UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04276
AMANA MUTUAL FUNDS TRUST
(Exact Name of Registrant as Specified in Charter)
1300 N. State Street
Bellingham, Washington 98225-4730
(Address of Principal Executive Offices, including ZIP Code)
Nicholas F. Kaiser
1300 N. State Street
Bellingham, Washington 98225-4730
(Name and Address of Agent for Service)
Registrant’s Telephone Number- (360) 734-9900
Date of fiscal year end: May 31, 2014
Date of reporting period: June 30, 2014
Amana Mutual Funds Trust, Income Fund (AMANX) | ||||||||||||||||||||
Proxy Voting Record relating to shareholder meetings held from July 1, 2013 through June 30, 2014 | ||||||||||||||||||||
Investment Company Report | ||||||||||||||||||||
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | FCX | Meeting Date | 16-Jul-2013 | |||||||||||||||||
ISIN | US35671D8570 | Agenda | 933842230 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||
1 | RICHARD C. ADKERSON | For | For | |||||||||||||||||
2 | ROBERT J. ALLISON, JR. | For | For | |||||||||||||||||
3 | ALAN R. BUCKWALTER, III | For | For | |||||||||||||||||
4 | ROBERT A. DAY | For | For | |||||||||||||||||
5 | JAMES C. FLORES | For | For | |||||||||||||||||
6 | GERALD J. FORD | For | For | |||||||||||||||||
7 | THOMAS A. FRY, III | For | For | |||||||||||||||||
8 | H. DEVON GRAHAM, JR. | For | For | |||||||||||||||||
9 | CHARLES C. KRULAK | For | For | |||||||||||||||||
10 | BOBBY LEE LACKEY | For | For | |||||||||||||||||
11 | JON C. MADONNA | For | For | |||||||||||||||||
12 | DUSTAN E. MCCOY | For | For | |||||||||||||||||
13 | JAMES R. MOFFETT | For | For | |||||||||||||||||
14 | B.M. RANKIN, JR. | For | For | |||||||||||||||||
15 | STEPHEN H. SIEGELE | For | For | |||||||||||||||||
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
4 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS. | Shareholder | Against | For | ||||||||||||||||
5 | STOCKHOLDER PROPOSAL REGARDING THE REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS. | Shareholder | For | Against | ||||||||||||||||
6 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION BY THE BOARD OF DIRECTORS OF A POLICY ON BOARD DIVERSITY. | Shareholder | Against | For | ||||||||||||||||
7 | STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR BYLAWS TO PERMIT STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING COMMON STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS. | Shareholder | For | Against | ||||||||||||||||
VODAFONE GROUP PLC | ||||||||||||||||||||
Security | 92857W209 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | VOD | Meeting Date | 23-Jul-2013 | |||||||||||||||||
ISIN | US92857W2098 | Agenda | 933848179 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | TO RECEIVE THE COMPANY'S ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | ||||||||||||||||
2. | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | ||||||||||||||||
3. | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | ||||||||||||||||
4. | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | Management | For | For | ||||||||||||||||
5. | TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR | Management | For | For | ||||||||||||||||
6. | TO RE-ELECT RENEE JAMES AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||||||||||||||
7. | TO RE-ELECT ALAN JEBSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||||||||||||||
8. | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||||||||||||||
9. | TO ELECT OMID KORDESTANI AS A DIRECTOR | Management | For | For | ||||||||||||||||
10. | TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||||||||||||||
11. | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE) | Management | For | For | ||||||||||||||||
12. | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||||||||||||||
13. | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE AUDIT AND RISK COMMITTEE AND MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | Management | For | For | ||||||||||||||||
14. | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) | Management | For | For | ||||||||||||||||
15. | TO APPROVE A FINAL DIVIDEND OF 6.92 PENCE PER ORDINARY SHARE | Management | For | For | ||||||||||||||||
16. | TO APPROVE THE REMUNERATION REPORT OF THE BOARD FOR THE YEAR ENDED 31 MARCH 2013 | Management | For | For | ||||||||||||||||
17. | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Management | For | For | ||||||||||||||||
18. | TO AUTHORISE THE AUDIT AND RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||||||
19. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||||||||
S20 | TO AUTHORISE THE DIRECTORS TO DIS- APPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||
S21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SECTION 701, COMPANIES ACT 2006) | Management | For | For | ||||||||||||||||
22. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||
S23 | TO AUTHORISE THE CALLING OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||||||||
THE J. M. SMUCKER COMPANY | ||||||||||||||||||||
Security | 832696405 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | SJM | Meeting Date | 14-Aug-2013 | |||||||||||||||||
ISIN | US8326964058 | Agenda | 933854273 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: KATHRYN W. DINDO | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT B. HEISLER, JR. | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: RICHARD K. SMUCKER | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAUL SMUCKER WAGSTAFF | Management | For | For | ||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
4. | ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF COMMON SHARES AUTHORIZED TO BE ISSUED. | Management | For | For | ||||||||||||||||
5. | ADOPTION OF AN AMENDMENT TO THE COMPANY'S AMENDED REGULATIONS TO REQUIRE ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For | ||||||||||||||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||||||||||||||||||
Security | 595017104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | MCHP | Meeting Date | 16-Aug-2013 | |||||||||||||||||
ISIN | US5950171042 | Agenda | 933856936 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | STEVE SANGHI | For | For | |||||||||||||||||
2 | MATTHEW W. CHAPMAN | For | For | |||||||||||||||||
3 | L.B. DAY | For | For | |||||||||||||||||
4 | ALBERT J. HUGO-MARTINEZ | For | For | |||||||||||||||||
5 | WADE F. MEYERCORD | For | For | |||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2014. | Management | For | For | ||||||||||||||||
3. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVES. | Management | For | For | ||||||||||||||||
NIKE, INC. | ||||||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | NKE | Meeting Date | 19-Sep-2013 | |||||||||||||||||
ISIN | US6541061031 | Agenda | 933862078 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||
1 | ALAN B. GRAF, JR. | For | For | |||||||||||||||||
2 | JOHN C. LECHLEITER | For | For | |||||||||||||||||
3 | PHYLLIS M. WISE | For | For | |||||||||||||||||
2. | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
4. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Against | For | ||||||||||||||||
GENERAL MILLS, INC. | ||||||||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GIS | Meeting Date | 24-Sep-2013 | |||||||||||||||||
ISIN | US3703341046 | Agenda | 933866103 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A) | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | ||||||||||||||||
1B) | ELECTION OF DIRECTOR: R. KERRY CLARK | Management | For | For | ||||||||||||||||
1C) | ELECTION OF DIRECTOR: PAUL DANOS | Management | For | For | ||||||||||||||||
1D) | ELECTION OF DIRECTOR: WILLIAM T. ESREY | Management | For | For | ||||||||||||||||
1E) | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | ||||||||||||||||
1F) | ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE | Management | For | For | ||||||||||||||||
1G) | ELECTION OF DIRECTOR: HEIDI G. MILLER | Management | For | For | ||||||||||||||||
1H) | ELECTION OF DIRECTOR: HILDA OCHOA- BRILLEMBOURG | Management | For | For | ||||||||||||||||
1I) | ELECTION OF DIRECTOR: STEVE ODLAND | Management | For | For | ||||||||||||||||
1J) | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | For | For | ||||||||||||||||
1K) | ELECTION OF DIRECTOR: MICHAEL D. ROSE | Management | For | For | ||||||||||||||||
1L) | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | ||||||||||||||||
1M) | ELECTION OF DIRECTOR: DOROTHY A. TERRELL | Management | For | For | ||||||||||||||||
2) | CAST AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
3) | RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
4) | STOCKHOLDER PROPOSAL FOR REPORT ON RESPONSIBILITY FOR POST-CONSUMER PACKAGING. | Shareholder | Against | For | ||||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PG | Meeting Date | 08-Oct-2013 | |||||||||||||||||
ISIN | US7427181091 | Agenda | 933868525 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: SUSAN DESMOND- HELLMANN | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | ||||||||||||||||
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||
3. | AMEND THE COMPANY'S CODE OF REGULATIONS TO REDUCE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | ||||||||||||||||
4. | APPROVE THE 2013 NON-EMPLOYEE DIRECTORS' STOCK PLAN | Management | For | For | ||||||||||||||||
5. | ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE) | Management | For | For | ||||||||||||||||
RPM INTERNATIONAL INC. | ||||||||||||||||||||
Security | 749685103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | RPM | Meeting Date | 10-Oct-2013 | |||||||||||||||||
ISIN | US7496851038 | Agenda | 933871419 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | DAVID A. DABERKO | For | For | |||||||||||||||||
2 | CRAIG S. MORFORD | For | For | |||||||||||||||||
3 | FRANK C. SULLIVAN | For | For | |||||||||||||||||
4 | THOMAS C. SULLIVAN | For | For | |||||||||||||||||
2. | APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
PARKER-HANNIFIN CORPORATION | ||||||||||||||||||||
Security | 701094104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PH | Meeting Date | 23-Oct-2013 | |||||||||||||||||
ISIN | US7010941042 | Agenda | 933881028 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | ROBERT G. BOHN | For | For | |||||||||||||||||
2 | LINDA S. HARTY | For | For | |||||||||||||||||
3 | WILLIAM E. KASSLING | For | For | |||||||||||||||||
4 | ROBERT J. KOHLHEPP | For | For | |||||||||||||||||
5 | KEVIN A. LOBO | For | For | |||||||||||||||||
6 | KLAUS-PETER MULLER | For | For | |||||||||||||||||
7 | CANDY M. OBOURN | For | For | |||||||||||||||||
8 | JOSEPH M. SCAMINACE | For | For | |||||||||||||||||
9 | WOLFGANG R. SCHMITT | For | For | |||||||||||||||||
10 | AKE SVENSSON | For | For | |||||||||||||||||
11 | JAMES L. WAINSCOTT | For | For | |||||||||||||||||
12 | DONALD E. WASHKEWICZ | For | For | |||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | ||||||||||||||||
3. | APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | |||||||||||||||||
ISIN | US5949181045 | Agenda | 933883185 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | ||||||||||||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||||||||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||||||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | ||||||||||||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | ||||||||||||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | ||||||||||||||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||||||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||||||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||||||||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | ||||||||||||||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For | ||||||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||||||||||
Security | 009158106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | APD | Meeting Date | 23-Jan-2014 | |||||||||||||||||
ISIN | US0091581068 | Agenda | 933907656 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: CHADWICK C. DEATON | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: EDWARD L. MONSER | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: MATTHEW H. PAULL | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: LAWRENCE S. SMITH | Management | For | For | ||||||||||||||||
2. | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. RATIFICATION OF APPOINTMENT OF KPMG LLP, AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
4. | APPROVAL OF AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION. TO AMEND THE CERTIFICATE OF INCORPORATION TO PHASE OUT AND ELIMINATE THE CLASSIFIED BOARD. | Management | For | For | ||||||||||||||||
BECTON, DICKINSON AND COMPANY | ||||||||||||||||||||
Security | 075887109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | BDX | Meeting Date | 28-Jan-2014 | |||||||||||||||||
ISIN | US0758871091 | Agenda | 933909434 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: HENRY P. BECTON, JR. | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: EDWARD F. DEGRAAN | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. | Management | For | For | ||||||||||||||||
1L. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | ||||||||||||||||
1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | ||||||||||||||||
1N. | ELECTION OF DIRECTOR: ALFRED SOMMER | Management | For | For | ||||||||||||||||
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||
4. | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. | Management | For | For | ||||||||||||||||
5. | APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER BD'S PERFORMANCE INCENTIVE PLAN. | Management | For | For | ||||||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | Shareholder | For | Against | ||||||||||||||||
VODAFONE GROUP PLC | ||||||||||||||||||||
Security | 92857W209 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | VOD | Meeting Date | 28-Jan-2014 | |||||||||||||||||
ISIN | US92857W2098 | Agenda | 933909701 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
C1 | FOR THE COURT MEETING SCHEME. | Management | For | For | ||||||||||||||||
G1 | TO APPROVE THE VERIZON WIRELESS TRANSACTION AND THE VODAFONE ITALY TRANSACTION. | Management | For | For | ||||||||||||||||
G2 | TO APPROVE THE NEW ARTICLES OF ASSOCIATION, THE CAPITAL REDUCTIONS, THE RETURN OF VALUE AND THE SHARE CONSOLIDATION AND CERTAIN RELATED MATTERS PURSUANT TO THE SCHEME. | Management | For | For | ||||||||||||||||
G3 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | For | ||||||||||||||||
G4 | TO AUTHORISE THE DIRECTORS TO TAKE ALL NECESSARY AND APPROPRIATE ACTIONS IN RELATION TO RESOLUTIONS 1- 3. | Management | For | For | ||||||||||||||||
JOHNSON CONTROLS, INC. | ||||||||||||||||||||
Security | 478366107 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | JCI | Meeting Date | 29-Jan-2014 | |||||||||||||||||
ISIN | US4783661071 | Agenda | 933907000 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | NATALIE A. BLACK | For | For | |||||||||||||||||
2 | RAYMOND L. CONNER | For | For | |||||||||||||||||
3 | WILLIAM H. LACY | For | For | |||||||||||||||||
4 | ALEX A. MOLINAROLI | For | For | |||||||||||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR 2014. | Management | For | For | ||||||||||||||||
3. | APPROVE ON AN ADVISORY BASIS NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||||||||||
EMERSON ELECTRIC CO. | ||||||||||||||||||||
Security | 291011104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | EMR | Meeting Date | 04-Feb-2014 | |||||||||||||||||
ISIN | US2910111044 | Agenda | 933908292 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | D.N. FARR* | For | For | |||||||||||||||||
2 | H. GREEN* | For | For | |||||||||||||||||
3 | C.A. PETERS* | For | For | |||||||||||||||||
4 | J.W. PRUEHER* | For | For | |||||||||||||||||
5 | A.A. BUSCH III# | For | For | |||||||||||||||||
6 | J.S. TURLEY# | For | For | |||||||||||||||||
2. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
3. | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
4. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||||||||||||
5. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||||||||||||
6. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | Against | For | ||||||||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ROK | Meeting Date | 04-Feb-2014 | |||||||||||||||||
ISIN | US7739031091 | Agenda | 933910653 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
A. | DIRECTOR | Management | ||||||||||||||||||
1 | STEVEN R. KALMANSON | For | For | |||||||||||||||||
2 | JAMES P. KEANE | For | For | |||||||||||||||||
3 | DONALD R. PARFET | For | For | |||||||||||||||||
B. | TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
C. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
D. | SHAREHOLDER PROPOSAL REQUESTING MAJORITY VOTING IN ELECTIONS OF DIRECTORS. | Shareholder | For | Against | ||||||||||||||||
NOVARTIS AG | ||||||||||||||||||||
Security | 66987V109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | NVS | Meeting Date | 25-Feb-2014 | |||||||||||||||||
ISIN | US66987V1098 | Agenda | 933922280 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2013 | Management | For | For | ||||||||||||||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | ||||||||||||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AND DECLARATION OF DIVIDEND | Management | For | For | ||||||||||||||||
4.A | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2014 TO THE ANNUAL GENERAL MEETING 2015 | Management | For | For | ||||||||||||||||
4.B | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERFORMANCE CYCLE ENDED IN 2013 | Management | For | For | ||||||||||||||||
5.A | RE-ELECTION OF JOERG REINHARDT, PH.D., AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management | For | For | ||||||||||||||||
5.B | RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
5.C | RE-ELECTION OF VERENA A. BRINER, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
5.D | RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
5.E | RE-ELECTION OF ANN FUDGE TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
5.F | RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
5.G | RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
5.H | RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
5.I | RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
5.J | RE-ELECTION OF ENRICO VANNI, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
5.K | RE-ELECTION OF WILLIAM T. WINTERS TO THE BOARD OF DIRECTOR | Management | For | For | ||||||||||||||||
6.A | ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||
6.B | ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||
6.C | ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||
