CONFLICT MINERALS REPORT OF
LCI INDUSTRIES
FOR THE REPORTING PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2020
Introduction
This is the Conflict Minerals1 Report of LCI Industries (“we,” “our,” “us,” or the “Company”) prepared for calendar year 2020 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934 (the “Act”). Numerous terms in this Report are defined in Rule 13p-1 of the Act and SEC Release No. 34-67716 (August 22, 2012) under the Act (the “Adopting Release”). The reader is referred to these sources for the definitions of defined terms contained herein.
In accordance with Rule 13p-1, we undertook efforts to determine the presence and source of the conflict minerals within our products. The Company designed its efforts in conformity with the internationally recognized due diligence framework set forth in the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict- Affected and High-Risk Areas 2 (“OECD Due Diligence Guidance”) and related Supplements.
The statements below are based on the activities performed to date in good faith by the Company and are based on the infrastructure and information available at the time of this filing. Factors that could affect the accuracy of these statements include, but are not limited to, incomplete supplier data or available smelter or refiner data, errors or omissions by suppliers, smelters or refiners, evolving identification of smelters or refiners, incomplete information from industry or other third-party sources, continuing guidance regarding the SEC final rules, and other issues.
1 The term “conflict mineral” is defined in Section 1502(e)(4) of the Dodd-Frank Wall Street Reform and Consumer Protection Act as (A) columbite-tantalite, also known as coltan (the metal ore from which tantalum is extracted); cassiterite (the metal ore from which tin is extracted); gold; wolframite (the metal ore from which tungsten is extracted); or their derivatives (collectively, “3TG”); or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or an adjoining country.
2 OECD (2016), OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas: Third Edition, OECD Publishing, Paris. http://dx.doi.org/10.1787/9789264252479-en.
Overview
Company Profile
The Company, through its wholly-owned subsidiary, Lippert Components, Inc. and its subsidiaries (collectively, “Lippert Components” or “LCI”), supplies, domestically and internationally, a broad array of highly engineered components for the leading original equipment manufacturers (“OEMs”) in the recreation and transportation product markets, consisting of recreational vehicles (“RVs”) and adjacent industries including buses; trailers used to haul boats, livestock, equipment, and other cargo; trucks; boats; trains; manufactured homes; and modular housing. The Company also supplies highly engineered components to the related aftermarkets of these industries, primarily by selling to retail dealers, wholesale distributors, and service centers.
We are subject to this rule as we have determined that, during 2020, conflict minerals were likely necessary to the functionality or production of products we manufactured or contracted to manufacture. The Company, as a purchaser of component parts, is many steps removed from the mining of conflict minerals. We do not purchase raw ore or unrefined conflict minerals and we conduct no purchasing activities directly in the DRC or adjoining countries. To assist in our conflict minerals reporting, we hired a third-party service provider, Assent Compliance (“Assent”), to assist our efforts for the products covered by this report.
Conflict Minerals Policy
The Company developed a policy statement to support the goals expressed by Congress in enacting Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The policy highlights the Company’s commitment to complying with the reporting and due diligence obligations required by the SEC rule and the Company’s expectations from its suppliers. The policy resides on our corporate website at https://s24.q4cdn.com/983662463/files/gov_doc/2020/Conflict-Minerals-Policy.pdf.
Product Description; Processing Facilities
Product Description - LCI’s products that fall in scope of the Rule, as they contain (or may contain) one or more of the 3TGs include: steel chassis and related components; axles and suspension solutions; slide-out mechanisms and solutions; thermoformed bath, kitchen, and other products; vinyl, aluminum, and frameless windows; manual, electric, and hydraulic stabilizer and leveling systems; entry, luggage, patio, and ramp doors; furniture and mattresses; electric and manual entry steps; awnings and awning accessories; electronic components; appliances; televisions and sound systems; navigation systems; backup cameras; and other accessories.
Processing Facilities - Based on our due diligence process and the information received from our suppliers, the following facilities were identified by the Company’s suppliers as the smelters or refiners of the tin, tantalum, tungsten, and/or gold present in and necessary to the functionality of products manufactured by the Company in the calendar year ended December 31, 2020. The information from our suppliers is still evolving and may contain company-level declarations. As such, this smelter list is presented in good faith as the best information we have to date. This list may contain smelters or refiners that are not in our supply chain and/or there may be other smelters not yet identified in our due diligence process. We will continue to update the list as our information and the relevant third-party data from the Responsible Minerals Initiative (“RMI”), the London Bullion Market Association (“LBMA”), and the Responsible Jewelry Council (“RJC”) improves. See Appendix A for a list of smelters or refiners identified through the RCOI process.
Reasonable Country of Origin Inquiry Information
To determine whether necessary 3TGs in products originated in Covered Countries, LCI retained Assent, to assist us in reviewing the supply chain in identifying risks. The Company provided a list composed of suppliers and parts associated with the in-scope products to Assent for upload to the Assent Compliance Manager (“ACM”).
To collect data on the materials’ sources of origin procured by the supply chain, LCI utilized the Conflict Minerals Reporting Template (“CMRT”) version 6.01 to conduct a survey of all in-scope suppliers. During the supplier survey, the Company contacted suppliers via the ACM, a platform provided by Assent that enables users to complete and track supplier communications and allows suppliers to upload completed CMRTs directly to the platform for validation, assessment and management. The ACM also provides functionality that meets the OECD Guidance process expectations by evaluating the quality of each supplier response and assigning a health score based on the supplier’s declaration of process engagement. Additionally, the metrics provided in this report, as well as the step-by-step process for supplier engagement and upstream due diligence investigations performed, are managed through this platform.
