The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc | COM | 00287Y109 | 107,655 | 1,839,012 | SH | DFND | 1 | 1,805,831 | 0 | 33,181 | |
Abengoa Yield plc | ORD SHS | G00349103 | 1,672 | 49,525 | SH | DFND | 1 | 49,525 | 0 | 0 | |
Agrium Inc | COM | 008916108 | 89,305 | 856,479 | SH | DFND | 1 | 841,305 | 0 | 15,174 | |
Albany International Corp | CL A | 012348108 | 67,622 | 1,701,197 | SH | DFND | 1 | 1,700,779 | 0 | 418 | |
American International Group Inc | COM NEW | 026874784 | 4,907 | 89,576 | SH | DFND | 1 | 89,460 | 0 | 116 | |
Analog Devices Inc | COM | 032654105 | 4,171 | 66,210 | SH | DFND | 1 | 66,210 | 0 | 0 | |
Analogic Corp | COM PAR $0.05 | 032657207 | 48,224 | 530,517 | SH | DFND | 1 | 530,517 | 0 | 0 | |
Aon PLC | SHS CL A | G0408V102 | 146,772 | 1,526,973 | SH | DFND | 1 | 1,497,785 | 0 | 29,188 | |
Apache Corp | COM | 037411105 | 60,828 | 1,008,256 | SH | DFND | 1 | 991,188 | 0 | 17,068 | |
Ares Capital Corp | COM | 04010L103 | 10,890 | 634,263 | SH | DFND | 1 | 634,263 | 0 | 0 | |
Arlington Asset Investment Corp | CL A NEW | 041356205 | 4,962 | 206,248 | SH | DFND | 1 | 206,248 | 0 | 0 | |
Ashford Hospitality Trust Inc | 9% CUM PFD SER E | 044103505 | 5,616 | 211,138 | SH | DFND | 1 | 211,138 | 0 | 0 | |
AstraZeneca PLC | SPONSORED ADR | 046353108 | 3,576 | 52,265 | SH | DFND | 1 | 52,265 | 0 | 0 | |
Astronics Corp | COM | 046433108 | 48,000 | 651,289 | SH | DFND | 1 | 651,125 | 0 | 164 | |
Avery Dennison Corp | COM | 053611109 | 42,349 | 800,403 | SH | DFND | 1 | 800,067 | 0 | 336 | |
Aviva PLC | ADR | 05382A104 | 2,742 | 169,620 | SH | DFND | 1 | 169,620 | 0 | 0 | |
Axis Capital Holdings Ltd | SHS | G0692U109 | 40,794 | 790,894 | SH | DFND | 1 | 790,427 | 0 | 467 | |
Bank of America Corp | COM | 060505104 | 49,951 | 3,245,680 | SH | DFND | 1 | 3,181,084 | 0 | 64,596 | |
Bank of New York Mellon Corp/The | COM | 064058100 | 7,126 | 177,100 | SH | DFND | 1 | 177,100 | 0 | 0 | |
Barclays PLC | ADR | 06738E204 | 2,291 | 157,285 | SH | DFND | 1 | 157,285 | 0 | 0 | |
Bio-Rad Laboratories Inc | CL A | 090572207 | 70,543 | 521,847 | SH | DFND | 1 | 521,545 | 0 | 302 | |
Boise Cascade Co | COM | 09739D100 | 18,775 | 501,206 | SH | DFND | 1 | 501,206 | 0 | 0 | |
Brandywine Realty Trust | SH BEN INT NEW | 105368203 | 93,864 | 5,873,864 | SH | DFND | 1 | 5,872,279 | 0 | 1,585 | |
Bruker Corp | COM | 116794108 | 31,417 | 1,700,988 | SH | DFND | 1 | 1,699,891 | 0 | 1,097 | |
CA Inc | COM | 12673P105 | 87,202 | 2,674,096 | SH | DFND | 1 | 2,628,721 | 0 | 45,375 | |
Capital Bank Financial Corp | CL A COM | 139794101 | 61,218 | 2,217,264 | SH | DFND | 1 | 2,216,730 | 0 | 534 | |