6.D | ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | ||||||||||||||||
7 | RE-ELECTION OF THE AUDITOR | Management | For | For | ||||||||||||||||
8 | ELECTION OF THE INDEPENDENT PROXY | Management | For | For | ||||||||||||||||
9 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||||||||||
NATIONAL FUEL GAS COMPANY | ||||||||||||||||||||
Security | 636180101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | NFG | Meeting Date | 13-Mar-2014 | |||||||||||||||||
ISIN | US6361801011 | Agenda | 933918104 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | RONALD W. JIBSON | For | For | |||||||||||||||||
2 | JEFFREY W. SHAW | For | For | |||||||||||||||||
3 | RONALD J. TANSKI | For | For | |||||||||||||||||
2. | VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||
4. | STOCKHOLDER PROPOSAL | Shareholder | For | For | ||||||||||||||||
STANLEY BLACK & DECKER, INC | ||||||||||||||||||||
Security | 854502101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | SWK | Meeting Date | 15-Apr-2014 | |||||||||||||||||
ISIN | US8545021011 | Agenda | 933939033 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | GEORGE W. BUCKLEY | For | For | |||||||||||||||||
2 | PATRICK D. CAMPBELL | For | For | |||||||||||||||||
3 | CARLOS M. CARDOSO | For | For | |||||||||||||||||
4 | ROBERT B. COUTTS | For | For | |||||||||||||||||
5 | DEBRA A. CREW | For | For | |||||||||||||||||
6 | B.H. GRISWOLD, IV | For | For | |||||||||||||||||
7 | JOHN F. LUNDGREN | For | For | |||||||||||||||||
8 | ANTHONY LUISO | For | For | |||||||||||||||||
9 | MARIANNE M. PARRS | For | For | |||||||||||||||||
10 | ROBERT L. RYAN | For | For | |||||||||||||||||
2. | APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||
3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
PPG INDUSTRIES, INC. | ||||||||||||||||||||
Security | 693506107 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PPG | Meeting Date | 17-Apr-2014 | |||||||||||||||||
ISIN | US6935061076 | Agenda | 933927191 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | STEPHEN F. ANGEL | For | For | |||||||||||||||||
2 | HUGH GRANT | For | For | |||||||||||||||||
3 | MICHELE J. HOOPER | For | For | |||||||||||||||||
2. | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. | Management | For | For | ||||||||||||||||
3. | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS. | Management | For | For | ||||||||||||||||
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||
5. | SHAREHOLDER PROPOSAL FOR AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||||||||||||||
PRAXAIR, INC. | ||||||||||||||||||||
Security | 74005P104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PX | Meeting Date | 22-Apr-2014 | |||||||||||||||||
ISIN | US74005P1049 | Agenda | 933933803 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: IRA D. HALL | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: LARRY D. MCVAY | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: DENISE L. RAMOS | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT L. WOOD | Management | For | For | ||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY AND NON- BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
3. | TO APPROVE THE AMENDED AND RESTATED 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN. | Management | For | For | ||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For | ||||||||||||||||
E. I. DU PONT DE NEMOURS AND COMPANY | ||||||||||||||||||||
Security | 263534109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | DD | Meeting Date | 23-Apr-2014 | |||||||||||||||||
ISIN | US2635341090 | Agenda | 933935338 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. BROWN | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: BERTRAND P. COLLOMB | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | For | ||||||||||||||||
1L. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | For | ||||||||||||||||
2. | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||
3. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||
4. | ON POLITICAL SPENDING | Shareholder | Against | For | ||||||||||||||||
5. | ON HERBICIDE USE | Shareholder | Against | For | ||||||||||||||||
6. | ON PLANT CLOSURE | Shareholder | Against | For | ||||||||||||||||
7. | ON ACCELERATION OF EQUITY AWARDS | Shareholder | Against | For | ||||||||||||||||
CANADIAN NATIONAL RAILWAY COMPANY | ||||||||||||||||||||
Security | 136375102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CNI | Meeting Date | 23-Apr-2014 | |||||||||||||||||
ISIN | CA1363751027 | Agenda | 933954251 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||
1 | A. CHARLES BAILLIE | For | For | |||||||||||||||||
2 | DONALD J. CARTY | For | For | |||||||||||||||||
3 | AMB. GORDON D. GIFFIN | For | For | |||||||||||||||||
4 | EDITH E. HOLIDAY | For | For | |||||||||||||||||
5 | V.M. KEMPSTON DARKES | For | For | |||||||||||||||||
6 | HON. DENIS LOSIER | For | For | |||||||||||||||||
7 | HON. EDWARD C. LUMLEY | For | For | |||||||||||||||||
8 | KEVIN G. LYNCH | For | For | |||||||||||||||||
9 | CLAUDE MONGEAU | For | For | |||||||||||||||||
10 | JAMES E. O'CONNOR | For | For | |||||||||||||||||
11 | ROBERT PACE | For | For | |||||||||||||||||
12 | ROBERT L. PHILLIPS | For | For | |||||||||||||||||
13 | LAURA STEIN | For | For | |||||||||||||||||
02 | APPOINTMENT OF KPMG LLP AS AUDITORS | Management | For | For | ||||||||||||||||
03 | NON-BINDING ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR, THE FULL TEXT OF WHICH RESOLUTION IS SET OUT ON P. 6 OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. | Management | For | For | ||||||||||||||||
ENERSIS S.A. | ||||||||||||||||||||
Security | 29274F104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ENI | Meeting Date | 23-Apr-2014 | |||||||||||||||||
ISIN | US29274F1049 | Agenda | 933957310 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | APPROVAL OF ANNUAL REPORT, FINANCIAL STATEMENTS, REPORT OF THE EXTERNAL AUDITORS AND ACCOUNT INSPECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2013. | Management | For | For | ||||||||||||||||
2. | APPROVAL OF PROFITS AND DIVIDENDS DISTRIBUTION. | Management | For | For | ||||||||||||||||
3. | SETTING THE COMPENSATION FOR THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||
4. | SETTING THE COMPENSATION FOR THE DIRECTORS' COMMITTEE AND APPROVAL OF THEIR 2014 BUDGET. | Management | For | For | ||||||||||||||||
6. | APPOINTMENT OF AN EXTERNAL AUDITING FIRM GOVERNED BY TITLE XXVIII OF THE SECURITIES MARKET LAW 18,045. | Management | For | For | ||||||||||||||||
7. | ELECTION OF TWO ACCOUNT INSPECTORS AND THEIR ALTERNATES, AS WELL AS THEIR COMPENSATION. | Management | For | For | ||||||||||||||||
8. | APPOINTMENT OF RISK RATING AGENCIES. | Management | For | For | ||||||||||||||||
9. | APPROVAL OF THE INVESTMENT AND FINANCING POLICY. | Management | For | For | ||||||||||||||||
13. | OTHER MATTERS OF INTEREST AND COMPETENCE OF THE ORDINARY SHAREHOLDERS' MEETING. | Management | For | For | ||||||||||||||||
14. | OTHER NECESSARY RESOLUTIONS FOR THE PROPER IMPLEMENTATION OF THE ABOVE MENTIONED AGREEMENTS. | Management | For | For | ||||||||||||||||
JOHNSON & JOHNSON | ||||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2014 | |||||||||||||||||
ISIN | US4781601046 | Agenda | 933933548 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||||||||||||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||||||||||
4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For | ||||||||||||||||
PFIZER INC. | ||||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PFE | Meeting Date | 24-Apr-2014 | |||||||||||||||||
ISIN | US7170811035 | Agenda | 933933738 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | ||||||||||||||||
1L. | ELECTION OF DIRECTOR: MARC TESSIER- LAVIGNE | Management | For | For | ||||||||||||||||
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | ||||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||
4. | APPROVAL OF PFIZER INC. 2014 STOCK PLAN | Management | For | For | ||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | For | ||||||||||||||||
6. | SHAREHOLDER PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | For | ||||||||||||||||
7. | SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Against | For | ||||||||||||||||
ASTRAZENECA PLC | ||||||||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AZN | Meeting Date | 24-Apr-2014 | |||||||||||||||||
ISIN | US0463531089 | Agenda | 933945264 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||||||||||||
2. | TO CONFIRM DIVIDENDS | Management | For | For | ||||||||||||||||
3. | TO APPOINT KPMG LLP, LONDON AS AUDITOR | Management | For | For | ||||||||||||||||
4. | TO AUTHORISE THE DIRECTORS TO AGREE TO THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||||||||
5A. | ELECTION OF DIRECTOR: LEIF JOHANSSON | Management | For | For | ||||||||||||||||
5B. | ELECTION OF DIRECTOR: PASCAL SORIOT | Management | For | For | ||||||||||||||||
5C. | ELECTION OF DIRECTOR: MARC DUNOYER | Management | For | For | ||||||||||||||||
5D. | ELECTION OF DIRECTOR: GENEVIEVE BERGER | Management | For | For | ||||||||||||||||
5E. | ELECTION OF DIRECTOR: BRUCE BURLINGTON | Management | For | For | ||||||||||||||||
5F. | ELECTION OF DIRECTOR: ANN CAIRNS | Management | For | For | ||||||||||||||||
5G. | ELECTION OF DIRECTOR: GRAHAM CHIPCHASE | Management | For | For | ||||||||||||||||
