CVD Equipment (CVV) 8-K Submission of Matters to a Vote of Security Holders

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 8-K

CURRENT REPORT Pursuant

to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of report (Date of earliest event reported): October 29, 2019

CVD EQUIPMENT CORPORATION

(Exact Name of Registrant as Specified in Its Charter)

New York	1-16525	11-2621692
(State or Other Jurisdiction of Incorporation or Organization)	(Commission File Number)	(IRS Employer Identification No.)

355 South Technology Drive Central Islip, New York	11722
(Address of Principal Executive Offices)	(Zip Code)

Registrant’s Telephone Number, Including Area Code: (631) 981-7081

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities Registered pursuant to Section 12(b) of the Act:

Title of each class	Trading Symbol(s)	Name of exchange on which registered
Common Stock	CVV	Nasdaq Capital Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐       

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07        Submission of Matters to a Vote of Security Holders

The Annual Meeting of Shareholders (the “Annual Meeting”) of CVD Equipment Corporation (the “Company”) was held on October 29, 2019. At the Annual Meeting, the shareholders voted on the following three proposals and cast their votes as described below. The proposals are described in more detail in the Company’s Definitive Proxy Statement on Schedule 14A filed with the U.S. Securities and Exchange Commission on September 24, 2019.

Proposal 1: Election of the five nominees listed below to serve on the Board of Directors of the Company until the 2020 Annual Meeting of Shareholders and until their respective successors have been duly elected and qualified:

Nominee	Number of Votes Cast in Favor	Number of Votes Withheld	Number of Broker Non-Votes
Leonard A. Rosenbaum	2,218,109	266,687	2,790,388
Martin J. Teitelbaum	2,210,997	273,799	2,790,388
Conrad J. Gunther	2,223,697	261,099	2,790,388
Lawrence J. Waldman	2,211,993	272,803	2,790,388
Raymond A. Nielsen	2,206,730	278,066	2,790,388

Proposal 2. The ratification of Marcum, LLP as the Company’s independent registered public accounting firm for the years ending December 31, 2019 and 2020.

Number of Votes Cast in Favor	Number of Votes Cast Against	Number of Votes Abstain
5,240,780	18,213	16,191

Proposal 3. The approval of an advisory resolution supporting the compensation of the Company’s Named Executive Officers.

Number of Votes Cast in Favor	Number of Votes Cast Against	Number of Votes Abstain	Number of Broker Non-Votes
2,157,926	315,370	11,500	2,790,388

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Date:  October 30, 2019

CVD EQUIPMENT CORPORATION
By:	/s/ Thomas McNeill
Name:	Thomas McNeill
Title:	Chief Financial Officer