 |
| High Yield Fund | 07/01/2010 - 06/30/2011 |
| ICA File Number: 811-4119 |
| Reporting Period: 07/01/2010 - 06/30/2011 |
| T. Rowe Price High Yield Fund, Inc. |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-4119 |
T. Rowe Price High Yield Fund, Inc. |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Edward C. Bernard |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
| Registrant's telephone number, including area code: (410) 345-3577 |
| Date of fiscal year end: 5/31 |
| Date of reporting period: 07/01/2010 to 06/30/2011 |
| SIGNATURES |
| Pursuant to the requirements of the Investment Company Act of 1940, the |
| registrant has duly caused this report to be signed on its behalf by the |
| undersigned, thereunto duly authorized. |
| (Registrant) T. Rowe Price High Yield Fund, Inc. |
| By (Signature and Title) /s/ Edward C. Bernard |
| Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
| Date August 30, 2011 |
=============================== HIGH YIELD FUND ================================
ACCELLENT INC 10.50% DUE DECEMBER 1, 2013
Ticker: N/A Security ID: B121L82
Meeting Date: OCT 15, 2010 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the total N/A Take no Management
consideration of USD 1,030.00 per USD action
1,000 P/A which includes the consent
payment of USD 10.00 per USD 1,000 p.a.
Holders will also receive accrued and
unpaid interest up to but not including
settlement date.
--------------------------------------------------------------------------------
AMERICAN CAPITAL, LTD.
Ticker: ACAS Security ID: 02503Y103
Meeting Date: SEP 15, 2010 Meeting Type: Annual
Record Date: JUL 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mary C. Baskin For Against Management
2 Elect Director Neil M. Hahl For Against Management
3 Elect Director Philip R. Harper For Against Management
4 Elect Director John A. Koskinen For Against Management
5 Elect Director Stan Lundine For Against Management
6 Elect Director Kenneth D. Peterson For Against Management
7 Elect Director Alvin N. Puryear For Against Management
8 Elect Director Malon Wilkus For Against Management
9 Approve Non-Employee Director Stock For Against Management
Option Plan
10 Approve Conversion of Securities For Against Management
11 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 029912201
Meeting Date: MAY 18, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Raymond P. Dolan For For Management
2 Elect Director Ronald M. Dykes For For Management
3 Elect Director Carolyn F. Katz For For Management
4 Elect Director Gustavo Lara Cantu For For Management
5 Elect Director Joann A. Reed For For Management
6 Elect Director Pamela D.A. Reeve For For Management
7 Elect Director David E. Sharbutt For For Management
8 Elect Director James D. Taiclet, Jr. For For Management
9 Elect Director Samme L. Thompson For For Management
10 Ratify Auditors For For Management
11 Reduce Supermajority Vote Requirement For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMO ESCROW 11.5% 144A NOTES DUE DECEMBER 15, 2017
Ticker: N/A Security ID: 00175KAA2
Meeting Date: JUN 20, 2011 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Consent to the waiver under the N/A Yes Management
indenture
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 17, 2011 Meeting Type: Annual
Record Date: MAR 22, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John R. Butler, Jr. For For Management
2 Elect Director Kevin P. Chilton For For Management
3 Elect Director Luke R. Corbett For Against Management
4 Elect Director H. Paulett Eberhart For For Management
5 Elect Director Preston M. Geren, III For For Management
6 Elect Director John R. Gordon For For Management
7 Elect Director James T. Hackett For For Management
8 Ratify Auditors For For Management
9 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
10 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
11 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
12 Require Independent Board Chairman Against Against Shareholder
13 Pro-rata Vesting of Equity Plans Against For Shareholder
14 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
AOL INC.