5H. | ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS | Management | For | For | ||||||||||||||||
5I. | ELECTION OF DIRECTOR: RUDY MARKHAM | Management | For | For | ||||||||||||||||
5J. | ELECTION OF DIRECTOR: NANCY ROTHWELL | Management | For | For | ||||||||||||||||
5K. | ELECTION OF DIRECTOR: SHRITI VADERA | Management | For | For | ||||||||||||||||
5L. | ELECTION OF DIRECTOR: JOHN VARLEY | Management | For | For | ||||||||||||||||
5M. | ELECTION OF DIRECTOR: MARCUS WALLENBERG | Management | For | For | ||||||||||||||||
6. | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||||||||||||
7. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | ||||||||||||||||
8. | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | Management | For | For | ||||||||||||||||
9. | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||||||||
10. | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||
11. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||||||||
12. | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||||||
13. | TO APPROVE THE ASTRAZENECA 2014 PERFORMANCE SHARE PLAN | Management | For | For | ||||||||||||||||
ABBOTT LABORATORIES | ||||||||||||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ABT | Meeting Date | 25-Apr-2014 | |||||||||||||||||
ISIN | US0028241000 | Agenda | 933934641 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | R.J. ALPERN | For | For | |||||||||||||||||
2 | R.S. AUSTIN | For | For | |||||||||||||||||
3 | S.E. BLOUNT | For | For | |||||||||||||||||
4 | W.J. FARRELL | For | For | |||||||||||||||||
5 | E.M. LIDDY | For | For | |||||||||||||||||
6 | N. MCKINSTRY | For | For | |||||||||||||||||
7 | P.N. NOVAKOVIC | For | For | |||||||||||||||||
8 | W.A. OSBORN | For | For | |||||||||||||||||
9 | S.C. SCOTT III | For | For | |||||||||||||||||
10 | G.F. TILTON | For | For | |||||||||||||||||
11 | M.D. WHITE | For | For | |||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS | Management | For | For | ||||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||
4. | SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED INGREDIENTS | Shareholder | Against | For | ||||||||||||||||
5. | SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE | Shareholder | Against | For | ||||||||||||||||
6. | SHAREHOLDER PROPOSAL - INCENTIVE COMPENSATION | Shareholder | Against | For | ||||||||||||||||
KELLOGG COMPANY | ||||||||||||||||||||
Security | 487836108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | K | Meeting Date | 25-Apr-2014 | |||||||||||||||||
ISIN | US4878361082 | Agenda | 933934805 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | JOHN BRYANT | For | For | |||||||||||||||||
2 | STEPHANIE A. BURNS | For | For | |||||||||||||||||
3 | LA J. MONTGOMERY TABRON | For | For | |||||||||||||||||
4 | ROGELIO REBOLLEDO | For | For | |||||||||||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
3. | MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | For | ||||||||||||||||
4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS KELLOGG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||
5. | SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING A HUMAN RIGHTS REPORT. | Shareholder | Against | For | ||||||||||||||||
6. | SHAREOWNER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO ADOPT SIMPLE MAJORITY VOTE. | Shareholder | For | Against | ||||||||||||||||
PEARSON PLC | ||||||||||||||||||||
Security | 705015105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PSO | Meeting Date | 25-Apr-2014 | |||||||||||||||||
ISIN | US7050151056 | Agenda | 933956762 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | RECEIPT OF FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||
2. | FINAL DIVIDEND | Management | For | For | ||||||||||||||||
3. | RE-ELECTION OF DAVID ARCULUS | Management | For | For | ||||||||||||||||
4. | RE-ELECTION OF VIVIENNE COX | Management | For | For | ||||||||||||||||
5. | RE-ELECTION OF JOHN FALLON | Management | For | For | ||||||||||||||||
6. | RE-ELECTION OF ROBIN FREESTONE | Management | For | For | ||||||||||||||||
7. | RE-ELECTION OF KEN HYDON | Management | For | For | ||||||||||||||||
8. | RE-ELECTION OF JOSH LEWIS | Management | For | For | ||||||||||||||||
9. | RE-ELECTION OF GLEN MORENO | Management | For | For | ||||||||||||||||
10. | RE-APPOINTMENT OF LINDA LORIMER | Management | For | For | ||||||||||||||||
11. | RE-APPOINTMENT OF HARISH MANWANI | Management | For | For | ||||||||||||||||
12. | APPROVAL OF DIRECTORS' REMUNERATION POLICY | Management | For | For | ||||||||||||||||
13. | APPROVAL OF ANNUAL REMUNERATION REPORT | Management | For | For | ||||||||||||||||
14. | RE-APPOINTMENT OF AUDITORS | Management | For | For | ||||||||||||||||
15. | REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||
16. | ALLOTMENT OF SHARES | Management | For | For | ||||||||||||||||
17. | WAIVER OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||
18. | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||||||||||
19. | NOTICE OF MEETINGS | Management | For | For | ||||||||||||||||
20. | EXTENSION OF THE WORLDWIDE SAVE FOR SHARES PLAN | Management | For | For | ||||||||||||||||
GENUINE PARTS COMPANY | ||||||||||||||||||||
Security | 372460105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GPC | Meeting Date | 28-Apr-2014 | |||||||||||||||||
ISIN | US3724601055 | Agenda | 933928725 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | DR. MARY B. BULLOCK | For | For | |||||||||||||||||
2 | PAUL D. DONAHUE | For | For | |||||||||||||||||
3 | JEAN DOUVILLE | For | For | |||||||||||||||||
4 | GARY P. FAYARD | For | For | |||||||||||||||||
5 | THOMAS C. GALLAGHER | For | For | |||||||||||||||||
6 | GEORGE C. "JACK" GUYNN | For | For | |||||||||||||||||
7 | JOHN R. HOLDER | For | For | |||||||||||||||||
8 | JOHN D. JOHNS | For | For | |||||||||||||||||
9 | MICHAEL M.E. JOHNS, M.D | For | For | |||||||||||||||||
10 | R.C. LOUDERMILK, JR. | For | For | |||||||||||||||||
11 | WENDY B. NEEDHAM | For | For | |||||||||||||||||
12 | JERRY W. NIX | For | For | |||||||||||||||||
13 | GARY W. ROLLINS | For | For | |||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||||||||
Security | 438516106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | HON | Meeting Date | 28-Apr-2014 | |||||||||||||||||
ISIN | US4385161066 | Agenda | 933934526 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||||||||||||||
1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||||||||||||||
2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | Against | ||||||||||||||||
5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||||||||||
6. | ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL. | Shareholder | Against | For | ||||||||||||||||
7. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | ||||||||||||||||
UNITED TECHNOLOGIES CORPORATION | ||||||||||||||||||||
Security | 913017109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | UTX | Meeting Date | 28-Apr-2014 | |||||||||||||||||
ISIN | US9130171096 | Agenda | 933936378 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: LOUIS R. CHENEVERT | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: RICHARD B. MYERS | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE | Management | For | For | ||||||||||||||||
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | ||||||||||||||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2014 | Management | For | For | ||||||||||||||||
3. | APPROVE AN AMENDMENT AND RESTATEMENT OF THE 2005 LONG-TERM INCENTIVE PLAN, INCLUDING APPROVAL OF ADDITIONAL SHARES FOR FUTURE AWARDS | Management | For | For | ||||||||||||||||
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||||||||||||
REGAL-BELOIT CORPORATION | ||||||||||||||||||||
Security | 758750103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | RBC | Meeting Date | 28-Apr-2014 | |||||||||||||||||
ISIN | US7587501039 | Agenda | 933956243 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: THOMAS J. FISCHER | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: RAKESH SACHDEV | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: JANE L. WARNER | Management | For | For | ||||||||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
3. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING JANUARY 3, 2015. | Management | For | For | ||||||||||||||||
W.W. GRAINGER, INC. | ||||||||||||||||||||
Security | 384802104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GWW | Meeting Date | 30-Apr-2014 | |||||||||||||||||
ISIN | US3848021040 | Agenda | 933936265 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | BRIAN P. ANDERSON | For | For | |||||||||||||||||
2 | V. ANN HAILEY | For | For | |||||||||||||||||
3 | WILLIAM K. HALL | For | For | |||||||||||||||||
4 | STUART L. LEVENICK | For | For | |||||||||||||||||
5 | NEIL S. NOVICH | For | For | |||||||||||||||||
6 | MICHAEL J. ROBERTS | For | For | |||||||||||||||||
7 | GARY L. ROGERS | For | For | |||||||||||||||||
8 | JAMES T. RYAN | For | For | |||||||||||||||||
9 | E. SCOTT SANTI | For | For | |||||||||||||||||
10 | JAMES D. SLAVIK | For | For | |||||||||||||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||
3 | SAY ON PAY: ADVISORY PROPOSAL TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
METHANEX CORPORATION | ||||||||||||||||||||
