The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AbbVie Inc | COM | 00287Y109 | 44,691 | 754,413 | SH | DFND | 1,2 | 737,681 | 0 | 16,732 | |
Agrium Inc | COM | 008916108 | 67,755 | 758,401 | SH | DFND | 1,2 | 744,784 | 0 | 13,617 | |
Albany International Corp | CL A | 012348108 | 37,164 | 1,016,805 | SH | DFND | 1,2 | 1,016,607 | 0 | 198 | |
Alphabet Inc | CAP STK CL A | 02079K305 | 54,554 | 70,121 | SH | DFND | 1,2 | 68,447 | 0 | 1,674 | |
Ameris Bancorp | COM | 03076K108 | 21,296 | 626,545 | SH | DFND | 1.2 | 626,434 | 0 | 111 | |
Analogic Corp | COM PAR $0.05 | 032657207 | 42,020 | 508,722 | SH | DFND | 1 | 508,722 | 0 | 0 | |
Aon PLC | SHS CL A | G0408V102 | 127,366 | 1,381,262 | SH | DFND | 1,2 | 1,354,892 | 0 | 26,370 | |
Apache Corp | COM | 037411105 | 46,152 | 1,037,836 | SH | DFND | 1,2 | 1,020,136 | 0 | 17,700 | |
Apartment Investment & Management Co | PFD CL A 6.875% | 03748R762 | 1,465 | 57,165 | SH | DFND | 1 | 57,165 | 0 | 0 | |
Ares Capital Corp | COM | 04010L103 | 10,196 | 715,578 | SH | DFND | 1 | 715,578 | 0 | 0 | |
ARRIS Group Inc | COM | 04270V106 | 16,559 | 546,606 | SH | DFND | 1,2 | 546,455 | 0 | 151 | |
Ashford Hospitality Trust Inc | 9% CUM PFD SER E | 044103505 | 5,754 | 226,988 | SH | DFND | 1 | 226,988 | 0 | 0 | |
AstraZeneca PLC | SPONSORED ADR | 046353108 | 17,525 | 516,215 | SH | DFND | 1 | 516,215 | 0 | 0 | |
Avery Dennison Corp | COM | 053611109 | 15,643 | 249,653 | SH | DFND | 1,2 | 249,557 | 0 | 96 | |
Aviva PLC | ADR | 05382A104 | 4,142 | 272,380 | SH | DFND | 1 | 272,380 | 0 | 0 | |
Axis Capital Holdings Ltd | SHS | G0692U109 | 23,342 | 415,200 | SH | DFND | 1,2 | 415,014 | 0 | 186 | |
Bank of America Corp | COM | 060505104 | 83,685 | 4,972,409 | SH | DFND | 1,2 | 4,877,354 | 0 | 95,055 | |
Bank of New York Mellon Corp/The | COM | 064058100 | 5,534 | 134,265 | SH | DFND | 1 | 134,265 | 0 | 0 | |
Barclays PLC | ADR | 06738E204 | 3,045 | 235,025 | SH | DFND | 1 | 235,025 | 0 | 0 | |
Bio-Rad Laboratories Inc | CL A | 090572207 | 59,051 | 425,876 | SH | DFND | 1,2 | 425,697 | 0 | 179 | |
Boise Cascade Co | COM | 09739D100 | 23,031 | 902,126 | SH | DFND | 1 | 902,126 | 0 | 0 | |
Brandywine Realty Trust | SH BEN INT NEW | 105368203 | 76,509 | 5,601,002 | SH | DFND | 1,2 | 5,600,077 | 0 | 925 | |
Bruker Corp | COM | 116794108 | 15,331 | 631,709 | SH | DFND | 1,2 | 631,407 | 0 | 302 | |
Capital Bank Financial Corp | CL A COM | 139794101 | 78,686 | 2,460,488 | SH | DFND | 1,2 | 2,460,134 | 0 | 354 | |
Cedar Fair LP | DEPOSITRY UNIT | 150185106 | 2,304 | 41,270 | SH | DFND | 1 | 41,270 | 0 | 0 | |
