Amana Mutual Funds Trust Income Fund (AMANX)
Filed: 31 Aug 04, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04276
AMANA MUTUAL FUNDS TRUST
(Exact Name of Registrant as Specified in Charter)
1300 N. State Street
Bellingham, Washington 98225-4730
(Address of Principal Executive Offices, including ZIP Code)
Nicholas F. Kaiser
1300 N. State Street
Bellingham, Washington 98225-4730
(Name and Address of Agent for Service)
Registrant’s Telephone Number- (360) 734-9900
Date of fiscal year end: May 31, 2004
Date of reporting period: June 30, 2004
Amana Mutual Funds Trust, Income Fund (AMANX) | ||||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2003 through June 30, 2004 | ||||||
Proposal # | Issue / Proposals | Shares / Proposed by | Symbol / Directors Recommend | CUSIP / Vote | Meeting Date | |
| RPM International, Inc. | 25,390 | RPM | 749685103 | 10/10/03 | ||
| 1 | Directors nominations | Issuer | For All Nominees | |||
| 2 | Approve and adopt 2003 restricted stock plan for directors | Issuer | For | For | ||
| Piedmont Natural Gas | 11,400 | PNY | 720186105 | 2/27/04 | ||
| 1 | Directors nominations | Issuer | For All Nominees | |||
| 2 | Ratification of auditors | Issuer | For | For | ||
| 3 | Approval of executive incentive plan | Issuer | For | For | ||
| Novo Nordisk A/S | 10,000 | NOVO DC | 670100205 | 3/16/04 | ||
| Directors nominations | Issuer | For | For All Nominees | |||
| 3 | Adoption of audited annual report, including discharge of management and Board of Directors | Issuer | For | For | ||
| 4 | Application of profits according to the adopted audited annual report | For | For | |||
| 5A | Re-election of PriceWaterhouseCoopers | For | For | |||
| 5B | Re-election of Ernst & Young, state-authorized public accountants | Issuer | For | For | ||
| 6 | Changes to articles of association | Issuer | For | For | ||
| 8 | Authorization to purchase own shares of up to 10% of the share capital | Issuer | For | For | ||
| 9 | Authorization to the chairman of the annual general meeting | Issuer | For | For | ||
| Repsol YPF, S.A. | 18,000 | REP | 76026T205 | 3/31/04 | ||
| 1 | Consolidate annual financial statements of Repsol and its subsidiaries for FYE Dec. 31, 2003 | Issuer | For | For | ||
| 2 | Appointment, ratification, re-election, or statutory renewal of board members term of office | Issuer | For | For | ||
| 3 | Appointment or re-election of auditor of financial statements of Repsol and its consolidated group | Issuer | For | For | ||
| 4 | Authorization of Board for derivative acquisition of shares directly or through controlled companies | Issuer | For | For | ||
| 5 | Amendment of Articles 1, 15, 23, 24, 30, and 33 of corporate bylaws to make them consistent with provisions of Law 26/2003 of 17th July | Issuer | For | For | ||
| 6 | Amendment of Articles 6, 7, and 8 of "Regulations of the General Shareholder's Meetings" to make them consistent with requirements of Law 26/2003 of 17th July | Issuer | For | For | ||
| 7 | Delegation of powers to complement, develop, implement, correct and formalize resolutions adopted by the shareholder's meeting | Issuer | For | For | ||
| Rio Tinto PLC | 9,000 | RTP | 767201400 | 4/7/04 | ||
| 1 | Authority to allot relevant securities under Section 80 of the Companies Act 1955 | Issuer | For | Abstain | ||
| 2 | Authority to allot equity securities for cash under Section 89 of the Companies Act 1955 | Issuer | For | Abstain | ||
| 3 | Authority to purchase Rio Tinto Plc shares by the company or Rio Tinto Limited | Issuer | For | For | ||
| 4 | Approval of Mining Companies Comparative Plan 2004 and Rio Tinto Share Option Plan 2004 | Issuer | For | For | ||
| 5 | Election of John Kerr as director | Issuer | For | For | ||
| 6 | Re-election of Leigh Clifford as director | Issuer | For | For | ||
| 7 | Re-election of Guy Elliott as director | Issuer | For | For | ||
| 8 | Re-election of Richard Sykes as director (member of remunerations committee) | Issuer | For | For | ||
| 9 | Re-election of Richard Giordano as director (member of audit, nominations, social/environmental account committees) | Issuer | For | For | ||
| 10 | Re-appointment of auditors and authority to determine their remuneration | Issuer | For | For | ||
| 11 | Approval of remuneration report | Issuer | For | For | ||
| 12 | Receive annual report and financial statements for YE Dec. 31, 2003 | Issuer | For | For | ||
| Genuine Parts Company | 11,000 | GPC | 372460105 | 4/19/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of 2004 incentive bonus plan | Issuer | For | For | ||
| 3 | Ratification of auditors | Issuer | For | For | ||
| 4 | Shareholder proposal regarding poison pill | Issuer | Against | Against | ||
| 5 | Shareholder proposal regarding restricted share programs in lieu of stock options in executive compensation | Issuer | Against | Against | ||
| BP P.L.C. | 25,662 | BP | 55622104 | 4/15/04 | ||
| 1-6 | Directors nominations | Issuer | For | For All Nominees | ||
| 7 | To elect A. Burmans as director | Issuer | For | For | ||
| 8 | To reappoint auditors | Issuer | For | For | ||
| 9 | To amend Articles of Association | Issuer | For | For | ||
| 10 | To give authority to allot shares up to a specified amount | Issuer | For | For | ||
| 11 | Special resolution: to give authority to allot a limited number of shares for cash without making an offer to shareholders | Issuer | For | Abstain | ||
| 12 | Special resolution: to give limited authority for purchase of its own shares by the company | Issuer | For | For | ||
| 13 | To authorize use of treasury shares for employee share schemes | Issuer | For | For | ||
| 14 | To approve directors' remuneration repport | Issuer | For | For | ||
| 15 | To determine limit for aggregate remuneration of non-executive directors | Issuer | For | Abstain | ||
| 16 | To receive directors' annual report and accountants | Issuer | For | For | ||
| 17 | Special shareholder resolution: to instruct company to prepare report making certain disclosures on matters of control and risk in protected and sensitive areas | Shareholders | Against | For | ||
| Eli Lilly and Company | 8500 | LLY | 532457108 | 4/19/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of the appointment by the audit committee of the board of directors of auditors for 2004 | Issuer | For | For | ||
| 3 | Approve company bonus plan | Issuer | For | For | ||
| 4 | Proposal by shareholders that Board adopt compensation program limiting the compensation of senior executives to specified levels | Shareholders | Against | Against | ||
| 5 | Proposal by shareholders that Board report on how company will respond to pressure to increase access to and affordability of prescription drugs | Shareholders | Against | For | ||
| Sprint Corporation | 20,000 | FON | 852061100 | 4/20/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Election of independent auditors | Issuer | For | For | ||
| 3 | Stockholder proposal concerning stock option indexing | Stockholders | Against | Abstain | ||
| 4 | Stockholder proposal concerning CEO pay cap | Stockholders | Against | Abstain | ||
| 5 | Stockholder proposal concerning indpendent chairman | Stockholders | Against | For | ||
| 6 | Stockholder proposal concerning report on outsourcing off-shore | Stockholders | Against | For | ||
| Canadian Pacific Railway Ltd. | 16,000 | CP | 13645T100 | 4/20/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | To ratify appointment of independent auditors for 2004 | Issuer | For | For | ||
| Dow Jones & Company Inc. | 10,000 | DJ | 260561105 | 4/21/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of auditors | Issuer | For | For | ||
| 3 | Amendment to 2001 long-term incentive plan to increase shares reserved for issuance from 7 to 9,000,000 shares | Issuer | For | For | ||
| 4 | Stockholder proposal to separate the positions of chairman of board and CEO | Stockholders | Against | Against | ||
| Burlington Northern Santa Fe Corporation | 17,000 | BNI | 12189T104 | 4/21/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of 1999 stock incentive plan, as proposed to be amended and restated | Issuer | For | For | ||
| 3 | Advise on selection of independent auditor for 2004 | Issuer | For | For | ||
| Wyeth | 15,200 | WYE | 983024100 | 4/22/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of principal independent public accountants | Issuer | For | For | ||
| 3 | Adoption of stockholder proposal on access to and affordability of prescription drugs | Stockholders | Against | Abstain | ||
| 4 | Adoption of stockholders proposal on animal testing | Stockholders | Against | For | ||
| Regal-Beloit Corporation | 15,000 | RBC | 758750103 | 4/22/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| US Steel Corporation | 24,000 | X | 912909108 | 4/27/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Election of independent auditors | Issuer | For | For | ||
| Fairmont Hotels & Resorts Inc. | 6,500 | FHR | 305204109 | 4/27/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Appointment of chartered accountants as auditors | Issuer | For | For | ||
| 3 | Ordinary resolution approving and reconfirming amended and restated shareholder rights plan of corporation | Issuer | For | For | ||
| Duke Realty Corporation | 20,000 | DRE | 264411505 | 4/28/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Proposal to ratify appointment of auditors | Issuer | For | For | ||
| 3 | Shareholder proposal to separate positions of board chair and CEO | Shareholders | Against | For | ||
| Verizon Communications Inc. | 12,200 | VZ | 92343V104 | 4/28/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | Ratification of independent auditor | Issuer | For | For | ||
| 3 | Cumulative voting | Shareholders | Against | Abstain | ||
| 4 | Board composition | Shareholders | Against | For | ||
| 5 | Separate chairman and CEO | Shareholders | Against | For | ||
| 6 | Future poison pill | Shareholders | Against | For | ||
| 7 | Supplemental executive retirement plans | Shareholders | Against | For | ||
| 8 | Options or stock grant based on tracking stock | Shareholders | Against | Abstain | ||
| 9 | Diversity report on option grants to employees | Shareholders | Against | Abstain | ||
| 10 | Report on political contributions | Shareholders | Against | Abstain | ||
| 11 | Collection of universal service and number portability fees | Shareholders | Against | Against | ||
| McGraw-Hill Companies, Inc. | 8,000 | MHP | 580645109 | 4/28/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of amended and restated 2002 stock incentive plan | Issuer | For | Abstain | ||
| 3 | Ratification of appointment of independent auditors for 2004 | Issuer | For | For | ||
| 4 | Shareholder proposal requesting shareholder vote on "poison pills" | Shareholders | Against | For | ||
| USEC Inc. | 50,000 | USU | 90333 E 108 | 4/29/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | To approve first amendment to and performance goals under 1999 equity incentive plan | Issuer | For | For | ||
| 3 | To ratify appointment of indpendent auditors for 2004 | Issuer | For | For | ||
| 4 | Shareholder proposal no. 1 top executive compensation | Shareholders | Against | For | ||
| 5 | Shareholder proposal no. 2 proxy advisory | Shareholders | Against | Against | ||
| Encana Corporation | 10,000 | ECA | 292505104 | 4/28/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | Appointment of auditors at a remuneration to be fixed by board of directors | Issuer | For | For | ||
| 3 | Confirmation of new by-law no. 1 | Issuer | For | For | ||
| 4 | Approval of amendments and reconfirmation of shareholder rights plan | Issuer | For | For | ||
| Alcoa Inc. | 14,000 | AA | 13817101 | 4/30/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Proposal to approve 2004 stock incentive plan | Issuer | For | For | ||
| 3A | Shareholder proposal relating to pay disparity | Shareholders | Against | For | ||
| 3B | Shareholder proposal relating to change in control severance plan | Shareholders | Against | For | ||
