1.6 | Elect Director William R. Holland | Management | For | For |
| 1.7 | Elect Director John P. Jumper | Management | For | For |
| 1.8 | Elect Director Marshall O. Larsen | Management | For | For |
| 1.9 | Elect Director Lloyd W. Newton | Management | For | For |
| 1.10 | Elect Director Douglas E. Olesen | Management | For | For |
| 1.11 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
GREAT LAKES DREDGE & DOCK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: GLDD SECURITY ID: 390607109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jonathan W. Berger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GULF RESOURCES, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: GFRE SECURITY ID: 40251W309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Yang | Management | For | For |
| 1.2 | Elect Director Xiaobin Liu | Management | For | For |
| 1.3 | Elect Director Naihui Miao | Management | For | For |
| 1.4 | Elect Director Richard Khaleel | Management | For | For |
| 1.5 | Elect Director Biagio Vignolo | Management | For | For |
| 1.6 | Elect Director Shi Tong Jiang | Management | For | For |
| 1.7 | Elect Director Ya Fei Ji | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
GULF RESOURCES, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: GFRE SECURITY ID: 40251W929
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ming Yang | Management | For | Did Not Vote |
| 1.2 | Elect Director Xiaobin Liu | Management | For | Did Not Vote |
| 1.3 | Elect Director Naihui Miao | Management | For | Did Not Vote |
| 1.4 | Elect Director Richard Khaleel | Management | For | Did Not Vote |
| 1.5 | Elect Director Biagio Vignolo | Management | For | Did Not Vote |
| 1.6 | Elect Director Shi Tong Jiang | Management | For | Did Not Vote |
| 1.7 | Elect Director Ya Fei Ji | Management | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| 3 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
| |
|---|
GYMBOREE CORPORATION, THE
MEETING DATE: JUN 8, 2010 |
TICKER: GYMB SECURITY ID: 403777105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blair W. Lambert | Management | For | For |
| 1.2 | Elect Director Daniel R. Lyle | Management | For | For |
| 1.3 | Elect Director Scott A. Ryles | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A.M. Bennett | Management | For | For |
| 2 | Elect Director J.R. Boyd | Management | For | For |
| 3 | Elect Director M. Carroll | Management | For | For |
| 4 | Elect Director N.K. Dicciani | Management | For | For |
| 5 | Elect Director S.M. Gillis | Management | For | For |
| 6 | Elect Director J.T. Hackett | Management | For | For |
| 7 | Elect Director D.J. Lesar | Management | For | For |
| 8 | Elect Director R.A. Malone | Management | For | For |
| 9 | Elect Director J.L. Martin | Management | For | For |
| 10 | Elect Director D.L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HEICO CORPORATION
MEETING DATE: MAR 29, 2010 |
TICKER: HEI SECURITY ID: 422806208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel L. Higginbottom | Management | For | For |
| 1.2 | Elect Director Mark H. Hildebrandt | Management | For | For |
| 1.3 | Elect Director Wolfgang Mayrhuber | Management | For | For |
| 1.4 | Elect Director Eric A. Mendelson | Management | For | For |
| 1.5 | Elect Director Laurans A. Mendelson | Management | For | For |
| 1.6 | Elect Director Victor H. Mendelson | Management | For | For |
| 1.7 | Elect Director Mitchell I. Quain | Management | For | For |
| 1.8 | Elect Director Alan Schriesheim, Ph.D. | Management | For | For |
| 1.9 | Elect Director Frank J. Schwitter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEIDELBERGCEMENT AG (FRMLY HEIDELBERGER ZEMENT AG)
MEETING DATE: MAY 6, 2010 |
TICKER: HEI SECURITY ID: D31709104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | For |
| 3.1 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2009 | Management | For | For |
| 3.2 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2009 | Management | For | For |
| 3.3 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2009 | Management | For | For |
| 3.4 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2009 | Management | For | For |
| 3.5 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2009 | Management | For | For |
| 3.6 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2009 | Management | For | For |
| 4.1 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2009 | Management | For | For |
| 4.2 | Approve Discharge of Supervisory Board Member Heinz Schirmer for Fiscal 2009 | Management | For | For |
| 4.3 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2009 | Management | For | For |
| 4.4 | Approve Discharge of Supervisory Board Member Theo Beermann for Fiscal 2009 | Management | For | For |
| 4.5 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2009 | Management | For | For |
| 4.6 | Approve Discharge of Supervisory Board Member Veronika Fuess for Fiscal 2009 | Management | For | For |
| 4.7 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2009 | Management | For | For |
| 4.8 | Approve Discharge of Supervisory Board Member Gerhard Hirth for Fiscal 2009 | Management | For | For |
| 4.9 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2009 | Management | For | For |
| 4.10 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2009 | Management | For | For |
| 4.11 | Approve Discharge of Supervisory Board Member Adolf Merckle for Fiscal 2009 | Management | For | For |
| 4.12 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2009 | Management | For | For |
| 4.13 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2009 | Management | For | For |
| 4.14 | Approve Discharge of Supervisory Board Member Eduard Schleicher for Fiscal 2009 | Management | For | For |
| 4.15 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2009 | Management | For | For |
| 4.16 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2009 | Management | For | For |
| 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Creation of EUR 225 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Creation of EUR 56.1 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 168.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Approve Remuneration System for Management Board Members | Management | For | Against |
| 10.1 | Elect Alan Murray to the Supervisory Board | Management | For | For |
| 10.2 | Elect Herbert Luetkestratkoetter to the Supervisory Board | Management | For | For |
| 11.1 | Amend Articles Re: Nomination Committee | Management | For | For |
| 11.2 | Approve Remuneration of Supervisory Board | Management | For | For |
| 12.1 | Amend Articles Re: Registration for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.2 | Amend Articles Re: Electronic and Postal Voting for General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.3 | Amend Articles Re: Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12.4 | Amend Articles Re: Delete Redunant Paragraph with Identical Content to a Section of the Supervisory Board Statutes | Management | For | For |
| |
|---|
HENGAN INTERNATIONAL GROUP CO. LTD.
MEETING DATE: MAY 24, 2010 |
TICKER: 1044 SECURITY ID: G4402L151
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Sze Man Bok as Director | Management | For | Against |
| 3b | Reelect Hung Ching Shan as Director | Management | For | Against |
| 3c | Reelect Loo Hong Shing Vincent as Director | Management | For | For |
| 3d | Reelect Wang Ming Fu as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HENGDELI HOLDINGS LTD
MEETING DATE: MAY 11, 2010 |
TICKER: 3389 SECURITY ID: G45048108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a | Reelect Shi Zhongyang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3b | Reelect Cai Jianmin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3c | Reelect Wong Kam Fai William Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERBALIFE LTD.
MEETING DATE: APR 29, 2010 |
TICKER: HLF SECURITY ID: G4412G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Leroy T. Barnes, Jr. as Director | Management | For | For |
| 1.2 | Elect Richard P. Bermingham as Director | Management | For | For |
| 1.3 | Elect Jeffrey T. Dunn as Director | Management | For | For |
| 2 | Amend 2005 Stock Incentive Plan | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| |
|---|
HERITAGE OIL PLC
MEETING DATE: JUN 17, 2010 |
TICKER: HOIL SECURITY ID: G4509M102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Paul Atherton as Director | Management | For | For |
| 4 | Re-elect Michael Hibberd as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with and without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Market Purchase | Management | For | For |
| |
|---|
HESS CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: HES SECURITY ID: 42809H107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director N.F. Brady | Management | For | Withhold |
| 1.2 | Elect Director G.P. Hill | Management | For | Withhold |
| 1.3 | Elect Director T.H. Kean | Management | For | Withhold |
| 1.4 | Elect Director F.A. Olson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
HEWITT ASSOCIATES, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: HEW SECURITY ID: 42822Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judson C. Green | Management | For | For |
| 1.2 | Elect Director Michael E. Greenlees | Management | For | Withhold |
| 1.3 | Elect Director Steven P. Stanbrook | Management | For | Withhold |
| 1.4 | Elect Director Stacey J. Mobley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HILLENBRAND, INC.
MEETING DATE: FEB 24, 2010 |
TICKER: HI SECURITY ID: 431571108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark C. DeLuzio | Management | For | For |
| 1.2 | Elect Director James A. Henderson | Management | For | For |
| 1.3 | Elect Director Ray J. Hillenbrand | Management | For | For |
| 1.4 | Elect Director F. Joseph Loughrey | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
HOLLY CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: HOC SECURITY ID: 435758305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Buford P. Berry | Management | For | For |
| 1.2 | Elect Director Matthew P. Clifton | Management | For | For |
| 1.3 | Elect Director Leldon E. Echols | Management | For | For |
| 1.4 | Elect Director Robert G. McKenzie | Management | For | For |
| 1.5 | Elect Director Jack P. Reid | Management | For | For |
| 1.6 | Elect Director Paul T. Stoffel | Management | For | For |
| 1.7 | Elect Director Tommy A. Valenta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOME DEPOT, INC., THE
MEETING DATE: MAY 20, 2010 |
TICKER: HD SECURITY ID: 437076102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director F. Duane Ackerman | Management | For | For |
| 2 | Elect Director David H. Batchelder | Management | For | For |
| 3 | Elect Director Francis S. Blake | Management | For | For |
| 4 | Elect Director Ari Bousbib | Management | For | For |
| 5 | Elect Director Gregory D. Brenneman | Management | For | For |
| 6 | Elect Director Albert P. Carey | Management | For | For |
| 7 | Elect Director Armando Codina | Management | For | For |
| 8 | Elect Director Bonnie G. Hill | Management | For | For |
| 9 | Elect Director Karen L. Katen | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Require Independent Board Chairman | Shareholder | Against | Against |
| 17 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
| 18 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HUABAO INTERNATIONAL HOLDINGS LIMITED (FORMERLY LEAPTEK LTD
MEETING DATE: AUG 7, 2009 |
TICKER: 336 SECURITY ID: G4639H106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Reelect Ma Yun Yan as Director | Management | For | For |
| 3a2 | Reelect Wang Guang Yu as Director | Management | For | For |
| 3a3 | Reelect Xia Li Qun as Director | Management | For | For |
| 3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
HYPERMARCAS SA
MEETING DATE: DEC 30, 2009 |
TICKER: HYPE3 SECURITY ID: P5230A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition of PomPom Produtos Higienicos and Industria Nacional de Artefatos de Latex (INAL) | Management | For | For |
| 2 | Approve Acquisition of the Jontex Brand | Management | For | For |
| 3 | Appoint CCA Continuity Auditores Independentes to Appraise Proposed Acquisition of PomPom and Appoint Deloitte Touche TohmatsuAuditores Independentes to Appraise Proposed Acquisition of INAL | Management | For | For |
| 4 | Approve Merger Agreement between the Company and Hypernova Medicamentos Participacoes and Merger Agreement between the Company and Laboratorio Neo Quimica | Management | For | For |
| 5 | Amend Articles | Management | For | Against |
| 6 | Elect Directors and Approve Their Remuneration | Management | For | For |
| 7 | Approve 2-to-1 Stock Split | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
HYPERMARCAS SA
MEETING DATE: MAR 11, 2010 |
TICKER: HYPE3 SECURITY ID: P5230A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change Location of Company Offices | Management | For | Did Not Vote |
| 2 | Approve Increase in Authorized Capital | Management | For | Did Not Vote |
| 3 | Amend Articles | Management | For | Did Not Vote |
| 4 | Amend Appraisal of Proposed Merger to Reflect Date Correction | Management | For | Did Not Vote |
| 5 | Ratify Resolutions Approved at Dec. 30, 2009 EGM | Management | For | Did Not Vote |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Did Not Vote |
| |
|---|
HYPERMARCAS SA
MEETING DATE: MAR 26, 2010 |
TICKER: HYPE3 SECURITY ID: P5230A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Re-elect Directors | Management | For | Against |
| |
|---|
IGUATEMI EMPRESA SHOPPING CENTERS S.A
MEETING DATE: JAN 29, 2010 |
TICKER: IGTA3 SECURITY ID: P5352J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Appoint Deloitte Touche Tohmatsu Independent Auditors to Appraise Proposed Absorption of Midia Mall Consultoria Promocional | Management | For | Did Not Vote |
| 2 | Approve the Appraisal Report Produced by Deloitte Touche Tohmatsu Independent Auditors | Management | For | Did Not Vote |
| 3 | Examine Absorption Agreement | Management | For | Did Not Vote |
| 4 | Approve Absorption Agreement | Management | For | Did Not Vote |
| 5 | Approve the Proposal to Expand Company Objectives Following Absorption of Midia Mall Consultoria Promocional | Management | For | Did Not Vote |
| 6 | Amend Article 5 to Reflect Changes in Company Objectives | Management | For | Did Not Vote |
| |
|---|
IGUATEMI EMPRESA SHOPPING CENTERS S.A
MEETING DATE: APR 28, 2010 |
TICKER: IGTA3 SECURITY ID: P5352J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| |
|---|
ILIAD
MEETING DATE: MAY 25, 2010 |
TICKER: ILD SECURITY ID: F4958P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 9 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 7 and 8 | Management | For | For |
| 11 | Authorize Capital Increase of Up to EUR 1.5 Million for Future Exchange Offers | Management | For | For |
| 12 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
| 13 | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: IMGN SECURITY ID: 45253H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
| 2.2 | Elect Director David W. Carter | Management | For | For |
| 2.3 | Elect Director Mark Skaletsky | Management | For | For |
| 2.4 | Elect Director J.j. Villafranca | Management | For | For |
| 2.5 | Elect Director Nicole Onetto | Management | For | For |
| 2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
| 2.7 | Elect Director Richard J. Wallace | Management | For | For |
| 2.8 | Elect Director Daniel M. Junius | Management | For | For |
| 2.9 | Elect Director Howard H. Pien | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
IMPERIAL TOBACCO GROUP PLC
MEETING DATE: FEB 2, 2010 |
TICKER: IMT SECURITY ID: G4721W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 52 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Dr Ken Burnett as Director | Management | For | For |
| 5 | Re-elect Jean-Dominique Comolli as Director | Management | For | For |
| 6 | Re-elect Robert Dyrbus as Director | Management | For | For |
| 7 | Re-elect Charles Knott as Director | Management | For | For |
| 8 | Re-elect Iain Napier as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 13 | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 | Management | For | For |
| 14 | Authorise 106,794,000 Ordinary Shares for Market Purchase | Management | For | For |
| 15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| |
|---|
INFINERA CORP
MEETING DATE: MAY 19, 2010 |
TICKER: INFN SECURITY ID: 45667G103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth A. Goldman | Management | For | For |
| 1.2 | Elect Director Carl Redfield | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INFORMA PLC
MEETING DATE: APR 27, 2010 |
TICKER: INF SECURITY ID: G4770C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Derek Mapp as Director | Management | For | For |
| 3 | Re-elect Peter Rigby as Director | Management | For | For |
| 4 | Re-elect Adam Walker as Director | Management | For | For |
| 5 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
| 6 | Re-elect John Davis as Director | Management | For | For |
| 7 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
| 8 | Approve Remuneration Report | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 13 | Authorise Market Purchase | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTERNATIONAL COAL GROUP, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ICO SECURITY ID: 45928H106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia B. Bezik | Management | For | Withhold |
| 1.2 | Elect Director William J. Catacosinos | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
INTERNATIONAL RECTIFIER CORP.
MEETING DATE: NOV 9, 2009 |
TICKER: IRF SECURITY ID: 460254105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert S. Attiyeh | Management | For | For |
| 1.2 | Elect Director Oleg Khaykin | Management | For | For |
| 1.3 | Elect Director James D. Plummer | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Establish Mandatory Retirement Age for Directors | Shareholder | Against | Against |
| |
|---|
INTEROIL CORPORATION
MEETING DATE: JUN 22, 2010 |
TICKER: IOC SECURITY ID: 460951106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Phil E. Mulacek, Christian M. Vinson, Roger N. Grundy, Gaylen J. Byker, Roger Lewis and Ford Nicholson as Directors | Management | For | Withhold |
| 2 | Approve PricewaterhouseCoopers LLP as as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
INTERSIL CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: ISIL SECURITY ID: 46069S109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Bell | Management | For | For |
| 1.2 | Elect Director Dr. Robert W. Conn | Management | For | For |
| 1.3 | Elect Director James V. Diller | Management | For | For |
| 1.4 | Elect Director Gary E. Gist | Management | For | For |
| 1.5 | Elect Director Mercedes Johnson | Management | For | For |
| 1.6 | Elect Director Gregory Lang | Management | For | For |
| 1.7 | Elect Director Jan Peeters | Management | For | For |
| 1.8 | Elect Director Robert N. Pokelwaldt | Management | For | For |
| 1.9 | Elect Director James A. Urry | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ION GEOPHYSICAL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: IO SECURITY ID: 462044108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Franklin Myers | Management | For | For |
| 1.2 | Elect Director Bruce S. Appelbaum | Management | For | For |
| 1.3 | Elect Director S. James Nelson, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ISRAEL CHEMICALS LTD.
MEETING DATE: FEB 15, 2010 |
TICKER: ISCHY SECURITY ID: M5920A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Grant of Options to Board Chairman | Management | For | For |
| 1a | Indicate Personal Interest in Proposed Agenda Item | Management | None | None |
| |
|---|
ITRON, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ITRI SECURITY ID: 465741106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas S. Glanville | Management | For | Against |
| 2 | Elect Director Sharon L. Nelson | Management | For | Against |
| 3 | Elect Director Malcolm Unsworth | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
IVANHOE MINES LTD.
MEETING DATE: OCT 20, 2009 |
TICKER: IVN SECURITY ID: 46579N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve An Agreement Dated 21 Sep 2009 Amending The Private Placement Agreement Dated 18 Oct 2006 Between The Company And Rio Tinto International Holdings Limited | Management | For | For |
| |
|---|
IVANHOE MINES LTD.
MEETING DATE: MAY 7, 2010 |
TICKER: IVN SECURITY ID: 46579N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect ROBERT M. FRIEDLAND as Director | Management | For | Withhold |
| 1.2 | Elect PETER MEREDITH as Director | Management | For | For |
| 1.3 | Elect JOHN MACKEN as Director | Management | For | For |
| 1.4 | Elect DAVID HUBERMAN as Director | Management | For | For |
| 1.5 | Elect HOWARD BALLOCH as Director | Management | For | For |
| 1.6 | Elect MARKUS FABER as Director | Management | For | For |
| 1.7 | Elect R. EDWARD FLOOD as Director | Management | For | For |
| 1.8 | Elect ROBERT HANSON as Director | Management | For | For |
| 1.9 | Elect ANDREW HARDING as Director | Management | For | For |
| 1.10 | Elect DAVID KORBIN as Director | Management | For | For |
| 1.11 | Elect LIVIA MAHLER as Director | Management | For | For |
| 1.12 | Elect KJELD THYGESEN as Director | Management | For | For |
| 2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Articles | Management | For | For |
| 4 | If Item #3 is Approved, Elect TRACY STEVENSON as Director | Management | For | For |
| 5 | If Item #3 is Approved, Fix Number of Directors at Fourteen | Management | For | For |
| 6 | Approve Equity Incentive Plan | Management | For | Against |
| 7 | Approve Shareholder Rights Plan | Management | For | For |
| |
|---|
J. M. SMUCKER CO., THE
MEETING DATE: AUG 19, 2009 |
TICKER: SJM SECURITY ID: 832696405
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul J. Dolan | Management | For | Against |
| 2 | Elect Director Nancy Lopez Knight | Management | For | Against |
| 3 | Elect Director Gary A. Oatey | Management | For | Against |
| 4 | Elect Director Alex Shumate | Management | For | Against |
| 5 | Elect Director Timothy P. Smucker | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Eliminate Cumulative Voting | Management | For | For |
| 8 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 9 | Approve Board to Amend the Amendment Regulations to the Extent Permitted By Law | Management | For | For |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: AUG 3, 2009 |
TICKER: JASO SECURITY ID: 466090107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| |
|---|
JACOBS ENGINEERING GROUP INC.
MEETING DATE: JAN 28, 2010 |
TICKER: JEC SECURITY ID: 469814107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Davidson, Jr. | Management | For | For |
| 1.2 | Elect Director Edward V. Fritzky | Management | For | For |
| 1.3 | Elect Director Benjamin F. Montoya | Management | For | For |
| 1.4 | Elect Director Peter J. Robertson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 29, 2010 |
TICKER: JNS SECURITY ID: 47102X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Weil | Management | For | For |
| 2 | Elect Director G. Andrew Cox | Management | For | For |
| 3 | Elect Director Deborah R. Gatzek | Management | For | For |
| 4 | Elect Director Robert T. Parry | Management | For | For |
| 5 | Elect Director Jock Patton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JAPAN TOBACCO INC
MEETING DATE: JUN 24, 2010 |
TICKER: 2914 SECURITY ID: J27869106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
| 2.1 | Elect Director Youji Wakui | Management | For | For |
| 2.2 | Elect Director Hiroshi Kimura | Management | For | For |
| 2.3 | Elect Director Munetaka Takeda | Management | For | For |
| 2.4 | Elect Director Masaaki Sumikawa | Management | For | For |
| 2.5 | Elect Director Mitsuomi Koizumi | Management | For | For |
| 2.6 | Elect Director Masakazu Shimizu | Management | For | For |
| 2.7 | Elect Director Noriaki Ohkubo | Management | For | For |
| 2.8 | Elect Director Mutsuo Iwai | Management | For | For |
| 2.9 | Elect Director Yasushi Shingai | Management | For | For |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JONES LANG LASALLE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: JLL SECURITY ID: 48020Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Colin Dyer | Management | For | For |
| 2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 3 | Elect Director DeAnne Julius | Management | For | For |
| 4 | Elect Director Ming Lu | Management | For | For |
| 5 | Elect Director Lauralee E. Martin | Management | For | For |
| 6 | Elect Director Sheila A. Penrose | Management | For | For |
| 7 | Elect Director David B. Rickard | Management | For | For |
| 8 | Elect Director Roger T. Staubach | Management | For | For |
| 9 | Elect Director Thomas C. Theobald | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Other Business | Management | For | Against |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JTEKT CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: 6473 SECURITY ID: J2946V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Koshi Yoshida | Management | For | For |
| 2.2 | Elect Director Motohiko Yokoyama | Management | For | For |
| 2.3 | Elect Director Shoji Ikawa | Management | For | For |
| 2.4 | Elect Director Masakazu Nagai | Management | For | For |
| 2.5 | Elect Director Nobuyoshi Hisada | Management | For | For |
| 2.6 | Elect Director Takaaki Suzuki | Management | For | For |
| 2.7 | Elect Director Hiroshi Ito | Management | For | For |
| 2.8 | Elect Director Takao Yoneda | Management | For | For |
| 2.9 | Elect Director Hitoshi Shimatani | Management | For | For |
| 2.10 | Elect Director Takeshi Uchiyamada | Management | For | Against |
| 2.11 | Elect Director Seiho Kawakami | Management | For | For |
| 2.12 | Elect Director Masakazu Isaka | Management | For | For |
| 3.1 | Appoint Statutory Auditor Masatake Enomoto | Management | For | For |
| 3.2 | Appoint Statutory Auditor Hiroshi Fujii | Management | For | For |
| 3.3 | Appoint Statutory Auditor Koichi Fukaya | Management | For | Against |
| 3.4 | Appoint Statutory Auditor Atsushi Niimi | Management | For | Against |
| 3.5 | Appoint Statutory Auditor Masaaki Kobayashi | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Directors | Management | For | Abstain |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KAMAN CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: KAMN SECURITY ID: 483548103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George E. Minnich | Management | For | Withhold |
| 1.2 | Elect Director Neal J. Keating | Management | For | Withhold |
| 1.3 | Elect Director Eileen S. Kraus | Management | For | Withhold |
| 1.4 | Elect Director Richard J. Swift | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
KBR, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: KBR SECURITY ID: 48242W106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1.2 | Elect Director William P. Utt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
KELLOGG COMPANY
MEETING DATE: APR 23, 2010 |
TICKER: K SECURITY ID: 487836108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin Carson | Management | For | For |
| 1.2 | Elect Director Gordon Gund | Management | For | For |
| 1.3 | Elect Director Dorothy Johnson | Management | For | For |
| 1.4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
KENEDIX INC.
MEETING DATE: MAR 30, 2010 |
TICKER: 4321 SECURITY ID: J3243N100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Increase Authorized Capital | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Appoint External Audit Firm | Management | For | For |
| |
|---|
KERRY GROUP PLC
MEETING DATE: MAY 5, 2010 |
TICKER: KRZ SECURITY ID: G52416107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3ai | Reelect Denis Buckley as Director | Management | For | For |
| 3aii | Reelect Michael Dowling as Director | Management | For | For |
| 3bi | Reelect Michael J Fleming as Director | Management | For | For |
| 3bii | Reelect John Twomey as Director | Management | For | For |
| 3ci | Reelect Denis Carroll as Director | Management | For | For |
| 3cii | Reelect Stan McCarthy as Director | Management | For | For |
| 3ciii | Reelect Donal O'Donoghue as Director | Management | For | For |
| 3civ | Reelect Gerard O' Hanlon as Director | Management | For | For |
| 4 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase up to five Percent of Issued Share Capital | Management | For | For |
| |
|---|
KEYENCE CORP.
MEETING DATE: JUN 17, 2010 |
TICKER: 6861 SECURITY ID: J32491102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
| 2.1 | Elect Director Takemitsu Takizaki | Management | For | For |
| 2.2 | Elect Director Michio Sasaki | Management | For | For |
| 2.3 | Elect Director Akira Kanzawa | Management | For | For |
| 2.4 | Elect Director Akinori Yamamoto | Management | For | For |
| 2.5 | Elect Director Tsuyoshi Kimura | Management | For | For |
| 2.6 | Elect Director Yoshihiro Ueda | Management | For | For |
| 2.7 | Elect Director Yuji Ogishi | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Kensho Hashimoto | Management | For | For |
| |
|---|
KFORCE INC.
MEETING DATE: JUN 25, 2010 |
TICKER: KFRC SECURITY ID: 493732101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elaine D. Rosen | Management | For | Withhold |
| 1.2 | Elect Director Ralph E. Struzziero | Management | For | Withhold |
| 1.3 | Elect Director Howard W. Sutter | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
KINETIC CONCEPTS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: KCI SECURITY ID: 49460W208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald W. Dollens | Management | For | For |
| 1.2 | Elect Director Catherine M. Burzik | Management | For | For |
| 1.3 | Elect Director John P. Byrnes | Management | For | For |
| 1.4 | Elect Director Harry R. Jacobson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KONINKLIJKE PHILIPS ELECTRONICS
MEETING DATE: MAR 25, 2010 |
TICKER: PHIA SECURITY ID: N6817P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | President's Speech | Management | None | Did Not Vote |
| 2a | Approve 2009 Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2b | Receive Explanation on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 2c | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 2d | Approve Dividends of EUR 0.70 Per Share | Management | For | Did Not Vote |
| 2e | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 2f | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 3a | Reelect G.H.A. Dutine to Management Board | Management | For | Did Not Vote |
| 3b | Reelect R.S. Provoost to Management Board | Management | For | Did Not Vote |
| 3c | Reelect A. Ragnetti to Management Board | Management | For | Did Not Vote |
| 3d | Reelect S.H. Rusckowski to Management Board | Management | For | Did Not Vote |
| 4a | Grant Board Authority to Issue Shares Up To 10 Percent of Number of Issued Shares Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | Did Not Vote |
| 5 | Authorize Repurchase of Shares | Management | For | Did Not Vote |
| 6 | Other Business (Non-Voting) | Management | None | Did Not Vote |
| |
|---|
KROGER CO., THE
MEETING DATE: JUN 24, 2010 |
TICKER: KR SECURITY ID: 501044101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Reuben V. Anderson | Management | For | For |
| 2 | Elect Director Robert D. Beyer | Management | For | For |
| 3 | Elect Director David B. Dillon | Management | For | For |
| 4 | Elect Director Susan J. Kropf | Management | For | For |
| 5 | Elect Director John T. LaMacchia | Management | For | For |
| 6 | Elect Director David B. Lewis | Management | For | For |
| 7 | Elect Director W. Rodney McMullen | Management | For | For |
| 8 | Elect Director Jorge P. Montoya | Management | For | For |
| 9 | Elect Director Clyde R. Moore | Management | For | For |
| 10 | Elect Director Susan M. Phillips | Management | For | For |
| 11 | Elect Director Steven R. Rogel | Management | For | For |
| 12 | Elect Director James A. Runde | Management | For | For |
| 13 | Elect Director Ronald L. Sargent | Management | For | For |
| 14 | Elect Director Bobby S. Shackouls | Management | For | For |
| 15 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Report on Climate Change | Shareholder | Against | Abstain |
| |
|---|
KULICKE & SOFFA INDUSTRIES, INC.
MEETING DATE: FEB 9, 2010 |
TICKER: KLIC SECURITY ID: 501242101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. O'Steen | Management | For | For |
| 1.2 | Elect Director MacDonell Roehm Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: LAMR SECURITY ID: 512815101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | Withhold |
| 1.2 | Elect Director John E. Koerner, III | Management | For | Withhold |
| 1.3 | Elect Director Edward H. McDermott | Management | For | Withhold |
| 1.4 | Elect Director Stephen P. Mumblow | Management | For | Withhold |
| 1.5 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.6 | Elect Director Anna Reilly | Management | For | Withhold |
| 1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LEAP WIRELESS INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LEAP SECURITY ID: 521863308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Chapple | Management | For | For |
| 1.2 | Elect Director John D. Harkey, Jr. | Management | For | For |
| 1.3 | Elect Director S. Douglas Hutcheson | Management | For | For |
| 1.4 | Elect Director Ronald J. Kramer | Management | For | For |
| 1.5 | Elect Director Robert V. LaPenta | Management | For | For |
| 1.6 | Elect Director Mark H. Rachesky | Management | For | For |
| 1.7 | Elect Director William A. Roper, Jr. | Management | For | For |
| 1.8 | Elect Director Michael B. Targoff | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LEROY SEAFOOD GROUP ASA
MEETING DATE: NOV 26, 2009 |
TICKER: LSG SECURITY ID: R4279D108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Elect Helge Singelstad as Chairman of the Board | Management | For | Did Not Vote |
| 5 | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
LEROY SEAFOOD GROUP ASA
MEETING DATE: MAY 26, 2010 |
TICKER: LSG SECURITY ID: R4279D108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting; Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
| 2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income; Approve Remuneration of Directors, Auditors, and Nominating Committee | Management | For | Did Not Vote |
| 6 | Reelect Britt Drivenes and Hege Bakken as Directors | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 8 | Approve Creation of NOK 1.2 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 9 | Approve Creation of NOK 5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 10 | Amend Articles Regarding Right to Sign for the Company | Management | For | Did Not Vote |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: LINTA SECURITY ID: 53071M500
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Redemption Proposal | Management | For | For |
| 2.1 | Approve Spin-Off Agreement | Management | For | For |
| 2.2 | Approve Merger Agreement | Management | For | For |
| 2.3 | Approve Contribution Proposal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
LIBERTY MEDIA CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: LINTA SECURITY ID: 53071M708
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Malone | Management | For | Withhold |
| 1.2 | Elect Director Robert R. Bennett | Management | For | Withhold |
| 1.3 | Elect Director M. Ian G. Gilchrist | Management | For | For |
| 1.4 | Elect Director Andrea L. Wong | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LIHIR GOLD LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: LGL SECURITY ID: Y5285N149
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Elect Peter Cassidy as a Director | Management | For | For |
| 3 | Elect Mike Etheridge as a Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as the Company's Auditor | Management | For | For |
| 5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | Management | For | For |
| 6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LMI AEROSPACE, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: LMIA SECURITY ID: 502079106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald S. Saks | Management | For | For |
| 1.2 | Elect Director Joseph Burstein | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LORILLARD, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LO SECURITY ID: 544147101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.2 | Elect Director Richard W. Roedel | Management | For | For |
| 1.3 | Elect Director David H. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
LTX-CREDENCE CORPORATION
MEETING DATE: DEC 9, 2009 |
TICKER: LTXC SECURITY ID: 502403108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roger W. Blethen | Management | For | For |
| 1.2 | Elect Director Roger J. Maggs | Management | For | For |
| 1.3 | Elect Director Ping Yang | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LUMBER LIQUIDATORS HOLDINGS, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: LL SECURITY ID: 55003T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Macon F. Brock | Management | For | For |
| 1.2 | Elect Director John M. Presley | Management | For | For |
| 1.3 | Elect Director Thomas D. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTOS
MEETING DATE: APR 5, 2010 |
TICKER: MDIA3 SECURITY ID: P64876108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Directors | Management | For | Against |
| 4 | Amend Articles | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | For |
| |
|---|
M.D.C. HOLDINGS, INC.
MEETING DATE: APR 26, 2010 |
TICKER: MDC SECURITY ID: 552676108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
| 1.3 | Elect Director Larry A. Mizel | Management | For | For |
| 2 | Require Independent Board Chairman | Shareholder | Against | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MACERICH COMPANY, THE
MEETING DATE: MAY 27, 2010 |
TICKER: MAC SECURITY ID: 554382101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur M. Coppola | Management | For | For |
| 2 | Elect Director Edward C. Coppola | Management | For | For |
| 3 | Elect Director James S. Cownie | Management | For | For |
| 4 | Elect Director Fred S. Hubbell | Management | For | For |
| 5 | Elect Director Mason G. Ross | Management | For | For |
| 6 | Elect Director Dr. William P. Sexton | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
MAIDEN HOLDINGS LTD.
MEETING DATE: MAY 4, 2010 |
TICKER: MHLD SECURITY ID: G5753U112
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Barry D. Zyskind as Director | Management | For | For |
| 1.2 | Elect Simcha G. Lyons as Director | Management | For | For |
| 1.3 | Elect Raymond M. Neff as Director | Management | For | For |
| 1.4 | Elect Yehuda L. Neuberger as Director | Management | For | For |
| 1.5 | Elect Steven H. Nigro as Director | Management | For | For |
| 2.1 | Elect David A. Lamneck as Director of Maiden Insurance Company, Ltd. | Management | For | For |
| 2.2 | Elect John Marshaleck as Director of Maiden Insurance Company, Ltd. | Management | For | For |
| 2.3 | Elect Lawrence F. Metz as Director of Maiden Insurance Company, Ltd. | Management | For | For |
| 2.4 | Elect Arturo M. Raschbaum as Director of Maiden Insurance Company, Ltd. | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify BDO Seidman, LLP as Auditors of the Company, and Arthur Morris and Company as Auditors of Maiden Insurance Company, Ltd. | Management | For | For |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: NOV 6, 2009 |
TICKER: MHG SECURITY ID: R2326D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of NOK 330 Million; Approve Authorization to Issue Shares in Support of Convertible Loans | Management | For | Did Not Vote |
| 4 | Amend Articles Re: Electronic Communication of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
MARINE HARVEST ASA (FORMERLY PAN FISH ASA)
MEETING DATE: MAY 27, 2010 |
TICKER: MHG SECURITY ID: R2326D105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Receive President's Report | Management | None | Did Not Vote |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5 | Approve Allocation of Income and Dividends of NOK 0.35 per Share | Management | For | Did Not Vote |
| 6 | Authorize Repurchase of Shares with Aggregate Nominal Value of NOK 268.1 Million and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 7 | Approve Issuance of 357.5 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Directors and Nominating Committee for 2009/2010; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 9 | Elect Directors | Management | For | Did Not Vote |
| 10 | Elect Members of Nominating Committee; Approve Remuneration for Nominating Committee Work | Management | For | Did Not Vote |
| 11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12 | Approve NOK 5.9 Billion Transfer from Share Premium Account to Unrestricted Shareholders' Equity | Management | For | Did Not Vote |
| 13 | Instruct Board to Approve Funding for Commercial-Scale Closed Containment Project for Farmed Salmon in British Columbia | Shareholder | Against | Did Not Vote |
| |
|---|
MARINEMAX, INC.
MEETING DATE: FEB 17, 2010 |
TICKER: HZO SECURITY ID: 567908108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Hillard M. Eure, III | Management | For | For |
| 2 | Elect Director Joseph A. Watters | Management | For | For |
| 3 | Elect Director Dean S. Woodman | Management | For | For |
| 4 | Increase Authorized Preferred and Common Stock | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Dan R. Moore | Management | For | For |
| 1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
| 4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
MASTEC, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: MTZ SECURITY ID: 576323109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Dwyer | Management | For | Withhold |
| 1.2 | Elect Director Frank E. Jaumot | Management | For | Withhold |
| 1.3 | Elect Director Jose S. Sorzano | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MATTSON TECHNOLOGY, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: MTSN SECURITY ID: 577223100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth Kannappan | Management | For | For |
| 1.2 | Elect Director John C. Bolger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAXIM INTEGRATED PRODUCTS, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MXIM SECURITY ID: 57772K101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tunc Doluca | Management | For | Withhold |
| 1.2 | Elect Director B. Kipling Hagopian | Management | For | Withhold |
| 1.3 | Elect Director James R. Bergman | Management | For | Withhold |
| 1.4 | Elect Director Joseph R. Bronson | Management | For | Withhold |
| 1.5 | Elect Director Robert E. Grady | Management | For | Withhold |
| 1.6 | Elect Director William D. Watkins | Management | For | Withhold |
| 1.7 | Elect Director A.R. Frank Wazzan | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MAXYGEN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: MAXY SECURITY ID: 577776107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis G. Lange | Management | For | Withhold |
| 1.2 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
| 1.3 | Elect Director Ernest Mario | Management | For | Withhold |
| 1.4 | Elect Director Gordon Ringold | Management | For | For |
| 1.5 | Elect Director Isaac Stein | Management | For | For |
| 1.6 | Elect Director James R. Sulat | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAZDA MOTOR CORP.
MEETING DATE: JUN 24, 2010 |
TICKER: 7261 SECURITY ID: J41551102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
| 2.1 | Elect Director Takashi Yamanouchi | Management | For | For |
| 2.2 | Elect Director Kiyoshi Ozaki | Management | For | For |
| 2.3 | Elect Director Seita Kanai | Management | For | For |
| 2.4 | Elect Director Masazumi Wakayama | Management | For | For |
| 2.5 | Elect Director Thomas A. H. Pixton | Management | For | For |
| 2.6 | Elect Director Akira Marumoto | Management | For | For |
| 2.7 | Elect Director Masamichi Kogai | Management | For | For |
| 3 | Appoint Statutory Auditor Kazuyuki Mitate | Management | For | For |
| |
|---|
MBIA INC.
MEETING DATE: MAY 4, 2010 |
TICKER: MBI SECURITY ID: 55262C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Brown | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
| 1.4 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.5 | Elect Director Kewsong Lee | Management | For | For |
| 1.6 | Elect Director Laurence H. Meyer | Management | For | For |
| 1.7 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.8 | Elect Director Theodore Shasta | Management | For | For |
| 1.9 | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MCKESSON CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: MCK SECURITY ID: 58155Q103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andy D. Bryant | Management | For | Against |
| 1.2 | Elect Director Wayne A. Budd | Management | For | Against |
| 1.3 | Elect Director John H. Hammergren | Management | For | Against |
| 1.4 | Elect Director Alton F. Irby, III | Management | For | Against |
| 1.5 | Elect Director M. Christine Jacobs | Management | For | Against |
| 1.6 | Elect Director Marie L. Knowles | Management | For | Against |
| 1.7 | Elect Director David M. Lawrence | Management | For | Against |
| 1.8 | Elect Director Edward A. Mueller | Management | For | Against |
| 1.9 | Elect Director Jane E. Shaw | Management | For | Against |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
MDC PARTNERS INC.
MEETING DATE: JUN 3, 2010 |
TICKER: MDZ.A SECURITY ID: 552697104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Miles S. Nadal as Director | Management | For | For |
| 1.2 | Elect Robert J. Kamerschen as Director | Management | For | For |
| 1.3 | Elect Clare Copeland as Director | Management | For | For |
| 1.4 | Elect Thomas N. Davidson as Director | Management | For | For |
| 1.5 | Elect Scott L. Kauffman as Director | Management | For | For |
| 1.6 | Elect Michael J.L. Kirby as Director | Management | For | For |
| 1.7 | Elect Stephen M. Pustil as Director | Management | For | For |
| 2 | Approve BDO Seidman, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 20, 2010 |
TICKER: WFR SECURITY ID: 552715104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Elect Director John Marren | Management | For | For |
| 3 | Elect Director William E. Stevens | Management | For | For |
| 4 | Elect Director James B. Williams | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
METAVANTE TECHNOLOGIES, INC.
MEETING DATE: SEP 4, 2009 |
TICKER: MV SECURITY ID: 591407101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MICROMET, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: MITI SECURITY ID: 59509C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jerry C. Benjamin | Management | For | For |
| 1.2 | Elect Director Kapil Dhingra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MISYS PLC
MEETING DATE: SEP 30, 2009 |
TICKER: MSY SECURITY ID: G61572148
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect Sir James Crosby as Director | Management | For | For |
| 4 | Elect Philip Rowley as Director | Management | For | For |
| 5 | Re-elect John King as Director | Management | For | For |
| 6 | Re-elect John Ormerod as Director | Management | For | For |
| 7 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,823,670 | Management | For | For |
| 9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 297,292 | Management | For | For |
| 10 | Authorise up to GBP 547,101 for Market Purchase | Management | For | For |
| 11 | Authorise Company and Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | Management | For | For |
| 12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
MITSUBISHI MATERIALS CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: 5711 SECURITY ID: J44024107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Akihiko Ide | Management | For | For |
| 1.2 | Elect Director Mayuki Hashimoto | Management | For | For |
| 1.3 | Elect Director Toshinori Kato | Management | For | For |
| 1.4 | Elect Director Makoto Miki | Management | For | For |
| 1.5 | Elect Director Akira Takeuchi | Management | For | For |
| 1.6 | Elect Director Yukio Okamoto | Management | For | For |
| 1.7 | Elect Director Hiroshi Yao | Management | For | For |
| 1.8 | Elect Director Keisuke Yamanobe | Management | For | For |
| 1.9 | Elect Director Toshimichi Fujii | Management | For | For |
| 2.1 | Appoint Statutory Auditor Akio Utsumi | Management | For | For |
| 2.2 | Appoint Statutory Auditor Hiroshi Kanemoto | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Akiyasu Nakano | Management | For | For |
| 4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
MITSUBISHI UFJ FINANCIAL GROUP
MEETING DATE: JUN 29, 2010 |
TICKER: 8306 SECURITY ID: J44497105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Takamune Okihara | Management | For | For |
| 2.2 | Elect Director Kinya Okauchi | Management | For | For |
| 2.3 | Elect Director Katsunori Nagayasu | Management | For | For |
| 2.4 | Elect Director Kyouta Ohmori | Management | For | For |
| 2.5 | Elect Director Hiroshi Saitou | Management | For | For |
| 2.6 | Elect Director Nobushige Kamei | Management | For | For |
| 2.7 | Elect Director Masao Hasegawa | Management | For | For |
| 2.8 | Elect Director Fumiyuki Akikusa | Management | For | For |
| 2.9 | Elect Director Kazuo Takeuchi | Management | For | For |
| 2.10 | Elect Director Nobuyuki Hirano | Management | For | For |
| 2.11 | Elect Director Shunsuke Teraoka | Management | For | For |
| 2.12 | Elect Director Kaoru Wachi | Management | For | For |
| 2.13 | Elect Director Takashi Oyamada | Management | For | For |
| 2.14 | Elect Director Ryuuji Araki | Management | For | For |
| 2.15 | Elect Director Kazuhiro Watanabe | Management | For | For |
| 2.16 | Elect Director Takuma Ohtoshi | Management | For | For |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: MHK SECURITY ID: 608190104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
| 1.2 | Elect Director David L. Kolb | Management | For | For |
| 1.3 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.4 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MOLSON COORS BREWING COMPANY
MEETING DATE: JUN 2, 2010 |
TICKER: TAP SECURITY ID: 60871R209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Directors John E. Cleghorn | Management | For | For |
| 1.2 | Elect Directors Charles M. Herington | Management | For | For |
| 1.3 | Elect Directors David P. O'Brien | Management | For | For |
| |
|---|
MONSANTO CO.
MEETING DATE: JAN 26, 2010 |
TICKER: MON SECURITY ID: 61166W101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank V. AtLee III | Management | For | For |
| 2 | Elect Director David L. Chicoine | Management | For | For |
| 3 | Elect Director Arthur H. Harper | Management | For | For |
| 4 | Elect Director Gwendolyn S. King | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director Robert J. Chrenc | Management | For | For |
| 3 | Elect Director John Gaulding | Management | For | For |
| 4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Director Cynthia P. McCague | Management | For | For |
| 6 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 7 | Elect Director Roberto Tunioli | Management | For | For |
| 8 | Elect Director Timothy T. Yates | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MOTOROLA, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: MOT SECURITY ID: 620076109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory Q. Brown | Management | For | For |
| 2 | Elect Director David W. Dorman | Management | For | For |
| 3 | Elect Director William R. Hambrecht | Management | For | Against |
| 4 | Elect Director Sanjay K. Jha | Management | For | For |
| 5 | Elect Director Keith A. Meister | Management | For | For |
| 6 | Elect Director Thomas J. Meredith | Management | For | For |
| 7 | Elect Director Samuel C. Scott III | Management | For | Against |
| 8 | Elect Director James R. Stengel | Management | For | Against |
| 9 | Elect Director Anthony J. Vinciquerra | Management | For | For |
| 10 | Elect Director Douglas A. Warner III | Management | For | For |
| 11 | Elect Director John A. White | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Human Rights Policies | Shareholder | Against | Abstain |
| 15 | Reincorporate in Another State [from Delaware to North Dakota] | Shareholder | Against | Against |
| |
|---|
MYR GROUP INC.
MEETING DATE: MAY 21, 2010 |
TICKER: MYRG SECURITY ID: 55405W104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry F. Altenbaumer | Management | For | For |
| 1.2 | Elect Director William A. Koertner | Management | For | For |
| 1.3 | Elect Director William D. Patterson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NATIONAL OILWELL VARCO, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NOV SECURITY ID: 637071101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ben A. Guill | Management | For | For |
| 1.2 | Elect Director Roger L. Jarvis | Management | For | For |
| 1.3 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL SEMICONDUCTOR CORPORATION
MEETING DATE: SEP 25, 2009 |
TICKER: NSM SECURITY ID: 637640103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian L. Halla | Management | For | For |
| 1.2 | Elect Director Steven R. Appleton | Management | For | For |
| 1.3 | Elect Director Gary P. Arnold | Management | For | For |
| 1.4 | Elect Director Richard J. Danzig | Management | For | For |
| 1.5 | Elect Director John T. Dickson | Management | For | For |
| 1.6 | Elect Director Robert J. Frankenberg | Management | For | For |
| 1.7 | Elect Director Modesto A. Maidique | Management | For | For |
| 1.8 | Elect Director Edward R. McCracken | Management | For | For |
| 1.9 | Elect Director Roderick C. McGeary | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NBTY, INC.
MEETING DATE: FEB 26, 2010 |
TICKER: NTY SECURITY ID: 628782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ashner | Management | For | For |
| 1.2 | Elect Director Glenn Cohen | Management | For | For |
| 1.3 | Elect Director Arthur Rudolph | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NCR CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: NCR SECURITY ID: 62886E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Quincy Allen | Management | For | For |
| 1.2 | Elect Director Edward Boykin | Management | For | For |
| 1.3 | Elect Director Linda Fayne Levinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: H57312649
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NBIX SECURITY ID: 64125C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Adopt A Policy Establishing An Engagement Process With The Proponents Of Certain Stockholder Proposals | Shareholder | Against | Against |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| |
|---|
NEWCREST MINING LTD.
MEETING DATE: OCT 29, 2009 |
TICKER: NCM SECURITY ID: Q6651B114
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Vince Gauci as Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Year Ended June 30, 2009 | Management | For | For |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NH HOTELES S.A
MEETING DATE: DEC 3, 2009 |
TICKER: NHH SECURITY ID: E7650R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Ratify Appointment of D. Javier Illa Ruiz as Director for a Three-year Term | Management | For | Against |
| 1.2 | Ratify Appointment of D. Juan Antonio Samaranch Salisachs as External Director for a Three-year Term | Management | For | For |
| 2 | Approve Modification of Article 15 Re: Regulation of Limits of Shareholders' Voting Rights | Management | For | For |
| 3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NH HOTELES S.A
MEETING DATE: JUN 24, 2010 |
TICKER: NHH SECURITY ID: E7650R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements for Fiscal Year Ended Dec. 31, 2009; Approve Allocation of Income, and Discharge Directors | Management | For | For |
| 2.1 | Reelect Miguel Rodriguez Dominguez as Director | Management | For | For |
| 2.2 | Reelect Caja de Ahorros de Valencia, Castellon y Alicante as Director | Management | For | Against |
| 2.3 | Reelect Hoteles Participados SL as Director | Management | For | Against |
| 2.4 | Ratify Roberto Cibeira Moreiras as Director | Management | For | Against |
| 2.5 | Ratify Juan Llopart Perez as Director | Management | For | Against |
| 3 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance with Article 153.1b of Spanish Company Law | Management | For | For |
| 4.1 | Amend Article 20 of Company Bylaws Re: Board of Directors | Management | For | For |
| 4.2 | Fix Annual Remuneration of Directors and Committees | Management | For | For |
| 5 | Authorize Issuance of Simple Bonds, Promisory Notes, Other Fixed Income Securities, and Preferred Stocks, Including Convertible Bonds and Warrants Without Preemptive Rights for a Period of 5 Years; Void Authorization Granted at AGM Held on June 16, 2009 | Management | For | For |
| 6 | Authorize Repurchase of Shares | Management | For | For |
| 7 | Elect Deloitte SL as Auditor of the Company and its Consolidated Group | Management | For | For |
| 8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
NOBEL BIOCARE HOLDING AG
MEETING DATE: MAR 25, 2010 |
TICKER: NOBN SECURITY ID: H5783Q130
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration Report | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of CHF 0.55 per Share | Management | For | Did Not Vote |
| 5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 6.1 | Reelect Stig Eriksson as Director | Management | For | Did Not Vote |
| 6.2 | Reelect Antoine Firmenich as Director | Management | For | Did Not Vote |
| 6.3 | Reelect Edgar Fluri as Director | Management | For | Did Not Vote |
| 6.4 | Reelect Robert Lilja as Director | Management | For | Did Not Vote |
| 6.5 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
| 7.1 | Elect Daniela Bosshardt-Hengartner as Director | Management | For | Did Not Vote |
| 7.2 | Elect Raymund Breu as Director | Management | For | Did Not Vote |
| 7.3 | Elect Heino von Prondynski as Director | Management | For | Did Not Vote |
| 7.4 | Elect Oern Stuge as Director | Management | For | Did Not Vote |
| 8 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NORFOLK SOUTHERN CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: NSC SECURITY ID: 655844108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas D. Bell, Jr. | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Landon Hilliard | Management | For | For |
| 4 | Elect Director Burton M. Joyce | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Amend Omnibus Stock Plan | Management | For | For |
| 8 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
NORTHERN OIL AND GAS, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: NOG SECURITY ID: 665531109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Reger | Management | For | Withhold |
| 1.2 | Elect Director Robert Grabb | Management | For | For |
| 1.3 | Elect Director Ryan R. Gilbertson | Management | For | For |
| 1.4 | Elect Director Loren J. O'Toole | Management | For | For |
| 1.5 | Elect Director Jack King | Management | For | For |
| 1.6 | Elect Director Lisa Bromiley Meier | Management | For | For |
| 1.7 | Elect Director Carter Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Change State of Incorporation [Nevada to Minnesota] | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director William D. Smithburg | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NOVARTIS AG
MEETING DATE: FEB 26, 2010 |
TICKER: NOVN SECURITY ID: 66987V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 2.10 per Share | Management | For | Did Not Vote |
| 4.1 | Amend Articles Re: Compliance with Swiss Federal Act on Intermediated Securites | Management | For | Did Not Vote |
| 4.2 | Amend Articles Re: Introduction of a Consultative Resolution on the Remuneration System | Management | For | Did Not Vote |
| 5.1 | Reelect Marjorie M.T. Yang as Director | Management | For | Did Not Vote |
| 5.2 | Reelect Daniel Vasella as Director | Management | For | Did Not Vote |
| 5.3 | Reelect Hans-Joerg Rudloff as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 7 | Additional And/or Counter-proposals Presented At The Meeting | Management | For | Did Not Vote |
| |
|---|
NOVO NORDISK A/S
MEETING DATE: MAR 24, 2010 |
TICKER: NOVO B SECURITY ID: K7314N152
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | Management | For | Did Not Vote |
| 5a | Reelect Sten Scheibye as Director | Management | For | Did Not Vote |
| 5b | Reelect Goran Ando as Director | Management | For | Did Not Vote |
| 5c | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
| 5d | Reelect Pamela Kirby as Director | Management | For | Did Not Vote |
| 5e | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 5f | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
| 5g | Reelect Jorgen Wedel as Director | Management | For | Did Not Vote |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 7.1.1 | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes | Management | For | Did Not Vote |
| 7.1.2 | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements | Management | For | Did Not Vote |
| 7.1.3 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
| 7.1.4 | Amend Articles Re: Appointment of Chairman and Vice Chairman | Management | For | Did Not Vote |
| 7.1.5 | Amend Articles Re: Right to Sign for the Company | Management | For | Did Not Vote |
| 7.1.6 | Amend Articles Re: Specify that the Corporate Language is English | Management | For | Did Not Vote |
| 7.1.7 | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | Management | For | Did Not Vote |
| 7.1.8 | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | Management | For | Did Not Vote |
| 7.2 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | Management | For | Did Not Vote |
| 7.3 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
| 7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | Did Not Vote |
| 8 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 9 | Other Business | Management | None | Did Not Vote |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
NSK LTD.
MEETING DATE: JUN 25, 2010 |
TICKER: 6471 SECURITY ID: J55505101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Plan | Management | For | For |
| 2.1 | Elect Director Seiichi Asaka | Management | For | Against |
| 2.2 | Elect Director Norio Ohtsuka | Management | For | Against |
| 2.3 | Elect Director Michio Hara | Management | For | Against |
| 2.4 | Elect Director Kazuo Matsuda | Management | For | Against |
| 2.5 | Elect Director Yukio Takebe | Management | For | Against |
| 2.6 | Elect Director Tsutomu Komori | Management | For | Against |
| 2.7 | Elect Director Yoshio Shoda | Management | For | Against |
| 2.8 | Elect Director Masami Tazawa | Management | For | Against |
| 2.9 | Elect Director Toyohiko Sanari | Management | For | For |
| 2.10 | Elect Director Michio Ueno | Management | For | For |
| 2.11 | Elect Director Yoshikazu Sashida | Management | For | For |
| 2.12 | Elect Director Toshitaka Hagiwara | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 29, 2010 |
TICKER: NUAN SECURITY ID: 67020Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | For |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | For |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Gaither | Management | For | For |
| 1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
O'CHARLEY'S INC.
MEETING DATE: MAY 12, 2010 |
TICKER: CHUX SECURITY ID: 670823103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnaud Ajdler | Management | For | For |
| 2 | Elect Director William F. Andrews | Management | For | For |
| 3 | Elect Director Douglas Benham | Management | For | For |
| 4 | Elect Director Philip J. Hickey, Jr. | Management | For | For |
| 5 | Elect Director Gregory Monahan | Management | For | For |
| 6 | Elect Director Dale W. Polley | Management | For | For |
| 7 | Elect Director Richard Reiss, Jr. | Management | For | For |
| 8 | Elect Director H. Steve Tidwell | Management | For | For |
| 9 | Elect Director Robert J. Walker | Management | For | For |
| 10 | Elect Director Jeffrey D. Warne | Management | For | For |
| 11 | Elect Director Shirley A. Zeitlin | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OCWEN FINANCIAL CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: OCN SECURITY ID: 675746309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Erbey | Management | For | For |
| 1.2 | Elect Director Ronald M. Faris | Management | For | For |
| 1.3 | Elect Director Ronald J. Korn | Management | For | For |
| 1.4 | Elect Director William H. Lacy | Management | For | For |
| 1.5 | Elect Director David B. Reiner | Management | For | For |
| 1.6 | Elect Director Barry N. Wish | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OFFICEMAX INCORPORATED
MEETING DATE: APR 14, 2010 |
TICKER: OMX SECURITY ID: 67622P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dorrit J. Bern | Management | For | Withhold |
| 2 | Elect Director Warren F. Bryant | Management | For | For |
| 3 | Elect Director Joseph M. DePinto | Management | For | Withhold |
| 4 | Elect Director Sam K. Duncan | Management | For | For |
| 5 | Elect Director Rakesh Gangwal | Management | For | Withhold |
| 6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
| 7 | Elect Director William J. Montgoris | Management | For | Withhold |
| 8 | Elect Director David M. Szymanski | Management | For | Withhold |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OMRON CORP.
MEETING DATE: JUN 22, 2010 |
TICKER: 6645 SECURITY ID: J61374120
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2.1 | Elect Director Yoshio Tateishi | Management | For | For |
| 2.2 | Elect Director Fumio Tateishi | Management | For | For |
| 2.3 | Elect Director Hisao Sakuta | Management | For | For |
| 2.4 | Elect Director Keiichirou Akahoshi | Management | For | For |
| 2.5 | Elect Director Yutaka Takigawa | Management | For | For |
| 2.6 | Elect Director Kazuhiko Toyama | Management | For | For |
| 2.7 | Elect Director Masamitsu Sakurai | Management | For | For |
| 3 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ONNN SECURITY ID: 682189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
OPEN TEXT CORP.
MEETING DATE: DEC 3, 2009 |
TICKER: OTC SECURITY ID: 683715106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect as Director - John Shackleton | Management | For | For |
| 1.3 | Elect as Director - Randy Fowlie | Management | For | For |
| 1.4 | Elect as Director - Gail Hamilton | Management | For | For |
| 1.5 | Elect as Director - Brian Jackman | Management | For | For |
| 1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
| 1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
| 1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
OPTI CANADA INC.
MEETING DATE: APR 29, 2010 |
TICKER: OPC SECURITY ID: 68383K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ian W. Delaney | Management | For | For |
| 1.2 | Elect Director Charles L. Dunlap | Management | For | For |
| 1.3 | Elect Director Edythe (Dee) Marcoux | Management | For | For |
| 1.4 | Elect Director Christopher Slubicki | Management | For | For |
| 1.5 | Elect Director James M. Stanford | Management | For | For |
| 1.6 | Elect Director Bruce Waterman | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
OPTIONSXPRESS HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OXPS SECURITY ID: 684010101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Fisher | Management | For | For |
| 1.2 | Elect Director Michael J. Soenen | Management | For | For |
| 1.3 | Elect Director S. Scott Wald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ORBITAL SCIENCES CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: ORB SECURITY ID: 685564106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward F. Crawley | Management | For | For |
| 1.2 | Elect Director Lennard A. Fisk | Management | For | For |
| 1.3 | Elect Director Ronald T. Kadish | Management | For | For |
| 1.4 | Elect Director Garrett E. Pierce | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OREX SECURITY ID: 686164104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian H. Dovey | Management | For | For |
| 1.2 | Elect Director Michael F. Powell | Management | For | Withhold |
| 1.3 | Elect Director Daniel K. Turner III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORIX CORP.
MEETING DATE: JUN 22, 2010 |
TICKER: 8591 SECURITY ID: J61933123
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yoshihiko Miyauchi | Management | For | Against |
| 1.2 | Elect Director Yukio Yanase | Management | For | Against |
| 1.3 | Elect Director Hiroaki Nishina | Management | For | Against |
| 1.4 | Elect Director Haruyuki Urata | Management | For | Against |
| 1.5 | Elect Director Kazuo Kojima | Management | For | Against |
| 1.6 | Elect Director Yoshiyuki Yamaya | Management | For | Against |
| 1.7 | Elect Director Makoto Inoue | Management | For | Against |
| 1.8 | Elect Director Yoshinori Yokoyama | Management | For | Against |
| 1.9 | Elect Director Hirotaka Takeuchi | Management | For | Against |
| 1.10 | Elect Director Takeshi Sasaki | Management | For | Against |
| 1.11 | Elect Director Eiko Tsujiyama | Management | For | For |
| 1.12 | Elect Director Robert Feldman | Management | For | Against |
| 1.13 | Elect Director Takeshi Niinami | Management | For | Against |
| |
|---|
ORTHOFIX INTERNATIONAL
MEETING DATE: MAY 27, 2010 |
TICKER: OFIX SECURITY ID: N6748L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James F. Gero as Director | Management | For | For |
| 1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
| 1.3 | Elect Guy J. Jordan as Director | Management | For | For |
| 1.4 | Elect Thomas J. Kester as Director | Management | For | For |
| 1.5 | Elect Michael R. Mainelli as Director | Management | For | For |
| 1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
| 1.7 | Elect Maria Sainz as Director | Management | For | For |
| 1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
| 1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PALM INC
MEETING DATE: SEP 30, 2009 |
TICKER: PALM SECURITY ID: 696643105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hagerty | Management | For | For |
| 1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1.3 | Elect Director Paul S. Mountford | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PAN ORIENT ENERGY CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: POE SECURITY ID: 69806Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 2 | Fix Number of Directors at Six | Management | For | For |
| 3.1 | Elect Director Jeff Chisholm | Management | For | For |
| 3.2 | Elect Director Michael Hibberd | Management | For | For |
| 3.3 | Elect Director Waleed Jazrawi | Management | For | For |
| 3.4 | Elect Director Gerald Macey | Management | For | For |
| 3.5 | Elect Director Cameron Taylor | Management | For | For |
| 3.6 | Elect Director Paul Wright | Management | For | For |
| 4 | Re-approve Stock Option Plan | Management | For | For |
| |
|---|
PARKER DRILLING COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: PKD SECURITY ID: 701081101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Direcctor Robert E. Mckee III | Management | For | For |
| 1.2 | Elect Direcctor George J. Donnelly | Management | For | For |
| 1.3 | Elect Direcctor Gary R. King | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PATTERSON-UTI ENERGY, INC.
MEETING DATE: APR 26, 2010 |
TICKER: PTEN SECURITY ID: 703481101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark S. Siegel | Management | For | For |
| 1.2 | Elect Director Kenneth N. Berns | Management | For | For |
| 1.3 | Elect Director Charles O. Buckner | Management | For | Withhold |
| 1.4 | Elect Director Curtis W. Huff | Management | For | Withhold |
| 1.5 | Elect Director Terry H. Hunt | Management | For | Withhold |
| 1.6 | Elect Director Kenneth R. Peak | Management | For | Withhold |
| 1.7 | Elect Director Cloyce A. Talbott | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
PERFECT WORLD CO., LTD.
MEETING DATE: NOV 14, 2009 |
TICKER: PWRD SECURITY ID: 71372U104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amendment Of Section 3.1 (a) Of The Amended And Restated Shareincentive Plan Of The Company By Replacing It With The Following paragraph, All As More Fully Described In The Proxy Statement. | Management | For | Against |
| 2 | Amendment Of Section 5.2 (a) (ii) And (iii) Of The Amended And restated Share Incentive Plan Of The Company. | Management | For | For |
| 3 | Ratification Of The Appointment Of Mr. Han Zhang As An independent Director Of The Company. | Management | For | For |
| 4 | Ratification Of The Appointment Of Mr. Daniel Dong Yang As An independent Director Of The Company. | Management | For | For |
| 5 | Ratification Of The Appointment Of The Independent Auditor PricewaterhouseCoopers For The Fiscal Year 2008. | Management | For | For |
| 6 | Appointment Of The Independent Auditor PricewaterhouseCoopers for The Fiscal Year 2009. | Management | For | For |
| 7 | Amendment Of Article 1 Of The Amended And Restated Memorandum and Articles Of Association By Adding The Following Definition: designated Stock Exchange Means The Nasdaq Stock Market. | Management | For | For |
| 8 | Amendment Of Article 111 Of The Amended And Restated Memorandum and Articles Of Association Of The Company. | Management | For | For |
| 9 | Inclusion Of Financial Statements Of Fiscal Year 2008 In The company S 2008 Annual Report. | Management | For | For |
| 10 | To Authorize Each Of Directors To Take Any & Every Action That might Be Necessary To Effect Foregoing Resolutions 1 To 9. | Management | For | Against |
| |
|---|
PETROBAKKEN ENERGY LTD.
MEETING DATE: MAY 26, 2010 |
TICKER: PBN SECURITY ID: 71645A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Ian S. Brown as Director | Management | For | For |
| 1.2 | Elect E. Craig Lothian as Director | Management | For | For |
| 1.3 | Elect Corey C. Ruttan as Director | Management | For | For |
| 1.4 | Elect John D. Wright as Director | Management | For | For |
| 1.5 | Elect Martin Hislop as Director | Management | For | For |
| 1.6 | Elect Kenneth R. McKinnon as Director | Management | For | For |
| 1.7 | Elect Dan Themig as Director | Management | For | For |
| 2 | Approve Deloite & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PICO HOLDINGS, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: PICO SECURITY ID: 693366205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carlos C. Campbell | Management | For | For |
| 2 | Elect Director Kristina M. Leslie | Management | For | For |
| 3 | Elect Director Kenneth J. Slepicka | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS LTD
MEETING DATE: APR 29, 2010 |
TICKER: PTP SECURITY ID: G7127P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H. Furlong Baldwin as Director | Management | For | For |
| 1.2 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.3 | Elect A. John Hass as Director | Management | For | For |
| 1.4 | Elect Antony P. D. Lancaster as Director | Management | For | For |
| 1.5 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.6 | Elect Michael D. Price as Director | Management | For | For |
| 1.7 | Elect Peter T. Pruitt as Director | Management | For | For |
| 1.9 | Elect James P. Slattery as Director | Management | For | For |
| 1.9 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2A. | Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Attribution of Income to U.S. Shareholders | Management | For | For |
| 2B. | Amend Bylaws Re: Director and Officer Liability | Management | For | For |
| 2C. | Amend Bylaws Re: Jurisdictional Limits of Corporate Action | Management | For | For |
| 2D. | Amend Bylaws Re: Director Actions | Management | For | For |
| 2E. | Amend Bylaws Re: Casting of Votes | Management | For | For |
| 2F. | Amend Bylaws Re: Transfer of Shares | Management | For | For |
| 2G. | Amend Bylaws Re: Number of Directors | Management | For | For |
| 2H. | Amend Bylaws Re: Editorial Changes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve the Material Terms of the Performance Goals Under Performance Incentive Plan | Management | For | For |
| 5 | Approve KPMG Bermuda as Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
PRICESMART, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: PSMT SECURITY ID: 741511109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gonzalo Barrutieta | Management | For | For |
| 1.2 | Elect Director Katherine L. Hensley | Management | For | For |
| 1.3 | Elect Director Leon C. Janks | Management | For | For |
| 1.4 | Elect Director Lawrence B. Krause | Management | For | For |
| 1.5 | Elect Director Jose Luis Laparte | Management | For | For |
| 1.6 | Elect Director Robert E. Price | Management | For | For |
| 1.7 | Elect Director Keene Wolcott | Management | For | For |
| 1.8 | Elect Director Edgar A. Zurcher | Management | For | For |
| |
|---|
PROCTER & GAMBLE COMPANY, THE
MEETING DATE: OCT 13, 2009 |
TICKER: PG SECURITY ID: 742718109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kenneth I. Chenault | Management | For | For |
| 2 | Elect Director Scott D. Cook | Management | For | For |
| 3 | Elect Director Rajat K. Gupta | Management | For | For |
| 4 | Elect Director A.G. Lafley | Management | For | For |
| 5 | Elect Director Charles R. Lee | Management | For | For |
| 6 | Elect Director Lynn M. Martin | Management | For | For |
| 7 | Elect Director Robert A. McDonald | Management | For | For |
| 8 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 9 | Elect Director Johnathan A. Rodgers | Management | For | For |
| 10 | Elect Director Ralph Snyderman | Management | For | For |
| 11 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 12 | Elect Director Patricia A. Woertz | Management | For | For |
| 13 | Elect Director Ernesto Zedillo | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Code of Regulations | Management | For | For |
| 16 | Approve Omnibus Stock Plan | Management | For | Against |
| 17 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
PROLOGIS
MEETING DATE: MAY 14, 2010 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
| 1.2 | Elect Director George L. Fotiades | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
| 1.5 | Elect Director Donald P. Jacobs | Management | For | For |
| 1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director J. Andre Teixeira | Management | For | For |
| 1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PRONOVA BIOPHARMA ASA
MEETING DATE: MAY 7, 2010 |
TICKER: PRON SECURITY ID: R7042F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Registration of Attending Shareholders and Proxies | Management | None | Did Not Vote |
| 3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 5 | Receive President's Report | Management | None | Did Not Vote |
| 6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 7 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 8 | Approve Remuneration of Auditors for 2009 | Management | For | Did Not Vote |
| 9a | Reelect Gert Munthe as Member and Chair to the Nominating Committee | Management | For | Did Not Vote |
| 9b | Reelect Alexandra Morris as Member of Nominating Committee | Management | For | Did Not Vote |
| 10 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
| 11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 12 | Approve Creation of NOK 602,000 Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 13 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 14 | Amend Articles Re: Approve Electronic Distribution of Documents Pertaining to General Meetings | Management | For | Did Not Vote |
| |
|---|
PROTECTIVE LIFE CORPORATION
MEETING DATE: MAY 10, 2010 |
TICKER: PL SECURITY ID: 743674103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. M. French | Management | For | For |
| 1.2 | Elect Director Thomas L. Hamby | Management | For | For |
| 1.3 | Elect Director John D. Johns | Management | For | For |
| 1.4 | Elect Director Vanessa Leonard | Management | For | For |
| 1.5 | Elect Director Charles D. McCrary | Management | For | For |
| 1.6 | Elect Director John J. McMahon, Jr. | Management | For | For |
| 1.7 | Elect Director Hans H. Miller | Management | For | For |
| 1.8 | Elect Director Malcolm Portera | Management | For | For |
| 1.9 | Elect Director C. Dowd Ritter | Management | For | For |
| 1.10 | Elect Director William A. Terry | Management | For | For |
| 1.11 | Elect Director W. Michael Warren, Jr. | Management | For | For |
| 1.12 | Elect Director Vanessa Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRYSMIAN S.P.A.
MEETING DATE: APR 13, 2010 |
TICKER: PRY SECURITY ID: T7630L105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Appoint Internal Statutory Auditors and Approve Auditors' Remuneration | Management | For | Did Not Vote |
| 3 | Elect Stefano Bulletti as Director | Management | For | Did Not Vote |
| 4 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 5 | Approve Equity Compensation Plans | Management | For | Did Not Vote |
| 1 | Amend Stock Option Schemes | Management | For | Did Not Vote |
| |
|---|
PSYCHIATRIC SOLUTIONS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: PSYS SECURITY ID: 74439H108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark P. Clein | Management | For | Withhold |
| 1.2 | Elect Director Richard D. Gore | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 6, 2010 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.4 | Elect Director William C. Baker | Management | For | For |
| 1.5 | Elect Director John T. Evans | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Uri P. Harkham | Management | For | For |
| 1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.9 | Elect Director Harvey Lenkin | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.12 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.13 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QUEST DIAGNOSTICS INCORPORATED
MEETING DATE: MAY 6, 2010 |
TICKER: DGX SECURITY ID: 74834L100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Baldwin | Management | For | For |
| 1.2 | Elect Director Surya N. Mohapatra | Management | For | For |
| 1.3 | Elect Director Gary M. Pfeiffer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: RRD SECURITY ID: 257867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 2 | Elect Director Stephen M. Wolf | Management | For | For |
| 3 | Elect Director Lee A. Chaden | Management | For | For |
| 4 | Elect Director Judith H. Hamilton | Management | For | For |
| 5 | Elect Director Susan M. Ivey | Management | For | For |
| 6 | Elect Director Thomas S. Johnson | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Michael T. Riordan | Management | For | For |
| 9 | Elect Director Oliver R. Sockwell | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Adopt Sustainable Paper Purchasing | Shareholder | Against | Abstain |
| 12 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| 13 | Other Business | Management | For | Against |
| |
|---|
RADIANT SYSTEMS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: RADS SECURITY ID: 75025N102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Balloun | Management | For | For |
| 1.2 | Elect Director John H. Heyman | Management | For | For |
| 1.3 | Elect Director Donna A. Lee | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RALCORP HOLDINGS, INC.
MEETING DATE: JAN 26, 2010 |
TICKER: RAH SECURITY ID: 751028101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bill G. Armstrong | Management | For | For |
| 1.2 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.3 | Elect Director William P. Stiritz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RANDGOLD RESOURCES LTD
MEETING DATE: MAY 4, 2010 |
TICKER: RRS SECURITY ID: 752344309
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Elect Kadri Dagdelen as Director | Management | For | For |
| 3 | Re-elect Philippe Lietard as Director | Management | For | For |
| 4 | Re-elect Robert Israel as Director | Management | For | For |
| 5 | Re-elect Norborne Cole Jr as Director | Management | For | For |
| 6 | Re-elect Karl Voltaire as Director | Management | For | For |
| 7 | Approve Remuneration Report | Management | For | For |
| 8 | Approve Non-executive Director Fees | Management | For | For |
| 9 | Reappoint BDO LLP as Auditors | Management | For | For |
| 10a | Amend Memorandum of Association Re: Approval of Increase in Authorised Ordinary Shares | Management | For | For |
| 10b | Amend Memorandum of Association Re: Increased Authorised Share Capital | Management | For | For |
| 10c | Amend Articles of Association Re: Increased Authorised Share Capital | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RAYTHEON COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: RTN SECURITY ID: 755111507
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Vernon E. Clark | Management | For | For |
| 2 | Elect Director John M. Deutch | Management | For | For |
| 3 | Elect Director Stephen J. Hadley | Management | For | For |
| 4 | Elect Director Frederic M. Poses | Management | For | For |
| 5 | Elect Director Michael C. Ruettgers | Management | For | For |
| 6 | Elect Director Ronald L. Skates | Management | For | For |
| 7 | Elect Director William R. Spivey | Management | For | For |
| 8 | Elect Director Linda G. Stuntz | Management | For | For |
| 9 | Elect Director William H. Swanson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| 12 | Approve Omnibus Stock Plan | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REX ENERGY CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: REXX SECURITY ID: 761565100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lance T. Shaner | Management | For | For |
| 1.2 | Elect Director Benjamin W. Hulburt | Management | For | For |
| 1.3 | Elect Director Daniel J. Churay | Management | For | For |
| 1.4 | Elect Director John A. Lombardi | Management | For | For |
| 1.5 | Elect Director John W. Higbee | Management | For | For |
| 1.6 | Elect Director Eric L. Mattson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RHEINMETALL AG
MEETING DATE: MAY 11, 2010 |
TICKER: RHM SECURITY ID: D65111102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Creation of EUR 50 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million; Approve Creation of EUR 20 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: RIGL SECURITY ID: 766559603
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Deleage | Management | For | For |
| 1.2 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.3 | Elect Director Bradford S. Goodwin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 6, 2010 |
TICKER: RHI SECURITY ID: 770323103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Edward W. Gibbons | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director J. Stephen Schaub | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 29, 2010 |
TICKER: RKT SECURITY ID: 772739207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Anderson | Management | For | For |
| 1.2 | Elect Director Robert B. Currey | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director John W. Spiegel | Management | For | For |
| 1.5 | Elect Director J. Powell Brown | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROSETTA RESOURCES INC.
MEETING DATE: MAY 7, 2010 |
TICKER: ROSE SECURITY ID: 777779307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard W. Beckler | Management | For | For |
| 1.2 | Elect Director Matthew D. Fitzgerald | Management | For | For |
| 1.3 | Elect Director Philip L. Frederickson | Management | For | For |
| 1.4 | Elect Director D. Henry Houston | Management | For | For |
| 1.5 | Elect Director Randy L. Limbacher | Management | For | For |
| 1.6 | Elect Director Josiah O. Low, III | Management | For | For |
| 1.7 | Elect Director Donald D. Patteson, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SAIA, INC.
MEETING DATE: APR 27, 2010 |
TICKER: SAIA SECURITY ID: 78709Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John J. Holland | Management | For | For |
| 2 | Elect Director Richard D. O'Dell | Management | For | For |
| 3 | Elect Director Douglas W. Rockel | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.3 | Elect Director John A. Miller | Management | For | For |
| 1.4 | Elect Director Richard J. Schnall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SANDRIDGE ENERGY, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: SD SECURITY ID: 80007P307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William A. Gilliland | Management | For | For |
| 1.2 | Elect Director D. Dwight Scott | Management | For | For |
| 1.3 | Elect Director Jeffrey S. Serota | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SANOFI AVENTIS
MEETING DATE: MAY 17, 2010 |
TICKER: SAN SECURITY ID: F5548N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
| 4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Management | For | For |
| 5 | Ratify Appointment of Serge Weinberg as Director | Management | For | Against |
| 6 | Elect Catherine Brechignac as Director | Management | For | For |
| 7 | Reelect Robert Castaigne as Director | Management | For | Against |
| 8 | Reelect Lord Douro as Director | Management | For | Against |
| 9 | Reelect Christian Mulliez as Director | Management | For | Against |
| 10 | Reelect Christopher Viehbacher as Director | Management | For | Against |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Management | For | For |
| 13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SCHAWK, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SGK SECURITY ID: 806373106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarence W. Schawk | Management | For | For |
| 1.2 | Elect Director David A. Schawk | Management | For | Withhold |
| 1.3 | Elect Director A. Alex Sarkisian | Management | For | For |
| 1.4 | Elect Director Leonard S. Caronia | Management | For | For |
| 1.5 | Elect Director Judith W. McCue | Management | For | For |
| 1.6 | Elect Director Hollis W. Rademacher | Management | For | For |
| 1.7 | Elect Director John T. McEnroe | Management | For | For |
| 1.8 | Elect Director Michael G. O'Rourke | Management | For | For |
| 1.9 | Elect Director Stanley N. Logan | Management | For | For |
| 2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| |
|---|
SCHERING-PLOUGH CORP.
MEETING DATE: AUG 7, 2009 |
TICKER: SGP SECURITY ID: 806605101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SCHNEIDER ELECTRIC SA
MEETING DATE: APR 22, 2010 |
TICKER: SU SECURITY ID: F86921107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 2.05 per Share | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Approve Transaction with Emmanuel Babeau Re: Additional Pension Scheme | Management | For | For |
| 6 | Reelect Henri Lachmann as Supervisory Board Member | Management | For | For |
| 7 | Reelect Serge Weinberg as Supervisory Board Member | Management | For | For |
| 8 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
| 9 | Reelect Noel Forgeard as Supervisory Board Member | Management | For | For |
| 10 | Reelect Cathy Kopp as Supervisory Board Member | Management | For | For |
| 11 | Reelect James Ross as Supervisory Board Member | Management | For | For |
| 12 | Reelect Ernst & Young et Autres as Auditor | Management | For | For |
| 13 | Ratify Auditex as Alternate Auditor | Management | For | For |
| 14 | Reelect Mazars as Primary Auditor | Management | For | For |
| 15 | Ratify Thierry Blanchetier as Alternate Auditor | Management | For | For |
| 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 17 | Approve Issuance of Shares without Preemptive Rights up to EUR 100 Million for a Private Placement | Management | For | For |
| 18 | Approve Employee Stock Purchase Plan | Management | For | For |
| 19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
| 20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SCIENTIFIC GAMES CORPORATION
MEETING DATE: JUN 8, 2010 |
TICKER: SGMS SECURITY ID: 80874P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lorne Weil | Management | For | For |
| 1.2 | Elect Director Michael R. Chambrello | Management | For | For |
| 1.3 | Elect Director Peter A. Cohen | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director David L. Kennedy | Management | For | For |
| 1.6 | Elect Director J. Robert Kerrey | Management | For | For |
| 1.7 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.8 | Elect Director Michael J. Regan | Management | For | For |
| 1.9 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.10 | Elect Director Frances F. Townsend | Management | For | For |
| 1.11 | Elect Director Eric M. Turner | Management | For | For |
| 1.12 | Elect Director Joseph R. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SCORPION OFFSHORE LTD
MEETING DATE: DEC 8, 2009 |
TICKER: SCORE SECURITY ID: G78676106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Roger Herbert As a Class I Director For a Two Year Term | Management | For | For |
| 1.2 | Elect Christopher Paus As a Class I Director For a Two Year Term | Management | For | For |
| 1.3 | Elect Erling Lind As a Class I Director For a Two Year Term | Management | For | For |
| 1.4 | Elect Christian Sveaas As a Class I Director For a Two Year Term | Management | For | For |
| 1.5 | Elect Robert B. Woods As a Class I Director For a Two Year Term | Management | For | For |
| 2 | Reappoint Ernst & Young As Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SEABRIDGE GOLD INC.
MEETING DATE: JUN 29, 2010 |
TICKER: SEA SECURITY ID: 811916105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Anthony | Management | For | For |
| 1.2 | Elect Director A. Frederick Banfield | Management | For | For |
| 1.3 | Elect Director William M. Calhoun | Management | For | For |
| 1.4 | Elect Director Thomas C. Dawson | Management | For | For |
| 1.5 | Elect Director Louis J. Fox | Management | For | For |
| 1.6 | Elect Director Rudi P. Fronk | Management | For | For |
| 1.7 | Elect Director Eliseo Gonzalez-Urien | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: OCT 28, 2009 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Stephen J. Luczo as Director | Management | For | For |
| 1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
| 1c | Election William W. Bradley as Director | Management | For | For |
| 1d | Election David F. Marquardt as Director | Management | For | For |
| 1e | Election Lydia M. Marshall as Director | Management | For | For |
| 1f | Election Albert A. Pimentel as Director | Management | For | For |
| 1g | Election C.S. Park as Director | Management | For | For |
| 1h | Election Gregorio Reyes as Director | Management | For | For |
| 1i | Election John W. Thompson as Director | Management | For | For |
| 1j | Election Edward J. Zander as Director | Management | For | For |
| 2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
| 3 | Approve Employee Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: APR 14, 2010 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
| 2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
| 1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
| 2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
| 3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
| |
|---|
SEAHAWK DRILLING, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: HAWK SECURITY ID: 81201R107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall D. Stilley | Management | For | Withhold |
| 1.2 | Elect Director Stephen A. Snider | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SEGRO PLC
MEETING DATE: APR 29, 2010 |
TICKER: SGRO SECURITY ID: G80277141
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Ian Coull as Director | Management | For | For |
| 5 | Re-elect David Sleath as Director | Management | For | For |
| 6 | Re-elect Thom Wernink as Director | Management | For | For |
| 7 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 8 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 9 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 14 | Authorise Market Purchase | Management | For | For |
| 15 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Approve Scrip Dividend Program | Management | For | For |
| |
|---|
SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 12, 2010 |
TICKER: SCI SECURITY ID: 817565104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
| 1.2 | Elect Director Victor L. Lund | Management | For | For |
| 1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SIGMA-ALDRICH CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SIAL SECURITY ID: 826552101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Rebecca M. Bergman | Management | For | For |
| 2 | Elect Director George M. Church | Management | For | For |
| 3 | Elect Director David R. Harvey | Management | For | For |
| 4 | Elect Director W. Lee McCollum | Management | For | For |
| 5 | Elect Director Jai P. Nagarkatti | Management | For | For |
| 6 | Elect Director Avi M. Nash | Management | For | For |
| 7 | Elect Director Steven M. Paul | Management | For | For |
| 8 | Elect Director J. Pedro Reinhard | Management | For | For |
| 9 | Elect Director D. Dean Spatz | Management | For | For |
| 10 | Elect Director Barrett A. Toan | Management | For | For |
| 11 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
SILVER WHEATON CORP.
MEETING DATE: MAY 20, 2010 |
TICKER: SLW SECURITY ID: 828336107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Peter D. Barnes as Director | Management | For | For |
| 1.2 | Elect Lawrence I. Bell as Director | Management | For | For |
| 1.3 | Elect George L. Brack as Director | Management | For | For |
| 1.4 | Elect John A. Brough as Director | Management | For | For |
| 1.5 | Elect R. Peter Gillin as Director | Management | For | For |
| 1.6 | Elect Douglas M. Holtby as Director | Management | For | For |
| 1.7 | Elect Eduardo Luna as Director | Management | For | Withhold |
| 1.8 | Elect Wade D. Nesmith as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SINO GOLD MINING LTD.
MEETING DATE: DEC 2, 2009 |
TICKER: ELD SECURITY ID: Q8505T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Scheme of Arrangement Between Sino Gold Mining Ltd and Its Shareholders | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SMARTHEAT, INC.
MEETING DATE: NOV 18, 2009 |
TICKER: HEAT SECURITY ID: 83172F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jun Wang | Management | For | For |
| 1.2 | Elect Director Weiguo Wang | Management | For | For |
| 1.3 | Elect Director Wenbin Lin | Management | For | For |
| 1.4 | Elect Director Arnold Staloff | Management | For | For |
| 1.5 | Elect Director Xin Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SOL MELIA SA
MEETING DATE: JUN 1, 2010 |
TICKER: SOL SECURITY ID: E89049154
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2009 | Management | For | For |
| 2 | Approve Allocation of Income For Fiscal Year 2009 | Management | For | For |
| 3 | Approve Discharge of Board of Directors for Fiscal Year 2009 | Management | For | For |
| 4.1 | Re-Elect Gabriel Escarrer Julia as Director | Management | For | For |
| 4.2 | Re-Elect Juan Vives Cerda as Director | Management | For | For |
| 4.3 | Re-Election of Caja de Ahorros del Mediterraneo as Director | Management | For | For |
| 4.4 | Re-Elect Alfredo Pastor Bodmer as Director | Management | For | For |
| 5 | Authorize Issuance of New Shares without Preemptive Rights in Accordance with Art. 153.1.b) of Spanish Companies Law; Void Authorization Granted by the AGM on June 2, 2009 | Management | For | For |
| 6 | Authorize Issuance of Bonds, Convertible Debt Securities of up to EUR 1.5 Billion without Preemptive Rights in Accordance with Articles 153.1.b) and 159.2 of Spanish Companies Law; Void Authorization Granted by the AGM on June 2, 2009 | Management | For | For |
| 7 | Authorize Repurchase of Shares in Accordance with the Limits Defined by Spanish Companies Law | Management | For | For |
| 8 | Receive Report on Issuance of Bonds Approved by Board on Nov. 4, 2009 by Virtue of the Powers Granted on the AGM on June 2, 2009 | Management | None | None |
| 9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 10 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SONIC AUTOMOTIVE, INC.
MEETING DATE: AUG 19, 2009 |
TICKER: SAH SECURITY ID: 83545G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 14, 2010 |
TICKER: SONC SECURITY ID: 835451105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Clifford Hudson | Management | For | For |
| 1.2 | Elect Director Federico F. Pena | Management | For | For |
| 1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
| 1.4 | Elect Director Douglas N. Benham | Management | For | For |
| 1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPARTECH CORP.
MEETING DATE: MAR 11, 2010 |
TICKER: SEH SECURITY ID: 847220209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Dineen | Management | For | For |
| 1.2 | Elect Director Victoria M. Holt | Management | For | For |
| 1.3 | Elect Director Walter J. Klein | Management | For | For |
| 1.4 | Elect Director Pamela F. Lenehan | Management | For | For |
| 1.5 | Elect Director Myles S. Odaniell | Management | For | For |
| 1.6 | Elect Director Craig A. Wolfanger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: STJ SECURITY ID: 790849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Essig | Management | For | For |
| 1.2 | Elect Director Barbara B. Hill | Management | For | For |
| 1.3 | Elect Director Michael A. Rocca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY FURNITURE COMPANY, INC.