Via the ACM and Assent team, the Company requested that all suppliers complete a CMRT. Training and education to guide suppliers on best practices and the use of this template was included. Assent monitored and tracked all communications in the ACM for future reporting and transparency. The Company directly contacted the suppliers that were unresponsive to Assent’s communications during the diligence process and requested these suppliers complete the CMRT and submit it to Assent.
The Company’s program continues to include automated data validation on all submitted CMRTs. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers in the CMRT. This data validation is based on questions within the declaration tab of the CMRT which helps to identify areas that require further classification or risk assessment, as well as understand the due diligence efforts of the Tier 1 suppliers. The results of this data validation contribute to the program’s health assessment and are shared with the suppliers to ensure they understand areas that require clarification or improvement.
All submitted forms are accepted and classified as valid or invalid so that data is retained. Suppliers are contacted regarding invalid forms and are encouraged to submit a valid form. Suppliers are also provided with guidance on how to correct these validation errors in the form of feedback to their CMRT submission, training courses and direct engagement help through Assent’s multilingual Supplier Experience team. Since some suppliers may remain unresponsive to feedback, LCI tracks program gaps to account for future improvement opportunities. As of May 13th, 2021 there were 2 invalid supplier submissions that could not be corrected.
As of May 13th, 2021 there were 459 suppliers in scope of the conflict minerals program and 299 provided CMRTs. LCI’s total response rate for this reporting year was 65%.
Based on the findings through the RCOI process, LCI was able to determine the countries of origin for a large portion of the 3TGs in its products, refer to Appendix B for a list of potential countries of origin. LCI continued to perform further due diligence on the source and chain of custody of the minerals in question.
Due Diligence Program Design
The Company designed its conflict minerals program to conform, in all material respects, with the five-step framework of the OECD Due Diligence Guidance, the Supplement on Tin, Tantalum, and Tungsten, and the Supplement on Gold, specifically as they relate to our position in the minerals supply chain as a “downstream” company:
Step 1: Establish strong company management systems
Step 2: Identify and assess risks in the supply chain
Step 3: Design and implement a strategy to respond to identified risks
Step 4: Carry out independent third-party audit of smelter/refiner's due diligence practices
Step 5: Report annually on supply chain due diligence
Due diligence requires the Company’s necessary reliance on data provided by direct suppliers and third-party audit programs. There is a risk of incomplete or inaccurate data as the process cannot fully be owned by the Company. However, through continued outreach and process validation, this aligns with industry standards and market expectations for downstream companies’ due diligence.
Due Diligence Measures Performed by The Company
The following describes the measures taken to reasonably determine the country of origin and to exercise due diligence in the mineral supply chain in conformance with the OECD Due Diligence Guidance.
Step 1: Establish strong company management systems.
a.Conflict minerals team - The Company established a conflict minerals team that includes individuals from the relevant business units and departments, including compliance, finance, procurement, sales, and legal. The team was structured to include the involvement from those in upper management roles to ensure that critical information, including the Company’s conflict minerals policy, reached relevant employees and suppliers. The Company also uses a third-party service provider, Assent, to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that the Company will undertake with suppliers related to conflict minerals.
b.Conflict minerals policy - The Company adopted and published a policy establishing the expectations of our suppliers. The policy resides on our corporate website at: https://s24.q4cdn.com/983662463/files/gov_doc/2020/Conflict-Minerals-Policy.pdf
c.Internal engagement - We developed a training program to educate employees on our conflict minerals process, the goals of our program, and our reporting obligations as a supplier and a public filer.
d.Supplier engagement - The Company communicated its conflict minerals policy and provided educational materials to our in-scope suppliers. When the request for information was initiated, suppliers were informed of the conflict minerals disclosure requirements as well as recommendations for developing, implementing, and documenting a conflict minerals compliance program. Stakeholders can communicate directly and confidentially with our compliance officer.
e.Company level grievance mechanism - As recommended by the OECD Due Diligence Guidance, the Company has a grievance mechanism in place as a risk-awareness system for conflict minerals issues.
f.Records management - The Company will maintain records relating to our conflict minerals program in accordance with the recommended record retention guidelines of five years. Through Assent, a document retention policy to retain conflict minerals related documents, including suppliers’ responses to CMRTs and the sources identified within each reporting period, has been implemented. The Company stores all of the information and findings from this process in a database that can be audited by internal or external parties.
Step 2: Identify and assess risks in the supply chain.
We performed the following steps as part of our risk assessment process:
a.Identified products in scope - Our conflict minerals team conducted a detailed review of the products manufactured or contracted to be manufactured during the Reporting Period to identify products that should be deemed in-scope as described by the Adopting Release.
b.Conducted RCOI - The Company utilized the industry-developed CMRT to query our suppliers for conflict minerals information. The Company also uses a third-party service provider, Assent, to assist with evaluating supplier chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps that the Company will undertake with suppliers related to conflict minerals. We requested this information from the Tier 1 suppliers who provide materials and components for the products deemed in-scope by our conflict minerals team. We evaluated the responses from the templates submitted by our suppliers to determine our reporting obligation based on this RCOI. See Appendix B for a list of countries of origin identified through the RCOI process.