Cigna Corp | COM | 125509109 | 64,717 | 442,272 | SH | DFND | 1,2 | 432,852 | 0 | 9,420 | |
Cisco Systems Inc | COM | 17275R102 | 70,792 | 2,606,972 | SH | DFND | 1,2 | 2,554,694 | 0 | 52,278 | |
CIT Group Inc | COM NEW | 125581801 | 163,137 | 4,109,250 | SH | DFND | 1,2 | 4,047,040 | 0 | 62,210 | |
Citigroup Inc | COM NEW | 172967424 | 176,114 | 3,403,188 | SH | DFND | 1,2 | 3,335,986 | 0 | 67,202 | |
Coherent Inc | COM | 192479103 | 125,646 | 1,929,751 | SH | DFND | 1,2 | 1,929,287 | 0 | 464 | |
Colony Capital Inc | CONV PFD-C | 19624R403 | 3,010 | 137,400 | SH | DFND | 1 | 137,400 | 0 | 0 | |
Copa Holdings SA | CL A | P31076105 | 39,451 | 817,471 | SH | DFND | 1,2 | 804,026 | 0 | 13,445 | |
CVR Partners LP | COM | 126633106 | 3,780 | 472,026 | SH | DFND | 1 | 472,026 | 0 | 0 | |
CVR Partners LP | COM | 126633106 | 84 | 10,600 | SH | Call | DFND | 1 | 10,600 | 0 | 0 |
CVS Health Corp | COM | 126650100 | 74,367 | 760,638 | SH | DFND | 1,2 | 746,016 | 0 | 14,622 | |
Deltic Timber Corp | COM | 247850100 | 21,570 | 366,408 | SH | DFND | 1,2 | 366,334 | 0 | 74 | |
Discover Financial Services | COM | 254709108 | 119,743 | 2,233,196 | SH | DFND | 1,2 | 2,192,058 | 0 | 41,138 | |
Eaton Corp PLC | SHS | G29183103 | 2,987 | 57,400 | SH | DFND | 1 | 57,400 | 0 | 0 | |
eBay Inc | COM | 278642103 | 44,754 | 1,628,627 | SH | DFND | 1,2 | 1,598,266 | 0 | 30,361 | |
Elizabeth Arden Inc | COM | 28660G106 | 47,369 | 4,784,801 | SH | DFND | 1,2 | 4,783,723 | 0 | 1,078 | |
EnerSys | COM | 29275Y102 | 59,214 | 1,058,732 | SH | DFND | 1,2 | 1,058,524 | 0 | 208 | |
Entegris Inc | COM | 29362U104 | 33,850 | 2,550,921 | SH | DFND | 1 | 2,550,921 | 0 | 0 | |
EQT Corp | COM | 26884L109 | 72,522 | 1,391,192 | SH | DFND | 1,2 | 1,362,921 | 0 | 28,271 | |
Euronet Worldwide Inc | COM | 298736109 | 25,740 | 355,387 | SH | DFND | 1,2 | 355,292 | 0 | 95 | |
Express Inc | COM | 30219E103 | 6,931 | 401,146 | SH | DFND | 1 | 400,719 | 0 | 427 | |
Exxon Mobil Corp | COM | 30231G102 | 523 | 6,715 | SH | DFND | 1 | 6,715 | 0 | 0 | |
FBR & Co | COM NEW | 30247C400 | 15,947 | 801,397 | SH | DFND | 1 | 801,397 | 0 | 0 | |
Ford Motor Co | COM PAR $0.01 | 345370860 | 75,488 | 5,357,624 | SH | DFND | 1,2 | 5,271,579 | 0 | 86,045 | |
Ford Motor Co | COM | 345370860 | 6,723 | 477,200 | SH | Call | DFND | 1 | 477,200 | 0 | 0 |
Forestar Group Inc | COM | 346233109 | 57,101 | 5,219,477 | SH | DFND | 1,2 | 5,218,217 | 0 | 1,260 | |
Fred's Inc | CL A | 356108100 | 48,825 | 2,982,591 | SH | DFND | 1,2 | 2,981,975 | 0 | 616 | |
