FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-4325
First Investors Life Series Funds
(Exact name of registrant as specified in charter)
110 Wall Street
New York, NY 10005
(Address of principal executive offices)
Joseph I. Benedek
First Investors Management Company, Inc.
Raritan Plaza I
8th Floor
Edison, NJ 08837-3620
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-212-858-8000
Date of Fiscal year-end: 12/31/2011
Date of reporting period: 7/1/2010 - 6/30/2011
Item 1. Proxy Voting Record
First Investors Life Series Funds - Blue Chip Fund
| McKesson Corporation | |||||
| Ticker MCK | Meeting Date | Meeting Type | Record Date | ||
| 28-Jul-10 | Annual | 01-Jun-10 | |||
| CUSIP: 58155Q103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Andy D. Bryant | Mgmt | For | For | |
| 2 | Elect Director Wayne A. Budd | Mgmt | For | For | |
| 3 | Elect Director John H. Hammergren | Mgmt | For | For | |
| 4 | Elect Director Alton F. Irby III | Mgmt | For | Against | |
| 5 | Elect Director M. Christine Jacobs | Mgmt | For | Against | |
| 6 | Elect Director Marie L. Knowles | Mgmt | For | For | |
| 7 | Elect Director David M. Lawrence | Mgmt | For | Against | |
| 8 | Elect Director Edward A. Mueller | Mgmt | For | Against | |
| 9 | Elect Director Jane E. Shaw | Mgmt | For | For | |
| 10 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 11 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Stock Retention/Holding Period | SH | Against | For | |
| 14 | Report on Pay Disparity | SH | Against | Against | |
| Medtronic, Inc. | |||||
| Ticker MDT | Meeting Date | Meeting Type | Record Date | ||
| 25-Aug-10 | Annual | 28-Jun-10 | |||
| CUSIP: 585055106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Richard H. Anderson | Mgmt | For | For | |
| 1.2 | Elect Director David L. Calhoun | Mgmt | For | For | |
| 1.3 | Elect Director Victor J. Dzau | Mgmt | For | For | |
| 1.4 | Elect Director William A. Hawkins | Mgmt | For | For | |
| 1.5 | Elect Director Shirley A. Jackson | Mgmt | For | For | |
| 1.6 | Elect Director James T. Lenehan | Mgmt | For | For | |
| 1.7 | Elect Director Denise M. O'Leary | Mgmt | For | For | |
| 1.8 | Elect Director Kendall J. Powell | Mgmt | For | For | |
| 1.9 | Elect Director Robert C. Pozen | Mgmt | For | For | |
| 1.10 | Elect Director Jean-Pierre Rosso | Mgmt | For | For | |
| 1.11 | Elect Director Jack W. Schuler | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| NIKE, Inc. | |||||
| Ticker NKE | Meeting Date | Meeting Type | Record Date | ||
| 20-Sep-10 | Annual | 26-Jul-10 | |||
| CUSIP: 654106103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jill K. Conway | Mgmt | For | For | |
| 1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director John C. Lechleiter | Mgmt | For | For | |
| 1.4 | Elect Director Phyllis M. Wise | Mgmt | For | For | |
| 2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Symantec Corporation | |||||
| Ticker SYMC | Meeting Date | Meeting Type | Record Date | ||
| 20-Sep-10 | Annual | 26-Jul-10 | |||
| CUSIP: 871503108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Stephen M. Bennett | Mgmt | For | For | |
| 2 | Elect Director Michael A. Brown | Mgmt | For | For | |
| 3 | Elect Director William T. Coleman, III | Mgmt | For | For | |
| 4 | Elect Director Frank E. Dangeard | Mgmt | For | For | |
| 5 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | |
| 6 | Elect Director David L. Mahoney | Mgmt | For | For | |
| 7 | Elect Director Robert S. Miller | Mgmt | For | For | |
| 8 | Elect Director Enrique Salem | Mgmt | For | For | |
| 9 | Elect Director Daniel H. Schulman | Mgmt | For | For | |
| 10 | Elect Director John W. Thompson | Mgmt | For | For | |
| 11 | Elect Director V. Paul Unruh | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| H&R Block, Inc. | |||||
| Ticker HRB | Meeting Date | Meeting Type | Record Date | ||
| 30-Sep-10 | Annual | 27-Jul-10 | |||
| CUSIP: 093671105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Alan M. Bennett | Mgmt | For | For | |
| 2 | Elect Director Richard C. Breeden | Mgmt | For | For | |
| 3 | Elect Director William C. Cobb | Mgmt | For | For | |
| 4 | Elect Director Robert A. Gerard | Mgmt | For | For | |
| 5 | Elect Director Len J. Lauer | Mgmt | For | For | |
| 6 | Elect Director David B. Lewis | Mgmt | For | For | |
| 7 | Elect Director Bruce C. Rohde | Mgmt | For | For | |
| 8 | Elect Director Tom D. Seip | Mgmt | For | For | |
| 9 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | |
| 10 | Elect Director Christianna Wood | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 13 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 14 | Reduce Supermajority Vote Requirement | SH | For | For | |
| 15 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | For | |
| 17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Mgmt | For | For | |
| 18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Mgmt | For | For | |
| 19 | Ratify Auditors | Mgmt | For | For | |
| Oracle Corporation | |||||
| Ticker ORCL | Meeting Date | Meeting Type | Record Date | ||
| 06-Oct-10 | Annual | 09-Aug-10 | |||
| CUSIP: 68389X105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jeffrey S. Berg | Mgmt | For | Withhold | |
| 1.2 | Elect Director H. Raymond Bingham | Mgmt | For | For | |
| 1.3 | Elect Director Michael J. Boskin | Mgmt | For | For | |
| 1.4 | Elect Director Safra A. Catz | Mgmt | For | For | |
| 1.5 | Elect Director Bruce R. Chizen | Mgmt | For | For | |
| 1.6 | Elect Director George H. Conrades | Mgmt | For | For | |
| 1.7 | Elect Director Lawrence J. Ellison | Mgmt | For | For | |
| 1.8 | Elect Director Hector Garcia-Molina | Mgmt | For | Withhold | |
| 1.9 | Elect Director Jeffrey O. Henley | Mgmt | For | For | |
| 1.10 | Elect Director Mark V. Hurd | Mgmt | For | For | |
| 1.11 | Elect Director Donald L. Lucas | Mgmt | For | For | |
| 1.12 | Elect Director Naomi O. Seligman | Mgmt | For | Withhold | |
| 2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Establish Board Committee on Sustainability | SH | Against | Against | |
| 6 | Require a Majority Vote for the Election of Directors | SH | Against | For | |
| 7 | Stock Retention/Holding Period | SH | Against | For | |
| The Procter & Gamble Company | |||||
| Ticker PG | Meeting Date | Meeting Type | Record Date | ||
| 12-Oct-10 | Annual | 13-Aug-10 | |||
| CUSIP: 742718109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Angela F. Braly | Mgmt | For | For | |
| 2 | Elect Director Kenneth I. Chenault | Mgmt | For | For | |
| 3 | Elect Director Scott D. Cook | Mgmt | For | For | |
| 4 | Elect Director Rajat K. Gupta | Mgmt | For | For | |
| 5 | Elect Director Robert A. Mcdonald | Mgmt | For | For | |
| 6 | Elect Director W. James Mcnerney, Jr. | Mgmt | For | For | |
| 7 | Elect Director Johnathan A. Rodgers | Mgmt | For | For | |
| 8 | Elect Director Mary A. Wilderotter | Mgmt | For | For | |
| 9 | Elect Director Patricia A. Woertz | Mgmt | For | For | |
| 10 | Elect Director Ernesto Zedillo | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Provide for Cumulative Voting | SH | Against | For | |
| Automatic Data Processing, Inc. | |||||
| Ticker ADP | Meeting Date | Meeting Type | Record Date | ||
| 09-Nov-10 | Annual | 10-Sep-10 | |||
| CUSIP: 053015103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |
| 1.2 | Elect Director Leslie A. Brun | Mgmt | For | For | |
| 1.3 | Elect Director Gary C. Butler | Mgmt | For | For | |
| 1.4 | Elect Director Leon G. Cooperman | Mgmt | For | For | |
| 1.5 | Elect Director Eric C. Fast | Mgmt | For | For | |
| 1.6 | Elect Director Linda R. Gooden | Mgmt | For | For | |
| 1.7 | Elect Director R. Glenn Hubbard | Mgmt | For | For | |
| 1.8 | Elect Director John P. Jones | Mgmt | For | For | |
| 1.9 | Elect Director Sharon T. Rowlands | Mgmt | For | For | |
| 1.10 | Elect Director Enrique T. Salem | Mgmt | For | For | |
| 1.11 | Elect Director Gregory L. Summe | Mgmt | For | For | |
| 2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| Microsoft Corporation | |||||
| Ticker MSFT | Meeting Date | Meeting Type | Record Date | ||
| 16-Nov-10 | Annual | 03-Sep-10 | |||
| CUSIP: 594918104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Steven A. Ballmer | Mgmt | For | For | |
| 2 | Elect Director Dina Dublon | Mgmt | For | For | |
| 3 | Elect Director William H. Gates III | Mgmt | For | For | |
| 4 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |
| 5 | Elect Director Reed Hastings | Mgmt | For | For | |
| 6 | Elect Director Maria M. Klawe | Mgmt | For | For | |
| 7 | Elect Director David F. Marquardt | Mgmt | For | For | |
| 8 | Elect Director Charles H. Noski | Mgmt | For | For | |
| 9 | Elect Director Helmut Panke | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against | |
| The Clorox Company | |||||
| Ticker CLX | Meeting Date | Meeting Type | Record Date | ||
| 17-Nov-10 | Annual | 20-Sep-10 | |||
| CUSIP: 189054109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Daniel Boggan, Jr. | Mgmt | For | For | |
| 2 | Elect Director Richard H. Carmona | Mgmt | For | For | |
| 3 | Elect Director Tully M. Friedman | Mgmt | For | For | |
| 4 | Elect Director George J. Harad | Mgmt | For | For | |
| 5 | Elect Director Donald R. Knauss | Mgmt | For | For | |
| 6 | Elect Director Robert W. Matschullat | Mgmt | For | For | |
| 7 | Elect Director Gary G. Michael | Mgmt | For | For | |
| 8 | Elect Director Edward A. Mueller | Mgmt | For | For | |
| 9 | Elect Director Jan L. Murley | Mgmt | For | For | |
| 10 | Elect Director Pamela Thomas-Graham | Mgmt | For | For | |
| 11 | Elect Director Carolyn M. Ticknor | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 15 | Require Independent Board Chairman | SH | Against | Against | |
| Cisco Systems, Inc. | |||||
| Ticker CSCO | Meeting Date | Meeting Type | Record Date | ||
| 18-Nov-10 | Annual | 20-Sep-10 | |||
| CUSIP: 17275R102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Carol A. Bartz | Mgmt | For | For | |
| 2 | Elect Director M. Michele Burns | Mgmt | For | For | |
| 3 | Elect Director Michael D. Capellas | Mgmt | For | For | |
| 4 | Elect Director Larry R. Carter | Mgmt | For | For | |
| 5 | Elect Director John T. Chambers | Mgmt | For | For | |
| 6 | Elect Director Brian L. Halla | Mgmt | For | For | |
| 7 | Elect Director John L. Hennessy | Mgmt | For | For | |
| 8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | |
| 9 | Elect Director Roderick C. Mcgeary | Mgmt | For | For | |
| 10 | Elect Director Michael K. Powell | Mgmt | For | For | |
| 11 | Elect Director Arun Sarin | Mgmt | For | For | |
| 12 | Elect Director Steven M. West | Mgmt | For | For | |
| 13 | Elect Director Jerry Yang | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| 16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against | |
| 17 | Report on Internet Fragmentation | SH | Against | For | |
| 18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | SH | Against | Against | |
| Walgreen Co. | |||||
| Ticker WAG | Meeting Date | Meeting Type | Record Date | ||
| 12-Jan-11 | Annual | 15-Nov-10 | |||
| CUSIP: 931422109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David J. Brailer | Mgmt | For | For | |
| 2 | Elect Director Steven A. Davis | Mgmt | For | For | |
| 3 | Elect Director William C. Foote | Mgmt | For | For | |
| 4 | Elect Director Mark P. Frissora | Mgmt | For | For | |
| 5 | Elect Director Ginger L. Graham | Mgmt | For | For | |
| 6 | Elect Director Alan G. McNally | Mgmt | For | For | |
| 7 | Elect Director Nancy M. Schlichting | Mgmt | For | For | |
| 8 | Elect Director David Y. Schwartz | Mgmt | For | For | |
| 9 | Elect Director Alejandro Silva | Mgmt | For | For | |
| 10 | Elect Director James A. Skinner | Mgmt | For | For | |
| 11 | Elect Director Gregory D. Wasson | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Amend Articles of Incorporation to Revise the Purpose Clause | Mgmt | For | For | |
| 14 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 15 | Rescind Fair Price Provision | Mgmt | For | For | |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 17 | Performance-Based Equity Awards | SH | Against | For | |
| Costco Wholesale Corporation | |||||
| Ticker COST | Meeting Date | Meeting Type | Record Date | ||
| 27-Jan-11 | Annual | 22-Nov-10 | |||
| CUSIP: 22160K105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Susan L. Decker | Mgmt | For | For | |
| 1.2 | Elect Director Richard M. Libenson | Mgmt | For | For | |
| 1.3 | Elect Director John W. Meisenbach | Mgmt | For | For | |
| 1.4 | Elect Director Charles T. Munger | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Emerson Electric Co. | |||||
| Ticker EMR | Meeting Date | Meeting Type | Record Date | ||
| 01-Feb-11 | Annual | 23-Nov-10 | |||
| CUSIP: 291011104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director D.N. Farr | Mgmt | For | For | |
| 1.2 | Elect Director H. Green | Mgmt | For | For | |
| 1.3 | Elect Director C.A. Peters | Mgmt | For | For | |
| 1.4 | Elect Director J.W. Prueher | Mgmt | For | For | |
| 1.5 | Elect Director R.L. Ridgway | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Approve Stock Option Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 7 | Report on Sustainability | SH | Against | For | |
| Novartis AG | |||||
| Ticker NOVN | Meeting Date | Meeting Type | Record Date | ||
| 22-Feb-11 | Annual | 25-Jan-11 | |||
| CUSIP: H5820Q150 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Mgmt | For | For | |
| 4 | Approve Remuneration System | Mgmt | For | Against | |
| 5a | Reelect Ann Fudge as Director | Mgmt | For | For | |
| 5b | Reelect Pierre Landolt as Director | Mgmt | For | For | |
| 5c | Reelect Ulrich Lehner as Director | Mgmt | For | For | |
| 5d | Elect Enrico Vanni as Director | Mgmt | For | For | |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | |
| 7 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | Against | |
| Apple Inc. | |||||
| Ticker AAPL | Meeting Date | Meeting Type | Record Date | ||
| 23-Feb-11 | Annual | 27-Dec-10 | |||
| CUSIP: 037833100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director William V. Campbell | Mgmt | For | For | |
| 1.2 | Elect Director Millard S. Drexler | Mgmt | For | For | |
| 1.3 | Elect Director Albert A. Gore, Jr. | Mgmt | For | For | |
| 1.4 | Elect Director Steven P. Jobs | Mgmt | For | For | |
| 1.5 | Elect Director Andrea Jung | Mgmt | For | For | |
| 1.6 | Elect Director Arthur D. Levinson | Mgmt | For | For | |
| 1.7 | Elect Director Ronald D. Sugar | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Adopt Policy on Succession Planning | SH | Against | For | |
| 6 | Require a Majority Vote for the Election of Directors | SH | Against | For | |
| QUALCOMM Incorporated | |||||
| Ticker QCOM | Meeting Date | Meeting Type | Record Date | ||
| 08-Mar-11 | Annual | 10-Jan-11 | |||
| CUSIP: 747525103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Barbara T. Alexander | Mgmt | For | For | |
| 1.2 | Elect Director Stephen M. Bennett | Mgmt | For | For | |
| 1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | For | |
| 1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | For | |
| 1.5 | Elect Director Thomas W. Horton | Mgmt | For | For | |
| 1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | For | |
| 1.7 | Elect Director Paul E. Jacobs | Mgmt | For | For | |
| 1.8 | Elect Director Robert E. Kahn | Mgmt | For | For | |
| 1.9 | Elect Director Sherry Lansing | Mgmt | For | For | |
| 1.10 | Elect Director Duane A. Nelles | Mgmt | For | For | |
| 1.11 | Elect Director Francisco Ros | Mgmt | For | For | |
| 1.12 | Elect Director Brent Scowcroft | Mgmt | For | For | |
| 1.13 | Elect Director Marc I. Stern | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 7 | Require a Majority Vote for the Election of Directors | SH | Against | For | |
| Tyco International, Ltd. | |||||
| Ticker TYC | Meeting Date | Meeting Type | Record Date | ||
| 09-Mar-11 | Annual | 10-Jan-11 | |||
| CUSIP: H89128104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Mgmt | For | For | |
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 3.1 | Elect Edward D. Breen as Director | Mgmt | For | For | |
| 3.2 | Elect Michael Daniels as Director | Mgmt | For | For | |
| 3.3 | Reelect Timothy Donahue as Director | Mgmt | For | For | |
| 3.4 | Reelect Brian Duperreault as Director | Mgmt | For | For | |
| 3.5 | Reelect Bruce Gordon as Director | Mgmt | For | For | |
| 3.6 | Reelect Rajiv L. Gupta as Director | Mgmt | For | For | |
| 3.7 | Reelect John Krol as Director | Mgmt | For | For | |
| 3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | For | |
| 3.9 | Reelect Dinesh Paliwal as Director | Mgmt | For | For | |
| 3.10 | Reelect William Stavropoulos as Director | Mgmt | For | For | |
| 3.11 | Reelect Sandra Wijnberg as Director | Mgmt | For | For | |
| 3.12 | Reelect R. David Yost as Director | Mgmt | For | For | |
| 4a | Ratify Deloitte AG as Auditors | Mgmt | For | For | |
| 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | For | |
| 4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | For | |
| 5a | Approve Carrying Forward of Net Loss | Mgmt | For | For | |
| 5b | Approve Ordinary Cash Dividend | Mgmt | For | For | |
| 6 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | For | |
| 7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Mgmt | For | For | |
| 8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 8b | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Hewlett-Packard Company | |||||
| Ticker HPQ | Meeting Date | Meeting Type | Record Date | ||
| 23-Mar-11 | Annual | 24-Jan-11 | |||
| CUSIP: 428236103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director M. L. Andreessen | Mgmt | For | For | |
| 2 | Elect Director L. Apotheker | Mgmt | For | For | |
| 3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | Against | |
| 4 | Elect Director S.M. Baldauf | Mgmt | For | Against | |
| 5 | Elect Director S. Banerji | Mgmt | For | For | |
| 6 | Elect Director R.L. Gupta | Mgmt | For | For | |
| 7 | Elect Director J.H. Hammergren | Mgmt | For | For | |
| 8 | Elect Director R.J. Lane | Mgmt | For | For | |
| 9 | Elect Director G.M. Reiner | Mgmt | For | For | |
| 10 | Elect Director P.F. Russo | Mgmt | For | For | |
| 11 | Elect Director D. Senequier | Mgmt | For | For | |
| 12 | Elect Director G.K. Thompson | Mgmt | For | Against | |
| 13 | Elect Director M.C. Whitman | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 18 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| The Walt Disney Company | |||||
| Ticker DIS | Meeting Date | Meeting Type | Record Date | ||
| 23-Mar-11 | Annual | 24-Jan-11 | |||
| CUSIP: 254687106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Susan E. Arnold | Mgmt | For | For | |
| 2 | Elect Director John E. Bryson | Mgmt | For | For | |
| 3 | Elect Director John S. Chen | Mgmt | For | For | |
| 4 | Elect Director Judith L. Estrin | Mgmt | For | For | |
| 5 | Elect Director Robert A. Iger | Mgmt | For | For | |
| 6 | Elect Director Steven P. Jobs | Mgmt | For | For | |
| 7 | Elect Director Fred H. Langhammer | Mgmt | For | For | |
| 8 | Elect Director Aylwin B. Lewis | Mgmt | For | For | |
| 9 | Elect Director Monica C. Lozano | Mgmt | For | For | |
| 10 | Elect Director Robert W. Matschullat | Mgmt | For | For | |
| 11 | Elect Director John E. Pepper, Jr. | Mgmt | For | For | |
| 12 | Elect Director Sheryl Sandberg | Mgmt | For | For | |
| 13 | Elect Director Orin C. Smith | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 18 | Prohibit Retesting Performance Goals | SH | Against | For | |
| Schlumberger Limited | |||||
| Ticker SLB | Meeting Date | Meeting Type | Record Date | ||
| 06-Apr-11 | Annual | 16-Feb-11 | |||
| CUSIP: 806857108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Philippe Camus | Mgmt | For | For | |
| 1.2 | Elect Director Peter L.S. Currie | Mgmt | For | For | |
| 1.3 | Elect Director Andrew Gould | Mgmt | For | For | |
| 1.4 | Elect Director Tony Isaac | Mgmt | For | For | |
| 1.5 | Elect Director K. Vaman Kamath | Mgmt | For | For | |
| 1.6 | Elect Director Nikolay Kudryavtsev | Mgmt | For | For | |
| 1.7 | Elect Director Adrian Lajous | Mgmt | For | For | |
| 1.8 | Elect Director Michael E. Marks | Mgmt | For | For | |
| 1.9 | Elect Director Elizabeth Moler | Mgmt | For | For | |
| 1.10 | Elect Director Leo Rafael Reif | Mgmt | For | For | |
| 1.11 | Elect Director Tore I. Sandvold | Mgmt | For | For | |
| 1.12 | Elect Director Henri Seydoux | Mgmt | For | For | |
| 1.13 | Elect Director Paal Kibsgaard | Mgmt | For | For | |
| 1.14 | Elect Director Lubna S. Olayan | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 4 | Increase Authorized Common Stock | Mgmt | For | For | |
| 5 | Adopt Plurality Voting for Contested Election of Directors | Mgmt | For | For | |
| 6 | Adopt and Approve Financials and Dividends | Mgmt | For | For | |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |
| Novartis AG | |||||
| Ticker NOVN | Meeting Date | Meeting Type | Record Date | ||
| 08-Apr-11 | Special | 25-Feb-11 | |||
| CUSIP: H5820Q150 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1.1 | Approve Merger Agreement with Alcon Inc. | Mgmt | For | For | |
| 1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Mgmt | For | For | |
| 2 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | Against | |
| The Bank of New York Mellon Corporation | |||||
| Ticker BK | Meeting Date | Meeting Type | Record Date | ||
| 12-Apr-11 | Annual | 11-Feb-11 | |||
| CUSIP: 064058100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Ruth E. Bruch | Mgmt | For | For | |
| 2 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | |
| 3 | Elect Director Gerald L. Hassell | Mgmt | For | For | |
| 4 | Elect Director Edmund F. Kelly | Mgmt | For | For | |
| 5 | Elect Director Robert P. Kelly | Mgmt | For | For | |
| 6 | Elect Director Richard J. Kogan | Mgmt | For | For | |
| 7 | Elect Director Michael J. Kowalski | Mgmt | For | For | |
| 8 | Elect Director John A. Luke, Jr. | Mgmt | For | For | |
| 9 | Elect Director Mark A. Nordenberg | Mgmt | For | For | |
| 10 | Elect Director Catherine A. Rein | Mgmt | For | For | |
| 11 | Elect Director William C. Richardson | Mgmt | For | For | |
| 12 | Elect Director Samuel C. Scott III | Mgmt | For | For | |
| 13 | Elect Director John P. Surma | Mgmt | For | For | |
| 14 | Elect Director Wesley W. von Schack | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 18 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 19 | Ratify Auditors | Mgmt | For | For | |
| 20 | Provide for Cumulative Voting | SH | Against | For | |
| United Technologies Corporation | |||||
| Ticker UTX | Meeting Date | Meeting Type | Record Date | ||
| 13-Apr-11 | Annual | 15-Feb-11 | |||
| CUSIP: 913017109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Louis R. Chenevert | Mgmt | For | For | |
| 2 | Elect Director John V. Faraci | Mgmt | For | For | |
| 3 | Elect Director Jean-Pierre Garnier | Mgmt | For | For | |
| 4 | Elect Director Jamie S. Gorelick | Mgmt | For | For | |
| 5 | Elect Director Edward A. Kangas | Mgmt | For | For | |
| 6 | Elect Director Ellen J. Kullman | Mgmt | For | For | |
| 7 | Elect Director Charles R. Lee | Mgmt | For | For | |
| 8 | Elect Director Richard D. McCormick | Mgmt | For | For | |
| 9 | Elect Director Harold McGraw III | Mgmt | For | For | |
| 10 | Elect Director Richard B. Myers | Mgmt | For | For | |
| 11 | Elect Director H. Patrick Swygert | Mgmt | For | For | |
| 12 | Elect Director Andre Villeneuve | Mgmt | For | For | |
| 13 | Elect Director Christine Todd Whitman | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 18 | Stock Retention/Holding Period | SH | Against | For | |
| Hudson City Bancorp, Inc. | |||||
| Ticker HCBK | Meeting Date | Meeting Type | Record Date | ||
| 19-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 443683107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Ronald E. Hermance, Jr. | Mgmt | For | For | |
| 2 | Elect Director William G. Bardel | Mgmt | For | For | |
| 3 | Elect Director Scott A. Belair | Mgmt | For | For | |
| 4 | Elect Director Cornelius E. Golding | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Declassify the Board of Directors | SH | Against | For | |
| M&T Bank Corporation | |||||
| Ticker MTB | Meeting Date | Meeting Type | Record Date | ||
| 19-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 55261F104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Brent D. Baird | Mgmt | For | For | |
| 1.2 | Elect Director Robert J. Bennett | Mgmt | For | For | |
| 1.3 | Elect Director C. Angela Bontempo | Mgmt | For | For | |
| 1.4 | Elect Director Robert T. Brady | Mgmt | For | Withhold | |
| 1.5 | Elect Director Michael D. Buckley | Mgmt | For | For | |
| 1.6 | Elect Director T. Jefferson Cunningham, III | Mgmt | For | For | |
| 1.7 | Elect Director Mark J. Czarnecki | Mgmt | For | For | |
| 1.8 | Elect Director Gary N. Geisel | Mgmt | For | For | |
| 1.9 | Elect Director Patrick W.E. Hodgson | Mgmt | For | For | |
| 1.10 | Elect Director Richard G. King | Mgmt | For | For | |
| 1.11 | Elect Director Jorge G. Pereira | Mgmt | For | For | |
| 1.12 | Elect Director Michael P. Pinto | Mgmt | For | For | |
| 1.13 | Elect Director Melinda R. Rich | Mgmt | For | For | |
| 1.14 | Elect Director Robert E. Sadler, Jr. | Mgmt | For | For | |
| 1.15 | Elect Director Herbert L. Washington | Mgmt | For | For | |
| 1.16 | Elect Director Robert G. Wilmers | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| Northern Trust Corporation | |||||
| Ticker NTRS | Meeting Date | Meeting Type | Record Date | ||
| 19-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 665859104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Linda Walker Bynoe | Mgmt | For | For | |
| 1.2 | Elect Director Nicholas D. Chabraja | Mgmt | For | For | |
| 1.3 | Elect Director Susan Crown | Mgmt | For | For | |
| 1.4 | Elect Director Dipak C. Jain | Mgmt | For | For | |
| 1.5 | Elect Director Robert W. Lane | Mgmt | For | For | |
| 1.6 | Elect Director Robert C. McCormack | Mgmt | For | For | |
| 1.7 | Elect Director Edward J. Mooney | Mgmt | For | For | |
| 1.8 | Elect Director John W. Rowe | Mgmt | For | For | |
| 1.9 | Elect DirectorMartin P. Slark | Mgmt | For | For | |
| 1.10 | Elect Director David H.B. Smith, Jr. | Mgmt | For | For | |
| 1.11 | Elect Director Enrique J. Sosa | Mgmt | For | For | |
| 1.12 | Elect Director Charles A. Tribbett, III | Mgmt | For | For | |
| 1.13 | Elect Director Frederick H. Waddell | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| U.S. Bancorp | |||||
| Ticker USB | Meeting Date | Meeting Type | Record Date | ||
| 19-Apr-11 | Annual | 22-Feb-11 | |||
| CUSIP: 902973304 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | |
| 2 | Elect Director Y. Marc Belton | Mgmt | For | For | |
| 3 | Elect Director Victoria Buyniski Gluckman | Mgmt | For | For | |
| 4 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | For | |
| 5 | Elect Director Richard K. Davis | Mgmt | For | For | |
| 6 | Elect Director Joel W. Johnson | Mgmt | For | For | |
| 7 | Elect Director Olivia F. Kirtley | Mgmt | For | For | |
| 8 | Elect Director Jerry W. Levin | Mgmt | For | For | |
| 9 | Elect Director David B. O'Maley | Mgmt | For | For | |
| 10 | Elect Director O Dell M. Owens | Mgmt | For | For | |
| 11 | Elect Director Richard G. Reiten | Mgmt | For | For | |
| 12 | Elect Director Craig D. Schnuck | Mgmt | For | For | |
| 13 | Elect Director Patrick T. Stokes | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Advisory Vote to Ratify Directors' Compensation | SH | Against | Against | |
| C. R. Bard, Inc. | |||||
| Ticker BCR | Meeting Date | Meeting Type | Record Date | ||
| 20-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 067383109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John C. Kelly | Mgmt | For | For | |
| 1.2 | Elect Director Gail K. Naughton | Mgmt | For | For | |
| 1.3 | Elect Director John H. Weiland | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Prepare Sustainability Report | SH | Against | For | |
| 6 | Declassify the Board of Directors | SH | Against | For | |
| Adobe Systems Incorporated | |||||
| Ticker ADBE | Meeting Date | Meeting Type | Record Date | ||
| 21-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 00724F101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Robert K. Burgess | Mgmt | For | For | |
| 2 | Elect Director Daniel Rosensweig | Mgmt | For | For | |
| 3 | Elect Director Robert Sedgewick | Mgmt | For | For | |
| 4 | Elect Director John E. Warnock | Mgmt | For | For | |
| 5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Declassify the Board of Directors | Mgmt | For | For | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Kimberly-Clark Corporation | |||||
| Ticker KMB | Meeting Date | Meeting Type | Record Date | ||
| 21-Apr-11 | Annual | 22-Feb-11 | |||
| CUSIP: 494368103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director John R. Alm | Mgmt | For | For | |
| 2 | Elect Director John F. Bergstrom | Mgmt | For | For | |
| 3 | Elect Director Abelardo E. Bru | Mgmt | For | For | |
| 4 | Elect Director Robert W. Decherd | Mgmt | For | For | |
| 5 | Elect Director Thomas J. Falk | Mgmt | For | For | |
| 6 | Elect Director Mae C. Jemison | Mgmt | For | For | |
| 7 | Elect Director James M. Jenness | Mgmt | For | For | |
| 8 | Elect Director Nancy J. Karch | Mgmt | For | For | |
| 9 | Elect Director Ian C. Read | Mgmt | For | For | |
| 10 | Elect Director Linda Johnson Rice | Mgmt | For | For | |
| 11 | Elect Director Marc J. Shapiro | Mgmt | For | For | |
| 12 | Elect Director G. Craig Sullivan | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Texas Instruments Incorporated | |||||
| Ticker TXN | Meeting Date | Meeting Type | Record Date | ||
| 21-Apr-11 | Annual | 22-Feb-11 | |||
| CUSIP: 882508104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director R.W. Babb, Jr. | Mgmt | For | For | |
| 2 | Elect Director D.A. Carp | Mgmt | For | For | |
| 3 | Elect Director C.S. Cox | Mgmt | For | For | |
| 4 | Elect Director S.P. MacMillan | Mgmt | For | For | |
| 5 | Elect Director P.H. Patsley | Mgmt | For | For | |
| 6 | Elect Director R.E. Sanchez | Mgmt | For | For | |
| 7 | Elect Director W.R. Sanders | Mgmt | For | For | |
| 8 | Elect Director R.J. Simmons | Mgmt | For | For | |
| 9 | Elect Director R.K. Templeton | Mgmt | For | For | |
| 10 | Elect Director C.T. Whitman | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| Honeywell International Inc. | |||||
| Ticker HON | Meeting Date | Meeting Type | Record Date | ||
| 25-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 438516106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Gordon M. Bethune | Mgmt | For | For | |
| 2 | Elect Director Kevin Burke | Mgmt | For | For | |
| 3 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |
| 4 | Elect Director David M. Cote | Mgmt | For | For | |
| 5 | Elect Director D. Scott Davis | Mgmt | For | For | |
| 6 | Elect Director Linnet F. Deily | Mgmt | For | For | |
| 7 | Elect Director Judd Gregg | Mgmt | For | For | |
| 8 | Elect Director Clive R. Hollick | Mgmt | For | For | |
| 9 | Elect Director George Paz | Mgmt | For | For | |
| 10 | Elect Director Bradley T. Sheares | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 16 | Provide Right to Act by Written Consent | SH | Against | For | |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| American Electric Power Company, Inc. | |||||
| Ticker AEP | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 025537101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David J. Anderson | Mgmt | For | For | |
| 2 | Elect Director James F. Cordes | Mgmt | For | For | |
| 3 | Elect Director Ralph D. Crosby, Jr. | Mgmt | For | For | |
| 4 | Elect Director Linda A. Goodspeed | Mgmt | For | For | |
| 5 | Elect Director Thomas E. Hoaglin | Mgmt | For | For | |
| 6 | Elect Director Lester A. Hudson, Jr. | Mgmt | For | For | |
| 7 | Elect Director Michael G. Morris | Mgmt | For | For | |
| 8 | Elect Director Richard C. Notebaert | Mgmt | For | For | |
| 9 | Elect Director Lionel L. Nowell III | Mgmt | For | For | |
| 10 | Elect Director Richard L. Sandor | Mgmt | For | For | |
| 11 | Elect Director Kathryn D. Sullivan | Mgmt | For | For | |
| 12 | Elect Director Sara Martinez Tucker | Mgmt | For | For | |
| 13 | Elect Director John F. Turner | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| International Business Machines Corporation | |||||
| Ticker IBM | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 459200101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director A. J. P. Belda | Mgmt | For | For | |
| 2 | Elect Director W. R. Brody | Mgmt | For | For | |
| 3 | Elect Director K. I. Chenault | Mgmt | For | For | |
| 4 | Elect Director M. L. Eskew | Mgmt | For | For | |
| 5 | Elect Director S. A. Jackson | Mgmt | For | For | |
| 6 | Elect Director A. N. Liveris | Mgmt | For | For | |
| 7 | Elect Director W. J. McNerney, Jr. | Mgmt | For | For | |
| 8 | Elect Director J. W. Owens | Mgmt | For | For | |
| 9 | Elect Director S. J. Palmisano | Mgmt | For | For | |
| 10 | Elect Director J. E. Spero | Mgmt | For | For | |
| 11 | Elect Director S. Taurel | Mgmt | For | For | |
| 12 | Elect Director L. H. Zambrano | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 16 | Provide for Cumulative Voting | SH | Against | For | |
| 17 | Report on Political Contributions | SH | Against | For | |
| 18 | Report on Lobbying Expenses | SH | Against | For | |
| MetLife, Inc. | |||||
| Ticker MET | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 59156R108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Steven A. Kandarian | Mgmt | For | For | |
| 1.2 | Elect Director Sylvia Mathews Burwell | Mgmt | For | For | |
| 1.3 | Elect Director Eduardo Castro-Wright | Mgmt | For | For | |
| 1.4 | Elect Director Cheryl W. Grise | Mgmt | For | For | |
| 1.5 | Elect Director Lulu C. Wang | Mgmt | For | For | |
| 2 | Declassify the Board of Directors | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| The Chubb Corporation | |||||
| Ticker CB | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 04-Mar-11 | |||
| CUSIP: 171232101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Zoe Baird | Mgmt | For | For | |
| 2 | Elect Director Sheila P. Burke | Mgmt | For | For | |
| 3 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |
| 4 | Elect Director John D. Finnegan | Mgmt | For | For | |
| 5 | Elect Director Lawrence W. Kellner | Mgmt | For | For | |
| 6 | Elect Director Martin G. McGuinn | Mgmt | For | For | |
| 7 | Elect Director Lawrence M. Small | Mgmt | For | For | |
| 8 | Elect Director Jess Soderberg | Mgmt | For | For | |
| 9 | Elect Director Daniel E. Somers | Mgmt | For | For | |
| 10 | Elect Director James M. Zimmerman | Mgmt | For | For | |
| 11 | Elect Director Alfred W. Zollar | Mgmt | For | For | |
| 12 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Ameriprise Financial, Inc. | |||||
| Ticker AMP | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 03076C106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Siri S. Marshall | Mgmt | For | For | |
| 2 | Elect Director W. Walker Lewis | Mgmt | For | For | |
| 3 | Elect Director William H. Turner | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| E. I. du Pont de Nemours and Company | |||||
| Ticker DD | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 02-Mar-11 | |||
| CUSIP: 263534109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard H. Brown | Mgmt | For | For | |
| 2 | Elect Director Robert A. Brown | Mgmt | For | For | |
| 3 | Elect Director Bertrand P. Collomb | Mgmt | For | For | |
| 4 | Elect Director Curtis J. Crawford | Mgmt | For | For | |
| 5 | Elect Director Alexander M. Cutler | Mgmt | For | For | |
| 6 | Elect Director Eleuthere I. du Pont | Mgmt | For | For | |
| 7 | Elect Director Marillyn A. Hewson | Mgmt | For | For | |
| 8 | Elect Director Lois D. Juliber | Mgmt | For | For | |
| 9 | Elect Director Ellen J. Kullman | Mgmt | For | For | |
| 10 | Elect Director William K. Reilly | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 16 | Report on Genetically Engineered Seed | SH | Against | Against | |
| 17 | Report on Pay Disparity | SH | Against | Against | |
| General Electric Company | |||||
| Ticker GE | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 369604103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director W. Geoffrey Beattie | Mgmt | For | For | |
| 2 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |
| 3 | Elect Director Ann M. Fudge | Mgmt | For | For | |
| 4 | Elect Director Susan Hockfield | Mgmt | For | For | |
| 5 | Elect Director Jeffrey R. Immelt | Mgmt | For | For | |
| 6 | Elect Director Andrea Jung | Mgmt | For | For | |
| 7 | Elect Director Alan G. Lafley | Mgmt | For | For | |
| 8 | Elect Director Robert W. Lane | Mgmt | For | For | |
| 9 | Elect Director Ralph S. Larsen | Mgmt | For | For | |
| 10 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |
| 11 | Elect Director James J. Mulva | Mgmt | For | For | |
| 12 | Elect Director Sam Nunn | Mgmt | For | For | |
| 13 | Elect Director Roger S. Penske | Mgmt | For | For | |
| 14 | Elect Director Robert J. Swieringa | Mgmt | For | For | |
| 15 | Elect Director James S. Tisch | Mgmt | For | For | |
| 16 | Elect Director Douglas A. Warner III | Mgmt | For | For | |
| 17 | Ratify Auditors | Mgmt | For | For | |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 20 | Provide for Cumulative Voting | SH | Against | For | |
| 21 | Performance-Based Equity Awards | SH | Against | For | |
| 22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | Against | |
| 23 | Report on Climate Change Business Risk | SH | Against | Against | |
| 24 | Report on Animal Testing and Plans for Reduction | SH | Against | Against | |
| Marathon Oil Corporation | |||||
| Ticker MRO | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 565849106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Gregory H. Boyce | Mgmt | For | Against | |
| 2 | Elect Director Pierre Brondeau | Mgmt | For | For | |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | Against | |
| 4 | Elect Director David A. Daberko | Mgmt | For | Against | |
| 5 | Elect Director William L. Davis | Mgmt | For | Against | |
| 6 | Elect Director Shirley Ann Jackson | Mgmt | For | Against | |
| 7 | Elect Director Philip Lader | Mgmt | For | Against | |
| 8 | Elect Director Charles R. Lee | Mgmt | For | Against | |
| 9 | Elect Director Michael E. J. Phelps | Mgmt | For | Against | |
| 10 | Elect Director Dennis H. Reilley | Mgmt | For | Against | |
| 11 | Elect Director Seth E. Schofield | Mgmt | For | Against | |
| 12 | Elect Director John W. Snow | Mgmt | For | Against | |
| 13 | Elect Director Thomas J. Usher | Mgmt | For | Against | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Provide Right to Call Special Meeting | Mgmt | For | Against | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 18 | Report on Accident Risk Reduction Efforts | SH | Against | Against | |
| The Coca-Cola Company | |||||
| Ticker KO | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 191216100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Herbert A. Allen | Mgmt | For | For | |
| 2 | Elect Director Ronald W. Allen | Mgmt | For | For | |
| 3 | Elect Director Howard G. Buffett | Mgmt | For | For | |
| 4 | Elect Director Barry Diller | Mgmt | For | For | |
| 5 | Elect Director Evan G. Greenberg | Mgmt | For | For | |
| 6 | Elect Director Alexis M. Herman | Mgmt | For | For | |
| 7 | Elect Director Muhtar Kent | Mgmt | For | For | |
| 8 | Elect Director Donald R. Keough | Mgmt | For | For | |
| 9 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | |
| 10 | Elect Director Donald F. McHenry | Mgmt | For | For | |
| 11 | Elect Director Sam Nunn | Mgmt | For | For | |
| 12 | Elect Director James D. Robinson III | Mgmt | For | For | |
| 13 | Elect Director Peter V. Ueberroth | Mgmt | For | For | |
| 14 | Elect Director Jacob Wallenberg | Mgmt | For | For | |
| 15 | Elect Director James B. Williams | Mgmt | For | For | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| 17 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 18 | Amend Restricted Stock Plan | Mgmt | For | For | |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 20 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 21 | Publish Report on Chemical Bisphenol-A (BPA) | SH | Against | For | |
| eBay Inc. | |||||
| Ticker EBAY | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 17-Mar-11 | |||
| CUSIP: 278642103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Fred D. Anderson | Mgmt | For | For | |
| 2 | Elect Director Edward W. Barnholt | Mgmt | For | For | |
| 3 | Elect Director Scott D. Cook | Mgmt | For | For | |
| 4 | Elect Director John J. Donahoe | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Reduce Supermajority Vote Requirement | SH | Against | For | |
| Johnson & Johnson | |||||
| Ticker JNJ | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 478160104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Mary Sue Coleman | Mgmt | For | For | |
| 2 | Elect Director James G. Cullen | Mgmt | For | For | |
| 3 | Elect Director Ian E.L. Davis | Mgmt | For | For | |
| 4 | Elect Director Michael M.e. Johns | Mgmt | For | For | |
| 5 | Elect Director Susan L. Lindquist | Mgmt | For | For | |
| 6 | Elect Director Anne M. Mulcahy | Mgmt | For | For | |
| 7 | Elect Director Leo F. Mullin | Mgmt | For | For | |
| 8 | Elect Director William D. Perez | Mgmt | For | For | |
| 9 | Elect Director Charles Prince | Mgmt | For | For | |
| 10 | Elect Director David Satcher | Mgmt | For | For | |
| 11 | Elect Director William C. Weldon | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against | |
| 16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | SH | Against | Against | |
| 17 | Adopt Animal-Free Training Methods | SH | Against | Against | |
| Life Technologies Corporation | |||||
| Ticker LIFE | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 53217V109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Balakrishnan S. Iyer | Mgmt | For | For | |
| 2 | Elect Director Gregory T. Lucier | Mgmt | For | For | |
| 3 | EleElect Director Ronald A. Matricaria | Mgmt | For | For | |
| 4 | Elect Director David C. U Prichard | Mgmt | For | For | |
| 5 | Elect Director William H. Longfield | Mgmt | For | For | |
| 6 | Elect Director Ora H. Pescovitz | Mgmt | For | For | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Amend Certificate of Incorporation | Mgmt | For | For | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 10 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| Pfizer Inc. | |||||
| Ticker PFE | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 717081103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Dennis A. Ausiello | Mgmt | For | For | |
| 2 | Elect Director Michael S. Brown | Mgmt | For | For | |
| 3 | Elect Director M. Anthony Burns | Mgmt | For | For | |
| 4 | Elect Director W. Don Cornwell | Mgmt | For | For | |
| 5 | Elect Director Frances D. Fergusson | Mgmt | For | For | |
| 6 | Elect Director William H. Gray III | Mgmt | For | For | |
| 7 | Elect Director Constance J. Horner | Mgmt | For | For | |
| 8 | Elect Director James M. Kilts | Mgmt | For | For | |
| 9 | Elect Director George A. Lorch | Mgmt | For | For | |
| 10 | Elect Director John P. Mascotte | Mgmt | For | For | |
| 11 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | |
| 12 | Elect Director Ian C. Read | Mgmt | For | For | |
| 13 | Elect Director Stephen W. Sanger | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 17 | Publish Political Contributions | SH | Against | Against | |
| 18 | Report on Public Policy Advocacy Process | SH | Against | Against | |
| 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against | |
| 20 | Provide Right to Act by Written Consent | SH | Against | For | |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 22 | Report on Animal Testing and Plans for Reduction | SH | Against | Against | |
| Abbott Laboratories | |||||
| Ticker ABT | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 02-Mar-11 | |||
| CUSIP: 002824100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert J. Alpern | Mgmt | For | For | |
| 1.2 | Elect Director Roxanne S. Austin | Mgmt | For | For | |
| 1.3 | Elect Director W. James Farrell | Mgmt | For | For | |
| 1.4 | Elect Director H. Laurance Fuller | Mgmt | For | For | |
| 1.5 | Elect Director Edward M. Liddy | Mgmt | For | For | |
| 1.6 | Elect Director Phebe N. Novakovic | Mgmt | For | For | |
| 1.7 | Elect Director William A. Osborn | Mgmt | For | For | |
| 1.8 | Elect Director Samuel C. Scott III | Mgmt | For | For | |
| 1.9 | Elect Director Glenn F. Tilton | Mgmt | For | For | |
| 1.10 | Elect Director Miles D. White | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Adopt Policy on Pharmaceutical Price Restraint | SH | Against | Against | |
| AT&T Inc. | |||||
| Ticker T | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 00206R102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Randall L. Stephenson | Mgmt | For | For | |
| 2 | Elect Director Gilbert F. Amelio | Mgmt | For | For | |
| 3 | Elect Director Reuben V. Anderson | Mgmt | For | For | |
| 4 | Elect Director James H. Blanchard | Mgmt | For | For | |
| 5 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |
| 6 | Elect Director James P. Kelly | Mgmt | For | For | |
| 7 | Elect Director Jon C. Madonna | Mgmt | For | For | |
| 8 | Elect Director Lynn M. Martin | Mgmt | For | For | |
| 9 | Elect Director John B. McCoy | Mgmt | For | For | |
| 10 | Elect Director Joyce M. Roche | Mgmt | For | For | |
| 11 | Elect Director Matthew K. Rose | Mgmt | For | For | |
| 12 | Elect Director Laura D Andrea Tyson | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Report on Political Contributions | SH | Against | For | |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 19 | Provide Right to Act by Written Consent | SH | Against | For | |
| Kellogg Company | |||||
| Ticker K | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 487836108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John Bryant | Mgmt | For | For | |
| 1.2 | Elect Director Rogelio Rebolledo | Mgmt | For | For | |
| 1.3 | Elect Director Sterling Speirn | Mgmt | For | For | |
| 1.4 | Elect Director John Zabriskie | Mgmt | For | For | |
| 2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Reduce Supermajority Vote Requirement | SH | Against | For | |
| 7 | Require a Majority Vote for the Election of Directors | SH | Against | For | |
| Noble Corporation | |||||
| Ticker N0L | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 11-Apr-11 | |||
| CUSIP: H5833N103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Lawrence J. Chazen | Mgmt | For | For | |
| 1.2 | Elect Director Jon A. Marshall | Mgmt | For | For | |
| 1.3 | Elect Director Mary P. Ricciardello | Mgmt | For | For | |
| 2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Mgmt | For | For | |
| 4 | Approve CHF 38.4 Million Reduction in Share Capital | Mgmt | For | For | |
| 5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | |
| 6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Mgmt | For | For | |
| 7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Mgmt | For | For | |
| 8 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 10 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| American Express Company | |||||
| Ticker AXP | Meeting Date | Meeting Type | Record Date | ||
| 02-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 025816109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Daniel F. Akerson | Mgmt | For | For | |
| 1.2 | Elect Director Charlene Barshefsky | Mgmt | For | For | |
| 1.3 | Elect Director Ursula M. Burns | Mgmt | For | For | |
| 1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | For | |
| 1.5 | Elect Director Peter Chernin | Mgmt | For | For | |
| 1.6 | Elect Director Theodore J. Leonsis | Mgmt | For | For | |
| 1.7 | Director Jan Leschly | Mgmt | For | For | |
| 1.8 | Director Richard C. Levin | Mgmt | For | For | |
| 1.9 | Director Richard A. McGinn | Mgmt | For | For | |
| 1.10 | Director Edward D. Miller | Mgmt | For | For | |
| 1.11 | Director Steven S. Reinemund | Mgmt | For | For | |
| 1.12 | Director Robert D. Walter | Mgmt | For | For | |
| 1.13 | Director Ronald A. Williams | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Provide for Cumulative Voting | SH | Against | For | |
| 6 | Amend Bylaws-- Call Special Meetings | SH | Against | For | |
| Zimmer Holdings, Inc. | |||||
| Ticker ZMH | Meeting Date | Meeting Type | Record Date | ||
| 02-May-11 | Annual | 03-Mar-11 | |||
| CUSIP: 98956P102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Betsy J. Bernard | Mgmt | For | For | |
| 2 | Elect Director Marc N. Casper | Mgmt | For | For | |
| 3 | Elect Director David C. Dvorak | Mgmt | For | For | |
| 4 | Elect Director Larry C. Glasscock | Mgmt | For | For | |
| 5 | Elect Director Robert A. Hagemann | Mgmt | For | For | |
| 6 | Elect Director Arthur J. Higgins | Mgmt | For | For | |
| 7 | Elect Director John L. McGoldrick | Mgmt | For | For | |
| 8 | Elect Director Cecil B. Pickett | Mgmt | For | For | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| Bristol-Myers Squibb Company | |||||
| Ticker BMY | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 10-Mar-11 | |||
| CUSIP: 110122108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director L. Andreotti | Mgmt | For | For | |
| 2 | Elect Director L.B. Campbell | Mgmt | For | For | |
| 3 | Elect Director J.M. Cornelius | Mgmt | For | For | |
| 4 | Elect Director L.J. Freeh | Mgmt | For | For | |
| 5 | Elect Director L.H. Glimcher | Mgmt | For | For | |
| 6 | Elect Director M. Grobstein | Mgmt | For | For | |
| 7 | Elect Director L. Johansson | Mgmt | For | For | |
| 8 | Elect Director A.J. Lacy | Mgmt | For | For | |
| 9 | Elect Director V.L. Sato | Mgmt | For | For | |
| 10 | Elect Director E. Sigal | Mgmt | For | For | |
| 11 | Elect Director T.D. West, Jr. | Mgmt | For | For | |
| 12 | Elect Director R.S. Williams | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 16 | Increase Disclosure of Executive Compensation | SH | Against | Against | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| 18 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against | |
| Wells Fargo & Company | |||||
| Ticker WFC | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 949746101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Election Director John D. Baker II | Mgmt | For | For | |
| 2 | Election Director John S. Chen | Mgmt | For | For | |
| 3 | Election Director Lloyd H. Dean | Mgmt | For | For | |
| 4 | Election Director Susan E. Engel | Mgmt | For | For | |
| 5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | For | |
| 6 | Election Director Donald M. James | Mgmt | For | For | |
| 7 | Election Director Mackey J. McDonald | Mgmt | For | For | |
| 8 | Election Director Cynthia H. Milligan | Mgmt | For | For | |
| 9 | Elect Director Nicholas G. Moore | Mgmt | For | For | |
| 10 | Elect Director Philip J. Quigley | Mgmt | For | Against | |
| 11 | Elect Director Judith M. Runstad | Mgmt | For | For | |
| 12 | Elect Director Stephen W. Sanger | Mgmt | For | For | |
| 13 | Elect Director John G. Stumpf | Mgmt | For | For | |
| 14 | Elect Director an G. Swenson | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Ratify Auditors | Mgmt | For | For | |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 19 | Provide for Cumulative Voting | SH | Against | For | |
| 20 | Require Independent Board Chairman | SH | Against | For | |
| 21 | Advisory Vote to Ratify Directors' Compensation | SH | Against | Against | |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For | |
| EMC Corporation | |||||
| Ticker EMC | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 268648102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Michael W. Brown | Mgmt | For | For | |
| 2 | Elect Director Randolph L. Cowen | Mgmt | For | For | |
| 3 | Elect Director Michael J. Cronin | Mgmt | For | For | |
| 4 | Elect Director Gail Deegan | Mgmt | For | For | |
| 5 | Elect Director James S. DiStasio | Mgmt | For | For | |
| 6 | Elect Director John R. Egan | Mgmt | For | For | |
| 7 | Elect Director Edmund F. Kelly | Mgmt | For | For | |
| 8 | Elect Director Windle B. Priem | Mgmt | For | For | |
| 9 | Elect Director Paul Sagan | Mgmt | For | For | |
| 10 | Elect Director David N. Strohm | Mgmt | For | For | |
| 11 | Elect Director Joseph M. Tucci | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Hess Corporation | |||||
| Ticker HES | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 42809H107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director E.E. Holiday | Mgmt | For | For | |
| 2 | Elect Director J.H. Mullin | Mgmt | For | For | |
| 3 | Elect Director F.B. Walker | Mgmt | For | For | |
| 4 | Elect Director R.N. Wilson | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| PepsiCo, Inc. | |||||
| Ticker PEP | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 713448108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director S.L. Brown | Mgmt | For | For | |
| 2 | Elect Director I.M. Cook | Mgmt | For | For | |
| 3 | Elect Director D. Dublon | Mgmt | For | For | |
| 4 | Elect Director V.J. Dzau | Mgmt | For | For | |
| 5 | Elect Director R.L. Hunt | Mgmt | For | For | |
| 6 | Elect Director A. Ibarguen | Mgmt | For | For | |
| 7 | Elect Director A.C. Martinez | Mgmt | For | For | |
| 8 | Elect Director I.K. Nooyi | Mgmt | For | For | |
| 9 | Elect Director S.P. Rockefeller | Mgmt | For | For | |
| 10 | Elect Director J.J. Schiro | Mgmt | For | For | |
| 11 | Elect Director L.G. Trotter | Mgmt | For | For | |
| 12 | Elect Director D. Vasella | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| 16 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 18 | Report on Political Contributions | SH | Against | Against | |
| Avon Products, Inc. | |||||
| Ticker AVP | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 17-Mar-11 | |||
| CUSIP: 054303102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director W. Don Cornwell | Mgmt | For | For | |
| 1.2 | Elect Director V. Ann Hailey | Mgmt | For | For | |
| 1.3 | Elect Director Fred Hassan | Mgmt | For | For | |
| 1.4 | Elect Director Andrea Jung | Mgmt | For | For | |
| 1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | |
| 1.6 | Elect Director Ann S. Moore | Mgmt | For | For | |
| 1.7 | Elect Director Paul S. Pressler | Mgmt | For | For | |
| 1.8 | Elect Director Gary M. Rodkin | Mgmt | For | For | |
| 1.9 | Elect Director Paula Stern | Mgmt | For | For | |
| 1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| United Parcel Service, Inc. | |||||
| Ticker UPS | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 911312106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |
| 2 | Elect Director Michael J. Burns | Mgmt | For | For | |
| 3 | Elect Director D. Scott Davis | Mgmt | For | For | |
| 4 | Elect Director Stuart E. Eizenstat | Mgmt | For | For | |
| 5 | Elect Director Michael L. Eskew | Mgmt | For | For | |
| 6 | Elect Director William R. Johnson | Mgmt | For | For | |
| 7 | Elect Director Ann M. Livermore | Mgmt | For | For | |
| 8 | Elect Director Rudy H.P. Markham | Mgmt | For | For | |
| 9 | Elect Director Clark T. Randt, Jr. | Mgmt | For | For | |
| 10 | Elect Director John W. Thompson | Mgmt | For | For | |
| 11 | Elect Director Carol B. Tome | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Other Business | Mgmt | For | Against | |
| Verizon Communications Inc. | |||||
| Ticker VZ | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 92343V104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard L. Carrion | Mgmt | For | For | |
| 2 | Elect Director M. Frances Keeth | Mgmt | For | For | |
| 3 | Elect Director Robert W. Lane | Mgmt | For | For | |
| 4 | Elect Director Lowell C. Mcadam | Mgmt | For | For | |
| 5 | Elect Director Sandra O. Moose | Mgmt | For | For | |
| 6 | Elect Director Joseph Neubauer | Mgmt | For | For | |
| 7 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |
| 8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | |
| 9 | Elect Director Hugh B. Price | Mgmt | For | For | |
| 10 | Elect Director Ivan G. Seidenberg | Mgmt | For | For | |
| 11 | Elect Director Rodney E. Slater | Mgmt | For | For | |
| 12 | Elect Director John W. Snow | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Disclose Prior Government Service | SH | Against | Against | |
| 17 | Performance-Based Equity Awards | SH | Against | For | |
| 18 | Restore or Provide for Cumulative Voting | SH | Against | For | |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| Illinois Tool Works Inc. | |||||
| Ticker ITW | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual | 08-Mar-11 | |||
| CUSIP: 452308109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Susan Crown | Mgmt | For | For | |
| 2 | Elect Director Don H. Davis, Jr. | Mgmt | For | For | |
| 3 | Elect Director Robert C. McCormack | Mgmt | For | Against | |
| 4 | Elect Director Robert S. Morrison | Mgmt | For | For | |
| 5 | Elect Director James A. Skinner | Mgmt | For | For | |
| 6 | Elect Director David B. Smith, Jr. | Mgmt | For | For | |
| 7 | Elect Director David B. Speer | Mgmt | For | For | |
| 8 | Elect Director Pamela B. Strobel | Mgmt | For | For | |
| 9 | Elect Director Kevin M. Warren | Mgmt | For | For | |
| 10 | Elect Director Anre D. Williams | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3M Company | |||||
| Ticker MMM | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 11-Mar-11 | |||
| CUSIP: 88579Y101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Linda G. Alvarado | Mgmt | For | For | |
| 2 | Elect Director George W. Buckley | Mgmt | For | For | |
| 3 | Elect Director Vance D. Coffman | Mgmt | For | For | |
| 4 | Elect Director Michael L. Eskew | Mgmt | For | For | |
| 5 | Elect Director W. James Farrell | Mgmt | For | For | |
| 6 | Elect Director Herbert L. Henkel | Mgmt | For | For | |
| 7 | Elect Director Edward M. Liddy | Mgmt | For | For | |
| 8 | Elect Director Robert S. Morrison | Mgmt | For | For | |
| 9 | Elect Director Aulana L. Peters | Mgmt | For | For | |
| 10 | Elect Director Robert J. Ulrich | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Report on Political Contributions | SH | Against | For | |
| ITT Corporation | |||||
| Ticker ITT | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 450911102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Steven R. Loranger | Mgmt | For | For | |
| 1.2 | Elect Director Curtis J. Crawford | Mgmt | For | For | |
| 1.3 | Elect Director Christina A. Gold | Mgmt | For | For | |
| 1.4 | Elect Director Ralph F. Hake | Mgmt | For | For | |
| 1.5 | Elect Director John J. Hamre | Mgmt | For | For | |
| 1.6 | Elect Director Paul J. Kern | Mgmt | For | For | |
| 1.7 | Elect Director Frank T. MacInnis | Mgmt | For | For | |
| 1.8 | Elect Director Surya N. Mohapatra | Mgmt | For | For | |
| 1.9 | Elect Director Linda S. Sanford | Mgmt | For | For | |
| 1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Amend Human Rights Policies | SH | Against | Against | |
| Bank of America Corporation | |||||
| Ticker BAC | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 060505104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Mukesh D. Ambani | Mgmt | For | For | |
