UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 15, 2017
CITIZENS FINANCIAL GROUP, INC.
(Exact name of registrant as specified in its charter)
| | | | |
| Delaware | | 001-36636 | | 05-0412693 |
(State or other jurisdiction
of incorporation ) | | (Commission File No.) | | (IRS Employer
Identification No.) |
| |
One Citizens Plaza Providence, RI | | 02903 |
| (Address of principal executive offices) | | (Zip code) |
Registrant’s telephone number, including area code: (401)456-7000
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act (17 CFR240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act (17 CFR240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 under the Securities Act (17 CFR 230.405) orRule 12b-2 under the Exchange Act (17 CFR240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 7.01 | Regulation FD Disclosure. |
Citizens Financial Group, Inc.’s Head of Business Services, Mary Ellen Baker, and Chief Information Officer, Tony Moscrop, will present at the Bank of America Merrill Lynch Future of Financials Conference on Wednesday, November 15, 2017 at 2:05 p.m. ET. A live webcast will be available athttp://investor.citizensbank.com under Events & Presentations. A replay of the webcast will be available for 30 days.
A copy of the presentation is attached as Exhibit 99.1. The information furnished pursuant to Item 7.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 (the “Exchange Act”) or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Registrant under the Securities Act of 1933 or the Exchange Act.
| Item 9.01 | Financial Statements and Exhibits. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | |
| CITIZENS FINANCIAL GROUP, INC. |
| |
| By: | | /s/ John F. Woods |
| | John F. Woods |
| | Chief Financial Officer |
Date: November 15, 2017