Ticker: AOL Security ID: 00184X105
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 30, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Tim Armstrong For For Management
2 Elect Director Richard Dalzell For For Management
3 Elect Director Karen Dykstra For For Management
4 Elect Director Alberto Ibarguen For For Management
5 Elect Director Susan Lyne For For Management
6 Elect Director Patricia Mitchell For For Management
7 Elect Director Fredric Reynolds For For Management
8 Elect Director James Stengel For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 29, 2011 Meeting Type: Annual
Record Date: MAR 01, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Randall L. Stephenson For For Management
2 Elect Director Gilbert F. Amelio For For Management
3 Elect Director Reuben V. Anderson For For Management
4 Elect Director James H. Blanchard For For Management
5 Elect Director Jaime Chico Pardo For For Management
6 Elect Director James P. Kelly For For Management
7 Elect Director Jon C. Madonna For For Management
8 Elect Director Lynn M. Martin For For Management
9 Elect Director John B. McCoy For For Management
10 Elect Director Joyce M. Roche For For Management
11 Elect Director Matthew K. Rose For For Management
12 Elect Director Laura D Andrea Tyson For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Report on Political Contributions Against Against Shareholder
18 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
19 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
BERRY PLASTICS HOLDING 8.875% DUE SEPTEMBER 15, 2014
Ticker: N/A Security ID: B3KYGG0
Meeting Date: NOV 09, 2010 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the total N/A Yes Management
consideration of USD 1,047.50 per USD
1,000 P/A which includes the consent
payment of USD 30.00 per USD 1,000 p.a.
Holders will also receive accrued and
unpaid interest up to but not including
the applicable payment date.
--------------------------------------------------------------------------------
CIT GROUP 7% DUE MAY 1, 2017
Ticker: N/A Security ID: B4ZWBK5
Meeting Date: MAY 20, 2011 Meeting Type: Consent and Exchange
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the Total Exchange N/A Take no Management
Consideration which includes 1,000 P/A action
of the new notes and the Consent
Payment of 2.50 USD.
--------------------------------------------------------------------------------
CIT GROUP INC.
Ticker: CIT Security ID: 125581801
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 14, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John A. Thain For For Management
2 Elect Director Michael J. Embler For For Management
3 Elect Director William M. Freeman For For Management
4 Elect Director David M. Moffett For For Management
5 Elect Director R. Brad Oates For For Management
6 Elect Director Marianne Miller Parrs For For Management
7 Elect Director Gerald Rosenfeld For For Management
8 Elect Director John R. Ryan For Against Management
9 Elect Director Seymour Sternberg For For Management
10 Elect Director Peter J. Tobin For For Management
11 Elect Director Laura S. Unger For For Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
14 Advisory Vote on Say on Pay Frequency One Year One Year Management
15 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CRICKET COMMUNICATIONS 9.375% DUE NOVEMBER 1, 2014
Ticker: N/A Security ID: B1XK7B3
Meeting Date: NOV 08, 2010 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the total N/A Yes Management
consideration of USD 1,050.63 per USD
1,000 P/A which includes the consent
payment of USD 20.00 per USD 1,000 p.a.
Holders will also receive accrued and
unpaid interest up to but not including
the applicable payment date.
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale N. Hatfield For For Management
1.2 Elect Director Lee W. Hogan For For Management
1.3 Elect Director Robert F. Mckenzie For For Management
1.4 Elect Director David C. Abrams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
DAVITA INC SENIOR 7.25% NOTES DUE MARCH 15, 2015
Ticker: N/A Security ID: B0JZ5T9
Meeting Date: OCT 04, 2010 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the total N/A Yes Management
consideration of USD 1,038.75 per USD
1,000 P/A which includes the consent
payment of USD 30.00 per USD 1,000 p.a.
Holders will also receive accrued and
unpaid interest up to but not including
settlement date.
--------------------------------------------------------------------------------
DEL MONTE CORP 7.5% DUE OCTOBER 15, 2019
Ticker: N/A Security ID: B5Q86Z9
Meeting Date: JAN 21, 2011 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the total N/A Yes Management
consideration for each USD 1,000
principal amount of 2019.