| 2 | Elect Director Susan S. Bies | Mgmt | For | For | |
| 3 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | For | |
| 4 | Elect Director Virgis W. Colbert | Mgmt | For | For | |
| 5 | Elect Director Charles K. Gifford | Mgmt | For | For | |
| 6 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | |
| 7 | Elect Director D. Paul Jones, Jr. | Mgmt | For | For | |
| 8 | Elect Director Monica C. Lozano | Mgmt | For | For | |
| 9 | Elect Director Thomas J. May | Mgmt | For | For | |
| 10 | Elect Director Brian T. Moynihan | Mgmt | For | For | |
| 11 | Elect Director Donald E. Powell | Mgmt | For | For | |
| 12 | Elect Director Charles O. Rossotti | Mgmt | For | For | |
| 13 | Elect Director Robert W. Scully | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| 17 | Disclose Prior Government Service | SH | Against | Against | |
| 18 | Provide Right to Act by Written Consent | SH | Against | For | |
| 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For | |
| 20 | Report on Lobbying Expenses | SH | Against | For | |
| 21 | Report on Collateral in Derivatives Trading | SH | Against | For | |
| 22 | Restore or Provide for Cumulative Voting | SH | Against | For | |
| 23 | Claw-back of Payments under Restatements | SH | Against | For | |
| 24 | Prohibit Certain Relocation Benefits to Senior Executives | SH | Against | For | |
| Capital One Financial Corporation | |||||
| Ticker COF | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 14040H105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Patrick W. Gross | Mgmt | For | For | |
| 2 | Elect Director Ann Fritz Hackett | Mgmt | For | For | |
| 3 | Elect Director Pierre E. Leroy | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| ConocoPhillips | |||||
| Ticker COP | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 20825C104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard L. Armitage | Mgmt | For | For | |
| 2 | Elect Director Richard H. Auchinleck | Mgmt | For | For | |
| 3 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |
| 4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |
| 5 | Elect Director Ruth R. Harkin | Mgmt | For | For | |
| 6 | Elect Director Harold W. McGraw III | Mgmt | For | For | |
| 7 | Elect Director James J. Mulva | Mgmt | For | For | |
| 8 | Elect Director Robert A. Niblock | Mgmt | For | For | |
| 9 | Elect Director Harald J. Norvik | Mgmt | For | For | |
| 10 | Elect Director William K. Reilly | Mgmt | For | For | |
| 11 | Elect Director Victoria J. Tschinkel | Mgmt | For | For | |
| 12 | Elect Director Kathryn C. Turner | Mgmt | For | For | |
| 13 | Elect Director William E. Wade, Jr. | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 17 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For | |
| 19 | Report on Political Contributions | SH | Against | For | |
| 20 | Report on Lobbying Expenses | SH | Against | For | |
| 21 | Report on Accident Risk Reduction Efforts | SH | Against | Against | |
| 22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | Against | |
| 23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | |
| 24 | Report on Financial Risks of Climate Change | SH | Against | Against | |
| 25 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For | |
| CVS Caremark Corporation | |||||
| Ticker CVS | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 126650100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Edwin M. Banks | Mgmt | For | For | |
| 2 | Elect Director C. David Brown II | Mgmt | For | For | |
| 3 | Elect Director David W. Dorman | Mgmt | For | For | |
| 4 | Elect Director Anne M. Finucane | Mgmt | For | For | |
| 5 | Elect Director Kristen Gibney Williams | Mgmt | For | For | |
| 6 | Elect Director Marian L. Heard | Mgmt | For | For | |
| 7 | Elect Director Larry J. Merlo | Mgmt | For | For | |
| 8 | Elect Director Jean-Pierre Millon | Mgmt | For | For | |
| 9 | Elect Director Terrence Murray | Mgmt | For | For | |
| 10 | Elect Director C.A. Lance Piccolo | Mgmt | For | For | |
| 11 | Elect Director Richard J. Swift | Mgmt | For | For | |
| 12 | Elect Director Tony L. White | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Report on Political Contributions | SH | Against | For | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| Philip Morris International Inc. | |||||
| Ticker PM | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 718172109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Harold Brown | Mgmt | For | For | |
| 2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |
| 3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |
| 4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |
| 5 | Elect Director Jennifer Li | Mgmt | For | For | |
| 6 | Elect Director Graham Mackay | Mgmt | For | For | |
| 7 | Elect Director Sergio Marchionne | Mgmt | For | Against | |
| 8 | Elect Director Lucio A. Noto | Mgmt | For | For | |
| 9 | Elect Director Carlos Slim Helu | Mgmt | For | For | |
| 10 | Elect Director Stephen M. Wolf | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Report on Effect of Marketing Practices on the Poor | SH | Against | Against | |
| 15 | Require Independent Board Chairman | SH | Against | Against | |
| Gilead Sciences, Inc. | |||||
| Ticker GILD | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 375558103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John F. Cogan | Mgmt | For | For | |
| 1.2 | Elect Director Etienne F. Davignon | Mgmt | For | For | |
| 1.3 | Elect Director James M. Denny | Mgmt | For | For | |
| 1.4 | Elect Director Carla A. Hills | Mgmt | For | For | |
| 1.5 | Elect Director Kevin E. Lofton | Mgmt | For | For | |
| 1.6 | Elect Director John W. Madigan | Mgmt | For | For | |
| 1.7 | Elect Director John C. Martin | Mgmt | For | For | |
| 1.8 | Elect Director Gordon E. Moore | Mgmt | For | For | |
| 1.9 | Elect Director Nicholas G. Moore | Mgmt | For | For | |
| 1.10 | Elect Director Richard J. Whitley | Mgmt | For | For | |
| 1.11 | Elect Director Gayle E. Wilson | Mgmt | For | For | |
| 1.12 | Elect Director Per Wold-Olsen | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 5 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Kohl's Corporation | |||||
| Ticker KSS | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 09-Mar-11 | |||
| CUSIP: 500255104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Peter Boneparth | Mgmt | For | For | |
| 2 | Elect Director Steven A. Burd | Mgmt | For | For | |
| 3 | Elect Director John F. Herma | Mgmt | For | For | |
| 4 | Elect Director Dale E. Jones | Mgmt | For | For | |
| 5 | Elect Director William S. Kellogg | Mgmt | For | For | |
| 6 | Elect Director Kevin Mansell | Mgmt | For | For | |
| 7 | Elect Director Frank V. Sica | Mgmt | For | For | |
| 8 | Elect Director Peter M. Sommerhauser | Mgmt | For | For | |
| 9 | Elect Director Stephanie A. Streeter | Mgmt | For | For | |
| 10 | Elect Director Nina G. Vaca | Mgmt | For | For | |
| 11 | Elect Director Stephen E. Watson | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Mgmt | For | For | |
| 14 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 18 | Provide Right to Act by Written Consent | SH | Against | Against | |
| 19 | Adopt Policy on Succession Planning | SH | Against | For | |
| Republic Services, Inc. | |||||
| Ticker RSG | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 760759100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director James W. Crownover | Mgmt | For | For | |
| 2 | Elect Director John W. Croghan | Mgmt | For | For | |
| 3 | Elect Director William J. Flynn | Mgmt | For | For | |
| 4 | Elect Director Michael Larson | Mgmt | For | For | |
| 5 | Elect Director Nolan Lehmann | Mgmt | For | For | |
| 6 | Elect Director W. Lee Nutter | Mgmt | For | For | |
| 7 | Elect Director Ramon A. Rodriguez | Mgmt | For | For | |
| 8 | Elect Director Donald W. Slager | Mgmt | For | For | |
| 9 | Elect Director Allan C. Sorensen | Mgmt | For | For | |
| 10 | Elect Director John M. Trani | Mgmt | For | For | |
| 11 | Elect Director Michael W. Wickham | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 14 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| 16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | For | |
| St. Jude Medical, Inc. | |||||
| Ticker STJ | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 790849103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard R. Devenuti | Mgmt | For | For | |
| 2 | Elect Director Thomas H. Garrett, III | Mgmt | For | For | |
| 3 | Elect Director Wendy L. Yarno | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 6 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 7 | Declassify the Board of Directors | SH | None | For | |
| 8 | Ratify Auditors | Mgmt | For | For | |
| The Dow Chemical Company | |||||
| Ticker DOW | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 260543103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Arnold A. Allemang | Mgmt | For | For | |
| 2 | Elect Director Jacqueline K. Barton | Mgmt | For | For | |
| 3 | Elect Director James A. Bell | Mgmt | For | For | |
| 4 | Elect Director Jeff M. Fettig | Mgmt | For | For | |
| 5 | Elect Director Barbara H. Franklin | Mgmt | For | For | |
| 6 | Elect Director Jennifer M. Granholm | Mgmt | For | For | |
| 7 | Elect Director John B. Hess | Mgmt | For | For | |
| 8 | Elect Director Andrew N. Liveris | Mgmt | For | For | |
| 9 | Elect Director Paul Polman | Mgmt | For | For | |
| 10 | Elect Director Dennis H. Reilley | Mgmt | For | For | |
| 11 | Elect Director James M. Ringler | Mgmt | For | For | |
| 12 | Elect Director Ruth G. Shaw | Mgmt | For | For | |
| 13 | Elect Director Paul G. Stern | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| JPMorgan Chase & Co. | |||||
| Ticker JPM | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 46625H100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Crandall C. Bowles | Mgmt | For | For | |
| 2 | Elect Director Stephen B. Burke | Mgmt | For | For | |
| 3 | Elect Director David M. Cote | Mgmt | For | For | |
| 4 | Elect Director James S. Crown | Mgmt | For | For | |
| 5 | Elect Director James Dimon | Mgmt | For | For | |
| 6 | Elect Director Ellen V. Futter | Mgmt | For | For | |
| 7 | Elect Director William H. Gray, III | Mgmt | For | For | |
| 8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |
| 9 | Elect Director David C. Novak | Mgmt | For | For | |
| 10 | Elect Director Lee R. Raymond | Mgmt | For | For | |
| 11 | Elect Director William C. Weldon | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 16 | Affirm Political Non-Partisanship | SH | Against | Against | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| 18 | Report on Loan Modifications | SH | Against | Against | |
| 19 | Report on Political Contributions | SH | Against | For | |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | Against | |
| 21 | Require Independent Board Chairman | SH | Against | Against | |
| Quest Diagnostics Incorporated | |||||
| Ticker DGX | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 74834L100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director William F. Buehler | Mgmt | For | For | |
| 2 | Elect Director Daniel C. Stanzione | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| The Allstate Corporation | |||||
| Ticker ALL | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 020002101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director F. Duane Ackerman | Mgmt | For | Against | |
| 2 | Elect Director Robert D. Beyer | Mgmt | For | Against | |
| 3 | Elect Director W. James Farrell | Mgmt | For | Against | |
| 4 | Elect Director Jack M. Greenberg | Mgmt | For | Against | |
| 5 | Elect Director Ronald T. Lemay | Mgmt | For | Against | |
| 6 | Elect Director Andrea Redmond | Mgmt | For | Against | |
| 7 | Elect Director H. John Riley, Jr. | Mgmt | For | Against | |
| 8 | Elect Director Joshua I. Smith | Mgmt | For | Against | |
| 9 | Elect Director Judith A. Sprieser | Mgmt | For | Against | |
| 10 | Elect Director Mary Alice Taylor | Mgmt | For | Against | |
| 11 | Elect Director Thomas J. Wilson | Mgmt | For | Against | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| 18 | Report on Political Contributions | SH | Against | For | |
| ACE Limited | |||||
| Ticker ACE | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 30-Mar-11 | |||
| CUSIP: H0023R105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Evan G. Greenberg as Director | Mgmt | For | For | |
| 1.2 | Elect Leo F. Mullin as Director | Mgmt | For | For | |
| 1.3 | Elect Olivier Steimer as Director | Mgmt | For | For | |
| 1.4 | Elect Michael P. Connors as Director | Mgmt | For | For | |
| 1.5 | Elect Eugene B. Shanks, Jr as Director | Mgmt | For | For | |
| 1.6 | Elect John A. Krol as Director | Mgmt | For | For | |
| 2.1 | Approve Annual Report | Mgmt | For | For | |
| 2.2 | Accept Statutory Financial Statements | Mgmt | For | For | |
| 2.3 | Accept Consolidated Financial Statements | Mgmt | For | For | |
| 3 | Approve Allocation of Income and Dividends | Mgmt | For | For | |
| 4 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | |
| 5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Mgmt | For | For | |
| 5.3 | Ratify BDO AG as Special Auditors | Mgmt | For | For | |
| 6 | Approve Dividend Distribution from Legal Reserves | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| Morgan Stanley | |||||
| Ticker MS | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 617446448 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Roy J. Bostock | Mgmt | For | For | |
| 2 | Elect Director Erskine B. Bowles | Mgmt | For | For | |
| 3 | Elect Director Howard J. Davies | Mgmt | For | For | |
| 4 | Elect Director James P. Gorman | Mgmt | For | For | |
| 5 | Elect Director James H. Hance Jr. | Mgmt | For | For | |
| 6 | Elect Director C. Robert Kidder | Mgmt | For | For | |
| 7 | Elect Director John J. Mack | Mgmt | For | For | |
| 8 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |
| 9 | Elect Director Hutham S. Olayan | Mgmt | For | For | |
| 10 | Elect Director James. W. Owens | Mgmt | For | For | |
| 11 | Elect Director O. Griffith Sexton | Mgmt | For | For | |
| 12 | Elect Director Masaaki Tanaka | Mgmt | For | For | |
| 13 | Elect Director Laura D. Tyson | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Northrop Grumman Corporation | |||||
| Ticker NOC | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 666807102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Wesley G. Bush | Mgmt | For | For | |
| 2 | Elect Director Lewis W. Coleman | Mgmt | For | For | |
| 3 | Elect Director Victor H. Fazio | Mgmt | For | For | |
| 4 | Elect Director Donald E. Felsinger | Mgmt | For | For | |
| 5 | Elect Director Stephen E. Frank | Mgmt | For | For | |
| 6 | Elect Director Bruce S. Gordon | Mgmt | For | For | |
| 7 | Elect Director Madeleine Kleiner | Mgmt | For | For | |
| 8 | Elect Director Karl J. Krapek | Mgmt | For | For | |
| 9 | Elect Director Richard B. Myers | Mgmt | For | For | |
| 10 | Elect Director Aulana L. Peters | Mgmt | For | For | |
| 11 | Elect Director Kevin W. Sharer | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Provide for Cumulative Voting | SH | Against | For | |
| 17 | Report on Political Contributions | SH | Against | For | |
| 18 | Provide Right to Act by Written Consent | SH | Against | For | |
| State Street Corporation | |||||
| Ticker STT | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 857477103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director K. Burnes | Mgmt | For | For | |
| 2 | Elect Director P. Coym | Mgmt | For | For | |
| 3 | Elect Director P. De Saint-Aignan | Mgmt | For | For | |
| 4 | Elect Director A. Fawcett | Mgmt | For | For | |
| 5 | Elect Director D. Gruber | Mgmt | For | For | |
| 6 | Elect Director L. Hill | Mgmt | For | For | |
| 7 | Elect Director J. Hooley | Mgmt | For | For | |
| 8 | Elect Director R. Kaplan | Mgmt | For | For | |
| 9 | Elect Director C. LaMantia | Mgmt | For | For | |
| 10 | Elect Director R. Sergel | Mgmt | For | For | |
| 11 | Elect Director R. Skates | Mgmt | For | For | |
| 12 | Elect Director G. Summe | Mgmt | For | For | |
| 13 | Elect Director R. Weissman | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 17 | Ratify Auditors | Mgmt | For | For | |
| 18 | Report on Political Contributions | SH | Against | For | |
| Intel Corporation | |||||
| Ticker INTC | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 458140100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Charlene Barshefsky | Mgmt | For | For | |
| 2 | Elect Director Susan L. Decker | Mgmt | For | For | |
| 3 | Elect Director John J. Donahoe | Mgmt | For | For | |
| 4 | Elect Director Reed E. Hundt | Mgmt | For | For | |
| 5 | Elect Director Paul S. Otellini | Mgmt | For | For | |
| 6 | Elect Director James D. Plummer | Mgmt | For | For | |
| 7 | Elect Director David S. Pottruck | Mgmt | For | For | |
| 8 | Elect Director Jane E. Shaw | Mgmt | For | For | |
| 9 | Elect Director Frank D. Yeary | Mgmt | For | For | |
| 10 | Elect Director David B. Yoffie | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| McDonald's Corporation | |||||
| Ticker MCD | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 580135101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Susan E. Arnold | Mgmt | For | For | |
| 2 | Elect Director Richard H. Lenny | Mgmt | For | For | |
| 3 | Elect Director Cary D. McMillan | Mgmt | For | For | |
| 4 | Elect Director Sheila A. Penrose | Mgmt | For | For | |
| 5 | Elect Director James A. Skinner | Mgmt | For | For | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Mgmt | For | For | |
| 10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Mgmt | For | For | |
| 11 | Reduce Supermajority Vote Requirement for Shareholder Action | Mgmt | For | For | |
| 12 | Declassify the Board of Directors | SH | Against | For | |
| 13 | Require Suppliers to Adopt CAK | SH | Against | Against | |
| 14 | Report on Policy Responses to Children's Health Concerns and Fast Food | SH | Against | Against | |
| 15 | Report on Beverage Container Environmental Strategy | SH | Against | For | |
| Amgen Inc. | |||||
| Ticker AMGN | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 031162100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David Baltimore | Mgmt | For | For | |
| 2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | For | |
| 3 | Elect Director Francois De Carbonnel | Mgmt | For | For | |
| 4 | Elect Director Vance D. Coffman | Mgmt | For | For | |
| 5 | Elect Director Rebecca M. Henderson | Mgmt | For | For | |
| 6 | Elect Director Frank C. Herringer | Mgmt | For | For | |
| 7 | Elect Director Gilbert S. Omenn | Mgmt | For | For | |
| 8 | Elect Director Judith C. Pelham | Mgmt | For | For | |
| 9 | Elect Director J. Paul Reason | Mgmt | For | For | |
| 10 | Elect Director Leonard D. Schaeffer | Mgmt | For | For | |
| 11 | Elect Director Kevin W. Sharer | Mgmt | For | For | |
| 12 | Elect Director Ronald D. Sugar | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Provide Right to Act by Written Consent | SH | Against | For | |
| NextEra Energy, Inc. | |||||
| Ticker NEE | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 65339F101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Sherry S. Barrat | Mgmt | For | For | |
| 1.2 | Elect Director Robert M. Beall, II | Mgmt | For | For | |
| 1.3 | Elect Director J. Hyatt Brown | Mgmt | For | For | |
| 1.4 | Elect Director James L. Camaren | Mgmt | For | For | |
| 1.5 | Elect Director Kenneth B. Dunn | Mgmt | For | For | |
| 1.6 | Elect Director J. Brian Ferguson | Mgmt | For | For | |
| 1.7 | Elect Director Lewis Hay, III | Mgmt | For | For | |
| 1.8 | Elect Director Toni Jennings | Mgmt | For | For | |
| 1.9 | Elect Director Oliver D. Kingsley, Jr. | Mgmt | For | For | |
| 1.10 | Elect Director Rudy E. Schupp | Mgmt | For | For | |
| 1.11 | Elect Director William H. Swanson | Mgmt | For | For | |
| 1.12 | Elect Director Michael H. Thaman | Mgmt | For | For | |
| 1.13 | Elect Director Hansel E. Tookes, II | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| The Western Union Company | |||||
| Ticker WU | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 959802109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Hikmet Ersek | Mgmt | For | For | |
| 2 | Elect Director Jack M. Greenberg | Mgmt | For | For | |
| 3 | Elect Director Linda Fayne Levinson | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Declassify the Board of Directors | SH | Against | For | |
| Time Warner Inc. | |||||
| Ticker TWX | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 887317303 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director James L. Barksdale | Mgmt | For | For | |
| 2 | Elect Director William P. Barr | Mgmt | For | For | |
| 3 | Elect Director Jeffrey L. Bewkes | Mgmt | For | For | |
| 4 | Elect Director Stephen F. Bollenbach | Mgmt | For | For | |
| 5 | Elect Director Frank J. Caufield | Mgmt | For | For | |
| 6 | Elect Director Robert C. Clark | Mgmt | For | For | |
| 7 | Elect Director Mathias Dopfner | Mgmt | For | For | |
| 8 | Elect Director Jessica P. Einhorn | Mgmt | For | For | |
| 9 | Elect Director Fred Hassan | Mgmt | For | For | |
| 10 | Elect Director Michael A. Miles | Mgmt | For | For | |
| 11 | Elect Director Kenneth J. Novack | Mgmt | For | For | |
| 12 | Elect Director Paul D. Wachter | Mgmt | For | For | |
| 13 | Elect Director Deborah C. Wright | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 18 | Provide Right to Act by Written Consent | SH | Against | For | |
| Kraft Foods Inc. | |||||
| Ticker KFT | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 50075N104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Ajaypal S. Banga | Mgmt | For | For | |
| 2 | Elect Director Myra M. Hart | Mgmt | For | For | |
| 3 | Elect Director Peter B. Henry | Mgmt | For | For | |
| 4 | Elect Director Lois D. Juliber | Mgmt | For | For | |
| 5 | Elect Director Mark D. Ketchum | Mgmt | For | For | |
| 6 | Elect Director Richard A. Lerner | Mgmt | For | For | |
| 7 | Elect Director Mackey J. McDonald | Mgmt | For | For | |
| 8 | Elect Director John C. Pope | Mgmt | For | For | |
| 9 | Elect Director Fredric G. Reynolds | Mgmt | For | For | |
| 10 | Elect Director Irene B. Rosenfeld | Mgmt | For | For | |
| 11 | Elect Director J.F. Van Boxmeer | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| Merck & Co., Inc. | |||||
| Ticker MRK | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 58933Y105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Leslie A. Brun | Mgmt | For | For | |
| 2 | Elect Director Thomas R. Cech | Mgmt | For | For | |
| 3 | Elect Director Richard T. Clark | Mgmt | For | For | |
| 4 | Elect Director Kenneth C. Frazier | Mgmt | For | For | |
| 5 | Elect Director Thomas H. Glocer | Mgmt | For | For | |
| 6 | Elect Director Steven F. Goldstone | Mgmt | For | For | |
| 7 | Elect Director William B. Harrison. Jr. | Mgmt | For | For | |
| 8 | Elect Director Harry R. Jacobson | Mgmt | For | For | |
| 9 | Elect Director William N. Kelley | Mgmt | For | For | |
| 10 | Elect Director C. Robert Kidder | Mgmt | For | For | |
| 11 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |
| 12 | Elect Director Carlos E. Represas | Mgmt | For | For | |
| 13 | Elect Director Patricia F. Russo | Mgmt | For | For | |
| 14 | Elect Director Thomas E. Shenk | Mgmt | For | For | |
| 15 | Elect Director Anne M. Tatlock | Mgmt | For | For | |
| 16 | Elect Director Craig B. Thompson | Mgmt | For | For | |
| 17 | Elect Director Wendell P. Weeks | Mgmt | For | For | |
| 18 | Elect Director Peter C. Wendell | Mgmt | For | For | |
| 19 | Ratify Auditors | Mgmt | For | For | |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 21 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Chevron Corporation | |||||
| Ticker CVX | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 01-Apr-11 | |||
| CUSIP: 166764100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director L.F. Deily | Mgmt | For | For | |
| 2 | Elect Director R.E. Denham | Mgmt | For | For | |
| 3 | Elect Director R.J. Eaton | Mgmt | For | For | |
| 4 | Elect Director C. Hagel | Mgmt | For | For | |
| 5 | Elect Director E. Hernandez | Mgmt | For | For | |
| 6 | Elect Director G.L. Kirkland | Mgmt | For | For | |
| 7 | Elect Director D.B. Rice | Mgmt | For | For | |
| 8 | Elect Director K.W. Sharer | Mgmt | For | For | |
| 9 | Elect Director C.R. Shoemate | Mgmt | For | For | |
| 10 | Elect Director J.G. Stumpf | Mgmt | For | For | |
| 11 | Elect Director R.D. Sugar | Mgmt | For | For | |
| 12 | Elect Director C. Ware | Mgmt | For | For | |
| 13 | Elect Director J.S. Watson | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Request Director Nominee with Environmental Qualifications | SH | Against | For | |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | Against | |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | |
| 20 | Adopt Guidelines for Country Selection | SH | Against | For | |
| 21 | Report on Financial Risks of Climate Change | SH | Against | Against | |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For | |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | Against | |
| Exxon Mobil Corporation | |||||
| Ticker XOM | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 06-Apr-11 | |||
| CUSIP: 30231G102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director M.J. Boskin | Mgmt | For | For | |
| 1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | For | |
| 1.3 | Elect Director L.R. Faulkner | Mgmt | For | For | |
| 1.4 | Elect Director J.S. Fishman | Mgmt | For | For | |
| 1.5 | Elect Director K.C. Frazier | Mgmt | For | For | |
| 1.6 | Elect Director W.W. George | Mgmt | For | For | |
| 1.7 | Elect Director M.C. Nelson | Mgmt | For | For | |
| 1.8 | Elect Director S.J. Palmisano | Mgmt | For | For | |
| 1.9 | Elect Director S.S. Reinemund | Mgmt | For | For | |
| 1.10 | Elect Director R.W. Tillerson | Mgmt | For | For | |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Require Independent Board Chairman | SH | Against | For | |
| 6 | Report on Political Contributions | SH | Against | For | |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | Against | |
| 8 | Adopt Policy on Human Right to Water | SH | Against | Against | |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For | |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For | |
| 11 | Report on Energy Technologies Development | SH | Against | Against | |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | |
| Thermo Fisher Scientific Inc. | |||||
| Ticker TMO | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 883556102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Thomas J. Lynch | Mgmt | For | For | |
| 2 | Elect Director William G. Parrett | Mgmt | For | For | |
| 3 | Elect Director Michael E. Porter | Mgmt | For | For | |
| 4 | Elect Director Scott M. Sperling | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Declassify the Board of Directors | SH | Against | For | |
| Raytheon Company | |||||
| Ticker RTN | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 01-Apr-11 | |||
| CUSIP: 755111507 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Vernon E. Clark | Mgmt | For | For | |
| 2 | Elect Director John M. Deutch | Mgmt | For | For | |
| 3 | Elect Director Stephen J. Hadley | Mgmt | For | For | |
| 4 | Elect Director Frederic M. Poses | Mgmt | For | For | |
| 5 | Elect Director Michael C. Ruettgers | Mgmt | For | For | |
| 6 | Elect Director Ronald L. Skates | Mgmt | For | For | |
| 7 | Elect Director William R. Spivey | Mgmt | For | For | |
| 8 | Elect Director Linda G. Stuntz | Mgmt | For | Against | |
| 9 | Elect Director William H. Swanson | Mgmt | For | For | |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Provide Right to Act by Written Consent | SH | Against | For | |
| 14 | Stock Retention/Holding Period | SH | Against | For | |
| 15 | Report on Lobbying Contributions and Expenses | SH | Against | For | |
| 16 | Submit SERP to Shareholder Vote | SH | Against | For | |
| The Travelers Companies, Inc. | |||||
| Ticker TRV | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 89417E109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Alan L. Beller | Mgmt | For | For | |
| 2 | Elect Director John H. Dasburg | Mgmt | For | For | |
| 3 | Elect Director Janet M. Dolan | Mgmt | For | For | |
| 4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |
| 5 | Elect Director Jay S. Fishman | Mgmt | For | For | |
| 6 | Elect Director Lawrence G. Graev | Mgmt | For | For | |
| 7 | Elect Director Patricia L. Higgins | Mgmt | For | For | |
| 8 | Elect Director Thomas R. Hodgson | Mgmt | For | For | |
| 9 | Elect Director Cleve L. Killingsworth, Jr. | Mgmt | For | For | |
| 10 | Elect Director Donald J. Shepard | Mgmt | For | For | |
| 11 | Elect Director Laurie J. Thomsen | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Lowe's Companies, Inc. | |||||
| Ticker LOW | Meeting Date | Meeting Type | Record Date | ||
| 27-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 548661107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Raul Alvarez | Mgmt | For | For | |
| 1.2 | Elect Director David W. Bernauer | Mgmt | For | For | |
| 1.3 | Elect Director Leonard L. Berry | Mgmt | For | For | |
| 1.4 | Elect Director Peter C. Browning | Mgmt | For | For | |
| 1.5 | Elect Director Dawn E. Hudson | Mgmt | For | For | |
| 1.6 | Elect Director Robert L. Johnson | Mgmt | For | For | |
| 1.7 | Elect Director Marshall O. Larsen | Mgmt | For | For | |
| 1.8 | Elect Director Richard K. Lochridge | Mgmt | For | For | |
| 1.9 | Elect Director Robert A. Niblock | Mgmt | For | For | |
| 1.10 | Elect Director Stephen F. Page | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 6 | Submit Severance Agreement (Change- in-Control) to Shareholder Vote | SH | Against | For | |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | |
| 8 | Report on Political Contributions | SH | Against | For | |
| Activision Blizzard, Inc. | |||||
| Ticker ATVI | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 05-Apr-11 | |||
| CUSIP: 00507V109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Philippe G.H. Capron | Mgmt | For | Against | |
| 2 | Elect Director Robert J. Corti | Mgmt | For | For | |
| 3 | Elect Director Frederic R. Crepin | Mgmt | For | Against | |
| 4 | Elect Director Lucian Grainge | Mgmt | For | Against | |
| 5 | Elect Director Brian G. Kelly | Mgmt | For | Against | |
| 6 | Elect Director Robert A. Kotick | Mgmt | For | Against | |
| 7 | Elect Director Jean-Bernard Levy | Mgmt | For | Against | |
| 8 | Elect Director Robert J. Morgado | Mgmt | For | For | |
| 9 | Elect Director Stephane Roussel | Mgmt | For | Against | |
| 10 | Elect Director Richard Sarnoff | Mgmt | For | For | |
| 11 | Elect Director Regis Turrini | Mgmt | For | Against | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Ingersoll-Rand plc | |||||
| Ticker IR | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 06-Apr-11 | |||
| CUSIP: G47791101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Ann C. Berzin | Mgmt | For | For | |
| 2 | Elect Director John Bruton | Mgmt | For | For | |
| 3 | Elect Director Jared L. Cohon | Mgmt | For | For | |
| 4 | Elect Director Gary D. Forsee | Mgmt | For | For | |
| 5 | Elect Director Peter C. Godsoe | Mgmt | For | For | |
| 6 | Elect Director Edward E. Hagenlocker | Mgmt | For | For | |
| 7 | Elect Director Constance J. Horner | Mgmt | For | For | |
| 8 | Elect Director Michael W. Lamach | Mgmt | For | For | |
| 9 | Elect Director Theodore E. Martin | Mgmt | For | For | |
| 10 | Elect Director Richard J. Swift | Mgmt | For | For | |
| 11 | Elect Director Tony L. White | Mgmt | For | For | |
| 12 | Approve Executive Incentive Scheme | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Authorize Market Purchase | Mgmt | For | For | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| The Home Depot, Inc. | |||||
| Ticker HD | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 04-Apr-11 | |||
| CUSIP: 437076102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |
| 2 | Elect Director Francis S. Blake | Mgmt | For | For | |
| 3 | Elect Director Ari Bousbib | Mgmt | For | For | |
| 4 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |
| 5 | Elect Director J. Frank Brown | Mgmt | For | For | |
| 6 | Elect Director Albert P. Carey | Mgmt | For | For | |
| 7 | Elect Director Armando Codina | Mgmt | For | For | |
| 8 | Elect Director Bonnie G. Hill | Mgmt | For | For | |
| 9 | Elect Director Karen L. Katen | Mgmt | For | For | |
| 10 | Elect Director Ronald L. Sargent | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Provide Right to Act by Written Consent | Mgmt | For | For | |
| 15 | Restore or Provide for Cumulative Voting | SH | Against | For | |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 17 | Prepare Employment Diversity Report | SH | Against | For | |
| 18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | Against | |
| Wal-Mart Stores, Inc. | |||||
| Ticker WMT | Meeting Date | Meeting Type | Record Date | ||
| 03-Jun-11 | Annual | 06-Apr-11 | |||
| CUSIP: 931142103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Aida M. Alvarez | Mgmt | For | For | |
| 2 | Elect Director James W. Breyer | Mgmt | For | For | |
| 3 | Elect Director M. Michele Burns | Mgmt | For | For | |
| 4 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |
| 5 | Elect Director Roger C. Corbett | Mgmt | For | For | |
| 6 | Elect Director Douglas N. Daft | Mgmt | For | For | |
| 7 | Elect Director Michael T. Duke | Mgmt | For | For | |
| 8 | Elect Director Gregory B. Penner | Mgmt | For | For | |
| 9 | Elect Director Steven S Reinemund | Mgmt | For | For | |
| 10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | For | |
| 11 | Elect Director Arne M. Sorenson | Mgmt | For | For | |
| 12 | Elect Director Jim C. Walton | Mgmt | For | For | |
| 13 | Elect Director S. Robson Walton | Mgmt | For | For | |
| 14 | Elect Director Christopher J. Williams | Mgmt | For | For | |
| 15 | Elect Director Linda S. Wolf | Mgmt | For | For | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 18 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For | |
| 20 | Report on Political Contributions | SH | Against | For | |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 22 | Require Suppliers to Produce Sustainability Reports | SH | Against | Against | |
| 23 | Report on Climate Change Business Risks | SH | Against | Against | |
| Staples, Inc. | |||||
| Ticker SPLS | Meeting Date | Meeting Type | Record Date | ||
| 07-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 855030102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Basil L. Anderson | Mgmt | For | For | |
| 2 | Elect Director Arthur M. Blank | Mgmt | For | For | |
| 3 | Elect Director Mary Elizabeth Burton | Mgmt | For | For | |
| 4 | Elect Director Justin King | Mgmt | For | For | |
| 5 | Elect Director Carol Meyrowitz | Mgmt | For | For | |
| 6 | Elect Director Rowland T. Moriarty | Mgmt | For | For | |
| 7 | Elect Director Robert C. Nakasone | Mgmt | For | For | |
| 8 | Elect Director Ronald L. Sargent | Mgmt | For | For | |
| 9 | Elect Director Elizabeth A. Smith | Mgmt | For | For | |
| 10 | Elect Director Robert E. Sulentic | Mgmt | For | For | |
| 11 | Elect Director Vijay Vishwanath | Mgmt | For | For | |
| 12 | Elect Director Paul F. Walsh | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Provide Right to Act by Written Consent | SH | Against | For | |
| Devon Energy Corporation | |||||
| Ticker DVN | Meeting Date | Meeting Type | Record Date | ||
| 08-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 25179M103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert H. Henry | Mgmt | For | For | |
| 1.2 | Elect Director John A. Hill | Mgmt | For | For | |
| 1.3 | Elect Director Michael M. Kanovsky | Mgmt | For | For | |
| 1.4 | Elect Director Robert A. Mosbacher, Jr | Mgmt | For | For | |
| 1.5 | Elect Director J. Larry Nichols | Mgmt | For | For | |
| 1.6 | Elect Director Duane C. Radtke | Mgmt | For | For | |
| 1.7 | Elect Director Mary P. Ricciardello | Mgmt | For | For | |
| 1.8 | Elect Director John Richels | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 5 | Amend Certificate of Incorporation | Mgmt | For | For | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| 7 | Provide Right to Act by Written Consent | SH | Against | For | |
| Target Corporation | |||||
| Ticker TGT | Meeting Date | Meeting Type | Record Date | ||
| 08-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 87612E106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Roxanne S. Austin | Mgmt | For | For | |
| 2 | Elect Director Calvin Darden | Mgmt | For | For | |
| 3 | Elect Director Mary N. Dillon | Mgmt | For | For | |
| 4 | Elect Director James A. Johnson | Mgmt | For | For | |
| 5 | Elect Director Mary E. Minnick | Mgmt | For | For | |
| 6 | Elect Director Anne M. Mulcahy | Mgmt | For | For | |
| 7 | Elect Director Derica W. Rice | Mgmt | For | For | |
| 8 | Elect Director Stephen W. Sanger | Mgmt | For | For | |
| 9 | Elect Director Gregg W. Steinhafel | Mgmt | For | For | |
| 10 | Elect Director John G. Stumpf | Mgmt | For | For | |
| 11 | Elect Director Solomon D. Trujillo | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Adopt Compensation Benchmarking Policy | SH | Against | For | |
| 17 | Report on Electronics Recycling and Preventing E-Waste Export | SH | Against | For | |
| Best Buy Co., Inc. | |||||
| Ticker BBY | Meeting Date | Meeting Type | Record Date | ||
| 21-Jun-11 | Annual | 25-Apr-11 | |||
| CUSIP: 086516101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Ronald James | Mgmt | For | For | |
| 1.2 | Elect Director Sanjay Khosla | Mgmt | For | For | |
| 1.3 | Elect Director George L. Mikan III | Mgmt | For | For | |
| 1.4 | Elect Director Matthew H. Paull | Mgmt | For | For | |
| 1.5 | Elect Director Richard M. Schulze | Mgmt | For | For | |
| 1.6 | Elect Director Hatim A. Tyabji | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Change Range for Size of the Board | Mgmt | For | Against | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 8 | Declassify the Board of Directors | SH | Against | For | |
| The Kroger Co. | |||||
| Ticker KR | Meeting Date | Meeting Type | Record Date | ||
| 23-Jun-11 | Annual | 25-Apr-11 | |||
| CUSIP: 501044101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Reuben V. Anderson | Mgmt | For | For | |
| 2 | Elect Director Robert D. Beyer | Mgmt | For | For | |
| 3 | Elect Director David B. Dillon | Mgmt | For | For | |
| 4 | Elect Director Susan J. Kropf | Mgmt | For | For | |
| 5 | Elect Director John T. Lamacchia | Mgmt | For | For | |
| 6 | Elect Director David B. Lewis | Mgmt | For | For | |
| 7 | Elect Director W. Rodney Mcmullen | Mgmt | For | For | |
| 8 | Elect Director Jorge P. Montoya | Mgmt | For | For | |
| 9 | Elect Director Clyde R. Moore | Mgmt | For | For | |
| 10 | Elect Director Susan M. Phillips | Mgmt | For | For | |
| 11 | Elect Director Steven R. Rogel | Mgmt | For | For | |
| 12 | Elect Director James A. Runde | Mgmt | For | For | |
| 13 | Elect Director Ronald L. Sargent | Mgmt | For | For | |
| 14 | Elect Director Bobby S. Shackouls | Mgmt | For | For | |
| 15 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 18 | Ratify Auditors | Mgmt | For | For | |
| 19 | Adopt ILO Based Code of Conduct | SH | Against | Against | |
First Investors Life Series Funds - Cash Management Fund
None
First Investors Life Series Funds - Discovery Fund
| Alliant Techsystems Inc. | |||||
| Ticker ATK | Meeting Date | Meeting Type | Record Date | ||
| 03-Aug-10 | Annual | 07-Jun-10 | |||
| CUSIP: 018804104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Roxanne J. Decyk | Mgmt | For | For | |
| 1.2 | Elect Director Mark W. DeYoung | Mgmt | For | For | |
| 1.3 | Elect Director Martin C. Faga | Mgmt | For | For | |
| 1.4 | Elect Director Ronald R. Fogleman | Mgmt | For | For | |
| 1.5 | Elect Director April H. Foley | Mgmt | For | For | |
| 1.6 | Elect Director Tig H. Krekel | Mgmt | For | For | |
| 1.7 | Elect Director Douglas L. Maine | Mgmt | For | For | |
| 1.8 | Elect Director Roman Martinez IV | Mgmt | For | For | |
| 1.9 | Elect Director Mark H. Ronald | Mgmt | For | For | |
| 1.10 | Elect Director William G. Van Dyke | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| Precision Castparts Corp. | |||||
| Ticker PCP | Meeting Date | Meeting Type | Record Date | ||
| 10-Aug-10 | Annual | 14-Jun-10 | |||
| CUSIP: 740189105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Daniel J. Murphy | Mgmt | For | For | |
| 1.2 | Elect Director Steven G. Rothmeier | Mgmt | For | For | |
| 1.3 | Elect Director Richard L. Wambold | Mgmt | For | For | |
| 1.4 | Elect Director Timothy A. Wicks | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Declassify the Board of Directors | SH | Against | Against | |
| The J. M. Smucker Company | |||||
| Ticker SJM | Meeting Date | Meeting Type | Record Date | ||
| 18-Aug-10 | Annual | 23-Jun-10 | |||
| CUSIP: 832696405 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Kathryn W. Dindo | Mgmt | For | For | |
| 2 | Elect Director Richard K. Smucker | Mgmt | For | For | |
| 3 | Elect Director William H. Steinbrink | Mgmt | For | For | |
| 4 | Elect Director Paul Smucker Wagstaff | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| Compuware Corporation | |||||
| Ticker CPWR | Meeting Date | Meeting Type | Record Date | ||
| 24-Aug-10 | Annual | 28-Jun-10 | |||
| CUSIP: 205638109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Dennis W. Archer | Mgmt | For | For | |
| 1.2 | Elect Director Gurminder S. Bedi | Mgmt | For | For | |
| 1.3 | Elect Director William O. Grabe | Mgmt | For | For | |
| 1.4 | Elect Director William R. Halling | Mgmt | For | For | |
| 1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For | For | |
| 1.6 | Elect Director Faye Alexander Nelson | Mgmt | For | For | |
| 1.7 | Elect Director Glenda D. Price | Mgmt | For | For | |
| 1.8 | Elect Director Robert C. Paul | Mgmt | For | For | |
| 1.9 | Elect Director W. James Prowse | Mgmt | For | For | |
| 1.10 | Elect Director G. Scott Romney | Mgmt | For | For | |
| 1.11 | Elect Director Ralph J. Szygenda | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| QLogic Corporation | |||||
| Ticker QLGC | Meeting Date | Meeting Type | Record Date | ||
| 26-Aug-10 | Annual | 01-Jul-10 | |||
| CUSIP: 747277101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director H.K. Desai | Mgmt | For | For | |
| 2 | Elect Director Joel S. Birnbaum | Mgmt | For | For | |
| 3 | Elect Director James R. Fiebiger | Mgmt | For | For | |
| 4 | Elect Director Balakrishnan S. Iyer | Mgmt | For | For | |
| 5 | Elect Director Kathryn B. Lewis | Mgmt | For | For | |
| 6 | Elect Director George D. Wells | Mgmt | For | For | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| Lawson Software, Inc. | |||||
| Ticker LWSN | Meeting Date | Meeting Type | Record Date | ||
| 18-Oct-10 | Annual | 25-Aug-10 | |||
| CUSIP: 52078P102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Steven C. Chang | Mgmt | For | For | |
| 1.2 | Elect Director Harry Debes | Mgmt | For | For | |
| 1.3 | Elect Director Peter Gyenes | Mgmt | For | For | |
| 1.4 | Elect Director David R. Hubers | Mgmt | For | For | |
| 1.5 | Elect Director H. Richard Lawson | Mgmt | For | For | |
| 1.6 | Elect Director Michael A. Rocca | Mgmt | For | For | |
| 1.7 | Elect Director Robert A. Schriesheim | Mgmt | For | For | |
| 1.8 | Elect Director Romesh Wadhwani | Mgmt | For | For | |
| 1.9 | Elect Director Paul Wahl | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| Matrix Service Company | |||||
| Ticker MTRX | Meeting Date | Meeting Type | Record Date | ||
| 02-Dec-10 | Annual | 13-Oct-10 | |||
| CUSIP: 576853105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Michael J. Bradley | Mgmt | For | For | |
| 1.2 | Elect Director Michael J. Hall | Mgmt | For | For | |
| 1.3 | Elect Director I. Edgar (Ed) Hendrix | Mgmt | For | For | |
| 1.4 | Elect Director Paul K. Lackey | Mgmt | For | For | |
| 1.5 | Elect Director Tom E. Maxwell | Mgmt | For | For | |
| 1.6 | Elect Director David J. Tippeconnic | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| Myriad Genetics, Inc. | |||||
| Ticker MYGN | Meeting Date | Meeting Type | Record Date | ||
| 03-Dec-10 | Annual | 04-Oct-10 | |||
| CUSIP: 62855J104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Heiner Dreismann | Mgmt | For | For | |
| 1.2 | Elect Director Peter D. Meldrum | Mgmt | For | For | |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| Microsemi Corporation | |||||
| Ticker MSCC | Meeting Date | Meeting Type | Record Date | ||
| 19-Jan-11 | Annual | 22-Nov-10 | |||
| CUSIP: 595137100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director James J. Peterson | Mgmt | For | For | |
| 1.2 | Elect Director Dennis R. Leibel | Mgmt | For | For | |
| 1.3 | Elect Director Thomas R. Anderson | Mgmt | For | For | |
| 1.4 | Elect Director William E. Bendush | Mgmt | For | For | |
| 1.5 | Elect Director William L. Healey | Mgmt | For | For | |
| 1.6 | Elect Director Paul F. Folino | Mgmt | For | For | |
| 1.7 | Elect Director Matthew E. Massengill | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| Schnitzer Steel Industries, Inc. | |||||
| Ticker SCHN | Meeting Date | Meeting Type | Record Date | ||
| 19-Jan-11 | Annual | 23-Nov-10 | |||
| CUSIP: 806882106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Wayland R. Hicks | Mgmt | For | For | |
| 1.2 | Elect Director Judith A. Johansen | Mgmt | For | For | |
| 1.3 | Elect Director Tamara L. Lundgren | Mgmt | For | For | |
| Fair Isaac Corporation | |||||
| Ticker FICO | Meeting Date | Meeting Type | Record Date | ||
| 01-Feb-11 | Annual | 08-Dec-10 | |||
| CUSIP: 303250104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director A. George Battle | Mgmt | For | For | |
| 1.2 | Elect Director Nicholas F. Graziano | Mgmt | For | For | |
| 1.3 | Elect Director Mark N. Greene | Mgmt | For | For | |
| 1.4 | Elect Director Alex W. Hart | Mgmt | For | For | |
| 1.5 | Elect Director James D. Kirsner | Mgmt | For | For | |
| 1.6 | Elect Director William J. Lansing | Mgmt | For | For | |
| 1.7 | Elect Director Rahul N. Merchant | Mgmt | For | For | |
| 1.8 | Elect Director Margaret L. Taylor | Mgmt | For | For | |
| 1.9 | Elect Director Duane E. White | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Oshkosh Corporation | |||||
| Ticker OSK | Meeting Date | Meeting Type | Record Date | ||
| 01-Feb-11 | Annual | 13-Dec-10 | |||
| CUSIP: 688239201 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard M. Donnelly | Mgmt | For | For | |
| 2 | Elect Director Michael W. Grebe | Mgmt | For | For | |
| 3 | Elect Director John J. Hamre | Mgmt | For | For | |
| 4 | Elect Director Kathleen J. Hempel | Mgmt | For | For | |
| 5 | Elect Director Leslie F. Kenne | Mgmt | For | For | |
| 6 | Elect Director Harvey N. Medvin | Mgmt | For | For | |
| 7 | Elect Director J. Peter Mosling, Jr. | Mgmt | For | For | |
| 8 | Elect Director Craig P. Omtvedt | Mgmt | For | For | |
| 9 | Elect Director Richard G. Sim | Mgmt | For | For | |
| 10 | Elect Director Charles L. Szews | Mgmt | For | For | |
| 11 | Elect Director William S. Wallace | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Sensient Technologies Corporation | |||||
| Ticker SXT | Meeting Date | Meeting Type | Record Date | ||
| 21-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 81725T100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Hank Brown | Mgmt | For | For | |
| 1.2 | Elect Director Fergus M. Clydesdale | Mgmt | For | For | |
| 1.3 | Elect Director James A. D. Croft | Mgmt | For | For | |
| 1.4 | Elect Director William V. Hickey | Mgmt | For | For | |
| 1.5 | Elect Director Kenneth P. Manning | Mgmt | For | For | |
| 1.6 | Elect Director Peter M. Salmon | Mgmt | For | For | |
| 1.7 | Elect Director Elaine R. Wedral | Mgmt | For | For | |
| 1.8 | Elect Director Essie Whitelaw | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| PerkinElmer, Inc. | |||||
| Ticker PKI | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 714046109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Robert F. Friel | Mgmt | For | For | |
| 2 | Elect Director Nicholas A. Lopardo | Mgmt | For | For | |
| 3 | Elect Director Alexis P. Michas | Mgmt | For | For | |
| 4 | Elect Director James C. Mullen | Mgmt | For | For | |
| 5 | Elect Director Dr. Vicki L. Sato | Mgmt | For | For | |
| 6 | Elect Director Gabriel Schmergel | Mgmt | For | For | |
| 7 | Elect Director Kenton J. Sicchitano | Mgmt | For | For | |
| 8 | Elect Director Patrick J. Sullivan | Mgmt | For | For | |
| 9 | Elect Director G. Robert Tod | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Convergys Corporation | |||||
| Ticker CVG | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 212485106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jeffrey H. Fox | Mgmt | For | For | |
| 1.2 | Elect Director Ronald L. Nelson | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Harleysville Group Inc. | |||||
| Ticker HGIC | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 412824104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director W. Thacher Brown | Mgmt | For | For | |
| 1.2 | Elect Director Mirian M. Graddick-Weir | Mgmt | For | For | |
| 1.3 | Elect Director William W. Scranton III | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Life Technologies Corporation | |||||
| Ticker LIFE | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 53217V109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Balakrishnan S. Iyer | Mgmt | For | For | |
| 2 | Elect Director Gregory T. Lucier | Mgmt | For | For | |
| 3 | EleElect Director Ronald A. Matricaria | Mgmt | For | For | |
| 4 | Elect Director David C. U Prichard | Mgmt | For | For | |
| 5 | Elect Director William H. Longfield | Mgmt | For | For | |
| 6 | Elect Director Ora H. Pescovitz | Mgmt | For | For | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Amend Certificate of Incorporation | Mgmt | For | For | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 10 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| Olin Corporation | |||||
| Ticker OLN | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 680665205 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Gray G. Benoist | Mgmt | For | For | |
| 1.2 | Elect Director Richard M. Rompala | Mgmt | For | For | |
| 1.3 | Elect Director Joseph D. Rupp | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Alleghany Corporation | |||||
| Ticker Y | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 07-Mar-11 | |||
| CUSIP: 017175100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Rex D. Adams | Mgmt | For | For | |
| 2 | Elect Director Weston M. Hicks | Mgmt | For | For | |
| 3 | Elect Director Jefferson W. Kirby | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Whiting Petroleum Corporation | |||||
| Ticker WLL | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 11-Mar-11 | |||
| CUSIP: 966387102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director D. Sherwin Artus | Mgmt | For | For | |
| 1.2 | Elect Director Phillip E. Doty | Mgmt | For | For | |
| 2 | Increase Authorized Common Stock | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| Aptargroup, Inc. | |||||
| Ticker ATR | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 10-Mar-11 | |||
| CUSIP: 038336103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director George L. Fotiades | Mgmt | For | For | |
| 1.2 | Elect Director King W. Harris | Mgmt | For | For | |
| 1.3 | Elect Director Peter H. Pfeiffer | Mgmt | For | For | |
| 1.4 | Elect Director Joanne C. Smith | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| Regal Entertainment Group | |||||
| Ticker RGC | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 09-Mar-11 | |||
| CUSIP: 758766109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stephen A. Kaplan | Mgmt | For | For | |
| 1.2 | Elect Director Jack Tyrrell | Mgmt | For | For | |
| 1.3 | Elect Director Nestor R. Weigand, Jr. | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| MEDNAX, Inc. | |||||
| Ticker MD | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 08-Mar-11 | |||
| CUSIP: 58502B106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Cesar L. Alvarez | Mgmt | For | For | |
| 1.2 | Elect Director Waldemar A. Carlo | Mgmt | For | For | |
| 1.3 | Elect Director Michael B. Fernandez | Mgmt | For | For | |
| 1.4 | Elect Director Roger K. Freeman | Mgmt | For | For | |
| 1.5 | Elect Director Paul G. Gabos | Mgmt | For | For | |
| 1.6 | Elect Director Dany Garcia | Mgmt | For | For | |
| 1.7 | Elect Director P.J. Goldschmidt | Mgmt | For | For | |
| 1.8 | Elect Director Manuel Kadre | Mgmt | For | For | |
| 1.9 | Elect Director Roger J. Medel | Mgmt | For | For | |
| 1.10 | Elect Director Donna E. Shalala | Mgmt | For | For | |
| 1.11 | Elect Director Enrique J. Sosa | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Plains Exploration & Production Company | |||||
| Ticker PXP | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 24-Mar-11 | |||
| CUSIP: 726505100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director James C. Flores | Mgmt | For | For | |
| 2 | Elect Director Isaac Arnold, Jr. | Mgmt | For | For | |
| 3 | Elect Director Alan R. Buckwalter, III | Mgmt | For | For | |
| 4 | Elect Director Jerry L. Dees | Mgmt | For | For | |
| 5 | Elect Director Tom H. Delimitros | Mgmt | For | For | |
| 6 | Elect Director Thomas A. Fry, III | Mgmt | For | For | |
| 7 | Elect Director Charles G. Groat | Mgmt | For | For | |
| 8 | Elect Director John H. Lollar | Mgmt | For | For | |
| 9 | Ratify Auditors | Mgmt | For | For | |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Jefferies Group, Inc. | |||||
| Ticker JEF | Meeting Date | Meeting Type | Record Date | ||
| 09-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 472319102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Richard B. Handler | Mgmt | For | For | |
| 1.2 | Elect Director Brian P. Friedman | Mgmt | For | For | |
| 1.3 | Elect Director W. Patrick Campbell | Mgmt | For | For | |
| 1.4 | Elect Director Ian M. Cumming | Mgmt | For | For | |
| 1.5 | Elect Director Richard G. Dooley | Mgmt | For | For | |
| 1.6 | Elect Director Robert E. Joyal | Mgmt | For | For | |
| 1.7 | Elect Director Michael T. O'Kane | Mgmt | For | For | |
| 1.8 | Elect Director Joseph S. Steinberg | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Markel Corporation | |||||
| Ticker MKL | Meeting Date | Meeting Type | Record Date | ||
| 09-May-11 | Annual | 03-Mar-11 | |||
| CUSIP: 570535104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director J. Alfred Broaddus, Jr. | Mgmt | For | For | |
| 1.2 | Elect Director Douglas C. Eby | Mgmt | For | For | |
| 1.3 | Elect Director Stewart M. Kasen | Mgmt | For | For | |
| 1.4 | Elect Director Alan I. Kirshner | Mgmt | For | For | |
| 1.5 | Elect Director Lemuel E. Lewis | Mgmt | For | For | |
| 1.6 | Elect Director Darrell D. Martin | Mgmt | For | For | |
| 1.7 | Elect Director Anthony F. Markel | Mgmt | For | For | |
| 1.8 | Elect Director Steven A. Markel | Mgmt | For | For | |
| 1.9 | Elect Director Jay M. Weinberg | Mgmt | For | For | |
| 1.10 | Elect Director Debora J. Wilson | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Brightpoint, Inc. | |||||
| Ticker CELL | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 109473405 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Richard W. Roedel | Mgmt | For | For | |
| 1.2 | Elect Director John F. Levy | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Chemtura Corporation | |||||
| Ticker CHMT | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 163893209 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jeffrey D. Benjamin | Mgmt | For | For | |
| 1.2 | Elect Director Timothy J. Bernlohr | Mgmt | For | For | |
| 1.3 | Elect Director Anna C. Catalano | Mgmt | For | For | |
| 1.4 | Elect Director Alan S. Cooper | Mgmt | For | For | |
| 1.5 | Elect Director James W. Crownover | Mgmt | For | For | |
| 1.6 | Elect Director Jonathan F. Foster | Mgmt | For | For | |
| 1.7 | Elect Director Craig A. Rogerson | Mgmt | For | For | |
| 1.8 | Elect Director John K. Wulff | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| American Financial Group, Inc. | |||||
| Ticker AFG | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 025932104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Carl H. Lindner | Mgmt | For | For | |
| 1.2 | Elect Director Carl H. Lindner, III | Mgmt | For | For | |
| 1.3 | Elect Director S. Craig Lindner | Mgmt | For | For | |
| 1.4 | Elect Director Kenneth C. Ambrecht | Mgmt | For | For | |
| 1.5 | Elect Director Theodore H. Emmerich | Mgmt | For | For | |
| 1.6 | Elect Director James E. Evans | Mgmt | For | For | |
| 1.7 | Elect Director Terry S. Jacobs | Mgmt | For | For | |
| 1.8 | Elect Director Gregory G. Joseph | Mgmt | For | For | |
| 1.9 | Elect Director William W. Verity | Mgmt | For | For | |
| 1.10 | Elect Director John I. Von Lehman | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| 4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | Against | |
| 8 | Adopt Policy and Report on Board Diversity | SH | Against | Against | |
| Compass Minerals International, Inc. | |||||
| Ticker CMP | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 20451N101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Bradley J. Bell | Mgmt | For | For | |
| 1.2 | Elect Director Richard S. Grant | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| Innospec Inc. | |||||
| Ticker IOSP | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 45768S105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Milton C. Blackmore | Mgmt | For | For | |
| 1.2 | Elect Director Hugh G.C. Aldous | Mgmt | For | For | |
| 1.3 | Elect Director Joachim Roeser | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Amend Stock Option Plan | Mgmt | For | Against | |
| 5 | Amend Stock Option Plan | Mgmt | For | For | |
| 6 | Amend Non-Employee Director Stock Option Plan | Mgmt | For | For | |
| Knight Capital Group, Inc. | |||||
| Ticker KCG | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 01-Apr-11 | |||
| CUSIP: 499005106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director William L. Bolster | Mgmt | For | For | |
| 1.2 | Elect Director Thomas M. Joyce | Mgmt | For | For | |
| 1.3 | Elect Director James W. Lewis | Mgmt | For | For | |
| 1.4 | Elect Director Thomas C. Lockburner | Mgmt | For | For | |
| 1.5 | Elect Director James T. Milde | Mgmt | For | For | |
| 1.6 | Elect Director Christopher C. Quick | Mgmt | For | For | |
| 1.7 | Elect Director Laurie M. Shahon | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| AMERIGROUP Corporation | |||||
| Ticker AGP | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 03073T102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Directors James G. Carlson | Mgmt | For | For | |
| 1.2 | Elect Directors Jeffrey B. Child | Mgmt | For | For | |
| 1.3 | Elect Directors Richard D. Shirk | Mgmt | For | For | |
| 1.4 | Elect Directors John W. Snow | Mgmt | For | For | |
| 1.5 | Elect Directors Adm. Joseph W. Prueher | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| PetroQuest Energy, Inc. | |||||