MEETING DATE: APR 29, 2010 |
TICKER: STLY SECURITY ID: 854305208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Millner | Management | For | For |
| 1.2 | Elect Director Glenn Prillaman | Management | For | For |
| |
|---|
STANLEY WORKS, THE
MEETING DATE: MAR 12, 2010 |
TICKER: SWK SECURITY ID: 854616109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: STLD SECURITY ID: 858119100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Busse | Management | For | For |
| 1.2 | Elect Director Mark D. Millett | Management | For | For |
| 1.3 | Elect Director Ricahrd P. Teets, Jr. | Management | For | For |
| 1.4 | Elect Director John C. Bates | Management | For | For |
| 1.5 | Elect Director Frank D. Byrne | Management | For | For |
| 1.6 | Elect Director Paul B. Edgerley | Management | For | For |
| 1.7 | Elect Director Richard J. Freeland | Management | For | For |
| 1.8 | Elect Director Dr. Jurgen Kolb | Management | For | For |
| 1.9 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.10 | Elect Director Joseph D. Ruffolo | Management | For | For |
| 1.11 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
STEELCASE INC.
MEETING DATE: JUN 24, 2010 |
TICKER: SCS SECURITY ID: 858155203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Connie K. Duckworth | Management | For | For |
| 1.2 | Elect Director James P. Hackett | Management | For | For |
| 1.3 | Elect Director David W. Joos | Management | For | For |
| 1.4 | Elect Director P. Craig Welch, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
STEWART ENTERPRISES, INC.
MEETING DATE: APR 8, 2010 |
TICKER: STEI SECURITY ID: 860370105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Crawford | Management | For | For |
| 1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
| 1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
| 1.4 | Elect Director James W. McFarland | Management | For | For |
| 1.5 | Elect Director Ronald H. Patron | Management | For | For |
| 1.6 | Elect Director Michael O. Read | Management | For | For |
| 1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STONERIDGE, INC.
MEETING DATE: MAY 17, 2010 |
TICKER: SRI SECURITY ID: 86183P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Corey | Management | For | For |
| 1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
| 1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
| 1.4 | Elect Director Ira C. Kaplan | Management | For | For |
| 1.5 | Elect Director Kim Korth | Management | For | For |
| 1.6 | Elect Director William M. Lasky | Management | For | For |
| 1.7 | Elect Director Paul J. Schlather | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
| |
|---|
STR HOLDINGS INC.
MEETING DATE: JUN 3, 2010 |
TICKER: STRI SECURITY ID: 78478V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis L. Jilot | Management | For | For |
| 1.2 | Elect Director Andrew M. Leitch | Management | For | For |
| 1.3 | Elect Director Susan C. Schnabel | Management | For | For |
| 1.4 | Elect Director Scott S. Brown | Management | For | For |
| 1.5 | Elect Director Jason L. Metakis | Management | For | For |
| 1.6 | Elect Director Ryan M. Sprott | Management | For | For |
| 1.7 | Elect Director John A. Janitz | Management | For | For |
| 1.8 | Elect Director Dominick J. Schiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STRYKER CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: SYK SECURITY ID: 863667101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard E. Cox, Jr. | Management | For | For |
| 1.2 | Elect Director Srikant M. Datar, Ph.D. | Management | For | For |
| 1.3 | Elect Director Donald M. Engelman, Ph.D. | Management | For | For |
| 1.4 | Elect Director Louise L. Francesconi | Management | For | For |
| 1.5 | Elect Director Howard L. Lance | Management | For | For |
| 1.6 | Elect Director Stephen P. MacMillan | Management | For | For |
| 1.7 | Elect Director William U. Parfet | Management | For | For |
| 1.8 | Elect Director Ronda E. Stryker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNCOR ENERGY INC
MEETING DATE: MAY 4, 2010 |
TICKER: SU SECURITY ID: 867224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mel E. Benson | Management | For | For |
| 1.2 | Elect Director Brian A. Canfield | Management | For | For |
| 1.3 | Elect Director Dominic D'Alessandro | Management | For | For |
| 1.4 | Elect Director John T. Ferguson | Management | For | For |
| 1.5 | Elect Director W. Douglas Ford | Management | For | For |
| 1.6 | Elect Director Richard L. George | Management | For | For |
| 1.7 | Elect Director Paul Haseldonckx | Management | For | For |
| 1.8 | Elect Director John R. Huff | Management | For | For |
| 1.9 | Elect Director Jacques Lamarre | Management | For | For |
| 1.10 | Elect Director Brian F. MacNeill | Management | For | For |
| 1.11 | Elect Director Maureen McCaw | Management | For | For |
| 1.12 | Elect Director Michael W. O'Brien | Management | For | For |
| 1.13 | Elect Director James W. Simpson | Management | For | For |
| 1.14 | Elect Director Eira Thomas | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SPWRA SECURITY ID: 867652307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERIOR WELL SERVICES, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: SWSI SECURITY ID: 86837X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Staley, IV | Management | For | For |
| 1.2 | Elect Director David E. Snyder | Management | For | For |
| 1.3 | Elect Director Edward J. DiPaolo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 22, 2010 |
TICKER: SIVB SECURITY ID: 78486Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.2 | Elect Director David M. Clapper | Management | For | For |
| 1.3 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.4 | Elect Director Joel P. Friedman | Management | For | For |
| 1.5 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
| 1.7 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.8 | Elect Director Lata Krishnan | Management | For | For |
| 1.9 | Elect Director Kate Mitchell | Management | For | For |
| 1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.11 | Elect Director Ken P. Wilcox | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SYNTEL, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: SYNT SECURITY ID: 87162H103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
| 1.2 | Elect Director Bharat Desai | Management | For | For |
| 1.3 | Elect Director Thomas Doke | Management | For | For |
| 1.4 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
| 1.5 | Elect Director Raj Mashruwala | Management | For | For |
| 1.6 | Elect Director Prashant Ranade | Management | For | For |
| 1.7 | Elect Director Neerja Sethi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TECHTRONIC INDUSTRIES CO., LTD.
MEETING DATE: MAY 28, 2010 |
TICKER: 669 SECURITY ID: Y8563B159
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.045 Per Share | Management | For | For |
| 3a | Reelect Roy Chi Ping Chung as Group Executive Director | Management | For | Against |
| 3b | Reelect Patrick Kin Wah Chan as Group Executive Director | Management | For | Against |
| 3c | Reelect Vincent Ting Kau Cheung Non-Executive Director | Management | For | Against |
| 3d | Reelect Joel Arthur Schleicher as Independent Non-Executive Director | Management | For | For |
| 3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| |
|---|
TELEFONICA S.A.
MEETING DATE: JUN 2, 2010 |
TICKER: TEF SECURITY ID: 879382208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 | Management | For | For |
| 2 | Approve Distribution of Dividend Charged to Unrestricted Reserves | Management | For | For |
| 3 | Authorize Repurchase of Shares | Management | For | For |
| 4 | Authorize Issuance of Convertible Bonds and Other Debt Securities Without Preemptive Rights | Management | For | For |
| 5 | Reelect Auditors for Fiscal Year 2010 | Management | For | For |
| 6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Sarvary | Management | For | For |
| 2 | Elect Director Evelyn Dilsaver | Management | For | For |
| 3 | Elect Director Francis A. Doyle | Management | For | For |
| 4 | Elect Director John A. Heil | Management | For | For |
| 5 | Elect Director Peter K. Hoffman | Management | For | For |
| 6 | Elect Director Sir Paul Judge | Management | For | For |
| 7 | Elect Director Nancy F. Koehn | Management | For | For |
| 8 | Elect Director Christopher A. Masto | Management | For | For |
| 9 | Elect Director P. Andrews McLane | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THERAVANCE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: THRX SECURITY ID: 88338T104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Drazan | Management | For | Withhold |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Arnold J. Levine, Ph.D. | Management | For | Withhold |
| 1.5 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
| 1.6 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
| 1.7 | Elect Director William H. Waltrip | Management | For | For |
| 1.8 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
| 1.9 | Elect Director William D. Young, Ph.D. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THERMO FISHER SCIENTIFIC INC.
MEETING DATE: MAY 26, 2010 |
TICKER: TMO SECURITY ID: 883556102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Marc N. Casper | Management | For | For |
| 2 | Elect Director Tyler Jacks | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
THOR INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: THO SECURITY ID: 885160101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil D. Chrisman | Management | For | For |
| 1.2 | Elect Director Alan Siegel | Management | For | For |
| 1.3 | Elect Director Geoffrey A. Thompson | Management | For | For |
| |
|---|
TIDEWATER INC.
MEETING DATE: JUL 9, 2009 |
TICKER: TDW SECURITY ID: 886423102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M. Jay Allison | Management | For | Withhold |
| 1.2 | Elect Director James C. Day | Management | For | Withhold |
| 1.3 | Elect Director Richard T. Du Moulin | Management | For | Withhold |
| 1.4 | Elect Director J. Wayne Leonard | Management | For | Withhold |
| 1.5 | Elect Director Jon C. Madonna | Management | For | Withhold |
| 1.6 | Elect Director Joseph H. Netherland | Management | For | For |
| 1.7 | Elect Director Richard A. Pattarozzi | Management | For | Withhold |
| 1.8 | Elect Director Nicholas Sutton | Management | For | Withhold |
| 1.9 | Elect Director Cindy B. Taylor | Management | For | Withhold |
| 1.10 | Elect Director Dean E. Taylor | Management | For | Withhold |
| 1.11 | Elect Director Jack E. Thompson | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER CABLE INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TWC SECURITY ID: 88732J207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carole Black | Management | For | For |
| 2 | Elect Director Glenn A. Britt | Management | For | For |
| 3 | Elect Director Thomas H. Castro | Management | For | For |
| 4 | Elect Director David C. Chang | Management | For | For |
| 5 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 6 | Elect Director Peter R. Haje | Management | For | For |
| 7 | Elect Director Donna A. James | Management | For | For |
| 8 | Elect Director Don Logan | Management | For | For |
| 9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 10 | Elect Director Wayne H. Pace | Management | For | For |
| 11 | Elect Director Edward D. Shirley | Management | For | For |
| 12 | Elect Director John E. Sununu | Management | For | For |
| 13 | Ratification Of Auditors | Management | For | For |
| |
|---|
TIMKEN COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Griffith | Management | For | Withhold |
| 1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| |
|---|
TIMMINCO LIMITED
MEETING DATE: MAY 18, 2010 |
TICKER: TIM SECURITY ID: 887404101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Heinz C. Schimmelbusch as Director | Management | For | For |
| 1.2 | Elect Arthur R. Spector as Director | Management | For | For |
| 1.3 | Elect John C. Fox as Director | Management | For | For |
| 1.4 | Elect John W. W. Hick as Director | Management | For | For |
| 1.5 | Elect Jack L. Messman as Director | Management | For | For |
| 1.6 | Elect Michael D. Winfield as Director | Management | For | For |
| 1.7 | Elect Mickey M. Yaksich as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
TINGYI (CAYMAN ISLANDS) HOLDING CORP.
MEETING DATE: JUN 9, 2010 |
TICKER: 322 SECURITY ID: G8878S103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Reelect Takeshi Ida as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3a2 | Reelect Wei Ying-Chiao as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3a3 | Reelect Lee Tiong-Hock as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3b | Elect Michihiko Ota as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 4 | Reappoint Mazars CPA Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TREEHOUSE FOODS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: THS SECURITY ID: 89469A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Diana S. Ferguson | Management | For | For |
| 1.2 | Elect Director George V. Bayly | Management | For | For |
| 1.3 | Elect Director Gary D. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TRINITY INDUSTRIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: TRN SECURITY ID: 896522109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Rhys J. Best | Management | For | For |
| 1.3 | Elect Director David W. Biegler | Management | For | For |
| 1.4 | Elect Director Leldon E. Echols | Management | For | For |
| 1.5 | Elect Director Ronald J. Gafford | Management | For | For |
| 1.6 | Elect Director Ronald W. Haddock | Management | For | For |
| 1.7 | Elect Director Jess T. Hay | Management | For | For |
| 1.8 | Elect Director Adrian Lajous | Management | For | For |
| 1.9 | Elect Director Charles W. Matthews | Management | For | For |
| 1.10 | Elect Director Diana S. Natalicio | Management | For | For |
| 1.11 | Elect Director Timothy R. Wallace | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TRINITY LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 891 SECURITY ID: G90624100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Victor Fung Kwok Kin as Director | Management | For | Against |
| 3b | Reelect Wong Yat Ming as Director | Management | For | Against |
| 3c | Reelect Jose Hosea Cheng Hor Yin as Director | Management | For | Against |
| 3d | Reelect Bruno Li Kwok Ho as Director | Management | For | Against |
| 3e | Reelect Jean-Marc Loubier as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TRISTAR OIL & GAS LTD. (FORMERLY REAL RESOURCES INC)
MEETING DATE: SEP 30, 2009 |
TICKER: TOG SECURITY ID: 89677E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Plan of Arrangement - Acquired by PetroBakken Energy Ltd | Management | For | For |
| 2 | Approve PetroBakken Share Based Compensation Plans | Management | For | Against |
| |
|---|
TWEEN BRANDS INC
MEETING DATE: NOV 25, 2009 |
TICKER: TWB SECURITY ID: 901166108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
U-STORE-IT TRUST
MEETING DATE: JUN 2, 2010 |
TICKER: YSI SECURITY ID: 91274F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
| 1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
| 1.5 | Elect Director Dean Jernigan | Management | For | For |
| 1.6 | Elect Director Marianne M. Keler | Management | For | For |
| 1.7 | Elect Director David J. LaRue | Management | For | For |
| 1.8 | Elect Director John F. Remondi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
UBISOFT ENTERTAINMENT SA
MEETING DATE: JUL 10, 2009 |
TICKER: UBI SECURITY ID: F9396N106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
| 10 | Approve Employee Stock Purchase Plan | Management | For | For |
| 11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
| 14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ULTIMATE SOFTWARE GROUP, INC., THE
MEETING DATE: MAY 11, 2010 |
TICKER: ULTI SECURITY ID: 90385D107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott Scherr | Management | For | For |
| 1.2 | Elect Director Alois T. Leiter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNILEVER NV
MEETING DATE: MAY 11, 2010 |
TICKER: UNA SECURITY ID: N8981F271
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Allocation of Income | Management | For | Did Not Vote |
| 3 | Approve Discharge of Executive Directors | Management | For | Did Not Vote |
| 4 | Approve Discharge of Non-Executive Directors | Management | For | Did Not Vote |
| 5 | Reelect P.G.J.M. Polman to Executive Board | Management | For | Did Not Vote |
| 6 | Elect R.J-M.S. Huet to Executive Board | Management | For | Did Not Vote |
| 7 | Reelect L.O. Fresco as Non-Executive Director | Management | For | Did Not Vote |
| 8 | Reelect A.M. Fudge as Non-Executive Director | Management | For | Did Not Vote |
| 9 | Reelect C.E. Golden as Non-Executive Director | Management | For | Did Not Vote |
| 10 | Reelect B.E. Grote as Non-Executive Director | Management | For | Did Not Vote |
| 11 | Reelect H. Nyasulu as Non-Executive Director | Management | For | Did Not Vote |
| 12 | Reelect K.J. Storm as Non-Executive Director | Management | For | Did Not Vote |
| 13 | Reelect M. Treschow as Non-Executive Director | Management | For | Did Not Vote |
| 14 | Reelect J. van der Veer as Non-Executive Director | Management | For | Did Not Vote |
| 15 | Elect P. Walsh as Non-Executive Director | Management | For | Did Not Vote |
| 16 | Elect M. Rifkind as Non-Executive Director | Management | For | Did Not Vote |
| 17 | Approve Management Co-Investment Plan | Management | For | Did Not Vote |
| 18 | Amend Performance Criteria of the Annual Bonus | Management | For | Did Not Vote |
| 19 | Amend Performance Criteria of the Long-Term Incentive Plan | Management | For | Did Not Vote |
| 20 | Approve Cancellation of 4 Percent Cumulative Preference Shares | Management | For | Did Not Vote |
| 21 | Authorize Repurchase of 6% Cumulative Preference Shares and 7% Cumulative Preference Shares | Management | For | Did Not Vote |
| 22 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 23 | Approve Authorization to Cancel Ordinary Shares | Management | For | Did Not Vote |
| 24 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | Did Not Vote |
| 25 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
| 26 | Allow Questions and Close Meeting | Management | None | Did Not Vote |
| |
|---|
UNION DRILLING, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: UDRL SECURITY ID: 90653P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard I. Hoffen | Management | For | Withhold |
| 1.2 | Elect Director T.J. Glauthier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: OCT 5, 2009 |
TICKER: UTG SECURITY ID: G9283N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorise the Board to Issue Shares in Connection with the Placing at a Price Representing a Discount Greater than 10 Percent | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with and without Pre-emptive Rights up to GBP 8,204,993 in Connection with the Firm Placing and Placing and Open Offer | Management | For | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: MAY 18, 2010 |
TICKER: UTG SECURITY ID: G9283N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect Richard Walker as Director | Management | For | For |
| 4 | Re-elect John Tonkiss as Director | Management | For | For |
| 5 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 9 | Adopt New Articles of Association | Management | For | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: MAY 18, 2010 |
TICKER: UTG SECURITY ID: G9283N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Savings Related Share Option Scheme | Management | For | For |
| |
|---|
UNITED BUSINESS MEDIA LTD
MEETING DATE: MAY 13, 2010 |
TICKER: UBM SECURITY ID: G9226Z104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 5 | Elect Robert Gray as Director | Management | For | For |
| 6 | Elect Terry Neill as Director | Management | For | For |
| 7 | Elect Greg Lock as Director | Management | For | For |
| 8 | Re-elect Pradeep Kar as Director | Management | For | For |
| 9 | Re-elect Karen Thomson as Director | Management | For | For |
| 10 | Re-elect John Botts as Director | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 13 | Adopt New Articles of Association | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 15 | Authorise Market Purchase | Management | For | For |
| |
|---|
UNITED STATES STEEL CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: X SECURITY ID: 912909108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John G. Drosdick | Management | For | For |
| 1.2 | Elect Director Charles R. Lee | Management | For | For |
| 1.3 | Elect Director Jeffrey M. Lipton | Management | For | For |
| 1.4 | Elect Director Dan O. Dinges | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITED THERAPEUTICS CORPORATION
MEETING DATE: JUN 28, 2010 |
TICKER: UTHR SECURITY ID: 91307C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher Causey | Management | For | For |
| 1.2 | Elect Director Richard Giltner | Management | For | For |
| 1.3 | Elect Director R. Paul Gray | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNIVERSAL HEALTH SERVICES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: UHS SECURITY ID: 913903100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert H. Hotz | Management | For | For |
| 2 | Approve Restricted Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
UNIVERSAL TRUCKLOAD SERVICES, INC.
MEETING DATE: JUN 11, 2010 |
TICKER: UACL SECURITY ID: 91388P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald B. Cochran | Management | For | For |
| 1.2 | Elect Director Matthew T. Moroun | Management | For | Withhold |
| 1.3 | Elect Director Manuel J. Moroun | Management | For | For |
| 1.4 | Elect Director Frederick P. Calderone | Management | For | For |
| 1.5 | Elect Director Joseph J. Casaroll | Management | For | For |
| 1.6 | Elect Director Daniel J. Deane | Management | For | For |
| 1.7 | Elect Director Daniel C. Sullivan | Management | For | For |
| 1.8 | Elect Director Richard P. Urban | Management | For | For |
| 1.9 | Elect Director Ted B. Wahby | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UNUM GROUP
MEETING DATE: MAY 20, 2010 |
TICKER: UNM SECURITY ID: 91529Y106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. Michael Caulfield | Management | For | For |
| 2 | Elect Director Ronald E. Goldsberry | Management | For | For |
| 3 | Elect Director Kevin T. Kabat | Management | For | For |
| 4 | Elect Director Michael J. Passarella | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
VAIL RESORTS, INC.
MEETING DATE: DEC 4, 2009 |
TICKER: MTN SECURITY ID: 91879Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.2 | Elect Director Thomas D. Hyde | Management | For | For |
| 1.3 | Elect Director Jeffrey W. Jones | Management | For | For |
| 1.4 | Elect Director Robert A. Katz | Management | For | For |
| 1.5 | Elect Director Richard D. Kincaid | Management | For | For |
| 1.6 | Elect Director John T. Redmond | Management | For | For |
| 1.7 | Elect Director John F. Sorte | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
VALASSIS COMMUNICATIONS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VCI SECURITY ID: 918866104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
| 2 | Elect Director Patrick F. Brennan | Management | For | Against |
| 3 | Elect Director Kenneth V. Darish | Management | For | For |
| 4 | Elect Director Walter H. Ku, Ph.D. | Management | For | Against |
| 5 | Elect Director Robert L. Recchia | Management | For | For |
| 6 | Elect Director Marcella A. Sampson | Management | For | Against |
| 7 | Elect Director Alan F. Schultz | Management | For | For |
| 8 | Elect Director Wallace S. Snyder | Management | For | For |
| 9 | Elect Director Faith Whittlesey | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
VALIDUS HOLDINGS LTD
MEETING DATE: SEP 4, 2009 |
TICKER: VR SECURITY ID: G9319H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance Shares in Connection with Amalgamation Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VALIDUS HOLDINGS, LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: VR SECURITY ID: G9319H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Edward J. Noonan as Director | Management | For | For |
| 1.2 | Elect Jeffrey W. Greenberg as Director | Management | For | For |
| 1.3 | Elect John J. Hendrickson as Director | Management | For | For |
| 1.4 | Elect Sumit Rajpal as Director | Management | For | For |
| 2.5 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
| 2.6 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
| 2.7 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
| 2.8 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
| 2.9 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
| 2.10 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
| 2.11 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
| 2.12 | Elect Joseph E. (Jeff) Consolino as Subsidiary Director | Management | For | For |
| 2.13 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
| 2.14 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
| 2.15 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
| 2.16 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
| 2.17 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
| 2.18 | Elect Michael Greene as Subsidiary Director | Management | For | For |
| 2.19 | Elect Nicholas J. Hales as Subsidiary Director | Management | For | For |
| 2.20 | Elect Mark S. Johnson as Subsidiary Director | Management | For | For |
| 2.21 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
| 2.22 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
| 2.23 | Elect Gillian S. Langford as Subsidiary Director | Management | For | For |
| 2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
| 2.25 | Elect Paul J. Miller as Subsidiary Director | Management | For | For |
| 2.26 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
| 2.27 | Elect George P. Reeth as Subsidiary Director | Management | For | For |
| 2.28 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
| 2.29 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
| 2.30 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
| 2.31 | Elect Guiseppe Venesiani as Subsidiary Director | Management | For | For |
| 2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
| 2.33 | Elect Conan M. Ward as Subsidiary Director | Management | For | For |
| 2.34 | Elect Lixin Xeng as Subsidiary Director | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
| |
|---|
VALLOUREC
MEETING DATE: MAY 31, 2010 |
TICKER: VK SECURITY ID: F95922104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
| 4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 5 | Reelect Michel de Fabiani as Supervisory Board Member | Management | For | For |
| 6 | Reelect Bollore as Supervisory Board Member | Management | For | For |
| 7 | Reelect Jean-Claude Verdiere as Supervisory Board Member | Management | For | For |
| 8 | Elect Vivienne Cox as Supervisory Board Member | Management | For | For |
| 9 | Elect Alexandra Schaapveld as Supervisory Board Member | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 520,000 | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 12 | Approve 2 for 1 Stock Split and Amend Article 6 of the Bylaws Accordingly | Management | For | For |
| 13 | Amend Article 12.3 of Bylaws Re: Electronic Vote | Management | For | For |
| 14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Management | For | For |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: FEB 8, 2010 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
| 1.2 | Elect Director Dennis G. Schmal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: WOOF SECURITY ID: 918194101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VENOCO, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: VQ SECURITY ID: 92275P307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Marquez | Management | For | For |
| 1.2 | Elect Director Mark A. Snell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERIGY LIMITED
MEETING DATE: APR 6, 2010 |
TICKER: VRGY SECURITY ID: Y93691106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Eric Meurice as Director | Management | For | For |
| 2 | Reelect Steven W. Berglund as Director | Management | For | For |
| 3 | Reelect Claudine Simson as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Management | For | For |
| 6 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Management | For | For |
| 9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Management | For | For |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VIVO PARTICIPACOES SA (FRMLY TELESP CELULAR PARTICIPACOES)
MEETING DATE: JUL 27, 2009 |
TICKER: VIVO3 SECURITY ID: 92855S200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| a | Approve Acquisition Agreement between the Company and Telemig Celular Participacoes SA | Management | For | For |
| b | Appoint Independent Firms to Appraise Proposed Acquisition | Management | For | For |
| c | Approve Appraisal Reports by Independent Firms, and Amend Article 5 Accordingly | Management | For | For |
| d | Approve Acquisition of Telemig Celular Participacoes SA | Management | For | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 13, 2010 |
TICKER: VNO SECURITY ID: 929042109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.2 | Elect Director Robert P. Kogod | Management | For | For |
| 1.3 | Elect Director David Mandelbaum | Management | For | For |
| 1.4 | Elect Director Richard R. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 20, 2010 |
TICKER: WFSL SECURITY ID: 938824109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Derek L. Chinn | Management | For | For |
| 1.2 | Elect Director Thomas J. Kelley | Management | For | For |
| 1.3 | Elect Director Barbara L. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WESTFIELD GROUP
MEETING DATE: MAY 27, 2010 |
TICKER: WDC SECURITY ID: Q97062105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | None | None |
| 2 | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2009 | Management | For | For |
| 3 | Elect Frederick G Hilmer as Director | Management | For | For |
| 4 | Elect John McFarlane as Director | Management | For | For |
| 5 | Elect Judith Sloan as Director | Management | For | For |
| 6 | Elect Mark Johnson as Director | Management | For | For |
| 7 | Elect Frank P Lowy as Director | Management | For | For |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Johnston | Management | For | For |
| 1.2 | Elect Director William T. Kerr | Management | For | For |
| 1.3 | Elect Director William D. Perez | Management | For | For |
| 1.4 | Elect Director Janice D. Stoney | Management | For | For |
| 1.5 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WILLIAM DEMANT HOLDINGS
MEETING DATE: APR 7, 2010 |
TICKER: WDH SECURITY ID: K9898W129
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4.1 | Reelect Lars Johansen as Director | Management | For | Did Not Vote |
| 4.2 | Reelect Peter Foss as Director | Management | For | Did Not Vote |
| 4.3 | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
| 4.4 | Reelect Thomas Hofman-Bang as Director | Management | For | Did Not Vote |
| 5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
| 6a | Amend Articles Re: Right to Convene EGM, Publication of Meeting Notice, Right to Submit Proposals to General Meeting, Publication of Meeting Material, Proxy Voting, Other Amendments, Editorial Amendments | Management | For | Did Not Vote |
| 6b | Authorize Repurchase of 10 Percent of Issued Shares | Management | For | Did Not Vote |
| 6c | Approve Reduction in Share Capital | Management | For | Did Not Vote |
| 6d | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | Did Not Vote |
| |
|---|
WILMINGTON TRUST CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: WL SECURITY ID: 971807102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Keith Elliott | Management | For | For |
| 1.2 | Elect Director Gailen Krug | Management | For | For |
| 1.3 | Elect Director Michele M. Rollins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WINN-DIXIE STORES, INC.
MEETING DATE: NOV 4, 2009 |
TICKER: WINN SECURITY ID: 974280307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Evelyn V. Follit | Management | For | For |
| 1.2 | Elect Director Charles P. Garcia | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Girard | Management | For | For |
| 1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
| 1.5 | Elect Director Gregory P. Josefowicz | Management | For | For |
| 1.6 | Elect Director Peter L. Lynch | Management | For | For |
| 1.7 | Elect Director James P. Olson | Management | For | For |
| 1.8 | Elect Director Terry Peets | Management | For | For |
| 1.9 | Elect Director Richard E. Rivera | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WINNEBAGO INDUSTRIES, INC.
MEETING DATE: DEC 15, 2009 |
TICKER: WGO SECURITY ID: 974637100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irvin E. Aal | Management | For | For |
| 1.2 | Elect Director Joseph W. England | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WOLSELEY PLC
MEETING DATE: NOV 18, 2009 |
TICKER: WOS SECURITY ID: G97278116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect John Whybrow as Director | Management | For | For |
| 4 | Re-elect Gareth Davis as Director | Management | For | For |
| 5 | Re-elect Frank Roach as Director | Management | For | For |
| 6 | Re-elect Nigel Stein as Director | Management | For | For |
| 7 | Elect Ian Meakins as Director | Management | For | For |
| 8 | Elect Alain Le Goff as Director | Management | For | For |
| 9 | Elect Michael Wareing as Director | Management | For | For |
| 10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 125,000 | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 9,461,312 and an Additional Amount Pursuant to a Rights Issue of up to GBP 18,922,625 After Deducting Any Securities Issued Under the General Authority | Management | For | For |
| 14 | Subject to the Passing of Resolution 13, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,419,196 | Management | For | For |
| 15 | Authorise 28,300,000 Ordinary Shares for Market Purchase | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Approve That General Meetings of the Company, Other Than an Annual General Meeting, May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
WORLD COLOR PRESS INC.
MEETING DATE: JUN 25, 2010 |
TICKER: WC SECURITY ID: 981442106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Arrangement | Management | For | For |
| |
|---|
WRIGHT EXPRESS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: WXS SECURITY ID: 98233Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shikhar Ghosh | Management | For | For |
| 1.2 | Elect Director Kirk P. Pond | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WRIGHT MEDICAL GROUP
MEETING DATE: MAY 13, 2010 |
TICKER: WMGI SECURITY ID: 98235T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Blackford | Management | For | For |
| 1.2 | Elect Director Carmen L. Dierson | Management | For | For |
| 1.3 | Elect Director Martin J. Emerson | Management | For | For |
| 1.4 | Elect Director Lawrence W. Hamilton | Management | For | For |
| 1.5 | Elect Director Gary D. Henley | Management | For | For |
| 1.6 | Elect Director John L. Miclot | Management | For | For |
| 1.7 | Elect Director Amy S. Paul | Management | For | For |
| 1.8 | Elect Director Robert J. Quillinan | Management | For | For |
| 1.9 | Director David D. Stevens | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: FEB 5, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
XEROX CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: XRX SECURITY ID: 984121103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Glenn A. Britt | Management | For | For |
| 2 | Elect Director Ursula M. Burns | Management | For | For |
| 3 | Elect Director Richard J. Harrington | Management | For | For |
| 4 | Elect Director William Curt Hunter | Management | For | For |
| 5 | Elect Director Robert A. McDonald | Management | For | For |
| 6 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 7 | Elect Director Charles Prince | Management | For | For |
| 8 | Elect Director Ann N. Reese | Management | For | For |
| 9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
XINAO GAS HOLDINGS LTD.
MEETING DATE: JUN 30, 2010 |
TICKER: 2688 SECURITY ID: G9826J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Cheung Yip Sang as Director | Management | For | Against |
| 3b | Reelect Zhao Baoju as Director | Management | For | Against |
| 3c | Reelect Jin Yongsheng as Director | Management | For | Against |
| 3d | Reelect Wang Guangtian as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 6 | Change Company Name to ENN Energy Holdings Ltd. and Adopt Company's Chinese Name | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Joseph Mauriello as Director | Management | For | For |
| 1.2 | Elect Eugene M. McQuade as Director | Management | For | For |
| 1.3 | Elect Clayton S. Rose as Director | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
XL CAPITAL LTD.
MEETING DATE: APR 30, 2010 |
TICKER: XL SECURITY ID: G98255105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Reincorporation from Cayman Islands to Ireland through Scheme of Arrangement | Management | For | For |
| 1.2 | Adjourn Special Scheme Meeting | Management | For | For |
| 2 | Approve Distributable Reserves Proposal | Management | For | For |
| 3 | Amend Articles -- Approve Director Nomination Procedures Proposal | Management | For | For |
| 4 | Change Company Name to XL Group Ltd. | Management | For | For |
| 5 | Adjourn Extraordinary General Meeting | Management | For | For |
| |
|---|
XTO ENERGY INC.
MEETING DATE: JUN 25, 2010 |
TICKER: XTO SECURITY ID: 98385X106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ZALE CORPORATION
MEETING DATE: DEC 7, 2009 |
TICKER: ZLC SECURITY ID: 988858106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Yuval Braverman | Management | For | For |
| 1.2 | Elect Director Richard C. Breeden | Management | For | For |
| 1.3 | Elect Director James M. Cotter | Management | For | For |
| 1.4 | Elect Director Neal L. Goldberg | Management | For | For |
| 1.5 | Elect Director John B. Lowe, Jr. | Management | For | For |
| 1.6 | Elect Director Thomas C. Shull | Management | For | For |
| 1.7 | Elect Director Charles M. Sonsteby | Management | For | For |
| 1.8 | Elect Director David M. Szymanski | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: ZIOP SECURITY ID: 98973P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan | Management | For | For |
| 1.4 | Elect Director George B. Abercrombie | Management | For | For |
| 1.5 | Elect Director James A. Cannon | Management | For | For |
| 1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY GROWTH & INCOME PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3M COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MMM SECURITY ID: 88579Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Linda G. Alvarado | Management | For | For |
| 2 | Elect Director George W. Buckley | Management | For | For |
| 3 | Elect Director Vance D. Coffman | Management | For | For |
| 4 | Elect Director Michael L. Eskew | Management | For | For |
| 5 | Elect Director W. James Farrell | Management | For | For |
| 6 | Elect Director Herbert L. Henkel | Management | For | For |
| 7 | Elect Director Edward M. Liddy | Management | For | For |
| 8 | Elect Director Robert S. Morrison | Management | For | For |
| 9 | Elect Director Aulana L. Peters | Management | For | For |
| 10 | Elect Director Robert J. Ulrich | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ABBOTT LABORATORIES
MEETING DATE: APR 23, 2010 |
TICKER: ABT SECURITY ID: 002824100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R.J. Alpern | Management | For | For |
| 1.2 | Elect Director R.S. Austin | Management | For | For |
| 1.3 | Elect Director W.M. Daley | Management | For | Withhold |
| 1.4 | Elect Director W.J. Farrell | Management | For | Withhold |
| 1.5 | Elect Director H.L. Fuller | Management | For | Withhold |
| 1.6 | Elect Director W.A. Osborn | Management | For | Withhold |
| 1.7 | Elect Director D.A.L. Owen | Management | For | For |
| 1.8 | Elect Director R.S. Roberts | Management | For | For |
| 1.9 | Elect Director S.C. Scott, III | Management | For | For |
| 1.10 | Elect Director W.D. Smithburg | Management | For | Withhold |
| 1.11 | Elect Director G.F. Tilton | Management | For | For |
| 1.12 | Elect Director M.D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ACE LIMITED
MEETING DATE: MAY 19, 2010 |
TICKER: ACE SECURITY ID: H0023R105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert Hernandez as Director | Management | For | For |
| 1.2 | Elect Peter Menikoff as Director | Management | For | For |
| 1.3 | Elect Robert Ripp as Director | Management | For | For |
| 1.4 | Elect Theodore Shasta as Director | Management | For | For |
| 2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Management | For | For |
| 3.1 | Approve Annual Report | Management | For | For |
| 3.2 | Accept Statutory Financial Statements | Management | For | For |
| 3.3 | Accept Consolidated Financial Statements | Management | For | For |
| 4 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 5 | Approve Discharge of Board and Senior Management | Management | For | For |
| 6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Management | For | For |
| 7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
| 7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Management | For | For |
| 7.3 | Ratify BDO AG as Special Auditors | Management | For | For |
| 8 | Amend 2004 Long-Term Incentive Plan | Management | For | For |
| 9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Management | For | For |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 16, 2010 |
TICKER: ADBE SECURITY ID: 00724F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward W. Barnholt | Management | For | For |
| 2 | Elect Director Michael R. Cannon | Management | For | For |
| 3 | Elect Director James E. Daley | Management | For | For |
| 4 | Elect Director Charles M. Geschke | Management | For | For |
| 5 | Elect Director Shantanu Narayen | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
AFLAC INCORPORATED
MEETING DATE: MAY 3, 2010 |
TICKER: AFL SECURITY ID: 001055102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel P. Amos | Management | For | For |
| 1.2 | Elect Director John Shelby Amos II | Management | For | For |
| 1.3 | Elect Director Paul S. Amos II | Management | For | For |
| 1.4 | Elect Director Michael H. Armacost | Management | For | For |
| 1.5 | Elect Director Kriss Cloninger III | Management | For | For |
| 1.6 | Elect Director Joe Frank Harris | Management | For | For |
| 1.7 | Elect Director Elizabeth J. Hudson | Management | For | For |
| 1.8 | Elect Director Douglas W. Johnson | Management | For | For |
| 1.9 | Elect Director Robert B. Johnson | Management | For | For |
| 1.10 | Elect Director Charles B. Knapp | Management | For | For |
| 1.11 | Elect Director E. Stephen Purdom, M.d. | Management | For | For |
| 1.12 | Elect Director Barbara K. Rimer, PhD | Management | For | For |
| 1.13 | Elect Director Marvin R. Schuster | Management | For | For |
| 1.14 | Elect Director David Gary Thompson | Management | For | For |
| 1.15 | Elect Director Robert L. Wright | Management | For | For |
| 1.16 | Elect Director Takuro Yoshida | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AGILENT TECHNOLOGIES, INC.
MEETING DATE: MAR 2, 2010 |
TICKER: A SECURITY ID: 00846U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul N. Clark | Management | For | For |
| 2 | Elect Director James G. Cullen | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AIRGAS, INC.
MEETING DATE: AUG 18, 2009 |
TICKER: ARG SECURITY ID: 009363102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Hovey | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 1.3 | Elect Director David M. Stout | Management | For | For |
| 1.4 | Elect Director Ellen C. Wolf | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ALTR SECURITY ID: 021441100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMZN SECURITY ID: 023135106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Thomas O. Ryder | Management | For | For |
| 7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN EXPRESS COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AXP SECURITY ID: 025816109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel F. Akerson | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Ursula M. Burns | Management | For | For |
| 1.4 | Elect Director Kenneth I. Chenault | Management | For | For |
| 1.5 | Elect Director Peter Chernin | Management | For | Withhold |
| 1.6 | Elect Director Jan Leschly | Management | For | Withhold |
| 1.7 | Elect Director Richard C. Levin | Management | For | For |
| 1.8 | Elect Director Richard A. McGinn | Management | For | Withhold |
| 1.9 | Elect Director Edward .D. Miller | Management | For | Withhold |
| 1.10 | Elect Director Steven S. Reinemund | Management | For | For |
| 1.11 | Elect Director Robert D. Walter | Management | For | Withhold |
| 1.12 | Elect Director Ronald A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMERICAN TOWER CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: AMT SECURITY ID: 029912201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: Raymond P. Dolan | Management | For | For |
| 1.2 | Elect Director: Ronald M. Dykes | Management | For | For |
| 1.3 | Elect Director: Carolyn F. Katz | Management | For | For |
| 1.4 | Elect Director: Gustavo Lara Cantu | Management | For | For |
| 1.5 | Elect Director: Joann A. Reed | Management | For | For |
| 1.6 | Elect Director: Pamela D.a. Reeve | Management | For | For |
| 1.7 | Elect Director: David E. Sharbutt | Management | For | For |
| 1.8 | Elect Director: James D. Taiclet, Jr. | Management | For | For |
| 1.9 | Elect Director: Samme L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMERIPRISE FINANCIAL, INC.
MEETING DATE: APR 28, 2010 |
TICKER: AMP SECURITY ID: 03076C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James M. Cracchiolo | Management | For | For |
| 2 | Elect Director H. Jay Sarles | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMR CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AMR SECURITY ID: 001765106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robinson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AMLN SECURITY ID: 032346108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Teresa Beck | Management | For | For |
| 1.3 | Elect Director M. Kathleen Behrens, Ph.D. | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Paul N. Clark | Management | For | For |
| 1.6 | Elect Director Paulo F. Costa | Management | For | For |
| 1.7 | Elect Director Alexander Denner, Ph.D. | Management | For | For |
| 1.8 | Elect Director Karin Eastham | Management | For | For |
| 1.9 | Elect Director James R. Gavin III, M.D., Ph.D. | Management | For | For |
| 1.10 | Elect Director Jay S. Skyler, M.D. | Management | For | For |
| 1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANADARKO PETROLEUM CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: APC SECURITY ID: 032511107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director H. Paulett Eberhart | Management | For | Against |
| 2 | Elect Director Preston M. Geren III | Management | For | Against |
| 3 | Elect Director James T. Hackett | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 7, 2010 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect Frank Arisman as Director | Management | For | For |
| 4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Issue of Convertible Securities | Management | For | For |
| 10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
| 11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
| 12 | Amend Share Incentive Scheme | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Amend Bonus Share Plan 2005 | Management | For | For |
| 15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCELORMITTAL
MEETING DATE: MAY 11, 2010 |
TICKER: MT SECURITY ID: 03938L104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive and Approve Directors' and Auditors' Reports | Management | None | Did Not Vote |
| 2 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
| 3 | Accept Financial Statements | Management | For | Did Not Vote |
| 4 | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | Did Not Vote |
| 5 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 6 | Approve Discharge of Directors | Management | For | Did Not Vote |
| 7 | Acknowledge Cooptation of Jeannot Krecke as Director | Management | For | Did Not Vote |
| 8 | Reelect Vanisha Mittal Bhatia as Director | Management | For | Did Not Vote |
| 9 | Elect Jeannot Krecke as Director | Management | For | Did Not Vote |
| 10 | Approve Share Repurchase Program | Management | For | Did Not Vote |
| 11 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
| 12 | Approve Share Plan Grant | Management | For | Did Not Vote |
| 13 | Approve Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 14 | Waive Requirement for Mandatory Offer to All Shareholders | Management | For | Did Not Vote |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ARIA SECURITY ID: 04033A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lavidas | Management | For | For |
| 1.2 | Elect Director M. Radaelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BANK OF NEW YORK MELLON CORPORATION, THE
MEETING DATE: APR 13, 2010 |
TICKER: BK SECURITY ID: 064058100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ruth E. Bruch | Management | For | For |
| 1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 1.3 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.4 | Elect Director Edmund F. Kelly | Management | For | For |
| 1.5 | Elect Director Robert P. Kelly | Management | For | For |
| 1.6 | Elect Director Richard J. Kogan | Management | For | For |
| 1.7 | Elect Director Michael J. Kowalski | Management | For | For |
| 1.8 | Elect Director John A. Luke, Jr. | Management | For | For |
| 1.9 | Elect Director Robert Mehrabian | Management | For | For |
| 1.10 | Elect Director Mark A. Nordenberg | Management | For | For |
| 1.11 | Elect Director Catherine A. Rein | Management | For | For |
| 1.12 | Elect Director William C. Richardson | Management | For | For |
| 1.13 | Elect Director Samuel C. Scott III | Management | For | For |
| 1.14 | Elect Director John P. Surma | Management | For | For |
| 1.15 | Elect Director Wesley W. von Schack | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| |
|---|
BARRICK GOLD CORP.
MEETING DATE: APR 28, 2010 |
TICKER: ABX SECURITY ID: 067901108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H.L. Beck as Director | Management | For | For |
| 1.2 | Elect C.W.D. Birchall as Director | Management | For | For |
| 1.3 | Elect D.J. Carty as Director | Management | For | For |
| 1.4 | Elect G.Cisneros as Director | Management | For | For |
| 1.5 | Elect M.A. Cohen as Director | Management | For | For |
| 1.6 | Elect P.A. Cossgrove as Director | Management | For | For |
| 1.7 | Elect R.M. Franklin as Director | Management | For | For |
| 1.8 | Elect J.B. Harvey as Director | Management | For | For |
| 1.9 | Elect B. Mulroney as Director | Management | For | For |
| 1.10 | Elect A. Munk as Director | Management | For | For |
| 1.11 | Elect P. Munk as Director | Management | For | For |
| 1.12 | Elect A.W. Regent as Director | Management | For | For |
| 1.13 | Elect N.P. Rothschild as Director | Management | For | For |
| 1.14 | Elect S.J. Shaprio as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| |
|---|
BAXTER INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: BAX SECURITY ID: 071813109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Blake E. Devitt | Management | For | For |
| 2 | Elect Director John D. Forsyth | Management | For | For |
| 3 | Elect Director Gail D. Fosler | Management | For | For |
| 4 | Elect Director Carole J. Shapazian | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
| 1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
| 1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
| 1.9 | Elect Director Jane P. Helm | Management | For | For |
| 1.10 | Elect Director John P. Howe III, MD | Management | For | For |
| 1.11 | Elect Director Kelly S. King | Management | For | For |
| 1.12 | Elect Director James H. Maynard | Management | For | For |
| 1.13 | Elect Director Albert O. McCauley | Management | For | For |
| 1.14 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.15 | Elect Director Nido R. Qubein | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: JAN 20, 2010 |
TICKER: BRK.A SECURITY ID: 084670108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Split | Management | For | For |
| 2 | Approve Split of Class B Stock Without Splitting Class A Stock | Management | For | For |
| 3 | Adjust Par Value of Common Stock | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Remove Requirement of Issuing Physical Stock Certificates for Class B Stock Upon Conversion of Class A Stock | Management | For | For |
| |
|---|
BERKSHIRE HATHAWAY INC.
MEETING DATE: MAY 1, 2010 |
TICKER: BRK.B SECURITY ID: 084670702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Warren E. Buffett | Management | For | For |
| 1.2 | Elect Director Charles T. Munger | Management | For | For |
| 1.3 | Elect Director Howard G. Buffett | Management | For | For |
| 1.4 | Elect director Stephen Burke | Management | For | For |
| 1.5 | Elect Director Susan L. Decker | Management | For | For |
| 1.6 | Elect Director William H. Gates III | Management | For | For |
| 1.7 | Elect Director David S. Gottesman | Management | For | For |
| 1.8 | Elect Director Charlotte Guyman | Management | For | For |
| 1.9 | Elect Director Donald R. Keough | Management | For | For |
| 1.10 | Elect Director Thomas S. Murphy | Management | For | For |
| 1.11 | Elect Director Ronald L. Olson | Management | For | For |
| 1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
| |
|---|
BEST BUY CO., INC.
MEETING DATE: JUN 24, 2010 |
TICKER: BBY SECURITY ID: 086516101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lisa M. Caputo | Management | For | For |
| 1.2 | Elect Director Brian J. Dunn | Management | For | For |
| 1.3 | Elect Director Kathy J. Higgins Victor | Management | For | For |
| 1.4 | Elect Director Rogelio M. Rebolledo | Management | For | For |
| 1.5 | Elect Director Gerard R. Vittecoq | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOGEN IDEC INC.
MEETING DATE: JUN 9, 2010 |
TICKER: BIIB SECURITY ID: 09062X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Nancy L. Leaming | Management | For | Against |
| 2 | Elect Director Brian S. Posner | Management | For | Against |
| 3 | Elect Director Eric K. Rowinsky | Management | For | Against |
| 4 | Elect Director Stephen A. Sherwin | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Miachael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard Meier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BOEING COMPANY, THE
MEETING DATE: APR 26, 2010 |
TICKER: BA SECURITY ID: 097023105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John H. Biggs | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director David L. Calhoun | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Linda Z. Cook | Management | For | For |
| 6 | Elect Director William M. Daley | Management | For | For |
| 7 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 8 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 9 | Elect Director John F. McDonnell | Management | For | For |
| 10 | Elect Director W. James McNerney, Jr. | Management | For | For |
| 11 | Elect Director Susan C. Schwab | Management | For | For |
| 12 | Elect Director Mike S. Zafirovski | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Adopt Ethical Criteria for Military Contracts | Shareholder | Against | Abstain |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 28, 2010 |
TICKER: BWA SECURITY ID: 099724106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jere A. Drummond | Management | For | For |
| 1.2 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
| 1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRISTOL-MYERS SQUIBB COMPANY
MEETING DATE: MAY 4, 2010 |
TICKER: BMY SECURITY ID: 110122108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lamberto Andreotti | Management | For | For |
| 2 | Elect Director Lewis B. Campbell | Management | For | For |
| 3 | Elect Director James M. Cornelius | Management | For | For |
| 4 | Elect Director Louis J. Freeh | Management | For | For |
| 5 | Elect Director Laurie H. Glimcher, M.D | Management | For | For |
| 6 | Elect Director Michael Grobstein | Management | For | For |
| 7 | Elect Director Leif Johansson | Management | For | For |
| 8 | Elect Director Alan J. Lacy | Management | For | For |
| 9 | Elect Director Vicki L. Sato, Ph.D. | Management | For | For |
| 10 | Elect Director Togo D. West, Jr. | Management | For | For |
| 11 | Elect Director R. Sanders Williams, M.D. | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Provide Right to Call Special Meeting | Management | For | For |
| 14 | Reduce Supermajority Vote Requirements Applicable to Common Stock | Management | For | For |
| 15 | Reduce Supermajority Vote Requirement Applicable to Preferred Stock | Management | For | For |
| 16 | Increase Disclosure of Executive Compensation | Shareholder | Against | Against |
| 17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 18 | Report and Set Goals Related to Animal Use and Testing | Shareholder | Against | Abstain |
| |
|---|
BUFFALO WILD WINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: BWLD SECURITY ID: 119848109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sally J. Smith | Management | For | For |
| 1.2 | Elect Director Dale M. Applequist | Management | For | For |
| 1.3 | Elect Director Robert W. MacDonald | Management | For | For |
| 1.4 | Elect Director Warren E. Mack | Management | For | For |
| 1.5 | Elect Director J. Oliver Maggard | Management | For | For |
| 1.6 | Elect Director Michael P. Johnson | Management | For | For |
| 1.7 | Elect Director James M. Damian | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| |
|---|
BUNGE LIMITED
MEETING DATE: MAY 21, 2010 |
TICKER: BG SECURITY ID: G16962105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Jorge Born, Jr. as Director | Management | For | For |
| 1b | Elect Bernard de La Tour D'Auvergne Lauraguais as Director | Management | For | For |
| 1c | Elect William Engels as Director | Management | For | For |
| 1d | Elect L. Patrick Lupo as Director | Management | For | For |
| 2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Bunge Limited Annual Incentive Plan | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CHRW SECURITY ID: 12541W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven L. Polacek | Management | For | For |
| 2 | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 3 | Elect Director Michael W. Wickham | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CAMERON INTERNATIONAL CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CAM SECURITY ID: 13342B105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael E. Patrick | Management | For | For |
| 1.2 | Elect Director Jon Erik Reinhardsen | Management | For | For |
| 1.3 | Elect Director Bruce W. Wilkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL ONE FINANCIAL CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: COF SECURITY ID: 14040H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Ronald Dietz | Management | For | For |
| 2 | Elect Director Lewis Hay, III | Management | For | For |
| 3 | Elect Director Mayo A. Shattuck III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 7 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CARNIVAL CORP.
MEETING DATE: APR 13, 2010 |
TICKER: CCL SECURITY ID: 143658300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 2 | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Management | For | For |
| 15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | Management | For | For |
| 16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | Management | For | For |
| 17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
| 18 | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | Management | For | For |
| 19 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
| 20 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
| 21 | Authorise Shares for Market Purchase | Management | For | For |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 23 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
CB RICHARD ELLIS GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: CBG SECURITY ID: 12497T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Blum | Management | For | For |
| 1.2 | Elect Director Curtis F. Feeny | Management | For | For |
| 1.3 | Elect Director Bradford M. Freeman | Management | For | For |
| 1.4 | Elect Director Michael Kantor | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director Jane J. Su | Management | For | For |
| 1.7 | Elect Director Laura D. Tyson | Management | For | For |
| 1.8 | Elect Director Brett White | Management | For | For |
| 1.9 | Elect Director Gary L. Wilson | Management | For | For |
| 1.10 | Elect Director Ray Wirta | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CELGENE CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: CELG SECURITY ID: 151020104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sol J. Barer | Management | For | For |
| 1.2 | Elect Director Robert J. Hugin | Management | For | For |
| 1.3 | Elect Director Michael D. Casey | Management | For | For |
| 1.4 | Elect Director Carrie S. Cox | Management | For | For |
| 1.5 | Elect Director Rodman L. Drake | Management | For | For |
| 1.6 | Elect Director Gilla Kaplan | Management | For | For |
| 1.7 | Elect Director James J. Loughlin | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director Walter L. Robb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CHARLES SCHWAB CORPORATION, THE
MEETING DATE: MAY 13, 2010 |
TICKER: SCHW SECURITY ID: 808513105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arun Sarin | Management | For | For |
| 1.2 | Elect Director Paula A. Sneed | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| |
|---|
CHESAPEAKE ENERGY CORPORATION
MEETING DATE: JUN 11, 2010 |
TICKER: CHK SECURITY ID: 165167107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Keating | Management | For | For |
| 1.2 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
| 1.3 | Elect Director Frederick B. Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Adopt Policy Relating to Annual Cash Bonuses | Shareholder | Against | Against |
| 5 | Adopt Policy to Promote Responsible Use of Company Stock by Named Executive Officers and Directors | Shareholder | Against | Against |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' and Directors' Compensation | Shareholder | Against | Abstain |
| 8 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 9 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 20, 2010 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Andrew N. Liveris | Management | For | For |
| 6 | Elect Director Michael E. O'Neill | Management | For | For |
| 7 | Elect Director Vikram S. Pandit | Management | For | For |
| 8 | Elect Director Richard D. Parsons | Management | For | For |
| 9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 10 | Elect Director Judith Rodin | Management | For | For |
| 11 | Elect Director Robert L. Ryan | Management | For | For |
| 12 | Elect Director Anthony M. Santomero | Management | For | For |
| 13 | Elect Director Diana L. Taylor | Management | For | For |
| 14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 15 | Elect Director Ernesto Zedillo | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 21 | Approve Reverse Stock Split | Management | For | For |
| 22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| 24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 26 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
CITRIX SYSTEMS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTXS SECURITY ID: 177376100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark B. Templeton | Management | For | For |
| 2 | Elect Director Stephen M. Dow | Management | For | For |
| 3 | Elect Director Godfrey R. Sullivan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COCA-COLA COMPANY, THE
MEETING DATE: APR 21, 2010 |
TICKER: KO SECURITY ID: 191216100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert A. Allen | Management | For | For |
| 2 | Elect Director Ronald W. Allen | Management | For | For |
| 3 | Elect Director Cathleen P. Black | Management | For | For |
| 4 | Elect Director Barry Diller | Management | For | For |
| 5 | Elect Director Alexis M. Herman | Management | For | For |
| 6 | Elect Director Muhtar Kent | Management | For | For |
| 7 | Elect Director Donald R. Keough | Management | For | For |
| 8 | Elect Director Maria Elena Lagomasino | Management | For | For |
| 9 | Elect Director Donald F. McHenry | Management | For | For |
| 10 | Elect Director Sam Nunn | Management | For | For |
| 11 | Elect Director James D. Robinson III | Management | For | For |
| 12 | Elect Director Peter V. Ueberroth | Management | For | For |
| 13 | Elect Director Jacob Wallenberg | Management | For | For |
| 14 | Elect Director James B. Williams | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Publish Report on Chemical Bisphenol A (BPA) | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COLGATE-PALMOLIVE COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: CL SECURITY ID: 194162103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John T. Cahill | Management | For | For |
| 2 | Elect Director Ian Cook | Management | For | For |
| 3 | Elect Director Helene D. Gayle | Management | For | For |
| 4 | Elect Director Ellen M. Hancock | Management | For | For |
| 5 | Elect Director Joseph Jimenez | Management | For | For |
| 6 | Elect Director David W. Johnson | Management | For | For |
| 7 | Elect Director Richard J. Kogan | Management | For | For |
| 8 | Elect Director Delano E. Lewis | Management | For | For |
| 9 | Elect Director J. Pedro Reinhard | Management | For | For |
| 10 | Elect Director Stephen I. Sadove | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CONSTELLATION ENERGY GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: CEG SECURITY ID: 210371100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Yves C. de Balmann | Management | For | For |
| 2 | Elect Director Ann C. Berzin | Management | For | For |
| 3 | Elect Director James T. Brady | Management | For | For |
| 4 | Elect Director Daniel Camus | Management | For | For |
| 5 | Elect Director James R. Curtiss | Management | For | For |
| 6 | Elect Director Freeman A. Hrabowski, III | Management | For | For |
| 7 | Elect Director Nancy Lampton | Management | For | For |
| 8 | Elect Director Robert J. Lawless | Management | For | For |
| 9 | Elect Director Mayo A. Shattuck, III | Management | For | For |
| 10 | Elect Director John L. Skolds | Management | For | For |
| 11 | Elect Director Michael D. Sullivan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | Against |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
CORNING INCORPORATED
MEETING DATE: APR 29, 2010 |
TICKER: GLW SECURITY ID: 219350105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.3 | Elect Director William D. Smithburg | Management | For | For |
| 1.4 | Elect Director Hansel E. Tookes, II | Management | For | For |
| 1.5 | Elect Director Wendell P. Weeks | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
COVIDIEN PLC
MEETING DATE: MAR 16, 2010 |
TICKER: COV SECURITY ID: G2554F105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Elect Craig Arnold as Director | Management | For | For |
| 2b | Elect Robert H. Brust as Director | Management | For | For |
| 2c | Elect John M. Connors, Jr. as Director | Management | For | For |
| 2d | Elect Christopher J. Coughlin as Director | Management | For | For |
| 2e | Elect Timothy M. Donahue as Director | Management | For | For |
| 2f | Elect Kathy J. Herbert as Director | Management | For | For |
| 2g | Elect Randall J. Hogan, III as Director | Management | For | For |
| 2h | Elect Richard J. Meelia as Director | Management | For | For |
| 2i | Elect Dennis H. Reilley as Director | Management | For | For |
| 2j | Elect Tadataka Yamada as Director | Management | For | For |
| 2k | Elect Joseph A. Zaccagnino as Director | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 4 | Authorize Share Repurchase Program | Management | For | For |
| 5 | Authorize Reissuance of Treasury Shares | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CVS CAREMARK CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: CVS SECURITY ID: 126650100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edwin M. Banks | Management | For | For |
| 2 | Elect Director C. David Brown II | Management | For | For |
| 3 | Elect Director David W. Dorman | Management | For | For |
| 4 | Elect Director Kristen Gibney Williams | Management | For | For |
| 5 | Elect Director Marian L. Heard | Management | For | For |
| 6 | Elect Director William H. Joyce | Management | For | For |
| 7 | Elect Director Jean-Pierre Millon | Management | For | For |
| 8 | Elect Director Terrence Murray | Management | For | For |
| 9 | Elect Director C.A. Lance Piccolo | Management | For | For |
| 10 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 11 | Elect Director Thomas M. Ryan | Management | For | For |
| 12 | Elect Director Richard J. Swift | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Provide Right to Call Special Meeting | Management | For | For |
| 16 | Report on Political Contributions | Shareholder | Against | Abstain |
| 17 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| |
|---|
DANAHER CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DHR SECURITY ID: 235851102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven M. Rales | Management | For | For |
| 2 | Elect Director John T. Schwieters | Management | For | For |
| 3 | Elect Director Alan G. Spoon | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
DARDEN RESTAURANTS, INC.
MEETING DATE: SEP 25, 2009 |
TICKER: DRI SECURITY ID: 237194105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard L. Berry | Management | For | For |
| 1.2 | Elect Director Odie C. Donald | Management | For | For |
| 1.3 | Elect Director Christopher J. Fraleigh | Management | For | For |
| 1.4 | Elect Director David H. Hughes | Management | For | For |
| 1.5 | Elect Director Charles A Ledsinger, Jr | Management | For | For |
| 1.6 | Elect Director William M. Lewis, Jr. | Management | For | For |
| 1.7 | Elect Director Senator Connie Mack III | Management | For | For |
| 1.8 | Elect Director Andrew H. (Drew) Madsen | Management | For | For |
| 1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 1.10 | Elect Director Michael D. Rose | Management | For | For |
| 1.11 | Elect Director Maria A. Sastre | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DELL INC.
MEETING DATE: JUL 17, 2009 |
TICKER: DELL SECURITY ID: 24702R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
| 1.6 | Elect Director Judy C. Lewent | Management | For | For |
| 1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.8 | Elect Director Klaus S. Luft | Management | For | For |
| 1.9 | Elect Director Alex J. Mandl | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: NOV 19, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Voting and Right of First Refusal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISCOVER FINANCIAL SERVICES
MEETING DATE: APR 8, 2010 |
TICKER: DFS SECURITY ID: 254709108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey S. Aronin | Management | For | For |
| 2 | Elect Director Mary K. Bush | Management | For | For |
| 3 | Elect Director Gregory C. Case | Management | For | For |
| 4 | Elect Director Robert M. Devlin | Management | For | For |
| 5 | Elect Director Cynthia A. Glassman | Management | For | For |
| 6 | Elect Director Richard H. Lenny | Management | For | For |
| 7 | Elect Director Thomas G. Maheras | Management | For | For |
| 8 | Elect Director Michael H. Moskow | Management | For | For |
| 9 | Elect Director David W. Nelms | Management | For | For |
| 10 | Elect Director E. Follin Smith | Management | For | For |
| 11 | Elect Director Lawrence A.Weinbach | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DR PEPPER SNAPPLE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: DPS SECURITY ID: 26138E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John L. Adams | Management | For | Against |
| 2 | Elect Director Terence D. Martin | Management | For | Against |
| 3 | Elect Director Ronald G. Rogers | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EATON CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: ETN SECURITY ID: 278058102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Todd M. Bluedorn | Management | For | For |
| 2 | Elect Director Christopher M. Connor | Management | For | For |
| 3 | Elect Director Michael J. Critelli | Management | For | For |
| 4 | Elect Director Charles E. Golden | Management | For | For |
| 5 | Elect Director Ernie Green | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ECOLAB INC.
MEETING DATE: MAY 6, 2010 |
TICKER: ECL SECURITY ID: 278865100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur J. Higgins | Management | For | For |
| 2 | Elect Director Joel W. Johnson | Management | For | For |
| 3 | Elect Director C. Scott O'Hara | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 8 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 9 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EMC CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: EMC SECURITY ID: 268648102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael W. Brown | Management | For | For |
| 2 | Elect Director Randolph L. Cowen | Management | For | For |
| 3 | Elect Director Michael J. Cronin | Management | For | For |
| 4 | Elect Director Gail Deegan | Management | For | For |
| 5 | Elect Director James S. DiStasio | Management | For | For |
| 6 | Elect Director John R. Egan | Management | For | For |
| 7 | Elect Director Edmund F. Kelly | Management | For | For |
| 8 | Elect Director Windle B. Priem | Management | For | For |
| 9 | Elect Director Paul Sagan | Management | For | For |
| 10 | Elect Director David N. Strohm | Management | For | For |
| 11 | Elect Director Joseph M. Tucci | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
EXXON MOBIL CORPORATION
MEETING DATE: MAY 26, 2010 |
TICKER: XOM SECURITY ID: 30231G102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director M.J. Boskin | Management | For | For |
| 1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
| 1.3 | Elect Director L.R. Faulkner | Management | For | For |
| 1.4 | Elect Director J.S. Fishman | Management | For | For |
| 1.5 | Elect Director K.C. Frazier | Management | For | For |
| 1.6 | Elect Director W.W. George | Management | For | For |
| 1.7 | Elect Director M.C. Nelson | Management | For | For |
| 1.8 | Elect Director S.J. Palmisano | Management | For | For |
| 1.9 | Elect Director S.C. Reinemund | Management | For | For |
| 1.10 | Elect Director R.W. Tillerson | Management | For | For |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 4 | Reincorporate in Another State [from New Jersey to North Dakota] | Shareholder | Against | Against |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
| 7 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | Shareholder | Against | Abstain |
| 11 | Report on Energy Technologies Development | Shareholder | Against | Abstain |
| 12 | Adopt Quantitative GHG Goals from Products and Operations | Shareholder | Against | Abstain |
| 13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Shareholder | Against | Abstain |
| |
|---|
FALKLAND OIL AND GAS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: FOGL SECURITY ID: P3984C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect David Hudd as Director | Management | For | Against |
| 3 | Reappoint BDO LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 4 | Approve Increase in Authorized Common Stock | Management | For | For |
| |
|---|
FEDEX CORPORATION
MEETING DATE: SEP 28, 2009 |
TICKER: FDX SECURITY ID: 31428X106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James L. Barksdale | Management | For | For |
| 1.2 | Elect Director John A. Edwardson | Management | For | For |
| 1.3 | Elect DirectorJudith L. Estrin | Management | For | For |
| 1.4 | Elect Director J.R. Hyde, III | Management | For | For |
| 1.5 | Elect Director Shirley A. Jackson | Management | For | For |
| 1.6 | Elect Director Steven R. Loranger | Management | For | For |
| 1.7 | Elect Director Gary W. Loveman | Management | For | For |
| 1.8 | Elect Director Susan C. Schwab | Management | For | For |
| 1.9 | Elect Director Frederick W. Smith | Management | For | For |
| 1.10 | Elect Director Joshua I. Smith | Management | For | For |
| 1.11 | Elect Director David P. Steiner | Management | For | For |
| 1.12 | Elect Director Paul S. Walsh | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require Independent Board Chairman | Shareholder | Against | Against |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: FMC SECURITY ID: 302491303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 1.4 | Elect Director William G. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FORD MOTOR COMPANY
MEETING DATE: MAY 13, 2010 |
TICKER: F SECURITY ID: 345370860
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Butler | Management | For | For |
| 1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 1.4 | Elect Director Edsel B. Ford II | Management | For | For |
| 1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
| 1.6 | Elect Director Richard A. Gephardt | Management | For | For |
| 1.7 | Elect Director Irvine O. Hockaday, Jr. | Management | For | For |
| 1.8 | Elect Director Richard A. Manoogian | Management | For | For |
| 1.9 | Elect Director Ellen R. Marram | Management | For | For |
| 1.10 | Elect Director Alan Mulally | Management | For | For |
| 1.11 | Elect Director Homer A. Neal | Management | For | For |
| 1.12 | Elect Director Gerald L. Shaheen | Management | For | For |
| 1.13 | Elect Director John L. Thornton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 4 | Disclose Prior Government Service | Shareholder | Against | Against |
| 5 | Adopt Recapitalization Plan | Shareholder | Against | For |
| 6 | Report on Political Contributions | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Shareholder | Against | Abstain |
| |
|---|
FREEPORT-MCMORAN COPPER & GOLD INC.
MEETING DATE: JUN 9, 2010 |
TICKER: FCX SECURITY ID: 35671D857
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Adkerson | Management | For | For |
| 1.2 | Elect Director Robert J. Allison, Jr. | Management | For | For |
| 1.3 | Elect Director Robert A. Day | Management | For | For |
| 1.4 | Elect Director Gerald J. Ford | Management | For | For |
| 1.5 | Elect Director H. Devon Graham, Jr. | Management | For | For |
| 1.6 | Elect Director Charles C. Krulak | Management | For | For |
| 1.7 | Elect Director Bobby Lee Lackey | Management | For | For |
| 1.8 | Elect Director Jon C. Madonna | Management | For | For |
| 1.9 | Elect Director Dustan E. McCoy | Management | For | For |
| 1.10 | Elect Director James R. Moffett | Management | For | For |
| 1.11 | Elect Director B.M. Rankin, Jr. | Management | For | For |
| 1.12 | Elect Director Stephen H. Siegele | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
FUEL SYSTEMS SOLUTIONS, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: FSYS SECURITY ID: 35952W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marco Di Toro | Management | For | For |
| 1.2 | Elect Director James W. Nall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director William M. Castell | Management | For | For |
| 4 | Elect Director Ann M. Fudge | Management | For | For |
| 5 | Elect Director Susan Hockfield | Management | For | For |
| 6 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 7 | Elect Director Andrea Jung | Management | For | For |
| 8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
| 9 | Elect Director Robert W. Lane | Management | For | For |
| 10 | Elect Director Ralph S. Larsen | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director Sam Nunn | Management | For | For |
| 14 | Elect Director Roger S. Penske | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Report on Pay Disparity | Shareholder | Against | Against |
| 22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
| 23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GILEAD SCIENCES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: GILD SECURITY ID: 375558103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul Berg | Management | For | For |
| 1.2 | Elect Director John F. Cogan | Management | For | For |
| 1.3 | Elect Director Etienne F. Davignon | Management | For | For |
| 1.4 | Elect Director James M. Denny | Management | For | For |
| 1.5 | Elect Director Carla A. Hills | Management | For | For |
| 1.6 | Elect Director Kevin E. Lofton | Management | For | For |
| 1.7 | Elect Director John W. Madigan | Management | For | For |
| 1.8 | Elect Director John C. Martin | Management | For | For |
| 1.9 | Elect Director Gordon E. Moore | Management | For | For |
| 1.10 | Elect Director Nicholas G. Moore | Management | For | For |
| 1.11 | Elect Director Richard J. Whitley | Management | For | For |
| 1.12 | Elect Director Gayle E. Wilson | Management | For | For |
| 1.13 | Elect Director Per Wold-Olsen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
GOLDMAN SACHS GROUP, INC., THE
MEETING DATE: MAY 7, 2010 |
TICKER: GS SECURITY ID: 38141G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd C. Blankfein | Management | For | For |
| 1.2 | Elect Director John H. Bryan | Management | For | For |
| 1.3 | Elect Director Gary D. Cohn | Management | For | For |
| 1.4 | Elect Director Claes Dahlback | Management | For | For |
| 1.5 | Elect Director Stephen Friedman | Management | For | For |
| 1.6 | Elect Director William W. George | Management | For | For |
| 1.7 | Elect Director James A. Johnson | Management | For | For |
| 1.8 | Elect Director Lois D. Juliber | Management | For | For |
| 1.9 | Elect Director Lakshmi N. Mittal | Management | For | For |
| 1.10 | Elect Director James J. Schiro | Management | For | For |
| 1.11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 7 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| 10 | Report on Global Warming Science | Shareholder | Against | Abstain |
| 11 | Report on Pay Disparity | Shareholder | Against | Against |
| 12 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
HALLIBURTON COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: HAL SECURITY ID: 406216101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director A.M. Bennett | Management | For | For |
| 2 | Elect Director J.R. Boyd | Management | For | For |
| 3 | Elect Director M. Carroll | Management | For | For |
| 4 | Elect Director N.K. Dicciani | Management | For | For |
| 5 | Elect Director S.M. Gillis | Management | For | For |
| 6 | Elect Director J.T. Hackett | Management | For | For |
| 7 | Elect Director D.J. Lesar | Management | For | For |
| 8 | Elect Director R.A. Malone | Management | For | For |
| 9 | Elect Director J.L. Martin | Management | For | For |
| 10 | Elect Director D.L. Reed | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
HARLEY-DAVIDSON, INC.
MEETING DATE: APR 24, 2010 |
TICKER: HOG SECURITY ID: 412822108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry K. Allen | Management | For | For |
| 1.2 | Elect Director Richard I. Beattie | Management | For | For |
| 1.3 | Elect Director Judson C. Green | Management | For | For |
| 1.4 | Elect Director N. Thomas Linebarger | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Bonus Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve the Adoption of Simple Majority Vote | Shareholder | Against | For |
| |
|---|
HARTFORD FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: MAY 19, 2010 |
TICKER: HIG SECURITY ID: 416515104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert B. Allardice, III | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Paul G. Kirk, Jr. | Management | For | For |
| 4 | Elect Director Liam E. McGee | Management | For | For |
| 5 | Elect Director Gail J. McGovern | Management | For | For |
| 6 | Elect Director Michael G. Morris | Management | For | For |
| 7 | Elect Director Thomas A. Renyi | Management | For | For |
| 8 | Elect Director Charles B. Strauss | Management | For | For |
| 9 | Elect Director H. Patrick Swygert | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 13 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| |
|---|
HELMERICH & PAYNE, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HP SECURITY ID: 423452101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hans Helmerich | Management | For | For |
| 1.2 | Elect Director Paula Marshall | Management | For | For |
| 1.3 | Elect Director Randy A. Foutch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HTZ SECURITY ID: 42805T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry H. Beracha | Management | For | For |
| 1.2 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.3 | Elect Director Robert F. End | Management | For | For |
| 1.4 | Elect Director George W. Tamke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HEWLETT-PACKARD COMPANY
MEETING DATE: MAR 17, 2010 |
TICKER: HPQ SECURITY ID: 428236103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc L. Andreessen | Management | For | For |
| 1.2 | Elect Director Lawrence T. Babbio, Jr. | Management | For | For |
| 1.3 | Elect Director Sari M. Baldauf | Management | For | For |
| 1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
| 1.5 | Elect Director John H. Hammergren | Management | For | For |
| 1.6 | Elect Director Mark V. Hurd | Management | For | For |
| 1.7 | Elect Director Joel Z. Hyatt | Management | For | For |
| 1.8 | Elect Director John R. Joyce | Management | For | For |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 1.10 | Elect Director Lucille S. Salhany | Management | For | For |
| 1.11 | Elect Director G. Kennedy Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Company Request on Advisory Vote on Executive Compensation | Management | For | For |
| |
|---|
HONEYWELL INTERNATIONAL INC.
MEETING DATE: APR 26, 2010 |
TICKER: HON SECURITY ID: 438516106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gordon M. Bethune | Management | For | For |
| 2 | Elect Director Kevin Burke | Management | For | For |
| 3 | Elect Director Jaime Chico Pardo | Management | For | For |
| 4 | Elect Director David M. Cote | Management | For | For |
| 5 | Elect Director D. Scott Davis | Management | For | For |
| 6 | Elect Director Linnet F. Deily | Management | For | For |
| 7 | Elect Director Clive R. Hollick | Management | For | For |
| 8 | Elect Director George Paz | Management | For | For |
| 9 | Elect Director Bradley T. Sheares | Management | For | For |
| 10 | Elect Director Michael W. Wright | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Call Special Meeting | Management | For | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| 16 | Review and Amend Code of Conduct to Include Human Rights | Shareholder | Against | Abstain |
| |
|---|
HOSPIRA, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: HSP SECURITY ID: 441060100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Connie R. Curran | Management | For | For |
| 2 | Elect Director Heino von Prondzynski | Management | For | For |
| 3 | Elect Director Mark F. Wheeler | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: INCY SECURITY ID: 45337C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director John F. Niblack | Management | For | Withhold |
| 1.7 | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
JANUS CAPITAL GROUP INC.
MEETING DATE: APR 29, 2010 |
TICKER: JNS SECURITY ID: 47102X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard M. Weil | Management | For | For |
| 2 | Elect Director G. Andrew Cox | Management | For | For |
| 3 | Elect Director Deborah R. Gatzek | Management | For | For |
| 4 | Elect Director Robert T. Parry | Management | For | For |
| 5 | Elect Director Jock Patton | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
JEFFERIES GROUP, INC.
MEETING DATE: MAY 17, 2010 |
TICKER: JEF SECURITY ID: 472319102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard B. Handler | Management | For | For |
| 1.2 | Elect Director Brian P. Friedman | Management | For | For |
| 1.3 | Elect Director W. Patrick Campbell | Management | For | For |
| 1.4 | Elect Director Ian M. Cumming | Management | For | Withhold |
| 1.5 | Elect Director Richard G. Dooley | Management | For | For |
| 1.6 | Elect Director Robert E. Joyal | Management | For | For |
| 1.7 | Elect Director Michael T. O?Kane | Management | For | For |
| 1.8 | Elect Director Joseph S. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
JOHNSON & JOHNSON
MEETING DATE: APR 22, 2010 |
TICKER: JNJ SECURITY ID: 478160104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Sue Coleman | Management | For | For |
| 2 | Elect Director James G. Culien | Management | For | For |
| 3 | Elect Director Michael M. E. Johns | Management | For | For |
| 4 | Elect Director Susan L. Lindquist | Management | For | For |
| 5 | Elect Director Anne M. Mulcahy | Management | For | For |
| 6 | Elect Director Lea F. Mullin | Management | For | For |
| 7 | Elect Director William D. Perez | Management | For | For |
| 8 | Elect Director Charles Prince | Management | For | For |
| 9 | Elect Director David Satcher | Management | For | For |
| 10 | Elect Director William C. Welcon | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
JUNIPER NETWORKS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: JNPR SECURITY ID: 48203R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pradeep Sindhu | Management | For | For |
| 1.2 | Elect Director Robert M. Calderoni | Management | For | For |
| 1.3 | Elect Director William F. Meehan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
KB HOME
MEETING DATE: APR 1, 2010 |
TICKER: KBH SECURITY ID: 48666K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 2 | Elect Director Timothy W. Finchem | Management | For | For |
| 3 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 4 | Elect Director Robert L. Johnson | Management | For | For |
| 5 | Elect Director Melissa Lora | Management | For | For |
| 6 | Elect Director Michael G. McCaffery | Management | For | For |
| 7 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 8 | Elect Director Leslie Moonves | Management | For | For |
| 9 | Elect Director Luis G. Nogales | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Pay For Superior Performance | Shareholder | Against | Against |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Shareholder | Against | Against |
| |
|---|
KOHL'S CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: KSS SECURITY ID: 500255104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Peter Boneparth | Management | For | For |
| 2 | Elect Director Steven A. Burd | Management | For | For |
| 3 | Elect Director John F. Herma | Management | For | For |
| 4 | Elect Director Dale E. Jones | Management | For | For |
| 5 | Elect Director William S. Kellogg | Management | For | For |
| 6 | Elect Director Kevin Mansell | Management | For | For |
| 7 | Elect Director Frank V. Sica | Management | For | For |
| 8 | Elect Director Peter M. Sommerhauser | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director Nina G. Vaca | Management | For | For |
| 11 | Elect Director Stephen E. Watson | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Omnibus Stock Plan | Management | For | Against |
| 14 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
KRAFT FOODS INC
MEETING DATE: MAY 18, 2010 |
TICKER: KFT SECURITY ID: 50075N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ajaypal S. Banga | Management | For | For |
| 2 | Elect Director Myra M. Hart | Management | For | For |
| 3 | Elect Director Lois D. Juliber | Management | For | For |
| 4 | Elect Director Mark D. Ketchum | Management | For | For |
| 5 | Elect Director Richard A. Lerner | Management | For | For |
| 6 | Elect Director Mackey J. McDonald | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Fredric G. Reynolds | Management | For | For |
| 9 | Elect Director Irene B. Rosenfeld | Management | For | For |
| 10 | Elect Director J.F. Van Boxmeer | Management | For | For |
| 11 | Elect Director Deborah C. Wright | Management | For | For |
| 12 | Elect Director Frank G. Zarb | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: LAMR SECURITY ID: 512815101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | Withhold |
| 1.2 | Elect Director John E. Koerner, III | Management | For | Withhold |
| 1.3 | Elect Director Edward H. McDermott | Management | For | Withhold |
| 1.4 | Elect Director Stephen P. Mumblow | Management | For | Withhold |
| 1.5 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.6 | Elect Director Anna Reilly | Management | For | Withhold |
| 1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LANDSTAR SYSTEM, INC.
MEETING DATE: APR 29, 2010 |
TICKER: LSTR SECURITY ID: 515098101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William S. Elston | Management | For | For |
| 1.2 | Elect Director Diana M. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LI & FUNG LIMITED
MEETING DATE: MAY 18, 2010 |
TICKER: 494 SECURITY ID: G5485F144
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend of HK$0.49 Per Share | Management | For | For |
| 3a | Reelect Victor Fung Kwok King as Director | Management | For | Against |
| 3b | Reelect Bruce Philip Rockowitz as Director | Management | For | Against |
| 3c | Reelect Paul Edward Selway-Swift as Director | Management | For | Against |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Increase in Authorized Share Capital from HK$100 Million to HK$150 Million by the Creation of 2 Billion New Shares | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 9 | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
LITTLE SHEEP GROUP LTD
MEETING DATE: MAY 20, 2010 |
TICKER: 968 SECURITY ID: G55069101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve Dividends | Management | For | For |
| 3 | Reelect Zhang Gang as Director | Management | For | Against |
| 4 | Reelect Wang Daizong as Director | Management | For | Against |
| 5 | Reelect Su Jing Shyh Samuel as Director | Management | For | Against |
| 6 | Reelect Koo Benjamin Henry Ho Chung as Director | Management | For | Against |
| 7 | Reelect Hsieh Hui-yun Lily as Director | Management | For | Against |
| 8 | Reelect Yeung Ka Keung as Director | Management | For | For |
| 9 | Approve Remuneration of Directors | Management | For | For |
| 10 | Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 11 | Authorize Share Repurchase Program | Management | For | For |
| 12 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 13 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
LOCKHEED MARTIN CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: LMT SECURITY ID: 539830109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. C. "Pete" Aldrige, Jr. | Management | For | For |
| 2 | Elect Director Nolan D. Archibald | Management | For | For |
| 3 | Elect Director David B. Burritt | Management | For | For |
| 4 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 5 | Elect Director Gwendolyn S. King | Management | For | For |
| 6 | Elect Director James M. Loy | Management | For | Against |
| 7 | Elect Director Douglas H. McCorkindale | Management | For | For |
| 8 | Elect Director Joseph W. Ralston | Management | For | For |
| 9 | Elect Director James Schneider | Management | For | For |
| 10 | Elect Director Anne Stevens | Management | For | For |
| 11 | Elect Director Robert J. Stevens | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Space-based Weapons Program | Shareholder | Against | Abstain |
| |
|---|
LOWE'S COMPANIES, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: LOW SECURITY ID: 548661107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Bernauer | Management | For | For |
| 1.2 | Elect Director Leonard L. Berry | Management | For | For |
| 1.3 | Elect Director Dawn E. Hudson | Management | For | For |
| 1.4 | Elect Director Robert A. Niblock | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MARRIOTT INTERNATIONAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: MAR SECURITY ID: 571903202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director J.W. Marriott, Jr. | Management | For | For |
| 2 | Elect Director John W. Marriott, III | Management | For | For |
| 3 | Elect Director Mary K. Bush | Management | For | For |
| 4 | Elect Director Lawrence W. Kellner | Management | For | For |
| 5 | Elect Director Debra L. Lee | Management | For | For |
| 6 | Elect Director George Munoz | Management | For | For |
| 7 | Elect Director Harry J. Pearce | Management | For | For |
| 8 | Elect Director Steven S Reinemund | Management | For | For |
| 9 | Elect Director W. Mitt Romney | Management | For | For |
| 10 | Elect Director William J. Shaw | Management | For | For |
| 11 | Elect Director Lawrence M. Small | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MBIA INC.
MEETING DATE: MAY 4, 2010 |
TICKER: MBI SECURITY ID: 55262C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Brown | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
| 1.4 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.5 | Elect Director Kewsong Lee | Management | For | For |
| 1.6 | Elect Director Laurence H. Meyer | Management | For | For |
| 1.7 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.8 | Elect Director Theodore Shasta | Management | For | For |
| 1.9 | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MCDERMOTT INTERNATIONAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: MDR SECURITY ID: 580037109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John F. Bookout, III as Director | Management | For | For |
| 1.2 | Elect Roger A. Brown as Director | Management | For | For |
| 1.3 | Elect Ronald C. Cambre as Director | Management | For | For |
| 1.4 | Elect John A. Fees as Director | Management | For | For |
| 1.5 | Elect Robert W. Goldman as Director | Management | For | For |
| 1.6 | Elect Stephen G. Hanks as Director | Management | For | For |
| 1.7 | Elect Oliver D. Kingsley, Jr. as Director | Management | For | For |
| 1.8 | Elect D. Bradley McWilliams as Director | Management | For | For |
| 1.9 | Elect Richard W. Mies as Director | Management | For | For |
| 1.10 | Elect Thomas C. Schievelbein as Director | Management | For | For |
| 1.11 | Elect David A. Trice as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
MCGRAW-HILL COMPANIES, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: MHP SECURITY ID: 580645109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pedro Aspe | Management | For | For |
| 1.2 | Elect Director Robert P. McGraw | Management | For | For |
| 1.3 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
| 1.4 | Elect Director Edward B. Rust, Jr. | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Reduce Supermajority Vote Requirement Related to the Classified Board | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement Regarding the Sale, Lease, Exchange of the Company's Assets | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Regarding the Plan for Exchanging Shares | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Regarding Authorization of Dissolution | Management | For | For |
| 8 | Rescind Fair Price Provision | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
MEAD JOHNSON NUTRITION COMPANY
MEETING DATE: MAY 11, 2010 |
TICKER: MJN SECURITY ID: 582839106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen W. Golsby | Management | For | For |
| 1.2 | Elect Director Dr. Steven M. Altschuler | Management | For | For |
| 1.3 | Elect Director Howard B. Bernick | Management | For | For |
| 1.4 | Elect Director James M. Cornelius | Management | For | For |
| 1.5 | Elect Director Peter G. Ratcliffe | Management | For | For |
| 1.6 | Elect Director Dr. Elliott Sigal | Management | For | For |
| 1.7 | Elect Director Robert S. Singer | Management | For | For |
| 1.8 | Elect Director Kimberly A. Casiano | Management | For | For |
| 1.9 | Elect Director Anna C. Catalano | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MEDCO HEALTH SOLUTIONS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: MHS SECURITY ID: 58405U102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 2 | Elect Director John L. Cassis | Management | For | For |
| 3 | Elect Director Michael Goldstein | Management | For | For |
| 4 | Elect Director Charles M. Lillis | Management | For | For |
| 5 | Elect Director Myrtle S. Potter | Management | For | For |
| 6 | Elect Director William L. Roper | Management | For | For |
| 7 | Elect Director David B. Snow, Jr. | Management | For | For |
| 8 | Elect Director David D. Stevens | Management | For | For |
| 9 | Elect Director Blenda J. Wilson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Provide Right to Call Special Meeting | Management | For | For |
| |
|---|
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 20, 2010 |
TICKER: WFR SECURITY ID: 552715104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Elect Director John Marren | Management | For | For |
| 3 | Elect Director William E. Stevens | Management | For | For |
| 4 | Elect Director James B. Williams | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
MERCK & CO., INC.
MEETING DATE: AUG 7, 2009 |
TICKER: MRK SECURITY ID: 589331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition | Management | For | For |
| |
|---|
MERCK & CO., INC.