c.Completed additional follow-up - The Company contacted direct suppliers that did not respond to our request for conflict minerals information by the requested date. We also worked to clarify and validate the accuracy of information provided by our suppliers.
d.Identified smelters or refiners - The Company compiled a list of smelters or refiners in our supply chain using our suppliers’ responses in their CMRTs. Assent determined if the smelter or refiner had been audited against a standard in conformance with the OECD Guidance, such as the Responsible Minerals Assurance Process (“RMAP”). LCI does not have a direct relationship with smelters or refiners and does not perform direct audits of these entities within the supply chain. smelters or refiners that have completed an RMAP assessment are considered conformant by the RMAP, which means that they complied with the RMAP due diligence assessment protocols or an equivalent cross-recognized assessment to determine whether they are DRC Conflict Free. In cases where the smelters or refiners' due diligence practices have not been audited against the RMAP standard or they are considered non-conformant by RMAP, follow-ups are made to suppliers reporting those facilities. Smelters are then assessed for the potential for sourcing risk. The Company maintains a database of smelters or refiners' aliases to reconcile suppliers' smelters or refiners lists to the list of RMI smelters or refiners. We have provided that list in this report within Appendix A.
Step 3: Design and implement a strategy to respond to identified risks.
We performed the following steps as part of our risk management plan:
a.Reporting results to senior management - As necessary, the Conflict Minerals team reports the results of our RCOI to upper management which included the team's plan to respond to risks identified in the due diligence processes.
b.Designed and implemented a plan - The Company used established risk rating criteria to evaluate suppliers based on the responses provided within their CMRT, as well as, any additional documentation furnished to support those responses and the suppliers’ due diligence processes. The resulting risk ratings will be used to develop specific supplier outreach to address the identified risks and to take corrective actions with suppliers found not in compliance with the Company’s conflict minerals policy.
c.Risk mitigation activities - Through Assent, suppliers with submissions that included any smelters and refiners of concern were immediately provided with feedback instructing that suppliers to take their own independent risk mitigation actions. Examples include the submission of a product specific CMRT to better identify the connection to products that they supply to LCI. In addition, suppliers are guided to the education materials on mitigating the risks identified through the data collection process.
d.Verified smelters and refiners - As part of the risk mitigation process, the Company reconciled the list of smelters and refiners collected from suppliers to the list of smelters or refiners' facilities validated by the RMI. The Company maintains a database of smelters or refiners' aliases to reconcile suppliers' smelters or refiners lists to the list of RMI smelters and refiners. See Appendix A for a list of smelters and refiners identified through the RCOI process.
Step 4: Carry out independent third-party audit of smelters and refiners’ due diligence practices
Lippert Components does not have a direct relationship with any 3TG smelters and refiners and does not perform or direct audits of these entities within the supply chain. The Company is using information provided by independent third party audit programs, including the RMI, LBMA and RJC, to confirm the existence and verify the OECD-conformance status of smelters and refiners identified during our due diligence.
Assent also directly contacts smelters and refiners that are not currently enrolled in the RMAP to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its compliance partners. Lippert Components is a signatory of this communication in accordance with the requirements of downstream companies detailed in the OECD Guidance.
Step 5: Report annually on supply chain due diligence
Accordingly, this Conflict Minerals Report has been filed with the SEC and is available on our website at http://www.lci1.com/investors, at the SEC Filings tab. The Company will continue to expand efforts both for transparency through the data collection process and risk evaluation, as well as the disclosure of efforts through the form of public report.
Due Diligence Results
Supply Chain Outreach Results
Supply chain outreach is required to identify the upstream sources of origin of tin, tantalum, tungsten and gold. Following the industry standard process, CMRTs are sent to and requested from 459 in-scope suppliers, who are expected to follow this process until the smelters or refiners' sources are identified. The result of the outreach conducted by the Company for the 2020 reporting year was 297 (65%) with 2 (less than 1%) invalid submissions that could not be corrected.
Upstream Data Transparency
All smelters and refiners listed by suppliers in completed CMRTs, which appear on the RMI-maintained lists, are attached in Appendix A. As is a common practice when requests are sent upstream in the supply chain, those who purchase materials from smelters may not be able to discern exactly which company’s products lines the materials may end up in. As a result, those providing the smelters and refiners have the practice to list all smelters and refiners they may purchase from within the reporting period. Therefore, the smelters or refiners (as sources) listed in Appendix A are likely to be more comprehensive than the list of smelters or refiners which processed the 3TGs contained in the Company’s products.
LCI has taken measures to validate these sources of origin against validated audit programs intended to verify the material types and mine sources of origin for these smelters and refiners. From the gathered responses, 5 smelters that potentially posed a risk due to the presence of some red flag indicators were identified. These smelters are:
•Sudan Refinery - CID002567 – Sudan
•Tony Goetz NV - CID002587 – Belgium
•Fidelity Printers - CID002515 – Zimbabwe
•Kaloti Metals - CID002563 – UAE
•African Gold Refinery - CID003185 - Uganda
Suppliers that identified these specific smelters of concern on their CMRTs were contracted in accordance with the OECD Guidance to inform them of the potential for risk, and to evaluate whether or not these smelters could be connected to the LCI’s products. The suppliers were asked to complete a user-defined or product level CMRT specific to the materials, products or piece parts purchased by LCI, rather than a company-level CMRT, to better identify the connection to products that they supply to LCI. Other suppliers were evaluated internally to determine if they were in fact still active suppliers. If not, they were removed from the scope of data collection.