| Ticker PQ | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 17-Mar-11 | |||
| CUSIP: 716748108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Charles T. Goodson | Mgmt | For | For | |
| 1.2 | Elect Director William W. Rucks, IV | Mgmt | For | For | |
| 1.3 | Elect Director E. Wayne Nordberg | Mgmt | For | For | |
| 1.4 | Elect Director Michael L. Finch | Mgmt | For | For | |
| 1.5 | Elect Director W.J. Gordon, III | Mgmt | For | For | |
| 1.6 | Elect Director Charles F. Mitchell, II | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Foot Locker, Inc. | |||||
| Ticker FL | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 344849104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Nicholas DiPaolo | Mgmt | For | For | |
| 1.2 | Elect Director Matthew M. McKenna | Mgmt | For | For | |
| 1.3 | Elect Director Allen Questrom | Mgmt | For | For | |
| 1.4 | Elect Director Cheryl Nido Turpin | Mgmt | For | For | |
| 1.5 | Elect Director Guillermo Marmol | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Magellan Health Services, Inc. | |||||
| Ticker MGLN | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 31-Mar-11 | |||
| CUSIP: 559079207 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director William J. McBride | Mgmt | For | For | |
| 1.2 | Elect Director Robert M. Le Blanc | Mgmt | For | For | |
| 1.3 | Elect Director William D. Forrest | Mgmt | For | For | |
| 1.4 | Elect Director Barry M. Smith | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| 5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| Career Education Corporation | |||||
| Ticker CECO | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 141665109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Dennis H. Chookaszian | Mgmt | For | For | |
| 2 | Elect Director David W. Devonshire | Mgmt | For | For | |
| 3 | Elect Director Patrick W. Gross | Mgmt | For | For | |
| 4 | Elect Director Gregory L. Jackson | Mgmt | For | For | |
| 5 | Elect Director Thomas B. Lally | Mgmt | For | For | |
| 6 | Elect Director Steven H. Lesnik | Mgmt | For | For | |
| 7 | Elect Director Gary E. McCullough | Mgmt | For | For | |
| 8 | Elect Director Leslie T. Thornton | Mgmt | For | For | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| Cymer, Inc. | |||||
| Ticker CYMI | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 232572107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Charles J. Abbe | Mgmt | For | None | |
| 1.2 | Elect Director Robert P. Akins | Mgmt | For | None | |
| 1.3 | Elect Director Edward H. Braun | Mgmt | For | None | |
| 1.4 | Elect Director Michael R. Gaulke | Mgmt | For | None | |
| 1.5 | Elect Director William G. Oldham | Mgmt | For | None | |
| 1.6 | Elect Director Eric M. Ruttenberg | Mgmt | For | None | |
| 1.7 | Elect Director Peter J. Simone | Mgmt | For | None | |
| 1.8 | Elect Director Young K. Sohn | Mgmt | For | None | |
| 1.9 | Elect Director Jon D. Tompkins | Mgmt | For | None | |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | None | |
| 3 | Ratify Auditors | Mgmt | For | None | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | None | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | None | |
| Dole Food Company, Inc. | |||||
| Ticker DOLE | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 256603101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Elaine L. Chao | Mgmt | For | For | |
| 1.2 | Elect Director Sherry Lansing | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Lender Processing Services, Inc. | |||||
| Ticker LPS | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 52602E102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Lee A. Kennedy | Mgmt | For | For | |
| 1.2 | Elect Director Philip G. Heasley | Mgmt | For | For | |
| 1.3 | Elect Director Susan E. Lester | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| Westlake Chemical Corporation | |||||
| Ticker WLK | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 01-Apr-11 | |||
| CUSIP: 960413102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Dorothy C. Jenkins | Mgmt | For | For | |
| 1.2 | Elect Director Max L. Lukens | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| MFA Financial, Inc. | |||||
| Ticker MFA | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 55272X102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stephen R. Blank | Mgmt | For | For | |
| 1.2 | Elect Director William S. Gorin | Mgmt | For | For | |
| 2 | Increase Authorized Capital Stock | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| Anworth Mortgage Asset Corporation | |||||
| Ticker ANH | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 037347101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Lloyd McAdams | Mgmt | For | For | |
| 2 | Elect Director Lee A. Ault, III | Mgmt | For | For | |
| 3 | Elect Director Charles H. Black | Mgmt | For | For | |
| 4 | Elect Director Joe E. Davis | Mgmt | For | For | |
| 5 | Elect Director Robert C. Davis | Mgmt | For | For | |
| 6 | Elect Director Joseph E. McAdams | Mgmt | For | For | |
| 7 | Approve Externalization Proposal | Mgmt | For | For | |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| Endo Pharmaceuticals Holdings Inc. | |||||
| Ticker ENDP | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 15-Apr-11 | |||
| CUSIP: 29264F205 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John J. Delucca | Mgmt | For | For | |
| 1.2 | Elect Director David P. Holveck | Mgmt | For | For | |
| 1.3 | Elect Director Nancy J. Hutson | Mgmt | For | For | |
| 1.4 | Elect Director Michael Hyatt | Mgmt | For | For | |
| 1.5 | Elect Director Roger H. Kimmel | Mgmt | For | For | |
| 1.6 | Elect Director William P. Montague | Mgmt | For | For | |
| 1.7 | Elect Director David B. Nash | Mgmt | For | For | |
| 1.8 | Elect Director Joseph C. Scodari | Mgmt | For | For | |
| 1.9 | Elect Director William F. Spengler | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| SM Energy Co. | |||||
| Ticker SM | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 792228108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Barbara M. Baumann | Mgmt | For | For | |
| 2 | Elect Director Anthony J. Best | Mgmt | For | For | |
| 3 | Elect Director Larry W. Bickle | Mgmt | For | For | |
| 4 | Elect Director Stephen R. Brand | Mgmt | For | For | |
| 5 | Elect Director William J. Gardiner | Mgmt | For | For | |
| 6 | Elect Director Julio M. Quintana | Mgmt | For | For | |
| 7 | Elect Director John M. Seidl | Mgmt | For | For | |
| 8 | Elect Director William D. Sullivan | Mgmt | For | For | |
| 9 | Ratify Auditors | Mgmt | For | For | |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Big Lots, Inc. | |||||
| Ticker BIG | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 089302103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | For | |
| 1.2 | Elect Director Steven S. Fishman | Mgmt | For | For | |
| 1.3 | Elect Director Peter J. Hayes | Mgmt | For | For | |
| 1.4 | Elect Director David T. Kollat | Mgmt | For | For | |
| 1.5 | Elect Director Brenda J. Lauderback | Mgmt | For | For | |
| 1.6 | Elect Director Philip E. Mallott | Mgmt | For | For | |
| 1.7 | Elect Director Russell Solt | Mgmt | For | For | |
| 1.8 | Elect Director James R. Tener | Mgmt | For | For | |
| 1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Diodes Incorporated | |||||
| Ticker DIOD | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 31-Mar-11 | |||
| CUSIP: 254543101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director C.H. Chen | Mgmt | For | For | |
| 1.2 | Elect Director Michael R. Giordano | Mgmt | For | For | |
| 1.3 | Elect Director L.P. Hsu | Mgmt | For | For | |
| 1.4 | Elect Director Keh-Shew Lu | Mgmt | For | For | |
| 1.5 | Elect Director Raymond Soong | Mgmt | For | For | |
| 1.6 | Elect Director John M. Stich | Mgmt | For | For | |
| 1.7 | Elect Director Michael K.C. Tsai | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Mid-America Apartment Communities, Inc. | |||||
| Ticker MAA | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 59522J103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director H. Eric Bolton, Jr. | Mgmt | For | For | |
| 1.2 | Elect Director Alan B. Graf, jr. | Mgmt | For | For | |
| 1.3 | Elect Director John S. Grinalds | Mgmt | For | For | |
| 1.4 | Elect Director Ralph Horn | Mgmt | For | For | |
| 1.5 | Elect Director Philip W. Norwood | Mgmt | For | For | |
| 1.6 | Elect Director W. Reid Sanders | Mgmt | For | For | |
| 1.7 | Elect Director William B. Sansom | Mgmt | For | For | |
| 1.8 | Elect Director Simon R.C. Wadsworth | Mgmt | For | For | |
| 2 | Increase Authorized Common Stock | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| Smurfit-Stone Container Corporation | |||||
| Ticker SSCC | Meeting Date | Meeting Type | Record Date | ||
| 27-May-11 | Special | 08-Apr-11 | |||
| CUSIP: 83272A104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Merger Agreement | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| EMCOR Group, Inc. | |||||
| Ticker EME | Meeting Date | Meeting Type | Record Date | ||
| 01-Jun-11 | Annual | 06-Apr-11 | |||
| CUSIP: 29084Q100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stephen W. Bershad | Mgmt | For | For | |
| 1.2 | Elect Director David A.B. Brown | Mgmt | For | For | |
| 1.3 | Elect Director Larry J. Bump | Mgmt | For | For | |
| 1.4 | Elect Director Albert Fried, Jr. | Mgmt | For | For | |
| 1.5 | Elect Director Anthony J. Guzzi | Mgmt | For | For | |
| 1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For | For | |
| 1.7 | Elect Director David H. Laidley | Mgmt | For | For | |
| 1.8 | Elect Director Frank T. MacInnis | Mgmt | For | For | |
| 1.9 | Elect Director Jerry E. Ryan | Mgmt | For | For | |
| 1.10 | Elect Director Michael T. Yonker | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| FTI Consulting, Inc. | |||||
| Ticker FCN | Meeting Date | Meeting Type | Record Date | ||
| 01-Jun-11 | Annual | 21-Mar-11 | |||
| CUSIP: 302941109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Mark H. Berey | Mgmt | For | For | |
| 1.2 | Elect Director Jack B. Dunn, IV | Mgmt | For | For | |
| 1.3 | Elect Director Gerard E. Holthaus | Mgmt | For | For | |
| 2 | Declassify the Board of Directors | Mgmt | For | For | |
| 3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Vishay Intertechnology, Inc. | |||||
| Ticker VSH | Meeting Date | Meeting Type | Record Date | ||
| 01-Jun-11 | Annual | 04-Apr-11 | |||
| CUSIP: 928298108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Eliyahu Hurvitz | Mgmt | For | For | |
| 1.2 | Elect Director Abraham Ludomirski | Mgmt | For | For | |
| 1.3 | Elect Director Wayne M. Rogers | Mgmt | For | For | |
| 1.4 | Elect Director Ronald Ruzic | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Carrizo Oil & Gas, Inc. | |||||
| Ticker CRZO | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 144577103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director S.P. Johnson, IV | Mgmt | For | For | |
| 1.2 | Elect Director Steven A. Webster | Mgmt | For | For | |
| 1.3 | Elect Director Thomas L. Carter, Jr. | Mgmt | For | For | |
| 1.4 | Elect Director F. Gardner Parker | Mgmt | For | For | |
| 1.5 | Elect Director Roger A. Ramsey | Mgmt | For | For | |
| 1.6 | Elect Director Frank A. Wojtek | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | Against | |
| Resolute Energy Corporation | |||||
| Ticker REN | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 18-Apr-11 | |||
| CUSIP: 76116A108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Richard L. Covington | Mgmt | For | For | |
| 1.2 | Elect Director James M. Piccone | Mgmt | For | For | |
| 1.3 | Elect Director Robert M. Swartz | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| Express, Inc. | |||||
| Ticker EXPR | Meeting Date | Meeting Type | Record Date | ||
| 03-Jun-11 | Annual | 18-Apr-11 | |||
| CUSIP: 30219E103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director David C. Dominik | Mgmt | For | For | |
| 1.2 | Elect Director Sam K. Duncan | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Premiere Global Services, Inc. | |||||
| Ticker PGI | Meeting Date | Meeting Type | Record Date | ||
| 15-Jun-11 | Annual | 07-Apr-11 | |||
| CUSIP: 740585104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Boland T. Jones | Mgmt | For | For | |
| 1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For | For | |
| 1.3 | Elect Director Wilkie S. Colyer | Mgmt | For | For | |
| 1.4 | Elect Director John R. Harris | Mgmt | For | For | |
| 1.5 | Elect Director W. Steven Jones | Mgmt | For | For | |
| 1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For | For | |
| 1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| The Men's Wearhouse, Inc. | |||||
| Ticker MW | Meeting Date | Meeting Type | Record Date | ||
| 15-Jun-11 | Annual | 18-Apr-11 | |||
| CUSIP: 587118100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director George Zimmer | Mgmt | For | For | |
| 1.2 | Elect Director David H. Edwab | Mgmt | For | For | |
| 1.3 | Elect Director Rinaldo S. Brutoco | Mgmt | For | For | |
| 1.4 | Elect Director Michael L. Ray | Mgmt | For | For | |
| 1.5 | Elect Director Sheldon I. Stein | Mgmt | For | For | |
| 1.6 | Elect Director Deepak Chopra | Mgmt | For | For | |
| 1.7 | Elect Director William B. Sechrest | Mgmt | For | For | |
| 1.8 | Elect Director Larry R. Katzen | Mgmt | For | For | |
| 1.9 | Elect Director Grace Nichols | Mgmt | For | For | |
| 1.10 | Elect Director Douglas S. Ewert | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| IAC/InterActiveCorp | |||||
| Ticker IACI | Meeting Date | Meeting Type | Record Date | ||
| 16-Jun-11 | Annual | 25-Apr-11 | |||
| CUSIP: 44919P508 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Gregory R. Blatt | Mgmt | For | For | |
| 1.2 | Elect Director Edgar Bronfman, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director Barry Diller | Mgmt | For | For | |
| 1.4 | Elect Director Michael D. Eisner | Mgmt | For | For | |
| 1.5 | Elect Director Victor A. Kaufman | Mgmt | For | For | |
| 1.6 | Elect Director Donald R. Keough | Mgmt | For | For | |
| 1.7 | Elect Director Bryan Lourd | Mgmt | For | For | |
| 1.8 | Elect Director Arthur C. Martinez | Mgmt | For | For | |
| 1.9 | Elect Director David Rosenblatt | Mgmt | For | For | |
| 1.10 | Elect Director Alan G. Spoon | Mgmt | For | For | |
| 1.11 | Elect Director Alexander von Furstenberg | Mgmt | For | For | |
| 1.12 | Elect Director Richard F. Zannino | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| American Eagle Outfitters, Inc. | |||||
| Ticker AEO | Meeting Date | Meeting Type | Record Date | ||
| 21-Jun-11 | Annual | 25-Apr-11 | |||
| CUSIP: 02553E106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Michael G. Jesselson | Mgmt | For | For | |
| 2 | Elect Director Roger S. Markfield | Mgmt | For | For | |
| 3 | Elect Director Jay L. Schottenstein | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Phillips-Van Heusen Corporation | |||||
| Ticker PVH | Meeting Date | Meeting Type | Record Date | ||
| 23-Jun-11 | Annual | 26-Apr-11 | |||
| CUSIP: 718592108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Mary Baglivo | Mgmt | For | For | |
| 1.2 | Elect Director Emanuel Chirico | Mgmt | For | For | |
| 1.3 | Elect Director Juan Figuereo | Mgmt | For | For | |
| 1.4 | Elect Director Joseph B. Fuller | Mgmt | For | For | |
| 1.5 | Elect Director Fred Gehring | Mgmt | For | For | |
| 1.6 | Elect Director Margaret L. Jenkins | Mgmt | For | For | |
| 1.7 | Elect Director David Landau | Mgmt | For | For | |
| 1.8 | Elect Director Bruce Maggin | Mgmt | For | For | |
| 1.9 | Elect Director V. James Marino | Mgmt | For | For | |
| 1.10 | Elect Director Henry Nasella | Mgmt | For | For | |
| 1.11 | Elect Director Rita M. Rodriguez | Mgmt | For | For | |
| 1.12 | Elect Director Craig Rydin | Mgmt | For | For | |
| 1.13 | Elect Director Christian Stahl | Mgmt | For | For | |
| 2 | Change Company Name | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
First Investors Life Series Funds - Government Fund
None
First Investors Life Series Funds - Growth & Income Fund
| Armstrong World Industries, Inc. | |||||
| Ticker AWI | Meeting Date | Meeting Type | Record Date | ||
| 02-Jul-10 | Annual | 05-Apr-10 | |||
| CUSIP: 04247X102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stan A. Askren | Mgmt | For | For | |
| 1.2 | Elect Director David Bonderman | Mgmt | For | For | |
| 1.3 | Elect Director Kevin R. Burns | Mgmt | For | For | |
| 1.4 | Elect Director James J. Gaffney | Mgmt | For | For | |
| 1.5 | Elect Director Tao Huang | Mgmt | For | For | |
| 1.6 | Elect Director Michael F. Johnston | Mgmt | For | For | |
| 1.7 | Elect Director Larry S. McWilliams | Mgmt | For | For | |
| 1.8 | Elect Director James J. O'Connor | Mgmt | For | For | |
| 1.9 | Elect Director John J. Roberts | Mgmt | For | For | |
| 1.10 | Elect Director Richard E. Wenz | Mgmt | For | For | |
| 1.11 | Elect Director Bettina M. Whyte | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| inVentiv Health, Inc. | |||||
| Ticker VTIV | Meeting Date | Meeting Type | Record Date | ||
| 21-Jul-10 | Special | 15-Jun-10 | |||
| CUSIP: 46122E105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Merger Agreement | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| Polo Ralph Lauren Corporation | |||||
| Ticker RL | Meeting Date | Meeting Type | Record Date | ||
| 05-Aug-10 | Annual | 21-Jun-10 | |||
| CUSIP: 731572103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Frank A. Bennack, Jr | Mgmt | For | For | |
| 1.2 | Elect Director Joel L. Fleishman | Mgmt | For | For | |
| 1.3 | Elect Director Steven P. Murphy | Mgmt | For | For | |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| Xilinx, Inc. | |||||
| Ticker XLNX | Meeting Date | Meeting Type | Record Date | ||
| 11-Aug-10 | Annual | 14-Jun-10 | |||
| CUSIP: 983919101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Philip T. Gianos | Mgmt | For | For | |
| 2 | Elect Director Moshe N. Gavrielov | Mgmt | For | For | |
| 3 | Elect Director John L. Doyle | Mgmt | For | For | |
| 4 | Elect Director Jerald G. Fishman | Mgmt | For | For | |
| 5 | Elect Director William G. Howard, Jr. | Mgmt | For | For | |
| 6 | Elect Director J. Michael Patterson | Mgmt | For | For | |
| 7 | Elect Director Albert A. Pimentel | Mgmt | For | For | |
| 8 | Elect Director Marshall C. Turner | Mgmt | For | For | |
| 9 | Elect Director Elizabeth W. Vanderslice | Mgmt | For | For | |
| 10 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 11 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| PSS World Medical, Inc. | |||||
| Ticker PSSI | Meeting Date | Meeting Type | Record Date | ||
| 24-Aug-10 | Annual | 18-Jun-10 | |||
| CUSIP: 69366A100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Gary A. Corless | Mgmt | For | For | |
| 1.2 | Elect Director Melvin L. Hecktman | Mgmt | For | For | |
| 1.3 | Elect Director Delores M. Kesler | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| Medtronic, Inc. | |||||
| Ticker MDT | Meeting Date | Meeting Type | Record Date | ||
| 25-Aug-10 | Annual | 28-Jun-10 | |||
| CUSIP: 585055106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Richard H. Anderson | Mgmt | For | For | |
| 1.2 | Elect Director David L. Calhoun | Mgmt | For | For | |
| 1.3 | Elect Director Victor J. Dzau | Mgmt | For | For | |
| 1.4 | Elect Director William A. Hawkins | Mgmt | For | For | |
| 1.5 | Elect Director Shirley A. Jackson | Mgmt | For | For | |
| 1.6 | Elect Director James T. Lenehan | Mgmt | For | For | |
| 1.7 | Elect Director Denise M. O'Leary | Mgmt | For | For | |
| 1.8 | Elect Director Kendall J. Powell | Mgmt | For | For | |
| 1.9 | Elect Director Robert C. Pozen | Mgmt | For | For | |
| 1.10 | Elect Director Jean-Pierre Rosso | Mgmt | For | For | |
| 1.11 | Elect Director Jack W. Schuler | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| NIKE, Inc. | |||||
| Ticker NKE | Meeting Date | Meeting Type | Record Date | ||
| 20-Sep-10 | Annual | 26-Jul-10 | |||
| CUSIP: 654106103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jill K. Conway | Mgmt | For | For | |
| 1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director John C. Lechleiter | Mgmt | For | For | |
| 1.4 | Elect Director Phyllis M. Wise | Mgmt | For | For | |
| 2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Symantec Corporation | |||||
| Ticker SYMC | Meeting Date | Meeting Type | Record Date | ||
| 20-Sep-10 | Annual | 26-Jul-10 | |||
| CUSIP: 871503108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Stephen M. Bennett | Mgmt | For | For | |
| 2 | Elect Director Michael A. Brown | Mgmt | For | For | |
| 3 | Elect Director William T. Coleman, III | Mgmt | For | For | |
| 4 | Elect Director Frank E. Dangeard | Mgmt | For | For | |
| 5 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | |
| 6 | Elect Director David L. Mahoney | Mgmt | For | For | |
| 7 | Elect Director Robert S. Miller | Mgmt | For | For | |
| 8 | Elect Director Enrique Salem | Mgmt | For | For | |
| 9 | Elect Director Daniel H. Schulman | Mgmt | For | For | |
| 10 | Elect Director John W. Thompson | Mgmt | For | For | |
| 11 | Elect Director V. Paul Unruh | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| National Semiconductor Corporation | |||||
| Ticker NSM | Meeting Date | Meeting Type | Record Date | ||
| 24-Sep-10 | Annual | 30-Jul-10 | |||
| CUSIP: 637640103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director William J. Amelio | Mgmt | For | For | |
| 2 | Elect Director Steven R. Appleton | Mgmt | For | For | |
| 3 | Elect Director Gary P. Arnold | Mgmt | For | For | |
| 4 | Elect Director Richard J. Danzig | Mgmt | For | For | |
| 5 | Elect Director Robert J. Frankenberg | Mgmt | For | For | |
| 6 | Elect Director Donald Macleod | Mgmt | For | For | |
| 7 | Elect Director Edward R. McCracken | Mgmt | For | For | |
| 8 | Elect Director Roderick C. McGeary | Mgmt | For | For | |
| 9 | Elect Director William E. Mitchell | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| H&R Block, Inc. | |||||
| Ticker HRB | Meeting Date | Meeting Type | Record Date | ||
| 30-Sep-10 | Annual | 27-Jul-10 | |||
| CUSIP: 093671105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Alan M. Bennett | Mgmt | For | For | |
| 2 | Elect Director Richard C. Breeden | Mgmt | For | For | |
| 3 | Elect Director William C. Cobb | Mgmt | For | For | |
| 4 | Elect Director Robert A. Gerard | Mgmt | For | For | |
| 5 | Elect Director Len J. Lauer | Mgmt | For | For | |
| 6 | Elect Director David B. Lewis | Mgmt | For | For | |
| 7 | Elect Director Bruce C. Rohde | Mgmt | For | For | |
| 8 | Elect Director Tom D. Seip | Mgmt | For | For | |
| 9 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | |
| 10 | Elect Director Christianna Wood | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 13 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 14 | Reduce Supermajority Vote Requirement | SH | For | For | |
| 15 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | For | |
| 17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Mgmt | For | For | |
| 18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Mgmt | For | For | |
| 19 | Ratify Auditors | Mgmt | For | For | |
| Ruby Tuesday, Inc. | |||||
| Ticker RT | Meeting Date | Meeting Type | Record Date | ||
| 06-Oct-10 | Annual | 09-Aug-10 | |||
| CUSIP: 781182100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Samuel E. Beall, III | Mgmt | For | For | |
| 2 | Elect Director Bernard Lanigan, Jr. | Mgmt | For | For | |
| 3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| RPM International Inc. | |||||
| Ticker RPM | Meeting Date | Meeting Type | Record Date | ||
| 07-Oct-10 | Annual | 13-Aug-10 | |||
| CUSIP: 749685103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director David A. Daberko | Mgmt | For | Withhold | |
| 1.2 | Elect Director William A. Papenbrock | Mgmt | For | Withhold | |
| 1.3 | Elect Director Frank C. Sullivan | Mgmt | For | Withhold | |
| 1.4 | Elect Director Thomas C. Sullivan | Mgmt | For | Withhold | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| The Procter & Gamble Company | |||||
| Ticker PG | Meeting Date | Meeting Type | Record Date | ||
| 12-Oct-10 | Annual | 13-Aug-10 | |||
| CUSIP: 742718109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Angela F. Braly | Mgmt | For | For | |
| 2 | Elect Director Kenneth I. Chenault | Mgmt | For | For | |
| 3 | Elect Director Scott D. Cook | Mgmt | For | For | |
| 4 | Elect Director Rajat K. Gupta | Mgmt | For | For | |
| 5 | Elect Director Robert A. Mcdonald | Mgmt | For | For | |
| 6 | Elect Director W. James Mcnerney, Jr. | Mgmt | For | For | |
| 7 | Elect Director Johnathan A. Rodgers | Mgmt | For | For | |
| 8 | Elect Director Mary A. Wilderotter | Mgmt | For | For | |
| 9 | Elect Director Patricia A. Woertz | Mgmt | For | For | |
| 10 | Elect Director Ernesto Zedillo | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Provide for Cumulative Voting | SH | Against | For | |
| SRA International, Inc. | |||||
| Ticker SRX | Meeting Date | Meeting Type | Record Date | ||
| 28-Oct-10 | Annual | 31-Aug-10 | |||
| CUSIP: 78464R105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John W. Barter | Mgmt | For | For | |
| 1.2 | Elect Director Larry R. Ellis | Mgmt | For | For | |
| 1.3 | Elect Director Miles R. Gilburne | Mgmt | For | For | |
| 1.4 | Elect Director W. Robert Grafton | Mgmt | For | For | |
| 1.5 | Elect Director William T. Keevan | Mgmt | For | For | |
| 1.6 | Elect Director Michael R. Klein | Mgmt | For | For | |
| 1.7 | Elect Director David H. Langstaff | Mgmt | For | For | |
| 1.8 | Elect Director Stanton D. Sloane | Mgmt | For | For | |
| 1.9 | Elect Director Ernst Volgenau | Mgmt | For | For | |
| 1.10 | Elect Director Gail R. Wilensky | Mgmt | For | For | |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| Coach, Inc. | |||||
| Ticker COH | Meeting Date | Meeting Type | Record Date | ||
| 03-Nov-10 | Annual | 07-Sep-10 | |||
| CUSIP: 189754104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Lew Frankfort | Mgmt | For | For | |
| 1.2 | Elect Director Susan Kropf | Mgmt | For | For | |
| 1.3 | Elect Director Gary Loveman | Mgmt | For | For | |
| 1.4 | Elect Director Ivan Menezes | Mgmt | For | For | |
| 1.5 | Elect Director Irene Miller | Mgmt | For | For | |
| 1.6 | Elect Director Michael Murphy | Mgmt | For | For | |
| 1.7 | Elect Director Jide Zeitlin | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Adopt Policy on Ending Use of Animal Fur in Products | SH | Against | Against | |
| Microsoft Corporation | |||||
| Ticker MSFT | Meeting Date | Meeting Type | Record Date | ||
| 16-Nov-10 | Annual | 03-Sep-10 | |||
| CUSIP: 594918104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Steven A. Ballmer | Mgmt | For | For | |
| 2 | Elect Director Dina Dublon | Mgmt | For | For | |
| 3 | Elect Director William H. Gates III | Mgmt | For | For | |
| 4 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |
| 5 | Elect Director Reed Hastings | Mgmt | For | For | |
| 6 | Elect Director Maria M. Klawe | Mgmt | For | For | |
| 7 | Elect Director David F. Marquardt | Mgmt | For | For | |
| 8 | Elect Director Charles H. Noski | Mgmt | For | For | |
| 9 | Elect Director Helmut Panke | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against | |
| CACI International, Inc. | |||||
| Ticker CACI | Meeting Date | Meeting Type | Record Date | ||
| 17-Nov-10 | Annual | 20-Sep-10 | |||
| CUSIP: 127190304 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Dan R. Bannister | Mgmt | For | For | |
| 1.2 | Elect Director Paul M. Cofoni | Mgmt | For | For | |
| 1.3 | Elect Director Gordon R. England | Mgmt | For | For | |
| 1.4 | Elect Director James S. Gilmore III | Mgmt | For | For | |
| 1.5 | Elect Director Gregory G. Johnson | Mgmt | For | For | |
| 1.6 | Elect Director Richard L. Leatherwood | Mgmt | For | For | |
| 1.7 | Elect Director J. Phillip London | Mgmt | For | For | |
| 1.8 | Elect Director James L. Pavitt | Mgmt | For | For | |
| 1.9 | Elect Director Warren R. Phillips | Mgmt | For | For | |
| 1.10 | Elect Director Charles P. Revoile | Mgmt | For | For | |
| 1.11 | Elect Director William S. Wallace | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Other Business | Mgmt | None | Against | |
| Cisco Systems, Inc. | |||||
| Ticker CSCO | Meeting Date | Meeting Type | Record Date | ||
| 18-Nov-10 | Annual | 20-Sep-10 | |||
| CUSIP: 17275R102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Carol A. Bartz | Mgmt | For | For | |
| 2 | Elect Director M. Michele Burns | Mgmt | For | For | |
| 3 | Elect Director Michael D. Capellas | Mgmt | For | For | |
| 4 | Elect Director Larry R. Carter | Mgmt | For | For | |
| 5 | Elect Director John T. Chambers | Mgmt | For | For | |
| 6 | Elect Director Brian L. Halla | Mgmt | For | For | |
| 7 | Elect Director John L. Hennessy | Mgmt | For | For | |
| 8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | |
| 9 | Elect Director Roderick C. Mcgeary | Mgmt | For | For | |
| 10 | Elect Director Michael K. Powell | Mgmt | For | For | |
| 11 | Elect Director Arun Sarin | Mgmt | For | For | |
| 12 | Elect Director Steven M. West | Mgmt | For | For | |
| 13 | Elect Director Jerry Yang | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| 16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against | |
| 17 | Report on Internet Fragmentation | SH | Against | For | |
| 18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | SH | Against | Against | |
| Sasol Ltd | |||||
| Ticker SOL | Meeting Date | Meeting Type | Record Date | ||
| 26-Nov-10 | Annual | 04-Oct-10 | |||
| CUSIP: 803866102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Mgmt | For | For | |
| 2 | Approve Audit Committee Report on its Statutory Duties for the Year Ended 30 June 2010 | Mgmt | For | For | |
| 3.1 | Re-elect Pat Davies as Director | Mgmt | For | For | |
| 3.2 | Re-elect Mandla Gantsho as Director | Mgmt | For | For | |
| 3.3 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | For | |
| 3.4 | Re-elect Christine Ramon as Director | Mgmt | For | For | |
| 4.1 | Re-elect Nolitha Fakude as Director | Mgmt | For | For | |
| 4.2 | Re-elect Imogen Mkhize as Director | Mgmt | For | For | |
| 5 | Elect Greg Lewin as Director | Mgmt | For | For | |
| 6 | Reappoint KPMG Inc as Auditors of the Company and CH Basson as the Individual Registered Auditor | Mgmt | For | For | |
| 7 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | |
| 8 | Amend Articles of Association | Mgmt | For | For | |
| 9 | Approve Remuneration Policy | Mgmt | For | For | |
| 10 | Approve Non-executive Directors Fees with Effect from 1 July 2010 | Mgmt | For | For | |
| Sasol Ltd | |||||
| Ticker SOL | Meeting Date | Meeting Type | Record Date | ||
| 26-Nov-10 | Special | 28-Oct-10 | |||
| CUSIP: 803866102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1 | Amend Articles of Association Re: New Definitions for New Articles 162, 163, 164.1 and 165 to 169 | Mgmt | For | For | |
| 2 | Amend Articles of Association Re: Bulk Dematerialisation | Mgmt | For | For | |
| 3 | Amend Articles of Association Re: Continued Application of Cash Contract or New Cash Contract in Respect of Sasol BEE Ordinary Shares That Are Not Dematerialised Pursuant to Bulk Dematerialisation | Mgmt | For | For | |
| 4 | Authorise Transfer Secretaries to Replace Share Certificates of All the Election Shareholders and Issue New Share Certificates in the Event That Sasol BEE Ordinary Shares are Listed on Proposed BEE Segment | Mgmt | For | For | |
| 5 | Amend Articles of Association Re: Additional Terms Applicable to the BEE Contract for Trading in Respect of Sasol BEE Ordinary Shares on the BEE Segment | Mgmt | For | For | |
| 6 | Amend Articles of Association Re: Rights, Privileges and Restrictions Applicable to Sasol BEE Ordinary Shares to Take Account of the Listing on BEE Segment | Mgmt | For | For | |
| 7 | Amend Articles of Association Re: Provisions Covering the Holding of Shares Either in Certificated or Dematerialised Form and Cessation of Any Proof-of-Participation Documents Issued by the Company to Any Holder of Certificated Sasol BEE Ordinary Shares | Mgmt | For | For | |
| 8 | Amend Articles of Association Re: Right on the Part of the Company to Delist the Sasol BEE Ordinary Shares from the JSE in Limited Circumstances | Mgmt | For | For | |
| 9 | Amend Articles of Association Re: Release of Contact Information by the CSD Participant, Broker and/or Nominee Company of any Sasol Shareholder to Sasol | Mgmt | For | For | |
| 10 | Authorise Company to Provide Potential Financial Assistance to the Public Facilitation Trust | Mgmt | For | For | |
| Lance, Inc. | |||||
| Ticker LNCE | Meeting Date | Meeting Type | Record Date | ||
| 02-Dec-10 | Special | 15-Oct-10 | |||
| CUSIP: 514606102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |
| 2 | Change Company Name | Mgmt | For | For | |
| 3.1 | Elect Director Peter P. Brubaker | Mgmt | For | For | |
| 3.2 | Elect Director Carl E. Lee, Jr. | Mgmt | For | For | |
| 3.3 | Elect Director John E. Denton | Mgmt | For | For | |
| 3.4 | Elect Director Michael A. Warehime | Mgmt | For | For | |
| 4 | Adjourn Meeting | Mgmt | For | For | |
| NewAlliance Bancshares, Inc. | |||||
| Ticker NAL | Meeting Date | Meeting Type | Record Date | ||
| 20-Dec-10 | Special | 01-Nov-10 | |||
| CUSIP: 650203102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Merger Agreement | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| CommScope, Inc. | |||||
| Ticker CTV | Meeting Date | Meeting Type | Record Date | ||
| 30-Dec-10 | Special | 03-Dec-10 | |||
| CUSIP: 203372107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Merger Agreement | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| Walgreen Co. | |||||
| Ticker WAG | Meeting Date | Meeting Type | Record Date | ||
| 12-Jan-11 | Annual | 15-Nov-10 | |||
| CUSIP: 931422109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David J. Brailer | Mgmt | For | For | |
| 2 | Elect Director Steven A. Davis | Mgmt | For | For | |
| 3 | Elect Director William C. Foote | Mgmt | For | For | |
| 4 | Elect Director Mark P. Frissora | Mgmt | For | For | |
| 5 | Elect Director Ginger L. Graham | Mgmt | For | For | |
| 6 | Elect Director Alan G. McNally | Mgmt | For | For | |
| 7 | Elect Director Nancy M. Schlichting | Mgmt | For | For | |
| 8 | Elect Director David Y. Schwartz | Mgmt | For | For | |
| 9 | Elect Director Alejandro Silva | Mgmt | For | For | |
| 10 | Elect Director James A. Skinner | Mgmt | For | For | |
| 11 | Elect Director Gregory D. Wasson | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Amend Articles of Incorporation to Revise the Purpose Clause | Mgmt | For | For | |
| 14 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 15 | Rescind Fair Price Provision | Mgmt | For | For | |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 17 | Performance-Based Equity Awards | SH | Against | For | |
| First Mercury Financial Corporation | |||||
| Ticker FMR | Meeting Date | Meeting Type | Record Date | ||
| 14-Jan-11 | Special | 13-Dec-10 | |||
| CUSIP: 320841109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Merger Agreement | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| 3 | Other Business | Mgmt | For | Against | |
| Atmos Energy Corporation | |||||
| Ticker ATO | Meeting Date | Meeting Type | Record Date | ||
| 09-Feb-11 | Annual | 15-Dec-10 | |||
| CUSIP: 049560105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Kim R. Cocklin | Mgmt | For | For | |
| 2 | Elect Director Richard W. Douglas | Mgmt | For | For | |
| 3 | Elect Director Ruben E. Esquivel | Mgmt | For | For | |
| 4 | Elect Director Richard K. Gordon | Mgmt | For | For | |
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 6 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Esterline Technologies Corporation | |||||
| Ticker ESL | Meeting Date | Meeting Type | Record Date | ||
| 02-Mar-11 | Annual | 03-Jan-11 | |||
| CUSIP: 297425100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Robert W. Cremin | Mgmt | For | For | |
| 2 | Elect Director Anthony P. Franceschini | Mgmt | For | For | |
| 3 | Elect Director James J. Morris | Mgmt | For | For | |
| 4 | Elect Director Delores M. Etter | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| QUALCOMM Incorporated | |||||
| Ticker QCOM | Meeting Date | Meeting Type | Record Date | ||
| 08-Mar-11 | Annual | 10-Jan-11 | |||
| CUSIP: 747525103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Barbara T. Alexander | Mgmt | For | For | |
| 1.2 | Elect Director Stephen M. Bennett | Mgmt | For | For | |
| 1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | For | |
| 1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | For | |
| 1.5 | Elect Director Thomas W. Horton | Mgmt | For | For | |
| 1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | For | |
| 1.7 | Elect Director Paul E. Jacobs | Mgmt | For | For | |
| 1.8 | Elect Director Robert E. Kahn | Mgmt | For | For | |
| 1.9 | Elect Director Sherry Lansing | Mgmt | For | For | |
| 1.10 | Elect Director Duane A. Nelles | Mgmt | For | For | |
| 1.11 | Elect Director Francisco Ros | Mgmt | For | For | |
| 1.12 | Elect Director Brent Scowcroft | Mgmt | For | For | |
| 1.13 | Elect Director Marc I. Stern | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 7 | Require a Majority Vote for the Election of Directors | SH | Against | For | |
| Parametric Technology Corporation | |||||
| Ticker PMTC | Meeting Date | Meeting Type | Record Date | ||
| 09-Mar-11 | Annual | 07-Jan-11 | |||
| CUSIP: 699173209 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director C. Richard Harrison | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| Tyco Electronics Ltd. | |||||
| Ticker TEL | Meeting Date | Meeting Type | Record Date | ||
| 09-Mar-11 | Annual | 17-Feb-11 | |||
| CUSIP: H8912P106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Reelect Pierre Brondeau as Director | Mgmt | For | For | |
| 2 | Reelect Juergen Gromer as Director | Mgmt | For | For | |
| 3 | Reelect Robert Hernandez as Director | Mgmt | For | For | |
| 4 | Reelect Thomas Lynch as Director | Mgmt | For | For | |
| 5 | Reelect Daniel Phelan as Director | Mgmt | For | For | |
| 6 | Reelect Frederic Poses as Director | Mgmt | For | For | |
| 7 | Reelect Lawrence Smith as Director | Mgmt | For | For | |
| 8 | Reelect Paula Sneed as Director | Mgmt | For | For | |
| 9 | Reelect David Steiner as Director | Mgmt | For | For | |
| 10 | Reelect John Van Scoter as Director | Mgmt | For | For | |
| 11 | Accept Annual Report for Fiscal 2009/2010 | Mgmt | For | For | |
| 12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Mgmt | For | For | |
| 13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Mgmt | For | For | |
| 14 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | For | |
| 16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Mgmt | For | For | |
| 17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Mgmt | For | For | |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 19 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 20 | Approve Ordinary Cash Dividend | Mgmt | For | For | |
| 21 | Change Company Name to TE Connectivity Ltd | Mgmt | For | For | |
| 22 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | For | |
| 23 | Approve Reduction in Share Capital | Mgmt | For | For | |
| 24 | Authorize Repurchase of up to USD 800 million of Share Capital | Mgmt | For | Against | |
| 25 | Adjourn Meeting | Mgmt | For | Against | |
| Tyco International, Ltd. | |||||
| Ticker TYC | Meeting Date | Meeting Type | Record Date | ||
| 09-Mar-11 | Annual | 10-Jan-11 | |||
| CUSIP: H89128104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Mgmt | For | For | |
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 3.1 | Elect Edward D. Breen as Director | Mgmt | For | For | |
| 3.2 | Elect Michael Daniels as Director | Mgmt | For | For | |
| 3.3 | Reelect Timothy Donahue as Director | Mgmt | For | For | |
| 3.4 | Reelect Brian Duperreault as Director | Mgmt | For | For | |
| 3.5 | Reelect Bruce Gordon as Director | Mgmt | For | For | |
| 3.6 | Reelect Rajiv L. Gupta as Director | Mgmt | For | For | |
| 3.7 | Reelect John Krol as Director | Mgmt | For | For | |
| 3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | For | |
| 3.9 | Reelect Dinesh Paliwal as Director | Mgmt | For | For | |
| 3.10 | Reelect William Stavropoulos as Director | Mgmt | For | For | |
| 3.11 | Reelect Sandra Wijnberg as Director | Mgmt | For | For | |
| 3.12 | Reelect R. David Yost as Director | Mgmt | For | For | |
| 4a | Ratify Deloitte AG as Auditors | Mgmt | For | For | |
| 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | For | |
| 4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | For | |
| 5a | Approve Carrying Forward of Net Loss | Mgmt | For | For | |
| 5b | Approve Ordinary Cash Dividend | Mgmt | For | For | |
| 6 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | For | |
| 7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Mgmt | For | For | |
| 8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 8b | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Urstadt Biddle Properties Inc. | |||||
| Ticker UBA | Meeting Date | Meeting Type | Record Date | ||
| 10-Mar-11 | Annual | 24-Jan-11 | |||
| CUSIP: 917286205 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director in Kevin J. Bannon | Mgmt | For | For | |
| 1.2 | Elect Director Peter Herrick | Mgmt | For | For | |
| 1.3 | Elect Director Charles D. Urstadt | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Restricted Stock Plan | Mgmt | For | Against | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Hewlett-Packard Company | |||||
| Ticker HPQ | Meeting Date | Meeting Type | Record Date | ||
| 23-Mar-11 | Annual | 24-Jan-11 | |||
| CUSIP: 428236103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director M. L. Andreessen | Mgmt | For | For | |
| 2 | Elect Director L. Apotheker | Mgmt | For | For | |
| 3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | Against | |
| 4 | Elect Director S.M. Baldauf | Mgmt | For | Against | |
| 5 | Elect Director S. Banerji | Mgmt | For | For | |
| 6 | Elect Director R.L. Gupta | Mgmt | For | For | |
| 7 | Elect Director J.H. Hammergren | Mgmt | For | For | |
| 8 | Elect Director R.J. Lane | Mgmt | For | For | |
| 9 | Elect Director G.M. Reiner | Mgmt | For | For | |
| 10 | Elect Director P.F. Russo | Mgmt | For | For | |
| 11 | Elect Director D. Senequier | Mgmt | For | For | |
| 12 | Elect Director G.K. Thompson | Mgmt | For | Against | |
| 13 | Elect Director M.C. Whitman | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 18 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| Avago Technologies Limited | |||||
| Ticker AVGO | Meeting Date | Meeting Type | Record Date | ||
| 30-Mar-11 | Annual | 09-Feb-11 | |||
| CUSIP: Y0486S104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Reelect Hock E. Tan as Director | Mgmt | For | For | |
| 1.2 | Reelect Adam H. Clammer as Director | Mgmt | For | Against | |
| 1.3 | Reelect James A. Davidson as Director | Mgmt | For | Against | |
| 1.4 | Reelect James V. Diller as Director | Mgmt | For | For | |
| 1.5 | Reelect Kenneth Y. Hao as Director | Mgmt | For | Against | |
| 1.6 | Reelect John M. Hsuan as Director | Mgmt | For | For | |
| 1.7 | Reelect David Kerko as Director | Mgmt | For | Against | |
| 1.8 | Reelect Justine F. Lien as Director | Mgmt | For | For | |
| 1.9 | Reelect Donald Macleod as Director | Mgmt | For | For | |
| 1.10 | Reelect Bock Seng Tan as Director | Mgmt | For | For | |
| 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 3 | Approve Cash Compensation to Directors | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | |
| 7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Mgmt | For | For | |
| IDEX Corporation | |||||
| Ticker IEX | Meeting Date | Meeting Type | Record Date | ||
| 05-Apr-11 | Annual | 23-Feb-11 | |||
| CUSIP: 45167R104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Bradley J. Bell | Mgmt | For | For | |
| 1.2 | Elect Director Lawrence D. Kingsley | Mgmt | For | For | |
| 1.3 | Elect Director Gregory F. Milzcik | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Schlumberger Limited | |||||
| Ticker SLB | Meeting Date | Meeting Type | Record Date | ||
| 06-Apr-11 | Annual | 16-Feb-11 | |||
| CUSIP: 806857108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Philippe Camus | Mgmt | For | For | |
| 1.2 | Elect Director Peter L.S. Currie | Mgmt | For | For | |
| 1.3 | Elect Director Andrew Gould | Mgmt | For | For | |
| 1.4 | Elect Director Tony Isaac | Mgmt | For | For | |
| 1.5 | Elect Director K. Vaman Kamath | Mgmt | For | For | |
| 1.6 | Elect Director Nikolay Kudryavtsev | Mgmt | For | For | |
| 1.7 | Elect Director Adrian Lajous | Mgmt | For | For | |
| 1.8 | Elect Director Michael E. Marks | Mgmt | For | For | |
| 1.9 | Elect Director Elizabeth Moler | Mgmt | For | For | |
| 1.10 | Elect Director Leo Rafael Reif | Mgmt | For | For | |
| 1.11 | Elect Director Tore I. Sandvold | Mgmt | For | For | |
| 1.12 | Elect Director Henri Seydoux | Mgmt | For | For | |
| 1.13 | Elect Director Paal Kibsgaard | Mgmt | For | For | |
| 1.14 | Elect Director Lubna S. Olayan | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 4 | Increase Authorized Common Stock | Mgmt | For | For | |
| 5 | Adopt Plurality Voting for Contested Election of Directors | Mgmt | For | For | |
| 6 | Adopt and Approve Financials and Dividends | Mgmt | For | For | |
| 7 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |
| Discover Financial Services | |||||
| Ticker DFS | Meeting Date | Meeting Type | Record Date | ||
| 07-Apr-11 | Annual | 07-Feb-11 | |||
| CUSIP: 254709108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Jeffrey S. Aronin | Mgmt | For | For | |
| 2 | Elect Director Mary K. Bush | Mgmt | For | For | |
| 3 | Elect Director Gregory C. Case | Mgmt | For | For | |
| 4 | Elect Director Robert M. Devlin | Mgmt | For | For | |
| 5 | Elect Director Cynthia A. Glassman | Mgmt | For | For | |
| 6 | Elect Director Richard H. Lenny | Mgmt | For | For | |
| 7 | Elect Director Thomas G. Maheras | Mgmt | For | For | |
| 8 | Elect Director Michael H. Moskow | Mgmt | For | For | |
| 9 | Elect Director David W. Nelms | Mgmt | For | For | |
| 10 | Elect Director E. Follin Smith | Mgmt | For | For | |
| 11 | Elect Director Lawrence A.Weinbach | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| Stewart Enterprises, Inc. | |||||
| Ticker STEI | Meeting Date | Meeting Type | Record Date | ||
| 07-Apr-11 | Annual | 09-Feb-11 | |||
| CUSIP: 860370105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John B. Elstrott | Mgmt | For | For | |
| 1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | For | |
| 1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | For | |
| 1.4 | Elect Director Ronald H. Patron | Mgmt | For | For | |
| 1.5 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | For | |
| 1.6 | Elect Director John K. Saer, Jr. | Mgmt | For | For | |
| 1.7 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | Withhold | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Other Business | Mgmt | For | Against | |
| Brocade Communications Systems, Inc. | |||||
| Ticker BRCD | Meeting Date | Meeting Type | Record Date | ||
| 12-Apr-11 | Annual | 18-Feb-11 | |||
| CUSIP: 111621306 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director John Gerdelman | Mgmt | For | For | |
| 2 | Elect Director Glenn Jones | Mgmt | For | For | |
| 3 | Elect Director Michael Klayko | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| United Technologies Corporation | |||||
| Ticker UTX | Meeting Date | Meeting Type | Record Date | ||
| 13-Apr-11 | Annual | 15-Feb-11 | |||
| CUSIP: 913017109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Louis R. Chenevert | Mgmt | For | For | |
| 2 | Elect Director John V. Faraci | Mgmt | For | For | |
| 3 | Elect Director Jean-Pierre Garnier | Mgmt | For | For | |
| 4 | Elect Director Jamie S. Gorelick | Mgmt | For | For | |
| 5 | Elect Director Edward A. Kangas | Mgmt | For | For | |
| 6 | Elect Director Ellen J. Kullman | Mgmt | For | For | |
| 7 | Elect Director Charles R. Lee | Mgmt | For | For | |
| 8 | Elect Director Richard D. McCormick | Mgmt | For | For | |
| 9 | Elect Director Harold McGraw III | Mgmt | For | For | |
| 10 | Elect Director Richard B. Myers | Mgmt | For | For | |
| 11 | Elect Director H. Patrick Swygert | Mgmt | For | For | |
| 12 | Elect Director Andre Villeneuve | Mgmt | For | For | |
| 13 | Elect Director Christine Todd Whitman | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 18 | Stock Retention/Holding Period | SH | Against | For | |
| Hudson City Bancorp, Inc. | |||||
| Ticker HCBK | Meeting Date | Meeting Type | Record Date | ||
| 19-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 443683107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Ronald E. Hermance, Jr. | Mgmt | For | For | |
| 2 | Elect Director William G. Bardel | Mgmt | For | For | |
| 3 | Elect Director Scott A. Belair | Mgmt | For | For | |
| 4 | Elect Director Cornelius E. Golding | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Declassify the Board of Directors | SH | Against | For | |
| M&T Bank Corporation | |||||
| Ticker MTB | Meeting Date | Meeting Type | Record Date | ||
| 19-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 55261F104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Brent D. Baird | Mgmt | For | For | |
| 1.2 | Elect Director Robert J. Bennett | Mgmt | For | For | |
| 1.3 | Elect Director C. Angela Bontempo | Mgmt | For | For | |
| 1.4 | Elect Director Robert T. Brady | Mgmt | For | Withhold | |
| 1.5 | Elect Director Michael D. Buckley | Mgmt | For | For | |
| 1.6 | Elect Director T. Jefferson Cunningham, III | Mgmt | For | For | |
| 1.7 | Elect Director Mark J. Czarnecki | Mgmt | For | For | |
| 1.8 | Elect Director Gary N. Geisel | Mgmt | For | For | |
| 1.9 | Elect Director Patrick W.E. Hodgson | Mgmt | For | For | |
| 1.10 | Elect Director Richard G. King | Mgmt | For | For | |
| 1.11 | Elect Director Jorge G. Pereira | Mgmt | For | For | |
| 1.12 | Elect Director Michael P. Pinto | Mgmt | For | For | |
| 1.13 | Elect Director Melinda R. Rich | Mgmt | For | For | |
| 1.14 | Elect Director Robert E. Sadler, Jr. | Mgmt | For | For | |
| 1.15 | Elect Director Herbert L. Washington | Mgmt | For | For | |
| 1.16 | Elect Director Robert G. Wilmers | Mgmt | For | For | |
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| U.S. Bancorp | |||||
| Ticker USB | Meeting Date | Meeting Type | Record Date | ||
| 19-Apr-11 | Annual | 22-Feb-11 | |||
| CUSIP: 902973304 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | |
| 2 | Elect Director Y. Marc Belton | Mgmt | For | For | |
| 3 | Elect Director Victoria Buyniski Gluckman | Mgmt | For | For | |
| 4 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | For | |
| 5 | Elect Director Richard K. Davis | Mgmt | For | For | |
| 6 | Elect Director Joel W. Johnson | Mgmt | For | For | |
| 7 | Elect Director Olivia F. Kirtley | Mgmt | For | For | |
| 8 | Elect Director Jerry W. Levin | Mgmt | For | For | |
| 9 | Elect Director David B. O'Maley | Mgmt | For | For | |
| 10 | Elect Director O Dell M. Owens | Mgmt | For | For | |
| 11 | Elect Director Richard G. Reiten | Mgmt | For | For | |
| 12 | Elect Director Craig D. Schnuck | Mgmt | For | For | |
| 13 | Elect Director Patrick T. Stokes | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Advisory Vote to Ratify Directors' Compensation | SH | Against | Against | |
| Brookline Bancorp, Inc. | |||||
| Ticker BRKL | Meeting Date | Meeting Type | Record Date | ||
| 20-Apr-11 | Annual | 07-Mar-11 | |||
| CUSIP: 11373M107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Peter O. Wilde | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Approve Restricted Stock Plan | Mgmt | For | For | |
| FirstMerit Corporation | |||||
| Ticker FMER | Meeting Date | Meeting Type | Record Date | ||
| 20-Apr-11 | Annual | 22-Feb-11 | |||
| CUSIP: 337915102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Steven H. Baer | Mgmt | For | For | |
| 1.2 | Elect Director Karen S. Belden | Mgmt | For | For | |
| 1.3 | Elect Director R. Cary Blair | Mgmt | For | For | |
| 1.4 | Elect Director John C. Blickle | Mgmt | For | For | |
| 1.5 | Elect Director Robert W. Briggs | Mgmt | For | For | |
| 1.6 | Elect Director Richard Colella | Mgmt | For | For | |
| 1.7 | Elect Director Gina D. France | Mgmt | For | For | |
| 1.8 | Elect Director Paul G. Greig | Mgmt | For | For | |
| 1.9 | Elect Director Terry L. Haines | Mgmt | For | For | |
| 1.10 | Elect Director J. Michael Hochschwender | Mgmt | For | For | |
| 1.11 | Elect Director Clifford J. Isroff | Mgmt | For | For | |
| 1.12 | Elect Director Philip A. Lloyd II | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| Celanese Corporation | |||||
| Ticker CE | Meeting Date | Meeting Type | Record Date | ||
| 21-Apr-11 | Annual | 23-Feb-11 | |||
| CUSIP: 150870103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Martin G. McGuinn | Mgmt | For | For | |
| 2 | Elect Director Daniel S. Sanders | Mgmt | For | For | |
| 3 | Elect Director John K. Wulff | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| Honeywell International Inc. | |||||
| Ticker HON | Meeting Date | Meeting Type | Record Date | ||
| 25-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 438516106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Gordon M. Bethune | Mgmt | For | For | |
| 2 | Elect Director Kevin Burke | Mgmt | For | For | |
| 3 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |
| 4 | Elect Director David M. Cote | Mgmt | For | For | |
| 5 | Elect Director D. Scott Davis | Mgmt | For | For | |
| 6 | Elect Director Linnet F. Deily | Mgmt | For | For | |
| 7 | Elect Director Judd Gregg | Mgmt | For | For | |
| 8 | Elect Director Clive R. Hollick | Mgmt | For | For | |
| 9 | Elect Director George Paz | Mgmt | For | For | |
| 10 | Elect Director Bradley T. Sheares | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 16 | Provide Right to Act by Written Consent | SH | Against | For | |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| International Business Machines Corporation | |||||
| Ticker IBM | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 459200101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director A. J. P. Belda | Mgmt | For | For | |
| 2 | Elect Director W. R. Brody | Mgmt | For | For | |
| 3 | Elect Director K. I. Chenault | Mgmt | For | For | |
| 4 | Elect Director M. L. Eskew | Mgmt | For | For | |
| 5 | Elect Director S. A. Jackson | Mgmt | For | For | |
| 6 | Elect Director A. N. Liveris | Mgmt | For | For | |
| 7 | Elect Director W. J. McNerney, Jr. | Mgmt | For | For | |
| 8 | Elect Director J. W. Owens | Mgmt | For | For | |
| 9 | Elect Director S. J. Palmisano | Mgmt | For | For | |
| 10 | Elect Director J. E. Spero | Mgmt | For | For | |
| 11 | Elect Director S. Taurel | Mgmt | For | For | |
| 12 | Elect Director L. H. Zambrano | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 16 | Provide for Cumulative Voting | SH | Against | For | |
| 17 | Report on Political Contributions | SH | Against | For | |
| 18 | Report on Lobbying Expenses | SH | Against | For | |
| PGT, Inc. | |||||
| Ticker PGTI | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 01-Apr-11 | |||
| CUSIP: 69336V101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Brett N. Milgrim | Mgmt | For | For | |
| 1.2 | Elect Director Ramsey A. Frank | Mgmt | For | Withhold | |
| 1.3 | Elect Director Richard D. Feintuch | Mgmt | For | Withhold | |
| 1.4 | Elect Director Daniel Agroskin | Mgmt | For | Withhold | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| Praxair, Inc. | |||||
| Ticker PX | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 07-Mar-11 | |||
| CUSIP: 74005P104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stephen F. Angel | Mgmt | For | For | |
| 1.2 | Elect Director Oscar Bernardes | Mgmt | For | For | |
| 1.3 | Elect Director Nance K. Dicciani | Mgmt | For | For | |
| 1.4 | Elect Director Edward G. Galante | Mgmt | For | For | |
| 1.5 | Elect Director Claire W. Gargalli | Mgmt | For | For | |
| 1.6 | Elect Director Ira D. Hall | Mgmt | For | For | |
| 1.7 | Elect Director Raymond W. LeBoeuf | Mgmt | For | For | |
| 1.8 | Elect Director Larry D. McVay | Mgmt | For | For | |
| 1.9 | Elect Director Wayne T. Smith | Mgmt | For | For | |
| 1.10 | Elect Director Robert L. Wood | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| TAL International Group, Inc. | |||||
| Ticker TAL | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 15-Mar-11 | |||
| CUSIP: 874083108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Brian M. Sondey | Mgmt | For | Withhold | |
| 1.2 | Elect Director Malcolm P. Baker | Mgmt | For | For | |
| 1.3 | Elect Director A. Richard Caputo, Jr. | Mgmt | For | Withhold | |
| 1.4 | Elect Director Claude Germain | Mgmt | For | For | |
| 1.5 | Elect Director Brian J. Higgins | Mgmt | For | Withhold | |
| 1.6 | Elect Director John W. Jordan II | Mgmt | For | Withhold | |
| 1.7 | Elect Director Frederic H. Lindeberg | Mgmt | For | For | |
| 1.8 | Elect Director David W. Zalaznick | Mgmt | For | Withhold | |
| 1.9 | Elect Director Douglas J. Zych | Mgmt | For | Withhold | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Ameriprise Financial, Inc. | |||||
| Ticker AMP | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 03076C106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Siri S. Marshall | Mgmt | For | For | |
| 2 | Elect Director W. Walker Lewis | Mgmt | For | For | |
| 3 | Elect Director William H. Turner | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| BorgWarner Inc. | |||||
| Ticker BWA | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 099724106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Robin J. Adams | Mgmt | For | For | |
| 2 | Elect Director David T. Brown | Mgmt | For | For | |
| 3 | Elect Director Jan Carlson | Mgmt | For | For | |
| 4 | Elect Director Dennis C. Cuneo | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| General Electric Company | |||||
| Ticker GE | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 369604103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director W. Geoffrey Beattie | Mgmt | For | For | |
| 2 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |
| 3 | Elect Director Ann M. Fudge | Mgmt | For | For | |
| 4 | Elect Director Susan Hockfield | Mgmt | For | For | |
| 5 | Elect Director Jeffrey R. Immelt | Mgmt | For | For | |
| 6 | Elect Director Andrea Jung | Mgmt | For | For | |
| 7 | Elect Director Alan G. Lafley | Mgmt | For | For | |
| 8 | Elect Director Robert W. Lane | Mgmt | For | For | |
| 9 | Elect Director Ralph S. Larsen | Mgmt | For | For | |
| 10 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |
| 11 | Elect Director James J. Mulva | Mgmt | For | For | |
| 12 | Elect Director Sam Nunn | Mgmt | For | For | |
| 13 | Elect Director Roger S. Penske | Mgmt | For | For | |
| 14 | Elect Director Robert J. Swieringa | Mgmt | For | For | |
| 15 | Elect Director James S. Tisch | Mgmt | For | For | |
| 16 | Elect Director Douglas A. Warner III | Mgmt | For | For | |
