UNITED STATES
SECURITIESAND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANTTO SECTION 13OR 15(d)OFTHE
SECURITIES EXCHANGE ACTOF 1934
Date of Report (Date of earliest event reported): October 1, 2008
FOUNTAIN POWERBOAT INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)
| | | | |
| Nevada | | 000-14712 | | 56-1774895 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
| | |
Post Office Drawer 457 Washington, North Carolina | | 27889 |
| (Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code: (252) 975-2000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
On October 1, 2008, and as required by Section 610 of the American Stock Exchange Company Guide, we issued a press release announcing that the audit report included in our Annual Report on Form 10-K for the fiscal year ended June 30, 2008, while expressing an unqualified opinion regarding our audited financial statements, identified matters which the audit report stated raised substantial doubt about our ability to continue as a going concern. A copy of our press release is attached as Exhibit 99.1 to this report.
Our announcement was required by the American Stock Exchange’s rules and does not represent any change or amendment to our fiscal 2008 financial statements or to our Annual Report on Form 10-K which was filed with the Securities and Exchange Commission on September 29, 2008.
| Item 9.01. | Financial Statements and Exhibits. |
Exhibits. The following Exhibit is being furnished with this Report.
| | |
Exhibit No. | | Exhibit Description |
99.1 | | Copy of our press release dated October 1, 2008 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, we have duly caused this Report to be signed on our behalf by the undersigned thereunto duly authorized.
| | | | | | |
| | | | FOUNTAIN POWERBOAT INDUSTRIES, INC. |
| | | | (Registrant) |
| | | |
| Date: October 1, 2008 | | | | By: | | /s/ Irving L. Smith |
| | | | | | Irving L. Smith |
| | | | | | Chief Financial Officer |
EXHIBIT INDEX
| | |
Exhibit No. | | Exhibit Description |
99.1 | | Copy of our press release dated October 1, 2008 |