Future Due Diligence
We will continue to communicate our expectations and information requirements to our direct suppliers. Over time, we anticipate that the amount of information available globally on the traceability and sourcing of these ores will increase and improve our knowledge. We will continue to make inquiries to our direct suppliers and undertake additional risk assessments when potentially relevant changes in facts or circumstances are identified. If we become aware of a supplier whose due diligence needs improvement, we may continue the trade relationship while that supplier improves its compliance program. We expect our suppliers to take similar measures with their suppliers to ensure alignment throughout the supply chain.
In addition to those above, the Company will undertake the following steps during the next compliance period:
•Review the conflict minerals policy statement and update if necessary.
•Continue to collect responses from suppliers using the most recent revision of the CMRT.
•Engage with suppliers that did not provide a response in 2020 or provided incomplete responses to enhance our data collection for 2021.
•Engage with suppliers more closely and provide more information and training resources regarding responsible sourcing of 3TGs.
•Monitor and track performance of risk mitigation efforts.
•Continue engagement with smelters by sending letters to those that have not been audited as conformant.
•Send messages to our suppliers to engage with these smelters.
•Compare and validate RCOI results to information collected via independent third-party audit programs, such as the RMI, and through our Company's own coordinated outreach to smelters.
•Encourage responsible sourcing from the DRC and adjoining countries.
APPENDIX A - Smelter and Refiner List
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Gold | 8853 S.p.A. | ITALY | CID002763 | Conformant |
| Gold | Abington Reldan Metals, LLC | UNITED STATES OF AMERICA | CID002708 | Non Conformant |
| Gold | Advanced Chemical Company | UNITED STATES OF AMERICA | CID000015 | Conformant |
| Gold | African Gold Refinery | UGANDA | CID003185 | Outreach Required |
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | CID000019 | Conformant |
| Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | CID002560 | Conformant |
| Gold | Alexy Metals | UNITED STATES OF AMERICA | CID003500 | Active |
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | CID000035 | Conformant |
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | CID000041 | Conformant |
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | CID000058 | Conformant |
| Gold | Argor-Heraeus S.A. | SWITZERLAND | CID000077 | Conformant |
| Gold | Asahi Pretec Corp. | JAPAN | CID000082 | Conformant |
| Gold | Asahi Refining Canada Ltd. | CANADA | CID000924 | Conformant |
| Gold | Asahi Refining USA Inc. | UNITED STATES OF AMERICA | CID000920 | Conformant |
| Gold | Asaka Riken Co., Ltd. | JAPAN | CID000090 | Conformant |
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | CID000103 | Due Diligence Vetting Process |
| Gold | AU Traders and Refiners | SOUTH AFRICA | CID002850 | Conformant |
| Gold | Augmont Enterprises Private Limited | INDIA | CID003461 | Active |
| Gold | Aurubis AG | GERMANY | CID000113 | Conformant |
| Gold | Bangalore Refinery | INDIA | CID002863 | Conformant |
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | CID000128 | Conformant |
| Gold | Boliden AB | SWEDEN | CID000157 | Conformant |
| Gold | C. Hafner GmbH + Co. KG | GERMANY | CID000176 | Conformant |
| Gold | C.I Metales Procesados Industriales SAS | COLOMBIA | CID003421 | Active |
| Gold | Caridad | MEXICO | CID000180 | Communication Suspended - Not Interested |
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | CID000185 | Conformant |
| Gold | Cendres + Metaux S.A. | SWITZERLAND | CID000189 | Conformant |
| Gold | CGR Metalloys Pvt Ltd. | INDIA | CID003382 | Outreach Required |
| Gold | Chimet S.p.A. | ITALY | CID000233 | Conformant |
| Gold | Chugai Mining | JAPAN | CID000264 | Conformant |
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | CID000343 | In Communication |
| Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | CID002867 | Outreach Required |
| Gold | Dijllah Gold Refinery FZC | UNITED ARAB EMIRATES | CID003348 | In Communication |
| Gold | DODUCO Contacts and Refining GmbH | GERMANY | CID000362 | Conformant |
| Gold | Dowa | JAPAN | CID000401 | Conformant |
| Gold | DS PRETECH Co., Ltd. | KOREA, REPUBLIC OF | CID003195 | Conformant |
| Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | CID000359 | Conformant |
| Gold | Eco-System Recycling Co., Ltd. East Plant | JAPAN | CID000425 | Conformant |
| Gold | Eco-System Recycling Co., Ltd. North Plant | JAPAN | CID003424 | Conformant |
| Gold | Eco-System Recycling Co., Ltd. West Plant | JAPAN | CID003425 | Conformant |
| Gold | Emerald Jewel Industry India Limited (Unit 1) | INDIA | CID003487 | In Communication |
| Gold | Emerald Jewel Industry India Limited (Unit 2) | INDIA | CID003488 | In Communication |
| Gold | Emerald Jewel Industry India Limited (Unit 3) | INDIA | CID003489 | In Communication |
| Gold | Emerald Jewel Industry India Limited (Unit 4) | INDIA | CID003490 | In Communication |
| Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | CID002561 | Conformant |
| Gold | Fidelity Printers and Refiners Ltd. | ZIMBABWE | CID002515 | RMI Due Diligence Review - Unable to Proceed |
| Gold | Fujairah Gold FZC | UNITED ARAB EMIRATES | CID002584 | Outreach Required |
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | INDIA | CID002852 | In Communication |
| Gold | Geib Refining Corporation | UNITED STATES OF AMERICA | CID002459 | Conformant |
| Gold | Gold Coast Refinery | GHANA | CID003186 | Outreach Required |