| 17 | Ratify Auditors | Mgmt | For | For | |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 20 | Provide for Cumulative Voting | SH | Against | For | |
| 21 | Performance-Based Equity Awards | SH | Against | For | |
| 22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | Against | |
| 23 | Report on Climate Change Business Risk | SH | Against | Against | |
| 24 | Report on Animal Testing and Plans for Reduction | SH | Against | Against | |
| Marathon Oil Corporation | |||||
| Ticker MRO | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 565849106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Gregory H. Boyce | Mgmt | For | Against | |
| 2 | Elect Director Pierre Brondeau | Mgmt | For | For | |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | Against | |
| 4 | Elect Director David A. Daberko | Mgmt | For | Against | |
| 5 | Elect Director William L. Davis | Mgmt | For | Against | |
| 6 | Elect Director Shirley Ann Jackson | Mgmt | For | Against | |
| 7 | Elect Director Philip Lader | Mgmt | For | Against | |
| 8 | Elect Director Charles R. Lee | Mgmt | For | Against | |
| 9 | Elect Director Michael E. J. Phelps | Mgmt | For | Against | |
| 10 | Elect Director Dennis H. Reilley | Mgmt | For | Against | |
| 11 | Elect Director Seth E. Schofield | Mgmt | For | Against | |
| 12 | Elect Director John W. Snow | Mgmt | For | Against | |
| 13 | Elect Director Thomas J. Usher | Mgmt | For | Against | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Provide Right to Call Special Meeting | Mgmt | For | Against | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 18 | Report on Accident Risk Reduction Efforts | SH | Against | Against | |
| The Coca-Cola Company | |||||
| Ticker KO | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 191216100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Herbert A. Allen | Mgmt | For | For | |
| 2 | Elect Director Ronald W. Allen | Mgmt | For | For | |
| 3 | Elect Director Howard G. Buffett | Mgmt | For | For | |
| 4 | Elect Director Barry Diller | Mgmt | For | For | |
| 5 | Elect Director Evan G. Greenberg | Mgmt | For | For | |
| 6 | Elect Director Alexis M. Herman | Mgmt | For | For | |
| 7 | Elect Director Muhtar Kent | Mgmt | For | For | |
| 8 | Elect Director Donald R. Keough | Mgmt | For | For | |
| 9 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | |
| 10 | Elect Director Donald F. McHenry | Mgmt | For | For | |
| 11 | Elect Director Sam Nunn | Mgmt | For | For | |
| 12 | Elect Director James D. Robinson III | Mgmt | For | For | |
| 13 | Elect Director Peter V. Ueberroth | Mgmt | For | For | |
| 14 | Elect Director Jacob Wallenberg | Mgmt | For | For | |
| 15 | Elect Director James B. Williams | Mgmt | For | For | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| 17 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 18 | Amend Restricted Stock Plan | Mgmt | For | For | |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 20 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 21 | Publish Report on Chemical Bisphenol-A (BPA) | SH | Against | For | |
| Altra Holdings, Inc. | |||||
| Ticker AIMC | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 15-Mar-11 | |||
| CUSIP: 02208R106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Edmund M. Carpenter | Mgmt | For | For | |
| 1.2 | Elect Director Carl R. Christenson | Mgmt | For | For | |
| 1.3 | Elect Director Lyle G. Ganske | Mgmt | For | For | |
| 1.4 | Elect Director Michael L. Hurt | Mgmt | For | For | |
| 1.5 | Elect Director Michael S. Lipscomb | Mgmt | For | For | |
| 1.6 | Elect Director Larry McPherson | Mgmt | For | For | |
| 1.7 | Elect Director James H. Woodward Jr. | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Johnson & Johnson | |||||
| Ticker JNJ | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 478160104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Mary Sue Coleman | Mgmt | For | For | |
| 2 | Elect Director James G. Cullen | Mgmt | For | For | |
| 3 | Elect Director Ian E.L. Davis | Mgmt | For | For | |
| 4 | Elect Director Michael M.e. Johns | Mgmt | For | For | |
| 5 | Elect Director Susan L. Lindquist | Mgmt | For | For | |
| 6 | Elect Director Anne M. Mulcahy | Mgmt | For | For | |
| 7 | Elect Director Leo F. Mullin | Mgmt | For | For | |
| 8 | Elect Director William D. Perez | Mgmt | For | For | |
| 9 | Elect Director Charles Prince | Mgmt | For | For | |
| 10 | Elect Director David Satcher | Mgmt | For | For | |
| 11 | Elect Director William C. Weldon | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against | |
| 16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | SH | Against | Against | |
| 17 | Adopt Animal-Free Training Methods | SH | Against | Against | |
| Lockheed Martin Corporation | |||||
| Ticker LMT | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 539830109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Nolan D. Archibald | Mgmt | For | For | |
| 2 | Elect Director Rosalind G. Brewer | Mgmt | For | For | |
| 3 | Elect Director David B. Burritt | Mgmt | For | For | |
| 4 | Elect Director James O. Ellis, Jr. | Mgmt | For | For | |
| 5 | Elect Director Thomas J. Falk | Mgmt | For | For | |
| 6 | Elect Director Gwendolyn S. King | Mgmt | For | For | |
| 7 | Elect Director James M. Loy | Mgmt | For | For | |
| 8 | Elect Director Douglas H. McCorkindale | Mgmt | For | For | |
| 9 | Elect Director Joseph W. Ralston | Mgmt | For | For | |
| 10 | Elect Director Anne Stevens | Mgmt | For | For | |
| 11 | Elect Director Robert J. Stevens | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Provide Right to Act by Written Consent | SH | Against | For | |
| Olin Corporation | |||||
| Ticker OLN | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 680665205 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Gray G. Benoist | Mgmt | For | For | |
| 1.2 | Elect Director Richard M. Rompala | Mgmt | For | For | |
| 1.3 | Elect Director Joseph D. Rupp | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Pfizer Inc. | |||||
| Ticker PFE | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 717081103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Dennis A. Ausiello | Mgmt | For | For | |
| 2 | Elect Director Michael S. Brown | Mgmt | For | For | |
| 3 | Elect Director M. Anthony Burns | Mgmt | For | For | |
| 4 | Elect Director W. Don Cornwell | Mgmt | For | For | |
| 5 | Elect Director Frances D. Fergusson | Mgmt | For | For | |
| 6 | Elect Director William H. Gray III | Mgmt | For | For | |
| 7 | Elect Director Constance J. Horner | Mgmt | For | For | |
| 8 | Elect Director James M. Kilts | Mgmt | For | For | |
| 9 | Elect Director George A. Lorch | Mgmt | For | For | |
| 10 | Elect Director John P. Mascotte | Mgmt | For | For | |
| 11 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | |
| 12 | Elect Director Ian C. Read | Mgmt | For | For | |
| 13 | Elect Director Stephen W. Sanger | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 17 | Publish Political Contributions | SH | Against | Against | |
| 18 | Report on Public Policy Advocacy Process | SH | Against | Against | |
| 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against | |
| 20 | Provide Right to Act by Written Consent | SH | Against | For | |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 22 | Report on Animal Testing and Plans for Reduction | SH | Against | Against | |
| Schweitzer-Mauduit International, Inc. | |||||
| Ticker SWM | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 24-Feb-11 | |||
| CUSIP: 808541106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Claire L. Arnold | Mgmt | For | For | |
| 1.2 | Elect Director Robert F. McCullough | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Snap-on Incorporated | |||||
| Ticker SNA | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 833034101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Roxanne J. Decyk | Mgmt | For | For | |
| 2 | Elect Director Nicholas T. Pinchuk | Mgmt | For | For | |
| 3 | Elect Director Gregg M. Sherrill | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 6 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Abbott Laboratories | |||||
| Ticker ABT | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 02-Mar-11 | |||
| CUSIP: 002824100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert J. Alpern | Mgmt | For | For | |
| 1.2 | Elect Director Roxanne S. Austin | Mgmt | For | For | |
| 1.3 | Elect Director W. James Farrell | Mgmt | For | For | |
| 1.4 | Elect Director H. Laurance Fuller | Mgmt | For | For | |
| 1.5 | Elect Director Edward M. Liddy | Mgmt | For | For | |
| 1.6 | Elect Director Phebe N. Novakovic | Mgmt | For | For | |
| 1.7 | Elect Director William A. Osborn | Mgmt | For | For | |
| 1.8 | Elect Director Samuel C. Scott III | Mgmt | For | For | |
| 1.9 | Elect Director Glenn F. Tilton | Mgmt | For | For | |
| 1.10 | Elect Director Miles D. White | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Adopt Policy on Pharmaceutical Price Restraint | SH | Against | Against | |
| AT&T Inc. | |||||
| Ticker T | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 00206R102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Randall L. Stephenson | Mgmt | For | For | |
| 2 | Elect Director Gilbert F. Amelio | Mgmt | For | For | |
| 3 | Elect Director Reuben V. Anderson | Mgmt | For | For | |
| 4 | Elect Director James H. Blanchard | Mgmt | For | For | |
| 5 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |
| 6 | Elect Director James P. Kelly | Mgmt | For | For | |
| 7 | Elect Director Jon C. Madonna | Mgmt | For | For | |
| 8 | Elect Director Lynn M. Martin | Mgmt | For | For | |
| 9 | Elect Director John B. McCoy | Mgmt | For | For | |
| 10 | Elect Director Joyce M. Roche | Mgmt | For | For | |
| 11 | Elect Director Matthew K. Rose | Mgmt | For | For | |
| 12 | Elect Director Laura D Andrea Tyson | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Report on Political Contributions | SH | Against | For | |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 19 | Provide Right to Act by Written Consent | SH | Against | For | |
| Lincoln Educational Services Corporation | |||||
| Ticker LINC | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 15-Mar-11 | |||
| CUSIP: 533535100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Alvin O. Austin | Mgmt | For | For | |
| 1.2 | Elect Director Peter S. Burgess | Mgmt | For | For | |
| 1.3 | Elect Director James J. Burke, Jr. | Mgmt | For | For | |
| 1.4 | Elect Director Celia H. Currin | Mgmt | For | For | |
| 1.5 | Elect Director Paul E. Glaske | Mgmt | For | For | |
| 1.6 | Elect Director Charles F. Kalmbach | Mgmt | For | For | |
| 1.7 | Elect Director Shaun E. McAlmont | Mgmt | For | For | |
| 1.8 | Elect Director Alexis P. Michas | Mgmt | For | For | |
| 1.9 | Elect Director J. Barry Morrow | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| Noble Corporation | |||||
| Ticker N0L | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 11-Apr-11 | |||
| CUSIP: H5833N103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Lawrence J. Chazen | Mgmt | For | For | |
| 1.2 | Elect Director Jon A. Marshall | Mgmt | For | For | |
| 1.3 | Elect Director Mary P. Ricciardello | Mgmt | For | For | |
| 2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Mgmt | For | For | |
| 4 | Approve CHF 38.4 Million Reduction in Share Capital | Mgmt | For | For | |
| 5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | |
| 6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Mgmt | For | For | |
| 7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Mgmt | For | For | |
| 8 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 10 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| American Express Company | |||||
| Ticker AXP | Meeting Date | Meeting Type | Record Date | ||
| 02-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 025816109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Daniel F. Akerson | Mgmt | For | For | |
| 1.2 | Elect Director Charlene Barshefsky | Mgmt | For | For | |
| 1.3 | Elect Director Ursula M. Burns | Mgmt | For | For | |
| 1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | For | |
| 1.5 | Elect Director Peter Chernin | Mgmt | For | For | |
| 1.6 | Elect Director Theodore J. Leonsis | Mgmt | For | For | |
| 1.7 | Director Jan Leschly | Mgmt | For | For | |
| 1.8 | Director Richard C. Levin | Mgmt | For | For | |
| 1.9 | Director Richard A. McGinn | Mgmt | For | For | |
| 1.10 | Director Edward D. Miller | Mgmt | For | For | |
| 1.11 | Director Steven S. Reinemund | Mgmt | For | For | |
| 1.12 | Director Robert D. Walter | Mgmt | For | For | |
| 1.13 | Director Ronald A. Williams | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Provide for Cumulative Voting | SH | Against | For | |
| 6 | Amend Bylaws-- Call Special Meetings | SH | Against | For | |
| Baxter International Inc. | |||||
| Ticker BAX | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 071813109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Wayne T. Hockmeyer | Mgmt | For | For | |
| 2 | Elect Director Robert L. Parkinson, Jr. | Mgmt | For | For | |
| 3 | Elect Director Thomas T. Stallkamp | Mgmt | For | For | |
| 4 | Elect Director Albert P.L. Stroucken | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 8 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 9 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Mgmt | For | For | |
| CEC Entertainment, Inc. | |||||
| Ticker CEC | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 125137109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Tommy Franks | Mgmt | For | For | |
| 1.2 | Elect Director Cynthia Pharr Lee | Mgmt | For | For | |
| 1.3 | Elect Director Raymond E. Wooldridge | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Snyder's-Lance, Inc. | |||||
| Ticker LNCE | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 09-Mar-11 | |||
| CUSIP: 833551104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director C. Peter Carlucci, Jr. | Mgmt | For | Withhold | |
| 1.2 | Elect Director James W. Johnston | Mgmt | For | For | |
| 1.3 | Elect Director W. J. Prezzano | Mgmt | For | For | |
| 1.4 | Elect Director Patricia A. Warehime | Mgmt | For | Withhold | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Suncor Energy Inc | |||||
| Ticker SU | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 867224107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Mel E. Benson | Mgmt | For | For | |
| 1.2 | Elect Director Dominic D'Alessandro | Mgmt | For | For | |
| 1.3 | Elect Director John T. Ferguson | Mgmt | For | For | |
| 1.4 | Elect Director W. Douglas Ford | Mgmt | For | For | |
| 1.5 | Elect Director Richard L. George | Mgmt | For | For | |
| 1.6 | Elect Director Paul Haseldonckx | Mgmt | For | For | |
| 1.7 | Elect Director John R. Huff | Mgmt | For | For | |
| 1.8 | Elect Director Jacques Lamarre | Mgmt | For | For | |
| 1.9 | Elect Director Brian F. MacNeill | Mgmt | For | For | |
| 1.10 | Elect Director Maureen McCaw | Mgmt | For | For | |
| 1.11 | Elect Director Michael W. O'Brien | Mgmt | For | For | |
| 1.12 | Elect Director James W. Simpson | Mgmt | For | For | |
| 1.13 | Elect Director Eira Thomas | Mgmt | For | For | |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | |
| Wells Fargo & Company | |||||
| Ticker WFC | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 949746101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Election Director John D. Baker II | Mgmt | For | For | |
| 2 | Election Director John S. Chen | Mgmt | For | For | |
| 3 | Election Director Lloyd H. Dean | Mgmt | For | For | |
| 4 | Election Director Susan E. Engel | Mgmt | For | For | |
| 5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | For | |
| 6 | Election Director Donald M. James | Mgmt | For | For | |
| 7 | Election Director Mackey J. McDonald | Mgmt | For | For | |
| 8 | Election Director Cynthia H. Milligan | Mgmt | For | For | |
| 9 | Elect Director Nicholas G. Moore | Mgmt | For | For | |
| 10 | Elect Director Philip J. Quigley | Mgmt | For | Against | |
| 11 | Elect Director Judith M. Runstad | Mgmt | For | For | |
| 12 | Elect Director Stephen W. Sanger | Mgmt | For | For | |
| 13 | Elect Director John G. Stumpf | Mgmt | For | For | |
| 14 | Elect Director an G. Swenson | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Ratify Auditors | Mgmt | For | For | |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 19 | Provide for Cumulative Voting | SH | Against | For | |
| 20 | Require Independent Board Chairman | SH | Against | For | |
| 21 | Advisory Vote to Ratify Directors' Compensation | SH | Against | Against | |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For | |
| Chicago Bridge & Iron Company N.V. | |||||
| Ticker CBI | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 10-Mar-11 | |||
| CUSIP: 167250109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Gary L. Neale to Supervisory Board | Mgmt | For | For | |
| 2 | Elect J. Charles Jennett to Supervisory Board | Mgmt | For | For | |
| 3 | Elect Larry D. McVay to Supervisory Board | Mgmt | For | For | |
| 4 | Elect Marsha C. Williams to Supervisory Board | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 7 | Approve Financial Statements, Discuss Statutory Reports, and Approve Publication of Information in English | Mgmt | For | For | |
| 8 | Approve Discharge of Management Board | Mgmt | For | For | |
| 9 | Approve Discharge of Supervisory Board | Mgmt | For | For | |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |
| 11 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | |
| 12 | Grant Board Authority to Issue Shares | Mgmt | For | For | |
| EMC Corporation | |||||
| Ticker EMC | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 268648102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Michael W. Brown | Mgmt | For | For | |
| 2 | Elect Director Randolph L. Cowen | Mgmt | For | For | |
| 3 | Elect Director Michael J. Cronin | Mgmt | For | For | |
| 4 | Elect Director Gail Deegan | Mgmt | For | For | |
| 5 | Elect Director James S. DiStasio | Mgmt | For | For | |
| 6 | Elect Director John R. Egan | Mgmt | For | For | |
| 7 | Elect Director Edmund F. Kelly | Mgmt | For | For | |
| 8 | Elect Director Windle B. Priem | Mgmt | For | For | |
| 9 | Elect Director Paul Sagan | Mgmt | For | For | |
| 10 | Elect Director David N. Strohm | Mgmt | For | For | |
| 11 | Elect Director Joseph M. Tucci | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Intersil Corporation | |||||
| Ticker ISIL | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 10-Mar-11 | |||
| CUSIP: 46069S109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David B. Bell | Mgmt | For | For | |
| 2 | Elect Director Robert W. Conn | Mgmt | For | For | |
| 3 | Elect Director James V. Diller | Mgmt | For | For | |
| 4 | Elect Director Gary E. Gist | Mgmt | For | For | |
| 5 | Elect Director Mercedes Johnson | Mgmt | For | For | |
| 6 | Elect Director Gregory Lang | Mgmt | For | For | |
| 7 | Elect Director Jan Peeters | Mgmt | For | For | |
| 8 | Elect Director Robert N. Pokelwaldt | Mgmt | For | For | |
| 9 | Elect Director James A. Urry | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| PepsiCo, Inc. | |||||
| Ticker PEP | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 713448108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director S.L. Brown | Mgmt | For | For | |
| 2 | Elect Director I.M. Cook | Mgmt | For | For | |
| 3 | Elect Director D. Dublon | Mgmt | For | For | |
| 4 | Elect Director V.J. Dzau | Mgmt | For | For | |
| 5 | Elect Director R.L. Hunt | Mgmt | For | For | |
| 6 | Elect Director A. Ibarguen | Mgmt | For | For | |
| 7 | Elect Director A.C. Martinez | Mgmt | For | For | |
| 8 | Elect Director I.K. Nooyi | Mgmt | For | For | |
| 9 | Elect Director S.P. Rockefeller | Mgmt | For | For | |
| 10 | Elect Director J.J. Schiro | Mgmt | For | For | |
| 11 | Elect Director L.G. Trotter | Mgmt | For | For | |
| 12 | Elect Director D. Vasella | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| 16 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 18 | Report on Political Contributions | SH | Against | Against | |
| Sunstone Hotel Investors, Inc. | |||||
| Ticker SHO | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 11-Mar-11 | |||
| CUSIP: 867892101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert A. Alter | Mgmt | For | For | |
| 1.2 | Elect Director Lewis N. Wolff | Mgmt | For | For | |
| 1.3 | Elect Director Z. Jamie Behar | Mgmt | For | For | |
| 1.4 | Elect Director Thomas A. Lewis | Mgmt | For | For | |
| 1.5 | Elect Director Keith M. Locker | Mgmt | For | For | |
| 1.6 | Elect Director Keith P. Russell | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Avon Products, Inc. | |||||
| Ticker AVP | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 17-Mar-11 | |||
| CUSIP: 054303102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director W. Don Cornwell | Mgmt | For | For | |
| 1.2 | Elect Director V. Ann Hailey | Mgmt | For | For | |
| 1.3 | Elect Director Fred Hassan | Mgmt | For | For | |
| 1.4 | Elect Director Andrea Jung | Mgmt | For | For | |
| 1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | |
| 1.6 | Elect Director Ann S. Moore | Mgmt | For | For | |
| 1.7 | Elect Director Paul S. Pressler | Mgmt | For | For | |
| 1.8 | Elect Director Gary M. Rodkin | Mgmt | For | For | |
| 1.9 | Elect Director Paula Stern | Mgmt | For | For | |
| 1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| Verizon Communications Inc. | |||||
| Ticker VZ | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 92343V104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard L. Carrion | Mgmt | For | For | |
| 2 | Elect Director M. Frances Keeth | Mgmt | For | For | |
| 3 | Elect Director Robert W. Lane | Mgmt | For | For | |
| 4 | Elect Director Lowell C. Mcadam | Mgmt | For | For | |
| 5 | Elect Director Sandra O. Moose | Mgmt | For | For | |
| 6 | Elect Director Joseph Neubauer | Mgmt | For | For | |
| 7 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |
| 8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | |
| 9 | Elect Director Hugh B. Price | Mgmt | For | For | |
| 10 | Elect Director Ivan G. Seidenberg | Mgmt | For | For | |
| 11 | Elect Director Rodney E. Slater | Mgmt | For | For | |
| 12 | Elect Director John W. Snow | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Disclose Prior Government Service | SH | Against | Against | |
| 17 | Performance-Based Equity Awards | SH | Against | For | |
| 18 | Restore or Provide for Cumulative Voting | SH | Against | For | |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| IBERIABANK Corporation | |||||
| Ticker IBKC | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 450828108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Harry V. Barton, Jr. | Mgmt | For | For | |
| 1.2 | Elect Director E. Stewart Shea III | Mgmt | For | For | |
| 1.3 | Elect Director David H. Welch | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Sanofi Aventis | |||||
| Ticker SAN | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual/Special | 28-Mar-11 | |||
| CUSIP: F5548N101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| Ordinary Business | Mgmt | ||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Mgmt | For | For | |
| 4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | |
| 5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Mgmt | For | For | |
| 6 | Ratify Appointment of Carole Piwnica as Director | Mgmt | For | For | |
| 7 | Elect Suet Fern Lee as Director | Mgmt | For | For | |
| 8 | Reelect Thierry Desmarest as Director | Mgmt | For | For | |
| 9 | Reelect Igor Landau as Director | Mgmt | For | For | |
| 10 | Reelect Gerard Van Kemmel as Director | Mgmt | For | For | |
| 11 | Reelect Serge Weinberg as Director | Mgmt | For | For | |
| 12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | For | |
| 13 | Appoint Yves Nicolas as Alternate Auditor | Mgmt | For | For | |
| 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |
| Extraordinary Business | Mgmt | ||||
| 15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Mgmt | For | For | |
| 16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Mgmt | For | For | |
| 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | |
| 19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | |
| 20 | Approve Employee Stock Purchase Plan | Mgmt | For | For | |
| 21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | |
| 22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | |
| 23 | Amend Article 11 of Bylaws Re: Board Size | Mgmt | For | For | |
| 24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Mgmt | For | For | |
| 25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Mgmt | For | For | |
| 26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Mgmt | For | For | |
| 27 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | |
| Temple-Inland Inc. | |||||
| Ticker TIN | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual | 10-Mar-11 | |||
| CUSIP: 879868107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Larry R. Faulkner | Mgmt | For | For | |
| 2 | Elect Director Jeffrey M. Heller | Mgmt | For | For | |
| 3 | Elect Director Doyle R. Simons | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| 3M Company | |||||
| Ticker MMM | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 11-Mar-11 | |||
| CUSIP: 88579Y101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Linda G. Alvarado | Mgmt | For | For | |
| 2 | Elect Director George W. Buckley | Mgmt | For | For | |
| 3 | Elect Director Vance D. Coffman | Mgmt | For | For | |
| 4 | Elect Director Michael L. Eskew | Mgmt | For | For | |
| 5 | Elect Director W. James Farrell | Mgmt | For | For | |
| 6 | Elect Director Herbert L. Henkel | Mgmt | For | For | |
| 7 | Elect Director Edward M. Liddy | Mgmt | For | For | |
| 8 | Elect Director Robert S. Morrison | Mgmt | For | For | |
| 9 | Elect Director Aulana L. Peters | Mgmt | For | For | |
| 10 | Elect Director Robert J. Ulrich | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Report on Political Contributions | SH | Against | For | |
| Newell Rubbermaid Inc. | |||||
| Ticker NWL | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 17-Mar-11 | |||
| CUSIP: 651229106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Kevin C. Conroy | Mgmt | For | For | |
| 2 | Elect Director Michael T. Cowhig | Mgmt | For | For | |
| 3 | Elect Director Mark D. Ketchum | Mgmt | For | For | |
| 4 | Elect Director Raymond G. Viault | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 8 | Declassify the Board of Directors | SH | Against | For | |
| Capital One Financial Corporation | |||||
| Ticker COF | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 14040H105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Patrick W. Gross | Mgmt | For | For | |
| 2 | Elect Director Ann Fritz Hackett | Mgmt | For | For | |
| 3 | Elect Director Pierre E. Leroy | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| ConocoPhillips | |||||
| Ticker COP | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 20825C104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard L. Armitage | Mgmt | For | For | |
| 2 | Elect Director Richard H. Auchinleck | Mgmt | For | For | |
| 3 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |
| 4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |
| 5 | Elect Director Ruth R. Harkin | Mgmt | For | For | |
| 6 | Elect Director Harold W. McGraw III | Mgmt | For | For | |
| 7 | Elect Director James J. Mulva | Mgmt | For | For | |
| 8 | Elect Director Robert A. Niblock | Mgmt | For | For | |
| 9 | Elect Director Harald J. Norvik | Mgmt | For | For | |
| 10 | Elect Director William K. Reilly | Mgmt | For | For | |
| 11 | Elect Director Victoria J. Tschinkel | Mgmt | For | For | |
| 12 | Elect Director Kathryn C. Turner | Mgmt | For | For | |
| 13 | Elect Director William E. Wade, Jr. | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 17 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For | |
| 19 | Report on Political Contributions | SH | Against | For | |
| 20 | Report on Lobbying Expenses | SH | Against | For | |
| 21 | Report on Accident Risk Reduction Efforts | SH | Against | Against | |
| 22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | Against | |
| 23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | |
| 24 | Report on Financial Risks of Climate Change | SH | Against | Against | |
| 25 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For | |
| CVS Caremark Corporation | |||||
| Ticker CVS | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 126650100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Edwin M. Banks | Mgmt | For | For | |
| 2 | Elect Director C. David Brown II | Mgmt | For | For | |
| 3 | Elect Director David W. Dorman | Mgmt | For | For | |
| 4 | Elect Director Anne M. Finucane | Mgmt | For | For | |
| 5 | Elect Director Kristen Gibney Williams | Mgmt | For | For | |
| 6 | Elect Director Marian L. Heard | Mgmt | For | For | |
| 7 | Elect Director Larry J. Merlo | Mgmt | For | For | |
| 8 | Elect Director Jean-Pierre Millon | Mgmt | For | For | |
| 9 | Elect Director Terrence Murray | Mgmt | For | For | |
| 10 | Elect Director C.A. Lance Piccolo | Mgmt | For | For | |
| 11 | Elect Director Richard J. Swift | Mgmt | For | For | |
| 12 | Elect Director Tony L. White | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Report on Political Contributions | SH | Against | For | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| Philip Morris International Inc. | |||||
| Ticker PM | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 718172109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Harold Brown | Mgmt | For | For | |
| 2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |
| 3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |
| 4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |
| 5 | Elect Director Jennifer Li | Mgmt | For | For | |
| 6 | Elect Director Graham Mackay | Mgmt | For | For | |
| 7 | Elect Director Sergio Marchionne | Mgmt | For | Against | |
| 8 | Elect Director Lucio A. Noto | Mgmt | For | For | |
| 9 | Elect Director Carlos Slim Helu | Mgmt | For | For | |
| 10 | Elect Director Stephen M. Wolf | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Report on Effect of Marketing Practices on the Poor | SH | Against | Against | |
| 15 | Require Independent Board Chairman | SH | Against | Against | |
| Tupperware Brands Corporation | |||||
| Ticker TUP | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 899896104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Catherine A. Bertini | Mgmt | For | For | |
| 2 | Elect Director Rita Bornstein | Mgmt | For | For | |
| 3 | Elect Director Kriss Cloninger, III | Mgmt | For | For | |
| 4 | Elect Director E. V. Goings | Mgmt | For | For | |
| 5 | Elect Director Clifford J. Grum | Mgmt | For | For | |
| 6 | Elect Director Joe R. Lee | Mgmt | For | For | |
| 7 | Elect Director Bob Marbut | Mgmt | For | For | |
| 8 | Elect Director Angel R. Martinez | Mgmt | For | For | |
| 9 | Elect Director Antonio Monteiro de Castro | Mgmt | For | For | |
| 10 | Elect Director Robert J. Murray | Mgmt | For | For | |
| 11 | Elect Director David R. Parker | Mgmt | For | For | |
| 12 | Elect Director Joyce M. Roche | Mgmt | For | For | |
| 13 | Elect Director J. Patrick Spainhour | Mgmt | For | For | |
| 14 | Elect Director M. Anne Szostak | Mgmt | For | For | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Gilead Sciences, Inc. | |||||
| Ticker GILD | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 375558103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John F. Cogan | Mgmt | For | For | |
| 1.2 | Elect Director Etienne F. Davignon | Mgmt | For | For | |
| 1.3 | Elect Director James M. Denny | Mgmt | For | For | |
| 1.4 | Elect Director Carla A. Hills | Mgmt | For | For | |
| 1.5 | Elect Director Kevin E. Lofton | Mgmt | For | For | |
| 1.6 | Elect Director John W. Madigan | Mgmt | For | For | |
| 1.7 | Elect Director John C. Martin | Mgmt | For | For | |
| 1.8 | Elect Director Gordon E. Moore | Mgmt | For | For | |
| 1.9 | Elect Director Nicholas G. Moore | Mgmt | For | For | |
| 1.10 | Elect Director Richard J. Whitley | Mgmt | For | For | |
| 1.11 | Elect Director Gayle E. Wilson | Mgmt | For | For | |
| 1.12 | Elect Director Per Wold-Olsen | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 5 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Republic Services, Inc. | |||||
| Ticker RSG | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 760759100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director James W. Crownover | Mgmt | For | For | |
| 2 | Elect Director John W. Croghan | Mgmt | For | For | |
| 3 | Elect Director William J. Flynn | Mgmt | For | For | |
| 4 | Elect Director Michael Larson | Mgmt | For | For | |
| 5 | Elect Director Nolan Lehmann | Mgmt | For | For | |
| 6 | Elect Director W. Lee Nutter | Mgmt | For | For | |
| 7 | Elect Director Ramon A. Rodriguez | Mgmt | For | For | |
| 8 | Elect Director Donald W. Slager | Mgmt | For | For | |
| 9 | Elect Director Allan C. Sorensen | Mgmt | For | For | |
| 10 | Elect Director John M. Trani | Mgmt | For | For | |
| 11 | Elect Director Michael W. Wickham | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 14 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| 16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | For | |
| St. Jude Medical, Inc. | |||||
| Ticker STJ | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 790849103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard R. Devenuti | Mgmt | For | For | |
| 2 | Elect Director Thomas H. Garrett, III | Mgmt | For | For | |
| 3 | Elect Director Wendy L. Yarno | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 6 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 7 | Declassify the Board of Directors | SH | None | For | |
| 8 | Ratify Auditors | Mgmt | For | For | |
| Wyndham Worldwide Corporation | |||||
| Ticker WYN | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 17-Mar-11 | |||
| CUSIP: 98310W108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director James E. Buckman | Mgmt | For | For | |
| 1.2 | Elect Director George Herrera | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | SH | Against | For | |
| Anadarko Petroleum Corporation | |||||
| Ticker APC | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 032511107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director John R. Butler, Jr. | Mgmt | For | For | |
| 2 | Elect Director Kevin P. Chilton | Mgmt | For | For | |
| 3 | Elect Director Luke R. Corbett | Mgmt | For | Against | |
| 4 | Elect Director H. Paulett Eberhart | Mgmt | For | For | |
| 5 | Elect Director Preston M. Geren, III | Mgmt | For | For | |
| 6 | Elect Director John R. Gordon | Mgmt | For | For | |
| 7 | Elect Director James T. Hackett | Mgmt | For | For | |
| 8 | Ratify Auditors | Mgmt | For | For | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 10 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For | |
| 12 | Require Independent Board Chairman | SH | Against | For | |
| 13 | Pro-rata Vesting of Equity Plans | SH | Against | For | |
| 14 | Report on Political Contributions | SH | Against | For | |
| JPMorgan Chase & Co. | |||||
| Ticker JPM | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 46625H100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Crandall C. Bowles | Mgmt | For | For | |
| 2 | Elect Director Stephen B. Burke | Mgmt | For | For | |
| 3 | Elect Director David M. Cote | Mgmt | For | For | |
| 4 | Elect Director James S. Crown | Mgmt | For | For | |
| 5 | Elect Director James Dimon | Mgmt | For | For | |
| 6 | Elect Director Ellen V. Futter | Mgmt | For | For | |
| 7 | Elect Director William H. Gray, III | Mgmt | For | For | |
| 8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |
| 9 | Elect Director David C. Novak | Mgmt | For | For | |
| 10 | Elect Director Lee R. Raymond | Mgmt | For | For | |
| 11 | Elect Director William C. Weldon | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 16 | Affirm Political Non-Partisanship | SH | Against | Against | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| 18 | Report on Loan Modifications | SH | Against | Against | |
| 19 | Report on Political Contributions | SH | Against | For | |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | Against | |
| 21 | Require Independent Board Chairman | SH | Against | Against | |
| Textainer Group Holdings Ltd | |||||
| Ticker TGH | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 11-Apr-11 | |||
| CUSIP: G8766E109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1a | Reelect Neil I. Jowell as Director | Mgmt | For | For | |
| 1b | Reelect Cecil Jowell as Director | Mgmt | For | For | |
| 1c | Reelect David M. Nurek as Director | Mgmt | For | Against | |
| 2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 4 | Transact Other Business (Non-Voting) | Mgmt | |||
| Morgan Stanley | |||||
| Ticker MS | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 617446448 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Roy J. Bostock | Mgmt | For | For | |
| 2 | Elect Director Erskine B. Bowles | Mgmt | For | For | |
| 3 | Elect Director Howard J. Davies | Mgmt | For | For | |
| 4 | Elect Director James P. Gorman | Mgmt | For | For | |
| 5 | Elect Director James H. Hance Jr. | Mgmt | For | For | |
| 6 | Elect Director C. Robert Kidder | Mgmt | For | For | |
| 7 | Elect Director John J. Mack | Mgmt | For | For | |
| 8 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |
| 9 | Elect Director Hutham S. Olayan | Mgmt | For | For | |
| 10 | Elect Director James. W. Owens | Mgmt | For | For | |
| 11 | Elect Director O. Griffith Sexton | Mgmt | For | For | |
| 12 | Elect Director Masaaki Tanaka | Mgmt | For | For | |
| 13 | Elect Director Laura D. Tyson | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Morgans Hotel Group Co. | |||||
| Ticker MHGC | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 61748W108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Ronald W. Burkle | Mgmt | For | For | |
| 1.2 | Elect Director Robert Friedman | Mgmt | For | Withhold | |
| 1.3 | Elect Director Jeffrey M. Gault | Mgmt | For | Withhold | |
| 1.4 | Elect Director Michael Gross | Mgmt | For | For | |
| 1.5 | Elect Director David T. Hamamoto | Mgmt | For | For | |
| 1.6 | Elect Director Jason T. Kalisman | Mgmt | For | For | |
| 1.7 | Elect Director Thomas L. Harrison | Mgmt | For | For | |
| 1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | For | |
| 1.9 | Elect Director Michael D. Malone | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Northrop Grumman Corporation | |||||
| Ticker NOC | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 666807102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Wesley G. Bush | Mgmt | For | For | |
| 2 | Elect Director Lewis W. Coleman | Mgmt | For | For | |
| 3 | Elect Director Victor H. Fazio | Mgmt | For | For | |
| 4 | Elect Director Donald E. Felsinger | Mgmt | For | For | |
| 5 | Elect Director Stephen E. Frank | Mgmt | For | For | |
| 6 | Elect Director Bruce S. Gordon | Mgmt | For | For | |
| 7 | Elect Director Madeleine Kleiner | Mgmt | For | For | |
| 8 | Elect Director Karl J. Krapek | Mgmt | For | For | |
| 9 | Elect Director Richard B. Myers | Mgmt | For | For | |
| 10 | Elect Director Aulana L. Peters | Mgmt | For | For | |
| 11 | Elect Director Kevin W. Sharer | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Provide for Cumulative Voting | SH | Against | For | |
| 17 | Report on Political Contributions | SH | Against | For | |
| 18 | Provide Right to Act by Written Consent | SH | Against | For | |
| TRW Automotive Holdings Corp. | |||||
| Ticker TRW | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 87264S106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Francois J. Castaing | Mgmt | For | For | |
| 1.2 | Elect Director Michael R. Gambrell | Mgmt | For | For | |
| 1.3 | Elect Director Paul H. O'neill | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Altria Group, Inc. | |||||
| Ticker MO | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 02209S103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Elizabeth E. Bailey | Mgmt | For | For | |
| 2 | Elect Director Gerald L. Baliles | Mgmt | For | For | |
| 3 | Elect Director John T. Casteen III | Mgmt | For | For | |
| 4 | Elect Director Dinyar S. Devitre | Mgmt | For | For | |
| 5 | Elect Director Thomas F. Farrell II | Mgmt | For | For | |
| 6 | Elect Director Thomas W. Jones | Mgmt | For | For | |
| 7 | Elect Director George Munoz | Mgmt | For | For | |
| 8 | Elect Director Nabil Y. Sakkab | Mgmt | For | For | |
| 9 | Elect Director Michael E. Szymanczyk | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 13 | Cease Production of Flavored Tobacco Products | SH | Against | Against | |
| Intel Corporation | |||||
| Ticker INTC | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 458140100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Charlene Barshefsky | Mgmt | For | For | |
| 2 | Elect Director Susan L. Decker | Mgmt | For | For | |
| 3 | Elect Director John J. Donahoe | Mgmt | For | For | |
| 4 | Elect Director Reed E. Hundt | Mgmt | For | For | |
| 5 | Elect Director Paul S. Otellini | Mgmt | For | For | |
| 6 | Elect Director James D. Plummer | Mgmt | For | For | |
| 7 | Elect Director David S. Pottruck | Mgmt | For | For | |
| 8 | Elect Director Jane E. Shaw | Mgmt | For | For | |
| 9 | Elect Director Frank D. Yeary | Mgmt | For | For | |
| 10 | Elect Director David B. Yoffie | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| McDonald's Corporation | |||||
| Ticker MCD | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 580135101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Susan E. Arnold | Mgmt | For | For | |
| 2 | Elect Director Richard H. Lenny | Mgmt | For | For | |
| 3 | Elect Director Cary D. McMillan | Mgmt | For | For | |
| 4 | Elect Director Sheila A. Penrose | Mgmt | For | For | |
| 5 | Elect Director James A. Skinner | Mgmt | For | For | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Mgmt | For | For | |
| 10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Mgmt | For | For | |
| 11 | Reduce Supermajority Vote Requirement for Shareholder Action | Mgmt | For | For | |
| 12 | Declassify the Board of Directors | SH | Against | For | |
| 13 | Require Suppliers to Adopt CAK | SH | Against | Against | |
| 14 | Report on Policy Responses to Children's Health Concerns and Fast Food | SH | Against | Against | |
| 15 | Report on Beverage Container Environmental Strategy | SH | Against | For | |
| Amgen Inc. | |||||
| Ticker AMGN | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 031162100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David Baltimore | Mgmt | For | For | |
| 2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | For | |
| 3 | Elect Director Francois De Carbonnel | Mgmt | For | For | |
| 4 | Elect Director Vance D. Coffman | Mgmt | For | For | |
| 5 | Elect Director Rebecca M. Henderson | Mgmt | For | For | |
| 6 | Elect Director Frank C. Herringer | Mgmt | For | For | |
| 7 | Elect Director Gilbert S. Omenn | Mgmt | For | For | |
| 8 | Elect Director Judith C. Pelham | Mgmt | For | For | |
| 9 | Elect Director J. Paul Reason | Mgmt | For | For | |
| 10 | Elect Director Leonard D. Schaeffer | Mgmt | For | For | |
| 11 | Elect Director Kevin W. Sharer | Mgmt | For | For | |
| 12 | Elect Director Ronald D. Sugar | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Provide Right to Act by Written Consent | SH | Against | For | |
| The Western Union Company | |||||
| Ticker WU | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 959802109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Hikmet Ersek | Mgmt | For | For | |
| 2 | Elect Director Jack M. Greenberg | Mgmt | For | For | |
| 3 | Elect Director Linda Fayne Levinson | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Declassify the Board of Directors | SH | Against | For | |
| Ensco plc | |||||
| Ticker ESV | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 31-Mar-11 | |||
| CUSIP: 29358Q109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1 | Re-elect J. Roderick Clark as Director | Mgmt | For | For | |
| 2 | Re-elect Daniel W. Rabun as Director | Mgmt | For | For | |
| 3 | Re-elect Keith O. Rattie as Director | Mgmt | For | For | |
| 4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Mgmt | For | For | |
| 5 | Reappoint KPMG Audit Plc as Auditors of the Company | Mgmt | For | For | |
| 6 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 7 | Approve Special Dividends | Mgmt | For | For | |
| 8 | Authorize Associated Deed of Release for Historic Dividends | Mgmt | For | For | |
| 9 | Authorize Release All Claims Against Directors for Historic Dividends | Mgmt | For | For | |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Merck & Co., Inc. | |||||
| Ticker MRK | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 58933Y105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Leslie A. Brun | Mgmt | For | For | |
| 2 | Elect Director Thomas R. Cech | Mgmt | For | For | |
| 3 | Elect Director Richard T. Clark | Mgmt | For | For | |
| 4 | Elect Director Kenneth C. Frazier | Mgmt | For | For | |
| 5 | Elect Director Thomas H. Glocer | Mgmt | For | For | |
| 6 | Elect Director Steven F. Goldstone | Mgmt | For | For | |
| 7 | Elect Director William B. Harrison. Jr. | Mgmt | For | For | |
| 8 | Elect Director Harry R. Jacobson | Mgmt | For | For | |
| 9 | Elect Director William N. Kelley | Mgmt | For | For | |
| 10 | Elect Director C. Robert Kidder | Mgmt | For | For | |
| 11 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |
| 12 | Elect Director Carlos E. Represas | Mgmt | For | For | |
| 13 | Elect Director Patricia F. Russo | Mgmt | For | For | |
| 14 | Elect Director Thomas E. Shenk | Mgmt | For | For | |
| 15 | Elect Director Anne M. Tatlock | Mgmt | For | For | |
| 16 | Elect Director Craig B. Thompson | Mgmt | For | For | |
| 17 | Elect Director Wendell P. Weeks | Mgmt | For | For | |
| 18 | Elect Director Peter C. Wendell | Mgmt | For | For | |
| 19 | Ratify Auditors | Mgmt | For | For | |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 21 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Nu Skin Enterprises, Inc. | |||||
| Ticker NUS | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 67018T105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Nevin N. Andersen | Mgmt | For | For | |
| 1.2 | Elect Director M. Truman Hunt | Mgmt | For | For | |
| 1.3 | Elect Director Patricia A. Negron | Mgmt | For | For | |
| 1.4 | Elect Director Sandra N. Tillotson | Mgmt | For | For | |
| 1.5 | Elect Director Daniel W. Campbell | Mgmt | For | For | |
| 1.6 | Elect Director Andrew D. Lipman | Mgmt | For | For | |
| 1.7 | Elect Director Thomas R. Pisano | Mgmt | For | For | |
| 1.8 | Elect Director David D. Ussery | Mgmt | For | For | |
| 1.9 | Elect Director E.J. Garn | Mgmt | For | For | |
| 1.10 | Elect Director Steven J. Lund | Mgmt | For | For | |
| 1.11 | Elect Director Blake M. Roney | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Chevron Corporation | |||||
| Ticker CVX | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 01-Apr-11 | |||
| CUSIP: 166764100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director L.F. Deily | Mgmt | For | For | |
| 2 | Elect Director R.E. Denham | Mgmt | For | For | |
| 3 | Elect Director R.J. Eaton | Mgmt | For | For | |
| 4 | Elect Director C. Hagel | Mgmt | For | For | |
| 5 | Elect Director E. Hernandez | Mgmt | For | For | |
| 6 | Elect Director G.L. Kirkland | Mgmt | For | For | |
| 7 | Elect Director D.B. Rice | Mgmt | For | For | |
| 8 | Elect Director K.W. Sharer | Mgmt | For | For | |
| 9 | Elect Director C.R. Shoemate | Mgmt | For | For | |
| 10 | Elect Director J.G. Stumpf | Mgmt | For | For | |
| 11 | Elect Director R.D. Sugar | Mgmt | For | For | |
| 12 | Elect Director C. Ware | Mgmt | For | For | |
| 13 | Elect Director J.S. Watson | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Request Director Nominee with Environmental Qualifications | SH | Against | For | |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | Against | |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | |
| 20 | Adopt Guidelines for Country Selection | SH | Against | For | |
| 21 | Report on Financial Risks of Climate Change | SH | Against | Against | |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For | |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | Against | |
| Exxon Mobil Corporation | |||||
| Ticker XOM | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 06-Apr-11 | |||
| CUSIP: 30231G102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director M.J. Boskin | Mgmt | For | For | |
| 1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | For | |
| 1.3 | Elect Director L.R. Faulkner | Mgmt | For | For | |
| 1.4 | Elect Director J.S. Fishman | Mgmt | For | For | |
| 1.5 | Elect Director K.C. Frazier | Mgmt | For | For | |
| 1.6 | Elect Director W.W. George | Mgmt | For | For | |
| 1.7 | Elect Director M.C. Nelson | Mgmt | For | For | |
| 1.8 | Elect Director S.J. Palmisano | Mgmt | For | For | |
| 1.9 | Elect Director S.S. Reinemund | Mgmt | For | For | |
| 1.10 | Elect Director R.W. Tillerson | Mgmt | For | For | |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Require Independent Board Chairman | SH | Against | For | |
| 6 | Report on Political Contributions | SH | Against | For | |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | Against | |
| 8 | Adopt Policy on Human Right to Water | SH | Against | Against | |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For | |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For | |
| 11 | Report on Energy Technologies Development | SH | Against | Against | |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | |
| Thermo Fisher Scientific Inc. | |||||
| Ticker TMO | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 883556102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Thomas J. Lynch | Mgmt | For | For | |
| 2 | Elect Director William G. Parrett | Mgmt | For | For | |
| 3 | Elect Director Michael E. Porter | Mgmt | For | For | |
| 4 | Elect Director Scott M. Sperling | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Declassify the Board of Directors | SH | Against | For | |
| Brown Shoe Company, Inc. | |||||
| Ticker BWS | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 31-Mar-11 | |||
| CUSIP: 115736100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Ronald A. Fromm | Mgmt | For | For | |
| 1.2 | Elect Director Steven W. Korn | Mgmt | For | For | |
| 1.3 | Elect Director Patricia G. McGinnis | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Invesco Ltd. | |||||
| Ticker IVZ | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: G491BT108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Rex D. Adams | Mgmt | For | For | |
| 1.2 | Elect Director John Banham | Mgmt | For | For | |
| 1.3 | Elect Director Denis Kessler | Mgmt | For | Against | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | |
| Limited Brands, Inc. | |||||
| Ticker LTD | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 532716107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Donna A. James | Mgmt | For | For | |
| 2 | Elect Director Jeffrey H. Miro | Mgmt | For | For | |
| 3 | Elect Director Raymond Zimmerman | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Reduce Supermajority Vote Requirement | SH | Against | For | |
| Raytheon Company | |||||
| Ticker RTN | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 01-Apr-11 | |||
| CUSIP: 755111507 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Vernon E. Clark | Mgmt | For | For | |
| 2 | Elect Director John M. Deutch | Mgmt | For | For | |
| 3 | Elect Director Stephen J. Hadley | Mgmt | For | For | |
| 4 | Elect Director Frederic M. Poses | Mgmt | For | For | |
| 5 | Elect Director Michael C. Ruettgers | Mgmt | For | For | |
| 6 | Elect Director Ronald L. Skates | Mgmt | For | For | |
| 7 | Elect Director William R. Spivey | Mgmt | For | For | |
| 8 | Elect Director Linda G. Stuntz | Mgmt | For | Against | |
| 9 | Elect Director William H. Swanson | Mgmt | For | For | |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Provide Right to Act by Written Consent | SH | Against | For | |
| 14 | Stock Retention/Holding Period | SH | Against | For | |
| 15 | Report on Lobbying Contributions and Expenses | SH | Against | For | |
| 16 | Submit SERP to Shareholder Vote | SH | Against | For | |
| Ensco plc | |||||
| Ticker ESV | Meeting Date | Meeting Type | Record Date | ||
| 31-May-11 | Special | 11-Apr-11 | |||
| CUSIP: 29358Q109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |
| New York Community Bancorp, Inc. | |||||
| Ticker NYB | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 07-Apr-11 | |||
| CUSIP: 649445103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Dominick Ciampa | Mgmt | For | For | |
| 1.2 | Elect Director W.c. Frederick | Mgmt | For | For | |
| 1.3 | Elect Director Max L. Kupferberg | Mgmt | For | For | |
| 1.4 | Elect Director Spiros J. Voutsinas | Mgmt | For | For | |
| 1.5 | Elect Director Robert Wann | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| The Home Depot, Inc. | |||||
| Ticker HD | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 04-Apr-11 | |||
| CUSIP: 437076102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |
| 2 | Elect Director Francis S. Blake | Mgmt | For | For | |
| 3 | Elect Director Ari Bousbib | Mgmt | For | For | |
| 4 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |
| 5 | Elect Director J. Frank Brown | Mgmt | For | For | |
| 6 | Elect Director Albert P. Carey | Mgmt | For | For | |
| 7 | Elect Director Armando Codina | Mgmt | For | For | |
| 8 | Elect Director Bonnie G. Hill | Mgmt | For | For | |
| 9 | Elect Director Karen L. Katen | Mgmt | For | For | |
| 10 | Elect Director Ronald L. Sargent | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Provide Right to Act by Written Consent | Mgmt | For | For | |
| 15 | Restore or Provide for Cumulative Voting | SH | Against | For | |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 17 | Prepare Employment Diversity Report | SH | Against | For | |
| 18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | Against | |
| Wal-Mart Stores, Inc. | |||||
| Ticker WMT | Meeting Date | Meeting Type | Record Date | ||
| 03-Jun-11 | Annual | 06-Apr-11 | |||
| CUSIP: 931142103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Aida M. Alvarez | Mgmt | For | For | |
| 2 | Elect Director James W. Breyer | Mgmt | For | For | |
| 3 | Elect Director M. Michele Burns | Mgmt | For | For | |
| 4 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |
| 5 | Elect Director Roger C. Corbett | Mgmt | For | For | |
| 6 | Elect Director Douglas N. Daft | Mgmt | For | For | |
| 7 | Elect Director Michael T. Duke | Mgmt | For | For | |
| 8 | Elect Director Gregory B. Penner | Mgmt | For | For | |
| 9 | Elect Director Steven S Reinemund | Mgmt | For | For | |
| 10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | For | |
| 11 | Elect Director Arne M. Sorenson | Mgmt | For | For | |
| 12 | Elect Director Jim C. Walton | Mgmt | For | For | |
| 13 | Elect Director S. Robson Walton | Mgmt | For | For | |
| 14 | Elect Director Christopher J. Williams | Mgmt | For | For | |
| 15 | Elect Director Linda S. Wolf | Mgmt | For | For | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 18 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For | |
| 20 | Report on Political Contributions | SH | Against | For | |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 22 | Require Suppliers to Produce Sustainability Reports | SH | Against | Against | |
| 23 | Report on Climate Change Business Risks | SH | Against | Against | |
| Caterpillar Inc. | |||||
| Ticker CAT | Meeting Date | Meeting Type | Record Date | ||
| 08-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 149123101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director David L. Calhoun | Mgmt | For | Withhold | |
| 1.2 | Elect Director Daniel M. Dickinson | Mgmt | For | For | |
| 1.3 | Elect Director Eugene V. Fife | Mgmt | For | For | |
| 1.4 | Elect Director Juan Gallardo | Mgmt | For | For | |
| 1.5 | Elect Director David R. Goode | Mgmt | For | For | |
| 1.6 | Elect Director Jesse J. Greene, Jr. | Mgmt | For | For | |
| 1.7 | Elect Director Peter A. Magowan | Mgmt | For | For | |
| 1.8 | Elect Director Dennis A. Muilenburg | Mgmt | For | For | |
| 1.9 | Elect Director Douglas R. Oberhelman | Mgmt | For | For | |
| 1.10 | Elect Director William A. Osborn | Mgmt | For | For | |
| 1.11 | Elect Director Charles D. Powell | Mgmt | For | For | |
| 1.12 | Elect Director Edward B. Rust, Jr. | Mgmt | For | For | |
| 1.13 | Elect Director Susan C. Schwab | Mgmt | For | For | |
| 1.14 | Elect Director Joshua I. Smith | Mgmt | For | For | |
| 1.15 | Elect Director Miles D. White | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Report on Political Contributions | SH | Against | For | |
| 7 | Stock Retention/Holding Period | SH | Against | For | |
| 8 | Require a Majority Vote for the Election of Directors | SH | Against | For | |
| 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 10 | Require Independent Board Chairman | SH | Against | Against | |
| 11 | Review and Assess Human Rights Policies | SH | Against | For | |
| 12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | Against | |
| Generac Holdings Inc. | |||||
| Ticker GNRC | Meeting Date | Meeting Type | Record Date | ||
| 08-Jun-11 | Annual | 19-Apr-11 | |||
| CUSIP: N/A | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stephen Murray | Mgmt | For | Withhold | |
| 1.2 | Elect Director Edward A. LeBlanc | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| NCI, Inc. | |||||
| Ticker NCIT | Meeting Date | Meeting Type | Record Date | ||
| 08-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 62886K104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Charles K. Narang | Mgmt | For | For | |
| 1.2 | Elect Director Terry W. Glasgow | Mgmt | For | For | |
| 1.3 | Elect Director James P. Allen | Mgmt | For | For | |
| 1.4 | Elect Director John E. Lawler | Mgmt | For | For | |
| 1.5 | Elect Director Paul V. Lombardi | Mgmt | For | For | |
| 1.6 | Elect Director J. Patrick McMahon | Mgmt | For | For | |
| 1.7 | Elect Director Phillip O. Nolan | Mgmt | For | For | |
| 1.8 | Elect Director Stephen L. Waechter | Mgmt | For | For | |
| 1.9 | Elect Director Daniel R. Young | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Steiner Leisure Ltd. | |||||
| Ticker STNR | Meeting Date | Meeting Type | Record Date | ||
| 14-Jun-11 | Annual | 15-Apr-11 | |||
| CUSIP: P8744Y102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Leonard I. Fluxman as Director | Mgmt | For | For | |
| 1.2 | Elect Michele Steiner Warshaw as Director | Mgmt | For | For | |
| 1.3 | Elect Steven J. Preston as Director | Mgmt | For | For | |
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Freeport-McMoRan Copper & Gold Inc. | |||||
| Ticker FCX | Meeting Date | Meeting Type | Record Date | ||
| 15-Jun-11 | Annual | 19-Apr-11 | |||
| CUSIP: 35671D857 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Richard C. Adkerson | Mgmt | For | For | |