MEETING DATE: MAY 25, 2010 |
TICKER: MRK SECURITY ID: 58933Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leslie A. Brun | Management | For | For |
| 2 | Elect Director Thomas R. Cech | Management | For | For |
| 3 | Elect Director Richard T. Clark | Management | For | For |
| 4 | Elect Director Thomas H. Glocer | Management | For | For |
| 5 | Elect Director Steven F. Goldstone | Management | For | For |
| 6 | Elect Director William B. Harrison, Jr. | Management | For | For |
| 7 | Elect Director Harry R. Jacobson | Management | For | For |
| 8 | Elect Director William N. Kelley | Management | For | For |
| 9 | Elect Director C. Robert Kidder | Management | For | For |
| 10 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 11 | Elect Director Carlos E. Represas | Management | For | For |
| 12 | Elect Director Patricia F. Russo | Management | For | For |
| 13 | Elect Director Thomas E. Shenk | Management | For | For |
| 14 | Elect Director Anne M. Tatlock | Management | For | For |
| 15 | Elect Director Craig B. Thompson | Management | For | For |
| 16 | Elect Director Wendell P. Weeks | Management | For | For |
| 17 | Elect Director Peter C. Wendell | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Approve Omnibus Stock Plan | Management | For | For |
| 20 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
METLIFE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: MET SECURITY ID: 59156R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Glenn Hubbard, Ph.D | Management | For | For |
| 1.2 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
| 1.3 | Elect Director James M. Kilts | Management | For | For |
| 1.4 | Elect Director David Satcher, M.D., Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MOODY'S CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: MCO SECURITY ID: 615369105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Darrell Duffie, Ph.d. | Management | For | For |
| 3 | Elect Director Raymond W. McDaniel, Jr | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MOSAIC CO
MEETING DATE: OCT 8, 2009 |
TICKER: MOS SECURITY ID: 61945A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
| 1.2 | Elect Director Robert L. Lumpkins | Management | For | For |
| 1.3 | Elect Director Harold H. MacKay | Management | For | For |
| 1.4 | Elect Director William T. Monahan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MOVE, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: MOVE SECURITY ID: 62458M108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joe F. Hanauer | Management | For | Withhold |
| 1.2 | Elect Director Steven H. Berkowitz | Management | For | Withhold |
| 1.3 | Elect Director Kenneth K. Klein | Management | For | Withhold |
| 1.4 | Elect Director Geraldine B. Laybourne | Management | For | Withhold |
| 1.5 | Elect Director V. Paul Unruh | Management | For | Withhold |
| 1.6 | Elect Director Bruce G. Willison | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: MYGN SECURITY ID: 62855J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Henderson | Management | For | For |
| 1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NABORS INDUSTRIES, LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: NBR SECURITY ID: G6359F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John V. Lombardi as Director | Management | For | For |
| 1.2 | Elect James L. Payne as Director | Management | For | For |
| 2 | Appoint Pricewaterhouse Coopers LLP and Authorize Audit Committee of the Board to Fix Their Remuneration | Management | For | For |
| 3 | Adopt Pay for Superior Performance Standard in the Company's Executive Compensation Plan for Senior Executives | Shareholder | Against | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NESTLE SA
MEETING DATE: APR 15, 2010 |
TICKER: NESN SECURITY ID: H57312649
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Management | For | Did Not Vote |
| 4.1.1 | Reelect Andre Kudelski as Director | Management | For | Did Not Vote |
| 4.1.2 | Reelect Jean-Rene Fourtou as Director | Management | For | Did Not Vote |
| 4.1.3 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
| 4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
| 4.2.1 | Elect Titia de Lange as Director | Management | For | Did Not Vote |
| 4.2.2 | Elect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
| 4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
| 5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Management | For | Did Not Vote |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
OCCIDENTAL PETROLEUM CORPORATION
MEETING DATE: MAY 7, 2010 |
TICKER: OXY SECURITY ID: 674599105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Spencer Abraham | Management | For | Against |
| 2 | Elect Director John S. Chalsty | Management | For | Against |
| 3 | Elect Director Stephen I. Chazen | Management | For | For |
| 4 | Elect Director Edward P. Djerejian | Management | For | For |
| 5 | Elect Director John E. Feick | Management | For | For |
| 6 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 7 | Elect Director Ray R. Irani | Management | For | For |
| 8 | Elect Director Irvin W. Maloney | Management | For | For |
| 9 | Elect Director Avedick B. Poladian | Management | For | Against |
| 10 | Elect Director Rodolfo Segovia | Management | For | Against |
| 11 | Elect Director Aziz D. Syriani | Management | For | For |
| 12 | Elect Director Rosemary Tomich | Management | For | Against |
| 13 | Elect Director Walter L. Weisman | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 17 | Limit Executive Compensation | Shareholder | Against | Against |
| 18 | Require Independent Board Chairman | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Report on Host Country Social and Environmental Laws | Shareholder | Against | Abstain |
| 21 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 22 | Report on Policy for Increasing Safety by Reducing Hazardous Substance Usage and Re-locating Facilities | Shareholder | Against | Abstain |
| 23 | Double Trigger on Equity Plans | Shareholder | Against | Against |
| |
|---|
OCEANEERING INTERNATIONAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: OII SECURITY ID: 675232102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Hooker | Management | For | For |
| 1.2 | Elect Director Harris J. Pappas | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
ORION MARINE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: ORN SECURITY ID: 68628V308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Austin J. Shanfelter | Management | For | For |
| 2 | Elect Director Gene Stoever | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PARTNERRE LTD (FRM. PARTNERRE HOLDINGS LTD. )
MEETING DATE: SEP 24, 2009 |
TICKER: PRE SECURITY ID: G6852T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition of PARIS RE Holdings Limited | Management | For | For |
| 2 | Approve Increase in Size of Board from 11 to 12 | Management | For | For |
| 3 | Amend the 2005 Employee Equity Plan | Management | For | Against |
| |
|---|
PAYCHEX, INC.
MEETING DATE: OCT 13, 2009 |
TICKER: PAYX SECURITY ID: 704326107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director B. Thomas Golisano | Management | For | For |
| 2 | Elect Director David J.S. Flaschen | Management | For | For |
| 3 | Elect Director Grant M. Inman | Management | For | For |
| 4 | Elect Director Pamela A. Joseph | Management | For | For |
| 5 | Elect Director Jonathan J. Judge | Management | For | For |
| 6 | Elect Director Joseph M. Tucci | Management | For | For |
| 7 | Elect Director Joseph M. Velli | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PETROHAWK ENERGY CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: HK SECURITY ID: 716495106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Fuller | Management | For | For |
| 1.2 | Elect Director Robert G. Raynolds | Management | For | For |
| 1.3 | Elect Director Stephen P. Smiley | Management | For | For |
| 1.4 | Elect Director Christopher A. Viggiano | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PFIZER INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFE SECURITY ID: 717081103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis A. Ausiello | Management | For | For |
| 2 | Elect Director Michael S. Brown | Management | For | For |
| 3 | Elect Director M. Anthony Burns | Management | For | For |
| 4 | Elect Director Robert N. Burt | Management | For | For |
| 5 | Elect Director W. Don Cornwell | Management | For | For |
| 6 | Elect Director Frances D. Fergusson | Management | For | For |
| 7 | Elect Director William H. Gray III | Management | For | For |
| 8 | Elect Director Constance J. Horner | Management | For | For |
| 9 | Elect Director James M. Kilts | Management | For | For |
| 10 | Elect Director Jeffrey B. Kindler | Management | For | For |
| 11 | Elect Director George A. Lorch | Management | For | For |
| 12 | Elect Director John P. Mascotte | Management | For | For |
| 13 | Elect Director Suzanne Nora Johnson | Management | For | For |
| 14 | Elect Director Stephen W. Sanger | Management | For | For |
| 15 | Elect Director William C. Steere, Jr. | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Provide Right to Call Special Meeting | Management | For | Against |
| 19 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| |
|---|
PHILIP MORRIS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PM SECURITY ID: 718172109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Harold Brown | Management | For | For |
| 2 | Elect Director Mathis Cabiallavetta | Management | For | For |
| 3 | Elect Director Louis C. Camilleri | Management | For | For |
| 4 | Elect Director J. Dudley Fishburn | Management | For | For |
| 5 | Elect Director Jennifer Li | Management | For | For |
| 6 | Elect Director Graham Mackay | Management | For | For |
| 7 | Elect Director Sergio Marchionne | Management | For | For |
| 8 | Elect Director Lucio A. Noto | Management | For | For |
| 9 | Elect Director Carlos Slim Helu | Management | For | For |
| 10 | Elect Director Stephen M. Wolf | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Report on Effect of Marketing Practices on the Poor | Shareholder | Against | Abstain |
| 13 | Establish Supplier Human Rights Purchasing Protocols | Shareholder | Against | Abstain |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLO RALPH LAUREN CORP.
MEETING DATE: AUG 6, 2009 |
TICKER: RL SECURITY ID: 731572103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
| 1.2 | Elect Director Joel L. Fleishman | Management | For | For |
| 1.3 | Elect Director Steven P. Murphy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRAXAIR, INC.
MEETING DATE: APR 27, 2010 |
TICKER: PX SECURITY ID: 74005P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen F. Angel | Management | For | For |
| 1.2 | Elect Director Nance K. Dicciani | Management | For | For |
| 1.3 | Elect Director Edward G. Galante | Management | For | For |
| 1.4 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.5 | Elect Director Ira D. Hall | Management | For | For |
| 1.6 | Elect Director Raymond W. LeBoeuf | Management | For | For |
| 1.7 | Elect Director Larry D. Mcvay | Management | For | For |
| 1.8 | Elect Director Wayne T. Smith | Management | For | For |
| 1.9 | Elect Director Robert L. Wood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 6, 2010 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.4 | Elect Director William C. Baker | Management | For | For |
| 1.5 | Elect Director John T. Evans | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Uri P. Harkham | Management | For | For |
| 1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.9 | Elect Director Harvey Lenkin | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.12 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.13 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: APR 28, 2010 |
TICKER: RAX SECURITY ID: 750086100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lanham Napier | Management | For | For |
| 1.2 | Elect Director George J. Still Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RADIAN GROUP INC.
MEETING DATE: MAY 12, 2010 |
TICKER: RDN SECURITY ID: 750236101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Herbert Wender | Management | For | For |
| 2 | Elect Director David C. Carney | Management | For | For |
| 3 | Elect Director Howard B. Culang | Management | For | For |
| 4 | Elect Director Stephen T. Hopkins | Management | For | For |
| 5 | Elect Director Sanford A. Ibrahim | Management | For | For |
| 6 | Elect Director James W. Jennings | Management | For | For |
| 7 | Elect Director Ronald W. Moore | Management | For | For |
| 8 | Elect Director Jan Nicholson | Management | For | For |
| 9 | Elect Director Robert W. Richards | Management | For | For |
| 10 | Elect Director Anthony W. Schweiger | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | For |
| 12 | Amend Securities Transfer Restrictions | Management | For | For |
| 13 | Adopt NOL Rights Plan (NOL Pill) | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RANGE RESOURCES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: RRC SECURITY ID: 75281A109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles L. Blackburn | Management | For | For |
| 2 | Elect Director Anthony V. Dub | Management | For | For |
| 3 | Elect Director V. Richard Eales | Management | For | For |
| 4 | Elect Director Allen Finkelson | Management | For | For |
| 5 | Elect Director James M. Funk | Management | For | For |
| 6 | Elect Director Jonathan S. Linker | Management | For | For |
| 7 | Elect Director Kevin S. McCarthy | Management | For | For |
| 8 | Elect Director John H. Pinkerton | Management | For | For |
| 9 | Elect Director Jeffrey L. Ventura | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 14, 2009 |
TICKER: RIM SECURITY ID: 760975102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Lazaridis | Management | For | For |
| 1.2 | Elect Director James Estill | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Roger Martin | Management | For | For |
| 1.5 | Elect Director John Richardson | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 14, 2009 |
TICKER: RIM SECURITY ID: CA7609751028
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Lazaridis | Management | For | For |
| 1.2 | Elect Director James Estill | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Roger Martin | Management | For | For |
| 1.5 | Elect Director John Richardson | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ROBERT HALF INTERNATIONAL INC.
MEETING DATE: MAY 6, 2010 |
TICKER: RHI SECURITY ID: 770323103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Edward W. Gibbons | Management | For | For |
| 1.3 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.4 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.5 | Elect Director Robert J. Pace | Management | For | For |
| 1.6 | Elect Director Frederick A. Richman | Management | For | For |
| 1.7 | Elect Director J. Stephen Schaub | Management | For | For |
| 1.8 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ROCKWELL AUTOMATION, INC.
MEETING DATE: FEB 2, 2010 |
TICKER: ROK SECURITY ID: 773903109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry C. Johnson | Management | For | For |
| 1.2 | Elect Director William T. McCormick, Jr. | Management | For | For |
| 1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RYLAND GROUP, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: RYL SECURITY ID: 783764103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Frecon | Management | For | For |
| 1.2 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.3 | Elect Director William L. Jews | Management | For | For |
| 1.4 | Elect Director Ned Mansour | Management | For | For |
| 1.5 | Elect Director Robert E. Mellor | Management | For | For |
| 1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
| 1.7 | Elect Director Larry T. Nicholson | Management | For | For |
| 1.8 | Elect Director Charlotte St. Martin | Management | For | For |
| 1.9 | Elect Director Robert G van Schoonenberg | Management | For | For |
| 2 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SCHERING-PLOUGH CORP.
MEETING DATE: AUG 7, 2009 |
TICKER: SGP SECURITY ID: 806605101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SPG SECURITY ID: 828806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 3 | Elect Director Larry C. Glasscock | Management | For | For |
| 4 | Elect Director Karen N. Horn, PhD | Management | For | For |
| 5 | Elect Director Allan Hubbard | Management | For | For |
| 6 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 7 | Elect Director Daniel C. Smith, PhD | Management | For | For |
| 8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SLM CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: SLM SECURITY ID: 78442P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ann Torre Bates | Management | For | For |
| 2 | Elect Director William M. Diefenderfer, III | Management | For | For |
| 3 | Elect Director Diane Suitt Gilleland | Management | For | For |
| 4 | Elect Director Earl A. Goode | Management | For | For |
| 5 | Elect Director Ronald F. Hunt | Management | For | For |
| 6 | Elect Director Albert L. Lord | Management | For | For |
| 7 | Elect Director Michael E. Martin | Management | For | For |
| 8 | Elect Director Barry A. Munitz | Management | For | For |
| 9 | Elect Director Howard H. Newman | Management | For | For |
| 10 | Elect Director A. Alexander Porter, Jr. | Management | For | For |
| 11 | Elect Director Frank C. Puleo | Management | For | For |
| 12 | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 13 | Elect Director Steven L. Shapiro | Management | For | For |
| 14 | Elect Director J. Terry Strange | Management | For | For |
| 15 | Elect Director Anthony P. Terracciano | Management | For | For |
| 16 | Elect Director Barry L. Williams | Management | For | For |
| 17 | Approve Stock Option Exchange Program | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| |
|---|
SONIC CORP.
MEETING DATE: JAN 14, 2010 |
TICKER: SONC SECURITY ID: 835451105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Clifford Hudson | Management | For | For |
| 1.2 | Elect Director Federico F. Pena | Management | For | For |
| 1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
| 1.4 | Elect Director Douglas N. Benham | Management | For | For |
| 1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Approve Stock Option Exchange Program | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST AIRLINES CO.
MEETING DATE: MAY 19, 2010 |
TICKER: LUV SECURITY ID: 844741108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David W. Biegler | Management | For | For |
| 2 | Elect Director Douglas H. Brooks | Management | For | For |
| 3 | Elect Director William H. Cunningham | Management | For | For |
| 4 | Elect Director John G. Denison | Management | For | For |
| 5 | Elect Director Travis C. Johnson | Management | For | For |
| 6 | Elect Director Gary C. Kelly | Management | For | For |
| 7 | Elect Director Nancy B. Loeffler | Management | For | For |
| 8 | Elect Director John T. Montford | Management | For | For |
| 9 | Elect Director Daniel D. Villanueva | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ST. JUDE MEDICAL, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: STJ SECURITY ID: 790849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stuart M. Essig | Management | For | For |
| 1.2 | Elect Director Barbara B. Hill | Management | For | For |
| 1.3 | Elect Director Michael A. Rocca | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STATE STREET CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: STT SECURITY ID: 857477103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director K. Burnes | Management | For | For |
| 2 | Elect Director P. Coym | Management | For | For |
| 3 | Elect Director P. De Saint-Aignan | Management | For | For |
| 4 | Elect Director A. Fawcett | Management | For | Against |
| 5 | Elect Director D. Gruber | Management | For | For |
| 6 | Elect Director L. Hill | Management | For | Against |
| 7 | Elect Director J. Hooley | Management | For | For |
| 8 | Elect Director R. Kaplan | Management | For | Against |
| 9 | Elect Director C. LaMantia | Management | For | For |
| 10 | Elect Director R. Logue | Management | For | For |
| 11 | Elect Director R. Sergel | Management | For | Against |
| 12 | Elect Director R. Skates | Management | For | For |
| 13 | Elect Director G. Summe | Management | For | For |
| 14 | Elect Director R. Weissman | Management | For | Against |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Report on Pay Disparity | Shareholder | Against | Against |
| |
|---|
SUMITOMO MITSUI FINANCIAL GROUP INC.
MEETING DATE: JUN 29, 2010 |
TICKER: 8316 SECURITY ID: J7771X109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 55 for Ordinary Shares | Management | For | For |
| 2 | Amend Articles to Increase Authorized Capital - Remove Provisions on Class 4 Preferred Shares to Reflect Cancellation | Management | For | For |
| 3.1 | Elect Director Teisuke Kitayama | Management | For | For |
| 3.2 | Elect Director Wataru Ohara | Management | For | For |
| 3.3 | Elect Director Hideo Shimada | Management | For | For |
| 3.4 | Elect Director Junsuke Fujii | Management | For | For |
| 3.5 | Elect Director Koichi Miyata | Management | For | For |
| 3.6 | Elect Director Yoshinori Yokoyama | Management | For | For |
| 4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
| 5 | Approve Special Payments in Connection with Abolition of Retirement Bonus System and Approve Deep Discount Stock Option Plan | Management | For | Against |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SPWRA SECURITY ID: 867652307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTECH POWER HOLDINGS CO LTD
MEETING DATE: AUG 14, 2009 |
TICKER: STP SECURITY ID: 86800C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Chairman and CEO Reports | Management | None | None |
| 2 | Amend Equity Incentive Plan Re: Shares Limit | Management | For | For |
| 3 | Amend Equity Incentive Plan Re: Term Limit | Management | For | For |
| 4 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SYNOVUS FINANCIAL CORP.
MEETING DATE: APR 22, 2010 |
TICKER: SNV SECURITY ID: 87161C105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Daniel P. Amos | Management | For | For |
| 2 | Elect Director Richard E. Anthony | Management | For | For |
| 3 | Elect Director James H. Blanchard | Management | For | For |
| 4 | Elect Director Richard Y. Bradley | Management | For | For |
| 5 | Elect Director Frank W. Brumley | Management | For | For |
| 6 | Elect Director Elizabeth W. Camp | Management | For | For |
| 7 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
| 8 | Elect Director T. Michael Goodrich | Management | For | For |
| 9 | Elect Director V. Nathaniel Hansford | Management | For | For |
| 10 | Elect Director Mason H. Lampton | Management | For | For |
| 11 | Elect Director Elizabeth C. Ogie | Management | For | For |
| 12 | Elect Director H. Lynn Page | Management | For | For |
| 13 | Elect Director J. Neal Purcell | Management | For | For |
| 14 | Elect Director Kessel D. Stelling, Jr. | Management | For | For |
| 15 | Elect Director Melvin T. Stith | Management | For | For |
| 16 | Elect Director Philip W. Tomlinson | Management | For | For |
| 17 | Elect Director William B. Turner, Jr. | Management | For | For |
| 18 | Elect Director James D. Yancey | Management | For | For |
| 19 | Increase Authorized Common Stock | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 21 | Ratify Auditors | Management | For | For |
| 22 | Broadridge Note: If you Own, in all Capacities, Less than 1,139,063 Common Shares, Please vote FOR. If you DO NOT Own, in all Capacities, Less than 1,139,063 Common Shares, Please vote AGAINST | Management | None | Against |
| 23 | Broadridge Note: If you voted FOR item 22, Please vote FOR this item to confirm that you have read the Description of Voting Rights in Proxy and Certify that you meet Requirement to be Entitled to Ten Votes per share | Management | None | Abstain |
| |
|---|
T. ROWE PRICE GROUP, INC.
MEETING DATE: APR 14, 2010 |
TICKER: TROW SECURITY ID: 74144T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward C. Bernard | Management | For | For |
| 2 | Elect Director James T. Brady | Management | For | For |
| 3 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 4 | Elect Director Donald B. Hebb, Jr. | Management | For | For |
| 5 | Elect Director James A.C. Kennedy | Management | For | For |
| 6 | Elect Director Brian C. Rogers | Management | For | For |
| 7 | Elect Director Alfred Sommer, PHD | Management | For | For |
| 8 | Elect Director Dwight S. Taylor | Management | For | For |
| 9 | Elect Director Anne Marie Whittemore | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
TARGET CORPORATION
MEETING DATE: JUN 9, 2010 |
TICKER: TGT SECURITY ID: 87612E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Calvin Darden | Management | For | For |
| 2 | Elect Director Anne M. Mulcahy | Management | For | For |
| 3 | Elect Director Stephen W. Sanger | Management | For | For |
| 4 | Elect Director Gregg W. Steinhafel | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Declassify the Board of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement | Management | For | For |
| 8 | Amend Articles of Incorporation | Management | For | For |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TENCENT HOLDINGS LTD.
MEETING DATE: MAY 12, 2010 |
TICKER: 700 SECURITY ID: G87572148
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3a1 | Reelect Zhang Zhidong as Director | Management | For | Against |
| 3a2 | Reelect Charles St Leger Searle as Director | Management | For | Against |
| 3b | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 12, 2010 |
TICKER: TEN SECURITY ID: 880349105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Frank E. Macher | Management | For | For |
| 4 | Elect Director Hari N. Nair | Management | For | For |
| 5 | Elect Director Roger B. Porter | Management | For | For |
| 6 | Elect Director David B. Price, Jr. | Management | For | For |
| 7 | Elect Director Gregg M. Sherrill | Management | For | For |
| 8 | ElectDirector Paul T. Stecko | Management | For | For |
| 9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 10 | Elect Director Jane L. Warner | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TIME WARNER INC.
MEETING DATE: MAY 21, 2010 |
TICKER: TWX SECURITY ID: 887317303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James L. Barksdale | Management | For | For |
| 2 | Elect Director William P. Barr | Management | For | For |
| 3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
| 4 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 5 | Elect Director Frank J. Caufield | Management | For | For |
| 6 | Elect Director Robert C. Clark | Management | For | For |
| 7 | Elect Director Mathias Dopfner | Management | For | For |
| 8 | Elect Director Jessica P. Einhorn | Management | For | For |
| 9 | Elect Director Fred Hassan | Management | For | For |
| 10 | Elect Director Michael A. Miles | Management | For | For |
| 11 | Elect Director Kenneth J. Novack | Management | For | For |
| 12 | Elect Director Deborah C. Wright | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | Against |
| 15 | Provide Right to Call Special Meeting | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 17 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
TOLL BROTHERS, INC.
MEETING DATE: MAR 17, 2010 |
TICKER: TOL SECURITY ID: 889478103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zvi Barzilay | Management | For | For |
| 1.2 | Elect Director Edward G. Boehne | Management | For | For |
| 1.3 | Elect Director Richard J. Braemer | Management | For | For |
| 1.4 | Elect Director Carl B. Marbach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Stock Ownership Limitations | Management | For | For |
| 4 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: OCT 8, 2009 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Management | For | For |
| 2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Management | For | For |
| 3 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
TYCO ELECTRONICS LTD.
MEETING DATE: MAR 10, 2010 |
TICKER: TEL SECURITY ID: H8912P106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Pierre Brondeau as Director | Management | For | For |
| 1.2 | Reelect Ram Charan as Director | Management | For | For |
| 1.3 | Reelect Juergen Gromer as Director | Management | For | For |
| 1.4 | Reelect Robert Hernandez as Director | Management | For | For |
| 1.5 | Reelect Thomas Lynch as Director | Management | For | For |
| 1.6 | Reelect Daniel Phelan as Director | Management | For | For |
| 1.7 | Reelect Frederic Poses as Director | Management | For | For |
| 1.8 | Reelect Lawrence Smith as Director | Management | For | For |
| 1.9 | Reelect Paula Sneed as Director | Management | For | For |
| 1.10 | Reelect David Steiner as Director | Management | For | For |
| 1.11 | Reelect John Van Scoter as Director | Management | For | For |
| 2.1 | Accept Annual Report for Fiscal 2008/2009 | Management | For | For |
| 2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Management | For | For |
| 3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Management | For | For |
| 4 | Approve Discharge of Board and Senior Management | Management | For | For |
| 5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Management | For | For |
| 6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Management | For | For |
| 6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Management | For | For |
| 6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Management | For | For |
| 7 | Adjourn Meeting | Management | For | Against |
| 8 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
U.S. BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: USB SECURITY ID: 902973304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
| 2 | Elect Director Y. Marc Belton | Management | For | For |
| 3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
| 4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
| 5 | Elect Director Richard K. Davis | Management | For | For |
| 6 | Elect Director Joel W. Johnson | Management | For | For |
| 7 | Elect Director Olivia F. Kirtley | Management | For | For |
| 8 | Elect Director Jerry W. Levin | Management | For | For |
| 9 | Elect Director David B. O'Maley | Management | For | For |
| 10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
| 11 | Elect Director Richard G. Reiten | Management | For | For |
| 12 | Elect Director Craig D. Schnuck | Management | For | For |
| 13 | Elect Director Patrick T. Stokes | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
UBISOFT ENTERTAINMENT SA
MEETING DATE: JUL 10, 2009 |
TICKER: UBI SECURITY ID: FR0000054470
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
| 10 | Approve Employee Stock Purchase Plan | Management | For | For |
| 11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
| 14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
ULTRA PETROLEUM CORP.
MEETING DATE: JUN 14, 2010 |
TICKER: UPL SECURITY ID: 903914109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Michael D. Watford as Director | Management | For | For |
| 1.2 | Elect W. Charles Helton as Director | Management | For | For |
| 1.3 | Elect Robert E. Rigney as Director | Management | For | For |
| 1.4 | Elect Stephen J. McDaniel as Director | Management | For | For |
| 1.5 | Elect Roger A. Brown as Director | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Provide a Report Summarizing the Environmental Impact of Hydraulic Fracturing and Potential Policies that will Outline the Reduction or Elimination of Hazards to the Environment | Shareholder | Against | Against |
| |
|---|
UNION PACIFIC CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: UNP SECURITY ID: 907818108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
| 2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
| 3 | Elect Director Thomas J. Donohue | Management | For | For |
| 4 | Elect Director Archie W. Dunham | Management | For | For |
| 5 | Elect Director Judith Richards Hope | Management | For | For |
| 6 | Elect Director Charles C. Krulak | Management | For | For |
| 7 | Elect Director Michael R. McCarthy | Management | For | For |
| 8 | Elect Director Michael W. McConnell | Management | For | For |
| 9 | Elect Director Thomas F. McLarty III | Management | For | For |
| 10 | Elect Director Steven R. Rogel | Management | For | For |
| 11 | Elect Director Jose H. Villarreal | Management | For | For |
| 12 | Elect Director James R. Young | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Require Independent Board Chairman | Shareholder | Against | Against |
| 15 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
UNITED TECHNOLOGIES CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: UTX SECURITY ID: 913017109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis R. Chenevert | Management | For | For |
| 1.2 | Elect Director John V. Faraci | Management | For | For |
| 1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
| 1.4 | Elect Director Jamie S. Gorelick | Management | For | For |
| 1.5 | Elect Director Carlos M. Gutierrez | Management | For | For |
| 1.6 | Elect Director Edward A. Kangas | Management | For | For |
| 1.7 | Elect Director Charles R. Lee | Management | For | For |
| 1.8 | Elect Director Richard D. McCormick | Management | For | For |
| 1.9 | Elect Director Harold McGraw, III | Management | For | For |
| 1.10 | Elect Director Richard B. Myers | Management | For | For |
| 1.11 | Elect Director H. Patrick Swygert | Management | For | For |
| 1.12 | Elect Director Andre Villeneuve | Management | For | For |
| 1.13 | Elect Director Christine Todd Whitman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
VERIZON COMMUNICATIONS INC.
MEETING DATE: MAY 6, 2010 |
TICKER: VZ SECURITY ID: 92343V104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard L. Carrion | Management | For | For |
| 2 | Elect Director M. Frances Keeth | Management | For | For |
| 3 | Elect Director Robert W. Lane | Management | For | For |
| 4 | Elect Director Sandra O. Moose | Management | For | For |
| 5 | Elect Director Joseph Neubauer | Management | For | For |
| 6 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 7 | Elect Director Thomas H. O'Brien | Management | For | For |
| 8 | Elect Director Clarence Otis, Jr. | Management | For | For |
| 9 | Elect Director Hugh B. Price | Management | For | For |
| 10 | Elect Director Ivan G. Seidenberg | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director John W. Snow | Management | For | For |
| 13 | Elect Director John R. Stafford | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 18 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 22 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: VRTX SECURITY ID: 92532F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Charles A. Sanders | Management | For | For |
| 1.3 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VESTAS WIND SYSTEM AS
MEETING DATE: JAN 14, 2010 |
TICKER: VWS SECURITY ID: K9773J128
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles Re: Amend Deadline for Shareholders' Right to Include Matters on Agenda of Annual General Meeting to Six Weeks | Management | For | Did Not Vote |
| 2 | Authorize Board or Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| |
|---|
VESTAS WIND SYSTEM AS
MEETING DATE: MAR 17, 2010 |
TICKER: VWS SECURITY ID: K9773J128
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Report of Board | Management | None | Did Not Vote |
| 2 | Receive and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
| 4a | Reelect Bent Carlsen as Director | Management | For | Did Not Vote |
| 4b | Reelect Torsten Rasmussen as Director | Management | For | Did Not Vote |
| 4c | Reelect Freddy Frandsen as Director | Management | For | Did Not Vote |
| 4d | Reelect Hakan Eriksson as Director | Management | For | Did Not Vote |
| 4e | Reelect Jorgen Rasmussen as Director | Management | For | Did Not Vote |
| 4f | Reelect Jorn Thomsen as Director | Management | For | Did Not Vote |
| 4g | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
| 4h | Reelect Ola Rollen as Director | Management | For | Did Not Vote |
| 5 | Ratify PricewaterhouseCoopers as Auditor | Management | For | Did Not Vote |
| 6.1 | Amend Articles Re: Right to Convene an Extraordinary General Meeting; Notification and Documents Pertaining to General Meeting; Stipulate Record Date and Availability of Admission Cards; Editorial Changes | Management | For | Did Not Vote |
| 6.2 | Amend Articles Re: Information Contained in Notice to General Meeting; Voting Rights by Proxy and Correspondence; Editorial Changes | Management | For | Did Not Vote |
| 6.3 | Amend Articles Re: Delete Secondary Company Name | Management | For | Did Not Vote |
| 6.4 | Amend Articles Re: Delete Reference to Company Address | Management | For | Did Not Vote |
| 6.5 | Amend Articles Re: Change Name of Company's Share Registrar | Management | For | Did Not Vote |
| 6.6 | Amend Articles Re: Delete Board's Authorization to Cancel Unregistered Shares | Management | For | Did Not Vote |
| 6.7 | Approve Creation of DKK 20.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
| 6.8 | Extend Authorization to Issue 1.8 Million Shares to Employees Until May 1, 2011 | Management | For | Did Not Vote |
| 6.9 | Extend Authorization to Issue Warrants to Key Employees Until May 1, 2011; Extend Authorization to Increase Share Capital by up to DKK 368,000 to Guarantee Conversion Rights; Cancel Authorization to Grant Warrants to Board Members | Management | For | Did Not Vote |
| 6.10 | Approve Issuance of Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of DKK 5.00 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
| 6.11 | Amend Articles Re: Change Location of General Meeting to Central Denmark Region or Capital Region of Denmark | Management | For | Did Not Vote |
| 6.12 | Amend Articles Re: Amend Agenda of General Meeting to Clarify the Number of Auditors | Management | For | Did Not Vote |
| 6.13 | Amend Articles Re: Stipulate that General Meeting may be Held in English; Specify that Documents Pertaining to General Meeting are Available both in Danish and in English | Management | For | Did Not Vote |
| 6.14 | Amend Articles Re: Stipulate that the Corporate Language is English | Management | For | Did Not Vote |
| 6.15 | Authorize Repurchase Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
| 6.16 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board to Include Warrants | Management | For | Did Not Vote |
| 6.17 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Management | For | Did Not Vote |
| 7 | Other Business | Management | None | Did Not Vote |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
W.W. GRAINGER, INC.
MEETING DATE: APR 28, 2010 |
TICKER: GWW SECURITY ID: 384802104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Anderson | Management | For | For |
| 1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
| 1.3 | Elect Director V. Ann Hailey | Management | For | For |
| 1.4 | Elect Director William K. Hall | Management | For | For |
| 1.5 | Elect Director Stuart L. Levenick | Management | For | For |
| 1.6 | Elect Director John W. McCarter, Jr. | Management | For | For |
| 1.7 | Elect Director Neil S. Novich | Management | For | For |
| 1.8 | Elect Director Michael J. Roberts | Management | For | For |
| 1.9 | Elect Director Gary L. Rogers | Management | For | For |
| 1.10 | Elect Director James T. Ryan | Management | For | For |
| 1.11 | Elect Director E. Scott Santi | Management | For | For |
| 1.12 | Elect Director James D. Slavik | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
WAL-MART STORES, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: WMT SECURITY ID: 931142103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Aida M. Alvarez | Management | For | For |
| 2 | Elect Director James W. Breyer | Management | For | For |
| 3 | Elect Director M. Michele Burns | Management | For | For |
| 4 | Elect Director James I. Cash, Jr. | Management | For | For |
| 5 | Elect Director Roger C. Corbett | Management | For | For |
| 6 | Elect Director Douglas N. Daft | Management | For | For |
| 7 | Elect Director Michael T. Duke | Management | For | For |
| 8 | Elect Director Gregory B. Penner | Management | For | For |
| 9 | Elect Director Steven S. Reinemund | Management | For | For |
| 10 | Elect Director H. Lee Scott, Jr. | Management | For | For |
| 11 | Elect Director Arne M. Sorenson | Management | For | For |
| 12 | Elect Director Jim C. Walton | Management | For | For |
| 13 | Elect Director S. Robson Walton | Management | For | For |
| 14 | Elect Director Christopher J. Williams | Management | For | For |
| 15 | Elect Director Linda S. Wolf | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Approve Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Sharesave Plan | Management | For | For |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Report on Political Contributions | Shareholder | Against | Abstain |
| 22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 23 | Require Suppliers to Adopt CAK | Shareholder | Against | Abstain |
| 24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Shareholder | Against | Abstain |
| |
|---|
WALGREEN CO.
MEETING DATE: JAN 13, 2010 |
TICKER: WAG SECURITY ID: 931422109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven A. Davis | Management | For | For |
| 1.2 | Elect Director William C. Foote | Management | For | For |
| 1.3 | Elect Director Mark P. Frissora | Management | For | For |
| 1.4 | Elect Director Alan G. McNally | Management | For | For |
| 1.5 | Elect Director Nancy M. Schlichting | Management | For | For |
| 1.6 | Elect Director David Y. Schwartz | Management | For | For |
| 1.7 | Elect Director Alejandro Silva | Management | For | For |
| 1.8 | Elect Director James A. Skinner | Management | For | For |
| 1.9 | Elect Director Gregory D. Wasson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 5 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 6 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
WALT DISNEY COMPANY, THE
MEETING DATE: MAR 10, 2010 |
TICKER: DIS SECURITY ID: 254687106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan E. Arnold | Management | For | For |
| 2 | Elect Director John E. Bryson | Management | For | For |
| 3 | Elect Director John S. Chen | Management | For | For |
| 4 | Elect Director Judith L. Estrin | Management | For | For |
| 5 | Elect Director Robert A. Iger | Management | For | For |
| 6 | Elect Director Steven P. Jobs | Management | For | For |
| 7 | Elect Director Fred H. Langhammer | Management | For | For |
| 8 | Elect Director Aylwin B. Lewis | Management | For | For |
| 9 | Elect Director Monica C. Lozano | Management | For | For |
| 10 | Elect Director Robert W. Matschullat | Management | For | For |
| 11 | Elect Director John E. Pepper, Jr. | Management | For | For |
| 12 | Elect Director Sheryl Sandberg | Management | For | For |
| 13 | Elect Director Orin C. Smith | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Amend Omnibus Stock Plan | Management | For | Against |
| 16 | Reduce Supermajority Vote Requirement | Management | For | For |
| 17 | Reduce Supermajority Vote Requirement | Management | For | For |
| 18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Management | For | For |
| 19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Shareholder | Against | Abstain |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLPOINT, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: WLP SECURITY ID: 94973V107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Sheila P. Burke | Management | For | Against |
| 2 | Elect Director George A. Schaefer, Jr. | Management | For | Against |
| 3 | Elect Director Jackie M. Ward | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Conversion to Non-Profit Status | Shareholder | Against | Against |
| 6 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 8 | Reincorporate in Another State [from Indiana to Delaware] | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WHIRLPOOL CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: WHR SECURITY ID: 963320106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael F. Johnston | Management | For | For |
| 1.2 | Elect Director William T. Kerr | Management | For | For |
| 1.3 | Elect Director William D. Perez | Management | For | For |
| 1.4 | Elect Director Janice D. Stoney | Management | For | For |
| 1.5 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
WYETH
MEETING DATE: JUL 20, 2009 |
TICKER: WYE SECURITY ID: 983024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| 3.1 | Elect Director Robert M. Amen | Management | For | For |
| 3.2 | Elect Director Michael J. Critelli | Management | For | For |
| 3.3 | Elect Director Frances D. Fergusson | Management | For | For |
| 3.4 | Elect Director Victor F. Ganzi | Management | For | For |
| 3.5 | Elect Director Robert Langer | Management | For | For |
| 3.6 | Elect Director John P. Mascotte | Management | For | For |
| 3.7 | Elect Director Raymond J. McGuire | Management | For | For |
| 3.8 | Elect Director Mary Lake Polan | Management | For | For |
| 3.9 | Elect Director Bernard Poussot | Management | For | For |
| 3.10 | Elect Director Gary L. Rogers | Management | For | For |
| 3.11 | Elect Director John R. Torell III | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| |
|---|
YAHOO! INC.
MEETING DATE: JUN 24, 2010 |
TICKER: YHOO SECURITY ID: 984332106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol Bartz | Management | For | For |
| 2 | Elect Director Roy J. Bostock | Management | For | For |
| 3 | Elect Director Pati S. Hart | Management | For | For |
| 4 | Elect Director Eric Hippeau | Management | For | For |
| 5 | Elect Director Susan M. James | Management | For | For |
| 6 | Elect Director Vyomesh Joshi | Management | For | For |
| 7 | Elect Director Arthur H. Kern | Management | For | For |
| 8 | Elect Director Brad D. Smith | Management | For | For |
| 9 | Elect Director Gary L. Wilson | Management | For | For |
| 10 | Elect Director Jerry Yang | Management | For | For |
| 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY INTERNATIONAL REAL ESTATE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AGILE PROPERTY HOLDINGS LTD.
MEETING DATE: JUN 3, 2010 |
TICKER: 3383 SECURITY ID: G01198103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Chan Cheuk Hung as Director | Management | For | For |
| 2b | Reelect Chan Cheuk Nam as Director | Management | For | For |
| 2c | Reelect Cheung Wing Yui as Director | Management | For | For |
| 2d | Authorize Remuneration Committee to Fix Remuneration of Directors | Management | For | For |
| 3 | Approve Remuneration of Independent Non-Executive Directors | Management | For | For |
| 4 | Approve Final Dividend | Management | For | For |
| 5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
AGILE PROPERTY HOLDINGS LTD.
MEETING DATE: JUN 3, 2010 |
TICKER: 3383 SECURITY ID: G01198103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Provision of Market Customary Indemnities in Relation to the Issue of the 8.875 Percent Senior Notes Due 2017 and to the Solicitation of Consents from Holders of the 10 Percent Senior Notes Due 2016 | Management | For | For |
| |
|---|
ALLGREEN PROPERTIES LTD
MEETING DATE: APR 28, 2010 |
TICKER: A16 SECURITY ID: Y00398100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.04 Per Share | Management | For | For |
| 3 | Approve Directors' Fees of SGD 490,400 for the Year Ended Dec. 31, 2009 (2008 : SGD 404,000) | Management | For | For |
| 4 | Reelect Khor Thong Meng as Director | Management | For | Against |
| 5 | Reelect Ang Keng Lam as Director | Management | For | Against |
| 6 | Reelect Wan Fook Kong as Director | Management | For | Against |
| 7 | Reelect Jimmy Seet Keong Huat as Director | Management | For | For |
| 8 | Reappoint Foo Kon Tan Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 10 | Approve Issuance of Shares Pursuant to the Allgreen Share Option Scheme | Management | For | For |
| |
|---|
ALSTRIA OFFICE REIT-AG
MEETING DATE: JUN 16, 2010 |
TICKER: AOX SECURITY ID: D0378R100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 8 | Approve Reduction of Conditional Capital to EUR 515,625 | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 400 Million; Approve Creation of EUR 26.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Amend Articles Re: English Translation of Articles of Association | Management | For | For |
| |
|---|
BABIS VOVOS INTERNATIONAL TECHNICAL SA
MEETING DATE: JUN 30, 2010 |
TICKER: VOVOS SECURITY ID: X0281R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Income Allocation | Management | For | Did Not Vote |
| 2 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 3 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
| 4 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | Did Not Vote |
| 5 | Approve Director Remuneration for 2009 and Pre-approve Director Remuneration for 2010 | Management | For | Did Not Vote |
| 6 | Various Announcements | Management | For | Did Not Vote |
| |
|---|
BENI STABILI
MEETING DATE: MAR 29, 2010 |
TICKER: BNS SECURITY ID: T19807139
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Fix Number of Directors and Elect Directors | Management | For | Did Not Vote |
| 3 | Approve Remuneration of Directors | Management | For | Did Not Vote |
| 4 | Approve Remuneration of External Auditors | Management | For | Did Not Vote |
| 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| |
|---|
BENI STABILI
MEETING DATE: JUN 1, 2010 |
TICKER: BNS SECURITY ID: T19807139
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity without Preemptive Rights | Management | For | Did Not Vote |
| |
|---|
BIG YELLOW GROUP PLC
MEETING DATE: JUL 3, 2009 |
TICKER: BYG SECURITY ID: G1093E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect James Gibson as Director | Management | For | Against |
| 4 | Re-elect Philip Burks as Director | Management | For | Against |
| 5 | Elect Tim Clark as Director | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | Management | For | For |
| 7 | Approve Big Yellow Long Term Bonus Performance Plan | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 4,238,051 and an Additional Amount Pursuant to a Rights Issue of up to GBP 4,238,051 | Management | For | For |
| 9 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 635,708 | Management | For | For |
| 10 | Authorise 12,704,154 Ordinary Shares for Market Purchase | Management | For | For |
| 11 | Approve That a General Meeting Other Than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
BRITISH LAND COMPANY PLC, THE
MEETING DATE: JUL 10, 2009 |
TICKER: BLND SECURITY ID: G15540118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Chris Gibson-Smith as Director | Management | For | For |
| 3 | Elect Chris Grigg as Director | Management | For | For |
| 4 | Re-elect Andrew Jones as Director | Management | For | For |
| 5 | Re-elect Tim Roberts as Director | Management | For | For |
| 6 | Elect John Gildersleeve as Director | Management | For | For |
| 7 | Elect Aubrey Adams as Director | Management | For | For |
| 8 | Re-elect Robert Swannell as Director | Management | For | For |
| 9 | Re-elect Lord Turnbull as Director | Management | For | For |
| 10 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 12 | Approve Remuneration Report | Management | For | For |
| 13 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 71,016,144 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,016,144 | Management | For | For |
| 14 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,652,422 | Management | For | For |
| 15 | Authorise 85,219,373 Ordinary Shares for Market Purchase | Management | For | For |
| 16 | Authorise the Company to Hold General Meetings Other Than Annual General Meetings on Not Less Than 14 Days' Clear Notice | Management | For | For |
| 17 | Authorise the Company and its Subsidiaries to Make EU Donations to Political Parties, Independent Candidates and Political Organisations up to GBP 20,000 | Management | For | For |
| |
|---|
BRITISH LAND COMPANY PLC, THE
MEETING DATE: JUL 10, 2009 |
TICKER: BLND SECURITY ID: G15540118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Increase in Authorised Share Capital from GBP 221,750,000 to GBP 360,000,000 | Management | For | For |
| |
|---|
BRITISH LAND COMPANY PLC, THE
MEETING DATE: OCT 8, 2009 |
TICKER: BLND SECURITY ID: G15540118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Proposed Transaction | Management | For | For |
| |
|---|
BRIXTON PLC
MEETING DATE: AUG 10, 2009 |
TICKER: SGRO SECURITY ID: G15932109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Auth. Directors to Carry the Scheme into Effect; Approve Reduction and Subsequent Increase in Share Capital; Capitalise Reserves; Issue Equity with Pre-emptive Rights; Amend Articles of Association; Re-Register the Company as a Private Limited Company | Management | For | For |
| |
|---|
BRIXTON PLC
MEETING DATE: AUG 10, 2009 |
TICKER: SGRO SECURITY ID: G15932109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scheme of Arrangement Proposed to be Made Between the Company and the Holders of Scheme Shares | Management | For | For |
| |
|---|
CAPITACOMMERCIAL TRUST LTD.
MEETING DATE: APR 28, 2010 |
TICKER: C61U SECURITY ID: Y1091F107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept the Report of HSBC Institutional Trust Services Limited, Statement by CapitaCommercial Trust Management Limited, Financial Statements and Auditors' Report | Management | For | For |
| 2 | Reappoint KPMG LLP as Auditors and Authorize the Manager to Fix Their Remuneration | Management | For | For |
| 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
| 4 | Approve Issuance of Units without Preemptive Rights at a Discount of up to 20 Percent of the Weighted Average Price per Unit | Management | For | Against |
| 5 | Other Business (Voting) | Management | For | Against |
| |
|---|
CAPITAL SHOPPING CENTRES GROUP PLC
MEETING DATE: APR 7, 2010 |
TICKER: CSCG SECURITY ID: G8995Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Cancellation of Share Premium Account | Management | For | For |
| 2 | Approve Demerger of Capital & Counties | Management | For | For |
| |
|---|
CAPITALAND LIMITED
MEETING DATE: OCT 30, 2009 |
TICKER: C31 SECURITY ID: Y10923103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Public Offering of Issued Ordinary Shares Held by the Company in the Share Capital of CapitaLand Retail Ltd. | Management | For | For |
| |
|---|
CAPITALAND LIMITED
MEETING DATE: APR 16, 2010 |
TICKER: C31 SECURITY ID: Y10923103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorize Share Repurchase Program | Management | For | For |
| 2 | Approve CapitaLand Performance Share Plan 2010 | Management | For | Against |
| 3 | Approve CapitaLand Restricted Share Plan 2010 | Management | For | Against |
| |
|---|
CAPITALAND LIMITED
MEETING DATE: APR 16, 2010 |
TICKER: C31 SECURITY ID: Y10923103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final One-Tier Dividend of SGD 0.055 Per Share and a Special One-Tier Dividend of SGD 0.05 Per Share for the Year Ended December 31, 2009 | Management | For | For |
| 3 | Approve Directors' Fees of SGD 1.2 Million for the Year Ended December 31, 2009 (2008: SGD 1.1 Million) | Management | For | For |
| 4a | Reappoint Hu Tsu Tau as Director | Management | For | For |
| 4b | Reappoint Richard Edward Hale as Director | Management | For | For |
| 5a | Reelect Peter Seah Lim Huat as Director | Management | For | For |
| 5b | Reelect Liew Mun Leong as Director | Management | For | For |
| 6a | Reelect Fu Yuning as Director | Management | For | For |
| 6b | Reelect John Powell Morschel as Director | Management | For | For |
| 7 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Other Business | Management | For | Against |
| 9 | Elect Ng Kee Choe as Director | Management | For | For |
| 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| |
|---|
CASTELLUM AB
MEETING DATE: MAR 25, 2010 |
TICKER: CAST SECURITY ID: W2084X107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ragnar Lindqvist as Chairman of Meeting | Management | For | Did Not Vote |
| 2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | Did Not Vote |
| 6b | Receive Auditor's Report Regarding Compliance of the Guidelines for Executive Remuneration; Receive Chairman's and Managing Director's Review | Management | None | Did Not Vote |
| 7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 8 | Approve Allocation of Income and Dividends of SEK 3.50 per Share | Management | For | Did Not Vote |
| 9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 10 | Receive Election Committee's Report on Activities and Statement Concerning the Proposal Regarding the Board of Directors | Management | None | Did Not Vote |
| 11 | Determine Number of Members (7) and Deputy Members(0) of Board | Management | For | Did Not Vote |
| 12 | Approve Remuneration of Directors in the Amount of SEK 475,000 for Chairman and SEK 225,000 for Other Directors | Management | For | Did Not Vote |
| 13 | Reelect Jan Kvarnstrom (Chair), Per Berggren, Marianne Alexandersson, Ulla-Britt Frajdin-Hellqvist, Christer Jacobson, and Goran Linden as Directors; Elect Johan Skoglund as New Director | Management | For | Did Not Vote |
| 14 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
| 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 16 | Approve Executive Incentive Bonus Plan | Management | For | Did Not Vote |
| 17 | Authorize Repurchase of up to 10 Percent of Issued Share Capital and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| |
|---|
CENTRAL CHINA REAL ESTATE LTD
MEETING DATE: MAY 18, 2010 |
TICKER: 832 SECURITY ID: G20768100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Yan Yingchun as Director | Management | For | Against |
| 3b | Reelect Leow Juan Thong Jason as Director | Management | For | Against |
| 3c | Reelect Hu Yongmin as Director | Management | For | Against |
| 3d | Reelect Wang Shi as Director | Management | For | For |
| 3e | Reelect Xin Luo Lin as Director | Management | For | For |
| 3f | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5B | Authorize Share Repurchase Program | Management | For | For |
| 5C | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CHARTER HALL GROUP
MEETING DATE: JUN 17, 2010 |
TICKER: CHC SECURITY ID: Q2308A138
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify the Past Issuance of 121.27 Million Stapled Securities at an Issue Price of A$0.70 Each to Macquarie Group Made on March 1, 2010 | Management | For | For |
| 2 | Ratify the Past Issuance of 35.62 Million Stapled Securities at an Issue Price of A$0.70 Each to Sophisticated and Institutional Investors Made on March 1, 2010 | Management | For | For |
| |
|---|
CHINA OVERSEAS LAND & INVESTMENT LTD.
MEETING DATE: NOV 3, 2009 |
TICKER: 688 SECURITY ID: Y15004107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve JV Agreement Among China Overseas Development (Shanghai) Co., Ltd.; China State Construction and Engineering Co., Ltd.; and China State Construction No.8 Engineering Co., Ltd. in Relation to the Development of a Joint Venure Company | Management | For | For |
| |
|---|
CHINA OVERSEAS LAND & INVESTMENT LTD.
MEETING DATE: JUN 9, 2010 |
TICKER: 688 SECURITY ID: Y15004107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2a | Reelect Kong Quingping as Director | Management | For | For |
| 2b | Reelect Xiao Xiao as Director | Management | For | For |
| 2c | Reelect Dong Daping as Director | Management | For | For |
| 2d | Reelect Nip Yun Wing as Director | Management | For | For |
| 2e | Reelect Lin Xiaofeng as Director | Management | For | Against |
| 2f | Reelect Lam Kwong Siu as Director | Management | For | For |
| 2g | Reelect Wong Ying Ho, Kennedy as Director | Management | For | For |
| 3 | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Approve Final Dividend of HK$0.13 Per Share | Management | For | For |
| 5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CHINA OVERSEAS LAND & INVESTMENT LTD.
MEETING DATE: JUN 9, 2010 |
TICKER: 688 SECURITY ID: Y15004107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Connected Transaction with a Related Party and New Caps | Management | For | Against |
| |
|---|
CHINA RESOURCES LAND LTD. (FRMRLY. CHINA RESOURCES BEIJING L
MEETING DATE: AUG 28, 2009 |
TICKER: 1109 SECURITY ID: G2108Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Acquisition by the Company of the Entire Issued Share Capital of Day Rejoice Ltd. from Central New Investments Ltd. | Management | For | For |
| |
|---|
CHINA RESOURCES LAND LTD. (FRMRLY. CHINA RESOURCES BEIJING L
MEETING DATE: JUN 1, 2010 |
TICKER: 1109 SECURITY ID: G2108Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Wu Xiangdong as Director | Management | For | Against |
| 3b | Reelect Jiang Wei as Director | Management | For | Against |
| 3c | Reelect Li Fuzuo as Director | Management | For | For |
| 3d | Reelect Du Wenmin as Director | Management | For | For |
| 3e | Reelect Wang Shi as Director | Management | For | Against |
| 3f | Reelect Ma Si Hang Frederick as Director | Management | For | For |
| 3g | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
CITY DEVELOPMENTS LTD.
MEETING DATE: APR 28, 2010 |
TICKER: C09 SECURITY ID: V23130111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.08 Per Ordinary Share | Management | For | For |
| 3 | Approve Directors' Fees of SGD 306,824.66 for the Year Ended Dec. 31, 2009 (2008: SGD 308,000) and Audit Committee Fees of SGD 47,500 Per Quarter | Management | For | For |
| 4a | Reelect Kwek Leng Beng as Director | Management | For | For |
| 4b | Reelect Han Vo-Ta as Director | Management | For | For |
| 4c | Reelect Yeo Liat Kok Philip as Director | Management | For | Against |
| 5a | Reelect Chee Keng Soon as Director | Management | For | For |
| 5b | Reelect Tang See Chim as Director | Management | For | For |
| 6 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
| 8 | Approve Issuance of Shares without Preemptive Rights at a Discount Exceeding 10 Percent but not Exceeding 20 Percent of the Weighted Average Price Per Share | Management | For | Against |
| 9 | Authorize Share Repurchase Program | Management | For | Against |
| 10 | Approve Issuance of Shares and Grant of Options Pursuant to the City Developments Share Option Scheme 2001 | Management | For | Against |
| 11 | Approve Mandate for Transactions with Related Parties | Management | For | For |
| |
|---|
CITYCON OYJ
MEETING DATE: DEC 1, 2009 |
TICKER: CTY1S SECURITY ID: X1422T116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Elect Ronen Ashkenazi as Director | Management | For | Did Not Vote |
| 7 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
CITYCON OYJ
MEETING DATE: MAR 11, 2010 |
TICKER: CTY1S SECURITY ID: X1422T116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Calling the Meeting to Order | Management | None | Did Not Vote |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Receive Financial Statements and Statutory Reports; Receive Board's Report; Receive CEO's Report | Management | None | Did Not Vote |
| 7 | Receive Auditor's Report | Management | None | Did Not Vote |
| 8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9 | Approve Allocation of Income and Dividends of EUR 0.04 Per Share; Approve Distribution of EUR 0.10 Per Share from Unrestricted Equity | Management | For | Did Not Vote |
| 10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 60,000 for Vice Chair, and EUR 40,000 for Other Directors; Approve Meeting Fees | Management | For | Did Not Vote |
| 12 | Fix Number of Directors at Nine | Management | For | Did Not Vote |
| 13 | Reelect Ronen Ashkenazi, Gideon Bolotowsky, Raimo Korpinen, Tuomo Lahdesmaki, Claes Ottosson, Dor Segal, Thomas Wernink, Per-Hakan Westin, and Ariella Zochovitzky as Directors | Management | For | Did Not Vote |
| 14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 15 | Ratify Ernst and Young Oy as Auditors | Management | For | Did Not Vote |
| 16 | Amend Articles Re: Amend Method of Convening General Meetings | Management | For | Did Not Vote |
| 17 | Authorize Repurchase of up to 20 Million Issued Shares | Management | For | Did Not Vote |
| 18 | Approve Issuance of up to 150 Million Shares without Preemptive Rights | Management | For | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
CITYCON OYJ
MEETING DATE: MAY 17, 2010 |
TICKER: CTY1S SECURITY ID: X1422T116
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Call Meeting to Order | Management | None | Did Not Vote |
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 6 | Fix Number of Directors at Ten | Management | For | Did Not Vote |
| 7 | Elect Chaim Katzman as New Director | Management | For | Did Not Vote |
| 8 | Amend Articles Re: Appointment of One or Several Deputy Board Chairmen | Management | For | Did Not Vote |
| 9 | Approve Remuneration of Directors in the Amount of EUR 60,000 per Deputy Chairman | Management | For | Did Not Vote |
| 10 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
CORIO NV
MEETING DATE: APR 23, 2010 |
TICKER: CORA SECURITY ID: N2273C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 4 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 5.a | Approve Dividends of EUR 2.65 Per Share | Management | For | Did Not Vote |
| 5.b | Approve Offering Optional Dividend in Stock | Management | For | Did Not Vote |
| 6 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 7 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 8 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
| 9 | Announcement of Intended Appointment of Ben van der Klift and Francine Zijlstra to Management Board | Management | None | Did Not Vote |
| 10 | Other Business | Management | None | Did Not Vote |
| 11 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
CYRELA BRAZIL RLTY SA EMPREENDIMENTOS E PARTICIPACOES
MEETING DATE: MAY 13, 2010 |
TICKER: CYRE3 SECURITY ID: P34085103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Designate Newspapers to Publish Company Announcements | Management | For | For |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
| |
|---|
DERWENT LONDON PLC
MEETING DATE: MAY 25, 2010 |
TICKER: DLN SECURITY ID: G27300105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Robert Rayne as Director | Management | For | For |
| 5 | Re-elect Nigel George as Director | Management | For | Against |
| 6 | Re-elect Stuart Corbyn as Director | Management | For | Against |
| 7 | Re-elect Donald Newell as Director | Management | For | Against |
| 8 | Elect Damian Wisniewski as Director | Management | For | Against |
| 9 | Re-elect Simon Neathercoat as Director | Management | For | Against |
| 10 | Re-elect John Ivey as Director | Management | For | Against |
| 11 | Reappoint BDO LLP as Auditors | Management | For | For |
| 12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 15 | Authorise Market Purchase | Management | For | For |
| 16 | Adopt New Articles of Association | Management | For | For |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
DEUTSCHE WOHNEN AG
MEETING DATE: JUN 15, 2010 |
TICKER: DWNI SECURITY ID: D2046U176
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 4 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 5a | Elect Andreas Kretschmer to the Supervisory Board | Management | For | For |
| 5b | Elect Matthias Huenlein to the Supervisory Board | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Cancellation of 2008 Stock Option Plan and of Capital Pool Granting Conversion Rights | Management | For | For |
| 8 | Amend Articles Re: Convocation of, Registration for, Voting Rights Representation at, and Audio/Video Transmission of General Meeting due to New German Legislation (Transposition of EU Shareholder's Rights Directive); Board Elections and Authorizations | Management | For | For |
| |
|---|
DEXUS PROPERTY GROUP
MEETING DATE: OCT 26, 2009 |
TICKER: DXS SECURITY ID: Q3190P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Christopher T Beare as a Director of DEXUS Funds Management Ltd | Management | For | For |
| 2 | Elect John C Conde as a Director of DEXUS Funds Management Ltd | Management | For | For |
| 3 | Elect Peter B St George as a Director of DEXUS Funds Management Ltd | Management | For | For |
| 4 | Ratify the Past Issuance of 138.5 Million Stapled Securities at an Issue Price of A$0.65 Each to Certain Institutional and Sophisticated Investors Made on April 21, 2009 | Management | For | For |
| 5 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FONCIERE DES REGIONS
MEETING DATE: DEC 15, 2009 |
TICKER: FDRNV SECURITY ID: F42399109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Contribution in Kind from Predica and Diapre Un and the Resulting Share Capital Increase | Management | For | For |
| 2 | Approve Valuation of the Contributions under Item 1 | Management | For | For |
| 3 | Approve Contribution in Kind from Groupama and the Resulting Share Capital Increase | Management | For | For |
| 4 | Approve Valuation of the Contributions under Item 3 | Management | For | For |
| 5 | Approve Issuance of 46.61 million Warrants with Preemptive Rights | Management | For | For |
| 6 | Amend Articles to Reflect Changes in Capital Pursuant to the Contributions Above | Management | For | For |
| 7 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 8 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
GECINA
MEETING DATE: MAY 10, 2010 |
TICKER: GFC SECURITY ID: F4268U171
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Standard Accounting Transfers | Management | For | For |
| 4 | Approve Treatment of Losses | Management | For | For |
| 5 | Approve Allocation of Income and Dividends of EUR 4.40 per Share | Management | For | For |
| 6 | Approve Transaction with Bami Newco | Management | For | For |
| 7 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 8 | Approve Transaction with Antonio Truan | Management | For | For |
| 9 | Approve Transaction with Christophe Clamageran | Management | For | For |
| 10 | Ratify Appointment of Antonio Trueba Bustamante as Director | Management | For | Against |
| 11 | Ratify Appointment of Arcadi Calzada Salavedra as Director | Management | For | Against |
| 12 | Ratify Appointment of Philippe Donnet as Director | Management | For | Against |
| 13 | Ratify Appointment of Jacques Yves Nicol as Director | Management | For | For |
| 14 | Ratify Appointment of Helena Rivero as Director | Management | For | Against |
| 15 | Ratify Appointment of Bernard Michel as Director | Management | For | Against |
| 16 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1,921,400 for fiscal year 2009 | Management | For | For |
| 17 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1. 75 Million for fiscal year 2010 | Management | For | For |
| 18 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
| 19 | Renew Appointment of Mazars as Auditor | Management | For | For |
| 20 | Appoint Philippe Castagnac as Alternate Auditor | Management | For | For |
| 21 | Appoint Yves Nicolas as Alternate Auditor | Management | For | For |
| 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
GOODMAN GROUP (FRMRLY MACQUARIE GOODMAN GROUP LTD.)
MEETING DATE: SEP 24, 2009 |
TICKER: GMG SECURITY ID: Q4229W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Issuance of 294 Million Options Exercisable at A$0.30 Each and 255.3 Million Options Exercisable at A$.40 Each to Macquarie Bank Ltd, Macquarie Special Situations Master Fund Ltd, and China Investment Corporation | Management | For | For |
| 2 | Approve the Issuance of 5,000 Exchangeable Hybrid Securities with a Face Value of A$100,000 Each to China Investment Corporation | Management | For | For |
| |
|---|
GOODMAN GROUP (FRMRLY MACQUARIE GOODMAN GROUP LTD.)
MEETING DATE: NOV 30, 2009 |
TICKER: GMG SECURITY ID: Q4229W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Ian Ferrier as a Director | Management | For | For |
| 2 | Elect Jim Sloman as a Director | Management | For | For |
| 3 | Adopt the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 4 | Ratify the Past Issuance of 416.95 Million Stapled Securities Made on Aug. 26, 2009 and 9.46 Million Stapled Securities Made on Sep. 16, 2009 at the Issue Price of A$0.40 Each to Institutional and Other Sophisticated Investors | Management | For | For |
| 5 | Approve the Issuance Stapled Securities at an Issue Price Based on a 2.5 Percent Discount to the 15 Day Volume Weighted Average Market Price to China Investment Corporation in Lieu of Payment of a Cash Distribution Under the Exchangeable Hybrid Securities | Management | For | For |
| 6 | Approve the Company's Long Term Incentive Plan | Management | For | Against |
| 7 | Approve the Grant of Up to 8 Million Performance Rights to Gregory Goodman Under the Company's Long Term Incentive Plan | Management | For | Against |
| |
|---|
GREAT PORTLAND ESTATES PLC
MEETING DATE: JUL 9, 2009 |
TICKER: GPOR SECURITY ID: G40712179
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of 8 Pence Per Share | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Toby Courtauld as Director | Management | For | Against |
| 5 | Elect Martin Scicluna as Director | Management | For | For |
| 6 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Approve Increase in Authorised Ordinary Share Capital from GBP 68,762,594 to GBP 75,000,000 | Management | For | For |
| 9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 12,897,891 and an Additional Amount Pursuant to a Rights Issue of up to GBP 12,897,891 | Management | For | For |
| 10 | Subject to Resolution 9 Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,954,225 | Management | For | For |
| 11 | Authorise 46,870,154 Shares for Market Purchase | Management | For | For |
| 12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
HAMMERSON PLC
MEETING DATE: APR 29, 2010 |
TICKER: HMSO SECURITY ID: G4273Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect David Atkins as Director | Management | For | For |
| 4 | Re-elect David Edmonds as Director | Management | For | For |
| 5 | Re-elect Jacques Espinasse as Director | Management | For | For |
| 6 | Re-elect John Hirst as Director | Management | For | For |
| 7 | Re-elect Simon Melliss as Director | Management | For | For |
| 8 | Elect Terry Duddy as Director | Management | For | For |
| 9 | Reappoint Deloitte LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
| 13 | Authorise Market Purchase | Management | For | For |
| 14 | Authorise the Company to Call EGM with Two Weeks Notice | Management | For | For |
| 15 | Adopt New Articles of Association | Management | For | For |
| |
|---|
HANG LUNG PROPERTIES LTD
MEETING DATE: OCT 20, 2009 |
TICKER: 101 SECURITY ID: Y30166105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Ronald Joseph Arculli as Director | Management | For | For |
| 3b | Reelect Laura Lok Yee Chen as Director | Management | For | For |
| 3c | Reelect Pak Wai Liu as Director | Management | For | For |
| 3d | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HENDERSON LAND DEVELOPMENT CO. LTD.
MEETING DATE: DEC 3, 2009 |
TICKER: 12 SECURITY ID: Y31476107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Lee Shau Kee as Director | Management | For | For |
| 1b | Reelect Colin Lam Ko Yin as Director | Management | For | For |
| 1c | Reelect John Yip Ying Chee as Director | Management | For | For |
| 1d | Reelect Alexander Au Siu Kee as Director | Management | For | For |
| 1e | Reelect Fung Lee Woon King as Director | Management | For | For |
| 1f | Reelect Eddie Lau Yum Chuen as Director | Management | For | For |
| 1g | Reelect Leung Hay Man as Director | Management | For | For |
| 1h | Approve Directors' Fees and Audit Committee Members' Remuneration | Management | For | For |
| 2 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 3b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 3c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
HENDERSON LAND DEVELOPMENT CO. LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 12 SECURITY ID: Y31476107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Lee King Yue as Director | Management | For | For |
| 3b | Reelect Li Ning as Director | Management | For | For |
| 3c | Reelect Lee Tat Man as Director | Management | For | Against |
| 3d | Reelect Po-shing Woo as Director | Management | For | For |
| 3e | Reelect Gordon Kwong Che Keung as Director | Management | For | For |
| 3f | Reelect Ko Ping Keung as Director | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| 5d | Approve Increase in Authorized Share Capital from HK$5.2 Billion to HK$10 Billion by the Creation of 2.4 Billion New Shares | Management | For | For |
| |
|---|
HENDERSON LAND DEVELOPMENT CO. LTD.
MEETING DATE: JUN 1, 2010 |
TICKER: 12 SECURITY ID: Y31476107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Bonus Warrants Issue | Management | For | For |
| |
|---|
HONGKONG LAND HOLDINGS LTD.
MEETING DATE: MAY 5, 2010 |
TICKER: HKHGY SECURITY ID: G4587L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports and Declare a Final Dividend | Management | For | For |
| 2 | Reelect Lord Leach of Fairford as Director | Management | For | For |
| 3 | Reelect Dr Richard Lee as Director | Management | For | For |
| 4 | Reelect Y K Pang as Director | Management | For | For |
| 5 | Reelect James Watkins as Director | Management | For | For |
| 6 | Reelect John R Witt as Director | Management | For | For |
| 7 | Reaapoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | Against |
| 8 | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Nominal Amount of $75 Million and without Preemptive Rights up to Nominal Amount of $11.2 Million | Management | For | For |
| 9 | Authorize Share Repurchase Program | Management | For | For |
| |
|---|
HOUSING DEVELOPMENT & INFRASTRUCTURE LTD.
MEETING DATE: SEP 4, 2009 |
TICKER: 532873 SECURITY ID: Y3722J102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint W. Singh as Director | Management | For | For |
| 3 | Reappoint A.K. Gupta as Director | Management | For | For |
| 4 | Reappoint S.K. Soni as Director | Management | For | For |
| 5 | Approve Thar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $450 Million | Management | For | For |
| |
|---|
ICADE
MEETING DATE: OCT 30, 2009 |
TICKER: ICAD SECURITY ID: F4931M119
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger by Absorption of SIIC Invest | Management | For | For |
| 2 | Acknowledge Realization of Mergers | Management | For | For |
| 3 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 4 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
IGD -IMMOBILIARE GRANDE DISTRIBUZIONE
MEETING DATE: APR 22, 2010 |
TICKER: IGD SECURITY ID: T5331M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | Did Not Vote |
| 2 | Integrate Remuneration of External Auditors | Management | For | Did Not Vote |
| 3 | Elect Director | Management | For | Did Not Vote |
| 1 | Amend Convertible Bond Issuance | Management | For | Did Not Vote |
| 2 | Amend Article 22 of the Company Bylaws | Management | For | Did Not Vote |
| |
|---|
IGUATEMI EMPRESA SHOPPING CENTERS S.A
MEETING DATE: APR 28, 2010 |
TICKER: IGTA3 SECURITY ID: P5352J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income and Dividends | Management | For | For |
| 3 | Elect Fiscal Council Members | Management | For | For |
| 4 | Elect Directors | Management | For | For |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | For | Against |
| |
|---|
ING INDUSTRIAL FUND (FORMERLY HEINE INDUSTRIAL)
MEETING DATE: DEC 15, 2009 |
TICKER: IILFF SECURITY ID: Q49469101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify the Past Issuance of 324.42 Million Units at an Issue Price of A$0.48 Each to Institutional Investors Made on Nov. 18, 2009 | Management | For | For |
| |
|---|
IVG IMMOBILIEN AG (FRMLY IVG HOLDING AG)
MEETING DATE: MAY 20, 2010 |
TICKER: IVG SECURITY ID: D36953103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 4a | Reelect Detlef Bierbaum to the Supervisory Board | Management | For | For |
| 4b | Elect Wolfgang Herr to the Supervisory Board | Management | For | For |
| 4c | Elect Klaus Mueller to the Supervisory Board | Management | For | For |
| 4d | Elect Bernd Thiemann to the Supervisory Board | Management | For | For |
| 5 | Approve Remuneration System for Management Board Members | Management | For | For |
| 6 | Approve Creation of EUR 12.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 30 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 9 | Amend Corporate Purpose | Management | For | For |
| 10 | Approve Remuneration of Supervisory Board | Management | For | For |
| 11 | Amend Articles Re: Convocation of, Voting Rights Representation at, Postal Voting at, and Audio- and Video Tranmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 and for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010 | Management | For | For |
| 13 | Authorize Special Audit Re: Potential Breach of Duty by Supervisory Board Members Matthias Graf von Krockow and Detlef Bierbaum in Connection with Transactions Between Sal. Oppenheim jr. & cie. and IVG Immobilien AG | Shareholder | Against | Against |
| 14 | Appoint Special Representative to Assert Damages Claims Against Current and Former Members of the Management and Supervisory Boards For Breaches of Duty in Connection with the Airrail-Center Project | Shareholder | Against | Against |
| |
|---|
JAPAN RETAIL FUND INVESTMENT CORP.
MEETING DATE: JAN 26, 2010 |
TICKER: 8953 SECURITY ID: J27544105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Update Terminology to Reflect New Law - Increase Authorized Capital to Reflect Unit Split, and Amend Permitted Investment Types and Dividend Payout Policy, in Preparation for Merger with LaSalle Japan REIT | Management | For | For |
| 2 | Elect Executive Director | Management | For | For |
| 3.1 | Elect Supervisory Director | Management | For | For |
| 3.2 | Elect Supervisory Director | Management | For | For |
| 4 | Elect Alternate Executive Director | Management | For | For |
| 5 | Elect Alternate Supervisory Director | Management | For | For |
| |
|---|
KENEDIX INC.
MEETING DATE: MAR 30, 2010 |
TICKER: 4321 SECURITY ID: J3243N100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Increase Authorized Capital | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| 4 | Appoint External Audit Firm | Management | For | For |
| |
|---|
KERRY PROPERTIES LTD.
MEETING DATE: MAY 4, 2010 |
TICKER: 683 SECURITY ID: G52440107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Diviend | Management | For | For |
| 3a | Reelect Qian Shaohua as Director | Management | For | For |
| 3b | Reelect Chan Wai Ming, William as Director | Management | For | For |
| 3c | Reelect Ku Moon Lun as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
KLEPIERRE
MEETING DATE: APR 8, 2010 |
TICKER: LI SECURITY ID: F5396X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 4 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
| 5 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
| 6 | Reelect Bertrand de Feydeau as Supervisory Board Member | Management | For | For |
| 7 | Reelect Dominique Hoenn as Supervisory Board Member | Management | For | For |
| 8 | Reelect Vivien Levy-Garboua as Supervisory Board Member | Management | For | For |
| 9 | Ratify Appointment of Dominique Aubernon as Supervisory Board Member | Management | For | For |
| 10 | Renew Appointments of Mazars as Auditor and of Patrick de Cambourg as Alternate Auditor | Management | For | For |
| 11 | Renew Appointments of Deloitte et Associes as Auditor and of BEAS as Alternate Auditor | Management | For | For |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
KLOVERN(FRMELY ADCORE AB)
MEETING DATE: APR 20, 2010 |
TICKER: KLOV SECURITY ID: W2642U124
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Stefan Dahlbo as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 6 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | Did Not Vote |
| 8 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | Did Not Vote |
| 9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9b | Approve Allocation of Income and Dividends of SEK 1.25 per Share | Management | For | Did Not Vote |
| 9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9d | Approve April 23, 2010, as Record Date for Dividend | Management | For | Did Not Vote |
| 10 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 250,000 for Chairman, and SEK 125,000 for Other Non-Executive Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Rutger Arnhult, Stefan Dahlbo (Chairman), Gustaf Hermelin, Anna-Greta Lundh, Lars Rosvall, and Fredrik Svensson as Directors; Elect Lars-Goran Pettersson as New Director | Management | For | Did Not Vote |
| 13 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 14 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
| 15 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Other Business | Management | None | Did Not Vote |
| 17 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
LAND SECURITIES GROUP PLC
MEETING DATE: JUL 16, 2009 |
TICKER: LSGBF SECURITY ID: G5375M118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Confirm the Interim Dividends; Approve Final Dividend of 7 Pence Per Share | Management | For | For |
| 3 | Approve Remuneration Report | Management | For | For |
| 4 | Re-elect Martin Greenslade as Director | Management | For | For |
| 5 | Re-elect Francis Salway as Director | Management | For | For |
| 6 | Re-elect Michael Hussey as Director | Management | For | For |
| 7 | Re-elect Sir Stuart Rose as Director | Management | For | For |
| 8 | Re-elect Bo Lerenius as Director | Management | For | For |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 10 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,809,179 | Management | For | For |
| 12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,809,541 | Management | For | For |
| 13 | Authorise 76,190,821 Ordinary Shares for Market Purchase | Management | For | For |
| 14 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| 15 | Authorise Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 20,000, to Political Org. Other Than Political Parties up to GBP 20,000 and Incur EU Political Expenditure up to GBP 20,000 | Management | For | For |
| |
|---|
LAND SECURITIES GROUP PLC
MEETING DATE: DEC 14, 2009 |
TICKER: LSGBF SECURITY ID: G5375M118
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Scrip Dividend Program; Capitalise the Aggregate Nominal Value of New Ord. Shares in Company Out of Amount Standing to Credit of Reserves (Including Any Share Premium Account or Cap. Redemption Reserve) or Profit and Loss Account (Scrip Dividends) | Management | For | For |
| |
|---|
LINK REAL ESTATE INVESTMENT TRUST, THE
MEETING DATE: JUL 29, 2009 |
TICKER: 823 SECURITY ID: Y5281M111
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Note Financial Statements and Auditors' Reports | Management | None | None |
| 2 | Note Appointment of Auditors and Fixing of Their Remuneration | Management | None | None |
| 3 | Reelect George Kwok Lung Hongchoy as Director of the Manager | Management | For | For |
| 4a | Reelect Michael Ian Arnold as Director of the Manager | Management | For | For |
| 4b | Reelect Anthony Chow Wing Kin as Director of the Manager | Management | For | For |
| 4c | Reeect Allan Zeman as Director of the Manager | Management | For | Against |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| |
|---|
LSR GROUP
MEETING DATE: JUN 30, 2010 |
TICKER: LSRG SECURITY ID: 50218G206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Annual Report | Management | For | For |
| 2 | Approve Financial Statements | Management | For | For |
| 3 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 4 | Fix Number of Directors | Management | For | For |
| 5.1 | Elect Kirill Androsov as Director | Management | None | For |
| 5.2 | Elect IIgiz Valitov as Director | Management | None | For |
| 5.3 | Elect Dmitry Goncharov as Director | Management | None | For |
| 5.4 | Elect Vladislav Inozemtsev as Director | Management | None | For |
| 5.5 | Elect Igor Levit as Director | Management | None | For |
| 5.6 | Elect Mikhail Romanov as Director | Management | None | For |
| 5.7 | Elect Sergey Skatershchikov as Director | Management | None | For |
| 5.8 | Elect Elena Tumanova as Director | Management | None | For |
| 5.9 | Elect Olga Sheykina as Director | Management | None | For |
| 6.1 | Elect Dmitry Kutuzov as Member of Audit Commission | Management | For | For |
| 6.2 | Elect Yury Terentyev as Member of Audit Commission | Management | For | For |
| 6.3 | Elect Dmitry Trenin as Member of Audit Commission | Management | For | For |
| 7 | Ratify Auditor | Management | For | For |
| 8 | Approve New Edition of Charter | Management | For | For |
| 9 | Approve New Edition of Regulations on General Meetings | Management | For | For |
| 10 | Approve New Edition of Regulations on Board of Directors | Management | For | For |
| 11 | Approve New Edition of Regulations on Management | Management | For | For |
| 12 | Annul Regulations on General Director | Management | For | For |
| 13 | Approve Related-Party Transactions | Management | For | For |
| |
|---|
MITSUBISHI ESTATE CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 8802 SECURITY ID: J43916113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
| 2.1 | Elect Director Keiji Kimura | Management | For | For |
| 2.2 | Elect Director Nobuyuki Iizuka | Management | For | For |
| 2.3 | Elect Director Toshio Nagashima | Management | For | For |
| 2.4 | Elect Director Hiroshi Danno | Management | For | For |
| 2.5 | Elect Director Masaaki Kouno | Management | For | For |
| 2.6 | Elect Director Hiroyoshi Itou | Management | For | For |
| 2.7 | Elect Director Yutaka Yanagisawa | Management | For | For |
| 2.8 | Elect Director Hirotaka Sugiyama | Management | For | For |
| 2.9 | Elect Director Masamichi Ono | Management | For | For |
| 2.10 | Elect Director Isao Matsuhashi | Management | For | For |
| 2.11 | Elect Director Fumikatsu Tokiwa | Management | For | For |
| 2.12 | Elect Director Yasumasa Gomi | Management | For | For |
| 2.13 | Elect Director Shuu Tomioka | Management | For | For |
| 3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
MITSUI FUDOSAN CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 8801 SECURITY ID: J4509L101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
| 2 | Approve Annual Bonus Payment to Directors | Management | For | For |
| |
|---|
NEW WORLD CHINA LAND LTD.
MEETING DATE: DEC 9, 2009 |
TICKER: 917 SECURITY ID: G6493A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Cheng Kar-shing, Peter as Director | Management | For | Against |
| 3b | Reelect Fong Shing-kwong, Michael as Director | Management | For | For |
| 3c | Reelect Ngan Man-ying, Lynda as Director | Management | For | For |
| 3d | Reelect Cheng Wai-chee, Christopher as Director | Management | For | For |
| 3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
NEW WORLD DEVELOPMENT CO. LTD.
MEETING DATE: DEC 9, 2009 |
TICKER: 17 SECURITY ID: Y63084126
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Cheng Kar-Shun, Henry as Director | Management | For | Against |
| 3b | Reelect Cha Mou-Sing, Payson as Director | Management | For | Against |
| 3c | Reelect Cheng Kar-Shing, Peter as Director | Management | For | Against |
| 3d | Reelect Leung Chi-Kin, Stewart as Director | Management | For | Against |
| 3e | Reelect Chow Kwai-Cheung as Director | Management | For | Against |
| 3f | Reelect Ki Man-Fung, Leonie as Director | Management | For | Against |
| 3g | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 4 | Reappoint Joint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
NOMURA REAL ESTATE OFFICE FUND INC
MEETING DATE: JUL 27, 2009 |
TICKER: 8959 SECURITY ID: J5900B105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Update Terminology to Reflect New Law - Reflect Digitalization of Unit Certificates - Limit Number of Unitholder Representatives to Attend Unitholder Meetings to One - Allow Electronic Voting | Management | For | Against |
| 2 | Elect Executive Director | Management | For | For |
| 3 | Elect Alternate Executive Director | Management | For | For |
| 4.1 | Elect Supervisory Director | Management | For | For |
| 4.2 | Elect Supervisory Director | Management | For | For |
| 4.3 | Elect Supervisory Director | Management | For | For |
| 4.4 | Elect Supervisory Director | Management | For | For |
| |
|---|
NORWEGIAN PROPERTY ASA
MEETING DATE: FEB 3, 2010 |
TICKER: NPRO SECURITY ID: R6370J108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Chairman of Meeting | Management | None | Did Not Vote |
| 2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
| 3 | Designate Inspector(s) of Minutes of Meeting | Management | None | Did Not Vote |
| 4 | Amend Articles Re: Approve Electronic Distribution of Meeting Notice Material | Management | For | Did Not Vote |
| 5.1 | Approve Creation of NOK 22.7 Million Pool of Capital without Preemptive Rights - Cash | Management | For | Did Not Vote |
| 5.2 | Approve Creation of NOK 22.7 Million Pool of Capital without Preemptive Rights - Contribution in Kind | Management | For | Did Not Vote |
| |
|---|
ORIX JREIT INC.
MEETING DATE: MAY 28, 2010 |
TICKER: 8954 SECURITY ID: J8996L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Reflect Digitalization of Unit Certificates - Reflect Changes in Law - Amend Permitted Investment Types - Add Provisions on Electronic Voting | Management | For | For |
| 2 | Elect Executive Director | Management | For | For |
| 3 | Elect Alternate Executive Director | Management | For | For |
| 4.1 | Elect Supervisory Director | Management | For | For |
| 4.2 | Elect Supervisory Director | Management | For | For |
| 4.3 | Elect Supervisory Director | Management | For | For |
| |
|---|
PROLOGIS EUROPEAN PROPERTIES
MEETING DATE: SEP 30, 2009 |
TICKER: PEPR SECURITY ID: L7762X107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change of Corporate Form From Undertakings for Collective Investments to Investment Company with Variable Share Capital Under Form of Public Limited Company | Management | For | For |
| 2 | Adopt New By-Laws | Management | For | For |
| 3.1 | Elect ProLogis European, Represented by peter Cassells, as Management Board Member | Management | For | For |
| 3.2 | Elect Peter Cassells as Management Board Member | Management | For | For |
| 3.3 | Elect Simon Nelson as Managment Board Member | Management | For | For |
| 3.4 | Elect Gerrit-Jan Meerkerk as Management Board Member | Management | For | For |
| 3.5 | Elect Gilles Suzanne as Management Board Member | Management | For | For |
| 4.1 | Elect Geoffrey Bell to Supervisory Board as Class II Independent Board Member | Management | For | For |
| 4.2 | Elect Sylvia Toth to Supervisory Board as Class II Independent Board Member | Management | For | For |
| 4.3 | Elect Pierre Rodocanachi to Supervisory Board as Class I Independent Board Member | Management | For | For |
| 4.4 | Elect Didier Cherpitel to Supervisory Board as Class III Independent Board Member | Management | For | For |
| 4.5 | Elect Robert J. Watson to Supervisory Board as Class II ProLogis Board Member | Management | For | For |
| 4.6 | Elect Ted R. Antenucci to Supervisory Board as Class III ProLogis Board Member | Management | For | For |
| 5 | Ratify Ernst and Young as Auditors | Management | For | For |
| 6 | Approve Location of Registered Office | Management | For | For |
| 7 | Approve End of First Fiscal Year of PEPR as Dec. 31, 2009 | Management | For | For |
| |
|---|
PROLOGIS EUROPEAN PROPERTIES
MEETING DATE: SEP 30, 2009 |
TICKER: PEPR SECURITY ID: L7762X107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 8 | Change of Corporate Form from Investment Company With Variable Share Capital Under Form of Public Limited Company Into Investment Company with Fixed Share Capital Under Form of Partnership Limited By Shares | Management | For | For |
| 9 | Adopt New By-Laws | Management | For | For |
| 10 | Appoint ProLogis European as General Partner and Manager | Management | For | For |
| 11.1 | Elect Geoffrey Bell to Supervisory Board as Class II Independent Board Member | Management | For | For |
| 11.2 | Elect Sylvia Toth to Supervisory Board as Class II Independent Board Member | Management | For | For |
| 11.3 | Elect Pierre Rodocanachi to Supervisory Board as Class I Independent Board Member | Management | For | For |
| 11.4 | Elect Didier Cherpitel to Supervisory Board as Class III Independent Board Member | Management | For | For |
| 11.5 | Elect Robert J. Watson to Supervisory Board as Class II ProLogis Board Member | Management | For | For |
| 11.6 | Elect Ted R. Antenucci to Supervisory Board as Class III ProLogis Board Member | Management | For | For |
| 12 | Ratify Ernst and Young as Auditors | Management | For | For |
| 13 | Approve Location of Registered Office | Management | For | For |
| 14 | Approve End of First Fiscal Year of PEPR as Dec. 31, 2009 | Management | For | For |
| |
|---|
REALIA BUSINESS S.A.
MEETING DATE: JUN 8, 2010 |
TICKER: RLIA SECURITY ID: E8433U108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports; Approve Discharge of Directors for Fiscal Year Ended Dec. 31, 2009 | Management | For | For |
| 2 | Approve Allocation of Income for Fiscal Year 2009 | Management | For | For |
| 3 | Authorize Repurchase of Shares; Cancel Unused Part of Authorization Granted at the AGM Held on June 9, 2009 | Management | For | For |
| 4 | Approve Remuneration of Directors | Management | For | For |
| 5 | Elect External Auditors of Company and its Consolidated Group | Management | For | For |
| 6 | Receive Board Report as Mandated by Article 116 bis of the Spanish Stock Market Law | Management | None | None |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| 8 | Approve Minutes of Meeting | Management | For | For |
| |
|---|
SEGRO PLC
MEETING DATE: JUL 28, 2009 |
TICKER: SGRO SECURITY ID: G80277117
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Consolidation of Each of the Issued and Unissued Ordinary Shares of One Penny Each Into New Ordinary Shares of 10 Pence Each | Management | For | For |
| 2 | Subject to and Conditional on Passing of Resolutions 1 and 3 and Placing and Underwriting Agreement, Issue Equity with Rights up to GBP 11,904,761.90; Issue Equity without Rights up to GBP 11,904,761.90 Pursuant to Placing Agreement or Open Offer | Management | For | For |
| 3 | Approve Acquisition by the Company of the Entire Issued and to be Issued Share Capital of Brixton plc | Management | For | For |
| 4 | Subject to and Conditional on Admission of Placing and Open Offer Shares and of Ord. Shares Proposed to be Issued and Credited as Fully Paid to Brixton Shareholders, Issue Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 24,477,784 | Management | For | For |
| 5 | Subject to and Conditional on the Passing of Resolution 4, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,671,667.60 | Management | For | For |
| 6 | Subject to and Conditional on Full Admission, in Addition and Without Prejudice to the Authority Renewed in Resolution 4, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to GBP 24,477,784 Pursuant to Rights Issue | Management | For | For |
| 7 | Subject to and Conditional on Passing of Resolution 6, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to GBP 24,477,784 Pursuant to Rights Issue | Management | For | For |
| 8 | Subject to and Conditional on Full Admission, Authorise up to GBP 7,343,335.20 of the Issued Ordinary Shares for Market Purchase | Management | For | For |
| |
|---|
SINO-OCEAN LAND HOLDINGS LTD.