| Sempra Energy | 22,300 | SRE | 816851109 | 5/4/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Reapproval of long term incentive plan performance goals | Issuer | For | Abstain | ||
| 3 | Ratification of independent auditors | Issuer | For | For | ||
| 4 | Proposal regarding annual election of directors | Shareholders | Against | Against | ||
| 5 | Proposal regarding shareholder rights plan | Shareholders | Against | For | ||
| 6 | Proposal regarding auditor services | Shareholders | Against | Abstain | ||
| 7 | Proposal regarding independent chairman of the board | Shareholders | Against | For | ||
| Bristol-Myers Squibb Company | 22,000 | BMY | 110122108 | 5/4/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Appointment of independent auditors | Issuer | For | For | ||
| 3 | Publication of political contributions | Stockholders | Against | Abstain | ||
| 4 | Prohibition of political contributions | Stockholders | Against | Against | ||
| 5 | Separation of chairman and CEO positions | Stockholders | Against | For | ||
| 6 | HIV/AIDS-TB-Malaria | Stockholders | Against | Abstain | ||
| 7 | Director vote threshold | Stockholders | Against | For | ||
| Puget Energy, Inc. | 7,500 | PSD | 745310102 | 5/4/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| Plum Creek Timber Company | 15,000 | PCL | 729251108 | 5/4/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of amended and restated stock incentive plan | Issuer | For | For | ||
| 3 | To ratify appointment of independent auditors | Issuer | For | For | ||
| 4 | Adoption of Ceres Principles | Shareholders | Against | Abstain | ||
| Manitowoc Company, Inc. | 17,250 | MTW | 563571108 | 5/4/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of proposed 2004 non-employer director stock and awards plan | Issuer | For | For | ||
| ConocoPhillips | 7,500 | COP | 20825C104 | 5/5/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors | Issuer | For | For | ||
| 3 | Authorize 2004 omnibus stock and performance incentive plan | Issuer | For | For | ||
| 4 | Officer and director compensation | Stockholders | Against | For | ||
| 5 | Commonsense executive compensation | Stockholders | Against | For | ||
| 6 | ANWR drilling | Stockholders | Against | For | ||
| Hanson PLC | 12,000 | HAN | 411349103 | 5/13/04 | ||
| Directors nominations | Issuer | For | For All Nominees | |||
| 1 | Accountants and reports of directors and auditors for YE Dec. 31, 2003 | Issuer | For | For | ||
| 2 | Remuneration report | Issuer | For | For | ||
| 3 | Declaration of dividend of 11.95 Pence | Issuer | For | For | ||
| 5 | Re-appointment of auditors and determination of remuneration | Issuer | For | For | ||
| 6A | Authority to allot shares generally | Issuer | For | For | ||
| 6B | Limited authority to allot shares for cash | Issuer | For | For | ||
| 7 | Limited authority to purchase shares | Issuer | For | For | ||
| United Parcel Service, Inc. | 8,000 | UPS | 911312106 | 5/6/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors | Issuer | For | For | ||
| Fording Canadian Coal Trust | 26,000 | FDG | 345425102 | 5/6/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ordinary resolution approving appointment of independent auditors of the trust for ensuing year and authorizing trustees to fix auditor's remuneration | Issuer | For | For | ||
| NiSource Inc. | 24,000 | NI | 65473P105 | 5/11/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of independent accountants | Issuer | For | For | ||
| Avista Corp. | 30,000 | AVA | 05379B107 | 5/13/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors | Issuer | For | For | ||
| 3 | Reapproval of material in terms of performance goals under company's long-term incentive plan | Issuer | For | For | ||
| Duke Energy Corporation | 13,000 | DUK | 264399106 | 5/13/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of independent auditors for 2004 | Issuer | For | For | ||
| 3 | Shareholder proposal relating to declassification of board of directors, if properly presented at annual meeting | Shareholder | Against | Abstain | ||
| Glaxosmithkline PLC | 10,000 | GSK | 37733W105 | 5/17/04 | ||
| 1 | To receive and adopt directors' report and financial statements | Issuer | For | For | ||
| 2 | To approve remuneration report | Issuer | For | For | ||
| 3 | To elect Mr. H. Lawrence Culp as director | Issuer | For | For | ||
| 4 | To elect Mr. Crispin Davis as director | Issuer | For | For | ||
| 5 | To elect Sir Robert Wilson as director | Issuer | For | For | ||
| 6 | To elect Dr. Tachi Yamada as director | Issuer | For | For | ||
| 7 | To re-elect Sir Christopher Hogg as director | Issuer | For | For | ||
| 8 | Re-appointment of auditors | Issuer | For | For | ||
| 9 | Remuneration of auditors | Issuer | For | For | ||
| S10 | Authorise company to make donations to EU political organisations and incur EU political expenditure | Issuer | For | Against | ||
| S11 | Disapplication of pre-emption rights | Issuer | For | Against | ||
| S12 | Authority for company to purchase its own shares | Issuer | For | For | ||
| Idacorp Inc. | 25,000 | IDA | 451107106 | 5/20/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | To ratify selection of independent auditor for fiscal year ending December 31, 2004 | Issuer | For | For | ||
| 3 | To act upon shareholder proposal requesting Idacorp to publish annually in the proxy statement an explanation of board procedures governing donations to and a list of board approved private foundations | Shareholder | Against | Against | ||
| FPL Group, Inc. | 10,000 | FPL | 302571104 | 5/21/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors | Issuer | For | For | ||
| 3 | Approval of amended and restated long term incentive plan, in an amended form | Issuer | For | For | ||
| 4 | Approval of annual incentive plan as required by internal revenue code | Issuer | For | For | ||
| 5 | Approval of performance-based awards provisions of amended and restated long term incentive plan as required by internal revenue code | Issuer | For | Abstain | ||
| 6 | Approval of amendment to restated articles of incorporation to increase number of authorized shares of common stock | Issuer | For | For | ||
| BCE Inc. | 30,000 | BCE | 05534B109 | 5/26/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | Appointment of auditors | Issuer | For | For | ||
| 3A | Disclose directorships of each nomee director for past five years | Shareholder | For | For | ||
| 3B | Prohibit CEO from serving on board of another listed company | Shareholder | Against | For | ||
| 3C | Supplemental disclosure of executive pension plans | Shareholder | Against | For | ||
| 3D | Require all insiders to give 10 days notice of intent to trade in BCE securities | Shareholder | Against | Against | ||
| 3E | Prohibit auditors from providing any services other than audit and audit-related services | Shareholder | Against | For | ||
| Exxon Mobil Corporation | 38,482 | XOM | 30231G102 | 5/26/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | Ratification of independent auditors | Issuer | For | For | ||
| 3 | Approval of 2004 non-employee director restricted stock plan | Issuer | For | For | ||
| 4 | Political contributions | Shareholder | Against | For | ||
| 5 | Political contributions report | Shareholder | Against | Against | ||
| 6 | Media response on equatorial guinea | Shareholder | Against | For | ||
| 7 | Board chairman and CEO | Shareholder | Against | For | ||
| 8 | Executive compensation | Shareholder | Against | Against | ||
| 9 | Executive compensation report | Shareholder | Against | For | ||
| 10 | Amendment of EEO policy | Shareholder | Against | Against | ||
| 11 | Climate science report | Shareholder | Against | For | ||
| Shurgard Storage Centers | 20,000 | SHU | 82567D104 | 6/29/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | Ratification of independent auditors | Issuer | For | For | ||
| 3 | To approve 2004 long-term incentive plan | Issuer | For | For | ||
Amana Mutual Funds Trust, Growth Fund (AMAGX) | ||||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2003 through June 30, 2004 | ||||||
Proposal # | Issue / Proposals | Shares / Proposed by | Symbol / Directors Recommend | CUSIP / Vote | Meeting Date | |
| Airborne, Inc. | 15,000 | ABF | 9269101 | 8/14/03 | ||
| Directors | Issuer | For all nominees | ||||
| 1 | Approval of merger agreement | Issuer | For | for | ||
| 2 | Approval of alternative merger consideration of $21.65 | Issuer | For | For | ||
| 3 | Approval of ABX AIR supermajority voting provision | Issuer | For | For | ||
| 4 | Approval of ABX AIR rights agreement | Issuer | For | For | ||
| 6 | Approval not to adopt or extend any poison pills | Stockholder | Against | Against | ||
| 7 | Approval to urge an amendment to the bylaws to require a non-executive chairman of the board. | Stockholder | Against | Against | ||
| 8 | Approval of regarding indexed stock options | Stockholder | Against | Against | ||
| 9 | Approval regarding expensing of stock options | Stockholder | Against | Against | ||
| Horizon Organic | 10,000 | HCOW | 44043T-103 | 12/18/03 | ||
| 1 | To adopt agreement and plan of merger | Issuer | For | For | ||
| 2 | To adjourn special meeting for purpose of soliciting additional proxies in connection with merger | Issuer | For | For | ||
| Qualcomm, Inc. | 28,000 | QCOM | 747525103 | 3/2/04 | ||
| 1 | Directors | Issuer | N/A | For all nominees | ||
| 2 | Approval of amendment to 2001 stock option plan to increase shares of commons stock | Issuer | For | For | ||
| 3 | Ratification of auditors | Issuer | For | For | ||
| 4 | Bernard Lubran - to eliminate the classified board | Issuer | Against | For | ||
| Canon Inc. | 16,000 | CAJ | 138006309 | 3/30/04 | ||
| 1 | Approval of proposal of profit appropriation for 103rd business term | Issuer | For | For | ||
| 2 | Partial amendment of the articles of incorporation | Issuer | For | Abstain | ||
| 3 | Electiono of 27 directors | Issuer | For | For | ||
| 4 | Election of 3 corporate auditors | Issuer | For | For | ||
| 5 | Election of additional accounting auditor | Issuer | For | For | ||
| 6 | Grant of retiring allowance to directors and corporate auditors to be retired | Issuer | For | For | ||
| 7 | Revision of the remunerations for directors and corporate auditors | Issuer | For | For | ||
| Rio Tinto PLC | 5,000 | RTP | 767201400 | 4/7/04 | ||
| 1 | Authority to allot relevant securities under Section 80 of the Companies Act 1955 | Issuer | For | Abstain | ||
| 2 | Authority to allot equity securities for cash under Section 89 of the Companies Act 1955 | Issuer | For | Abstain | ||
| 3 | Authority to purchase Rio Tinto Plc shares by the company or Rio Tinto Limited | Issuer | For | For | ||
| 4 | Approval of Mining Companies Comparative Plan 2004 and Rio Tinto Share Option Plan 2004 | Issuer | For | For | ||
| 5 | Election of John Kerr as director | Issuer | For | For | ||
| 6 | Re-election of Leigh Clifford as director | Issuer | For | For | ||
| 7 | Re-election of Guy Elliott as director | Issuer | For | For | ||
| 8 | Re-election of Richard Sykes as director (member of remunerations committee) | Issuer | For | For | ||
| 9 | Re-election of Richard Giordano as director (member of audit, nominations, social/environmental account committees) | Issuer | For | For | ||
| 10 | Re-appointment of auditors and authority to determine their remuneration | Issuer | For | For | ||
| 11 | Approval of remuneration report | Issuer | For | For | ||
| 12 | Receive annual report and financial statements for YE Dec. 31, 2003 | Issuer | For | For | ||
| BP P.L.C. | 10,544 | BP | 55622104 | 4/15/04 | ||
| 1-6 | Directors nominations | Issuer | For | For All Nominees | ||
| 7 | To elect A. Burmans as director | Issuer | For | For | ||
| 8 | To reappoint auditors | Issuer | For | For | ||
| 9 | To amend Articles of Association | Issuer | For | For | ||
| 10 | To give authority to allot shares up to a specified amount | Issuer | For | For | ||
| 11 | Special resolution: to give authority to allot a limited number of shares for cash without making an offer to shareholders | Issuer | For | Abstain | ||