Security | 59151K108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | MEOH | Meeting Date | 30-Apr-2014 | |||||||||||||||||
ISIN | CA59151K1084 | Agenda | 933940151 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||
1 | BRUCE AITKEN | For | For | |||||||||||||||||
2 | HOWARD BALLOCH | For | For | |||||||||||||||||
3 | PHILLIP COOK | For | For | |||||||||||||||||
4 | JOHN FLOREN | For | For | |||||||||||||||||
5 | THOMAS HAMILTON | For | For | |||||||||||||||||
6 | ROBERT KOSTELNIK | For | For | |||||||||||||||||
7 | DOUGLAS MAHAFFY | For | For | |||||||||||||||||
8 | A. TERENCE POOLE | For | For | |||||||||||||||||
9 | JOHN REID | For | For | |||||||||||||||||
10 | JANICE RENNIE | For | For | |||||||||||||||||
11 | MONICA SLOAN | For | For | |||||||||||||||||
02 | TO RE-APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDTIORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDTIORS. | Management | For | For | ||||||||||||||||
03 | TO VOTE FOR OR AGAINST THE ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING INFORMATION CIRCULAR. | Management | For | For | ||||||||||||||||
CENOVUS ENERGY INC. | ||||||||||||||||||||
Security | 15135U109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CVE | Meeting Date | 30-Apr-2014 | |||||||||||||||||
ISIN | CA15135U1093 | Agenda | 933954237 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||
1 | RALPH S. CUNNINGHAM | For | For | |||||||||||||||||
2 | PATRICK D. DANIEL | For | For | |||||||||||||||||
3 | IAN W. DELANEY | For | For | |||||||||||||||||
4 | BRIAN C. FERGUSON | For | For | |||||||||||||||||
5 | MICHAEL A. GRANDIN | For | For | |||||||||||||||||
6 | VALERIE A.A. NIELSEN | For | For | |||||||||||||||||
7 | CHARLES M. RAMPACEK | For | For | |||||||||||||||||
8 | COLIN TAYLOR | For | For | |||||||||||||||||
9 | WAYNE G. THOMSON | For | For | |||||||||||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE CORPORATION. | Management | For | For | ||||||||||||||||
03 | ACCEPTANCE OF THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | ||||||||||||||||
KIMBERLY-CLARK CORPORATION | ||||||||||||||||||||
Security | 494368103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | KMB | Meeting Date | 01-May-2014 | |||||||||||||||||
ISIN | US4943681035 | Agenda | 933931253 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: JOHN R. ALM | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: ABELARDO E. BRU | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: ROBERT W. DECHERD | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS J. FALK | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: FABIAN T. GARCIA | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES M. JENNESS | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | Management | For | For | ||||||||||||||||
1L. | ELECTION OF DIRECTOR: MARC J. SHAPIRO | Management | For | For | ||||||||||||||||
2. | RATIFICATION OF AUDITORS | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | ||||||||||||||||
4. | STOCKHOLDER PROPOSAL REGARDING THE RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | ||||||||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | VZ | Meeting Date | 01-May-2014 | |||||||||||||||||
ISIN | US92343V1044 | Agenda | 933936607 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | ||||||||||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||
4. | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | ||||||||||||||||
5. | NETWORK NEUTRALITY | Shareholder | Against | For | ||||||||||||||||
6. | LOBBYING ACTIVITIES | Shareholder | Against | For | ||||||||||||||||
7. | SEVERANCE APPROVAL POLICY | Shareholder | For | Against | ||||||||||||||||
8. | SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | ||||||||||||||||
9. | SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | ||||||||||||||||
10. | PROXY VOTING AUTHORITY | Shareholder | For | Against | ||||||||||||||||
ILLINOIS TOOL WORKS INC. | ||||||||||||||||||||
Security | 452308109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ITW | Meeting Date | 02-May-2014 | |||||||||||||||||
ISIN | US4523081093 | Agenda | 933936316 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: DANIEL J. BRUTTO | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: SUSAN CROWN | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: DON H. DAVIS, JR. | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES W. GRIFFITH | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: ROBERT C. MCCORMACK | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROBERT S. MORRISON | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: E. SCOTT SANTI | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: DAVID B. SMITH, JR. | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: PAMELA B. STROBEL | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: KEVIN M. WARREN | Management | For | For | ||||||||||||||||
1L. | ELECTION OF DIRECTOR: ANRE D. WILLIAMS | Management | For | For | ||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
4. | APPROVAL OF THE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. | Management | For | For | ||||||||||||||||
5. | APPROVAL OF THE AMENDMENTS TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE PROVISIONS REGARDING BOARD SIZE. | Management | For | For | ||||||||||||||||
BASF SE | ||||||||||||||||||||
Security | 055262505 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | BASFY | Meeting Date | 02-May-2014 | |||||||||||||||||
ISIN | US0552625057 | Agenda | 933964137 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
2. | ADOPTION OF A RESOLUTION ON THE APPROPRIATION OF PROFIT | Management | For | For | ||||||||||||||||
3. | ADOPTION OF A RESOLUTION GIVING FORMAL APPROVAL TO THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | ||||||||||||||||
4. | ADOPTION OF A RESOLUTION GIVING FORMAL APPROVAL TO THE ACTIONS OF THE BOARD OF EXECUTIVE DIRECTORS | Management | For | For | ||||||||||||||||
5. | ELECTION OF THE AUDITOR FOR THE FINANCIAL YEAR 2014 | Management | For | For | ||||||||||||||||
6A. | ELECTION OF SUPERVISORY BOARD MEMBER: ALISON CARNWATH, SIDMOUTH | Management | For | For | ||||||||||||||||
6B. | ELECTION OF SUPERVISORY BOARD MEMBER: FRANCOIS DIEDERICH, ZURICH | Management | For | For | ||||||||||||||||
6C. | ELECTION OF SUPERVISORY BOARD MEMBER: MICHAEL DIEKMANN, MUNICH | Management | For | For | ||||||||||||||||
6D. | ELECTION OF SUPERVISORY BOARD MEMBER: FRANZ FEHRENBACH, STUTTGART | Management | For | For | ||||||||||||||||
6E. | ELECTION OF SUPERVISORY BOARD MEMBER: JUERGEN HAMBRECHT, NEUSTADT/WEINSTRABE | Management | For | For | ||||||||||||||||
6F. | ELECTION OF SUPERVISORY BOARD MEMBER: ANKE SCHAEFERKORDT, COLOGNE | Management | For | For | ||||||||||||||||
7. | RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL AND AMENDMENT OF THE STATUTES | Management | For | For | ||||||||||||||||
8A. | APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF AUGUST 8/12, 2003 WITH BASF PLANT SCIENCE COMPANY GMBH | Management | For | For | ||||||||||||||||
8B. | APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF MARCH 8, 2002 WITH BASF PIGMENT GMBH | Management | For | For | ||||||||||||||||
8C. | APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT OF MARCH 13/APRIL 6, 1989 WITH BASF IMMOBILIEN- GESELLSCHAFT MBH | Management | For | For | ||||||||||||||||
8D. | APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT OF APRIL 6, 1989 WITH BASF HANDELSUND EXPORTGESELLSCHAFT MBH | Management | For | For | ||||||||||||||||
8E. | APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT OF MARCH 14/APRIL 6, 1989 WITH LUWOGE GMBH | Management | For | For | ||||||||||||||||
8F. | APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT OF OCTOBER 31/NOVEMBER 11, 1991 WITH BASF SCHWARZHEIDE GMBH | Management | For | For | ||||||||||||||||
8G. | APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF MARCH 8, 2002 WITH BASF COATINGS GMBH | Management | For | For | ||||||||||||||||
8H. | APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF MARCH 8, 2002 WITH BASF POLYURETHANES GMBH | Management | For | For | ||||||||||||||||
8I. | APPROVAL OF THE AMENDMENT AGREEMENTS ON EXISTING CONTROL AND PROFIT TRANSFER AGREEMENTS: CONTROL AND PROFIT TRANSFER AGREEMENT OF NOVEMBER 19, 2002 WITH BASF NEW BUSINESS GMBH | Management | For | For | ||||||||||||||||
ELI LILLY AND COMPANY | ||||||||||||||||||||
Security | 532457108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | LLY | Meeting Date | 05-May-2014 | |||||||||||||||||
ISIN | US5324571083 | Agenda | 933931227 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: M. L. ESKEW | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: K. N. HORN | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: W. G. KAELIN | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: J. C. LECHLEITER | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: M. S. RUNGE | Management | For | For | ||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT AUDITOR FOR 2014. | Management | For | For | ||||||||||||||||
3. | APPROVE, BY NON-BINDING VOTE, COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | BMY | Meeting Date | 06-May-2014 | |||||||||||||||||
ISIN | US1101221083 | Agenda | 933943462 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: L.B. CAMPBELL | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: J.M. CORNELIUS | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | ||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