MEETING DATE: MAY 13, 2010 |
TICKER: 3377 SECURITY ID: Y8002N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Elect Liu Hui as Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3b | Elect Wang Xiaodong as Non-Executive Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3c | Elect Wang Xiaoguang as Executive Director and Approve Director's Remuneration | Management | For | Against |
| 3d | Reelect Chen Runfu as Executive Director and Approve Director's Remuneration | Management | For | Against |
| 3e | Reelect Han Xiaojing as Independent Non-Executive Director and Approve Director's Remuneration | Management | For | Against |
| 3f | Reelect Zhao Kang as Independent Non-Executive Director and Approve Director's Remuneration | Management | For | Against |
| 4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Amend Articles of Association | Management | For | For |
| 6a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 6b | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
| 6c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
| 6d | Approve Increase in Authorized Share Capital to HK$20 Billion | Management | For | For |
| |
|---|
SOCIETE DE LA TOUR EIFFEL
MEETING DATE: OCT 15, 2009 |
TICKER: EIFF SECURITY ID: F92245103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Aimery Langlois-Meurinne as Director | Management | For | For |
| 2 | Approve Special Dividends of EUR 2 per Share | Management | For | For |
| |
|---|
SOCIETE DE LA TOUR EIFFEL
MEETING DATE: MAY 20, 2010 |
TICKER: EIFF SECURITY ID: F92245103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Treatment of Losses | Management | For | For |
| 3 | Approve Special Dividends of EUR 2 per Share | Management | For | For |
| 4 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 110,000 | Management | For | For |
| 7 | Reelect Mark Inch as Director | Management | For | For |
| 8 | Reelect Jerome Descamps as Director | Management | For | For |
| 9 | Reelect Robert Waterland as Director | Management | For | For |
| 10 | Reelect Philippe Prouillac as Director | Management | For | For |
| 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 12 | Amend Article 12 of Bylaws Re: Age Limit for Directors | Management | For | For |
| 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and or Capitalization of Reserves up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
| 15 | Approve Issuance of Shares Without Preemptive Rights Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
| 16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
| 17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 15 Million | Management | For | For |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 13 to 15 Above | Management | For | For |
| 19 | Approve Employee Stock Purchase Plan | Management | For | Against |
| 20 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
SOHO CHINA LTD.
MEETING DATE: MAY 11, 2010 |
TICKER: 410 SECURITY ID: G82600100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Declare Final Dividend | Management | For | For |
| 3 | Reelect Pan Shiyi as Director | Management | For | For |
| 4 | Reelect Yan Yan as Director | Management | For | For |
| 5 | Reelect Ramin Khadem as Director | Management | For | For |
| 6 | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
| 7 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
| 8b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 8c | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
SONGBIRD ESTATES PLC
MEETING DATE: MAY 26, 2010 |
TICKER: SBD SECURITY ID: G8279H136
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect David Pritchard as Director | Management | For | Against |
| 3 | Elect John Botts as Director | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise EU Political Donations and Expenditure | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| |
|---|
STOCKLAND
MEETING DATE: OCT 20, 2009 |
TICKER: SGP SECURITY ID: Q8773B105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Management | None | None |
| 2 | Elect Carolyn Hewson as a Director | Management | For | For |
| 3 | Elect Terry Williamson as a Director | Management | For | For |
| 4 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 5 | Approve the Grant of 1.26 Million Performance Rights to Matthew Quinn, Managing Director, Pursuant to the Stockland Performance Rights Plan | Management | For | For |
| 6 | Ratify the Past Issuance of 42 Million Stapled Securities at an Issue Price of A$3.63 Each to Deutsche Bank AG Made on Feb. 27, 2009 | Management | For | For |
| 7 | Ratify the Past Issuance of 75 Million Stapled Securities at an Issue Price of A$2.70 Each to Professional Investors Made on May 28, 2009 | Management | For | For |
| |
|---|
SUMITOMO REALTY & DEVELOPMENT CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 8830 SECURITY ID: J77841112
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
| 2 | Appoint Statutory Auditor Naoto Enda | Management | For | For |
| 3 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
| |
|---|
SUN HUNG KAI PROPERTIES LTD.
MEETING DATE: DEC 3, 2009 |
TICKER: 16 SECURITY ID: Y82594121
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a1 | Reelect Chan Kwok-wai, Patrick as Director | Management | For | Against |
| 3a2 | Reelect Yip Dicky Peter as Director | Management | For | Against |
| 3a3 | Reelect Wong Yue-chim, Richard as Director | Management | For | Against |
| 3a4 | Reelect Cheung Kin-tung, Marvin as Director | Management | For | Against |
| 3a5 | Reelect Li Ka-cheung, Eric as Director | Management | For | For |
| 3a6 | Reelect Po-shing Woo as Director | Management | For | Against |
| 3a7 | Reelect Kwan Cheuk-yin, William as Director | Management | For | Against |
| 3a8 | Reelect Lo Chiu-chun, Clement as Director | Management | For | Against |
| 3a9 | Reelect Kwok Ping-kwong, Thomas as Director | Management | For | Against |
| 3b | Authorize Board to Fix Directors' Fees | Management | For | For |
| 4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
UNIBAIL RODAMCO SE
MEETING DATE: APR 28, 2010 |
TICKER: UL SECURITY ID: F95094110
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Statutory Reports | Management | For | For |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 3 | Approve Treatment of Losses | Management | For | For |
| 4 | Approve Transfer from Issuance Premium Account to Shareholders for an Amount of EUR 8 per Share | Management | For | For |
| 5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 6 | Reelect Frans J.G.M Cremers as Supervisory Board Member | Management | For | For |
| 7 | Reelect Francois Jaclot as Supervisory Board Member | Management | For | For |
| 8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
UNITE GROUP PLC, THE
MEETING DATE: OCT 5, 2009 |
TICKER: UTG SECURITY ID: G9283N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Authorise the Board to Issue Shares in Connection with the Placing at a Price Representing a Discount Greater than 10 Percent | Management | For | For |
| 2 | Issue of Equity or Equity-Linked Securities with and without Pre-emptive Rights up to GBP 8,204,993 in Connection with the Firm Placing and Placing and Open Offer | Management | For | For |
| |
|---|
UNITED URBAN INVESTMENT CORP.
MEETING DATE: JUN 29, 2010 |
TICKER: 8960 SECURITY ID: J9427E105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles To Reflect Changes in Law - Amend Permitted Investment Types - Increase Authorized Capital and Amend Compensation for Audit Firm and Asset Management Firm in Connection with Merger with Nippon Commercial Investment Corp. | Management | For | For |
| 2 | Elect Alternate Executive Director | Management | For | For |
| |
|---|
VASTNED RETAIL NV
MEETING DATE: APR 21, 2010 |
TICKER: VASTN SECURITY ID: N91784103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss Minutes of Previous AGM | Management | None | Did Not Vote |
| 3 | Discuss Minutes of Previous EGM | Management | None | Did Not Vote |
| 4 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 5 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 4.03 Per Share | Management | For | Did Not Vote |
| 8 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 9 | Discuss Remuneration Report | Management | None | Did Not Vote |
| 10 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 11 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 12 | Reelect W.J. Kolff to Supervisory Board | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
WESTFIELD GROUP
MEETING DATE: MAY 27, 2010 |
TICKER: WDC SECURITY ID: Q97062105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Management | None | None |
| 2 | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2009 | Management | For | For |
| 3 | Elect Frederick G Hilmer as Director | Management | For | For |
| 4 | Elect John McFarlane as Director | Management | For | For |
| 5 | Elect Judith Sloan as Director | Management | For | For |
| 6 | Elect Mark Johnson as Director | Management | For | For |
| 7 | Elect Frank P Lowy as Director | Management | For | For |
| |
|---|
WHARF (HOLDINGS) LTD.
MEETING DATE: JUN 8, 2010 |
TICKER: 4 SECURITY ID: Y8800U127
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3a | Reelect Edward K. Y. Chen as Director | Management | For | Against |
| 3b | Reelect Raymond K. F. Ch'ien as Director | Management | For | Against |
| 3c | Reelect T. Y. Ng as Director | Management | For | For |
| 4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
WIHLBORGS FASTIGHETER AB (FORMERLY WIHLBORGS SYD AB)
MEETING DATE: APR 21, 2010 |
TICKER: WIHL SECURITY ID: W9899S108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Elect Erik Paulsson as Chairman of Meeting | Management | For | Did Not Vote |
| 3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
| 4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
| 5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
| 6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
| 7 | Receive President's Report | Management | None | Did Not Vote |
| 8 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | Did Not Vote |
| 9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 9b | Approve Allocation of Income and Dividends of SEK 6.75 per Share | Management | For | Did Not Vote |
| 9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
| 9d | Determine April 26, 2010, as Record Date for Dividends | Management | For | Did Not Vote |
| 10 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
| 11 | Approve Remuneration of Directors in the Amount of SEK 220,000 for Chairman, and SEK 120,000 for Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
| 12 | Reelect Kerstin Fredriksson, Anders Jarl, Sara Karlsson, Helen Olausson, Erik Paulsson (Chair), Tommy Qvarfort, and Johan Qviberg as Directors; Elect Per-Ingemar Persson as New Director | Management | For | Did Not Vote |
| 13 | Elect of Members of Nominating Committee | Management | For | Did Not Vote |
| 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
| 16 | Approve Issuance of up to 10 Percent of Share Capital without Preemptive Rights | Management | For | Did Not Vote |
| 17 | Other Business | Management | None | Did Not Vote |
| 18 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
YANLORD LAND GROUP LTD
MEETING DATE: APR 29, 2010 |
TICKER: Z25 SECURITY ID: Y9729A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
| 2 | Declare Final Dividend of SGD 0.0168 Per Share | Management | For | For |
| 3 | Approve Directors' Fees SGD 400,000 for the Year Ended Dec. 31, 2009 (2008: SGD 400,000) | Management | For | For |
| 4a | Reelect Zhong Sheng Jian as Director | Management | For | For |
| 4b | Reelect Hong Zhi Hua as Director | Management | For | For |
| 4c | Reelect Ng Jui Ping as Director | Management | For | For |
| 5 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | Against |
| 7 | Approve Issuance of Shares without Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share | Management | For | Against |
| 8 | Approve Issuance of Shares and Grant of Options Pursuant to the Yanlord Land Group Share Option Scheme 2006 | Management | For | Against |
| 9 | Authorize Share Repurchase Program | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY LEVERAGED COMPANY STOCK FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACCO BRANDS CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ABD SECURITY ID: 00081T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.3 | Elect Director G. Thomas Hargrove | Management | For | For |
| 1.4 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.5 | Elect Director Robert J. Keller | Management | For | For |
| 1.6 | Elect Director Thomas Kroeger | Management | For | For |
| 1.7 | Elect Director Michael Norkus | Management | For | For |
| 1.8 | Elect Director Sheila Talton | Management | For | For |
| 1.9 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
AES CORPORATION, THE
MEETING DATE: APR 22, 2010 |
TICKER: AES SECURITY ID: 00130H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel W. Bodman, III | Management | For | For |
| 1.2 | Elect Director Paul Hanrahan | Management | For | For |
| 1.3 | Elect Director Tarun Khanna | Management | For | For |
| 1.4 | Elect Director John A. Koskinen | Management | For | For |
| 1.6 | Elect Director Philip Lader | Management | For | For |
| 1.7 | Elect Director Sandra O. Moose | Management | For | For |
| 1.8 | Elect Director John B. Morse, Jr. | Management | For | For |
| 1.9 | Elect Director Philip A. Odeen | Management | For | For |
| 1.10 | Elect Director Charles O. Rossotti | Management | For | For |
| 1.11 | Elect Director Sven Sandstrom | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
AIRTRAN HOLDINGS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: AAI SECURITY ID: 00949P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director Alexis P. Michas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALBEMARLE CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: ALB SECURITY ID: 012653101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Management | For | For |
| 1.2 | Elect Director R. William Ide, III | Management | For | For |
| 1.3 | Elect Director Richard L. Morrill | Management | For | For |
| 1.4 | Elect Director Jim W. Nokes | Management | For | For |
| 1.5 | Elect Director Berry W. Perry | Management | For | For |
| 1.6 | Elect Director Mark C. Rohr | Management | For | For |
| 1.7 | Elect Director John Sherman, Jr. | Management | For | For |
| 1.8 | Elect Director Charles E. Stewart | Management | For | For |
| 1.9 | Elect Director Harriett Tee Taggart | Management | For | For |
| 1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALLERGAN, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AGN SECURITY ID: 018490102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Michael R. Gallagher | Management | For | For |
| 2 | Elect Director Gavin S. Herbert | Management | For | For |
| 3 | Elect Director Dawn Hudson | Management | For | For |
| 4 | Elect Director Stephen J. Ryan, MD | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Management | For | For |
| 7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Management | For | For |
| 8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | Management | For | For |
| 9 | Amend Articles of Incorporation to Update and Simplify Provisions | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORP.
MEETING DATE: JUN 8, 2010 |
TICKER: ADS SECURITY ID: 018581108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.2 | Elect Director D. Keith Cobb | Management | For | For |
| 1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: JUL 31, 2009 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ALPHA NATURAL RESOURCES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ANR SECURITY ID: 02076X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Quillen | Management | For | For |
| 1.2 | Elect Director William J. Crowley Jr. | Management | For | For |
| 1.3 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.4 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.5 | Elect Director Glenn A. Eisenberg | Management | For | For |
| 1.6 | Elect Director John W. Fox, Jr. | Management | For | For |
| 1.7 | Elect Director P. Michael Giftos | Management | For | For |
| 1.8 | Elect Director Joel Richards, III | Management | For | For |
| 1.9 | Elect Director James F. Roberts | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN SCIENCE AND ENGINEERING, INC.
MEETING DATE: SEP 10, 2009 |
TICKER: ASEI SECURITY ID: 029429107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anthony R. Fabiano | Management | For | For |
| 1.2 | Elect Director Denis R. Brown | Management | For | For |
| 1.3 | Elect Director John A. Gordon | Management | For | For |
| 1.4 | Elect Director Hamilton W. Helmer | Management | For | For |
| 1.5 | Elect Director Ernest J. Moniz | Management | For | For |
| 1.6 | Elect Director Mark Thompson | Management | For | For |
| 1.7 | Elect Director Carl W. Vogt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: AMKR SECURITY ID: 031652100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Roger A. Carolin | Management | For | For |
| 1.3 | Elect Director Winston J. Churchill | Management | For | For |
| 1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.7 | Elect Director John F. Osborne | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMR CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AMR SECURITY ID: 001765106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robinson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
ANGLOGOLD ASHANTI LTD
MEETING DATE: MAY 7, 2010 |
TICKER: ANG SECURITY ID: 035128206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | Management | For | For |
| 2 | Reappoint Ernst & Young Inc as Auditors of the Company | Management | For | For |
| 3 | Re-elect Frank Arisman as Director | Management | For | For |
| 4 | Re-elect Wiseman Nkuhlu as Director | Management | For | For |
| 5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | Management | For | For |
| 7 | Place Authorised But Unissued Shares under Control of Directors | Management | For | For |
| 8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | Management | For | For |
| 9 | Authorise Issue of Convertible Securities | Management | For | For |
| 10 | Approve Increase in Non-executive Directors' Fees | Management | For | For |
| 11 | Approve Increase in Non-executive Directors' Fees for Board Committee Meetings | Management | For | For |
| 12 | Amend Share Incentive Scheme | Management | For | For |
| 13 | Amend Long Term Incentive Plan 2005 | Management | For | For |
| 14 | Amend Bonus Share Plan 2005 | Management | For | For |
| 15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | Management | For | For |
| 16 | Approve Remuneration Policy | Management | For | For |
| 17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
| |
|---|
ARCH CHEMICALS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ARJ SECURITY ID: 03937R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard E.Cavanagh | Management | For | For |
| 1.2 | Elect Director Douglas J. Wetmore | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 27, 2010 |
TICKER: ABG SECURITY ID: 043436104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.2 | Elect Director Philip F. Maritz | Management | For | For |
| 1.3 | Elect Director Jeffrey I. Wooley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASSURED GUARANTY LTD.
MEETING DATE: MAY 6, 2010 |
TICKER: AGO SECURITY ID: G0585R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Neil Baron as Director | Management | For | Withhold |
| 1.2 | Elect G. Lawrence Buhl as Director | Management | For | Withhold |
| 1.3 | Elect Dominic J. Frederico as Director | Management | For | Withhold |
| 2.1 | Amend Articles Re: Companies Amendment Act 2006 | Management | For | For |
| 2.2 | Amend Articles Re: Corporate Governance Amendments | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 4.1.1 | Elect Howard Albert as Subsidiary Director | Management | For | For |
| 4.1.2 | Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.3 | Elect Russell Brewer as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.4 | Elect Gary Burnet as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.5 | Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.6 | Elect Sean McCarthy as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.7 | Elect James M. Michener as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.8 | Elect Robert B. Mills as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.1.9 | Elect Kevin Pearson as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.110 | Elect Andrew Pickering as Director of Assured Guaranty Re Ltd | Management | For | For |
| 4.2 | Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re Ltd. | Management | For | For |
| 4.3 | Ratify PricewaterhouseCoopers LLP as Auditors of Asuured Guaranty Ireland Holdings Ltd. | Management | For | For |
| |
|---|
ATLAS PIPELINE PARTNERS, L.P.
MEETING DATE: JUN 15, 2010 |
TICKER: APL SECURITY ID: 049392103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AVNET, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: AVT SECURITY ID: 053807103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eleanor Baum | Management | For | For |
| 1.2 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.3 | Elect Director Lawrence W. Clarkson | Management | For | For |
| 1.4 | Elect Director Ehud Houminer | Management | For | For |
| 1.5 | Elect Director Frank R. Noonan | Management | For | For |
| 1.6 | Elect Director Ray M. Robinson | Management | For | For |
| 1.7 | Elect Director William P. Sullivan | Management | For | For |
| 1.8 | Elect Director Gary L. Tooker | Management | For | For |
| 1.9 | Elect Director Roy Vallee | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BADGER METER, INC.
MEETING DATE: APR 30, 2010 |
TICKER: BMI SECURITY ID: 056525108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald H. Dix | Management | For | For |
| 1.2 | Elect Director Thomas J. Fischer | Management | For | For |
| 1.3 | Elect Director Gale E. Klappa | Management | For | For |
| 1.4 | Elect Director Richard A. Meeusen | Management | For | For |
| 1.5 | Elect Director Andrew J. Policano | Management | For | For |
| 1.6 | Elect Director Steven J. Smith | Management | For | For |
| 1.7 | Elect Director John J. Stollenwerk | Management | For | For |
| 1.8 | Elect Director Todd J. Teske | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BALDOR ELECTRIC COMPANY
MEETING DATE: MAY 1, 2010 |
TICKER: BEZ SECURITY ID: 057741100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean A. Mauldin | Management | For | For |
| 1.2 | Elect Director R.L. Qualls | Management | For | For |
| 1.3 | Elect Director Barry K. Rogstad | Management | For | For |
| 1.4 | Elect Director Ronald E. Tucker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BALLY TECHNOLOGIES, INC
MEETING DATE: DEC 2, 2009 |
TICKER: BYI SECURITY ID: 05874B107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Robbins | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BECKMAN COULTER, INC.
MEETING DATE: APR 22, 2010 |
TICKER: BEC SECURITY ID: 075811109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Funari | Management | For | For |
| 1.2 | Elect Director Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Director William N. Kelly, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BELDEN INC.
MEETING DATE: MAY 19, 2010 |
TICKER: BDC SECURITY ID: 077454106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Aldrich | Management | For | For |
| 1.2 | Elect Director Lorne D. Bain | Management | For | For |
| 1.3 | Elect Director Lance C. Balk | Management | For | For |
| 1.4 | Elect Director Judy L. Brown | Management | For | For |
| 1.5 | Elect Director Bryan C. Cressey | Management | For | For |
| 1.6 | Elect Director Glenn Kalnasy | Management | For | For |
| 1.7 | Elect Director Mary S. McLeod | Management | For | For |
| 1.8 | Elect Director John M. Monter | Management | For | For |
| 1.9 | Elect Director Bernard G. Rethore | Management | For | For |
| 1.10 | Elect Director John S. Stroup | Management | For | For |
| |
|---|
BELL MICROPRODUCTS INC.
MEETING DATE: JUN 28, 2010 |
TICKER: BELM SECURITY ID: 078137106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BELL MICROPRODUCTS, INC.
MEETING DATE: AUG 19, 2009 |
TICKER: BELM SECURITY ID: 078137106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Donald Bell | Management | For | For |
| 2 | Elect Director Gordon A. Campbell | Management | For | For |
| 3 | Elect Director Eugene B. Chaiken | Management | For | For |
| 4 | Elect Director David M. Ernsberger | Management | For | For |
| 5 | Elect Director Edward L. Gelbach | Management | For | For |
| 6 | Elect Director Peter G. Hanelt | Management | For | For |
| 7 | Elect Director James E. Ousley | Management | For | For |
| 8 | Elect Director Mark L. Sanders | Management | For | For |
| 9 | Approve Omnibus Stock Plan | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BELO CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: BLC SECURITY ID: 080555105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Judith L. Craven, M.D. | Management | For | For |
| 1.2 | Elect Director Dealey D. Herndon | Management | For | For |
| 1.3 | Elect Director Wayne R. Sanders | Management | For | For |
| 1.4 | Elect Director McHenry T. Tichenor, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
BLACK & DECKER CORP., THE
MEETING DATE: MAR 12, 2010 |
TICKER: BDK SECURITY ID: 091797100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BOSTON SCIENTIFIC CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: BSX SECURITY ID: 101137107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John E. Abele | Management | For | For |
| 1.2 | Elect Director Katharine T. Bartlett | Management | For | For |
| 1.3 | Elect Director Bruce L. Byrnes | Management | For | For |
| 1.4 | Elect Director Nelda J. Connors | Management | For | For |
| 1.5 | Elect Director J. Raymond Elliott | Management | For | For |
| 1.6 | Elect Director Marye Anne Fox | Management | For | For |
| 1.7 | Elect Director Ray J. Groves | Management | For | For |
| 1.8 | Elect Director Ernest Mario | Management | For | For |
| 1.9 | Elect Director N.J. Nicholas, Jr. | Management | For | For |
| 1.10 | Elect Director Pete M. Nicholas | Management | For | For |
| 1.11 | Elect Director Uwe E. Reinhardt | Management | For | For |
| 1.12 | Elect Director John E. Sununu | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
BRINK'S COMPANY, THE
MEETING DATE: MAY 7, 2010 |
TICKER: BCO SECURITY ID: 109696104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul G. Boynton | Management | For | For |
| 1.2 | Elect Director Murray D. Martin | Management | For | For |
| 1.3 | Elect Director Ronald L. Turner | Management | For | For |
| 2 | Amend Deferred Compensation Plan | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
BRINK'S HOME SECURITY HOLDINGS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: CFL SECURITY ID: 109699108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CABLEVISION SYSTEMS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: CVC SECURITY ID: 12686C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Zachary W. Carter | Management | For | For |
| 1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.3 | Elect Director John R. Ryan | Management | For | Withhold |
| 1.4 | Elect Director Vincent Tese | Management | For | Withhold |
| 1.5 | Elect Director Leonard Tow | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CACI INTERNATIONAL, INC.
MEETING DATE: NOV 18, 2009 |
TICKER: CACI SECURITY ID: 127190304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan R. Bannister | Management | For | For |
| 1.2 | Elect Director Paul M. Cofoni | Management | For | For |
| 1.3 | Elect Director Gordon R. England | Management | For | For |
| 1.4 | Elect Director James S. Gilmore III | Management | For | For |
| 1.5 | Elect Director Gregory G. Johnson | Management | For | For |
| 1.6 | Elect Director Richard L. Leatherwood | Management | For | For |
| 1.7 | Elect Director J. Phillip London | Management | For | For |
| 1.8 | Elect Director James L. Pavitt | Management | For | For |
| 1.9 | Elect Director Warren R. Phillips | Management | For | For |
| 1.10 | Elect Director Charles P. Revoile | Management | For | For |
| 1.11 | Elect Director William S. Wallace | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CALLAWAY GOLF CO.
MEETING DATE: SEP 10, 2009 |
TICKER: ELY SECURITY ID: 131193104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| |
|---|
CALLAWAY GOLF COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: ELY SECURITY ID: 131193104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George Fellows | Management | For | For |
| 1.2 | Elect Director Samuel H. Armacost | Management | For | Withhold |
| 1.3 | Elect Director Ronald S. Beard | Management | For | Withhold |
| 1.4 | Elect Director John C. Cushman, III | Management | For | Withhold |
| 1.5 | Elect Director Yotaro Kobayashi | Management | For | For |
| 1.6 | Elect Director John F. Lundgren | Management | For | For |
| 1.7 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
| 1.8 | Elect Director Richard L. Rosenfield | Management | For | Withhold |
| 1.9 | Elect Director Anthony S. Thornley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CALPINE CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: CPN SECURITY ID: 131347304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Cassidy | Management | For | For |
| 1.2 | Elect Director Jack A. Fusco | Management | For | For |
| 1.3 | Elect Director Robert C. Hinckley | Management | For | For |
| 1.4 | Elect Director David C. Merritt | Management | For | For |
| 1.5 | Elect Director W. Benjamin Moreland | Management | For | For |
| 1.6 | Elect Director Robert A. Mosbacher, Jr. | Management | For | For |
| 1.7 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.8 | Elect Director William J. Patterson | Management | For | For |
| 1.9 | Elect Director J. Stuart Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 14, 2010 |
TICKER: CSL SECURITY ID: 142339100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Robin S. Callahan | Management | For | For |
| 3 | Elect Director David A. Roberts | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CARRIAGE SERVICES, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CSV SECURITY ID: 143905107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Vincent D. Foster | Management | For | For |
| 1.2 | Elect Director L. William Heiligbrodt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CENVEO, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CVO SECURITY ID: 15670S105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert G. Burton, Sr. | Management | For | For |
| 1.2 | Elect Director Gerald S. Armstrong | Management | For | For |
| 1.3 | Elect Director Leonard C. Green | Management | For | For |
| 1.4 | Elect Director Dr. Mark J. Griffin | Management | For | For |
| 1.5 | Elect Director Robert B. Obernier | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CERNER CORPORATION
MEETING DATE: MAY 28, 2010 |
TICKER: CERN SECURITY ID: 156782104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald E Bisbee Jr. | Management | For | For |
| 1.2 | Elect Director Linda M. Dillman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
CHARMING SHOPPES, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: CHRS SECURITY ID: 161133103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Arnaud Ajdler | Management | For | For |
| 1.2 | Elect Director Michael C. Appel | Management | For | For |
| 1.3 | Elect Director Richard W. Bennet, III | Management | For | For |
| 1.4 | Elect Director James P. Fogarty | Management | For | For |
| 1.5 | Elect Director Michael Goldstein | Management | For | For |
| 1.6 | Elect Director Katherine M. Hudson | Management | For | For |
| 1.7 | Elect Director Bruce J. Klatsky | Management | For | For |
| 1.8 | Elect Director Alan Rosskamm | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CINEMARK HOLDINGS, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CNK SECURITY ID: 17243V102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
| 1.2 | Elect Director Lee Roy Mitchell | Management | For | For |
| 1.3 | Elect Director Raymond W. Syufy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CIT GROUP INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CIT SECURITY ID: 125581801
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director: John A. Thain | Management | For | For |
| 1.2 | Elect Director: Michael J. Embler | Management | For | For |
| 1.3 | Elect Director William M. Freeman | Management | For | For |
| 1.4 | Elect Director: Arthur B. Newman | Management | For | For |
| 1.5 | Elect Director: Daniel A. Ninivaggi | Management | For | For |
| 1.6 | Elect Director: R. Brad Oates | Management | For | For |
| 1.7 | Elect Director: Marianne Miller Parrs | Management | For | For |
| 1.8 | Elect Director: Gerald Rosenfeld | Management | For | For |
| 1.9 | Elect Director: John R. Ryan | Management | For | For |
| 1.10 | Elect Director: Seymour Sternberg | Management | For | For |
| 1.11 | Elect Director: Peter J. Tobin | Management | For | For |
| 1.12 | Elect Director: Laura S. Unger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
COACH, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: COH SECURITY ID: 189754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lew Frankfort | Management | For | For |
| 1.2 | Elect Director Susan Kropf | Management | For | For |
| 1.3 | Elect Director Gary Loveman | Management | For | For |
| 1.4 | Elect Director Ivan Menezes | Management | For | For |
| 1.5 | Elect Director Irene Miller | Management | For | For |
| 1.6 | Elect Director Michael Murphy | Management | For | For |
| 1.7 | Elect Director Jide Zeitlin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Report on Ending Use of Animal Fur in Products | Shareholder | Against | Abstain |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMCAST CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: CMCSA SECURITY ID: 20030N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S. Decker Anstrom | Management | For | For |
| 1.2 | Elect Director Kenneth J. Bacon | Management | For | For |
| 1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.4 | Elect Director Edward D. Breen | Management | For | For |
| 1.5 | Elect Director Julian A. Brodsky | Management | For | For |
| 1.6 | Elect Director Joseph J. Collins | Management | For | For |
| 1.7 | Elect Director J. Michael Cook | Management | For | For |
| 1.8 | Elect Director Gerald L. Hassell | Management | For | For |
| 1.9 | Elect Director Jeffrey A. Honickman | Management | For | For |
| 1.10 | Elect Director Brian L. Roberts | Management | For | For |
| 1.11 | Elect Director Ralph J. Roberts | Management | For | For |
| 1.12 | Elect Director Judith Rodin | Management | For | For |
| 1.13 | Elect Director Michael I. Sovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 5 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
COMMSCOPE, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CTV SECURITY ID: 203372107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd L. George | Management | For | For |
| 1.2 | Elect Director George N. Hutton | Management | For | For |
| 1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CYH SECURITY ID: 203668108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Elect Director W. Larry Cash | Management | For | For |
| 3 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CMP SECURITY ID: 20451N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Management | For | For |
| 1.2 | Elect Director Timothy R. Snider | Management | For | For |
| 1.3 | Elect Director Paul S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONOCOPHILLIPS
MEETING DATE: MAY 12, 2010 |
TICKER: COP SECURITY ID: 20825C104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Armitage | Management | For | For |
| 1.2 | Elect Director Richard H. Auchinleck | Management | For | For |
| 1.3 | Elect Director James E. Copeland, Jr. | Management | For | For |
| 1.4 | Elect Director Kenneth M. Duberstein | Management | For | For |
| 1.5 | Elect Director Ruth R. Harkin | Management | For | For |
| 1.6 | Elect Director Harold W. Mcgraw III | Management | For | For |
| 1.7 | Elect Director James J. Mulva | Management | For | For |
| 1.8 | Elect Director Robert A. Niblock | Management | For | For |
| 1.9 | Elect Director Harald J. Norvik | Management | For | For |
| 1.10 | Elect Director William K. Reilly | Management | For | For |
| 1.11 | Elect Director Bobby S. Shackouls | Management | For | For |
| 1.12 | Elect Director Victoria J. Tschinkel | Management | For | For |
| 1.13 | Elect Director Kathryn C. Turner | Management | For | For |
| 1.14 | Elect Director William E. Wade, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Board Risk Management Oversight | Shareholder | Against | Against |
| 4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 5 | Report on Environmental Impact of Oil Sands Operations in Canada | Shareholder | Against | Abstain |
| 6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Shareholder | Against | Abstain |
| 7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
| 8 | Adopt Goals to Reduce Emission of TRI Chemicals | Shareholder | Against | Abstain |
| 9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| 10 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
CONSOL ENERGY INC.
MEETING DATE: MAY 4, 2010 |
TICKER: CNX SECURITY ID: 20854P109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Whitmire | Management | For | For |
| 1.2 | Elect Director J. Brett Harvey | Management | For | For |
| 1.3 | Elect Director James E. Altmeyer, Sr. | Management | For | For |
| 1.4 | Elect Director Philip W. Baxter | Management | For | For |
| 1.5 | Elect Director William E. Davis | Management | For | For |
| 1.6 | Elect Director Raj K. Gupta | Management | For | For |
| 1.7 | Elect Director Patricia A. Hammick | Management | For | For |
| 1.8 | Elect Director David C. Hardesty, Jr. | Management | For | For |
| 1.9 | Elect Director John T. Mills | Management | For | For |
| 1.10 | Elect Director William P. Powell | Management | For | For |
| 1.11 | Elect Director Joseph T. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CORN PRODUCTS INTERNATIONAL, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: CPO SECURITY ID: 219023108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ilene S. Gordon | Management | For | Withhold |
| 1.2 | Elect Director Karen L. Hendricks | Management | For | Withhold |
| 1.3 | Elect Director Barbara A. Klein | Management | For | Withhold |
| 1.4 | Elect Director Dwayne A. Wilson | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CROWN CASTLE INTERNATIONAL CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: CCI SECURITY ID: 228227104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward C. Hutcheson, Jr | Management | For | For |
| 1.2 | Elect Director J. Landis Martin | Management | For | For |
| 1.3 | Elect Director W. Benjamin Moreland | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CUMMINS INC.
MEETING DATE: MAY 11, 2010 |
TICKER: CMI SECURITY ID: 231021106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert J. Bernhard | Management | For | For |
| 2 | Elect Director Franklin R. Chang-Diaz | Management | For | For |
| 3 | Elect Director Robert K. Herdman | Management | For | For |
| 4 | Elect Director Alexis M. Herman | Management | For | For |
| 5 | Elect Director N. Thomas Linebarger | Management | For | For |
| 6 | Elect Director William I. Miller | Management | For | For |
| 7 | Elect Director Georgia R. Nelson | Management | For | For |
| 8 | Elect Director Theodore M. Solso | Management | For | For |
| 9 | Elect Director Carl Ware | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 14, 2010 |
TICKER: CY SECURITY ID: 232806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel Mccranie | Management | For | For |
| 1.7 | Elect Director Evert Van De Ven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DAIMLER AG
MEETING DATE: APR 14, 2010 |
TICKER: DAI SECURITY ID: D1668R123
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 3 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Remuneration System for Management Board Members | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
| 8 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
| 9 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 10 | Amend Articles Re: Board-Related | Management | For | For |
| 11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 500 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| |
|---|
DARLING INTERNATIONAL INC.
MEETING DATE: MAY 11, 2010 |
TICKER: DAR SECURITY ID: 237266101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Randall C. Stuewe | Management | For | For |
| 2 | Elect Director O. Thomas Albrecht | Management | For | For |
| 3 | Elect Director C. Dean Carlson | Management | For | For |
| 4 | Elect Director Marlyn Jorgensen | Management | For | For |
| 5 | Elect Director John D. March | Management | For | For |
| 6 | Elect Director Charles Macaluso | Management | For | For |
| 7 | Elect Director Michael Urbut | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DAVITA INC.
MEETING DATE: JUN 7, 2010 |
TICKER: DVA SECURITY ID: 23918K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pamela M. Arway | Management | For | For |
| 2 | Elect Director Charles G. Berg | Management | For | For |
| 3 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 4 | Elect Director Paul J. Diaz | Management | For | For |
| 5 | Elect Director Peter T. Grauer | Management | For | For |
| 6 | Elect Director John M. Nehra | Management | For | For |
| 7 | Elect Director William L. Roper | Management | For | For |
| 8 | Elect Director Kent J. Thiry | Management | For | For |
| 9 | Elect Director Roger J. Valine | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
DDI CORP.
MEETING DATE: MAY 11, 2010 |
TICKER: DDIC SECURITY ID: 233162502
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Amman | Management | For | For |
| 1.2 | Elect Director Jay B. Hunt | Management | For | For |
| 1.3 | Elect Director Andrew E. Lietz | Management | For | For |
| 1.4 | Elect Director Bryant R. Riley | Management | For | For |
| 1.5 | Elect Director Steven C. Schlepp | Management | For | For |
| 1.6 | Elect Director Carl R. Vertuca Jr. | Management | For | For |
| 1.7 | Elect Director Mikel H. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEAN FOODS COMPANY
MEETING DATE: MAY 19, 2010 |
TICKER: DF SECURITY ID: 242370104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tom C. Davis | Management | For | For |
| 1.2 | Elect Director Gregg L. Engles | Management | For | For |
| 1.3 | Elect Director Jim L. Turner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: DECK SECURITY ID: 243537107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director Rex A. Licklider | Management | For | For |
| 1.3 | Elect Director John M. Gibbons | Management | For | For |
| 1.4 | Elect Director John G. Perenchio | Management | For | For |
| 1.5 | Elect Director Maureen Conners | Management | For | For |
| 1.6 | Elect Director Tore Steen | Management | For | For |
| 1.7 | Elect Director Ruth M. Owades | Management | For | For |
| 1.8 | Elect Director Karyn O. Barsa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
DELTA AIR LINES, INC.
MEETING DATE: JUN 30, 2010 |
TICKER: DAL SECURITY ID: 247361702
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard H. Anderson | Management | For | For |
| 2 | Elect Director Edward H. Bastian | Management | For | For |
| 3 | Elect Director Roy J. Bostock | Management | For | For |
| 4 | Elect Director John S. Brinzo | Management | For | For |
| 5 | Elect Director Daniel A. Carp | Management | For | For |
| 6 | Elect Director John M. Engler | Management | For | For |
| 7 | Elect Director Mickey P. Foret | Management | For | For |
| 8 | Elect Director David R. Goode | Management | For | For |
| 9 | Elect Director Paula Rosput Reynolds | Management | For | For |
| 10 | Elect Director Kenneth C. Rogers | Management | For | For |
| 11 | Elect Director Rodney E. Slater | Management | For | For |
| 12 | Elect Director Douglas M. Steenland | Management | For | For |
| 13 | Elect Director Kenneth B. Woodrow | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
DELUXE CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: DLX SECURITY ID: 248019101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
| 1.2 | Elect Director Charles A. Haggerty | Management | For | For |
| 1.3 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 1.4 | Elect Director Don J. McGrath | Management | For | For |
| 1.5 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
| 1.6 | Elect Director Neil J. Metviner | Management | For | For |
| 1.7 | Elect Director Stephen P. Nachtsheim | Management | For | For |
| 1.8 | Elect Director Mary Ann O'Dwyer | Management | For | For |
| 1.9 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.10 | Elect Director Lee J. Schram | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DOMINO'S PIZZA, INC.
MEETING DATE: APR 28, 2010 |
TICKER: DPZ SECURITY ID: 25754A201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Patrick Doyle | Management | For | For |
| 1.2 | Elect Director Gregory A. Trojan | Management | For | For |
| 1.3 | Elect Director James A. Goldman | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
DOMTAR CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: UFS SECURITY ID: 257559203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jack C. Bingleman | Management | For | For |
| 2 | Elect Director Louis P. Gignac | Management | For | For |
| 3 | Elect Director Brian M. Levitt | Management | For | For |
| 4 | Elect Director Harold H. MacKay | Management | For | For |
| 5 | Elect Director W. Henson Moore | Management | For | For |
| 6 | Elect Director Michael R. Onustock | Management | For | For |
| 7 | Elect Director Robert J. Steacy | Management | For | For |
| 8 | Elect Director William C. Stivers | Management | For | For |
| 9 | Elect Director Pamela B. Strobel | Management | For | For |
| 10 | Elect Director Richard Tan | Management | For | Against |
| 11 | Elect Director Denis Turcotte | Management | For | For |
| 12 | Elect Director John D. Williams | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
EL PASO CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: EP SECURITY ID: 28336L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Juan Carlos Braniff | Management | For | For |
| 2 | Elect Director David W. Crane | Management | For | For |
| 3 | Elect Director Douglas L. Foshee | Management | For | For |
| 4 | Elect Director Robert W. Goldman | Management | For | For |
| 5 | Elect Director Anthony W. Hall, Jr. | Management | For | For |
| 6 | Elect Director Thomas R. Hix | Management | For | For |
| 7 | Elect Director Ferrell P. McClean | Management | For | For |
| 8 | Elect Director Timothy J. Probert | Management | For | For |
| 9 | Elect Director Steven J. Shapiro | Management | For | For |
| 10 | Elect Director J. Michael Talbert | Management | For | For |
| 11 | Elect Director Robert F. Vagt | Management | For | For |
| 12 | Elect Director John L. Whitmire | Management | For | For |
| 13 | Amend Omnibus Stock Plan | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
ENERSYS
MEETING DATE: JUL 23, 2009 |
TICKER: ENS SECURITY ID: 29275Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hwan-yoon F. Chung | Management | For | For |
| 1.2 | Elect Director Arthur T. Katsaros | Management | For | For |
| 1.3 | Elect Director Gen. Robert Magnus | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENSCO INTERNATIONAL PLC
MEETING DATE: DEC 22, 2009 |
TICKER: ESV SECURITY ID: 26874Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Change State of Incorporation [from Delaware to England] | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
ENSCO PLC
MEETING DATE: MAY 25, 2010 |
TICKER: ESV SECURITY ID: 29358Q109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Thomas Kelly II as Class II Director | Management | For | For |
| 2 | Elect Rita Rodriguez as Class II Director | Management | For | For |
| 3 | Appoint KPMG LLP as US Independent Registered Public Accounting Firm for 2010 | Management | For | For |
| 4 | Appoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
| 5 | Re-approve the Ensco 2005 Cash Incentive Plan | Management | For | For |
| |
|---|
EXTERRAN HOLDINGS, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: EXH SECURITY ID: 30225X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Janet F. Clark | Management | For | For |
| 1.2 | Elect Director Ernie L. Danner | Management | For | For |
| 1.3 | Elect Director Uriel E. Dutton | Management | For | For |
| 1.4 | Elect Director Gordon T. Hall | Management | For | For |
| 1.5 | Elect Director J.W.G. Honeybourne | Management | For | For |
| 1.6 | Elect Director John E. Jackson | Management | For | For |
| 1.7 | Elect Director Mark A. McCollum | Management | For | For |
| 1.8 | Elect Director William C. Pate | Management | For | For |
| 1.9 | Elect Director Stephen M. Pazuk | Management | For | For |
| 1.10 | Elect Director Christopher T. Seaver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: FCS SECURITY ID: 303726103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles P. Carinalli | Management | For | For |
| 1.2 | Elect Director Randy W. Carson | Management | For | For |
| 1.3 | Elect Director Anthony Lear | Management | For | For |
| 1.4 | Elect Director Thomas L. Magnanti | Management | For | For |
| 1.5 | Elect Director Kevin J. Mcgarity | Management | For | For |
| 1.6 | Elect Director Bryan R. Roub | Management | For | For |
| 1.7 | Elect Director Ronald W. Shelly | Management | For | For |
| 1.8 | Elect Director Mark S. Thompson | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FERRO CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: FOE SECURITY ID: 315405100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard C. Brown | Management | For | For |
| 1.2 | Elect Director Gregory E. Hyland | Management | For | For |
| 1.3 | Elect Director Ronald P. Vargo | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Opt Out of the Ohio Control Share Acquisitions Act | Shareholder | Against | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: APR 27, 2010 |
TICKER: FNFG SECURITY ID: 33582V108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara S. Jeremiah | Management | For | For |
| 1.2 | Elect Director John R. Koelmel | Management | For | For |
| 1.3 | Elect Director George M. Philip | Management | For | For |
| 1.4 | Elect Director Louise Woerner | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 13, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: SEP 22, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: James A. Davidson | Management | For | For |
| 2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
| 3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
| 4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
| 5 | Re-election Of Director: William D. Watkins | Management | For | For |
| 6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
| 7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
| 8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
| 9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
| |
|---|
FLUOR CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: FLR SECURITY ID: 343412102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James T. Hackett | Management | For | For |
| 2 | Elect Director Kent Kresa | Management | For | For |
| 3 | Elect Director Nader H. Sultan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FMC CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: FMC SECURITY ID: 302491303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Pierre Brondeau | Management | For | For |
| 1.2 | Elect Director Dirk A. Kempthorne | Management | For | For |
| 1.3 | Elect Director Robert C. Pallash | Management | For | For |
| 1.4 | Elect Director William G. Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FOREST OIL CORPORATION
MEETING DATE: MAY 12, 2010 |
TICKER: FST SECURITY ID: 346091705
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Loren K. Carroll | Management | For | For |
| 1.2 | Elect Director Patrick R. McDonald | Management | For | For |
| 1.3 | Elect Director Raymond. I. Wilcox | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FRONTIER OIL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: FTO SECURITY ID: 35914P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Michael C. Jennings | Management | For | For |
| 1.3 | Elect Director James H. Lee | Management | For | For |
| 1.4 | Elect Director Paul B. Loyd, Jr. | Management | For | For |
| 1.5 | Elect Director Franklin Myers | Management | For | For |
| 1.6 | Elect Director Michael E. Rose | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GAMESTOP CORP.
MEETING DATE: JUN 22, 2010 |
TICKER: GME SECURITY ID: 36467W109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. Richard Fontaine | Management | For | Withhold |
| 1.2 | Elect Director Jerome L. Davis | Management | For | Withhold |
| 1.3 | Elect Director Steven R. Koonin | Management | For | Withhold |
| 1.4 | Elect Director Stephanie M. Shern | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GENCO SHIPPING & TRADING LTD
MEETING DATE: MAY 13, 2010 |
TICKER: GNK SECURITY ID: Y2685T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Nathaniel C. A. Kramer as Director | Management | For | For |
| 1.2 | Elect Mark F. Polzin as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
GENERAL CABLE CORP.
MEETING DATE: MAY 13, 2010 |
TICKER: BGC SECURITY ID: 369300108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Provide Directors Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GENERAL ELECTRIC COMPANY
MEETING DATE: APR 28, 2010 |
TICKER: GE SECURITY ID: 369604103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director W. Geoffrey Beattie | Management | For | For |
| 2 | Elect Director James I. Cash, Jr. | Management | For | For |
| 3 | Elect Director William M. Castell | Management | For | For |
| 4 | Elect Director Ann M. Fudge | Management | For | For |
| 5 | Elect Director Susan Hockfield | Management | For | For |
| 6 | Elect Director Jeffrey R. Immelt | Management | For | For |
| 7 | Elect Director Andrea Jung | Management | For | For |
| 8 | Elect Director Alan G. (A.G.) Lafley | Management | For | For |
| 9 | Elect Director Robert W. Lane | Management | For | For |
| 10 | Elect Director Ralph S. Larsen | Management | For | For |
| 11 | Elect Director Rochelle B. Lazarus | Management | For | For |
| 12 | Elect Director James J. Mulva | Management | For | For |
| 13 | Elect Director Sam Nunn | Management | For | For |
| 14 | Elect Director Roger S. Penske | Management | For | For |
| 15 | Elect Director Robert J. Swieringa | Management | For | For |
| 16 | Elect Director Douglas A. Warner III | Management | For | For |
| 17 | Ratify Auditors | Management | For | For |
| 18 | Provide for Cumulative Voting | Shareholder | Against | Against |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 20 | Require Independent Board Chairman | Shareholder | Against | Against |
| 21 | Report on Pay Disparity | Shareholder | Against | Against |
| 22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Shareholder | Against | Against |
| 23 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
GEORGIA GULF CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: GGC SECURITY ID: 373200302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark L. Noetzel | Management | For | For |
| 1.2 | Elect Director Stephen E. Macadam | Management | For | For |
| 1.3 | Elect Director David N. Weinstein | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Declassify the Board of Directors | Management | For | For |
| 4 | Reduce Supermajority Vote Requirement | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
GOODYEAR TIRE & RUBBER COMPANY, THE
MEETING DATE: APR 13, 2010 |
TICKER: GT SECURITY ID: 382550101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Boland | Management | For | For |
| 2 | Elect Director James A. Firestone | Management | For | For |
| 3 | Elect Director Robert J. Keegan | Management | For | For |
| 4 | Elect Director Richard J. Kramer | Management | For | For |
| 5 | Elect Director W. Alan McCollough | Management | For | For |
| 6 | Elect Director Denise M. Morrison | Management | For | For |
| 7 | Elect Director Rodney O'Neal | Management | For | For |
| 8 | Elect Director Shirley D. Peterson | Management | For | For |
| 9 | Elect Director Stephanie A. Streeter | Management | For | For |
| 10 | Elect Director G. Craig Sullivan | Management | For | For |
| 11 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 12 | Elect Director Michael R. Wessel | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
GRAY TELEVISION, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: GTN SECURITY ID: 389375106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Boger | Management | For | For |
| 1.2 | Elect Director Ray M. Deaver | Management | For | For |
| 1.3 | Elect Director T.L. (Gene) Elder | Management | For | For |
| 1.4 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
| 1.5 | Elect Director William E. Mayher, III | Management | For | For |
| 1.6 | Elect Director Zell B. Miller | Management | For | For |
| 1.7 | Elect Director Howell W. Newton | Management | For | For |
| 1.8 | Elect Director Hugh E. Norton | Management | For | For |
| 1.9 | Elect Director Robert S. Prather, Jr. | Management | For | For |
| 1.10 | Elect Director Harriett J. Robinson | Management | For | For |
| 1.11 | Elect Director J. Mack Robinson | Management | For | For |
| |
|---|
GREAT LAKES DREDGE & DOCK CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: GLDD SECURITY ID: 390607109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jonathan W. Berger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
H&E EQUIPMENT SERVICES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: HEES SECURITY ID: 404030108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary W. Bagley | Management | For | For |
| 1.2 | Elect Director John M. Engquist | Management | For | For |
| 1.3 | Elect Director Keith E. Alessi | Management | For | For |
| 1.4 | Elect Director Paul N. Arnold | Management | For | For |
| 1.5 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.6 | Elect Director Lawrence C. Karlson | Management | For | For |
| 1.7 | Elect Director John T. Sawyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
H.B. FULLER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: FUL SECURITY ID: 359694106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director John C. Van Roden, Jr. | Management | For | For |
| 1.2 | Director Michele Volpi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HANESBRANDS INC.
MEETING DATE: APR 27, 2010 |
TICKER: HBI SECURITY ID: 410345102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lee A. Chaden | Management | For | For |
| 1.2 | Elect Director Bobby J. Griffin | Management | For | For |
| 1.3 | Elect Director James C. Johnson | Management | For | For |
| 1.4 | Elect Director Jessica T. Mathews | Management | For | For |
| 1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
| 1.6 | Elect Director Ronald L. Nelson | Management | For | For |
| 1.7 | Elect Director Richard A. Noll | Management | For | For |
| 1.8 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.9 | Elect Director Ann E. Ziegler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: HAR SECURITY ID: 413086109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.2 | Elect Director Edward H. Meyer | Management | For | For |
| 1.3 | Elect Director Gary G. Steel | Management | For | For |
| |
|---|
HENRY SCHEIN, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: HSIC SECURITY ID: 806407102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley M Bergman | Management | For | For |
| 1.2 | Elect Director Gerald A Benjamin | Management | For | For |
| 1.3 | Elect Director James P Breslawski | Management | For | For |
| 1.4 | Elect Director Mark E Mlotek | Management | For | For |
| 1.5 | Elect Director Steven Paladino | Management | For | For |
| 1.6 | Elect Director Barry J Alperin | Management | For | For |
| 1.7 | Elect Director Paul Brons | Management | For | For |
| 1.8 | Elect Director Donald J Kabat | Management | For | For |
| 1.9 | Elect Director Philip A Laskawy | Management | For | For |
| 1.10 | Elect Director Karyn Mashima | Management | For | For |
| 1.11 | Elect Director Norman S Matthews | Management | For | For |
| 1.12 | Elect Director Bradley T Sheares, PhD | Management | For | For |
| 1.13 | Elect Director Louis W Sullivan, MD | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HERCULES OFFSHORE, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: HERO SECURITY ID: 427093109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Suzanne V. Baer | Management | For | For |
| 1.2 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.3 | Elect Director Thomas M. Hamilton | Management | For | For |
| 1.4 | Elect Director Thomas J. Madonna | Management | For | For |
| 1.5 | Elect Director Thierry Pilenko | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HERTZ GLOBAL HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HTZ SECURITY ID: 42805T105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barry H. Beracha | Management | For | For |
| 1.2 | Elect Director Brian A. Bernasek | Management | For | For |
| 1.3 | Elect Director Robert F. End | Management | For | For |
| 1.4 | Elect Director George W. Tamke | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HOSPIRA, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: HSP SECURITY ID: 441060100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Connie R. Curran | Management | For | For |
| 2 | Elect Director Heino von Prondzynski | Management | For | For |
| 3 | Elect Director Mark F. Wheeler | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: HST SECURITY ID: 44107P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roberts M. Baylis | Management | For | For |
| 1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 3 | Elect Director Terence C. Golden | Management | For | For |
| 4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 5 | Elect Director Richard E. Marriott | Management | For | For |
| 6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 7 | Elect Director Gordon H. Smith | Management | For | For |
| 8 | Elect Director W. Edward Walter | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
HOUSTON WIRE & CABLE COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: HWCC SECURITY ID: 44244K109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael T. Campbell | Management | For | For |
| 1.2 | Elect Director I. Stewart Farwell | Management | For | For |
| 1.3 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.4 | Elect Director Wilson B. Sexton | Management | For | For |
| 1.5 | Elect Director William H. Sheffield | Management | For | For |
| 1.6 | Elect Director Charles A. Sorrentino | Management | For | For |
| 1.7 | Elect Director Scott L. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INGERSOLL-RAND PLC
MEETING DATE: JUN 3, 2010 |
TICKER: IR SECURITY ID: G47791101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Ann Berzin as Director | Management | For | For |
| 1b | Elect John Bruton as Director | Management | For | For |
| 1c | Elect Jared Cohon as Director | Management | For | For |
| 1d | Elect Gary Forsee as Director | Management | For | For |
| 1e | Elect Peter Godsoe as Director | Management | For | For |
| 1f | Elect Edward Hagenlocker as Director | Management | For | For |
| 1g | Elect Constance Horner as Director | Management | For | For |
| 1h | Elect Michael Lamach as Director | Management | For | For |
| 1i | Elect Theodore Martin as Director | Management | For | For |
| 1j | Elect Orin Smith as Director | Management | For | For |
| 1k | Elect Richard Swift as Director | Management | For | For |
| 1l | Elect Tony White as Director | Management | For | For |
| 2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Management | For | For |
| 3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERNATIONAL COAL GROUP, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: ICO SECURITY ID: 45928H106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cynthia B. Bezik | Management | For | Withhold |
| 1.2 | Elect Director William J. Catacosinos | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
JA SOLAR HOLDINGS CO. LTD.
MEETING DATE: AUG 3, 2009 |
TICKER: JASO SECURITY ID: 466090107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Baofang Jin as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 3 | Reelect Huaijin Yang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 4 | Reelect Bingyan Ren as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 5 | Reelect Honghua Xu as Director and Authorize Board to Fix His Remuneration | Management | For | For |
| 6 | Elect Jian Xie as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 7 | Elect Jiqing Huang as Director and Authorize Board to Fix His Remuneration | Management | For | Against |
| 8 | Elect Hope Ni as Director and Authorize Board to Fix Her Remuneration | Management | For | Against |
| 9 | Adopt the Third Amended Restated Articles of Association to Consolidate all Amendments Made Pursuant to Special Resolutions of Shareholders Passed on June 30, 2007 and June 30, 2008 | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| |
|---|
JOHNSON CONTROLS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: JCI SECURITY ID: 478366107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Abney | Management | For | For |
| 1.2 | Elect Director Robert L. Barnett | Management | For | For |
| 1.3 | Elect Director Eugenio Clariond Reyes-Retana | Management | For | For |
| 1.4 | Elect Director Jeffrey A. Joerres | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
KEYCORP
MEETING DATE: MAY 20, 2010 |
TICKER: KEY SECURITY ID: 493267108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William G. Bares | Management | For | Withhold |
| 1.2 | Elect Director Joseph A. Carrabba | Management | For | Withhold |
| 1.3 | Elect Director Carol A. Cartwright | Management | For | Withhold |
| 1.4 | Elect Director Alexander M. Cutler | Management | For | Withhold |
| 1.5 | Elect Director Elizabeth R. Gile | Management | For | Withhold |
| 1.6 | Elect Director Ruth Ann M. Gillis | Management | For | Withhold |
| 1.7 | Elect Director Kristen L. Manos | Management | For | Withhold |
| 1.8 | Elect Director Eduardo R. Menasce | Management | For | Withhold |
| 1.9 | Elect Director Henry L. Meyer III | Management | For | Withhold |
| 1.10 | Elect Director Edward W. Stack | Management | For | Withhold |
| 1.11 | Elect Director Thomas C. Stevens | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Voting Rights of Series B Preferred Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Against |
| |
|---|
LABORATORY CORPORATION OF AMERICA HOLDINGS
MEETING DATE: MAY 12, 2010 |
TICKER: LH SECURITY ID: 50540R409
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David P. King | Management | For | For |
| 2 | Elect Director Kerrii B. Anderson | Management | For | For |
| 3 | Elect Director Jean-Luc Belingard | Management | For | For |
| 4 | Elect Director Wendy E. Lane | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
| 7 | Elect Director Arthur H. Rubenstein | Management | For | For |
| 8 | Elect Director M. Keith Weikel | Management | For | For |
| 9 | Elect Director R. Sanders Williams | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
LAS VEGAS SANDS CORP
MEETING DATE: JUN 3, 2010 |
TICKER: LVS SECURITY ID: 517834107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon G. Adelson | Management | For | For |
| 1.2 | Elect Director Irwin Chafetz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 4 | Other Business | Management | For | Against |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: LEN SECURITY ID: 526057104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Irving Bolotin | Management | For | For |
| 1.2 | Director Steven L. Gerard | Management | For | For |
| 1.3 | Director Sherrill W. Hudson | Management | For | For |
| 1.4 | Director R. Kirk Landon | Management | For | For |
| 1.5 | Director Sidney Lapidus | Management | For | For |
| 1.6 | Director Stuart A. Miller | Management | For | For |
| 1.7 | Director Donna E. Shalala | Management | For | For |
| 1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
LEVEL 3 COMMUNICATIONS, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: LVLT SECURITY ID: 52729N100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter Scott, Jr. | Management | For | For |
| 1.2 | Elect Director James Q. Crowe | Management | For | For |
| 1.3 | Elect Director R. Douglas Bradbury | Management | For | For |
| 1.4 | Elect Director Douglas C. Eby | Management | For | For |
| 1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
| 1.6 | Elect Director Richard R. Jaros | Management | For | For |
| 1.7 | Elect Director Robert E. Julian | Management | For | For |
| 1.8 | Elect Director Michael J. Mahoney | Management | For | For |
| 1.9 | Elect Director Rahul N. Merchant | Management | For | For |
| 1.10 | Elect Director Charles C. Miller, III | Management | For | For |
| 1.11 | Elect Director Arun Netravali | Management | For | For |
| 1.12 | Elect Director John T. Reed | Management | For | For |
| 1.13 | Elect Director Michael B. Yanney | Management | For | For |
| 1.14 | Elect Director Albert C. Yates | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Other Business | Management | For | Against |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: JUL 15, 2009 |
TICKER: LXRX SECURITY ID: 528872104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
LEXICON PHARMACEUTICALS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: LXRX SECURITY ID: 528872104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond Debbane | Management | For | For |
| 1.2 | Elect Director Robert J. Lefkowitz, M.D. | Management | For | For |
| 1.3 | Elect Director Alan S. Nies, M.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
LINCOLN NATIONAL CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: LNC SECURITY ID: 534187109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Avery | Management | For | For |
| 1.2 | Elect Director William H. Cunningham | Management | For | For |
| 1.3 | Elect Director William Porter Payne | Management | For | For |
| 1.4 | Elect Director Patrick S. Pittard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
MARINER ENERGY, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ME SECURITY ID: 56845T305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Crain, Jr. | Management | For | For |
| 1.2 | Elect Director John F. Greene | Management | For | For |
| 1.3 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MASCO CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: MAS SECURITY ID: 574599106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dennis W. Archer | Management | For | For |
| 2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
| 3 | Elect Director Lisa A. Payne | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Dan R. Moore | Management | For | For |
| 1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
| 4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
MERIX CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: MERX SECURITY ID: 590049102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. McCormick | Management | For | For |
| 1.2 | Elect Director Michael D. Burger | Management | For | For |
| 1.3 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.4 | Elect Director Donald D. Jobe | Management | For | For |
| 1.5 | Elect Director George H. Kerckhove | Management | For | For |
| 1.6 | Elect Director Dr. William W. Lattin | Management | For | For |
| 1.7 | Elect Director Francis Yuen Kin Pheng | Management | For | For |
| 1.8 | Elect Director Robert C. Strandberg | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
MERIX CORP.
MEETING DATE: FEB 8, 2010 |
TICKER: MERX SECURITY ID: 590049102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MIDDLEBY CORPORATION, THE
MEETING DATE: MAY 4, 2010 |
TICKER: MIDD SECURITY ID: 596278101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Selim A. Bassoul | Management | For | For |
| 2 | Elect Director Robert B. Lamb | Management | For | For |
| 3 | Elect Director Ryan Levenson | Management | For | Against |
| 4 | Elect Director John R. Miller, III | Management | For | Against |
| 5 | Elect Director Gordon O'Brien | Management | For | Against |
| 6 | Elect Director Philip G. Putnam | Management | For | For |
| 7 | Elect Director Sabin C. Streeter | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MUELLER WATER PRODUCTS, INC.,
MEETING DATE: JAN 28, 2010 |
TICKER: MWA SECURITY ID: 624758108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald N. Boyce | Management | For | Withhold |
| 1.2 | Elect Director Howard L. Clark, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Gregory E. Hyland | Management | For | Withhold |
| 1.4 | Elect Director Jerry W. Kolb | Management | For | Withhold |
| 1.5 | Elect Director Joseph B. Leonard | Management | For | Withhold |
| 1.6 | Elect Director Mark J. O'Brien | Management | For | Withhold |
| 1.7 | Elect Director Bernard G. Rethore | Management | For | Withhold |
| 1.8 | Elect Director Neil A. Springer | Management | For | Withhold |
| 1.9 | Elect Director Lydia W. Thomas | Management | For | Withhold |
| 1.10 | Elect Director Michael T. Tokarz | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NALCO HOLDING COMPANY
MEETING DATE: APR 30, 2010 |
TICKER: NLC SECURITY ID: 62985Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl M. Casale | Management | For | For |
| 1.2 | Elect Director Rodney F. Chase | Management | For | For |
| 1.3 | Elect Director Mary M. VanDeWeghe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NAVIOS MARITIME HOLDINGS INC
MEETING DATE: DEC 15, 2009 |
TICKER: NM SECURITY ID: Y62196103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Rex Harringtone as Director | Management | For | For |
| 1b | Elect Allan Shaw Director | Management | For | For |
| 1c | Elect John Stratakis as Director | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| |
|---|
NEENAH PAPER, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: NP SECURITY ID: 640079109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sean T. Erwin | Management | For | For |
| 1.2 | Elect Director Edward Grzedzinski | Management | For | For |
| 1.3 | Elect Director John F. McGovern | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NETEASE COM INC
MEETING DATE: SEP 4, 2009 |
TICKER: NTES SECURITY ID: 64110W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: William Ding | Management | For | Against |
| 2 | Re-election Of Director: Alice Cheng | Management | For | For |
| 3 | Re-election Of Director: Denny Lee | Management | For | Against |
| 4 | Re-election Of Director: Joseph Tong | Management | For | For |
| 5 | Re-election Of Director: Lun Feng | Management | For | Against |
| 6 | Re-election Of Director: Michael Leung | Management | For | For |
| 7 | Re-election Of Director: Michael Tong | Management | For | Against |
| 8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
| |
|---|
NEWELL RUBBERMAID INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NWL SECURITY ID: 651229106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Scott S. Cowen | Management | For | For |
| 2 | Elect Director Cynthia A. Montgomery | Management | For | For |
| 3 | Elect Director Michael B. Polk | Management | For | For |
| 4 | Elect Director Michael A. Todman | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
NEXEN INC.
MEETING DATE: APR 27, 2010 |
TICKER: NXY SECURITY ID: 65334H102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect W.B. Berry as Director | Management | For | For |
| 1.2 | Elect R.G. Bertram as Director | Management | For | For |
| 1.3 | Elect D.G. Flanagan as Director | Management | For | For |
| 1.4 | Elect S.B. Jackson as Director | Management | For | For |
| 1.5 | Elect K.J. Jenkins as Director | Management | For | For |
| 1.6 | Elect A.A. McLellan as Director | Management | For | For |
| 1.7 | Elect E.P. Newell as Director | Management | For | For |
| 1.8 | Elect T.C. O?Neill as Director | Management | For | For |
| 1.9 | Elect M.F. Romanow as Director | Management | For | For |
| 1.10 | Elect F.M. Saville as Director | Management | For | For |
| 1.11 | Elect J.M. Willson as Director | Management | For | For |
| 1.12 | Elect V.J. Zaleschuk as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| |
|---|
NEXSTAR BROADCASTING GROUP, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: NXST SECURITY ID: 65336K103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Perry A. Sook | Management | For | For |
| 1.2 | Elect Director Erik Brooks | Management | For | For |
| 1.3 | Elect Director Jay M. Grossman | Management | For | For |
| 1.4 | Elect Director Brent Stone | Management | For | Withhold |
| 1.5 | Elect Director Tomer Yosef-Or | Management | For | For |
| 1.6 | Elect Director Royce Yudkoff | Management | For | For |
| 1.7 | Elect Director Geoff Armstrong | Management | For | For |
| 1.8 | Elect Director Michael Donovan | Management | For | Withhold |
| 1.9 | Elect Director I. Martin Pompadur | Management | For | For |
| 1.10 | Elect Director Lisbeth McNabb | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Repricing of Options | Management | For | Against |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Michael Cawley as Director | Management | For | For |
| 1b | Reelect Gordon Hall as Director | Management | For | For |
| 1c | Reelect Jack Little as Director | Management | For | For |
| 2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Management | For | For |
| 4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
| 6 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 7 | Approve Discharge of Board and Senior Management | Management | For | For |
| |
|---|
NRG ENERGY INC
MEETING DATE: JUL 21, 2009 |
TICKER: NRG SECURITY ID: 629377508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director John F. Chlebowski | Management | For | None |
| 1.2 | Elect Director Howard E. Cosgrove | Management | For | None |
| 1.3 | Elect Director William E. Hantke | Management | For | None |
| 1.4 | Elect Director Anne C. Schaumburg | Management | For | None |
| 2 | Amend Omnibus Stock Plan | Management | For | None |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | None |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | None |
| 5 | Ratify Auditors | Management | For | None |
| 6 | Report on Carbon Principles | Shareholder | Against | None |
| 7 | Change Size of Board of Directors | Shareholder | Against | None |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Betsy S. Atkins | Shareholder | For | For |
| 1.2 | Elect Director Ralph E. Faison | Shareholder | For | For |
| 1.3 | Elect Director Coleman Peterson | Shareholder | For | For |
| 1.4 | Elect Director Thomas C. Wajnert | Shareholder | For | For |
| 2 | Change Size of Board of Directors | Shareholder | For | For |
| 3 | Elect Director Donald DeFosset | Shareholder | For | For |
| 4 | Elect Director Richard H. Koppes | Shareholder | For | For |
| 5 | Elect Director John M. Albertine | Shareholder | For | For |
| 6 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 7 | Elect Director Ralph G. Wellington | Shareholder | For | For |
| 8 | Repeal Amendments Adopted Without Stockholder Approval After February 26, 2008 | Shareholder | For | Against |
| 9 | Amend Omnibus Stock Plan | Management | For | For |
| 10 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 11 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Report on Carbon Principles | Shareholder | None | Abstain |
| |
|---|
OCEANFREIGHT INC.
MEETING DATE: JUL 13, 2009 |
TICKER: OCNF SECURITY ID: Y64202107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Antonis Kandylidis | Management | For | For |
| 1b | Elect Panagiotis A. Korakas | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Ratify Ernst & Young (Hellas), Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
OCEANFREIGHT INC.
MEETING DATE: JUN 10, 2010 |
TICKER: OCNF SECURITY ID: Y64202107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Konstandinos Kandylidis as Director | Management | For | For |
| 1b | Elect George Biniaris as Director | Management | For | For |
| 2 | Approve Reverse Stock Split | Management | For | For |
| 3 | Amend Quorum Requirements | Management | For | For |
| 4 | Ratify Ernst & Young (Hellas), Certified Auditors Accountants S.A. as Auditors | Management | For | For |
| |
|---|
OIL STATES INTERNATIONAL, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: OIS SECURITY ID: 678026105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin A. Lambert | Management | For | For |
| 1.2 | Elect Director Mark G. Papa | Management | For | For |
| 1.3 | Elect Director Stephen A. Wells | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ON SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ONNN SECURITY ID: 682189105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Daniel McCranie | Management | For | For |
| 1.2 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ONEOK, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: OKE SECURITY ID: 682680103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James C. Day | Management | For | For |
| 2 | Elect Director Julie H. Edwards | Management | For | For |
| 3 | Elect Director William L. Ford | Management | For | For |
| 4 | Elect Director John W. Gibson | Management | For | For |
| 5 | Elect Director David L. Kyle | Management | For | For |
| 6 | Elect Director Bert H. Mackie | Management | For | For |
| 7 | Elect Director Jim W. Mogg | Management | For | For |
| 8 | Elect Director Pattye L. Moore | Management | For | For |
| 9 | Elect Director Gary D. Parker | Management | For | For |
| 10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
| 11 | Elect Director Gerald B. Smith | Management | For | For |
| 12 | Elect Director David J. Tippeconnic | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
ORMET CORP.
MEETING DATE: NOV 6, 2009 |
TICKER: ORMT SECURITY ID: 686701103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nicholas Burakow | Management | For | For |
| 1.2 | Elect Director Benjamin Duster | Management | For | For |
| 1.3 | Elect Director Jeffrey Marshall | Management | For | For |
| 1.4 | Elect Director Robert Prusak | Management | For | For |
| 1.5 | Elect Director David Robertson | Management | For | For |
| 1.6 | Elect Director Michael F. Tanchuk | Management | For | For |
| |
|---|
OVERSEAS SHIPHOLDING GROUP, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: OSG SECURITY ID: 690368105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morten Arntzen | Management | For | For |
| 1.2 | Elect Director Oudi Recanati | Management | For | For |
| 1.3 | Elect Director G. Allen Andreas, III | Management | For | For |
| 1.4 | Elect Director Alan R. Batkin | Management | For | For |
| 1.5 | Elect Director Thomas B. Coleman | Management | For | For |
| 1.6 | Elect Director Charles A. Fribourg | Management | For | For |
| 1.7 | Elect Director Stanley Komaroff | Management | For | For |
| 1.8 | Elect Director Solomon N. Merkin | Management | For | For |
| 1.9 | Elect Director Joel I. Picket | Management | For | For |
| 1.10 | Elect Director Ariel Recanati | Management | For | For |
| 1.11 | Elect Director Thomas F. Robards | Management | For | For |
| 1.12 | Elect Director Jean-Paul Vettier | Management | For | For |
| 1.13 | Elect Director Michael J. Zimmerman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
OWENS CORNING
MEETING DATE: DEC 3, 2009 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
| 1.2 | Elect Director Landon Hilliard | Management | For | For |
| 1.3 | Elect Director James J. McMonagle | Management | For | For |
| 1.4 | Elect Director W. Howard Morris | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OWENS CORNING
MEETING DATE: APR 22, 2010 |
TICKER: OC SECURITY ID: 690742101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ralph F. Hake | Management | For | For |
| 1.2 | Elect Director F. Philip Handy | Management | For | For |
| 1.3 | Elect Director Michael H. Thaman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
OWENS-ILLINOIS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: OI SECURITY ID: 690768403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jay L. Geldmacher | Management | For | For |
| 1.2 | Elect Director Albert P.l. Stroucken | Management | For | For |
| 1.3 | Elect Director Dennis K. Williams | Management | For | For |
| 1.4 | Elect Director Thomas L. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PAETEC HOLDING CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: PAET SECURITY ID: 695459107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shelley Diamond | Management | For | For |
| 1.2 | Elect Director H. Russell Frisby | Management | For | For |
| 1.3 | Elect Director Michael C. Mac Donald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PALADIN ENERGY LTD
MEETING DATE: NOV 25, 2009 |
TICKER: PDN SECURITY ID: AU000000PDN8
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Management | For | For |
| 2 | Elect Donald Myron Shumka as a Director | Management | For | For |
| 3 | Approve the Paladin Energy Ltd Employee Performance Share Rights Plan | Management | For | Against |
| 4 | Approve the Paladin Energy Ltd Contractor Performance Share Rights Plan | Management | For | Against |
| 5 | Approve the Grant of Up to 1 Million Performance Rights to John Borshoff, Managing Director and CEO, Pursuant to the Paladin Energy Ltd Employee Performance Share Rights Plan | Management | For | For |
| 6 | Ratify the Past Issuance of 93.45 Million Shares at an Issue Price of A$4.60 Each to Institutional and Sophisticated Investors Made on Sept. 15, 2009 | Management | For | For |
| 7 | Renew the Company's Proportional Takeover Approval Provisions | Management | For | For |
| |
|---|
PARK-OHIO HOLDINGS CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: PKOH SECURITY ID: 700666100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick V. Auletta | Management | For | For |
| 1.2 | Elect Director Edward F. Crawford | Management | For | For |
| 1.3 | Elect Director James W. Wert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PARKER DRILLING COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: PKD SECURITY ID: 701081101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Direcctor Robert E. Mckee III | Management | For | For |
| 1.2 | Elect Direcctor George J. Donnelly | Management | For | For |
| 1.3 | Elect Direcctor Gary R. King | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PENN NATIONAL GAMING, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: PENN SECURITY ID: 707569109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wesley R. Edens | Management | For | Withhold |
| 1.2 | Elect Director Robert P. Levy | Management | For | Withhold |
| 1.3 | Elect Director Barbara Z. Shattuck | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
PEP BOYS - MANNY, MOE AND JACK, THE
MEETING DATE: JUN 17, 2010 |
TICKER: PBY SECURITY ID: 713278109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jane Scaccetti | Management | For | For |
| 2 | Elect Director John T. Sweetwood | Management | For | For |
| 3 | Elect Director M. Shan Atkins | Management | For | For |
| 4 | Elect Director Robert H. Hotz | Management | For | For |
| 5 | Elect Director James A. Mitarotonda | Management | For | For |
| 6 | Elect Director Nick White | Management | For | For |
| 7 | Elect Director James A. Williams | Management | For | For |
| 8 | Elect Director Irvin D. Reid | Management | For | For |
| 9 | Elect Director Michael R. Odell | Management | For | For |
| 10 | Elect Director Max L. Lukens | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | For |
| 13 | Adopt Simple Majority Vote | Shareholder | Against | For |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PHOSPHATE HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: PHOS SECURITY ID: 71922F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Jones | Management | For | For |
| 1.2 | Elect Director Ronald M. Bringewatt | Management | For | For |
| 1.3 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.4 | Elect Director Andrew J. Redleaf | Management | For | For |
| 1.5 | Elect Director C. Trent Lott, Sr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLAINS EXPLORATION & PRODUCTION COMPANY
MEETING DATE: MAY 6, 2010 |
TICKER: PXP SECURITY ID: 726505100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Flores | Management | For | For |
| 1.2 | Elect Director Isaac Arnold, Jr. | Management | For | For |
| 1.3 | Elect Director Alan R. Buckwalter, III | Management | For | For |
| 1.4 | Elect Director Jerry L. Dees | Management | For | For |
| 1.5 | Elect Director Tom H. Delimitros | Management | For | For |
| 1.6 | Elect Director Thomas A. Fry, III | Management | For | For |
| 1.7 | Elect Director Robert L. Gerry, III | Management | For | For |
| 1.8 | Elect Director Charles G. Groat | Management | For | For |
| 1.9 | Elect Director John H. Lollar | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PNC FINANCIAL SERVICES GROUP, INC., THE
MEETING DATE: APR 27, 2010 |
TICKER: PNC SECURITY ID: 693475105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard O. Berndt | Management | For | For |
| 2 | Elect Director Charles E. Bunch | Management | For | For |
| 3 | Elect Director Paul W. Chellgren | Management | For | For |
| 4 | Elect Director Robert N. Clay | Management | For | For |
| 5 | Elect Director Kay Coles James | Management | For | For |
| 6 | Elect Director Richard B. Kelson | Management | For | For |
| 7 | Elect Director Bruce C. Lindsay | Management | For | For |
| 8 | Elect Director Anthony A. Massaro | Management | For | For |
| 9 | Elect Director Jane G. Pepper | Management | For | For |
| 10 | Elect Director James E. Rohr | Management | For | For |
| 11 | Elect Director Donald J. Shepard | Management | For | For |
| 12 | Elect Director Lorene K. Steffes | Management | For | For |
| 13 | Elect Director Dennis F. Strigl | Management | For | For |
| 14 | Elect Director Stephen G. Thieke | Management | For | For |
| 15 | Elect Director Thomas J. Usher | Management | For | For |
| 16 | Elect Director George H. Walls, Jr. | Management | For | For |
| 17 | Elect Director Helge H. Wehmeier | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| 21 | TARP Related Compensation | Shareholder | Against | Against |
| |
|---|
POLYPORE INTERNATIONAL, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: PPO SECURITY ID: 73179V103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Barr | Management | For | For |
| 1.2 | Elect Director Charles L. Cooney | Management | For | For |
| 1.3 | Elect Director Robert B. Toth | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRIDE INTERNATIONAL, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: PDE SECURITY ID: 74153Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. B. Brown | Management | For | For |
| 1.2 | Elect Director Kenneth M. Burke | Management | For | For |
| 1.3 | Elect Director Archie W. Dunham | Management | For | For |
| 1.4 | Elect Director David A. Hager | Management | For | For |
| 1.5 | Elect Director Francis S. Kalman | Management | For | For |
| 1.6 | Elect Director Ralph D. McBride | Management | For | For |
| 1.7 | Elect Director Robert G. Phillips | Management | For | For |
| 1.8 | Elect Director Louis A. Raspino | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
QWEST COMMUNICATIONS INTERNATIONAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: Q SECURITY ID: 749121109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward A. Mueller | Management | For | For |
| 2 | Elect Director Charles L. Biggs | Management | For | For |
| 3 | Elect Director K. Dane Brooksher | Management | For | For |
| 4 | Elect Director Peter S. Hellman | Management | For | For |
| 5 | Elect Director R. David Hoover | Management | For | For |
| 6 | Elect Director Patrick J. Martin | Management | For | For |
| 7 | Elect Director Caroline Matthews | Management | For | For |
| 8 | Elect Director Wayne W. Murdy | Management | For | For |
| 9 | Elect Director Jan L. Murley | Management | For | For |
| 10 | Elect Director Michael J. Roberts | Management | For | For |
| 11 | Elect Director James A. Unruh | Management | For | For |
| 12 | Elect Director Anthony Welters | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 15 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 17 | Require Independent Board Chairman | Shareholder | Against | Against |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
R. R. DONNELLEY & SONS COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: RRD SECURITY ID: 257867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Quinlan, III | Management | For | For |
| 2 | Elect Director Stephen M. Wolf | Management | For | For |
| 3 | Elect Director Lee A. Chaden | Management | For | For |
| 4 | Elect Director Judith H. Hamilton | Management | For | For |
| 5 | Elect Director Susan M. Ivey | Management | For | For |
| 6 | Elect Director Thomas S. Johnson | Management | For | For |
| 7 | Elect Director John C. Pope | Management | For | For |
| 8 | Elect Director Michael T. Riordan | Management | For | For |
| 9 | Elect Director Oliver R. Sockwell | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Adopt Sustainable Paper Purchasing | Shareholder | Against | Abstain |
| 12 | Restrict Severance Agreements (Change-in-Control) | Shareholder | Against | Against |
| 13 | Other Business | Management | For | Against |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REHABCARE GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: RHB SECURITY ID: 759148109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colleen Conway-Welch, Ph.D. | Management | For | For |
| 1.2 | Elect Director Christopher T. Hjelm | Management | For | For |
| 1.3 | Elect Director Anthony S. Piszel | Management | For | For |
| 1.4 | Elect Director Suzan L. Rayner, M.D. | Management | For | For |
| 1.5 | Elect Director Harry E. Rich | Management | For | For |
| 1.6 | Elect Director John H. Short, Ph.D. | Management | For | For |
| 1.7 | Elect Director Larry Warren | Management | For | For |
| 1.8 | Elect Director Theodore M. Wight | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
REPUBLIC SERVICES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: RSG SECURITY ID: 760759100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director James E. O Connor | Management | For | For |
| 2 | Election Director John W. Croghan | Management | For | For |
| 3 | Election Director James W. Crownover | Management | For | For |
| 4 | Election Director William J. Flynn | Management | For | For |
| 5 | Election Director David I. Foley | Management | For | For |
| 6 | Election Director Michael Larson | Management | For | For |
| 7 | Election Director Nolan Lehmann | Management | For | For |
| 8 | Election Director W. Lee Nutter | Management | For | For |
| 9 | Election Director Ramon A. Rodriguez | Management | For | For |
| 10 | Election Director Allan C. Sorensen | Management | For | For |
| 11 | Election Director John M. Trani | Management | For | For |
| 12 | Election Director Michael W. Wickham | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
REVLON, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: REV SECURITY ID: 761525609
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.3 | Elect Director Paul J. Bohan | Management | For | For |
| 1.4 | Elect Director Alan T. Ennis | Management | For | For |
| 1.5 | Elect Director Meyer Feldberg | Management | For | For |
| 1.6 | Elect Director David L. Kennedy | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Tamara Mellon | Management | For | For |
| 1.9 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.10 | Elect Director Richard J. Santagati | Management | For | For |
| 1.11 | Elect Director Kathi P. Seifert | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REVLON, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: REV SECURITY ID: 761525708
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald O. Perelman | Management | For | For |
| 1.2 | Elect Director Alan S. Bernikow | Management | For | For |
| 1.3 | Elect Director Paul J. Bohan | Management | For | For |
| 1.4 | Elect Director Alan T. Ennis | Management | For | For |
| 1.5 | Elect Director Meyer Feldberg | Management | For | For |
| 1.6 | Elect Director David L. Kennedy | Management | For | For |
| 1.7 | Elect Director Debra L. Lee | Management | For | For |
| 1.8 | Elect Director Tamara Mellon | Management | For | For |
| 1.9 | Elect Director Barry F. Schwartz | Management | For | For |
| 1.10 | Elect Director Richard J. Santagati | Management | For | For |
| 1.11 | Elect Director Kathi P. Seifert | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RITE AID CORPORATION
MEETING DATE: JUN 23, 2010 |
TICKER: RAD SECURITY ID: 767754104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Joseph B. Anderson, Jr. | Management | For | Against |
| 2 | Elect Director Andre Belzile | Management | For | Against |
| 3 | Elect Director Michel Coutu | Management | For | Against |
| 4 | Elect Director James L. Donald | Management | For | Against |
| 5 | Elect Director David R. Jessick | Management | For | Against |
| 6 | Elect Director Mary F. Sammons | Management | For | Against |
| 7 | Elect Director Philip G. Satre | Management | For | Against |
| 8 | Elect Director John T. Standley | Management | For | Against |
| 9 | Elect Director Marcy Syms | Management | For | Against |
| 10 | Approve Stock Option Exchange | Management | For | For |
| 11 | Approve Omnibus Stock Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
ROCK-TENN COMPANY
MEETING DATE: JAN 29, 2010 |
TICKER: RKT SECURITY ID: 772739207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Anderson | Management | For | For |
| 1.2 | Elect Director Robert B. Currey | Management | For | For |
| 1.3 | Elect Director Lawrence L. Gellerstedt, III | Management | For | For |
| 1.4 | Elect Director John W. Spiegel | Management | For | For |
| 1.5 | Elect Director J. Powell Brown | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ROWAN COMPANIES, INC.
MEETING DATE: APR 29, 2010 |
TICKER: RDC SECURITY ID: 779382100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William T. Fox III | Management | For | For |
| 2 | Elect Director Sir Graham Hearne | Management | For | For |
| 3 | Elect Director H. E. Lentz | Management | For | For |
| 4 | Elect Director P. Dexter Peacock | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
RURAL/METRO CORP.
MEETING DATE: DEC 10, 2009 |
TICKER: RURL SECURITY ID: 781748108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugene I. Davis | Management | For | For |
| 1.2 | Elect Director Henry G. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAFEWAY INC.
MEETING DATE: MAY 19, 2010 |
TICKER: SWY SECURITY ID: 786514208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven A. Burd | Management | For | For |
| 2 | Elect Director Janet E. Grove | Management | For | For |
| 3 | Elect Director Mohan Gyani | Management | For | For |
| 4 | Elect Director Paul Hazen | Management | For | For |
| 5 | Elect Director Frank C. Herringer | Management | For | For |
| 6 | Elect Director Kenneth W. Oder | Management | For | For |
| 7 | Elect Director Arun Sarin | Management | For | For |
| 8 | Elect Director Michael S. Shannon | Management | For | For |
| 9 | Elect Director William Y. Tauscher | Management | For | For |
| 10 | Provide Right to Call Special Meeting | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
| 13 | Adopt Global Warming Principles | Shareholder | Against | Abstain |
| 14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
| 15 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.3 | Elect Director John A. Miller | Management | For | For |
| 1.4 | Elect Director Richard J. Schnall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SCHLUMBERGER LTD.
MEETING DATE: APR 7, 2010 |
TICKER: SLB SECURITY ID: 806857108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect P. Camus as Director | Management | For | For |
| 1.2 | Elect P. Currie as Director | Management | For | For |
| 1.3 | Elect J.S. Gorelick as Director | Management | For | For |
| 1.4 | Elect A. Gould as Director | Management | For | For |
| 1.5 | Elect T. Isaac as Director | Management | For | For |
| 1.6 | Elect K.V. Kamath as Director | Management | For | For |
| 1.7 | Elect N. Kudryavtsev as Director | Management | For | For |
| 1.8 | Elect A. Lajous as Director | Management | For | For |
| 1.9 | Elect M.E. Marks as Director | Management | For | For |
| 1.10 | Elect L.R. Reif as Director | Management | For | For |
| 1.11 | Elect T.I. Sandvold as Director | Management | For | For |
| 1.12 | Elect H. Seydoux as Director | Management | For | For |
| 2 | Adopt and Approve Financials and Dividends | Management | For | For |
| 3 | Approve 2010 Omnibus Stock Incentive Plan | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| |
|---|
SEAHAWK DRILLING, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: HAWK SECURITY ID: 81201R107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randall D. Stilley | Management | For | Withhold |
| 1.2 | Elect Director Stephen A. Snider | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SERVICE CORPORATION INTERNATIONAL
MEETING DATE: MAY 12, 2010 |
TICKER: SCI SECURITY ID: 817565104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
| 1.2 | Elect Director Victor L. Lund | Management | For | For |
| 1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STANLEY BLACK & DECKER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: SWK SECURITY ID: 854502101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nolan D. Archibald | Management | For | For |
| 1.2 | Elect Director John G. Breen | Management | For | Withhold |
| 1.3 | Elect Director George W. Buckley | Management | For | For |
| 1.4 | Elect Director Virgis W. Colbert | Management | For | Withhold |
| 1.5 | Elect Director Manuel A. Fernandez | Management | For | For |
| 1.6 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.7 | Elect Director Anthony Luiso | Management | For | For |
| 1.8 | Elect Director John F. Lundgren | Management | For | Withhold |
| 1.9 | Elect Director Robert L. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY WORKS, THE
MEETING DATE: MAR 12, 2010 |
TICKER: SWK SECURITY ID: 854616109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Certificate Of Incorporation Increasing Authorized Common Stock and Changing Company Name | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
STEAK N SHAKE COMPANY, THE
MEETING DATE: APR 8, 2010 |
TICKER: SNS SECURITY ID: 857873202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sardar Biglari | Management | For | For |
| 1.2 | Elect Director Philip L. Cooley | Management | For | For |
| 1.3 | Elect Director Ruth J. Person | Management | For | For |
| 1.4 | Elect Director William J. Regan, Jr. | Management | For | For |
| 1.5 | Elect Director John W. Ryan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Articles of Incorporation to Delete Post Office Address, Revise Business' Purpose and Change Company Name | Management | For | For |
| |
|---|
STEWART ENTERPRISES, INC.