Caterpillar Inc | COM | 149123101 | 5,169 | 64,600 | SH | DFND | 1 | 64,600 | 0 | 0 | |
Caterpillar Inc | COM | 149123101 | 5,017 | 62,700 | SH | Call | DFND | 1 | 62,700 | 0 | 0 |
Cisco Systems Inc | COM | 17275R102 | 87,641 | 3,184,076 | SH | DFND | 1 | 3,124,920 | 0 | 59,156 | |
CIT Group Inc | COM NEW | 125581801 | 112,179 | 2,486,228 | SH | DFND | 1 | 2,443,106 | 0 | 43,122 | |
Citigroup Inc | COM NEW | 172967424 | 214,690 | 4,167,132 | SH | DFND | 1 | 4,090,825 | 0 | 76,307 | |
Clearwater Paper Corp | COM | 18538R103 | 18,335 | 280,796 | SH | DFND | 1 | 280,607 | 0 | 189 | |
Coherent Inc | COM | 192479103 | 118,381 | 1,822,380 | SH | DFND | 1 | 1,821,751 | 0 | 629 | |
Copa Holdings SA | CL A | P31076105 | 39,380 | 390,023 | SH | DFND | 1 | 383,915 | 0 | 6,108 | |
CVS Health Corp | COM | 126650100 | 121,133 | 1,173,665 | SH | DFND | 1 | 1,152,804 | 0 | 20,861 | |
Deltic Timber Corp | COM | 247850100 | 33,162 | 500,569 | SH | DFND | 1 | 500,401 | 0 | 168 | |
Discover Financial Services | COM | 254709108 | 127,964 | 2,270,889 | SH | DFND | 1 | 2,230,988 | 0 | 39,901 | |
eBay Inc | COM | 278642103 | 115,362 | 2,000,045 | SH | DFND | 1 | 1,966,167 | 0 | 33,878 | |
Elizabeth Arden Inc | COM | 28660G106 | 60,456 | 3,875,424 | SH | DFND | 1 | 3,874,340 | 0 | 1,084 | |
EnerSys | COM | 29275Y102 | 46,358 | 721,649 | SH | DFND | 1 | 721,465 | 0 | 184 | |
Entegris Inc | COM | 29362U104 | 31,844 | 2,326,111 | SH | DFND | 1 | 2,326,111 | 0 | 0 | |
Euronet Worldwide Inc | COM | 298736109 | 27,398 | 466,360 | SH | DFND | 1 | 466,217 | 0 | 143 | |
Express Inc | COM | 30219E103 | 30,153 | 1,824,164 | SH | DFND | 1 | 1,823,438 | 0 | 726 | |
Exxon Mobil Corp | COM | 30231G102 | 579 | 6,815 | SH | DFND | 1 | 6,815 | 0 | 0 | |
FBR & Co | COM NEW | 30247C400 | 19,623 | 849,150 | SH | DFND | 1 | 849,015 | 0 | 135 | |
Ford Motor Co | COM PAR $0.01 | 345370860 | 96,258 | 5,963,982 | SH | DFND | 1 | 5,871,950 | 0 | 92,032 | |
Ford Motor Co | COM PAR $0.01 | 345370860 | 5,739 | 355,600 | SH | Call | DFND | 1 | 355,600 | 0 | 0 |
Forestar Group Inc | COM | 346233109 | 81,338 | 5,157,783 | SH | DFND | 1 | 5,156,109 | 0 | 1,674 | |
General Electric Co | COM | 369604103 | 74,754 | 3,013,077 | SH | DFND | 1 | 2,956,370 | 0 | 56,707 | |
General Motors Co | COM | 37045V100 | 166,213 | 4,432,358 | SH | DFND | 1 | 4,353,133 | 0 | 79,225 | |
Gilead Sciences Inc | COM | 375558103 | 11,098 | 113,100 | SH | DFND | 1 | 113,100 | 0 | 0 | |
Gilead Sciences Inc | COM | 375558103 | 5,416 | 55,200 | SH | Call | DFND | 1 | 55,200 | 0 | 0 |
GlaxoSmithKline PLC | SPONSORED ADR | 37733W105 | 21,061 | 456,380 | SH | DFND | 1 | 456,380 | 0 | 0 | |
