SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol PARKER HANNIFIN CORP [ PH ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 08/11/2021 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 130 | D | ||||||||
Restricted Stock Units | 500(1) | D | ||||||||
Restricted Stock Units | 1,000(2) | D | ||||||||
Common Stock | 74 | I | Parker Retirement Savings Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Rights | $166.49 | 08/15/2019(3) | 08/14/2028 | Common Stock | 2,600 | 2,600 | D | ||||||||
Stock Appreciation Rights | $158.9 | 08/14/2020(4) | 08/13/2029 | Common Stock | 2,890 | 2,890 | D | ||||||||
Stock Appreciation Rights | $209.56 | 08/12/2021(5) | 08/11/2030 | Common Stock | 2,590 | 2,590 | D | ||||||||
Stock Appreciation Rights | $296 | 08/11/2021 | A | 6,740 | 08/11/2022(6) | 08/10/2031 | Common Stock | 6,740 | $0 | 6,740 | D |
Explanation of Responses: |
1. Represents Restricted Stock Unit award originally granted on August 26, 2019 with vestings in equal annual increments for years 2020, 2021 and 2022, respectively. |
2. Represents Restricted Stock Unit award originally granted on February 24, 2021 with vestings in equal annual increments for years 2022, 2023 and 2024, respectively. |
3. The Stock Appreciation Rights award was granted on August 15, 2018 and vests in 3 equal annual installments beginning August 15, 2019. |
4. The Stock Appreciation Rights award was granted on August 14, 2019 and vests in 3 equal annual installments beginning August 14, 2020. |
5. The Stock Appreciation Rights award was granted on August 12, 2020 and vests in 3 equal annual installments beginning August 12, 2021. |
6. The Stock Appreciation Rights award was granted on August 11, 2021 and vests in 3 equal installments beginning August 11, 2022. |
Remarks: |
/s/Kelley B. Standard, Attorney-in-Fact | 08/13/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |