UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04276
AMANA MUTUAL FUNDS TRUST (Exact Name of Registrant as Specified in Charter)
1300 N. State Street Bellingham, Washington 98225-4730 (Address of Principal Executive Offices, including ZIP Code)
Nicholas F. Kaiser 1300 N. State Street Bellingham, Washington 98225-4730 (Name and Address of Agent for Service)
Registrant’s Telephone Number- (360) 734-9900
Date of fiscal year end: May 31, 2014 Date of reporting period: June 30, 2014
Amana Mutual Funds Trust, Income Fund (AMANX)
Proxy Voting Record relating to shareholder meetings held from July 1, 2013 through June 30, 2014
Investment Company Report
FREEPORT-MCMORAN COPPER & GOLD INC.
Security
35671D857
Meeting Type
Annual
Ticker Symbol
FCX
Meeting Date
16-Jul-2013
ISIN
US35671D8570
Agenda
933842230 - Management
Item
Proposal
Type
Vote
For/Against Management
1
DIRECTOR
Management
1
RICHARD C. ADKERSON
For
For
2
ROBERT J. ALLISON, JR.
For
For
3
ALAN R. BUCKWALTER, III
For
For
4
ROBERT A. DAY
For
For
5
JAMES C. FLORES
For
For
6
GERALD J. FORD
For
For
7
THOMAS A. FRY, III
For
For
8
H. DEVON GRAHAM, JR.
For
For
9
CHARLES C. KRULAK
For
For
10
BOBBY LEE LACKEY
For
For
11
JON C. MADONNA
For
For
12
DUSTAN E. MCCOY
For
For
13
JAMES R. MOFFETT
For
For
14
B.M. RANKIN, JR.
For
For
15
STEPHEN H. SIEGELE
For
For
2
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
3
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
4
STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS.
Shareholder
Against
For
5
STOCKHOLDER PROPOSAL REGARDING THE REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS.
Shareholder
For
Against
6
STOCKHOLDER PROPOSAL REGARDING THE ADOPTION BY THE BOARD OF DIRECTORS OF A POLICY ON BOARD DIVERSITY.
Shareholder
Against
For
7
STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR BYLAWS TO PERMIT STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING COMMON STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS.
Shareholder
For
Against
VODAFONE GROUP PLC
Security
92857W209
Meeting Type
Annual
Ticker Symbol
VOD
Meeting Date
23-Jul-2013
ISIN
US92857W2098
Agenda
933848179 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013
Management
For
For
2.
TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
Management
For
For
3.
TO RE-ELECT VITTORIO COLAO AS A DIRECTOR
Management
For
For
4.
TO RE-ELECT ANDY HALFORD AS A DIRECTOR
Management
For
For
5.
TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR
Management
For
For
6.
TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE)
Management
For
For
7.
TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE)
Management
For
For
8.
TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE)
Management
For
For
9.
TO ELECT OMID KORDESTANI AS A DIRECTOR
Management
For
For
10.
TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE)
Management
For
For
11.
TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE)
Management
For
For
12.
TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE)
Management
For
For
13.
TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE)
Management
For
For
14.
TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE)
Management
For
For
15.
TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE
Management
For
For
16.
TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013
Management
For
For
17.
TO RE-APPOINT DELOITTE LLP AS AUDITOR
Management
For
For
18.
TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR
Management
For
For
19.
TO AUTHORISE THE DIRECTORS TO ALLOT SHARES
Management
For
For
S20
TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS
Management
For
For
S21
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006)
Management
For
For
22.
TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE
Management
For
For
S23
TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE
Management
For
For
THE J. M. SMUCKER COMPANY
Security
832696405
Meeting Type
Annual
Ticker Symbol
SJM
Meeting Date
14-Aug-2013
ISIN
US8326964058
Agenda
933854273 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: KATHRYN W. DINDO
Management
For
For
1B.
ELECTION OF DIRECTOR: ROBERT B. HEISLER, JR.
Management
For
For
1C.
ELECTION OF DIRECTOR: RICHARD K. SMUCKER
Management
For
For
1D.
ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF
Management
For
For
2.
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
Management
For
For
3.
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.
Management
For
For
4.
ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED TO BE ISSUED.
Management
For
For
5.
ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED REGULATIONS TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS.
Management
For
For
MICROCHIP TECHNOLOGY INCORPORATED
Security
595017104
Meeting Type
Annual
Ticker Symbol
MCHP
Meeting Date
16-Aug-2013
ISIN
US5950171042
Agenda
933856936 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
STEVE SANGHI
For
For
2
MATTHEW W. CHAPMAN
For
For
3
L.B. DAY
For
For
4
ALBERT J. HUGO-MARTINEZ
For
For
5
WADE F. MEYERCORD
For
For
2.
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2014.
Management
For
For
3.
PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVES.
Management
For
For
NIKE, INC.
Security
654106103
Meeting Type
Annual
Ticker Symbol
NKE
Meeting Date
19-Sep-2013
ISIN
US6541061031
Agenda
933862078 - Management
Item
Proposal
Type
Vote
For/Against Management
1
DIRECTOR
Management
1
ALAN B. GRAF, JR.
For
For
2
JOHN C. LECHLEITER
For
For
3
PHYLLIS M. WISE
For
For
2.
TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
Management
For
For
3.
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
4.
TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE.
Shareholder
Against
For
GENERAL MILLS, INC.
Security
370334104
Meeting Type
Annual
Ticker Symbol
GIS
Meeting Date
24-Sep-2013
ISIN
US3703341046
Agenda
933866103 - Management
Item
Proposal
Type
Vote
For/Against Management
1A)
ELECTION OF DIRECTOR: BRADBURY H. ANDERSON
Management
For
For
1B)
ELECTION OF DIRECTOR: R. KERRY CLARK
Management
For
For
1C)
ELECTION OF DIRECTOR: PAUL DANOS
Management
For
For
1D)
ELECTION OF DIRECTOR: WILLIAM T. ESREY
Management
For
For
1E)
ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN
Management
For
For
1F)
ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE
Management
For
For
1G)
ELECTION OF DIRECTOR: HEIDI G. MILLER
Management
For
For
1H)
ELECTION OF DIRECTOR: HILDA OCHOA- BRILLEMBOURG
Management
For
For
1I)
ELECTION OF DIRECTOR: STEVE ODLAND
Management
For
For
1J)
ELECTION OF DIRECTOR: KENDALL J. POWELL
Management
For
For
1K)
ELECTION OF DIRECTOR: MICHAEL D. ROSE
Management
For
For
1L)
ELECTION OF DIRECTOR: ROBERT L. RYAN
Management
For
For
1M)
ELECTION OF DIRECTOR: DOROTHY A. TERRELL
Management
For
For
2)
CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
3)
RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
4)
STOCKHOLDER PROPOSAL FOR REPORT ON RESPONSIBILITY FOR POST-CONSUMER PACKAGING.
Shareholder
Against
For
THE PROCTER & GAMBLE COMPANY
Security
742718109
Meeting Type
Annual
Ticker Symbol
PG
Meeting Date
08-Oct-2013
ISIN
US7427181091
Agenda
933868525 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: ANGELA F. BRALY
Management
For
For
1B.
ELECTION OF DIRECTOR: KENNETH I. CHENAULT
Management
For
For
1C.
ELECTION OF DIRECTOR: SCOTT D. COOK
Management
For
For
1D.
ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN
Management
For
For
1E.
ELECTION OF DIRECTOR: A.G. LAFLEY
Management
For
For
1F.
ELECTION OF DIRECTOR: TERRY J. LUNDGREN
Management
For
For
1G.
ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.
Management
For
For
1H.
ELECTION OF DIRECTOR: MARGARET C. WHITMAN
Management
For
For
1I.
ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER
Management
For
For
1J.
ELECTION OF DIRECTOR: PATRICIA A. WOERTZ
Management
For
For
1K.
ELECTION OF DIRECTOR: ERNESTO ZEDILLO
Management
For
For
2.
RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
3.
AMEND THE COMPANY'S CODE OF REGULATIONS TO REDUCE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS
Management
For
For
4.
APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' STOCK PLAN
Management
For
For
5.
ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE)
Management
For
For
RPM INTERNATIONAL INC.
Security
749685103
Meeting Type
Annual
Ticker Symbol
RPM
Meeting Date
10-Oct-2013
ISIN
US7496851038
Agenda
933871419 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
DAVID A. DABERKO
For
For
2
CRAIG S. MORFORD
For
For
3
FRANK C. SULLIVAN
For
For
4
THOMAS C. SULLIVAN
For
For
2.
APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.
Management
For
For
3.
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
PARKER-HANNIFIN CORPORATION
Security
701094104
Meeting Type
Annual
Ticker Symbol
PH
Meeting Date
23-Oct-2013
ISIN
US7010941042
Agenda
933881028 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
ROBERT G. BOHN
For
For
2
LINDA S. HARTY
For
For
3
WILLIAM E. KASSLING
For
For
4
ROBERT J. KOHLHEPP
For
For
5
KEVIN A. LOBO
For
For
6
KLAUS-PETER MULLER
For
For
7
CANDY M. OBOURN
For
For
8
JOSEPH M. SCAMINACE
For
For
9
WOLFGANG R. SCHMITT
For
For
10
AKE SVENSSON
For
For
11
JAMES L. WAINSCOTT
For
For
12
DONALD E. WASHKEWICZ
For
For
2.
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014.
Management
For
For
3.
APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
MICROSOFT CORPORATION
Security
594918104
Meeting Type
Annual
Ticker Symbol
MSFT
Meeting Date
19-Nov-2013
ISIN
US5949181045
Agenda
933883185 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
ELECTION OF DIRECTOR: STEVEN A. BALLMER
Management
For
For
2.
ELECTION OF DIRECTOR: DINA DUBLON
Management
For
For
3.
ELECTION OF DIRECTOR: WILLIAM H. GATES III
Management
For
For
4.
ELECTION OF DIRECTOR: MARIA M. KLAWE
Management
For
For
5.
ELECTION OF DIRECTOR: STEPHEN J. LUCZO
Management
For
For
6.
ELECTION OF DIRECTOR: DAVID F. MARQUARDT
Management
For
For
7.
ELECTION OF DIRECTOR: CHARLES H. NOSKI
Management
For
For
8.
ELECTION OF DIRECTOR: HELMUT PANKE
Management
For
For
9.
ELECTION OF DIRECTOR: JOHN W. THOMPSON
Management
For
For
10.
APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN
Management
For
For
11.
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
For
For
12.
RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014
Management
For
For
AIR PRODUCTS AND CHEMICALS, INC.
Security
009158106
Meeting Type
Annual
Ticker Symbol
APD
Meeting Date
23-Jan-2014
ISIN
US0091581068
Agenda
933907656 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: CHADWICK C. DEATON
Management
For
For
1B.
ELECTION OF DIRECTOR: EDWARD L. MONSER
Management
For
For
1C.
ELECTION OF DIRECTOR: MATTHEW H. PAULL
Management
For
For
1D.
ELECTION OF DIRECTOR: LAWRENCE S. SMITH
Management
For
For
2.
APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
Management
For
For
3.
ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
Management
For
For
4.
APPROVAL OF AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION. TO AMEND THE CERTIFICATE OF INCORPORATION TO PHASE OUT AND ELIMINATE THE CLASSIFIED BOARD.
Management
For
For
BECTON, DICKINSON AND COMPANY
Security
075887109
Meeting Type
Annual
Ticker Symbol
BDX
Meeting Date
28-Jan-2014
ISIN
US0758871091
Agenda
933909434 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: BASIL L. ANDERSON
Management
For
For
1B.
ELECTION OF DIRECTOR: HENRY P. BECTON, JR.
Management
For
For
1C.
ELECTION OF DIRECTOR: CATHERINE M. BURZIK
Management
For
For
1D.
ELECTION OF DIRECTOR: EDWARD F. DEGRAAN
Management
For
For
1E.
ELECTION OF DIRECTOR: VINCENT A. FORLENZA
Management
For
For
1F.
ELECTION OF DIRECTOR: CLAIRE M. FRASER
Management
For
For
1G.
ELECTION OF DIRECTOR: CHRISTOPHER JONES
Management
For
For
1H.
ELECTION OF DIRECTOR: MARSHALL O. LARSEN
Management
For
For
1I.
ELECTION OF DIRECTOR: GARY A. MECKLENBURG
Management
For
For
1J.
ELECTION OF DIRECTOR: JAMES F. ORR
Management
For
For
1K.
ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR.
Management
For
For
1L.
ELECTION OF DIRECTOR: REBECCA W. RIMEL
Management
For
For
1M.
ELECTION OF DIRECTOR: BERTRAM L. SCOTT
Management
For
For
1N.
ELECTION OF DIRECTOR: ALFRED SOMMER
Management
For
For
2.
RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
3.
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.
Management
For
For
4.
APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN.
Management
For
For
5.
APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S PERFORMANCE INCENTIVE PLAN.
TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION.
Management
For
For
G2
TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME.
Management
For
For
G3
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES.
Management
For
For
G4
TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3.
Management
For
For
JOHNSON CONTROLS, INC.
Security
478366107
Meeting Type
Annual
Ticker Symbol
JCI
Meeting Date
29-Jan-2014
ISIN
US4783661071
Agenda
933907000 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
NATALIE A. BLACK
For
For
2
RAYMOND L. CONNER
For
For
3
WILLIAM H. LACY
For
For
4
ALEX A. MOLINAROLI
For
For
2.
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2014.
Management
For
For
3.
APPROVE ON AN ADVISORY BASIS NAMED EXECUTIVE OFFICER COMPENSATION.
Management
For
For
EMERSON ELECTRIC CO.
Security
291011104
Meeting Type
Annual
Ticker Symbol
EMR
Meeting Date
04-Feb-2014
ISIN
US2910111044
Agenda
933908292 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
D.N. FARR*
For
For
2
H. GREEN*
For
For
3
C.A. PETERS*
For
For
4
J.W. PRUEHER*
For
For
5
A.A. BUSCH III#
For
For
6
J.S. TURLEY#
For
For
2.
APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION.
Management
For
For
3.
RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
4.
APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT.
Shareholder
Against
For
5.
APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT.
Shareholder
Against
For
6.
APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT.
Shareholder
Against
For
ROCKWELL AUTOMATION, INC.
Security
773903109
Meeting Type
Annual
Ticker Symbol
ROK
Meeting Date
04-Feb-2014
ISIN
US7739031091
Agenda
933910653 - Management
Item
Proposal
Type
Vote
For/Against Management
A.
DIRECTOR
Management
1
STEVEN R. KALMANSON
For
For
2
JAMES P. KEANE
For
For
3
DONALD R. PARFET
For
For
B.
TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
C.
TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS.
Management
For
For
D.
SHAREHOLDER PROPOSAL REQUESTING MAJORITY VOTING IN ELECTIONS OF DIRECTORS.
Shareholder
For
Against
NOVARTIS AG
Security
66987V109
Meeting Type
Annual
Ticker Symbol
NVS
Meeting Date
25-Feb-2014
ISIN
US66987V1098
Agenda
933922280 - Management
Item
Proposal
Type
Vote
For/Against Management
1
APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2013
Management
For
For
2
DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE
Management
For
For
3
APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AND DECLARATION OF DIVIDEND
Management
For
For
4.A
ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2014 TO THE ANNUAL GENERAL MEETING 2015
Management
For
For
4.B
ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERFORMANCE CYCLE ENDED IN 2013
Management
For
For
5.A
RE-ELECTION OF JOERG REINHARDT, PH.D., AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE)
Management
For
For
5.B
RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO THE BOARD OF DIRECTOR
Management
For
For
5.C
RE-ELECTION OF VERENA A. BRINER, M.D. TO THE BOARD OF DIRECTOR
Management
For
For
5.D
RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE BOARD OF DIRECTOR
Management
For
For
5.E
RE-ELECTION OF ANN FUDGE TO THE BOARD OF DIRECTOR
Management
For
For
5.F
RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE BOARD OF DIRECTOR
Management
For
For
5.G
RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE BOARD OF DIRECTOR
Management
For
For
5.H
RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO THE BOARD OF DIRECTOR
Management
For
For
5.I
RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO THE BOARD OF DIRECTOR
Management
For
For
5.J
RE-ELECTION OF ENRICO VANNI, PH.D. TO THE BOARD OF DIRECTOR
Management
For
For
5.K
RE-ELECTION OF WILLIAM T. WINTERS TO THE BOARD OF DIRECTOR
Management
For
For
6.A
ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE
Management
For
For
6.B
ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE
Management
For
For
6.C
ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE
Management
For
For
6.D
ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE
Management
For
For
7
RE-ELECTION OF THE AUDITOR
Management
For
For
8
ELECTION OF THE INDEPENDENT PROXY
Management
For
For
9
GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL MEETING
Management
For
For
NATIONAL FUEL GAS COMPANY
Security
636180101
Meeting Type
Annual
Ticker Symbol
NFG
Meeting Date
13-Mar-2014
ISIN
US6361801011
Agenda
933918104 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
RONALD W. JIBSON
For
For
2
JEFFREY W. SHAW
For
For
3
RONALD J. TANSKI
For
For
2.
VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
3.
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION
Management
For
For
4.
STOCKHOLDER PROPOSAL
Shareholder
For
For
STANLEY BLACK & DECKER, INC
Security
854502101
Meeting Type
Annual
Ticker Symbol
SWK
Meeting Date
15-Apr-2014
ISIN
US8545021011
Agenda
933939033 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
GEORGE W. BUCKLEY
For
For
2
PATRICK D. CAMPBELL
For
For
3
CARLOS M. CARDOSO
For
For
4
ROBERT B. COUTTS
For
For
5
DEBRA A. CREW
For
For
6
B.H. GRISWOLD, IV
For
For
7
JOHN F. LUNDGREN
For
For
8
ANTHONY LUISO
For
For
9
MARIANNE M. PARRS
For
For
10
ROBERT L. RYAN
For
For
2.
APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR.
Management
For
For
3.
APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
PPG INDUSTRIES, INC.
Security
693506107
Meeting Type
Annual
Ticker Symbol
PPG
Meeting Date
17-Apr-2014
ISIN
US6935061076
Agenda
933927191 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
STEPHEN F. ANGEL
For
For
2
HUGH GRANT
For
For
3
MICHELE J. HOOPER
For
For
2.
PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS.
Management
For
For
3.
PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS.
Management
For
For
4.
PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
Management
For
For
5.
SHAREHOLDER PROPOSAL FOR AN INDEPENDENT BOARD CHAIRMAN.
Shareholder
For
Against
PRAXAIR, INC.
Security
74005P104
Meeting Type
Annual
Ticker Symbol
PX
Meeting Date
22-Apr-2014
ISIN
US74005P1049
Agenda
933933803 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: STEPHEN F. ANGEL
Management
For
For
1B.
ELECTION OF DIRECTOR: OSCAR BERNARDES
Management
For
For
1C.
ELECTION OF DIRECTOR: NANCE K. DICCIANI
Management
For
For
1D.
ELECTION OF DIRECTOR: EDWARD G. GALANTE
Management
For
For
1E.
ELECTION OF DIRECTOR: CLAIRE W. GARGALLI
Management
For
For
1F.
ELECTION OF DIRECTOR: IRA D. HALL
Management
For
For
1G.
ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF
Management
For
For
1H.
ELECTION OF DIRECTOR: LARRY D. MCVAY
Management
For
For
1I.
ELECTION OF DIRECTOR: DENISE L. RAMOS
Management
For
For
1J.
ELECTION OF DIRECTOR: WAYNE T. SMITH
Management
For
For
1K.
ELECTION OF DIRECTOR: ROBERT L. WOOD
Management
For
For
2.
TO APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS.
Management
For
For
3.
TO APPROVE THE AMENDED AND RESTATED 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN.
Management
For
For
4.
TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR.
Management
For
For
E. I. DU PONT DE NEMOURS AND COMPANY
Security
263534109
Meeting Type
Annual
Ticker Symbol
DD
Meeting Date
23-Apr-2014
ISIN
US2635341090
Agenda
933935338 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI
Management
For
For
1B.
ELECTION OF DIRECTOR: RICHARD H. BROWN
Management
For
For
1C.
ELECTION OF DIRECTOR: ROBERT A. BROWN
Management
For
For
1D.
ELECTION OF DIRECTOR: BERTRAND P. COLLOMB
Management
For
For
1E.
ELECTION OF DIRECTOR: CURTIS J. CRAWFORD
Management
For
For
1F.
ELECTION OF DIRECTOR: ALEXANDER M. CUTLER
Management
For
For
1G.
ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT
Management
For
For
1H.
ELECTION OF DIRECTOR: MARILLYN A. HEWSON
Management
For
For
1I.
ELECTION OF DIRECTOR: LOIS D. JULIBER
Management
For
For
1J.
ELECTION OF DIRECTOR: ELLEN J. KULLMAN
Management
For
For
1K.
ELECTION OF DIRECTOR: LEE M. THOMAS
Management
For
For
1L.
ELECTION OF DIRECTOR: PATRICK J. WARD
Management
For
For
2.
ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
3.
TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION
Management
For
For
4.
ON POLITICAL SPENDING
Shareholder
Against
For
5.
ON HERBICIDE USE
Shareholder
Against
For
6.
ON PLANT CLOSURE
Shareholder
Against
For
7.
ON ACCELERATION OF EQUITY AWARDS
Shareholder
Against
For
CANADIAN NATIONAL RAILWAY COMPANY
Security
136375102
Meeting Type
Annual
Ticker Symbol
CNI
Meeting Date
23-Apr-2014
ISIN
CA1363751027
Agenda
933954251 - Management
Item
Proposal
Type
Vote
For/Against Management
01
DIRECTOR
Management
1
A. CHARLES BAILLIE
For
For
2
DONALD J. CARTY
For
For
3
AMB. GORDON D. GIFFIN
For
For
4
EDITH E. HOLIDAY
For
For
5
V.M. KEMPSTON DARKES
For
For
6
HON. DENIS LOSIER
For
For
7
HON. EDWARD C. LUMLEY
For
For
8
KEVIN G. LYNCH
For
For
9
CLAUDE MONGEAU
For
For
10
JAMES E. O'CONNOR
For
For
11
ROBERT PACE
For
For
12
ROBERT L. PHILLIPS
For
For
13
LAURA STEIN
For
For
02
APPOINTMENT OF KPMG LLP AS AUDITORS
Management
For
For
03
NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION IS SET OUT ON P. 6 OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.
Management
For
For
ENERSIS S.A.
Security
29274F104
Meeting Type
Annual
Ticker Symbol
ENI
Meeting Date
23-Apr-2014
ISIN
US29274F1049
Agenda
933957310 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
APPROVAL OF ANNUAL REPORT, FINANCIAL STATEMENTS, REPORT OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2013.
Management
For
For
2.
APPROVAL OF PROFITS AND DIVIDENDS DISTRIBUTION.
Management
For
For
3.
SETTING THE COMPENSATION FOR THE BOARD OF DIRECTORS.
Management
For
For
4.
SETTING THE COMPENSATION FOR THE DIRECTORS' COMMITTEE AND APPROVAL OF THEIR 2014 BUDGET.
Management
For
For
6.
APPOINTMENT OF AN EXTERNAL AUDITING FIRM GOVERNED BY TITLE XXVIII OF THE SECURITIES MARKET LAW 18,045.
Management
For
For
7.
ELECTION OF TWO ACCOUNT INSPECTORS AND THEIR ALTERNATES, AS WELL AS THEIR COMPENSATION.
Management
For
For
8.
APPOINTMENT OF RISK RATING AGENCIES.
Management
For
For
9.
APPROVAL OF THE INVESTMENT AND FINANCING POLICY.
Management
For
For
13.
OTHER MATTERS OF INTEREST AND COMPETENCE OF THE ORDINARY SHAREHOLDERS' MEETING.
Management
For
For
14.
OTHER NECESSARY RESOLUTIONS FOR THE PROPER IMPLEMENTATION OF THE ABOVE MENTIONED AGREEMENTS.
Management
For
For
JOHNSON & JOHNSON
Security
478160104
Meeting Type
Annual
Ticker Symbol
JNJ
Meeting Date
24-Apr-2014
ISIN
US4781601046
Agenda
933933548 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: MARY SUE COLEMAN
Management
For
For
1B.
ELECTION OF DIRECTOR: JAMES G. CULLEN
Management
For
For
1C.
ELECTION OF DIRECTOR: IAN E.L. DAVIS
Management
For
For
1D.
ELECTION OF DIRECTOR: ALEX GORSKY
Management
For
For
1E.
ELECTION OF DIRECTOR: SUSAN L. LINDQUIST
Management
For
For
1F.
ELECTION OF DIRECTOR: MARK B. MCCLELLAN
Management
For
For
1G.
ELECTION OF DIRECTOR: ANNE M. MULCAHY
Management
For
For
1H.
ELECTION OF DIRECTOR: LEO F. MULLIN
Management
For
For
1I.
ELECTION OF DIRECTOR: WILLIAM D. PEREZ
Management
For
For
1J.
ELECTION OF DIRECTOR: CHARLES PRINCE
Management
For
For
1K.
ELECTION OF DIRECTOR: A. EUGENE WASHINGTON
Management
For
For
1L.
ELECTION OF DIRECTOR: RONALD A. WILLIAMS
Management
For
For
2.
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Management
For
For
3.
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
Management
For
For
4.
SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK
Shareholder
Against
For
PFIZER INC.
Security
717081103
Meeting Type
Annual
Ticker Symbol
PFE
Meeting Date
24-Apr-2014
ISIN
US7170811035
Agenda
933933738 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: DENNIS A. AUSIELLO
Management
For
For
1B.
ELECTION OF DIRECTOR: W. DON CORNWELL
Management
For
For
1C.
ELECTION OF DIRECTOR: FRANCES D. FERGUSSON
Management
For
For
1D.
ELECTION OF DIRECTOR: HELEN H. HOBBS
Management
For
For
1E.
ELECTION OF DIRECTOR: CONSTANCE J. HORNER
Management
For
For
1F.
ELECTION OF DIRECTOR: JAMES M. KILTS
Management
For
For
1G.
ELECTION OF DIRECTOR: GEORGE A. LORCH
Management
For
For
1H.
ELECTION OF DIRECTOR: SHANTANU NARAYEN
Management
For
For
1I.
ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON
Management
For
For
1J.
ELECTION OF DIRECTOR: IAN C. READ
Management
For
For
1K.
ELECTION OF DIRECTOR: STEPHEN W. SANGER
Management
For
For
1L.
ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE
Management
For
For
2.
RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014
Management
For
For
3.
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION
Management
For
For
4.
APPROVAL OF PFIZER INC. 2014 STOCK PLAN
Management
For
For
5.
SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Management
For
For
3.
MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS.
Management
For
For
4.
RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014.
Management
For
For
5.
SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING A HUMAN RIGHTS REPORT.
Shareholder
Against
For
6.
SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO ADOPT SIMPLE MAJORITY VOTE.
Shareholder
For
Against
PEARSON PLC
Security
705015105
Meeting Type
Annual
Ticker Symbol
PSO
Meeting Date
25-Apr-2014
ISIN
US7050151056
Agenda
933956762 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
RECEIPT OF FINANCIAL STATEMENTS
Management
For
For
2.
FINAL DIVIDEND
Management
For
For
3.
RE-ELECTION OF DAVID ARCULUS
Management
For
For
4.
RE-ELECTION OF VIVIENNE COX
Management
For
For
5.
RE-ELECTION OF JOHN FALLON
Management
For
For
6.
RE-ELECTION OF ROBIN FREESTONE
Management
For
For
7.
RE-ELECTION OF KEN HYDON
Management
For
For
8.
RE-ELECTION OF JOSH LEWIS
Management
For
For
9.
RE-ELECTION OF GLEN MORENO
Management
For
For
10.
RE-APPOINTMENT OF LINDA LORIMER
Management
For
For
11.
RE-APPOINTMENT OF HARISH MANWANI
Management
For
For
12.
APPROVAL OF DIRECTORS' REMUNERATION POLICY
Management
For
For
13.
APPROVAL OF ANNUAL REMUNERATION REPORT
Management
For
For
14.
RE-APPOINTMENT OF AUDITORS
Management
For
For
15.
REMUNERATION OF AUDITORS
Management
For
For
16.
ALLOTMENT OF SHARES
Management
For
For
17.
WAIVER OF PRE-EMPTION RIGHTS
Management
For
For
18.
AUTHORITY TO PURCHASE OWN SHARES
Management
For
For
19.
NOTICE OF MEETINGS
Management
For
For
20.
EXTENSION OF THE WORLDWIDE SAVE FOR SHARES PLAN
Management
For
For
GENUINE PARTS COMPANY
Security
372460105
Meeting Type
Annual
Ticker Symbol
GPC
Meeting Date
28-Apr-2014
ISIN
US3724601055
Agenda
933928725 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
DR. MARY B. BULLOCK
For
For
2
PAUL D. DONAHUE
For
For
3
JEAN DOUVILLE
For
For
4
GARY P. FAYARD
For
For
5
THOMAS C. GALLAGHER
For
For
6
GEORGE C. "JACK" GUYNN
For
For
7
JOHN R. HOLDER
For
For
8
JOHN D. JOHNS
For
For
9
MICHAEL M.E. JOHNS, M.D
For
For
10
R.C. LOUDERMILK, JR.
For
For
11
WENDY B. NEEDHAM
For
For
12
JERRY W. NIX
For
For
13
GARY W. ROLLINS
For
For
2.
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
3.
RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014.
Management
For
For
HONEYWELL INTERNATIONAL INC.
Security
438516106
Meeting Type
Annual
Ticker Symbol
HON
Meeting Date
28-Apr-2014
ISIN
US4385161066
Agenda
933934526 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: GORDON M. BETHUNE
Management
For
For
1B.
ELECTION OF DIRECTOR: KEVIN BURKE
Management
For
For
1C.
ELECTION OF DIRECTOR: JAIME CHICO PARDO
Management
For
For
1D.
ELECTION OF DIRECTOR: DAVID M. COTE
Management
For
For
1E.
ELECTION OF DIRECTOR: D. SCOTT DAVIS
Management
For
For
1F.
ELECTION OF DIRECTOR: LINNET F. DEILY
Management
For
For
1G.
ELECTION OF DIRECTOR: JUDD GREGG
Management
For
For
1H.
ELECTION OF DIRECTOR: CLIVE HOLLICK
Management
For
For
1I.
ELECTION OF DIRECTOR: GRACE D. LIEBLEIN
Management
For
For
1J.
ELECTION OF DIRECTOR: GEORGE PAZ
Management
For
For
1K.
ELECTION OF DIRECTOR: BRADLEY T. SHEARES
Management
For
For
1L.
ELECTION OF DIRECTOR: ROBIN L. WASHINGTON
Management
For
For
2.
APPROVAL OF INDEPENDENT ACCOUNTANTS.
Management
For
For
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
Management
For
For
4.
INDEPENDENT BOARD CHAIRMAN.
Shareholder
For
Against
5.
RIGHT TO ACT BY WRITTEN CONSENT.
Shareholder
Against
For
6.
ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL.
Shareholder
Against
For
7.
POLITICAL LOBBYING AND CONTRIBUTIONS.
Shareholder
Against
For
UNITED TECHNOLOGIES CORPORATION
Security
913017109
Meeting Type
Annual
Ticker Symbol
UTX
Meeting Date
28-Apr-2014
ISIN
US9130171096
Agenda
933936378 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: LOUIS R. CHENEVERT
Management
For
For
1B.
ELECTION OF DIRECTOR: JOHN V. FARACI
Management
For
For
1C.
ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER
Management
For
For
1D.
ELECTION OF DIRECTOR: JAMIE S. GORELICK
Management
For
For
1E.
ELECTION OF DIRECTOR: EDWARD A. KANGAS
Management
For
For
1F.
ELECTION OF DIRECTOR: ELLEN J. KULLMAN
Management
For
For
1G.
ELECTION OF DIRECTOR: MARSHALL O. LARSEN
Management
For
For
1H.
ELECTION OF DIRECTOR: HAROLD MCGRAW III
Management
For
For
1I.
ELECTION OF DIRECTOR: RICHARD B. MYERS
Management
For
For
1J.
ELECTION OF DIRECTOR: H. PATRICK SWYGERT
Management
For
For
1K.
ELECTION OF DIRECTOR: ANDRE VILLENEUVE
Management
For
For
1L.
ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN
Management
For
For
2.
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2014
Management
For
For
3.
APPROVE AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM INCENTIVE PLAN, INCLUDING APPROVAL OF ADDITIONAL SHARES FOR FUTURE AWARDS
Management
For
For
4.
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
Management
For
For
REGAL-BELOIT CORPORATION
Security
758750103
Meeting Type
Annual
Ticker Symbol
RBC
Meeting Date
28-Apr-2014
ISIN
US7587501039
Agenda
933956243 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: THOMAS J. FISCHER
Management
For
For
1B.
ELECTION OF DIRECTOR: RAKESH SACHDEV
Management
For
For
1C.
ELECTION OF DIRECTOR: JANE L. WARNER
Management
For
For
2.
ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
3.
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING JANUARY 3, 2015.
Management
For
For
W.W. GRAINGER, INC.
Security
384802104
Meeting Type
Annual
Ticker Symbol
GWW
Meeting Date
30-Apr-2014
ISIN
US3848021040
Agenda
933936265 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
BRIAN P. ANDERSON
For
For
2
V. ANN HAILEY
For
For
3
WILLIAM K. HALL
For
For
4
STUART L. LEVENICK
For
For
5
NEIL S. NOVICH
For
For
6
MICHAEL J. ROBERTS
For
For
7
GARY L. ROGERS
For
For
8
JAMES T. RYAN
For
For
9
E. SCOTT SANTI
For
For
10
JAMES D. SLAVIK
For
For
2
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2014.
Management
For
For
3
SAY ON PAY: ADVISORY PROPOSAL TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
METHANEX CORPORATION
Security
59151K108
Meeting Type
Annual
Ticker Symbol
MEOH
Meeting Date
30-Apr-2014
ISIN
CA59151K1084
Agenda
933940151 - Management
Item
Proposal
Type
Vote
For/Against Management
01
DIRECTOR
Management
1
BRUCE AITKEN
For
For
2
HOWARD BALLOCH
For
For
3
PHILLIP COOK
For
For
4
JOHN FLOREN
For
For
5
THOMAS HAMILTON
For
For
6
ROBERT KOSTELNIK
For
For
7
DOUGLAS MAHAFFY
For
For
8
A. TERENCE POOLE
For
For
9
JOHN REID
For
For
10
JANICE RENNIE
For
For
11
MONICA SLOAN
For
For
02
TO RE-APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDTIORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDTIORS.
Management
For
For
03
TO VOTE FOR OR AGAINST THE ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING INFORMATION CIRCULAR.
Management
For
For
CENOVUS ENERGY INC.
Security
15135U109
Meeting Type
Annual
Ticker Symbol
CVE
Meeting Date
30-Apr-2014
ISIN
CA15135U1093
Agenda
933954237 - Management
Item
Proposal
Type
Vote
For/Against Management
01
DIRECTOR
Management
1
RALPH S. CUNNINGHAM
For
For
2
PATRICK D. DANIEL
For
For
3
IAN W. DELANEY
For
For
4
BRIAN C. FERGUSON
For
For
5
MICHAEL A. GRANDIN
For
For
6
VALERIE A.A. NIELSEN
For
For
7
CHARLES M. RAMPACEK
For
For
8
COLIN TAYLOR
For
For
9
WAYNE G. THOMSON
For
For
02
APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE CORPORATION.
Management
For
For
03
ACCEPTANCE OF THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
Management
For
For
KIMBERLY-CLARK CORPORATION
Security
494368103
Meeting Type
Annual
Ticker Symbol
KMB
Meeting Date
01-May-2014
ISIN
US4943681035
Agenda
933931253 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: JOHN R. ALM
Management
For
For
1B.
ELECTION OF DIRECTOR: JOHN F. BERGSTROM
Management
For
For
1C.
ELECTION OF DIRECTOR: ABELARDO E. BRU
Management
For
For
1D.
ELECTION OF DIRECTOR: ROBERT W. DECHERD
Management
For
For
1E.
ELECTION OF DIRECTOR: THOMAS J. FALK
Management
For
For
1F.
ELECTION OF DIRECTOR: FABIAN T. GARCIA
Management
For
For
1G.
ELECTION OF DIRECTOR: MAE C. JEMISON, M.D.
Management
For
For
1H.
ELECTION OF DIRECTOR: JAMES M. JENNESS
Management
For
For
1I.
ELECTION OF DIRECTOR: NANCY J. KARCH
Management
For
For
1J.
ELECTION OF DIRECTOR: IAN C. READ
Management
For
For
1K.
ELECTION OF DIRECTOR: LINDA JOHNSON RICE
Management
For
For
1L.
ELECTION OF DIRECTOR: MARC J. SHAPIRO
Management
For
For
2.
RATIFICATION OF AUDITORS
Management
For
For
3.
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Management
For
For
4.
STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO ACT BY WRITTEN CONSENT
Shareholder
Against
For
VERIZON COMMUNICATIONS INC.
Security
92343V104
Meeting Type
Annual
Ticker Symbol
VZ
Meeting Date
01-May-2014
ISIN
US92343V1044
Agenda
933936607 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU
Management
For
For
1B.
ELECTION OF DIRECTOR: RICHARD L. CARRION
Management
For
For
1C.
ELECTION OF DIRECTOR: MELANIE L. HEALEY
Management
For
For
1D.
ELECTION OF DIRECTOR: M. FRANCES KEETH
Management
For
For
1E.
ELECTION OF DIRECTOR: ROBERT W. LANE
Management
For
For
1F.
ELECTION OF DIRECTOR: LOWELL C. MCADAM
Management
For
For
1G.
ELECTION OF DIRECTOR: DONALD T. NICOLAISEN
Management
For
For
1H.
ELECTION OF DIRECTOR: CLARENCE OTIS, JR.
Management
For
For
1I.
ELECTION OF DIRECTOR: RODNEY E. SLATER
Management
For
For
1J.
ELECTION OF DIRECTOR: KATHRYN A. TESIJA
Management
For
For
1K.
ELECTION OF DIRECTOR: GREGORY D. WASSON
Management
For
For
2.
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Management
For
For
4.
PROPOSAL TO IMPLEMENT PROXY ACCESS
Management
For
For
5.
NETWORK NEUTRALITY
Shareholder
Against
For
6.
LOBBYING ACTIVITIES
Shareholder
Against
For
7.
SEVERANCE APPROVAL POLICY
Shareholder
For
Against
8.
SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING
Shareholder
Against
For
9.
SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT
Shareholder
Against
For
10.
PROXY VOTING AUTHORITY
Shareholder
For
Against
ILLINOIS TOOL WORKS INC.
Security
452308109
Meeting Type
Annual
Ticker Symbol
ITW
Meeting Date
02-May-2014
ISIN
US4523081093
Agenda
933936316 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: DANIEL J. BRUTTO
Management
For
For
1B.
ELECTION OF DIRECTOR: SUSAN CROWN
Management
For
For
1C.
ELECTION OF DIRECTOR: DON H. DAVIS, JR.
Management
For
For
1D.
ELECTION OF DIRECTOR: JAMES W. GRIFFITH
Management
For
For
1E.
ELECTION OF DIRECTOR: ROBERT C. MCCORMACK
Management
For
For
1F.
ELECTION OF DIRECTOR: ROBERT S. MORRISON
Management
For
For
1G.
ELECTION OF DIRECTOR: E. SCOTT SANTI
Management
For
For
1H.
ELECTION OF DIRECTOR: JAMES A. SKINNER
Management
For
For
1I.
ELECTION OF DIRECTOR: DAVID B. SMITH, JR.
Management
For
For
1J.
ELECTION OF DIRECTOR: PAMELA B. STROBEL
Management
For
For
1K.
ELECTION OF DIRECTOR: KEVIN M. WARREN
Management
For
For
1L.
ELECTION OF DIRECTOR: ANRE D. WILLIAMS
Management
For
For
2.
RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
Management
For
For
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.
Management
For
For
4.
APPROVAL OF THE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS.
Management
For
For
5.
APPROVAL OF THE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE PROVISIONS REGARDING BOARD SIZE.
Management
For
For
BASF SE
Security
055262505
Meeting Type
Annual
Ticker Symbol
BASFY
Meeting Date
02-May-2014
ISIN
US0552625057
Agenda
933964137 - Management
Item
Proposal
Type
Vote
For/Against Management
2.
ADOPTION OF A RESOLUTION ON THE APPROPRIATION OF PROFIT
Management
For
For
3.
ADOPTION OF A RESOLUTION GIVING FORMAL APPROVAL TO THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD
Management
For
For
4.
ADOPTION OF A RESOLUTION GIVING FORMAL APPROVAL TO THE ACTIONS OF THE BOARD OF EXECUTIVE DIRECTORS
Management
For
For
5.
ELECTION OF THE AUDITOR FOR THE FINANCIAL YEAR 2014
Management
For
For
6A.
ELECTION OF SUPERVISORY BOARD MEMBER: ALISON CARNWATH, SIDMOUTH
Management
For
For
6B.
ELECTION OF SUPERVISORY BOARD MEMBER: FRANCOIS DIEDERICH, ZURICH
Management
For
For
6C.
ELECTION OF SUPERVISORY BOARD MEMBER: MICHAEL DIEKMANN, MUNICH
Management
For
For
6D.
ELECTION OF SUPERVISORY BOARD MEMBER: FRANZ FEHRENBACH, STUTTGART
Management
For
For
6E.
ELECTION OF SUPERVISORY BOARD MEMBER: JUERGEN HAMBRECHT, NEUSTADT/WEINSTRABE
Management
For
For
6F.
ELECTION OF SUPERVISORY BOARD MEMBER: ANKE SCHAEFERKORDT, COLOGNE
Management
For
For
7.
RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT OF THE STATUTES
Management
For
For
8A.
APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF AUGUST 8/12, 2003 WITH BASF PLANT SCIENCE COMPANY GMBH
Management
For
For
8B.
APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF MARCH 8, 2002 WITH BASF PIGMENT GMBH
Management
For
For
8C.
APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT OF MARCH 13/APRIL 6, 1989 WITH BASF IMMOBILIEN- GESELLSCHAFT MBH
Management
For
For
8D.
APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT OF APRIL 6, 1989 WITH BASF HANDELSUND EXPORTGESELLSCHAFT MBH
Management
For
For
8E.
APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT OF MARCH 14/APRIL 6, 1989 WITH LUWOGE GMBH
Management
For
For
8F.
APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT OF OCTOBER 31/NOVEMBER 11, 1991 WITH BASF SCHWARZHEIDE GMBH
Management
For
For
8G.
APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF MARCH 8, 2002 WITH BASF COATINGS GMBH
Management
For
For
8H.
APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF MARCH 8, 2002 WITH BASF POLYURETHANES GMBH
Management
For
For
8I.
APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF NOVEMBER 19, 2002 WITH BASF NEW BUSINESS GMBH
Management
For
For
ELI LILLY AND COMPANY
Security
532457108
Meeting Type
Annual
Ticker Symbol
LLY
Meeting Date
05-May-2014
ISIN
US5324571083
Agenda
933931227 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: M. L. ESKEW
Management
For
For
1B.
ELECTION OF DIRECTOR: K. N. HORN
Management
For
For
1C.
ELECTION OF DIRECTOR: W. G. KAELIN
Management
For
For
1D.
ELECTION OF DIRECTOR: J. C. LECHLEITER
Management
For
For
1E.
ELECTION OF DIRECTOR: M. S. RUNGE
Management
For
For
2.
RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2014.
Management
For
For
3.
APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.
Management
For
For
BRISTOL-MYERS SQUIBB COMPANY
Security
110122108
Meeting Type
Annual
Ticker Symbol
BMY
Meeting Date
06-May-2014
ISIN
US1101221083
Agenda
933943462 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: L. ANDREOTTI
Management
For
For
1B.
ELECTION OF DIRECTOR: L.B. CAMPBELL
Management
For
For
1C.
ELECTION OF DIRECTOR: J.M. CORNELIUS
Management
For
For
1D.
ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D.
Management
For
For
1E.
ELECTION OF DIRECTOR: M. GROBSTEIN
Management
For
For
1F.
ELECTION OF DIRECTOR: A.J. LACY
Management
For
For
1G.
ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D.
Management
For
For
1H.
ELECTION OF DIRECTOR: D.C. PALIWAL
Management
For
For
1I.
ELECTION OF DIRECTOR: V.L. SATO, PH.D.
Management
For
For
1J.
ELECTION OF DIRECTOR: G.L. STORCH
Management
For
For
1K.
ELECTION OF DIRECTOR: T.D. WEST, JR.
Management
For
For
2.
RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
3.
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
4.
SIMPLE MAJORITY VOTE.
Shareholder
Against
CARLISLE COMPANIES INCORPORATED
Security
142339100
Meeting Type
Annual
Ticker Symbol
CSL
Meeting Date
06-May-2014
ISIN
US1423391002
Agenda
933946696 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
ROBERT G. BOHN
For
For
2
TERRY D. GROWCOCK
For
For
3
GREGG A. OSTRANDER
For
For
2.
ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION.
Management
For
For
3.
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR.
Management
For
For
PHILLIPS 66
Security
718546104
Meeting Type
Annual
Ticker Symbol
PSX
Meeting Date
07-May-2014
ISIN
US7185461040
Agenda
933944010 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, JR.
Management
For
For
1B.
ELECTION OF DIRECTOR: GLENN F. TILTON
Management
For
For
1C.
ELECTION OF DIRECTOR: MARNA C. WHITTINGTON
Management
For
For
2.
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR 2014.
Management
For
For
3.
SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.
Management
For
For
4.
GREENHOUSE GAS REDUCTION GOALS.
Shareholder
Against
For
PEPSICO, INC.
Security
713448108
Meeting Type
Annual
Ticker Symbol
PEP
Meeting Date
07-May-2014
ISIN
US7134481081
Agenda
933945860 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: SHONA L. BROWN
Management
For
For
1B.
ELECTION OF DIRECTOR: GEORGE W. BUCKLEY
Management
For
For
1C.
ELECTION OF DIRECTOR: IAN M. COOK
Management
For
For
1D.
ELECTION OF DIRECTOR: DINA DUBLON
Management
For
For
1E.
ELECTION OF DIRECTOR: RONA A. FAIRHEAD
Management
For
For
1F.
ELECTION OF DIRECTOR: RAY L. HUNT
Management
For
For
1G.
ELECTION OF DIRECTOR: ALBERTO IBARGUEN
Management
For
For
1H.
ELECTION OF DIRECTOR: INDRA K. NOOYI
Management
For
For
1I.
ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER
Management
For
For
1J.
ELECTION OF DIRECTOR: JAMES J. SCHIRO
Management
For
For
1K.
ELECTION OF DIRECTOR: LLOYD G. TROTTER
Management
For
For
1L.
ELECTION OF DIRECTOR: DANIEL VASELLA
Management
For
For
1M.
ELECTION OF DIRECTOR: ALBERTO WEISSER
Management
For
For
2.
RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014.
Management
For
For
3.
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.
Management
For
For
4.
APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN.
Management
For
For
5.
POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS.
Shareholder
Against
For
6.
POLICY REGARDING EXECUTIVE RETENTION OF STOCK.
Shareholder
Against
For
GLAXOSMITHKLINE PLC
Security
37733W105
Meeting Type
Annual
Ticker Symbol
GSK
Meeting Date
07-May-2014
ISIN
US37733W1053
Agenda
933948335 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
TO RECEIVE THE 2013 ANNUAL REPORT
Management
For
For
2.
TO APPROVE THE ANNUAL REMUNERATION REPORT
Management
For
For
3.
TO APPROVE THE REMUNERATION POLICY
Management
For
For
4.
TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR
Management
For
For
5.
TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR
Management
For
For
6.
TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR
Management
For
For
7.
TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR
Management
For
For
8.
TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR
Management
For
For
9.
TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR
Management
For
For
10.
TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR
Management
For
For
11.
TO RE-ELECT JUDY LEWENT AS A DIRECTOR
Management
For
For
12.
TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR
Management
For
For
13.
TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR
Management
For
For
14.
TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR
Management
For
For
15.
TO RE-ELECT TOM DE SWAAN AS A DIRECTOR
Management
For
For
16.
TO RE-ELECT JING ULRICH AS A DIRECTOR
Management
For
For
17.
TO RE-ELECT HANS WIJERS AS A DIRECTOR
Management
For
For
18.
TO RE-APPOINT AUDITORS
Management
For
For
19.
TO DETERMINE REMUNERATION OF AUDITORS
Management
For
For
20.
TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE
Management
For
For
21.
TO AUTHORISE ALLOTMENT OF SHARES
Management
For
For
22.
TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION)
Management
For
For
23.
TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION)
Management
For
For
24.
TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR
Management
For
For
25.
TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM (SPECIAL RESOLUTION)
Management
Against
Against
THE DUN & BRADSTREET CORPORATION
Security
26483E100
Meeting Type
Annual
Ticker Symbol
DNB
Meeting Date
07-May-2014
ISIN
US26483E1001
Agenda
933949844 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: AUSTIN A. ADAMS
Management
For
For
1B.
ELECTION OF DIRECTOR: ROBERT P. CARRIGAN
Management
For
For
1C.
ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN
Management
For
For
1D.
ELECTION OF DIRECTOR: JAMES N. FERNANDEZ
Management
For
For
1E.
ELECTION OF DIRECTOR: PAUL R. GARCIA
Management
For
For
1F.
ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH
Management
For
For
1G.
ELECTION OF DIRECTOR: THOMAS J. MANNING
Management
For
For
1H.
ELECTION OF DIRECTOR: SANDRA E. PETERSON
Management
For
For
1I.
ELECTION OF DIRECTOR: JUDITH A. REINSDORF
Management
For
For
2.
RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
Management
For
For
3.
ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION (SAY ON PAY).
Management
For
For
4.
VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN OF THE BOARD.
Shareholder
For
Against
TENARIS, S.A.
Security
88031M109
Meeting Type
Annual
Ticker Symbol
TS
Meeting Date
07-May-2014
ISIN
US88031M1099
Agenda
933959744 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013, AND ON THE ANNUAL ACCOUNTS AS AT 31 DECEMBER 2013, AND OF THE INDEPENDENT AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS.
Management
For
2.
APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013.
Management
For
3.
APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS OF 31 DECEMBER 2013.
Management
For
4.
ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED 31 DECEMBER 2013.
Management
For
5.
DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED 31 DECEMBER 2013.
Management
For
6.
ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS.
Management
For
7.
COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS.
Management
For
8.
APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING 31 DECEMBER 2014, AND APPROVAL OF THEIR FEES.
Management
For
9.
AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS.
Management
For
UNITED PARCEL SERVICE, INC.
Security
911312106
Meeting Type
Annual
Ticker Symbol
UPS
Meeting Date
08-May-2014
ISIN
US9113121068
Agenda
933940024 - Management
Item
Proposal
Type
Vote
For/Against Management
1A)
ELECTION OF DIRECTOR: F. DUANE ACKERMAN
Management
For
For
1B)
ELECTION OF DIRECTOR: RODNEY C. ADKINS
Management
For
For
1C)
ELECTION OF DIRECTOR: MICHAEL J. BURNS
Management
For
For
1D)
ELECTION OF DIRECTOR: D. SCOTT DAVIS
Management
For
For
1E)
ELECTION OF DIRECTOR: STUART E. EIZENSTAT
Management
For
For
1F)
ELECTION OF DIRECTOR: MICHAEL L. ESKEW
Management
For
For
1G)
ELECTION OF DIRECTOR: WILLIAM R. JOHNSON
Management
For
For
1H)
ELECTION OF DIRECTOR: CANDACE KENDLE
Management
For
For
1I)
ELECTION OF DIRECTOR: ANN M. LIVERMORE
Management
For
For
1J)
ELECTION OF DIRECTOR: RUDY H.P. MARKHAM
Management
For
For
1K)
ELECTION OF DIRECTOR: CLARK T. RANDT, JR.
Management
For
For
1L)
ELECTION OF DIRECTOR: CAROL B. TOME
Management
For
For
1M)
ELECTION OF DIRECTOR: KEVIN M. WARSH
Management
For
For
2.
TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION.
Management
For
For
3.
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014.
Management
For
For
4.
SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE.
Shareholder
Against
For
5.
SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE.
Shareholder
For
Against
TELUS CORPORATION
Security
87971M103
Meeting Type
Annual
Ticker Symbol
TU
Meeting Date
08-May-2014
ISIN
CA87971M1032
Agenda
933963628 - Management
Item
Proposal
Type
Vote
For/Against Management
01
DIRECTOR
Management
1
R.H. (DICK) AUCHINLECK
For
For
2
A. CHARLES BAILLIE
For
For
3
MICHELINE BOUCHARD
For
For
4
R. JOHN BUTLER
For
For
5
RAYMOND CHAN
For
For
6
STOCKWELL DAY
For
For
7
DARREN ENTWISTLE
For
For
8
RUSTON E.T. GOEPEL
For
For
9
MARY JO HADDAD
For
For
10
JOHN S. LACEY
For
For
11
WILLIAM A. MACKINNON
For
For
12
JOHN MANLEY
For
For
13
JOE NATALE
For
For
14
DONALD WOODLEY
For
For
02
APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION.
Management
For
For
03
ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION.
Management
For
For
ABBVIE INC.
Security
00287Y109
Meeting Type
Annual
Ticker Symbol
ABBV
Meeting Date
09-May-2014
ISIN
US00287Y1091
Agenda
933942725 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
ROBERT J. ALPERN
For
For
2
EDWARD M. LIDDY
For
For
3
FREDERICK H. WADDELL
For
For
2.
RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
Management
For
For
3.
SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.