Google Inc | CL A | 38259P508 | 47,518 | 85,665 | SH | DFND | 1 | 83,798 | 0 | 1,867 | |
GP Strategies Corp | COM | 36225V104 | 30,785 | 832,052 | SH | DFND | 1 | 832,052 | 0 | 0 | |
GSI Group Inc | COM NEW | 36191C205 | 35,178 | 2,641,021 | SH | DFND | 1 | 2,641,021 | 0 | 0 | |
Hannon Armstrong Sustainable Infrastructure Capital Inc | COM | 41068X100 | 2,893 | 158,295 | SH | DFND | 1 | 158,295 | 0 | 0 | |
Hartford Financial Services Group Inc/The | COM | 416515104 | 80,807 | 1,932,276 | SH | DFND | 1 | 1,898,465 | 0 | 33,811 | |
Hercules Technology Growth Capital Inc | COM | 427096508 | 5,455 | 404,700 | SH | DFND | 1 | 404,700 | 0 | 0 | |
Hilton Worldwide Holdings Inc | COM | 43300A104 | 72,189 | 2,437,177 | SH | DFND | 1 | 2,382,317 | 0 | 54,860 | |
HomeStreet Inc | COM | 43785V102 | 6,395 | 349,081 | SH | DFND | 1 | 349,081 | 0 | 0 | |
Hooker Furniture Corp | COM | 439038100 | 35,138 | 1,844,546 | SH | DFND | 1 | 1,844,546 | 0 | 0 | |
ICF International Inc | COM | 44925C103 | 11,417 | 279,494 | SH | DFND | 1 | 279,313 | 0 | 181 | |
Impax Laboratories Inc | COM | 45256B101 | 43,876 | 936,127 | SH | DFND | 1 | 935,868 | 0 | 259 | |
ING Groep NV | SPONSORED ADR | 456837103 | 4,589 | 314,155 | SH | DFND | 1 | 314,155 | 0 | 0 | |
Ingersoll-Rand PLC | SHS | G47791101 | 107,067 | 1,572,673 | SH | DFND | 1 | 1,545,557 | 0 | 27,116 | |
Inland Real Estate Corp | REDM PFD SER B | 457461507 | 1,793 | 70,424 | SH | DFND | 1 | 70,424 | 0 | 0 | |
Integrated Device Technology Inc | COM | 458118106 | 28,686 | 1,432,891 | SH | DFND | 1 | 1,432,891 | 0 | 0 | |
Intelsat SA | MAN CONV JR PFD | L5140P119 | 1,898 | 54,550 | PRN | DFND | 1 | 54,550 | 0 | 0 | |
Inter Parfums Inc | COM | 458334109 | 48,306 | 1,480,879 | SH | DFND | 1 | 1,480,471 | 0 | 408 | |
Interpublic Group of Cos Inc/The | COM | 460690100 | 123,653 | 5,590,137 | SH | DFND | 1 | 5,503,660 | 0 | 86,477 | |
iShares iBoxx $ Investment Grade Corporate Bond ETF | IBOXX INV CP ETF | 464287242 | 23,178 | 190,441 | SH | DFND | 1 | 175,238 | 0 | 15,203 | |
iShares US Preferred Stock ETF | U.S. PFD STK ETF | 464288687 | 3,008 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
Jazz Pharmaceuticals PLC | SHS USD | G50871105 | 11,200 | 64,824 | SH | DFND | 1 | 64,782 | 0 | 42 | |
JDS Uniphase Corp | COM PAR $0.001 | 46612J507 | 9,535 | 726,776 | SH | DFND | 1 | 726,263 | 0 | 513 | |
JPMorgan Chase & Co | COM | 46625H100 | 155,230 | 2,562,407 | SH | DFND | 1 | 2,518,683 | 0 | 43,724 | |
Kimball Electronics Inc | COM | 49428J109 | 3,807 | 269,278 | SH | DFND | 1 | 269,278 | 0 | 0 | |