| 12 | Special resolution: to give limited authority for purchase of its own shares by the company | Issuer | For | For | ||
| 13 | To authorize use of treasury shares for employee share schemes | Issuer | For | For | ||
| 14 | To approve directors' remuneration repport | Issuer | For | For | ||
| 15 | To determine limit for aggregate remuneration of non-executive directors | Issuer | For | Abstain | ||
| 16 | To receive directors' annual report and accountants | Issuer | For | For | ||
| 17 | Special shareholder resolution: to instruct company to prepare report making certain disclosures on matters of control and risk in protected and sensitive areas | Shareholders | Against | For | ||
| Genentech, Inc. | 8,000 | DNA | 368710406 | 4/16/04 | ||
| 1 | To approve amendment to bylaws with respect to number of authorized directors | Issuer | For | For | ||
| 2A | To elect four non-Roche director nominees to hold office until 2005 annual meeting of stockholders | Issuer | For | For all nominees | ||
| 2B(1) | If proposal 1 is approved: To elect three Roche director nominees to hold office until 2005 annual meeting of stockholders | Issuer | For | For all nominees | ||
| 2B(2) | If proposal 1 is not approved: To elect two of the three Roche director nominees to hold office until 2005 annual meeting of stockholders | Issuer | For | For all nominees | ||
| 3 | To approve amendement to company's amended and restated certificate of incorporation to increase authorized shares of common stock | Issuer | For | For | ||
| 4 | To approve 2004 equity incentive plan | Issuer | For | For | ||
| 5 | To ratify independent auditors for 2004 | Issuer | For | For | ||
| Eli Lilly and Company | 6,000 | LLY | 532457108 | 4/19/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | Ratification of appointment by the audit committee of independent auditors for 2004 | Issuer | For | For | ||
| 3 | Approve company bonus plan | Issuer | For | Abstain | ||
| 4 | Proposal by shareholders that board adopt compensation program limiting compensation of senior exectuives to specified levels | Shareholders | Against | For | ||
| 5 | Proposal by shareholders that board report on how company will respond to pressure to increase access to and affordability of prescription drugs | Shareholders | Against | Abstain | ||
| Sprint Corporation | 20,000 | FON | 852061100 | 4/20/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Election of independent auditors | Issuer | For | For | ||
| 3 | Stockholder proposal concerning stock option indexing | Stockholders | Against | For | ||
| 4 | Stockholder proposal concerning CEO pay cap | Stockholders | Against | For | ||
| 5 | Stockholder proposal concerning indpendent chairman | Stockholders | Against | For | ||
| 6 | Stockholder proposal concerning report on outsourcing off-shore | Stockholders | Against | For | ||
| Wyeth | 10,000 | WYE | 983024100 | 4/22/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of principal independent public accountants | Issuer | For | For | ||
| 3 | Adoption of stockholder proposal on access to and affordability of prescription drugs | Stockholders | Against | Abstain | ||
| 4 | Adoption of stockholders proposal on animal testing | Stockholders | Against | For | ||
| Johnson & Johnson | 10,000 | JNJ | 983024100 | 4/22/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors | Issuer | For | For | ||
| 3 | Proposal on charitable contributions | Stockholders | Against | Abstain | ||
| Humana Inc. | 20,000 | HUM | 444859102 | 4/22/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| Regal-Beloit Corporation | 9,000 | RBC | 758750103 | 4/22/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| Noble Corporation | 13,000 | NE | G65422100 | 4/22/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of appointment of indpedendent auditors for 2004 | Issuer | For | For | ||
| McGraw-Hill Companies, Inc. | 7,000 | MHP | 580645109 | 4/28/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of amended and restated 2002 stock incentive plan | Issuer | For | Abstain | ||
| 3 | Ratification of appointment of independent auditors for 2004 | Issuer | For | For | ||
| 4 | Shareholder proposal requesting shareholder vote on "poison pills" | Shareholders | Against | For | ||
| Adobe Systems Inc. | 16,800 | 00724F101 | 4/28/04 | |||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of amendment to 2003 equity incentive plan increasing share reserve by 4,500,000 shares | Issuer | For | Abstain | ||
| 3 | Stockholder proposal | Stockholders | Against | For | ||
| 4 | Stockholder proposal | Stockholders | Against | For | ||
| 5 | Ratification of appontment of indpendent public accountants for fiscal year ending December 31, 2004 | Issuer | For | For | ||
| Encana Corporation | 20,000 | ECA | 292505104 | 4/28/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | Appointment of auditors at a remuneration to be fixed by board of directors | Issuer | For | For | ||
| 3 | Confirmation of new by-law no. 1 | Issuer | For | For | ||
| 4 | Approval of amendments and reconfirmation of shareholder rights plan | Issuer | For | For | ||
| USEC Inc. | 50,000 | USU | 90333 E 108 | 4/29/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | To approve first amendment to and performance goals under 1999 equity incentive plan | Issuer | For | For | ||
| 3 | To ratify appointment of indpendent auditors for 2004 | Issuer | For | For | ||
| 4 | Shareholder proposal no. 1 top executive compensation | Shareholders | Against | Against | ||
| 5 | Shareholder proposal no. 2 proxy advisory | Shareholders | Against | Abstain | ||
| Advanced Micro Devices, Inc. | 36,000 | AMD | 7903107 | 4/29/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors | Issuer | For | For | ||
| 3 | Approval of AMD 2004 equity incentive plan | Issuer | For | Abstain | ||
| Supreme Industries, Inc. | 16,500 | STS | 868607102 | 4/29/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approval of 2004 stock option plan | Issuer | For | Abstain | ||
