Exhibit 25
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM T-1
STATEMENT OF ELIGIBILITY UNDER
THE TRUST INDENTURE ACT OF 1939 OF A
CORPORATION DESIGNATED TO ACT AS TRUSTEE
Check if an Application to Determine Eligibility of
a Trustee Pursuant to Section 305(b)(2)
U.S. BANK TRUST NATIONAL ASSOCIATION
(Exact name of Trustee as specified in its charter)
41-1973763
I.R.S. Employer Identification No.
| | |
300 East Delaware Avenue, 8th Floor Wilmington, Delaware | | 19801 |
(Address of principal executive offices) | | (Zip Code) |
K. Wendy Kumar
U.S. Bank Trust National Association
100 Wall Street, Suite 1600
New York, NY 10005
(212)951-8561
(Name, address and telephone number of agent for service)
Caterpillar Financial Services Corporation
(Issuer with respect to the Securities)
| | |
Delaware | | 37-1105865 |
(State or other jurisdiction of incorporation or organization) | | (I.R.S. Employer Identification No.) |
| | |
2120 West End Avenue Nashville, TN | | 37203-0001 |
(Address of Principal Executive Offices) | | (Zip Code) |
Debt Securities
FORM T-1
Item 1. GENERAL INFORMATION.Furnish the following information as to the Trustee.
| a) | Name and address of each examining or supervising authority to which it is subject. |
Comptroller of the Currency
Washington, D.C.
| b) | Whether it is authorized to exercise corporate trust powers. |
Yes
Item 2. AFFILIATIONS WITH OBLIGOR.If the obligor is an affiliate of the Trustee, describe each such affiliation.
None
Items 3-15 | Items 3-15 are not applicable because to the best of the Trustee’s knowledge, the obligor is not in default under any Indenture for which the Trustee acts as Trustee. |
Item 16. | LIST OF EXHIBITS:List below all exhibits filed as a part of this statement of eligibility and qualification. |
| 1. | A copy of the Articles of Association of the Trustee.* |
| 2. | A copy of the certificate of authority of the Trustee to commence business.* |
| 3. | A copy of the certificate of authority of the Trustee to exercise corporate trust powers.* |
| 4. | A copy of the existing bylaws of the Trustee.** |
| 5. | A copy of each Indenture referred to in Item 4. Not applicable. |
| 6. | The consent of the Trustee required by Section 321(b) of the Trust Indenture Act of 1939, attached as Exhibit 6. |
| 7. | Report of Condition of the Trustee as of June 30, 2013 published pursuant to law or the requirements of its supervising or examining authority, attached as Exhibit 7. |
* | Incorporated by reference to Exhibit 25.1 to Amendment No. 2 to registration statement on S-4, RegistrationNumber 333-128217 filed on November 15, 2005. |
** | Incorporated by reference to Exhibit 25.1 to registration statement on S-4, Registration Number 333-145601 filed on August 21, 2007. |
2
SIGNATURE
Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the Trustee, U.S. BANK TRUST NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America, has duly caused this statement of eligibility and qualification to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of New York, State of New York on this 30th day of September, 2013.
| | |
By: | | /s/ K. Wendy Kumar |
Name: | | K. Wendy Kumar |
Title: | | Vice President |
3
Exhibit 6
CONSENT
In accordance with Section 321(b) of the Trust Indenture Act of 1939, the undersigned, U.S. BANK TRUST NATIONAL ASSOCIATION hereby consents that reports of examination of the undersigned by Federal, State, Territorial or District authorities may be furnished by such authorities to the Securities and Exchange Commission upon its request therefor.
Dated: September 30th, 2013
| | |
| |
By: | | /s/ K. Wendy Kumar |
| | K. Wendy Kumar Vice President |
4
Exhibit 7
U.S. Bank Trust National Association
Statement of Financial Condition
As of June 30, 2013
($000’s)
| | | | |
Assets | | | | |
1. Cash and balances due from depository institutions (from Schedule RC-A): | | | | |
a. Noninterest-bearing balances and currency and coin (1) | | | 11,038 | |
b. Interest-bearing balances (2) | | | 537,130 | |
2. Securities: | | | | |
a. Held-to-maturity securities (from Schedule RC-B, column A) | | | 0 | |
b. Available-for-sale securities (from Schedule RC-B, column D) | | | 0 | |
3. Federal funds sold and securities purchased under agreements to resell: | | | | |
a. Federal funds sold | | | 0 | |
b. Securities purchased under agreements to resell (3) | | | 0 | |
4. Loans and lease financing receivables (from Schedule RC-C): | | | | |
a. Loans and leases held for sale | | | 0 | |
b. Loans and leases, net of unearned income | | | 0 | |
c. LESS: Allowance for loan and lease losses | | | 0 | |
d. Loans and leases, net of unearned income and allowance (item 4.b minus 4.c) | | | 0 | |
5. Trading assets (from Schedule RC-D) | | | 0 | |
6. Premises and fixed assets (including capitalized leases) | | | 28 | |
7. Other real estate owned (from Schedule RC-M) | | | 0 | |
8. Investments in unconsolidated subsidiaries and associated companies | | | 0 | |
9. Direct and indirect investments in real estate ventures | | | 0 | |
10. Intangible assets: | | | | |
a. Goodwill | | | 16,000 | |
b. Other intangible assets (from Schedule RC-M) | | | 1,320 | |
11. Other assets (from Schedule RC-F) | | | 17,531 | |
12. Total assets (sum of items 1 through 11) | | | 583,047 | |
(1) | Includes cash items in process of collection and unposted debits. |
(2) | Includes time certificates of deposit not held for trading. |
(3) | Includes all securities resale agreements, regardless of maturity. |
| | | | |
Liabilities | | | | |
13. Deposits: | | | | |
a. In domestic offices (sum of totals of columns A and C from Schedule RC-E, part I) | | | 0 | |
(1) Noninterest-bearing (1) | | | 0 | |
(2) Interest-bearing | | | 0 | |
b. Not applicable | | | | |
14. Federal funds purchased and securities sold under agreements to repurchase: | | | | |
a. Federal funds purchased (2) | | | 0 | |
b. Securities sold under agreements to repurchase (3) | | | 0 | |
15. Trading liabilities (from Schedule RC-D) | | | 0 | |
16. Other borrowed money (includes mortgage indebtedness and obligations under capitalized leases) (from ScheduleRC-M) | | | 0 | |
17. and 18. Not applicable | | | | |
19. Subordinated notes and debentures (4) | | | 0 | |
20. Other liabilities (from Schedule RC-G) | | | 15,377 | |
21. Total liabilities (sum of items 13 through 20) | | | 15,377 | |
22. Not applicable | | | | |
| |
Equity Capital | | | | |
Bank Equity Capital | | | | |
23. Perpetual preferred stock and related surplus | | | 0 | |
24. Common stock | | | 1,000 | |
25. Surplus (excludes all surplus related to preferred stock) | | | 466,570 | |
26. a. Retained earnings | | | 100,100 | |
b. Accumulated other comprehensive income (5) | | | 0 | |
c. Other equity capital components (6) | | | 0 | |
27. a. Total bank equity capital (sum of items 23 through 26.c) | | | 567,670 | |
b. Noncontrolling (minority) interests in consolidated subsidiaries | | | 0 | |
28. Total equity capital (sum of items 27.a and 27.b) | | | 567,670 | |
29. Total liabilities and equity capital (sum of items 21 and 28) | | | 583,047 | |
5