Koninklijke Philips NV | NY REG SH NEW | 500472303 | 4,956 | 174,910 | SH | DFND | 1 | 174,910 | 0 | 0 | |
Laclede Group Inc/The | COM | 505597104 | 62,950 | 1,229,018 | SH | DFND | 1 | 1,228,663 | 0 | 355 | |
Landec Corp | COM | 514766104 | 21,339 | 1,529,680 | SH | DFND | 1 | 1,529,680 | 0 | 0 | |
Lattice Semiconductor Corp | COM | 518415104 | 74,845 | 11,805,312 | SH | DFND | 1 | 11,802,033 | 0 | 3,279 | |
La-Z-Boy Inc | COM | 505336107 | 12,949 | 460,667 | SH | DFND | 1 | 460,364 | 0 | 303 | |
Loews Corp | COM | 540424108 | 84,412 | 2,067,410 | SH | DFND | 1 | 2,028,939 | 0 | 38,471 | |
Louisiana-Pacific Corp | COM | 546347105 | 49,873 | 3,020,831 | SH | DFND | 1 | 3,019,923 | 0 | 908 | |
Marten Transport Ltd | COM | 573075108 | 73,135 | 3,152,375 | SH | DFND | 1 | 3,151,488 | 0 | 887 | |
Marvell Technology Group Ltd | ORD | G5876H105 | 5,023 | 341,733 | SH | DFND | 1 | 341,487 | 0 | 246 | |
Materion Corp | COM | 576690101 | 54,350 | 1,414,281 | SH | DFND | 1 | 1,413,944 | 0 | 337 | |
Merck & Co Inc | COM | 58933Y105 | 4,384 | 76,286 | SH | DFND | 1 | 76,286 | 0 | 0 | |
MetLife Inc | COM | 59156R108 | 113,944 | 2,254,102 | SH | DFND | 1 | 2,210,910 | 0 | 43,192 | |
Microchip Technology Inc | COM | 595017104 | 3,270 | 66,875 | SH | DFND | 1 | 66,875 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC APRIL CALL 50 | COM | 595017103 | 3,256 | 66,600 | SH | Call | DFND | 1 | 66,600 | 0 | 0 |
Microsemi Corp | COM | 595137100 | 113,507 | 3,206,428 | SH | DFND | 1 | 3,205,508 | 0 | 920 | |
Microsoft Corp | COM | 594918104 | 116,130 | 2,856,486 | SH | DFND | 1 | 2,812,706 | 0 | 43,780 | |
Mitel Networks Corp | COM | 60671Q104 | 78,299 | 7,699,067 | SH | DFND | 1 | 7,696,732 | 0 | 2,335 | |
Mitsubishi UFJ Financial Group Inc | SPONSORED ADR | 606822104 | 64 | 10,316 | SH | DFND | 1 | 10,316 | 0 | 0 | |
MKS Instruments Inc | COM | 55306N104 | 9,294 | 274,904 | SH | DFND | 1 | 274,841 | 0 | 63 | |
National CineMedia Inc | COM | 635309107 | 1,166 | 77,282 | SH | DFND | 1 | 77,282 | 0 | 0 | |
Navios Maritime Holdings Inc | SPON ADR PFD H | 63938Y308 | 3,972 | 189,161 | SH | DFND | 1 | 189,161 | 0 | 0 | |
Neenah Paper Inc | COM | 640079109 | 30,285 | 484,265 | SH | DFND | 1 | 484,265 | 0 | 0 | |
New Residential Investment Corp | COM NEW | 64828T201 | 6,401 | 425,924 | SH | DFND | 1 | 425,924 | 0 | 0 | |
Nippon Telegraph & Telephone Corp | SPONSORED ADR | 654624105 | 8,773 | 284,655 | SH | DFND | 1 | 284,655 | 0 | 0 | |
NorthStar Realty Finance Corp | COM NEW | 66704R704 | 5,897 | 325,475 | SH | DFND | 1 | 325,475 | 0 | 0 | |
Norwegian Cruise Line Holdings Ltd | SHS | G66721104 | 41,782 | 773,599 | SH | DFND | 1 | 758,080 | 0 | 15,519 | |
NRG Energy Inc | COM NEW | 629377508 | 105,490 | 4,187,778 | SH | DFND | 1 | 4,115,837 | 0 | 71,941 | |
Occidental Petroleum Corp | COM | 674599105 | 139,828 | 1,915,455 | SH | DFND | 1 | 1,881,802 | 0 | 33,653 | |
Oracle Corp | COM | 68389X105 | 162,896 | 3,775,116 | SH | DFND | 1 | 3,716,618 | 0 | 58,498 | |
Orbital ATK Inc | COM | 68557N103 | 57,087 | 744,982 | SH | DFND | 1 | 744,762 | 0 | 220 | |
PACCAR Inc | COM | 693718108 | 89,376 | 1,415,524 | SH | DFND | 1 | 1,393,428 | 0 | 22,096 | |
PacWest Bancorp | COM | 695263103 | 77,818 | 1,659,600 | SH | DFND | 1 | 1,659,096 | 0 | 504 | |
Paramount Group Inc | COM | 69924R108 | 16,266 | 842,811 | SH | DFND | 1 | 842,726 | 0 | 85 | |
PennyMac Mortgage Investment Trust | COM | 70931T103 | 14,723 | 691,588 | SH | DFND | 1 | 691,502 | 0 | 86 | |
Pfizer Inc | COM | 717081103 | 206,218 | 5,927,532 | SH | DFND | 1 | 5,833,299 | 0 | 94,233 | |
Pfizer Inc | COM | 717081103 | 5,684 | 163,400 | SH | Call | DFND | 1 | 163,400 | 0 | 0 |
PH Glatfelter Co | COM | 377316104 | 98,497 | 3,577,811 | SH | DFND | 1 | 3,576,784 | 0 | 1,027 | |
Philip Morris International Inc | COM | 718172109 | 37,948 | 503,759 | SH | DFND | 1 | 493,842 | 0 | 9,917 | |
Phillips 66 | COM | 718546104 | 106,066 | 1,349,449 | SH | DFND | 1 | 1,328,353 | 0 | 21,096 | |
Phillips 66 | COM | 718546104 | 5,352 | 68,100 | SH | Call | DFND | 1 | 68,100 | 0 | 0 |
Pinnacle West Capital Corp | COM | 723484101 | 27,978 | 438,883 | SH | DFND | 1 | 438,593 | 0 | 290 | |
PNC Financial Services Group Inc/The | COM | 693475105 | 77,909 | 835,583 | SH | DFND | 1 | 818,908 | 0 | 16,675 | |
PrivateBancorp Inc | COM | 742962103 | 46,613 | 1,325,364 | SH | DFND | 1 | 1,325,004 | 0 | 360 | |
Rambus Inc | COM | 750917106 | 21,616 | 1,718,983 | SH | DFND | 1 | 1,717,836 | 0 | 1,147 | |
Ramco-Gershenson Properties Trust | COM SH BEN INT | 751452202 | 48,606 | 2,613,252 | SH | DFND | 1 | 2,612,439 | 0 | 813 | |
Raytheon Co | COM NEW | 755111507 | 80,570 | 737,484 | SH | DFND | 1 | 722,670 | 0 | 14,814 | |
Redwood Trust Inc | COM | 758075402 | 10,281 | 575,355 | SH | DFND | 1 | 575,288 | 0 | 67 | |
Reinsurance Group of America Inc | COM NEW | 759351604 | 41,860 | 449,191 | SH | DFND | 1 | 448,987 | 0 | 204 | |
Royal Dutch Shell PLC | SPONS ADR A | 780259206 | 124,056 | 2,079,748 | SH | DFND | 1 | 2,045,574 | 0 | 34,174 | |
Sagent Pharmaceuticals Inc | COM | 786692103 | 1,682 | 72,373 | SH | DFND | 1 | 72,373 | 0 | 0 | |
Sanofi | SPONSORED ADR | 80105N105 | 194,176 | 3,927,517 | SH | DFND | 1 | 3,864,328 | 0 | 63,189 | |