| 1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director Robert A. Day | Mgmt | For | For | |
| 1.4 | Elect Director Gerald J. Ford | Mgmt | For | For | |
| 1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | For | |
| 1.6 | Elect Director Charles C. Krulak | Mgmt | For | For | |
| 1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | For | |
| 1.8 | Elect Director Jon C. Madonna | Mgmt | For | For | |
| 1.9 | Elect Director Dustan E. McCoy | Mgmt | For | For | |
| 1.10 | Elect Director James R. Moffett | Mgmt | For | For | |
| 1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | For | |
| 1.12 | Elect Director Stephen H. Siegele | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Request Director Nominee with Environmental Qualifications | SH | Against | For | |
| Oxford Industries, Inc. | |||||
| Ticker OXM | Meeting Date | Meeting Type | Record Date | ||
| 15-Jun-11 | Annual | 15-Apr-11 | |||
| CUSIP: 691497309 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director J. Reese Lanier | Mgmt | For | For | |
| 2 | Elect Director Dennis M. Love | Mgmt | For | For | |
| 3 | Elect Director Clyde C. Tuggle | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Best Buy Co., Inc. | |||||
| Ticker BBY | Meeting Date | Meeting Type | Record Date | ||
| 21-Jun-11 | Annual | 25-Apr-11 | |||
| CUSIP: 086516101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Ronald James | Mgmt | For | For | |
| 1.2 | Elect Director Sanjay Khosla | Mgmt | For | For | |
| 1.3 | Elect Director George L. Mikan III | Mgmt | For | For | |
| 1.4 | Elect Director Matthew H. Paull | Mgmt | For | For | |
| 1.5 | Elect Director Richard M. Schulze | Mgmt | For | For | |
| 1.6 | Elect Director Hatim A. Tyabji | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Change Range for Size of the Board | Mgmt | For | Against | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 8 | Declassify the Board of Directors | SH | Against | For | |
| GameStop Corp. | |||||
| Ticker GME | Meeting Date | Meeting Type | Record Date | ||
| 21-Jun-11 | Annual | 02-May-11 | |||
| CUSIP: 36467W109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stanley (Mickey) Steinberg | Mgmt | For | For | |
| 1.2 | Elect Director Gerald R. Szczepanski | Mgmt | For | For | |
| 1.3 | Elect Director Lawrence S. Zilavy | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| National Semiconductor Corporation | |||||
| Ticker NSM | Meeting Date | Meeting Type | Record Date | ||
| 21-Jun-11 | Special | 11-May-11 | |||
| CUSIP: 637640103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Merger Agreement | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| American Greetings Corporation | |||||
| Ticker AM | Meeting Date | Meeting Type | Record Date | ||
| 24-Jun-11 | Annual | 02-May-11 | |||
| CUSIP: 026375105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jeffery D. Dunn | Mgmt | For | For | |
| 1.2 | Elect Director Michael J. Merriman, Jr | Mgmt | For | Withhold | |
| 1.3 | Elect Director Morry Weiss | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Armstrong World Industries, Inc. | |||||
| Ticker AWI | Meeting Date | Meeting Type | Record Date | ||
| 24-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 04247X102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stan A. Askren | Mgmt | For | For | |
| 1.2 | Elect Director David Bonderman | Mgmt | For | Withhold | |
| 1.3 | Elect Director Kevin R. Burns | Mgmt | For | For | |
| 1.4 | Elect Director Matthew J. Espe | Mgmt | For | For | |
| 1.5 | Elect Director James J. Gaffney | Mgmt | For | For | |
| 1.6 | Elect Director Tao Huang | Mgmt | For | For | |
| 1.7 | Elect Director Michael F. Johnston | Mgmt | For | For | |
| 1.8 | Elect Director Larry S. McWilliams | Mgmt | For | For | |
| 1.9 | Elect Director James J. O'Connor | Mgmt | For | For | |
| 1.10 | Elect Director John J. Roberts | Mgmt | For | For | |
| 1.11 | Elect Director Richard E. Wenz | Mgmt | For | For | |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| Mobile Mini, Inc. | |||||
| Ticker MINI | Meeting Date | Meeting Type | Record Date | ||
| 28-Jun-11 | Annual | 02-May-11 | |||
| CUSIP: 60740F105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Steven G. Bunger | Mgmt | For | For | |
| 1.2 | Elect Director Sanjay Swani | Mgmt | For | For | |
| 1.3 | Elect Director Michael L. Watts | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Pier 1 Imports, Inc | |||||
| Ticker PIR | Meeting Date | Meeting Type | Record Date | ||
| 28-Jun-11 | Annual | 29-Apr-11 | |||
| CUSIP: 720279108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Claire H. Babrowski | Mgmt | For | For | |
| 2 | Elect Director John H. Burgoyne | Mgmt | For | For | |
| 3 | Elect Director Hamish A. Dodds | Mgmt | For | For | |
| 4 | Elect Director Michael R. Ferrari | Mgmt | For | For | |
| 5 | Elect Director Brendan L. Hoffman | Mgmt | For | For | |
| 6 | Elect Director Terry E. London | Mgmt | For | For | |
| 7 | Elect Director Alexander W. Smith | Mgmt | For | For | |
| 8 | Elect Director Cece Smith | Mgmt | For | For | |
| 9 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 12 | Ratify Auditors | Mgmt | For | For | |
First Investors Life Series Funds - High Yield Fund
None
First Investors Life Series Funds - International Fund
| Tesco plc | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 02-Jul-10 | Annual | 30-Jun-10 | |||
| CUSIP: G87621101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | Against | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Re-elect Ken Hydon as Director | Mgmt | For | For | |
| 5 | Re-elect Tim Mason as Director | Mgmt | For | For | |
| 6 | Re-elect Lucy Neville-Rolfe as Director | Mgmt | For | For | |
| 7 | Re-elect David Potts as Director | Mgmt | For | For | |
| 8 | Re-elect David Reid as Director | Mgmt | For | For | |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |
| 10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 13 | Authorise Market Purchase | Mgmt | For | For | |
| 14 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | |
| 15 | Approve Share Incentive Plan | Mgmt | For | For | |
| 16 | Adopt New Articles of Association | Mgmt | For | For | |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| Housing Development Finance Corp. Ltd. | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 14-Jul-10 | Annual | 29-Jun-10 | |||
| CUSIP: Y37246157 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Dividend of INR 36 Per Share | Mgmt | For | For | |
| 3 | Reappoint K. Mahindra as Director | Mgmt | For | Against | |
| 4 | Reappoint D.M. Sukthankar as Director | Mgmt | For | For | |
| 5 | Reappoint N.M. Munjee as Director | Mgmt | For | Against | |
| 6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 7 | Approve PKF as Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 8 | Appoint D.S. Parekh as Director | Mgmt | For | For | |
| 9 | Approve Revision in Remuneration of Managing Directors | Mgmt | For | For | |
| 10 | Approve Appointment and Remuneration of R.S. Karnad as Managing Director | Mgmt | For | For | |
| 11 | Approve Appointment and Remuneration of V.S. Rangan as Executive Director | Mgmt | For | For | |
| 12 | Approve Five-for-One Stock Split and Amend Memorandum and Articles of Association to Reflect Changes in Share Capital | Mgmt | For | For | |
| 13 | Amend Clause V of the Memorandum of Association to Reflect Changes in Authorized Share Capital | Mgmt | For | For | |
| 14 | Amend Article 3 of the Articles of Association to Reflect Changes in Authorized Share Capital | Mgmt | For | For | |
| De La Rue plc | |||||
| Ticker DLAR | Meeting Date | Meeting Type | Record Date | ||
| 22-Jul-10 | Annual | 20-Jul-10 | |||
| CUSIP: G2702K139 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Elect Sir Julian Horn-Smith as Director | Mgmt | For | For | |
| 5 | Elect Victoria Jarman as Director | Mgmt | For | For | |
| 6 | Elect Colin Child as Director | Mgmt | For | For | |
| 7 | Re-elect James Hussey as Director | Mgmt | For | For | |
| 8 | Re-elect Warren East as Director | Mgmt | For | For | |
| 9 | Re-elect Sir Jeremy Greenstock as Director | Mgmt | For | For | |
| 10 | Re-elect Gill Rider as Director | Mgmt | For | For | |
| 11 | Re-elect Nicholas Brookes as Director | Mgmt | For | For | |
| 12 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For | |
| 13 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 16 | Authorise Market Purchase | Mgmt | For | For | |
| 17 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | |
| 18 | Approve Annual Bonus Plan and Performance Share Plan | Mgmt | For | Against | |
| 19 | Adopt New Articles of Association | Mgmt | For | For | |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| SABMiller plc | |||||
| Ticker SAB | Meeting Date | Meeting Type | Record Date | ||
| 22-Jul-10 | Annual | 20-Jul-10 | |||
| CUSIP: G77395104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Elect Mark Armour as Director | Mgmt | For | For | |
| 4 | Elect Howard Willard as Director | Mgmt | For | For | |
| 5 | Re-elect Meyer Kahn as Director | Mgmt | For | For | |
| 6 | Re-elect John Manser as Director | Mgmt | For | For | |
| 7 | Re-elect Dinyar Devitre as Director | Mgmt | For | For | |
| 8 | Re-elect Miles Morland as Director | Mgmt | For | For | |
| 9 | Re-elect Cyril Ramaphosa as Director | Mgmt | For | For | |
| 10 | Re-elect Malcolm Wyman as Director | Mgmt | For | For | |
| 11 | Approve Final Dividend | Mgmt | For | For | |
| 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |
| 13 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 14 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 16 | Authorise Market Purchase | Mgmt | For | For | |
| 17 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| 18 | Adopt New Articles of Association | Mgmt | For | For | |
| Scottish and Southern Energy plc | |||||
| Ticker SSE | Meeting Date | Meeting Type | Record Date | ||
| 22-Jul-10 | Annual | 20-Jul-10 | |||
| CUSIP: G7885V109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Re-elect Nick Baldwin as Director | Mgmt | For | For | |
| 5 | Re-elect Richard Gillingwater as Director | Mgmt | For | For | |
| 6 | Re-elect Alistair Phillips-Davies as Director | Mgmt | For | For | |
| 7 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For | |
| 8 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 9 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 11 | Authorise Market Purchase | Mgmt | For | For | |
| 12 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| 13 | Adopt New Articles of Association | Mgmt | For | For | |
| 14 | Approve Scrip Dividend | Mgmt | For | For | |
| ITC Ltd. | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 23-Jul-10 | Annual | ||||
| CUSIP: Y4211T171 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Special Centenary Dividend of INR 5.50 Per Share and Dividend of INR 4.50 Per Share | Mgmt | For | For | |
| 3 | Appoint Directors in Place of Those Retiring by Rotation | Mgmt | For | Against | |
| 4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 5 | Appoint A. Baijal as Director | Mgmt | For | Against | |
| 6 | Appoint A. Banerjee as Director | Mgmt | For | For | |
| 7 | Appoint A.V.G. Kumar as Director | Mgmt | For | For | |
| 8 | Approve Appointment and Remuneration of K.N. Grant as Executive Director | Mgmt | For | For | |
| 9 | Approve Appointment and Remuneration of A. Singh as Executive Director | Mgmt | For | For | |
| 10 | Approve Revision in Remuneration of Executive Directors | Mgmt | For | For | |
| 11 | Approve Increase in Authorized Share Capital from INR 5 Billion to INR 10 Billion by the Creation of Additional 5 Billion Ordinary Shares | Mgmt | For | For | |
| 12 | Amend Article 4 of the Articles of Association to Reflect Increase in Authorized Share Capital | Mgmt | For | For | |
| 13 | Authorize Capitalization of Reserves for Bonus Issue of Ordinary Shares on the Basis of One Bonus Share for Every One Existing Ordinary Share Held | Mgmt | For | For | |
| 14 | Approve ITC Employee Stock Option Scheme - 2010 (Scheme) | Mgmt | For | Against | |
| 15 | Approve Stock Option Plan Grants to Employees Including Executive Directors of Subsidiary Companies Under the Sheme | Mgmt | For | Against | |
| Cipla Limited | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 25-Aug-10 | Annual | 11-Aug-10 | |||
| CUSIP: Y1633P142 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Dividend of INR 2.00 Per Share | Mgmt | For | For | |
| 3 | Reappoint H.R. Manchanda as Director | Mgmt | For | For | |
| 4 | Reappoint R. Shroff as Director | Mgmt | For | For | |
| 5 | Approve R.G.N. Price & Co. and V. Sankar Aiyar & Co. as Joint Statutory Auditors and Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 6 | Approve Appointment and Remuneration of K. Hamied, Relative of a Director, as a Member of the Management Team | Mgmt | For | For | |
| Colruyt SA | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 15-Sep-10 | Annual | ||||
| CUSIP: B26882165 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Annual Meeting | Mgmt | ||||
| 1 | Receive and Approve Directors' and Auditors' Reports, and Report of the Works Council | Mgmt | For | For | |
| 2a | Accept Financial Statements | Mgmt | For | For | |
| 2b | Accept Consolidated Financial Statements | Mgmt | For | For | |
| 3 | Approve Dividends of EUR 4.48 Per Share | Mgmt | For | For | |
| 4 | Approve Allocation of Income | Mgmt | For | Against | |
| 5 | Approve Profit Participation of Employees Through Allotment of Repurchased Shares of Colruyt | Mgmt | For | For | |
| 6 | Approve Discharge of Directors | Mgmt | For | For | |
| 7 | Approve Discharge of Auditors | Mgmt | For | For | |
| 8a | Elect Jef Colruyt as Director | Mgmt | For | Against | |
| 8b | Elect Wim Colruyt as Director | Mgmt | For | Against | |
| 9 | Ratify KPMG as Auditors and Approve Auditors' Remuneration | Mgmt | For | For | |
| 10 | Transact Other Business | Mgmt | |||
| Bharat Heavy Electricals Ltd. | |||||
| Ticker 500103 | Meeting Date | Meeting Type | Record Date | ||
| 17-Sep-10 | Annual | ||||
| CUSIP: Y0882L117 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Final Dividend of INR 12.30 Per Share | Mgmt | For | For | |
| 3 | Reappoint S. Ravi as Director | Mgmt | For | For | |
| 4 | Reappoint A.K. Basu as Director | Mgmt | For | For | |
| 5 | Reappoint M.A. Pathan as Director | Mgmt | For | For | |
| 6 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 7 | Appoint A. Saraya as Director | Mgmt | For | For | |
| 8 | Appoint V.K. Jairath as Director | Mgmt | For | For | |
| 9 | Appoint O.P. Bhutani as Director | Mgmt | For | For | |
| Hero Honda Motors Ltd. | |||||
| Ticker 500182 | Meeting Date | Meeting Type | Record Date | ||
| 20-Sep-10 | Annual | ||||
| CUSIP: Y3179Z146 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Confirm Interim Silver Jubilee Special Dividend of INR 80 Per Share and Approve Final Dividend of INR 30 Per Share | Mgmt | For | For | |
| 3 | Reappoint A. Singh as Director | Mgmt | For | Against | |
| 4 | Reappoint P. Singh as Director | Mgmt | For | For | |
| 5 | Reappoint S. Fukuda as Director | Mgmt | For | For | |
| 6 | Reappoint M. Damodaran as Director | Mgmt | For | For | |
| 7 | Approve A.F. Ferguson & Co as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 8 | Appoint R. Nath as Director | Mgmt | For | For | |
| 9 | Appoint A.C. Burman as Director | Mgmt | For | For | |
| 10 | Appoint S.K. Munjal as Director | Mgmt | For | For | |
| 11 | Approve Transfer of Register of Members, Documents, and Certificates to Karvy Computershare Pvt Ltd, Registrar and Share Transfer Agents | Mgmt | For | For | |
| Colruyt SA | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 12-Oct-10 | Special | ||||
| CUSIP: B26882165 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Special Meeting | Mgmt | ||||
| I.1 | Receive and Approve Special Board Report Re: Stock Split | Mgmt | For | For | |
| I.2 | Approve 5 for 1 Stock Split | Mgmt | For | For | |
| II.1 | Receive and Approve Special Board Report Re: Employee Stock Purchase Plan | Mgmt | For | For | |
| II.2 | Receive and Approve Special Auditor Report Re: Employee Stock Purchase Plan | Mgmt | For | For | |
| II.3 | Approve Employee Stock Purchase Plan Up To 1,000,000 Shares | Mgmt | For | For | |
| II.4 | Approve Fixing of the Price of Shares to Be Issued | Mgmt | For | For | |
| II.5 | Eliminate Preemptive Rights Re: Item II.3 | Mgmt | For | For | |
| II.6 | Approve Issuance of Equity without Preemptive Rights Re: Item II.3 | Mgmt | For | For | |
| II.7 | Approve Subscription Period Re: Item I.3 | Mgmt | For | For | |
| II.8 | Authorize Board to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry | Mgmt | For | For | |
| III1a | Receive and Approve Special Board Report Re: Authorized Capital | Mgmt | For | Against | |
| III1b | Increase Authorized Capital to EUR 200 Million and Amend Article 6 Accordinly | Mgmt | For | Against | |
| III1c | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Mgmt | For | Against | |
| III1d | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | Mgmt | For | Against | |
| III.2 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | Mgmt | For | Against | |
| III.3 | Authorize Reissuance of Repurchased Shares under Item III.2 | Mgmt | For | Against | |
| III.4 | Authorize Board to Reissue Repurchased Shares in the Event of a Public Tender Offer or Share Exchange Offer | Mgmt | For | Against | |
| IV | Amend Article 20 Re: Share Blocking | Mgmt | For | For | |
| V | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | For | |
| Diageo plc | |||||
| Ticker DGE | Meeting Date | Meeting Type | Record Date | ||
| 14-Oct-10 | Annual | 12-Oct-10 | |||
| CUSIP: G42089113 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Re-elect Peggy Bruzelius as Director | Mgmt | For | For | |
| 5 | Re-elect Laurence Danon as Director | Mgmt | For | For | |
| 6 | Re-elect Betsy Holden as Director | Mgmt | For | For | |
| 7 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Mgmt | For | For | |
| 8 | Re-elect Franz Humer as Director | Mgmt | For | For | |
| 9 | Re-elect Philip Scott as Director | Mgmt | For | For | |
| 10 | Re-elect Todd Stitzer as Director | Mgmt | For | For | |
| 11 | Re-elect Paul Walker as Director | Mgmt | For | For | |
| 12 | Re-elect Paul Walsh as Director | Mgmt | For | For | |
| 13 | Elect Lord (Mervyn) Davies of Abersoch as Director | Mgmt | For | For | |
| 14 | Elect Deirdre Mahlan as Director | Mgmt | For | For | |
| 15 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For | |
| 16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 19 | Authorise Market Purchase | Mgmt | For | For | |
| 20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | |
| 21 | Amend Diageo 2001 Share Incentive Plan | Mgmt | For | For | |
| 22 | Approve Diageo 2010 Sharesave Plan | Mgmt | For | For | |
| 23 | Authorise the Company to Establish International Share Plans | Mgmt | For | For | |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| Woolworths Ltd. | |||||
| Ticker WOW | Meeting Date | Meeting Type | Record Date | ||
| 18-Nov-10 | Annual | 16-Nov-10 | |||
| CUSIP: Q98418108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 27, 2010 | Mgmt | |||
| 2 | Approve the Remuneration Report for the Fiscal Year Ended June 27, 2010 | Mgmt | For | For | |
| 3(a) | Elect Jayne Hrdlicka as a Director | Mgmt | For | For | |
| 3(b) | Elect Stephen Mayne as a Director | SH | Against | Against | |
| 3(c) | Elect Ian John Macfarlane | Mgmt | For | For | |
| 4 | Approve the Woolworths Long Term Incentive Plan | Mgmt | For | For | |
| 5 | Approve the Amendments to the Company's Constitution Regarding the Apportionment of Dividends and Superannuation Contributions | Mgmt | For | For | |
| 6 | Approve the Increase in the Remuneration of Non-Executive Directors to A$4 Million Per Annum | Mgmt | For | For | |
| Cetip SA | |||||
| Ticker CTIP3 | Meeting Date | Meeting Type | Record Date | ||
| 20-Dec-10 | Special | ||||
| CUSIP: P23840104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Authorize Issuance of Non-Convertible Debentures | Mgmt | For | For | |
| REDECARD SA | |||||
| Ticker RDCD3 | Meeting Date | Meeting Type | Record Date | ||
| 20-Dec-10 | Special | ||||
| CUSIP: P79941103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Increase Share Capital via Capitalization of Reserves | Mgmt | For | For | |
| 2 | Amend Article 5 Re: Increase Share Capital | Mgmt | For | For | |
| 3 | Consolidate ByLaws | Mgmt | For | For | |
| Cetip SA | |||||
| Ticker CTIP3 | Meeting Date | Meeting Type | Record Date | ||
| 22-Dec-10 | Special | ||||
| CUSIP: P23840104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Ratify Acquisition of GRV Solutions SA | Mgmt | For | For | |
| Cetip SA | |||||
| Ticker CTIP3 | Meeting Date | Meeting Type | Record Date | ||
| 29-Dec-10 | Special | ||||
| CUSIP: P23840104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Protocol and Justification of Incorporation to Absorb GRV Solutions SA by Cetip SA | Mgmt | For | For | |
| 2 | Appoint Independent Firm to Appraise Proposed Absorption | Mgmt | For | For | |
| 3 | Approve Independent Firm's Appraisal Report | Mgmt | For | For | |
| 4 | Approve Absorption Agreement | Mgmt | For | For | |
| 5 | Amend Articles re: Change Business Lines, Reflect Capital Increase, Establish Titles of Executive Committee Members | Mgmt | For | For | |
| 6 | Approve Stock Option Plan | Mgmt | For | Against | |
| Imperial Tobacco Group plc | |||||
| Ticker IMT | Meeting Date | Meeting Type | Record Date | ||
| 02-Feb-11 | Annual | 31-Jan-11 | |||
| CUSIP: G4721W102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Re-elect Ken Burnett as Director | Mgmt | For | For | |
| 5 | Re-elect Alison Cooper as Director | Mgmt | For | For | |
| 6 | Re-elect Robert Dyrbus as Director | Mgmt | For | For | |
| 7 | Re-elect Michael Herlihy as Director | Mgmt | For | For | |
| 8 | Re-elect Pierre Jungels as Director | Mgmt | For | For | |
| 9 | Re-elect Susan Murray as Director | Mgmt | For | For | |
| 10 | Re-elect Iain Napier as Director | Mgmt | For | For | |
| 11 | Re-elect Berge Setrakian as Director | Mgmt | For | For | |
| 12 | Re-elect Mark Williamson as Director | Mgmt | For | For | |
| 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |
| 14 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | |
| 16 | Extend the Grant of Options under the French Appendix to the Imperial Tobacco Group International Sharesave Plan | Mgmt | For | For | |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 19 | Authorise Market Purchase | Mgmt | For | For | |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| 21 | Adopt New Articles of Association | Mgmt | For | For | |
| Novartis AG | |||||
| Ticker NOVN | Meeting Date | Meeting Type | Record Date | ||
| 22-Feb-11 | Annual | 17-Feb-11 | |||
| CUSIP: H5820Q150 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Mgmt | For | For | |
| 4 | Approve Remuneration System | Mgmt | For | Against | |
| 5a | Reelect Ann Fudge as Director | Mgmt | For | For | |
| 5b | Reelect Pierre Landolt as Director | Mgmt | For | For | |
| 5c | Reelect Ulrich Lehner as Director | Mgmt | For | For | |
| 5d | Elect Enrico Vanni as Director | Mgmt | For | For | |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | |
| Jain Irrigation Systems Ltd | |||||
| Ticker 500219 | Meeting Date | Meeting Type | Record Date | ||
| 09-Mar-11 | Special | ||||
| CUSIP: N/A | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Issuance of up to 33.1 Million Ordinary Shares without Preemptive Rights through Qualified Institutional Placement | Mgmt | For | For | |
| 2 | Approve Issuance of up to 6.1 Million Warrants to Jain Brothers Industries Pvt Ltd, Anil Bhavarlal Jain, and Atul Bhavarlal Jain, Members of the Promoters Group | Mgmt | For | For | |
| Wal-Mart de Mexico S.A.B. de C.V. | |||||
| Ticker WALMEXV | Meeting Date | Meeting Type | Record Date | ||
| 10-Mar-11 | Annual | ||||
| CUSIP: P98180105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Board of Directors Report | Mgmt | For | For | |
| 2 | Accept CEO's Report | Mgmt | For | For | |
| 3 | Accept Report of Audit and Corporate Governance Committees | Mgmt | For | For | |
| 4 | Approve Financial Statements for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | |
| 5 | Present Report on the Share Repurchase Reserves | Mgmt | For | For | |
| 6 | Approve to Cancel Company Treasury Shares | Mgmt | For | For | |
| 7 | Amend Clause Five of Company Bylaws | Mgmt | For | For | |
| 8 | Approve Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | |
| 9 | Approve Dividend of MXN 0.38 Per Share and Extraordinary Dividend of MXN 0.17 per Share | Mgmt | For | For | |
| 10 | Accept Report on Adherence to Fiscal Obligations | Mgmt | For | For | |
| 11 | Accept Report Re: Employee Stock Purchase Plan | Mgmt | For | For | |
| 12 | Accept Report Re: Wal-Mart de Mexico Foundation | Mgmt | For | For | |
| 13 | Ratify Board of Directors' Actions Between Fiscal Year Jan. 1 - Dec. 31, 2010 | Mgmt | For | For | |
| 14 | Elect Board Members | Mgmt | For | For | |
| 15 | Elect Audit and Corporate Governance Committee Chairs | Mgmt | For | For | |
| Jain Irrigation Systems Ltd | |||||
| Ticker 500219 | Meeting Date | Meeting Type | Record Date | ||
| 14-Mar-11 | Special | ||||
| CUSIP: N/A | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Postal Ballot | Mgmt | ||||
| 1 | Amend Memorandum and Articles of Association to Reflect Changes in Authorized Share Capital | Mgmt | For | For | |
| 2 | Authorize Capitalization of Reserves for Bonus Issue in the Ratio of One Equity Share - Differential Voting Rights for Every 20 Existing Ordinary Equity Shares Held | Mgmt | For | For | |
| 3 | Approve Transfer of the Solar Business to a Newly Incorporated Wholly Owned Subsidiary | Mgmt | For | For | |
| 4 | Amend Other Objects Clause of the Memorandum of Association | Mgmt | For | For | |
| Covidien Public Limited Company | |||||
| Ticker COV | Meeting Date | Meeting Type | Record Date | ||
| 15-Mar-11 | Annual | 12-Jan-11 | |||
| CUSIP: G2554F105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Craig Arnold | Mgmt | For | For | |
| 2 | Elect Director Robert H. Brust | Mgmt | For | For | |
| 3 | Elect Director John M. Connors, Jr. | Mgmt | For | For | |
| 4 | Elect Director Christopher J. Coughlin | Mgmt | For | For | |
| 5 | Elect Director Timothy M. Donahue | Mgmt | For | For | |
| 6 | Elect Director Kathy J. Herbert | Mgmt | For | For | |
| 7 | Elect Director Randall J. Hogan III | Mgmt | For | For | |
| 8 | Elect Director Richard J. Meelia | Mgmt | For | For | |
| 9 | Elect Director Dennis H. Reilley | Mgmt | For | For | |
| 10 | Elect Director Tadataka Yamada | Mgmt | For | For | |
| 11 | Elect Director Joseph A. Zaccagnino | Mgmt | For | For | |
| 12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Souza Cruz S.A | |||||
| Ticker CRUZ3 | Meeting Date | Meeting Type | Record Date | ||
| 18-Mar-11 | Annual | ||||
| CUSIP: P26663107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | |
| 2 | Approve Allocation of Income and Dividends | Mgmt | For | For | |
| 3 | Elect Director | Mgmt | For | For | |
| 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | For | |
| 5 | Install Fiscal Council | Mgmt | For | For | |
| 6 | Elect Fiscal Council Members and Approve their Remuneration | Mgmt | For | For | |
| Souza Cruz S.A | |||||
| Ticker CRUZ3 | Meeting Date | Meeting Type | Record Date | ||
| 18-Mar-11 | Special | ||||
| CUSIP: P26663107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve 5:1 Stock Split | Mgmt | For | For | |
| 2 | Approve Agreement to Absorb Souza Cruz Trading SA | Mgmt | For | For | |
| 3 | Appoint Independent Firm to Appraise Proposed Absorption | Mgmt | For | For | |
| 4 | Approve Independent Firm's Approval | Mgmt | For | For | |
| 5 | Approve Absorption of Souza Cruz Trading SA | Mgmt | For | For | |
| Novo Nordisk A/S | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 23-Mar-11 | Annual | 16-Mar-11 | |||
| CUSIP: K7314N152 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Receive Report of Board | Mgmt | |||
| 2 | Receive and Approve Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3.1 | Approve Remuneration of Directors for 2010 | Mgmt | For | For | |
| 3.2 | Approve Remuneration of Directors for 2011 | Mgmt | For | For | |
| 4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Mgmt | For | For | |
| 5.1a | Reelect Sten Scheibye as Director | Mgmt | For | For | |
| 5.1b | Reelect Goran Ando as Director | Mgmt | For | For | |
| 5.1c | Elect Bruno Angelici as New Director | Mgmt | For | For | |
| 5.1d | Reelect Henrik Gurtler as Director | Mgmt | For | For | |
| 5.1e | Elect Thomas Koestler as New Director | Mgmt | For | For | |
| 5.1f | Reelect Kurt Nielsen as Director | Mgmt | For | For | |
| 5.1g | Reelect Hannu Ryopponen as Director | Mgmt | For | For | |
| 5.1h | Reelect Jorgen Wedel as Director | Mgmt | For | For | |
| 5.2 | Elect Sten Scheibye as Chairman of the Board | Mgmt | For | For | |
| 5.3 | Elect Goran Ando as Vice Chairman of the Board | Mgmt | For | For | |
| 6 | Ratify PricewaterhouseCoopers as Auditor | Mgmt | For | For | |
| 7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Mgmt | For | For | |
| 7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Mgmt | For | Against | |
| 7.3a | Delete Article 2 Specifying Location of Registered Office | Mgmt | For | For | |
| 7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Mgmt | For | For | |
| 7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Mgmt | For | Against | |
| 7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | For | |
| 8 | Other Business | Mgmt | |||
| Domino's Pizza UK & IRL plc | |||||
| Ticker DOM | Meeting Date | Meeting Type | Record Date | ||
| 30-Mar-11 | Annual | 28-Mar-11 | |||
| CUSIP: G2811T120 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For | |
| 3 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 4 | Approve Final Dividend | Mgmt | For | For | |
| 5 | Re-elect Stephen Hemsley as Director | Mgmt | For | For | |
| 6 | Re-elect Colin Halpern as Director | Mgmt | For | For | |
| 7 | Re-elect Chris Moore as Director | Mgmt | For | For | |
| 8 | Re-elect Lee Ginsberg as Director | Mgmt | For | For | |
| 9 | Re-elect Nigel Wray as Director | Mgmt | For | For | |
| 10 | Re-elect John Hodson as Director | Mgmt | For | For | |
| 11 | Re-elect Michael Shallow as Director | Mgmt | For | For | |
| 12 | Re-elect Peter Klauber as Director | Mgmt | For | For | |
| 13 | Elect Lance Batchelor as Director | Mgmt | For | For | |
| 14 | Approve Remuneration Report | Mgmt | For | Against | |
| 15 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 17 | Authorise Market Purchase | Mgmt | For | For | |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| QBE Insurance Group Ltd. | |||||
| Ticker QBE | Meeting Date | Meeting Type | Record Date | ||
| 05-Apr-11 | Annual | 01-Apr-11 | |||
| CUSIP: Q78063114 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 2 | Approve the Adoption of the Remuneration Report | Mgmt | For | For | |
| 3 | Approve the Grant of Up to 107,951 Conditional Rights Under the 2010 QBE Incentive Scheme and 2010 Long Term Incentive Plan to Frank O'Halloran, Chief Executive Officer of the Company | Mgmt | For | For | |
| 4 | Approve the Giving of Termination Benefits Under the QBE Incentive Scheme and Long Term Incentive Plan Pursuant to the Corporations Act | Mgmt | For | For | |
| 5 | Elect Charles Irby as a Director | Mgmt | For | For | |
| Novartis AG | |||||
| Ticker NOVN | Meeting Date | Meeting Type | Record Date | ||
| 08-Apr-11 | Special | 05-Apr-11 | |||
| CUSIP: H5820Q150 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Approve Merger Agreement with Alcon Inc. | Mgmt | For | For | |
| 1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Mgmt | For | For | |
| Nestle SA | |||||
| Ticker NESN | Meeting Date | Meeting Type | Record Date | ||
| 14-Apr-11 | Annual | 07-Apr-11 | |||
| CUSIP: H57312649 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 1.2 | Approve Remuneration Report | Mgmt | For | For | |
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Mgmt | For | For | |
| 4.1.1 | Reelect Paul Bulcke as Director | Mgmt | For | For | |
| 4.1.2 | Reelect Andreas Koopmann as Director | Mgmt | For | For | |
| 4.1.3 | Reelect Rolf Haenggi as Director | Mgmt | For | For | |
| 4.1.4 | Reelect Jean-Pierre Meyers as Director | Mgmt | For | For | |
| 4.1.5 | Reelect Naina Lal Kidwai as Director | Mgmt | For | For | |
| 4.1.6 | Reelect Beat Hess as Director | Mgmt | For | For | |
| 4.2 | Elect Ann Veneman as Director | Mgmt | For | For | |
| 4.3 | Ratify KPMG AG as Auditors | Mgmt | For | For | |
| 5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Mgmt | For | For | |
| Oversea-Chinese Banking Corp. Ltd. | |||||
| Ticker O39 | Meeting Date | Meeting Type | Record Date | ||
| 15-Apr-11 | Annual | ||||
| CUSIP: Y64248209 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | |
| 2a | Reelect Lee Seng Wee as Director | Mgmt | For | For | |
| 2b | Reelect Patrick Yeoh Khwai Hoh as Director | Mgmt | For | For | |
| 3a | Reelect Cheong Choong Kong as Director | Mgmt | For | For | |
| 3b | Reelect Lee Tih Shih as Director | Mgmt | For | For | |
| 3c | Reelect Pramukti Surjaudaja as Director | Mgmt | For | For | |
| 4 | Reelect Lai Tek Poh as Director | Mgmt | For | For | |
| 5 | Declare Final Dividend of SGD 0.15 Per Share | Mgmt | For | For | |
| 6a | Approve Non-Executive Directors' Fees of SGD 1.4 Million for the Year Ended Dec. 31, 2010 | Mgmt | For | For | |
| 6a | Approve Issuance of 6,000 Shares for each Non-Executive Director | Mgmt | For | For | |
| 7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 8a | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Mgmt | For | For | |
| 8b | Approve Issuance of Shares without Preemptive Rights | Mgmt | For | For | |
| 9 | Approve Issuance of Shares and Grant of Awards Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | Mgmt | For | For | |
| 10 | Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme | Mgmt | For | For | |
| 11 | Approve Issuance of Preference Shares | Mgmt | For | For | |
| Oversea-Chinese Banking Corp. Ltd. | |||||
| Ticker O39 | Meeting Date | Meeting Type | Record Date | ||
| 15-Apr-11 | Special | ||||
| CUSIP: Y64248209 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Authorize Share Repurchase Program | Mgmt | For | For | |
| 2 | Approve Extension of the Duration of the OCBC Share Option Scheme 2001 | Mgmt | For | For | |
| Nestle India Ltd. | |||||
| Ticker 500790 | Meeting Date | Meeting Type | Record Date | ||
| 19-Apr-11 | Annual | ||||
| CUSIP: Y6268T111 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Final Dividend of INR 12.50 Per Share and Confirm Interim Dividends of INR 36.00 Per Share | Mgmt | For | For | |
| 3 | Approve A.F. Ferguson & Co. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 4 | Appoint R. Mohan as Director | Mgmt | For | For | |
| 5 | Appoint S.A. Piramal as Director | Mgmt | For | For | |
| 6 | Appoint C. Schmid as Director | Mgmt | For | Against | |
| 7 | Approve Appointment and Remuneration of C. Schmid as Director - Technical | Mgmt | For | Against | |
| 8 | Approve Increase in Borrowing Powers to INR 25 Billion | Mgmt | For | Against | |
| 9 | Approve Commission Remuneration for Non-Executive Directors | Mgmt | For | For | |
| Bunzl plc | |||||
| Ticker BNZL | Meeting Date | Meeting Type | Record Date | ||
| 20-Apr-11 | Annual | 18-Apr-11 | |||
| CUSIP: G16968110 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Final Dividend | Mgmt | For | For | |
| 3 | Re-elect Philip Rogerson as Director | Mgmt | For | For | |
| 4 | Re-elect Michael Roney as Director | Mgmt | For | For | |
| 5 | Re-elect Pat Larmon as Director | Mgmt | For | For | |
| 6 | Re-elect Brian May as Director | Mgmt | For | For | |
| 7 | Re-elect Ulrich Wolters as Director | Mgmt | For | For | |
| 8 | Re-elect Peter Johnson as Director | Mgmt | For | For | |
| 9 | Re-elect David Sleath as Director | Mgmt | For | For | |
| 10 | Elect Eugenia Ulasewicz as Director | Mgmt | For | For | |
| 11 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Mgmt | For | For | |
| 12 | Approve Remuneration Report | Mgmt | For | Against | |
| 13 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 15 | Authorise Market Purchase | Mgmt | For | For | |
| 16 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| 17 | Approve Employee Stock Purchase Plan (US) 2011 | Mgmt | For | For | |
| 18 | Approve Sharesave Scheme 2011 | Mgmt | For | For | |
| Muenchener Rueckversicherungs-Gesellschaft AG | |||||
| Ticker MUV2 | Meeting Date | Meeting Type | Record Date | ||
| 20-Apr-11 | Annual | ||||
| CUSIP: D55535104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1a | Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2010 (Non-Voting) | Mgmt | |||
| 1b | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Mgmt | |||
| 2 | Approve Allocation of Income and Dividends of EUR 6.25 per Share | Mgmt | For | For | |
| 3 | Approve Discharge of Management Board for Fiscal 2010 | Mgmt | For | For | |
| 4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Mgmt | For | For | |
| 5 | Approve Remuneration System for Management Board Members | Mgmt | For | For | |
| 6 | Elect Annika Falkengren to the Supervisory Board | Mgmt | For | For | |
| 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | |
| 8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | For | |
| 9 | Approve Employee Stock Purchase Plan; Approve Creation of EUR 10 Million Pool of Capital for Employee Stock Purchase Plan | Mgmt | For | For | |
| Redecard S.A | |||||
| Ticker RDCD3 | Meeting Date | Meeting Type | Record Date | ||
| 20-Apr-11 | Annual | ||||
| CUSIP: P79941103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | |
| 2 | Approve Allocation of Income and Dividends | Mgmt | For | For | |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Mgmt | For | Against | |
| Redecard S.A | |||||
| Ticker RDCD3 | Meeting Date | Meeting Type | Record Date | ||
| 20-Apr-11 | Special | ||||
| CUSIP: P79941103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Amend Stock Option Plan | Mgmt | For | Against | |
| Souza Cruz S.A | |||||
| Ticker CRUZ3 | Meeting Date | Meeting Type | Record Date | ||
| 25-Apr-11 | Special | ||||
| CUSIP: P26663107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director | Mgmt | For | For | |
| 2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | For | |
| 3 | Install Fiscal Council | Mgmt | For | For | |
| 4 | Elect Fiscal Council Members and Determine their Remuneration | Mgmt | For | For | |
| Anheuser-Busch InBev SA | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual/Special | ||||
| CUSIP: B6399C107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Annual and Special Meeting | Mgmt | ||||
| Special Meeting | Mgmt | ||||
| A1 | Change Date of Annual Meeting | Mgmt | For | For | |
| A2 | Amend Articles Re: Variable Remuneration | Mgmt | For | Against | |
| A3a | Approve Condition Precedent | Mgmt | For | For | |
| A3b | Amend Article 24 Re: Shareholder Rights Act | Mgmt | For | For | |
| A3c | Amend Article 25 Re: Shareholder Rights Act | Mgmt | For | For | |
| A3d | Amend Article 26bis Re: Shareholder Rights Act | Mgmt | For | For | |
| A3e | Amend Article 28 Re: Shareholder Rights Act | Mgmt | For | For | |
| A3f | Amend Article 30 Re: Shareholder Rights Act | Mgmt | For | For | |
| A3g | Delete Article36bis | Mgmt | For | For | |
| A4a | Receive Special Board Report | Mgmt | |||
| A4b | Receive Special Auditor Report | Mgmt | |||
| A4c | Eliminate Preemptive Rights Re: Item A4d | Mgmt | For | Against | |
| A4d | Approve Issuance of Stock Options for Board Members | Mgmt | For | Against | |
| A4e | Amend Articles to Reflect Changes in Capital | Mgmt | For | Against | |
| A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Mgmt | For | Against | |
| A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | Against | |
| Annual Meeting | Mgmt | ||||
| B1 | Receive Directors' Report (Non-Voting) | Mgmt | |||
| B2 | Receive Auditors' Report (Non-Voting) | Mgmt | |||
| B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Mgmt | |||
| B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Mgmt | For | For | |
| B5 | Approve Discharge of Directors | Mgmt | For | For | |
| B6 | Approve Discharge of Auditors | Mgmt | For | For | |
| B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Mgmt | |||
| B8a | Elect Stefan Descheemaecker as Director | Mgmt | For | Against | |
| B8b | Elect Paul Cornet de Ways Ruartas Director | Mgmt | For | Against | |
| B8c | Reelect Kees Storm as Independent Director | Mgmt | For | For | |
| B8d | Reelect Peter Harf as Independent Director | Mgmt | For | For | |
| B8e | Elect Olivier Goudet as Independent Director | Mgmt | For | For | |
| B9a | Approve Remuneration Report | Mgmt | For | Against | |
| B9b | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Mgmt | For | For | |
| B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Mgmt | For | For | |
| B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Mgmt | For | For | |
| B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Mgmt | For | For | |
| C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | For | |
| Canadian National Railway Company | |||||
| Ticker CNR | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 09-Mar-11 | |||
| CUSIP: 136375102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Michael R. Armellino as Director | Mgmt | For | For | |
| 2 | Elect A. Charles Baillie as Director | Mgmt | For | For | |
| 3 | Elect Hugh J. Bolton as Director | Mgmt | For | For | |
| 4 | Elect Donald J. Carty as Director | Mgmt | For | For | |
| 5 | Elect Gordon D. Giffin as Director | Mgmt | For | For | |
| 6 | Elect Edith E. Holiday as Director | Mgmt | For | For | |
| 7 | Elect V. Maureen Kempston Darkes as Director | Mgmt | For | For | |
| 8 | Elect Denis Losier as Director | Mgmt | For | For | |
| 9 | Elect Edward C. Lumley as Director | Mgmt | For | For | |
| 10 | Elect David G.A. McLean as Director | Mgmt | For | For | |
| 11 | Elect Claude Mongeau as Director | Mgmt | For | For | |
| 12 | Elect James E. O'Connor as Director | Mgmt | For | For | |
| 13 | Elect Robert Pace as Director | Mgmt | For | For | |
| 2 | Ratify KPMG LLP as Auditors | Mgmt | For | For | |
| 3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | For | |
| British American Tobacco plc | |||||
| Ticker BATS | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 26-Apr-11 | |||
| CUSIP: G1510J102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |
| 5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 6 | Re-elect Richard Burrows as Director | Mgmt | For | For | |
| 7 | Re-elect Karen de Segundo as Director | Mgmt | For | For | |
| 8 | Re-elect Nicandro Durante as Director | Mgmt | For | For | |
| 9 | Re-elect Robert Lerwill as Director | Mgmt | For | For | |
| 10 | Re-elect Christine Morin-Postel as Director | Mgmt | For | For | |
| 11 | Re-elect Gerry Murphy as Director | Mgmt | For | For | |
| 12 | Re-elect Anthony Ruys as Director | Mgmt | For | For | |
| 13 | Re-elect Sir Nicholas Scheele as Director | Mgmt | For | For | |
| 14 | Re-elect Ben Stevens as Director | Mgmt | For | For | |
| 15 | Elect John Daly as Director | Mgmt | For | For | |
| 16 | Elect Kieran Poynter as Director | Mgmt | For | For | |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 19 | Authorise Market Purchase | Mgmt | For | For | |
| 20 | Amend Long Term Incentive Plan | Mgmt | For | Against | |
| 21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| Cpfl Energia S.A | |||||
| Ticker CPFE3 | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | ||||
| CUSIP: P3179C105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | |
| 2 | Approve Allocation of Income and Dividends | Mgmt | For | For | |
| 3 | Elect Directors and Their Alternates | Mgmt | For | Against | |
| 4 | Elect Fiscal Council Members and Their Alternates | Mgmt | For | For | |
| 5 | Approve Remuneration of Executive Officers, Non-Executive Directors | Mgmt | For | Against | |
| 6 | Approve Remuneration of Fiscal Council Members | Mgmt | For | For | |
| Cpfl Energia S.A | |||||
| Ticker CPFE3 | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Special | ||||
| CUSIP: P3179C105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Stock Split | Mgmt | For | For | |
| 2.1 | Amend Article 3 Re: Include Complete Company's Address in Bylaws | Mgmt | For | For | |
| 2.2 | Amend Article 5 to Reflect Changes in Capital | Mgmt | For | For | |
| 2.3 | Amend Article 13 Re: Rules Governing General Meetings | Mgmt | For | For | |
| 2.4 | Amend Paragraph 1 of Article 25 | Mgmt | For | For | |
| 3 | Consolidate Company Bylaws | Mgmt | For | For | |
| AES Tiete SA | |||||
| Ticker GETI4 | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | ||||
| CUSIP: P4991B101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Holders of Preferred Shares Can Vote on Item 3 and 4 | Mgmt | ||||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | |
| 2 | Approve Allocation of Income and Dividends | Mgmt | For | For | |
| 3 | Elect Directors | Mgmt | For | For | |
| 4 | Elect Fiscal Council Members | Mgmt | For | For | |
| Cetip S.A. - Balcao Organizado de Ativos | |||||
| Ticker CTIP3 | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | ||||
| CUSIP: P23840104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | For | |
| 2 | Approve Allocation of Income and Dividends | Mgmt | For | For | |
| 3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | For | |
| Cetip S.A. - Balcao Organizado de Ativos | |||||
| Ticker CTIP3 | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Special | ||||
| CUSIP: P23840104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Amend Stock Option Plan | Mgmt | For | Against | |
| Companhia de Bebidas Das Americas - AMBEV | |||||
| Ticker AMBV4 | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 11-Apr-11 | |||
| CUSIP: P0273S127 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for Preferred ADR Holders | Mgmt | ||||
| 3.1 | Elect Mario Fernando Engelke as Fiscal Council Member | Mgmt | For | For | |
| 3.2 | Elect Euripedes de Freitas as Alternate Fiscal Council Member | Mgmt | For | For | |
| Coca-Cola Amatil Ltd. | |||||
| Ticker CCL | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 02-May-11 | |||
| CUSIP: Q2594P146 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 2 | Approve the Adoption of the Remuneration Report | Mgmt | For | Against | |
| 3a | Elect Catherine Michelle Brenner as a Director | Mgmt | For | For | |
| 3b | Elect Wallace Macarthur King as a Director | Mgmt | For | For | |
| 3c | Elect David Edward Meiklejohn as a Director | Mgmt | For | For | |
| 3d | Elect Anthony Grant Froggatt as a Director | Mgmt | For | For | |
| 3e | Elect Ilana Rachel Atlas as a Director | Mgmt | For | For | |
| 4 | Approve the Increase in Non-Executive Directors' Fees from A$2 Million to Up to A$2.3 Million per Annum | Mgmt | For | For | |
| 5 | Approve the Issuance of Shares to Terry J Davis, Executive Director of the Company, Under the 2011-2013 Long Term Incentive Share Rights Plan | Mgmt | For | Against | |
| Canadian Natural Resources Limited | |||||
| Ticker CNQ | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 136385101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| You may vote for the nominees for Directors as slate: | Mgmt | ||||
| 1 | Elect C.M. Best, S.W. Laut, N.M. Edwards, Keith A.J. MacPhail, T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong, J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer as Directors | Mgmt | For | For | |
| OR you may vote for the nominees for Directors individually: | Mgmt | ||||
| 1.1 | Elect Director Catherine M. Best | Mgmt | For | For | |
| 1.2 | Elect Director N. Murray Edwards | Mgmt | For | For | |
| 1.3 | Elect Director Timothy W. Faithfull | Mgmt | For | For | |
| 1.4 | Elect Director Gary A. Filmon | Mgmt | For | For | |
| 1.5 | Elect Director Christopher L. Fong | Mgmt | For | For | |
| 1.6 | Elect Director Gordon D. Giffin | Mgmt | For | For | |
| 1.7 | Elect Director Wilfred A. Gobert | Mgmt | For | For | |
| 1.8 | Elect Director Steve W. Laut | Mgmt | For | For | |
| 1.9 | Elect Director Keith A.J. MacPhail | Mgmt | For | For | |
| 1.10 | Elect Director Allan P. Markin | Mgmt | For | For | |
| 1.11 | Elect Director Frank J. McKenna | Mgmt | For | For | |
| 1.12 | Elect Director James S. Palmer | Mgmt | For | For | |
| 1.13 | Elect Director Eldon R. Smith | Mgmt | For | For | |
| 1.14 | Elect Director David A. Tuer | Mgmt | For | For | |
| 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| Essilor International | |||||
| Ticker EI | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual/Special | 02-May-11 | |||
| CUSIP: F31668100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Ordinary Business | Mgmt | ||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | Mgmt | For | For | |
| 4 | Approve Severance Payment Agreement with Hubert Sagnieres | Mgmt | For | Against | |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | Against | |
| 6 | Reelect Hubert Sagnieres as Director | Mgmt | For | For | |
| 7 | Reelect Philippe Alfroid as Director | Mgmt | For | For | |
| 8 | Reelect Yi He as Director | Mgmt | For | For | |
| 9 | Reelect Maurice Marchand-Tonel as Director | Mgmt | For | For | |
| 10 | Reelect Aicha Mokdahi as Director | Mgmt | For | For | |
| 11 | Reelect Michel Rose as Director | Mgmt | For | For | |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |
| Extraordinary Business | Mgmt | ||||
| 13 | Approve Employee Stock Purchase Plan | Mgmt | For | For | |
| 14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Mgmt | For | Against | |
| 15 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | |
| Reckitt Benckiser Group plc | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 03-May-11 | |||
| CUSIP: G74079107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | Abstain | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Re-elect Adrian Bellamy as Director | Mgmt | For | For | |
| 5 | Re-elect Peter Harf as Director | Mgmt | For | Abstain | |
| 6 | Re-elect Bart Becht as Director | Mgmt | For | For | |
| 7 | Re-elect Graham Mackay as Director | Mgmt | For | For | |
| 8 | Elect Liz Doherty as Director | Mgmt | For | For | |
| 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |
| 10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 13 | Authorise Market Purchase | Mgmt | For | For | |
| 14 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| 15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Mgmt | For | For | |
| Standard Chartered plc | |||||
| Ticker STAN | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 03-May-11 | |||
| CUSIP: G84228157 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Final Dividend | Mgmt | For | For | |
| 3 | Approve Remuneration Report | Mgmt | For | Abstain | |
| 4 | Re-elect Steve Bertamini as Director | Mgmt | For | For | |
| 5 | Re-elect Jaspal Bindra as Director | Mgmt | For | For | |
| 6 | Re-elect Richard Delbridge as Director | Mgmt | For | For | |
| 7 | Re-elect Jamie Dundas as Director | Mgmt | For | For | |
| 8 | Re-elect Val Gooding as Director | Mgmt | For | For | |
| 9 | Re-elect Dr Han Seung-soo as Director | Mgmt | For | For | |
| 10 | Re-elect Simon Lowth as Director | Mgmt | For | For | |
| 11 | Re-elect Rudy Markham as Director | Mgmt | For | For | |
| 12 | Re-elect Ruth Markland as Director | Mgmt | For | For | |
| 13 | Re-elect Richard Meddings as Director | Mgmt | For | For | |
| 14 | Re-elect John Paynter as Director | Mgmt | For | For | |
| 15 | Re-elect John Peace as Director | Mgmt | For | For | |
| 16 | Re-elect Mike Rees as Director | Mgmt | For | For | |
| 17 | Re-elect Peter Sands as Director | Mgmt | For | For | |
| 18 | Re-elect Paul Skinner as Director | Mgmt | For | For | |
| 19 | Re-elect Oliver Stocken as Director | Mgmt | For | For | |
| 20 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For | |
| 21 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 22 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | |
| 23 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 24 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 25 | Approve 2011 Share Plan | Mgmt | For | For | |
| 26 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 27 | Authorise Market Purchase | Mgmt | For | For | |
| 28 | Authorise Market Purchase | Mgmt | For | For | |
| 29 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| Admiral Group plc | |||||
| Ticker ADM | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual | 04-May-11 | |||
| CUSIP: G0110T106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Elect Colin Holmes as Director | Mgmt | For | For | |
| 5 | Re-elect Alastair Lyons as Director | Mgmt | For | For | |
| 6 | Re-elect Henry Engelhardt as Director | Mgmt | For | For | |
| 7 | Re-elect David Stevens as Director | Mgmt | For | For | |
| 8 | Re-elect Kevin Chidwick as Director | Mgmt | For | For | |
| 9 | Re-elect Martin Jackson as Director | Mgmt | For | For | |
| 10 | Re-elect Keith James as Director | Mgmt | For | For | |
| 11 | Re-elect Margaret Johnson as Director | Mgmt | For | For | |
| 12 | Re-elect Lucy Kellaway as Director | Mgmt | For | For | |
| 13 | Re-elect John Sussens as Director | Mgmt | For | For | |
| 14 | Re-elect Manfred Aldag as Director | Mgmt | For | For | |
| 15 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For | |
| 16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 19 | Authorise Market Purchase | Mgmt | For | For | |
| 20 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| Kuehne & Nagel International AG | |||||
| Ticker KNIN | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 04-May-11 | |||
| CUSIP: H4673L145 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Balance Sheet Profit and CHF 1.50 per Share from Capital Contribution Reserves | Mgmt | For | For | |
| 3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 4a | Reelect Juergen Fitschen as Director | Mgmt | For | For | |
| 4b | Reelect Karl Gernandt as Director | Mgmt | For | Against | |
| 4c | Reelect Hans-Joerg Hager as Director | Mgmt | For | Against | |
| 4d | Reelect Klaus-Michael Kuehne as Director | Mgmt | For | Against | |
| 4e | Reelect Hans Lerch as Director | Mgmt | For | For | |
| 4f | Reelect Wolfgang Peiner as Director | Mgmt | For | Against | |
| 4g | Reelect Thomas Staehelin as Director | Mgmt | For | Against | |
| 4h | Reelect Joerg Wolle as Director | Mgmt | For | For | |
| 4i | Reelect Bernd Wrede as Director | Mgmt | For | Against | |
| 4j | Elect Renato Fassbind as Director | Mgmt | For | For | |
| 5 | Ratify KPMG as Auditors | Mgmt | For | For | |
| The Capita Group plc | |||||
| Ticker CPI | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 06-May-11 | |||
| CUSIP: G1846J115 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Re-elect Martin Bolland as Director | Mgmt | For | For | |
| 5 | Re-elect Paul Pindar as Director | Mgmt | For | For | |
| 6 | Re-elect Gordon Hurst as Director | Mgmt | For | For | |
| 7 | Re-elect Maggi Bell as Director | Mgmt | For | For | |
| 8 | Re-elect Paddy Doyle as Director | Mgmt | For | Against | |
| 9 | Re-elect Martina King as Director | Mgmt | For | For | |
| 10 | Elect Paul Bowtell as Director | Mgmt | For | For | |
| 11 | Elect Nigel Wilson as Director | Mgmt | For | For | |
| 12 | Elect Vic Gysin as Director | Mgmt | For | For | |
| 13 | Elect Andy Parker as Director | Mgmt | For | For | |
| 14 | Appoint KPMG Auditors plc as Auditors | Mgmt | For | For | |
| 15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| 19 | Authorise Market Purchase | Mgmt | For | For | |
| 20 | Approve Co-Investment Plan | Mgmt | For | Against | |
| 21 | Amend 2010 Deferred Annual Bonus Plan | Mgmt | For | Against | |
| 22 | Change Company Name to Capita plc | Mgmt | For | For | |
| Philip Morris International Inc. | |||||
| Ticker PM | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 718172109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Harold Brown | Mgmt | For | For | |
| 2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |
| 3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |
| 4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |
| 5 | Elect Director Jennifer Li | Mgmt | For | For | |
| 6 | Elect Director Graham Mackay | Mgmt | For | For | |
| 7 | Elect Director Sergio Marchionne | Mgmt | For | Against | |
| 8 | Elect Director Lucio A. Noto | Mgmt | For | For | |
| 9 | Elect Director Carlos Slim Helu | Mgmt | For | For | |
| 10 | Elect Director Stephen M. Wolf | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Report on Effect of Marketing Practices on the Poor | SH | Against | Against | |
| 15 | Require Independent Board Chairman | SH | Against | Against | |
| Amlin plc | |||||
| Ticker AML | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 10-May-11 | |||
| CUSIP: G0334Q177 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Elect Simon Beale as Director | Mgmt | For | For | |
| 5 | Re-elect Roger Taylor as Director | Mgmt | For | For | |
| 6 | Re-elect Christine Bosse as Director | Mgmt | For | For | |
| 7 | Re-elect Nigel Buchanan as Director | Mgmt | For | For | |
| 8 | Re-elect Brian Carpenter as Director | Mgmt | For | For | |
| 9 | Re-elect Richard Davey as Director | Mgmt | For | For | |
| 10 | Re-elect Marty Feinstein as Director | Mgmt | For | For | |
| 11 | Re-elect Richard Hextall as Director | Mgmt | For | For | |
| 12 | Re-elect Charles Philipps as Director | Mgmt | For | For | |
| 13 | Re-elect Sir Mark Wrightson as Director | Mgmt | For | For | |
| 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |
| 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | |
| 16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 18 | Authorise Market Purchase | Mgmt | For | For | |
| 19 | Authorise the Company to Call EGM with Two Weeks Notice | Mgmt | For | For | |
| Nitori Holdings Co Ltd | |||||
| Ticker 9843 | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 20-Feb-11 | |||
| CUSIP: J58214107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Nitori, Akio | Mgmt | For | For | |
| 1.2 | Elect Director Sugiyama, Kiyoshi | Mgmt | For | For | |
| 1.3 | Elect Director Shirai, Toshiyuki | Mgmt | For | For | |
| 1.4 | Elect Director Komiya, Shoshin | Mgmt | For | For | |
| 2.1 | Appoint Statutory Auditor Satake, Akira | Mgmt | For | For | |
| 2.2 | Appoint Statutory Auditor Imoto, Shogo | Mgmt | For | For | |
| 3 | Approve Stock Option Plan for Directors and Statutory Auditors | Mgmt | For | For | |
| 4 | Approve Stock Option Plan | Mgmt | For | For | |
| Unilever NV | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 14-Apr-11 | |||
| CUSIP: N8981F271 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Annual Meeting | Mgmt | ||||
| 1 | Receive Report of Management Board (Non-Voting) | Mgmt | |||
| 2 | Approve Financial Statements and Allocation of Income | Mgmt | For | For | |
| 3 | Approve Discharge of Executive Board Members | Mgmt | For | For | |
| 4 | Approve Discharge of Non-Executive Board Members | Mgmt | For | For | |
| 5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Mgmt | For | For | |