4. | SIMPLE MAJORITY VOTE. | Shareholder | Against | |||||||||||||||||
CARLISLE COMPANIES INCORPORATED | ||||||||||||||||||||
Security | 142339100 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CSL | Meeting Date | 06-May-2014 | |||||||||||||||||
ISIN | US1423391002 | Agenda | 933946696 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | ROBERT G. BOHN | For | For | |||||||||||||||||
2 | TERRY D. GROWCOCK | For | For | |||||||||||||||||
3 | GREGG A. OSTRANDER | For | For | |||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | For | For | ||||||||||||||||
PHILLIPS 66 | ||||||||||||||||||||
Security | 718546104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PSX | Meeting Date | 07-May-2014 | |||||||||||||||||
ISIN | US7185461040 | Agenda | 933944010 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: WILLIAM R. LOOMIS, JR. | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: GLENN F. TILTON | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: MARNA C. WHITTINGTON | Management | For | For | ||||||||||||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR 2014. | Management | For | For | ||||||||||||||||
3. | SAY ON PAY - AN ADVISORY (NON-BINDING) VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
4. | GREENHOUSE GAS REDUCTION GOALS. | Shareholder | Against | For | ||||||||||||||||
PEPSICO, INC. | ||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 07-May-2014 | |||||||||||||||||
ISIN | US7134481081 | Agenda | 933945860 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | ||||||||||||||||
1K. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | ||||||||||||||||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | ||||||||||||||||
1M. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | ||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | ||||||||||||||||
5. | POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | ||||||||||||||||
6. | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For | ||||||||||||||||
GLAXOSMITHKLINE PLC | ||||||||||||||||||||
Security | 37733W105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GSK | Meeting Date | 07-May-2014 | |||||||||||||||||
ISIN | US37733W1053 | Agenda | 933948335 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | TO RECEIVE THE 2013 ANNUAL REPORT | Management | For | For | ||||||||||||||||
2. | TO APPROVE THE ANNUAL REMUNERATION REPORT | Management | For | For | ||||||||||||||||
3. | TO APPROVE THE REMUNERATION POLICY | Management | For | For | ||||||||||||||||
4. | TO RE-ELECT SIR CHRISTOPHER GENT AS A DIRECTOR | Management | For | For | ||||||||||||||||
5. | TO RE-ELECT SIR ANDREW WITTY AS A DIRECTOR | Management | For | For | ||||||||||||||||
6. | TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR | Management | For | For | ||||||||||||||||
7. | TO RE-ELECT DR STEPHANIE BURNS AS A DIRECTOR | Management | For | For | ||||||||||||||||
8. | TO RE-ELECT STACEY CARTWRIGHT AS A DIRECTOR | Management | For | For | ||||||||||||||||
9. | TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR | Management | For | For | ||||||||||||||||
10. | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Management | For | For | ||||||||||||||||
11. | TO RE-ELECT JUDY LEWENT AS A DIRECTOR | Management | For | For | ||||||||||||||||
12. | TO RE-ELECT SIR DERYCK MAUGHAN AS A DIRECTOR | Management | For | For | ||||||||||||||||
13. | TO RE-ELECT DR DANIEL PODOLSKY AS A DIRECTOR | Management | For | For | ||||||||||||||||
14. | TO RE-ELECT DR MONCEF SLAOUI AS A DIRECTOR | Management | For | For | ||||||||||||||||
15. | TO RE-ELECT TOM DE SWAAN AS A DIRECTOR | Management | For | For | ||||||||||||||||
16. | TO RE-ELECT JING ULRICH AS A DIRECTOR | Management | For | For | ||||||||||||||||
17. | TO RE-ELECT HANS WIJERS AS A DIRECTOR | Management | For | For | ||||||||||||||||
18. | TO RE-APPOINT AUDITORS | Management | For | For | ||||||||||||||||
19. | TO DETERMINE REMUNERATION OF AUDITORS | Management | For | For | ||||||||||||||||
20. | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Management | For | For | ||||||||||||||||
21. | TO AUTHORISE ALLOTMENT OF SHARES | Management | For | For | ||||||||||||||||
22. | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | Management | For | For | ||||||||||||||||
23. | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) | Management | For | For | ||||||||||||||||
24. | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Management | For | For | ||||||||||||||||
25. | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM (SPECIAL RESOLUTION) | Management | Against | Against | ||||||||||||||||
THE DUN & BRADSTREET CORPORATION | ||||||||||||||||||||
Security | 26483E100 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | DNB | Meeting Date | 07-May-2014 | |||||||||||||||||
ISIN | US26483E1001 | Agenda | 933949844 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: AUSTIN A. ADAMS | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT P. CARRIGAN | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES N. FERNANDEZ | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: PAUL R. GARCIA | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: THOMAS J. MANNING | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: JUDITH A. REINSDORF | Management | For | For | ||||||||||||||||
2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION (SAY ON PAY). | Management | For | For | ||||||||||||||||
4. | VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN OF THE BOARD. | Shareholder | For | Against | ||||||||||||||||
TENARIS, S.A. | ||||||||||||||||||||
Security | 88031M109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | TS | Meeting Date | 07-May-2014 | |||||||||||||||||
ISIN | US88031M1099 | Agenda | 933959744 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013, AND ON THE ANNUAL ACCOUNTS AS AT 31 DECEMBER 2013, AND OF THE INDEPENDENT AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | Management | For | |||||||||||||||||
2. | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | |||||||||||||||||
3. | APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS OF 31 DECEMBER 2013. | Management | For | |||||||||||||||||
4. | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED 31 DECEMBER 2013. | Management | For | |||||||||||||||||
5. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE YEAR ENDED 31 DECEMBER 2013. | Management | For | |||||||||||||||||
6. | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | |||||||||||||||||
7. | COMPENSATION OF MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | |||||||||||||||||
8. | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING 31 DECEMBER 2014, AND APPROVAL OF THEIR FEES. | Management | For | |||||||||||||||||
9. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE DISTRIBUTION OF ALL SHAREHOLDER COMMUNICATIONS, INCLUDING ITS SHAREHOLDER MEETING AND PROXY MATERIALS AND ANNUAL REPORTS TO SHAREHOLDERS, BY SUCH ELECTRONIC MEANS AS IS PERMITTED BY ANY APPLICABLE LAWS OR REGULATIONS. | Management | For | |||||||||||||||||
UNITED PARCEL SERVICE, INC. | ||||||||||||||||||||
Security | 911312106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | UPS | Meeting Date | 08-May-2014 | |||||||||||||||||
ISIN | US9113121068 | Agenda | 933940024 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A) | ELECTION OF DIRECTOR: F. DUANE ACKERMAN | Management | For | For | ||||||||||||||||
1B) | ELECTION OF DIRECTOR: RODNEY C. ADKINS | Management | For | For | ||||||||||||||||
1C) | ELECTION OF DIRECTOR: MICHAEL J. BURNS | Management | For | For | ||||||||||||||||
1D) | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||||||||||
1E) | ELECTION OF DIRECTOR: STUART E. EIZENSTAT | Management | For | For | ||||||||||||||||
1F) | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||||||||||||||
1G) | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | ||||||||||||||||
1H) | ELECTION OF DIRECTOR: CANDACE KENDLE | Management | For | For | ||||||||||||||||
1I) | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | ||||||||||||||||
1J) | ELECTION OF DIRECTOR: RUDY H.P. MARKHAM | Management | For | For | ||||||||||||||||
1K) | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | ||||||||||||||||
1L) | ELECTION OF DIRECTOR: CAROL B. TOME | Management | For | For | ||||||||||||||||
1M) | ELECTION OF DIRECTOR: KEVIN M. WARSH | Management | For | For | ||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | ||||||||||||||||
4. | SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. | Shareholder | Against | For | ||||||||||||||||
5. | SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. | Shareholder | For | Against | ||||||||||||||||
TELUS CORPORATION | ||||||||||||||||||||
Security | 87971M103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | TU | Meeting Date | 08-May-2014 | |||||||||||||||||
ISIN | CA87971M1032 | Agenda | 933963628 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||
1 | R.H. (DICK) AUCHINLECK | For | For | |||||||||||||||||
2 | A. CHARLES BAILLIE | For | For | |||||||||||||||||
3 | MICHELINE BOUCHARD | For | For | |||||||||||||||||
4 | R. JOHN BUTLER | For | For | |||||||||||||||||
5 | RAYMOND CHAN | For | For | |||||||||||||||||
6 | STOCKWELL DAY | For | For | |||||||||||||||||
7 | DARREN ENTWISTLE | For | For | |||||||||||||||||