Seagate Technology PLC | SHS | G7945M107 | 11,352 | 218,200 | SH | DFND | 1 | 218,200 | 0 | 0 | |
Seagate Technology PLC | SHS | G7945M107 | 5,395 | 103,700 | SH | Call | DFND | 1 | 103,700 | 0 | 0 |
Stonemor Partners LP | COM UNITS | 86183Q100 | 2,095 | 72,725 | SH | DFND | 1 | 72,725 | 0 | 0 | |
Stoneridge Inc | COM | 86183P102 | 35,402 | 3,135,746 | SH | DFND | 1 | 3,135,746 | 0 | 0 | |
Suncor Energy Inc | COM | 867224107 | 75,074 | 2,566,665 | SH | DFND | 1 | 2,519,751 | 0 | 46,914 | |
Target Corp | COM | 87612E106 | 113,534 | 1,383,390 | SH | DFND | 1 | 1,359,431 | 0 | 23,959 | |
Telefonaktiebolaget LM Ericsson | ADR B SEK 10 | 294821608 | 6,262 | 499,040 | SH | DFND | 1 | 499,040 | 0 | 0 | |
Teradyne Inc | COM | 880770102 | 165,835 | 8,797,643 | SH | DFND | 1 | 8,694,081 | 0 | 103,562 | |
Terex Corp | COM | 880779103 | 11,975 | 450,388 | SH | DFND | 1 | 450,312 | 0 | 76 | |
Teva Pharmaceutical Industries Ltd | ADR | 881624209 | 228,583 | 3,669,079 | SH | DFND | 1 | 3,609,454 | 0 | 59,625 | |
Time Warner Inc | COM NEW | 887317303 | 100,878 | 1,194,677 | SH | DFND | 1 | 1,170,027 | 0 | 24,650 | |
TOTAL SA | SPONSORED ADR | 89151E109 | 2,876 | 57,915 | SH | DFND | 1 | 57,915 | 0 | 0 | |
TPG Specialty Lending Inc | COM | 87265K102 | 5,595 | 325,102 | SH | DFND | 1 | 325,102 | 0 | 0 | |
TreeHouse Foods Inc | COM | 89469A104 | 80,048 | 941,524 | SH | DFND | 1 | 941,249 | 0 | 275 | |
TRI Pointe Homes Inc | COM | 87265H109 | 52,994 | 3,434,531 | SH | DFND | 1 | 3,433,612 | 0 | 919 | |
UBS Group AG | SHS | H42097107 | 250 | 13,345 | SH | DFND | 1 | 13,345 | 0 | 0 | |
UMH Properties Inc | CV RED PFD-A | 903002202 | 321 | 12,393 | SH | DFND | 1 | 12,393 | 0 | 0 | |
Union Pacific Corp | COM | 907818108 | 89,620 | 827,445 | SH | DFND | 1 | 809,597 | 0 | 17,848 | |
United Parcel Service Inc | CL B | 911312106 | 7,173 | 74,000 | SH | DFND | 1 | 74,000 | 0 | 0 | |
Unum Group | COM | 91529Y106 | 202,296 | 5,997,511 | SH | DFND | 1 | 5,903,828 | 0 | 93,683 | |
Urstadt Biddle Properties Inc | PFD-G CV 6.75% | 917286809 | 758 | 28,725 | SH | DFND | 1 | 28,725 | 0 | 0 | |
VeriFone Systems Inc | COM | 92342Y109 | 20,118 | 576,629 | SH | DFND | 1 | 576,268 | 0 | 361 | |
Viacom Inc | CL B | 92553P201 | 147,543 | 2,160,221 | SH | DFND | 1 | 2,124,764 | 0 | 35,457 | |
Waste Management Inc | COM | 94106L109 | 325 | 6,002 | SH | DFND | 1 | 5,954 | 0 | 48 | |
Wells Fargo & Co | COM | 949746101 | 121,324 | 2,230,230 | SH | DFND | 1 | 2,189,122 | 0 | 41,108 | |
Western Alliance Bancorp | COM | 957638109 | 65,042 | 2,194,406 | SH | DFND | 1 | 2,193,792 | 0 | 614 | |
Weyerhaeuser Co | COM | 962166104 | 503 | 15,189 | SH | DFND | 1 | 15,054 | 0 | 135 |