MEETING DATE: APR 8, 2010 |
TICKER: STEI SECURITY ID: 860370105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. Crawford | Management | For | For |
| 1.2 | Elect Director Thomas M. Kitchen | Management | For | For |
| 1.3 | Elect Director Alden J. McDonald, Jr | Management | For | For |
| 1.4 | Elect Director James W. McFarland | Management | For | For |
| 1.5 | Elect Director Ronald H. Patron | Management | For | For |
| 1.6 | Elect Director Michael O. Read | Management | For | For |
| 1.7 | Elect Director Ashton J. Ryan, Jr. | Management | For | For |
| 1.8 | Elect Director Frank B. Stewart, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUN HEALTHCARE GROUP, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: SUNH SECURITY ID: 866933401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory S. Anderson | Management | For | For |
| 2 | Elect Director Tony M. Astorga | Management | For | For |
| 3 | Elect Director Christian K. Bement | Management | For | For |
| 4 | Elect Director Michael J. Foster | Management | For | For |
| 5 | Elect Director Barbara B. Kennelly | Management | For | For |
| 6 | Elect Director Steven M. Looney | Management | For | For |
| 7 | Elect Director Richard K. Matros | Management | For | For |
| 8 | Elect Director Milton J. Walters | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SPWRA SECURITY ID: 867652307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SUPERVALU INC.
MEETING DATE: JUN 24, 2010 |
TICKER: SVU SECURITY ID: 868536103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Donald R. Chappel | Management | For | For |
| 2 | Elect Director Irwin S. Cohen | Management | For | For |
| 3 | Elect Director Ronald E. Daly | Management | For | For |
| 4 | Elect Director Susan E. Engel | Management | For | For |
| 5 | Elect Director Craig R. Herkert | Management | For | For |
| 6 | Elect Director Charles M. Lillis | Management | For | For |
| 7 | Elect Director Steven S. Rogers | Management | For | For |
| 8 | Elect Director Matthew E. Rubel | Management | For | For |
| 9 | Elect Director Wayne C. Sales | Management | For | For |
| 10 | Elect Director Kathi P. Seifert | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Company Request on Advisory Vote on Executive Compensation | Management | For | Abstain |
| |
|---|
SYNIVERSE HOLDINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SVR SECURITY ID: 87163F106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Marino | Management | For | For |
| 1.2 | Elect Director Tony G. Holcombe | Management | For | For |
| 1.3 | Elect Director Jason Few | Management | For | For |
| 1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Lipham | Management | For | For |
| 1.6 | Elect Director Wendy J. Murdock | Management | For | For |
| 1.7 | Elect Director Jack Pearlstein | Management | For | For |
| 1.8 | Elect Director Timothy A. Samples | Management | For | For |
| 1.9 | Elect Director Fritz E. von Mering | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TECK RESOURCES LTD
MEETING DATE: APR 22, 2010 |
TICKER: TCK.B SECURITY ID: 878742204
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect M.M. Ashar as Director | Management | For | For |
| 1.2 | Elect J.B. Aune as Director | Management | For | For |
| 1.3 | Elect J.H. Bennett as Director | Management | For | For |
| 1.4 | Elect H.J. Bolton as Director | Management | For | For |
| 1.5 | Elect F.P. Chee as Director | Management | For | For |
| 1.6 | Elect J.L. Cockwell as Director | Management | For | For |
| 1.7 | Elect N.B. Keevil as Director | Management | For | For |
| 1.8 | Elect N.B. Keevil III as Director | Management | For | For |
| 1.9 | Elect T. Kuriyama as Director | Management | For | For |
| 1.10 | Elect D.R. Lindsay as Director | Management | For | For |
| 1.11 | Elect T. Mochihara as Director | Management | For | For |
| 1.12 | Elect J.G. Rennie as Director | Management | For | For |
| 1.13 | Elect W.S.R. Seyffert as Director | Management | For | For |
| 1.14 | Elect C.M. Thompson as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 21, 2010 |
TICKER: TDY SECURITY ID: 879360105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TENET HEALTHCARE CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: THC SECURITY ID: 88033G100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John Ellis "Jeb" Bush | Management | For | For |
| 2 | Elect Director Trevor Fetter | Management | For | For |
| 3 | Elect Director Brenda J. Gaines | Management | For | For |
| 4 | Elect Director Karen M. Garrison | Management | For | For |
| 5 | Elect Director Edward A. Kangas | Management | For | For |
| 6 | Elect Director J. Robert Kerrey | Management | For | For |
| 7 | Elect Director Floyd D. Loop, M.D. | Management | For | For |
| 8 | Elect Director Richard R. Pettingill | Management | For | For |
| 9 | Elect Director James A. Unruh | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | For |
| 11 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| |
|---|
TEXTRON INC.
MEETING DATE: APR 28, 2010 |
TICKER: TXT SECURITY ID: 883203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kathleen M. Bader | Management | For | For |
| 2 | Elect Director R. Kerry Clark | Management | For | For |
| 3 | Elect Director Ivor J. Evans | Management | For | For |
| 4 | Elect Director Lord Powell of Bayswater | Management | For | For |
| 5 | Elect Director James L. Ziemer | Management | For | For |
| 6 | Approve Option Exchange Program | Management | For | For |
| 7 | Declassify the Board of Directors and Adjust Par Value of Preferred Stock | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
THERMADYNE HOLDINGS CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: THMD SECURITY ID: 883435307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul D. Melnuk | Management | For | For |
| 1.2 | Elect Director J. Joe Adorjan | Management | For | For |
| 1.3 | Elect Director Andrew L. Berger | Management | For | For |
| 1.4 | Elect Director James B. Gamache | Management | For | For |
| 1.5 | Elect Director Marnie S. Gordon | Management | For | For |
| 1.6 | Elect Director Christopher P. Hartmann | Management | For | For |
| 1.7 | Elect Director Bradley G. Pattelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TIMKEN COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Griffith | Management | For | Withhold |
| 1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| |
|---|
TOYOTA MOTOR CORP.
MEETING DATE: JUN 24, 2010 |
TICKER: 7203 SECURITY ID: 892331307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Distribution Of Surplus | Management | For | For |
| 2.1 | Director Fujio Cho | Management | For | For |
| 2.2 | Director Katsuaki Watanabe | Management | For | For |
| 2.3 | Director Kazuo Okamoto | Management | For | For |
| 2.4 | Director Akio Toyoda | Management | For | For |
| 2.5 | Director Takeshi Uchiyamada | Management | For | For |
| 2.6 | Director Yukitoshi Funo | Management | For | For |
| 2.7 | Director Atsushi Niimi | Management | For | For |
| 2.8 | Director Shinichi Sasaki | Management | For | For |
| 2.9 | Director Yoichiro Ichimaru | Management | For | For |
| 2.10 | Director Satoshi Ozawa | Management | For | For |
| 2.11 | Director Akira Okabe | Management | For | For |
| 2.12 | Director Shinzo Kobuki | Management | For | For |
| 2.13 | Director Akira Sasaki | Management | For | For |
| 2.14 | Director Mamoru Furuhashi | Management | For | For |
| 2.15 | Director Iwao Nihashi | Management | For | For |
| 2.16 | Director Tadashi Yamashina | Management | For | For |
| 2.17 | Director Takahiko Ijichi | Management | For | For |
| 2.18 | Director Tetsuo Agata | Management | For | For |
| 2.19 | Director Masamoto Maekawa | Management | For | For |
| 2.20 | Director Yasumori Ihara | Management | For | For |
| 2.21 | Director Takahiro Iwase | Management | For | For |
| 2.22 | Director Yoshimasa Ishii | Management | For | For |
| 2.23 | Director Takeshi Shirane | Management | For | For |
| 2.24 | Director Yoshimi Inaba | Management | For | For |
| 2.25 | Director Nampachi Hayashi | Management | For | For |
| 2.26 | Director Nobuyori Kodaira | Management | For | For |
| 2.27 | Director Mitsuhisa Kato | Management | For | For |
| 3 | Election Of Corporate Auditor: Masaki Nakatsugawa | Management | For | For |
| 4 | Election Of Corporate Auditor: Yoichi Morishita | Management | For | For |
| 5 | Election Of Corporate Auditor: Akishige Okada | Management | For | For |
| 6 | Issuance Of Stock Acquisition Rights For The Purpose Of granting Stock Options | Management | For | For |
| |
|---|
TRW AUTOMOTIVE HOLDINGS CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: TRW SECURITY ID: 87264S106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jody G. Miller | Management | For | For |
| 1.2 | Elect Director John C. Plant | Management | For | For |
| 1.3 | Elect Director Neil P. Simpkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: MAR 12, 2010 |
TICKER: TTMI SECURITY ID: 87305R109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| |
|---|
TTM TECHNOLOGIES, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: TTMI SECURITY ID: 87305R109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James K. Bass | Management | For | For |
| 1.2 | Elect Director Thomas T. Edman | Management | For | For |
| 1.3 | Elect Director Tang Chung Yen, Tom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TW TELECOM INC.
MEETING DATE: JUN 3, 2010 |
TICKER: TWTC SECURITY ID: 87311L104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory J. Attorri | Management | For | For |
| 1.2 | Elect Director Spencer B. Hays | Management | For | For |
| 1.3 | Elect Director Larissa L. Herda | Management | For | For |
| 1.4 | Elect Director Kevin W. Mooney | Management | For | For |
| 1.5 | Elect Director Kirby G. Pickle | Management | For | For |
| 1.6 | Elect Director Roscoe C. Young, II | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
UAL CORPORATION
MEETING DATE: JUN 10, 2010 |
TICKER: UAUA SECURITY ID: 902549807
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Almeida | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jane C. Garvey | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director Robert D. Krebs | Management | For | For |
| 1.7 | Elect Director Robert S. Miller | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | For |
| 1.9 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.10 | Elect Director David J. Vitale | Management | For | For |
| 1.11 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Securities Transfer Restrictions | Management | For | For |
| |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: LCC SECURITY ID: 90341W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.2 | Elect Director George M. Philip | Management | For | For |
| 1.3 | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
VERISIGN, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: VRSN SECURITY ID: 92343E102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. James Bidzos | Management | For | For |
| 1.2 | Elect Director William L. Chenevich | Management | For | For |
| 1.3 | Elect Director Kathleen A. Cote | Management | For | For |
| 1.4 | Elect Director Mark D. McLaughlin | Management | For | For |
| 1.5 | Elect Director Roger H. Moore | Management | For | For |
| 1.6 | Elect Director John D. Roach | Management | For | For |
| 1.7 | Elect Director Louis A. Simpson | Management | For | For |
| 1.8 | Elect Director Timothy Tomlinson | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VIASYSTEMS GROUP, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: VIAS SECURITY ID: 92553H803
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David M. Sindelar | Management | For | For |
| 1.2 | Elect Director Timothy L. Conlon | Management | For | For |
| 1.3 | Elect Director Christopher J. Steffen | Management | For | For |
| 1.4 | Elect Director Michael D. Burger | Management | For | For |
| 1.5 | Elect Director Robert F. Cummings, Jr. | Management | For | For |
| 1.6 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.7 | Elect Director Peter Frank | Management | For | For |
| 1.8 | Elect Director Jack D. Furst | Management | For | For |
| 1.9 | Elect Director Edward Herring | Management | For | For |
| 1.10 | Elect Director William C. McCormick | Management | For | For |
| 1.11 | Elect Director Richard A. McGinn | Management | For | For |
| 1.12 | Elect Director Richard W. Vieser | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Other Business | Management | For | Against |
| |
|---|
WABCO HOLDINGS INC.
MEETING DATE: MAY 27, 2010 |
TICKER: WBC SECURITY ID: 92927K102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacques Esculier | Management | For | For |
| 1.2 | Elect Director Kenneth J. Martin | Management | For | For |
| 1.3 | Elect Director Donald J. Stebbins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WASTE MANAGEMENT, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: WM SECURITY ID: 94106L109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Pastora San Juan Cafferty | Management | For | For |
| 2 | Elect Director Frank M. Clark, Jr. | Management | For | For |
| 3 | Elect Director Patrick W. Gross | Management | For | For |
| 4 | Elect Director John C. Pope | Management | For | For |
| 5 | Elect Director W. Robert Reum | Management | For | For |
| 6 | Elect Director Steven G. Rothmeier | Management | For | For |
| 7 | Elect Director David P. Steiner | Management | For | For |
| 8 | Elect Director Thomas H. Weidemeyer | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| 10 | Reduce Supermajority Vote Requirement | Management | For | For |
| 11 | Report on Political Contributions | Shareholder | Against | Abstain |
| 12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WENDY'S/ARBY'S GROUP, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: WEN SECURITY ID: 950587105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Nelson Peltz | Management | For | For |
| 1.2 | Elect Director Peter W. May | Management | For | For |
| 1.3 | Elect Director Clive Chajet | Management | For | For |
| 1.4 | Elect Director Edward P. Garden | Management | For | For |
| 1.5 | Elect Director Janet Hill | Management | For | For |
| 1.6 | Elect Director Joseph A. Levato | Management | For | For |
| 1.7 | Elect Director J. Randolph Lewis | Management | For | For |
| 1.8 | Elect Director Peter H. Rothschild | Management | For | For |
| 1.9 | Elect Director David E. Schwab, II | Management | For | For |
| 1.10 | Elect Director Roland C. Smith | Management | For | For |
| 1.11 | Elect Director Raymond S. Troubh | Management | For | For |
| 1.12 | Elect Director Jack G. Wasserman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
VOTE SUMMARY REPORT
FIDELITY OTC PORTFOLIO
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
3PAR INC.
MEETING DATE: SEP 17, 2009 |
TICKER: PAR SECURITY ID: 88580F109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher B. Paisley | Management | For | For |
| 1.2 | Elect Director James Wei | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Bylaws Relating to Special Meetings and Director Resignations and Vacancies on the Board | Management | For | For |
| |
|---|
ABIOMED, INC.
MEETING DATE: AUG 12, 2009 |
TICKER: ABMD SECURITY ID: 003654100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis E. Lataif | Management | For | Withhold |
| 1.2 | Elect Director Eric A. Rose | Management | For | Withhold |
| 1.3 | Elect Director Henri A. Termeer | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: DEC 17, 2009 |
TICKER: ATVI SECURITY ID: 00507V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ACTIVISION BLIZZARD, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: ATVI SECURITY ID: 00507V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Philippe G.H. Capron | Management | For | For |
| 2 | Elect Director Robert J. Corti | Management | For | For |
| 3 | Elect Director Frederic R. Crepin | Management | For | For |
| 4 | Elect Director Brian G. Kelly | Management | For | For |
| 5 | Elect Director Robert A. Kotick | Management | For | For |
| 6 | Elect Director Jean-Bernard Levy | Management | For | For |
| 7 | Elect Director Robert J. Morgado | Management | For | For |
| 8 | Elect Director Douglas P. Morris | Management | For | For |
| 9 | Elect Director Stephane Roussel | Management | For | For |
| 10 | Elect Director Richard Sarnoff | Management | For | For |
| 11 | Elect Director Regis Turrini | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ADOBE SYSTEMS INCORPORATED
MEETING DATE: APR 16, 2010 |
TICKER: ADBE SECURITY ID: 00724F101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward W. Barnholt | Management | For | For |
| 2 | Elect Director Michael R. Cannon | Management | For | For |
| 3 | Elect Director James E. Daley | Management | For | For |
| 4 | Elect Director Charles M. Geschke | Management | For | For |
| 5 | Elect Director Shantanu Narayen | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | Against |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
ADVANCED MICRO DEVICES, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AMD SECURITY ID: 007903107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Bruce L. Claflin | Management | For | For |
| 2 | Elect Director W. Michael Barnes | Management | For | For |
| 3 | Elect Director John E. Caldwell | Management | For | For |
| 4 | Elect Director Craig A. Conway | Management | For | For |
| 5 | Elect Director Nicholas M. Donofrio | Management | For | For |
| 6 | Elect Director H. Paulett Eberhart | Management | For | For |
| 7 | Elect Director Derrick R. Meyer | Management | For | For |
| 8 | Elect Director Waleed Al Mokarrab Al Muhairi | Management | For | For |
| 9 | Elect Director Robert B. Palmer | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
AGA MEDICAL HOLDINGS, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: AGAM SECURITY ID: 008368102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALEXION PHARMACEUTICALS, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ALXN SECURITY ID: 015351109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leonard Bell | Management | For | For |
| 1.2 | Elect Director Max Link | Management | For | For |
| 1.3 | Elect Director William R. Keller | Management | For | For |
| 1.4 | Elect Director Joseph A. Madri | Management | For | For |
| 1.5 | Elect Director Larry L. Mathis | Management | For | For |
| 1.6 | Elect Director R. Douglas Norby | Management | For | For |
| 1.7 | Elect Director Alvin S. Parven | Management | For | For |
| 1.8 | Elect Director Andreas Rummelt | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALKERMES, INC.
MEETING DATE: OCT 6, 2009 |
TICKER: ALKS SECURITY ID: 01642T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.3 | Elect Director Robert A. Breyer | Management | For | For |
| 1.4 | Elect Director David A. Broecker | Management | For | For |
| 1.5 | Elect Director Geraldine Henwood | Management | For | For |
| 1.6 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.7 | Elect Director Richard F. Pops | Management | For | For |
| 1.8 | Elect Director Alexander Rich | Management | For | For |
| 1.9 | Elect Director Mark B. Skaletsky | Management | For | For |
| 1.10 | Elect Director Michael A. Wall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALLOS THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: ALTH SECURITY ID: 019777101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.J. Hoffman | Management | For | For |
| 1.2 | Elect Director Paul L. Berns | Management | For | For |
| 1.3 | Elect Director Nishan De Silva | Management | For | For |
| 1.4 | Elect Director Jeffrey R. Latts | Management | For | For |
| 1.5 | Elect Director Jonathan S. Leff | Management | For | For |
| 1.6 | Elect Director Timothy P. Lynch | Management | For | For |
| 1.7 | Elect Director David M. Stout | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALNYLAM PHARMACEUTICALS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ALNY SECURITY ID: 02043Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Victor J. Dzau | Management | For | For |
| 1.2 | Elect Director Kevin P. Starr | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALTERA CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: ALTR SECURITY ID: 021441100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John P. Daane | Management | For | For |
| 2 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
| 3 | Elect Director Kevin McGarity | Management | For | For |
| 4 | Elect Director T. Michael Nevens | Management | For | For |
| 5 | Elect Director Krish A. Prabhu | Management | For | For |
| 6 | Elect Director John Shoemaker | Management | For | For |
| 7 | Elect Director Susan Wang | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
ALTRA HOLDINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AIMC SECURITY ID: 02208R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Director Carl R. Christenson | Management | For | For |
| 1.3 | Elect Director Lyle G. Ganske | Management | For | For |
| 1.4 | Elect Director Michael L. Hurt | Management | For | For |
| 1.5 | Elect Director Michael S. Lipscomb | Management | For | For |
| 1.6 | Elect Director Larry McPherson | Management | For | For |
| 1.7 | Elect Director James H. Woodward Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMAZON.COM, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AMZN SECURITY ID: 023135106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Jeffrey P. Bezos | Management | For | For |
| 2 | Elect Director Tom A. Alberg | Management | For | For |
| 3 | Elect Director John Seely Brown | Management | For | For |
| 4 | Elect Director William B. Gordon | Management | For | For |
| 5 | Elect Director Alain Monie | Management | For | For |
| 6 | Elect Director Thomas O. Ryder | Management | For | For |
| 7 | Elect Director Patricia Q. Stonesifer | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| 9 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
AMERICAN APPAREL INC.
MEETING DATE: OCT 28, 2009 |
TICKER: EDA.1 SECURITY ID: 023850100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacob Capps | Management | For | For |
| 1.2 | Elect Director Adrian Kowalewski | Management | For | For |
| 1.3 | Elect Director Neil Richardson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AMERISTAR CASINOS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: ASCA SECURITY ID: 03070Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl Brooks | Management | For | For |
| 1.2 | Elect Director Gordon R. Kanofsky | Management | For | For |
| 1.3 | Elect Director J. William Richardson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMGEN, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: AMGN SECURITY ID: 031162100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Dr. David Baltimore | Management | For | For |
| 2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 3 | Elect Director Francois De Carbonnel | Management | For | For |
| 4 | Elect Director Jerry D. Choate | Management | For | For |
| 5 | Elect Director Dr. Vance D. Coffman | Management | For | For |
| 6 | Elect Director Frederick W. Gluck | Management | For | For |
| 7 | Elect Director Dr. Rebecca M. Henderson | Management | For | For |
| 8 | Elect Director Frank C. Herringer | Management | For | For |
| 9 | Elect Director Dr. Gilbert S. Omenn | Management | For | For |
| 10 | Elect Director Judith C. Pelham | Management | For | For |
| 11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Management | For | For |
| 12 | Elect Director Leonard D. Schaeffer | Management | For | For |
| 13 | Elect Director Kevin W. Sharer | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: AMKR SECURITY ID: 031652100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Roger A. Carolin | Management | For | For |
| 1.3 | Elect Director Winston J. Churchill | Management | For | For |
| 1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.7 | Elect Director John F. Osborne | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMR CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AMR SECURITY ID: 001765106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerard J. Arpey | Management | For | For |
| 1.2 | Elect Director John W. Bachmann | Management | For | For |
| 1.3 | Elect Director David L. Boren | Management | For | For |
| 1.4 | Elect Director Armando M. Codina | Management | For | For |
| 1.5 | Elect Director Rajat K. Gupta | Management | For | For |
| 1.6 | Elect Director Alberto Ibarguen | Management | For | For |
| 1.7 | Elect Director Ann M. Korologos | Management | For | For |
| 1.8 | Elect Director Michael A. Miles | Management | For | For |
| 1.9 | Elect Director Philip J. Purcell | Management | For | For |
| 1.10 | Elect Director Ray M. Robinson | Management | For | For |
| 1.11 | Elect Director Judith Rodin | Management | For | For |
| 1.12 | Elect Director Matthew K. Rose | Management | For | For |
| 1.13 | Elect Director Roger T. Staubach | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
AMYLIN PHARMACEUTICALS, INC.
MEETING DATE: APR 29, 2010 |
TICKER: AMLN SECURITY ID: 032346108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adrian Adams | Management | For | For |
| 1.2 | Elect Director Teresa Beck | Management | For | For |
| 1.3 | Elect Director M. Kathleen Behrens, Ph.D. | Management | For | For |
| 1.4 | Elect Director Daniel M. Bradbury | Management | For | For |
| 1.5 | Elect Director Paul N. Clark | Management | For | For |
| 1.6 | Elect Director Paulo F. Costa | Management | For | For |
| 1.7 | Elect Director Alexander Denner, Ph.D. | Management | For | For |
| 1.8 | Elect Director Karin Eastham | Management | For | For |
| 1.9 | Elect Director James R. Gavin III, M.D., Ph.D. | Management | For | For |
| 1.10 | Elect Director Jay S. Skyler, M.D. | Management | For | For |
| 1.11 | Elect Director Joseph P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
APPLE INC.
MEETING DATE: FEB 25, 2010 |
TICKER: AAPL SECURITY ID: 037833100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William V. Campbell | Management | For | For |
| 1.2 | Elect Director Millard S. Drexler | Management | For | For |
| 1.3 | Elect Director Albert A. Gore, Jr. | Management | For | For |
| 1.4 | Elect Director Steven P. Jobs | Management | For | For |
| 1.5 | Elect Director Andrea Jung | Management | For | For |
| 1.6 | Elect Director Arthur D. Levinson | Management | For | For |
| 1.7 | Elect Director Jerome B. York | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 7 | Establish Other Board Committee | Shareholder | Against | Abstain |
| |
|---|
APPLIED MATERIALS, INC.
MEETING DATE: MAR 9, 2010 |
TICKER: AMAT SECURITY ID: 038222105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Splinter | Management | For | For |
| 1.2 | Elect Director Aart J. de Geus | Management | For | For |
| 1.3 | Elect Director Stephen R. Forrest | Management | For | For |
| 1.4 | Elect Director Thomas J. Iannotti | Management | For | For |
| 1.5 | Elect Director Susan M. James | Management | For | For |
| 1.6 | Elect Director Alexander A. Karsner | Management | For | For |
| 1.7 | Elect Director Gerhard H. Parker | Management | For | For |
| 1.8 | Elect Director Dennis D. Powell | Management | For | For |
| 1.9 | Elect Director Willem P. Roelandts | Management | For | For |
| 1.10 | Elect Director James E. Rogers | Management | For | For |
| 1.11 | Elect Director Robert H. Swan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARCH COAL, INC.
MEETING DATE: APR 22, 2010 |
TICKER: ACI SECURITY ID: 039380100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian J. Jennings | Management | For | For |
| 1.2 | Elect Director Steven F. Leer | Management | For | For |
| 1.3 | Elect Director Robert G. Potter | Management | For | For |
| 1.4 | Elect Director Theodore D. Sands | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
ARCSIGHT, INC.
MEETING DATE: SEP 24, 2009 |
TICKER: ARST SECURITY ID: 039666102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Bergeron | Management | For | For |
| 1.2 | Elect Director Craig Ramsey | Management | For | For |
| 1.3 | Elect Director Ernest Von Simon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ARIA SECURITY ID: 04033A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lavidas | Management | For | For |
| 1.2 | Elect Director M. Radaelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARIBA, INC.
MEETING DATE: FEB 26, 2010 |
TICKER: ARBA SECURITY ID: 04033V203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas F. Monahan | Management | For | For |
| 1.2 | Elect Director Karl E. Newkirk | Management | For | For |
| 1.3 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASML HOLDING NV
MEETING DATE: MAR 24, 2010 |
TICKER: ASML SECURITY ID: N07059186
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Discuss the Company's Business and Finacial Situation | Management | None | Did Not Vote |
| 3 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 4 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 5 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Dividends of EUR 0.20 Per Share | Management | For | Did Not Vote |
| 8.a | Discuss Remuneration Report | Management | None | Did Not Vote |
| 8.b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | Did Not Vote |
| 9.a | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | Did Not Vote |
| 9.b | Approve Performance Share Grant According to Remuneration Policy 2008 | Management | For | Did Not Vote |
| 9.c | Approve Performance Stock Option Grants | Management | For | Did Not Vote |
| 10 | Approve the Numbers of Stock Options, Respectively Shares for Employees | Management | For | Did Not Vote |
| 11 | Notification of the Intended Election of F. Schneider-Manoury to the Management Board | Management | None | Did Not Vote |
| 12 | Discussion of Supervisory Board Profile | Management | None | Did Not Vote |
| 13 | Notification of the Retirement of W.T. Siegle and J.W.B. Westerburgen of the Supervisory Board by Rotation in 2011 | Management | None | Did Not Vote |
| 14.a | Grant Board Authority to Issue Shares up To Five Percent of Issued Capital | Management | For | Did Not Vote |
| 14.b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.a | Management | For | Did Not Vote |
| 14.c | Grant Board Authority to Issue Additional Shares of up to Five Percent in Case of Takeover/Merger | Management | For | Did Not Vote |
| 14.d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14.c | Management | For | Did Not Vote |
| 15 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 16 | Authorize Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 17 | Authorize Additionnal Cancellation of Repurchased Shares | Management | For | Did Not Vote |
| 18 | Other Business | Management | None | Did Not Vote |
| 19 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2010 |
TICKER: ASBC SECURITY ID: 045487105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen T. Beckwith | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Phillip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.7 | Elect Director Richard T. Lommen | Management | For | For |
| 1.8 | Elect Director John C. Meng | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ATHENAHEALTH, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: ATHN SECURITY ID: 04685W103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Kane | Management | For | For |
| 1.2 | Elect Director Ruben J. King-Shaw, Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | None | Against |
| |
|---|
AVAGO TECHNOLOGIES LTD.
MEETING DATE: MAR 31, 2010 |
TICKER: AVGO SECURITY ID: Y0486S104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect Hock E. Tan as Director | Management | For | For |
| 1b | Reelect Adam H. Clammer as Director | Management | For | For |
| 1c | Reelect James A. Davidson as Director | Management | For | For |
| 1d | Reelect James V. Diller as Director | Management | For | For |
| 1e | Reelect James H. Greene, Jr. as Director | Management | For | For |
| 1f | Reelect Kenneth Y. Hao as Director | Management | For | For |
| 1g | Reelect John R. Joyce as Director | Management | For | For |
| 1h | Reelect David Kerko as Director | Management | For | For |
| 1i | Reelect Justine F. Lien as Director | Management | For | For |
| 1j | Reelect Donald Macleod as Director | Management | For | For |
| 1k | Reelect Bock Seng Tan as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Cash Compensation to Directors | Management | For | For |
| 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
| 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: MAR 31, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue of Shares in Connection with Acquisition | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
BAKER HUGHES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: BHI SECURITY ID: 057224107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Larry D. Brady | Management | For | For |
| 1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
| 1.3 | Elect Director Chad C. Deaton | Management | For | For |
| 1.4 | Elect Director Edward P. Djerejian | Management | For | For |
| 1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
| 1.6 | Elect Director Claire W. Gargalli | Management | For | For |
| 1.7 | Elect Director Pierre H. Jungels | Management | For | For |
| 1.8 | Elect Director James A. Lash | Management | For | For |
| 1.9 | Elect Director J. Larry Nichols | Management | For | For |
| 1.10 | Elect Director H. John Riley, Jr. | Management | For | For |
| 1.11 | Elect Director Charles L. Watson | Management | For | For |
| 1.12 | Elect Director J. W. Stewart | Management | For | For |
| 1.13 | Elect Director James L. Payne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide Right to Call Special Meeting | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| |
|---|
BANK OF AMERICA CORP.
MEETING DATE: FEB 23, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BANK OF AMERICA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: BAC SECURITY ID: 060505104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Susan S. Bies | Management | For | For |
| 2 | Elect Director William P. Boardman | Management | For | For |
| 3 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
| 4 | Elect Director Virgis W. Colbert | Management | For | For |
| 5 | Elect Director Charles K. Gifford | Management | For | For |
| 6 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
| 7 | Elect Director D. Paul Jones, Jr. | Management | For | For |
| 8 | Elect Director Monica C. Lozano | Management | For | For |
| 9 | Elect Director Thomas J. May | Management | For | For |
| 10 | Elect Director Brian T. Moynihan | Management | For | For |
| 11 | Elect Director Donald E. Powell | Management | For | For |
| 12 | Elect Director Charles O. Rossotti | Management | For | For |
| 13 | Elect Director Robert W. Scully | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | For |
| 18 | Report on Government Service of Employees | Shareholder | Against | Against |
| 19 | TARP Related Compensation | Shareholder | Against | Against |
| 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 22 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
| 23 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 24 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
BB&T CORPORATION
MEETING DATE: APR 27, 2010 |
TICKER: BBT SECURITY ID: 054937107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John A. Allison IV | Management | For | For |
| 1.2 | Elect Director Jennifer S. Banner | Management | For | For |
| 1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
| 1.4 | Elect Director Anna R. Cablik | Management | For | For |
| 1.5 | Elect Director Ronald E. Deal | Management | For | For |
| 1.6 | Elect Director Barry J. Fitzpatrick | Management | For | For |
| 1.7 | Elect Director Littleton Glover, Jr. | Management | For | For |
| 1.8 | Elect Director L. Vincent Hackley PhD | Management | For | For |
| 1.9 | Elect Director Jane P. Helm | Management | For | For |
| 1.10 | Elect Director John P. Howe III, MD | Management | For | For |
| 1.11 | Elect Director Kelly S. King | Management | For | For |
| 1.12 | Elect Director James H. Maynard | Management | For | For |
| 1.13 | Elect Director Albert O. McCauley | Management | For | For |
| 1.14 | Elect Director J. Holmes Morrison | Management | For | For |
| 1.15 | Elect Director Nido R. Qubein | Management | For | For |
| 1.16 | Elect Director Thomas E. Skains | Management | For | For |
| 1.17 | Elect Director Thomas N. Thompson | Management | For | For |
| 1.18 | Elect Director Stephen T. Williams | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Political Contributions | Shareholder | Against | Abstain |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Report on Overdraft Policies and Practices, and Impacts to Borrowers | Shareholder | Against | Abstain |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Miachael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard Meier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: BJRI SECURITY ID: 09180C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
| 1.2 | Elect Director James ('Jim') A. Dal Pozzo | Management | For | For |
| 1.3 | Elect Director J. Roger King | Management | For | For |
| 1.4 | Elect Director Larry D. Bouts | Management | For | For |
| 1.5 | Elect Director John ('Jack') F. Grundhofer | Management | For | For |
| 1.6 | Elect Director Peter ('Pete') A. Bassi | Management | For | For |
| 1.7 | Elect Director William ('Bill') L. Hyde, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKBOARD INC.
MEETING DATE: JUN 4, 2010 |
TICKER: BBBB SECURITY ID: 091935502
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank R. Gatti | Management | For | Withhold |
| 1.2 | Elect Director Beth Kaplan | Management | For | Withhold |
| 1.3 | Elect Director Matthew L. Pittinsky | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BLUE COAT SYSTEMS, INC.
MEETING DATE: OCT 30, 2009 |
TICKER: BCSI SECURITY ID: 09534T508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian M. NeSmith | Management | For | For |
| 1.2 | Elect Director David W. Hanna | Management | For | For |
| 1.3 | Elect Director James A. Barth | Management | For | For |
| 1.4 | Elect Director Keith Geeslin | Management | For | For |
| 1.5 | Elect Director Timothy A. Howes | Management | For | For |
| 1.6 | Elect Director James R. Tolonen | Management | For | For |
| 1.7 | Elect Director Carol G. Mills | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
BMC SOFTWARE, INC.
MEETING DATE: JUL 28, 2009 |
TICKER: BMC SECURITY ID: 055921100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beauchamp | Management | For | Withhold |
| 1.2 | Elect Director B. Garland Cupp | Management | For | Withhold |
| 1.3 | Elect Director Jon E. Barfield | Management | For | Withhold |
| 1.4 | Elect Director Gary L. Bloom | Management | For | Withhold |
| 1.5 | Elect Director Meldon K. Gafner | Management | For | Withhold |
| 1.6 | Elect Director P. Thomas Jenkins | Management | For | Withhold |
| 1.7 | Elect Director Louis J. Lavigne, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Kathleen A. O'Neil | Management | For | Withhold |
| 1.9 | Elect Director Tom C. Tinsley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
BROCADE COMMUNICATIONS SYSTEMS, INC.
MEETING DATE: APR 12, 2010 |
TICKER: BRCD SECURITY ID: 111621306
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Renato DiPentima | Management | For | For |
| 2 | Elect Director Alan Earhart | Management | For | For |
| 3 | Elect Director Sanjay Vaswani | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Declassify the Board of Directors | Management | For | For |
| 6 | Amend Supermajority Vote Requirement | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: CNE100000296
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Aithorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Appoint Ernst and Young Hua Ming as Accountants for the A Share Issue and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Provision of Guarantees for the Company's Domestic Subsidiaries | Management | For | For |
| 6 | Approve the Amendment of Usage Management System of Funds Raised of BYD Co. Ltd. | Management | For | For |
| |
|---|
BYD COMPANY LTD
MEETING DATE: SEP 8, 2009 |
TICKER: 1211 SECURITY ID: CNE100000296
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Company's Initial Public Offering and Listing of A Shares | Management | For | For |
| 2 | Authorize Board to Deal with Matters for Initial Public Offering and Listing of A Shares | Management | For | For |
| |
|---|
BYD COMPANY LTD.
MEETING DATE: MAY 13, 2010 |
TICKER: 1211 SECURITY ID: CNE100000296
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Working Report of the Board of Directors | Management | For | For |
| 2 | Accept Working Report of the Supervisory Committee | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Proposal for Appropriation of Profit | Management | For | For |
| 5 | Reappoint Ernst and Young as International Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Remuneration of Directors | Management | For | For |
| 7 | Approve Remuneration of Supervisors | Management | For | For |
| 8 | Approve Provision of Joint Liability Guarantees for Domestic Subsidiaries in Respect of Bank Loans | Management | For | For |
| 9 | Approve Pledging of Shares to Secure Borrowings | Management | For | For |
| 10 | Other Business (Voting) | Management | For | Against |
| 11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 12 | Approve Issuance by the Directors of BYD Electronic (International) Co. Ltd. of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| |
|---|
C.H. ROBINSON WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CHRW SECURITY ID: 12541W209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven L. Polacek | Management | For | For |
| 2 | Elect Director ReBecca Koenig Roloff | Management | For | For |
| 3 | Elect Director Michael W. Wickham | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CATHAY GENERAL BANCORP
MEETING DATE: MAY 17, 2010 |
TICKER: CATY SECURITY ID: 149150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kelly L. Chan | Management | For | For |
| 1.2 | Elect Director Dunson K. Cheng | Management | For | For |
| 1.3 | Elect Director Thomas C.T. Chiu | Management | For | For |
| 1.4 | Elect Director Joseph C.H. Poon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
CBEYOND, INC.
MEETING DATE: JUN 11, 2010 |
TICKER: CBEY SECURITY ID: 149847105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Chapple | Management | For | For |
| 1.2 | Elect Director Douglas C. Grissom | Management | For | For |
| 1.3 | Elect Director David A. Rogan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CELANESE CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: CE SECURITY ID: 150870103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David N. Weidman | Management | For | For |
| 2 | Elect Director Mark C. Rohr | Management | For | For |
| 3 | Elect Director Farah M. Walters | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CEPHALON, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CEPH SECURITY ID: 156708109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Management | For | For |
| 1.2 | Elect Director William P. Egan | Management | For | For |
| 1.3 | Elect Director Martyn D. Greenacre | Management | For | For |
| 1.4 | Elect Director Vaughn M. Kailian | Management | For | For |
| 1.5 | Elect Director Kevin E. Moley | Management | For | For |
| 1.6 | Elect Director Charles A. Sanders, M.D. | Management | For | For |
| 1.7 | Elect Director Gail R. Wilensky, Ph.D. | Management | For | For |
| 1.8 | Elect Director Dennis L. Winger | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CEPHEID
MEETING DATE: APR 29, 2010 |
TICKER: CPHD SECURITY ID: 15670R107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Gutshall | Management | For | For |
| 1.2 | Elect Director Cristina H. Kepner | Management | For | For |
| 1.3 | Elect Director David H. Persing | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHECK POINT SOFTWARE TECHNOLOGIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: CHKP SECURITY ID: M22465104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Gil Shwed as Director | Management | For | For |
| 1.2 | Elect Marius Nacht as Director | Management | For | For |
| 1.3 | Elect Jerry Ungerman as Director | Management | For | For |
| 1.4 | Elect Dan Propper as Director | Management | For | For |
| 1.5 | Elect David Rubner as Director | Management | For | For |
| 1.6 | Elect Tal Shavit as Director | Management | For | For |
| 2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Equity Compensation of CEO | Management | For | For |
| 3a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CIRRUS LOGIC, INC.
MEETING DATE: JUL 24, 2009 |
TICKER: CRUS SECURITY ID: 172755100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Hackworth | Management | For | For |
| 1.2 | Elect Director John C. Carter | Management | For | For |
| 1.3 | Elect Director Timothy R. Dehne | Management | For | For |
| 1.4 | Elect Director D. James Guzy | Management | For | For |
| 1.5 | Elect Director Jason P. Rhode | Management | For | For |
| 1.6 | Elect Director William D. Sherman | Management | For | For |
| 1.7 | Elect Director Robert H. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CISCO SYSTEMS, INC.
MEETING DATE: NOV 12, 2009 |
TICKER: CSCO SECURITY ID: 17275R102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Carol A. Bartz | Management | For | For |
| 2 | Elect Director M. Michele Burns | Management | For | For |
| 3 | Elect Director Michael D. Capellas | Management | For | For |
| 4 | Elect Director Larry R. Carter | Management | For | For |
| 5 | Elect Director John T. Chambers | Management | For | For |
| 6 | Elect Director Brian L. Halla | Management | For | For |
| 7 | Elect Director John L. Hennessy | Management | For | For |
| 8 | Elect Director Richard M. Kovacevich | Management | For | For |
| 9 | Elect Director Roderick C. McGeary | Management | For | For |
| 10 | Elect Director Michael K. Powell | Management | For | For |
| 11 | Elect Director Arun Sarin | Management | For | For |
| 12 | Elect Director Steven M. West | Management | For | For |
| 13 | Elect Director Jerry Yang | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Against |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 19 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
| |
|---|
CITI TRENDS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTRN SECURITY ID: 17306X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Carney | Management | For | For |
| 1.2 | Elect Director John S. Lupo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CITIGROUP INC.
MEETING DATE: APR 20, 2010 |
TICKER: C SECURITY ID: 172967101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Alain J.P. Belda | Management | For | For |
| 2 | Elect Director Timothy C. Collins | Management | For | For |
| 3 | Elect Director Jerry A. Grundhofer | Management | For | For |
| 4 | Elect Director Robert L. Joss | Management | For | For |
| 5 | Elect Director Andrew N. Liveris | Management | For | For |
| 6 | Elect Director Michael E. O'Neill | Management | For | For |
| 7 | Elect Director Vikram S. Pandit | Management | For | For |
| 8 | Elect Director Richard D. Parsons | Management | For | For |
| 9 | Elect Director Lawrence R. Ricciardi | Management | For | For |
| 10 | Elect Director Judith Rodin | Management | For | For |
| 11 | Elect Director Robert L. Ryan | Management | For | For |
| 12 | Elect Director Anthony M. Santomero | Management | For | For |
| 13 | Elect Director Diana L. Taylor | Management | For | For |
| 14 | Elect Director William S. Thompson, Jr. | Management | For | For |
| 15 | Elect Director Ernesto Zedillo | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Amend Omnibus Stock Plan | Management | For | Against |
| 18 | Amend Omnibus Stock Plan | Management | For | For |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 20 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
| 21 | Approve Reverse Stock Split | Management | For | For |
| 22 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| 24 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 26 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
CKX INC
MEETING DATE: DEC 18, 2009 |
TICKER: CKXE SECURITY ID: 12562M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F.X. Sillerman | Management | For | For |
| 1.2 | Elect Director Simon Fuller | Management | For | For |
| 1.3 | Elect Director Howard J. Tytel | Management | For | For |
| 1.4 | Elect Director Edwin M. Banks | Management | For | For |
| 1.5 | Elect Director Edward Bleier | Management | For | For |
| 1.6 | Elect Director Bryan Bloom | Management | For | For |
| 1.7 | Elect Director Jerry L. Cohen | Management | For | For |
| 1.8 | Elect Director Carl D. Harnick | Management | For | For |
| 1.9 | Elect Director Jack Langer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CLEARWIRE CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: CLWR SECURITY ID: 18538Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Craig O. McCaw | Management | For | Withhold |
| 1.2 | Elect Director Jose A. Collazo | Management | For | For |
| 1.3 | Elect Director Keith O. Cowan | Management | For | For |
| 1.4 | Elect Director Peter L.S. Currie | Management | For | Withhold |
| 1.5 | Elect Director Steven L. Elfman | Management | For | For |
| 1.6 | Elect Director Dennis S. Hersch | Management | For | For |
| 1.7 | Elect Director Daniel R. Hesse | Management | For | Withhold |
| 1.8 | Elect Director Frank Ianna | Management | For | For |
| 1.9 | Elect Director Brian P. McAndrews | Management | For | Withhold |
| 1.10 | Elect Director William T. Morrow | Management | For | For |
| 1.11 | Elect Director Theodore H. Schell | Management | For | For |
| 1.12 | Elect Director Arvind Sodhani | Management | For | For |
| 1.13 | Elect Director John W. Stanton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CME GROUP INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CME SECURITY ID: 12572Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terrence A. Duffy | Management | For | For |
| 1.2 | Elect Director Charles P. Carey | Management | For | For |
| 1.3 | Elect Director Mark E. Cermak | Management | For | For |
| 1.4 | Elect Director Martin J. Gepsman | Management | For | For |
| 1.5 | Elect Director Leo Melamed | Management | For | For |
| 1.6 | Elect Director Joseph Niciforo | Management | For | For |
| 1.7 | Elect Director C.C. Odom | Management | For | For |
| 1.8 | Elect Director John F. Sandner | Management | For | For |
| 1.9 | Elect Director Dennis A. Suskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
MEETING DATE: JUN 1, 2010 |
TICKER: CTSH SECURITY ID: 192446102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Klein | Management | For | For |
| 2 | Elect Director Lakshmi Narayanan | Management | For | For |
| 3 | Elect Director Maureen Breakiron-Evans | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COINSTAR, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: CSTR SECURITY ID: 19259P300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arik A. Ahitov | Management | For | For |
| 2 | Elect Director Ronald B. Woodard | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COLDWATER CREEK INC.
MEETING DATE: JUN 12, 2010 |
TICKER: CWTR SECURITY ID: 193068103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James R. Alexander | Management | For | For |
| 1.2 | Elect Director Jerry Gramaglia | Management | For | For |
| 1.3 | Elect Director Kay Isaacson-Leibowitz | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COMERICA INCORPORATED
MEETING DATE: APR 27, 2010 |
TICKER: CMA SECURITY ID: 200340107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ralph W. Babb, Jr. | Management | For | For |
| 2 | Elect Director James F. Cordes | Management | For | For |
| 3 | Elect Director Jacqueline P. Kane | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Declassify the Board of Directors | Management | For | For |
| 8 | Eliminate Supermajority Vote Requirement | Shareholder | Against | For |
| 9 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| 10 | Pay For Superior Performance | Shareholder | Against | Against |
| |
|---|
COMPELLENT TECHNOLOGIES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CML SECURITY ID: 20452A108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Beeler | Management | For | For |
| 1.2 | Elect Director John P. Guider | Management | For | For |
| 1.3 | Elect Director Kevin L. Roberg | Management | For | For |
| |
|---|
CONTINENTAL AIRLINES, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: CAL SECURITY ID: 210795308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kirbyjon H. Caldwell | Management | For | For |
| 1.2 | Elect Director Carolyn Corvi | Management | For | For |
| 1.3 | Elect Director Henry L. Meyer, III | Management | For | For |
| 1.4 | Elect Director Oscar Munoz | Management | For | For |
| 1.5 | Elect Director Laurence E. Simmons | Management | For | For |
| 1.6 | Elect Director Jeffery A. Smisek | Management | For | For |
| 1.7 | Elect Director Karen Hastie Williams | Management | For | For |
| 1.8 | Elect Director Ronald B. Woodard | Management | For | For |
| 1.9 | Elect Director Charles A. Yamarone | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Prohibit Executive Stock-Based Awards | Shareholder | Against | Against |
| 5 | Please Mark For If Stock Owned Beneficially By You Is Ownedand Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Orcontrolled By Any Person Who Is Not A U.S. Citizen | Management | None | For |
| |
|---|
COSTCO WHOLESALE CORPORATION
MEETING DATE: JAN 28, 2010 |
TICKER: COST SECURITY ID: 22160K105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B.S. Carson, Sr., M.D. | Management | For | For |
| 1.2 | Elect Director William H. Gates | Management | For | For |
| 1.3 | Elect Director Hamilton E. James | Management | For | For |
| 1.4 | Elect Director Jill S. Ruckelshaus | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CREE, INC.
MEETING DATE: OCT 29, 2009 |
TICKER: CREE SECURITY ID: 225447101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles M. Swoboda | Management | For | For |
| 1.2 | Elect Director John W. Palmour | Management | For | For |
| 1.3 | Elect Director Dolph W. von Arx | Management | For | For |
| 1.4 | Elect Director Clyde R. Hosein | Management | For | For |
| 1.5 | Elect Director Robert A. Ingram | Management | For | For |
| 1.6 | Elect Director Franco Plastina | Management | For | For |
| 1.7 | Elect Director Harvey A. Wagner | Management | For | For |
| 1.8 | Elect Director Thomas H. Werner | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CSR LTD.
MEETING DATE: JUL 9, 2009 |
TICKER: CSR SECURITY ID: AU000000CSR5
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended March 31, 2009 | Management | None | None |
| 2a | Elect John Story as a Director | Management | For | For |
| 2b | Elect Jeremy Sutcliffe as a Director | Management | For | For |
| 2c | Elect Nicholas Burton Taylor as a Director | Management | For | For |
| 3 | Approve the Remuneration Report for the Financial Year Ended March 31, 2009 | Management | For | For |
| 4 | Ratify the Past Issuance of 89.29 Million Shares at an Issue Price of A$1.40 Each to Institutional Investors Made on Nov. 28, 2008 | Management | For | For |
| 5 | Approve the Amendment of the Constitution to Renew the Proportional Takeover Provisions for a Further Three Years | Management | For | For |
| 6 | Approve the Amendment of the Constitution to Remove the Director Shareholding Qualification | Management | For | For |
| |
|---|
CSX CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: CSX SECURITY ID: 126408103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director D. M. Alvarado | Management | For | For |
| 1.2 | Elect Director A. Behring | Management | For | For |
| 1.3 | Elect Director Sen. J. B. Breaux | Management | For | For |
| 1.4 | Elect Director S. T. Halverson | Management | For | For |
| 1.5 | Elect Director E. J. Kelly, III | Management | For | For |
| 1.6 | Elect Director G. H. Lamphere | Management | For | For |
| 1.7 | Elect Director J. D. McPherson | Management | For | For |
| 1.8 | Elect Director T. T. O'Toole | Management | For | For |
| 1.9 | Elect Director D. M. Ratcliffe | Management | For | For |
| 1.10 | Elect Director D. J. Shepard | Management | For | For |
| 1.11 | Elect Director M. J. Ward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
CVB FINANCIAL CORP.
MEETING DATE: MAY 18, 2010 |
TICKER: CVBF SECURITY ID: 126600105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George A. Borba | Management | For | Withhold |
| 1.2 | Elect Director John A. Borba | Management | For | Withhold |
| 1.3 | Elect Director Robert M. Jacoby | Management | For | Withhold |
| 1.4 | Elect Director Ronald O. Kruse | Management | For | Withhold |
| 1.5 | Elect Director Christopher D. Myers | Management | For | For |
| 1.6 | Elect Director James C. Seley | Management | For | Withhold |
| 1.7 | Elect Director San E. Vaccaro | Management | For | Withhold |
| 1.8 | Elect Director D. Linn Wiley | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CYMER, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: CYMI SECURITY ID: 232572107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles J. Abbe | Management | For | For |
| 1.2 | Elect Director Robert P. Akins | Management | For | For |
| 1.3 | Elect Director Edward H. Braun | Management | For | For |
| 1.4 | Elect Director Michael R. Gaulke | Management | For | For |
| 1.5 | Elect Director William G. Oldham | Management | For | For |
| 1.6 | Elect Director Eric M. Ruttenberg | Management | For | For |
| 1.7 | Elect Director Peter J. Simone | Management | For | For |
| 1.8 | Elect Director Young K. Sohn | Management | For | For |
| 1.9 | Elect Director Jon D. Tompkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CYPRESS SEMICONDUCTOR CORPORATION
MEETING DATE: MAY 14, 2010 |
TICKER: CY SECURITY ID: 232806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Lloyd Carney | Management | For | For |
| 1.5 | Elect Director James R. Long | Management | For | For |
| 1.6 | Elect Director J. Daniel Mccranie | Management | For | For |
| 1.7 | Elect Director Evert Van De Ven | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: DECK SECURITY ID: 243537107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director Rex A. Licklider | Management | For | For |
| 1.3 | Elect Director John M. Gibbons | Management | For | For |
| 1.4 | Elect Director John G. Perenchio | Management | For | For |
| 1.5 | Elect Director Maureen Conners | Management | For | For |
| 1.6 | Elect Director Tore Steen | Management | For | For |
| 1.7 | Elect Director Ruth M. Owades | Management | For | For |
| 1.8 | Elect Director Karyn O. Barsa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
DELL INC.
MEETING DATE: JUL 17, 2009 |
TICKER: DELL SECURITY ID: 24702R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Breyer | Management | For | For |
| 1.2 | Elect Director Donald J. Carty | Management | For | For |
| 1.3 | Elect Director Michael S. Dell | Management | For | For |
| 1.4 | Elect Director William H. Gray, III | Management | For | For |
| 1.5 | Elect Director Sallie L. Krawcheck | Management | For | For |
| 1.6 | Elect Director Judy C. Lewent | Management | For | For |
| 1.7 | Elect Director Thomas W. Luce, III | Management | For | For |
| 1.8 | Elect Director Klaus S. Luft | Management | For | For |
| 1.9 | Elect Director Alex J. Mandl | Management | For | For |
| 1.10 | Elect Director Sam Nunn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Reimburse Proxy Contest Expenses | Shareholder | Against | Against |
| 4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
DENBURY RESOURCES INC.
MEETING DATE: MAR 9, 2010 |
TICKER: DNR SECURITY ID: 247916208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: NOV 19, 2009 |
TICKER: DTV SECURITY ID: 25459L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Voting and Right of First Refusal | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
DIRECTV
MEETING DATE: JUN 3, 2010 |
TICKER: DTV SECURITY ID: 25490A101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil R. Austrian | Management | For | For |
| 1.2 | Elect Director Ralph F. Boyd, Jr. | Management | For | For |
| 1.3 | Elect Director Paul A. Gould | Management | For | For |
| 1.4 | Elect Director Charles R. Lee | Management | For | For |
| 1.5 | Elect Director Peter A. Lund | Management | For | For |
| 1.6 | Elect Director Gregory B. Maffei | Management | For | For |
| 1.7 | Elect Director John C. Malone | Management | For | For |
| 1.8 | Elect Director Nancy S. Newcomb | Management | For | For |
| 1.9 | Elect Director Haim Saban | Management | For | For |
| 1.10 | Elect Director Michael D. White | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
DISCOVERY COMMUNICATIONS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: DISCA SECURITY ID: 25470F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Gould | Management | For | For |
| 1.2 | Elect Director John S. Hendricks | Management | For | For |
| 1.3 | Elect Director M. LaVoy Robison | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DISH NETWORK CORPORATION
MEETING DATE: MAY 3, 2010 |
TICKER: DISH SECURITY ID: 25470M109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James Defranco | Management | For | For |
| 1.2 | Elect Director Cantey Ergen | Management | For | For |
| 1.3 | Elect Director Charles W. Ergen | Management | For | For |
| 1.4 | Elect Director Steven R. Goodbarn | Management | For | For |
| 1.5 | Elect Director Gary S. Howard | Management | For | For |
| 1.6 | Elect Director David K. Moskowitz | Management | For | For |
| 1.7 | Elect Director Tom A. Ortolf | Management | For | For |
| 1.8 | Elect Director Carl E. Vogel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
DOW CHEMICAL COMPANY, THE
MEETING DATE: MAY 13, 2010 |
TICKER: DOW SECURITY ID: 260543103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arnold A. Allemang | Management | For | For |
| 2 | Elect Director Jacqueline K. Barton | Management | For | For |
| 3 | Elect Director James A. Bell | Management | For | For |
| 4 | Elect Director Jeff M. Fettig | Management | For | For |
| 5 | Elect Director Barbara H. Franklin | Management | For | For |
| 6 | Elect Director John B. Hess | Management | For | For |
| 7 | Elect Director Andrew N. Liveris | Management | For | For |
| 8 | Elect Director Paul Polman | Management | For | For |
| 9 | Elect Director Dennis H. Reilley | Management | For | For |
| 10 | Elect Director James M. Ringler | Management | For | For |
| 11 | Elect Director Ruth G. Shaw | Management | For | For |
| 12 | Elect Director Paul G. Stern | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Provide Right to Call Special Meeting | Management | For | For |
| 15 | Report on Environmental Remediation in Midland Area | Shareholder | Against | Abstain |
| 16 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
DXP ENTERPRISES, INC.
MEETING DATE: JUN 18, 2010 |
TICKER: DXPE SECURITY ID: 233377407
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Little | Management | For | For |
| 1.2 | Elect Director Cletus Davis | Management | For | For |
| 1.3 | Elect Director Kenneth H. Miller | Management | For | For |
| 1.4 | Elect Director Timothy P. Halter | Management | For | For |
| 2 | Other Business | Management | For | Against |
| |
|---|
EAST WEST BANCORP, INC.
MEETING DATE: MAR 25, 2010 |
TICKER: EWBC SECURITY ID: 27579R104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
EBAY INC.
MEETING DATE: APR 29, 2010 |
TICKER: EBAY SECURITY ID: 278642103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Moffett | Management | For | For |
| 2 | Elect Director Richard T. Schlosberg, III | Management | For | For |
| 3 | Elect Director Thomas J. Tierney | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
ECHO GLOBAL LOGISTICS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ECHO SECURITY ID: 27875T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel K. Skinner | Management | For | For |
| 1.2 | Elect Director Douglas R. Waggoner | Management | For | For |
| 1.3 | Elect Director John R. Walter | Management | For | For |
| 1.4 | Elect Director John F. Sandner | Management | For | For |
| 1.5 | Elect Director Peter J. Barris | Management | For | For |
| 1.6 | Elect Director Anthony R. Bobulinski | Management | For | For |
| 1.7 | Elect Director Eric P. Lefkofsky | Management | For | For |
| 1.8 | Elect Director Bradley A. Keywell | Management | For | For |
| 1.9 | Elect Director Matthew Ferguson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: JUL 16, 2009 |
TICKER: DRX SECURITY ID: 284131208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive And Consider The Financial Statements For The Year Ended December 31, 2008 Together With The Reports Of The Directors And Auditors Thereon | Management | For | For |
| 2 | Re-elect Shane Cooke Who Retires From The Board Byrotation In Accordance With The Articles Of Association | Management | For | For |
| 3 | Re-elect Lars Ekman Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 4 | Re-elect Gary Kennedy Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 5 | Elect Patrick Kennedy Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 6 | Re-elect Kieran McGowan Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 7 | Re-elect G. Kelly Martin Who Retires From The Board By Rotation In Accordance With The Articles Of Association | Management | For | For |
| 8 | Re-elect Kyran McLaughlin Who Retires From The Board In Accordance With The Combined Code | Management | For | For |
| 9 | Elect Donal O Connor Who Retires From The Board In Accordance With The Articles Of Association | Management | For | For |
| 10 | Elect Vaughn Bryson To The Board With Effect From The End Of The Meeting | Management | For | For |
| 11 | Elect Richard Pilnik To The Board With Effect From The End Of The Meeting | Management | For | For |
| 12 | Elect Jack Schuler To The Board With Effect From The End of The Meeting | Management | For | For |
| 13 | Authorise The Directors To Fix The Remuneration Of The Auditors | Management | For | For |
| 14 | Authorise Electronic Communications With Shareholders | Management | For | For |
| 15 | Authorise The Directors To Issue Securities | Management | For | For |
| 16 | Authorise The Disapplication Of Pre-emption Rights On The Allotment Of Up To 40 Million Shares | Management | For | For |
| 17 | Authorise The Company To Make Market Purchases Of Its Own Shares | Management | For | For |
| 18 | Set The Re-issue Price Range For Treasury Shares | Management | For | For |
| 19 | Approve Amendments To The Articles Of Association | Management | For | For |
| 20 | Authorise 14 Day Notice Period For Extraordinary General Meetings | Management | For | For |
| |
|---|
ELAN CORPORATION PLC
MEETING DATE: MAY 27, 2010 |
TICKER: DRX SECURITY ID: 284131208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reelect Kieran McGowan Director | Management | For | For |
| 3 | Reelect Kyran McLaughlin Director | Management | For | For |
| 4 | Elect Dennis Selkoe Director | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
| 7 | Increase Authorised Share Capital | Management | For | For |
| 8 | Amend Articles to Reflect Changes in Capital | Management | For | For |
| 9 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 10 | Authorise Shares for Market Purchase | Management | For | For |
| 11 | Authorise Reissuance of Repurchased Shares | Management | For | For |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| |
|---|
ELECTRONIC ARTS INC.
MEETING DATE: JUL 29, 2009 |
TICKER: ERTS SECURITY ID: 285512109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard S. Coleman | Management | For | For |
| 2 | Elect Director Jeffrey T. Huber | Management | For | For |
| 3 | Elect Director Gary M. Kusin | Management | For | For |
| 4 | Elect Director Geraldine B. Laybourne | Management | For | For |
| 5 | Elect Director Gregory B. Maffei | Management | For | For |
| 6 | Elect Director Vivek Paul | Management | For | For |
| 7 | Elect Director Lawrence F. Probst III | Management | For | For |
| 8 | Elect Director John S. Riccitiello | Management | For | For |
| 9 | Elect Director Richard A. Simonson | Management | For | For |
| 10 | Elect Director Linda J. Srere | Management | For | For |
| 11 | Approve Stock Option Exchange Program | Management | For | For |
| 12 | Amend Omnibus Stock Plan | Management | For | Against |
| 13 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 14 | Ratify Auditors | Management | For | For |
| |
|---|
EMULEX CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: ELX SECURITY ID: 292475209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred B. Cox | Management | For | For |
| 1.2 | Elect Director Michael P. Downey | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Paul F. Folino | Management | For | For |
| 1.5 | Elect Director Robert H. Goon | Management | For | For |
| 1.6 | Elect Director Don M. Lyle | Management | For | For |
| 1.7 | Elect Director James M. McCluney | Management | For | For |
| 1.8 | Elect Director Dean A. Yoost | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGIZER HOLDINGS, INC.
MEETING DATE: JAN 25, 2010 |
TICKER: ENR SECURITY ID: 29266R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director R. David Hoover | Management | For | For |
| 1.2 | Elect Director John C. Hunter | Management | For | For |
| 1.3 | Elect Director John E. Klein | Management | For | For |
| 1.4 | Elect Director John R. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ENERGY CONVERSION DEVICES, INC.
MEETING DATE: NOV 17, 2009 |
TICKER: ENER SECURITY ID: 292659109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph A. Avila | Management | For | Withhold |
| 1.2 | Elect Director Alan E. Barton | Management | For | Withhold |
| 1.3 | Elect Director Christopher P. Belden | Management | For | Withhold |
| 1.4 | Elect Director Robert I. Frey | Management | For | Withhold |
| 1.5 | Elect Director William J. Ketelhut | Management | For | Withhold |
| 1.6 | Elect Director Mark D. Morelli | Management | For | Withhold |
| 1.7 | Elect Director Stephen Rabinowitz | Management | For | Withhold |
| 1.8 | Elect Director George A. Schreiber Jr. | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXELIXIS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: EXEL SECURITY ID: 30161Q104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl B. Feldbaum | Management | For | For |
| 1.2 | Elect Director Alan M. Garber | Management | For | For |
| 1.3 | Elect Director Vincent T. Marchesi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXPRESS SCRIPTS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ESRX SECURITY ID: 302182100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gary G. Benanav | Management | For | For |
| 2 | Elect Director Frank J. Borelli | Management | For | For |
| 3 | Elect Director Maura C. Breen | Management | For | For |
| 4 | Elect Director Nicholas J. LaHowchic | Management | For | For |
| 5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
| 6 | Elect Director Frank Mergenthaler | Management | For | For |
| 7 | Elect Director Woodrow A Myers, Jr., M.D. | Management | For | For |
| 8 | Elect Director John O. Parker, Jr. | Management | For | For |
| 9 | Elect Director George Paz | Management | For | For |
| 10 | Elect Director Samuel K. Skinner | Management | For | For |
| 11 | Elect Director Seymour Sternberg | Management | For | For |
| 12 | Elect Director Barrett A. Toan | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| 14 | Report on Political Contributions | Shareholder | Against | Abstain |
| 15 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIFTH THIRD BANCORP
MEETING DATE: APR 20, 2010 |
TICKER: FITB SECURITY ID: 316773100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Darryl F. Allen | Management | For | For |
| 1.2 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
| 1.3 | Elect Director Emerson L. Brumback | Management | For | For |
| 1.4 | Elect Director James P. Hackett | Management | For | For |
| 1.5 | Elect Director Gary R. Heminger | Management | For | For |
| 1.6 | Elect Director Jewell D. Hoover | Management | For | For |
| 1.7 | Elect Director Kevin T. Kabat | Management | For | For |
| 1.8 | Elect Director Mitchel D. Livingston, PhD | Management | For | For |
| 1.9 | Elect Director Hendrik G. Meijer | Management | For | For |
| 1.10 | Elect Director John J. Schiff, Jr. | Management | For | For |
| 1.11 | Elect Director Dudley S. Taft | Management | For | For |
| 1.12 | Elect Director Marsha C. Williams | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Eliminate Cumulative Voting | Management | For | For |
| 4 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Require Independent Board Chairman | Shareholder | Against | Against |
| |
|---|
FIRST SOLAR, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: FSLR SECURITY ID: 336433107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Ahearn | Management | For | For |
| 1.2 | Elect Director Robert J. Gillette | Management | For | For |
| 1.3 | Elect Director Craig Kennedy | Management | For | For |
| 1.4 | Elect Director James F. Nolan | Management | For | For |
| 1.5 | Elect Director William J. Post | Management | For | For |
| 1.6 | Elect Director J. Thomas Presby | Management | For | For |
| 1.7 | Elect Director Paul H. Stebbins | Management | For | Withhold |
| 1.8 | Elect Director Michael Sweeney | Management | For | Withhold |
| 1.9 | Elect Director Jose H. Villarreal | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: JUL 13, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Exisiting Equity Incentive Plans | Management | For | For |
| |
|---|
FLEXTRONICS INTERNATIONAL LTD.
MEETING DATE: SEP 22, 2009 |
TICKER: FLEX SECURITY ID: Y2573F102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: James A. Davidson | Management | For | For |
| 2 | Re-election Of Director: Lip Bu Tan | Management | For | For |
| 3 | Re-election Of Director: Robert L. Edwards | Management | For | For |
| 4 | Re-election Of Director: Daniel H. Schulman | Management | For | For |
| 5 | Re-election Of Director: William D. Watkins | Management | For | For |
| 6 | Approve The Reappointment Of Deloitte & Touche Llp As Flextronics' Independent Auditors For The 2010 Fiscal Year Andto Authorize The Board Of Directors To Fix Its Remuneration. | Management | For | For |
| 7 | Approve The General Authorization For The Directors Offlextronics To Allot And Issue Ordinary Shares. | Management | For | For |
| 8 | Approve The Renewal Of The Share Purchase Mandate Relating To Acquisitions By Flextronics Of Its Own Issued Ordinary Shares. | Management | For | For |
| 9 | Approve Changes In The Cash Compensation Payable To Flextronics' Non-employee Directors And Additional Cash Compensation For The Chairman Of The Board Of Directors. | Management | For | For |
| |
|---|
FOSTER WHEELER AG
MEETING DATE: NOV 4, 2009 |
TICKER: FWLT SECURITY ID: H27178104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Of Director: Clayton C. Daley, Jr. | Management | For | For |
| 2 | In The Event Counterproposals, Alterations Or Amendments Of The agenda Items Or Other Matters Are Raised At The Extraordinary general Meeting, I Instruct The Appointed Proxies To Vote As follows. | Management | For | Against |
| |
|---|
FUSHI COPPERWELD, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: FSIN SECURITY ID: 36113E107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Li Fu | Management | For | For |
| 1.2 | Elect Director Joseph J. Longever | Management | For | For |
| 1.3 | Elect Director Wenbing Christopher Wang | Management | For | For |
| 1.4 | Elect Director Barry L. Raeburn | Management | For | For |
| 1.5 | Elect Director Feng Bai | Management | For | For |
| 1.6 | Elect Director Jiping Hua | Management | For | For |
| 1.7 | Elect Director John Francis 'Jack' Perkowski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
GAMELOFT
MEETING DATE: JUN 24, 2010 |
TICKER: GFT SECURITY ID: FR0000079600
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
| 9 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 5 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | For |
| 10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14 and 15 Above | Management | For | For |
| 11 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
| 12 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
| 13 | Approve Employee Stock Purchase Plan | Management | For | For |
| 14 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 8 to 13 at EUR 10 Million | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
GENWORTH FINANCIAL, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: GNW SECURITY ID: 37247D106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven W. Alesio | Management | For | For |
| 2 | Elect Director Michael D. Fraizer | Management | For | For |
| 3 | Elect Director Nancy J. Karch | Management | For | For |
| 4 | Elect Director J. Robert "Bob" Kerrey | Management | For | For |
| 5 | Elect Director Risa J. Lavizzo-Mourey | Management | For | For |
| 6 | Elect Director Christine B. Mead | Management | For | For |
| 7 | Elect Director Thomas E. Moloney | Management | For | For |
| 8 | Elect Director James A. Parke | Management | For | For |
| 9 | Elect Director James S. Riepe | Management | For | For |
| 10 | Amend Omnibus Stock Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
GENZYME CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: GENZ SECURITY ID: 372917104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Douglas A. Berthiaume | Management | For | For |
| 1.2 | Elect Director Robert J. Bertolini | Management | For | For |
| 1.3 | Elect Director Gail K. Boudreaux | Management | For | For |
| 1.4 | Elect Director Robert J. Carpenter | Management | For | For |
| 1.5 | Elect Director Charles L. Cooney | Management | For | For |
| 1.6 | Elect Director Victor J. Dzau | Management | For | For |
| 1.7 | Elect Director Connie Mack, III | Management | For | For |
| 1.8 | Elect Director Richard F. Syron | Management | For | For |
| 1.9 | Elect Director Henri A. Termeer | Management | For | For |
| 1.10 | Elect Director Ralph V. Whitworth | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Provide Right to Call Special Meeting | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Gold Card) |
| 1.1 | Elect Director Steven Burakoff | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Alexander J. Denner | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Carl C. Icahn | Shareholder | For | Did Not Vote |
| 1.4 | Elect Director Richard Mulligan | Shareholder | For | Did Not Vote |
| 1.5 | Management Nominee - Douglas A. Berthiaume | Shareholder | For | Did Not Vote |
| 1.6 | Management Nominee - Robert J. Bertolini | Shareholder | For | Did Not Vote |
| 1.7 | Management Nominee - Gail K. Boudreaux | Shareholder | For | Did Not Vote |
| 1.8 | Management Nominee - Robert J. Carpenter | Shareholder | For | Did Not Vote |
| 1.9 | Management Nominee - Victor J. Dzau | Shareholder | For | Did Not Vote |
| 1.10 | Management Nominee - Ralph V. Whitworth | Shareholder | For | Did Not Vote |
| 2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Did Not Vote |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | Against | Did Not Vote |
| 5 | Provide Right to Call Special Meeting | Management | For | Did Not Vote |
| 6 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
GOOGLE INC.
MEETING DATE: MAY 13, 2010 |
TICKER: GOOG SECURITY ID: 38259P508
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric Schmidt | Management | For | For |
| 1.2 | Elect Director Sergey Brin | Management | For | For |
| 1.3 | Elect Director Larry Page | Management | For | For |
| 1.4 | Elect Director L. John Doerr | Management | For | For |
| 1.5 | Elect Director John L. Hennessy | Management | For | For |
| 1.6 | Elect Director Ann Mather | Management | For | For |
| 1.7 | Elect Director Paul S. Otellini | Management | For | For |
| 1.8 | Elect Director K. Ram Shriram | Management | For | For |
| 1.9 | Elect Director Shirley M. Tilghman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| 5 | Adopt Principles for Online Advertising | Shareholder | Against | Abstain |
| 6 | Amend Human Rights Policies Regarding Chinese Operations | Shareholder | Against | Abstain |
| |
|---|
HARMAN INTERNATIONAL INDUSTRIES, INC.
MEETING DATE: DEC 8, 2009 |
TICKER: HAR SECURITY ID: 413086109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dinesh C. Paliwal | Management | For | For |
| 1.2 | Elect Director Edward H. Meyer | Management | For | For |
| 1.3 | Elect Director Gary G. Steel | Management | For | For |
| |
|---|
HEARTWARE INTERNATIONAL, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: HTWR SECURITY ID: 422368100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas Godshall | Management | For | For |
| 1.2 | Elect Director Seth Harrison | Management | For | For |
| 1.3 | Elect Director Robert Stockman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Stock Award to Executive Douglas Godshall | Management | For | For |
| 4 | Approve Stock Grant to Robert Thomas | Management | For | For |
| 5 | Approve Stock Grant to Seth Harrison | Management | For | For |
| 6 | Approve Stock Grant to Timothy Barberich | Management | For | For |
| 7 | Approve Stock Grant to Christine Bennett | Management | For | For |
| 8 | Approve Stock Grant to Charles Raymond Larkin, Jr. | Management | For | For |
| 9 | Approve Stock Grant to Robert Stockman | Management | For | For |
| 10 | Approve Stock Grant to Denis Wade | Management | For | For |
| 11 | Increase Maximum Aggregate Directors' Fees | Management | For | For |
| 12 | Broadridge Note: Please vote FOR if you acknowledge that Douglas Godshall may exercise your proxy even if he holds interest in outcome of Proposal 3-11 or vote AGAINST if you have not directed your proxy to vote, Douglas Godshall will not cast your vote | Management | None | Against |
| |
|---|
HOLOGIC, INC.
MEETING DATE: MAR 3, 2010 |
TICKER: HOLX SECURITY ID: 436440101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Cumming | Management | For | For |
| 1.2 | Elect Director Robert A. Cascella | Management | For | For |
| 1.3 | Elect Director Glenn P. Muir | Management | For | For |
| 1.4 | Elect Director Sally W. Crawford | Management | For | For |
| 1.5 | Elect Director David R. LaVance Jr. | Management | For | For |
| 1.6 | Elect Director Nancy L. Leaming | Management | For | For |
| 1.7 | Elect Director Lawrence M. Levy | Management | For | For |
| 1.8 | Elect Director Elaine S. Ullian | Management | For | For |
| 1.9 | Elect Director Wayne Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
HOUSING DEVELOPMENT & INFRASTRUCTURE LTD.
MEETING DATE: SEP 4, 2009 |
TICKER: 532873 SECURITY ID: INE191I01012
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint W. Singh as Director | Management | For | For |
| 3 | Reappoint A.K. Gupta as Director | Management | For | For |
| 4 | Reappoint S.K. Soni as Director | Management | For | For |
| 5 | Approve Thar & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of $450 Million | Management | For | For |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ICONIX BRAND GROUP, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: ICON SECURITY ID: 451055107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Cole | Management | For | For |
| 1.2 | Elect Director Barry Emanuel | Management | For | For |
| 1.3 | Elect Director Steven Mendelow | Management | For | For |
| 1.4 | Elect Director Drew Cohen | Management | For | For |
| 1.5 | Elect Director F. Peter Cuneo | Management | For | For |
| 1.6 | Elect Director Mark Friedman | Management | For | For |
| 1.7 | Elect Director James A. Marcum | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
IMMUNOGEN, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: IMGN SECURITY ID: 45253H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Fix Number of Directors at Nine | Management | For | For |
| 2.1 | Elect Director Mitchel Sayare, Ph.d. | Management | For | For |
| 2.2 | Elect Director David W. Carter | Management | For | For |
| 2.3 | Elect Director Mark Skaletsky | Management | For | For |
| 2.4 | Elect Director J.j. Villafranca | Management | For | For |
| 2.5 | Elect Director Nicole Onetto | Management | For | For |
| 2.6 | Elect Director Stephen C. Mccluski | Management | For | For |
| 2.7 | Elect Director Richard J. Wallace | Management | For | For |
| 2.8 | Elect Director Daniel M. Junius | Management | For | For |
| 2.9 | Elect Director Howard H. Pien | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
INDIABULLS FINANCIAL SERVICES LTD.
MEETING DATE: JUL 18, 2009 |
TICKER: 532544 SECURITY ID: INE894F01025
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights of up to $200 Million to Qualified Institutional Buyers | Management | For | For |
| |
|---|
INDIABULLS FINANCIAL SERVICES LTD.
MEETING DATE: SEP 30, 2009 |
TICKER: 532544 SECURITY ID: INE894F01025
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 2.00 Per Share | Management | For | For |
| 3 | Reappoint P.P. Mirdha as Director | Management | For | For |
| 4 | Reappoint A. Katoch as Director | Management | For | For |
| 5 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Utilization of Proceeds Arising Out of the Issue of Equity Shares | Management | For | For |
| 7 | Approve Reappointment and Remuneration of G. Banga, Executive Director | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: SEP 30, 2009 |
TICKER: SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Reappoint P.P. Mirdha as Director | Management | For | For |
| 3 | Reappoint N. Gehlaut as Director | Management | For | For |
| 4 | Reappoint V. Bansal as Director | Management | For | For |
| 5 | Approve Ajay Sardana Associates as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6 | Approve Utilization of Proceeds from the Issue of Equity Shares | Management | For | For |
| 7 | Approve Reappointment and Remuneration of N. Gehlaut, Joint Managing Director | Management | For | For |
| 8 | Approve Reappointment and Remuneration of V. Bansal, Joint Managing Director | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: OCT 4, 2009 |
TICKER: SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Loans, Investments, and/or Corporate Guarantees of up to INR 200 Billion to Indiabulls Power Ltd (IPL), Indiabulls Realtech Ltd, Indiabulls CSEB Bhaiyathan Power Ltd, Indiabulls Powergen Ltd, or Any Other Subsidiaries of IPL | Management | For | For |
| |
|---|
INDIABULLS REAL ESTATE LTD.
MEETING DATE: MAR 12, 2010 |
TICKER: SECURITY ID: INE069I01010
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Investment of up to INR 5 Billion in Indiabulls Property Builders Ltd., a Subsidiary of the Company | Management | For | For |
| 2 | Approve Investment of up to INR 5 Billion in Indiabulls Developers and Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 3 | Approve Investment of up to INR 5 Billion in Indiabulls Malls Ltd., a Subsidiary of the Company | Management | For | For |
| 4 | Approve Investment of up to INR 1 Billion in Serida Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 5 | Approve Investment of up to INR 1 Billion in Lenus Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 6 | Approve Investment of up to INR 1 Billion in Serida Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 7 | Approve Investment of up to INR 1 Billion in Ashkit Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 8 | Approve Investment of up to INR 1 Billion in Ashkit Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 9 | Approve Investment of up to INR 1 Billion in Mabon Constructions Ltd., a Subsidiary of the Company | Management | For | For |
| 10 | Approve Investment of up to INR 1 Billion in Mabon Properties Ltd., a Subsidiary of the Company | Management | For | For |
| 11 | Approve Investment of up to INR 1 Billion in Mabon Infrastructure Ltd., a Subsidiary of the Company | Management | For | For |
| 12 | Approve Investment of up to INR 1 Billion in Mabon Real Estate Ltd., a Subsidiary of the Company | Management | For | For |
| 13 | Approve Investment of up to INR 1 Billion in Ashkit Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 14 | Approve Investment of up to INR 1 Billion in Mabon Developers Ltd., a Subsidiary of the Company | Management | For | For |
| 15 | Approve Sharma Goel & Co. as Auditors in Place of the Resigning Auditors, Ajay Sardana Associates, and Authorize Board to Fix Their Remuneration | Management | For | For |
| 16 | Amend Articles of Association Re: Share Subscription Agreement with Oberon Ltd. | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INHIBITEX, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: INHX SECURITY ID: 45719T103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Henos | Management | For | For |
| 1.2 | Elect Director Marc L. Preminger | Management | For | For |
| 1.3 | Elect Director Christopher McGuigan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INTEL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: INTC SECURITY ID: 458140100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charlene Barshefsky | Management | For | For |
| 2 | Elect Director Susan L. Decker | Management | For | For |
| 3 | Elect Director John J. Donahoe | Management | For | For |
| 4 | Elect Director Reed E. Hundt | Management | For | For |
| 5 | Elect Director Paul S. Otellini | Management | For | For |
| 6 | Elect Director James D. Plummer | Management | For | For |
| 7 | Elect Director David S. Pottruck | Management | For | For |
| 8 | Elect Director Jane E. Shaw | Management | For | For |
| 9 | Elect Director Frank D. Yeary | Management | For | For |
| 10 | Elect Director David B. Yoffie | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
INTERLINE BRANDS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: IBI SECURITY ID: 458743101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Grebe | Management | For | Withhold |
| 1.2 | Elect Director Gideon Argov | Management | For | Withhold |
| 1.3 | Elect Director Randolph W. Melville | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
INTERMUNE, INC.
MEETING DATE: MAY 10, 2010 |
TICKER: ITMN SECURITY ID: 45884X103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David S. Kabakoff | Management | For | For |
| 1.2 | Elect Director Daniel G. Welch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INTUITIVE SURGICAL, INC.
MEETING DATE: APR 21, 2010 |
TICKER: ISRG SECURITY ID: 46120E602
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan J. Levy | Management | For | For |
| 1.2 | Elect Director Eric H. Halvorson | Management | For | For |
| 1.3 | Elect Director Amal M. Johnson | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | Against |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: IRBT SECURITY ID: 462726100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Helen Greiner | Management | For | For |
| 1.2 | Elect Director George C. McNamee | Management | For | For |
| 1.3 | Elect Director Peter T. Meekin | Management | For | For |
| 1.4 | Elect Director Paul Sagan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ISIS PHARMACEUTICALS, INC.
MEETING DATE: JUN 2, 2010 |
TICKER: ISIS SECURITY ID: 464330109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley T. Crooke | Management | For | For |
| 1.2 | Elect Director Joseph Klein, III | Management | For | For |
| 1.3 | Elect Director John C. Reed | Management | For | For |
| 2 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JPMORGAN CHASE & CO.
MEETING DATE: MAY 18, 2010 |
TICKER: JPM SECURITY ID: 46625H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Crandall C. Bowles | Management | For | For |
| 1.2 | Elect Director Stephen B. Burke | Management | For | For |
| 1.3 | Elect Director David M. Cote | Management | For | For |
| 1.4 | Elect Director James S. Crown | Management | For | For |
| 1.5 | Elect Director James Dimon | Management | For | For |
| 1.6 | Elect Director Ellen V. Futter | Management | For | For |
| 1.7 | Elect Director William H. Gray, III | Management | For | For |
| 1.8 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
| 1.9 | Elect Director David C. Novak | Management | For | For |
| 1.10 | Elect Director Lee R. Raymond | Management | For | For |
| 1.11 | Elect Director William C. Weldon | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
| 5 | Amend Bylaws-- Call Special Meetings | Shareholder | Against | Against |
| 6 | Report on Collateral in Derivatives Trading | Shareholder | Against | For |
| 7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 8 | Require Independent Board Chairman | Shareholder | Against | Against |
| 9 | Report on Pay Disparity | Shareholder | Against | Against |
| 10 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
KLA-TENCOR CORP.
MEETING DATE: NOV 4, 2009 |
TICKER: KLAC SECURITY ID: 482480100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert P. Akins | Management | For | For |
| 1.2 | Elect Director Robert T. Bond | Management | For | For |
| 1.3 | Elect Director Kiran M. Patel | Management | For | For |
| 1.4 | Elect Director David C. Wang | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LENNAR CORPORATION
MEETING DATE: APR 14, 2010 |
TICKER: LEN SECURITY ID: 526057104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Irving Bolotin | Management | For | For |
| 1.2 | Director Steven L. Gerard | Management | For | For |
| 1.3 | Director Sherrill W. Hudson | Management | For | For |
| 1.4 | Director R. Kirk Landon | Management | For | For |
| 1.5 | Director Sidney Lapidus | Management | For | For |
| 1.6 | Director Stuart A. Miller | Management | For | For |
| 1.7 | Director Donna E. Shalala | Management | For | For |
| 1.8 | Director Jeffrey Sonnenfeld | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| |
|---|
LIBERTY GLOBAL, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: LBTYA SECURITY ID: 530555101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Miranda Curtis | Management | For | For |
| 1.2 | Elect Director John W. Dick | Management | For | For |
| 1.3 | Elect Director J.C. Sparkman | Management | For | For |
| 1.4 | Elect Director J. David Wargo | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TECHNOLOGIES CORPORATION
MEETING DATE: APR 29, 2010 |
TICKER: LIFE SECURITY ID: 53217V109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.3 | Elect Director Arnold J. Levine, Ph.D. | Management | For | For |
| 1.4 | Elect Director Bradley G. Lorimier | Management | For | For |
| 1.5 | Elect Director David C. U'Prichard, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Eliminate Supermajority Vote Requirement | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
LULULEMON ATHLETICA INC.
MEETING DATE: JUN 9, 2010 |
TICKER: LULU SECURITY ID: 550021109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas G. Stemberg | Management | For | For |
| 1.2 | Elect Director Dennis J. Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAKO SURGICAL CORP.
MEETING DATE: JUN 10, 2010 |
TICKER: MAKO SECURITY ID: 560879108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Christopher C. Dewey | Management | For | For |
| 1.2 | Elect Director John J. Savarese | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 10, 2009 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Sehat Sutardja as Director | Management | For | For |
| 1b | Elect Pantas Sutardja as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Dan R. Moore | Management | For | For |
| 1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
| 4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
MBIA INC.
MEETING DATE: MAY 4, 2010 |
TICKER: MBI SECURITY ID: 55262C100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Brown | Management | For | For |
| 1.2 | Elect Director David A. Coulter | Management | For | For |
| 1.3 | Elect Director Claire L. Gaudiani | Management | For | For |
| 1.4 | Elect Director Daniel P. Kearney | Management | For | For |
| 1.5 | Elect Director Kewsong Lee | Management | For | For |
| 1.6 | Elect Director Laurence H. Meyer | Management | For | For |
| 1.7 | Elect Director Charles R. Rinehart | Management | For | For |
| 1.8 | Elect Director Theodore Shasta | Management | For | For |
| 1.9 | Elect Director Richard C. Vaughan | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
MELLANOX TECHNOLOGIES LTD.
MEETING DATE: MAY 17, 2010 |
TICKER: MLNX SECURITY ID: M51363113
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Eyal Waldman as Director | Management | For | Against |
| 1.2 | Elect Glenda Dorchak as Director | Management | For | Against |
| 1.3 | Elect Irwin Federman as Director | Management | For | Against |
| 1.4 | Elect Thomas Weatherford as Director | Management | For | Against |
| 2.1 | Elect Amal M. Johnson as External Director | Management | For | Against |
| 2.2 | Elect Thomas J. Riordan as External Director | Management | For | Against |
| 3 | Authorize Board Chairman to Serve as CEO | Management | For | For |
| 4 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | Management | For | For |
| 5 | Approve Grant of Options to CEO | Management | For | Against |
| 6 | Approve Compensation Package of CEO | Management | For | For |
| 7 | Approve Compensation of Non-Executive Directors | Management | For | For |
| 8 | Amend Terms of Non-Employee Director Grants | Management | For | For |
| 9 | Amend Indemnification Agreement | Management | For | For |
| 10 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
| 11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 12 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| |
|---|
MEMC ELECTRONIC MATERIALS, INC.
MEETING DATE: APR 20, 2010 |
TICKER: WFR SECURITY ID: 552715104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Emmanuel T. Hernandez | Management | For | For |
| 2 | Elect Director John Marren | Management | For | For |
| 3 | Elect Director William E. Stevens | Management | For | For |
| 4 | Elect Director James B. Williams | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Approve Omnibus Stock Plan | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
MENTOR GRAPHICS CORP.
