Investment Company Act File No. 811-04262
David D. Basten, President
David C. Mahaffey, Esq.
| Yorktown |
| Small Cap Fund |
| Proxy Voting Record |
| July 1, 2020 - June 30, 2021 |
| | | | | | | | | For or |
| | | | Meeting | | Proposed | Vote | | Against |
| Issuer | Ticker | CUSIP | Date | Matter Voted On | By | Cast | Vote | Mgt. |
| America's Cart Mart, Inc. | CRMT | 03062T105 | 8/26/2020 | Election of Director for a term of one year: Ann G. Bordelon | Board | Y | For | For |
| | | | | Election of Director for a term of one year: Ray C. Dillon | Board | Y | For | For |
| | | | | Election of Director for a term of one year: Daniel J. Englander | Board | Y | For | For |
| | | | | Election of Director for a term of one year: William H. Henderson | Board | Y | For | For |
| | | | | Election of Director for a term of one year: Joshua G. Welch | Board | Y | For | For |
| | | | | Election of Director for a term of one year: Jeffrey A. Williams | Board | Y | For | For |
| | | | | To approve an advisory resolution regarding the Company's compensation of its named executive officers. | Board | Y | For | For |
| | | | | To ratify the selection of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year ending April 30, 2021. | Board | Y | For | For |
| | | | | To approve an amendment to the Company's Amended and Restated Stock Option Plan, increasing the number of shares authorized for issuance under the plan by 200,000. | Board | Y | For | For |
| | | | | To conduct such other business as may properly come before the meeting or any adjournments or postponements thereof. | Board | Y | For | For |
| Mesa Laboratories, Inc. | MLAB | 59064R109 | 8/27/2020 | Election of Director: J. Alltoft | Board | Y | For | For |
| | | | | Election of Director: E. Guillemin | Board | Y | For | For |
| | | | | Election of Director: S. Hall | Board | Y | For | For |
| | | | | Election of Director: D. Kelly | Board | Y | For | For |
| | | | | Election of Director: G. Owens | Board | Y | For | For |
| | | | | Election of Director: D. Perez | Board | Y | For | For |
| | | | | Election of Director: J. Schmieder | Board | Y | For | For |
| | | | | Election of Director: J. Sullivan | Board | Y | For | For |
| | | | | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Compensation Discussion and Analysis section and the Executive Compensation section of our Proxy Statement. | Board | Y | For | For |
| | | | | To ratify the appointment of Plante & Moran, PLLC ("The Audit Firm") as the Company's independent registered public accounting firm for the year ending March 31, 2021 (the "Ratification of Auditors Proposal"). | Board | Y | For | For |
| Winnebago Industries | WGO | 974637100 | 12/15/2020 | Election of Director: Sara E Armbruster | Board | Y | For | For |
| | | | | Election of Director: William C. Fisher | Board | Y | For | For |
| | | | | Election of Director: Michael J. Happe | Board | Y | For | For |
| | | | | Approve, on an advisory basis, the compensation of our Named Executive Officers. | Board | Y | For | For |
| Stitch Fix , Inc. | SFIX | 860897107 | 12/16/2020 | Election of Director: J. William Gurley | Board | Y | For | For |
| | | | | Election of Director: Kirsten Lynch | Board | Y | For | For |
| | | | | Election of Director: Mikkel Svane | Board | Y | For | For |
| | | | | Advisory vote to approve executive compensation. | Board | Y | For | For |
| | | | | Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2021. | Board | Y | For | For |
| Fabrinet | FN | G3323L100 | 12/9/2020 | Election of Director: Seamus Grady | Board | Y | For | For |
| | | | | Election of Director: Thomas F. Kelly | Board | Y | For | For |
| | | | | Ratification of the appointment of PricewaterhouseCoopers ABAS Ltd. as Fabrinet's independent registered public accounting firm for the fiscal year ending June 25, 2021. | Board | Y | For | For |
| | | | | Approval, on an advisory basis, of the compensation paid to Fabrinet's named executive officers. | Board | Y | For | For |
| Perion Network Ltd. | PERI | M78673114 | 12/23/2020 | To approve the re-election of Mr. Michael Vorhaus, to serve as a director of the Company for a period commencing on the date of the Meeting and until the third annual general meeting of the shareholders of the Company following the Meeting or his earlier resignation or removal, as applicable. | Board | Y | For | For |
| | | | | To approve the re-election of Ms. Joy Marcus, to serve as a director of the Company for a period commencing on the date of the Meeting and until the third annual general meeting of the shareholders of the Company following the Meeting or her earlier resignation or removal, as applicable. | Board | Y | For | For |
| | | | | To approve the amendment of equity-based compensation terms of the Company's non-executive directors and chairperson, as well as a special one-time grant for Mr. Kaplan, our chairperson of the Board, as detailed in the Proxy Statement, dated November 16, 2020. | Board | Y | For | For |
| | | | | To approve amendments to the terms of employment of Mr. Doron Gerstel, Company's Chief Executive Officer, as detailed in the Proxy Statement, dated November 16, 2020. | Board | Y | For | For |
| | | | | To approve the appointment of Kost Forer Gabbay & Kasierer, a member of Ernst & Young Global, as the independent public auditors of the Company for the year ending on December 31, 2020, and until the next annual general meeting of shareholders, and to authorize the board of directors, upon the recommendation of the audit committee of the Company, to determine the compensation of said independent auditors in accordance with the volume and nature of their services. | Board | Y | For | For |
| Twist Biosciences | TWST | 90184D100 | 2/3/2021 | Election of Director: E. Leproust | Board | Y | For | For |
| | | | | Election of Director: W. Banyai | Board | Y | For | For |
| | | | | Election of Director: R. Chess | Board | Y | For | For |
| | | | | TO ADOPT, ON AN ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT UNDER "EXECUTIVE COMPENSATION." | Board | Y | For | For |
| | | | | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Board | Y | For | For |
| | | | | Ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending September 30, 2021. | Board | Y | For | For |
| Magic Software Enterprises | MGIC | 559166103 | 2/25/2021 | To re-elect GUY BERNSTEIN for terms expiring at the Company's 2021 Annual General Meeting of Shareholders. | Board | Y | For | For |
| | | | | To re-elect NAAMIT SALOMON for terms expiring at the Company's 2021 Annual General Meeting of Shareholders. | Board | Y | For | For |
| | | | | To re-elect of AVI ZAKAY for terms expiring 2021 Annual General meeting of Shareholders | Board | Y | For | For |
| | | | | To re-elect Mr. Ron Ettlinger to serve as an external director (as such term is defined in the Israeli Companies Law) for a third three-year term | Board | Y | For | For |
| | | | | Are you (a) a controlling shareholder of the Company; or (b) do you have a personal interest in the re-election of Mr. Ron Ettlinger to serve as an external director (as such term is defined in the Israeli Companies Law) for a third three-year term? If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Board | Y | For | For |
| | | | | Are you (a) a controlling shareholder of the Company; or (b) do you have a personal interest in the re-election of Mr. Ron Ettlinger to serve as an external director (as such term is defined in the Israeli Companies Law) for a third three-year term? If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Board | Y | For | For |
| | | | | To approve the amended terms for the Company's renewed director and officer liability, or D&O, insurance policy. | Board | Y | For | For |
| | | | | Are you (a) a controlling shareholder of the Company; or (b) do you have a personal interest in the approval of the renewed directors and officers' liability insurance policy? If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Board | Y | For | For |
| | | | | To approve a revised compensation policy for the Company's directors and officers. | Board | Y | For | For |
| | | | | Are you (a) a controlling shareholder of the Company; or (b) do you have a personal interest in the approval of the revised compensation policy? If you do not vote YES=FOR or NO=AGAINST the vote on the corresponding proposal will not count. | Board | Y | For | For |
| | | | | To ratify and approve the re-appointment of Kost Forer Gabbay & Kasierer, registered public accounting firm, a member firm of Ernst & Young Global, as the Company's independent registered public accounting firm for the year ending December 31, 2020 and to authorize its Board of Directors to delegate to the Audit Committee the authority to fix the compensation for such independent registered public accountants in accordance with the volume and nature of their services. | Board | Y | For | For |
| Sportsmans Warehouse Holdings Inc. | SPWH | 84920Y106 | 3/23/2021 | To adopt and approve the Agreement and Plan of Merger, dated December 21, 2020, by and among Great Outdoors Group, LLC, Phoenix Merger Sub I, Inc., a wholly-owned subsidiary of Great Outdoors Group, LLC, and Sportsman's Warehouse Holdings, Inc., as amended from time to time, pursuant to which Phoenix Merger Sub I, Inc. will be merged with an into Sportsman's Warehouse Holdings, Inc., with Sportsman's Warehouse Holdings, Inc. continuing as the surviving corporation in the merger and a wholly-owned subsidiary of Great Outdoors Group, LLC. | Board | Y | For | For |