Frontier Communications Corp | PFD CONV SER-A | 35906A207 | 18 | 204,720 | PRN | DFND | 1 | 204,720 | 0 | 0 | |
General Electric Co | COM | 369604103 | 66,868 | 2,146,661 | SH | DFND | 1 | 2,105,764 | 0 | 40,897 | |
General Motors Co | COM | 37045V100 | 122,578 | 3,604,199 | SH | DFND | 1,2 | 3,533,152 | 0 | 71,047 | |
Gilead Sciences Inc | COM | 375558103 | 16,888 | 166,900 | SH | DFND | 1 | 166,900 | 0 | 0 | |
GlaxoSmithKline PLC | SPONSORED ADR | 37733W105 | 18,957 | 469,830 | SH | DFND | 1 | 469,830 | 0 | 0 | |
GP Strategies Corp | COM | 36225V104 | 19,380 | 771,811 | SH | DFND | 1 | 771,811 | 0 | 0 | |
GSI Group Inc | COM NEW | 36191C205 | 36,483 | 2,678,701 | SH | DFND | 1 | 2,678,701 | 0 | 0 | |
Haverty Furniture Cos Inc | COM | 419596101 | 24,242 | 1,130,694 | SH | DFND | 1,2 | 1,130,168 | 0 | 526 | |
Hercules Technology Growth Capital Inc | COM | 427096508 | 7,038 | 577,372 | SH | DFND | 1 | 577,372 | 0 | 0 | |
Heritage Financial Corp/WA | COM | 42722X106 | 33,447 | 1,775,338 | SH | DFND | 1,2 | 1,775,075 | 0 | 263 | |
Hess Corp | COM | 42809H107 | 56,682 | 1,169,191 | SH | DFND | 1,2 | 1,148,959 | 0 | 20,232 | |
HomeStreet Inc | COM | 43785V102 | 19,503 | 898,349 | SH | DFND | 1 | 898,349 | 0 | 0 | |
Hooker Furniture Corp | COM | 439038100 | 39,358 | 1,559,368 | SH | DFND | 1 | 1,559,368 | 0 | 0 | |
ICF International Inc | COM | 44925C103 | 15,411 | 433,400 | SH | DFND | 1,2 | 433,195 | 0 | 205 | |
Impax Laboratories Inc | COM | 45256B101 | 8,482 | 198,378 | SH | DFND | 1 | 198,213 | 0 | 165 | |
ING Groep NV | SPONSORED ADR | 456837103 | 5,162 | 383,545 | SH | DFND | 1 | 383,545 | 0 | 0 | |
Ingersoll-Rand PLC | SHS | G47791101 | 73,804 | 1,334,861 | SH | DFND | 1,2 | 1,310,703 | 0 | 24,158 | |
Inland Real Estate Corp | REDM PFD SER B | 457461507 | 680 | 27,100 | SH | DFND | 1 | 27,100 | 0 | 0 | |
Integrated Device Technology Inc | COM | 458118106 | 20,333 | 771,671 | SH | DFND | 1 | 771,671 | 0 | 0 | |
Inter Parfums Inc | COM | 458334109 | 34,893 | 1,464,864 | SH | DFND | 1,2 | 1,464,587 | 0 | 277 | |
Interpublic Group of Cos Inc/The | COM | 460690100 | 95,159 | 4,087,605 | SH | DFND | 1,2 | 4,018,163 | 0 | 69,442 | |
iShares 7-10 Year Treasury Bond ETF | 7-10 Y TR BD ETF | 464287440 | 2,038 | 19,303 | SH | DFND | 1 | 15,546 | 0 | 3,757 | |
iShares Core US Value ETF | CORE US VAL ETF | 464287663 | 5,593 | 43,910 | SH | DFND | 1 | 43,910 | 0 | 0 | |
iShares iBoxx $ Investment Grade Corporate Bond ETF | IBOXX INV CP ETF | 464287242 | 653 | 5,733 | SH | DFND | 1 | 5,347 | 0 | 386 | |
iShares MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 263 | 4,480 | SH | DFND | 1 | 4,431 | 0 | 49 | |