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | CID002243 | Conformant |
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | CID001909 | Outreach Required |
| Gold | Guangdong Jinding Gold Limited | CHINA | CID002312 | Outreach Required |
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | CID000651 | Outreach Required |
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | CID000671 | Outreach Required |
| Gold | Heimerle + Meule GmbH | GERMANY | CID000694 | Conformant |
| Gold | Heraeus Metals Hong Kong Ltd. | CHINA | CID000707 | Conformant |
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | CID000711 | Active |
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000767 | Outreach Required |
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CHINA | CID000773 | Outreach Required |
| Gold | HwaSeong CJ CO., LTD. | KOREA, REPUBLIC OF | CID000778 | Communication Suspended - Not Interested |
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | CID000801 | Conformant |
| Gold | International Precious Metal Refiners | UNITED ARAB EMIRATES | CID002562 | Active |
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | CID000807 | Conformant |
| Gold | Istanbul Gold Refinery | TURKEY | CID000814 | Conformant |
| Gold | Italpreziosi | ITALY | CID002765 | Conformant |
| Gold | JALAN & Company | INDIA | CID002893 | Outreach Required |
| Gold | Japan Mint | JAPAN | CID000823 | Conformant |
| Gold | Jiangxi Copper Co., Ltd. | CHINA | CID000855 | Conformant |
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | CID000927 | RMI Due Diligence Review - Unable to Proceed |
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | CID000929 | Conformant |
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | CID000937 | Conformant |
| Gold | K.A. Rasmussen | NORWAY | CID003497 | Outreach Required |
| Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | CID002563 | RMI Due Diligence Review - Unable to Proceed |
| Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | CID000956 | In Communication |
| Gold | Kazzinc | KAZAKHSTAN | CID000957 | Conformant |
| Gold | Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | CID000969 | Conformant |
| Gold | KGHM Polska Miedz Spolka Akcyjna | POLAND | CID002511 | Conformant |
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | CID000981 | Conformant |
| Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | CID002605 | Conformant |
| Gold | Kundan Care Products Ltd. | INDIA | CID003463 | In Communication |
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | CID001029 | Conformant |
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | RUSSIAN FEDERATION | CID002865 | Outreach Required |
| Gold | L'azurde Company For Jewelry | SAUDI ARABIA | CID001032 | RMI Due Diligence Review - Unable to Proceed |
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Gold | Lingbao Gold Co., Ltd. | CHINA | CID001056 | Outreach Required |
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | CID001058 | Outreach Required |
| Gold | L'Orfebre S.A. | ANDORRA | CID002762 | Conformant |
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | CID001078 | Conformant |
| Gold | LT Metal Ltd. | KOREA, REPUBLIC OF | CID000689 | Conformant |
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | CID001093 | Outreach Required |
| Gold | Marsam Metals | BRAZIL | CID002606 | Conformant |
| Gold | Materion | UNITED STATES OF AMERICA | CID001113 | Conformant |
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | CID001119 | Conformant |
| Gold | MD Overseas | INDIA | CID003548 | In Communication |
| Gold | Metal Concentrators SA (Pty) Ltd. | SOUTH AFRICA | CID003575 | Conformant |
| Gold | Metallix Refining Inc. | UNITED STATES OF AMERICA | CID003557 | Active |
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | CID001149 | Conformant |
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | CID001152 | Conformant |
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | CID001147 | Conformant |
| Gold | Metalor Technologies S.A. | SWITZERLAND | CID001153 | Conformant |
| Gold | Metalor USA Refining Corporation | UNITED STATES OF AMERICA | CID001157 | Conformant |
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | CID001161 | Conformant |
| Gold | Mitsubishi Materials Corporation | JAPAN | CID001188 | Conformant |
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001193 | Conformant |
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | CID002509 | Conformant |
| Gold | Modeltech Sdn Bhd | MALAYSIA | CID002857 | Non Conformant |
| Gold | Morris and Watson | NEW ZEALAND | CID002282 | Communication Suspended - Not Interested |
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | CID001204 | Conformant |
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | CID001220 | Conformant |
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | CID001236 | Conformant |
| Gold | NH Recytech Company | KOREA, REPUBLIC OF | CID003189 | Non Conformant |
| Gold | Nihon Material Co., Ltd. | JAPAN | CID001259 | Conformant |
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | CID002779 | Conformant |
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | CID001325 | Conformant |
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | RUSSIAN FEDERATION | CID001326 | Conformant |
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | CID000493 | Conformant |
| Gold | PAMP S.A. | SWITZERLAND | CID001352 | Conformant |
| Gold | Pease & Curren | UNITED STATES OF AMERICA | CID002872 | Outreach Required |
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | CID001362 | Outreach Required |
| Gold | Planta Recuperadora de Metales SpA | CHILE | CID002919 | Conformant |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | CID001386 | Conformant |
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | CID001397 | Conformant |