| | | | | To approve, on a non-binding, advisory basis, the specified compensation that may be paid or may become payable to Sportsman's Warehouse Holdings, Inc.'s named executive officers based on or otherwise relating to the merger | Board | Y | For | For |
| | | | | To adjourn the special meeting from time to time to a later date or time, if necessary, to solicit additional proxies if there are not sufficient votes at the time of the special meeting (or any adjournment thereof) to adopt and approve the merger agreement. | Board | Y | For | For |
| Getty Realty Corp | GTY | 374297109 | 4/26/2021 | Election of Director: Christopher J. Constant | Board | Y | For | For |
| | | | | Election of Director: Milton Cooper | Board | Y | For | For |
| | | | | Election of Director: Philip E. Coviello | Board | Y | For | For |
| | | | | Election of Director: Mary Lou Malanoski | Board | Y | For | For |
| | | | | Election of Director: Richard E. Montag | Board | Y | For | For |
| | | | | Election of Director: Howard B. Safenowitz | Board | Y | For | For |
| | | | | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION (SAY-ON- PAY) | Board | Y | For | For |
| | | | | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021 | Board | Y | For | For |
| | | | | APPROVAL OF THE GETTY REALTY CORP. THIRD AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE COMPENSATION PLAN | Board | Y | For | For |
| Lithia Motors | LAD | 536797103 | 4/29/2021 | Election of Director: Sidney B. DeBoer | Board | Y | For | For |
| | | | | Election of Director: Susan O. Cain | Board | Y | For | For |
| | | | | Election of Director: Bryan B. DeBoer | Board | Y | For | For |
| | | | | Election of Director: Shauna F. McIntyre | Board | Y | For | For |
| | | | | Election of Director: Louis P. Miramontes | Board | Y | For | For |
| | | | | Election of Director: Kenneth E. Roberts | Board | Y | For | For |
| | | | | Election of Director: David J. Robino | Board | Y | For | For |
| | | | | Approval by advisory vote, of the compensation of our Named Executive Officers. | Board | Y | For | For |
| | | | | Ratification of Appointment of KPMG LLP as our Independent Registered Public Accounting Firm for 2021. | Board | Y | For | For |
| | | | | Approval of an Amendment and Restatement of our Restated Articles of Incorporation to eliminate references to Class B Common Stock, Class A Common Stock and Series M Preferred Stock, and to reclassify Class A Common Stock as Common Stock. | Board | Y | For | For |
| Alaska Air Group, Inc. | ALK | 011659109 | 5/6/2021 | Election of Director to One-Year Terms: Patricia M. Bedient | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: James A. Beer | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Raymond L. Conner | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Daniel K. Elwell | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Dhiren R. Fonseca | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Kathleen T. Hogan | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Jessie J. Knight, Jr. | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Benito Minicucci | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Susan J. Li | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Helvi K. Sandvik | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: J. Kenneth Thompson | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Bradley D. Tilden | Board | Y | For | For |
| | | | | Election of Director to One-Year Terms: Eric K. Yeaman | Board | Y | For | For |
| | | | | Approve (on an advisory basis) the compensation of the Company's Named Executive Officers. | Board | Y | For | For |
| | | | | Ratify the appointment of KPMG LLP as the Company's independent registered public accountants for the fiscal year 2021. | Board | Y | For | For |
| | | | | Approve the amendment and restatement of the Company's 2016 Performance Incentive Plan | Board | Y | For | For |
| LPL Financial Holdings, Inc. | LPLA | 50212V100 | 5/5/2021 | Election of Director: Dan H. Arnold | Board | Y | For | For |
| | | | | Election of Director: Edward C. Bernard | Board | Y | For | For |
| | | | | Election of Director: H. Paulett Eberhart | Board | Y | For | For |
| | | | | Election of Director: William F. Glavin, Jr. | Board | Y | For | For |
| | | | | Election of Director: Allison H. Mnookin | Board | Y | For | For |
| | | | | Election of Director: Anne M. Mulcahy | Board | Y | For | For |
| | | | | Election of Director: James S. Putnam | Board | Y | For | For |
| | | | | Election of Director: Richard P. Schifter | Board | Y | For | For |
| | | | | Election of Director: Corey E. Thomas | Board | Y | For | For |
| | | | | Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Board | Y | For | For |
| | | | | Approve, in an advisory vote, the compensation paid to the Company's named executive officers | Board | Y | For | For |
| | | | | Approve the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan. | Board | Y | For | For |
| | | | | Approve the LPL Financial Holdings Inc. 2021 Employee Stock Purchase Plan. | Board | Y | For | For |
| Mueller Industries, Inc. | MLI | 624756102 | 5/6/2021 | Vote For Board Director | Board | Y | For | For |
| | | | | Vote For Board Director | Board | Y | For | For |
| | | | | Vote For Board Director | Board | Y | For | For |
| | | | | Vote For Board Director | Board | Y | For | For |
| | | | | Vote For Board Director | Board | Y | For | For |
| | | | | Vote For Board Director | Board | Y | For | For |
| | | | | Vote For Board Director | Board | Y | For | For |
| | | | | Vote For Board Director | Board | Y | For | For |
| | | | | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Board | Y | For | For |
| | | | | To approve, on an advisory basis by non-binding vote, executive compensation. | Board | Y | For | For |
| Tenet Healthcare Corporation | THC | 88033G407 | 5/6/2021 | Election of Director: Ronald A. Rittenmeyer | Board | Y | For | For |
| | | | | Election of Director: J. Robert Kerrey | Board | Y | For | For |
| | | | | Election of Director: James L. Bierman | Board | Y | For | For |
| | | | | Election of Director: Richard W. Fisher | Board | Y | For | For |
| | | | | Election of Director: Meghan M. FitzGerald | Board | Y | For | For |
| | | | | Election of Director: Cecil D. Haney | Board | Y | For | For |
| | | | | Election of Director: Christopher S. Lynch | Board | Y | For | For |
| | | | | Election of Director: Richard J. Mark | Board | Y | For | For |
| | | | | Election of Director: Tammy Romo | Board | Y | For | For |
| | | | | Election of Director: Saumya Sutaria | Board | Y | For | For |
| | | | | Election of Director: Nadja Y. West | Board | Y | For | For |
| | | | | Proposal to approve, on an advisory basis, the company's executive compensation | Board | Y | For | For |
| | | | | Proposal to ratify the selection of Deloitte & Touche LLP as independent registered public accountants for the year ending December 31, 2021 | Board | Y | For | For |
| Lattice Semiconductor Corp. | LSCC | 518415104 | 5/7/2021 | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022 | Board | Y | For | For |
| | | | | To approve, as an advisory vote, the compensation of the Company's named executive officers. | Board | Y | For | For |
| Iridium Communications Inc. | IRDM | 46269C102 | 5/12/2021 | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | Election of Director | Board | Y | For | For |
| | | | | To approve, on an advisory basis, the compensation of our named executive officers. | Board | Y | For | For |
| | | | | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Board | Y | For | For |
| Novanta Inc. | NOVT | 67000B104 | 5/12/2021 | Election of Director: Lonny J. Carpenter | Board | Y | For | For |
| | | | | Election of Director: Deborah DiSanzo | Board | Y | For | For |
| | | | | Election of Director: Matthijs Glastra | Board | Y | For | For |
| | | | | Election of Director: Brian D. King | Board | Y | For | For |
| | | | | Election of Director: Ira J. Lamel | Board | Y | For | For |
| | | | | Election of Director: Maxine L. Mauricio | Board | Y | For | For |
| | | | | Election of Director: Katherine A. Owen | Board | Y | For | For |
| | | | | Election of Director: Thomas N. Secor | Board | Y | For | For |
| | | | | Election of Director: Frank A. Wilson | Board | Y | For | For |
| | | | | Approval, on an advisory (non-binding) basis, of the Company's executive compensation. | Board | Y | For | For |
| | | | | To approve the amended and restated Novanta Inc. 2010 Incentive Award Plan. | Board | Y | For | For |
| | | | | To appoint PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm to serve until the 2022 Annual Meeting of shareholders | Board | Y | For | For |
| | | | | To confirm the Company's Amended and Restated By-Law Number 1. | Board | Y | For | For |
| | | | | To approve an amendment to the Company's articles to authorize blank check preferred shares. | Board | Y | For | For |
| Repligen Corporation | RGEN | 759916109 | 5/13/2021 | Election of Director: Tony J. Hunt | Board | Y | For | For |
| | | | | Election of Director: Karen A. Dawes | Board | Y | For | For |
| | | | | Election of Director: Nicolas M. Barthelemy | Board | Y | For | For |
| | | | | Election of Director: Carrie Eglinton Manner | Board | Y | For | For |
| | | | | Election of Director: Rohin Mhatre, Ph.D. | Board | Y | For | For |
| | | | | Election of Director: Glenn P. Muir | Board | Y | For | For |
| | | | | Election of Director: Thomas F. Ryan, Jr. | Board | Y | For | For |