iShares Russell 1000 Value ETF | RUS 1000 VAL ETF | 464287598 | 30,642 | 313,124 | SH | DFND | 1 | 303,600 | 0 | 9,524 | |
John B Sanfilippo & Son Inc | COM | 800422107 | 46,554 | 861,635 | SH | DFND | 1,2 | 861,490 | 0 | 145 | |
JPMorgan Chase & Co | COM | 46625H100 | 137,485 | 2,082,168 | SH | DFND | 1,2 | 2,044,095 | 0 | 38,073 | |
Kimball Electronics Inc | COM | 49428J109 | 7,655 | 696,559 | SH | DFND | 1 | 696,559 | 0 | 0 | |
Koninklijke Philips NV | NY REG SH NEW | 500472303 | 73,240 | 2,877,815 | SH | DFND | 1,2 | 2,833,329 | 0 | 44,486 | |
Laclede Group Inc/The | COM | 505597104 | 56,810 | 956,245 | SH | DFND | 1,2 | 956,059 | 0 | 186 | |
Landec Corp | COM | 514766104 | 27,551 | 2,328,940 | SH | DFND | 1 | 2,328,940 | 0 | 0 | |
Lattice Semiconductor Corp | COM | 518415104 | 85,621 | 13,233,677 | SH | DFND | 1,2 | 13,231,547 | 0 | 2,130 | |
La-Z-Boy Inc | COM | 505336107 | 23,132 | 947,282 | SH | DFND | 1,2 | 946,861 | 0 | 421 | |
Loews Corp | COM | 540424108 | 64,689 | 1,684,614 | SH | DFND | 1,2 | 1,651,571 | 0 | 33,043 | |
Louisiana-Pacific Corp | COM | 546347105 | 34,559 | 1,918,933 | SH | DFND | 1,2 | 1,918,549 | 0 | 384 | |
Lumentum Holdings Inc | COM | 55024U109 | 3,099 | 140,757 | SH | DFND | 1,2 | 140,690 | 0 | 67 | |
Marten Transport Ltd | COM | 573075108 | 53,475 | 3,021,230 | SH | DFND | 1,2 | 3,020,668 | 0 | 562 | |
Materion Corp | COM | 576690101 | 54,472 | 1,945,448 | SH | DFND | 1,2 | 1,945,031 | 0 | 417 | |
Merck & Co Inc | COM | 58933Y105 | 3,624 | 68,615 | SH | DFND | 1 | 68,615 | 0 | 0 | |
MetLife Inc | COM | 59156R108 | 79,253 | 1,643,921 | SH | DFND | 1,2 | 1,609,550 | 0 | 34,371 | |
Microchip Technology Inc | COM | 595017104 | 2,969 | 63,795 | SH | DFND | 1 | 63,795 | 0 | 0 | |
Microchip Technology Inc | COM | 595017104 | 2,950 | 63,400 | SH | Call | DFND | 1 | 63,400 | 0 | 0 |
Microsoft Corp | COM | 594918104 | 95,629 | 1,723,671 | SH | DFND | 1,2 | 1,688,775 | 0 | 34,896 | |
Mitel Networks Corp | COM | 60671Q104 | 93,689 | 12,183,329 | SH | DFND | 1,2 | 12,181,340 | 0 | 1,989 | |
Mitsubishi UFJ Financial Group Inc | SPONSORED ADR | 606822104 | 64 | 10,291 | SH | DFND | 1 | 10,291 | 0 | 0 | |
National CineMedia Inc | COM | 635309107 | 6,406 | 407,789 | SH | DFND | 1 | 407,789 | 0 | 0 | |
National CineMedia Inc | COM | 635309107 | 2,865 | 182,400 | SH | Call | DFND | 1 | 182,400 | 0 | 0 |
National Storage Affiliates Trust | COM SHS BEN IN | 637870106 | 9,967 | 581,865 | SH | DFND | 1 | 581,865 | 0 | 0 | |
Neenah Paper Inc | COM | 640079109 | 29,952 | 479,785 | SH | DFND | 1 | 479,785 | 0 | 0 | |
New Residential Investment Corp | COM NEW | 64828T201 | 6,299 | 518,024 | SH | DFND | 1 | 518,024 | 0 | 0 | |
Nippon Telegraph & Telephone Corp | SPONSORED ADR | 654624105 | 8,770 | 220,700 | SH | DFND | 1 | 220,700 | 0 | 0 | |
Occidental Petroleum Corp | COM | 674599105 | 105,075 | 1,554,141 | SH | DFND | 1,2 | 1,526,292 | 0 | 27,849 | |
Oracle Corp | COM | 68389X105 | 139,977 | 3,831,850 | SH | DFND | 1,2 | 3,768,099 | 0 | 63,751 | |
Orbital ATK Inc | COM | 68557N103 | 37,828 | 423,417 | SH | DFND | 1,2 | 423,332 | 0 | 85 | |
PACCAR Inc | COM | 693718108 | 52,769 | 1,113,290 | SH | DFND | 1,2 | 1,093,454 | 0 | 19,836 | |
PacWest Bancorp | COM | 695263103 | 60,951 | 1,414,187 | SH | DFND | 1,2 | 1,413,906 | 0 | 281 | |
Paramount Group Inc | COM | 69924R108 | 12,866 | 710,829 | SH | DFND | 1 | 710,829 | 0 | 0 | |
PayPal Holdings Inc | COM | 70450Y103 | 61,548 | 1,700,247 | SH | DFND | 1,2 | 1,669,987 | 0 | 30,260 | |
PennyMac Mortgage Investment Trust | COM | 70931T103 | 9,193 | 602,473 | SH | DFND | 1 | 602,473 | 0 | 0 | |
Pfizer Inc | COM | 717081103 | 63,517 | 1,967,718 | SH | DFND | 1 | 1,931,744 | 0 | 35,974 | |
PH Glatfelter Co | COM | 377316104 | 50,817 | 2,755,844 | SH | DFND | 1 | 2,755,333 | 0 | 511 | |
Philip Morris International Inc | COM | 718172109 | 36,240 | 412,247 | SH | DFND | 1,2 | 403,339 | 0 | 8,908 | |
Phillips 66 | COM | 718546104 | 50,789 | 620,898 | SH | DFND | 1,2 | 608,956 | 0 | 11,942 | |
Phillips 66 | COM | 718546104 | 1,946 | 23,800 | SH | Call | DFND | 1 | 23,800 | 0 | 0 |
PNC Financial Services Group Inc/The | COM | 693475105 | 64,047 | 671,992 | SH | DFND | 1,2 | 657,500 | 0 | 14,492 | |
PrivateBancorp Inc | COM | 742962103 | 61,089 | 1,489,273 | SH | DFND | 1,2 | 1,488,976 | 0 | 297 | |
Ramco-Gershenson Properties Trust | COM SH BEN INT | 751452202 | 60,990 | 3,671,938 | SH | DFND | 1,2 | 3,671,230 | 0 | 708 | |
Raytheon Co | COM NEW | 755111507 | 73,429 | 589,657 | SH | DFND | 1,2 | 576,758 | 0 | 12,899 | |
Redwood Trust Inc | COM | 758075402 | 8,177 | 619,528 | SH | DFND | 1 | 619,528 | 0 | 0 | |
Reinsurance Group of America Inc | COM NEW | 759351604 | 22,024 | 257,447 | SH | DFND | 1,2 | 257,391 | 0 | 56 | |
Royal Dutch Shell PLC | SPONS ADR A | 780259206 | 51,240 | 1,119,034 | SH | DFND | 1,2 | 1,099,326 | 0 | 19,708 | |
Sanofi | SPONSORED ADR | 80105N105 | 88,631 | 2,078,119 | SH | DFND | 1,2 | 2,041,820 | 0 | 36,299 | |
Seagate Technology PLC | SHS | G7945M107 | 5,602 | 152,825 | SH | DFND | 1 | 152,825 | 0 | 0 | |
SPDR S&P MidCap 400 ETF Trust | UTSER1 S&PDCRP | 78467Y107 | 1,246 | 4,907 | SH | DFND | 1 | 4,907 | 0 | 0 | |