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Gold | PX Precinox S.A. | SWITZERLAND | CID001498 | Conformant |
| Gold | QG Refining, LLC | UNITED STATES OF AMERICA | CID003324 | Outreach Required |
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | CID001512 | Conformant |
| Gold | Refinery of Seemine Gold Co., Ltd. | CHINA | CID000522 | Outreach Required |
| Gold | REMONDIS PMR B.V. | NETHERLANDS | CID002582 | Conformant |
| Gold | Royal Canadian Mint | CANADA | CID001534 | Conformant |
| Gold | SAAMP | FRANCE | CID002761 | Conformant |
| Gold | Sabin Metal Corp. | UNITED STATES OF AMERICA | CID001546 | Outreach Required |
| Gold | Safimet S.p.A | ITALY | CID002973 | Conformant |
| Gold | SAFINA A.S. | CZECH REPUBLIC | CID002290 | Conformant |
| Gold | Sai Refinery | INDIA | CID002853 | Outreach Required |
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | CID001555 | Conformant |
| Gold | Samwon Metals Corp. | KOREA, REPUBLIC OF | CID001562 | Communication Suspended - Not Interested |
| Gold | Sancus ZFS (L’Orfebre, SA) | COLOMBIA | CID003529 | In Communication |
| Gold | SAXONIA Edelmetalle GmbH | GERMANY | CID002777 | Conformant |
| Gold | Sellem Industries Ltd. | MAURITANIA | CID003540 | Outreach Required |
| Gold | SEMPSA Joyeria Plateria S.A. | SPAIN | CID001585 | Conformant |
| Gold | Shandong Humon Smelting Co., Ltd. | CHINA | CID002525 | Outreach Required |
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | CID001619 | Outreach Required |
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | CID001622 | Conformant |
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | CHINA | CID002527 | Outreach Required |
| Gold | Shirpur Gold Refinery Ltd. | INDIA | CID002588 | Outreach Required |
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | CID001736 | Conformant |
| Gold | Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID002516 | Conformant |
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | CID001756 | Conformant |
| Gold | Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | CID001761 | Conformant |
| Gold | Sovereign Metals | INDIA | CID003383 | Outreach Required |
| Gold | State Research Institute Center for Physical Sciences and Technology | LITHUANIA | CID003153 | Outreach Required |
| Gold | Sudan Gold Refinery | SUDAN | CID002567 | Outreach Required |
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | CID001798 | Conformant |
| Gold | SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | CID002918 | Conformant |
| Gold | T.C.A S.p.A | ITALY | CID002580 | Conformant |
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | CID001875 | Conformant |
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | CID001916 | Conformant |
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | CID001938 | Conformant |
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | CID001947 | Outreach Required |
| Gold | Tony Goetz NV | BELGIUM | CID002587 | Non Conformant |
| Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | CID002615 | Conformant |
| Gold | Torecom | KOREA, REPUBLIC OF | CID001955 | Conformant |
| Gold | Umicore Precious Metals Thailand | THAILAND | CID002314 | Conformant |
| Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | CID001980 | Conformant |
| Gold | United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | CID001993 | Conformant |
| Gold | Valcambi S.A. | SWITZERLAND | CID002003 | Conformant |
| Gold | Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | CID002030 | Conformant |
| Gold | WIELAND Edelmetalle GmbH | GERMANY | CID002778 | Conformant |
| Gold | Yamakin Co., Ltd. | JAPAN | CID002100 | Conformant |
| Gold | Yokohama Metal Co., Ltd. | JAPAN | CID002129 | Conformant |
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | CID000197 | Outreach Required |
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | CID002224 | Conformant |
| Tantalum | Asaka Riken Co., Ltd. | JAPAN | CID000092 | Conformant |
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | CID000211 | Conformant |
| Tantalum | D Block Metals, LLC | UNITED STATES OF AMERICA | CID002504 | Conformant |
| Tantalum | Exotech Inc. | UNITED STATES OF AMERICA | CID000456 | Conformant |
| Tantalum | F&X Electro-Materials Ltd. | CHINA | CID000460 | Conformant |
| Tantalum | FIR Metals & Resource Ltd. | CHINA | CID002505 | Conformant |
| Tantalum | Global Advanced Metals Aizu | JAPAN | CID002558 | Conformant |
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | CID002557 | Conformant |
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | CID000616 | Conformant |
| Tantalum | H.C. Starck Co., Ltd. | THAILAND | CID002544 | Conformant |
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | CID002547 | Conformant |
| Tantalum | H.C. Starck Inc. | UNITED STATES OF AMERICA | CID002548 | Conformant |
| Tantalum | H.C. Starck Ltd. | JAPAN | CID002549 | Conformant |
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002550 | Conformant |
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | GERMANY | CID002545 | Conformant |
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | CID002492 | Conformant |
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | CID002512 | Conformant |
| Tantalum | Jiangxi Tuohong New Raw Material | CHINA | CID002842 | Conformant |
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | CID000914 | Conformant |
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | CID000917 | Conformant |
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | CID002506 | Conformant |
| Tantalum | KEMET Blue Metals | MEXICO | CID002539 | Conformant |
| Tantalum | LSM Brasil S.A. | BRAZIL | CID001076 | Conformant |
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | CID001163 | Conformant |
| Tantalum | Mineracao Taboca S.A. | BRAZIL | CID001175 | Conformant |
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | JAPAN | CID001192 | Conformant |