| 3 | Ratification of selection of independent auditors | Issuer | For | For | ||
| Alcoa Inc. | 17,000 | AA | 13817101 | 4/30/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Proposal to approve 2004 stock incentive plan | Issuer | For | For | ||
| 3A | Shareholder proposal relating to pay disparity | Shareholders | Against | Abstain | ||
| 3B | Shareholder proposal relating to change in control severance plan | Shareholders | Against | Abstain | ||
| Lan Chile S.A. | 35,700 | LFL | 501723100 | 4/30/04 | ||
| A | Approval of company's annual report, balance sheet and financial statements for year end December 31, 2003 | Issuer | For | For | ||
| B | Approval of dividend to be paid not less than legal 30% minimum to be charged to 2003 profits and from which divdend shall be discounted the provisory divdends of US$ 0.0363221 and use of US$ 0.073425 (per share) paid on August 2003 and October 2003 respectively. Dividend to be agreed shall be paid from May 13, 2004 | Issuer | For | For | ||
| C | Election of board of directors | Issuer | For | Abstain | ||
| D | Fix director's fees for 2004 | Issuer | For | Abstain | ||
| E | Fix directors' committee fees for 2004 and determintion of its budget | Issuer | For | Abstain | ||
| F | Appointment of external auditors | Issuer | For | Abstain | ||
| G | Appointment of rating agencies | Issuer | For | Abstain | ||
| H | Status of transactions referred to in Article 44 of Act No. 18,046 on corporations (transactions held with related persons) | Issuer | For | Abstain | ||
| I | Information on processing, printing and mailing cost of information referred to in order no. 1494 of Chilean Securities Authority | Issuer | For | Abstain | ||
| Building Materials Holding Corporation | 16,000 | BMHC | 120113105 | 5/4/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Adopt 2004 incentive and performance plan | Issuer | For | For | ||
| Pepsico, Inc. | 7,000 | PEP | 713448108 | 5/5/04 | ||
| 1 | Directors nominations | Issuer | For | For all nominees | ||
| 2 | Approval of auditors | Issuer | For | For | ||
| 3 | Approval of 2004 executive incentive compensation plan | Issuer | For | For | ||
| 4 | Shareholder proposal (proxy statement p.22) | Shareholder | Against | Against | ||
| 5 | Shareholder proposal (proxy statement p.23) | Shareholder | Against | Against | ||
| Potash Corporation of Saskatchewan Inc. | 5,000 | POT | 73755L107 | 5/6/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Appointment of auditors | Issuer | For | For | ||
| 3 | Shareholder proposal attached as appendix C of management proxy circular | Shareholders | Against | For | ||
| United Parcel Service, Inc. | 5,000 | UPS | 911312106 | 5/6/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors | Issuer | For | For | ||
| IMS Health Inc. | 15,000 | RX | 449934108 | 5/7/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors for 2004 | Issuer | For | For | ||
| 3 | Approval of shareholder proposal relating to election of each director annually | Shareholder | Against | Against | ||
| 4 | Approval of shareholder proposal relating to shareholder input regarding golden parachutes | Shareholder | Against | For | ||
| Dentsply International Inc. | 8,000 | XRAY | 249030107 | 5/10/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | To ratify appointment of independent accountants, to audit books and accounts of the company for year ending December 31, 2004 | Issuer | For | For | ||
| Taiwan Semiconductor Mfg. Co. Ltd. | 60,000 | TSM | 874039100 | 5/11/04 | ||
| 5 | To accept 2003 business report and financial statements | Issuer | For | For | ||
| 6 | To approve the proposal for distribution of 2003 profits | Issuer | For | For | ||
| 7 | To approve capitalization of 2003 dividends and employee profit sharing | Issuer | For | For | ||
| Avista Corp. | 30,000 | AVA | 05379B107 | 5/13/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors | Issuer | For | For | ||
| 3 | Reapproval of material in terms of performance goals under company's long-term incentive plan | Issuer | For | For | ||
| Amgen Inc. | 10,560 | AMGN | 31162100 | 5/13/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | To ratify the selection of independent auditors for year ending December 31, 2003 | Issuer | For | For | ||
| 3A | Stockholder proposal #1 (EEO-1 report) | Shareholder | Against | Against | ||
| 3B | Stockholder proposal #2 (stock option expensing) | Shareholder | Against | For | ||
| Pharmaceutical Product Development Inc. | 10,000 | PPDI | 717124101 | 5/19/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | In their discretion, the proxies are authorized to vote upon such other matters as may properly come before the meeting | Issuer | For | Against | ||
| Performance Food Group Company | 10,000 | PFGC | 713755106 | 5/19/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Amendment of employee stock purchase plan | Issuer | For | For | ||
| Advanced Fibre Communication, Inc. | 15,000 | AFCI | 00754A105 | 5/20/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratify the appointment of independent auditors for 2004 | Issuer | For | For | ||
| Lowe's Companies, Inc. | 8,000 | LOW | 548661107 | 5/28/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of appointment of independent auditors for 2004 fiscal year | Issuer | For | For | ||
| Business Objects S.A. | 18,000 | BOBJ | 12328X107 | 6/2/04 | ||
| 1 | Approval of financial statements for fiscal year endied Dec. 31, 2003 | Issuer | For | For | ||
| 2 | Approval of consolidated financial statements for fiscal year ended Dec. 31, 2003 | Issuer | For | For | ||
| 3 | Allocation of earnings for fiscal year ended Dec. 31, 2003 | Issuer | For | For | ||
| 4 | Renewal of term of office of Mr. Arnold Silverman as Director | Issuer | For | For | ||
| 5 | Renewal of term of office of Mr. Albert Eisenstate as Director | Issuer | For | For | ||
| 6 | Renewal of term of office of Mr. Bernard Charles as Director | Issuer | For | For | ||
| 7 | Appointment of Mr. Kurt Lauk as Director | Issuer | For | For | ||
| 8 | Ratification of regulated agreement | Issuer | For | Abstain | ||
| 9 | Approval of regulated agreement | For | Abstain | |||
| 10 | Authorization granted to board of directors to repurchase ordinary shares of the company | Issuer | For | For | ||
| 11 | Authorization granted to board of directors to reduce share capital by cancellation of treasury shares | Issuer | For | For | ||
| 12 | Authorization granted to board of directors to issue warrants to subscribe 45,000 ordinary shares reserved for Mr. Arnold Silverman | Issuer | For | For | ||
| 13 | Authorization granted to board of directors to issue warrants to subscribe 45,000 ordinary shares reserved for Mr. Albert Eisenstat | Issuer | For | For | ||
| 14 | Authorization granted to board of directors to issue warrants to subscribe 45,000 ordinary shares reserved for Mr. Bernard Charles | Issuer | For | For | ||
| 15 | Authorization granted to board of directors to issue warrants to subscribe 45,000 ordinary shares reserved for Mr. Kurt Lauk | Issuer | For | For | ||
| 16 | Authorization granted to board of directors to issue warrants to subscribe 30,000 ordinary shares reserved for Mr. Gerald Held | Issuer | For | For | ||
| 17 | Authorization granted to board of directors to issue warrants to subscribe 30,000 ordinary shares reserved for Mr. Jean-Francois Heitz | Issuer | For | For | ||
| 18 | Authorization granted to board of directors to issue warrants to subscribe 30,000 ordinary shares reserved for Mr. David Peterschmidt | Issuer | For | For | ||
| 19 | Authorization granted to board of directors to issue warrants to subscribe 30,000 ordinary shares reserved for Mr. David Roux | Issuer | For | For | ||
| 20 | Authorization of board of directors to increase share capital through issuance of up to 100,000 ordinary shares reserved to the members of the Company Employee French Savings Plan | Issuer | For | For | ||
| 21 | Re-affirmation of price-setting conditions of ordinary shares reserved for issuance under the 1995 international employee stock purchase plan | Issuer | For | For | ||
| 22 | Authorization granted to board of directors to increase share capital through issuance of up to 325,000 ordinary shares, the subscription to the Business Objects S.A. Employee Benefits Trust under 1995 international employee stock purchase plan | Issuer | For | For | ||
| 23 | Authorization granted to board of directors to increase share capital through issuance of up to 475,000 ordinary shares, the subscription to which is reserved to the 2004 Business Objects S.A. Employee Benefits Trust under 2004 international employee stock purchase plan | Issuer | For | For | ||
| 24 | Authorization granted to board of directors to increase share capital by issuance of 2,500,000 ordinary shares, the subscription to which is reserved to Employee Benefit Sub-Plan Trust under 2001 stock option plan | Issuer | For | For | ||
| 25 | Authorization granted to board of directors to amend 2001 stock option plan, rename it the 2001 stock incentive plan and approval of adoption of subsidiary stock incentive sub-plan under 2001 stock incentive plan | Issuer | For | For | ||
| 26 | Authorization granted to board of directors to issue ordinary shares or other securities giving immediate or deferred access to company's share capital, with preferential subscription rights | Issuer | For | For | ||
| 27 | Authorization granted to board of directors to issue ordinary shares or other securities giving immediate or deferred access to company's share capital, without preferential subscription rights | Issuer | For | For | ||
| 28 | Authorizaiton granted to board of directors to increase share capital of company by incorporation of reserves, profits or premiums | Issuer | For | For | ||
| 29 | Authorization granted to board of directors to increase share capital reserved for subscription by qualified institutional buyers | Issuer | For | For | ||
| 30 | Authorization granted to board of directors to increase share capital reserved for subscription by present and future members of board of directors of company | Issuer | For | For | ||
| 31 | Approval of amendment of articles of association of company such that they are in conformity with new provisions of French Commercial Code as amended by French Law 2003-706 of August 1, 2003 on Financial Security | Issuer | For | For | ||
| 32 | Approval of amendment of nineteenth paragraph of article 6 of articles of association relating to cancellation of warrants | Issuer | For | For | ||
| 33 | To grant full powers of attorney to carry out registrations and formalities | Issuer | For | For | ||
| Oakley, Inc. | 27,000 | OO | 673662102 | 6/4/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Ratification of selection of independent auditors for year ending December 31, 20004 | Issuer | For | For | ||
| Affymetrix, Inc. | 10,000 | AFFX | 00826T108 | 6/10/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | To approve amended and restated 2000 equity incentive plan | Issuer | For | For | ||
| 3 | To ratify appointment of independent auditors for fiscal year ending December 31, 2004 | Issuer | For | For | ||
| Emcor Group, Inc. | 10,000 | EME | 29084Q100 | 6/10/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Appointment of independent auditors | Issuer | For | For | ||
| Petsmart, Inc. | 10,000 | PETM | 716768106 | 6/10/04 | ||
| 2 | Directors nominations | Issuer | For | For All Nominees | ||
| 3 | To ratify appointment of independent auditor for fiscal year 2004 | Issuer | For | For | ||
| Ligand Pharmaceuticals Inc. | 6,000 | LGND | 53220K207 | 6/11/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Amendment of 2002 stock option/stock issuance plan | Issuer | For | For | ||
| 3 | Amendment to company's amended and restated certificate of incorporation | Issuer | For | For | ||
| 4 | Appointment of independent auditors | Issuer | For | For | ||
| Aventis | 5,000 | AVE | 280100108 | 6/11/04 | ||
| 1 | Approval of 2003 parent-company financial statement | Issuer | For | For All Nominees | ||
| 2 | Approval of 2003 consolidated financial statements | Issuer | For | For | ||
| 3 | Approval of appropreation of earnings and approval of dividend of Euro 0.82 for distribution to shareholders | Issuer | For | For | ||
| 4 | Approval of regulated agreements | Issuer | For | For | ||
| 5 | Appoval of institution of share repurhase program | Issuer | For | For | ||
| 6 | Approval of appointment of Mr. Yves Nicolas, as subsititue auditor | Issuer | For | For | ||
| 7 | Approval to amend Article 7 of articles of association and by-laws | Issuer | For | For | ||
| 8 | Aproval to amend Article 11 of articles of association and b-laws managmen board | Issuer | For | Abstain | ||
| 9 | Approval to amend Article 13 of by-laws management | For | Abstain | |||
| 10 | Approval of renewal of mandaet of a supervisory board member, Mr. Jean-Marc Bruel | Issuer | For | For | ||
| 11 | Approval of renewal of mandate of supervisory board member, Mr. Martin Fruhauf | Issuer | For | For | ||
| 12 | Approval of renewal of mandate of supervisory board member, Mr. Serge Kampf | Issuer | For | For | ||
| 13 | Approval of renewal of mandate of supervisory board member, Mr. Hubert Markl | Issuer | For | For | ||
| 14 | Approval of renewal of mandate of supervisory board member, Mr. Gunter Metz | Issuer | For | For | ||
| 15 | Approval of renewal of mandate of supervisory board member, Mr. Didier Pineau-Valencienne | Issuer | For | For | ||
| 16 | Approval of renewal of mandate of supervisory board member, Ms. Seham Razzouqi | Issuer | For | For | ||
| 17 | Approval of renewal of mandate of supervisory board member, Mr. Michel Renault | Issuer | For | For | ||
| 18 | Approval of renewal of mandate of supervisory board member, Mr. Hans-Jurgen Schinzler | Issuer | For | For | ||
| 19 | Approval of renewal of mandate of supervisory board member, Mr. Marc Vienot | Issuer | For | For | ||
| 20 | Approval of granting of power-of-attorney for all formalities in connection with annual general meeing | Issuer | For | For | ||
| Ascential Software Corporation | 8,000 | ASCL | 04362P207 | 6/18/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Authorization of board of directors to further amend company's restated certificate of incorporation, as amended, to decrease number of shares of authorized common stock from 500,000,000 to 125,000,000 | Issuer | For | For | ||
| 3 | Approval of amendment to company's second restated 1997 employee stock purchase plan ("ESPP") increasing number of shares of common stock authorized for issuance under the ESPP from 2,250,000 to 3,250,000 | Issuer | For | For | ||
| 4 | Ratification of selection of independent auditors for fiscal year ending December 31, 2004 | Issuer | For | For | ||
| Nissan Motor Co. Ltd. | 22,000 | NSANY | 654744408 | 6/23/04 | ||
| 1 | Approval of appropriation of retained earnings for 105th fiscal year | Issuer | For | For | ||
| 2 | Amendment to articles of incorporation | Issuer | For | For | ||
| 3 | Issuance of Shinkabu-Yoyakuken (stock acquisition right) without consideration as stock options to employees and directors and employees of its subsidiaries and affiliates | Issuer | For | For | ||
| 4 | Acquisition of own shares (treasury stocks) | Issuer | For | For | ||
| 5A | Election of statutory auditor: Hiroshi Moriyama | Issuer | For | For | ||
| 5B | Election of statutory auditor: Shinji Ichishima | Issuer | For | For | ||
| 5C | Election of statutory auditor: Keishi Imamura | Issuer | For | For | ||
| 5D | Election of statutory auditor: Haruo Murakami | Issuer | For | For | ||
| 6 | Granting of retirement allowance to retiring statutory auditors | Issuer | For | Abstain | ||
| Toyota Motor Corporation | 8,000 | TM | 892331307 | 6/23/04 | ||
| 1 | Approval of appropriation of retained earnings for FY2004 t erm | Issuer | For | For | ||
| 2 | Amendment to articles of incorporation | Issuer | For | For | ||
| 3 | Election of 27 directors | Issuer | For | For | ||
| 4 | Issuance of stock acquisition rights without consideration to directors, managing officers and employees, etc. of Toyota Motor Corp. and its affiliates | Issuer | For | For | ||
| 5 | Repurchase of shares | Issuer | For | For | ||
| 6 | Award of bonus payments to Mr. Iwao Isomura (deceased) former representative director and vice chairman, and to retiring directors | Issuer | For | Abstain | ||
| 7 | Proposed appropriation of retained earnings | Issuer | For | For | ||
| 8 | Amendment of articles of incorporation (part 1) | Issuer | For | For | ||
| 9 | Amendment of articles of incorporation (part 2) | Issuer | For | For | ||
| Cryolife, Inc. | 50,000 | CRY | 228903100 | 6/29/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Proposal to approve adoption of 2004 employee stock incentive plan | Issuer | For | For | ||
| 3 | Proposal to approve adoption of 2004 non-employee directors stock option plan | Issuer | For | For | ||
| Patterson-UTI Energy, Inc. | 12,000 | PTEN | 703481101 | 6/29/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
| 2 | Approve amendment to restated certificate of incorporation to incrase number of authorized shares of common stock | Issuer | For | For | ||
| 3 | Re-approve criteria upon which performance objectives are currently based in amended and restated 1997 long-term incentive plan | Issuer | For | For | ||
| 4 | Approve amendment to amended and restated 1997 long-term incentive plan to increase aggregate annual amount of cash that may be received as performance award by participant and to amend criteria upon which performance objectives are currently based in that plan | Issuer | For | For | ||
| 5 | Ratify selection of independent accountants for fical year ending Dec. 31, 2004 | Issuer | For | For | ||
| Gartner, Inc. | 10,000 | IT | 366651206 | 6/30/04 | ||
| 1 | Directors nominations | Issuer | For | For All Nominees | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto durly authorized.
AMANA MUTUAL FUNDS TRUST
By /s/ Nicholas Kaiser
Nicholas Kaiser, President
Date: August 31, 2004