StoneMor Partners LP | COM UNITS | 86183Q100 | 3,045 | 113,925 | SH | DFND | 1 | 113,925 | 0 | 0 | |
Stoneridge Inc | COM | 86183P102 | 46,667 | 3,153,186 | SH | DFND | 1 | 3,153,186 | 0 | 0 | |
Suncor Energy Inc | COM | 867224107 | 66,283 | 2,569,120 | SH | DFND | 1,2 | 2,516,627 | 0 | 52,493 | |
Synchrony Financial | COM | 87165B103 | 31,998 | 1,052,221 | SH | DFND | 1,2 | 1,022,865 | 0 | 29,356 | |
Target Corp | COM | 87612E106 | 78,147 | 1,076,260 | SH | DFND | 1,2 | 1,058,001 | 0 | 18,259 | |
Taylor Morrison Home Corp | CL A | 87724P106 | 54,316 | 3,394,782 | SH | DFND | 1,2 | 3,393,714 | 0 | 1,068 | |
Telefonaktiebolaget LM Ericsson | ADR B SEK 10 | 294821608 | 4,338 | 451,405 | SH | DFND | 1 | 451,405 | 0 | 0 | |
Teradyne Inc | COM | 880770102 | 137,993 | 6,676,048 | SH | DFND | 1,2 | 6,592,122 | 0 | 83,926 | |
Terex Corp | COM | 880779103 | 10,837 | 586,463 | SH | DFND | 1 | 586,463 | 0 | 0 | |
Teva Pharmaceutical Industries Ltd | ADR | 881624209 | 90,592 | 1,380,143 | SH | DFND | 1,2 | 1,355,651 | 0 | 24,492 | |
Time Warner Inc | COM NEW | 887317303 | 52,198 | 807,149 | SH | DFND | 1,2 | 789,722 | 0 | 17,427 | |
TOTAL SA | SPONSORED ADR | 89151E109 | 2,129 | 47,385 | SH | DFND | 1 | 47,385 | 0 | 0 | |
TPG Specialty Lending Inc | COM | 87265K102 | 3,315 | 204,409 | SH | DFND | 1 | 204,409 | 0 | 0 | |
TreeHouse Foods Inc | COM | 89469A104 | 69,084 | 880,509 | SH | DFND | 1,2 | 880,329 | 0 | 180 | |
TRI Pointe Group Inc | COM | 87265H109 | 55,548 | 4,384,280 | SH | DFND | 1,2 | 4,383,473 | 0 | 807 | |
Union Pacific Corp | COM | 907818108 | 55,958 | 715,580 | SH | DFND | 1,2 | 699,561 | 0 | 16,019 | |
United Parcel Service Inc | CL B | 911312106 | 14,157 | 147,120 | SH | DFND | 1 | 147,120 | 0 | 0 | |
Unum Group | COM | 91529Y106 | 171,399 | 5,148,669 | SH | DFND | 1,2 | 5,064,451 | 0 | 84,218 | |
Vector Group Ltd | COM | 92240M108 | 8,997 | 381,402 | SH | DFND | 1 | 381,402 | 0 | 0 | |
VeriFone Systems Inc | COM | 92342Y109 | 28,061 | 1,001,494 | SH | DFND | 1,2 | 1,000,965 | 0 | 529 | |
Viacom Inc | CL B | 92553P201 | 116,691 | 2,835,076 | SH | DFND | 1,2 | 2,785,152 | 0 | 49,924 | |
Viacom Inc | CL B | 92553P102 | 3,288 | 79,900 | SH | Call | DFND | 1 | 79,900 | 0 | 0 |
Wal-Mart Stores Inc | COM | 931142103 | 51,262 | 836,251 | SH | DFND | 1,2 | 820,908 | 0 | 15,343 | |
Wells Fargo & Co | COM | 949746101 | 98,813 | 1,817,759 | SH | DFND | 1,2 | 1,781,504 | 0 | 36,255 | |
Western Alliance Bancorp | COM | 957638109 | 77,867 | 2,171,431 | SH | DFND | 1,2 | 2,171,023 | 0 | 408 |