8 | RUSTON E.T. GOEPEL | For | For | |||||||||||||||||
9 | MARY JO HADDAD | For | For | |||||||||||||||||
10 | JOHN S. LACEY | For | For | |||||||||||||||||
11 | WILLIAM A. MACKINNON | For | For | |||||||||||||||||
12 | JOHN MANLEY | For | For | |||||||||||||||||
13 | JOE NATALE | For | For | |||||||||||||||||
14 | DONALD WOODLEY | For | For | |||||||||||||||||
02 | APPOINT DELOITTE LLP AS AUDITORS FOR THE ENSUING YEAR AND AUTHORIZE DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | ||||||||||||||||
03 | ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
ABBVIE INC. | ||||||||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ABBV | Meeting Date | 09-May-2014 | |||||||||||||||||
ISIN | US00287Y1091 | Agenda | 933942725 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | ROBERT J. ALPERN | For | For | |||||||||||||||||
2 | EDWARD M. LIDDY | For | For | |||||||||||||||||
3 | FREDERICK H. WADDELL | For | For | |||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
COLGATE-PALMOLIVE COMPANY | ||||||||||||||||||||
Security | 194162103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CL | Meeting Date | 09-May-2014 | |||||||||||||||||
ISIN | US1941621039 | Agenda | 933943993 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: NIKESH ARORA | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: JOSEPH JIMENEZ | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: DELANO E. LEWIS | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: J. PEDRO REINHARD | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | ||||||||||||||||
2. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
4. | STOCKHOLDER PROPOSAL ON EXECUTIVE STOCK RETENTION REQUIREMENT. | Shareholder | Against | For | ||||||||||||||||
3M COMPANY | ||||||||||||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | MMM | Meeting Date | 13-May-2014 | |||||||||||||||||
ISIN | US88579Y1010 | Agenda | 933944008 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | ||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
4. | STOCKHOLDER PROPOSAL ON RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||||||||||
CONOCOPHILLIPS | ||||||||||||||||||||
Security | 20825C104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | COP | Meeting Date | 13-May-2014 | |||||||||||||||||
ISIN | US20825C1045 | Agenda | 933946305 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | Management | For | For | ||||||||||||||||
1B. | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | Management | For | For | ||||||||||||||||
1C. | ELECTION OF DIRECTOR: CHARLES E. BUNCH | Management | For | For | ||||||||||||||||
1D. | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | Management | For | For | ||||||||||||||||
1E. | ELECTION OF DIRECTOR: JODY L. FREEMAN | Management | For | For | ||||||||||||||||
1F. | ELECTION OF DIRECTOR: GAY HUEY EVANS | Management | For | For | ||||||||||||||||
1G. | ELECTION OF DIRECTOR: RYAN M. LANCE | Management | For | For | ||||||||||||||||
1H. | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | Management | For | For | ||||||||||||||||
1I. | ELECTION OF DIRECTOR: HARALD J. NORVIK | Management | For | For | ||||||||||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | Management | For | For | ||||||||||||||||
2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | ||||||||||||||||
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||||||||
4. | APPROVAL OF 2014 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF CONOCOPHILLIPS. | Management | For | For | ||||||||||||||||
5. | REPORT ON LOBBYING EXPENDITURES. | Shareholder | Against | For | ||||||||||||||||
6. | GREENHOUSE GAS REDUCTION TARGETS. | Shareholder | Against | For | ||||||||||||||||
ENCANA CORPORATION | ||||||||||||||||||||
Security | 292505104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ECA | Meeting Date | 13-May-2014 | |||||||||||||||||
ISIN | CA2925051047 | Agenda | 933986551 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||
1 | PETER A. DEA | For | For | |||||||||||||||||
2 | CLAIRE S. FARLEY | For | For | |||||||||||||||||
3 | FRED J. FOWLER | For | For | |||||||||||||||||
4 | SUZANNE P. NIMOCKS | For | For | |||||||||||||||||
5 | JANE L. PEVERETT | For | For | |||||||||||||||||
6 | BRIAN G. SHAW | For | For | |||||||||||||||||
7 | DOUGLAS J. SUTTLES | For | For | |||||||||||||||||
8 | BRUCE G. WATERMAN | For | For | |||||||||||||||||
9 | CLAYTON H. WOITAS | For | For | |||||||||||||||||
02 | APPOINTMENT OF AUDITOR - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | For | For | ||||||||||||||||
03 | ADVISORY VOTE APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||
04 | CONFIRMATION OF AMENDMENTS TO CORPORATION'S BY-LAW NO. 1 | Management | For | For | ||||||||||||||||
UNILEVER PLC | ||||||||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | UL | Meeting Date | 14-May-2014 | |||||||||||||||||
ISIN | US9047677045 | Agenda | 933969416 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | For | ||||||||||||||||
2. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | ||||||||||||||||
3. | AN ADVISORY VOTE TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) | Management | For | For | ||||||||||||||||
4. | TO RE-ELECT MR P G J M POLMAN AS A DIRECTOR | Management | For | For | ||||||||||||||||
5. | TO RE-ELECT MR R J-M S HUET AS A DIRECTOR | Management | For | For | ||||||||||||||||
6. | TO RE-ELECT MRS L M CHA AS A DIRECTOR | Management | For | For | ||||||||||||||||
7. | TO RE-ELECT PROFESSOR L O FRESCO AS A DIRECTOR | Management | For | For | ||||||||||||||||
8. | TO RE-ELECT MS A M FUDGE AS A DIRECTOR | Management | For | For | ||||||||||||||||
9. | TO RE-ELECT DR B E GROTE AS A DIRECTOR | Management | For | For | ||||||||||||||||
10. | TO RE-ELECT MS M MA AS A DIRECTOR | Management | For | For | ||||||||||||||||
11. | TO RE-ELECT MS H NYASULU AS A DIRECTOR | Management | For | For | ||||||||||||||||
12. | TO RE-ELECT THE RT HON SIR MALCOLM RIFKIND MP AS A DIRECTOR | Management | For | For | ||||||||||||||||
13. | TO RE-ELECT MR J RISHTON AS A DIRECTOR | Management | For | For | ||||||||||||||||
14. | TO RE-ELECT MR K J STORM AS A DIRECTOR | Management | For | For | ||||||||||||||||
15. | TO RE-ELECT MR M TRESCHOW AS A DIRECTOR | Management | For | For | ||||||||||||||||
16. | TO RE-ELECT MR P S WALSH AS A DIRECTOR | Management | For | For | ||||||||||||||||
17. | TO ELECT MR F SIJBESMA AS A DIRECTOR | Management | For | For | ||||||||||||||||
18. | TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | For | ||||||||||||||||
19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||||||||||
20. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | ||||||||||||||||
21. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||||||||
22. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||||||||||
23. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||||||||
24. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||||||||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||||||||
Security | 73755L107 | Meeting Type | Annual and Special Meeting | |||||||||||||||||
Ticker Symbol | POT | Meeting Date | 15-May-2014 | |||||||||||||||||
ISIN | CA73755L1076 | Agenda | 933945377 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||
1 | C.M. BURLEY | For | For | |||||||||||||||||
2 | D.G. CHYNOWETH | For | For | |||||||||||||||||
3 | W.J. DOYLE | For | For | |||||||||||||||||
4 | J.W. ESTEY | For | For | |||||||||||||||||
5 | G.W. GRANDEY | For | For | |||||||||||||||||
6 | C.S. HOFFMAN | For | For | |||||||||||||||||
7 | D.J. HOWE | For | For | |||||||||||||||||
8 | A.D. LABERGE | For | For | |||||||||||||||||
9 | C.E. MADERE | For | For | |||||||||||||||||
10 | K.G. MARTELL | For | For | |||||||||||||||||
11 | J.J. MCCAIG | For | For | |||||||||||||||||
12 | M. MOGFORD | For | For | |||||||||||||||||
13 | E. VIYELLA DE PALIZA | For | For | |||||||||||||||||
02 | THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION. | Management | For | For | ||||||||||||||||
03 | THE RESOLUTION (ATTACHED AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | ||||||||||||||||
04 | THE ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | ||||||||||||||||
TOTAL S.A. | ||||||||||||||||||||
Security | 89151E109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | TOT | Meeting Date | 16-May-2014 | |||||||||||||||||
ISIN | US89151E1091 | Agenda | 933988707 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
O1 | APPROVAL OF FINANCIAL STATEMENTS OF THE PARENT COMPANY FOR THE 2013 FISCAL YEAR. | Management | For | For | ||||||||||||||||
O2 | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FISCAL YEAR. | Management | For | For | ||||||||||||||||
O3 | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND. | Management | For | For | ||||||||||||||||
O4 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY. | Management | For | For | ||||||||||||||||
O5 | RENEWAL OF THE APPOINTMENT OF MS. PATRICIA BARBIZET AS A DIRECTOR. | Management | For | For | ||||||||||||||||
O6 | RENEWAL OF THE APPOINTMENT OF MS. MARIE-CHRISTINE COISNE-ROQUETTE AS A DIRECTOR. | Management | For | For | ||||||||||||||||
O7 | RENEWAL OF THE APPOINTMENT OF MR. PAUL DESMARAIS, JR AS A DIRECTOR. | Management | For | For | ||||||||||||||||
O8 | RENEWAL OF THE APPOINTMENT OF MS. BARBARA KUX AS A DIRECTOR. | Management | For | For | ||||||||||||||||