| | | | | Ratification of the selection of Ernst & Young LLP as Repligen Corporation's independent registered public accounting firm for fiscal year 2021. | Board | Y | For | For |
| | | | | Advisory vote to approve the compensation paid to Repligen Corporation's named executive officers. | Board | Y | For | For |
| Reliant Bancorp Inc. | RBNC | 75956B101 | 5/13/2021 | Election of Director for a term to expire at the 2022 Annual Meeting: DeVan D. Ard, Jr. | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: Charles Trimble Beasley | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: William Ronald DeBerry | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: Sharon H. Edwards | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: Darrell S. Freeman, Sr | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: James Gilbert Hodges | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: William Lawson Mabry | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: Connie S. McGee | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: Linda E. Rebrovick | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: Ruskin A. Vest | Board | Y | For | For |
| | | | | Election of Director for a term to expire at the 2022 Annual Meeting: Michael E. Wallace | Board | Y | For | For |
| | | | | Approval, on a non-binding, advisory basis, of Reliant's named executive officers' compensation. | Board | Y | For | For |
| | | | | A non-binding advisory vote on the frequency with which Reliant should conduct future non-binding advisory shareholder votes on the compensation of Reliant's named executive officers. | Board | Y | For | For |
| | | | | To ratify the Audit Committee's selection of Maggart & Associates, P.C. as Reliant's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Board | Y | For | For |
| Morningstar Inc. | MORN | 617700109 | 5/14/2021 | Election of Director: Joe Mansueto | Board | Y | For | For |
| | | | | Election of Director: Kunal Kapoor | Board | Y | For | For |
| | | | | Election of Director: Robin Diamonte | Board | Y | For | For |
| | | | | Election of Director: Cheryl Francis | Board | Y | For | For |
| | | | | Election of Director: Steve Joynt | Board | Y | For | For |
| | | | | Election of Director: Steve Kaplan | Board | Y | For | For |
| | | | | Election of Director: Gail Landis | Board | Y | For | For |
| | | | | Election of Director: Bill Lyons | Board | Y | For | For |
| | | | | Election of Director: Doniel Sutton | Board | Y | For | For |
| | | | | Election of Director: Caroline Tsay | Board | Y | For | For |
| | | | | Approve the Morningstar, Inc. Amended and Restated 2011 Stock Incentive Plan. | Board | Y | For | For |
| | | | | Advisory vote to approve executive compensation. | Board | Y | For | For |
| | | | | Ratification of the appointment of KPMG LLP as Morningstar's independent registered public accounting firm for 2021. | Board | Y | For | For |
| Amkor Technology | AMKR | 031652100 | 5/18/2021 | Election of Directors (11 total) | Board | Y | For | For |
| | | | | Advisory vote to approve the compensation of our named executive officers. | Board | Y | For | For |
| | | | | Approval of the 2021 Equity Incentive Plan. | Board | Y | For | For |
| | | | | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Board | Y | For | For |
| Knight Swift Transportation Holdings Inc | KNX | 499049104 | 5/25/2021 | Election of Director: Gary Knight | Board | Y | For | For |
| | | | | Election of Director: Kathryn Munro | Board | Y | For | For |
| | | | | Conduct an advisory, non-binding vote to approve executive compensation. | Board | Y | For | For |
| | | | | Ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2021. | Board | Y | For | For |
| | | | | Vote on a stockholder proposal regarding simple majority vote. | Board | Y | For | For |
| Shyft Group Inc, | SHYF | 825698103 | 5/19/2021 | Election of Director: Daryl M. Adams | Board | Y | For | For |
| | | | | Election of Director: Thomas R. Clevinger | Board | Y | For | For |
| | | | | Election of Director: Paul A. Mascarenas | Board | Y | For | For |
| | | | | Vote on the ratification of the appointment of BDO USA, LLP as The Shyft Group's independent registered public accounting firm for the current fiscal year. | Board | Y | For | For |
| | | | | Participate in an advisory vote to approve the compensation of our executives. | Board | Y | For | For |
| Mantech International Corp | MANT | 564563104 | 5/21/2021 | Election of Directors (8 total) | Board | Y | For | For |
| | | | | Ratify the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Board | Y | For | For |
| Big Lots, Inc. | BIG | 89302103 | 5/26/2021 | Election of Directors (3 total) | Board | Y | For | For |
| | | | | Ratify the appointment of PricewaterhouseCoopers LLP as BJ's Wholesale Club Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending January 29, 2022. | Board | Y | For | For |
| | | | | Approve, on an advisory (non-binding) basis, the compensation of the named executive officers of BJ's Wholesale Club Holdings, Inc. | Board | Y | For | For |
| Ttec Holdings | TTEC | 89854H102 | 5/25/2021 | Election of Director: Kenneth D. Tuchman | Board | Y | For | For |
| | | | | Election of Director: Steven J. Anenen | Board | Y | For | For |
| | | | | Election of Director: Tracy L. Bahl | Board | Y | For | For |
| | | | | Election of Director: Gregory A. Conley | Board | Y | For | For |
| | | | | Election of Director: Robert N. Frerichs | Board | Y | For | For |
| | | | | Election of Director: Marc L. Holtzman | Board | Y | For | For |
| | | | | Election of Director: Gina L. Loften | Board | Y | For | For |
| | | | | Election of Director: Ekta Singh-Bushell | Board | Y | For | For |
| | | | �� | The ratification of the appointment of PricewaterhouseCoopers LLP as TTEC's independent registered public accounting firm for 2021. | Board | Y | For | For |
| Wingstop Inc | WING | 974155103 | 5/26/2021 | Election of Directors (3 total) | Board | Y | For | For |
| | | | | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2021. | Board | Y | For | For |
| | | | | Approve, on an advisory basis, the compensation of our named executive officers. | Board | Y | For | For |
| Neogenomics, Inc. | NEO | 64049M209 | 5/26/2021 | Election of Director for a one (1) year term: Douglas M. VanOort | Board | Y | For | For |
| | | | | Election of Director for a one (1) year term: Mark W. Mallon | Board | Y | For | For |
| | | | | Election of Director for a one (1) year term: Lynn A. Tetrault | Board | Y | For | For |
| | | | | Election of Director for a one (1) year term: Bruce K. Crowther | Board | Y | For | For |
| | | | | Election of Director for a one (1) year term: Dr. Alison L. Hannah | Board | Y | For | For |
| | | | | Election of Director for a one (1) year term: Kevin C. Johnson | Board | Y | For | For |
| | | | | Election of Director for a one (1) year term: Stephen M. Kanovsky | Board | Y | For | For |
| | | | | Election of Director for a one (1) year term: Michael A. Kelly | Board | Y | For | For |
| | | | | Election of Director for a one (1) year term: Rachel A. Stahler | Board | Y | For | For |
| | | | | Advisory Vote on the Compensation Paid to our Named Executive Officers. | Board | Y | For | For |
| | | | | Second Amendment of the Amended and Restated Equity Incentive Plan. | Board | Y | For | For |
| | | | | Ratification of Appointment of Independent Registered Public Accounting Firm. | Board | Y | For | For |
| Meritage Homes | MTH | 59001A102 | 5/26/2021 | Election of Class II Director: Peter L. Ax | Board | Y | For | For |
| | | | | Election of Class II Director: Gerald Haddock | Board | Y | For | For |
| | | | | Election of Class II Director: Joseph Keough | Board | Y | For | For |
| | | | | Election of Class II Director: Michael R. Odell | Board | Y | For | For |
| | | | | Election of Class II Director: Phillippe Lord | Board | Y | For | For |
| | | | | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the 2021 fiscal year. | Board | Y | For | For |
| | | | | Advisory vote to approve compensation of our Named Executive Officers ("Say on Pay"). | Board | Y | For | For |
| TriNet Group Inc | TNET | 896288107 | 5/26/2021 | Vote Board of Dieectors (5 total) | Board | Y | For | For |
| | | | | To approve, on an advisory basis, the compensation of TriNet Group, Inc.'s Named Executive Officers, as disclosed in the proxy statement. | Board | Y | For | For |
| | | | | To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of our Named Executive Officers. | Board | Y | For | For |
| | | | | To ratify the appointment of Deloitte & Touche LLP as TriNet Group, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Board | Y | For | For |
| Wintrust Financial | WTFC | 97650W108 | 5/26/2021 | Election of Director: Peter D. Crist | Board | Y | For | For |
| | | | | Election of Director: Bruce K. Crowther | Board | Y | For | For |
| | | | | Election of Director: William J. Doyle | Board | Y | For | For |
| | | | | Election of Director: William J. Doyle | Board | Y | For | For |
| | | | | Election of Director: H. Patrick Hackett, Jr. | Board | Y | For | For |
| | | | | Election of Director: Scott K. Heitmann | Board | Y | For | For |
| | | | | Election of Director: Deborah L. Hall Lefevre | Board | Y | For | For |
| | | | | Election of Director: Suzet M. McKinney | Board | Y | For | For |
| | | | | Election of Director: Gary D. "Joe" Sweeney | Board | Y | For | For |
| | | | | Election of Director: Karin Gustafson Teglia | Board | Y | For | For |
| | | | | Election of Director: Alex E. Washington, III | Board | Y | For | For |