| 6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Mgmt | For | For | |
| 7 | Reelect L.O. Fresco to Board of Directors | Mgmt | For | For | |
| 8 | Reelect A.M. Fudge to Board of Directors | Mgmt | For | For | |
| 9 | Reelect C.E. Golden to Board of Directors | Mgmt | For | For | |
| 10 | Reelect B.E. Grote to Board of Directors | Mgmt | For | For | |
| 11 | Reelect H. Nyasulu to Board of Directors | Mgmt | For | For | |
| 12 | Reelect M. Rifkind to Board of Directors | Mgmt | For | For | |
| 13 | Reelect K.J. Storm to Board of Directors | Mgmt | For | For | |
| 14 | Reelect M. Treschow to Board of Directors | Mgmt | For | For | |
| 15 | Reelect P.S. Walsh to Board of Directors | Mgmt | For | For | |
| 16 | Elect S. Bharti Mittal to Board of Directors | Mgmt | For | For | |
| 17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |
| 18 | Approve Authorization to Cancel Ordinary Shares | Mgmt | For | For | |
| 19 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Mgmt | For | For | |
| 20 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | |
| 21 | Allow Questions and Close Meeting | Mgmt | |||
| Royal Dutch Shell plc | |||||
| Ticker RDSB | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 13-May-11 | |||
| CUSIP: G7690A118 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Elect Linda Stuntz as Director | Mgmt | For | For | |
| 4 | Re-elect Josef Ackermann as Director | Mgmt | For | For | |
| 5 | Re-elect Malcolm Brinded as Director | Mgmt | For | For | |
| 6 | Elect Guy Elliott as Director | Mgmt | For | For | |
| 7 | Re-elect Simon Henry as Director | Mgmt | For | For | |
| 8 | Re-elect Charles Holliday as Director | Mgmt | For | For | |
| 9 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | For | |
| 10 | Elect Gerard Kleisterlee as Director | Mgmt | For | For | |
| 11 | Re-elect Christine Morin-Postel as Director | Mgmt | For | For | |
| 12 | Re-elect Jorma Ollila as Director | Mgmt | For | For | |
| 13 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | |
| 14 | Re-elect Peter Voser as Director | Mgmt | For | For | |
| 15 | Re-elect Hans Wijers as Director | Mgmt | For | For | |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |
| 17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 20 | Authorise Market Purchase | Mgmt | For | For | |
| 21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | |
| Core Laboratories NV | |||||
| Ticker CEI | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: N22717107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director David M. Demshur | Mgmt | For | For | |
| 1.2 | Elect Director Rene R. Joyce | Mgmt | For | For | |
| 1.3 | Elect Director Michael C. Kearney | Mgmt | For | For | |
| 1.4 | Elect Director Jan Willem Sodderland | Mgmt | For | For | |
| 2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3 | Approve Cancellation of Repurchased Shares | Mgmt | For | For | |
| 4 | Authorize Repurchase of Up to 25.6 Percent of Issued Share Capital | Mgmt | For | For | |
| 5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | Mgmt | For | For | |
| 6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | Mgmt | For | For | |
| 7 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 9 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Bureau Veritas Registre international de classification de navires et d aeronefs | |||||
| Ticker BVI | Meeting Date | Meeting Type | Record Date | ||
| 27-May-11 | Annual/Special | 24-May-11 | |||
| CUSIP: F96888114 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Ordinary Business | Mgmt | ||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Non-Tax Deductible Expenses | Mgmt | For | For | |
| 3 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | |
| 4 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Mgmt | For | For | |
| 5 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | |
| 6 | Reelect Patrick Buffet as Director | Mgmt | For | Against | |
| 7 | Reelect Philippe Louis-Dreyfus as Director | Mgmt | For | For | |
| 8 | Reelect Pierre Hessler as Director | Mgmt | For | For | |
| 9 | Reelect Aldo Cardoso as Director | Mgmt | For | For | |
| 10 | Elect Barbara Vernicos as Director | Mgmt | For | For | |
| 11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Mgmt | For | For | |
| 12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | |
| 13 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | |
| Extraordinary Business | Mgmt | ||||
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Mgmt | For | For | |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Mgmt | For | For | |
| 16 | Approve up to Aggregate Nominal Amount of EUR 1 Million for a Private Placement | Mgmt | For | For | |
| 17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Mgmt | For | Against | |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14, 15 and 16 Above | Mgmt | For | For | |
| 19 | Approve Employee Stock Purchase Plan | Mgmt | For | For | |
| 20 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | |
| 21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | |
| 22 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Mgmt | For | For | |
| 23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | |
| 24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | |
| 25 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | |
| 26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14, 15, 16, 18, 19, 21 and 22 at EUR 2 Million and from All Issuance Requests under Items 14, 15, 16, 18, 19, 20, 21 and 22 at EUR 3.5 Million | Mgmt | For | For | |
| 27 | Amend Article 26.3 of Bylaws to Comply with New Legislation Re: Attendance to General Meetings | Mgmt | For | For | |
| 28 | Amend Article 26.4 of Bylaws to Comply with New Legislation Re: Electronic Signature | Mgmt | For | For | |
| 29 | Amend Article 14.1 of Bylaws Re: Shareholding Requirements for Directors | Mgmt | For | For | |
| 30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | |
| Hermes International | |||||
| Ticker RMS | Meeting Date | Meeting Type | Record Date | ||
| 30-May-11 | Annual/Special | 25-May-11 | |||
| CUSIP: F48051100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Ordinary Business | Mgmt | ||||
| 1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3 | Approve Discharge of Management Board | Mgmt | For | For | |
| 4 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Mgmt | For | For | |
| 5 | Acknowledge Absence of New Related-Party Transactions | Mgmt | For | Against | |
| 6 | Ratify Appointment of Eric de Seynes as Supervisory Board Member | Mgmt | For | Against | |
| 7 | Ratify Appointment of Olaf Guerrand as Supervisory Board Member | Mgmt | For | Against | |
| 8 | Reelect Matthieu Dumas as Supervisory Board Member | Mgmt | For | Against | |
| 9 | Reelect Olaf Guerrand as Supervisory Board Member | Mgmt | For | Against | |
| 10 | Reelect Robert Peugeot as Supervisory Board Member | Mgmt | For | Against | |
| 11 | Reelect Charles-Eric Bauer as Supervisory Board Member | Mgmt | For | Against | |
| 12 | Reelect Julie Guerrand as Supervisory Board Member | Mgmt | For | Against | |
| 13 | Reelect Ernest-Antoine Seilliere as Supervisory Board Member | Mgmt | For | Against | |
| 14 | Reelect Maurice de Kervenoael as Supervisory Board Member | Mgmt | For | For | |
| 15 | Reelect Renaud Mommeja as Supervisory Board Member | Mgmt | For | Against | |
| 16 | Reelect Eric de Seynes as Supervisory Board Member | Mgmt | For | Against | |
| 17 | Ratify Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | For | |
| 18 | Renew Appointment of Didier Kling and Associes as Auditor | Mgmt | For | For | |
| 19 | Ratify Appointment of Etienne Boris as Alternate Auditor | Mgmt | For | For | |
| 20 | Ratify Appointment of Dominique Mahias as Alternate Auditor | Mgmt | For | For | |
| 21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | |
| 22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | |
| Extraordinary Business | Mgmt | ||||
| 23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | |
| 24 | Authorize Capitalization of Reserves of up to 20 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Mgmt | For | For | |
| 25 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Capital | Mgmt | For | For | |
| 26 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 20 Percent of Issued Capital | Mgmt | For | For | |
| 27 | Approve Employee Stock Purchase Plan | Mgmt | For | For | |
| 28 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | For | |
| 29 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | |
| 30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | |
| Biomerieux | |||||
| Ticker BIM | Meeting Date | Meeting Type | Record Date | ||
| 15-Jun-11 | Annual/Special | 10-Jun-11 | |||
| CUSIP: F1149Y109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Ordinary Business | Mgmt | ||||
| 1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | |
| 2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3 | Approve Allocation of Income and Dividends of EUR 0.98 per Share | Mgmt | For | For | |
| 4 | Approve Severance Payment Agreement with Jean-Luc Belingard | Mgmt | For | Against | |
| 5 | Approve Transaction with Thera Conseil Re: Lease Agreement | Mgmt | For | Against | |
| 6 | Approve Transaction with bioMerieux BV Re: Debt Relinquishment | Mgmt | For | For | |
| 7 | Acknowledge Auditors' Special Report on Related-Party Transactions | Mgmt | For | Against | |
| 8 | Ratify Appointment of Diagnostic Revision Conseil as Auditor | Mgmt | For | For | |
| 9 | Ratify Appointment of Commissariat Controle Audit CCA as Alternate Auditor | Mgmt | For | For | |
| 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |
| Extraordinary Business | Mgmt | ||||
| 11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | |
| 12 | Amend Article 13.III of Bylaws Re: Shareholding Requirements for Directors | Mgmt | For | For | |
| 13 | Amend Article 19.8 of Bylaws Re: Shareholder Rights | Mgmt | For | For | |
| 14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 35 Percent of Issued Capital | Mgmt | For | For | |
| 15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 35 Percent of Issued Capital | Mgmt | For | Against | |
| 16 | Approve Issuance of up to 20 Percent of Issued Capital for a Private Placement | Mgmt | For | For | |
| 17 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Mgmt | For | For | |
| 18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14 to 16 | Mgmt | For | Against | |
| 19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | Against | |
| 20 | Approve Employee Stock Purchase Plan | Mgmt | For | For | |
| 21 | Allow Board to Use Authorizations and Delegations Granted Under Items 19 and 20 of the June 10, 2010 General Meeting and 14 to 20 Above and in the Event of a Public Tender Offer or Share Exchange Offer | Mgmt | For | Against | |
| 22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | |
| Secom Co. Ltd. | |||||
| Ticker 9735 | Meeting Date | Meeting Type | Record Date | ||
| 24-Jun-11 | Annual | 31-Mar-11 | |||
| CUSIP: J69972107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For | |
| 2 | Amend Articles To Indemnify Statutory Auditors - Amend Business Lines - Increase Maximum Number of Statutory Auditors | Mgmt | For | For | |
| 3.1 | Elect Director Iida, Makoto | Mgmt | For | For | |
| 3.2 | Elect Director Toda, Juichi | Mgmt | For | For | |
| 3.3 | Elect Director Kimura, Shohei | Mgmt | For | For | |
| 3.4 | Elect Director Haraguchi, Kanemasa | Mgmt | For | For | |
| 3.5 | Elect Director Maeda, Shuuji | Mgmt | For | For | |
| 3.6 | Elect Director Sato, Koichi | Mgmt | For | For | |
| 3.7 | Elect Director Obata, Fumio | Mgmt | For | For | |
| 3.8 | Elect Director Kuwahara, Katsuhisa | Mgmt | For | For | |
| 3.9 | Elect Director Nakayama, Yasuo | Mgmt | For | For | |
| 3.10 | Elect Director Ito, Hiroshi | Mgmt | For | For | |
| 3.11 | Elect Director Ito, Takayuki | Mgmt | For | For | |
| 4.1 | Appoint Statutory Auditor Ogino, Teruo | Mgmt | For | For | |
| 4.2 | Appoint Statutory Auditor Tsunematsu, Ken | Mgmt | For | Against | |
| 4.3 | Appoint Statutory Auditor Yasuda, Hiroshi | Mgmt | For | Against | |
| 4.4 | Appoint Statutory Auditor Yamashita, Kohei | Mgmt | For | For | |
| 4.5 | Appoint Statutory Auditor Sakamoto, Seiji | Mgmt | For | For | |
| 5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Mgmt | For | For | |
| Prosegur Compania de Seguridad S.A. | |||||
| Ticker PSG | Meeting Date | Meeting Type | Record Date | ||
| 27-Jun-11 | Annual | 20-Jun-11 | |||
| CUSIP: E83453162 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge of Directors for FY 2010 | Mgmt | For | For | |
| 2 | Approve Dividends | Mgmt | For | For | |
| 3.1 | Reelect Pedro Guerrero Guerrero as Director | Mgmt | For | For | |
| 3.2 | Reelect Eugenio Ruiz-Galvez Priego as Director | Mgmt | For | Against | |
| 4.1 | Amend Article 2 Re: Corporate Purpose | Mgmt | For | For | |
| 4.2 | Amend Caption of Title II and Article 6 Re: Regulation on Subscriptions | Mgmt | For | For | |
| 4.3 | Amend Articles 9, 10, and 12 to Adapt to Provisions of and Change to Reference to Spanish Corporate Enterprises Act Re: Equity-Related | Mgmt | For | For | |
| 4.4 | Amend Articles 14, 15, 17, and 18 Re: General Meeting | Mgmt | For | For | |
| 4.5 | Amend Articles 21, 27, and 28 to Adapt to Revised Legislations Re: Board-Related | Mgmt | For | For | |
| 4.6 | Amend Articles 29 and 36 (New Article 34), and Delete Articles 34 and 35 Re: Annual Accounts, Dissolution and Liquidation, Debt Issuance, Transformation, Merger, and Spin-Off | Mgmt | For | For | |
| 5 | Delete Preamble and Amend Several Articles of General Meeting Regulations | Mgmt | For | For | |
| 6 | Approve Merger by Absorption of Prosegur Transportes de Valores SA, Prosegur Servicio Tecnico SL, Prosegur Tecnologia SL, and Prosegur Activa Espana SL by Company; Approve Merger Balance Sheet and Tax Consolidation | Mgmt | For | For | |
| 7 | Authorize Repurchase of Shares | Mgmt | For | For | |
| 8 | Authorize Increase in Capital via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | |
| 9 | Authorize Issuance of Securities Including Debentures, Bonds, and Warrants Exchangeable and/or Convertible to Shares; Authorize Exclusion of Preemptive Rights | Mgmt | For | For | |
| 10 | Authorize Issuance of Fixed Income Securities Including Bonds, Debentures, Notes, and Preferred Shares | Mgmt | For | For | |
| 11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | |
| 12 | Advisory Vote on Remuneration Policy Report | Mgmt | For | For | |
First Investors Life Series Funds - Investment Grade Fund
None
First Investors Life Series Funds - Select Growth Fund
| BMC Software, Inc. | |||||
| Ticker BMC | Meeting Date | Meeting Type | Record Date | ||
| 21-Jul-10 | Annual | 25-May-10 | |||
| CUSIP: 055921100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Robert E. Beauchamp | Mgmt | For | For | |
| 2 | Elect Director Jon E. Barfield | Mgmt | For | For | |
| 3 | Elect Director Gary L. Bloom | Mgmt | For | For | |
| 4 | Elect Director Meldon K. Gafner | Mgmt | For | For | |
| 5 | Elect Director Mark J. Hawkins | Mgmt | For | For | |
| 6 | Elect Director Stephan A. James | Mgmt | For | For | |
| 7 | Elect Director P. Thomas Jenkins | Mgmt | For | For | |
| 8 | Elect Director Louis J. Lavigne, Jr. | Mgmt | For | For | |
| 9 | Elect Director Kathleen A. O'Neil | Mgmt | For | For | |
| 10 | Elect Director Tom C. Tinsley | Mgmt | For | For | |
| 11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| McKesson Corporation | |||||
| Ticker MCK | Meeting Date | Meeting Type | Record Date | ||
| 28-Jul-10 | Annual | 01-Jun-10 | |||
| CUSIP: 58155Q103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Andy D. Bryant | Mgmt | For | For | |
| 2 | Elect Director Wayne A. Budd | Mgmt | For | For | |
| 3 | Elect Director John H. Hammergren | Mgmt | For | For | |
| 4 | Elect Director Alton F. Irby III | Mgmt | For | For | |
| 5 | Elect Director M. Christine Jacobs | Mgmt | For | For | |
| 6 | Elect Director Marie L. Knowles | Mgmt | For | For | |
| 7 | Elect Director David M. Lawrence | Mgmt | For | For | |
| 8 | Elect Director Edward A. Mueller | Mgmt | For | For | |
| 9 | Elect Director Jane E. Shaw | Mgmt | For | For | |
| 10 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 11 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Stock Retention/Holding Period | SH | Against | For | |
| 14 | Report on Pay Disparity | SH | Against | Against | |
| Red Hat, Inc. | |||||
| Ticker RHT | Meeting Date | Meeting Type | Record Date | ||
| 12-Aug-10 | Annual | 16-Jun-10 | |||
| CUSIP: 756577102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Jeffrey J. Clarke | Mgmt | For | For | |
| 2 | Elect Director H. Hugh Shelton | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| Parker-Hannifin Corporation | |||||
| Ticker PH | Meeting Date | Meeting Type | Record Date | ||
| 27-Oct-10 | Annual | 31-Aug-10 | |||
| CUSIP: 701094104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert G. Bohn | Mgmt | For | For | |
| 1.2 | Elect Director Linda S. Harty | Mgmt | For | For | |
| 1.3 | Elect Director William E. Kassling | Mgmt | For | For | |
| 1.4 | Elect Director Robert J. Kohlhepp | Mgmt | For | For | |
| 1.5 | Elect Director Klaus-Peter Muller | Mgmt | For | For | |
| 1.6 | Elect Director Candy M. Obourn | Mgmt | For | For | |
| 1.7 | Elect Director Joseph M. Scaminace | Mgmt | For | For | |
| 1.8 | Elect Director Wolfgang R. Schmitt | Mgmt | For | For | |
| 1.9 | Elect Director Ake Svensson | Mgmt | For | For | |
| 1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | For | |
| 1.11 | Elect Director James L. Wainscott | Mgmt | For | For | |
| 1.12 | Elect Director Donald E. Washkewicz | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Require Independent Board Chairman | SH | Against | For | |
| Microsoft Corporation | |||||
| Ticker MSFT | Meeting Date | Meeting Type | Record Date | ||
| 16-Nov-10 | Annual | 03-Sep-10 | |||
| CUSIP: 594918104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Steven A. Ballmer | Mgmt | For | For | |
| 2 | Elect Director Dina Dublon | Mgmt | For | For | |
| 3 | Elect Director William H. Gates III | Mgmt | For | For | |
| 4 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |
| 5 | Elect Director Reed Hastings | Mgmt | For | For | |
| 6 | Elect Director Maria M. Klawe | Mgmt | For | For | |
| 7 | Elect Director David F. Marquardt | Mgmt | For | For | |
| 8 | Elect Director Charles H. Noski | Mgmt | For | For | |
| 9 | Elect Director Helmut Panke | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against | |
| Jabil Circuit, Inc. | |||||
| Ticker JBL | Meeting Date | Meeting Type | Record Date | ||
| 20-Jan-11 | Annual | 23-Nov-10 | |||
| CUSIP: 466313103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Mel S. Lavitt | Mgmt | For | For | |
| 1.2 | Elect Director Timothy L. Main | Mgmt | For | For | |
| 1.3 | Elect Director William D. Morean | Mgmt | For | For | |
| 1.4 | Elect Director Lawrence J. Murphy | Mgmt | For | For | |
| 1.5 | Elect Director Frank A. Newman | Mgmt | For | For | |
| 1.6 | Elect Director Steven A. Raymund | Mgmt | For | For | |
| 1.7 | Elect Director Thomas A. Sansone | Mgmt | For | For | |
| 1.8 | Elect Director David M. Stout | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| 4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | Against | |
| 6 | Other Business | Mgmt | For | Against | |
| Apple Inc. | |||||
| Ticker AAPL | Meeting Date | Meeting Type | Record Date | ||
| 23-Feb-11 | Annual | 27-Dec-10 | |||
| CUSIP: 037833100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director William V. Campbell | Mgmt | For | For | |
| 1.2 | Elect Director Millard S. Drexler | Mgmt | For | For | |
| 1.3 | Elect Director Albert A. Gore, Jr. | Mgmt | For | For | |
| 1.4 | Elect Director Steven P. Jobs | Mgmt | For | For | |
| 1.5 | Elect Director Andrea Jung | Mgmt | For | For | |
| 1.6 | Elect Director Arthur D. Levinson | Mgmt | For | For | |
| 1.7 | Elect Director Ronald D. Sugar | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Adopt Policy on Succession Planning | SH | Against | For | |
| 6 | Require a Majority Vote for the Election of Directors | SH | Against | For | |
| Raymond James Financial, Inc. | |||||
| Ticker RJF | Meeting Date | Meeting Type | Record Date | ||
| 24-Feb-11 | Annual | 17-Dec-10 | |||
| CUSIP: 754730109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Shelley G. Broader | Mgmt | For | For | |
| 1.2 | Elect Director Francis S. Godbold | Mgmt | For | For | |
| 1.3 | Elect Director H.W. Habermeyer, Jr. | Mgmt | For | For | |
| 1.4 | Elect Director Chet Helck | Mgmt | For | For | |
| 1.5 | Elect Director Thomas A. James | Mgmt | For | For | |
| 1.6 | Elect Director Gordon L. Johnson | Mgmt | For | For | |
| 1.7 | Elect Director Paul C. Reilly | Mgmt | For | For | |
| 1.8 | Elect Director Robert P. Saltzman | Mgmt | For | For | |
| 1.9 | Elect Director Hardwick Simmons | Mgmt | For | For | |
| 1.10 | Elect Director Susan N. Story | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Restricted Stock Plan | Mgmt | For | Against | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Whole Foods Market, Inc. | |||||
| Ticker WFMI | Meeting Date | Meeting Type | Record Date | ||
| 28-Feb-11 | Annual | 03-Jan-11 | |||
| CUSIP: 966837106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John Elstrott | Mgmt | For | For | |
| 1.2 | Elect Director Gabrielle Greene | Mgmt | For | For | |
| 1.3 | Elect Director Shahid (Hass) Hassan | Mgmt | For | For | |
| 1.4 | Elect Director Stephanie Kugelman | Mgmt | For | For | |
| 1.5 | Elect Director John Mackey | Mgmt | For | For | |
| 1.6 | Elect Director Walter Robb | Mgmt | For | For | |
| 1.7 | Elect Director Jonathan Seiffer | Mgmt | For | Withhold | |
| 1.8 | Elect Director Morris (Mo) Siegel | Mgmt | For | For | |
| 1.9 | Elect Director Jonathan Sokoloff | Mgmt | For | Withhold | |
| 1.10 | Elect Director Ralph Sorenson | Mgmt | For | For | |
| 1.11 | Elect Director W. (Kip) Tindell, III | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 5 | Amend Articles/Bylaws/Charter -- Removal of Directors | SH | Against | For | |
| 6 | Require Independent Board Chairman | SH | Against | For | |
| Helmerich & Payne, Inc. | |||||
| Ticker HP | Meeting Date | Meeting Type | Record Date | ||
| 02-Mar-11 | Annual | 10-Jan-11 | |||
| CUSIP: 423452101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John D. Zeglis | Mgmt | For | For | |
| 1.2 | Elect Director William L. Armstrong | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Declassify the Board of Directors | SH | Against | For | |
| Franklin Resources, Inc. | |||||
| Ticker BEN | Meeting Date | Meeting Type | Record Date | ||
| 15-Mar-11 | Annual | 18-Jan-11 | |||
| CUSIP: 354613101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Samuel H. Armacost | Mgmt | For | For | |
| 2 | Elect Director Charles Crocker | Mgmt | For | For | |
| 3 | Elect Director Joseph R. Hardiman | Mgmt | For | For | |
| 4 | Elect Director Charles B. Johnson | Mgmt | For | For | |
| 5 | Elect Director Gregory E. Johnson | Mgmt | For | For | |
| 6 | Elect Director Rupert H. Johnson, Jr. | Mgmt | For | For | |
| 7 | Elect Director Mark C. Pigott | Mgmt | For | For | |
| 8 | Elect Director Chutta Ratnathicam | Mgmt | For | For | |
| 9 | Elect Director Peter M. Sacerdote | Mgmt | For | For | |
| 10 | Elect Director Laura Stein | Mgmt | For | For | |
| 11 | Elect Director Anne M. Tatlock | Mgmt | For | Against | |
| 12 | Elect Director Geoffrey Y. Yang | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Hewlett-Packard Company | |||||
| Ticker HPQ | Meeting Date | Meeting Type | Record Date | ||
| 23-Mar-11 | Annual | 24-Jan-11 | |||
| CUSIP: 428236103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director M. L. Andreessen | Mgmt | For | For | |
| 2 | Elect Director L. Apotheker | Mgmt | For | For | |
| 3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | For | |
| 4 | Elect Director S.M. Baldauf | Mgmt | For | For | |
| 5 | Elect Director S. Banerji | Mgmt | For | For | |
| 6 | Elect Director R.L. Gupta | Mgmt | For | For | |
| 7 | Elect Director J.H. Hammergren | Mgmt | For | For | |
| 8 | Elect Director R.J. Lane | Mgmt | For | For | |
| 9 | Elect Director G.M. Reiner | Mgmt | For | For | |
| 10 | Elect Director P.F. Russo | Mgmt | For | For | |
| 11 | Elect Director D. Senequier | Mgmt | For | For | |
| 12 | Elect Director G.K. Thompson | Mgmt | For | For | |
| 13 | Elect Director M.C. Whitman | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | Against | |
| 18 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| TIBCO Software Inc. | |||||
| Ticker TIBX | Meeting Date | Meeting Type | Record Date | ||
| 14-Apr-11 | Annual | 14-Feb-11 | |||
| CUSIP: 88632Q103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Vivek Y. Ranadive | Mgmt | For | For | |
| 1.2 | Elect Director Nanci E.Caldwell | Mgmt | For | For | |
| 1.3 | Elect Director Eric C.W. Dunn | Mgmt | For | For | |
| 1.4 | Elect Director Narendra K. Gupta | Mgmt | For | For | |
| 1.5 | Elect Director Peter J. Job | Mgmt | For | For | |
| 1.6 | Elect Director Philip K. Wood | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| International Business Machines Corporation | |||||
| Ticker IBM | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 459200101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director A. J. P. Belda | Mgmt | For | For | |
| 2 | Elect Director W. R. Brody | Mgmt | For | For | |
| 3 | Elect Director K. I. Chenault | Mgmt | For | For | |
| 4 | Elect Director M. L. Eskew | Mgmt | For | For | |
| 5 | Elect Director S. A. Jackson | Mgmt | For | For | |
| 6 | Elect Director A. N. Liveris | Mgmt | For | For | |
| 7 | Elect Director W. J. McNerney, Jr. | Mgmt | For | For | |
| 8 | Elect Director J. W. Owens | Mgmt | For | For | |
| 9 | Elect Director S. J. Palmisano | Mgmt | For | For | |
| 10 | Elect Director J. E. Spero | Mgmt | For | For | |
| 11 | Elect Director S. Taurel | Mgmt | For | For | |
| 12 | Elect Director L. H. Zambrano | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 16 | Provide for Cumulative Voting | SH | Against | For | |
| 17 | Report on Political Contributions | SH | Against | For | |
| 18 | Report on Lobbying Expenses | SH | Against | For | |
| Eaton Corporation | |||||
| Ticker ETN | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 278058102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director George S. Barrett | Mgmt | For | For | |
| 2 | Elect Director Todd M. Bluedorn | Mgmt | For | For | |
| 3 | Elect Director Ned C. Lautenbach | Mgmt | For | For | |
| 4 | Elect Director Gregory R. Page | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | Mgmt | For | For | |
| 6 | Eliminate Cumulative Voting | Mgmt | For | For | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| American Express Company | |||||
| Ticker AXP | Meeting Date | Meeting Type | Record Date | ||
| 02-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 025816109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Daniel F. Akerson | Mgmt | For | For | |
| 1.2 | Elect Director Charlene Barshefsky | Mgmt | For | For | |
| 1.3 | Elect Director Ursula M. Burns | Mgmt | For | For | |
| 1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | For | |
| 1.5 | Elect Director Peter Chernin | Mgmt | For | For | |
| 1.6 | Elect Director Theodore J. Leonsis | Mgmt | For | For | |
| 1.7 | Director Jan Leschly | Mgmt | For | For | |
| 1.8 | Director Richard C. Levin | Mgmt | For | For | |
| 1.9 | Director Richard A. McGinn | Mgmt | For | For | |
| 1.10 | Director Edward D. Miller | Mgmt | For | For | |
| 1.11 | Director Steven S. Reinemund | Mgmt | For | For | |
| 1.12 | Director Robert D. Walter | Mgmt | For | For | |
| 1.13 | Director Ronald A. Williams | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Provide for Cumulative Voting | SH | Against | For | |
| 6 | Amend Bylaws-- Call Special Meetings | SH | Against | For | |
| Arrow Electronics, Inc. | |||||
| Ticker ARW | Meeting Date | Meeting Type | Record Date | ||
| 02-May-11 | Annual | 09-Mar-11 | |||
| CUSIP: 042735100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Daniel W. Duval | Mgmt | For | For | |
| 1.2 | Elect Director Philip K. Asherman | Mgmt | For | For | |
| 1.3 | Elect Director Gail E. Hamilton | Mgmt | For | For | |
| 1.4 | Elect Director John N. Hanson | Mgmt | For | For | |
| 1.5 | Elect Director Richard S. Hill | Mgmt | For | For | |
| 1.6 | Elect Director M.F. Keeth | Mgmt | For | For | |
| 1.7 | Elect Director Andrew C. Kerin | Mgmt | For | For | |
| 1.8 | Elect Director Michael J. Long | Mgmt | For | For | |
| 1.9 | Elect Director Stephen C. Patrick | Mgmt | For | For | |
| 1.10 | Elect Director Barry W. Perry | Mgmt | For | For | |
| 1.11 | Elect Director John C. Waddell | Mgmt | For | Withhold | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Manpower Group | |||||
| Ticker MAN | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 22-Feb-11 | |||
| CUSIP: 56418H100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Cari M. Dominguez | Mgmt | For | For | |
| 1.2 | Elect Director Roberto Mendoza | Mgmt | For | For | |
| 1.3 | Elect Director Elizabeth P. Sartain | Mgmt | For | For | |
| 1.4 | Elect Director Edward J. Zore | Mgmt | For | For | |
| 1.5 | Elect Director William Downe | Mgmt | For | For | |
| 1.6 | Elect Director Patricia A. Hemingway Hall | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Express Scripts, Inc. | |||||
| Ticker ESRX | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 302182100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Gary G. Benanav | Mgmt | For | For | |
| 1.2 | Elect Director Maura C. Breen | Mgmt | For | For | |
| 1.3 | Elect Director Nicholas J. LaHowchic | Mgmt | For | For | |
| 1.4 | Elect Director Thomas P. Mac Mahon | Mgmt | For | For | |
| 1.5 | Elect Director Frank Mergenthaler | Mgmt | For | For | |
| 1.6 | Elect Director Woodrow A. Myers Jr. | Mgmt | For | For | |
| 1.7 | Elect Director John O. Parker, Jr. | Mgmt | For | For | |
| 1.8 | Elect Director George Paz | Mgmt | For | For | |
| 1.9 | Elect Director Samuel K. Skinner | Mgmt | For | For | |
| 1.10 | Elect Director Seymour Sternberg | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| 7 | Report on Political Contributions | SH | Against | For | |
| United Parcel Service, Inc. | |||||
| Ticker UPS | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 911312106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |
| 2 | Elect Director Michael J. Burns | Mgmt | For | For | |
| 3 | Elect Director D. Scott Davis | Mgmt | For | For | |
| 4 | Elect Director Stuart E. Eizenstat | Mgmt | For | For | |
| 5 | Elect Director Michael L. Eskew | Mgmt | For | For | |
| 6 | Elect Director William R. Johnson | Mgmt | For | For | |
| 7 | Elect Director Ann M. Livermore | Mgmt | For | For | |
| 8 | Elect Director Rudy H.P. Markham | Mgmt | For | For | |
| 9 | Elect Director Clark T. Randt, Jr. | Mgmt | For | For | |
| 10 | Elect Director John W. Thompson | Mgmt | For | For | |
| 11 | Elect Director Carol B. Tome | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Other Business | Mgmt | For | Against | |
| Illinois Tool Works Inc. | |||||
| Ticker ITW | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual | 08-Mar-11 | |||
| CUSIP: 452308109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Susan Crown | Mgmt | For | For | |
| 2 | Elect Director Don H. Davis, Jr. | Mgmt | For | For | |
| 3 | Elect Director Robert C. McCormack | Mgmt | For | Against | |
| 4 | Elect Director Robert S. Morrison | Mgmt | For | For | |
| 5 | Elect Director James A. Skinner | Mgmt | For | For | |
| 6 | Elect Director David B. Smith, Jr. | Mgmt | For | For | |
| 7 | Elect Director David B. Speer | Mgmt | For | For | |
| 8 | Elect Director Pamela B. Strobel | Mgmt | For | For | |
| 9 | Elect Director Kevin M. Warren | Mgmt | For | For | |
| 10 | Elect Director Anre D. Williams | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| Autoliv Inc. | |||||
| Ticker ALV | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 052800109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jan Carlson | Mgmt | For | For | |
| 1.2 | Elect Director Lars Nyberg | Mgmt | For | For | |
| 1.3 | Elect Director James M. Ringler | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| ANSYS, Inc. | |||||
| Ticker ANSS | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 03662Q105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director James E. Cashman III | Mgmt | For | For | |
| 1.2 | Elect Director William R. McDermott | Mgmt | For | For | |
| 1.3 | Elect Director Ajei S. Gopal | Mgmt | For | For | |
| 2 | Increase Authorized Common Stock | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| Capital One Financial Corporation | |||||
| Ticker COF | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 14040H105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Patrick W. Gross | Mgmt | For | For | |
| 2 | Elect Director Ann Fritz Hackett | Mgmt | For | For | |
| 3 | Elect Director Pierre E. Leroy | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| CF Industries Holdings, Inc. | |||||
| Ticker CF | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 125269100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stephen R. Wilson | Mgmt | For | For | |
| 1.2 | Elect Director Wallace W. Creek | Mgmt | For | For | |
| 1.3 | Elect Director William Davisson | Mgmt | For | For | |
| 1.4 | Elect Director Robert G. Kuhbach | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | SH | Against | For | |
| Mattel, Inc. | |||||
| Ticker MAT | Meeting Date | Meeting Type | Record Date | ||
| 13-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 577081102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Michael J. Dolan | Mgmt | For | For | |
| 2 | Elect Director Robert A. Eckert | Mgmt | For | For | |
| 3 | Elect Director Frances D. Fergusson | Mgmt | For | For | |
| 4 | Elect Director Tully M. Friedman | Mgmt | For | For | |
| 5 | Elect Director Dominic Ng | Mgmt | For | For | |
| 6 | Elect Director Vasant M. Prabhu | Mgmt | For | For | |
| 7 | Elect Director Andrea L. Rich | Mgmt | For | For | |
| 8 | Elect Director Dean A. Scarborough | Mgmt | For | For | |
| 9 | Elect Director Christopher A. Sinclair | Mgmt | For | For | |
| 10 | Elect Director G. Craig Sullivan | Mgmt | For | For | |
| 11 | Elect Director Kathy Brittain White | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Provide Right to Call Special Meeting | Mgmt | For | Against | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| Watson Pharmaceuticals, Inc. | |||||
| Ticker WPI | Meeting Date | Meeting Type | Record Date | ||
| 13-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 942683103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Michael J. Fedida | Mgmt | For | For | |
| 2 | Elect Director Albert F. Hummel | Mgmt | For | For | |
| 3 | Elect Director Catherine M. Klema | Mgmt | For | For | |
| 4 | Elect Director Anthony Selwyn Tabatznik | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | Mgmt | For | For | |
| 6 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Ratify Auditors | Mgmt | For | For | |
| JPMorgan Chase & Co. | |||||
| Ticker JPM | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 46625H100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Crandall C. Bowles | Mgmt | For | For | |
| 2 | Elect Director Stephen B. Burke | Mgmt | For | For | |
| 3 | Elect Director David M. Cote | Mgmt | For | For | |
| 4 | Elect Director James S. Crown | Mgmt | For | For | |
| 5 | Elect Director James Dimon | Mgmt | For | For | |
| 6 | Elect Director Ellen V. Futter | Mgmt | For | For | |
| 7 | Elect Director William H. Gray, III | Mgmt | For | For | |
| 8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |
| 9 | Elect Director David C. Novak | Mgmt | For | For | |
| 10 | Elect Director Lee R. Raymond | Mgmt | For | For | |
| 11 | Elect Director William C. Weldon | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 16 | Affirm Political Non-Partisanship | SH | Against | For | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| 18 | Report on Loan Modifications | SH | Against | For | |
| 19 | Report on Political Contributions | SH | Against | For | |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | Against | |
| 21 | Require Independent Board Chairman | SH | Against | For | |
| Cimarex Energy Co. | |||||
| Ticker XEC | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 171798101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David A. Hentschel | Mgmt | For | For | |
| 2 | Elect Director F.H. Merelli | Mgmt | For | For | |
| 3 | Elect Director L. Paul Teague | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| Corn Products International, Inc. | |||||
| Ticker CPO | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 219023108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Richard J. Almeida | Mgmt | For | For | |
| 1.2 | Elect Director Gregory B. Kenny | Mgmt | For | For | |
| 1.3 | Elect Director James M. Ringler | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Ross Stores, Inc. | |||||
| Ticker ROST | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 778296103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director George P. Orban | Mgmt | For | For | |
| 1.2 | Elect Director Donald H. Seiler | Mgmt | For | For | |
| 2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 3 | Declassify the Board of Directors | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| Halliburton Company | |||||
| Ticker HAL | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 406216101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Alan M. Bennett | Mgmt | For | For | |
| 2 | Elect Director James R. Boyd | Mgmt | For | For | |
| 3 | Elect Director Milton Carroll | Mgmt | For | For | |
| 4 | Elect Director Nance K. Dicciani | Mgmt | For | For | |
| 5 | Elect Director S. Malcolm Gillis | Mgmt | For | For | |
| 6 | Elect Director Abdallah S. Jum'ah | Mgmt | For | For | |
| 7 | Elect Director David J. Lesar | Mgmt | For | For | |
| 8 | Elect Director Robert A. Malone | Mgmt | For | For | |
| 9 | Elect Director J Landis Martin | Mgmt | For | For | |
| 10 | Elect Director Debra L. Reed | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Review and Assess Human Rights Policies | SH | Against | Against | |
| 15 | Report on Political Contributions | SH | Against | For | |
| Check Point Software Technologies Ltd. | |||||
| Ticker CPW | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 14-Apr-11 | |||
| CUSIP: M22465104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Gil Shwed as Director | Mgmt | For | For | |
| 1.2 | Elect Marius Nacht as Director | Mgmt | For | For | |
| 1.3 | Elect Jerry Ungerman as Director | Mgmt | For | For | |
| 1.4 | Elect Dan Propper as Director | Mgmt | For | For | |
| 1.5 | Elect David Rubner as Director | Mgmt | For | For | |
| 1.6 | Elect Tal Shavit as Director | Mgmt | For | For | |
| 2.1 | Elect Ray Rothrock as External Director | Mgmt | For | For | |
| 2.2 | Elect Irwin Federman as External Director | Mgmt | For | For | |
| 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 4 | Amend Compensation of Directors | Mgmt | For | For | |
| 5 | Approve Grant of Options to Executive Director | Mgmt | For | Against | |
| East West Bancorp, Inc. | |||||
| Ticker EWBC | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 31-Mar-11 | |||
| CUSIP: 27579R104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Iris S. Chan | Mgmt | For | For | |
| 1.2 | Elect Director Rudolph I. Estrada | Mgmt | For | For | |
| 1.3 | Elect Director Julia S. Gouw | Mgmt | For | For | |
| 1.4 | Elect Director Paul H. Irving | Mgmt | For | For | |
| 1.5 | Elect Director Andrew S. Kane | Mgmt | For | For | |
| 1.6 | Elect Director John Lee | Mgmt | For | For | |
| 1.7 | Elect Director Herman Y. Li | Mgmt | For | For | |
| 1.8 | Elect Director Jack C. Liu | Mgmt | For | For | |
| 1.9 | Elect Director Dominic Ng | Mgmt | For | For | |
| 1.10 | Elect Director Keith W. Renken | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Chevron Corporation | |||||
| Ticker CVX | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 01-Apr-11 | |||
| CUSIP: 166764100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director L.F. Deily | Mgmt | For | For | |
| 2 | Elect Director R.E. Denham | Mgmt | For | For | |
| 3 | Elect Director R.J. Eaton | Mgmt | For | For | |
| 4 | Elect Director C. Hagel | Mgmt | For | For | |
| 5 | Elect Director E. Hernandez | Mgmt | For | For | |
| 6 | Elect Director G.L. Kirkland | Mgmt | For | For | |
| 7 | Elect Director D.B. Rice | Mgmt | For | For | |
| 8 | Elect Director K.W. Sharer | Mgmt | For | For | |
| 9 | Elect Director C.R. Shoemate | Mgmt | For | For | |
| 10 | Elect Director J.G. Stumpf | Mgmt | For | For | |
| 11 | Elect Director R.D. Sugar | Mgmt | For | For | |
| 12 | Elect Director C. Ware | Mgmt | For | For | |
| 13 | Elect Director J.S. Watson | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Request Director Nominee with Environmental Qualifications | SH | Against | For | |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | Against | |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | |
| 20 | Adopt Guidelines for Country Selection | SH | Against | Against | |
| 21 | Report on Financial Risks of Climate Change | SH | Against | Against | |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | Against | |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | Against | |
| Chipotle Mexican Grill, Inc. | |||||
| Ticker CMG | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 30-Mar-11 | |||
| CUSIP: 169656105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John S. Charlesworth | Mgmt | For | For | |
| 1.2 | Elect Director Montgomery F. Moran | Mgmt | For | For | |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| 3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | Against | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| Endo Pharmaceuticals Holdings Inc. | |||||
| Ticker ENDP | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 15-Apr-11 | |||
| CUSIP: 29264F205 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John J. Delucca | Mgmt | For | For | |
| 1.2 | Elect Director David P. Holveck | Mgmt | For | For | |
| 1.3 | Elect Director Nancy J. Hutson | Mgmt | For | For | |
| 1.4 | Elect Director Michael Hyatt | Mgmt | For | For | |
| 1.5 | Elect Director Roger H. Kimmel | Mgmt | For | For | |
| 1.6 | Elect Director William P. Montague | Mgmt | For | For | |
| 1.7 | Elect Director David B. Nash | Mgmt | For | For | |
| 1.8 | Elect Director Joseph C. Scodari | Mgmt | For | For | |
| 1.9 | Elect Director William F. Spengler | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | Against | |
| Exxon Mobil Corporation | |||||
| Ticker XOM | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 06-Apr-11 | |||
| CUSIP: 30231G102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director M.J. Boskin | Mgmt | For | For | |
| 1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | For | |
| 1.3 | Elect Director L.R. Faulkner | Mgmt | For | For | |
| 1.4 | Elect Director J.S. Fishman | Mgmt | For | For | |
| 1.5 | Elect Director K.C. Frazier | Mgmt | For | For | |
| 1.6 | Elect Director W.W. George | Mgmt | For | For | |
| 1.7 | Elect Director M.C. Nelson | Mgmt | For | For | |
| 1.8 | Elect Director S.J. Palmisano | Mgmt | For | For | |
| 1.9 | Elect Director S.S. Reinemund | Mgmt | For | For | |
| 1.10 | Elect Director R.W. Tillerson | Mgmt | For | For | |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Require Independent Board Chairman | SH | Against | For | |
| 6 | Report on Political Contributions | SH | Against | For | |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | Against | |
| 8 | Adopt Policy on Human Right to Water | SH | Against | Against | |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | Against | |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | Against | |
| 11 | Report on Energy Technologies Development | SH | Against | Against | |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | Against | |
| VMware, Inc. | |||||
| Ticker VMW | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 31-Mar-11 | |||
| CUSIP: 928563402 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Renee J. James | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Limited Brands, Inc. | |||||
| Ticker LTD | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 532716107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Donna A. James | Mgmt | For | For | |
| 2 | Elect Director Jeffrey H. Miro | Mgmt | For | For | |
| 3 | Elect Director Raymond Zimmerman | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| 6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Reduce Supermajority Vote Requirement | SH | Against | For | |
| MetroPCS Communications, Inc. | |||||
| Ticker PCS | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 18-Apr-11 | |||
| CUSIP: 591708102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Roger D. Linquist | Mgmt | For | For | |
| 1.2 | Elect Director Arthur C. Patterson | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Google Inc. | |||||
| Ticker GOOG | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 04-Apr-11 | |||
| CUSIP: 38259P508 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Larry Page | Mgmt | For | For | |
| 1.2 | Elect Director Sergey Brin | Mgmt | For | For | |
| 1.3 | Elect Director Eric E. Schmidt | Mgmt | For | For | |
| 1.4 | Elect Director L. John Doerr | Mgmt | For | For | |
| 1.5 | Elect Director John L. Hennessy | Mgmt | For | For | |
| 1.6 | Elect Director Ann Mather | Mgmt | For | For | |
| 1.7 | Elect Director Paul S. Otellini | Mgmt | For | For | |
| 1.8 | Elect Director K. Ram Shriram | Mgmt | For | For | |
| 1.9 | Elect Director Shirley M. Tilghman | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against | |
| 7 | Reduce Supermajority Vote Requirement | SH | Against | Against | |
| 8 | Report on Code of Conduct Compliance | SH | Against | Against | |
| priceline.com Incorporated | |||||
| Ticker PCLN | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 14-Apr-11 | |||
| CUSIP: 741503403 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jeffery H. Boyd | Mgmt | For | For | |
| 1.2 | Elect Director Ralph M. Bahna | Mgmt | For | For | |
| 1.3 | Elect Director Howard W. Barker, Jr. | Mgmt | For | For | |
| 1.4 | Elect Director Jan L. Docter | Mgmt | For | For | |
| 1.5 | Elect Director Jeffrey E. Epstein | Mgmt | For | For | |
| 1.6 | Elect Director James M. Guyette | Mgmt | For | For | |
| 1.7 | Elect Director Nancy B. Peretsman | Mgmt | For | For | |
| 1.8 | Elect Director Craig W. Rydin | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Provide Right to Act by Written Consent | SH | Against | For | |
| Freeport-McMoRan Copper & Gold Inc. | |||||
| Ticker FCX | Meeting Date | Meeting Type | Record Date | ||
| 15-Jun-11 | Annual | 19-Apr-11 | |||
| CUSIP: 35671D857 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Richard C. Adkerson | Mgmt | For | For | |
| 1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director Robert A. Day | Mgmt | For | For | |
| 1.4 | Elect Director Gerald J. Ford | Mgmt | For | For | |
| 1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | For | |
| 1.6 | Elect Director Charles C. Krulak | Mgmt | For | For | |
| 1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | For | |
| 1.8 | Elect Director Jon C. Madonna | Mgmt | For | For | |
| 1.9 | Elect Director Dustan E. McCoy | Mgmt | For | For | |
| 1.10 | Elect Director James R. Moffett | Mgmt | For | For | |
| 1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | For | |
| 1.12 | Elect Director Stephen H. Siegele | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Request Director Nominee with Environmental Qualifications | SH | Against | For | |
| Bed Bath & Beyond Inc. | |||||
| Ticker BBBY | Meeting Date | Meeting Type | Record Date | ||
| 23-Jun-11 | Annual | 06-May-11 | |||
| CUSIP: 075896100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Warren Eisenberg | Mgmt | For | For | |
| 2 | Elect Director Leonard Feinstein | Mgmt | For | For | |
| 3 | Elect Director Steven H. Temares | Mgmt | For | For | |
| 4 | Elect Director Dean S. Adler | Mgmt | For | For | |
| 5 | Elect Director Stanley F. Barshay | Mgmt | For | For | |
| 6 | Elect Director Klaus Eppler | Mgmt | For | For | |
| 7 | Elect Director Patrick R. Gaston | Mgmt | For | For | |
| 8 | Elect Director Jordan Heller | Mgmt | For | For | |
| 9 | Elect Director Victoria A. Morrison | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
First Investors Life Series Funds - Target Maturity 2010 Fund
None
First Investors Life Series Funds - Target Maturity 2015 Fund
None
First Investors Life Series Funds - Value Fund
| Armstrong World Industries, Inc. | |||||
| Ticker AWI | Meeting Date | Meeting Type | Record Date | ||
| 02-Jul-10 | Annual | 05-Apr-10 | |||
| CUSIP: 04247X102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stan A. Askren | Mgmt | For | For | |
| 1.2 | Elect Director David Bonderman | Mgmt | For | For | |
| 1.3 | Elect Director Kevin R. Burns | Mgmt | For | For | |
| 1.4 | Elect Director James J. Gaffney | Mgmt | For | For | |
| 1.5 | Elect Director Tao Huang | Mgmt | For | For | |
| 1.6 | Elect Director Michael F. Johnston | Mgmt | For | For | |
| 1.7 | Elect Director Larry S. McWilliams | Mgmt | For | For | |
| 1.8 | Elect Director James J. O'Connor | Mgmt | For | For | |
| 1.9 | Elect Director John J. Roberts | Mgmt | For | For | |
| 1.10 | Elect Director Richard E. Wenz | Mgmt | For | For | |
| 1.11 | Elect Director Bettina M. Whyte | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| AVX Corporation | |||||
| Ticker AVX | Meeting Date | Meeting Type | Record Date | ||
| 21-Jul-10 | Annual | 28-May-10 | |||
| CUSIP: 002444107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Kazuo Inamori | Mgmt | For | Withhold | |
| 1.2 | Elect Director David A. Decenzo | Mgmt | For | For | |
| 1.3 | Elect Director Tetsuo Kuba | Mgmt | For | Withhold | |
| 1.4 | Elect Director Tatsumi Maeda | Mgmt | For | Withhold | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| Tidewater Inc. | |||||
| Ticker TDW | Meeting Date | Meeting Type | Record Date | ||
| 22-Jul-10 | Annual | 28-May-10 | |||
| CUSIP: 886423102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director M. Jay Allison | Mgmt | For | For | |
| 1.2 | Elect Director James C. Day | Mgmt | For | For | |
| 1.3 | Elect Director Richard T. Du Moulin | Mgmt | For | For | |
| 1.4 | Elect Director Morris E. Foster | Mgmt | For | For | |
| 1.5 | Elect Director J. Wayne Leonard | Mgmt | For | For | |
| 1.6 | Elect Director Jon C. Madonna | Mgmt | For | For | |
| 1.7 | Elect Director Joseph H. Netherland | Mgmt | For | For | |
| 1.8 | Elect Director Richard A. Pattarozzi | Mgmt | For | For | |
| 1.9 | Elect Director Nicholas Sutton | Mgmt | For | For | |
| 1.10 | Elect Director Cindy B. Taylor | Mgmt | For | For | |
| 1.11 | Elect Director Dean E. Taylor | Mgmt | For | For | |
| 1.12 | Elect Director Jack E. Thompson | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| Electronic Arts Inc. | |||||
| Ticker ERTS | Meeting Date | Meeting Type | Record Date | ||
| 05-Aug-10 | Annual | 14-Jun-10 | |||
| CUSIP: 285512109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Leonard S. Coleman | Mgmt | For | Against | |
| 2 | Elect Director Jeffrey T. Huber | Mgmt | For | For | |
| 3 | Elect Director Gary M. Kusin | Mgmt | For | For | |
| 4 | Elect Director Geraldine B. Laybourne | Mgmt | For | Against | |
| 5 | Elect Director Gregory B. Maffei | Mgmt | For | For | |
| 6 | Elect Director Vivek Paul | Mgmt | For | For | |
| 7 | Elect Director Lawrence F. Probst III | Mgmt | For | For | |
| 8 | Elect Director John S. Riccitiello | Mgmt | For | For | |
| 9 | Elect Director Richard A. Simonson | Mgmt | For | For | |
| 10 | Elect Director Linda J. Srere | Mgmt | For | Against | |
| 11 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 12 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| CenturyLink, Inc. | |||||
| Ticker CTL | Meeting Date | Meeting Type | Record Date | ||
| 24-Aug-10 | Special | 13-Jul-10 | |||
| CUSIP: 156700106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| Medtronic, Inc. | |||||
| Ticker MDT | Meeting Date | Meeting Type | Record Date | ||
| 25-Aug-10 | Annual | 28-Jun-10 | |||
| CUSIP: 585055106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Richard H. Anderson | Mgmt | For | For | |
| 1.2 | Elect Director David L. Calhoun | Mgmt | For | For | |
| 1.3 | Elect Director Victor J. Dzau | Mgmt | For | For | |
| 1.4 | Elect Director William A. Hawkins | Mgmt | For | For | |
| 1.5 | Elect Director Shirley A. Jackson | Mgmt | For | For | |
| 1.6 | Elect Director James T. Lenehan | Mgmt | For | For | |
| 1.7 | Elect Director Denise M. O'Leary | Mgmt | For | For | |
| 1.8 | Elect Director Kendall J. Powell | Mgmt | For | For | |
| 1.9 | Elect Director Robert C. Pozen | Mgmt | For | For | |
| 1.10 | Elect Director Jean-Pierre Rosso | Mgmt | For | For | |
| 1.11 | Elect Director Jack W. Schuler | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| H. J. Heinz Company | |||||
| Ticker HNZ | Meeting Date | Meeting Type | Record Date | ||
| 31-Aug-10 | Annual | 02-Jun-10 | |||
| CUSIP: 423074103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director William R. Johnson | Mgmt | For | For | |
| 2 | Elect Director Charles E. Bunch | Mgmt | For | For | |
| 3 | Elect Director Leonard S. Coleman | Mgmt | For | For | |
| 4 | Elect Director John G. Drosdick | Mgmt | For | For | |
| 5 | Elect Director Edith E. Holiday | Mgmt | For | For | |
| 6 | Elect Director Candace Kendle | Mgmt | For | For | |
| 7 | Elect Director Dean R. O'Hare | Mgmt | For | For | |
| 8 | Elect Director Nelson Peltz | Mgmt | For | For | |
| 9 | Elect Director Dennis H. Reilley | Mgmt | For | For | |
| 10 | Elect Director Lynn C. Swann | Mgmt | For | For | |
| 11 | Elect Director Thomas J. Usher | Mgmt | For | For | |
| 12 | Elect Director Michael F. Weinstein | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Provide Right to Act by Written Consent | SH | Against | For | |
| Bob Evans Farms, Inc. | |||||
| Ticker BOBE | Meeting Date | Meeting Type | Record Date | ||
| 13-Sep-10 | Annual | 15-Jul-10 | |||
| CUSIP: 096761101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Michael J. Gasser | Mgmt | For | For | |
| 2 | Elect Director E. Gordon Gee | Mgmt | For | For | |
| 3 | Elect Director E.W. (Bill) Ingram | Mgmt | For | For | |
| 4 | Elect Director Bryan G. Stockton | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | Mgmt | For | For | |
| 6 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| Aon Corporation | |||||
| Ticker AON | Meeting Date | Meeting Type | Record Date | ||
| 20-Sep-10 | Special | 16-Aug-10 | |||
| CUSIP: 037389103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| Investors Real Estate Trust | |||||
| Ticker IRET | Meeting Date | Meeting Type | Record Date | ||
| 21-Sep-10 | Annual | 23-Jul-10 | |||
| CUSIP: 461730103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Patrick G. Jones | Mgmt | For | For | |
| 1.2 | Elect Director Timothy P. Mihalick | Mgmt | For | For | |
| 1.3 | Elect Director Jeffrey L. Miller | Mgmt | For | For | |
| 1.4 | Elect Director C.W. "Chip" Morgan | Mgmt | For | For | |
| 1.5 | Elect Director John T. Reed | Mgmt | For | For | |
| 1.6 | Elect Director Edward T. Schafer | Mgmt | For | For | |
| 1.7 | Elect Director W. David Scott | Mgmt | For | For | |
| 1.8 | Elect Director Stephen L. Stenehjem | Mgmt | For | For | |
| 1.9 | Elect Director John D. Stewart | Mgmt | For | For | |
| 1.10 | Elect Director Thomas A. Wentz, Jr. | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| Conagra Foods, Inc. | |||||
| Ticker CAG | Meeting Date | Meeting Type | Record Date | ||
| 24-Sep-10 | Annual | 02-Aug-10 | |||
| CUSIP: 205887102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Mogens C. Bay | Mgmt | For | For | |
| 1.2 | Elect Director Stephen G. Butler | Mgmt | For | For | |
| 1.3 | Elect Director Steven F. Goldstone | Mgmt | For | For | |
| 1.4 | Elect Director Joie A. Gregor | Mgmt | For | For | |
| 1.5 | Elect Director Rajive Johri | Mgmt | For | For | |
| 1.6 | Elect Director W.G. Jurgensen | Mgmt | For | For | |
| 1.7 | Elect Director Richard H. Lenny | Mgmt | For | For | |
| 1.8 | Elect Director Ruth Ann Marshall | Mgmt | For | For | |
| 1.9 | Elect Director Gary M. Rodkin | Mgmt | For | For | |
| 1.10 | Elect Director Andrew J. Schindler | Mgmt | For | For | |
| 1.11 | Elect Director Kenneth E. Stinson | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| National Semiconductor Corporation | |||||
| Ticker NSM | Meeting Date | Meeting Type | Record Date | ||
| 24-Sep-10 | Annual | 30-Jul-10 | |||
| CUSIP: 637640103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director William J. Amelio | Mgmt | For | For | |
| 2 | Elect Director Steven R. Appleton | Mgmt | For | For | |
| 3 | Elect Director Gary P. Arnold | Mgmt | For | For | |
| 4 | Elect Director Richard J. Danzig | Mgmt | For | For | |
| 5 | Elect Director Robert J. Frankenberg | Mgmt | For | For | |
| 6 | Elect Director Donald Macleod | Mgmt | For | For | |
| 7 | Elect Director Edward R. McCracken | Mgmt | For | For | |
| 8 | Elect Director Roderick C. McGeary | Mgmt | For | For | |
| 9 | Elect Director William E. Mitchell | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| H&R Block, Inc. | |||||
| Ticker HRB | Meeting Date | Meeting Type | Record Date | ||
| 30-Sep-10 | Annual | 27-Jul-10 | |||
| CUSIP: 093671105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Alan M. Bennett | Mgmt | For | For | |
| 2 | Elect Director Richard C. Breeden | Mgmt | For | For | |
| 3 | Elect Director William C. Cobb | Mgmt | For | For | |
| 4 | Elect Director Robert A. Gerard | Mgmt | For | For | |
| 5 | Elect Director Len J. Lauer | Mgmt | For | For | |
| 6 | Elect Director David B. Lewis | Mgmt | For | For | |
| 7 | Elect Director Bruce C. Rohde | Mgmt | For | For | |
| 8 | Elect Director Tom D. Seip | Mgmt | For | For | |
| 9 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | |
| 10 | Elect Director Christianna Wood | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 13 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 14 | Reduce Supermajority Vote Requirement | SH | For | For | |
| 15 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | For | |
| 17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Mgmt | For | For | |
| 18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Mgmt | For | For | |
| 19 | Ratify Auditors | Mgmt | For | For | |
| Ruby Tuesday, Inc. | |||||
| Ticker RT | Meeting Date | Meeting Type | Record Date | ||
| 06-Oct-10 | Annual | 09-Aug-10 | |||
| CUSIP: 781182100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Samuel E. Beall, III | Mgmt | For | For | |
| 2 | Elect Director Bernard Lanigan, Jr. | Mgmt | For | For | |
| 3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| The Procter & Gamble Company | |||||
| Ticker PG | Meeting Date | Meeting Type | Record Date | ||
| 12-Oct-10 | Annual | 13-Aug-10 | |||
| CUSIP: 742718109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Angela F. Braly | Mgmt | For | For | |
| 2 | Elect Director Kenneth I. Chenault | Mgmt | For | For | |