MEETING DATE: DEC 14, 2009 |
TICKER: MENT SECURITY ID: 587200106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
METROPCS COMMUNICATIONS, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: PCS SECURITY ID: 591708102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director C. Kevin Landry | Management | For | For |
| 1.2 | Elect Director Arthur C. Patterson | Management | For | For |
| 1.3 | Elect Director James N. Perry, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
MICROSOFT CORPORATION
MEETING DATE: NOV 19, 2009 |
TICKER: MSFT SECURITY ID: 594918104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William H. Gates, III | Management | For | For |
| 2 | Elect Director Steven A. Ballmer | Management | For | For |
| 3 | Elect Director Dina Dublon | Management | For | For |
| 4 | Elect Director Raymond V. Gilmartin | Management | For | For |
| 5 | Elect Director Reed Hastings | Management | For | For |
| 6 | Elect Director Maria Klawe | Management | For | For |
| 7 | Elect Director David F. Marquardt | Management | For | For |
| 8 | Elect Director Charles H. Noski | Management | For | For |
| 9 | Elect Director Helmut Panke | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Permit Right to Call Special Meeting | Management | For | For |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 13 | Adopt Principles for Health Care Reform | Shareholder | Against | Abstain |
| 14 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| |
|---|
MONOLITHIC POWER SYSTEMS, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: MPWR SECURITY ID: 609839105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael R. Hsing | Management | For | For |
| 1.2 | Elect Director Herbert Chang | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director Robert J. Chrenc | Management | For | For |
| 3 | Elect Director John Gaulding | Management | For | For |
| 4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Director Cynthia P. McCague | Management | For | For |
| 6 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 7 | Elect Director Roberto Tunioli | Management | For | For |
| 8 | Elect Director Timothy T. Yates | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MORGAN STANLEY
MEETING DATE: MAY 18, 2010 |
TICKER: MS SECURITY ID: 617446448
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roy J. Bostock | Management | For | For |
| 2 | Elect Director Erskine B. Bowles | Management | For | For |
| 3 | Elect Director Howard J. Davies | Management | For | For |
| 4 | Elect Director James P. Gorman | Management | For | For |
| 5 | Elect Director James H. Hance, Jr. | Management | For | For |
| 6 | Elect Director Nobuyuki Hirano | Management | For | For |
| 7 | Elect Director C. Robert Kidder | Management | For | For |
| 8 | Elect Director John J. Mack | Management | For | For |
| 9 | Elect Director Donald T. Nicolaisen | Management | For | For |
| 10 | Elect Director Charles H. Noski | Management | For | For |
| 11 | Elect Director Hutham S. Olayan | Management | For | For |
| 12 | Elect Director O. Griffith Sexton | Management | For | For |
| 13 | Elect Director Laura D. Tyson | Management | For | For |
| 14 | Ratify Auditors | Management | For | For |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 16 | Amend Omnibus Stock Plan | Management | For | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 18 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 19 | Require Independent Board Chairman | Shareholder | Against | Against |
| 20 | Report on Pay Disparity | Shareholder | Against | Against |
| 21 | Claw-back of Payments under Restatements | Shareholder | Against | For |
| |
|---|
MULTI-COLOR CORP.
MEETING DATE: AUG 13, 2009 |
TICKER: LABL SECURITY ID: 625383104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director Charles B. Connolly | Management | For | For |
| 1.3 | Elect Director Francis D. Gerace | Management | For | For |
| 1.4 | Elect Director Lorrence T. Kellar | Management | For | For |
| 1.5 | Elect Director Roger A. Keller | Management | For | For |
| 1.6 | Elect Director Thomas M. Mohr | Management | For | For |
| 1.7 | Elect Director Nigel A. Vinecombe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MYRIAD GENETICS, INC.
MEETING DATE: NOV 5, 2009 |
TICKER: MYGN SECURITY ID: 62855J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. Henderson | Management | For | For |
| 1.2 | Elect Director S. Louise Phanstiel | Management | For | For |
| 2 | Amend Stock Option Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NAVISTAR INTERNATIONAL CORP.
MEETING DATE: FEB 16, 2010 |
TICKER: NAV SECURITY ID: 63934E108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eugenio Clariond | Management | For | For |
| 1.2 | Elect Director Diane H. Gulyas | Management | For | For |
| 1.3 | Elect Director William H. Osborne | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
NETEASE COM INC
MEETING DATE: SEP 4, 2009 |
TICKER: NTES SECURITY ID: 64110W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Re-election Of Director: William Ding | Management | For | Against |
| 2 | Re-election Of Director: Alice Cheng | Management | For | For |
| 3 | Re-election Of Director: Denny Lee | Management | For | Against |
| 4 | Re-election Of Director: Joseph Tong | Management | For | For |
| 5 | Re-election Of Director: Lun Feng | Management | For | Against |
| 6 | Re-election Of Director: Michael Leung | Management | For | For |
| 7 | Re-election Of Director: Michael Tong | Management | For | Against |
| 8 | Appoint Pricewaterhousecoopers Zhong Tian CPAs Limited Company as Independent Auditors Of Netease.com, Inc. For The Fiscal Year Ending December 31, 2009. | Management | For | For |
| |
|---|
NETFLIX, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: NFLX SECURITY ID: 64110L106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Timothy M. Haley | Management | For | Withhold |
| 1.2 | Elect Director Gregory S. Stanger | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
NETLOGIC MICROSYSTEMS, INC.
MEETING DATE: OCT 23, 2009 |
TICKER: NETL SECURITY ID: 64118B100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
NOBLE CORPORATION
MEETING DATE: OCT 29, 2009 |
TICKER: NE SECURITY ID: H5833N103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Gordon T. Hall | Management | For | For |
| 1.2 | Director Jon A. Marshall | Management | For | For |
| 2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Management | For | For |
| |
|---|
NORTHERN TRUST CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: NTRS SECURITY ID: 665859104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
| 1.3 | Elect Director Susan Crown | Management | For | For |
| 1.4 | Elect Director Dipak C. Jain | Management | For | For |
| 1.5 | Elect Director Robert W. Lane | Management | For | For |
| 1.6 | Elect Director Robert C. McCormack | Management | For | For |
| 1.7 | Elect Director Edward J. Mooney | Management | For | For |
| 1.8 | Elect Director John W. Rowe | Management | For | For |
| 1.9 | Elect Director David H.B. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director William D. Smithburg | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa | Management | For | For |
| 1.12 | Elect Director Charles A. Tribbett, III | Management | For | For |
| 1.13 | Elect Director Frederick H. Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 29, 2010 |
TICKER: NUAN SECURITY ID: 67020Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | For |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | For |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
NUVASIVE, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NUVA SECURITY ID: 670704105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
| 1.2 | Elect Director Jack R. Blair | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
NVIDIA CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: NVDA SECURITY ID: 67066G104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James C. Gaither | Management | For | For |
| 1.2 | Elect Director Jen-Hsun Huang | Management | For | For |
| 1.3 | Elect Director A. Brooke Seawell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
O'REILLY AUTOMOTIVE, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: ORLY SECURITY ID: 686091109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Lawrence P. O'Reilly | Management | For | For |
| 2 | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
| 3 | Elect Director Thomas T. Hendrickson | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Other Business | Management | For | Against |
| |
|---|
OFFICE DEPOT, INC.
MEETING DATE: OCT 14, 2009 |
TICKER: ODP SECURITY ID: 676220106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Approve Conversion of Securities | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
OPENTABLE, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: OPEN SECURITY ID: 68372A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Jordan | Management | For | For |
| 1.2 | Elect Director Thomas H. Layton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORACLE CORP.
MEETING DATE: OCT 7, 2009 |
TICKER: ORCL SECURITY ID: 68389X105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
| 1.2 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.3 | Elect Director Michael J. Boskin | Management | For | For |
| 1.4 | Elect Director Safra A. Catz | Management | For | For |
| 1.5 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.6 | Elect Director George H. Conrades | Management | For | For |
| 1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
| 1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
| 1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
| 1.10 | Elect Director Donald L. Lucas | Management | For | For |
| 1.11 | Elect Director Charles E. Phillips, Jr. | Management | For | For |
| 1.12 | Elect Director Naomi O. Seligman | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 6 | Stock Retention/Holding Period | Shareholder | Against | Against |
| |
|---|
P.F. CHANG'S CHINA BISTRO, INC.
MEETING DATE: APR 22, 2010 |
TICKER: PFCB SECURITY ID: 69333Y108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Kerrii B. Anderson | Management | For | For |
| 2 | Elect Director Richard L. Federico | Management | For | For |
| 3 | Elect Director Lesley H. Howe | Management | For | For |
| 4 | Elect Director Dawn E. Hudson | Management | For | For |
| 5 | Elect Director Kenneth A. May | Management | For | For |
| 6 | Elect Director M. Ann Rhoades | Management | For | For |
| 7 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 8 | Elect Director Robert T. Vivian | Management | For | For |
| 9 | Elect Director R. Michael Welborn | Management | For | For |
| 10 | Elect Director Kenneth J. Wessels | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Adjourn Meeting | Management | For | For |
| |
|---|
PACCAR INC
MEETING DATE: APR 20, 2010 |
TICKER: PCAR SECURITY ID: 693718108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alison J. Carnwath | Management | For | For |
| 1.2 | Elect Director Robert T. Parry | Management | For | For |
| 1.3 | Elect Director John M. Pigott | Management | For | For |
| 1.4 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 4 | Limit Composition of Committee(s) to Independent Directors | Shareholder | Against | Against |
| |
|---|
PALM INC
MEETING DATE: SEP 30, 2009 |
TICKER: PALM SECURITY ID: 696643105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hagerty | Management | For | For |
| 1.2 | Elect Director Jonathan J. Rubinstein | Management | For | For |
| 1.3 | Elect Director Paul S. Mountford | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PALM INC
MEETING DATE: JUN 25, 2010 |
TICKER: PALM SECURITY ID: 696643105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PEABODY ENERGY CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: BTU SECURITY ID: 704549104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory H. Boyce | Management | For | For |
| 1.2 | Elect Director William A. Coley | Management | For | For |
| 1.3 | Elect Director William E. James | Management | For | For |
| 1.4 | Elect Director Robert B. Karn, III | Management | For | For |
| 1.5 | Elect Director M. Frances Keeth | Management | For | For |
| 1.6 | Elect Director Henry E. Lentz | Management | For | For |
| 1.7 | Elect Director Robert A. Malone | Management | For | For |
| 1.8 | Elect Director William C. Rusnack | Management | For | For |
| 1.9 | Elect Director John F. Turner | Management | For | For |
| 1.10 | Elect Director Alan H. Washkowitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PEGASYSTEMS INC.
MEETING DATE: JUN 4, 2010 |
TICKER: PEGA SECURITY ID: 705573103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Craig Conway | Management | For | Against |
| 2 | Elect Director Peter Gyenes | Management | For | For |
| 3 | Elect Director Richard H. Jones | Management | For | For |
| 4 | Elect Director Steven F. Kaplan | Management | For | For |
| 5 | Elect Director James P. O'Halloran | Management | For | For |
| 6 | Elect Director Alan Trefler | Management | For | For |
| 7 | Elect Director William W. Wyman | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
PERFECT WORLD CO., LTD.
MEETING DATE: NOV 14, 2009 |
TICKER: PWRD SECURITY ID: 71372U104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amendment Of Section 3.1 (a) Of The Amended And Restated Shareincentive Plan Of The Company By Replacing It With The Following paragraph, All As More Fully Described In The Proxy Statement. | Management | For | Against |
| 2 | Amendment Of Section 5.2 (a) (ii) And (iii) Of The Amended And restated Share Incentive Plan Of The Company. | Management | For | For |
| 3 | Ratification Of The Appointment Of Mr. Han Zhang As An independent Director Of The Company. | Management | For | For |
| 4 | Ratification Of The Appointment Of Mr. Daniel Dong Yang As An independent Director Of The Company. | Management | For | For |
| 5 | Ratification Of The Appointment Of The Independent Auditor PricewaterhouseCoopers For The Fiscal Year 2008. | Management | For | For |
| 6 | Appointment Of The Independent Auditor PricewaterhouseCoopers for The Fiscal Year 2009. | Management | For | For |
| 7 | Amendment Of Article 1 Of The Amended And Restated Memorandum and Articles Of Association By Adding The Following Definition: designated Stock Exchange Means The Nasdaq Stock Market. | Management | For | For |
| 8 | Amendment Of Article 111 Of The Amended And Restated Memorandum and Articles Of Association Of The Company. | Management | For | For |
| 9 | Inclusion Of Financial Statements Of Fiscal Year 2008 In The company S 2008 Annual Report. | Management | For | For |
| 10 | To Authorize Each Of Directors To Take Any & Every Action That might Be Necessary To Effect Foregoing Resolutions 1 To 9. | Management | For | Against |
| |
|---|
PHARMASSET, INC.
MEETING DATE: MAR 18, 2010 |
TICKER: VRUS SECURITY ID: 71715N106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Herbert J. Conrad | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PRIME VIEW INTERNATIONAL CO., LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 8069 SECURITY ID: 74164E106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve 2009 Business Operations Report and Financial Statements | Management | For | For |
| 2 | Approve 2009 Statement of Profit & Loss Appropriation | Management | For | For |
| 3 | Amend Articles of Association | Management | For | For |
| 4 | Approve Release of Restrictions of Competitive Activities of Directors and Their Representatives | Management | For | For |
| 5 | Amend Operating Procedures for Loan of Funds to Other Parties and Endorsement and Guarantee | Management | For | For |
| |
|---|
PROTECTIVE LIFE CORPORATION
MEETING DATE: MAY 10, 2010 |
TICKER: PL SECURITY ID: 743674103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. M. French | Management | For | For |
| 1.2 | Elect Director Thomas L. Hamby | Management | For | For |
| 1.3 | Elect Director John D. Johns | Management | For | For |
| 1.4 | Elect Director Vanessa Leonard | Management | For | For |
| 1.5 | Elect Director Charles D. McCrary | Management | For | For |
| 1.6 | Elect Director John J. McMahon, Jr. | Management | For | For |
| 1.7 | Elect Director Hans H. Miller | Management | For | For |
| 1.8 | Elect Director Malcolm Portera | Management | For | For |
| 1.9 | Elect Director C. Dowd Ritter | Management | For | For |
| 1.10 | Elect Director William A. Terry | Management | For | For |
| 1.11 | Elect Director W. Michael Warren, Jr. | Management | For | For |
| 1.12 | Elect Director Vanessa Wilson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PULTE HOMES INC.
MEETING DATE: AUG 18, 2009 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Change Company Name | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| |
|---|
PULTEGROUP, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: PHM SECURITY ID: 745867101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas M. Schoewe | Management | For | For |
| 1.2 | Elect Director Timothy R. Eller | Management | For | For |
| 1.3 | Elect Director Clint W. Murchison III | Management | For | For |
| 1.4 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
| 1.5 | Elect Director David N. McCammon | Management | For | For |
| 1.6 | Elect Director James J. Postl | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Amend Stock Ownership Limitations | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Require Independent Board Chairman | Shareholder | Against | Against |
| 7 | Performance-Based Equity Awards | Shareholder | Against | Against |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 9 | Stock Retention/Holding Period | Shareholder | Against | Against |
| 10 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | Shareholder | Against | Against |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
QUALCOMM INCORPORATED
MEETING DATE: MAR 2, 2010 |
TICKER: QCOM SECURITY ID: 747525103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara T. Alexander | Management | For | For |
| 1.2 | Elect Director Stephen M. Bennett | Management | For | For |
| 1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
| 1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
| 1.5 | Elect Director Thomas W. Horton | Management | For | For |
| 1.6 | Elect Director Irwin Mark Jacobs | Management | For | For |
| 1.7 | Elect Director Paul E. Jacobs | Management | For | For |
| 1.8 | Elect Director Robert E. Kahn | Management | For | For |
| 1.9 | Elect Director Sherry Lansing | Management | For | For |
| 1.10 | Elect Director Duane A. Nelles | Management | For | For |
| 1.11 | Elect Director Brent Scowcroft | Management | For | For |
| 1.12 | Elect Director Marc I. Stern | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: APR 28, 2010 |
TICKER: RAX SECURITY ID: 750086100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lanham Napier | Management | For | For |
| 1.2 | Elect Director George J. Still Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RED HAT, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: RHT SECURITY ID: 756577102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Micheline Chau | Management | For | For |
| 1.2 | Elect Director Marye Anne Fox | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REGIONS FINANCIAL CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: RF SECURITY ID: 7591EP100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Samuel W. Bartholomew, Jr. | Management | For | For |
| 2 | Elect Director George W. Bryan | Management | For | For |
| 3 | Elect Director David J. Cooper, Sr. | Management | For | For |
| 4 | Elect Director Earnest W. Deavenport, Jr. | Management | For | For |
| 5 | Elect Director Don DeFosset | Management | For | For |
| 6 | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
| 7 | Elect Director Charles D. McCrary | Management | For | For |
| 8 | Elect Director James R. Malone | Management | For | For |
| 9 | Elect Director Susan W. Matlock | Management | For | For |
| 10 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 11 | Elect Director John R. Roberts | Management | For | For |
| 12 | Elect Director Lee J. Styslinger III | Management | For | For |
| 13 | Advisory Vote on Executive Compensation | Management | For | For |
| 14 | Approve Omnibus Stock Plan | Management | For | For |
| 15 | Increase Authorized Common Stock | Management | For | For |
| 16 | Ratify Auditors | Management | For | For |
| 17 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
| 18 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 14, 2009 |
TICKER: RIM SECURITY ID: 760975102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Lazaridis | Management | For | For |
| 1.2 | Elect Director James Estill | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Roger Martin | Management | For | For |
| 1.5 | Elect Director John Richardson | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RESEARCH IN MOTION LTD
MEETING DATE: JUL 14, 2009 |
TICKER: RIM SECURITY ID: CA7609751028
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mike Lazaridis | Management | For | For |
| 1.2 | Elect Director James Estill | Management | For | For |
| 1.3 | Elect Director David Kerr | Management | For | For |
| 1.4 | Elect Director Roger Martin | Management | For | For |
| 1.5 | Elect Director John Richardson | Management | For | For |
| 1.6 | Elect Director Barbara Stymiest | Management | For | For |
| 1.7 | Elect Director John Wetmore | Management | For | For |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
RIGEL PHARMACEUTICALS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: RIGL SECURITY ID: 766559603
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Deleage | Management | For | For |
| 1.2 | Elect Director Peter S. Ringrose | Management | For | For |
| 1.3 | Elect Director Bradford S. Goodwin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RIGHTNOW TECHNOLOGIES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: RNOW SECURITY ID: 76657R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Greg R. Gianforte | Management | For | For |
| 1.2 | Elect Director Gregory M. Avis | Management | For | Withhold |
| 1.3 | Elect Director Thomas W. Kendra | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RVBD SECURITY ID: 768573107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Floyd | Management | For | For |
| 1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
| 1.3 | Elect Director James R. Swartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: RUSHA SECURITY ID: 781846209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Marvin Rush | Management | For | For |
| 1.2 | Elect Director W.M. "Rusty" Rush | Management | For | For |
| 1.3 | Elect Director Ronald J. Krause | Management | For | For |
| 1.4 | Elect Director James C. Underwood | Management | For | For |
| 1.5 | Elect Director Harold D. Marshall | Management | For | For |
| 1.6 | Elect Director Thomas A. Akin | Management | For | For |
| 1.7 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SAIA, INC.
MEETING DATE: APR 27, 2010 |
TICKER: SAIA SECURITY ID: 78709Y105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John J. Holland | Management | For | For |
| 2 | Elect Director Richard D. O'Dell | Management | For | For |
| 3 | Elect Director Douglas W. Rockel | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
SANDISK CORP.
MEETING DATE: JUN 2, 2010 |
TICKER: SNDK SECURITY ID: 80004C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eli Harari | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director James D. Meindl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: OCT 28, 2009 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Stephen J. Luczo as Director | Management | For | For |
| 1b | Election Frank J. Biondi, Jr. as Director | Management | For | For |
| 1c | Election William W. Bradley as Director | Management | For | For |
| 1d | Election David F. Marquardt as Director | Management | For | For |
| 1e | Election Lydia M. Marshall as Director | Management | For | For |
| 1f | Election Albert A. Pimentel as Director | Management | For | For |
| 1g | Election C.S. Park as Director | Management | For | For |
| 1h | Election Gregorio Reyes as Director | Management | For | For |
| 1i | Election John W. Thompson as Director | Management | For | For |
| 1j | Election Edward J. Zander as Director | Management | For | For |
| 2 | Increase Number of Shares Reserved Under Seagate Technology's Employee Stock Purchase Plan in the Amount of 10 Million Shares | Management | For | For |
| 3 | Approve Employee Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
SEAGATE TECHNOLOGY
MEETING DATE: APR 14, 2010 |
TICKER: STX SECURITY ID: G7945J104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approval Of The Scheme Of Arrangement, A Copy Of Which Is attached To The Accompanying Proxy Statement As Annex A . | Management | For | For |
| 2 | Approval Of A Motion To Adjourn The Special Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders | Management | For | For |
| 1 | Approval Of The Cancellation Of Seagate-Cayman's Share Capital,which Is Necessary In Order To Effect The Scheme Of Arrangement and Is A Condition To Proceeding With The Scheme Of Arrangement(the Capital Reduction Proposal ). | Management | For | For |
| 2 | Approval Of The Creation Of Distributable Reserves Of Seagate-Ireland Which Are Required Under Irish Law In Order To Permit Us To Pay Dividends And Repurchase Or Redeem Shares | Management | For | For |
| 3 | Approval Of A Motion To Adjourn The Meeting To A Later Date To Solicit Additional Proxies If There Are Insufficient Proxies Or Shareholders, All As More Fully Described In Proxy Statement | Management | For | For |
| |
|---|
SEATTLE GENETICS, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: SGEN SECURITY ID: 812578102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc E. Lippman | Management | For | For |
| 1.2 | Elect Director Franklin M. Berger | Management | For | For |
| 1.3 | Elect Director Daniel G. Welch | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SHIRE PLC
MEETING DATE: APR 27, 2010 |
TICKER: SHP SECURITY ID: 82481R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Elect David Stout as Director | Management | For | For |
| 4 | Elect William Burns as Director | Management | For | For |
| 5 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 6 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Amend the Portfolio Share Plan | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Authorise Market Purchase | Management | For | For |
| |
|---|
SMARTHEAT, INC.
MEETING DATE: NOV 18, 2009 |
TICKER: HEAT SECURITY ID: 83172F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jun Wang | Management | For | For |
| 1.2 | Elect Director Weiguo Wang | Management | For | For |
| 1.3 | Elect Director Wenbin Lin | Management | For | For |
| 1.4 | Elect Director Arnold Staloff | Management | For | For |
| 1.5 | Elect Director Xin Li | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SOURCEFIRE, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: FIRE SECURITY ID: 83616T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John C. Becker | Management | For | For |
| 1.2 | Elect Director Arnold L. Punaro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWESTERN ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: SWN SECURITY ID: 845467109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lewis E. Epley, Jr. | Management | For | For |
| 1.2 | Elect Director Robert L. Howard | Management | For | For |
| 1.3 | Elect Director Harold M. Korell | Management | For | For |
| 1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
| 1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
| 1.6 | Elect Director Steven L. Mueller | Management | For | For |
| 1.7 | Elect Director Charles E. Scharlau | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 5 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
SPRINT NEXTEL CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: S SECURITY ID: 852061100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Robert R. Bennett | Management | For | For |
| 2 | Election Director Gordon M. Bethune | Management | For | For |
| 3 | Election Director Larry C. Glasscock | Management | For | For |
| 4 | Election Director James H. Hance, Jr. | Management | For | For |
| 5 | Election Director Daniel R. Hesse | Management | For | For |
| 6 | Election Director V. Janet Hill | Management | For | For |
| 7 | Election Director Frank Ianna | Management | For | For |
| 8 | Election Director Sven-Christer Nilsson | Management | For | For |
| 9 | Election Director William R. Nuti | Management | For | For |
| 10 | Election Director Rodney O' Neal | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Repricing of Options | Management | For | For |
| 13 | Report on Political Contributions | Shareholder | Against | Abstain |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
STANDARD MICROSYSTEMS CORP.
MEETING DATE: JUL 8, 2009 |
TICKER: SMSC SECURITY ID: 853626109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew M. Caggia | Management | For | For |
| 1.2 | Elect Director James A. Donahue | Management | For | For |
| 1.3 | Elect Director Kenneth Kin | Management | For | For |
| 1.4 | Elect Director Christine King | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
STAPLES, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: SPLS SECURITY ID: 855030102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Basil L. Anderson | Management | For | For |
| 2 | Elect Director Arthur M. Blank | Management | For | For |
| 3 | Elect Director Mary Elizabeth Burton | Management | For | For |
| 4 | Elect Director Justin King | Management | For | For |
| 5 | Elect Director Carol Meyrowitz | Management | For | For |
| 6 | Elect Director Rowland T. Moriarty | Management | For | For |
| 7 | Elect Director Robert C. Nakasone | Management | For | For |
| 8 | Elect Director Ronald L. Sargent | Management | For | For |
| 9 | Elect Director Elizabeth A. Smith | Management | For | For |
| 10 | Elect Director Robert E. Sulentic | Management | For | For |
| 11 | Elect Director Vijay Vishwanath | Management | For | For |
| 12 | Elect Director Paul F. Walsh | Management | For | For |
| 13 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 14 | Amend Omnibus Stock Plan | Management | For | For |
| 15 | Ratify Auditors | Management | For | For |
| 16 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| |
|---|
STARBUCKS CORP.
MEETING DATE: MAR 24, 2010 |
TICKER: SBUX SECURITY ID: 855244109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Howard Schultz | Management | For | For |
| 1.2 | Elect Director Barbara Bass | Management | For | For |
| 1.3 | Elect Director William W. Bradley | Management | For | For |
| 1.4 | Elect Director Mellody Hobson | Management | For | For |
| 1.5 | Elect Director Kevin R. Johnson | Management | For | For |
| 1.6 | Elect Director Olden Lee | Management | For | For |
| 1.7 | Elect Director Sheryl Sandberg | Management | For | For |
| 1.8 | Elect Director James G. Shennan, Jr. | Management | For | For |
| 1.9 | Elect Director Javier G. Teruel | Management | For | For |
| 1.10 | Elect Director Myron E. Ullman, III | Management | For | For |
| 1.11 | Elect Director Craig E. Weatherup | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
STEEL DYNAMICS, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: STLD SECURITY ID: 858119100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Keith E. Busse | Management | For | For |
| 1.2 | Elect Director Mark D. Millett | Management | For | For |
| 1.3 | Elect Director Ricahrd P. Teets, Jr. | Management | For | For |
| 1.4 | Elect Director John C. Bates | Management | For | For |
| 1.5 | Elect Director Frank D. Byrne | Management | For | For |
| 1.6 | Elect Director Paul B. Edgerley | Management | For | For |
| 1.7 | Elect Director Richard J. Freeland | Management | For | For |
| 1.8 | Elect Director Dr. Jurgen Kolb | Management | For | For |
| 1.9 | Elect Director James C. Marcuccilli | Management | For | For |
| 1.10 | Elect Director Joseph D. Ruffolo | Management | For | For |
| 1.11 | Elect Director Gabriel L. Shaheen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
STEREOTAXIS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: STXS SECURITY ID: 85916J102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred A. Middleton | Management | For | For |
| 1.2 | Elect Director William M. Kelley | Management | For | For |
| 1.3 | Elect Director William C. Mills, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STRAYER EDUCATION, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STRA SECURITY ID: 863236105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert S. Silberman | Management | For | For |
| 2 | Elect Director Charlotte F. Beason, M.D. | Management | For | For |
| 3 | Elect Director William E. Brock | Management | For | For |
| 4 | Elect Director David A. Coulter | Management | For | For |
| 5 | Elect Director Robert R. Grusky | Management | For | For |
| 6 | Elect Director Robert L. Johnson | Management | For | For |
| 7 | Elect Director Todd A. Milano | Management | For | For |
| 8 | Elect Director G. Thomas Waite, III | Management | For | For |
| 9 | Elect Director J. David Wargo | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
SUCCESSFACTORS, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: SFSF SECURITY ID: 864596101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas J. Burgum | Management | For | For |
| 1.2 | Elect Director Lars Dalgaard | Management | For | For |
| 1.3 | Elect Director Elizabeth A. Nelson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SUNPOWER CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: SPWRA SECURITY ID: 867652109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.2 | Elect Director Betsy S. Atkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUNTRUST BANKS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: STI SECURITY ID: 867914103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert M. Beall, II | Management | For | For |
| 2 | Elect Director Alston D. Correll | Management | For | For |
| 3 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 4 | Elect Director Patricia C. Frist | Management | For | For |
| 5 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
| 6 | Elect Director David H. Hughes | Management | For | For |
| 7 | Elect Director M. Douglas Ivester | Management | For | For |
| 8 | Elect Director J. Hicks Lanier | Management | For | For |
| 9 | Elect Director William A. Linnenbringer | Management | For | For |
| 10 | Elect Director G. Gilmer Minor, III | Management | For | For |
| 11 | Elect Director Larry L. Prince | Management | For | For |
| 12 | Elect Director Frank S. Royal, M.D. | Management | For | For |
| 13 | Elect Director Thomas R. Watjen | Management | For | For |
| 14 | Elect Director James M. Wells, III | Management | For | For |
| 15 | Elect Director Karen Hastie Williams | Management | For | For |
| 16 | Elect Director Phail Wynn, Jr. | Management | For | For |
| 17 | Amend Management Incentive Bonus Plan | Management | For | For |
| 18 | Ratify Auditors | Management | For | For |
| 19 | Advisory Vote on Executive Compensation | Management | For | For |
| 20 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
SVB FINANCIAL GROUP
MEETING DATE: APR 22, 2010 |
TICKER: SIVB SECURITY ID: 78486Q101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.2 | Elect Director David M. Clapper | Management | For | For |
| 1.3 | Elect Director Roger F. Dunbar | Management | For | For |
| 1.4 | Elect Director Joel P. Friedman | Management | For | For |
| 1.5 | Elect Director G. Felda Hardymon | Management | For | For |
| 1.6 | Elect Director Alex W. "Pete" Hart | Management | For | For |
| 1.7 | Elect Director C. Richard Kramlich | Management | For | For |
| 1.8 | Elect Director Lata Krishnan | Management | For | For |
| 1.9 | Elect Director Kate Mitchell | Management | For | For |
| 1.10 | Elect Director Michaela K. Rodeno | Management | For | For |
| 1.11 | Elect Director Ken P. Wilcox | Management | For | For |
| 1.12 | Elect Director Kyung H. Yoon | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 12, 2010 |
TICKER: SXC SECURITY ID: 78505P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terence C. Burke | Management | For | For |
| 1.2 | Elect Director William J. Davis | Management | For | For |
| 1.3 | Elect Director Philip R. Reddon | Management | For | For |
| 1.4 | Elect Director Mark A. Thierer | Management | For | For |
| 1.5 | Elect Director Steven Cosler | Management | For | For |
| 1.6 | Elect Director Curtis J. Thorne | Management | For | For |
| 1.7 | Elect Director Anthony R. Masso | Management | For | For |
| 2 | Approve SXC Health Solutions Corp. Incentive Plan | Management | For | For |
| 3 | Ratify KPMG US as Auditors | Management | For | For |
| |
|---|
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 12, 2010 |
TICKER: SXC SECURITY ID: CA78505P1009
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terence C. Burke | Management | For | For |
| 1.2 | Elect Director William J. Davis | Management | For | For |
| 1.3 | Elect Director Philip R. Reddon | Management | For | For |
| 1.4 | Elect Director Mark A. Thierer | Management | For | For |
| 1.5 | Elect Director Steven Cosler | Management | For | For |
| 1.6 | Elect Director Curtis J. Thorne | Management | For | For |
| 1.7 | Elect Director Anthony R. Masso | Management | For | For |
| 2 | Approve SXC Health Solutions Corp. Incentive Plan | Management | For | For |
| 3 | Ratify KPMG US as Auditors | Management | For | For |
| |
|---|
TALEO CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: TLEO SECURITY ID: 87424N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Gregoire | Management | For | For |
| 1.2 | Elect Director Michael Tierney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TARGACEPT, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: TRGT SECURITY ID: 87611R306
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Blixt | Management | For | For |
| 1.2 | Elect Director Alan W. Dunton | Management | For | For |
| 1.3 | Elect Director Ralph Snyderman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TECHTRONIC INDUSTRIES CO., LTD.
MEETING DATE: MAY 28, 2010 |
TICKER: 669 SECURITY ID: HK0669013440
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend of HK$0.045 Per Share | Management | For | For |
| 3a | Reelect Roy Chi Ping Chung as Group Executive Director | Management | For | Against |
| 3b | Reelect Patrick Kin Wah Chan as Group Executive Director | Management | For | Against |
| 3c | Reelect Vincent Ting Kau Cheung Non-Executive Director | Management | For | Against |
| 3d | Reelect Joel Arthur Schleicher as Independent Non-Executive Director | Management | For | For |
| 3e | Authorize the Board to Fix Remuneration of Directors | Management | For | For |
| 4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
| |
|---|
TERRA INDUSTRIES INC.
MEETING DATE: NOV 20, 2009 |
TICKER: TRA SECURITY ID: 880915103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Martha O. Hesse | Management | For | None |
| 1.2 | Elect Director Dennis McGlone | Management | For | None |
| 1.3 | Elect Director Henry R. Slack | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director John N. Lilly | Shareholder | For | For |
| 1.2 | Elect Director David A. Wilson | Shareholder | For | For |
| 1.3 | Elect Director Irving B. Yoskowitz | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEVA PHARMACEUTICAL INDUSTRIES LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: TEVA SECURITY ID: 881624209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Management | For | For |
| 2 | Election Of Director: Mr. Abraham E. Cohen | Management | For | For |
| 3 | Election Of Director: Mr. Amir Elstein | Management | For | For |
| 4 | Election Of Director: Prof. Roger Kornberg | Management | For | For |
| 5 | Election Of Director: Prof. Moshe Many | Management | For | For |
| 6 | Election Of Director: Mr. Dan Propper | Management | For | For |
| 7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 8 | Approve Stock Option Plan | Management | For | For |
| 9 | Approve Compensation of Board Chairman | Management | For | For |
| 10 | Approve Compensation of Director | Management | For | For |
| 11 | Approve Compensation of Director | Management | For | For |
| 12 | Increase Authorized Share Capital | Management | For | For |
| |
|---|
THORATEC CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: THOR SECURITY ID: 885175307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil F. Dimick | Management | For | For |
| 1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
| 1.3 | Elect Director J. Daniel Cole | Management | For | For |
| 1.4 | Elect Director Steven H. Collis | Management | For | For |
| 1.5 | Elect Director Elisha W. Finney | Management | For | For |
| 1.6 | Elect Director D. Keith Grossman | Management | For | For |
| 1.7 | Elect Director Paul A. LaViolette | Management | For | For |
| 1.8 | Elect Director Daniel M. Mulvena | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIVO INC.
MEETING DATE: SEP 2, 2009 |
TICKER: TIVO SECURITY ID: 888706108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randy Komisar | Management | For | For |
| 1.2 | Elect Director Thomas Wolzien | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
UAL CORPORATION
MEETING DATE: JUN 10, 2010 |
TICKER: UAUA SECURITY ID: 902549807
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Almeida | Management | For | For |
| 1.2 | Elect Director Mary K. Bush | Management | For | For |
| 1.3 | Elect Director W. James Farrell | Management | For | For |
| 1.4 | Elect Director Jane C. Garvey | Management | For | For |
| 1.5 | Elect Director Walter Isaacson | Management | For | For |
| 1.6 | Elect Director Robert D. Krebs | Management | For | For |
| 1.7 | Elect Director Robert S. Miller | Management | For | For |
| 1.8 | Elect Director James J. O'Connor | Management | For | For |
| 1.9 | Elect Director Glenn F. Tilton | Management | For | For |
| 1.10 | Elect Director David J. Vitale | Management | For | For |
| 1.11 | Elect Director John H. Walker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Securities Transfer Restrictions | Management | For | For |
| |
|---|
UBISOFT ENTERTAINMENT SA
MEETING DATE: JUL 10, 2009 |
TICKER: UBI SECURITY ID: FR0000054470
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Financial Statements and Discharge Directors | Management | For | For |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
| 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | For | For |
| 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
| 6 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| 7 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
| 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million | Management | For | For |
| 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.45 Million with the Possibility Not to Offer them to the Public | Management | For | For |
| 10 | Approve Employee Stock Purchase Plan | Management | For | For |
| 11 | Authorize up to 3.4 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
| 12 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
| 13 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 4 Million | Management | For | For |
| 14 | Amend Article 9 of Bylaws Re: Length of terms for Directors | Management | For | For |
| 15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
| |
|---|
UMPQUA HOLDINGS CORPORATION
MEETING DATE: APR 20, 2010 |
TICKER: UMPQ SECURITY ID: 904214103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Raymond P. Davis | Management | For | For |
| 1.2 | Elect Director David B. Frohnmayer | Management | For | For |
| 1.3 | Elect Director William A. Lansing | Management | For | For |
| 1.4 | Elect Director Hilliard C. Terry, III | Management | For | For |
| 1.5 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.6 | Elect Director Stephen M. Gambee | Management | For | For |
| 1.7 | Elect Director Luis F. Machuca | Management | For | For |
| 1.8 | Elect Director Bryan L. Timm | Management | For | For |
| 1.9 | Elect Director Allyn C. Ford | Management | For | For |
| 1.10 | Elect Director Jose R. Hermocillo | Management | For | For |
| 1.11 | Elect Director Diane D. Miller | Management | For | For |
| 1.12 | Elect Director Frank R.J. Whittaker | Management | For | For |
| 2 | Increase Authorized Preferred and Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
UNITECH LIMITED
MEETING DATE: AUG 20, 2009 |
TICKER: 507878 SECURITY ID: INE694A01020
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Dividend of INR 0.10 Per Share | Management | For | For |
| 3 | Reappoint A. Harish as Director | Management | For | Against |
| 4 | Reappoint M. Bahri as Director | Management | For | For |
| 5 | Reappoint R. Singhania as Director | Management | For | Against |
| 6a | Approve Goel Garg & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 6b | Approve A. Zalmet as Branch Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7 | Approve Reappointment and Remuneration of R. Chandra, Executive Chairman | Management | For | For |
| 8 | Approve Reappointment and Remuneration of A. Chandra, Managing Director | Management | For | For |
| 9 | Approve Reappointment and Remuneration of S. Chandra, Managing Director | Management | For | For |
| 10 | Approve Appointment and Remuneration of A.S. Johar, Executive Director | Management | For | For |
| |
|---|
UNITEDHEALTH GROUP INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: UNH SECURITY ID: 91324P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William C. Ballard, Jr. | Management | For | For |
| 2 | Elect Director Richard T. Burke | Management | For | For |
| 3 | Elect Director Robert J. Darretta | Management | For | For |
| 4 | Elect Director Stephen J. Hemsley | Management | For | For |
| 5 | Elect Director Michele J. Hooper | Management | For | For |
| 6 | Elect Director Douglas W. Leatherdale | Management | For | For |
| 7 | Elect Director Glenn M. Renwick | Management | For | For |
| 8 | Elect Director Kenneth I. Shine | Management | For | For |
| 9 | Elect Director Gail R. Wilensky | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Report on Lobbying Expenses | Shareholder | Against | Abstain |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
URBAN OUTFITTERS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: URBN SECURITY ID: 917047102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott A. Belair | Management | For | For |
| 1.2 | Elect Director Robert H. Strouse | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Adopt ILO Based Code of Conduct | Shareholder | Against | Abstain |
| |
|---|
US AIRWAYS GROUP, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: LCC SECURITY ID: 90341W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Denise M. O'Leary | Management | For | For |
| 1.2 | Elect Director George M. Philip | Management | For | For |
| 1.3 | Elect Director J. Steven Whisler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Provide for Cumulative Voting | Shareholder | Against | Against |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: FEB 8, 2010 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
| 1.2 | Elect Director Dennis G. Schmal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VERTEX PHARMACEUTICALS INCORPORATED
MEETING DATE: MAY 13, 2010 |
TICKER: VRTX SECURITY ID: 92532F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joshua Boger | Management | For | For |
| 1.2 | Elect Director Charles A. Sanders | Management | For | For |
| 1.3 | Elect Director Elaine S. Ullian | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VISA INC.
MEETING DATE: JAN 20, 2010 |
TICKER: V SECURITY ID: 92826C839
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Matschullat | Management | For | For |
| 1.2 | Elect Director Cathy E. Minehan | Management | For | For |
| 1.3 | Elect Director David J. Pang | Management | For | For |
| 1.4 | Elect Director William S. Shanahan | Management | For | For |
| 1.5 | Elect Director John A. Swainson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VISTAPRINT NV
MEETING DATE: NOV 17, 2009 |
TICKER: VPRT SECURITY ID: N93540107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | A Vote For The Election Of Nominee John J. Gavin, Jr. | Management | For | For |
| 2 | A Vote For The Election Of Nominee George M. Overholser | Management | For | For |
| 3 | A Vote For The Election Of Nominee Mark T. Thomas | Management | For | For |
| 4 | Approve Our Performance Incentive Plan For Covered Employees | Management | For | For |
| 5 | Appoint Ernst & Young Llp As Our Independent Registered Publicaccounting Firm For The Fiscal Year Ending June 30, 2010 | Management | For | For |
| |
|---|
VMWARE, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: VMW SECURITY ID: 928563402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Ratify Auditors | Management | For | For |
| |
|---|
VOLTERRA SEMICONDUCTOR CORPORATION
MEETING DATE: APR 23, 2010 |
TICKER: VLTR SECURITY ID: 928708106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey Staszak | Management | For | For |
| 1.2 | Elect Director Edward Winn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WEATHERFORD INTERNATIONAL LTD
MEETING DATE: JUN 23, 2010 |
TICKER: WFT SECURITY ID: H27013103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3.1 | Reelect Bernard Duroc-Danner as Director | Management | For | For |
| 3.2 | Elect Samuel Bodman as Director | Management | For | For |
| 3.3 | Reelect David Butters as Director | Management | For | For |
| 3.4 | Reelect Nicholas Brady as Director | Management | For | For |
| 3.5 | Reelect William Macauly as Director | Management | For | For |
| 3.6 | Reelect Robert Millard as Director | Management | For | For |
| 3.7 | Reelect Robert Moses as Director | Management | For | For |
| 3.8 | Elect Guilliermo Ortiz as Director | Management | For | For |
| 3.9 | Elect Emyr Parry as Director | Management | For | For |
| 3.10 | Reelect Robert Rayne as Director | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Management | For | For |
| 5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Management | For | For |
| 6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Management | For | For |
| 8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Management | For | For |
| 9 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
WELLS FARGO & COMPANY
MEETING DATE: APR 27, 2010 |
TICKER: WFC SECURITY ID: 949746101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director John D. Baker II | Management | For | For |
| 2 | Election Director John S. Chen | Management | For | For |
| 3 | Election Director Lloyd H. Dean | Management | For | For |
| 4 | Election Director Susan E. Engel | Management | For | For |
| 5 | Election Director Enrique Hernandez, Jr. | Management | For | For |
| 6 | Election Director Donald M. James | Management | For | For |
| 7 | Election Director Richard D. McCormick | Management | For | For |
| 8 | Election Director Mackey J. McDonald | Management | For | For |
| 9 | Election Director Cynthia H. Milligan | Management | For | For |
| 10 | Elect Director Nicholas G. Moore | Management | For | For |
| 11 | Elect Director Philip J. Quigley | Management | For | For |
| 12 | Elect Director Judith M. Runstad | Management | For | For |
| 13 | Elect Director Stephen W. Sanger | Management | For | For |
| 14 | Elect Director Robert K. Steel | Management | For | For |
| 15 | Elect Director John G. Stumpf | Management | For | For |
| 16 | Elect Director an G. Swenson | Management | For | For |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 18 | Increase Authorized Common Stock | Management | For | For |
| 19 | Ratify Auditors | Management | For | For |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 21 | Require Independent Board Chairman | Shareholder | Against | Against |
| 22 | Report on Charitable Contributions | Shareholder | Against | Abstain |
| 23 | Report on Political Contributions | Shareholder | Against | Abstain |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY REAL ESTATE INCOME FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACADIA REALTY TRUST
MEETING DATE: MAY 10, 2010 |
TICKER: AKR SECURITY ID: 004239109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth F. Bernstein | Management | For | For |
| 1.2 | Elect Director Douglas Crocker II | Management | For | For |
| 1.3 | Elect Director Lorrence T. Kellar | Management | For | For |
| 1.4 | Elect Director Wendy Luscombe | Management | For | For |
| 1.5 | Elect Director William T. Spitz | Management | For | For |
| 1.6 | Elect Director Lee S. Wielansky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: ARE SECURITY ID: 015271109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Richard H. Klein | Management | For | For |
| 1.5 | Elect Director James H. Richardson | Management | For | For |
| 1.6 | Elect Director Martin A. Simonetti | Management | For | For |
| 1.7 | Elect Director Alan G. Walton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AMB PROPERTY CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: AMB SECURITY ID: 00163T109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director T. Robert Burke | Management | For | For |
| 2 | Elect Director David A. Cole | Management | For | For |
| 3 | Elect Director Lydia H. Kennard | Management | For | For |
| 4 | Elect Director J. Michael Losh | Management | For | For |
| 5 | Elect Director Hamid R. Moghadam | Management | For | For |
| 6 | Elect Director Frederick W. Reid | Management | For | For |
| 7 | Elect Director Jeffrey L. Skelton | Management | For | For |
| 8 | Elect Director Thomas W. Tusher | Management | For | For |
| 9 | Elect Director Carl B. Webb | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
AMERICAN CAMPUS COMMUNITIES, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: ACC SECURITY ID: 024835100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William C. Bayless, Jr. | Management | For | For |
| 1.2 | Elect Director R.D. Burck | Management | For | For |
| 1.3 | Elect Director G. Steven Dawson | Management | For | Withhold |
| 1.4 | Elect Director Cydney C. Donnell | Management | For | Withhold |
| 1.5 | Elect Director Edward Lowenthal | Management | For | Withhold |
| 1.6 | Elect Director Joseph M. Macchione | Management | For | Withhold |
| 1.7 | Elect Director Winston W. Walker | Management | For | Withhold |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANNALY CAPITAL MANAGEMENT INC.
MEETING DATE: MAY 27, 2010 |
TICKER: NLY SECURITY ID: 035710409
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin P. Brady | Management | For | For |
| 1.2 | Elect Director E. Wayne Nordberg | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ANWORTH MORTGAGE ASSET CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: ANH SECURITY ID: 037347101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Director Lloyd Mcadams | Management | For | For |
| 2 | Election Director Lee A. Ault | Management | For | For |
| 3 | Election Director Charles H. Black | Management | For | For |
| 4 | Election Director Joe E. Davis | Management | For | For |
| 5 | Election Director Robert C. Davis | Management | For | For |
| 6 | Election Director Joseph E. Mcadams | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
MEETING DATE: APR 26, 2010 |
TICKER: AIV SECURITY ID: 03748R101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James N. Bailey | Management | For | For |
| 2 | Elect Director Terry Considine | Management | For | For |
| 3 | Elect Director Richard S. Ellwood | Management | For | For |
| 4 | Elect Director Thomas L. Keltner | Management | For | For |
| 5 | Elect Director J. Landis Martin | Management | For | For |
| 6 | Elect Director Robert A. Miller | Management | For | For |
| 7 | Elect Director Kathleen M. Nelson | Management | For | For |
| 8 | Elect Director Michael A. Stein | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
ASSOCIATED ESTATES REALTY CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: AEC SECURITY ID: 045604105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Albert T. Adams | Management | For | For |
| 1.2 | Elect Director James M. Delaney | Management | For | For |
| 1.3 | Elect Director Jeffrey I. Friedman | Management | For | For |
| 1.4 | Elect Director Michael E. Gibbons | Management | For | For |
| 1.5 | Elect Director Mark L. Milstein | Management | For | For |
| 1.6 | Elect Director James A. Schoff | Management | For | For |
| 1.7 | Elect Director Richard T. Schwarz | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AVALONBAY COMMUNITIES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: AVB SECURITY ID: 053484101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bryce Blair | Management | For | For |
| 1.2 | Elect Director Bruce A. Choate | Management | For | For |
| 1.3 | Elect Director John J. Healy, Jr. | Management | For | For |
| 1.4 | Elect Director Timothy J. Naughton | Management | For | For |
| 1.5 | Elect Director Lance R. Primis | Management | For | For |
| 1.6 | Elect Director Peter S. Rummell | Management | For | For |
| 1.7 | Elect Director H. Jay Sarles | Management | For | For |
| 1.8 | Elect Director W. Edward Walter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRANDYWINE REALTY TRUST
MEETING DATE: JUN 2, 2010 |
TICKER: BDN SECURITY ID: 105368203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Walter D'Alessio | Management | For | For |
| 1.2 | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
| 1.3 | Elect Director Gerard H. Sweeney | Management | For | For |
| 1.4 | Elect Director D. Pike Aloian | Management | For | For |
| 1.5 | Elect Director Wyche Fowler | Management | For | For |
| 1.6 | Elect Director Michael J. Joyce | Management | For | For |
| 1.7 | Elect Director Charles P. Pizzi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2010 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Tobia Ippolito | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITAL SENIOR LIVING CORPORATION
MEETING DATE: JUN 16, 2010 |
TICKER: CSU SECURITY ID: 140475104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James A. Moore | Management | For | For |
| 1.2 | Elect Director Philip A. Brooks | Management | For | For |
| 1.3 | Elect Director Ronald A. Malone | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
CAPITOL ACQUISITION CORP.
MEETING DATE: OCT 26, 2009 |
TICKER: CLA SECURITY ID: 14055E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Certificate of Incorporation to Change Certain Provisions Related to Business Combination | Management | For | For |
| 2 | Amend Certificate of Incorporation to Delete References to Fair Market Value | Management | For | For |
| 3 | Amend Certificate of Incorporation to Remove Certain Provisions Related to Fairness Opinion | Management | For | For |
| 4 | Approve SPAC Transaction | Management | For | For |
| 5 | If you vote FOR Proposal 4 you should also vote FOR this proposal. If you voted AGAINST Proposal 4 and wish to Exercise your Conversion Rights, you should vote AGAINST this proposal and follow the instructions in the company's filing with the SEC | Management | For | For |
| 6 | Change Company Name | Management | For | For |
| 7 | Amend Certificate of Incorporation to Replace Capital Structure | Management | For | Against |
| 8 | Amend Certificate of Incorporation to Provide for Perpetual Existence | Management | For | For |
| 9 | Declassify the Board of Directors | Management | For | For |
| 10 | Amend Certificate of Incorporation to Remove Certain Provisions Relating to Special Purpose Acquisition Corporations | Management | For | For |
| 11 | Amend Charter to Allow for REIT Ownership Limitations and Transfer Restrictions | Management | For | For |
| 12 | Amend Charter to Allow Board to Terminate REIT Election | Management | For | For |
| 13 | Adjourn Meeting | Management | For | For |
| |
|---|
CAPLEASE, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: LSE SECURITY ID: 140288101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul H. McDowell | Management | For | For |
| 1.2 | Elect Director William R. Pollert | Management | For | For |
| 1.3 | Elect Director Michael E. Gagliardi | Management | For | For |
| 1.4 | Elect Director Stanley Kreitman | Management | For | For |
| 1.5 | Elect Director Jeffrey F. Rogatz | Management | For | For |
| 1.6 | Elect Director Howard A. Silver | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: OCT 7, 2009 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CEDAR SHOPPING CENTERS, INC.
MEETING DATE: JUN 15, 2010 |
TICKER: CDR SECURITY ID: 150602209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James J. Burns | Management | For | Against |
| 2 | Elect Director Raghunath Davloor | Management | For | For |
| 3 | Elect Director Richard Homburg | Management | For | For |
| 4 | Elect Director Pamela N. Hootkin | Management | For | For |
| 5 | Elect Director Everett B. Miller, III | Management | For | Against |
| 6 | Elect Director Leo S. Ullman | Management | For | For |
| 7 | Elect Director Roger M. Widmann | Management | For | Against |
| 8 | Authorize Futures Sales of Common Stock | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
CYPRESS SHARPRIDGE INVESTMENTS, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CYS SECURITY ID: 23281A307
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin E. Grant | Management | For | For |
| 1.2 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.3 | Elect Director Jeffrey P. Hughes | Management | For | For |
| 1.4 | Elect Director Stephen P. Jonas | Management | For | For |
| 1.5 | Elect Director Raymond A. Redlingshafer, Jr | Management | For | For |
| 1.6 | Elect Director James A. Stern | Management | For | For |
| 1.7 | Elect Director David A. Tyson, PhD | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DEVELOPERS DIVERSIFIED REALTY CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: DDR SECURITY ID: 251591103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Terrance R. Ahern | Management | For | For |
| 2 | Elect Director James C. Boland | Management | For | For |
| 3 | Elect Director Thomas Finne | Management | For | For |
| 4 | Elect Director Robert H. Gidel | Management | For | For |
| 5 | Elect Director Daniel B. Hurwitz | Management | For | For |
| 6 | Elect Director Volker Kraft | Management | For | For |
| 7 | Elect Director Victor B. MacFarlane | Management | For | For |
| 8 | Elect Director Craig Macnab | Management | For | For |
| 9 | Elect Director Scott D. Roulston | Management | For | For |
| 10 | Elect Director Barry A. Sholem | Management | For | For |
| 11 | Elect Director William B. Summers, Jr. | Management | For | For |
| 12 | Elect Director Scott A. Wolstein | Management | For | For |
| 13 | Ratify Auditors | Management | For | For |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: JUL 22, 2009 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Common Stock | Management | For | For |
| 2 | Increase Authorized Preferred Stock | Management | For | Against |
| |
|---|
DUKE REALTY CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: DRE SECURITY ID: 264411505
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Baltimore, Jr | Management | For | For |
| 2 | Elect Director Barrington H. Branch | Management | For | For |
| 3 | Elect Director Geoffrey A. Button | Management | For | For |
| 4 | Elect Director William Cavanaugh III | Management | For | For |
| 5 | Elect Director Ngaire E. Cuneo | Management | For | For |
| 6 | Elect Director Charles R. Eitel | Management | For | For |
| 7 | Elect Director Martin C. Jischke, PhD | Management | For | For |
| 8 | Elect Director Dennis D. Oklak | Management | For | For |
| 9 | Elect Director Jack R. Shaw | Management | For | For |
| 10 | Elect Director Lynn C. Thurber | Management | For | For |
| 11 | Elect Director Robert J. Woodward, Jr | Management | For | For |
| 12 | Ratify Auditors | Management | For | For |
| 13 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
EMERITUS CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: ESC SECURITY ID: 291005106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stanley L. Baty | Management | For | For |
| 1.2 | Elect Director Raymond R. Brandstrom | Management | For | For |
| 1.3 | Elect Director Granger Cobb | Management | For | For |
| 1.4 | Elect Director Richard W. Macedonia | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
EQUITY LIFESTYLE PROPERTIES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: ELS SECURITY ID: 29472R108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip C. Calian | Management | For | For |
| 1.2 | Elect Director David J. Contis | Management | For | For |
| 1.3 | Elect Director Thomas E. Dobrowski | Management | For | For |
| 1.4 | Elect Director Thomas P. Heneghan | Management | For | For |
| 1.5 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.6 | Elect Director Howard Walker | Management | For | For |
| 1.7 | Elect Director Gary L. Waterman | Management | For | For |
| 1.8 | Elect Director Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EQUITY RESIDENTIAL
MEETING DATE: JUN 16, 2010 |
TICKER: EQR SECURITY ID: 29476L107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee John W. Alexander | Management | For | For |
| 1.2 | Elect Trustee Charles L. Atwood | Management | For | For |
| 1.3 | Elect Trustee Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Trustee Boone A. Knox | Management | For | For |
| 1.5 | Elect Trustee John E. Neal | Management | For | For |
| 1.6 | Elect Trustee David J. Neithercut | Management | For | For |
| 1.7 | Elect Trustee Mark S. Shapiro | Management | For | For |
| 1.8 | Elect Trustee Gerald A. Spector | Management | For | For |
| 1.9 | Elect Trustee B. Joseph White | Management | For | For |
| 1.10 | Elect Trustee Samuel Zell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Trustees | Shareholder | Against | Against |
| |
|---|
FEDERAL REALTY INVESTMENT TRUST
MEETING DATE: MAY 4, 2010 |
TICKER: FRT SECURITY ID: 313747206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director David W. Faeder | Management | For | For |
| 1.3 | Elect Director Kristin Gamble | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Prepare Sustainability Report | Shareholder | Against | Abstain |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FRANKLIN STREET PROPERTIES CORP.
MEETING DATE: MAY 14, 2010 |
TICKER: FSP SECURITY ID: 35471R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dennis J. McGillicuddy | Management | For | For |
| 1.2 | Elect Director Janet P. Notopoulos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
GOVERNMENT PROPERTIES INCOME TRUST
MEETING DATE: MAY 11, 2010 |
TICKER: GOV SECURITY ID: 38376A103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Trustee John L. Harrington | Management | For | For |
| 2 | Elect Trustee Adam D. Portnoy | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GRUBB & ELLIS COMPANY
MEETING DATE: DEC 17, 2009 |
TICKER: GBE SECURITY ID: 400095303
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Increase Authorized Preferred and Common Stock | Management | For | For |
| 2 | Amend Certificate of Incorporation to Declassify the Board of Directors and Establish Range for Board Size | Management | For | For |
| 3.1 | Elect Director Thomas D'Arcy | Management | For | For |
| 3.2 | Elect Director C. Michael Kojaian | Management | For | For |
| 3.3 | Elect Director Robert J. McLaughlin | Management | For | For |
| 3.4 | Elect Director D. Fleet Wallace | Management | For | For |
| 3.5 | Elect Director Devin I. Murphy | Management | For | For |
| 3.6 | Elect Director Rodger D. Young | Management | For | For |
| 4.1 | Elect Director Glenn L. Carpenter | Management | For | For |
| 4.2 | Elect Director Gary H. Hunt | Management | For | For |
| 4.3 | Elect Director Robert J. McLaughlin | Management | For | For |
| 5 | Amend Certificate of Incorporation to Increase Number of Directors In the Event of Preferred Dividend Default | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| 7 | Other Business | Management | For | Against |
| |
|---|
HEALTH CARE REIT, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: HCN SECURITY ID: 42217K106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas J. DeRosa | Management | For | For |
| 1.2 | Elect Director Jeffrey H. Donahue | Management | For | For |
| 1.3 | Elect Director Fred S. Klipsch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HFF, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: HF SECURITY ID: 40418F108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John H. Pelusi, Jr. | Management | For | For |
| 1.2 | Elect Director Deborah H. McAneny | Management | For | For |
| 1.3 | Elect Director Steven E. Wheeler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HIW SECURITY ID: 431284108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gene H. Anderson | Management | For | For |
| 1.2 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.3 | Elect Director David J. Hartzell | Management | For | For |
| 1.4 | Elect Director Lawrence S. Kaplan | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HOST HOTELS & RESORTS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: HST SECURITY ID: 44107P104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Roberts M. Baylis | Management | For | For |
| 1.2 | Elect Director Willard W. Brittain, Jr. | Management | For | For |
| 3 | Elect Director Terence C. Golden | Management | For | For |
| 4 | Elect Director Ann McLaughlin Korologos | Management | For | For |
| 5 | Elect Director Richard E. Marriott | Management | For | For |
| 6 | Elect Director John B. Morse, Jr. | Management | For | For |
| 7 | Elect Director Gordon H. Smith | Management | For | For |
| 8 | Elect Director W. Edward Walter | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
LEXINGTON REALTY TRUST
MEETING DATE: MAY 18, 2010 |
TICKER: LXP SECURITY ID: 529043101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Robert Roskind | Management | For | For |
| 1.2 | Elect Director T. Wilson Eglin | Management | For | For |
| 1.3 | Elect Director Clifford Broser | Management | For | For |
| 1.4 | Elect Director Harold First | Management | For | For |
| 1.5 | Elect Director Richard S. Frary | Management | For | For |
| 1.6 | Elect Director James Grosfeld | Management | For | For |
| 1.7 | Elect Director Kevin W. Lynch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
MACERICH COMPANY, THE
MEETING DATE: MAY 27, 2010 |
TICKER: MAC SECURITY ID: 554382101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Arthur M. Coppola | Management | For | For |
| 2 | Elect Director Edward C. Coppola | Management | For | For |
| 3 | Elect Director James S. Cownie | Management | For | For |
| 4 | Elect Director Fred S. Hubbell | Management | For | For |
| 5 | Elect Director Mason G. Ross | Management | For | For |
| 6 | Elect Director Dr. William P. Sexton | Management | For | For |
| 7 | Ratify Auditors | Management | For | For |
| |
|---|
MFA FINANCIAL INC
MEETING DATE: MAY 20, 2010 |
TICKER: MFA SECURITY ID: 55272X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stewart Zimmerman | Management | For | For |
| 1.2 | Elect Director James A. Brodsky | Management | For | For |
| 1.3 | Elect Director Alan L. Gosule | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MONMOUTH REAL ESTATE INVESTMENT CORP.
MEETING DATE: MAY 6, 2010 |
TICKER: MNRTA SECURITY ID: 609720107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Anna T. Chew | Management | For | Withhold |
| 1.2 | Elect Director Daniel D. Cronheim | Management | For | Withhold |
| 1.3 | Elect Director Neal Herstik | Management | For | Withhold |
| 1.4 | Elect Director Scott L. Robinson | Management | For | Withhold |
| 1.5 | Elect Director Eugene Rothenberg | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: NNN SECURITY ID: 637417106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director Dennis E. Gershenson | Management | For | For |
| 1.3 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.4 | Elect Director Richard B. Jennings | Management | For | For |
| 1.5 | Elect Director Ted B. Lanier | Management | For | For |
| 1.6 | Elect Director Robert C. Legler | Management | For | For |
| 1.7 | Elect Director Craig Macnab | Management | For | For |
| 1.8 | Elect Director Robert Martinez | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
NATIONWIDE HEALTH PROPERTIES, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: NHP SECURITY ID: 638620104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David R. Banks | Management | For | For |
| 1.2 | Elect Director Douglas M. Pasquale | Management | For | For |
| 1.3 | Elect Director Robert D. Paulson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
PEBBLEBROOK HOTEL TRUST
MEETING DATE: MAY 21, 2010 |
TICKER: PEB SECURITY ID: 70509V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jon E. Bortz | Management | For | For |
| 1.2 | Elect Director Cydney C. Donnell | Management | For | Withhold |
| 1.3 | Elect Director Ron E. Jackson | Management | For | Withhold |
| 1.4 | Elect Director Martin H. Nesbitt | Management | For | Withhold |
| 1.5 | Elect Director Michael J. Schall | Management | For | For |
| 1.6 | Elect Director Earl E. Webb | Management | For | Withhold |
| 1.7 | Elect Director Laura H. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PROLOGIS
MEETING DATE: MAY 14, 2010 |
TICKER: PLD SECURITY ID: 743410102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen L. Feinberg | Management | For | For |
| 1.2 | Elect Director George L. Fotiades | Management | For | For |
| 1.3 | Elect Director Christine N. Garvey | Management | For | For |
| 1.4 | Elect Director Lawrence V. Jackson | Management | For | For |
| 1.5 | Elect Director Donald P. Jacobs | Management | For | For |
| 1.6 | Elect Director Irving F. Lyons, III | Management | For | For |
| 1.7 | Elect Director Walter C. Rakowich | Management | For | For |
| 1.8 | Elect Director D. Michael Steuert | Management | For | For |
| 1.9 | Elect Director J. Andre Teixeira | Management | For | For |
| 1.10 | Elect Director Andrea M. Zulberti | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Stock Option Exchange Program | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PUBLIC STORAGE
MEETING DATE: MAY 6, 2010 |
TICKER: PSA SECURITY ID: 74460D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Wayne Hughes | Management | For | For |
| 1.2 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
| 1.3 | Elect Director Dann V. Angeloff | Management | For | For |
| 1.4 | Elect Director William C. Baker | Management | For | For |
| 1.5 | Elect Director John T. Evans | Management | For | For |
| 1.6 | Elect Director Tamara Hughes Gustavson | Management | For | For |
| 1.7 | Elect Director Uri P. Harkham | Management | For | For |
| 1.8 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
| 1.9 | Elect Director Harvey Lenkin | Management | For | For |
| 1.10 | Elect Director Avedick B. Poladian | Management | For | For |
| 1.11 | Elect Director Gary E. Pruitt | Management | For | For |
| 1.12 | Elect Director Ronald P. Spogli | Management | For | For |
| 1.13 | Elect Director Daniel C. Staton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
REDWOOD TRUST, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: RWT SECURITY ID: 758075402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Mariann Byerwalter | Management | For | For |
| 1.3 | Elect Director Jeffrey T. Pero | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
REGENCY CENTERS CORPORATION
MEETING DATE: MAY 4, 2010 |
TICKER: REG SECURITY ID: 758849103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Martin E. Stein, Jr. | Management | For | For |
| 1.2 | Elect Director Raymond L. Bank | Management | For | For |
| 1.3 | Elect Director C. Ronald Blankenship | Management | For | For |
| 1.4 | Elect Director A.r. Carpenter | Management | For | For |
| 1.5 | Elect Director J. Dix Druce | Management | For | For |
| 1.6 | Elect Director Mary Lou Fiala | Management | For | For |
| 1.7 | Elect Director Bruce M. Johnson | Management | For | For |
| 1.8 | Elect Director Douglas S. Luke | Management | For | For |
| 1.9 | Elect Director John C. Schweitzer | Management | For | For |
| 1.10 | Elect Director Brian M. Smith | Management | For | For |
| 1.11 | Elect Director Thomas G. Wattles | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SIMON PROPERTY GROUP, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SPG SECURITY ID: 828806109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Melvyn E. Bergstein | Management | For | For |
| 2 | Elect Director Linda Walker Bynoe | Management | For | For |
| 3 | Elect Director Larry C. Glasscock | Management | For | For |
| 4 | Elect Director Karen N. Horn, PhD | Management | For | For |
| 5 | Elect Director Allan Hubbard | Management | For | For |
| 6 | Elect Director Reuben S. Leibowitz | Management | For | For |
| 7 | Elect Director Daniel C. Smith, PhD | Management | For | For |
| 8 | Elect Director J. Albert Smith, Jr. | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
STARWOOD HOTELS & RESORTS WORLDWIDE, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HOT SECURITY ID: 85590A401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Adam M. Aron | Management | For | For |
| 1.2 | Elect Director Charlene Barshefsky | Management | For | For |
| 1.3 | Elect Director Thomas E. Clarke | Management | For | For |
| 1.4 | Elect Director Clayton C. Daley, Jr. | Management | For | For |
| 1.5 | Elect Director Bruce W. Duncan | Management | For | For |
| 1.6 | Elect Director Lizanne Galbreath | Management | For | For |
| 1.7 | Elect Director Eric Hippeau | Management | For | For |
| 1.8 | Elect Director Stephen R. Quazzo | Management | For | For |
| 1.9 | Elect Director Thomas O. Ryder | Management | For | For |
| 1.10 | Elect Director Frits van Paasschen | Management | For | For |
| 1.11 | Elect Director Kneeland C. Youngblood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
SUNSTONE HOTEL INVESTORS, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: SHO SECURITY ID: 867892101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Alter | Management | For | For |
| 1.2 | Elect Director Arthur L. Buser, Jr. | Management | For | For |
| 1.3 | Elect Director Lewis N. Wolff | Management | For | For |
| 1.4 | Elect Director Z. Jamie Behar | Management | For | For |
| 1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
| 1.6 | Elect Director Keith M. Locker | Management | For | For |
| 1.7 | Elect Director Keith P. Russell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
TWO HARBORS INVESTMENT CORP
MEETING DATE: JUN 14, 2010 |
TICKER: TWO SECURITY ID: 90187B101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark D. Ein | Management | For | For |
| 1.2 | Elect Director William W. Johnson | Management | For | For |
| 1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
| 1.4 | Elect Director Peter Niculescu | Management | For | For |
| 1.5 | Elect Director W. Reid Sanders | Management | For | For |
| 1.6 | Elect Director Thomas Siering | Management | For | For |
| 1.7 | Elect Director Brian C. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
U-STORE-IT TRUST
MEETING DATE: JUN 2, 2010 |
TICKER: YSI SECURITY ID: 91274F104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William M. Diefenderfer, III | Management | For | Withhold |
| 1.2 | Elect Director Piero Bussani | Management | For | For |
| 1.3 | Elect Director Harold S. Haller | Management | For | Withhold |
| 1.4 | Elect Director Daniel B. Hurwitz | Management | For | Withhold |
| 1.5 | Elect Director Dean Jernigan | Management | For | For |
| 1.6 | Elect Director Marianne M. Keler | Management | For | For |
| 1.7 | Elect Director David J. LaRue | Management | For | For |
| 1.8 | Elect Director John F. Remondi | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
UDR, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: UDR SECURITY ID: 902653104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
| 1.2 | Elect Director Eric J. Foss | Management | For | For |
| 1.3 | Elect Director Robert P. Freeman | Management | For | For |
| 1.4 | Elect Director Jon A. Grove | Management | For | For |
| 1.5 | Elect Director James D. Klingbeil | Management | For | For |
| 1.6 | Elect Director Lynne B. Sagalyn | Management | For | For |
| 1.7 | Elect Director Mark J. Sandler | Management | For | For |
| 1.8 | Elect Director Thomas W. Toomey | Management | For | For |
| 1.9 | Elect Director Thomas C. Wajnert | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VENTAS, INC.
MEETING DATE: APR 30, 2010 |
TICKER: VTR SECURITY ID: 92276F100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Debra A. Cafaro | Management | For | For |
| 1.2 | Elect Director Douglas Crocker, II | Management | For | For |
| 1.3 | Elect Director Ronald G. Geary | Management | For | For |
| 1.4 | Elect Director Jay M. Gellert | Management | For | For |
| 1.5 | Elect Director Robert D. Reed | Management | For | For |
| 1.6 | Elect Director Sheli Z. Rosenberg | Management | For | For |
| 1.7 | Elect Director James D. Shelton | Management | For | For |
| 1.8 | Elect Director Thomas C. Theobald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
VORNADO REALTY TRUST
MEETING DATE: MAY 13, 2010 |
TICKER: VNO SECURITY ID: 929042109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Candace K. Beinecke | Management | For | For |
| 1.2 | Elect Director Robert P. Kogod | Management | For | For |
| 1.3 | Elect Director David Mandelbaum | Management | For | For |
| 1.4 | Elect Director Richard R. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| 5 | Require Independent Board Chairman | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
W2007 GRACE ACQUISITION I INC
MEETING DATE: JUN 3, 2010 |
TICKER: WGCCP SECURITY ID: 982568206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David B. Clapp III | Management | None | Abstain |
| 2 | Elect Director David R. Johnson | Management | For | Abstain |
| 3 | Elect Director Stuart Schwarzschild | Management | For | Abstain |
| 4 | Elect Director Eric L. Clark | Management | For | For |
| 5 | Elect Director Billy B. Jackson | Management | For | Abstain |
| 6 | Elect Director Patrick Traynor | Management | For | Abstain |
| 7 | Elect Director Anthony L. Vogt, Jr. | Management | For | Abstain |
| 8 | Elect Director Shaheen Shaheen | Management | For | Abstain |
| 9 | Elect Director Jess Williams | Management | For | Abstain |
| 10 | Elect Director Charles D. Reaves | Management | For | Abstain |
| 11 | Elect Director Frederick A. Shearin | Management | For | For |
| 12 | Elect Director William E. Nido | Management | For | Abstain |
| 13 | Elect Director Thomas F. Linn | Management | For | Abstain |
| 14 | Elect Director Roberto Verthelyi | Management | For | Abstain |
| 15 | Elect Director Robert E. (Billy) Conn | Management | For | Abstain |
| 16 | Elect Director Jeffrey Goodman | Management | None | Abstain |
| 17 | Elect Director Glenn W. Berry III | Management | For | Abstain |
| 18 | Elect Director Melody White Taylor | Management | For | Abstain |
| 19 | Elect Director Jim Devellano | Management | For | Abstain |
| 20 | Elect Director Art Chandler | Management | For | Abstain |
| |
|---|
WEYERHAEUSER COMPANY
MEETING DATE: APR 15, 2010 |
TICKER: WY SECURITY ID: 962166104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard H. Sinkfield | Management | For | For |
| 1.2 | Elect Director D. Michael Steuert | Management | For | For |
| 1.3 | Elect Director Kim Williams | Management | For | For |
| 2 | Amend Articles/Bylaws/Charter-Non-Routine | Management | For | For |
| 3 | Approve Dividends | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Approve Securities Transfer Restrictions | Management | For | For |
| 6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
| 7 | Report on Incorporating FSC-certified Products into Company's North American Strategy | Shareholder | Against | Abstain |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
WINTHROP REALTY TRUST
MEETING DATE: MAY 11, 2010 |
TICKER: FUR SECURITY ID: 976391300
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael L. Ashner | Management | For | For |
| 1.2 | Elect Director Arthur Blasberg, Jr. | Management | For | For |
| 1.3 | Elect Director Howard Goldberg | Management | For | For |
| 1.4 | Elect Director Thomas F. McWilliams | Management | For | For |
| 1.5 | Elect Director Lee Seidler | Management | For | For |
| 1.6 | Elect Director Carolyn Tiffany | Management | For | For |
| 1.7 | Elect Director Steven Zalkind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SERIES SMALL CAP OPPORTUNITIES FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
AAON, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: AAON SECURITY ID: 000360206
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul K. Lackey, Jr. | Management | For | For |
| 1.2 | Elect Director A.H. McElroy II | Management | For | For |
| |
|---|
ABOVENET, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ABVT SECURITY ID: 00374N107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey A. Brodsky | Management | For | For |
| 1.2 | Elect Director Michael J. Embler | Management | For | For |
| 1.3 | Elect Director William G. LaPerch | Management | For | For |
| 1.4 | Elect Director Richard Postma | Management | For | For |
| 1.5 | Elect Director Richard Shorten, Jr. | Management | For | For |
| 1.6 | Elect Director Stuart Subotnick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | Against |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ADTN SECURITY ID: 00738A106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AFFILIATED MANAGERS GROUP, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: AMG SECURITY ID: 008252108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Samuel T. Byrne | Management | For | For |
| 1.2 | Elect Director Dwight D. Churchill | Management | For | For |
| 1.3 | Elect Director Sean M. Healey | Management | For | For |
| 1.4 | Elect Director Harold J. Meyerman | Management | For | For |
| 1.5 | Elect Director William J. Nutt | Management | For | For |
| 1.6 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.7 | Elect Director Patrick T. Ryan | Management | For | For |
| 1.8 | Elect Director Jide J. Zeitlin | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AGA MEDICAL HOLDINGS, INC.
MEETING DATE: JUN 7, 2010 |
TICKER: AGAM SECURITY ID: 008368102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Darrell J. Tamosuinas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALASKA AIR GROUP, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: ALK SECURITY ID: 011659109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William S. Ayer | Management | For | For |
| 2 | Elect Director Patricia M. Bedient | Management | For | For |
| 3 | Elect Director Phyllis J. Campbell | Management | For | For |
| 4 | Elect Director Mark R. Hamilton | Management | For | For |
| 5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
| 6 | Elect Director R. Marc Langland | Management | For | For |
| 7 | Elect Director Dennis F. Madsen | Management | For | For |
| 8 | Elect Director Byron I. Mallott | Management | For | For |
| 9 | Elect Director J. Kenneth Thompson | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 12 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 13 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: ARE SECURITY ID: 015271109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Richard H. Klein | Management | For | For |
| 1.5 | Elect Director James H. Richardson | Management | For | For |
| 1.6 | Elect Director Martin A. Simonetti | Management | For | For |
| 1.7 | Elect Director Alan G. Walton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALIMENTATION COUCHE TARD INC
MEETING DATE: SEP 2, 2009 |
TICKER: ATD.B SECURITY ID: 01626P403
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Alain Bouchard, Jacques D'Amours, Roger Desrosiers, Jean Elie, Richard Fortin, Melanie Kau, Roger Longpre, Real Plourde, Jean-Pierre Sauriol and Jean Turmel as Directors | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ALKERMES, INC.
MEETING DATE: OCT 6, 2009 |
TICKER: ALKS SECURITY ID: 01642T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David W. Anstice | Management | For | For |
| 1.2 | Elect Director Floyd E. Bloom | Management | For | For |
| 1.3 | Elect Director Robert A. Breyer | Management | For | For |
| 1.4 | Elect Director David A. Broecker | Management | For | For |
| 1.5 | Elect Director Geraldine Henwood | Management | For | For |
| 1.6 | Elect Director Paul J. Mitchell | Management | For | For |
| 1.7 | Elect Director Richard F. Pops | Management | For | For |
| 1.8 | Elect Director Alexander Rich | Management | For | For |
| 1.9 | Elect Director Mark B. Skaletsky | Management | For | For |
| 1.10 | Elect Director Michael A. Wall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANCE DATA SYSTEMS CORP.
MEETING DATE: JUN 8, 2010 |
TICKER: ADS SECURITY ID: 018581108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lawrence M. Benveniste | Management | For | For |
| 1.2 | Elect Director D. Keith Cobb | Management | For | For |
| 1.3 | Elect Director Kenneth R. Jensen | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANCE HEALTHCARE SERVICE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: AIQ SECURITY ID: 018606202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward L. Samek | Management | For | Withhold |
| 1.2 | Elect Director Aaron A. Bendikson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 4, 2009 |
TICKER: ATK SECURITY ID: 018804104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frances D. Cook | Management | For | For |
| 1.2 | Elect Director Martin C. Faga | Management | For | For |
| 1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.4 | Elect Director Douglas L. Maine | Management | For | For |
| 1.5 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.6 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.7 | Elect Director Mark H. Ronald | Management | For | For |
| 1.8 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALLOS THERAPEUTICS, INC.
MEETING DATE: JUN 22, 2010 |
TICKER: ALTH SECURITY ID: 019777101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director S.J. Hoffman | Management | For | For |
| 1.2 | Elect Director Paul L. Berns | Management | For | For |
| 1.3 | Elect Director Nishan De Silva | Management | For | For |
| 1.4 | Elect Director Jeffrey R. Latts | Management | For | For |
| 1.5 | Elect Director Jonathan S. Leff | Management | For | For |
| 1.6 | Elect Director Timothy P. Lynch | Management | For | For |
| 1.7 | Elect Director David M. Stout | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ALTERRA CAPITAL HOLDINGS LTD
MEETING DATE: APR 29, 2010 |
TICKER: ALTE SECURITY ID: G6052F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Issuance Pursuant to the Agreement and Plan of Amalgamation | Management | For | For |
| 2 | Change the Name of Max Capital Group Ltd. to "Alterra Capital Holdings Ltd." | Management | For | For |
| 3 | Change the Name of Max Bermuda Ltd. to "Alterra Insurance Ltd." | Management | For | For |
| 4 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
AMERICAN APPAREL INC.
MEETING DATE: OCT 28, 2009 |
TICKER: EDA.1 SECURITY ID: 023850100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jacob Capps | Management | For | For |
| 1.2 | Elect Director Adrian Kowalewski | Management | For | For |
| 1.3 | Elect Director Neil Richardson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Issuance of Shares for a Private Placement | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
AMERICAN SAFETY INSURANCE HOLDINGS LTD
MEETING DATE: JUL 27, 2009 |
TICKER: ASI SECURITY ID: G02995101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Cody W. Birdwell as Class II Director | Management | For | For |
| 1.2 | Elect Steven L. Groot as Class II Director | Management | For | For |
| 1.3 | Elect Harris R. Chorney as Class III Director | Management | For | For |
| 2 | Amend 1998 Director Stock Award Plan | Management | For | Against |
| 3 | Approve BDO Seidman LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
AMERISAFE, INC.
MEETING DATE: JUN 15, 2010 |
TICKER: AMSF SECURITY ID: 03071H100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip A. Garcia | Management | For | For |
| 1.2 | Elect Director Jared A. Morris | Management | For | For |
| 1.3 | Elect Director Daniel Phillips | Management | For | For |
| 1.4 | Elect Director Sean M. Traynor | Management | For | For |
| 2 | Amend Articles Of Incorporation To Reflect Changes In Texas Law | Management | For | For |
| 3 | Eliminate Class of Preferred stock and Non-Voting Common Stock | Management | For | For |
| 4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
AMKOR TECHNOLOGY, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: AMKR SECURITY ID: 031652100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Kim | Management | For | For |
| 1.2 | Elect Director Roger A. Carolin | Management | For | For |
| 1.3 | Elect Director Winston J. Churchill | Management | For | For |
| 1.4 | Elect Director Kenneth T. Joyce | Management | For | For |
| 1.5 | Elect Director John T. Kim | Management | For | For |
| 1.6 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.7 | Elect Director John F. Osborne | Management | For | For |
| 1.8 | Elect Director James W. Zug | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ANIXTER INTERNATIONAL INC.
MEETING DATE: MAY 11, 2010 |
TICKER: AXE SECURITY ID: 035290105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lord James Blyth | Management | For | For |
| 1.2 | Elect Director Frederic F. Brace | Management | For | For |
| 1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
| 1.4 | Elect Director Robert J. Eck | Management | For | For |
| 1.5 | Elect Director Robert W. Grubbs, Jr. | Management | For | For |
| 1.6 | Elect Director F. Philip Handy | Management | For | For |
| 1.7 | Elect Director Melvyn N. Klein | Management | For | For |
| 1.8 | Elect Director George Mu?oz | Management | For | For |
| 1.9 | Elect Director Stuart M. Sloan | Management | For | For |
| 1.10 | Elect Director Matthew Zell | Management | For | For |
| 1.11 | Elect Director Samuel Zell | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RDEA SECURITY ID: 03969P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.2 | Elect Director Craig A. Johnson | Management | For | For |
| 1.3 | Elect Director John W. Poyhonen | Management | For | For |
| 1.4 | Elect Director Barry D. Quart | Management | For | For |
| 1.5 | Elect Director Jack S. Remington | Management | For | For |
| 1.6 | Elect Director Kevin C. Tang | Management | For | For |
| 1.7 | Elect Director Felix J. Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARIAD PHARMACEUTICALS, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: ARIA SECURITY ID: 04033A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lavidas | Management | For | For |
| 1.2 | Elect Director M. Radaelli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARIBA, INC.
MEETING DATE: FEB 26, 2010 |
TICKER: ARBA SECURITY ID: 04033V203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas F. Monahan | Management | For | For |
| 1.2 | Elect Director Karl E. Newkirk | Management | For | For |
| 1.3 | Elect Director Richard F. Wallman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ART TECHNOLOGY GROUP, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: ARTG SECURITY ID: 04289L107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Elsbree | Management | For | For |
| 1.2 | Elect Director Ilene H. Lang | Management | For | For |
| 1.3 | Elect Director Daniel C. Regis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2010 |
TICKER: ASBC SECURITY ID: 045487105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen T. Beckwith | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Phillip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.7 | Elect Director Richard T. Lommen | Management | For | For |
| 1.8 | Elect Director John C. Meng | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASTORIA FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AF SECURITY ID: 046265104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Chrin | Management | For | For |
| 1.2 | Elect Director John J. Conefry, Jr. | Management | For | For |
| 1.3 | Elect Director Brian M. Leeney | Management | For | For |
| 1.4 | Elect Director Thomas V. Powderly | Management | For | For |
| 2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ATHEROS COMMUNICATIONS, INC
MEETING DATE: MAY 21, 2010 |
TICKER: ATHR SECURITY ID: 04743P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles E. Harris | Management | For | For |
| 1.2 | Elect Director Marshall L. Mohr | Management | For | For |
| 1.3 | Elect Director Andrew S. Rappaport | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ATLAS PIPELINE PARTNERS, L.P.
MEETING DATE: JUN 15, 2010 |
TICKER: APL SECURITY ID: 049392103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
ATWOOD OCEANICS, INC.
MEETING DATE: FEB 11, 2010 |
TICKER: ATW SECURITY ID: 050095108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Deborah A. Beck | Management | For | For |
| 1.2 | Elect Director Robert W. Burgess | Management | For | For |
| 1.3 | Elect Director George S. Dotson | Management | For | For |
| 1.4 | Elect Director Jack E. Golden | Management | For | For |
| 1.5 | Elect Director Hans Helmerich | Management | For | For |
| 1.6 | Elect Director James R. Montague | Management | For | For |
| 1.7 | Elect Director Robert J. Saltiel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIOMARIN PHARMACEUTICAL INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BMRN SECURITY ID: 09061G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
| 1.2 | Elect Director Miachael Grey | Management | For | For |
| 1.3 | Elect Director Elaine J. Heron, Ph.D. | Management | For | For |
| 1.4 | Elect Director Pierre Lapalme | Management | For | For |
| 1.5 | Elect Director V. Bryan Lawlis, Ph.D. | Management | For | For |
| 1.6 | Elect Director Alan J. Lewis, Ph.D. | Management | For | For |
| 1.7 | Elect Director Richard Meier | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BIOSCRIP INC
MEETING DATE: MAR 25, 2010 |
TICKER: BIOS SECURITY ID: 09069N108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
BIOSCRIP, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: BIOS SECURITY ID: 09069N108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charlotte W. Collins | Management | For | For |
| 1.2 | Elect Director Louis T. DiFazio | Management | For | For |
| 1.3 | Elect Director Samuel P. Frieder | Management | For | For |
| 1.4 | Elect Director Richard H. Friedman | Management | For | For |
| 1.5 | Elect Director Myron Z. Holubiak | Management | For | For |
| 1.6 | Elect Director David R. Hubers | Management | For | For |
| 1.7 | Elect Director Richard L. Robbins | Management | For | For |
| 1.8 | Elect Director Stuart A. Samuels | Management | For | For |
| 1.9 | Elect Director Richard M. Smith | Management | For | For |
| 1.10 | Elect Director Gordon H. Woodward | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BJ WHOLESALE CLUB, INC
MEETING DATE: MAY 25, 2010 |
TICKER: BJ SECURITY ID: 05548J106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard A. Schlesinger | Management | For | For |
| 2 | Elect Director Thomas J. Shields | Management | For | For |
| 3 | Elect Director Herbert J Zarkin | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 28, 2010 |
TICKER: BWA SECURITY ID: 099724106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jere A. Drummond | Management | For | For |
| 1.2 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
| 1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRIDGEPOINT EDUCATION, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: BPI SECURITY ID: 10807M105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ryan Craig | Management | For | For |
| 1.2 | Elect Director Robert Hartman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2010 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Tobia Ippolito | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKS AUTOMATION, INC.
MEETING DATE: FEB 4, 2010 |
TICKER: BRKS SECURITY ID: 114340102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Clinton Allen | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Lepofsky | Management | For | Withhold |
| 1.3 | Elect Director Joseph R. Martin | Management | For | Withhold |
| 1.4 | Elect Director John K. McGillicuddy | Management | For | Withhold |
| 1.5 | Elect Director Krishna G. Palepu | Management | For | Withhold |
| 1.6 | Elect Director C.S. Park | Management | For | Withhold |
| 1.7 | Elect Director Kirk P. Pond | Management | For | Withhold |
| 1.8 | Elect Director Alfred Woollacott, III | Management | For | Withhold |
| 1.9 | Elect Director Mark S. Wrighton | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CABELA'S INCORPORATED
MEETING DATE: MAY 11, 2010 |
TICKER: CAB SECURITY ID: 126804301
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Theodore M. Armstrong | Management | For | For |
| 2 | Elect Director Richard N. Cabela | Management | For | For |
| 3 | Elect Director James W. Cabela | Management | For | For |
| 4 | Elect Director John H. Edmondson | Management | For | For |
| 5 | Elect Director John Gottschalk | Management | For | For |
| 6 | Elect Director Dennis Highby | Management | For | For |
| 7 | Elect Director Reuben Mark | Management | For | For |
| 8 | Elect Director Michael R. McCarthy | Management | For | For |
| 9 | Elect Director Thomas L. Millner | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
CABOT CORP.