| | | | | Election of Director: Edward J. Wehmer | Board | Y | For | For |
| | | | | Proposal to approve the Amended and Restated Employee Stock Purchase Plan (to increase number of shares that may be offered by 200,000). | Board | Y | For | For |
| | | | | Proposal to approve, on an advisory (non-binding) basis, the Company's executive compensation as described in the 2021 Proxy Statement. | Board | Y | For | For |
| | | | | Proposal to ratify the appointment of Ernst & Young LLP to serve as the independent registered public accounting firm for fiscal year 2021. | Board | Y | For | For |
| Artisan Partners Asset Management inc. | APAM | 04316A108 | 6/2/2021 | Vote Board of Directors (7 total) | Board | Y | For | For |
| | | | | Ratification of the Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2021. | Board | Y | For | For |
| FTI Consulting | FCN | 302941109 | 6/2/2021 | Election of Director: Brenda J. Bacon | Board | Y | For | For |
| | | | | Election of Director: Mark S. Bartlett | Board | Y | For | For |
| | | | | Election of Director: Claudio Costamagna | Board | Y | For | For |
| | | | | Election of Director: Vernon Ellis | Board | Y | For | For |
| | | | | Election of Director: Nicholas C. Fanandakis | Board | Y | For | For |
| | | | | Election of Director: Steven H. Gunby | Board | Y | For | For |
| | | | | Election of Director: Gerard E. Holthaus | Board | Y | For | For |
| | | | | Election of Director: Laureen E. Seeger | Board | Y | For | For |
| | | | | Ratify the appointment of KPMG LLP as FTI Consulting, Inc.'s independent registered public accounting firm for the year ending December 31, 2021 | Board | Y | For | For |
| | | | | Vote on an advisory (non-binding) resolution to approve the compensation of the named executive officers for the year ended December 31, 2020 at the 2021 Annual Meeting of Shareholders. | Board | Y | For | For |
| NV5 Global, Inc. | NVEE | 62945V109 | 6/5/2021 | Vote Board of Director (7 total) | Board | Y | For | For |
| | | | | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022. | Board | Y | For | For |
| | | | | To conduct a non-binding advisory vote to approve the compensation paid to the Company's named executive officers. | Board | Y | For | For |
| TechTarget, Inc | TECH | 87874R100 | 6/7/2021 | Election of Class II Director: Robert D. Burke | Board | Y | For | For |
| | | | | Election of Class II Director: Bruce Levenson | Board | Y | For | For |
| | | | | To ratify the appointment of Stowe & Degon, LLC as our independent registered public accounting firm for 2021. | Board | Y | For | For |
| | | | | To approve an amendment to the TechTarget, Inc. 2017 Stock Option and Incentive Plan. | Board | Y | For | For |
| Dicks Sporting Goods | DKS | 253393102 | 6/9/2021 | Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: William J. Colombo | Board | Y | For | For |
| | | | | Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Sandeep Mathrani | Board | Y | For | For |
| | | | | Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Desiree Ralls-Morrison | Board | Y | For | For |
| | | | | Election of Director for a term that expires either in 2022, if Item 2 is approved by the stockholders, or in 2024, if Item 2 is not approved by the stockholders: Larry D. Stone | Board | Y | For | For |
| | | | | An amendment to the Company's Amended and Restated Certificate of Incorporation, as amended, to provide for the annual election of directors and eliminate the classified Board structure. | Board | Y | For | For |
| | | | | An amendment to the Company's Amended and Restated Certificate of Incorporation, as amended, to increase the maximum number of directors to 13. | Board | Y | For | For |
| | | | | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2021. | Board | Y | For | For |
| | | | | Non-binding advisory vote to approve compensation of named executive officers, as disclosed in the Company's 2021 proxy statement. | Board | Y | For | For |
| | | | | An amendment and restatement of the Company's 2012 Stock and Incentive Plan (as Amended and Restated) to increase the number of authorized shares reserved for issuance under the plan and eliminate certain provisions related to performance-based compensation. | Board | Y | For | For |
| CRSPR Therapeutics AG | CRSP | H17182108 | 6/10/2021 |
The approval of the annual report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2020. | Board | Y | For | For |
| | | | | The approval of the appropriation of financial results. | Board | Y | For | For |
| | | | | The discharge of the members of the Board of Directors and Executive Committee. | Board | Y | For | For |
| | | | | Re-election of Rodger Novak, M.D., as member and Chairman. | Board | Y | For | For |
| | | | | Re-election of Samarth Kulkarni, Ph.D. as the member to the Board of Director. | Board | Y | For | For |
| | | | | Re-election of Ali Behbahani, M.D. as the member to the Board of Director. | Board | Y | For | For |
| | | | | Re-election of Bradley Bolzon, Ph.D. as the member to the Board of Director. | Board | Y | For | For |
| | | | | Re-election of Simeon J. George, M.D. as the member to the Board of Director. | Board | Y | For | For |
| | | | | Re-election of John T. Greene as the member to the Board of Director. | Board | Y | For | For |
| | | | | Re-election of Katherine A. High, M.D. as the member to the Board of Director. | Board | Y | For | For |
| | | | | Re-election of Douglas A. Treco, Ph.D. as the member to the Board of Director. | Board | Y | For | For |
| | | | | Election of H Edward Fleming Jr., M.D. as the member to the Board of Director. | Board | Y | For | For |
| | | | | Re-election of the member of the Compensation Committee: Ali Behbahani, M.D. | Board | Y | For | For |
| | | | | Re-election of the member of the Compensation Committee: Simeon J. George, M.D. | Board | Y | For | For |
| | | | | Re-election of the member of the Compensation Committee: John T. Greene | Board | Y | For | For |
| | | | | Binding vote on total non-performance-related compensation for members of the Board of Directors from the 2021 Annual General Meeting to the 2022 annual general meeting of shareholders. | Board | Y | For | For |
| | | | | Binding vote on equity for members of the Board of Directors from the 2021 Annual General Meeting to the 2022 annual general meeting of shareholders. | Board | Y | For | For |
| | | | | Binding vote on total non-performance-related compensation for members of the Executive Committee from July 1, 2021 to June 30, 2022. | Board | Y | For | For |
| | | | | Binding vote on total variable compensation for members of the Executive Committee for the current year ending December 31, 2021. | Board | Y | For | For |
| | | | | Binding vote on equity for members of the Executive Committee from the 2021 Annual General Meeting to the 2022 annual general meeting of shareholders. | Board | Y | For | For |
| | | | | The approval of an increase in the Conditional Share Capital for Employee Equity Plans. | Board | Y | For | For |
| | | | | The approval of increasing the maximum size of the Board of Directors. | Board | Y | For | For |
| | | | | The approval of increasing the maximum number of authorized share capital and extending the date by which the Board of Directors may increase the share capital. | Board | Y | For | For |
| | | | | The re-election of the independent voting rights representative. | Board | Y | For | For |
| | | | | The re-election of the auditors. | Board | Y | For | For |
| Caesars Entertainment | CZR | 12769G100 | 6/14/2021 | Vote Board of Directors: (9 Total) | Board | Y | For | For |
| | | | | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Board | Y | For | For |
| | | | | ADVISORY VOTE TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Board | Y | For | For |
| | | | | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Board | Y | For | For |
| | | | | TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK TO 500,000,000. | Board | Y | For | For |
| | | | | TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE THE ISSUANCE OF 150,000,000 SHARES OF PREFERRED STOCK. | Board | Y | For | For |
| BJ's Wholesale Club, Holdings INC. | BJ | 05550J101 | 6/17/2021 | Vote For Board of Directors (3 total) | Board | Y | For | For |
| | | | | Ratify the appointment of PricewaterhouseCoopers LLP as BJ's Wholesale Club Holdings, Inc.'s independent registered public accounting firm for the fiscal year ending January 29, 2022. | Board | Y | For | For |
| | | | | Approve, on an advisory (non-binding) basis, the compensation of the named executive officers of BJ's Wholesale Club Holdings, Inc. | Board | Y | For | For |
| Cowen Inc | COWN | 223622606 | 6/23/2021 | Vote For Directors (8 total) | Board | Y | For | For |
| | | | | An advisory vote to approve the compensation of the named executive officers. | Board | Y | For | For |
| | | | | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2021. | Board | Y | For | For |
| | | | | Approve an increase in the shares available for issuance under the 2020 Equity Incentive Plan. | Board | Y | For | For |
| | | | | A Shareholder Proposal Entitled "Shareholder Right to Act by Written Consent". | Board | Y | For | For |
| Intellia Therapeutics, Inc. | NTLA | 45826J105 | 6/23/2021 | Vote for Directors (3) | Board | Y | For | For |
| | | | | Ratification of the appointment of Deloitte & Touche LLP as Intellia's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Board | Y | For | For |
| | | | | Approve, on a non-binding advisory basis, the compensation of the named executive officers. | Board | Y | For | For |
| Yorktown |
| Capital Appreciation Fund |
| Proxy Voting Record |
| July 1, 2020 - June 30, 2021 |
| | | | | | | | | For or |
| | | | Meeting | | Proposed | Vote | | Against |
| Issuer | Ticker | CUSIP | Date | Matter Voted On | By | Cast | Vote | Mgt. |
| | | | | | | | | |
| Healthcare Trust of America Inc | HTA | 42225P501 | 07/07/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Linde PLC | LIN | G5494J103 | 07/27/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Remuneration of the Auditor | Issuer | Yes | For | For |
| | | | | Determination of Price Range to Re-Issue Shares | | | | |
| | | | | Aquired as Treasury Stock | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Nike, Inc. | NKE | 654106103 | 09/17/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Amended Stock Incentive Plan | Issuer | Yes | For | For |
| | | | | Proposal re: Request Report on Political Contributions | Sholder | Yes | Against | For |
| General Mills, Inc. | GIS | 370334104 | 09/22/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Paychex, Inc. | PAYX | 704326107 | 10/15/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Amended Stock Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Microsoft Corporation | MSFT | 594918104 | 12/01/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Employee Representative Director | Sholder | Yes | Against | For |
| Medtronic PLC | MDT | G5960L103 | 12/11/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Authority to Allot Shares | Issuer | Yes | For | For |
| | | | | Disapplication of Pre-Emption Rights | Issuer | Yes | For | For |
| | | | | Authority to Purchase Own Ordinary Shares at Market | Issuer | Yes | For | For |
| Becton Dickinson and Company | BDX | 075887109 | 01/26/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Change Vote Required for Shareholders to | | | |
| | | | | Call Special Shareholder Meetings | Sholder | Yes | Against | For |
| Visa Inc. | V | 92826C839 | 01/26/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Equity Incentive Plan | Issuer | Yes | For | For |
| | | | | Approve Amendment to Certificate of Incorporation | Issuer | Yes | For | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| | | | | Proposal re: Executive Compensation Report | Sholder | Yes | Against | For |
| Accenture plc | .ACN | G1151C101 | 02/03/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Authority to Allot Shares | Issuer | Yes | For | For |
| | | | | Disapplication of Pre-Emption Rights | Issuer | Yes | For | For |
| | | | | Determination of Price Range to Re-Issue Shares | | | | |
| | | | | Aquired as Treasury Stock | Issuer | Yes | For | For |
| Deere & Company | DE | 244199105 | 02/24/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| The Walt Disney Company | DIS | 254687106 | 03/09/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Lobbying Report | Sholder | Yes | Against | For |
| | | | | Proposal re: Employee Representative Director | Sholder | Yes | Against | For |
| Starbucks Corporation | SBUX | 855244109 | 03/17/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Employee Representative Director | Sholder | Yes | Against | For |
| Broadcom Inc | AVGO | 11135F101 | 04/05/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Amended Stock Incentive Plan | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Adobe Inc. | ADBE | 00724F101 | 04/20/21 | Directors | Issuer | Yes | For | For |
| | | | | Approve Equity Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Intuitive Surgical, Inc. | ISRG | 46120E602 | 04/22/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Incentive Award Plan | Issuer | Yes | For | For |
| EOG Resources, Inc. | EOG | 26875P101 | 04/29/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Omnibus Equity Incentive Plan | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Global Payments Inc. | GPN | 37940X102 | 04/29/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| American Express Company | AXP | 025816109 | 05/04/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| | | | | Proposal re: Diversity | Sholder | Yes | Against | For |
| Bristol-Myers Squibb Company | BMY | 110122108 | 05/04/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Equity Incentive Award Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Change Vote Required for Shareholders to Call Special | | | |
| | | | | Shareholder Meetings | Issuer | Yes | For | For |
| | | | | Proposal re: Require an Independent Chairman | Sholder | Yes | Against | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| | | | | Proposal re: Change Vote Required for Shareholders to | | | |
| | | | | Call Special Shareholder Meetings | Sholder | Yes | Against | For |
| Stryker Corporation | SYK | 863667101 | 05/05/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Workforce Involvement in Corp Governance | Sholder | Yes | Against | For |
| | | | | Proposal re: Special Shareowner Meetings | Sholder | Yes | Against | For |
| General Dynamics Corporation | GD | 369550108 | 05/05/21 | Directors | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Change Vote Required for Shareholders to | | | |
| | | | | Call Special Shareholder Meetings | Sholder | Yes | Against | For |
| PepsiCo, Inc. | PEP | 713448108 | 05/05/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Change Vote Required for Shareholders to | | | |
| | | | | Call Special Shareholder Meetings | Sholder | Yes | Against | For |
| | | | | Proposal re: Report on Sugar and Public Health | Sholder | Yes | Against | For |
| | | | | Proposal re: Report on External Public Health Costs | Sholder | Yes | Against | For |
| CME Group Inc. | CME | 12572Q105 | 05/05/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Tractor Supply Company | TSCO | 892356106 | 05/06/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Transition to Public Benefit Corporation | Sholder | Yes | Against | For |
| Duke Energy Corporation | DUK | 26441C204 | 05/06/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Amend Certificate of Incorporation to Eliminate | | | | |
| | | | | Supermajority Shareholder Voting Requirements | Issuer | Yes | For | For |
| | | | | Proposal re: Require an Independent Chairman | Sholder | Yes | Against | For |
| | | | | Proposal re: Political Contributions | Sholder | Yes | Against | For |
| Archer-Daniels-Midland | ADM | 039483102 | 05/06/21 | Directors | Issuer | Yes | For | For |
| Company | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Proxy Access | Sholder | Yes | Against | For |
| Uber Technologies, Inc. | UBER | 90353T100 | 05/10/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Amend Certificate of Incorporation to Eliminate | | | | |
| | | | | Supermajority Shareholder Voting Requirements | Issuer | Yes | For | For |
| | | | | Proposal re: Lobbying Report | Sholder | Yes | Against | For |
| Waste Management, Inc. | WM | 94106L109 | 05/11/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Wayfair Inc | W | 94419L101 | 05/11/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Phillips 66 | PSX | 718546104 | 05/12/21 | Directors | Issuer | Yes | For | For |
| | | | | Annual Election of All Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Greenhouse Gas & Other Air Emissions | Sholder | Yes | Against | For |
| | | | | Proposal re: Lobbying Report | Sholder | Yes | Against | For |
| CVS Health Corporation | CVS | 126650100 | 05/13/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| | | | | Proposal re: Require an Independent Chairman | Sholder | Yes | Against | For |
| The Charles Schwab Corp | SCHW | 808513105 | 05/13/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Lobbying Report | Sholder | Yes | Against | For |
| | | | | Proposal re: Board Declassification | Sholder | Yes | Against | For |
| Norfolk Southern Corporation | NSC | 655844108 | 05/13/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Proxy Access | Sholder | Yes | Against | For |
| | | | | Proposal re: Lobbying Report | Sholder | Yes | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | 05/13/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Incentive Compensation Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Lobbying Report | Sholder | Yes | Against | For |
| | | | | Proposal re: Vote Tabulation | Sholder | Yes | Against | For |
| | | | | Proposal re: Climate Change | Sholder | Yes | Against | For |
| | | | | Proposal re: Transition to Public Benefit Corporation | Sholder | Yes | Against | For |
| | | | | Proposal re: Diversity | Sholder | Yes | Against | For |
| Intercontinental Exchange, Inc. | ICE | 45866F104 | 05/14/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Majority Voting | Sholder | Yes | Against | For |
| Zimmer Biomet Holdings, Inc. | ZBH | 98956P102 | 05/14/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Amended Stock Incentive Plan | Issuer | Yes | For | For |
| | | | | Amendment to Non-Employee Director Stock Plan | Issuer | Yes | For | For |
| | | | | Approve Non-Employee Director Compensation Plan | Issuer | Yes | For | For |
| | | | | Change Vote Required for Shareholders to Call Special | | | |
| | | | | Shareholder Meetings | Issuer | Yes | For | For |
| Chipotle Mexican Grill, Inc. | CMG | 169656105 | 05/18/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| Fidelity National Information | FIS | 31620M106 | 05/19/21 | Directors | Issuer | Yes | For | For |
| Services, Inc. | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Thermo Fisher Scientific Inc. | TMO | 883556102 | 05/19/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Special Shareowner Meetings | Sholder | Yes | Against | For |
| Marsh & McLennan Companies | MMC | 571748102 | 05/20/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| NextEra Energy, Inc. | NEE | 65339F101 | 05/20/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve 2021 Long-Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| Chubb Limited | CB | H1467J104 | 05/20/21 | Receive the 2020 Financial Statements and Reports | Issuer | Yes | For | For |
| | | | | Appropriation of Profits, Declaration of Dividend | Issuer | Yes | For | For |
| | | | | Discharge of Members of Board of Directors | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Special Auditor | Issuer | Yes | For | For |
| | | | | Directors | Issuer | Yes | For | For |
| | | | | Chairman | Issuer | Yes | For | For |
| | | | | Appoint Members of Various Committees | Issuer | Yes | For | For |
| | | | | Elect Independent Proxy | Issuer | Yes | For | For |
| | | | | Approve Amendments to the Long-Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Capital Reduction (by Cancellation of Shares) | Issuer | Yes | For | For |
| | | | | Aggregate Remuneration Limit for Directors | Issuer | Yes | For | For |
| | | | | Setting of Board of Directors' Compensation | Issuer | Yes | For | For |
| | | | | Total Compensation for Executive Committee Members | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Other Matters As May Come Before the Meeting | Issuer | Yes | For | For |
| Crown Castle International Corp | CCI | 22822V101 | 05/21/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Nonbinding Advisory Approval of Interval of Shareholder | | | | |
| | | | | Approval of Compensation of Executives | Issuer | Yes | 1YR | For |
| PayPal Holdings, Inc. | PYPL | 70450Y103 | 05/26/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| | | | | Proposal re: Diversity | Sholder | Yes | Against | For |
| Illumina, Inc. | ILMN | 452327109 | 05/26/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Shopify Inc. | SHOP | 82509L107 | 05/26/21 | Directors | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| | | | | Amend Corporation's Stock Option Plan | Issuer | Yes | For | For |
| | | | | Approve Amendments to the Long-Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | 05/26/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Customer Due Diligence | Sholder | Yes | Against | For |
| | | | | Proposal re: Require an Independent Chairman | Sholder | Yes | Against | For |
| | | | | Proposal re: Gender Pay Equity | Sholder | Yes | Against | For |
| | | | | Proposal re: Report on Promotion Data | Sholder | Yes | Against | For |
| | | | | Proposal re: Non-recyclable Packaging Report | Sholder | Yes | Against | For |
| | | | | Proposal re: Diversity | Sholder | Yes | Against | For |
| | | | | Proposal re: Alternative Director Candidate Policy | Sholder | Yes | Against | For |
| | | | | Proposal re: Risk Report | Sholder | Yes | Against | For |
| | | | | Proposal re: Change Vote Required for Shareholders to | | | |
| | | | | Call Special Shareholder Meetings | Sholder | Yes | Against | For |
| | | | | Proposal re: Lobbying Report | Sholder | Yes | Against | For |
| | | | | Proposal re: Customer use of certain Technologies | Sholder | Yes | Against | For |
| Facebook, Inc. | FB | 30303M102 | 05/26/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Dual Class Capital Structure | Sholder | Yes | Against | For |
| | | | | Proposal re: Require an Independent Chairman | Sholder | Yes | Against | For |
| | | | | Proposal re: Child Exploitation | Sholder | Yes | Against | For |
| | | | | Proposal re: Human Rights Expert on Board | Sholder | Yes | Against | For |
| | | | | Proposal re: Platform Misuse | Sholder | Yes | Against | For |
| | | | | Proposal re: Transition to Public Benefit Corporation | Sholder | Yes | Against | For |
| Twitter, Inc. | TWTR | 90184L102 | 05/27/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Nonbinding Advisory Approval of Interval of Shareholder | | | | |
| | | | | Approval of Compensation of Executives | Issuer | Yes | 1YR | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Amend Certificate of Incorporation to Declassify Board | Issuer | Yes | For | For |
| | | | | Proposal re: Climate Change | Sholder | Yes | Against | For |
| | | | | Proposal re: Human Rights Expert on Board | Sholder | Yes | Against | For |
| Pinterest, Inc. | PINS | 72352L106 | 05/27/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| The Trade Desk, Inc. | TTD | 88339J105 | 05/27/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Southern Copper Corporation | SCCO | 84265V105 | 05/28/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Require an Independent Chairman | Sholder | Yes | Against | For |
| Alphabet Inc. | GOOGL | 02079K305 | 06/02/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve 2021 Stock Incentive Plan | Issuer | Yes | For | For |
| | | | | Proposal re: Vote Tabulation | Sholder | Yes | Against | For |
| | | | | Proposal re: Human Rights Expert on Board | Sholder | Yes | Against | For |
| | | | | Proposal re: Sustainability Report | Sholder | Yes | Against | For |
| | | | | Proposal re: Content Governance | Sholder | Yes | Against | For |
| | | | | Proposal re: Whistleblower Policies | Sholder | Yes | Against | For |
| | | | | Proposal re: Charitable Giving | Sholder | Yes | Against | For |
| | | | | Proposal re: Report on Anticompetitive Practices | Sholder | Yes | Against | For |
| | | | | Proposal re: Transition to Public Benefit Corporation | Sholder | Yes | Against | For |
| Walmart Inc. | WMT | 931142103 | 06/02/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Greenhouse Gas & Other Air Emissions | Sholder | Yes | Against | For |
| | | | | Proposal re: Lobbying Report | Sholder | Yes | Against | For |
| | | | | Proposal re: Racial Justice Goals and Starting Wages | Sholder | Yes | Against | For |
| | | | | Proposal re: Pandemic Workforce Advisory Council | Sholder | Yes | Against | For |
| | | | | Proposal re: Statement of the Purpose of a Corporation | Sholder | Yes | Against | For |
| Digital Realty Trust, Inc. | DLR | 253868103 | 06/03/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| NVIDIA Corporation | NVDA | 67066G104 | 06/03/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Amend Charter to Increase Authorized Share Capital | Issuer | Yes | For | For |
| Netflix, Inc. | NFLX | 64110L106 | 06/03/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Political Contributions | Sholder | Yes | Against | For |
| | | | | Proposal re: Majority Voting | Sholder | Yes | Against | For |
| | | | | Proposal re: Executive Compensation Report | Sholder | Yes | Against | For |
| UnitedHealth Group | UNH | 91324P102 | 06/07/21 | Directors | Issuer | Yes | For | For |
| Incorporated | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Amended Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | | | | Proposal re: Change Vote Required for Shareholders to | | | |
| | | | | Call Special Shareholder Meetings | Sholder | Yes | Against | For |
| Taiwan Semiconductor Mfg. | TSM | 874039100 | 06/08/21 | Directors | Issuer | Yes | For | For |
| Co. Ltd. | | | | Receive the 2020 Financial Statements and Reports | Issuer | Yes | For | For |
| | | | | TSMC Policies | Issuer | Yes | For | For |
| | | | | Approval of Restricted Share Plan | Issuer | Yes | For | For |
| Caterpillar Inc. | CAT | 149123101 | 06/09/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Climate Change | Sholder | Yes | Against | For |
| | | | | Proposal re: Diversity | Sholder | Yes | Against | For |
| | | | | Proposal re: Transition to Public Benefit Corporation | Sholder | Yes | Against | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| Expedia Group, Inc. | EXPE | 30212P303 | 06/09/21 | Directors | Issuer | Yes | For | For |
| | | | | Increase in Shares Under the Stock Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Request Report on Political Contributions | Sholder | Yes | Against | For |
| Target Corporation | TGT | 87612E106 | 06/09/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Proxy Access | Sholder | Yes | Against | For |
| Penn National Gaming, Inc. | PENN | 707569109 | 06/09/21 | Directors | Issuer | Yes | For | For |
| | | | | Amend Articles to Increase Authorized Share Capital | Issuer | Yes | For | For |
| | | | | Approve Amendments to the Long-Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| salesforce.com, inc. | CRM | 79466L302 | 06/10/21 | Directors | Issuer | Yes | For | For |
| | | | | Approve Equity Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Transition to Public Benefit Corporation | Sholder | Yes | Against | For |
| Etsy, Inc. | ETSY | 29786A106 | 06/11/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Square, Inc. | SQ | 852234103 | 06/15/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Require an Independent Chairman | Sholder | Yes | Against | For |
| | | | | Proposal re: Vote Tabulation | Sholder | Yes | Against | For |
| Pure Storage, Inc. | PSTG | 74624M102 | 06/15/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Nasdaq, Inc. | NDAQ | 631103108 | 06/15/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Shareholder Action by Written Consent | Sholder | Yes | Against | For |
| Unity Software Inc | U | 91332U101 | 06/17/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Sony Corporation | SNE | 835699307 | 06/22/21 | Directors | Issuer | Yes | For | For |
| | | | | Approve Stock Option Plan | Issuer | Yes | For | For |
| Mastercard Incorporated | MA | 57636Q104 | 06/22/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Amendments to the Long-Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Approve Non-Employee Director Compensation Plan | Issuer | Yes | For | For |
| | | | | Amend Certificate of Incorporation to Eliminate | | | | |
| | | | | Supermajority Shareholder Voting Requirements | Issuer | Yes | For | For |
| The Kroger Co. | KR | 501044101 | 06/24/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Non-recyclable Packaging Report | Sholder | Yes | Against | For |
| CarMax, Inc. | KMX | 143130102 | 06/29/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Political Contributions | Sholder | Yes | Against | For |
| CrowdStrike Holdings, Inc. | CRWD | 22788C105 | 06/30/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Nonbinding Advisory Approval of Interval of Shareholder | | | | |
| | | | | Approval of Compensation of Executives | Issuer | Yes | 3YR | For |
| | | | | Approve Amended Employee Stock Purchase Plan | Issuer | Yes | For | For |
| Yorktown |
| Growth Fund |
| Proxy Voting Record |
| July 1, 2020 - June 30, 2021 |
| | | | | | | | | For or |
| | | | Meeting | | Proposed | Vote | | Against |
| Issuer | Ticker | CUSIP | Date | Matter Voted On | By | Cast | Vote | Mgt. |
| | | | | | | | | |
| Credit Acceptance Corporation | CACC | 225310101 | 07/15/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Constellation Brands, Inc. | STZ | 21036P108 | 07/21/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| PagSeguro Digital, Ltd | PAGS | G68707101 | 07/29/20 | Receive the 2019 Financial Statements and Reports | Issuer | Yes | For | For |
| | | | | Directors | Issuer | Yes | For | For |
| | | | | Approve Amendments to the Long-Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Acts of the Managing Board | Issuer | Yes | For | For |
| Adidas AG | ADDYY | 00687A107 | 08/11/20 | Appropriation of Profits, Declaration of Dividend | Issuer | Yes | For | For |
| | | | | Acts of the Managing Board | Issuer | Yes | For | For |
| | | | | Acts of the Supervisory Board | Issuer | Yes | For | For |
| | | | | Approve Amendment to Articles of Association | Issuer | Yes | For | For |
| | | | | Supervisory Board Members | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| Abiomed, Inc. | ABMD | 003654100 | 08/12/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Logitech International S.A. | LOGI | H50430232 | 09/09/20 | Approve Annual Report & Financial Statements | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Appropriation of Profits, Declaration of Dividend | Issuer | Yes | For | For |
| | | | | Amend Articles to Increase Authorized Share Capital | Issuer | Yes | For | For |
| | | | | Release all of the Members of the Board of Directors | | | | |
| | | | | and of the Executive Officers | Issuer | Yes | For | For |
| | | | | Directors | Issuer | Yes | For | For |
| | | | | Election of Chair of the Meeting | Issuer | Yes | For | For |
| | | | | Appoint Members of Various Committees | Issuer | Yes | For | For |
| | | | | Setting of Board of Directors' Compensation | Issuer | Yes | For | For |
| | | | | Approve Compensation for Group Management Team | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Elect Independent Proxy | Issuer | Yes | For | For |
| Take-Two Interactive Software | TTWO | 874054109 | 09/16/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Amended Stock Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| National Beverage Corp. | FIZZ | 635017106 | 10/02/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Cintas Corporation | CTAS | 172908105 | 10/27/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Request Report on Political Contributions | Sholder | Yes | Against | For |
| Mercury Systems, Inc. | MRCY | 589378108 | 10/28/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Amended Stock Incentive Plan | Issuer | Yes | For | For |
| | | | | Approve Amended Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Catalent, Inc. | CTLT | 148806102 | 10/29/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Bio-Techne Corporation | TECH | 09073M104 | 10/29/20 | To Set the Number of Directors at Nine (9) | Issuer | Yes | For | For |
| | | | | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Equity Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Other Matters As May Come Before the Meeting | Issuer | Yes | For | For |
| KLA Corporation | KLAC | 482480100 | 11/04/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Proxy Access | Sholder | Yes | Against | For |
| Broadridge Financial Solutions | BR | 11133T103 | 11/19/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Proposal re: Political Contributions | Sholder | Yes | Against | For |
| Paylocity Holding Corporation | PCTY | 70438V106 | 12/03/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Vail Resorts, Inc. | MTN | 91879Q109 | 12/03/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Copart, Inc. | CPRT | 217204106 | 12/04/20 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Equity Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| The Trade Desk, Inc. | TTD | 88339J105 | 12/07/20 | Approve Amendment to Certificate of Incorporation | Issuer | Yes | For | For |
| | | | | Authorize Shareholder Action by Written Consent | Issuer | Yes | For | For |
| | | | | Amend Certificate of Incorporation to Permit | | | | |
| | | | | Shareholders to Call Special Meetings | Issuer | Yes | For | For |
| | | | | Amend Certificate of Incorporation to Declassify Board | Issuer | Yes | For | For |
| | | | | Approve Amendment to Bylaws | Issuer | Yes | For | For |
| | | | | Adjourn to Solicit Additional Proxies if Necessary | Issuer | Yes | For | For |
| Palo Alto Networks, Inc. | PANW | 697435105 | 12/09/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Guidewire Software Inc | GWRE | 40171V100 | 12/15/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Nonbinding Advisory Approval of Interval of Shareholder | | | | |
| | | | | Approval of Compensation of Executives | Issuer | Yes | 1YR | For |
| | | | | Proposal re: Stock Plan | Sholder | Yes | Against | For |
| | | | | Proposal re: Majority Voting in Director Elections | Sholder | Yes | Against | For |
| FactSet Research Systems Inc. | FDS | 303075105 | 12/17/20 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Huazhu Group Limited | HTHT | 44332N106 | 12/23/20 | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Amendment to Articles of Association | Issuer | Yes | For | For |
| | | | | Directors | Issuer | Yes | For | For |
| | | | | Acts of the Managing Board | Issuer | Yes | For | For |
| UniFirst Corporation | UNF | 904708104 | 01/12/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Raymond James Financial, Inc. | RJF | 754730109 | 02/18/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Berry Global Group, Inc. | BERY | 08579W103 | 02/24/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Change Vote Required for Shareholders to Call Special | | | |
| | | | | Shareholder Meetings | Issuer | Yes | For | For |
| | | | | Approve Amendments to the Long-Term Incentive Plan | Issuer | Yes | For | For |
| Enanta Pharmaceuticals, Inc. | ENTA | 29251M106 | 03/02/21 | Directors | Issuer | Yes | For | For |
| | | | | Approve Equity Incentive Plan | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Nordson Corporation | NDSN | 655663102 | 03/02/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Equity Incentive Award Plan | Issuer | Yes | For | For |
| CMC Materials, Inc. | CCMP | 12571T100 | 03/03/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Omnibus Incentive Plan | Issuer | Yes | For | For |
| RealPage, Inc. | RP | 75606N109 | 03/08/21 | Approve Agreement and Plan of Merger | Issuer | Yes | For | For |
| | | | | Approve Proposal Regarding Certain Merger-Related | | | | |
| | | | | Executive Compensation Arrangements | Issuer | Yes | For | For |
| | | | | Adjourn to Solicit Additional Proxies if Necessary | Issuer | Yes | For | For |
| Toll Brothers, Inc. | TOL | 889478103 | 03/09/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| The Toro Company | TTC | 891092108 | 03/16/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| MAXIMUS, Inc. | MMS | 577933104 | 03/16/21 | Directors | Issuer | Yes | For | For |
| | | | | Approve Omnibus Incentive Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Lobbying Report | Sholder | Yes | Against | For |
| SYNNEX Corporation | SNX | 87162W100 | 03/16/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| The Cooper Companies, Inc. | COO | 216648402 | 03/17/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Trip.com Group Limited | TCOM | 89677Q107 | 03/18/21 | Stock Split | Issuer | Yes | For | For |
| HEICO Corporation | HEI | 422806109 | 03/19/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Ciena Corporation | CIEN | 171779309 | 04/01/21 | Directors | Issuer | Yes | For | For |
| | | | | Increase in Shares Under the Employee Stock | | | | |
| | | | | Purchase Plan | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Globant S.A. | GLOB | L44385109 | 04/02/21 | Approve Consolidated Financial Statements | Issuer | Yes | For | For |
| | | | | Approve Company's Annual Accounts | Issuer | Yes | For | For |
| | | | | Allocation of Results | Issuer | Yes | For | For |
| | | | | Discharge of Members of Board of Directors | Issuer | Yes | For | For |
| | | | | Approve Non-Employee Director Compensation Plan | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Directors | Issuer | Yes | For | For |
| | | | | Approve 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For |
| Concentrix Corporation | CNXC | 20602D101 | 04/20/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Nonbinding Advisory Approval of Interval of Shareholder | | | | |
| | | | | Approval of Compensation of Executives | Issuer | Yes | 1YR | For |
| Crown Holdings, Inc. | CCK | 228368106 | 04/22/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Graco Inc. | GGG | 384109104 | 04/23/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Saia, Inc. | SAIA | 78709Y105 | 04/27/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Amend Certificate of Incorporation to Declassify Board | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| NICE Ltd. | NICE | 653656108 | 04/28/21 | Directors | Issuer | Yes | For | For |
| | | | | Revised Remuneration Policy | Issuer | Yes | For | For |
| | | | | CEO's Compensation | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| Pampa Energia S.A. | PAM | 697660207 | 04/29/21 | Elect 2 Persons to Sign Meeting Minutes with Chair | Issuer | Yes | For | For |
| | | | | Approve Annual Report & Financial Statements | Issuer | Yes | For | For |
| | | | | Appropriation of Net Income | Issuer | Yes | For | For |
| | | | | Acts of the Managing Board | Issuer | Yes | For | For |
| | | | | Setting of Board of Directors' Compensation | Issuer | Yes | For | For |
| | | | | Remuneration of the Auditor | Issuer | Yes | For | For |
| | | | | Directors | Issuer | Yes | For | For |
| | | | | Appoint Members of Various Committees | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| | | | | Remuneration of the Auditor | Issuer | Yes | For | For |
| | | | | Budget for Audit Committee | Issuer | Yes | For | For |
| | | | | Capital Reduction (by Cancellation of Shares) | Issuer | Yes | For | For |
| | | | | Acts of the Managing Board | Issuer | Yes | For | For |
| Lithia Motors, Inc. | LAD | 536797103 | 04/29/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Approve Amendment to Articles of Incorporation | Issuer | Yes | For | For |
| Entegris, Inc. | ENTG | 29362U104 | 04/29/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Paycom Software, Inc. | PAYC | 70432V102 | 05/03/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Diversity | Sholder | Yes | Against | For |
| Cognex Corporation | CGNX | 192422103 | 05/05/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| LPL Financial Holdings Inc. | LPLA | 50212V100 | 05/05/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Omnibus Equity Incentive Plan | Issuer | Yes | For | For |
| | | | | Approve 2021 Employee Stock Purchase Plan | Issuer | Yes | For | For |
| Genpact Limited | G | G3922B107 | 05/05/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| Encompass Health Corporation | EHC | 29261A100 | 05/06/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Tractor Supply Company | TSCO | 892356106 | 05/06/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Transition to Public Benefit Corporation | Sholder | Yes | Against | For |
| Charles River Laboratories | CRL | 159864107 | 05/06/21 | Directors | Issuer | Yes | For | For |
| International, Inc. | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Pembina Pipeline Corporation | PBA | 706327103 | 05/07/21 | Directors | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| TransUnion | TRU | 89400Q101 | 05/11/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Tradeweb Markets Inc | TW | 892672106 | 05/11/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Nonbinding Advisory Approval of Interval of Shareholder | | | | |
| | | | | Approval of Compensation of Executives | Issuer | Yes | 3YR | For |
| Arthur J. Gallagher & Co. | AJG | 363576109 | 05/11/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| LKQ Corporation | LKQ | 501889208 | 05/11/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Tyler Technologies, Inc. | TYL | 902252105 | 05/11/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| PulteGroup, Inc. | PHM | 745867101 | 05/12/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Adidas AG | ADDYY | 00687A107 | 05/12/21 | Appropriation of Profits, Declaration of Dividend | Issuer | Yes | For | For |
| | | | | Acts of the Managing Board | Issuer | Yes | For | For |
| | | | | Acts of the Supervisory Board | Issuer | Yes | For | For |
| | | | | Supervisory Board Members | Issuer | Yes | For | For |
| | | | | Total Compensation for Executive Committee Members | Issuer | Yes | For | For |
| | | | | Consider Remuneration to Supervisory Board | Issuer | Yes | For | For |
| | | | | Approve Amendment to Articles of Association | Issuer | Yes | For | For |
| | | | | Capital Reduction (by Cancellation of Shares) | Issuer | Yes | For | For |
| | | | | Cancellation of Treasury Shares | Issuer | Yes | For | For |
| | | | | Reduction of Share Capital for Shares Acquired | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| IDEX Corporation | IEX | 45167R104 | 05/12/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| Novanta Inc. | NOVT | 67000B104 | 05/13/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Approve Incentive Award Plan | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| | | | | Approve Amendment to Bylaws | Issuer | Yes | For | For |
| | | | | Approve Amendment to Articles of Incorporation | Issuer | Yes | For | For |
| Teledyne Technologies Inc | TDY | 879360105 | 05/13/21 | Approve Issuance of Shares Contemplated by Merger | Issuer | Yes | For | For |
| | | | | Adjourn to Solicit Additional Proxies if Necessary | Issuer | Yes | For | For |
| Repligen Corporation | RGEN | 759916109 | 05/13/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Vulcan Materials Company | VMC | 929160109 | 05/14/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| IAC/InterActiveCorp | IAC | 44891N109 | 05/14/21 | Steps Required to Separate Vimeo business from IAC | Issuer | Yes | For | For |
| | | | | Approve Amendment to Certificate of Incorporation | Issuer | Yes | For | For |
| | | | | Adjourn to Solicit Additional Proxies if Necessary | Issuer | Yes | For | For |
| | | | | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Nonbinding Advisory Approval of Interval of Shareholder | | | | |
| | | | | Approval of Compensation of Executives | Issuer | Yes | 3YR | For |
| Nutrien Ltd. | NTR | 67077M108 | 05/17/21 | Directors | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Chemed Corporation | CHE | 16359R103 | 05/17/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Proposal re: Request Report on Political Contributions | Sholder | Yes | Against | For |
| CyrusOne Inc. | CONE | 23283R100 | 05/18/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | | | | Nonbinding Advisory Approval of Interval of Shareholder | | | | |
| | | | | Approval of Compensation of Executives | Issuer | Yes | 1YR | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| CDW Corporation | CDW | 12514G108 | 05/20/21 | Directors | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| | �� | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Amend Certificate of Incorporation to Eliminate | | | | |
| | | | | Supermajority Shareholder Voting Requirements | Issuer | Yes | For | For |
| | | | | Approve Amendment to Certificate of Incorporation | Issuer | Yes | For | For |
| | | | | Approve 2021 Long-Term Incentive Plan | Issuer | Yes | For | For |
| | | | | Approve Amended Employee Stock Purchase Plan | Issuer | Yes | For | For |
| Cable One, Inc. | CABO | 12685J105 | 05/21/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| ZTO Express Caymen Inc. | ZTO | 98980A105 | 06/02/21 | Special Resolution re: Dual Foreign Name | Issuer | Yes | For | For |
| | | | | Approve Amendment to Articles of Association | Issuer | Yes | For | For |
| The Descartes Systems Group | DSGX | 249906108 | 06/03/21 | Directors | Issuer | Yes | For | For |
| | | | | Appointment of the Auditor | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| ICON Plc | ICLR | G4705A100 | 06/15/21 | Approve Issuance of Shares Contemplated by Merger | Issuer | Yes | For | For |
| | | | | Adjourn to Solicit Additional Proxies if Necessary | Issuer | Yes | For | For |
| ExlService Holdings, Inc. | EXLS | 302081104 | 06/16/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Generac Holdings Inc. | GNRC | 368736104 | 06/17/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Fortinet, Inc. | FTNT | 34959E109 | 06/18/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Advisory Vote on Executive Compensation | Issuer | Yes | For | For |
| Huazhu Group Limited | HTHT | 44332N106 | 06/25/21 | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| | | | | Stock Split | Issuer | Yes | For | For |
| | | | | Approve Amendment to Articles of Association | Issuer | Yes | For | For |
| | | | | Acts of the Managing Board | Issuer | Yes | For | For |
| CyberArk Software Ltd | CYBR | M2682V108 | 06/29/21 | Directors | Issuer | Yes | For | For |
| | | | | Ratify Independent Registered Public Accounting Firm | Issuer | Yes | For | For |
| SYNNEX Corporation | SNX | 87162W100 | 06/30/21 | Approve Agreement and Plan of Merger | Issuer | Yes | For | For |
| | | | | Approve Issuance of Shares Contemplated by Merger | Issuer | Yes | For | For |
| | | | | Amend Certificate Increasing Authorized Share Capital | Issuer | Yes | For | For |
| | | | | Approve Amendment to Certificate of Incorporation | Issuer | Yes | For | For |
| | | | | Adjourn to Solicit Additional Proxies if Necessary | Issuer | Yes | For | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
David D. Basten, President