| 3 | Elect Director Scott D. Cook | Mgmt | For | For | |
| 4 | Elect Director Rajat K. Gupta | Mgmt | For | For | |
| 5 | Elect Director Robert A. Mcdonald | Mgmt | For | For | |
| 6 | Elect Director W. James Mcnerney, Jr. | Mgmt | For | For | |
| 7 | Elect Director Johnathan A. Rodgers | Mgmt | For | For | |
| 8 | Elect Director Mary A. Wilderotter | Mgmt | For | For | |
| 9 | Elect Director Patricia A. Woertz | Mgmt | For | For | |
| 10 | Elect Director Ernesto Zedillo | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Provide for Cumulative Voting | SH | Against | For | |
| Diageo plc | |||||
| Ticker DGE | Meeting Date | Meeting Type | Record Date | ||
| 14-Oct-10 | Annual | 03-Sep-10 | |||
| CUSIP: G42089113 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Approve Final Dividend | Mgmt | For | For | |
| 4 | Re-elect Peggy Bruzelius as Director | Mgmt | For | For | |
| 5 | Re-elect Laurence Danon as Director | Mgmt | For | For | |
| 6 | Re-elect Betsy Holden as Director | Mgmt | For | For | |
| 7 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Mgmt | For | For | |
| 8 | Re-elect Franz Humer as Director | Mgmt | For | For | |
| 9 | Re-elect Philip Scott as Director | Mgmt | For | For | |
| 10 | Re-elect Todd Stitzer as Director | Mgmt | For | For | |
| 11 | Re-elect Paul Walker as Director | Mgmt | For | For | |
| 12 | Re-elect Paul Walsh as Director | Mgmt | For | For | |
| 13 | Elect Lord (Mervyn) Davies of Abersoch as Director | Mgmt | For | For | |
| 14 | Elect Deirdre Mahlan as Director | Mgmt | For | For | |
| 15 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For | |
| 16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 19 | Authorise Market Purchase | Mgmt | For | For | |
| 20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | |
| 21 | Amend Diageo 2001 Share Incentive Plan | Mgmt | For | For | |
| 22 | Approve Diageo 2010 Sharesave Plan | Mgmt | For | For | |
| 23 | Authorise the Company to Establish International Share Plans | Mgmt | For | For | |
| 24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| Methode Electronics, Inc. | |||||
| Ticker MEI | Meeting Date | Meeting Type | Record Date | ||
| 14-Oct-10 | Annual | 16-Jul-10 | |||
| CUSIP: 591520200 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Walter J. Aspatore | Mgmt | For | For | |
| 2 | Elect Director Warren L. Batts | Mgmt | For | For | |
| 3 | Elect Director J. Edward Colgate | Mgmt | For | For | |
| 4 | Elect Director Darren M. Dawson | Mgmt | For | For | |
| 5 | Elect Director Donald W. Duda | Mgmt | For | For | |
| 6 | Elect Director Stephen F. Gates | Mgmt | For | For | |
| 7 | Elect Director Isabelle C. Goossen | Mgmt | For | For | |
| 8 | Elect Director Christopher J. Hornung | Mgmt | For | For | |
| 9 | Elect Director Paul G. Shelton | Mgmt | For | For | |
| 10 | Elect Director Lawrence B. Skatoff | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 13 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| Molex Incorporated | |||||
| Ticker MOLX | Meeting Date | Meeting Type | Record Date | ||
| 29-Oct-10 | Annual | 01-Sep-10 | |||
| CUSIP: 608554101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Michael J. Birck | Mgmt | For | For | |
| 1.2 | Elect Director Anirudh Dhebar | Mgmt | For | For | |
| 1.3 | Elect Director Frederick A. Krehbiel | Mgmt | For | For | |
| 1.4 | Elect Director Martin P. Slark | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| Archer-Daniels-Midland Company | |||||
| Ticker ADM | Meeting Date | Meeting Type | Record Date | ||
| 04-Nov-10 | Annual | 09-Sep-10 | |||
| CUSIP: 039483102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director George W. Buckley | Mgmt | For | For | |
| 2 | Elect Director Mollie Hale Carter | Mgmt | For | For | |
| 3 | Elect Director Pierre Dufour | Mgmt | For | For | |
| 4 | Elect Director Donald E. Felsinger | Mgmt | For | For | |
| 5 | Elect Director Victoria F. Haynes | Mgmt | For | For | |
| 6 | Elect Director Antonio Maciel Neto | Mgmt | For | For | |
| 7 | Elect Director Patrick J. Moore | Mgmt | For | For | |
| 8 | Elect Director Thomas F. O'Neill | Mgmt | For | For | |
| 9 | Elect Director Kelvin R. Westbrook | Mgmt | For | For | |
| 10 | Elect Director Patricia A. Woertz | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Adopt Policy to Prohibit Political Spending | SH | Against | Against | |
| 13 | Report on Political Contributions | SH | Against | For | |
| Automatic Data Processing, Inc. | |||||
| Ticker ADP | Meeting Date | Meeting Type | Record Date | ||
| 09-Nov-10 | Annual | 10-Sep-10 | |||
| CUSIP: 053015103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |
| 1.2 | Elect Director Leslie A. Brun | Mgmt | For | For | |
| 1.3 | Elect Director Gary C. Butler | Mgmt | For | For | |
| 1.4 | Elect Director Leon G. Cooperman | Mgmt | For | For | |
| 1.5 | Elect Director Eric C. Fast | Mgmt | For | For | |
| 1.6 | Elect Director Linda R. Gooden | Mgmt | For | For | |
| 1.7 | Elect Director R. Glenn Hubbard | Mgmt | For | For | |
| 1.8 | Elect Director John P. Jones | Mgmt | For | For | |
| 1.9 | Elect Director Sharon T. Rowlands | Mgmt | For | For | |
| 1.10 | Elect Director Enrique T. Salem | Mgmt | For | For | |
| 1.11 | Elect Director Gregory L. Summe | Mgmt | For | For | |
| 2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| Microsoft Corporation | |||||
| Ticker MSFT | Meeting Date | Meeting Type | Record Date | ||
| 16-Nov-10 | Annual | 03-Sep-10 | |||
| CUSIP: 594918104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Steven A. Ballmer | Mgmt | For | For | |
| 2 | Elect Director Dina Dublon | Mgmt | For | For | |
| 3 | Elect Director William H. Gates III | Mgmt | For | For | |
| 4 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |
| 5 | Elect Director Reed Hastings | Mgmt | For | For | |
| 6 | Elect Director Maria M. Klawe | Mgmt | For | For | |
| 7 | Elect Director David F. Marquardt | Mgmt | For | For | |
| 8 | Elect Director Charles H. Noski | Mgmt | For | For | |
| 9 | Elect Director Helmut Panke | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | Against | |
| The Clorox Company | |||||
| Ticker CLX | Meeting Date | Meeting Type | Record Date | ||
| 17-Nov-10 | Annual | 20-Sep-10 | |||
| CUSIP: 189054109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Daniel Boggan, Jr. | Mgmt | For | For | |
| 2 | Elect Director Richard H. Carmona | Mgmt | For | For | |
| 3 | Elect Director Tully M. Friedman | Mgmt | For | For | |
| 4 | Elect Director George J. Harad | Mgmt | For | For | |
| 5 | Elect Director Donald R. Knauss | Mgmt | For | For | |
| 6 | Elect Director Robert W. Matschullat | Mgmt | For | For | |
| 7 | Elect Director Gary G. Michael | Mgmt | For | For | |
| 8 | Elect Director Edward A. Mueller | Mgmt | For | For | |
| 9 | Elect Director Jan L. Murley | Mgmt | For | For | |
| 10 | Elect Director Pamela Thomas-Graham | Mgmt | For | For | |
| 11 | Elect Director Carolyn M. Ticknor | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 15 | Require Independent Board Chairman | SH | Against | Against | |
| Lance, Inc. | |||||
| Ticker LNCE | Meeting Date | Meeting Type | Record Date | ||
| 02-Dec-10 | Special | 15-Oct-10 | |||
| CUSIP: 514606102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |
| 2 | Change Company Name | Mgmt | For | For | |
| 3.1 | Elect Director Peter P. Brubaker | Mgmt | For | For | |
| 3.2 | Elect Director Carl E. Lee, Jr. | Mgmt | For | For | |
| 3.3 | Elect Director John E. Denton | Mgmt | For | For | |
| 3.4 | Elect Director Michael A. Warehime | Mgmt | For | For | |
| 4 | Adjourn Meeting | Mgmt | For | For | |
| NewAlliance Bancshares, Inc. | |||||
| Ticker NAL | Meeting Date | Meeting Type | Record Date | ||
| 20-Dec-10 | Special | 01-Nov-10 | |||
| CUSIP: 650203102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Merger Agreement | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| Walgreen Co. | |||||
| Ticker WAG | Meeting Date | Meeting Type | Record Date | ||
| 12-Jan-11 | Annual | 15-Nov-10 | |||
| CUSIP: 931422109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David J. Brailer | Mgmt | For | For | |
| 2 | Elect Director Steven A. Davis | Mgmt | For | For | |
| 3 | Elect Director William C. Foote | Mgmt | For | For | |
| 4 | Elect Director Mark P. Frissora | Mgmt | For | For | |
| 5 | Elect Director Ginger L. Graham | Mgmt | For | For | |
| 6 | Elect Director Alan G. McNally | Mgmt | For | For | |
| 7 | Elect Director Nancy M. Schlichting | Mgmt | For | For | |
| 8 | Elect Director David Y. Schwartz | Mgmt | For | For | |
| 9 | Elect Director Alejandro Silva | Mgmt | For | For | |
| 10 | Elect Director James A. Skinner | Mgmt | For | For | |
| 11 | Elect Director Gregory D. Wasson | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Amend Articles of Incorporation to Revise the Purpose Clause | Mgmt | For | For | |
| 14 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 15 | Rescind Fair Price Provision | Mgmt | For | For | |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 17 | Performance-Based Equity Awards | SH | Against | For | |
| Costco Wholesale Corporation | |||||
| Ticker COST | Meeting Date | Meeting Type | Record Date | ||
| 27-Jan-11 | Annual | 22-Nov-10 | |||
| CUSIP: 22160K105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Susan L. Decker | Mgmt | For | For | |
| 1.2 | Elect Director Richard M. Libenson | Mgmt | For | For | |
| 1.3 | Elect Director John W. Meisenbach | Mgmt | For | For | |
| 1.4 | Elect Director Charles T. Munger | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Becton, Dickinson and Company | |||||
| Ticker BDX | Meeting Date | Meeting Type | Record Date | ||
| 01-Feb-11 | Annual | 10-Dec-10 | |||
| CUSIP: 075887109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Basil L. Anderson | Mgmt | For | For | |
| 1.2 | Elect Director Henry P. Becton, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director Edward F. Degraan | Mgmt | For | For | |
| 1.4 | Elect Director C.M. Fraser-Liggett | Mgmt | For | For | |
| 1.5 | Elect Director Christopher Jones | Mgmt | For | For | |
| 1.6 | Elect Director Marshall O. Larsen | Mgmt | For | For | |
| 1.7 | Elect Director Edward J. Ludwig | Mgmt | For | For | |
| 1.8 | Elect Director Adel A.F. Mahmoud | Mgmt | For | For | |
| 1.9 | Elect Director Gary A. Mecklenburg | Mgmt | For | For | |
| 1.10 | Elect Director Cathy E. Minehan | Mgmt | For | Withhold | |
| 1.11 | Elect Director James F. Orr | Mgmt | For | For | |
| 1.12 | Elect Director Willard J. Overlock, Jr | Mgmt | For | For | |
| 1.13 | Elect Director Bertram L. Scott | Mgmt | For | For | |
| 1.14 | Elect Director Alfred Sommer | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 6 | Provide for Cumulative Voting | SH | Against | For | |
| Novartis AG | |||||
| Ticker NOVN | Meeting Date | Meeting Type | Record Date | ||
| 22-Feb-11 | Annual | 25-Jan-11 | |||
| CUSIP: H5820Q150 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Mgmt | For | For | |
| 4 | Approve Remuneration System | Mgmt | For | Against | |
| 5a | Reelect Ann Fudge as Director | Mgmt | For | For | |
| 5b | Reelect Pierre Landolt as Director | Mgmt | For | For | |
| 5c | Reelect Ulrich Lehner as Director | Mgmt | For | For | |
| 5d | Elect Enrico Vanni as Director | Mgmt | For | For | |
| 6 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | |
| 7 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | Against | |
| International Game Technology | |||||
| Ticker IGT | Meeting Date | Meeting Type | Record Date | ||
| 01-Mar-11 | Annual | 03-Jan-11 | |||
| CUSIP: 459902102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Paget L. Alves | Mgmt | For | For | |
| 1.2 | Elect Director Janice Chaffin | Mgmt | For | For | |
| 1.3 | Elect Director Greg Creed | Mgmt | For | For | |
| 1.4 | Elect Director Patti S. Hart | Mgmt | For | For | |
| 1.5 | Elect Director Robert J. Miller | Mgmt | For | For | |
| 1.6 | Elect Director David E. Roberson | Mgmt | For | For | |
| 1.7 | Elect Director Vincent L. Sadusky | Mgmt | For | For | |
| 1.8 | Elect Director Philip G. Satre | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| QUALCOMM Incorporated | |||||
| Ticker QCOM | Meeting Date | Meeting Type | Record Date | ||
| 08-Mar-11 | Annual | 10-Jan-11 | |||
| CUSIP: 747525103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Barbara T. Alexander | Mgmt | For | For | |
| 1.2 | Elect Director Stephen M. Bennett | Mgmt | For | For | |
| 1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | For | |
| 1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | For | |
| 1.5 | Elect Director Thomas W. Horton | Mgmt | For | For | |
| 1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | For | |
| 1.7 | Elect Director Paul E. Jacobs | Mgmt | For | For | |
| 1.8 | Elect Director Robert E. Kahn | Mgmt | For | For | |
| 1.9 | Elect Director Sherry Lansing | Mgmt | For | For | |
| 1.10 | Elect Director Duane A. Nelles | Mgmt | For | For | |
| 1.11 | Elect Director Francisco Ros | Mgmt | For | For | |
| 1.12 | Elect Director Brent Scowcroft | Mgmt | For | For | |
| 1.13 | Elect Director Marc I. Stern | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 7 | Require a Majority Vote for the Election of Directors | SH | Against | For | |
| Tyco Electronics Ltd. | |||||
| Ticker TEL | Meeting Date | Meeting Type | Record Date | ||
| 09-Mar-11 | Annual | 17-Feb-11 | |||
| CUSIP: H8912P106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Reelect Pierre Brondeau as Director | Mgmt | For | For | |
| 2 | Reelect Juergen Gromer as Director | Mgmt | For | For | |
| 3 | Reelect Robert Hernandez as Director | Mgmt | For | For | |
| 4 | Reelect Thomas Lynch as Director | Mgmt | For | For | |
| 5 | Reelect Daniel Phelan as Director | Mgmt | For | For | |
| 6 | Reelect Frederic Poses as Director | Mgmt | For | For | |
| 7 | Reelect Lawrence Smith as Director | Mgmt | For | For | |
| 8 | Reelect Paula Sneed as Director | Mgmt | For | For | |
| 9 | Reelect David Steiner as Director | Mgmt | For | For | |
| 10 | Reelect John Van Scoter as Director | Mgmt | For | For | |
| 11 | Accept Annual Report for Fiscal 2009/ 2010 | Mgmt | For | For | |
| 12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Mgmt | For | For | |
| 13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Mgmt | For | For | |
| 14 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | For | |
| 16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Mgmt | For | For | |
| 17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Mgmt | For | For | |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 19 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 20 | Approve Ordinary Cash Dividend | Mgmt | For | For | |
| 21 | Change Company Name to TE Connectivity Ltd | Mgmt | For | For | |
| 22 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | For | |
| 23 | Approve Reduction in Share Capital | Mgmt | For | For | |
| 24 | Authorize Repurchase of up to USD 800 million of Share Capital | Mgmt | For | Against | |
| 25 | Adjourn Meeting | Mgmt | For | Against | |
| Tyco International, Ltd. | |||||
| Ticker TYC | Meeting Date | Meeting Type | Record Date | ||
| 09-Mar-11 | Annual | 10-Jan-11 | |||
| CUSIP: H89128104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Mgmt | For | For | |
| 2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 3.1 | Elect Edward D. Breen as Director | Mgmt | For | For | |
| 3.2 | Elect Michael Daniels as Director | Mgmt | For | For | |
| 3.3 | Reelect Timothy Donahue as Director | Mgmt | For | For | |
| 3.4 | Reelect Brian Duperreault as Director | Mgmt | For | For | |
| 3.5 | Reelect Bruce Gordon as Director | Mgmt | For | For | |
| 3.6 | Reelect Rajiv L. Gupta as Director | Mgmt | For | For | |
| 3.7 | Reelect John Krol as Director | Mgmt | For | For | |
| 3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | For | |
| 3.9 | Reelect Dinesh Paliwal as Director | Mgmt | For | For | |
| 3.10 | Reelect William Stavropoulos as Director | Mgmt | For | For | |
| 3.11 | Reelect Sandra Wijnberg as Director | Mgmt | For | For | |
| 3.12 | Reelect R. David Yost as Director | Mgmt | For | For | |
| 4a | Ratify Deloitte AG as Auditors | Mgmt | For | For | |
| 4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | For | |
| 4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | For | |
| 5a | Approve Carrying Forward of Net Loss | Mgmt | For | For | |
| 5b | Approve Ordinary Cash Dividend | Mgmt | For | For | |
| 6 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | For | |
| 7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Mgmt | For | For | |
| 8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 8b | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Hewlett-Packard Company | |||||
| Ticker HPQ | Meeting Date | Meeting Type | Record Date | ||
| 23-Mar-11 | Annual | 24-Jan-11 | |||
| CUSIP: 428236103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director M. L. Andreessen | Mgmt | For | For | |
| 2 | Elect Director L. Apotheker | Mgmt | For | For | |
| 3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | Against | |
| 4 | Elect Director S.M. Baldauf | Mgmt | For | Against | |
| 5 | Elect Director S. Banerji | Mgmt | For | For | |
| 6 | Elect Director R.L. Gupta | Mgmt | For | For | |
| 7 | Elect Director J.H. Hammergren | Mgmt | For | For | |
| 8 | Elect Director R.J. Lane | Mgmt | For | For | |
| 9 | Elect Director G.M. Reiner | Mgmt | For | For | |
| 10 | Elect Director P.F. Russo | Mgmt | For | For | |
| 11 | Elect Director D. Senequier | Mgmt | For | For | |
| 12 | Elect Director G.K. Thompson | Mgmt | For | Against | |
| 13 | Elect Director M.C. Whitman | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 18 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| The Walt Disney Company | |||||
| Ticker DIS | Meeting Date | Meeting Type | Record Date | ||
| 23-Mar-11 | Annual | 24-Jan-11 | |||
| CUSIP: 254687106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Susan E. Arnold | Mgmt | For | For | |
| 2 | Elect Director John E. Bryson | Mgmt | For | For | |
| 3 | Elect Director John S. Chen | Mgmt | For | For | |
| 4 | Elect Director Judith L. Estrin | Mgmt | For | For | |
| 5 | Elect Director Robert A. Iger | Mgmt | For | For | |
| 6 | Elect Director Steven P. Jobs | Mgmt | For | For | |
| 7 | Elect Director Fred H. Langhammer | Mgmt | For | For | |
| 8 | Elect Director Aylwin B. Lewis | Mgmt | For | For | |
| 9 | Elect Director Monica C. Lozano | Mgmt | For | For | |
| 10 | Elect Director Robert W. Matschullat | Mgmt | For | For | |
| 11 | Elect Director John E. Pepper, Jr. | Mgmt | For | For | |
| 12 | Elect Director Sheryl Sandberg | Mgmt | For | For | |
| 13 | Elect Director Orin C. Smith | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 18 | Prohibit Retesting Performance Goals | SH | Against | For | |
| Novartis AG | |||||
| Ticker NOVN | Meeting Date | Meeting Type | Record Date | ||
| 08-Apr-11 | Special | 25-Feb-11 | |||
| CUSIP: H5820Q150 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1.1 | Approve Merger Agreement with Alcon Inc. | Mgmt | For | For | |
| 1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Mgmt | For | For | |
| 2 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | Against | |
| The Bank of New York Mellon Corporation | |||||
| Ticker BK | Meeting Date | Meeting Type | Record Date | ||
| 12-Apr-11 | Annual | 11-Feb-11 | |||
| CUSIP: 064058100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Ruth E. Bruch | Mgmt | For | For | |
| 2 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | |
| 3 | Elect Director Gerald L. Hassell | Mgmt | For | For | |
| 4 | Elect Director Edmund F. Kelly | Mgmt | For | For | |
| 5 | Elect Director Robert P. Kelly | Mgmt | For | For | |
| 6 | Elect Director Richard J. Kogan | Mgmt | For | For | |
| 7 | Elect Director Michael J. Kowalski | Mgmt | For | For | |
| 8 | Elect Director John A. Luke, Jr. | Mgmt | For | For | |
| 9 | Elect Director Mark A. Nordenberg | Mgmt | For | For | |
| 10 | Elect Director Catherine A. Rein | Mgmt | For | For | |
| 11 | Elect Director William C. Richardson | Mgmt | For | For | |
| 12 | Elect Director Samuel C. Scott III | Mgmt | For | For | |
| 13 | Elect Director John P. Surma | Mgmt | For | For | |
| 14 | Elect Director Wesley W. von Schack | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 18 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 19 | Ratify Auditors | Mgmt | For | For | |
| 20 | Provide for Cumulative Voting | SH | Against | For | |
| Carnival Corporation | |||||
| Ticker CCL | Meeting Date | Meeting Type | Record Date | ||
| 13-Apr-11 | Annual | 14-Feb-11 | |||
| CUSIP: 143658300 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | For | |
| 15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Mgmt | For | For | |
| 16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Mgmt | For | For | |
| 17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Mgmt | For | For | |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 20 | Approve Remuneration of Executive and Non-Executive Directors | Mgmt | For | For | |
| 21 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 22 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 23 | Authorise Shares for Market Purchase | Mgmt | For | For | |
| 24 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| H.B. Fuller Company | |||||
| Ticker FUL | Meeting Date | Meeting Type | Record Date | ||
| 14-Apr-11 | Annual | 16-Feb-11 | |||
| CUSIP: 359694106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director J. Michael Losh | Mgmt | For | For | |
| 1.2 | Elect Director Lee R. Mitau | Mgmt | For | For | |
| 1.3 | Elect Director R. William Van Sant | Mgmt | For | Withhold | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Genuine Parts Company | |||||
| Ticker GPC | Meeting Date | Meeting Type | Record Date | ||
| 18-Apr-11 | Annual | 10-Feb-11 | |||
| CUSIP: 372460105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Mary B. Bullock | Mgmt | For | For | |
| 1.2 | Elect Director Jean Douville | Mgmt | For | For | |
| 1.3 | Elect Director Thomas C. Gallagher | Mgmt | For | For | |
| 1.4 | Elect Director George C. Guynn | Mgmt | For | For | |
| 1.5 | Elect Director John R. Holder | Mgmt | For | For | |
| 1.6 | Elect Director John D. Johns | Mgmt | For | For | |
| 1.7 | Elect Director Michael M.E. Johns | Mgmt | For | For | |
| 1.8 | Elect Director J. Hicks Lanier | Mgmt | For | For | |
| 1.9 | Elect Director Robert C. Loudermilk, Jr. | Mgmt | For | For | |
| 1.10 | Elect Director Wendy B. Needham | Mgmt | For | For | |
| 1.11 | Elect Director Jerry W. Nix | Mgmt | For | For | |
| 1.12 | Elect Director Gary W. Rollins | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| Hudson City Bancorp, Inc. | |||||
| Ticker HCBK | Meeting Date | Meeting Type | Record Date | ||
| 19-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 443683107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Ronald E. Hermance, Jr. | Mgmt | For | For | |
| 2 | Elect Director William G. Bardel | Mgmt | For | For | |
| 3 | Elect Director Scott A. Belair | Mgmt | For | For | |
| 4 | Elect Director Cornelius E. Golding | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Declassify the Board of Directors | SH | Against | For | |
| FirstMerit Corporation | |||||
| Ticker FMER | Meeting Date | Meeting Type | Record Date | ||
| 20-Apr-11 | Annual | 22-Feb-11 | |||
| CUSIP: 337915102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Steven H. Baer | Mgmt | For | For | |
| 1.2 | Elect Director Karen S. Belden | Mgmt | For | For | |
| 1.3 | Elect Director R. Cary Blair | Mgmt | For | For | |
| 1.4 | Elect Director John C. Blickle | Mgmt | For | For | |
| 1.5 | Elect Director Robert W. Briggs | Mgmt | For | For | |
| 1.6 | Elect Director Richard Colella | Mgmt | For | For | |
| 1.7 | Elect Director Gina D. France | Mgmt | For | For | |
| 1.8 | Elect Director Paul G. Greig | Mgmt | For | For | |
| 1.9 | Elect Director Terry L. Haines | Mgmt | For | For | |
| 1.10 | Elect Director J. Michael Hochschwender | Mgmt | For | For | |
| 1.11 | Elect Director Clifford J. Isroff | Mgmt | For | For | |
| 1.12 | Elect Director Philip A. Lloyd II | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| Sonoco Products Company | |||||
| Ticker SON | Meeting Date | Meeting Type | Record Date | ||
| 20-Apr-11 | Annual | 18-Feb-11 | |||
| CUSIP: 835495102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director J.L. Coker | Mgmt | For | For | |
| 1.2 | Elect Director J.M. Micali | Mgmt | For | For | |
| 1.3 | Elect Director L.W. Newton | Mgmt | For | For | |
| 1.4 | Elect Director M.D. Oken | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Kimberly-Clark Corporation | |||||
| Ticker KMB | Meeting Date | Meeting Type | Record Date | ||
| 21-Apr-11 | Annual | 22-Feb-11 | |||
| CUSIP: 494368103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director John R. Alm | Mgmt | For | For | |
| 2 | Elect Director John F. Bergstrom | Mgmt | For | For | |
| 3 | Elect Director Abelardo E. Bru | Mgmt | For | For | |
| 4 | Elect Director Robert W. Decherd | Mgmt | For | For | |
| 5 | Elect Director Thomas J. Falk | Mgmt | For | For | |
| 6 | Elect Director Mae C. Jemison | Mgmt | For | For | |
| 7 | Elect Director James M. Jenness | Mgmt | For | For | |
| 8 | Elect Director Nancy J. Karch | Mgmt | For | For | |
| 9 | Elect Director Ian C. Read | Mgmt | For | For | |
| 10 | Elect Director Linda Johnson Rice | Mgmt | For | For | |
| 11 | Elect Director Marc J. Shapiro | Mgmt | For | For | |
| 12 | Elect Director G. Craig Sullivan | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| People's United Financial, Inc. | |||||
| Ticker PBCT | Meeting Date | Meeting Type | Record Date | ||
| 21-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 712704105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John P. Barnes | Mgmt | For | For | |
| 1.2 | Elect Director Collin P. Baron | Mgmt | For | For | |
| 1.3 | Elect Director Richard M. Hoyt | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Texas Instruments Incorporated | |||||
| Ticker TXN | Meeting Date | Meeting Type | Record Date | ||
| 21-Apr-11 | Annual | 22-Feb-11 | |||
| CUSIP: 882508104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director R.W. Babb, Jr. | Mgmt | For | For | |
| 2 | Elect Director D.A. Carp | Mgmt | For | For | |
| 3 | Elect Director C.S. Cox | Mgmt | For | For | |
| 4 | Elect Director S.P. MacMillan | Mgmt | For | For | |
| 5 | Elect Director P.H. Patsley | Mgmt | For | For | |
| 6 | Elect Director R.E. Sanchez | Mgmt | For | For | |
| 7 | Elect Director W.R. Sanders | Mgmt | For | For | |
| 8 | Elect Director R.J. Simmons | Mgmt | For | For | |
| 9 | Elect Director R.K. Templeton | Mgmt | For | For | |
| 10 | Elect Director C.T. Whitman | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| Honeywell International Inc. | |||||
| Ticker HON | Meeting Date | Meeting Type | Record Date | ||
| 25-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 438516106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Gordon M. Bethune | Mgmt | For | For | |
| 2 | Elect Director Kevin Burke | Mgmt | For | For | |
| 3 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |
| 4 | Elect Director David M. Cote | Mgmt | For | For | |
| 5 | Elect Director D. Scott Davis | Mgmt | For | For | |
| 6 | Elect Director Linnet F. Deily | Mgmt | For | For | |
| 7 | Elect Director Judd Gregg | Mgmt | For | For | |
| 8 | Elect Director Clive R. Hollick | Mgmt | For | For | |
| 9 | Elect Director George Paz | Mgmt | For | For | |
| 10 | Elect Director Bradley T. Sheares | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 16 | Provide Right to Act by Written Consent | SH | Against | For | |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| Alexander & Baldwin, Inc. | |||||
| Ticker ALEX | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 16-Feb-11 | |||
| CUSIP: 014482103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Director W.B. Baird | Mgmt | For | For | |
| 1.2 | Director M.J. Chun | Mgmt | For | For | |
| 1.3 | Director W.A. Doane | Mgmt | For | For | |
| 1.4 | Director W.A. Dods, Jr. | Mgmt | For | For | |
| 1.5 | Director C.G. King | Mgmt | For | For | |
| 1.6 | Director S.M. Kuriyama | Mgmt | For | For | |
| 1.7 | Director C.H. Lau | Mgmt | For | For | |
| 1.8 | Director D.M. Pasquale | Mgmt | For | For | |
| 1.9 | Director J.N. Watanabe | Mgmt | For | For | |
| 2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| American Electric Power Company, Inc. | |||||
| Ticker AEP | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 025537101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David J. Anderson | Mgmt | For | For | |
| 2 | Elect Director James F. Cordes | Mgmt | For | For | |
| 3 | Elect Director Ralph D. Crosby, Jr. | Mgmt | For | For | |
| 4 | Elect Director Linda A. Goodspeed | Mgmt | For | For | |
| 5 | Elect Director Thomas E. Hoaglin | Mgmt | For | For | |
| 6 | Elect Director Lester A. Hudson, Jr. | Mgmt | For | For | |
| 7 | Elect Director Michael G. Morris | Mgmt | For | For | |
| 8 | Elect Director Richard C. Notebaert | Mgmt | For | For | |
| 9 | Elect Director Lionel L. Nowell III | Mgmt | For | For | |
| 10 | Elect Director Richard L. Sandor | Mgmt | For | For | |
| 11 | Elect Director Kathryn D. Sullivan | Mgmt | For | For | |
| 12 | Elect Director Sara Martinez Tucker | Mgmt | For | For | |
| 13 | Elect Director John F. Turner | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Comerica Incorporated | |||||
| Ticker CMA | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 200340107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Roger A. Cregg | Mgmt | For | For | |
| 2 | Elect Director T. Kevin DeNicola | Mgmt | For | For | |
| 3 | Elect Director Alfred A. Piergallini | Mgmt | For | For | |
| 4 | Elect Director Nina G. Vaca | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 7 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Fortune Brands, Inc. | |||||
| Ticker FO | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 349631101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard A. Goldstein | Mgmt | For | For | |
| 2 | Elect Director Pierre E. Leroy | Mgmt | For | For | |
| 3 | Elect Director A. D. David Mackay | Mgmt | For | For | |
| 4 | Elect Director Anne M. Tatlock | Mgmt | For | For | |
| 5 | Elect Director Norman H. Wesley | Mgmt | For | For | |
| 6 | Elect Director Peter M. Wilson | Mgmt | For | For | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 10 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 11 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| MDU Resources Group, Inc. | |||||
| Ticker MDU | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 25-Feb-11 | |||
| CUSIP: 552690109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Thomas Everist | Mgmt | For | For | |
| 2 | Elect Director Karen B. Fagg | Mgmt | For | For | |
| 3 | Elect Director Terry D. Hildestad | Mgmt | For | For | |
| 4 | Elect Director A. Bart Holaday | Mgmt | For | For | |
| 5 | Elect Director Dennis W. Johnson | Mgmt | For | For | |
| 6 | Elect Director Thomas C. Knudson | Mgmt | For | For | |
| 7 | Elect Director Richard H. Lewis | Mgmt | For | For | |
| 8 | Elect Director Patricia L. Moss | Mgmt | For | For | |
| 9 | Elect Director Harry J. Pearce | Mgmt | For | For | |
| 10 | Elect Director John K. Wilson | Mgmt | For | For | |
| 11 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| The Chubb Corporation | |||||
| Ticker CB | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 04-Mar-11 | |||
| CUSIP: 171232101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Zoe Baird | Mgmt | For | For | |
| 2 | Elect Director Sheila P. Burke | Mgmt | For | For | |
| 3 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |
| 4 | Elect Director John D. Finnegan | Mgmt | For | For | |
| 5 | Elect Director Lawrence W. Kellner | Mgmt | For | For | |
| 6 | Elect Director Martin G. McGuinn | Mgmt | For | For | |
| 7 | Elect Director Lawrence M. Small | Mgmt | For | For | |
| 8 | Elect Director Jess Soderberg | Mgmt | For | For | |
| 9 | Elect Director Daniel E. Somers | Mgmt | For | For | |
| 10 | Elect Director James M. Zimmerman | Mgmt | For | For | |
| 11 | Elect Director Alfred W. Zollar | Mgmt | For | For | |
| 12 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| The PNC Financial Services Group, Inc. | |||||
| Ticker PNC | Meeting Date | Meeting Type | Record Date | ||
| 26-Apr-11 | Annual | 11-Feb-11 | |||
| CUSIP: 693475105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard O. Berndt | Mgmt | For | For | |
| 2 | Elect Director Charles E. Bunch | Mgmt | For | For | |
| 3 | Elect Director Paul W. Chellgren | Mgmt | For | For | |
| 4 | Elect Director Kay Coles James | Mgmt | For | For | |
| 5 | Elect Director Richard B. Kelson | Mgmt | For | Against | |
| 6 | Elect Director Bruce C. Lindsay | Mgmt | For | For | |
| 7 | Elect Director Anthony A. Massaro | Mgmt | For | For | |
| 8 | Elect Director Jane G. Pepper | Mgmt | For | For | |
| 9 | Elect Director James E. Rohr | Mgmt | For | For | |
| 10 | Elect Director Donald J. Shepard | Mgmt | For | For | |
| 11 | Elect Director Lorene K. Steffes | Mgmt | For | For | |
| 12 | Elect Director Dennis F. Strigl | Mgmt | For | For | |
| 13 | Elect Director Thomas J. Usher | Mgmt | For | For | |
| 14 | Elect Director George H. Walls, Jr. | Mgmt | For | For | |
| 15 | Elect Director Helge H. Wehmeier | Mgmt | For | For | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| 17 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Ameriprise Financial, Inc. | |||||
| Ticker AMP | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 03076C106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Siri S. Marshall | Mgmt | For | For | |
| 2 | Elect Director W. Walker Lewis | Mgmt | For | For | |
| 3 | Elect Director William H. Turner | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| E. I. du Pont de Nemours and Company | |||||
| Ticker DD | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 02-Mar-11 | |||
| CUSIP: 263534109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard H. Brown | Mgmt | For | For | |
| 2 | Elect Director Robert A. Brown | Mgmt | For | For | |
| 3 | Elect Director Bertrand P. Collomb | Mgmt | For | For | |
| 4 | Elect Director Curtis J. Crawford | Mgmt | For | For | |
| 5 | Elect Director Alexander M. Cutler | Mgmt | For | For | |
| 6 | Elect Director Eleuthere I. du Pont | Mgmt | For | For | |
| 7 | Elect Director Marillyn A. Hewson | Mgmt | For | For | |
| 8 | Elect Director Lois D. Juliber | Mgmt | For | For | |
| 9 | Elect Director Ellen J. Kullman | Mgmt | For | For | |
| 10 | Elect Director William K. Reilly | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 16 | Report on Genetically Engineered Seed | SH | Against | Against | |
| 17 | Report on Pay Disparity | SH | Against | Against | |
| General Electric Company | |||||
| Ticker GE | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 369604103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director W. Geoffrey Beattie | Mgmt | For | For | |
| 2 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |
| 3 | Elect Director Ann M. Fudge | Mgmt | For | For | |
| 4 | Elect Director Susan Hockfield | Mgmt | For | For | |
| 5 | Elect Director Jeffrey R. Immelt | Mgmt | For | For | |
| 6 | Elect Director Andrea Jung | Mgmt | For | For | |
| 7 | Elect Director Alan G. Lafley | Mgmt | For | For | |
| 8 | Elect Director Robert W. Lane | Mgmt | For | For | |
| 9 | Elect Director Ralph S. Larsen | Mgmt | For | For | |
| 10 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |
| 11 | Elect Director James J. Mulva | Mgmt | For | For | |
| 12 | Elect Director Sam Nunn | Mgmt | For | For | |
| 13 | Elect Director Roger S. Penske | Mgmt | For | For | |
| 14 | Elect Director Robert J. Swieringa | Mgmt | For | For | |
| 15 | Elect Director James S. Tisch | Mgmt | For | For | |
| 16 | Elect Director Douglas A. Warner III | Mgmt | For | For | |
| 17 | Ratify Auditors | Mgmt | For | For | |
| 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 20 | Provide for Cumulative Voting | SH | Against | For | |
| 21 | Performance-Based Equity Awards | SH | Against | For | |
| 22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | Against | |
| 23 | Report on Climate Change Business Risk | SH | Against | Against | |
| 24 | Report on Animal Testing and Plans for Reduction | SH | Against | Against | |
| Marathon Oil Corporation | |||||
| Ticker MRO | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 565849106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Gregory H. Boyce | Mgmt | For | Against | |
| 2 | Elect Director Pierre Brondeau | Mgmt | For | For | |
| 3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | Against | |
| 4 | Elect Director David A. Daberko | Mgmt | For | Against | |
| 5 | Elect Director William L. Davis | Mgmt | For | Against | |
| 6 | Elect Director Shirley Ann Jackson | Mgmt | For | Against | |
| 7 | Elect Director Philip Lader | Mgmt | For | Against | |
| 8 | Elect Director Charles R. Lee | Mgmt | For | Against | |
| 9 | Elect Director Michael E. J. Phelps | Mgmt | For | Against | |
| 10 | Elect Director Dennis H. Reilley | Mgmt | For | Against | |
| 11 | Elect Director Seth E. Schofield | Mgmt | For | Against | |
| 12 | Elect Director John W. Snow | Mgmt | For | Against | |
| 13 | Elect Director Thomas J. Usher | Mgmt | For | Against | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Provide Right to Call Special Meeting | Mgmt | For | Against | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 18 | Report on Accident Risk Reduction Efforts | SH | Against | Against | |
| The Coca-Cola Company | |||||
| Ticker KO | Meeting Date | Meeting Type | Record Date | ||
| 27-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 191216100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Herbert A. Allen | Mgmt | For | For | |
| 2 | Elect Director Ronald W. Allen | Mgmt | For | For | |
| 3 | Elect Director Howard G. Buffett | Mgmt | For | For | |
| 4 | Elect Director Barry Diller | Mgmt | For | For | |
| 5 | Elect Director Evan G. Greenberg | Mgmt | For | For | |
| 6 | Elect Director Alexis M. Herman | Mgmt | For | For | |
| 7 | Elect Director Muhtar Kent | Mgmt | For | For | |
| 8 | Elect Director Donald R. Keough | Mgmt | For | For | |
| 9 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | |
| 10 | Elect Director Donald F. McHenry | Mgmt | For | For | |
| 11 | Elect Director Sam Nunn | Mgmt | For | For | |
| 12 | Elect Director James D. Robinson III | Mgmt | For | For | |
| 13 | Elect Director Peter V. Ueberroth | Mgmt | For | For | |
| 14 | Elect Director Jacob Wallenberg | Mgmt | For | For | |
| 15 | Elect Director James B. Williams | Mgmt | For | For | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| 17 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 18 | Amend Restricted Stock Plan | Mgmt | For | For | |
| 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 20 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 21 | Publish Report on Chemical Bisphenol-A (BPA) | SH | Against | For | |
| Aspen Insurance Holdings Limited | |||||
| Ticker AHL | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: G05384105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 2.1 | Elect Director Christopher O'Kane | Mgmt | For | For | |
| 2.2 | Elect Director John Cavoores | Mgmt | For | For | |
| 2.3 | Elect Director Liaquat Ahamed | Mgmt | For | For | |
| 2.4 | Elect Director Heidi Hutter | Mgmt | For | For | |
| 2.5 | Elect Director Albert Beer | Mgmt | For | For | |
| 3 | Ratify KPMG Audit plc, London, England as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Against | |
| Avery Dennison Corporation | |||||
| Ticker AVY | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 053611109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Peter K. Barker | Mgmt | For | For | |
| 2 | Elect Director Ken C. Hicks | Mgmt | For | For | |
| 3 | Elect Director Debra L. Reed | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| Johnson & Johnson | |||||
| Ticker JNJ | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 478160104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Mary Sue Coleman | Mgmt | For | For | |
| 2 | Elect Director James G. Cullen | Mgmt | For | For | |
| 3 | Elect Director Ian E.L. Davis | Mgmt | For | For | |
| 4 | Elect Director Michael M.e. Johns | Mgmt | For | For | |
| 5 | Elect Director Susan L. Lindquist | Mgmt | For | For | |
| 6 | Elect Director Anne M. Mulcahy | Mgmt | For | For | |
| 7 | Elect Director Leo F. Mullin | Mgmt | For | For | |
| 8 | Elect Director William D. Perez | Mgmt | For | For | |
| 9 | Elect Director Charles Prince | Mgmt | For | For | |
| 10 | Elect Director David Satcher | Mgmt | For | For | |
| 11 | Elect Director William C. Weldon | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against | |
| 16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | SH | Against | Against | |
| 17 | Adopt Animal-Free Training Methods | SH | Against | Against | |
| Pfizer Inc. | |||||
| Ticker PFE | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 717081103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Dennis A. Ausiello | Mgmt | For | For | |
| 2 | Elect Director Michael S. Brown | Mgmt | For | For | |
| 3 | Elect Director M. Anthony Burns | Mgmt | For | For | |
| 4 | Elect Director W. Don Cornwell | Mgmt | For | For | |
| 5 | Elect Director Frances D. Fergusson | Mgmt | For | For | |
| 6 | Elect Director William H. Gray III | Mgmt | For | For | |
| 7 | Elect Director Constance J. Horner | Mgmt | For | For | |
| 8 | Elect Director James M. Kilts | Mgmt | For | For | |
| 9 | Elect Director George A. Lorch | Mgmt | For | For | |
| 10 | Elect Director John P. Mascotte | Mgmt | For | For | |
| 11 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | |
| 12 | Elect Director Ian C. Read | Mgmt | For | For | |
| 13 | Elect Director Stephen W. Sanger | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 17 | Publish Political Contributions | SH | Against | Against | |
| 18 | Report on Public Policy Advocacy Process | SH | Against | Against | |
| 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | Against | |
| 20 | Provide Right to Act by Written Consent | SH | Against | For | |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 22 | Report on Animal Testing and Plans for Reduction | SH | Against | Against | |
| The Hershey Company | |||||
| Ticker HSY | Meeting Date | Meeting Type | Record Date | ||
| 28-Apr-11 | Annual | 28-Feb-11 | |||
| CUSIP: 427866108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director P.M. Arway | Mgmt | For | For | |
| 1.2 | Elect Director R.F. Cavanaugh | Mgmt | For | For | |
| 1.3 | Elect Director C.A. Davis | Mgmt | For | For | |
| 1.4 | Elect Director J.M. Mead | Mgmt | For | For | |
| 1.5 | Elect Director J.E. Nevels | Mgmt | For | For | |
| 1.6 | Elect Director A.J. Palmer | Mgmt | For | For | |
| 1.7 | Elect Director T.J. Ridge | Mgmt | For | For | |
| 1.8 | Elect Director D.L. Shedlarz | Mgmt | For | For | |
| 1.9 | Elect Director D.J. West | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| Abbott Laboratories | |||||
| Ticker ABT | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 02-Mar-11 | |||
| CUSIP: 002824100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert J. Alpern | Mgmt | For | For | |
| 1.2 | Elect Director Roxanne S. Austin | Mgmt | For | For | |
| 1.3 | Elect Director W. James Farrell | Mgmt | For | For | |
| 1.4 | Elect Director H. Laurance Fuller | Mgmt | For | For | |
| 1.5 | Elect Director Edward M. Liddy | Mgmt | For | For | |
| 1.6 | Elect Director Phebe N. Novakovic | Mgmt | For | For | |
| 1.7 | Elect Director William A. Osborn | Mgmt | For | For | |
| 1.8 | Elect Director Samuel C. Scott III | Mgmt | For | For | |
| 1.9 | Elect Director Glenn F. Tilton | Mgmt | For | For | |
| 1.10 | Elect Director Miles D. White | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Adopt Policy on Pharmaceutical Price Restraint | SH | Against | Against | |
| AT&T Inc. | |||||
| Ticker T | Meeting Date | Meeting Type | Record Date | ||
| 29-Apr-11 | Annual | 01-Mar-11 | |||
| CUSIP: 00206R102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Randall L. Stephenson | Mgmt | For | For | |
| 2 | Elect Director Gilbert F. Amelio | Mgmt | For | For | |
| 3 | Elect Director Reuben V. Anderson | Mgmt | For | For | |
| 4 | Elect Director James H. Blanchard | Mgmt | For | For | |
| 5 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |
| 6 | Elect Director James P. Kelly | Mgmt | For | For | |
| 7 | Elect Director Jon C. Madonna | Mgmt | For | For | |
| 8 | Elect Director Lynn M. Martin | Mgmt | For | For | |
| 9 | Elect Director John B. McCoy | Mgmt | For | For | |
| 10 | Elect Director Joyce M. Roche | Mgmt | For | For | |
| 11 | Elect Director Matthew K. Rose | Mgmt | For | For | |
| 12 | Elect Director Laura D Andrea Tyson | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Report on Political Contributions | SH | Against | For | |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 19 | Provide Right to Act by Written Consent | SH | Against | For | |
| Cincinnati Financial Corporation | |||||
| Ticker CINF | Meeting Date | Meeting Type | Record Date | ||
| 30-Apr-11 | Annual | 03-Mar-11 | |||
| CUSIP: 172062101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Kenneth C. Lichtendahl | Mgmt | For | For | |
| 1.2 | Elect Director W. Rodney McMullen | Mgmt | For | For | |
| 1.3 | Elect Director Thomas R. Schiff | Mgmt | For | For | |
| 1.4 | Elect Director John F. Steele, Jr. | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| Bank Mutual Corporation | |||||
| Ticker BKMU | Meeting Date | Meeting Type | Record Date | ||
| 02-May-11 | Annual | 01-Mar-11 | |||
| CUSIP: 063750103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director David A. Baumgarten | Mgmt | For | For | |
| 1.2 | Elect Director David C. Boerke | Mgmt | For | For | |
| 1.3 | Elect Director Thomas J. Lopina, Sr. | Mgmt | For | For | |
| 1.4 | Elect Director Robert B. Olson | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Baxter International Inc. | |||||
| Ticker BAX | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 071813109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Wayne T. Hockmeyer | Mgmt | For | For | |
| 2 | Elect Director Robert L. Parkinson, Jr. | Mgmt | For | For | |
| 3 | Elect Director Thomas T. Stallkamp | Mgmt | For | For | |
| 4 | Elect Director Albert P.L. Stroucken | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 8 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 9 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Mgmt | For | For | |
| Nokia Corp. | |||||
| Ticker N/A | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 07-Feb-11 | |||
| CUSIP: X61873133 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1 | Open Meeting | Mgmt | |||
| 2 | Call the Meeting to Order | Mgmt | |||
| 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | |||
| 4 | Acknowledge Proper Convening of Meeting | Mgmt | |||
| 5 | Prepare and Approve List of Shareholders | Mgmt | |||
| 6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Mgmt | |||
| 7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | For | |
| 9 | Approve Discharge of Board and President | Mgmt | For | For | |
| 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For | |
| 11 | Fix Number of Directors at Eleven | Mgmt | For | For | |
| 12.1 | Elect Stephen Elopas as Director | Mgmt | For | For | |
| 12.2 | Elect Dr. Bengt Holmstrom as Director | Mgmt | For | For | |
| 12.3 | Elect Prof. Dr. H. Kagermann as Director | Mgmt | For | For | |
| 12.4 | Elect Per Karlsson as Director | Mgmt | For | For | |
| 12.5 | Elect Jouko Karvinen as Director | Mgmt | For | For | |
| 12.6 | Elect Helge Lund as Director | Mgmt | For | For | |
| 12.7 | Elect Isabel Marey-Semper as Director | Mgmt | For | For | |
| 12.8 | Elect Jorma Ollila as Director | Mgmt | For | For | |
| 12.9 | Elect Dame Marjorie Scardino as Director | Mgmt | For | For | |
| 12.10 | Elect Risto Siilasmaa as Director | Mgmt | For | For | |
| 12.11 | Elect Kari Stadigh as Director | Mgmt | For | For | |
| 13 | Approve Remuneration of Auditors | Mgmt | For | For | |
| 14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | For | |
| 15 | Authorize Repurchase of up to 360 Million Issued Shares | Mgmt | For | For | |
| 16 | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | Mgmt | For | For | |
| 17 | Close Meeting | Mgmt | |||
| Snyder's-Lance, Inc. | |||||
| Ticker LNCE | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 09-Mar-11 | |||
| CUSIP: 833551104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director C. Peter Carlucci, Jr. | Mgmt | For | Withhold | |
| 1.2 | Elect Director James W. Johnston | Mgmt | For | For | |
| 1.3 | Elect Director W. J. Prezzano | Mgmt | For | For | |
| 1.4 | Elect Director Patricia A. Warehime | Mgmt | For | Withhold | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Wells Fargo & Company | |||||
| Ticker WFC | Meeting Date | Meeting Type | Record Date | ||
| 03-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 949746101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Election Director John D. Baker II | Mgmt | For | For | |
| 2 | Election Director John S. Chen | Mgmt | For | For | |
| 3 | Election Director Lloyd H. Dean | Mgmt | For | For | |
| 4 | Election Director Susan E. Engel | Mgmt | For | For | |
| 5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | For | |
| 6 | Election Director Donald M. James | Mgmt | For | For | |
| 7 | Election Director Mackey J. McDonald | Mgmt | For | For | |
| 8 | Election Director Cynthia H. Milligan | Mgmt | For | For | |
| 9 | Elect Director Nicholas G. Moore | Mgmt | For | For | |
| 10 | Elect Director Philip J. Quigley | Mgmt | For | Against | |
| 11 | Elect Director Judith M. Runstad | Mgmt | For | For | |
| 12 | Elect Director Stephen W. Sanger | Mgmt | For | For | |
| 13 | Elect Director John G. Stumpf | Mgmt | For | For | |
| 14 | Elect Director an G. Swenson | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Ratify Auditors | Mgmt | For | For | |
| 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 19 | Provide for Cumulative Voting | SH | Against | For | |
| 20 | Require Independent Board Chairman | SH | Against | For | |
| 21 | Advisory Vote to Ratify Directors' Compensation | SH | Against | Against | |
| 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For | |
| General Dynamics Corporation | |||||
| Ticker GD | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 369550108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Mary T. Barra | Mgmt | For | For | |
| 2 | Elect Director Nicholas D. Chabraja | Mgmt | For | For | |
| 3 | Elect Director James S. Crown | Mgmt | For | For | |
| 4 | Elect Director William P. Fricks | Mgmt | For | For | |
| 5 | Elect Director Jay L. Johnson | Mgmt | For | For | |
| 6 | Elect Director George A. Joulwan | Mgmt | For | For | |
| 7 | Elect Director Paul G. Kaminski | Mgmt | For | For | |
| 8 | Elect Director John M. Keane | Mgmt | For | For | |
| 9 | Elect Director Lester L. Lyles | Mgmt | For | For | |
| 10 | Elect Director William A. Osborn | Mgmt | For | For | |
| 11 | Elect Director Robert Walmsley | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 15 | Review and Assess Human Rights Policies | SH | Against | For | |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| Hess Corporation | |||||
| Ticker HES | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 42809H107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director E.E. Holiday | Mgmt | For | For | |
| 2 | Elect Director J.H. Mullin | Mgmt | For | For | |
| 3 | Elect Director F.B. Walker | Mgmt | For | For | |
| 4 | Elect Director R.N. Wilson | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| Intersil Corporation | |||||
| Ticker ISIL | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 10-Mar-11 | |||
| CUSIP: 46069S109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director David B. Bell | Mgmt | For | For | |
| 2 | Elect Director Robert W. Conn | Mgmt | For | For | |
| 3 | Elect Director James V. Diller | Mgmt | For | For | |
| 4 | Elect Director Gary E. Gist | Mgmt | For | For | |
| 5 | Elect Director Mercedes Johnson | Mgmt | For | For | |
| 6 | Elect Director Gregory Lang | Mgmt | For | For | |
| 7 | Elect Director Jan Peeters | Mgmt | For | For | |
| 8 | Elect Director Robert N. Pokelwaldt | Mgmt | For | For | |
| 9 | Elect Director James A. Urry | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| P. H. Glatfelter Company | |||||
| Ticker GLT | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 10-Mar-11 | |||
| CUSIP: 377316104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Kathleen A. Dahlberg | Mgmt | For | For | |
| 1.2 | Elect Director Nicholas DeBenedictis | Mgmt | For | For | |
| 1.3 | Elect Director J. Robert Hall | Mgmt | For | For | |
| 1.4 | Elect Director Richard C. Ill | Mgmt | For | For | |
| 1.5 | Elect Director Ronald J. Naples | Mgmt | For | For | |
| 1.6 | Elect Director Dante C. Parrini | Mgmt | For | For | |
| 1.7 | Elect Director Richard L. Smoot | Mgmt | For | For | |
| 1.8 | Elect Director Lee C. Stewart | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| PepsiCo, Inc. | |||||
| Ticker PEP | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 04-Mar-11 | |||
| CUSIP: 713448108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director S.L. Brown | Mgmt | For | For | |
| 2 | Elect Director I.M. Cook | Mgmt | For | For | |
| 3 | Elect Director D. Dublon | Mgmt | For | For | |
| 4 | Elect Director V.J. Dzau | Mgmt | For | For | |
| 5 | Elect Director R.L. Hunt | Mgmt | For | For | |
| 6 | Elect Director A. Ibarguen | Mgmt | For | For | |
| 7 | Elect Director A.C. Martinez | Mgmt | For | For | |
| 8 | Elect Director I.K. Nooyi | Mgmt | For | For | |
| 9 | Elect Director S.P. Rockefeller | Mgmt | For | For | |
| 10 | Elect Director J.J. Schiro | Mgmt | For | For | |
| 11 | Elect Director L.G. Trotter | Mgmt | For | For | |
| 12 | Elect Director D. Vasella | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| 16 | Adopt Majority Voting for Uncontested Election \of Directors | Mgmt | For | For | |
| 17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 18 | Report on Political Contributions | SH | Against | Against | |
| Unitrin, Inc. | |||||
| Ticker UTR | Meeting Date | Meeting Type | Record Date | ||
| 04-May-11 | Annual | 11-Mar-11 | |||
| CUSIP: 913275103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director James E. Annable | Mgmt | For | For | |
| 2 | Elect Director Douglas G. Geoga | Mgmt | For | For | |
| 3 | Elect Director Reuben L. Hedlund | Mgmt | For | For | |
| 4 | Elect Director Julie M. Howard | Mgmt | For | For | |
| 5 | Elect Director Wayne Kauth | Mgmt | For | For | |
| 6 | Elect Director Fayez S. Sarofim | Mgmt | For | For | |
| 7 | Elect Director Donald G. Southwell | Mgmt | For | For | |
| 8 | Elect Director David P. Storch | Mgmt | For | For | |
| 9 | Elect Director Richard C. Vie | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Avon Products, Inc. | |||||
| Ticker AVP | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 17-Mar-11 | |||
| CUSIP: 054303102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director W. Don Cornwell | Mgmt | For | For | |
| 1.2 | Elect Director V. Ann Hailey | Mgmt | For | For | |
| 1.3 | Elect Director Fred Hassan | Mgmt | For | For | |
| 1.4 | Elect Director Andrea Jung | Mgmt | For | For | |
| 1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | For | |
| 1.6 | Elect Director Ann S. Moore | Mgmt | For | For | |
| 1.7 | Elect Director Paul S. Pressler | Mgmt | For | For | |
| 1.8 | Elect Director Gary M. Rodkin | Mgmt | For | For | |
| 1.9 | Elect Director Paula Stern | Mgmt | For | For | |
| 1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| Bemis Company, Inc. | |||||
| Ticker BMS | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 081437105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Edward N. Perry | Mgmt | For | For | |
| 1.2 | Elect Director William J. Scholle | Mgmt | For | For | |
| 1.3 | Elect Director Timothy M. Manganello | Mgmt | For | For | |
| 1.4 | Elect Director Philip G. Weaver | Mgmt | For | For | |
| 1.5 | Elect Director Henry J. Theisen | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Dover Corporation | |||||
| Ticker DOV | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 09-Mar-11 | |||
| CUSIP: 260003108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director D.H. Benson | Mgmt | For | For | |
| 2 | Elect Director R.W. Cremin | Mgmt | For | For | |
| 3 | Elect Director J-P.M. Ergas | Mgmt | For | For | |
| 4 | Elect Director P.T. Francis | Mgmt | For | For | |
| 5 | Elect Director K.C. Graham | Mgmt | For | For | |
| 6 | Elect Director R.A. Livingston | Mgmt | For | For | |
| 7 | Elect Director R.K. Lochridge | Mgmt | For | For | |
| 8 | Elect Director B.G. Rethore | Mgmt | For | For | |
| 9 | Elect Director M.B. Stubbs | Mgmt | For | For | |
| 10 | Elect Director S.M. Todd | Mgmt | For | For | |
| 11 | Elect Director S.K. Wagner | Mgmt | For | For | |
| 12 | Elect Director M.A. Winston | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Equifax Inc. | |||||
| Ticker EFX | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 294429105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |
| 2 | Elect Director Robert D. Daleo | Mgmt | For | For | |
| 3 | Elect Director Walter W. Driver, Jr. | Mgmt | For | For | |
| 4 | Elect Director L. Phillip Humann | Mgmt | For | For | |
| 5 | Elect Director Siri S. Marshall | Mgmt | For | For | |
| 6 | Elect Director Mark B. Templeton | Mgmt | For | For | |
| 7 | Ratify Auditors | Mgmt | For | For | |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| GlaxoSmithKline plc | |||||
| Ticker GSK | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 08-Mar-11 | |||
| CUSIP: G3910J112 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Elect Simon Dingemans as Director | Mgmt | For | For | |
| 4 | Elect Stacey Cartwright as Director | Mgmt | For | For | |
| 5 | Elect Judy Lewent as Director | Mgmt | For | For | |
| 6 | Re-elect Sir Christopher Gent as Director | Mgmt | For | For | |
| 7 | Re-elect Andrew Witty as Director | Mgmt | For | For | |
| 8 | Re-elect Sir Roy Anderson as Director | Mgmt | For | For | |
| 9 | Re-elect Dr Stephanie Burns as Director | Mgmt | For | For | |
| 10 | Re-elect Larry Culp as Director | Mgmt | For | For | |
| 11 | Re-elect Sir Crispin Davis as Director | Mgmt | For | For | |
| 12 | Re-elect Sir Deryck Maughan as Director | Mgmt | For | For | |
| 13 | Re-elect James Murdoch as Director | Mgmt | For | For | |
| 14 | Re-elect Dr Daniel Podolsky as Director | Mgmt | For | For | |
| 15 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | For | |
| 16 | Re-elect Tom de Swaan as Director | Mgmt | For | For | |
| 17 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For | |
| 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |
| 19 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | |
| 20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | |
| 21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 23 | Authorise Market Purchase | Mgmt | For | For | |
| 24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Mgmt | For | For | |