MEETING DATE: MAR 11, 2010 |
TICKER: CBT SECURITY ID: 127055101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John S. Clarkeson | Management | For | For |
| 1.2 | Elect Director Roderick C.G. MacLeod | Management | For | For |
| 1.3 | Elect Director Ronaldo H. Schmitz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: APR 29, 2010 |
TICKER: CSE SECURITY ID: 14055X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.2 | Elect Director C. William Hosler | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARDIOME PHARMA CORP.
MEETING DATE: MAY 26, 2010 |
TICKER: COM SECURITY ID: 14159U202
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Robert W. Rieder as Director | Management | For | For |
| 1.2 | Elect Jackie M. Clegg as Director | Management | For | For |
| 1.3 | Elect Peter W. Roberts as Director | Management | For | For |
| 1.4 | Elect Harold H. Shlevin as Director | Management | For | For |
| 1.5 | Elect Richard M. Glickman as Director | Management | For | For |
| 1.6 | Elect Douglas G. Janzen as Director | Management | For | For |
| 1.7 | Elect William L. Hunter as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Incentive Stock Option Plan | Management | For | Against |
| |
|---|
CARLISLE COMPANIES INCORPORATED
MEETING DATE: MAY 14, 2010 |
TICKER: CSL SECURITY ID: 142339100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robin J. Adams | Management | For | For |
| 2 | Elect Director Robin S. Callahan | Management | For | For |
| 3 | Elect Director David A. Roberts | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
CARPENTER TECHNOLOGY CORP.
MEETING DATE: OCT 12, 2009 |
TICKER: CRS SECURITY ID: 144285103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl G. Anderson, Jr. | Management | For | For |
| 1.2 | Elect Director Philip M. Anderson | Management | For | For |
| 1.3 | Elect Director Jeffrey Wadsworth | Management | For | For |
| 1.4 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CATALYST HEALTH SOLUTIONS, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: CHSI SECURITY ID: 14888B103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William E. Brock | Management | For | For |
| 1.2 | Elect Director Edward S. Civera | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CHICAGO BRIDGE AND IRON COMPANY NV
MEETING DATE: MAY 6, 2010 |
TICKER: CBI SECURITY ID: 167250109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Of The Member Of The Supervisory Board: Michael L. Underwood. (please Note That An Abstain Vote Will count As A For Vote For The Alternate Nominee Luciano Reyes) | Management | For | Did Not Vote |
| 2 | Election Of Member Of Management Board: Chicago Bridge & Iron Company B.v. (please Note That An Abstain Vote Will Count As a For Vote For Alternate Nominee Lealand Finance Company B.v.) | Management | For | Did Not Vote |
| 3 | Authorize The Preparation Of Our Dutch Statutory Annual Accounts and Annual Report Of Our Management Board In English Language. | Management | For | Did Not Vote |
| 4 | To Discharge The Sole Member Of The Management Board From liability, All As More Fully Described In The Proxy Statement. | Management | For | Did Not Vote |
| 5 | To Discharge The Members Of The Supervisory Board From liability, All As More Fully Described In The Proxy Statement. | Management | For | Did Not Vote |
| 6 | To Approve The Extension Of The Authority Of Our Management Board, To Repurchase Up To 10% Of Issued Share Capital. | Management | For | Did Not Vote |
| 7 | To Appoint Ernst & Young Llp As Our Independent Registered Public Accounting Firm, Who Will Audit Our Accounts. | Management | For | Did Not Vote |
| 8 | To Approve The Chicago Bridge & Iron Company Incentive Compensation Program. | Management | For | Did Not Vote |
| 9 | To Approve The Extension Of The Authority Of The Supervisory Board To Issue Shares And/or Grant Rights To Acquire Shares. | Management | For | Did Not Vote |
| 10 | To Approve The Compensation Of The Members Of The Supervisory Board. | Management | For | Did Not Vote |
| 11 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| |
|---|
CHIQUITA BRANDS INTERNATIONAL, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: CQB SECURITY ID: 170032809
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fernando Aguirre | Management | For | For |
| 1.2 | Elect Director Kerrii B. Anderson | Management | For | For |
| 1.3 | Elect Director Howard W. Barker, Jr. | Management | For | For |
| 1.4 | Elect Director William H. Camp | Management | For | For |
| 1.5 | Elect Director Robert W. Fisher | Management | For | For |
| 1.6 | Elect Director Clare M. Hasler | Management | For | For |
| 1.7 | Elect Director Durk I. Jager | Management | For | For |
| 1.8 | Elect Director Jaime Serra | Management | For | For |
| 1.9 | Elect Director Steven P. Stanbrook | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CIGNA CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: CI SECURITY ID: 125509109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director David M. Cordani | Management | For | For |
| 2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
| 3 | Elect Director Jane E. Henney, M.D. | Management | For | For |
| 4 | Elect Director Donna F. Zarcone | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| 7 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: CYN SECURITY ID: 178566105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | Withhold |
| 1.2 | Elect Director Ronald L. Olson | Management | For | Withhold |
| 1.3 | Elect DirectorRobert H. Tuttle | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
CKX INC
MEETING DATE: DEC 18, 2009 |
TICKER: CKXE SECURITY ID: 12562M106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F.X. Sillerman | Management | For | For |
| 1.2 | Elect Director Simon Fuller | Management | For | For |
| 1.3 | Elect Director Howard J. Tytel | Management | For | For |
| 1.4 | Elect Director Edwin M. Banks | Management | For | For |
| 1.5 | Elect Director Edward Bleier | Management | For | For |
| 1.6 | Elect Director Bryan Bloom | Management | For | For |
| 1.7 | Elect Director Jerry L. Cohen | Management | For | For |
| 1.8 | Elect Director Carl D. Harnick | Management | For | For |
| 1.9 | Elect Director Jack Langer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CLECO CORPORATION
MEETING DATE: APR 30, 2010 |
TICKER: CNL SECURITY ID: 12561W105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sherian G. Cadoria | Management | For | Withhold |
| 1.2 | Elect Director Richard B. Crowell | Management | For | Withhold |
| 1.3 | Elect Director Michael H. Madison | Management | For | Withhold |
| 1.4 | Elect Director W.l. Westbrook | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CLOUD PEAK ENERGY INC.
MEETING DATE: JUN 8, 2010 |
TICKER: CLD SECURITY ID: 18911Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Keith Bailey | Management | For | For |
| 2 | Elect Director William Owens | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMMSCOPE, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CTV SECURITY ID: 203372107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd L. George | Management | For | For |
| 1.2 | Elect Director George N. Hutton | Management | For | For |
| 1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMPASS MINERALS INTERNATIONAL, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: CMP SECURITY ID: 20451N101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Management | For | For |
| 1.2 | Elect Director Timothy R. Snider | Management | For | For |
| 1.3 | Elect Director Paul S. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
COMPLETE PRODUCTION SERVICES, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: CPX SECURITY ID: 20453E109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold G. Hamm | Management | For | For |
| 1.2 | Elect Director W. Matt Ralls | Management | For | For |
| 1.3 | Elect Director James D. Woods | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CPSI SECURITY ID: 205306103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Boyd Douglas | Management | For | For |
| 1.2 | Elect Director Charles P. Huffman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMTECH TELECOMMUNICATIONS CORP.
MEETING DATE: DEC 9, 2009 |
TICKER: CMTL SECURITY ID: 205826209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Goldberg | Management | For | Withhold |
| 1.2 | Elect Director Robert G. Paul | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DECKERS OUTDOOR CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: DECK SECURITY ID: 243537107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Angel R. Martinez | Management | For | For |
| 1.2 | Elect Director Rex A. Licklider | Management | For | For |
| 1.3 | Elect Director John M. Gibbons | Management | For | For |
| 1.4 | Elect Director John G. Perenchio | Management | For | For |
| 1.5 | Elect Director Maureen Conners | Management | For | For |
| 1.6 | Elect Director Tore Steen | Management | For | For |
| 1.7 | Elect Director Ruth M. Owades | Management | For | For |
| 1.8 | Elect Director Karyn O. Barsa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| |
|---|
DEXCOM INC
MEETING DATE: MAY 19, 2010 |
TICKER: DXCM SECURITY ID: 252131107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donald A. Lucas | Management | For | For |
| 1.2 | Elect Director Jay S. Skyler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DOLLARAMA INC
MEETING DATE: JUN 10, 2010 |
TICKER: DOL SECURITY ID: 25675T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Rossy as Director | Management | For | Withhold |
| 1.2 | Elect Joshua Bekenstein as Director | Management | For | Withhold |
| 1.3 | Elect Gregory David as Director | Management | For | Withhold |
| 1.4 | Elect Stephen Gunn as Director | Management | For | For |
| 1.5 | Elect Matthew Levin as Director | Management | For | Withhold |
| 1.6 | Elect Nicholas Nomicos as Director | Management | For | Withhold |
| 1.7 | Elect Donald Gray Reid as Director | Management | For | For |
| 1.8 | Elect Neil Rossy as Director | Management | For | Withhold |
| 1.9 | Elect John J. Swidler as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DRAGONWAVE INC
MEETING DATE: JUN 15, 2010 |
TICKER: DWI SECURITY ID: 26144M103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Gerry Spencer, Peter Allen, Jean-Paul Cossart, Russell Frederick, Claude Haw, Thomas Manley and Terry Matthews as Directors | Management | For | For |
| 1.1 | Elect Gerry Spencer as Director | Management | For | For |
| 1.2 | Elect Peter Allen as Director | Management | For | For |
| 1.3 | Elect Jean-Paul Cossart as Director | Management | For | For |
| 1.4 | Elect Russell Frederick as Director | Management | For | For |
| 1.5 | Elect Claude Haw as Director | Management | For | For |
| 1.6 | Elect Thomas Manley as Director | Management | For | For |
| 1.7 | Elect Terry Matthews as Director | Management | For | For |
| 2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
| 3 | Amend By-Law No.1A with Respect to Quorum Requirements | Management | For | For |
| 4 | Amend By-Law No.1A with Respect Allowing for the Issuance of Uncertified Shares | Management | For | For |
| 5 | Approve Amendment Provisions of the Stock Option Plan | Management | For | For |
| 6 | Approve Maximum Number of Shares Issuable Under the Stock Option Plan | Management | For | For |
| 7 | Approve All Unallocated Options Under the Stock Option Plan | Management | For | For |
| |
|---|
ELIZABETH ARDEN INC
MEETING DATE: NOV 12, 2009 |
TICKER: RDEN SECURITY ID: 28660G106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director E. Scott Beattie | Management | For | For |
| 1.2 | Elect Director Fred Berens | Management | For | For |
| 1.3 | Elect Director Maura J. Clark | Management | For | For |
| 1.4 | Elect Director Richard C.W. Mauran | Management | For | For |
| 1.5 | Elect Director William M. Tatham | Management | For | For |
| 1.6 | Elect Director J.W. Nevil Thomas | Management | For | For |
| 1.7 | Elect Director Paul West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EMERGENCY MEDICAL SERVICES CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: EMS SECURITY ID: 29100P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven B. Epstein | Management | For | For |
| 1.2 | Elect Director Paul B. Iannini | Management | For | For |
| 1.3 | Elect Director James T. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ENDURANCE SPECIALTY HOLDINGS LTD
MEETING DATE: MAY 13, 2010 |
TICKER: ENH SECURITY ID: G30397106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect John T. Baily as Director | Management | For | For |
| 1.2 | Elect Norman Barham as Director | Management | For | For |
| 1.3 | Elect Galen R. Barnes as Director | Management | For | For |
| 1.4 | Elect David S. Cash as Director | Management | For | For |
| 1.5 | Elect William M. Jewett as Director | Management | For | For |
| 1.6 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.7 | Elect David S. Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.8 | Elect William M. Jewett as Subsidiary Director of Endurance Specialty Insurance Ltd. | Management | For | For |
| 1.9 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.10 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.11 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.12 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.13 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.14 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | Management | For | For |
| 1.15 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.16 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.17 | Elect Steven W. Carlsen as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.18 | Elect David S. Cash as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.19 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 1.20 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | Management | For | For |
| 2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | Management | For | For |
| 3 | Amend 2007 Equity Incentive Plan | Management | For | For |
| |
|---|
ERESEARCH TECHNOLOGY, INC.
MEETING DATE: APR 28, 2010 |
TICKER: ERES SECURITY ID: 29481V108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sheldon M. Bonovitz | Management | For | For |
| 1.2 | Elect Director Gerald A. Faich, MD, MPH | Management | For | For |
| 1.3 | Elect Director Elam M. Hitchner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
FCSTONE GROUP, INC.
MEETING DATE: SEP 25, 2009 |
TICKER: FCSX SECURITY ID: 31308T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Other Business | Management | For | Against |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FORESTAR GROUP INC.
MEETING DATE: MAY 11, 2010 |
TICKER: FOR SECURITY ID: 346233109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.2 | Elect Director James M. DeCosmo | Management | For | For |
| 1.3 | Elect Director James A. Johnson | Management | For | For |
| 1.4 | Elect Director Richard M. Smith | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
FOURLIS SA (EX FOURLIS BROTHERS CORP)
MEETING DATE: JUN 11, 2010 |
TICKER: FOYRK SECURITY ID: X29966177
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Dividends | Management | For | Did Not Vote |
| 3 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 4 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
| 5 | Approve Director Remuneration for 2009 and Preapprove Director Remuneration for 2010 | Management | For | Did Not Vote |
| 6 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 7 | Other Business | Management | For | Did Not Vote |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 8, 2010 |
TICKER: GIII SECURITY ID: 36237H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Carl Katz | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.9 | Elect Director Richard White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GARDNER DENVER, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: GDI SECURITY ID: 365558105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank J. Hansen | Management | For | For |
| 1.2 | Elect Director Diane K. Schumacher | Management | For | For |
| 1.3 | Elect Director Charles L. Szews | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | For |
| |
|---|
GENERAL CABLE CORP.
MEETING DATE: MAY 13, 2010 |
TICKER: BGC SECURITY ID: 369300108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John E. Welsh, III | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Provide Directors Be Removed With or Without Cause | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
GRACO INC.
MEETING DATE: APR 23, 2010 |
TICKER: GGG SECURITY ID: 384109104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Kevin Gilligan | Management | For | Withhold |
| 1.2 | Elect Director William G. Van Dyke | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
GRANITE CONSTRUCTION INCORPORATED
MEETING DATE: MAY 7, 2010 |
TICKER: GVA SECURITY ID: 387328107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director William G. Dorey | Management | For | For |
| 2 | Elect Director Rebecca A. McDonald | Management | For | For |
| 3 | Elect Director William H. Powell | Management | For | For |
| 4 | Elect Director Claes G. Bjork | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Approve/Amend Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
GREAT ATLANTIC & PACIFIC TEA CO., INC. (THE)
MEETING DATE: JUL 16, 2009 |
TICKER: GAP SECURITY ID: 390064103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J.D. Barline | Management | For | For |
| 1.2 | Elect Director J.J. Boeckel | Management | For | For |
| 1.3 | Elect Director B. Gaunt | Management | For | For |
| 1.4 | Elect Director A. Guldin | Management | For | For |
| 1.5 | Elect Director C.W.E. Haub | Management | For | For |
| 1.6 | Elect Director D. Kourkoumelis | Management | For | For |
| 1.7 | Elect Director E. Lewis | Management | For | For |
| 1.8 | Elect Director G. Mays | Management | For | For |
| 1.9 | Elect Director M.B. Tart-Bezer | Management | For | For |
| |
|---|
GREAT ATLANTIC & PACIFIC TEA CO., INC. (THE)
MEETING DATE: DEC 15, 2009 |
TICKER: GAP SECURITY ID: 390064103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
GREAT PLAINS ENERGY INCORPORATED
MEETING DATE: MAY 4, 2010 |
TICKER: GXP SECURITY ID: 391164100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David L. Bodde | Management | For | For |
| 1.2 | Elect Director Michael J. Chesser | Management | For | For |
| 1.3 | Elect Director William H. Downey | Management | For | For |
| 1.4 | Elect Director Randall C. Ferguson, Jr. | Management | For | For |
| 1.5 | Elect Director Gary D. Forsee | Management | For | For |
| 1.6 | Elect Director James A. Mitchell | Management | For | For |
| 1.7 | Elect Director William C. Nelson | Management | For | For |
| 1.8 | Elect Director John J. Sherman | Management | For | For |
| 1.9 | Elect Director Linda H. Talbott | Management | For | For |
| 1.10 | Elect Director Robert H. West | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
GREEN MOUNTAIN COFFEE ROASTERS, INC.
MEETING DATE: MAR 11, 2010 |
TICKER: GMCR SECURITY ID: 393122106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara D. Carlini | Management | For | For |
| 1.2 | Elect Director Douglas N. Daft | Management | For | For |
| 1.3 | Elect Director Hinda Miller | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
GYMBOREE CORPORATION, THE
MEETING DATE: JUN 8, 2010 |
TICKER: GYMB SECURITY ID: 403777105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Blair W. Lambert | Management | For | For |
| 1.2 | Elect Director Daniel R. Lyle | Management | For | For |
| 1.3 | Elect Director Scott A. Ryles | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HAIN CELESTIAL GROUP, INC., THE
MEETING DATE: NOV 19, 2009 |
TICKER: HAIN SECURITY ID: 405217100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Irwin D. Simon | Management | For | Withhold |
| 1.2 | Elect Director Barry J. Alperin | Management | For | Withhold |
| 1.3 | Elect Director Richard C. Berke | Management | For | Withhold |
| 1.4 | Elect Director Beth L. Bronner | Management | For | Withhold |
| 1.5 | Elect Director Jack Futterman | Management | For | Withhold |
| 1.6 | Elect Director Daniel R. Glickman | Management | For | Withhold |
| 1.7 | Elect Director Marina Hahn | Management | For | Withhold |
| 1.8 | Elect Director Roger Meltzer | Management | For | Withhold |
| 1.9 | Elect Director Lewis D. Schiliro | Management | For | Withhold |
| 1.10 | Elect Director Lawrence S. Zilavy | Management | For | Withhold |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
HANGER ORTHOPEDIC GROUP, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HGR SECURITY ID: 41043F208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas P. Cooper | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Eric A. Green | Management | For | For |
| 1.4 | Elect Director Stephen E. Hare | Management | For | For |
| 1.5 | Elect Director Isaac Kaufman | Management | For | For |
| 1.6 | Elect Director Thomas F. Kirk | Management | For | For |
| 1.7 | Elect Director Peter J. Neff | Management | For | For |
| 1.8 | Elect Director Bennett Rosenthal | Management | For | Withhold |
| 1.9 | Elect Director Ivan R. Sabel, CPO | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HANSEN NATURAL CORP.
MEETING DATE: JUN 10, 2010 |
TICKER: HANS SECURITY ID: 411310105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rodney C. Sacks | Management | For | For |
| 1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
| 1.3 | Elect Director Norman C. Epstein | Management | For | For |
| 1.4 | Elect Director Benjamin M. Polk | Management | For | For |
| 1.5 | Elect Director Sydney Selati | Management | For | For |
| 1.6 | Elect Director Harold C. Taber, Jr. | Management | For | For |
| 1.7 | Elect Director Mark S. Vidergauz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HEALTH NET, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: HNT SECURITY ID: 42222G108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary Anne Citrino | Management | For | For |
| 2 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
| 3 | Elect Director Vicki B. Escarra | Management | For | For |
| 4 | Elect Director Thomas T. Farley | Management | For | For |
| 5 | Elect Director Gale S. Fitzgerald | Management | For | For |
| 6 | Elect Director Patrick Foley | Management | For | For |
| 7 | Elect Director Jay M. Gellert | Management | For | For |
| 8 | Elect Director Roger F. Greaves | Management | For | For |
| 9 | Elect Director Bruce G. Willison | Management | For | For |
| 10 | Elect Director Frederick C. Yeager | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HIW SECURITY ID: 431284108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gene H. Anderson | Management | For | For |
| 1.2 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.3 | Elect Director David J. Hartzell | Management | For | For |
| 1.4 | Elect Director Lawrence S. Kaplan | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HOME PROPERTIES, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: HME SECURITY ID: 437306103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen R. Blank | Management | For | For |
| 1.2 | Elect Director Josh E. Fidler | Management | For | For |
| 1.3 | Elect Director Alan L. Gosule | Management | For | For |
| 1.4 | Elect Director Leonard F. Helbig, III | Management | For | For |
| 1.5 | Elect Director Charles J. Koch | Management | For | For |
| 1.6 | Elect Director Nelson B. Leenhouts | Management | For | For |
| 1.7 | Elect Director Norman P. Leenhouts | Management | For | For |
| 1.8 | Elect Director Edward J. Pettinella | Management | For | For |
| 1.9 | Elect Director Clifford W. Smith, Jr. | Management | For | For |
| 1.10 | Elect Director Paul L. Smith | Management | For | For |
| 1.11 | Elect Director Amy L. Tait | Management | For | For |
| 2 | Amend Deferred Compensation Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HORNBECK OFFSHORE SERVICES, INC.
MEETING DATE: JUN 24, 2010 |
TICKER: HOS SECURITY ID: 440543106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bruce W. Hunt | Management | For | Withhold |
| 1.2 | Elect Director Bernie W. Stewart | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HUMAN GENOME SCIENCES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: HGSI SECURITY ID: 444903108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard J. Danzig | Management | For | For |
| 1.2 | Elect Director Jurgen Drews | Management | For | For |
| 1.3 | Elect Director Maxine Gowen | Management | For | For |
| 1.4 | Elect Director Tuan Ha-Ngoc | Management | For | For |
| 1.5 | Elect Director A. N. 'Jerry' Karabelas | Management | For | For |
| 1.6 | Elect Director John L. LaMattina | Management | For | For |
| 1.7 | Elect Director Augustine Lawlor | Management | For | For |
| 1.8 | Elect Director H. Thomas Watkins | Management | For | For |
| 1.9 | Elect Director Robert C. Young | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ICONIX BRAND GROUP, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: ICON SECURITY ID: 451055107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Cole | Management | For | For |
| 1.2 | Elect Director Barry Emanuel | Management | For | For |
| 1.3 | Elect Director Steven Mendelow | Management | For | For |
| 1.4 | Elect Director Drew Cohen | Management | For | For |
| 1.5 | Elect Director F. Peter Cuneo | Management | For | For |
| 1.6 | Elect Director Mark Friedman | Management | For | For |
| 1.7 | Elect Director James A. Marcum | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INCYTE CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: INCY SECURITY ID: 45337C102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard U. De Schutter | Management | For | For |
| 1.2 | Elect Director Barry M. Ariko | Management | For | For |
| 1.3 | Elect Director Julian C. Baker | Management | For | For |
| 1.4 | Elect Director Paul A. Brooke | Management | For | For |
| 1.5 | Elect Director Paul A. Friedman | Management | For | For |
| 1.6 | Elect Director John F. Niblack | Management | For | Withhold |
| 1.7 | Elect Director Roy A. Whitfield | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
INHIBITEX, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: INHX SECURITY ID: 45719T103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Henos | Management | For | For |
| 1.2 | Elect Director Marc L. Preminger | Management | For | For |
| 1.3 | Elect Director Christopher McGuigan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INTER PARFUMS, INC.
MEETING DATE: JUL 24, 2009 |
TICKER: IPAR SECURITY ID: 458334109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jean Madar | Management | For | For |
| 1.2 | Elect Director Philippe Benacin | Management | For | For |
| 1.3 | Elect Director Russell Greenberg | Management | For | For |
| 1.4 | Elect Director Philippe Santi | Management | For | For |
| 1.5 | Elect Director Francois Heilbronn | Management | For | For |
| 1.6 | Elect Director Jean Levy | Management | For | For |
| 1.7 | Elect Director Robert Bensoussan-Torres | Management | For | For |
| 1.8 | Elect Director Serge Rosinoer | Management | For | For |
| 1.9 | Elect Director Patrick Choel | Management | For | For |
| |
|---|
INTERLINE BRANDS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: IBI SECURITY ID: 458743101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Grebe | Management | For | Withhold |
| 1.2 | Elect Director Gideon Argov | Management | For | Withhold |
| 1.3 | Elect Director Randolph W. Melville | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
INVACARE CORPORATION
MEETING DATE: MAY 20, 2010 |
TICKER: IVC SECURITY ID: 461203101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Kasich | Management | For | For |
| 1.2 | Elect Director Dan T. Moore, III | Management | For | For |
| 1.3 | Elect Director Joseph B. Richey, II | Management | For | For |
| 1.4 | Elect Director Dale C. LaPorte | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IPC HOLDINGS LTD
MEETING DATE: JUL 20, 2009 |
TICKER: IPCR SECURITY ID: G4933P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Call A Special General Meeting Of Ipc Holdings, Ltd. | Shareholder | None | For |
| |
|---|
IPC HOLDINGS LTD
MEETING DATE: SEP 4, 2009 |
TICKER: IPCR SECURITY ID: G4933P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Elimination of Supermajority Vote Requirement for Amalgamations | Management | For | For |
| 2 | Approve Merger Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
IROBOT CORPORATION
MEETING DATE: MAY 27, 2010 |
TICKER: IRBT SECURITY ID: 462726100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Helen Greiner | Management | For | For |
| 1.2 | Elect Director George C. McNamee | Management | For | For |
| 1.3 | Elect Director Peter T. Meekin | Management | For | For |
| 1.4 | Elect Director Paul Sagan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
J2 GLOBAL COMMUNICATIONS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: JCOM SECURITY ID: 46626E205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elector Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Robert J. Cresci | Management | For | For |
| 1.3 | Elect Director W. Brian Kretzmer | Management | For | For |
| 1.4 | Elect Director Richard S. Ressler | Management | For | For |
| 1.5 | Elect Director John F. Rieley | Management | For | For |
| 1.6 | Elect Director Stephen Ross | Management | For | For |
| 1.7 | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
JDA SOFTWARE GROUP, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: JDAS SECURITY ID: 46612K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Douglas G. Marlin | Management | For | For |
| 2 | Elect Director Jock Patton | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
JOHN BEAN TECHNOLOGIES CORPORATION
MEETING DATE: MAY 5, 2010 |
TICKER: JBT SECURITY ID: 477839104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan D. Feldman | Management | For | For |
| 1.2 | Elect Director James E. Goodwin | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
JONES LANG LASALLE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: JLL SECURITY ID: 48020Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Colin Dyer | Management | For | For |
| 2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 3 | Elect Director DeAnne Julius | Management | For | For |
| 4 | Elect Director Ming Lu | Management | For | For |
| 5 | Elect Director Lauralee E. Martin | Management | For | For |
| 6 | Elect Director Sheila A. Penrose | Management | For | For |
| 7 | Elect Director David B. Rickard | Management | For | For |
| 8 | Elect Director Roger T. Staubach | Management | For | For |
| 9 | Elect Director Thomas C. Theobald | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Other Business | Management | For | Against |
| |
|---|
KANSAS CITY SOUTHERN
MEETING DATE: MAY 6, 2010 |
TICKER: KSU SECURITY ID: 485170302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lu M. Cordova | Management | For | For |
| 1.2 | Elect Director Terrence P. Dunn | Management | For | For |
| 1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | For |
| 1.4 | Elect Director David L. Starling | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KERYX BIOPHARMACEUTICALS, INC.
MEETING DATE: JUN 15, 2010 |
TICKER: KERX SECURITY ID: 492515101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ron Bentsur | Management | For | For |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.4 | Elect Director Jack Kaye | Management | For | For |
| 1.5 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
KFORCE INC.
MEETING DATE: JUN 25, 2010 |
TICKER: KFRC SECURITY ID: 493732101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elaine D. Rosen | Management | For | Withhold |
| 1.2 | Elect Director Ralph E. Struzziero | Management | For | Withhold |
| 1.3 | Elect Director Howard W. Sutter | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
KING PHARMACEUTICALS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: KG SECURITY ID: 495582108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin S. Crutchfield | Management | For | For |
| 1.2 | Elect Director E.W. Deavenport Jr. | Management | For | For |
| 1.3 | Elect Director Elizabeth M. Greetham | Management | For | For |
| 1.4 | Elect Director Philip A. Incarnati | Management | For | For |
| 1.5 | Elect Director Gregory D. Jordan | Management | For | For |
| 1.6 | Elect Director Brian A. Markison | Management | For | For |
| 1.7 | Elect Director R. Charles Moyer | Management | For | For |
| 1.8 | Elect Director D. Greg Rooker | Management | For | For |
| 1.9 | Elect Director Derace L. Schaffer | Management | For | For |
| 1.10 | Elect Director Ted G. Wood | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| |
|---|
LAMAR ADVERTISING COMPANY
MEETING DATE: MAY 20, 2010 |
TICKER: LAMR SECURITY ID: 512815101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John Maxwell Hamilton | Management | For | Withhold |
| 1.2 | Elect Director John E. Koerner, III | Management | For | Withhold |
| 1.3 | Elect Director Edward H. McDermott | Management | For | Withhold |
| 1.4 | Elect Director Stephen P. Mumblow | Management | For | Withhold |
| 1.5 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
| 1.6 | Elect Director Anna Reilly | Management | For | Withhold |
| 1.7 | Elect Director Kevin P. Reilly, Jr. | Management | For | Withhold |
| 1.8 | Elect Director Wendell Reilly | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MANITOWOC COMPANY, THE
MEETING DATE: MAY 4, 2010 |
TICKER: MTW SECURITY ID: 563571108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.2 | Elect Director Kenneth W. Krueger | Management | For | For |
| 1.3 | Elect Director Robert C. Stift | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MARINER ENERGY, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ME SECURITY ID: 56845T305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Crain, Jr. | Management | For | For |
| 1.2 | Elect Director John F. Greene | Management | For | For |
| 1.3 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAX CAPITAL GROUP LTD
MEETING DATE: NOV 2, 2009 |
TICKER: MXGL SECURITY ID: G6052F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect William Kronenberg III as Director | Management | For | For |
| 1b | Reelect James L. Zech as Director | Management | For | For |
| 2 | Elect Angelo Guagliano as Subsidiary Director of Max Bermuda Ltd. | Management | For | For |
| 3 | Ratify KPMG, Hamilton, Bermuda as Auditors of Max Capital Group Ltd. | Management | For | For |
| 4 | Ratify KPMG, Hamilton, Bermuda as Auditors of Max Bermuda Ltd. | Management | For | For |
| |
|---|
MENTOR GRAPHICS CORP.
MEETING DATE: DEC 14, 2009 |
TICKER: MENT SECURITY ID: 587200106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Stock Option Exchange Program | Management | For | For |
| |
|---|
MERITAGE HOMES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: MTH SECURITY ID: 59001A102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Hilton | Management | For | For |
| 1.2 | Elect Director Raymond Oppel | Management | For | For |
| 1.3 | Elect Director Richard T. Burke, Sr. | Management | For | For |
| 1.4 | Elect Director Dana Bradford | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MICRON TECHNOLOGY, INC.
MEETING DATE: DEC 10, 2009 |
TICKER: MU SECURITY ID: 595112103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Steven R. Appleton | Management | For | For |
| 2 | Elect Director Teruaki Aoki | Management | For | For |
| 3 | Elect Director James W. Bagley | Management | For | For |
| 4 | Elect Director Robert L. Bailey | Management | For | For |
| 5 | Elect Director Mercedes Johnson | Management | For | For |
| 6 | Elect Director Lawrence N. Mondry | Management | For | For |
| 7 | Elect Director Robert E. Switz | Management | For | For |
| 8 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MOHAWK INDUSTRIES, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: MHK SECURITY ID: 608190104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Phyllis O. Bonanno | Management | For | For |
| 1.2 | Elect Director David L. Kolb | Management | For | For |
| 1.3 | Elect Director Joseph A. Onorato | Management | For | For |
| 1.4 | Elect Director W. Christopher Wellborn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MSC INDUSTRIAL DIRECT CO., INC.
MEETING DATE: JAN 14, 2010 |
TICKER: MSM SECURITY ID: 553530106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mitchell Jacobson | Management | For | For |
| 1.2 | Elect Director David Sandler | Management | For | For |
| 1.3 | Elect Director Charles Boehlke | Management | For | For |
| 1.4 | Elect Director Roger Fradin | Management | For | For |
| 1.5 | Elect Director Louise Goeser | Management | For | For |
| 1.6 | Elect Director Denis Kelly | Management | For | For |
| 1.7 | Elect Director Philip Peller | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 27, 2010 |
TICKER: NPBC SECURITY ID: 637138108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna D. Holton | Management | For | For |
| 1.2 | Elect Director Christian F. Martin, IV | Management | For | For |
| 1.3 | Elect Director R. Chadwick Paul, Jr. | Management | For | For |
| 1.4 | Elect Director C. Robert Roth | Management | For | For |
| 1.5 | Elect Director Wayne R. Weidner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: NNN SECURITY ID: 637417106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director Dennis E. Gershenson | Management | For | For |
| 1.3 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.4 | Elect Director Richard B. Jennings | Management | For | For |
| 1.5 | Elect Director Ted B. Lanier | Management | For | For |
| 1.6 | Elect Director Robert C. Legler | Management | For | For |
| 1.7 | Elect Director Craig Macnab | Management | For | For |
| 1.8 | Elect Director Robert Martinez | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
NETGEAR, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NTGR SECURITY ID: 64111Q104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Director Ralph E. Faison | Management | For | For |
| 1.4 | Elect Director A. Timothy Godwin | Management | For | For |
| 1.5 | Elect Director Jef Graham | Management | For | For |
| 1.6 | Elect Director Linwood A. Lacy, Jr. | Management | For | For |
| 1.7 | Elect Director George G. C. Parker | Management | For | For |
| 1.8 | Elect Director Gregory J. Rossmann | Management | For | For |
| 1.9 | Elect Director Julie A. Shimer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NEUROCRINE BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NBIX SECURITY ID: 64125C109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
| 1.2 | Elect Director Richard F. Pops | Management | For | For |
| 1.3 | Elect Director Stephen A. Sherwin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | Against | For |
| 4 | Adopt A Policy Establishing An Engagement Process With The Proponents Of Certain Stockholder Proposals | Shareholder | Against | Against |
| 5 | Limit Executive Compensation | Shareholder | Against | Against |
| |
|---|
NII HOLDINGS, INC.
MEETING DATE: MAY 11, 2010 |
TICKER: NIHD SECURITY ID: 62913F201
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven P. Dussek | Management | For | For |
| 1.2 | Elect Director Donald Guthrie | Management | For | For |
| 1.3 | Elect Director Steven M. Shindler | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
NORTHWEST NATURAL GAS COMPANY
MEETING DATE: MAY 27, 2010 |
TICKER: NWN SECURITY ID: 667655104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tod R. Hamachek | Management | For | For |
| 1.2 | Elect Director Jane L. Peverett | Management | For | For |
| 1.3 | Elect Director Kenneth Thrasher | Management | For | For |
| 1.4 | Elect Director Russell F. Tromley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHWESTERN CORPORATION
MEETING DATE: APR 22, 2010 |
TICKER: NWE SECURITY ID: 668074305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen P. Adik | Management | For | For |
| 1.2 | Elect Director Dorothy M. Bradley | Management | For | For |
| 1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
| 1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
| 1.5 | Elect Director Julia L. Johnson | Management | For | For |
| 1.6 | Elect Director Philip L. Maslowe | Management | For | For |
| 1.7 | Elect Director Denton Louis Peoples | Management | For | For |
| 1.8 | Elect Director Robert C. Rowe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NUANCE COMMUNICATIONS, INC.
MEETING DATE: JAN 29, 2010 |
TICKER: NUAN SECURITY ID: 67020Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Paul A. Ricci | Management | For | For |
| 2 | Elect Director Robert G. Teresi | Management | For | For |
| 3 | Elect Director Robert J. Frankenberg | Management | For | For |
| 4 | Elect Director Katharine A. Martin | Management | For | For |
| 5 | Elect Director Patrick T. Hackett | Management | For | For |
| 6 | Elect Director William H. Janeway | Management | For | For |
| 7 | Elect Director Mark B. Myers | Management | For | For |
| 8 | Elect Director Philip J. Quigley | Management | For | For |
| 9 | Amend Omnibus Stock Plan | Management | For | Against |
| 10 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
NUTRISYSTEM, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: NTRI SECURITY ID: 67069D108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert F. Bernstock | Management | For | For |
| 1.2 | Elect Director Michael F. Devine, III | Management | For | For |
| 1.3 | Elect Director Laura W. Lang | Management | For | For |
| 1.4 | Elect Director Theodore J. Leonsis | Management | For | For |
| 1.5 | Elect Director Warren V. Musser | Management | For | For |
| 1.6 | Elect Director Joseph M. Redling | Management | For | For |
| 1.7 | Elect Director Brian P. Tierney | Management | For | For |
| 1.8 | Elect Director Stephen T. Zarrilli | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OPEN TEXT CORP.
MEETING DATE: DEC 3, 2009 |
TICKER: OTC SECURITY ID: 683715106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect as Director - John Shackleton | Management | For | For |
| 1.3 | Elect as Director - Randy Fowlie | Management | For | For |
| 1.4 | Elect as Director - Gail Hamilton | Management | For | For |
| 1.5 | Elect as Director - Brian Jackman | Management | For | For |
| 1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
| 1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
| 1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
OPEN TEXT CORP.
MEETING DATE: DEC 3, 2009 |
TICKER: OTC SECURITY ID: 683715106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect as Director - P. Thomas Jenkins | Management | For | For |
| 1.2 | Elect as Director - John Shackleton | Management | For | For |
| 1.3 | Elect as Director - Randy Fowlie | Management | For | For |
| 1.4 | Elect as Director - Gail Hamilton | Management | For | For |
| 1.5 | Elect as Director - Brian Jackman | Management | For | For |
| 1.6 | Elect as Director - Stephen J. Sadler | Management | For | For |
| 1.7 | Elect as Director - Michael Slaunwhite | Management | For | For |
| 1.8 | Elect as Director - Katharine B. Stevenson | Management | For | For |
| 1.9 | Elect as Director - Deborah Weinstein | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
OPTIONSXPRESS HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OXPS SECURITY ID: 684010101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Fisher | Management | For | For |
| 1.2 | Elect Director Michael J. Soenen | Management | For | For |
| 1.3 | Elect Director S. Scott Wald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 11, 2010 |
TICKER: PACW SECURITY ID: 695263103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark N. Baker | Management | For | For |
| 1.2 | Elect Director Stephen M. Dunn | Management | For | For |
| 1.3 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.4 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director George E. Langley | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Timothy B. Matz | Management | For | For |
| 1.8 | Elect Director Arnold W. Messer | Management | For | For |
| 1.9 | Elect Director Daniel B. Platt | Management | For | For |
| 1.10 | Elect Director John W. Rose | Management | For | For |
| 1.11 | Elect Director Robert A. Stine | Management | For | For |
| 1.12 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6 | Other Business | Management | For | Against |
| |
|---|
PAETEC HOLDING CORP.
MEETING DATE: MAY 27, 2010 |
TICKER: PAET SECURITY ID: 695459107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shelley Diamond | Management | For | For |
| 1.2 | Elect Director H. Russell Frisby | Management | For | For |
| 1.3 | Elect Director Michael C. Mac Donald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PARAMETRIC TECHNOLOGY CORPORATION
MEETING DATE: MAR 3, 2010 |
TICKER: PMTC SECURITY ID: 699173209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul A. Lacy | Management | For | For |
| 1.2 | Elect Director Michael E. Porter | Management | For | For |
| 1.3 | Elect Director Robert P. Schechter | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS LTD
MEETING DATE: APR 29, 2010 |
TICKER: PTP SECURITY ID: G7127P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H. Furlong Baldwin as Director | Management | For | For |
| 1.2 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.3 | Elect A. John Hass as Director | Management | For | For |
| 1.4 | Elect Antony P. D. Lancaster as Director | Management | For | For |
| 1.5 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.6 | Elect Michael D. Price as Director | Management | For | For |
| 1.7 | Elect Peter T. Pruitt as Director | Management | For | For |
| 1.9 | Elect James P. Slattery as Director | Management | For | For |
| 1.9 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2A. | Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Attribution of Income to U.S. Shareholders | Management | For | For |
| 2B. | Amend Bylaws Re: Director and Officer Liability | Management | For | For |
| 2C. | Amend Bylaws Re: Jurisdictional Limits of Corporate Action | Management | For | For |
| 2D. | Amend Bylaws Re: Director Actions | Management | For | For |
| 2E. | Amend Bylaws Re: Casting of Votes | Management | For | For |
| 2F. | Amend Bylaws Re: Transfer of Shares | Management | For | For |
| 2G. | Amend Bylaws Re: Number of Directors | Management | For | For |
| 2H. | Amend Bylaws Re: Editorial Changes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve the Material Terms of the Performance Goals Under Performance Incentive Plan | Management | For | For |
| 5 | Approve KPMG Bermuda as Auditors | Management | For | For |
| |
|---|
PORTLAND GENERAL ELECTRIC COMPANY
MEETING DATE: MAY 13, 2010 |
TICKER: POR SECURITY ID: 736508847
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John W. Ballantine | Management | For | For |
| 1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1.3 | Elect Director David A. Dietzler | Management | For | For |
| 1.4 | Elect Director Kirby A. Dyess | Management | For | For |
| 1.5 | Elect Director Peggy Y. Fowler | Management | For | For |
| 1.6 | Elect Director Mark B. Ganz | Management | For | For |
| 1.7 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
| 1.8 | Elect Director Neil J. Nelson | Management | For | For |
| 1.9 | Elect Director M. Lee Pelton | Management | For | For |
| 1.10 | Elect Director James J. Piro | Management | For | For |
| 1.11 | Elect Director Robert T.F. Reid | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PROVIDENCE SERVICE CORP., THE
MEETING DATE: NOV 19, 2009 |
TICKER: PRSC SECURITY ID: 743815102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PSS WORLD MEDICAL, INC.
MEETING DATE: AUG 20, 2009 |
TICKER: PSSI SECURITY ID: 69366A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 1.2 | Elect Director Steven T. Halverson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PURECIRCLE LTD.
MEETING DATE: NOV 24, 2009 |
TICKER: PURE SECURITY ID: G7300G109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Reelect Magomet Malsagov as Director | Management | For | Against |
| 4 | Reelect Peter Milsted as Director | Management | For | Against |
| 5 | Ratify Horwarth (Malaysia) as Auditors | Management | For | For |
| 6 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
QUESTCOR PHARMACEUTICALS, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: QCOR SECURITY ID: 74835Y101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don M. Bailey | Management | For | For |
| 1.2 | Elect Director Neal C. Bradsher | Management | For | For |
| 1.3 | Elect Director Stephen C. Farrell | Management | For | For |
| 1.4 | Elect Director Louis Silverman | Management | For | For |
| 1.5 | Elect Director Virgil D. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: APR 28, 2010 |
TICKER: RAX SECURITY ID: 750086100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lanham Napier | Management | For | For |
| 1.2 | Elect Director George J. Still Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RADIANT SYSTEMS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: RADS SECURITY ID: 75025N102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Balloun | Management | For | For |
| 1.2 | Elect Director John H. Heyman | Management | For | For |
| 1.3 | Elect Director Donna A. Lee | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
RADIOSHACK CORP.
MEETING DATE: MAY 24, 2010 |
TICKER: RSH SECURITY ID: 750438103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank J. Belatti | Management | For | For |
| 2 | Elect Director Julian C. Day | Management | For | For |
| 3 | Elect Director Daniel R. Feehan | Management | For | For |
| 4 | Elect Director H. Eugene Lockhart | Management | For | For |
| 5 | Elect Director Jack L. Messman | Management | For | For |
| 6 | Elect Director Thomas G. Plaskett | Management | For | For |
| 7 | Elect Director Edwina D. Woodbury | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
RED BACK MINING INC.
MEETING DATE: MAY 10, 2010 |
TICKER: RBI SECURITY ID: 756297107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard P. Clark | Management | For | For |
| 1.2 | Elect Director Lukas H. Lundin | Management | For | For |
| 1.3 | Elect Director Michael W. Hunt | Management | For | For |
| 1.4 | Elect Director Robert F. Chase | Management | For | Withhold |
| 1.5 | Elect Director Brian D. Edgar | Management | For | Withhold |
| 1.6 | Elect Director George L. Brack | Management | For | Withhold |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Stock Option Plan | Management | For | For |
| 4 | Approve Stock Option Plan Grants | Management | For | For |
| 5 | Amend Bylaws No. 8.03 and No. 8.05 | Management | For | For |
| |
|---|
RED ROBIN GOURMET BURGERS INC
MEETING DATE: MAY 27, 2010 |
TICKER: RRGB SECURITY ID: 75689M101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lloyd L. Hill | Management | For | For |
| 1.2 | Elect Director Stuart I. Oran | Management | For | For |
| 2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 26, 2010 |
TICKER: RBC SECURITY ID: 758750103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher L. Doerr | Management | For | For |
| 2 | Elect Director Mark J. Gliebe | Management | For | For |
| 3 | Elect Director Curtis W. Stoelting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
REHABCARE GROUP, INC.
MEETING DATE: MAY 4, 2010 |
TICKER: RHB SECURITY ID: 759148109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Colleen Conway-Welch, Ph.D. | Management | For | For |
| 1.2 | Elect Director Christopher T. Hjelm | Management | For | For |
| 1.3 | Elect Director Anthony S. Piszel | Management | For | For |
| 1.4 | Elect Director Suzan L. Rayner, M.D. | Management | For | For |
| 1.5 | Elect Director Harry E. Rich | Management | For | For |
| 1.6 | Elect Director John H. Short, Ph.D. | Management | For | For |
| 1.7 | Elect Director Larry Warren | Management | For | For |
| 1.8 | Elect Director Theodore M. Wight | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ROCKWOOD HOLDINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: ROC SECURITY ID: 774415103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seifi Ghasemi | Management | For | For |
| 1.2 | Elect Director Sheldon R. Erikson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SANDISK CORP.
MEETING DATE: JUN 2, 2010 |
TICKER: SNDK SECURITY ID: 80004C101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Eli Harari | Management | For | For |
| 1.2 | Elect Director Kevin DeNuccio | Management | For | For |
| 1.3 | Elect Director Irwin Federman | Management | For | For |
| 1.4 | Elect Director Steven J. Gomo | Management | For | For |
| 1.5 | Elect Director Eddy W. Hartenstein | Management | For | For |
| 1.6 | Elect Director Chenming Hu | Management | For | For |
| 1.7 | Elect Director Catherine P. Lego | Management | For | For |
| 1.8 | Elect Director Michael E. Marks | Management | For | For |
| 1.9 | Elect Director James D. Meindl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SAPIENT CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: SAPE SECURITY ID: 803062108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James M. Benson | Management | For | For |
| 1.2 | Elect Director Hermann Buerger | Management | For | For |
| 1.3 | Elect Director Darius W. Gaskins, Jr. | Management | For | For |
| 1.4 | Elect Director Alan J. Herrick | Management | For | For |
| 1.5 | Elect Director J. Stuart Moore | Management | For | For |
| 1.6 | Elect Director Ashok Shah | Management | For | For |
| 1.7 | Elect Director Vijay Singal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SHOE CARNIVAL, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: SCVL SECURITY ID: 824889109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark L. Lemond | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SIGNET JEWELERS LTD.
MEETING DATE: JUN 17, 2010 |
TICKER: SIG SECURITY ID: G81276100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Robert Blanchard as Director | Management | For | For |
| 1b | Elect Terry Burman as Director | Management | For | For |
| 2 | Approve KPMG Audit Plc as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| |
|---|
SL GREEN REALTY CORP.
MEETING DATE: JUN 15, 2010 |
TICKER: SLG SECURITY ID: 78440X101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Director Edwin T. Burton, III | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST GAS CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: SWX SECURITY ID: 844895102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Thomas E. Chestnut | Management | For | For |
| 1.3 | Elect Director Stephen C. Comer | Management | For | For |
| 1.4 | Elect Director Richard M. Gardner | Management | For | For |
| 1.5 | Elect Director Leroy C. Hanneman, Jr. | Management | For | For |
| 1.6 | Elect Director James J. Kropid | Management | For | For |
| 1.7 | Elect Director Michael O. Maffie | Management | For | For |
| 1.8 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.9 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Shaw | Management | For | For |
| 1.11 | Elect Director Thomas A. Thomas | Management | For | For |
| 1.12 | Elect Director Terrence L. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOUTHWEST WATER CO.
MEETING DATE: OCT 23, 2009 |
TICKER: SWWC SECURITY ID: 845331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly Alexy | Management | For | For |
| 1.2 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.3 | Elect Director Donovan D. Huennekens | Management | For | Against |
| 1.4 | Elect Director Thomas Iino | Management | For | Against |
| 1.5 | Elect Director William D. Jones | Management | For | Against |
| 1.6 | Elect Director Maureen A. Kindel | Management | For | Against |
| 1.7 | Elect Director Richard G. Newman | Management | For | Against |
| 1.8 | Elect Director Mark A. Swatek | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ST. MARY LAND & EXPLORATION COMPANY
MEETING DATE: MAY 26, 2010 |
TICKER: SM SECURITY ID: 792228108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Barbara M. Baumann | Management | For | For |
| 2 | Elect Director Anthony J. Best | Management | For | For |
| 3 | Elect Director Larry W. Bickle | Management | For | For |
| 4 | Elect Director William J. Gardiner | Management | For | For |
| 5 | Elect Director Julio M. Quintana | Management | For | For |
| 6 | Elect Director John M. Seidl | Management | For | For |
| 7 | Elect Director William D. Sullivan | Management | For | For |
| 8 | Amend Omnibus Stock Plan | Management | For | Against |
| 9 | Change Company Name | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
SUN HEALTHCARE GROUP, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: SUNH SECURITY ID: 866933401
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Gregory S. Anderson | Management | For | For |
| 2 | Elect Director Tony M. Astorga | Management | For | For |
| 3 | Elect Director Christian K. Bement | Management | For | For |
| 4 | Elect Director Michael J. Foster | Management | For | For |
| 5 | Elect Director Barbara B. Kennelly | Management | For | For |
| 6 | Elect Director Steven M. Looney | Management | For | For |
| 7 | Elect Director Richard K. Matros | Management | For | For |
| 8 | Elect Director Milton J. Walters | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
SUPER MICRO COMPUTER, INC.
MEETING DATE: FEB 9, 2010 |
TICKER: SMCI SECURITY ID: 86800U104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chiu-Chu (Sara) Liu Liang | Management | For | For |
| 1.2 | Elect Director Hwei-Ming (Fred) Tsai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: SPN SECURITY ID: 868157108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect Director James M. Funk | Management | For | For |
| 1.4 | Elect Director Terence E. Hall | Management | For | For |
| 1.5 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
| 1.6 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SXC HEALTH SOLUTIONS CORP.
MEETING DATE: MAY 12, 2010 |
TICKER: SXC SECURITY ID: 78505P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Terence C. Burke | Management | For | For |
| 1.2 | Elect Director William J. Davis | Management | For | For |
| 1.3 | Elect Director Philip R. Reddon | Management | For | For |
| 1.4 | Elect Director Mark A. Thierer | Management | For | For |
| 1.5 | Elect Director Steven Cosler | Management | For | For |
| 1.6 | Elect Director Curtis J. Thorne | Management | For | For |
| 1.7 | Elect Director Anthony R. Masso | Management | For | For |
| 2 | Approve SXC Health Solutions Corp. Incentive Plan | Management | For | For |
| 3 | Ratify KPMG US as Auditors | Management | For | For |
| |
|---|
SYNAPTICS INCORPORATED
MEETING DATE: OCT 20, 2009 |
TICKER: SYNA SECURITY ID: 87157D109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey D. Buchanan | Management | For | For |
| 1.2 | Elect Director Keith B. Geeslin | Management | For | For |
| 1.3 | Elect Director James L. Whims | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SYNIVERSE HOLDINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: SVR SECURITY ID: 87163F106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert J. Marino | Management | For | For |
| 1.2 | Elect Director Tony G. Holcombe | Management | For | For |
| 1.3 | Elect Director Jason Few | Management | For | For |
| 1.4 | Elect Director Robert J. Gerrard, Jr. | Management | For | For |
| 1.5 | Elect Director James B. Lipham | Management | For | For |
| 1.6 | Elect Director Wendy J. Murdock | Management | For | For |
| 1.7 | Elect Director Jack Pearlstein | Management | For | For |
| 1.8 | Elect Director Timothy A. Samples | Management | For | For |
| 1.9 | Elect Director Fritz E. von Mering | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
SYNOPSYS, INC.
MEETING DATE: MAR 25, 2010 |
TICKER: SNPS SECURITY ID: 871607107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Aart J. De Geus | Management | For | For |
| 1.2 | Elect Director Alfred Castino | Management | For | For |
| 1.3 | Elect Director Chi-Foon Chan | Management | For | For |
| 1.4 | Elect Director Bruce R. Chizen | Management | For | For |
| 1.5 | Elect Director Deborah A. Coleman | Management | For | For |
| 1.6 | Elect Director John Schwarz | Management | For | For |
| 1.7 | Elect Director Roy Vallee | Management | For | For |
| 1.8 | Elect Director Steven C. Walske | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
TARGACEPT, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: TRGT SECURITY ID: 87611R306
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles A. Blixt | Management | For | For |
| 1.2 | Elect Director Alan W. Dunton | Management | For | For |
| 1.3 | Elect Director Ralph Snyderman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: TCB SECURITY ID: 872275102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Bell | Management | For | For |
| 1.2 | Elect Director William F. Bieber | Management | For | Withhold |
| 1.3 | Elect Director Theodore J. Bigos | Management | For | Withhold |
| 1.4 | Elect Director William A. Cooper | Management | For | For |
| 1.5 | Elect Director Thomas A. Cusick | Management | For | For |
| 1.6 | Elect Director Luella G. Goldberg | Management | For | Withhold |
| 1.7 | Elect Director George G. Johnson | Management | For | For |
| 1.8 | Elect Director Vance K. Opperman | Management | For | Withhold |
| 1.9 | Elect Director Gregory J. Pulles | Management | For | For |
| 1.10 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
| 1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.12 | Elect Director Ralph Strangis | Management | For | Withhold |
| 1.13 | Elect Director Barry N. Winslow | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 21, 2010 |
TICKER: TDY SECURITY ID: 879360105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Sarvary | Management | For | For |
| 2 | Elect Director Evelyn Dilsaver | Management | For | For |
| 3 | Elect Director Francis A. Doyle | Management | For | For |
| 4 | Elect Director John A. Heil | Management | For | For |
| 5 | Elect Director Peter K. Hoffman | Management | For | For |
| 6 | Elect Director Sir Paul Judge | Management | For | For |
| 7 | Elect Director Nancy F. Koehn | Management | For | For |
| 8 | Elect Director Christopher A. Masto | Management | For | For |
| 9 | Elect Director P. Andrews McLane | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TENNECO INC.
MEETING DATE: MAY 12, 2010 |
TICKER: TEN SECURITY ID: 880349105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Charles W. Cramb | Management | For | For |
| 2 | Elect Director Dennis J. Letham | Management | For | For |
| 3 | Elect Director Frank E. Macher | Management | For | For |
| 4 | Elect Director Hari N. Nair | Management | For | For |
| 5 | Elect Director Roger B. Porter | Management | For | For |
| 6 | Elect Director David B. Price, Jr. | Management | For | For |
| 7 | Elect Director Gregg M. Sherrill | Management | For | For |
| 8 | ElectDirector Paul T. Stecko | Management | For | For |
| 9 | Elect Director Mitsunobu Takeuchi | Management | For | For |
| 10 | Elect Director Jane L. Warner | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TEXAS INDUSTRIES INCORPORATED
MEETING DATE: OCT 22, 2009 |
TICKER: TXI SECURITY ID: 882491103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (Blue Card) |
| 1.1 | Elect Director Gordon E. Forward | Management | For | None |
| 1.2 | Elect Director Keith W. Hughes | Management | For | None |
| 1.3 | Elect Director Henry H. Mauz | Management | For | None |
| 2 | Ratify Auditors | Management | For | None |
| 3 | Declassify the Board of Directors | Shareholder | Against | None |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | None |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | None |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (White Card) |
| 1.1 | Elect Director Marjorie L. Bowen | Shareholder | For | For |
| 1.2 | Elect Director Dennis A. Johnson | Shareholder | For | For |
| 1.3 | Elect Director Gary L. Pechota | Shareholder | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | For | For |
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | For | For |
| |
|---|
THERAVANCE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: THRX SECURITY ID: 88338T104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Drazan | Management | For | Withhold |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Arnold J. Levine, Ph.D. | Management | For | Withhold |
| 1.5 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
| 1.6 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
| 1.7 | Elect Director William H. Waltrip | Management | For | For |
| 1.8 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
| 1.9 | Elect Director William D. Young, Ph.D. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TIMKEN COMPANY, THE
MEETING DATE: MAY 11, 2010 |
TICKER: TKR SECURITY ID: 887389104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Griffith | Management | For | Withhold |
| 1.2 | Elect Director John A. Luke, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Frank C. Sullivan | Management | For | Withhold |
| 1.4 | Elect Director Ward J. Timken | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | For | For |
| |
|---|
TRIUMPH GROUP, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TGI SECURITY ID: 896818101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
TYSON FOODS, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: TSN SECURITY ID: 902494103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don Tyson | Management | For | For |
| 1.2 | Elect Director John Tyson | Management | For | For |
| 1.3 | Elect Director Lloyd V. Hackley | Management | For | For |
| 1.4 | Elect Director Jim Kever | Management | For | For |
| 1.5 | Elect Director Kevin M. McNamara | Management | For | For |
| 1.6 | Elect Director Brad T. Sauer | Management | For | For |
| 1.7 | Elect Director Robert Thurber | Management | For | For |
| 1.8 | Elect Director Barbara A. Tyson | Management | For | For |
| 1.9 | Elect Director Albert C. Zapanta | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Report on Water Pollution Prevention Measures | Shareholder | Against | Abstain |
| 5 | Report on Reducing Environmental Impacts | Shareholder | Against | Abstain |
| 6 | Phase Out Antibiotics in Animal Feed | Shareholder | Against | Abstain |
| |
|---|
UNITED STATIONERS INC.
MEETING DATE: MAY 26, 2010 |
TICKER: USTR SECURITY ID: 913004107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy W. Haley | Management | For | For |
| 1.2 | Elect Director Benson P. Shapiro | Management | For | For |
| 1.3 | Elect Director Alex D. Zoghlin | Management | For | For |
| 1.4 | Elect Director Noah T. Maffitt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
UTI WORLDWIDE INC.
MEETING DATE: JUN 14, 2010 |
TICKER: UTIW SECURITY ID: G87210103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect C. John Langley, Jr. as Director | Management | For | For |
| 1.2 | Elect Allan M. Rosenzweig as Director | Management | For | For |
| 1.3 | Elect Donald W. Slager as Director | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Transact Other Business (Non-Voting) | Management | None | None |
| |
|---|
VARIAN SEMICONDUCTOR EQUIPMENT ASSOCIATES, INC.
MEETING DATE: FEB 8, 2010 |
TICKER: VSEA SECURITY ID: 922207105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Xun (Eric) Chen | Management | For | For |
| 1.2 | Elect Director Dennis G. Schmal | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VARIAN, INC.
MEETING DATE: OCT 5, 2009 |
TICKER: VARI SECURITY ID: 922206107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VIROPHARMA INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: VPHM SECURITY ID: 928241108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
| 1.2 | Elect Director William D. Claypool | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 7, 2010 |
TICKER: WDR SECURITY ID: 930059100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry J. Herrmann | Management | For | Withhold |
| 1.2 | Elect Director James M. Raines | Management | For | Withhold |
| 1.3 | Elect Director William L. Rogers | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 20, 2010 |
TICKER: WFSL SECURITY ID: 938824109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Derek L. Chinn | Management | For | For |
| 1.2 | Elect Director Thomas J. Kelley | Management | For | For |
| 1.3 | Elect Director Barbara L. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: WCC SECURITY ID: 95082P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Beach Lin | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Stephen A. Van Oss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WEST MARINE, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: WMAR SECURITY ID: 954235107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Randolph K. Repass | Management | For | For |
| 1.2 | Elect Director Geoffrey A. Eisenberg | Management | For | For |
| 1.3 | Elect Director David McComas | Management | For | For |
| 1.4 | Elect Director Barbara L. Rambo | Management | For | For |
| 1.5 | Elect Director Alice M. Richter | Management | For | For |
| 1.6 | Elect Director Peter Roy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WESTAR ENERGY, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: WR SECURITY ID: 95709T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Anthony Isaac | Management | For | For |
| 1.2 | Elect Director Michael F. Morrissey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN LIBERTY BANCORP
MEETING DATE: OCT 7, 2009 |
TICKER: WLBC SECURITY ID: 378983100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | For |
| 2 | If you have placed a vote on Proposal 1 and wish to Exercise your Conversion Rights, you should vote FOR this proposal and follow the instructions in the company?s filing with the SEC | Management | None | Against |
| 3 | Approve Stock Option Plan Grants to Richard A.C. Coles, Michael B. Frankel and George A. Rosenbaum | Management | For | For |
| 4 | Amend Articles of Incorporation to Remove Certain Provisions Related to Business Combinations | Management | For | For |
| 5 | Amend Articles of Incorporation to Allow Holders of 30 percent Interest to Exercise their Conversion Rights | Management | For | For |
| 6 | Amend Articles of Incorporation to Remove Requirement that Holders of Public Shares who Vote Against Acquisition May Convert Shares | Management | For | For |
| 7 | Change Company Name | Management | For | For |
| 8 | Amend Articles of Incorporation to to Provide for Perpetual Existence | Management | For | For |
| 9 | Amend Articles of Incorporation to Delete Certain Provisions Pertaining to Dissolution and Liquidation of Company Assets | Management | For | For |
| 10 | Amend Articles of Incorporation to Delete Certain Provisions | Management | For | For |
| 11 | Approve Distribution of Trust Account | Management | For | For |
| 12.1 | Elect Director Jason N. Ader | Management | For | For |
| 12.2 | Elect Director Richard A.C. Coles | Management | For | For |
| 12.3 | Elect Director Dr. Leonard E. Goodall | Management | For | For |
| 12.4 | Elect Director Robert G. Goldstein | Management | For | For |
| 12.5 | Elect Director Daniel B. Silvers | Management | For | For |
| 12.6 | Elect Director Michael B. Frankel | Management | For | For |
| 12.7 | Elect Director William Stephan | Management | For | For |
| 13 | Adjourn Meeting | Management | For | For |
| |
|---|
WESTERN LIBERTY BANCORP
MEETING DATE: MAR 25, 2010 |
TICKER: WLBC SECURITY ID: 961443108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| |
|---|
WHITING PETROLEUM CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: WLL SECURITY ID: 966387102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas L. Aller | Management | For | For |
| 1.2 | Elect Director Thomas P. Briggs | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WMS INDUSTRIES INC.
MEETING DATE: DEC 10, 2009 |
TICKER: WMS SECURITY ID: 929297109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. Bahash | Management | For | For |
| 1.3 | Elect Director Brian R. Gamache | Management | For | For |
| 1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.5 | Elect Director Louis J. Nicastro | Management | For | For |
| 1.6 | Elect Director Neil D. Nicastro | Management | For | For |
| 1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
| 1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.9 | Elect Director Bobby L. Siller | Management | For | For |
| 1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WRIGHT EXPRESS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: WXS SECURITY ID: 98233Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shikhar Ghosh | Management | For | For |
| 1.2 | Elect Director Kirk P. Pond | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: ZIOP SECURITY ID: 98973P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan | Management | For | For |
| 1.4 | Elect Director George B. Abercrombie | Management | For | For |
| 1.5 | Elect Director James A. Cannon | Management | For | For |
| 1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ZOLL MEDICAL CORP.
MEETING DATE: FEB 10, 2010 |
TICKER: ZOLL SECURITY ID: 989922109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Biondi | Management | For | For |
| 1.2 | Elect Director Robert J. Halliday | Management | For | For |
| 1.3 | Elect Director Lewis H. Rosenblum | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP GROWTH FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ACUITY BRANDS, INC.
MEETING DATE: JAN 8, 2010 |
TICKER: AYI SECURITY ID: 00508Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George C. Guynn | Management | For | For |
| 1.2 | Elect Director Vernon J. Nagel | Management | For | For |
| 1.3 | Elect Director Julia B. North | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ADTRAN, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ADTN SECURITY ID: 00738A106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas R. Stanton | Management | For | For |
| 1.2 | Elect Director H. Fenwick Huss | Management | For | For |
| 1.3 | Elect Director Ross K. Ireland | Management | For | For |
| 1.4 | Elect Director William L. Marks | Management | For | For |
| 1.5 | Elect Director James E. Matthews | Management | For | For |
| 1.6 | Elect Director Balan Nair | Management | For | For |
| 1.7 | Elect Director Roy J. Nichols | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AIRTRAN HOLDINGS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: AAI SECURITY ID: 00949P108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Veronica Biggins | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director Alexis P. Michas | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ALLIANT TECHSYSTEMS INC.
MEETING DATE: AUG 4, 2009 |
TICKER: ATK SECURITY ID: 018804104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frances D. Cook | Management | For | For |
| 1.2 | Elect Director Martin C. Faga | Management | For | For |
| 1.3 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.4 | Elect Director Douglas L. Maine | Management | For | For |
| 1.5 | Elect Director Roman Martinez, IV | Management | For | For |
| 1.6 | Elect Director Daniel J. Murphy | Management | For | For |
| 1.7 | Elect Director Mark H. Ronald | Management | For | For |
| 1.8 | Elect Director William G. Van Dyke | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
ALTRA HOLDINGS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: AIMC SECURITY ID: 02208R106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
| 1.2 | Elect Director Carl R. Christenson | Management | For | For |
| 1.3 | Elect Director Lyle G. Ganske | Management | For | For |
| 1.4 | Elect Director Michael L. Hurt | Management | For | For |
| 1.5 | Elect Director Michael S. Lipscomb | Management | For | For |
| 1.6 | Elect Director Larry McPherson | Management | For | For |
| 1.7 | Elect Director James H. Woodward Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
AMEDISYS, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: AMED SECURITY ID: 023436108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William F. Borne | Management | For | For |
| 1.2 | Elect Director Ronald A. LaBorde | Management | For | For |
| 1.3 | Elect Director Jake L. Netterville | Management | For | For |
| 1.4 | Elect Director David R. Pitts | Management | For | For |
| 1.5 | Elect Director Peter F. Ricchiuti | Management | For | For |
| 1.6 | Elect Director Donald A. Washburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARDEA BIOSCIENCES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RDEA SECURITY ID: 03969P107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry J. Fuchs | Management | For | For |
| 1.2 | Elect Director Craig A. Johnson | Management | For | For |
| 1.3 | Elect Director John W. Poyhonen | Management | For | For |
| 1.4 | Elect Director Barry D. Quart | Management | For | For |
| 1.5 | Elect Director Jack S. Remington | Management | For | For |
| 1.6 | Elect Director Kevin C. Tang | Management | For | For |
| 1.7 | Elect Director Felix J. Baker | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ARISTOCRAT LEISURE LTD.
MEETING DATE: APR 28, 2010 |
TICKER: ALL SECURITY ID: Q0521T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect ID Blackburne as Director | Management | For | For |
| 2 | Elect SW Morro as Director | Management | For | For |
| 3 | Elect DJ Simpson as Director | Management | For | For |
| 4 | Approve the Grant of 449,572 Performance Share Rights to JR Ordell, Chief Executive Officer and Managing Director | Management | For | For |
| 5 | Approve the Grant of 110,174 Performance Share Rights to V Blanco, Senior Vice President, Platform Architecture | Management | For | For |
| 6 | Approve Remuneration Report for the Financial Year Ended Dec. 31, 2009 | Management | For | Against |
| |
|---|
ART TECHNOLOGY GROUP, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: ARTG SECURITY ID: 04289L107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David B. Elsbree | Management | For | For |
| 1.2 | Elect Director Ilene H. Lang | Management | For | For |
| 1.3 | Elect Director Daniel C. Regis | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
AUXILIUM PHARMACEUTICALS, INC.
MEETING DATE: JUN 3, 2010 |
TICKER: AUXL SECURITY ID: 05334D107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf A. Classon | Management | For | For |
| 1.2 | Elect Director Al Altomari | Management | For | For |
| 1.3 | Elect Director Armando Anido | Management | For | For |
| 1.4 | Elect Director Edwin A. Bescherer, Jr. | Management | For | For |
| 1.5 | Elect Director Philippe O. Chambon | Management | For | For |
| 1.6 | Elect Director Oliver S. Fetzer | Management | For | For |
| 1.7 | Elect Director Paul A. Friedman | Management | For | For |
| 1.8 | Elect Director Renato Fuchs | Management | For | For |
| 1.9 | Elect Director William T. McKee | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
AVIS BUDGET GROUP, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CAR SECURITY ID: 053774105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Ronald L. Nelson | Management | For | For |
| 2 | Elect Director Mary C. Choksi | Management | For | For |
| 3 | Elect Director Leonard S. Coleman | Management | For | For |
| 4 | Elect Director Martin L. Edelman | Management | For | For |
| 5 | Elect Director John D. Hardy, Jr. | Management | For | For |
| 6 | Elect Director Lynn Krominga | Management | For | For |
| 7 | Elect Director Eduardo G. Mestre | Management | For | For |
| 8 | Elect Director F. Robert Salerno | Management | For | For |
| 9 | Elect Director Stender E. Sweeney | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
BALLY TECHNOLOGIES, INC
MEETING DATE: DEC 2, 2009 |
TICKER: BYI SECURITY ID: 05874B107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David Robbins | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BEACON ROOFING SUPPLY, INC.
MEETING DATE: FEB 5, 2010 |
TICKER: BECN SECURITY ID: 073685109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert R. Buck | Management | For | For |
| 1.2 | Elect Director H. Arthur Bellows, Jr. | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director Peter M. Gotsch | Management | For | For |
| 1.5 | Elect Director Andrew R. Logie | Management | For | For |
| 1.6 | Elect Director Stuart A. Randle | Management | For | For |
| 1.7 | Elect Director Wilson B. Sexton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BIODEL INC.
MEETING DATE: MAR 2, 2010 |
TICKER: BIOD SECURITY ID: 09064M105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Solomon S. Steiner | Management | For | For |
| 1.2 | Elect Director Ira Lieberman | Management | For | For |
| 1.3 | Elect Director Scott Weisman | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BJ'S RESTAURANTS, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: BJRI SECURITY ID: 09180C106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerald W. Deitchle | Management | For | For |
| 1.2 | Elect Director James ('Jim') A. Dal Pozzo | Management | For | For |
| 1.3 | Elect Director J. Roger King | Management | For | For |
| 1.4 | Elect Director Larry D. Bouts | Management | For | For |
| 1.5 | Elect Director John ('Jack') F. Grundhofer | Management | For | For |
| 1.6 | Elect Director Peter ('Pete') A. Bassi | Management | For | For |
| 1.7 | Elect Director William ('Bill') L. Hyde, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
BLACKBAUD, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: BLKB SECURITY ID: 09227Q100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marc E. Chardon | Management | For | Withhold |
| 1.2 | Elect Director John P. McConnell | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BLOUNT INTERNATIONAL, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: BLT SECURITY ID: 095180105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
| 1.2 | Elect Director R. Eugene Cartledge | Management | For | For |
| 1.3 | Elect Director Andrew C. Clarke | Management | For | For |
| 1.4 | Elect Director Joshua L. Collins | Management | For | For |
| 1.5 | Elect Director Thomas J. Fruechtel | Management | For | For |
| 1.6 | Elect Director E. Daniel James | Management | For | For |
| 1.7 | Elect Director Robert D. Kennedy | Management | For | For |
| 1.8 | Elect Director Harold E. Layman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BORGWARNER INC.
MEETING DATE: APR 28, 2010 |
TICKER: BWA SECURITY ID: 099724106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jere A. Drummond | Management | For | For |
| 1.2 | Elect Director Timothy M. Manganello | Management | For | For |
| 1.3 | Elect Director John R. Mckernan, Jr. | Management | For | For |
| 1.4 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BROOKDALE SENIOR LIVING INC.
MEETING DATE: JUN 15, 2010 |
TICKER: BKD SECURITY ID: 112463104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jackie M. Clegg | Management | For | For |
| 1.2 | Elect Director Tobia Ippolito | Management | For | For |
| 1.3 | Elect Director James R. Seward | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
BRUKER CORPORATION
MEETING DATE: MAY 14, 2010 |
TICKER: BRKR SECURITY ID: 116794108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Wolf-Dieter Emmerich | Management | For | For |
| 1.2 | Elect Director Brenda J. Furlong | Management | For | For |
| 1.3 | Elect Director Frank H. Laukien | Management | For | For |
| 1.4 | Elect Director Richard A. Packer | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CACI INTERNATIONAL, INC.
MEETING DATE: NOV 18, 2009 |
TICKER: CACI SECURITY ID: 127190304
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dan R. Bannister | Management | For | For |
| 1.2 | Elect Director Paul M. Cofoni | Management | For | For |
| 1.3 | Elect Director Gordon R. England | Management | For | For |
| 1.4 | Elect Director James S. Gilmore III | Management | For | For |
| 1.5 | Elect Director Gregory G. Johnson | Management | For | For |
| 1.6 | Elect Director Richard L. Leatherwood | Management | For | For |
| 1.7 | Elect Director J. Phillip London | Management | For | For |
| 1.8 | Elect Director James L. Pavitt | Management | For | For |
| 1.9 | Elect Director Warren R. Phillips | Management | For | For |
| 1.10 | Elect Director Charles P. Revoile | Management | For | For |
| 1.11 | Elect Director William S. Wallace | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjourn Meeting | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
CADENCE PHARMACEUTICALS, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: CADX SECURITY ID: 12738T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Todd W. Rich | Management | For | For |
| 1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CALAVO GROWERS, INC.
MEETING DATE: APR 21, 2010 |
TICKER: CVGW SECURITY ID: 128246105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Lecil E. Cole | Management | For | For |
| 1.2 | Elect Director George H. Barnes | Management | For | For |
| 1.3 | Elect Director Michael D. Hause | Management | For | For |
| 1.4 | Elect Director Donald M. Sanders | Management | For | For |
| 1.5 | Elect Director Fred J. Ferrazzano | Management | For | For |
| 1.6 | Elect Director Alva V. Snider | Management | For | For |
| 1.7 | Elect Director Scott Van Der Kar | Management | For | For |
| 1.8 | Elect Director J. Link Leavens | Management | For | For |
| 1.9 | Elect Director Dorcas H. Mcfarlane | Management | For | For |
| 1.10 | Elect Director John M. Hunt | Management | For | For |
| 1.11 | Elect Director Egidio Carbone, Jr. | Management | For | For |
| 1.12 | Elect Director Harold Edwards | Management | For | For |
| 1.13 | Elect Director Steven Hollister | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: APR 29, 2010 |
TICKER: CSE SECURITY ID: 14055X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.2 | Elect Director C. William Hosler | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CASUAL MALE RETAIL GROUP, INC.
MEETING DATE: AUG 27, 2009 |
TICKER: CMRG SECURITY ID: 148711104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Seymour Holtzman | Management | For | Withhold |
| 1.2 | Elect Director David A. Levin | Management | For | Withhold |
| 1.3 | Elect Director Alan S. Bernikow | Management | For | Withhold |
| 1.4 | Elect Director Jesse Choper | Management | For | Withhold |
| 1.5 | Elect Director Ward K. Mooney | Management | For | Withhold |
| 1.6 | Elect Director George T. Porter, Jr. | Management | For | Withhold |
| 1.7 | Elect Director Mitchell S. Presser | Management | For | Withhold |
| 1.8 | Elect Director Robert L. Sockolov | Management | For | Withhold |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Stock Ownership Limitations | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
CBL & ASSOCIATES PROPERTIES, INC.
MEETING DATE: MAY 3, 2010 |
TICKER: CBL SECURITY ID: 124830100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen D. Lebovitz | Management | For | For |
| 1.2 | Elect Director Kathleen M. Nelson | Management | For | For |
| 1.3 | Elect Director Winston W. Walker | Management | For | For |
| 1.4 | Elect Director Thomas J. DeRosa | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
CHICAGO BRIDGE AND IRON COMPANY NV
MEETING DATE: MAY 6, 2010 |
TICKER: CBI SECURITY ID: 167250109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Election Of The Member Of The Supervisory Board: Michael L. Underwood. (please Note That An Abstain Vote Will count As A For Vote For The Alternate Nominee Luciano Reyes) | Management | For | Did Not Vote |
| 2 | Election Of Member Of Management Board: Chicago Bridge & Iron Company B.v. (please Note That An Abstain Vote Will Count As a For Vote For Alternate Nominee Lealand Finance Company B.v.) | Management | For | Did Not Vote |
| 3 | Authorize The Preparation Of Our Dutch Statutory Annual Accounts and Annual Report Of Our Management Board In English Language. | Management | For | Did Not Vote |
| 4 | To Discharge The Sole Member Of The Management Board From liability, All As More Fully Described In The Proxy Statement. | Management | For | Did Not Vote |
| 5 | To Discharge The Members Of The Supervisory Board From liability, All As More Fully Described In The Proxy Statement. | Management | For | Did Not Vote |
| 6 | To Approve The Extension Of The Authority Of Our Management Board, To Repurchase Up To 10% Of Issued Share Capital. | Management | For | Did Not Vote |
| 7 | To Appoint Ernst & Young Llp As Our Independent Registered Public Accounting Firm, Who Will Audit Our Accounts. | Management | For | Did Not Vote |
| 8 | To Approve The Chicago Bridge & Iron Company Incentive Compensation Program. | Management | For | Did Not Vote |
| 9 | To Approve The Extension Of The Authority Of The Supervisory Board To Issue Shares And/or Grant Rights To Acquire Shares. | Management | For | Did Not Vote |
| 10 | To Approve The Compensation Of The Members Of The Supervisory Board. | Management | For | Did Not Vote |
| 11 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| |
|---|
CITI TRENDS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: CTRN SECURITY ID: 17306X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian P. Carney | Management | For | For |
| 1.2 | Elect Director John S. Lupo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMMERCIAL METALS CO.
MEETING DATE: JAN 28, 2010 |
TICKER: CMC SECURITY ID: 201723103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rhys J. Best | Management | For | For |
| 1.2 | Elect Director Richard B. Kelson | Management | For | For |
| 1.3 | Elect Director Murray R. McClean | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| 5 | Ratify Auditors | Management | For | For |
| |
|---|
COMMERCIAL VEHICLE GROUP, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CVGI SECURITY ID: 202608105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Scott C. Arves | Management | For | Withhold |
| 1.2 | Elect Director Robert C. Griffin | Management | For | Withhold |
| 1.3 | Elect Director Richard A. Snell | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMMSCOPE, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: CTV SECURITY ID: 203372107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boyd L. George | Management | For | For |
| 1.2 | Elect Director George N. Hutton | Management | For | For |
| 1.3 | Elect Director Katsuhiko (Kat) Okubo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMMUNITY HEALTH SYSTEMS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CYH SECURITY ID: 203668108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Elect Director W. Larry Cash | Management | For | For |
| 3 | Elect Director H. Mitchell Watson, Jr. | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
COMPUTER PROGRAMS AND SYSTEMS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: CPSI SECURITY ID: 205306103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Boyd Douglas | Management | For | For |
| 1.2 | Elect Director Charles P. Huffman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
COMSTOCK RESOURCES, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: CRK SECURITY ID: 205768203
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cecil E. Martin | Management | For | For |
| 1.2 | Elect Director Nancy E. Underwood | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
COMTECH TELECOMMUNICATIONS CORP.
MEETING DATE: DEC 9, 2009 |
TICKER: CMTL SECURITY ID: 205826209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard L. Goldberg | Management | For | Withhold |
| 1.2 | Elect Director Robert G. Paul | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CONTRANS GROUP INC.
MEETING DATE: NOV 26, 2009 |
TICKER: CSS SECURITY ID: 212337109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Conversion from Income Trust to Corporation | Management | For | For |
| 2 | If Item #1 is Passed, Approve Subordinate Voting Share Option Plan | Management | For | Against |
| |
|---|
CONTRANS GROUP INC.
MEETING DATE: MAY 13, 2010 |
TICKER: CSS SECURITY ID: 21233T101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Stanley G. Dunford, Gregory W. Rumble, Robert B. Burgess, Archie M. Leach and G. Ross Amos as Directors | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DATACASH GROUP PLC
MEETING DATE: MAY 25, 2010 |
TICKER: DATA SECURITY ID: G2756Y100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Re-elect Paul Burton as Director | Management | For | Against |
| 3 | Re-elect David Bailey as Director | Management | For | For |
| 4 | Re-elect Nicholas Temple as Director | Management | For | For |
| 5 | Reappoint Baker Tilly UK Audit LLP as Auditors and Authorise Their Remuneration | Management | For | For |
| 6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 8 | Authorise Market Purchase | Management | For | For |
| 9 | Amend Articles of Association | Management | For | For |
| |
|---|
DELTICOM AG
MEETING DATE: MAY 11, 2010 |
TICKER: DEX SECURITY ID: D17569100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Amend Articles Re: Convocation of, Participation in, and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
DENDREON CORPORATION
MEETING DATE: JUN 2, 2010 |
TICKER: DNDN SECURITY ID: 24823Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gerardo Canet | Management | For | For |
| 1.2 | Elect Director Bogdan Dziurzynski | Management | For | For |
| 1.3 | Elect Director Douglas G. Watson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
DOLLARAMA INC
MEETING DATE: JUN 10, 2010 |
TICKER: DOL SECURITY ID: 25675T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Larry Rossy as Director | Management | For | Withhold |
| 1.2 | Elect Joshua Bekenstein as Director | Management | For | Withhold |
| 1.3 | Elect Gregory David as Director | Management | For | Withhold |
| 1.4 | Elect Stephen Gunn as Director | Management | For | For |
| 1.5 | Elect Matthew Levin as Director | Management | For | Withhold |
| 1.6 | Elect Nicholas Nomicos as Director | Management | For | Withhold |
| 1.7 | Elect Donald Gray Reid as Director | Management | For | For |
| 1.8 | Elect Neil Rossy as Director | Management | For | Withhold |
| 1.9 | Elect John J. Swidler as Director | Management | For | For |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
DOREL INDUSTRIES INC
MEETING DATE: MAY 27, 2010 |
TICKER: DII.B SECURITY ID: 25822C205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Martin Schwartz, Jeff Segel, Alan Schwartz, Jeffrey Schwartz, Maurice Tousson, Harold 'Sonny' Gordon, Dian Cohen, Alain Benedetti, Richard Markee and Rupert Duchesne as Directors | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Approve/Amend Deferred Compensation Plan | Management | For | Against |
| |
|---|
ELRINGKLINGER AG
MEETING DATE: MAY 21, 2010 |
TICKER: ZIL2 SECURITY ID: D2462K108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.20 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Approve Remuneration System for Management Board Members | Management | For | For |
| 7.1 | Elect Rainer Hahn to the Supervisory Board | Management | For | For |
| 7.2 | Elect Karl-Uwe van Husen to the Supervisory Board | Management | For | For |
| 7.3 | Elect Thomas Klinger-Lohr to the Supervisory Board | Management | For | For |
| 7.4 | Elect Walter Lechler to the Supervisory Board | Management | For | For |
| 7.5 | Elect Helmut Lerchner to the Supervisory Board | Management | For | For |
| 7.6 | Elect Manfred Strauss to the Supervisory Board | Management | For | For |
| 8 | Approve Increase in Size of Board to 12 Members | Management | For | For |
| 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 10 | Approve Creation of EUR 28.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 11 | Amend Articles Re: Audio/Video Transmission of, Convocation of, Registration for, Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 12 | Amend Articles Re: Location of General Meeting | Management | For | For |
| |
|---|
EMERGENCY MEDICAL SERVICES CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: EMS SECURITY ID: 29100P102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven B. Epstein | Management | For | For |
| 1.2 | Elect Director Paul B. Iannini | Management | For | For |
| 1.3 | Elect Director James T. Kelly | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
EV3 INC.
MEETING DATE: MAY 25, 2010 |
TICKER: EVVV SECURITY ID: 26928A200
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director John K. Bakewell | Management | For | For |
| 2 | Elect Director Richard B. Emmitt | Management | For | For |
| 3 | Elect Director Douglas W. Kohrs | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
EXCO RESOURCES, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: XCO SECURITY ID: 269279402
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Douglas H. Miller | Management | For | For |
| 1.2 | Elect Director Stephen F. Smith | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Benjamin | Management | For | For |
| 1.4 | Elect Director Vincent J. Cebula | Management | For | For |
| 1.5 | Elect Director Earl E. Ellis | Management | For | For |
| 1.6 | Elect Director B. James Ford | Management | For | For |
| 1.7 | Elect Director Mark Mulhern | Management | For | For |
| 1.8 | Elect Director T. Boone Pickens | Management | For | For |
| 1.9 | Elect Director Jeffrey S. Serota | Management | For | For |
| 1.10 | Elect Director Robert L. Stillwell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Adopt Policy on Board Diversity | Shareholder | Against | Against |
| |
|---|
FCSTONE GROUP, INC.
MEETING DATE: SEP 25, 2009 |
TICKER: FCSX SECURITY ID: 31308T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
| 3 | Other Business | Management | For | Against |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
FIFTH STREET FINANCE CORP.
MEETING DATE: APR 20, 2010 |
TICKER: FSC SECURITY ID: 31678A103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Richard P. Dutkiewicz | Management | For | For |
| 2 | Elect Director Frank C. Meyer | Management | For | For |
| 3 | Elect Director Douglas F. Ray | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Increase Authorized Common Stock | Management | For | Against |
| 6 | Removal of Authority to Issue Shares of Series A Preferred Stock | Management | For | For |
| |
|---|
FIRST NIAGARA FINANCIAL GROUP, INC.
MEETING DATE: APR 27, 2010 |
TICKER: FNFG SECURITY ID: 33582V108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Barbara S. Jeremiah | Management | For | For |
| 1.2 | Elect Director John R. Koelmel | Management | For | For |
| 1.3 | Elect Director George M. Philip | Management | For | For |
| 1.4 | Elect Director Louise Woerner | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
FOSSIL, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: FOSL SECURITY ID: 349882100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Elaine Agather | Management | For | For |
| 2.2 | Elect Director Michael W. Barnes | Management | For | For |
| 2.3 | Elect Director Jeffrey N. Boyer | Management | For | For |
| 2.4 | Elect Director Kosta N. Kartsotis | Management | For | For |
| 2.5 | Elect Director Elysia Holt Ragusa | Management | For | For |
| 2.6 | Elect Director Jal S. Shroff | Management | For | For |
| 2.7 | Elect Director James E. Skinner | Management | For | For |
| 2.8 | Elect Director Michael Steinberg | Management | For | For |
| 2.9 | Elect Director Donald J. Stone | Management | For | For |
| 2.10 | Elect Director James M. Zimmerman | Management | For | For |
| 2.11 | Elect Director Elaine Agather | Management | For | For |
| 2.12 | Elect Director Jal S. Shroff | Management | For | For |
| 2.13 | Elect Director Donald J. Stone | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
G-III APPAREL GROUP, LTD.