O9 | ADVISORY OPINION ON THE ELEMENTS OF COMPENSATION DUE OR GRANTED FOR FISCAL YEAR ENDED DECEMBER 31, 2013 TO MR. CHRISTOPHE DE MARGERIE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER. | Management | For | For | ||||||||||||||||
E10 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES AND/OR ANY SECURITIES PROVIDING ACCESS TO THE COMPANY'S SHARE CAPITAL WHILE MAINTAINING SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS OR BY CAPITALIZING PREMIUMS, RESERVES, SURPLUSES OR OTHER LINE ITEMS. | Management | For | For | ||||||||||||||||
E11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | For | ||||||||||||||||
E12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED, IN THE EVENT OF SURPLUS DEMAND IN CASE OF SHARE CAPITAL INCREASE WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | For | ||||||||||||||||
E13 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO SHARE CAPITAL, IN PAYMENT OF SECURITIES THAT WOULD BE CONTRIBUTED TO THE COMPANY, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED TO REMUNERATE IN- KIND CONTRIBUTIONS. | Management | For | For | ||||||||||||||||
E14 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED IN ARTICLES L. 3332-18 AND FOLLOWING OF THE FRENCH LABOUR CODE, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO THE SUBSCRIPTION OF SHARES BY GROUP EMPLOYEES. | Management | For | For | ||||||||||||||||
E15 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL RESERVED FOR CATEGORIES OF BENEFICIARIES IN A TRANSACTION RESERVED FOR EMPLOYEES WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS. | Management | For | For | ||||||||||||||||
E16 | AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO EMPLOYEES OF THE GROUP AS WELL AS TO EXECUTIVE DIRECTORS OF THE COMPANY OR OTHER COMPANIES OF THE GROUP, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED IN FAVOR OF THE BENEFICIARIES OF SUCH SHARE ALLOCATIONS. | Management | For | For | ||||||||||||||||
E17 | AMENDMENT OF ARTICLE 11 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO DETERMINE THE APPOINTMENT PROCEDURES OF THE DIRECTOR(S) REPRESENTING EMPLOYEES PURSUANT TO THE FRENCH LAW OF JUNE 14, 2013, ON THE PROTECTION OF EMPLOYMENT AND TO INTEGRATE TECHNICAL CHANGES CONCERNING CERTAIN PROVISIONS REGARDING THE DIRECTORS REPRESENTING EMPLOYEE SHAREHOLDERS. | Management | For | For | ||||||||||||||||
E18 | AMENDMENT OF ARTICLE 12 OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO SET THE LIMIT ON THE AGE OF THE CHAIRMAN OF THE BOARD AT 70 YEARS. | Management | For | For | ||||||||||||||||
E19 | AMENDMENT OF ARTICLE 15 OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO SET THE LIMIT ON THE AGE OF THE PRESIDENT AT 67 YEARS. | Management | For | For | ||||||||||||||||
E20 | AMENDMENT OF ARTICLE 17 OF THE COMPANY'S ARTICLES OF ASSOCIATION FOR HARMONIZATION PURPOSES WITH THE FRENCH ORDER OF DECEMBER 9, 2010, IMPLEMENTING INTO FRENCH LEGISLATION THE EUROPEAN DIRECTIVE REGARDING THE RIGHT OF SHAREHOLDERS TO BE REPRESENTED AT SHAREHOLDERS' MEETINGS BY ANY PERSON OF THEIR CHOICE. | Management | For | For | ||||||||||||||||
O21 | CIRCULATION OF A QUARTERLY NEWSLETTER BY THE EMPLOYEE DIRECTORS AND THE DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS. | Management | For | Against | ||||||||||||||||
O22 | COMPONENTS OF THE COMPENSATION OF EXECUTIVE DIRECTORS AND EMPLOYEES LINKED TO INDUSTRIAL SAFETY INDICATORS. | Management | For | Against | ||||||||||||||||
E23 | EXPANSION OF INDIVIDUAL SHARE OWNERSHIP (LOYALTY DIVIDEND). | Management | For | Against | ||||||||||||||||
E24 | INCLUSION OF EMPLOYEE DIRECTOR(S) IN THE BOARD OF DIRECTORS' ORGANIZATION (AMENDMENT OF PARAGRAPH 5, ARTICLE 12 OF THE ARTICLES OF ASSOCIATION TO PROVIDE FOR THE PARTICIPATION OF EMPLOYEE DIRECTORS IN ALL THE BOARD'S COMMITTEES). | Management | Against | For | ||||||||||||||||
E25 | DISTRIBUTION OF ATTENDANCE FEES (AMENDMENT OF PARAGRAPH 7, ARTICLE 12 OF THE ARTICLES OF ASSOCIATION TO PROVIDE FOR A DISTRIBUTION OF ATTENDANCE FEES BASED ON THE ACTUAL TIME SPENT BY DIRECTORS AT BOARD MEETINGS). | Management | Against | For | ||||||||||||||||
INTEL CORPORATION | ||||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | INTC | Meeting Date | 22-May-2014 | |||||||||||||||||
ISIN | US4581401001 | Agenda | 933962854 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: SUSAN L. DECKER | Management | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | ||||||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR | Management | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | ||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000680449 | AMANA INCOME FUND | 6804498400 | BNY MELLON | 1,000,000 | 0 | |||||||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 28-May-2014 | |||||||||||||||||
ISIN | US30231G1022 | Agenda | 933975154 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||
1 | M.J. BOSKIN | For | For | |||||||||||||||||
2 | P. BRABECK-LETMATHE | For | For | |||||||||||||||||
3 | U.M. BURNS | For | For | |||||||||||||||||
4 | L.R. FAULKNER | For | For | |||||||||||||||||
5 | J.S. FISHMAN | For | For | |||||||||||||||||
6 | H.H. FORE | For | For | |||||||||||||||||
7 | K.C. FRAZIER | For | For | |||||||||||||||||
8 | W.W. GEORGE | For | For | |||||||||||||||||
9 | S.J. PALMISANO | For | For | |||||||||||||||||
10 | S.S REINEMUND | For | For | |||||||||||||||||
11 | R.W. TILLERSON | For | For | |||||||||||||||||
12 | W.C. WELDON | For | For | |||||||||||||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | ||||||||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||||||||
4. | MAJORITY VOTE FOR DIRECTORS | Shareholder | For | Against | ||||||||||||||||
5. | LIMIT DIRECTORSHIPS | Shareholder | For | Against | ||||||||||||||||
6. | AMENDMENT OF EEO POLICY | Shareholder | Against | For | ||||||||||||||||
7. | REPORT ON LOBBYING | Shareholder | Against | For | ||||||||||||||||
8. | GREENHOUSE GAS EMISSIONS GOALS | Shareholder | Against | For | ||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||
000680449 | AMANA INCOME FUND | 6804498400 | BNY MELLON | 350,000 | 0 | 03-Jun-2014 | ||||||||||||||
FREEPORT-MCMORAN COPPER & GOLD INC. | ||||||||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | FCX | Meeting Date | 17-Jun-2014 | |||||||||||||||||
ISIN | US35671D8570 | Agenda | 933999180 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||
1 | RICHARD C. ADKERSON | For | For | |||||||||||||||||
2 | ROBERT J. ALLISON, JR. | For | For | |||||||||||||||||
3 | ALAN R. BUCKWALTER, III | For | For | |||||||||||||||||
4 | ROBERT A. DAY | For | For | |||||||||||||||||
5 | JAMES C. FLORES | For | For | |||||||||||||||||
6 | GERALD J. FORD | For | For | |||||||||||||||||
7 | THOMAS A. FRY, III | For | For | |||||||||||||||||
8 | H. DEVON GRAHAM, JR. | For | For | |||||||||||||||||
9 | LYDIA H. KENNARD | For | For | |||||||||||||||||
10 | CHARLES C. KRULAK | For | For | |||||||||||||||||
11 | BOBBY LEE LACKEY | For | For | |||||||||||||||||
12 | JON C. MADONNA | For | For | |||||||||||||||||
13 | DUSTAN E. MCCOY | For | For | |||||||||||||||||
14 | JAMES R. MOFFETT | For | For | |||||||||||||||||
15 | STEPHEN H. SIEGELE | For | For | |||||||||||||||||
16 | FRANCES FRAGOS TOWNSEND | For | For | |||||||||||||||||
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||||||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||||||||||||
4 | APPROVAL OF THE FREEPORT-MCMORAN COPPER & GOLD INC. ANNUAL INCENTIVE PLAN. | Management | For | For | ||||||||||||||||
5 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS. | Shareholder | Against | For | ||||||||||||||||
CHUNGHWA TELECOM CO. LTD. | ||||||||||||||||||||
Security | 17133Q502 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CHT | Meeting Date | 24-Jun-2014 | |||||||||||||||||
ISIN | US17133Q5027 | Agenda | 934030026 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1 | RATIFICATION OF 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||
2 | RATIFICATION OF THE PROPOSAL FOR THE DISTRIBUTION OF 2013 EARNINGS | Management | Abstain | Against | ||||||||||||||||
3 | THE PROPOSAL FOR A CASH DISTRIBUTION FROM CAPITAL SURPLUS | Management | Abstain | Against | ||||||||||||||||
4 | AMENDMENT TO THE "ARTICLES OF INCORPORATION" | Management | Abstain | Against | ||||||||||||||||
5 | AMENDMENT TO THE "PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS" | Management | Abstain | Against | ||||||||||||||||
6.1 | THE PROPOSAL TO RELEASE NON- COMPETE RESTRICTIONS ON DIRECTOR: CHICH-CHIANG FAN | Management | Abstain | Against | ||||||||||||||||
6.2 | THE PROPOSAL TO RELEASE NON- COMPETE RESTRICTIONS ON DIRECTOR: LIH-SHYNG TSAI (CHAIRMAN) | Management | Abstain | Against | ||||||||||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||||||||||
Security | 874039100 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | TSM | Meeting Date | 24-Jun-2014 | |||||||||||||||||
ISIN | US8740391003 | Agenda | 934035189 - Management | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1) | TO ACCEPT 2013 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | For | For | ||||||||||||||||
2) | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2013 PROFITS | Management | For | For | ||||||||||||||||
3) | TO REVISE THE FOLLOWING INTERNAL RULES: (A) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS, (B) PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS | Management | For | For |