| 25 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | |
| Southwest Gas Corporation | |||||
| Ticker SWX | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 08-Mar-11 | |||
| CUSIP: 844895102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert L. Boughner | Mgmt | For | For | |
| 1.2 | Elect Director Thomas E. Chestnut | Mgmt | For | For | |
| 1.3 | Elect Director Stephen C. Comer | Mgmt | For | For | |
| 1.4 | Elect Director LeRoy C. Hanneman, Jr. | Mgmt | For | For | |
| 1.5 | Elect Director Michael O. Maffie | Mgmt | For | For | |
| 1.6 | Elect Director Anne L. Mariucci | Mgmt | For | For | |
| 1.7 | Elect Director Michael J. Melarkey | Mgmt | For | For | |
| 1.8 | Elect Director Jeffrey W. Shaw | Mgmt | For | For | |
| 1.9 | Elect Director A. Randall Thoman | Mgmt | For | For | |
| 1.10 | Elect Director Thomas A. Thomas | Mgmt | For | For | |
| 1.11 | Elect Director Terrence L. Wright | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| Tower Group, Inc. | |||||
| Ticker TWGP | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 08-Mar-11 | |||
| CUSIP: 891777104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Michael H. Lee | Mgmt | For | For | |
| 1.2 | Elect Director William W. Fox, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director William A. Robbie | Mgmt | For | For | |
| 1.4 | Elect Director Steven W. Schuster | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| United Parcel Service, Inc. | |||||
| Ticker UPS | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 911312106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |
| 2 | Elect Director Michael J. Burns | Mgmt | For | For | |
| 3 | Elect Director D. Scott Davis | Mgmt | For | For | |
| 4 | Elect Director Stuart E. Eizenstat | Mgmt | For | For | |
| 5 | Elect Director Michael L. Eskew | Mgmt | For | For | |
| 6 | Elect Director William R. Johnson | Mgmt | For | For | |
| 7 | Elect Director Ann M. Livermore | Mgmt | For | For | |
| 8 | Elect Director Rudy H.P. Markham | Mgmt | For | For | |
| 9 | Elect Director Clark T. Randt, Jr. | Mgmt | For | For | |
| 10 | Elect Director John W. Thompson | Mgmt | For | For | |
| 11 | Elect Director Carol B. Tome | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Other Business | Mgmt | For | Against | |
| Verizon Communications Inc. | |||||
| Ticker VZ | Meeting Date | Meeting Type | Record Date | ||
| 05-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 92343V104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard L. Carrion | Mgmt | For | For | |
| 2 | Elect Director M. Frances Keeth | Mgmt | For | For | |
| 3 | Elect Director Robert W. Lane | Mgmt | For | For | |
| 4 | Elect Director Lowell C. Mcadam | Mgmt | For | For | |
| 5 | Elect Director Sandra O. Moose | Mgmt | For | For | |
| 6 | Elect Director Joseph Neubauer | Mgmt | For | For | |
| 7 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |
| 8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | |
| 9 | Elect Director Hugh B. Price | Mgmt | For | For | |
| 10 | Elect Director Ivan G. Seidenberg | Mgmt | For | For | |
| 11 | Elect Director Rodney E. Slater | Mgmt | For | For | |
| 12 | Elect Director John W. Snow | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Disclose Prior Government Service | SH | Against | Against | |
| 17 | Performance-Based Equity Awards | SH | Against | For | |
| 18 | Restore or Provide for Cumulative Voting | SH | Against | For | |
| 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| Alcoa Inc. | |||||
| Ticker AA | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual | 11-Feb-11 | |||
| CUSIP: 013817101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Klaus Kleinfeld | Mgmt | For | For | |
| 1.2 | Elect Director James W. Owens | Mgmt | For | For | |
| 1.3 | Elect Director Ratan N. Tata | Mgmt | For | For | |
| 2 | Ratify Auditor | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Mgmt | For | For | |
| 7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Mgmt | For | For | |
| 8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | For | |
| 9 | Provide Right to Act by Written Consent | SH | Against | For | |
| 10 | Declassify the Board of Directors | SH | Against | For | |
| Curtiss-Wright Corporation | |||||
| Ticker CW | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual | 11-Mar-11 | |||
| CUSIP: 231561101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Martin R. Benante | Mgmt | For | For | |
| 1.2 | Elect Director S. Marce Fuller | Mgmt | For | For | |
| 1.3 | Elect Director Allen A. Kozinski | Mgmt | For | For | |
| 1.4 | Elect Director John R. Myers | Mgmt | For | For | |
| 1.5 | Elect Director John B. Nathman | Mgmt | For | For | |
| 1.6 | Elect Director Robert J. Rivet | Mgmt | For | For | |
| 1.7 | Elect Director William W. Sihler | Mgmt | For | For | |
| 1.8 | Elect Director Albert E. Smith | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| IBERIABANK Corporation | |||||
| Ticker IBKC | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 450828108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Harry V. Barton, Jr. | Mgmt | For | For | |
| 1.2 | Elect Director E. Stewart Shea III | Mgmt | For | For | |
| 1.3 | Elect Director David H. Welch | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Illinois Tool Works Inc. | |||||
| Ticker ITW | Meeting Date | Meeting Type | Record Date | ||
| 06-May-11 | Annual | 08-Mar-11 | |||
| CUSIP: 452308109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Susan Crown | Mgmt | For | For | |
| 2 | Elect Director Don H. Davis, Jr. | Mgmt | For | For | |
| 3 | Elect Director Robert C. McCormack | Mgmt | For | Against | |
| 4 | Elect Director Robert S. Morrison | Mgmt | For | For | |
| 5 | Elect Director James A. Skinner | Mgmt | For | For | |
| 6 | Elect Director David B. Smith, Jr. | Mgmt | For | For | |
| 7 | Elect Director David B. Speer | Mgmt | For | For | |
| 8 | Elect Director Pamela B. Strobel | Mgmt | For | For | |
| 9 | Elect Director Kevin M. Warren | Mgmt | For | For | |
| 10 | Elect Director Anre D. Williams | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| Pitney Bowes Inc. | |||||
| Ticker PBI | Meeting Date | Meeting Type | Record Date | ||
| 09-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 724479100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Rodney C. Adkins | Mgmt | For | For | |
| 2 | Elect Director Murray D. Martin | Mgmt | For | For | |
| 3 | Elect Director Michael I. Roth | Mgmt | For | For | |
| 4 | Elect Director Robert E. Weissman | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Reduce Supermajority Vote Requirement for Removing Directors | Mgmt | For | For | |
| 7 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Mgmt | For | For | |
| 8 | Reduce Supermajority Vote Requirement for Amendments to the Certificate | Mgmt | For | For | |
| 9 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Mgmt | For | For | |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 12 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 13 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| Protective Life Corporation | |||||
| Ticker PL | Meeting Date | Meeting Type | Record Date | ||
| 09-May-11 | Annual | 11-Mar-11 | |||
| CUSIP: 743674103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert O. Burton | Mgmt | For | For | |
| 1.2 | Elect Director Thomas L. Hamby | Mgmt | For | For | |
| 1.3 | Elect Director John D. Johns | Mgmt | For | For | |
| 1.4 | Elect Director Vanessa Leonard | Mgmt | For | For | |
| 1.5 | Elect Director Charles D. McCrary | Mgmt | For | For | |
| 1.6 | Elect Director John J. McMahon, Jr. | Mgmt | For | For | |
| 1.7 | Elect Director Hans H. Miller | Mgmt | For | For | |
| 1.8 | Elect Director Malcolm Portera | Mgmt | For | For | |
| 1.9 | Elect Director C. Dowd Ritter | Mgmt | For | For | |
| 1.10 | Elect Director Jesse J. Spikes | Mgmt | For | For | |
| 1.11 | Elect Director William A. Terry | Mgmt | For | For | |
| 1.12 | Elect Director W. Michael Warren, Jr. | Mgmt | For | For | |
| 1.13 | Elect Director Vanessa Wilson | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 3M Company | |||||
| Ticker MMM | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 11-Mar-11 | |||
| CUSIP: 88579Y101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Linda G. Alvarado | Mgmt | For | For | |
| 2 | Elect Director George W. Buckley | Mgmt | For | For | |
| 3 | Elect Director Vance D. Coffman | Mgmt | For | For | |
| 4 | Elect Director Michael L. Eskew | Mgmt | For | For | |
| 5 | Elect Director W. James Farrell | Mgmt | For | For | |
| 6 | Elect Director Herbert L. Henkel | Mgmt | For | For | |
| 7 | Elect Director Edward M. Liddy | Mgmt | For | For | |
| 8 | Elect Director Robert S. Morrison | Mgmt | For | For | |
| 9 | Elect Director Aulana L. Peters | Mgmt | For | For | |
| 10 | Elect Director Robert J. Ulrich | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Report on Political Contributions | SH | Against | For | |
| Con-way Inc. | |||||
| Ticker CNW | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 205944101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director John J. Anton | Mgmt | For | For | |
| 2 | Elect Director William R. Corbin | Mgmt | For | For | |
| 3 | Elect Director Robert Jaunich II | Mgmt | For | For | |
| 4 | Elect Director W. Keith Kennedy, Jr. | Mgmt | For | For | |
| 5 | Elect Director Michael J. Murray | Mgmt | For | For | |
| 6 | Elect Director Edith R. Perez | Mgmt | For | For | |
| 7 | Elect Director John C. Pope | Mgmt | For | For | |
| 8 | Elect Director William J. Schroeder | Mgmt | For | For | |
| 9 | Elect Director Douglas W. Stotlar | Mgmt | For | For | |
| 10 | Elect Director Peter W. Stott | Mgmt | For | For | |
| 11 | Elect Director Chelsea C. White III | Mgmt | For | For | |
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| ITT Corporation | |||||
| Ticker ITT | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 450911102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Steven R. Loranger | Mgmt | For | For | |
| 1.2 | Elect Director Curtis J. Crawford | Mgmt | For | For | |
| 1.3 | Elect Director Christina A. Gold | Mgmt | For | For | |
| 1.4 | Elect Director Ralph F. Hake | Mgmt | For | For | |
| 1.5 | Elect Director John J. Hamre | Mgmt | For | For | |
| 1.6 | Elect Director Paul J. Kern | Mgmt | For | For | |
| 1.7 | Elect Director Frank T. MacInnis | Mgmt | For | For | |
| 1.8 | Elect Director Surya N. Mohapatra | Mgmt | For | For | |
| 1.9 | Elect Director Linda S. Sanford | Mgmt | For | For | |
| 1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Amend Human Rights Policies | SH | Against | Against | |
| Newell Rubbermaid Inc. | |||||
| Ticker NWL | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 17-Mar-11 | |||
| CUSIP: 651229106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Kevin C. Conroy | Mgmt | For | For | |
| 2 | Elect Director Michael T. Cowhig | Mgmt | For | For | |
| 3 | Elect Director Mark D. Ketchum | Mgmt | For | For | |
| 4 | Elect Director Raymond G. Viault | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 8 | Declassify the Board of Directors | SH | Against | For | |
| NiSource Inc. | |||||
| Ticker NI | Meeting Date | Meeting Type | Record Date | ||
| 10-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 65473P105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard A. Abdoo | Mgmt | For | For | |
| 2 | Elect Director Steven C. Beering | Mgmt | For | For | |
| 3 | Elect Director Michael E. Jesanis | Mgmt | For | For | |
| 4 | Elect Director Marty R. Kittrell | Mgmt | For | For | |
| 5 | Elect Director W. Lee Nutter | Mgmt | For | For | |
| 6 | Elect Director Deborah S. Parker | Mgmt | For | For | |
| 7 | Elect Director Ian M. Rolland | Mgmt | For | For | |
| 8 | Elect Director Robert C. Skaggs, Jr. | Mgmt | For | For | |
| 9 | Elect Director Richard L. Thompson | Mgmt | For | For | |
| 10 | Elect Director Carolyn Y. Woo | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Provide Right to Act by Written Consent | SH | Against | For | |
| Bank of America Corporation | |||||
| Ticker BAC | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 060505104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Mukesh D. Ambani | Mgmt | For | For | |
| 2 | Elect Director Susan S. Bies | Mgmt | For | For | |
| 3 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | For | |
| 4 | Elect Director Virgis W. Colbert | Mgmt | For | For | |
| 5 | Elect Director Charles K. Gifford | Mgmt | For | For | |
| 6 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | |
| 7 | Elect Director D. Paul Jones, Jr. | Mgmt | For | For | |
| 8 | Elect Director Monica C. Lozano | Mgmt | For | For | |
| 9 | Elect Director Thomas J. May | Mgmt | For | For | |
| 10 | Elect Director Brian T. Moynihan | Mgmt | For | For | |
| 11 | Elect Director Donald E. Powell | Mgmt | For | For | |
| 12 | Elect Director Charles O. Rossotti | Mgmt | For | For | |
| 13 | Elect Director Robert W. Scully | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| 17 | Disclose Prior Government Service | SH | Against | Against | |
| 18 | Provide Right to Act by Written Consent | SH | Against | For | |
| 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | For | |
| 20 | Report on Lobbying Expenses | SH | Against | For | |
| 21 | Report on Collateral in Derivatives Trading | SH | Against | For | |
| 22 | Restore or Provide for Cumulative Voting | SH | Against | For | |
| 23 | Claw-back of Payments under Restatements | SH | Against | For | |
| 24 | Prohibit Certain Relocation Benefits to Senior Executives | SH | Against | For | |
| Capital One Financial Corporation | |||||
| Ticker COF | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 14040H105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Patrick W. Gross | Mgmt | For | For | |
| 2 | Elect Director Ann Fritz Hackett | Mgmt | For | For | |
| 3 | Elect Director Pierre E. Leroy | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Declassify the Board of Directors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Compass Minerals International, Inc. | |||||
| Ticker CMP | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 20451N101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Bradley J. Bell | Mgmt | For | For | |
| 1.2 | Elect Director Richard S. Grant | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| ConocoPhillips | |||||
| Ticker COP | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 20825C104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Richard L. Armitage | Mgmt | For | For | |
| 2 | Elect Director Richard H. Auchinleck | Mgmt | For | For | |
| 3 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |
| 4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |
| 5 | Elect Director Ruth R. Harkin | Mgmt | For | For | |
| 6 | Elect Director Harold W. McGraw III | Mgmt | For | For | |
| 7 | Elect Director James J. Mulva | Mgmt | For | For | |
| 8 | Elect Director Robert A. Niblock | Mgmt | For | For | |
| 9 | Elect Director Harald J. Norvik | Mgmt | For | For | |
| 10 | Elect Director William K. Reilly | Mgmt | For | For | |
| 11 | Elect Director Victoria J. Tschinkel | Mgmt | For | For | |
| 12 | Elect Director Kathryn C. Turner | Mgmt | For | For | |
| 13 | Elect Director William E. Wade, Jr. | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| 17 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For | |
| 19 | Report on Political Contributions | SH | Against | For | |
| 20 | Report on Lobbying Expenses | SH | Against | For | |
| 21 | Report on Accident Risk Reduction Efforts | SH | Against | Against | |
| 22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | Against | |
| 23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | |
| 24 | Report on Financial Risks of Climate Change | SH | Against | Against | |
| 25 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For | |
| CVS Caremark Corporation | |||||
| Ticker CVS | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 126650100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Edwin M. Banks | Mgmt | For | For | |
| 2 | Elect Director C. David Brown II | Mgmt | For | For | |
| 3 | Elect Director David W. Dorman | Mgmt | For | For | |
| 4 | Elect Director Anne M. Finucane | Mgmt | For | For | |
| 5 | Elect Director Kristen Gibney Williams | Mgmt | For | For | |
| 6 | Elect Director Marian L. Heard | Mgmt | For | For | |
| 7 | Elect Director Larry J. Merlo | Mgmt | For | For | |
| 8 | Elect Director Jean-Pierre Millon | Mgmt | For | For | |
| 9 | Elect Director Terrence Murray | Mgmt | For | For | |
| 10 | Elect Director C.A. Lance Piccolo | Mgmt | For | For | |
| 11 | Elect Director Richard J. Swift | Mgmt | For | For | |
| 12 | Elect Director Tony L. White | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Report on Political Contributions | SH | Against | For | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| Philip Morris International Inc. | |||||
| Ticker PM | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 15-Mar-11 | |||
| CUSIP: 718172109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Harold Brown | Mgmt | For | For | |
| 2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |
| 3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |
| 4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |
| 5 | Elect Director Jennifer Li | Mgmt | For | For | |
| 6 | Elect Director Graham Mackay | Mgmt | For | For | |
| 7 | Elect Director Sergio Marchionne | Mgmt | For | Against | |
| 8 | Elect Director Lucio A. Noto | Mgmt | For | For | |
| 9 | Elect Director Carlos Slim Helu | Mgmt | For | For | |
| 10 | Elect Director Stephen M. Wolf | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Report on Effect of Marketing Practices on the Poor | SH | Against | Against | |
| 15 | Require Independent Board Chairman | SH | Against | Against | |
| Portland General Electric Company | |||||
| Ticker POR | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 07-Mar-11 | |||
| CUSIP: 736508847 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director John W. Ballantine | Mgmt | For | For | |
| 1.2 | Elect Director Rodney L. Brown, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director David A. Dietzler | Mgmt | For | For | |
| 1.4 | Elect Director Kirby A. Dyess | Mgmt | For | For | |
| 1.5 | Elect Director Peggy Y. Fowler | Mgmt | For | For | |
| 1.6 | Elect Director Mark B. Ganz | Mgmt | For | For | |
| 1.7 | Elect Director Corbin A. McNeill, Jr. | Mgmt | For | For | |
| 1.8 | Elect Director Neil J. Nelson | Mgmt | For | For | |
| 1.9 | Elect Director M. Lee Pelton | Mgmt | For | For | |
| 1.10 | Elect Director James J. Piro | Mgmt | For | For | |
| 1.11 | Elect Director Robert T.F. Reid | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | |
| Vectren Corporation | |||||
| Ticker VVC | Meeting Date | Meeting Type | Record Date | ||
| 11-May-11 | Annual | 09-Mar-11 | |||
| CUSIP: 92240G101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Carl L. Chapman | Mgmt | For | For | |
| 1.2 | Elect Director James H. DeGraffenreidt, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director Niel C. Ellerbrook | Mgmt | For | For | |
| 1.4 | Elect Director John D. Engelbrecht | Mgmt | For | For | |
| 1.5 | Elect Director Anton H. George | Mgmt | For | For | |
| 1.6 | Elect Director Martin C. Jischke | Mgmt | For | For | |
| 1.7 | Elect Director Robert G. Jones | Mgmt | For | For | |
| 1.8 | Elect Director William G. Mays | Mgmt | For | For | |
| 1.9 | Elect Director J. Timothy McGinley | Mgmt | For | For | |
| 1.10 | Elect Director R. Daniel Sadlier | Mgmt | For | For | |
| 1.11 | Elect Director Michael L. Smith | Mgmt | For | For | |
| 1.12 | Elect Director Jean L. Wojtowicz | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| The Dow Chemical Company | |||||
| Ticker DOW | Meeting Date | Meeting Type | Record Date | ||
| 12-May-11 | Annual | 14-Mar-11 | |||
| CUSIP: 260543103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Arnold A. Allemang | Mgmt | For | For | |
| 2 | Elect Director Jacqueline K. Barton | Mgmt | For | For | |
| 3 | Elect Director James A. Bell | Mgmt | For | For | |
| 4 | Elect Director Jeff M. Fettig | Mgmt | For | For | |
| 5 | Elect Director Barbara H. Franklin | Mgmt | For | For | |
| 6 | Elect Director Jennifer M. Granholm | Mgmt | For | For | |
| 7 | Elect Director John B. Hess | Mgmt | For | For | |
| 8 | Elect Director Andrew N. Liveris | Mgmt | For | For | |
| 9 | Elect Director Paul Polman | Mgmt | For | For | |
| 10 | Elect Director Dennis H. Reilley | Mgmt | For | For | |
| 11 | Elect Director James M. Ringler | Mgmt | For | For | |
| 12 | Elect Director Ruth G. Shaw | Mgmt | For | For | |
| 13 | Elect Director Paul G. Stern | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| JPMorgan Chase & Co. | |||||
| Ticker JPM | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 46625H100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Crandall C. Bowles | Mgmt | For | For | |
| 2 | Elect Director Stephen B. Burke | Mgmt | For | For | |
| 3 | Elect Director David M. Cote | Mgmt | For | For | |
| 4 | Elect Director James S. Crown | Mgmt | For | For | |
| 5 | Elect Director James Dimon | Mgmt | For | For | |
| 6 | Elect Director Ellen V. Futter | Mgmt | For | For | |
| 7 | Elect Director William H. Gray, III | Mgmt | For | For | |
| 8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |
| 9 | Elect Director David C. Novak | Mgmt | For | For | |
| 10 | Elect Director Lee R. Raymond | Mgmt | For | For | |
| 11 | Elect Director William C. Weldon | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 16 | Affirm Political Non-Partisanship | SH | Against | Against | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| 18 | Report on Loan Modifications | SH | Against | Against | |
| 19 | Report on Political Contributions | SH | Against | For | |
| 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | Against | |
| 21 | Require Independent Board Chairman | SH | Against | Against | |
| Quest Diagnostics Incorporated | |||||
| Ticker DGX | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 74834L100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director William F. Buehler | Mgmt | For | For | |
| 2 | Elect Director Daniel C. Stanzione | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Royal Dutch Shell plc | |||||
| Ticker RDSB | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 04-Apr-11 | |||
| CUSIP: G7690A118 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| Meeting for ADR Holders | Mgmt | ||||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 2 | Approve Remuneration Report | Mgmt | For | For | |
| 3 | Elect Linda Stuntz as Director | Mgmt | For | For | |
| 4 | Re-elect Josef Ackermann as Director | Mgmt | For | For | |
| 5 | Re-elect Malcolm Brinded as Director | Mgmt | For | For | |
| 6 | Elect Guy Elliott as Director | Mgmt | For | For | |
| 7 | Re-elect Simon Henry as Director | Mgmt | For | For | |
| 8 | Re-elect Charles Holliday as Director | Mgmt | For | For | |
| 9 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | For | |
| 10 | Elect Gerard Kleisterlee as Director | Mgmt | For | For | |
| 11 | Re-elect Christine Morin-Postel as Director | Mgmt | For | For | |
| 12 | Re-elect Jorma Ollila as Director | Mgmt | For | For | |
| 13 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | |
| 14 | Re-elect Peter Voser as Director | Mgmt | For | For | |
| 15 | Re-elect Hans Wijers as Director | Mgmt | For | For | |
| 16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |
| 17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |
| 18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | |
| 19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | |
| 20 | Authorise Market Purchase | Mgmt | For | For | |
| 21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | |
| Textainer Group Holdings Ltd | |||||
| Ticker TGH | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 11-Apr-11 | |||
| CUSIP: G8766E109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1a | Reelect Neil I. Jowell as Director | Mgmt | For | For | |
| 1b | Reelect Cecil Jowell as Director | Mgmt | For | For | |
| 1c | Reelect David M. Nurek as Director | Mgmt | For | Against | |
| 2 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |
| 3 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |
| 4 | Transact Other Business (Non-Voting) | Mgmt | |||
| The Allstate Corporation | |||||
| Ticker ALL | Meeting Date | Meeting Type | Record Date | ||
| 17-May-11 | Annual | 18-Mar-11 | |||
| CUSIP: 020002101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director F. Duane Ackerman | Mgmt | For | Against | |
| 2 | Elect Director Robert D. Beyer | Mgmt | For | Against | |
| 3 | Elect Director W. James Farrell | Mgmt | For | Against | |
| 4 | Elect Director Jack M. Greenberg | Mgmt | For | Against | |
| 5 | Elect Director Ronald T. Lemay | Mgmt | For | Against | |
| 6 | Elect Director Andrea Redmond | Mgmt | For | Against | |
| 7 | Elect Director H. John Riley, Jr. | Mgmt | For | Against | |
| 8 | Elect Director Joshua I. Smith | Mgmt | For | Against | |
| 9 | Elect Director Judith A. Sprieser | Mgmt | For | Against | |
| 10 | Elect Director Mary Alice Taylor | Mgmt | For | Against | |
| 11 | Elect Director Thomas J. Wilson | Mgmt | For | Against | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Provide Right to Call Special Meeting | Mgmt | For | For | |
| 14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | Against | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Provide Right to Act by Written Consent | SH | Against | For | |
| 18 | Report on Political Contributions | SH | Against | For | |
| ACE Limited | |||||
| Ticker ACE | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 30-Mar-11 | |||
| CUSIP: H0023R105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Evan G. Greenberg as Director | Mgmt | For | For | |
| 1.2 | Elect Leo F. Mullin as Director | Mgmt | For | For | |
| 1.3 | Elect Olivier Steimer as Director | Mgmt | For | For | |
| 1.4 | Elect Michael P. Connors as Director | Mgmt | For | For | |
| 1.5 | Elect Eugene B. Shanks, Jr as Director | Mgmt | For | For | |
| 1.6 | Elect John A. Krol as Director | Mgmt | For | For | |
| 2.1 | Approve Annual Report | Mgmt | For | For | |
| 2.2 | Accept Statutory Financial Statements | Mgmt | For | For | |
| 2.3 | Accept Consolidated Financial Statements | Mgmt | For | For | |
| 3 | Approve Allocation of Income and Dividends | Mgmt | For | For | |
| 4 | Approve Discharge of Board and Senior Management | Mgmt | For | For | |
| 5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | |
| 5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Mgmt | For | For | |
| 5.3 | Ratify BDO AG as Special Auditors | Mgmt | For | For | |
| 6 | Approve Dividend Distribution from Legal Reserves | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| CenturyLink, Inc. | |||||
| Ticker CTL | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 156700106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Virginia Boulet | Mgmt | For | For | |
| 1.2 | Elect Director Peter C. Brown | Mgmt | For | For | |
| 1.3 | Elect Director Richard A. Gephardt | Mgmt | For | For | |
| 1.4 | Elect Director Gregory J. McCray | Mgmt | For | For | |
| 1.5 | Elect Director Michael J. Roberts | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 6 | Report on Political Contributions | SH | Against | For | |
| 7 | Declassify the Board of Directors | SH | Against | For | |
| Morgan Stanley | |||||
| Ticker MS | Meeting Date | Meeting Type | Record Date | ||
| 18-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 617446448 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Roy J. Bostock | Mgmt | For | For | |
| 2 | Elect Director Erskine B. Bowles | Mgmt | For | For | |
| 3 | Elect Director Howard J. Davies | Mgmt | For | For | |
| 4 | Elect Director James P. Gorman | Mgmt | For | For | |
| 5 | Elect Director James H. Hance Jr. | Mgmt | For | For | |
| 6 | Elect Director C. Robert Kidder | Mgmt | For | For | |
| 7 | Elect Director John J. Mack | Mgmt | For | For | |
| 8 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |
| 9 | Elect Director Hutham S. Olayan | Mgmt | For | For | |
| 10 | Elect Director James. W. Owens | Mgmt | For | For | |
| 11 | Elect Director O. Griffith Sexton | Mgmt | For | For | |
| 12 | Elect Director Masaaki Tanaka | Mgmt | For | For | |
| 13 | Elect Director Laura D. Tyson | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| First Potomac Realty Trust | |||||
| Ticker FPO | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 17-Mar-11 | |||
| CUSIP: 33610F109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert H. Arnold | Mgmt | For | For | |
| 1.2 | Elect Director Richard B. Chess | Mgmt | For | For | |
| 1.3 | Elect Director Douglas J. Donatelli | Mgmt | For | For | |
| 1.4 | Elect Director J. Roderick Heller III | Mgmt | For | For | |
| 1.5 | Elect Director R. Michael McCullough | Mgmt | For | For | |
| 1.6 | Elect Director Alan G. Merten | Mgmt | For | For | |
| 1.7 | Elect Director Terry L. Stevens | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Ratify Auditors | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Intel Corporation | |||||
| Ticker INTC | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 458140100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Charlene Barshefsky | Mgmt | For | For | |
| 2 | Elect Director Susan L. Decker | Mgmt | For | For | |
| 3 | Elect Director John J. Donahoe | Mgmt | For | For | |
| 4 | Elect Director Reed E. Hundt | Mgmt | For | For | |
| 5 | Elect Director Paul S. Otellini | Mgmt | For | For | |
| 6 | Elect Director James D. Plummer | Mgmt | For | For | |
| 7 | Elect Director David S. Pottruck | Mgmt | For | For | |
| 8 | Elect Director Jane E. Shaw | Mgmt | For | For | |
| 9 | Elect Director Frank D. Yeary | Mgmt | For | For | |
| 10 | Elect Director David B. Yoffie | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | None | One Year | |
| McDonald's Corporation | |||||
| Ticker MCD | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 580135101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Susan E. Arnold | Mgmt | For | For | |
| 2 | Elect Director Richard H. Lenny | Mgmt | For | For | |
| 3 | Elect Director Cary D. McMillan | Mgmt | For | For | |
| 4 | Elect Director Sheila A. Penrose | Mgmt | For | For | |
| 5 | Elect Director James A. Skinner | Mgmt | For | For | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Mgmt | For | For | |
| 10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Mgmt | For | For | |
| 11 | Reduce Supermajority Vote Requirement for Shareholder Action | Mgmt | For | For | |
| 12 | Declassify the Board of Directors | SH | Against | For | |
| 13 | Require Suppliers to Adopt CAK | SH | Against | Against | |
| 14 | Report on Policy Responses to Children's Health Concerns and Fast Food | SH | Against | Against | |
| 15 | Report on Beverage Container Environmental Strategy | SH | Against | For | |
| Safeway Inc. | |||||
| Ticker SWY | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 786514208 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Steven A. Burd | Mgmt | For | For | |
| 2 | Elect Director Janet E. Grove | Mgmt | For | For | |
| 3 | Elect Director Mohan Gyani | Mgmt | For | For | |
| 4 | Elect Director Paul Hazen | Mgmt | For | For | |
| 5 | Elect Director Frank C. Herringer | Mgmt | For | For | |
| 6 | Elect Director Kenneth W. Oder | Mgmt | For | For | |
| 7 | Elect Director T. Gary Rogers | Mgmt | For | For | |
| 8 | Elect Director Arun Sarin | Mgmt | For | For | |
| 9 | Elect Director Michael S. Shannon | Mgmt | For | For | |
| 10 | Elect Director William Y. Tauscher | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 13 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 14 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| 16 | Provide for Cumulative Voting | SH | Against | For | |
| Telephone and Data Systems, Inc. | |||||
| Ticker TDS | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 30-Mar-11 | |||
| CUSIP: 879433100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Clarence A. Davis | Mgmt | For | For | |
| 1.2 | Elect Director Christopher D. O'Leary | Mgmt | For | For | |
| 1.3 | Elect Director Gary L. Sugarman | Mgmt | For | For | |
| 1.4 | Elect Director Herbert S. Wander | Mgmt | For | For | |
| Westfield Financial, Inc. | |||||
| Ticker WFD | Meeting Date | Meeting Type | Record Date | ||
| 19-May-11 | Annual | 31-Mar-11 | |||
| CUSIP: 96008P104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Donna J. Damon | Mgmt | For | For | |
| 1.2 | Elect Director Robert T. Crowley, Jr. | Mgmt | For | For | |
| 1.3 | Elect Director Paul R. Pohl | Mgmt | For | For | |
| 1.4 | Elect Director Steven G. Richter | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | One Year | |
| J. C. Penney Company, Inc. | |||||
| Ticker JCP | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 21-Mar-11 | |||
| CUSIP: 708160106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director William A. Ackman | Mgmt | For | For | |
| 2 | Elect Director Colleen C. Barrett | Mgmt | For | For | |
| 3 | Elect Director Thomas J. Engibous | Mgmt | For | For | |
| 4 | Elect Director Kent B. Foster | Mgmt | For | For | |
| 5 | Elect Director G.B. Laybourne | Mgmt | For | For | |
| 6 | Elect Director Burl Osborne | Mgmt | For | For | |
| 7 | Elect Director Leonard H. Roberts | Mgmt | For | For | |
| 8 | Elect Director Steven Roth | Mgmt | For | For | |
| 9 | Elect Director Javier G. Teruel | Mgmt | For | For | |
| 10 | Elect Director R. Gerald Turner | Mgmt | For | For | |
| 11 | Elect Director Mary Beth West | Mgmt | For | For | |
| 12 | Elect Director Myron E. Ullman, III | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Macy's, Inc. | |||||
| Ticker M | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 55616P104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stephen F. Bollenbach | Mgmt | For | For | |
| 1.2 | Elect Director Deirdre P. Connelly | Mgmt | For | For | |
| 1.3 | Elect Director Meyer Feldberg | Mgmt | For | For | |
| 1.4 | Elect Director Sara Levinson | Mgmt | For | For | |
| 1.5 | Elect Director Terry J. Lundgren | Mgmt | For | For | |
| 1.6 | Elect Director Joseph Neubauer | Mgmt | For | For | |
| 1.7 | Elect Director Joseph A. Pichler | Mgmt | For | For | |
| 1.8 | Elect Director Joyce M. Roche | Mgmt | For | For | |
| 1.9 | Elect Director Craig E. Weatherup | Mgmt | For | For | |
| 1.10 | Elect Director Marna C. Whittington | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| NextEra Energy, Inc. | |||||
| Ticker NEE | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 65339F101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Sherry S. Barrat | Mgmt | For | For | |
| 1.2 | Elect Director Robert M. Beall, II | Mgmt | For | For | |
| 1.3 | Elect Director J. Hyatt Brown | Mgmt | For | For | |
| 1.4 | Elect Director James L. Camaren | Mgmt | For | For | |
| 1.5 | Elect Director Kenneth B. Dunn | Mgmt | For | For | |
| 1.6 | Elect Director J. Brian Ferguson | Mgmt | For | For | |
| 1.7 | Elect Director Lewis Hay, III | Mgmt | For | For | |
| 1.8 | Elect Director Toni Jennings | Mgmt | For | For | |
| 1.9 | Elect Director Oliver D. Kingsley, Jr. | Mgmt | For | For | |
| 1.10 | Elect Director Rudy E. Schupp | Mgmt | For | For | |
| 1.11 | Elect Director William H. Swanson | Mgmt | For | For | |
| 1.12 | Elect Director Michael H. Thaman | Mgmt | For | For | |
| 1.13 | Elect Director Hansel E. Tookes, II | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| The Western Union Company | |||||
| Ticker WU | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 22-Mar-11 | |||
| CUSIP: 959802109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Hikmet Ersek | Mgmt | For | For | |
| 2 | Elect Director Jack M. Greenberg | Mgmt | For | For | |
| 3 | Elect Director Linda Fayne Levinson | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 7 | Declassify the Board of Directors | SH | Against | For | |
| Time Warner Inc. | |||||
| Ticker TWX | Meeting Date | Meeting Type | Record Date | ||
| 20-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 887317303 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director James L. Barksdale | Mgmt | For | For | |
| 2 | Elect Director William P. Barr | Mgmt | For | For | |
| 3 | Elect Director Jeffrey L. Bewkes | Mgmt | For | For | |
| 4 | Elect Director Stephen F. Bollenbach | Mgmt | For | For | |
| 5 | Elect Director Frank J. Caufield | Mgmt | For | For | |
| 6 | Elect Director Robert C. Clark | Mgmt | For | For | |
| 7 | Elect Director Mathias Dopfner | Mgmt | For | For | |
| 8 | Elect Director Jessica P. Einhorn | Mgmt | For | For | |
| 9 | Elect Director Fred Hassan | Mgmt | For | For | |
| 10 | Elect Director Michael A. Miles | Mgmt | For | For | |
| 11 | Elect Director Kenneth J. Novack | Mgmt | For | For | |
| 12 | Elect Director Paul D. Wachter | Mgmt | For | For | |
| 13 | Elect Director Deborah C. Wright | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 17 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 18 | Provide Right to Act by Written Consent | SH | Against | For | |
| Diamond Offshore Drilling, Inc. | |||||
| Ticker DO | Meeting Date | Meeting Type | Record Date | ||
| 23-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 25271C102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director James S. Tisch | Mgmt | For | Against | |
| 2 | Elect Director Lawrence R. Dickerson | Mgmt | For | Against | |
| 3 | Elect Director John R. Bolton | Mgmt | For | For | |
| 4 | Elect Director Charles L. Fabrikant | Mgmt | For | For | |
| 5 | Elect Director Paul G. Gaffney II | Mgmt | For | For | |
| 6 | Elect Director Edward Grebow | Mgmt | For | For | |
| 7 | Elect Director Herbert C. Hofmann | Mgmt | For | Against | |
| 8 | Elect Director Andrew H. Tisch | Mgmt | For | Against | |
| 9 | Elect Director Raymond S. Troubh | Mgmt | For | For | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Kraft Foods Inc. | |||||
| Ticker KFT | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 16-Mar-11 | |||
| CUSIP: 50075N104 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Ajaypal S. Banga | Mgmt | For | For | |
| 2 | Elect Director Myra M. Hart | Mgmt | For | For | |
| 3 | Elect Director Peter B. Henry | Mgmt | For | For | |
| 4 | Elect Director Lois D. Juliber | Mgmt | For | For | |
| 5 | Elect Director Mark D. Ketchum | Mgmt | For | For | |
| 6 | Elect Director Richard A. Lerner | Mgmt | For | For | |
| 7 | Elect Director Mackey J. McDonald | Mgmt | For | For | |
| 8 | Elect Director John C. Pope | Mgmt | For | For | |
| 9 | Elect Director Fredric G. Reynolds | Mgmt | For | For | |
| 10 | Elect Director Irene B. Rosenfeld | Mgmt | For | For | |
| 11 | Elect Director J.F. Van Boxmeer | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |
| 15 | Ratify Auditors | Mgmt | For | For | |
| Merck & Co., Inc. | |||||
| Ticker MRK | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 58933Y105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Leslie A. Brun | Mgmt | For | For | |
| 2 | Elect Director Thomas R. Cech | Mgmt | For | For | |
| 3 | Elect Director Richard T. Clark | Mgmt | For | For | |
| 4 | Elect Director Kenneth C. Frazier | Mgmt | For | For | |
| 5 | Elect Director Thomas H. Glocer | Mgmt | For | For | |
| 6 | Elect Director Steven F. Goldstone | Mgmt | For | For | |
| 7 | Elect Director William B. Harrison. Jr. | Mgmt | For | For | |
| 8 | Elect Director Harry R. Jacobson | Mgmt | For | For | |
| 9 | Elect Director William N. Kelley | Mgmt | For | For | |
| 10 | Elect Director C. Robert Kidder | Mgmt | For | For | |
| 11 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |
| 12 | Elect Director Carlos E. Represas | Mgmt | For | For | |
| 13 | Elect Director Patricia F. Russo | Mgmt | For | For | |
| 14 | Elect Director Thomas E. Shenk | Mgmt | For | For | |
| 15 | Elect Director Anne M. Tatlock | Mgmt | For | For | |
| 16 | Elect Director Craig B. Thompson | Mgmt | For | For | |
| 17 | Elect Director Wendell P. Weeks | Mgmt | For | For | |
| 18 | Elect Director Peter C. Wendell | Mgmt | For | For | |
| 19 | Ratify Auditors | Mgmt | For | For | |
| 20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 21 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Omnicom Group Inc. | |||||
| Ticker OMC | Meeting Date | Meeting Type | Record Date | ||
| 24-May-11 | Annual | 08-Apr-11 | |||
| CUSIP: 681919106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director John D. Wren | Mgmt | For | For | |
| 2 | Elect Director Bruce Crawford | Mgmt | For | For | |
| 3 | Elect Director Alan R. Batkin | Mgmt | For | For | |
| 4 | Elect Director Robert Charles Clark | Mgmt | For | For | |
| 5 | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | For | |
| 6 | Elect Director Errol M. Cook | Mgmt | For | For | |
| 7 | Elect Director Susan S. Denison | Mgmt | For | For | |
| 8 | Elect Director Michael A. Henning | Mgmt | For | For | |
| 9 | Elect Director John R. Murphy | Mgmt | For | For | |
| 10 | Elect Director John R. Purcell | Mgmt | For | For | |
| 11 | Elect Director Linda Johnson Rice | Mgmt | For | For | |
| 12 | Elect Director Gary L. Roubos | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Provide Right to Act by Written Consent | Mgmt | For | For | |
| 15 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Chevron Corporation | |||||
| Ticker CVX | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 01-Apr-11 | |||
| CUSIP: 166764100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director L.F. Deily | Mgmt | For | For | |
| 2 | Elect Director R.E. Denham | Mgmt | For | For | |
| 3 | Elect Director R.J. Eaton | Mgmt | For | For | |
| 4 | Elect Director C. Hagel | Mgmt | For | For | |
| 5 | Elect Director E. Hernandez | Mgmt | For | For | |
| 6 | Elect Director G.L. Kirkland | Mgmt | For | For | |
| 7 | Elect Director D.B. Rice | Mgmt | For | For | |
| 8 | Elect Director K.W. Sharer | Mgmt | For | For | |
| 9 | Elect Director C.R. Shoemate | Mgmt | For | For | |
| 10 | Elect Director J.G. Stumpf | Mgmt | For | For | |
| 11 | Elect Director R.D. Sugar | Mgmt | For | For | |
| 12 | Elect Director C. Ware | Mgmt | For | For | |
| 13 | Elect Director J.S. Watson | Mgmt | For | For | |
| 14 | Ratify Auditors | Mgmt | For | For | |
| 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 17 | Request Director Nominee with Environmental Qualifications | SH | Against | For | |
| 18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | Against | |
| 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | |
| 20 | Adopt Guidelines for Country Selection | SH | Against | For | |
| 21 | Report on Financial Risks of Climate Change | SH | Against | Against | |
| 22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For | |
| 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | Against | |
| Exxon Mobil Corporation | |||||
| Ticker XOM | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 06-Apr-11 | |||
| CUSIP: 30231G102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director M.J. Boskin | Mgmt | For | For | |
| 1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | For | |
| 1.3 | Elect Director L.R. Faulkner | Mgmt | For | For | |
| 1.4 | Elect Director J.S. Fishman | Mgmt | For | For | |
| 1.5 | Elect Director K.C. Frazier | Mgmt | For | For | |
| 1.6 | Elect Director W.W. George | Mgmt | For | For | |
| 1.7 | Elect Director M.C. Nelson | Mgmt | For | For | |
| 1.8 | Elect Director S.J. Palmisano | Mgmt | For | For | |
| 1.9 | Elect Director S.S. Reinemund | Mgmt | For | For | |
| 1.10 | Elect Director R.W. Tillerson | Mgmt | For | For | |
| 1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 5 | Require Independent Board Chairman | SH | Against | For | |
| 6 | Report on Political Contributions | SH | Against | For | |
| 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | Against | |
| 8 | Adopt Policy on Human Right to Water | SH | Against | Against | |
| 9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | For | |
| 10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | For | |
| 11 | Report on Energy Technologies Development | SH | Against | Against | |
| 12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | For | |
| ONEOK, Inc. | |||||
| Ticker OKE | Meeting Date | Meeting Type | Record Date | ||
| 25-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: 682680103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director James C. Day | Mgmt | For | For | |
| 2 | Elect Director Julie H. Edwards | Mgmt | For | For | |
| 3 | Elect Director William L. Ford | Mgmt | For | For | |
| 4 | Elect Director John W. Gibson | Mgmt | For | For | |
| 5 | Elect Director Bert H. Mackie | Mgmt | For | For | |
| 6 | Elect Director Jim W. Mogg | Mgmt | For | For | |
| 7 | Elect Director Pattye L. Moore | Mgmt | For | For | |
| 8 | Elect Director Gary D. Parker | Mgmt | For | For | |
| 9 | Elect Director Eduardo A. Rodriguez | Mgmt | For | For | |
| 10 | Elect Director Gerald B. Smith | Mgmt | For | For | |
| 11 | Elect Director David J. Tippeconnic | Mgmt | For | For | |
| 12 | Ratify Auditors | Mgmt | For | For | |
| 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Brown Shoe Company, Inc. | |||||
| Ticker BWS | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 31-Mar-11 | |||
| CUSIP: 115736100 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Ronald A. Fromm | Mgmt | For | For | |
| 1.2 | Elect Director Steven W. Korn | Mgmt | For | For | |
| 1.3 | Elect Director Patricia G. McGinnis | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| EMC Insurance Group Inc. | |||||
| Ticker EMCI | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 29-Mar-11 | |||
| CUSIP: 268664109 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director George C. Carpenter, III | Mgmt | For | For | |
| 1.2 | Elect Director Stephen A. Crane | Mgmt | For | For | |
| 1.3 | Elect Director Jonathan R. Fletcher | Mgmt | For | For | |
| 1.4 | Elect Director Robert L. Howe | Mgmt | For | For | |
| 1.5 | Elect Director Bruce G. Kelley | Mgmt | For | For | |
| 1.6 | Elect Director Gretchen H. Tegeler | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Invesco Ltd. | |||||
| Ticker IVZ | Meeting Date | Meeting Type | Record Date | ||
| 26-May-11 | Annual | 28-Mar-11 | |||
| CUSIP: G491BT108 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Rex D. Adams | Mgmt | For | For | |
| 1.2 | Elect Director John Banham | Mgmt | For | For | |
| 1.3 | Elect Director Denis Kessler | Mgmt | For | Against | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | |
| Lowe's Companies, Inc. | |||||
| Ticker LOW | Meeting Date | Meeting Type | Record Date | ||
| 27-May-11 | Annual | 25-Mar-11 | |||
| CUSIP: 548661107 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Raul Alvarez | Mgmt | For | For | |
| 1.2 | Elect Director David W. Bernauer | Mgmt | For | For | |
| 1.3 | Elect Director Leonard L. Berry | Mgmt | For | For | |
| 1.4 | Elect Director Peter C. Browning | Mgmt | For | For | |
| 1.5 | Elect Director Dawn E. Hudson | Mgmt | For | For | |
| 1.6 | Elect Director Robert L. Johnson | Mgmt | For | For | |
| 1.7 | Elect Director Marshall O. Larsen | Mgmt | For | For | |
| 1.8 | Elect Director Richard K. Lochridge | Mgmt | For | For | |
| 1.9 | Elect Director Robert A. Niblock | Mgmt | For | For | |
| 1.10 | Elect Director Stephen F. Page | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | For | |
| 7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | Against | |
| 8 | Report on Political Contributions | SH | Against | For | |
| The Home Depot, Inc. | |||||
| Ticker HD | Meeting Date | Meeting Type | Record Date | ||
| 02-Jun-11 | Annual | 04-Apr-11 | |||
| CUSIP: 437076102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |
| 2 | Elect Director Francis S. Blake | Mgmt | For | For | |
| 3 | Elect Director Ari Bousbib | Mgmt | For | For | |
| 4 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |
| 5 | Elect Director J. Frank Brown | Mgmt | For | For | |
| 6 | Elect Director Albert P. Carey | Mgmt | For | For | |
| 7 | Elect Director Armando Codina | Mgmt | For | For | |
| 8 | Elect Director Bonnie G. Hill | Mgmt | For | For | |
| 9 | Elect Director Karen L. Katen | Mgmt | For | For | |
| 10 | Elect Director Ronald L. Sargent | Mgmt | For | For | |
| 11 | Ratify Auditors | Mgmt | For | For | |
| 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 14 | Provide Right to Act by Written Consent | Mgmt | For | For | |
| 15 | Restore or Provide for Cumulative Voting | SH | Against | For | |
| 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 17 | Prepare Employment Diversity Report | SH | Against | For | |
| 18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | Against | |
| Wal-Mart Stores, Inc. | |||||
| Ticker WMT | Meeting Date | Meeting Type | Record Date | ||
| 03-Jun-11 | Annual | 06-Apr-11 | |||
| CUSIP: 931142103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Aida M. Alvarez | Mgmt | For | For | |
| 2 | Elect Director James W. Breyer | Mgmt | For | For | |
| 3 | Elect Director M. Michele Burns | Mgmt | For | For | |
| 4 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |
| 5 | Elect Director Roger C. Corbett | Mgmt | For | For | |
| 6 | Elect Director Douglas N. Daft | Mgmt | For | For | |
| 7 | Elect Director Michael T. Duke | Mgmt | For | For | |
| 8 | Elect Director Gregory B. Penner | Mgmt | For | For | |
| 9 | Elect Director Steven S Reinemund | Mgmt | For | For | |
| 10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | For | |
| 11 | Elect Director Arne M. Sorenson | Mgmt | For | For | |
| 12 | Elect Director Jim C. Walton | Mgmt | For | For | |
| 13 | Elect Director S. Robson Walton | Mgmt | For | For | |
| 14 | Elect Director Christopher J. Williams | Mgmt | For | For | |
| 15 | Elect Director Linda S. Wolf | Mgmt | For | For | |
| 16 | Ratify Auditors | Mgmt | For | For | |
| 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 18 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | For | |
| 20 | Report on Political Contributions | SH | Against | For | |
| 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | |
| 22 | Require Suppliers to Produce Sustainability Reports | SH | Against | Against | |
| 23 | Report on Climate Change Business Risks | SH | Against | Against | |
| Staples, Inc. | |||||
| Ticker SPLS | Meeting Date | Meeting Type | Record Date | ||
| 07-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 855030102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Basil L. Anderson | Mgmt | For | For | |
| 2 | Elect Director Arthur M. Blank | Mgmt | For | For | |
| 3 | Elect Director Mary Elizabeth Burton | Mgmt | For | For | |
| 4 | Elect Director Justin King | Mgmt | For | For | |
| 5 | Elect Director Carol Meyrowitz | Mgmt | For | For | |
| 6 | Elect Director Rowland T. Moriarty | Mgmt | For | For | |
| 7 | Elect Director Robert C. Nakasone | Mgmt | For | For | |
| 8 | Elect Director Ronald L. Sargent | Mgmt | For | For | |
| 9 | Elect Director Elizabeth A. Smith | Mgmt | For | For | |
| 10 | Elect Director Robert E. Sulentic | Mgmt | For | For | |
| 11 | Elect Director Vijay Vishwanath | Mgmt | For | For | |
| 12 | Elect Director Paul F. Walsh | Mgmt | For | For | |
| 13 | Ratify Auditors | Mgmt | For | For | |
| 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 16 | Provide Right to Act by Written Consent | SH | Against | For | |
| Devon Energy Corporation | |||||
| Ticker DVN | Meeting Date | Meeting Type | Record Date | ||
| 08-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 25179M103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Robert H. Henry | Mgmt | For | For | |
| 1.2 | Elect Director John A. Hill | Mgmt | For | For | |
| 1.3 | Elect Director Michael M. Kanovsky | Mgmt | For | For | |
| 1.4 | Elect Director Robert A. Mosbacher, Jr | Mgmt | For | For | |
| 1.5 | Elect Director J. Larry Nichols | Mgmt | For | For | |
| 1.6 | Elect Director Duane C. Radtke | Mgmt | For | For | |
| 1.7 | Elect Director Mary P. Ricciardello | Mgmt | For | For | |
| 1.8 | Elect Director John Richels | Mgmt | For | For | |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| 4 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |
| 5 | Amend Certificate of Incorporation | Mgmt | For | For | |
| 6 | Ratify Auditors | Mgmt | For | For | |
| 7 | Provide Right to Act by Written Consent | SH | Against | For | |
| Stage Stores, Inc. | |||||
| Ticker SSI | Meeting Date | Meeting Type | Record Date | ||
| 09-Jun-11 | Annual | 12-Apr-11 | |||
| CUSIP: 85254C305 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Alan Barocas | Mgmt | For | For | |
| 2 | Elect Director Michael Glazer | Mgmt | For | For | |
| 3 | Elect Director Gabrielle Green | Mgmt | For | For | |
| 4 | Elect Director Andrew Hall | Mgmt | For | For | |
| 5 | Elect Director Earl Hesterberg | Mgmt | For | For | |
| 6 | Elect Director William Montgoris | Mgmt | For | For | |
| 7 | Elect Director David Schwartz | Mgmt | For | For | |
| 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 9 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 10 | Ratify Auditors | Mgmt | For | For | |
| 11 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| FXCM Inc. | |||||
| Ticker FXCM | Meeting Date | Meeting Type | Record Date | ||
| 15-Jun-11 | Annual | 20-Apr-11 | |||
| CUSIP: 302693106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director William Ahdout | Mgmt | For | For | |
| 1.2 | Elect Director James Brown | Mgmt | For | For | |
| 1.3 | Elect Director Robin Davis | Mgmt | For | For | |
| 1.4 | Elect Director Perry Fish | Mgmt | For | For | |
| 1.5 | Elect Director Kenneth Grossman | Mgmt | For | For | |
| 1.6 | Elect Director Arthur Gruen | Mgmt | For | For | |
| 1.7 | Elect Director Eric LeGoff | Mgmt | For | For | |
| 1.8 | Elect Director Dror (Drew) Niv | Mgmt | For | For | |
| 1.9 | Elect Director David Sakhai | Mgmt | For | For | |
| 1.10 | Elect Director Ryan Silverman | Mgmt | For | For | |
| 1.11 | Elect Director Eduard Yusupov | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| American Eagle Outfitters, Inc. | |||||
| Ticker AEO | Meeting Date | Meeting Type | Record Date | ||
| 21-Jun-11 | Annual | 25-Apr-11 | |||
| CUSIP: 02553E106 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Michael G. Jesselson | Mgmt | For | For | |
| 2 | Elect Director Roger S. Markfield | Mgmt | For | For | |
| 3 | Elect Director Jay L. Schottenstein | Mgmt | For | For | |
| 4 | Ratify Auditors | Mgmt | For | For | |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| Best Buy Co., Inc. | |||||
| Ticker BBY | Meeting Date | Meeting Type | Record Date | ||
| 21-Jun-11 | Annual | 25-Apr-11 | |||
| CUSIP: 086516101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Ronald James | Mgmt | For | For | |
| 1.2 | Elect Director Sanjay Khosla | Mgmt | For | For | |
| 1.3 | Elect Director George L. Mikan III | Mgmt | For | For | |
| 1.4 | Elect Director Matthew H. Paull | Mgmt | For | For | |
| 1.5 | Elect Director Richard M. Schulze | Mgmt | For | For | |
| 1.6 | Elect Director Hatim A. Tyabji | Mgmt | For | For | |
| 2 | Ratify Auditors | Mgmt | For | For | |
| 3 | Change Range for Size of the Board | Mgmt | For | Against | |
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | |
| 5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 8 | Declassify the Board of Directors | SH | Against | For | |
| National Semiconductor Corporation | |||||
| Ticker NSM | Meeting Date | Meeting Type | Record Date | ||
| 21-Jun-11 | Special | 11-May-11 | |||
| CUSIP: 637640103 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Approve Merger Agreement | Mgmt | For | For | |
| 2 | Adjourn Meeting | Mgmt | For | For | |
| Chico's FAS, Inc. | |||||
| Ticker CHS | Meeting Date | Meeting Type | Record Date | ||
| 23-Jun-11 | Annual | 25-Apr-11 | |||
| CUSIP: 168615102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director John J. Mahoney | Mgmt | For | For | |
| 2 | Elect Director David F. Walker | Mgmt | For | For | |
| 3 | Elect Director Stephen E. Watson | Mgmt | For | For | |
| 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |
| 5 | Ratify Auditors | Mgmt | For | For | |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | One Year | |
| The Kroger Co. | |||||
| Ticker KR | Meeting Date | Meeting Type | Record Date | ||
| 23-Jun-11 | Annual | 25-Apr-11 | |||
| CUSIP: 501044101 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1 | Elect Director Reuben V. Anderson | Mgmt | For | For | |
| 2 | Elect Director Robert D. Beyer | Mgmt | For | For | |
| 3 | Elect Director David B. Dillon | Mgmt | For | For | |
| 4 | Elect Director Susan J. Kropf | Mgmt | For | For | |
| 5 | Elect Director John T. Lamacchia | Mgmt | For | For | |
| 6 | Elect Director David B. Lewis | Mgmt | For | For | |
| 7 | Elect Director W. Rodney Mcmullen | Mgmt | For | For | |
| 8 | Elect Director Jorge P. Montoya | Mgmt | For | For | |
| 9 | Elect Director Clyde R. Moore | Mgmt | For | For | |
| 10 | Elect Director Susan M. Phillips | Mgmt | For | For | |
| 11 | Elect Director Steven R. Rogel | Mgmt | For | For | |
| 12 | Elect Director James A. Runde | Mgmt | For | For | |
| 13 | Elect Director Ronald L. Sargent | Mgmt | For | For | |
| 14 | Elect Director Bobby S. Shackouls | Mgmt | For | For | |
| 15 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 18 | Ratify Auditors | Mgmt | For | For | |
| 19 | Adopt ILO Based Code of Conduct | SH | Against | Against | |
| American Greetings Corporation | |||||
| Ticker AM | Meeting Date | Meeting Type | Record Date | ||
| 24-Jun-11 | Annual | 02-May-11 | |||
| CUSIP: 026375105 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Jeffery D. Dunn | Mgmt | For | For | |
| 1.2 | Elect Director Michael J. Merriman, Jr | Mgmt | For | Withhold | |
| 1.3 | Elect Director Morry Weiss | Mgmt | For | For | |
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| Armstrong World Industries, Inc. | |||||
| Ticker AWI | Meeting Date | Meeting Type | Record Date | ||
| 24-Jun-11 | Annual | 11-Apr-11 | |||
| CUSIP: 04247X102 | |||||
| Proponent | Mgmt Rec | Vote Instruction | |||
| 1.1 | Elect Director Stan A. Askren | Mgmt | For | For | |
| 1.2 | Elect Director David Bonderman | Mgmt | For | Withhold | |
| 1.3 | Elect Director Kevin R. Burns | Mgmt | For | For | |
| 1.4 | Elect Director Matthew J. Espe | Mgmt | For | For | |
| 1.5 | Elect Director James J. Gaffney | Mgmt | For | For | |
| 1.6 | Elect Director Tao Huang | Mgmt | For | For | |
| 1.7 | Elect Director Michael F. Johnston | Mgmt | For | For | |
| 1.8 | Elect Director Larry S. McWilliams | Mgmt | For | For | |
| 1.9 | Elect Director James J. O'Connor | Mgmt | For | For | |
| 1.10 | Elect Director John J. Roberts | Mgmt | For | For | |
| 1.11 | Elect Director Richard E. Wenz | Mgmt | For | For | |
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | |
| 3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | One Year | |
| 6 | Ratify Auditors | Mgmt | For | For | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a ballot item:
1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and
2) a ballot voted 'For" or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
First Investors Life Series Funds
(Registrant)
By: /S/ CHRISTOPHER H. PINKERTON
Christopher H. Pinkerton
President and Principal Executive Officer
Date: August 26, 2011