Management
For
For
COLGATE-PALMOLIVE COMPANY
Security
194162103
Meeting Type
Annual
Ticker Symbol
CL
Meeting Date
09-May-2014
ISIN
US1941621039
Agenda
933943993 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: NIKESH ARORA
Management
For
For
1B.
ELECTION OF DIRECTOR: JOHN T. CAHILL
Management
For
For
1C.
ELECTION OF DIRECTOR: IAN COOK
Management
For
For
1D.
ELECTION OF DIRECTOR: HELENE D. GAYLE
Management
For
For
1E.
ELECTION OF DIRECTOR: ELLEN M. HANCOCK
Management
For
For
1F.
ELECTION OF DIRECTOR: JOSEPH JIMENEZ
Management
For
For
1G.
ELECTION OF DIRECTOR: RICHARD J. KOGAN
Management
For
For
1H.
ELECTION OF DIRECTOR: DELANO E. LEWIS
Management
For
For
1I.
ELECTION OF DIRECTOR: J. PEDRO REINHARD
Management
For
For
1J.
ELECTION OF DIRECTOR: STEPHEN I. SADOVE
Management
For
For
2.
RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
3.
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Management
For
For
4.
STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION REQUIREMENT.
Shareholder
Against
For
3M COMPANY
Security
88579Y101
Meeting Type
Annual
Ticker Symbol
MMM
Meeting Date
13-May-2014
ISIN
US88579Y1010
Agenda
933944008 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: LINDA G. ALVARADO
Management
For
For
1B.
ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN
Management
For
For
1C.
ELECTION OF DIRECTOR: VANCE D. COFFMAN
Management
For
For
1D.
ELECTION OF DIRECTOR: MICHAEL L. ESKEW
Management
For
For
1E.
ELECTION OF DIRECTOR: HERBERT L. HENKEL
Management
For
For
1F.
ELECTION OF DIRECTOR: MUHTAR KENT
Management
For
For
1G.
ELECTION OF DIRECTOR: EDWARD M. LIDDY
Management
For
For
1H.
ELECTION OF DIRECTOR: INGE G. THULIN
Management
For
For
1I.
ELECTION OF DIRECTOR: ROBERT J. ULRICH
Management
For
For
2.
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
3.
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
Management
For
For
4.
STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY WRITTEN CONSENT.
Shareholder
Against
For
CONOCOPHILLIPS
Security
20825C104
Meeting Type
Annual
Ticker Symbol
COP
Meeting Date
13-May-2014
ISIN
US20825C1045
Agenda
933946305 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: RICHARD L. ARMITAGE
Management
For
For
1B.
ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK
Management
For
For
1C.
ELECTION OF DIRECTOR: CHARLES E. BUNCH
Management
For
For
1D.
ELECTION OF DIRECTOR: JAMES E. COPELAND, JR.
Management
For
For
1E.
ELECTION OF DIRECTOR: JODY L. FREEMAN
Management
For
For
1F.
ELECTION OF DIRECTOR: GAY HUEY EVANS
Management
For
For
1G.
ELECTION OF DIRECTOR: RYAN M. LANCE
Management
For
For
1H.
ELECTION OF DIRECTOR: ROBERT A. NIBLOCK
Management
For
For
1I.
ELECTION OF DIRECTOR: HARALD J. NORVIK
Management
For
For
1J.
ELECTION OF DIRECTOR: WILLIAM E. WADE, JR.
Management
For
For
2.
RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014.
Management
For
For
3.
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
Management
For
For
4.
APPROVAL OF 2014 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF CONOCOPHILLIPS.
Management
For
For
5.
REPORT ON LOBBYING EXPENDITURES.
Shareholder
Against
For
6.
GREENHOUSE GAS REDUCTION TARGETS.
Shareholder
Against
For
ENCANA CORPORATION
Security
292505104
Meeting Type
Annual
Ticker Symbol
ECA
Meeting Date
13-May-2014
ISIN
CA2925051047
Agenda
933986551 - Management
Item
Proposal
Type
Vote
For/Against Management
01
DIRECTOR
Management
1
PETER A. DEA
For
For
2
CLAIRE S. FARLEY
For
For
3
FRED J. FOWLER
For
For
4
SUZANNE P. NIMOCKS
For
For
5
JANE L. PEVERETT
For
For
6
BRIAN G. SHAW
For
For
7
DOUGLAS J. SUTTLES
For
For
8
BRUCE G. WATERMAN
For
For
9
CLAYTON H. WOITAS
For
For
02
APPOINTMENT OF AUDITOR - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS
Management
For
For
03
ADVISORY VOTE APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION
Management
For
For
04
CONFIRMATION OF AMENDMENTS TO CORPORATION'S BY-LAW NO. 1
Management
For
For
UNILEVER PLC
Security
904767704
Meeting Type
Annual
Ticker Symbol
UL
Meeting Date
14-May-2014
ISIN
US9047677045
Agenda
933969416 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013
Management
For
For
2.
TO APPROVE THE DIRECTORS' REMUNERATION POLICY
Management
For
For
3.
AN ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY)
Management
For
For
4.
TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR
Management
For
For
5.
TO RE-ELECT MR R J-M S HUET AS A DIRECTOR
Management
For
For
6.
TO RE-ELECT MRS L M CHA AS A DIRECTOR
Management
For
For
7.
TO RE-ELECT PROFESSOR L O FRESCO AS A DIRECTOR
Management
For
For
8.
TO RE-ELECT MS A M FUDGE AS A DIRECTOR
Management
For
For
9.
TO RE-ELECT DR B E GROTE AS A DIRECTOR
Management
For
For
10.
TO RE-ELECT MS M MA AS A DIRECTOR
Management
For
For
11.
TO RE-ELECT MS H NYASULU AS A DIRECTOR
Management
For
For
12.
TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND MP AS A DIRECTOR
Management
For
For
13.
TO RE-ELECT MR J RISHTON AS A DIRECTOR
Management
For
For
14.
TO RE-ELECT MR K J STORM AS A DIRECTOR
Management
For
For
15.
TO RE-ELECT MR M TRESCHOW AS A DIRECTOR
Management
For
For
16.
TO RE-ELECT MR P S WALSH AS A DIRECTOR
Management
For
For
17.
TO ELECT MR F SIJBESMA AS A DIRECTOR
Management
For
For
18.
TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY
Management
For
For
19.
TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS
Management
For
For
20.
TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES
Management
For
For
21.
TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS
Management
For
For
22.
TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES
Management
For
For
23.
TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE
Management
For
For
24.
TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS
Management
For
For
POTASH CORPORATION OF SASKATCHEWAN INC.
Security
73755L107
Meeting Type
Annual and Special Meeting
Ticker Symbol
POT
Meeting Date
15-May-2014
ISIN
CA73755L1076
Agenda
933945377 - Management
Item
Proposal
Type
Vote
For/Against Management
01
DIRECTOR
Management
1
C.M. BURLEY
For
For
2
D.G. CHYNOWETH
For
For
3
W.J. DOYLE
For
For
4
J.W. ESTEY
For
For
5
G.W. GRANDEY
For
For
6
C.S. HOFFMAN
For
For
7
D.J. HOWE
For
For
8
A.D. LABERGE
For
For
9
C.E. MADERE
For
For
10
K.G. MARTELL
For
For
11
J.J. MCCAIG
For
For
12
M. MOGFORD
For
For
13
E. VIYELLA DE PALIZA
For
For
02
THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION.
Management
For
For
03
THE RESOLUTION (ATTACHED AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
Management
For
For
04
THE ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
Management
For
For
TOTAL S.A.
Security
89151E109
Meeting Type
Annual
Ticker Symbol
TOT
Meeting Date
16-May-2014
ISIN
US89151E1091
Agenda
933988707 - Management
Item
Proposal
Type
Vote
For/Against Management
O1
APPROVAL OF FINANCIAL STATEMENTS OF THE PARENT COMPANY FOR THE 2013 FISCAL YEAR.
Management
For
For
O2
APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FISCAL YEAR.
Management
For
For
O3
ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND.
Management
For
For
O4
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY.
Management
For
For
O5
RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR.
Management
For
For
O6
RENEWAL OF THE APPOINTMENT OF MS. MARIE-CHRISTINE COISNE-ROQUETTE AS A DIRECTOR.
Management
For
For
O7
RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS, JR AS A DIRECTOR.
Management
For
For
O8
RENEWAL OF THE APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR.
Management
For
For
O9
ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2013 TO MR. CHRISTOPHE DE MARGERIE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER.
Management
For
For
E10
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR ANY SECURITIES PROVIDING ACCESS TO THE COMPANY'S SHARE CAPITAL WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS OR BY CAPITALIZING PREMIUMS, RESERVES, SURPLUSES OR OTHER LINE ITEMS.
Management
For
For
E11
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS.
Management
For
For
E12
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, IN THE EVENT OF SURPLUS DEMAND IN CASE OF SHARE CAPITAL INCREASE WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS.
Management
For
For
E13
DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL, IN PAYMENT OF SECURITIES THAT WOULD BE CONTRIBUTED TO THE COMPANY, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED TO REMUNERATE IN- KIND CONTRIBUTIONS.
Management
For
For
E14
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED IN ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO THE SUBSCRIPTION OF SHARES BY GROUP EMPLOYEES.
Management
For
For
E15
DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL RESERVED FOR CATEGORIES OF BENEFICIARIES IN A TRANSACTION RESERVED FOR EMPLOYEES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS.
Management
For
For
E16
AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO EMPLOYEES OF THE GROUP AS WELL AS TO EXECUTIVE DIRECTORS OF THE COMPANY OR OTHER COMPANIES OF THE GROUP, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED IN FAVOR OF THE BENEFICIARIES OF SUCH SHARE ALLOCATIONS.
Management
For
For
E17
AMENDMENT OF ARTICLE 11 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO DETERMINE THE APPOINTMENT PROCEDURES OF THE DIRECTOR(S) REPRESENTING EMPLOYEES PURSUANT TO THE FRENCH LAW OF JUNE 14, 2013, ON THE PROTECTION OF EMPLOYMENT AND TO INTEGRATE TECHNICAL CHANGES CONCERNING CERTAIN PROVISIONS REGARDING THE DIRECTORS REPRESENTING EMPLOYEE SHAREHOLDERS.
Management
For
For
E18
AMENDMENT OF ARTICLE 12 OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO SET THE LIMIT ON THE AGE OF THE CHAIRMAN OF THE BOARD AT 70 YEARS.
Management
For
For
E19
AMENDMENT OF ARTICLE 15 OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO SET THE LIMIT ON THE AGE OF THE PRESIDENT AT 67 YEARS.
Management
For
For
E20
AMENDMENT OF ARTICLE 17 OF THE COMPANY'S ARTICLES OF ASSOCIATION FOR HARMONIZATION PURPOSES WITH THE FRENCH ORDER OF DECEMBER 9, 2010, IMPLEMENTING INTO FRENCH LEGISLATION THE EUROPEAN DIRECTIVE REGARDING THE RIGHT OF SHAREHOLDERS TO BE REPRESENTED AT SHAREHOLDERS' MEETINGS BY ANY PERSON OF THEIR CHOICE.
Management
For
For
O21
CIRCULATION OF A QUARTERLY NEWSLETTER BY THE EMPLOYEE DIRECTORS AND THE DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS.
Management
For
Against
O22
COMPONENTS OF THE COMPENSATION OF EXECUTIVE DIRECTORS AND EMPLOYEES LINKED TO INDUSTRIAL SAFETY INDICATORS.
Management
For
Against
E23
EXPANSION OF INDIVIDUAL SHARE OWNERSHIP (LOYALTY DIVIDEND).
Management
For
Against
E24
INCLUSION OF EMPLOYEE DIRECTOR(S) IN THE BOARD OF DIRECTORS' ORGANIZATION (AMENDMENT OF PARAGRAPH 5, ARTICLE 12 OF THE ARTICLES OF ASSOCIATION TO PROVIDE FOR THE PARTICIPATION OF EMPLOYEE DIRECTORS IN ALL THE BOARD'S COMMITTEES).
Management
Against
For
E25
DISTRIBUTION OF ATTENDANCE FEES (AMENDMENT OF PARAGRAPH 7, ARTICLE 12 OF THE ARTICLES OF ASSOCIATION TO PROVIDE FOR A DISTRIBUTION OF ATTENDANCE FEES BASED ON THE ACTUAL TIME SPENT BY DIRECTORS AT BOARD MEETINGS).
Management
Against
For
INTEL CORPORATION
Security
458140100
Meeting Type
Annual
Ticker Symbol
INTC
Meeting Date
22-May-2014
ISIN
US4581401001
Agenda
933962854 - Management
Item
Proposal
Type
Vote
For/Against Management
1A.
ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY
Management
1B.
ELECTION OF DIRECTOR: ANDY D. BRYANT
Management
1C.
ELECTION OF DIRECTOR: SUSAN L. DECKER
Management
1D.
ELECTION OF DIRECTOR: JOHN J. DONAHOE
Management
1E.
ELECTION OF DIRECTOR: REED E. HUNDT
Management
1F.
ELECTION OF DIRECTOR: BRIAN M. KRZANICH
Management
1G.
ELECTION OF DIRECTOR: JAMES D. PLUMMER
Management
1H.
ELECTION OF DIRECTOR: DAVID S. POTTRUCK
Management
1I.
ELECTION OF DIRECTOR: FRANK D. YEARY
Management
1J.
ELECTION OF DIRECTOR: DAVID B. YOFFIE
Management
2.
RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR
Management
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Management
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
Unavailable Shares
Vote Date
Date Confirmed
000680449
AMANA INCOME FUND
6804498400
BNY MELLON
1,000,000
0
EXXON MOBIL CORPORATION
Security
30231G102
Meeting Type
Annual
Ticker Symbol
XOM
Meeting Date
28-May-2014
ISIN
US30231G1022
Agenda
933975154 - Management
Item
Proposal
Type
Vote
For/Against Management
1.
DIRECTOR
Management
1
M.J. BOSKIN
For
For
2
P. BRABECK-LETMATHE
For
For
3
U.M. BURNS
For
For
4
L.R. FAULKNER
For
For
5
J.S. FISHMAN
For
For
6
H.H. FORE
For
For
7
K.C. FRAZIER
For
For
8
W.W. GEORGE
For
For
9
S.J. PALMISANO
For
For
10
S.S REINEMUND
For
For
11
R.W. TILLERSON
For
For
12
W.C. WELDON
For
For
2.
RATIFICATION OF INDEPENDENT AUDITORS
Management
For
For
3.
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Management
For
For
4.
MAJORITY VOTE FOR DIRECTORS
Shareholder
For
Against
5.
LIMIT DIRECTORSHIPS
Shareholder
For
Against
6.
AMENDMENT OF EEO POLICY
Shareholder
Against
For
7.
REPORT ON LOBBYING
Shareholder
Against
For
8.
GREENHOUSE GAS EMISSIONS GOALS
Shareholder
Against
For
Account Number
Account Name
Internal Account
Custodian
Ballot Shares
Unavailable Shares
Vote Date
Date Confirmed
000680449
AMANA INCOME FUND
6804498400
BNY MELLON
350,000
0
03-Jun-2014
FREEPORT-MCMORAN COPPER & GOLD INC.
Security
35671D857
Meeting Type
Annual
Ticker Symbol
FCX
Meeting Date
17-Jun-2014
ISIN
US35671D8570
Agenda
933999180 - Management
Item
Proposal
Type
Vote
For/Against Management
1
DIRECTOR
Management
1
RICHARD C. ADKERSON
For
For
2
ROBERT J. ALLISON, JR.
For
For
3
ALAN R. BUCKWALTER, III
For
For
4
ROBERT A. DAY
For
For
5
JAMES C. FLORES
For
For
6
GERALD J. FORD
For
For
7
THOMAS A. FRY, III
For
For
8
H. DEVON GRAHAM, JR.
For
For
9
LYDIA H. KENNARD
For
For
10
CHARLES C. KRULAK
For
For
11
BOBBY LEE LACKEY
For
For
12
JON C. MADONNA
For
For
13
DUSTAN E. MCCOY
For
For
14
JAMES R. MOFFETT
For
For
15
STEPHEN H. SIEGELE
For
For
16
FRANCES FRAGOS TOWNSEND
For
For
2
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Management
For
For
3
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
4
APPROVAL OF THE FREEPORT-MCMORAN COPPER & GOLD INC. ANNUAL INCENTIVE PLAN.
Management
For
For
5
STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS.
Shareholder
Against
For
CHUNGHWA TELECOM CO. LTD.
Security
17133Q502
Meeting Type
Annual
Ticker Symbol
CHT
Meeting Date
24-Jun-2014
ISIN
US17133Q5027
Agenda
934030026 - Management
Item
Proposal
Type
Vote
For/Against Management
1
RATIFICATION OF 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS
Management
For
For
2
RATIFICATION OF THE PROPOSAL FOR THE DISTRIBUTION OF 2013 EARNINGS
Management
Abstain
Against
3
THE PROPOSAL FOR A CASH DISTRIBUTION FROM CAPITAL SURPLUS
Management
Abstain
Against
4
AMENDMENT TO THE "ARTICLES OF INCORPORATION"
Management
Abstain
Against
5
AMENDMENT TO THE "PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS"
Management
Abstain
Against
6.1
THE PROPOSAL TO RELEASE NON- COMPETE RESTRICTIONS ON DIRECTOR: CHICH-CHIANG FAN
Management
Abstain
Against
6.2
THE PROPOSAL TO RELEASE NON- COMPETE RESTRICTIONS ON DIRECTOR: LIH-SHYNG TSAI (CHAIRMAN)
Management
Abstain
Against
TAIWAN SEMICONDUCTOR MFG. CO. LTD.
Security
874039100
Meeting Type
Annual
Ticker Symbol
TSM
Meeting Date
24-Jun-2014
ISIN
US8740391003
Agenda
934035189 - Management
Item
Proposal
Type
Vote
For/Against Management
1)
TO ACCEPT 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS
Management
For
For
2)
TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2013 PROFITS
Management
For
For
3)
TO REVISE THE FOLLOWING INTERNAL RULES: (A) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS, (B) PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS
Management
For
For
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