MEETING DATE: JUN 8, 2010 |
TICKER: GIII SECURITY ID: 36237H101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Morris Goldfarb | Management | For | For |
| 1.2 | Elect Director Sammy Aaron | Management | For | For |
| 1.3 | Elect Director Thomas J. Brosig | Management | For | For |
| 1.4 | Elect Director Alan Feller | Management | For | For |
| 1.5 | Elect Director Jeffrey Goldfarb | Management | For | For |
| 1.6 | Elect Director Carl Katz | Management | For | For |
| 1.7 | Elect Director Laura Pomerantz | Management | For | For |
| 1.8 | Elect Director Willem van Bokhorst | Management | For | For |
| 1.9 | Elect Director Richard White | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
GEO GROUP, INC., THE
MEETING DATE: MAY 5, 2010 |
TICKER: GEO SECURITY ID: 36159R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clarence E. Anthony | Management | For | For |
| 1.2 | Elect Director Wayne H. Calabrese | Management | For | For |
| 1.3 | Elect Director Norman A. Carlson | Management | For | For |
| 1.4 | Elect Director Anne N. Foreman | Management | For | For |
| 1.5 | Elect Director Richard H. Glanton | Management | For | For |
| 1.6 | Elect Director Christopher C. Wheeler | Management | For | For |
| 1.7 | Elect Director George C. Zoley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
HAEMONETICS CORP.
MEETING DATE: JUL 30, 2009 |
TICKER: HAE SECURITY ID: 405024100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald Gelbman | Management | For | For |
| 1.2 | Elect Director Brad Nutter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
HANGER ORTHOPEDIC GROUP, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HGR SECURITY ID: 41043F208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas P. Cooper | Management | For | For |
| 1.2 | Elect Director Cynthia L. Feldmann | Management | For | For |
| 1.3 | Elect Director Eric A. Green | Management | For | For |
| 1.4 | Elect Director Stephen E. Hare | Management | For | For |
| 1.5 | Elect Director Isaac Kaufman | Management | For | For |
| 1.6 | Elect Director Thomas F. Kirk | Management | For | For |
| 1.7 | Elect Director Peter J. Neff | Management | For | For |
| 1.8 | Elect Director Bennett Rosenthal | Management | For | Withhold |
| 1.9 | Elect Director Ivan R. Sabel, CPO | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
HAWAIIAN HOLDINGS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: HA SECURITY ID: 419879101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gregory S. Anderson | Management | For | For |
| 1.2 | Elect Director L. Todd Budge | Management | For | For |
| 1.3 | Elect Director Donald J. Carty | Management | For | For |
| 1.4 | Elect Director Mark B. Dunkerley | Management | For | For |
| 1.5 | Elect Director Lawrence S. Hershfield | Management | For | For |
| 1.6 | Elect Director Randall L. Jenson | Management | For | For |
| 1.7 | Elect Director Bert T. Kobayashi, Jr. | Management | For | For |
| 1.8 | Elect Director Crystal K. Rose | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
HEALTH MANAGEMENT ASSOCIATES, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: HMA SECURITY ID: 421933102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director William J. Schoen | Management | For | For |
| 1.2 | Elect Director Gary D. Newsome | Management | For | For |
| 1.3 | Elect Director Kent P. Dauten | Management | For | For |
| 1.4 | Elect Director Donald E. Kiernan | Management | For | For |
| 1.5 | Elect Director Robert A. Knox | Management | For | For |
| 1.6 | Elect Director William E. Mayberry | Management | For | For |
| 1.7 | Elect Director Vicki A. O'Meara | Management | For | For |
| 1.8 | Elect Director William C. Steere, Jr. | Management | For | For |
| 1.9 | Elect Director R.W. Westerfield | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HEARTLAND PAYMENT SYSTEMS, INC.
MEETING DATE: MAY 14, 2010 |
TICKER: HPY SECURITY ID: 42235N108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert O. Carr | Management | For | For |
| 1.2 | Elect Director Mitchell L. Hollin | Management | For | For |
| 1.3 | Elect Director Robert H. Niehaus | Management | For | For |
| 1.4 | Elect Director Marc J. Ostro | Management | For | For |
| 1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
| 1.6 | Elect Director George F. Raymond | Management | For | For |
| 1.7 | Elect Director Richard W. Vague | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HIKMA PHARMACEUTICALS PLC
MEETING DATE: MAY 13, 2010 |
TICKER: HIK SECURITY ID: G4576K104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Final Dividend | Management | For | For |
| 3 | Re-elect Dr Ronald Goode as Director | Management | For | For |
| 4 | Reappoint Deloitte LLP as Auditors | Management | For | For |
| 5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 6 | Approve Remuneration Report | Management | For | For |
| 7 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 8 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 9 | Authorise Market Purchase | Management | For | For |
| 10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
| 11 | Adopt New Articles of Association | Management | For | For |
| 12 | Amend Management Incentive Plan | Management | For | For |
| 13 | Approve Waiver on Tender-Bid Requirement Relating to the Buy Back of Shares | Management | For | For |
| 14 | Approve Waiver on Tender-Bid Requirement Relating to the Granting of LTIPs and MIPs to the Concert Party | Management | For | For |
| |
|---|
HITTITE MICROWAVE CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: HITT SECURITY ID: 43365Y104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Stephen G. Daly | Management | For | For |
| 1.2 | Elect Director Ernest L. Godshalk | Management | For | For |
| 1.3 | Elect Director Rick D. Hess | Management | For | For |
| 1.4 | Elect Director Adrienne M. Markham | Management | For | For |
| 1.5 | Elect Director Brian P. McAloon | Management | For | For |
| 1.6 | Elect Director Cosmo S. Trapani | Management | For | For |
| 1.7 | Elect Director Franklin Weigold | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HOOKER FURNITURE CORPORATION
MEETING DATE: JUN 8, 2010 |
TICKER: HOFT SECURITY ID: 439038100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul B. Toms, Jr. | Management | For | For |
| 1.2 | Elect Director W.C. Beeler, Jr. | Management | For | For |
| 1.3 | Elect Director John L. Gregory, III | Management | For | For |
| 1.4 | Elect Director Mark F. Schreiber | Management | For | For |
| 1.5 | Elect Director David G. Sweet | Management | For | For |
| 1.6 | Elect Director Henry G. Williamson, Jr. | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
HUNTINGTON BANCSHARES INCORPORATED
MEETING DATE: APR 22, 2010 |
TICKER: HBAN SECURITY ID: 446150104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David P. Lauer | Management | For | For |
| 1.2 | Elect Director Gerard P. Mastroianni | Management | For | For |
| 1.3 | Elect Director Richard W. Neu | Management | For | For |
| 1.4 | Elect Director Kathleen H. Ransier | Management | For | For |
| 1.5 | Elect Director William R. Robertson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
ICONIX BRAND GROUP, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: ICON SECURITY ID: 451055107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Cole | Management | For | For |
| 1.2 | Elect Director Barry Emanuel | Management | For | For |
| 1.3 | Elect Director Steven Mendelow | Management | For | For |
| 1.4 | Elect Director Drew Cohen | Management | For | For |
| 1.5 | Elect Director F. Peter Cuneo | Management | For | For |
| 1.6 | Elect Director Mark Friedman | Management | For | For |
| 1.7 | Elect Director James A. Marcum | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ILLUMINA, INC.
MEETING DATE: MAY 12, 2010 |
TICKER: ILMN SECURITY ID: 452327109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Paul C. Grint, M.D. | Management | For | For |
| 1.2 | Elect Director David R. Walt, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INFORMATICA CORPORATION
MEETING DATE: JUN 15, 2010 |
TICKER: INFA SECURITY ID: 45666Q102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark Garrett | Management | For | For |
| 1.2 | Elect Director Gerald Held | Management | For | For |
| 1.3 | Elect Director Charles J. Robel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INSIGHT ENTERPRISES, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: NSIT SECURITY ID: 45765U103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bennett Dorrance | Management | For | For |
| 1.2 | Elect Director Michael M. Fisher | Management | For | For |
| 1.3 | Elect Director Robert F. Woods | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INTEGRA LIFESCIENCES HOLDINGS CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: IART SECURITY ID: 457985208
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
| 2 | Elect Director Keith Bradley | Management | For | For |
| 3 | Elect Director Richard E. Caruso | Management | For | For |
| 4 | Elect Director Stuart M. Essig | Management | For | For |
| 5 | Elect Director Neal Moszkowski | Management | For | For |
| 6 | Elect Director Raymond G. Murphy | Management | For | For |
| 7 | Elect Director Christian S. Schade | Management | For | For |
| 8 | Elect Director James M. Sullivan | Management | For | For |
| 9 | Elect Director Anne M. Vanlent | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
INTERLINE BRANDS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: IBI SECURITY ID: 458743101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael J. Grebe | Management | For | Withhold |
| 1.2 | Elect Director Gideon Argov | Management | For | Withhold |
| 1.3 | Elect Director Randolph W. Melville | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
J2 GLOBAL COMMUNICATIONS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: JCOM SECURITY ID: 46626E205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elector Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Robert J. Cresci | Management | For | For |
| 1.3 | Elect Director W. Brian Kretzmer | Management | For | For |
| 1.4 | Elect Director Richard S. Ressler | Management | For | For |
| 1.5 | Elect Director John F. Rieley | Management | For | For |
| 1.6 | Elect Director Stephen Ross | Management | For | For |
| 1.7 | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
JOS. A. BANK CLOTHIERS, INC.
MEETING DATE: JUN 17, 2010 |
TICKER: JOSB SECURITY ID: 480838101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James H. Ferstl | Management | For | For |
| 1.2 | Elect Director Sidney H. Ritman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
KFORCE INC.
MEETING DATE: JUN 25, 2010 |
TICKER: KFRC SECURITY ID: 493732101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Elaine D. Rosen | Management | For | Withhold |
| 1.2 | Elect Director Ralph E. Struzziero | Management | For | Withhold |
| 1.3 | Elect Director Howard W. Sutter | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
LAM RESEARCH CORPORATION
MEETING DATE: NOV 5, 2009 |
TICKER: LRCX SECURITY ID: 512807108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James W. Bagley | Management | For | For |
| 1.2 | Elect Director David G. Arscott | Management | For | For |
| 1.3 | Elect Director Robert M. Berdahl | Management | For | For |
| 1.4 | Elect Director Richard J. Elkus, Jr. | Management | For | For |
| 1.5 | Elect Director Grant M. Inman | Management | For | For |
| 1.6 | Elect Director Catherine P. Lego | Management | For | For |
| 1.7 | Elect Director Stephen G. Newberry | Management | For | For |
| 1.8 | Elect Director Patricia S. Wolpert | Management | For | For |
| 2 | Eliminate Cumulative Voting | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
LIFE TIME FITNESS, INC.
MEETING DATE: APR 22, 2010 |
TICKER: LTM SECURITY ID: 53217R207
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Bahram Akradi | Management | For | For |
| 1.2 | Elect Director Giles H. Bateman | Management | For | For |
| 1.3 | Elect Director Jack W. Eugster | Management | For | For |
| 1.4 | Elect Director Guy C. Jackson | Management | For | For |
| 1.5 | Elect Director John K. Lloyd | Management | For | For |
| 1.6 | Elect Director Martha A. Morfitt | Management | For | For |
| 1.7 | Elect Director John B. Richards | Management | For | For |
| 1.8 | Elect Director Joseph S. Vassalluzzo | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MARVELL TECHNOLOGY GROUP LTD
MEETING DATE: JUL 10, 2009 |
TICKER: MRVL SECURITY ID: G5876H105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Sehat Sutardja as Director | Management | For | For |
| 1b | Elect Pantas Sutardja as Director | Management | For | For |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
MASSEY ENERGY COMPANY
MEETING DATE: MAY 18, 2010 |
TICKER: MEE SECURITY ID: 576206106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Richard M. Gabrys | Management | For | For |
| 1.2 | Elect Director Dan R. Moore | Management | For | For |
| 1.3 | Elect Director Baxter F. Phillips, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Report on Implementation of EPA Settlement Reforms and CSR Commitments | Shareholder | Against | Abstain |
| 4 | Adopt Quantitative GHG goals from Products and Operations | Shareholder | Against | Abstain |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
| 6 | Declassify the Board of Directors | Shareholder | None | For |
| |
|---|
MERIDIAN BIOSCIENCE, INC.
MEETING DATE: JAN 21, 2010 |
TICKER: VIVO SECURITY ID: 589584101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James M. Anderson | Management | For | For |
| 2 | Elect Director James A. Buzard | Management | For | For |
| 3 | Elect Director John A. Kraeutler | Management | For | For |
| 4 | Elect Director Gary P. Kreider | Management | For | For |
| 5 | Elect Director William J. Motto | Management | For | For |
| 6 | Elect Director David C. Phillips | Management | For | For |
| 7 | Elect Director Robert J. Ready | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
MICROSEMI CORPORATION
MEETING DATE: FEB 17, 2010 |
TICKER: MSCC SECURITY ID: 595137100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James J. Peterson | Management | For | For |
| 1.2 | Elect Director Dennis R. Leibel | Management | For | For |
| 1.3 | Elect Director Thomas R. Anderson | Management | For | For |
| 1.4 | Elect Director William E. Bendush | Management | For | For |
| 1.5 | Elect Director William L. Healey | Management | For | For |
| 1.6 | Elect Director Paul F. Folino | Management | For | For |
| 1.7 | Elect Director Matthew E. Massengill | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MONSTER WORLDWIDE, INC.
MEETING DATE: JUN 8, 2010 |
TICKER: MWW SECURITY ID: 611742107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Salvatore Iannuzzi | Management | For | For |
| 2 | Elect Director Robert J. Chrenc | Management | For | For |
| 3 | Elect Director John Gaulding | Management | For | For |
| 4 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
| 5 | Elect Director Cynthia P. McCague | Management | For | For |
| 6 | Elect Director Jeffrey F. Rayport | Management | For | For |
| 7 | Elect Director Roberto Tunioli | Management | For | For |
| 8 | Elect Director Timothy T. Yates | Management | For | For |
| 9 | Ratify Auditors | Management | For | For |
| |
|---|
MYERS INDUSTRIES, INC.
MEETING DATE: APR 30, 2010 |
TICKER: MYE SECURITY ID: 628464109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| Management Proxy (White Card) |
| 1.1 | Elect Director Keith A. Brown | Management | For | For |
| 1.2 | Elect Director Vincent C. Byrd | Management | For | For |
| 1.3 | Elect Director Sarah R. Coffin | Management | For | For |
| 1.4 | Elect Director John B. Crowe | Management | For | For |
| 1.5 | Elect Director Richard P. Johnston | Management | For | For |
| 1.6 | Elect Director Edward W. Kissel | Management | For | For |
| 1.7 | Elect Director John C. Orr | Management | For | For |
| 1.8 | Elect Director Jon H. Outcalt | Management | For | For |
| 1.9 | Elect Director Robert A. Stefanko | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
|---|
| Dissident Proxy (Blue Card) |
| 1.1 | Elect Director Robert S. Prather, Jr. | Shareholder | For | Did Not Vote |
| 1.2 | Elect Director Edward F. Crawford | Shareholder | For | Did Not Vote |
| 1.3 | Elect Director Avrum Gray | Shareholder | For | Did Not Vote |
| 2 | Ratify Auditors | Management | For | Did Not Vote |
| |
|---|
NATUS MEDICAL INCORPORATED
MEETING DATE: JUN 3, 2010 |
TICKER: BABY SECURITY ID: 639050103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert A. Gunst | Management | For | For |
| 1.2 | Elect Director James B. Hawkins | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NETGEAR, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: NTGR SECURITY ID: 64111Q104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Patrick C.S. Lo | Management | For | For |
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Management | For | For |
| 1.3 | Elect Director Ralph E. Faison | Management | For | For |
| 1.4 | Elect Director A. Timothy Godwin | Management | For | For |
| 1.5 | Elect Director Jef Graham | Management | For | For |
| 1.6 | Elect Director Linwood A. Lacy, Jr. | Management | For | For |
| 1.7 | Elect Director George G. C. Parker | Management | For | For |
| 1.8 | Elect Director Gregory J. Rossmann | Management | For | For |
| 1.9 | Elect Director Julie A. Shimer | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
NORTHERN OFFSHORE LTD
MEETING DATE: SEP 15, 2009 |
TICKER: NOF SECURITY ID: G6635W102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | None |
| 2 | Acknowledge Proper Convening of Meeting | Management | None | None |
| 3 | Elect Chairman of Meeting | Management | None | None |
| 4 | Receive President's Report | Management | None | None |
| 5 | Accept Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
| 6 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 7i | Fix Number of Directors at 5 | Management | For | For |
| 7ii.1 | Elect Jim LaChance as a Director | Management | For | For |
| 7ii.2 | Elect Kurt Plumer as a Director | Management | For | For |
| 7ii.3 | Elect Stephen Knudtzon as a Director | Management | For | For |
| 7ii.4 | Elect Scott O'Keefe as a Director | Management | For | For |
| 7ii.5 | Elect Hal Goldstein as a Director | Management | For | For |
| 7iii | Authorize Board to Fill Vacancies | Management | For | For |
| 8 | Approve Remuneration of $114,770 for Stephen Knudtzon | Management | For | For |
| |
|---|
ONLINE RESOURCES CORPORATION
MEETING DATE: NOV 24, 2009 |
TICKER: ORCC SECURITY ID: 68273G101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
OPTIONSXPRESS HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OXPS SECURITY ID: 684010101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Fisher | Management | For | For |
| 1.2 | Elect Director Michael J. Soenen | Management | For | For |
| 1.3 | Elect Director S. Scott Wald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
OREXIGEN THERAPEUTICS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OREX SECURITY ID: 686164104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Brian H. Dovey | Management | For | For |
| 1.2 | Elect Director Michael F. Powell | Management | For | Withhold |
| 1.3 | Elect Director Daniel K. Turner III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ORION MARINE GROUP, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: ORN SECURITY ID: 68628V308
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Austin J. Shanfelter | Management | For | For |
| 2 | Elect Director Gene Stoever | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ORTHOFIX INTERNATIONAL
MEETING DATE: MAY 27, 2010 |
TICKER: OFIX SECURITY ID: N6748L102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect James F. Gero as Director | Management | For | For |
| 1.2 | Elect Jerry C. Benjamin as Director | Management | For | For |
| 1.3 | Elect Guy J. Jordan as Director | Management | For | For |
| 1.4 | Elect Thomas J. Kester as Director | Management | For | For |
| 1.5 | Elect Michael R. Mainelli as Director | Management | For | For |
| 1.6 | Elect Alan W. Milinazzo as Director | Management | For | For |
| 1.7 | Elect Maria Sainz as Director | Management | For | For |
| 1.8 | Elect Walter P. von Wartburg as Director | Management | For | For |
| 1.9 | Elect Kenneth R. Weisshaar as Director | Management | For | For |
| 2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| |
|---|
OSG CORP. (6136)
MEETING DATE: FEB 20, 2010 |
TICKER: 6136 SECURITY ID: J63137103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 3 | Management | For | For |
| 2.1 | Elect Director | Management | For | For |
| 2.2 | Elect Director | Management | For | For |
| 2.3 | Elect Director | Management | For | For |
| 2.4 | Elect Director | Management | For | For |
| 2.5 | Elect Director | Management | For | For |
| 2.6 | Elect Director | Management | For | For |
| 2.7 | Elect Director | Management | For | For |
| 2.8 | Elect Director | Management | For | For |
| 2.9 | Elect Director | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | Against |
| |
|---|
PARKER DRILLING COMPANY
MEETING DATE: MAY 7, 2010 |
TICKER: PKD SECURITY ID: 701081101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Direcctor Robert E. Mckee III | Management | For | For |
| 1.2 | Elect Direcctor George J. Donnelly | Management | For | For |
| 1.3 | Elect Direcctor Gary R. King | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PDL BIOPHARMA, INC.
MEETING DATE: JUN 9, 2010 |
TICKER: PDLI SECURITY ID: 69329Y104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold E. Selick | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PERFICIENT, INC.
MEETING DATE: JUN 4, 2010 |
TICKER: PRFT SECURITY ID: 71375U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John T. McDonald | Management | For | For |
| 1.2 | Elect Director Jeffrey S. Davis | Management | For | For |
| 1.3 | Elect Director Ralph C. Derrickson | Management | For | For |
| 1.4 | Elect Director John S. Hamlin | Management | For | For |
| 1.5 | Elect Director David S. Lundeen | Management | For | For |
| 1.6 | Elect Director David D. May | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PERKINELMER, INC.
MEETING DATE: APR 27, 2010 |
TICKER: PKI SECURITY ID: 714046109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Robert F. Friel | Management | For | For |
| 2 | Elect Director Nicholas A. Lopardo | Management | For | For |
| 3 | Elect Director Alexis P. Michas | Management | For | For |
| 4 | Elect Director James C. Mullen | Management | For | Against |
| 5 | Elect Director Vicki L. Sato | Management | For | For |
| 6 | Elect Director Gabriel Schmergel | Management | For | Against |
| 7 | Elect Director Kenton J. Sicchitano | Management | For | Against |
| 8 | Elect Director Patrick J. Sullivan | Management | For | For |
| 9 | Elect Director G. Robert Tod | Management | For | Against |
| 10 | Ratify Auditors | Management | For | For |
| |
|---|
PHILLIPS-VAN HEUSEN CORPORATION
MEETING DATE: JUN 24, 2010 |
TICKER: PVH SECURITY ID: 718592108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mary Baglivo | Management | For | For |
| 1.2 | Elect Director Emanuel Chirico | Management | For | For |
| 1.3 | Elect Director Edward H. Cohen | Management | For | For |
| 1.4 | Elect Director Joseph B. Fuller | Management | For | For |
| 1.5 | Elect Director Fred Gehring | Management | For | For |
| 1.6 | Elect Director Margaret L. Jenkins | Management | For | For |
| 1.7 | Elect Director David Landau | Management | For | For |
| 1.8 | Elect Director Bruce Maggin | Management | For | For |
| 1.9 | Elect Director V. James Marino | Management | For | For |
| 1.10 | Elect Director Henry Nasella | Management | For | For |
| 1.11 | Elect Director Rita M. Rodriguez | Management | For | For |
| 1.12 | Elect Director Craig Rydin | Management | For | For |
| 1.13 | Elect Director Christian Stahl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLANTRONICS, INC.
MEETING DATE: JUL 29, 2009 |
TICKER: PLT SECURITY ID: 727493108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Marv Tseu | Management | For | For |
| 1.2 | Elect Director Ken Kannappan | Management | For | For |
| 1.3 | Elect Director Brian Dexheimer | Management | For | For |
| 1.4 | Elect Director Gregg Hammann | Management | For | For |
| 1.5 | Elect Director John Hart | Management | For | For |
| 1.6 | Elect Director Marshall Mohr | Management | For | For |
| 1.7 | Elect Director Roger Wery | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: PLCM SECURITY ID: 73172K104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hagerty | Management | For | For |
| 1.2 | Elect Director Michael R. Kourey | Management | For | For |
| 1.3 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.4 | Elect Director David G. DeWalt | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PREMIERE GLOBAL SERVICES, INC.
MEETING DATE: JUN 16, 2010 |
TICKER: PGI SECURITY ID: 740585104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Boland T. Jones | Management | For | For |
| 1.2 | Elect Director Jeffrey T. Arnold | Management | For | For |
| 1.3 | Elect Director Wilkie S. Colyer | Management | For | Withhold |
| 1.4 | Elect Director John R. Harris | Management | For | Withhold |
| 1.5 | Elect Director W. Steven Jones | Management | For | For |
| 1.6 | Elect Director Raymond H. Pirtle, Jr. | Management | For | For |
| 1.7 | Elect Director J. Walker Smith, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
| |
|---|
PROSEGUR COMPANIA DE SEGURIDAD S.A.
MEETING DATE: JUN 28, 2010 |
TICKER: PSG SECURITY ID: E83453162
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 | Management | For | For |
| 2 | Approve Dividend | Management | For | For |
| 3.1 | Re-elect Helena Irene Revoredo Delvecchio as Director | Management | For | For |
| 3.2 | Re-elect Isidro Fernandez Barreiro as Director | Management | For | For |
| 3.3 | Re-elect Christian Gut Revoredo as Director | Management | For | For |
| 3.4 | Re-elect Mirta Maria Giesso Cazenave as Director | Management | For | For |
| 3.5 | Re-elect Chantal Gut Revoredo as Director | Management | For | For |
| 4 | Authorize Repurchase of Shares | Management | For | For |
| 5 | Elect Auditors of Company and Consolidated Group | Management | For | For |
| 6 | Fix Aggregate Limit for Remuneration of Directors | Management | For | For |
| 7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
| |
|---|
PROVIDENCE SERVICE CORP., THE
MEETING DATE: NOV 19, 2009 |
TICKER: PRSC SECURITY ID: 743815102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PROVIDENCE SERVICE CORPORATION, THE
MEETING DATE: MAY 20, 2010 |
TICKER: PRSC SECURITY ID: 743815102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hunter Hurst, III | Management | For | For |
| 1.2 | Elect Director Richard A. Kerley | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PSS WORLD MEDICAL, INC.
MEETING DATE: AUG 20, 2009 |
TICKER: PSSI SECURITY ID: 69366A100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jeffrey C. Crowe | Management | For | For |
| 1.2 | Elect Director Steven T. Halverson | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PSYCHIATRIC SOLUTIONS, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: PSYS SECURITY ID: 74439H108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark P. Clein | Management | For | Withhold |
| 1.2 | Elect Director Richard D. Gore | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
QIAGEN NV
MEETING DATE: JUN 30, 2010 |
TICKER: QIA SECURITY ID: N72482107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Open Meeting | Management | None | Did Not Vote |
| 2 | Receive Report of Management Board (Non-Voting) | Management | None | Did Not Vote |
| 3 | Receive Report of Supervisory Board (Non-Voting) | Management | None | Did Not Vote |
| 4 | Discussion on Company's Corporate Governance Structure | Management | None | Did Not Vote |
| 5 | Approve Financial Statements | Management | For | Did Not Vote |
| 6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Did Not Vote |
| 7 | Approve Discharge of Management Board | Management | For | Did Not Vote |
| 8 | Approve Discharge of Supervisory Board | Management | For | Did Not Vote |
| 9.a | Reelect Detlev Riesner to Supervisory Board | Management | For | Did Not Vote |
| 9.b | Reelect Werner Brandt to Supervisory Board | Management | For | Did Not Vote |
| 9.c | Reelect Metin Colpan to Supervisory Board | Management | For | Did Not Vote |
| 9.d | Reelect Erik Hornnaess to Supervisory Board | Management | For | Did Not Vote |
| 9.e | Reelect Manfred Karobath to Supervisory Board | Management | For | Did Not Vote |
| 9.f | Reelect Heino von Prondzynski to Supervisory Board | Management | For | Did Not Vote |
| 10.a | Reelect Peer Schatz to Executive Board | Management | For | Did Not Vote |
| 10.b | Reelect Roland Sackers to Executive Board | Management | For | Did Not Vote |
| 10.c | Reelect Joachim Schorr to Executive Board | Management | For | Did Not Vote |
| 10.d | Reelect Bernd Uder to Executive Board | Management | For | Did Not Vote |
| 11 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
| 12 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
| 13 | Allow Questions | Management | None | Did Not Vote |
| 14 | Close Meeting | Management | None | Did Not Vote |
| |
|---|
RACKSPACE HOSTING, INC.
MEETING DATE: APR 28, 2010 |
TICKER: RAX SECURITY ID: 750086100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director A. Lanham Napier | Management | For | For |
| 1.2 | Elect Director George J. Still Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RADIANT SYSTEMS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: RADS SECURITY ID: 75025N102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James S. Balloun | Management | For | For |
| 1.2 | Elect Director John H. Heyman | Management | For | For |
| 1.3 | Elect Director Donna A. Lee | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
REGAL BELOIT CORPORATION
MEETING DATE: APR 26, 2010 |
TICKER: RBC SECURITY ID: 758750103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Christopher L. Doerr | Management | For | For |
| 2 | Elect Director Mark J. Gliebe | Management | For | For |
| 3 | Elect Director Curtis W. Stoelting | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RIVERBED TECHNOLOGY, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: RVBD SECURITY ID: 768573107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark A. Floyd | Management | For | For |
| 1.2 | Elect Director Christopher J. Schaepe | Management | For | For |
| 1.3 | Elect Director James R. Swartz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ROTH & RAU AG
MEETING DATE: MAY 21, 2010 |
TICKER: R8R SECURITY ID: D66040102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
| 3 | Approve Remuneration System for Management Board Members | Management | For | For |
| 4 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 5 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Management | For | For |
| 7 | Approve Creation of EUR 1.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
| 8 | Approve Creation of EUR 3.2 Million Pool of Capital without Preemptive Rights | Management | For | For |
| 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 3.2 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
| 10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 11 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
RUSH ENTERPRISES, INC.
MEETING DATE: MAY 18, 2010 |
TICKER: RUSHA SECURITY ID: 781846209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director W. Marvin Rush | Management | For | For |
| 1.2 | Elect Director W.M. "Rusty" Rush | Management | For | For |
| 1.3 | Elect Director Ronald J. Krause | Management | For | For |
| 1.4 | Elect Director James C. Underwood | Management | For | For |
| 1.5 | Elect Director Harold D. Marshall | Management | For | For |
| 1.6 | Elect Director Thomas A. Akin | Management | For | For |
| 1.7 | Elect Director Gerald R. Szczepanski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| |
|---|
SALLY BEAUTY HOLDINGS, INC.
MEETING DATE: JAN 27, 2010 |
TICKER: SBH SECURITY ID: 79546E104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James G. Berges | Management | For | For |
| 1.2 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.3 | Elect Director John A. Miller | Management | For | For |
| 1.4 | Elect Director Richard J. Schnall | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| |
|---|
SIGNET JEWELERS LTD.
MEETING DATE: JUN 17, 2010 |
TICKER: SIG SECURITY ID: G81276100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Elect Robert Blanchard as Director | Management | For | For |
| 1b | Elect Terry Burman as Director | Management | For | For |
| 2 | Approve KPMG Audit Plc as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | For | For |
| |
|---|
SIRONA DENTAL SYSTEMS INC
MEETING DATE: FEB 25, 2010 |
TICKER: SIRO SECURITY ID: 82966C103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Simone Blank | Management | For | For |
| 1.2 | Elect Director Timothy D. Sheehan | Management | For | For |
| 1.3 | Elect Director Timothy P. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SMITHFIELD FOODS, INC.
MEETING DATE: AUG 26, 2009 |
TICKER: SFD SECURITY ID: 832248108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
| 1.2 | Elect Director Wendell H. Murphy | Management | For | For |
| 1.3 | Elect Director C. Larry Pope | Management | For | For |
| 1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Phase out Use of Gestation Crates | Shareholder | Against | Abstain |
| |
|---|
SOLERA HOLDINGS, INC.
MEETING DATE: NOV 11, 2009 |
TICKER: SLH SECURITY ID: 83421A104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Tony Aquila | Management | For | For |
| 1.2 | Elect Director Arthur F. Kingsbury | Management | For | For |
| 1.3 | Elect Director Jerrell W. Shelton | Management | For | For |
| 1.4 | Elect Director Kenneth A. Viellieu | Management | For | For |
| 1.5 | Elect Director Stuart J. Yarbrough | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SOLUTIA INC.
MEETING DATE: APR 21, 2010 |
TICKER: SOA SECURITY ID: 834376501
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director James P. Heffernan | Management | For | For |
| 1.2 | Elect Director W. Thomas Jagodinski | Management | For | For |
| 1.3 | Elect Director William C. Rusnack | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adopt, Renew or Amend NOL Rights Plan (NOL Pill) | Management | For | Against |
| |
|---|
SOUTHWEST WATER CO.
MEETING DATE: OCT 23, 2009 |
TICKER: SWWC SECURITY ID: 845331107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kimberly Alexy | Management | For | For |
| 1.2 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.3 | Elect Director Donovan D. Huennekens | Management | For | Against |
| 1.4 | Elect Director Thomas Iino | Management | For | Against |
| 1.5 | Elect Director William D. Jones | Management | For | Against |
| 1.6 | Elect Director Maureen A. Kindel | Management | For | Against |
| 1.7 | Elect Director Richard G. Newman | Management | For | Against |
| 1.8 | Elect Director Mark A. Swatek | Management | For | Against |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SPIRIT AEROSYSTEMS HOLDINGS, INC.
MEETING DATE: APR 27, 2010 |
TICKER: SPR SECURITY ID: 848574109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles L. Chadwell | Management | For | For |
| 1.2 | Elect Director Ivor (Ike) Evans | Management | For | For |
| 1.3 | Elect Director Paul Fulchino | Management | For | For |
| 1.4 | Elect Director Richard Gephardt | Management | For | Withhold |
| 1.5 | Elect Director Robert Johnson | Management | For | For |
| 1.6 | Elect Director Ronald Kadish | Management | For | For |
| 1.7 | Elect Director Francis Raborn | Management | For | For |
| 1.8 | Elect Director Jeff L. Turner | Management | For | For |
| 1.9 | Elect Director James Welch | Management | For | For |
| 1.10 | Elect Director Nigel Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
STANLEY, INC.
MEETING DATE: AUG 7, 2009 |
TICKER: SXE SECURITY ID: 854532108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Philip O. Nolan | Management | For | For |
| 1.2 | Elect Director George H. Wilson | Management | For | For |
| 1.3 | Elect Director William E. Karlson | Management | For | For |
| 1.4 | Elect Director James C. Hughes | Management | For | For |
| 1.5 | Elect Director Richard L. Kelly | Management | For | For |
| 1.6 | Elect Director Charles S. Ream | Management | For | For |
| 1.7 | Elect Director John P. Riceman | Management | For | For |
| 1.8 | Elect Director Jimmy D. Ross | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
STEINER LEISURE LTD.
MEETING DATE: JUN 10, 2010 |
TICKER: STNR SECURITY ID: P8744Y102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Cynthia R. Cohen as Director | Management | For | For |
| 1.2 | Elect Denise Dickins as Director | Management | For | For |
| 2 | Ratification Of The Appointment Of Ernst & Young LLP As Independent Auditors for the fiscal year ending December 31, 2010. | Management | For | For |
| |
|---|
STRATEC BIOMEDICAL SYSTEMS AG
MEETING DATE: MAY 21, 2010 |
TICKER: SBS SECURITY ID: D8171G106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Management | For | For |
| 5 | Ratify WirtschaftsTreuhand GmbH as Auditors for Fiscal 2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Amend Articles Re: New German Legislation (Law on Transposition of EU Shareholder's Rights Directive), Company Communications | Management | For | For |
| |
|---|
SUPER MICRO COMPUTER, INC.
MEETING DATE: FEB 9, 2010 |
TICKER: SMCI SECURITY ID: 86800U104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Chiu-Chu (Sara) Liu Liang | Management | For | For |
| 1.2 | Elect Director Hwei-Ming (Fred) Tsai | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SYNERGY HEALTH PLC
MEETING DATE: SEP 16, 2009 |
TICKER: SYR SECURITY ID: G8646U109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend of 6.8 Pence Per Ordinary Share | Management | For | For |
| 4 | Re-elect Sir Duncan Nichol as Director | Management | For | For |
| 5 | Re-elect Marcello Smit as Director | Management | For | Against |
| 6 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
| 7 | Authorise Board to Fix the Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 112,338 and an Additional Amount Pursuant to a Rights Issue of up to GBP 112,338 | Management | For | For |
| 9 | Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 16,851 | Management | For | For |
| 10 | Authorise 5,392,224 Ordinary Shares for Market Purchase | Management | For | For |
| 11 | Approve That a General Meeting (Other Than an Annual General Meeting) May Be Called on Not Less Than 14 Days' Notice | Management | For | For |
| |
|---|
SYNNEX CORPORATION
MEETING DATE: MAR 22, 2010 |
TICKER: SNX SECURITY ID: 87162W100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Huang | Management | For | For |
| 1.2 | Elect Director Kevin Murai | Management | For | For |
| 1.3 | Elect Director Matthew Miau | Management | For | For |
| 1.4 | Elect Director Fred Breidenbach | Management | For | For |
| 1.5 | Elect Director Gregory Quesnel | Management | For | For |
| 1.6 | Elect Director Dwight Steffensen | Management | For | For |
| 1.7 | Elect Director James Van Horne | Management | For | For |
| 1.8 | Elect Director Duane Zitzner | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TALEO CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: TLEO SECURITY ID: 87424N104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael Gregoire | Management | For | For |
| 1.2 | Elect Director Michael Tierney | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TED BAKER PLC
MEETING DATE: JUN 15, 2010 |
TICKER: TBK SECURITY ID: G8725V101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Approve Final Dividend | Management | For | For |
| 4 | Re-elect Lindsay Page as Director | Management | For | For |
| 5 | Re-elect Robert Breare as Director | Management | For | For |
| 6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
| 7 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
| 9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
| 10 | Amend Sharesave Scheme | Management | For | For |
| 11 | Ratify the Payment of Historic Dividends and Release Directors and Shareholders from Any Claim by the Company for Repayment | Management | For | For |
| |
|---|
TELECITY GROUP PLC
MEETING DATE: APR 1, 2010 |
TICKER: TCY SECURITY ID: G87403112
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Remuneration Report | Management | For | For |
| 3 | Re-elect John Hughes as Director | Management | For | Against |
| 4 | Re-elect Brian McArthur-Muscroft as Director | Management | For | Against |
| 5 | Re-elect John O'Reilly as Director | Management | For | Against |
| 6 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | For | For |
| 7 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
| 8 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 132,061 | Management | For | For |
| 9 | Subject to Resolution 8 Having Been Duly Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,809 | Management | For | For |
| 10 | Authorise 19,809,237 Ordinary Shares for Market Purchase | Management | For | For |
| 11 | Adopt New Articles of Association | Management | For | For |
| 12 | Approve that a General Meeting Other than an Annual General Meeting May be Called on Not Less Than 14 Clear Days' Notice | Management | For | For |
| |
|---|
TELECOMMUNICATION SYSTEMS, INC.
MEETING DATE: JUN 10, 2010 |
TICKER: TSYS SECURITY ID: 87929J103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Maurice B. Tose | Management | For | For |
| 1.2 | Elect Director James M. Bethmann | Management | For | For |
| 1.3 | Elect Director Richard A. Young | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TELEDYNE TECHNOLOGIES INCORPORATED
MEETING DATE: APR 21, 2010 |
TICKER: TDY SECURITY ID: 879360105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Charles Crocker | Management | For | For |
| 1.2 | Elect Director Robert Mehrabian | Management | For | For |
| 1.3 | Elect Director Michael T. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Sarvary | Management | For | For |
| 2 | Elect Director Evelyn Dilsaver | Management | For | For |
| 3 | Elect Director Francis A. Doyle | Management | For | For |
| 4 | Elect Director John A. Heil | Management | For | For |
| 5 | Elect Director Peter K. Hoffman | Management | For | For |
| 6 | Elect Director Sir Paul Judge | Management | For | For |
| 7 | Elect Director Nancy F. Koehn | Management | For | For |
| 8 | Elect Director Christopher A. Masto | Management | For | For |
| 9 | Elect Director P. Andrews McLane | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TERADYNE, INC.
MEETING DATE: MAY 28, 2010 |
TICKER: TER SECURITY ID: 880770102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director James W. Bagley | Management | For | For |
| 2 | Elect Director Michael A. Bradley | Management | For | For |
| 3 | Elect Director Albert Carnesale | Management | For | For |
| 4 | Elect Director Edwin J. Gillis | Management | For | For |
| 5 | Elect Director Paul J. Tufano | Management | For | For |
| 6 | Elect Director Roy A. Vallee | Management | For | For |
| 7 | Elect Director Patricia S. Wolpert | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
TERNA ENERGY SA
MEETING DATE: MAY 12, 2010 |
TICKER: TENERG SECURITY ID: X8979G108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
| 2 | Approve Board Decision on Income Allocation, Dividend Payment, and Director Remuneration for 2009 | Management | For | Did Not Vote |
| 3 | Approve Director Remuneration for 2010 | Management | For | Did Not Vote |
| 4 | Approve Discharge of Board and Auditors | Management | For | Did Not Vote |
| 5 | Approve Auditors and Fix Their Remuneration | Management | For | Did Not Vote |
| 6 | Approve Change in Use of Funds | Management | For | Did Not Vote |
| 7 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
| 8 | Approve Related Party Transactions | Management | For | Did Not Vote |
| 9 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | Did Not Vote |
| 10 | Other Business | Management | For | Did Not Vote |
| |
|---|
THERAVANCE, INC.
MEETING DATE: APR 27, 2010 |
TICKER: THRX SECURITY ID: 88338T104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rick E Winningham | Management | For | For |
| 1.2 | Elect Director Jeffrey M. Drazan | Management | For | Withhold |
| 1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For |
| 1.4 | Elect Director Arnold J. Levine, Ph.D. | Management | For | Withhold |
| 1.5 | Elect Director Burton G. Malkiel, Ph.D. | Management | For | For |
| 1.6 | Elect Director Peter S. Ringrose, Ph.D. | Management | For | For |
| 1.7 | Elect Director William H. Waltrip | Management | For | For |
| 1.8 | Elect Director George M. Whitesides, Ph.D. | Management | For | For |
| 1.9 | Elect Director William D. Young, Ph.D. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
VANDA PHARMACEUTICALS INC
MEETING DATE: AUG 27, 2009 |
TICKER: VNDA SECURITY ID: 921659108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mihael H. Polymeropoulos | Management | For | Withhold |
| 1.2 | Elect Director Argeris N. Karabelas | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VARIAN, INC.
MEETING DATE: OCT 5, 2009 |
TICKER: VARI SECURITY ID: 922206107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
VERIGY LIMITED
MEETING DATE: APR 6, 2010 |
TICKER: VRGY SECURITY ID: Y93691106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Reelect Eric Meurice as Director | Management | For | For |
| 2 | Reelect Steven W. Berglund as Director | Management | For | For |
| 3 | Reelect Claudine Simson as Director | Management | For | For |
| 4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Management | For | For |
| 6 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
| 7 | Authorize Share Repurchase Program | Management | For | For |
| 8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Management | For | For |
| 9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: OCT 1, 2009 |
TICKER: VSAT SECURITY ID: 92552V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Johnson | Management | For | For |
| 1.2 | Elect Director John P. Stenbit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
VIROPHARMA INCORPORATED
MEETING DATE: MAY 24, 2010 |
TICKER: VPHM SECURITY ID: 928241108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Frank Baldino, Jr. | Management | For | For |
| 1.2 | Elect Director William D. Claypool | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WASTE CONNECTIONS, INC.
MEETING DATE: MAY 7, 2010 |
TICKER: WCN SECURITY ID: 941053100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Edward E. "Ned" Guillet | Management | For | For |
| 2 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WINCOR NIXDORF AG
MEETING DATE: JAN 25, 2010 |
TICKER: WIN SECURITY ID: D9695J105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Receive Financial Statements and Statutory Reports for Fiscal 2008/2009 (Non-Voting) | Management | None | None |
| 2 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
| 3 | Approve Discharge of Management Board for Fiscal 2008/2009 | Management | For | For |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2008/2009 | Management | For | For |
| 5 | Ratify KPMG AG as Auditors for Fiscal 2009/2010 | Management | For | For |
| 6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
| 7 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.7 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | For |
| 8 | Approve Remuneration System for Management Board Members | Management | For | For |
| 9.1 | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 9.2 | Amend Articles Re: Participation and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| 9.3 | Amend Articles Re: Voting Rights due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Management | For | For |
| |
|---|
WMS INDUSTRIES INC.
MEETING DATE: DEC 10, 2009 |
TICKER: WMS SECURITY ID: 929297109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold H. Bach, Jr. | Management | For | For |
| 1.2 | Elect Director Robert J. Bahash | Management | For | For |
| 1.3 | Elect Director Brian R. Gamache | Management | For | For |
| 1.4 | Elect Director Patricia M. Nazemetz | Management | For | For |
| 1.5 | Elect Director Louis J. Nicastro | Management | For | For |
| 1.6 | Elect Director Neil D. Nicastro | Management | For | For |
| 1.7 | Elect Director Edward W. Rabin, Jr | Management | For | For |
| 1.8 | Elect Director Ira S. Sheinfeld | Management | For | For |
| 1.9 | Elect Director Bobby L. Siller | Management | For | For |
| 1.10 | Elect Director William J. Vareschi, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WNS HOLDINGS LTD.
MEETING DATE: JUL 23, 2009 |
TICKER: WNS SECURITY ID: 92932M101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Ratify Ernst & Young as Auditors | Management | For | For |
| 3 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
| 4 | Reelect Jeremy Young as a Director | Management | For | For |
| 5 | Reelect Eric B. Herr as a Director | Management | For | For |
| 6 | Reelect Deepak Parekh as a Director | Management | For | For |
| 7 | Approve Remuneration of Directors | Management | For | For |
| |
|---|
WRIGHT EXPRESS CORPORATION
MEETING DATE: MAY 21, 2010 |
TICKER: WXS SECURITY ID: 98233Q105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Shikhar Ghosh | Management | For | For |
| 1.2 | Elect Director Kirk P. Pond | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
WRIGHT MEDICAL GROUP
MEETING DATE: MAY 13, 2010 |
TICKER: WMGI SECURITY ID: 98235T107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary D. Blackford | Management | For | For |
| 1.2 | Elect Director Carmen L. Dierson | Management | For | For |
| 1.3 | Elect Director Martin J. Emerson | Management | For | For |
| 1.4 | Elect Director Lawrence W. Hamilton | Management | For | For |
| 1.5 | Elect Director Gary D. Henley | Management | For | For |
| 1.6 | Elect Director John L. Miclot | Management | For | For |
| 1.7 | Elect Director Amy S. Paul | Management | For | For |
| 1.8 | Elect Director Robert J. Quillinan | Management | For | For |
| 1.9 | Director David D. Stevens | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
WYNDHAM WORLDWIDE CORPORATION
MEETING DATE: MAY 13, 2010 |
TICKER: WYN SECURITY ID: 98310W108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Honourable B. Mulroney | Management | For | For |
| 1.2 | ElectDirector Michael H. Wargotz | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
ZIOPHARM ONCOLOGY, INC.
MEETING DATE: JUN 23, 2010 |
TICKER: ZIOP SECURITY ID: 98973P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Jonathan Lewis | Management | For | For |
| 1.2 | Elect Director Richard E. Bagley | Management | For | For |
| 1.3 | Elect Director Murray Brennan | Management | For | For |
| 1.4 | Elect Director George B. Abercrombie | Management | For | For |
| 1.5 | Elect Director James A. Cannon | Management | For | For |
| 1.6 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.7 | Elect Director Timothy McInerney | Management | For | For |
| 1.8 | Elect Director Michael Weiser | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP VALUE FUND
07/01/2009 - 06/30/2010
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
| |
|---|
ABAXIS, INC.
MEETING DATE: OCT 28, 2009 |
TICKER: ABAX SECURITY ID: 002567105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Clinton H. Severson | Management | For | For |
| 1.2 | Elect Director Richard J. Bastiani | Management | For | For |
| 1.3 | Elect Director Henk J. Evenhuis | Management | For | For |
| 1.4 | Elect Director Prithipal Singh | Management | For | For |
| 1.5 | Elect Director Ernest S. Tucker III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ACCO BRANDS CORPORATION
MEETING DATE: MAY 18, 2010 |
TICKER: ABD SECURITY ID: 00081T108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.3 | Elect Director G. Thomas Hargrove | Management | For | For |
| 1.4 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.5 | Elect Director Robert J. Keller | Management | For | For |
| 1.6 | Elect Director Thomas Kroeger | Management | For | For |
| 1.7 | Elect Director Michael Norkus | Management | For | For |
| 1.8 | Elect Director Sheila Talton | Management | For | For |
| 1.9 | Elect Director Norman H. Wesley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Other Business | Management | For | Against |
| |
|---|
ALEXANDRIA REAL ESTATE EQUITIES, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: ARE SECURITY ID: 015271109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Joel S. Marcus | Management | For | For |
| 1.2 | Elect Director Richard B. Jennings | Management | For | For |
| 1.3 | Elect Director John L. Atkins, III | Management | For | For |
| 1.4 | Elect Director Richard H. Klein | Management | For | For |
| 1.5 | Elect Director James H. Richardson | Management | For | For |
| 1.6 | Elect Director Martin A. Simonetti | Management | For | For |
| 1.7 | Elect Director Alan G. Walton | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
ALTERRA CAPITAL HOLDINGS LTD
MEETING DATE: APR 29, 2010 |
TICKER: ALTE SECURITY ID: G6052F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Share Issuance Pursuant to the Agreement and Plan of Amalgamation | Management | For | For |
| 2 | Change the Name of Max Capital Group Ltd. to "Alterra Capital Holdings Ltd." | Management | For | For |
| 3 | Change the Name of Max Bermuda Ltd. to "Alterra Insurance Ltd." | Management | For | For |
| 4 | Transact Other Business (Voting) | Management | For | Against |
| |
|---|
ASBURY AUTOMOTIVE GROUP, INC.
MEETING DATE: APR 27, 2010 |
TICKER: ABG SECURITY ID: 043436104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
| 1.2 | Elect Director Philip F. Maritz | Management | For | For |
| 1.3 | Elect Director Jeffrey I. Wooley | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ASPEN INSURANCE HOLDINGS, LTD.
MEETING DATE: APR 28, 2010 |
TICKER: AHL SECURITY ID: G05384105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Reelect Ian Cormack as Director | Management | For | For |
| 1.2 | Reelect Matthew Botein as Director | Management | For | For |
| 1.3 | Reelect Richard Bucknall as Director | Management | For | For |
| 1.4 | Elect Peter O'Flinn as Director | Management | For | For |
| 2 | Ratify KPMG Audit plc, London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| |
|---|
ASSOCIATED BANC-CORP
MEETING DATE: APR 28, 2010 |
TICKER: ASBC SECURITY ID: 045487105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Karen T. Beckwith | Management | For | For |
| 1.2 | Elect Director Ruth M. Crowley | Management | For | For |
| 1.3 | Elect Director Phillip B. Flynn | Management | For | For |
| 1.4 | Elect Director Ronald R. Harder | Management | For | For |
| 1.5 | Elect Director William R. Hutchinson | Management | For | For |
| 1.6 | Elect Director Eileen A. Kamerick | Management | For | For |
| 1.7 | Elect Director Richard T. Lommen | Management | For | For |
| 1.8 | Elect Director John C. Meng | Management | For | For |
| 1.9 | Elect Director J. Douglas Quick | Management | For | For |
| 1.10 | Elect Director John C. Seramur | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
ASTORIA FINANCIAL CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: AF SECURITY ID: 046265104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director John R. Chrin | Management | For | For |
| 1.2 | Elect Director John J. Conefry, Jr. | Management | For | For |
| 1.3 | Elect Director Brian M. Leeney | Management | For | For |
| 1.4 | Elect Director Thomas V. Powderly | Management | For | For |
| 2 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
BJ WHOLESALE CLUB, INC
MEETING DATE: MAY 25, 2010 |
TICKER: BJ SECURITY ID: 05548J106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Leonard A. Schlesinger | Management | For | For |
| 2 | Elect Director Thomas J. Shields | Management | For | For |
| 3 | Elect Director Herbert J Zarkin | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| 6 | Purchase Poultry from Suppliers Using CAK | Shareholder | Against | Abstain |
| |
|---|
BLOUNT INTERNATIONAL, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: BLT SECURITY ID: 095180105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert E. Beasley, Jr. | Management | For | For |
| 1.2 | Elect Director R. Eugene Cartledge | Management | For | For |
| 1.3 | Elect Director Andrew C. Clarke | Management | For | For |
| 1.4 | Elect Director Joshua L. Collins | Management | For | For |
| 1.5 | Elect Director Thomas J. Fruechtel | Management | For | For |
| 1.6 | Elect Director E. Daniel James | Management | For | For |
| 1.7 | Elect Director Robert D. Kennedy | Management | For | For |
| 1.8 | Elect Director Harold E. Layman | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CAPITALSOURCE INC.
MEETING DATE: APR 29, 2010 |
TICKER: CSE SECURITY ID: 14055X102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Andrew B. Fremder | Management | For | For |
| 1.2 | Elect Director C. William Hosler | Management | For | For |
| 1.3 | Elect Director James J. Pieczynski | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
CARPENTER TECHNOLOGY CORP.
MEETING DATE: OCT 12, 2009 |
TICKER: CRS SECURITY ID: 144285103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Carl G. Anderson, Jr. | Management | For | For |
| 1.2 | Elect Director Philip M. Anderson | Management | For | For |
| 1.3 | Elect Director Jeffrey Wadsworth | Management | For | For |
| 1.4 | Elect Director William A. Wulfsohn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
CASEY'S GENERAL STORES, INC.
MEETING DATE: SEP 18, 2009 |
TICKER: CASY SECURITY ID: 147528103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ronald M. Lamb | Management | For | For |
| 1.2 | Elect Director Robert J. Myers | Management | For | For |
| 1.3 | Elect Director Diane C. Bridgewater | Management | For | For |
| 1.4 | Elect Director Johnny Danos | Management | For | For |
| 1.5 | Elect Director H. Lynn Horak | Management | For | For |
| 1.6 | Elect Director Kenneth H. Haynie | Management | For | For |
| 1.7 | Elect Director William C. Kimball | Management | For | For |
| 1.8 | Elect Director Jeffrey M. Lamberti | Management | For | For |
| 1.9 | Elect Director Richard A. Wilkey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| |
|---|
CENTEX CORP.
MEETING DATE: AUG 18, 2009 |
TICKER: CTX SECURITY ID: 152312104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
CHEMED CORPORATION
MEETING DATE: MAY 17, 2010 |
TICKER: CHE SECURITY ID: 16359R103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Kevin J. McNamara | Management | For | For |
| 1.2 | Elect Director Joel F. Gemunder | Management | For | For |
| 1.3 | Elect Director Patrick P. Grace | Management | For | For |
| 1.4 | Elect Director Thomas C. Hutton | Management | For | For |
| 1.5 | Elect Director Walter L. Krebs | Management | For | For |
| 1.6 | Elect Director Andrea R. Lindell | Management | For | For |
| 1.7 | Elect Director Thomas P. Rice | Management | For | For |
| 1.8 | Elect Director Donald E. Saunders | Management | For | For |
| 1.9 | Elect Director George J. Walsh, III | Management | For | For |
| 1.10 | Elect Director Frank E. Wood | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
CITY NATIONAL CORPORATION
MEETING DATE: APR 21, 2010 |
TICKER: CYN SECURITY ID: 178566105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Russell Goldsmith | Management | For | Withhold |
| 1.2 | Elect Director Ronald L. Olson | Management | For | Withhold |
| 1.3 | Elect DirectorRobert H. Tuttle | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Declassify the Board of Directors | Shareholder | Against | For |
| |
|---|
COGENT COMMUNICATIONS GROUP, INC.
MEETING DATE: APR 15, 2010 |
TICKER: CCOI SECURITY ID: 19239V302
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Dave Schaeffer | Management | For | For |
| 1.2 | Elect Director Steven D. Brooks | Management | For | For |
| 1.3 | Elect Director Erel N. Margalit | Management | For | For |
| 1.4 | Elect Director Timothy Weingarten | Management | For | For |
| 1.5 | Elect Director Richard T. Liebhaber | Management | For | For |
| 1.6 | Elect Director D. Blake Bath | Management | For | For |
| 1.7 | Elect Director Marc Montagner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| |
|---|
DEALERTRACK HOLDINGS, INC.
MEETING DATE: MAY 24, 2010 |
TICKER: TRAK SECURITY ID: 242309102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Ann B. Lane | Management | For | For |
| 1.2 | Elect Director John J. McDonnell, Jr. | Management | For | For |
| 1.3 | Elect Director Barry Zwarenstein | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
ETHAN ALLEN INTERIORS INC.
MEETING DATE: NOV 16, 2009 |
TICKER: ETH SECURITY ID: 297602104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Frank G. Wisner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
FIDELITY CASH CENTRAL, MUNICIPAL CASH CENTRAL AND TAX-FREE CASH CENTRAL FUNDS
MEETING DATE: JUL 15, 2009 |
TICKER: SECURITY ID: 31635A105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Trustee James C. Curvey | Management | For | For |
| 1.2 | Elect Trustee Albert R. Gamper, Jr. | Management | For | For |
| 1.3 | Elect Trustee Abigail P. Johnson | Management | For | For |
| 1.4 | Elect Trustee Arthur E. Johnson | Management | For | For |
| 1.5 | Elect Trustee Michael E. Kenneally | Management | For | For |
| 1.6 | Elect Trustee James H. Keyes | Management | For | For |
| 1.7 | Elect Trustee Marie L. Knowles | Management | For | For |
| 1.8 | Elect Trustee Kenneth L. Wolfe | Management | For | For |
| |
|---|
GRACO INC.
MEETING DATE: APR 23, 2010 |
TICKER: GGG SECURITY ID: 384109104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director J. Kevin Gilligan | Management | For | Withhold |
| 1.2 | Elect Director William G. Van Dyke | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| |
|---|
H&E EQUIPMENT SERVICES, INC.
MEETING DATE: MAY 25, 2010 |
TICKER: HEES SECURITY ID: 404030108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary W. Bagley | Management | For | For |
| 1.2 | Elect Director John M. Engquist | Management | For | For |
| 1.3 | Elect Director Keith E. Alessi | Management | For | For |
| 1.4 | Elect Director Paul N. Arnold | Management | For | For |
| 1.5 | Elect Director Bruce C. Bruckmann | Management | For | For |
| 1.6 | Elect Director Lawrence C. Karlson | Management | For | For |
| 1.7 | Elect Director John T. Sawyer | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
HIGHWOODS PROPERTIES, INC.
MEETING DATE: MAY 13, 2010 |
TICKER: HIW SECURITY ID: 431284108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gene H. Anderson | Management | For | For |
| 1.2 | Elect Director Edward J. Fritsch | Management | For | For |
| 1.3 | Elect Director David J. Hartzell | Management | For | For |
| 1.4 | Elect Director Lawrence S. Kaplan | Management | For | For |
| 1.5 | Elect Director Sherry A. Kellett | Management | For | For |
| 1.6 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
HNI CORPORATION
MEETING DATE: MAY 11, 2010 |
TICKER: HNI SECURITY ID: 404251100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mary H. Bell | Management | For | For |
| 2 | Elect Director James R. Jenkins | Management | For | For |
| 3 | Elect Director Dennis J. Martin | Management | For | For |
| 4 | Elect Director Abbie J. Smith | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 7 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 8 | Ratify Auditors | Management | For | For |
| |
|---|
ICONIX BRAND GROUP, INC.
MEETING DATE: AUG 13, 2009 |
TICKER: ICON SECURITY ID: 451055107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Neil Cole | Management | For | For |
| 1.2 | Elect Director Barry Emanuel | Management | For | For |
| 1.3 | Elect Director Steven Mendelow | Management | For | For |
| 1.4 | Elect Director Drew Cohen | Management | For | For |
| 1.5 | Elect Director F. Peter Cuneo | Management | For | For |
| 1.6 | Elect Director Mark Friedman | Management | For | For |
| 1.7 | Elect Director James A. Marcum | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
INGLES MARKETS, INC.
MEETING DATE: FEB 9, 2010 |
TICKER: IMKTA SECURITY ID: 457030104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Fred D. Ayers | Management | For | For |
| 1.2 | Elect Director John O. Pollard | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
INGRAM MICRO INC.
MEETING DATE: JUN 9, 2010 |
TICKER: IM SECURITY ID: 457153104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Declassify the Board of Directors | Management | For | For |
| 2 | Amend Certificate of Incorporation to Provide Directors May be Removed Without Cause | Management | For | For |
| 3.1 | Elect Director Howard I. Atkins | Management | For | For |
| 3.2 | Elect Director Leslie Stone Heisz | Management | For | For |
| 3.3 | Elect Director John R. Ingram | Management | For | For |
| 3.4 | Elect Director Orrin H. Ingram, II | Management | For | For |
| 3.5 | Elect Director Dale R. Laurance | Management | For | For |
| 3.6 | Elect Director Linda Fayne Levinson | Management | For | For |
| 3.7 | Elect Director Michael T. Smith | Management | For | For |
| 3.8 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 3.9 | Elect Director Joe B. Wyatt | Management | For | For |
| 3.10 | Elect Director Orrin H. Ingram, II | Management | For | For |
| 3.11 | Elect Director Michael T. Smith | Management | For | For |
| 3.12 | Elect Director Gregory M.E. Spierkel | Management | For | For |
| 3.13 | Elect Director Joe B. Wyatt | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
IPC HOLDINGS LTD
MEETING DATE: JUL 20, 2009 |
TICKER: IPCR SECURITY ID: G4933P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | To Call A Special General Meeting Of Ipc Holdings, Ltd. | Shareholder | None | For |
| |
|---|
IPC HOLDINGS LTD
MEETING DATE: SEP 4, 2009 |
TICKER: IPCR SECURITY ID: G4933P101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Elimination of Supermajority Vote Requirement for Amalgamations | Management | For | For |
| 2 | Approve Merger Agreement | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| |
|---|
J2 GLOBAL COMMUNICATIONS, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: JCOM SECURITY ID: 46626E205
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elector Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Robert J. Cresci | Management | For | For |
| 1.3 | Elect Director W. Brian Kretzmer | Management | For | For |
| 1.4 | Elect Director Richard S. Ressler | Management | For | For |
| 1.5 | Elect Director John F. Rieley | Management | For | For |
| 1.6 | Elect Director Stephen Ross | Management | For | For |
| 1.7 | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
JONES LANG LASALLE, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: JLL SECURITY ID: 48020Q107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Colin Dyer | Management | For | For |
| 2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 3 | Elect Director DeAnne Julius | Management | For | For |
| 4 | Elect Director Ming Lu | Management | For | For |
| 5 | Elect Director Lauralee E. Martin | Management | For | For |
| 6 | Elect Director Sheila A. Penrose | Management | For | For |
| 7 | Elect Director David B. Rickard | Management | For | For |
| 8 | Elect Director Roger T. Staubach | Management | For | For |
| 9 | Elect Director Thomas C. Theobald | Management | For | For |
| 10 | Ratify Auditors | Management | For | For |
| 11 | Other Business | Management | For | Against |
| |
|---|
M.D.C. HOLDINGS, INC.
MEETING DATE: APR 26, 2010 |
TICKER: MDC SECURITY ID: 552676108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Michael A. Berman | Management | For | For |
| 1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
| 1.3 | Elect Director Larry A. Mizel | Management | For | For |
| 2 | Require Independent Board Chairman | Shareholder | Against | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
MACNICA
MEETING DATE: JUN 24, 2010 |
TICKER: 7631 SECURITY ID: J3924U100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
| 2 | Approve Stock Option Plan | Management | For | For |
| |
|---|
MARINER ENERGY, INC.
MEETING DATE: MAY 5, 2010 |
TICKER: ME SECURITY ID: 56845T305
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alan R. Crain, Jr. | Management | For | For |
| 1.2 | Elect Director John F. Greene | Management | For | For |
| 1.3 | Elect Director Laura A. Sugg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MATTHEWS INTERNATIONAL CORP.
MEETING DATE: FEB 18, 2010 |
TICKER: MATW SECURITY ID: 577128101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Alvaro Garcia-Tunon | Management | For | For |
| 1.2 | Elect Director John P. O'Leary, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MAX CAPITAL GROUP LTD
MEETING DATE: NOV 2, 2009 |
TICKER: MXGL SECURITY ID: G6052F103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1a | Reelect William Kronenberg III as Director | Management | For | For |
| 1b | Reelect James L. Zech as Director | Management | For | For |
| 2 | Elect Angelo Guagliano as Subsidiary Director of Max Bermuda Ltd. | Management | For | For |
| 3 | Ratify KPMG, Hamilton, Bermuda as Auditors of Max Capital Group Ltd. | Management | For | For |
| 4 | Ratify KPMG, Hamilton, Bermuda as Auditors of Max Bermuda Ltd. | Management | For | For |
| |
|---|
MEDNAX, INC.
MEETING DATE: MAY 6, 2010 |
TICKER: MD SECURITY ID: 58502B106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
| 1.2 | Elect Director Waldemar A. Carlo, M.D. | Management | For | For |
| 1.3 | Elect Director Michael B. Fernandez | Management | For | For |
| 1.4 | Elect Director Roger K. Freeman, M.D. | Management | For | For |
| 1.5 | Elect Director Paul G. Gabos | Management | For | For |
| 1.6 | Elect Director Dany Garcia | Management | For | For |
| 1.7 | Elect Director Pascal J. Goldschmidt, M.D. | Management | For | For |
| 1.8 | Elect Director Manuel Kadre | Management | For | For |
| 1.9 | Elect Director Roger J. Medel, M.D. | Management | For | For |
| 1.10 | Elect Director Donna E. Shalala, Ph.D. | Management | For | For |
| 1.11 | Elect Director Enrique J. Sosa, Ph.D. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
MERITAGE HOMES CORPORATION
MEETING DATE: MAY 19, 2010 |
TICKER: MTH SECURITY ID: 59001A102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Steven J. Hilton | Management | For | For |
| 1.2 | Elect Director Raymond Oppel | Management | For | For |
| 1.3 | Elect Director Richard T. Burke, Sr. | Management | For | For |
| 1.4 | Elect Director Dana Bradford | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
MICROS SYSTEMS, INC.
MEETING DATE: NOV 20, 2009 |
TICKER: MCRS SECURITY ID: 594901100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Louis M. Brown, Jr. | Management | For | For |
| 1.2 | Elect Director B. Gary Dando | Management | For | For |
| 1.3 | Elect Director A.L. Giannopoulos | Management | For | For |
| 1.4 | Elect Director F. Suzanne Jenniches | Management | For | For |
| 1.5 | Elect Director John G. Puente | Management | For | For |
| 1.6 | Elect Director Dwight S. Taylor | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Stock Option Plan | Management | For | Against |
| 4 | Amend Stock Option Plan | Management | For | Against |
| |
|---|
MIRAIAL CO LTD
MEETING DATE: APR 23, 2010 |
TICKER: 4238 SECURITY ID: J4352A103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 30 | Management | For | For |
| 2 | Elect Director | Management | For | For |
| 3.1 | Appoint Statutory Auditor | Management | For | For |
| 3.2 | Appoint Statutory Auditor | Management | For | For |
| 3.3 | Appoint Statutory Auditor | Management | For | For |
| |
|---|
MONOTYPE IMAGING HOLDINGS INC.
MEETING DATE: MAY 13, 2010 |
TICKER: TYPE SECURITY ID: 61022P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert M. Givens | Management | For | For |
| 1.2 | Elect Director Roger J. Heinen, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
NATIONAL PENN BANCSHARES, INC.
MEETING DATE: APR 27, 2010 |
TICKER: NPBC SECURITY ID: 637138108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Donna D. Holton | Management | For | For |
| 1.2 | Elect Director Christian F. Martin, IV | Management | For | For |
| 1.3 | Elect Director R. Chadwick Paul, Jr. | Management | For | For |
| 1.4 | Elect Director C. Robert Roth | Management | For | For |
| 1.5 | Elect Director Wayne R. Weidner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| |
|---|
NATIONAL RETAIL PROPERTIES, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: NNN SECURITY ID: 637417106
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Don DeFosset | Management | For | For |
| 1.2 | Elect Director Dennis E. Gershenson | Management | For | For |
| 1.3 | Elect Director Kevin B. Habicht | Management | For | For |
| 1.4 | Elect Director Richard B. Jennings | Management | For | For |
| 1.5 | Elect Director Ted B. Lanier | Management | For | For |
| 1.6 | Elect Director Robert C. Legler | Management | For | For |
| 1.7 | Elect Director Craig Macnab | Management | For | For |
| 1.8 | Elect Director Robert Martinez | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Other Business | Management | For | Against |
| |
|---|
NCI BUILDING SYSTEMS, INC.
MEETING DATE: OCT 19, 2009 |
TICKER: NCS SECURITY ID: 628852AG0
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | The Plan | Management | None | Did Not Vote |
| 2 | Opt Out Of Release | Management | None | Did Not Vote |
| |
|---|
OPTIONSXPRESS HOLDINGS, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: OXPS SECURITY ID: 684010101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director David A. Fisher | Management | For | For |
| 1.2 | Elect Director Michael J. Soenen | Management | For | For |
| 1.3 | Elect Director S. Scott Wald | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PACWEST BANCORP
MEETING DATE: MAY 11, 2010 |
TICKER: PACW SECURITY ID: 695263103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Mark N. Baker | Management | For | For |
| 1.2 | Elect Director Stephen M. Dunn | Management | For | For |
| 1.3 | Elect Director John M. Eggemeyer | Management | For | For |
| 1.4 | Elect Director Barry C. Fitzpatrick | Management | For | For |
| 1.5 | Elect Director George E. Langley | Management | For | For |
| 1.6 | Elect Director Susan E. Lester | Management | For | For |
| 1.7 | Elect Director Timothy B. Matz | Management | For | For |
| 1.8 | Elect Director Arnold W. Messer | Management | For | For |
| 1.9 | Elect Director Daniel B. Platt | Management | For | For |
| 1.10 | Elect Director John W. Rose | Management | For | For |
| 1.11 | Elect Director Robert A. Stine | Management | For | For |
| 1.12 | Elect Director Matthew P. Wagner | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Adjourn Meeting | Management | For | For |
| 6 | Other Business | Management | For | Against |
| |
|---|
PERRIGO CO.
MEETING DATE: OCT 29, 2009 |
TICKER: PRGO SECURITY ID: 714290103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Gary M. Cohen | Management | For | For |
| 1.2 | Elect Director David T. Gibbons | Management | For | For |
| 1.3 | Elect Director Ran Gottfried | Management | For | For |
| 1.4 | Elect Director Ellen R. Hoffing | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
PLATINUM UNDERWRITERS HOLDINGS LTD
MEETING DATE: APR 29, 2010 |
TICKER: PTP SECURITY ID: G7127P100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect H. Furlong Baldwin as Director | Management | For | For |
| 1.2 | Elect Dan R. Carmichael as Director | Management | For | For |
| 1.3 | Elect A. John Hass as Director | Management | For | For |
| 1.4 | Elect Antony P. D. Lancaster as Director | Management | For | For |
| 1.5 | Elect Edmund R. Megna as Director | Management | For | For |
| 1.6 | Elect Michael D. Price as Director | Management | For | For |
| 1.7 | Elect Peter T. Pruitt as Director | Management | For | For |
| 1.9 | Elect James P. Slattery as Director | Management | For | For |
| 1.9 | Elect Christopher J. Steffen as Director | Management | For | For |
| 2A. | Amend Bylaws Re: Enhanced Restrictions to Mitigate the Risk of Attribution of Income to U.S. Shareholders | Management | For | For |
| 2B. | Amend Bylaws Re: Director and Officer Liability | Management | For | For |
| 2C. | Amend Bylaws Re: Jurisdictional Limits of Corporate Action | Management | For | For |
| 2D. | Amend Bylaws Re: Director Actions | Management | For | For |
| 2E. | Amend Bylaws Re: Casting of Votes | Management | For | For |
| 2F. | Amend Bylaws Re: Transfer of Shares | Management | For | For |
| 2G. | Amend Bylaws Re: Number of Directors | Management | For | For |
| 2H. | Amend Bylaws Re: Editorial Changes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | Against |
| 4 | Approve the Material Terms of the Performance Goals Under Performance Incentive Plan | Management | For | For |
| 5 | Approve KPMG Bermuda as Auditors | Management | For | For |
| |
|---|
POLYCOM, INC.
MEETING DATE: MAY 27, 2010 |
TICKER: PLCM SECURITY ID: 73172K104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert C. Hagerty | Management | For | For |
| 1.2 | Elect Director Michael R. Kourey | Management | For | For |
| 1.3 | Elect Director Betsy S. Atkins | Management | For | For |
| 1.4 | Elect Director David G. DeWalt | Management | For | For |
| 1.5 | Elect Director John A. Kelley, Jr. | Management | For | For |
| 1.6 | Elect Director D. Scott Mercer | Management | For | For |
| 1.7 | Elect Director William A. Owens | Management | For | For |
| 1.8 | Elect Director Kevin T. Parker | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
PROVIDENCE SERVICE CORP., THE
MEETING DATE: NOV 19, 2009 |
TICKER: PRSC SECURITY ID: 743815102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| |
|---|
PROVIDENCE SERVICE CORPORATION, THE
MEETING DATE: MAY 20, 2010 |
TICKER: PRSC SECURITY ID: 743815102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Hunter Hurst, III | Management | For | For |
| 1.2 | Elect Director Richard A. Kerley | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
REGIS CORP.
MEETING DATE: OCT 29, 2009 |
TICKER: RGS SECURITY ID: 758932107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Rolf F. Bjelland | Management | For | Withhold |
| 1.2 | Elect Director Paul D. Finkelstein | Management | For | Withhold |
| 1.3 | Elect Director Thomas L. Gregory | Management | For | Withhold |
| 1.4 | Elect Director Van Zandt Hawn | Management | For | Withhold |
| 1.5 | Elect Director Susan S. Hoyt | Management | For | Withhold |
| 1.6 | Elect Director David B. Kunin | Management | For | Withhold |
| 1.7 | Elect Director Stephen Watson | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
RRI ENERGY, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: RRI SECURITY ID: 74971X107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director E. William Barnett | Management | For | For |
| 2 | Elect Director Mark M. Jacobs | Management | For | For |
| 3 | Elect Director Steven L. Miller | Management | For | For |
| 4 | Elect Director Laree E. Perez | Management | For | For |
| 5 | Elect Director Evan J. Silverstein | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| |
|---|
RTI INTERNATIONAL METALS, INC.
MEETING DATE: APR 30, 2010 |
TICKER: RTI SECURITY ID: 74973W107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Daniel I. Booker | Management | For | For |
| 1.2 | Elect Director Donald P. Fusilli, Jr. | Management | For | For |
| 1.3 | Elect Director Ronald L. Gallatin | Management | For | For |
| 1.4 | Elect Director Charles C. Gedeon | Management | For | For |
| 1.5 | Elect Director Robert M. Hernandez | Management | For | For |
| 1.6 | Elect Director Dawne S. Hickton | Management | For | For |
| 1.7 | Elect Director Edith E. Holiday | Management | For | For |
| 1.8 | Elect Director Bryan T. Moss | Management | For | For |
| 1.9 | Elect Director James A. Williams | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
RYLAND GROUP, INC., THE
MEETING DATE: APR 28, 2010 |
TICKER: RYL SECURITY ID: 783764103
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Leslie M. Frecon | Management | For | For |
| 1.2 | Elect Director Roland A. Hernandez | Management | For | For |
| 1.3 | Elect Director William L. Jews | Management | For | For |
| 1.4 | Elect Director Ned Mansour | Management | For | For |
| 1.5 | Elect Director Robert E. Mellor | Management | For | For |
| 1.6 | Elect Director Norman J. Metcalfe | Management | For | For |
| 1.7 | Elect Director Larry T. Nicholson | Management | For | For |
| 1.8 | Elect Director Charlotte St. Martin | Management | For | For |
| 1.9 | Elect Director Robert G van Schoonenberg | Management | For | For |
| 2 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| 4 | Ratify Auditors | Management | For | For |
| |
|---|
RYOYO ELECTRO CORP.
MEETING DATE: APR 28, 2010 |
TICKER: 8068 SECURITY ID: ��J65801102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, With a Final Dividend of JPY 15 | Management | For | For |
| 2 | Amend Articles To Amend Business Lines | Management | For | For |
| 3 | Appoint Statutory Auditor | Management | For | For |
| |
|---|
SOUTHWEST GAS CORPORATION
MEETING DATE: MAY 6, 2010 |
TICKER: SWX SECURITY ID: 844895102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Boughner | Management | For | For |
| 1.2 | Elect Director Thomas E. Chestnut | Management | For | For |
| 1.3 | Elect Director Stephen C. Comer | Management | For | For |
| 1.4 | Elect Director Richard M. Gardner | Management | For | For |
| 1.5 | Elect Director Leroy C. Hanneman, Jr. | Management | For | For |
| 1.6 | Elect Director James J. Kropid | Management | For | For |
| 1.7 | Elect Director Michael O. Maffie | Management | For | For |
| 1.8 | Elect Director Anne L. Mariucci | Management | For | For |
| 1.9 | Elect Director Michael J. Melarkey | Management | For | For |
| 1.10 | Elect Director Jeffrey W. Shaw | Management | For | For |
| 1.11 | Elect Director Thomas A. Thomas | Management | For | For |
| 1.12 | Elect Director Terrence L. Wright | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SPARTECH CORP.
MEETING DATE: MAR 11, 2010 |
TICKER: SEH SECURITY ID: 847220209
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Edward J. Dineen | Management | For | For |
| 1.2 | Elect Director Victoria M. Holt | Management | For | For |
| 1.3 | Elect Director Walter J. Klein | Management | For | For |
| 1.4 | Elect Director Pamela F. Lenehan | Management | For | For |
| 1.5 | Elect Director Myles S. Odaniell | Management | For | For |
| 1.6 | Elect Director Craig A. Wolfanger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SPARX GROUP CO. LTD.
MEETING DATE: JUN 18, 2010 |
TICKER: 8739 SECURITY ID: J7656U105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Amend Articles to Amend Business Lines | Management | For | For |
| 2.1 | Elect Director Shuuhei Abe | Management | For | For |
| 2.2 | Elect Director Mikio Fujii | Management | For | For |
| 2.3 | Elect Director Naotaka Murasumi | Management | For | For |
| 2.4 | Elect Director Takahisa Matsuura | Management | For | For |
| 3 | Appoint Statutory Auditor Katsumasa Fujita | Management | For | For |
| 4 | Appoint Alternate Statutory Auditor Hiroyuki Tanaka | Management | For | For |
| 5 | Approve Stock Option Plan | Management | For | For |
| |
|---|
SUPERIOR ENERGY SERVICES, INC.
MEETING DATE: MAY 21, 2010 |
TICKER: SPN SECURITY ID: 868157108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Harold J. Bouillion | Management | For | For |
| 1.2 | Elect Director Enoch L. Dawkins | Management | For | For |
| 1.3 | Elect Director James M. Funk | Management | For | For |
| 1.4 | Elect Director Terence E. Hall | Management | For | For |
| 1.5 | Elect Director Ernest E. 'Wyn' Howard, III | Management | For | For |
| 1.6 | Elect Director Justin L. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
SYNNEX CORPORATION
MEETING DATE: MAR 22, 2010 |
TICKER: SNX SECURITY ID: 87162W100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert Huang | Management | For | For |
| 1.2 | Elect Director Kevin Murai | Management | For | For |
| 1.3 | Elect Director Matthew Miau | Management | For | For |
| 1.4 | Elect Director Fred Breidenbach | Management | For | For |
| 1.5 | Elect Director Gregory Quesnel | Management | For | For |
| 1.6 | Elect Director Dwight Steffensen | Management | For | For |
| 1.7 | Elect Director James Van Horne | Management | For | For |
| 1.8 | Elect Director Duane Zitzner | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TCF FINANCIAL CORPORATION
MEETING DATE: APR 28, 2010 |
TICKER: TCB SECURITY ID: 872275102
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Peter Bell | Management | For | For |
| 1.2 | Elect Director William F. Bieber | Management | For | Withhold |
| 1.3 | Elect Director Theodore J. Bigos | Management | For | Withhold |
| 1.4 | Elect Director William A. Cooper | Management | For | For |
| 1.5 | Elect Director Thomas A. Cusick | Management | For | For |
| 1.6 | Elect Director Luella G. Goldberg | Management | For | Withhold |
| 1.7 | Elect Director George G. Johnson | Management | For | For |
| 1.8 | Elect Director Vance K. Opperman | Management | For | Withhold |
| 1.9 | Elect Director Gregory J. Pulles | Management | For | For |
| 1.10 | Elect Director Gerald A. Schwalbach | Management | For | Withhold |
| 1.11 | Elect Director Douglas A. Scovanner | Management | For | For |
| 1.12 | Elect Director Ralph Strangis | Management | For | Withhold |
| 1.13 | Elect Director Barry N. Winslow | Management | For | For |
| 2 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TEAM HEALTH HOLDINGS, INC.
MEETING DATE: MAY 26, 2010 |
TICKER: TMH SECURITY ID: 87817A107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director H. Lynn Massingale | Management | For | Withhold |
| 1.2 | Elect Director Neil P. Simpkins | Management | For | Withhold |
| 1.3 | Elect Director Earl P. Holland | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
| |
|---|
TEMPUR-PEDIC INTERNATIONAL INC.
MEETING DATE: MAY 4, 2010 |
TICKER: TPX SECURITY ID: 88023U101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Elect Director Mark Sarvary | Management | For | For |
| 2 | Elect Director Evelyn Dilsaver | Management | For | For |
| 3 | Elect Director Francis A. Doyle | Management | For | For |
| 4 | Elect Director John A. Heil | Management | For | For |
| 5 | Elect Director Peter K. Hoffman | Management | For | For |
| 6 | Elect Director Sir Paul Judge | Management | For | For |
| 7 | Elect Director Nancy F. Koehn | Management | For | For |
| 8 | Elect Director Christopher A. Masto | Management | For | For |
| 9 | Elect Director P. Andrews McLane | Management | For | For |
| 10 | Elect Director Robert B. Trussell, Jr. | Management | For | For |
| 11 | Ratify Auditors | Management | For | For |
| 12 | Approve Executive Incentive Bonus Plan | Management | For | For |
| |
|---|
TRADESTATION GROUP, INC.
MEETING DATE: JUN 1, 2010 |
TICKER: TRAD SECURITY ID: 89267P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Denise Dickins | Management | For | For |
| 1.2 | Elect Director Michael W. Fipps | Management | For | For |
| 1.3 | Elect Director Nathan D. Leight | Management | For | For |
| 1.4 | Elect Director Salomon Sredni | Management | For | For |
| 1.5 | Elect Director Charles F. Wright | Management | For | For |
| 2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| |
|---|
TSUTSUMI JEWELRY CO. LTD.
MEETING DATE: JUN 29, 2010 |
TICKER: 7937 SECURITY ID: J93558104
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
| 2.1 | Elect Director Katsumi Okano | Management | For | For |
| 2.2 | Elect Director Satoshi Tagai | Management | For | For |
| 2.3 | Elect Director Atsuhide Mizutani | Management | For | For |
| 3 | Appoint Alternate Statutory Auditor Toshio Miyahara | Management | For | For |
| |
|---|
UNITED STATIONERS INC.
MEETING DATE: MAY 26, 2010 |
TICKER: USTR SECURITY ID: 913004107
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Roy W. Haley | Management | For | For |
| 1.2 | Elect Director Benson P. Shapiro | Management | For | For |
| 1.3 | Elect Director Alex D. Zoghlin | Management | For | For |
| 1.4 | Elect Director Noah T. Maffitt | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VCA ANTECH, INC.
MEETING DATE: JUN 14, 2010 |
TICKER: WOOF SECURITY ID: 918194101
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert L. Antin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
VIASAT, INC.
MEETING DATE: OCT 1, 2009 |
TICKER: VSAT SECURITY ID: 92552V100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Robert W. Johnson | Management | For | For |
| 1.2 | Elect Director John P. Stenbit | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Qualified Employee Stock Purchase Plan | Management | For | Against |
| |
|---|
WADDELL & REED FINANCIAL, INC.
MEETING DATE: APR 7, 2010 |
TICKER: WDR SECURITY ID: 930059100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Henry J. Herrmann | Management | For | Withhold |
| 1.2 | Elect Director James M. Raines | Management | For | Withhold |
| 1.3 | Elect Director William L. Rogers | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Shareholder | Against | Abstain |
| |
|---|
WASHINGTON FEDERAL, INC.
MEETING DATE: JAN 20, 2010 |
TICKER: WFSL SECURITY ID: 938824109
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Derek L. Chinn | Management | For | For |
| 1.2 | Elect Director Thomas J. Kelley | Management | For | For |
| 1.3 | Elect Director Barbara L. Smith | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WESCO INTERNATIONAL, INC.
MEETING DATE: MAY 19, 2010 |
TICKER: WCC SECURITY ID: 95082P105
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director Sandra Beach Lin | Management | For | Withhold |
| 1.2 | Elect Director Robert J. Tarr, Jr. | Management | For | Withhold |
| 1.3 | Elect Director Stephen A. Van Oss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WESTAR ENERGY, INC.
MEETING DATE: MAY 20, 2010 |
TICKER: WR SECURITY ID: 95709T100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1.1 | Elect Director B. Anthony Isaac | Management | For | For |
| 1.2 | Elect Director Michael F. Morrissey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| |
|---|
WESTERN LIBERTY BANCORP
MEETING DATE: OCT 7, 2009 |
TICKER: WLBC SECURITY ID: 378983100
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve SPAC Transaction | Management | For | For |
| 2 | If you have placed a vote on Proposal 1 and wish to Exercise your Conversion Rights, you should vote FOR this proposal and follow the instructions in the company?s filing with the SEC | Management | None | Against |
| 3 | Approve Stock Option Plan Grants to Richard A.C. Coles, Michael B. Frankel and George A. Rosenbaum | Management | For | For |
| 4 | Amend Articles of Incorporation to Remove Certain Provisions Related to Business Combinations | Management | For | For |
| 5 | Amend Articles of Incorporation to Allow Holders of 30 percent Interest to Exercise their Conversion Rights | Management | For | For |
| 6 | Amend Articles of Incorporation to Remove Requirement that Holders of Public Shares who Vote Against Acquisition May Convert Shares | Management | For | For |
| 7 | Change Company Name | Management | For | For |
| 8 | Amend Articles of Incorporation to to Provide for Perpetual Existence | Management | For | For |
| 9 | Amend Articles of Incorporation to Delete Certain Provisions Pertaining to Dissolution and Liquidation of Company Assets | Management | For | For |
| 10 | Amend Articles of Incorporation to Delete Certain Provisions | Management | For | For |
| 11 | Approve Distribution of Trust Account | Management | For | For |
| 12.1 | Elect Director Jason N. Ader | Management | For | For |
| 12.2 | Elect Director Richard A.C. Coles | Management | For | For |
| 12.3 | Elect Director Dr. Leonard E. Goodall | Management | For | For |
| 12.4 | Elect Director Robert G. Goldstein | Management | For | For |
| 12.5 | Elect Director Daniel B. Silvers | Management | For | For |
| 12.6 | Elect Director Michael B. Frankel | Management | For | For |
| 12.7 | Elect Director William Stephan | Management | For | For |
| 13 | Adjourn Meeting | Management | For | For |
| |
|---|
WESTERN LIBERTY BANCORP
MEETING DATE: MAR 25, 2010 |
TICKER: WLBC SECURITY ID: 961443108
|
|
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
|---|
| 1 | Approve Merger Agreement | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I
Fidelity Advisor Series VII
Fidelity Advisor Series VIII
Fidelity Beacon Street Trust
Fidelity Capital Trust
Fidelity Central Investment Portfolios LLC
Fidelity Commonwealth Trust
Fidelity Concord Street Trust
Fidelity Congress Street Fund
Fidelity Contrafund
Fidelity Covington Trust
Fidelity Destiny Portfolios
Fidelity Devonshire Trust
Fidelity Exchange Fund
Fidelity Financial Trust | Fidelity Hanover Street Trust
Fidelity Hastings Street Trust
Fidelity Investment Trust
Fidelity Magellan Fund
Fidelity Mt. Vernon Street Trust
Fidelity Puritan Trust
Fidelity Securities Fund
Fidelity Select Portfolios
Fidelity Summer Street Trust
Fidelity Trend Fund
Variable Insurance Products Fund
Variable Insurance Products Fund II
Variable Insurance Products Fund III
Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Jay Burke my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after June 1, 2009.
WITNESS my hand on this 1st day of June 2009.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer