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 25, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raj Agrawal For Withhold Management
1.2 Elect Director Warren F. Bryant For For Management
1.3 Elect Director Michael M. Calbert For Withhold Management
1.4 Elect Director Richard W. Dreiling For For Management
1.5 Elect Director Adrian Jones For Withhold Management
1.6 Elect Director William C. Rhodes, III For For Management
1.7 Elect Director David B. Rickard For For Management
2 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EUROPCAR GROUPE, SENIOR NOTES DUE 2013
Ticker: N/A Security ID: B1BX9Z2
Meeting Date: NOV 09, 2010 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders vote in favor of all N/A Yes Management
resolutions and receive the early
deadline payment of 10.00 EUR per EUR
1,000 principal amount.
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 16, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Stephen G. Butler For For Management
2 Elect Director Kimberly A. Casiano For For Management
3 Elect Director Anthony F. Earley, Jr. For For Management
4 Elect Director Edsel B. Ford II For For Management
5 Elect Director William Clay Ford, Jr. For For Management
6 Elect Director Richard A. Gephardt For For Management
7 Elect Director James H. Hance, Jr. For For Management
8 Elect Director Irvine O. Hockaday, Jr. For For Management
9 Elect Director Richard A. Manoogian For For Management
10 Elect Director Ellen R. Marram For For Management
11 Elect Director Alan Mulally For For Management
12 Elect Director Homer A. Neal For For Management
13 Elect Director Gerald L. Shaheen For For Management
14 Elect Director John L. Thornton For For Management
15 Ratify Auditors For For Management
16 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
17 Advisory Vote on Say on Pay Frequency One Year One Year Management
18 Publish Political Contributions Against Against Shareholder
19 Approve Recapitalization Plan for all Against For Shareholder
Stock to have One-vote per Share
20 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
GENERAL GROWTH PROPERTIES, INC.
Ticker: GGP Security ID: 370023103
Meeting Date: APR 27, 2011 Meeting Type: Annual
Record Date: FEB 28, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Clark For For Management
1.2 Elect Director Mary Lou Fiala For For Management
1.3 Elect Director Bruce J. Flatt For For Management
1.4 Elect Director John K. Haley For For Management
1.5 Elect Director Cyrus Madon For For Management
1.6 Elect Director Sandeep Mathrani For For Management
1.7 Elect Director David J. Neithercut For For Management
1.8 Elect Director Sheli Z. Rosenberg For For Management
1.9 Elect Director John G. Schreiber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 07, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Daniel F. Akerson For For Management
2 Elect Director David Bonderman For For Management
3 Elect Director Erroll B. Davis, Jr. For For Management
4 Elect Director Stephen J. Girsky For For Management
5 Elect Director E. Neville Isdell For For Management
6 Elect Director Robert D. Krebs For For Management
7 Elect Director Philip A. Laskawy For For Management
8 Elect Director Kathryn V. Marinello For For Management
9 Elect Director Patricia F. Russo For For Management
10 Elect Director Carol M. Stephenson For For Management
11 Elect Director Cynthia A. Telles For Against Management
12 Ratify Auditors For For Management
13 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
--------------------------------------------------------------------------------
GROHE HOLDING GMBH NOTES DUE 2014
Ticker: N/A Security ID: B1N83D1
Meeting Date: MAR 01, 2011 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the consent N/A Yes - Option Management
payment of EUR 2.50 per EUR 1,000 P/A. 1
--------------------------------------------------------------------------------
GROHE HOLDING GMBH NOTES DUE 2014
Ticker: N/A Security ID: B1N83D1
Meeting Date: MAR 03, 2011 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the Total N/A Yes - Option Management
Consideration of EUR 1,003.50 per EUR 1
1,000 P/A which includes the consent
payment of EUR 2.50 per EUR 1,000 P/A.
This option is an automatic consent to
the Proposed
--------------------------------------------------------------------------------
INTELSAT CORP 9.25% SENIOR NOTES DUE AUGUST 15, 2014
Ticker: N/A Security ID: B3MYDT0
Meeting Date: SEP 20, 2010 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the total N/A Yes Management
consideration of USD 1,035.00 per USD
1,000 P/A which includes the early
consent payment of USD 30.00 per USD
1,000 P/A. Holders will also receive
accrued and unpaid interest up to but
not including settlement date.
--------------------------------------------------------------------------------
KRATOS DEFENSE AND SEC SOLUTION 10.0% NOTES DUE 2017
Ticker: N/A Security ID: B4L8635
Meeting Date: FEB 01, 2011 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the Consent N/A Yes Management
Payment of 5.00 USD per 1,000.00 USD
P/A of Notes held if the requisite
consent is met, regardless of whether
such holder consented to the proposed
amendments.
--------------------------------------------------------------------------------
LAKES ENTERTAINMENT, INC.
Ticker: LACO Security ID: 51206P109
Meeting Date: JUN 01, 2011 Meeting Type: Annual
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lyle Berman For For Management
1.2 Elect Director Timothy J. Cope For For Management
1.3 Elect Director Neil I. Sell For For Management
1.4 Elect Director Ray M. Moberg For For Management
1.5 Elect Director Larry C. Barenbaum For For Management
1.6 Elect Director Richard D. White For For Management
2 Ratify Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 12, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Thomas P. Capo For For Management
2 Elect Director Curtis J. Clawson For For Management
3 Elect Director Jonathon F. Foster For For Management
4 Elect Director Conrad L. Mallett, Jr. For For Management
5 Elect Director Robert E. Rossiter For For Management
6 Elect Director Donald L. Runkle For For Management
7 Elect Director Gregory C. Smith For For Management
8 Elect Director Henry D.G. Wallace For For Management
9 Ratify Auditors For For Management
10 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
11 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT 10.25% 144A NOTES DUE NOVEMBER 1, 2016
Ticker: N/A Security ID: B56Q6K8
Meeting Date: MAY 06, 2011 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the Consent N/A Yes Management
Payment of USD 20.00 23.75 per USD
1,000.00 P/A of Notes held, subject to
the terms and conditions set forth in
the Consent Solicitation Statement.
--------------------------------------------------------------------------------
LORAL SPACE & COMMUNICATIONS INC.
Ticker: LORL Security ID: 543881106
Meeting Date: MAY 24, 2011 Meeting Type: Annual
Record Date: APR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Harkey, Jr. For For Management
1.2 Elect Director Michael B. Targoff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MERCER INTL INC., 9.25% NOTES DUE 2013
Ticker: N/A Security ID: B0668D0
Meeting Date: NOV 08, 2010 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the total N/A Yes Management
consideration of USD 993.13 per USD
1,000 p.a. and the consent payment of
USD 30.00 per USD 1,000 p.a. Holders
will also receive accrued and unpaid
interest up to, but not including, the
settlement date
--------------------------------------------------------------------------------
MOBILE MINI INC., 9.75% NOTES DUE 2014
Ticker: N/A Security ID: B2B1500
Meeting Date: NOV 12, 2010 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the total N/A Yes Management
consideration of USD 1,052.50 (USD
1,022.50 tender offer consideration
plus USD 30.00 early tender and consent
payment) per USD 1,000 principal amount
of notes tendered.
--------------------------------------------------------------------------------
NOVELIS INC 11.50% SENIOR NOTES DUE FEBRUARY 15, 2015
Ticker: N/A Security ID: B5ZVKZ7
Meeting Date: NOV 30, 2010 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the Total N/A Yes Management
Consideration of 1,258.50 USD per
1,000.00 USD P/A which includes the
early tender payment of 30.00 USD per
1,000.00 USD P/A.
--------------------------------------------------------------------------------
PENN VIRGINIA CORP 10.375% NOTES DUE JUNE 15, 2016
Ticker: N/A Security ID: B5LJ2F9
Meeting Date: MAR 25, 2011 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders choosing this option are N/A Yes Management
consenting to the proposed amendments.
Holders will receive the consent fee of
2.50 USD for each 1,000 USD p.a. of
notes
--------------------------------------------------------------------------------
POKAGON GAMING AUTHORITY 10.375% DUE JUNE 15, 2014
Ticker: N/A Security ID: 730857AA7
Meeting Date: JUN 21, 2011 Meeting Type: Consent and Tender
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders will receive the Total N/A Yes Management
Consideration of USD 1,031.25 per USD
1,000 P/A.
--------------------------------------------------------------------------------
ROCK-TENN COMPANY
Ticker: RKT Security ID: 772739207
Meeting Date: JAN 28, 2011 Meeting Type: Annual
Record Date: NOV 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Powell Brown For Withhold Management
1.2 Elect Director Robert M. Chapman For For Management
1.3 Elect Director Russell M. Currey For For Management
1.4 Elect Director G. Stephen Felker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency None One Year Management
--------------------------------------------------------------------------------
ROCK-TENN COMPANY
Ticker: RKT Security ID: 772739207
Meeting Date: MAY 27, 2011 Meeting Type: Special
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SMURFIT-STONE CONTAINER CORPORATION
Ticker: SSCC Security ID: 83272A104
Meeting Date: MAY 27, 2011 Meeting Type: Special
Record Date: APR 08, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION
Ticker: S Security ID: 852061100
Meeting Date: MAY 10, 2011 Meeting Type: Annual
Record Date: MAR 11, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Election Director Robert R. Bennett For For Management
2 Election Director Gordon M. Bethune For For Management
3 Election Director Larry C. Glasscock For For Management
4 Election Director James H. Hance, Jr. For For Management
5 Election Director Daniel R. Hesse For For Management
6 Election Director V. Janet Hill For For Management
7 Election Director Frank Ianna For For Management
8 Election Director Sven-Christer Nilsson For For Management
9 Election Director William R. Nuti For For Management
10 Election Director Rodney O' Neal For For Management
11 Ratify Auditors For For Management
12 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
13 Advisory Vote on Say on Pay Frequency One Year One Year Management
14 Report on Political Contributions Against Against Shareholder
15 Stock Retention/Holding Period Against Against Shareholder
16 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 21, 2011 Meeting Type: Annual
Record Date: FEB 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel W. Bodman, III For For Management
1.2 Elect Director Paul Hanrahan For For Management
1.3 Elect Director Kristina M. Johnson For For Management
1.4 Elect Director Tarun Khanna For For Management
1.5 Elect Director John A. Koskinen For For Management
1.6 Elect Director Philip Lader For For Management
1.7 Elect Director Sandra O. Moose For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Philip A. Odeen For For Management
1.10 Elect Director Charles O. Rossotti For For Management
1.11 Elect Director Sven Sandstrom For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE GREAT ATLANTIC & PACIFIC TEA COMPANY, INC.
Ticker: GAPTQ Security ID: 390064103
Meeting Date: JUL 15, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2.1 Elect Director B. Gaunt For Withhold Management
2.2 Elect Director D. Kourkoumelis For For Management
2.3 Elect Director E. Lewis For For Management
2.4 Elect Director G. Mays For Withhold Management
2.5 Elect Director M. B. Tart-Bezer For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIME WARNER CABLE INC.
Ticker: TWC Security ID: 88732J207
Meeting Date: MAY 19, 2011 Meeting Type: Annual
Record Date: MAR 24, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Carole Black For For Management
2 Elect Director Glenn A. Britt For For Management
3 Elect Director Thomas H. Castro For For Management
4 Elect Director David C. Chang For For Management
5 Elect Director James E. Copeland, Jr. For For Management
6 Elect Director Peter R. Haje For For Management
7 Elect Director Donna A. James For For Management
8 Elect Director Don Logan For For Management
9 Elect Director N.J. Nicholas, Jr. For For Management
10 Elect Director Wayne H. Pace For For Management
11 Elect Director Edward D. Shirley For For Management
12 Elect Director John E. Sununu For For Management
13 Ratify Auditors For For Management
14 Approve Omnibus Stock Plan For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: MAY 20, 2011 Meeting Type: Annual
Record Date: MAR 25, 2011
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director James L. Barksdale For For Management
2 Elect Director William P. Barr For For Management
3 Elect Director Jeffrey L. Bewkes For For Management
4 Elect Director Stephen F. Bollenbach For For Management
5 Elect Director Frank J. Caufield For For Management
6 Elect Director Robert C. Clark For For Management
7 Elect Director Mathias Dopfner For For Management
8 Elect Director Jessica P. Einhorn For For Management
9 Elect Director Fred Hassan For For Management
10 Elect Director Michael A. Miles For For Management
11 Elect Director Kenneth J. Novack For For Management
12 Elect Director Paul D. Wachter For For Management
13 Elect Director Deborah C. Wright For For Management
14 Ratify Auditors For For Management
15 Advisory Vote to Ratify Named Executive For For Management
Officers' Compensation
16 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
17 Reduce Supermajority Vote Requirement For For Management
18 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
VANTAGE DRILLING CO 11.5% SENIOR SECURED FIRST LIEN NOTES DUE 2015
Ticker: N/A Security ID: B67K736
Meeting Date: MAY 12, 2011 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders elect to consent to the N/A Yes Management
proposed amendments and receive the
consent fee of 5.00 USD per 1,000 USD
p.a.
--------------------------------------------------------------------------------
WIND ACQUISITION FINANCE SA 11.75% SENIOR NOTES DUE JULY 15, 2017
Ticker: N/A Security ID: B3P9K35
Meeting Date: NOV 05, 2010 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders who consent to the proposed N/A Yes Management
amendments are entitled to receive the
consent fee(s) as described below
(under other pertinent information) per
1,000 USD P/A.
--------------------------------------------------------------------------------
WIND ACQUISITION FINANCE SA 12.25% SENIOR NOTES DUE JULY 15, 2017
Ticker: N/A Security ID: B54RLL9
Meeting Date: NOV 05, 2010 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders who consent to the proposed N/A Yes Management
amendments are entitled to receive the
consent fee(s) as described below
(under other pertinent information) per
1,000 EUR P/A.
--------------------------------------------------------------------------------
WIND ACQUISITION FINANCE SA 11.75% SENIOR NOTES DUE JULY 15, 2017
Ticker: N/A Security ID: B3P9K35
Meeting Date: FEB 22, 2011 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders who consent to the proposed N/A Yes Management
amendments are entitled to receive the
consent fee(s) as described below
(under other pertinent information) per
1,000 USD P/A.
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WYNN LAS VEGAS LLC 7.75% FIRST MORTGAGE NOTES DUE AUGUST 15, 2020
Ticker: N/A Security ID: B5BJDT0
Meeting Date: JAN 21, 2011 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders choosing this option consent to N/A No Management
the proposed amendments to the
indenture. Holders will receive USD
1.25 for each USD 1,000 p.a. for which
the related consent has been validly
delivered and not validly revoked.
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WYNN LAS VEGAS LLC 7.875% FIRST MORTGAGE NOTES DUE NOVEMBER 1, 2017
Ticker: N/A Security ID: B63DM23
Meeting Date: JAN 21, 2011 Meeting Type: Consent
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Holders choosing this option consent to N/A No Management
the proposed amendments to the
indenture. Holders will receive USD
1.25 for each USD 1,000 p.a. for which
the related consent has been validly
delivered and not validly revoked.
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