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | CID001277 | Conformant |
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Tantalum | NPM Silmet AS | ESTONIA | CID001200 | Conformant |
| Tantalum | PRG Dooel | NORTH MACEDONIA, REPUBLIC OF | CID002847 | Conformant |
| Tantalum | QuantumClean | UNITED STATES OF AMERICA | CID001508 | Conformant |
| Tantalum | Resind Industria e Comercio Ltda. | BRAZIL | CID002707 | Conformant |
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | CID001769 | Conformant |
| Tantalum | Taki Chemical Co., Ltd. | JAPAN | CID001869 | Conformant |
| Tantalum | Telex Metals | UNITED STATES OF AMERICA | CID001891 | Conformant |
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | CID001969 | Conformant |
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | CID002508 | Conformant |
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | CID001522 | Conformant |
| Tin | Alpha | UNITED STATES OF AMERICA | CID000292 | Conformant |
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | CID002703 | Outreach Required |
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | CID000228 | Conformant |
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CHINA | CID003190 | Conformant |
| Tin | China Tin Group Co., Ltd. | CHINA | CID001070 | Conformant |
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | BRAZIL | CID003486 | Active |
| Tin | CRM Synergies | SPAIN | CID003524 | Active |
| Tin | CV Ayi Jaya | INDONESIA | CID002570 | Active |
| Tin | CV Venus Inti Perkasa | INDONESIA | CID002455 | Active |
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | CHINA | CID003356 | Non Conformant |
| Tin | Dowa | JAPAN | CID000402 | Conformant |
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | CID002572 | Non Conformant |
| Tin | EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | CID000438 | Conformant |
| Tin | Estanho de Rondonia S.A. | BRAZIL | CID000448 | Active |
| Tin | Fenix Metals | POLAND | CID000468 | Conformant |
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | CHINA | CID003410 | Outreach Required |
| Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | CID002848 | Conformant |
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | CID000942 | Conformant |
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | CID000538 | Conformant |
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | CID001908 | Conformant |
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | CID000555 | Conformant |
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | CID003116 | Conformant |
| Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | CID002844 | Conformant |
| Tin | Jiangxi New Nanshan Technology Ltd. | CHINA | CID001231 | Conformant |
| Tin | Luna Smelter, Ltd. | RWANDA | CID003387 | Conformant |
| Tin | Ma'anshan Weitai Tin Co., Ltd. | CHINA | CID003379 | Conformant |
| Tin | Magnu's Minerais Metais e Ligas Ltda. | BRAZIL | CID002468 | Conformant |
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | CID001105 | Conformant |
| Tin | Melt Metais e Ligas S.A. | BRAZIL | CID002500 | Conformant |
| Tin | Metallic Resources, Inc. | UNITED STATES OF AMERICA | CID001142 | Conformant |
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Tin | Metallo Belgium N.V. | BELGIUM | CID002773 | Conformant |
| Tin | Metallo Spain S.L.U. | SPAIN | CID002774 | Conformant |
| Tin | Mineracao Taboca S.A. | BRAZIL | CID001173 | Conformant |
| Tin | Minsur | PERU | CID001182 | Conformant |
| Tin | Mitsubishi Materials Corporation | JAPAN | CID001191 | Conformant |
| Tin | Modeltech Sdn Bhd | MALAYSIA | CID002858 | Non Conformant |
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002573 | Outreach Required |
| Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | CID001305 | Active |
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | CID001314 | Conformant |
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | CID002517 | Conformant |
| Tin | Operaciones Metalurgicas S.A. | BOLIVIA (PLURINATIONAL STATE OF) | CID001337 | Conformant |
| Tin | Pongpipat Company Limited | MYANMAR | CID003208 | Outreach Required |
| Tin | Precious Minerals and Smelting Limited | INDIA | CID003409 | Non Conformant |
| Tin | PT Aries Kencana Sejahtera | INDONESIA | CID000309 | Active |
| Tin | PT Artha Cipta Langgeng | INDONESIA | CID001399 | Conformant |
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | CID002503 | Conformant |
| Tin | PT Babel Inti Perkasa | INDONESIA | CID001402 | Conformant |
| Tin | PT Babel Surya Alam Lestari | INDONESIA | CID001406 | Conformant |
| Tin | PT Bangka Serumpun | INDONESIA | CID003205 | Conformant |
| Tin | PT Bukit Timah | INDONESIA | CID001428 | Active |
| Tin | PT Cipta Persada Mulia | INDONESIA | CID002696 | In Communication |
| Tin | PT Lautan Harmonis Sejahtera | INDONESIA | CID002870 | Active |
| Tin | PT Menara Cipta Mulia | INDONESIA | CID002835 | Conformant |
| Tin | PT Mitra Stania Prima | INDONESIA | CID001453 | Conformant |
| Tin | PT Mitra Sukses Globalindo | INDONESIA | CID003449 | Outreach Required |
| Tin | PT Prima Timah Utama | INDONESIA | CID001458 | Conformant |
| Tin | PT Rajawali Rimba Perkasa | INDONESIA | CID003381 | Conformant |
| Tin | PT Rajehan Ariq | INDONESIA | CID002593 | Conformant |
| Tin | PT Refined Bangka Tin | INDONESIA | CID001460 | Conformant |
| Tin | PT Stanindo Inti Perkasa | INDONESIA | CID001468 | Conformant |
| Tin | PT Sukses Inti Makmur | INDONESIA | CID002816 | Active |
| Tin | PT Timah Nusantara | INDONESIA | CID001486 | Active |
| Tin | PT Timah Tbk Kundur | INDONESIA | CID001477 | Conformant |
| Tin | PT Timah Tbk Mentok | INDONESIA | CID001482 | Conformant |
| Tin | PT Tinindo Inter Nusa | INDONESIA | CID001490 | Conformant |
| Tin | Resind Industria e Comercio Ltda. | BRAZIL | CID002706 | Conformant |
| Tin | Rui Da Hung | TAIWAN, PROVINCE OF CHINA | CID001539 | Conformant |
| Tin | Soft Metais Ltda. | BRAZIL | CID001758 | Conformant |
| Tin | Super Ligas | BRAZIL | CID002756 | Active |
| Tin | Thai Nguyen Mining and Metallurgy Co., Ltd. | VIET NAM | CID002834 | Conformant |
| Tin | Thaisarco | THAILAND | CID001898 | Conformant |
| Tin | Tin Technology & Refining | UNITED STATES OF AMERICA | CID003325 | Conformant |
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | CID002574 | Outreach Required |
| Tin | VQB Mineral and Trading Group JSC | VIET NAM | CID002015 | Outreach Required |
| Tin | White Solder Metalurgia e Mineracao Ltda. | BRAZIL | CID002036 | Conformant |
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | CID002158 | Conformant |
| Tin | Yunnan Tin Company Limited | CHINA | CID002180 | Conformant |
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | CHINA | CID003397 | Conformant |
| Tungsten | A.L.M.T. Corp. | JAPAN | CID000004 | Conformant |
| Tungsten | ACL Metais Eireli | BRAZIL | CID002833 | Conformant |
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | BRAZIL | CID003427 | Active |
| Tungsten | Artek LLC | RUSSIAN FEDERATION | CID003553 | Active |
| Tungsten | Asia Tungsten Products Vietnam Ltd. | VIET NAM | CID002502 | Conformant |
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | CID002513 | Conformant |
| Tungsten | China Molybdenum Co., Ltd. | CHINA | CID002641 | Conformant |
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | CID000258 | Conformant |
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | CID000281 | Outreach Required |
| Tungsten | Cronimet Brasil Ltda | BRAZIL | CID003468 | Active |
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | CHINA | CID003401 | Conformant |
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | CID002645 | Conformant |
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | CID000875 | Conformant |
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | CID002315 | Conformant |
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | CID002494 | Conformant |
| Tungsten | GEM Co., Ltd. | CHINA | CID003417 | Active |
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | CID000568 | Conformant |
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | CID000218 | Conformant |
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | GERMANY | CID002542 | Conformant |
| Tungsten | H.C. Starck Tungsten GmbH | GERMANY | CID002541 | Conformant |
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | CID000766 | Conformant |
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | CID000769 | Conformant |
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | CID002649 | Conformant |
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | CID000825 | Conformant |
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | CID002551 | Conformant |
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | CID002321 | Conformant |
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CHINA | CID002313 | Communication Suspended - Not Interested |
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | CID002318 | Conformant |
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | CID002317 | Conformant |
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | CID002316 | Conformant |
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | RUSSIAN FEDERATION | CID003408 | Active |
| Tungsten | Kennametal Fallon | UNITED STATES OF AMERICA | CID000966 | Conformant |
| Tungsten | Kennametal Huntsville | UNITED STATES OF AMERICA | CID000105 | Conformant |
| Tungsten | KGETS Co., Ltd. | KOREA, REPUBLIC OF | CID003388 | Conformant |
| | | | | | | | | | | | | | |
| Metal | Standard Smelter Name | Smelter Facility Location | Smelter ID | RMI Audit Status |
| Tungsten | Lianyou Metals Co., Ltd. | TAIWAN, PROVINCE OF CHINA | CID003407 | Conformant |
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | CID002319 | Conformant |
| Tungsten | Masan Tungsten Chemical LLC (MTC) | VIET NAM | CID002543 | Conformant |
| Tungsten | Moliren Ltd. | RUSSIAN FEDERATION | CID002845 | Conformant |
| Tungsten | Niagara Refining LLC | UNITED STATES OF AMERICA | CID002589 | Conformant |
| Tungsten | NPP Tyazhmetprom LLC | RUSSIAN FEDERATION | CID003416 | Active |
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | CID002827 | Conformant |
| Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | CID002724 | Conformant |
| Tungsten | Wolfram Bergbau und Hutten AG | AUSTRIA | CID002044 | Conformant |
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | CID002320 | Conformant |
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | CID002082 | Conformant |
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | CID002830 | Conformant |
APPENDIX B - Countries of Origin
The information provided in this Appendix is based on the information collected from the Company’s suppliers.
Afghanistan, Albania, Angola, Argentina, Armenia, Australia, Austria, Belarus, Belgium, Bermuda, Bolivia, Brazil, Bulgaria, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, Czech Republic, Djibouti, Dominican Republic, DRC or an adjoining country (Covered Countries), Ecuador, Egypt, England, Estonia, Ethiopia, Finland, France, Germany, Ghana, Guinea, Guyana, Hungary, India, Indonesia, Ireland, Israel, Italy, Ivory Coast, Japan, Kazakhstan, Kenya, Kyrgyzstan, Laos, Liberia, Lithuania, Luxembourg, Madagascar, Malaysia, Mali, Mauritania, Mexico, Mongolia, Morocco, Mozambique, Myanmar, Namibia, Netherlands, New Zealand, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Poland, Portugal, Republic Of Korea, Russia, Rwanda, Saudi Arabia, Sierra Leone, Singapore, Slovakia, Slovenia, South Africa, Spain, Sudan, Suri, Suriname, Sweden, Switzerland, Tanzania, Thailand, Turkey, Uganda, United Arab Emirates, United Kingdom, USA, Uzbekistan, Vietnam, Zambia, Zimbabwe.
