FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-4325
First Investors Life Series Funds
(Exact name of registrant as specified in charter)
40 Wall Street
10th Floor
New York, NY 10005
(Address of principal executive offices)
Joseph I. Benedek
Foresters Investment Management Company, Inc.
Raritan Plaza I
8th Floor
Edison, NJ 08837-3620
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-212-858-8000
Date of Fiscal year-end: 12/31/19
Date of reporting period: 7/1/2019 - 10/04/2019
Item 1. Proxy Voting Record
First Investors Life Series Funds - Covered Call Strategy Fund
None
| Vote Summary | |||||||||||||||||||||||||||
| CONSTELLATION BRANDS, INC. | |||||||||||||||||||||||||||
| Security | 21036P108 | Meeting Type | Annual | ||||||||||||||||||||||||
| Ticker Symbol | STZ | Meeting Date | 16-Jul-2019 | ||||||||||||||||||||||||
| ISIN | US21036P1084 | Agenda | 935039138 - Management | ||||||||||||||||||||||||
| Record Date | 17-May-2019 | Holding Recon Date | 17-May-2019 | ||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 15-Jul-2019 | ||||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
| 1. | DIRECTOR | Management | |||||||||||||||||||||||||
| 1 | Jennifer M. Daniels | For | For | ||||||||||||||||||||||||
| 2 | Jerry Fowden | For | For | ||||||||||||||||||||||||
| 3 | Ernesto M. Hernandez | For | For | ||||||||||||||||||||||||
| 4 | Susan S. Johnson | For | For | ||||||||||||||||||||||||
| 5 | James A. Locke III | Withheld | Against | ||||||||||||||||||||||||
| Comments: Affiliated Outside director serving as a member of the Nominating Committee According to Egan-Jones' Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | |||||||||||||||||||||||||||
| 6 | Daniel J. McCarthy | For | For | ||||||||||||||||||||||||
| 7 | William A. Newlands | Withheld | Against | ||||||||||||||||||||||||
| Comments: Over-Boarded (CEO) According to Egan-Jones' Proxy Guidelines the CEO, being the most critical position in a company, should hold no more than one other public directorship to ensure the effective and prudent exercise of his fiduciary duties as a CEO and that his integrity and efficiency are not compromised. | |||||||||||||||||||||||||||
| 8 | Richard Sands | For | For | ||||||||||||||||||||||||
| 9 | Robert Sands | For | For | ||||||||||||||||||||||||
| 10 | Judy A. Schmeling | For | For | ||||||||||||||||||||||||
| 2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 29, 2020 | Management | Against | Against | |||||||||||||||||||||||
| Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | |||||||||||||||||||||||||||
| 3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement | Management | For | For | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
| 000742855 | F I LIFE SER COVERED CALL STRTGY FD | FILSCC | BNY MELLON | 1,600 | 0 | 03-Jul-2019 | 17-Jul-2019 | ||||||||||||||||||||
| BB&T CORPORATION | |||||||||||||||||||||||||||
| Security | 054937107 | Meeting Type | Special | ||||||||||||||||||||||||
| Ticker Symbol | BBT | Meeting Date | 30-Jul-2019 | ||||||||||||||||||||||||
| ISIN | US0549371070 | Agenda | 935057629 - Management | ||||||||||||||||||||||||
| Record Date | 24-Jun-2019 | Holding Recon Date | 24-Jun-2019 | ||||||||||||||||||||||||
| City / | Country | / | United States | Vote Deadline Date | 29-Jul-2019 | ||||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | |||||||||||||||||||||||
| 1. | Proposal to approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T and SunTrust Banks, Inc. and the transactions contemplated thereby (the "BB&T merger proposal"). | Management | For | For | |||||||||||||||||||||||
| 2. | Proposal to approve an amendment to BB&T's articles of incorporation to effect the name change of BB&T to "Truist Financial Corporation", effective only upon the completion of the merger (the "BB&T name change proposal"). | Management | For | For | |||||||||||||||||||||||
| 3. | Proposal to adjourn the BB&T special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the BB&T merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of BB&T common stock (the "BB&T adjournment proposal"). | Management | For | For | |||||||||||||||||||||||
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||
| 000742855 | F I LIFE SER COVERED CALL STRTGY FD | FILSCC | BNY MELLON | 3,200 | 0 | 17-Jul-2019 | 17-Jul-2019 | ||||||||||||||||||||
First Investors Life Series Funds - Equity Income Fund
| Meeting Date Range: 01-Jul-2019 To 04-Oct-2019 | ||||||||||||||||
| Selected Accounts | ||||||||||||||||
| LINDE PLC | ||||||||||||||||
| Security: | G5494J103 | Meeting Type: | Annual | |||||||||||||
| Ticker: | LIN | Meeting Date: | 26-Jul-2019 | |||||||||||||
| ISIN | IE00BZ12WP82 | Vote Deadline Date: | 25-Jul-2019 | |||||||||||||
| Agenda | 935018920 | Management | Total Ballot Shares: | 199380 | ||||||||||||
| Last Vote Date: | 18-Jul-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 9 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 10 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 11 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 12 | Election of Directors (Majority Voting) | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 13 | Ratify Appointment of Independent Auditors | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 14 | Approve Remuneration of Directors and Auditors | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 15 | Allot Securities | For | None | 3900 | 0 | 0 | 0 | |||||||||
| 16 | 14A Executive Compensation | For | None | 3900 | 0 | 0 | 0 | |||||||||
| Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||||||
| 17 | 14A Executive Compensation Vote Frequency | 1 Year | None | 3900 | 0 | 0 | 0 | |||||||||
| HAMILTON LANE INCORPORATED | ||||||||||||||||
| Security: | 407497106 | Meeting Type: | Annual | |||||||||||||
| Ticker: | HLNE | Meeting Date: | 05-Sep-2019 | |||||||||||||
| ISIN | US4074971064 | Vote Deadline Date: | 04-Sep-2019 | |||||||||||||
| Agenda | 935063153 | Management | Total Ballot Shares: | 265150 | ||||||||||||
| Last Vote Date: | 14-Aug-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Election of Directors | For | None | |||||||||||||
| 1 | Hartley R. Rogers | 27455 | 0 | 0 | 0 | |||||||||||
| 2 | Mario L. Giannini | 27455 | 0 | 0 | 0 | |||||||||||
| 2 | 14A Executive Compensation | For | None | 27455 | 0 | 0 | 0 | |||||||||
| Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||||||
| 3 | 14A Executive Compensation Vote Frequency | 1 Year | None | 27455 | 0 | 0 | 0 | |||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 4 | Ratify Appointment of Independent Auditors | For | None | 27455 | 0 | 0 | 0 | |||||||||
| LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
| Security: | N53745100 | Meeting Type: | Special | |||||||||||||
| Ticker: | LYB | Meeting Date: | 12-Sep-2019 | |||||||||||||
| ISIN | NL0009434992 | Vote Deadline Date: | 10-Sep-2019 | |||||||||||||
| Agenda | 935066147 | Management | Total Ballot Shares: | 185950 | ||||||||||||
| Last Vote Date: | 22-Aug-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Authorize Directors to Repurchase Shares | For | None | 10300 | 0 | 0 | 0 | |||||||||
| 2 | Miscellaneous Corporate Actions | For | None | 10300 | 0 | 0 | 0 | |||||||||
| LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
| Security: | N53745100 | Meeting Type: | Special | |||||||||||||
| Ticker: | LYB | Meeting Date: | 12-Sep-2019 | |||||||||||||
| ISIN | NL0009434992 | Vote Deadline Date: | 10-Sep-2019 | |||||||||||||
| Agenda | 935073750 | Management | Total Ballot Shares: | 161600 | ||||||||||||
| Last Vote Date: | 23-Aug-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Authorize Directors to Repurchase Shares | For | None | 7000 | 0 | 0 | 0 | |||||||||
| 2 | Miscellaneous Corporate Actions | For | None | 7000 | 0 | 0 | 0 | |||||||||
First Investors Life Series Funds - Fund For Income
None
First Investors Life Series Funds – Government Cash Management Fund
None
First Investors Life Series Funds - Growth & Income Fund
| Meeting Date Range: 01-Jul-2019 To 04-Oct-2019 | ||||||||||||||||
| Selected Accounts | ||||||||||||||||
| LINDE PLC | ||||||||||||||||
| Security: | G5494J103 | Meeting Type: | Annual | |||||||||||||
| Ticker: | LIN | Meeting Date: | 26-Jul-2019 | |||||||||||||
| ISIN | IE00BZ12WP82 | Vote Deadline Date: | 25-Jul-2019 | |||||||||||||
| Agenda | 935018920 | Management | Total Ballot Shares: | 199380 | ||||||||||||
| Last Vote Date: | 18-Jul-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 9 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 10 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 11 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 12 | Election of Directors (Majority Voting) | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 13 | Ratify Appointment of Independent Auditors | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 14 | Approve Remuneration of Directors and Auditors | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 15 | Allot Securities | For | None | 20200 | 0 | 0 | 0 | |||||||||
| 16 | 14A Executive Compensation | For | None | 20200 | 0 | 0 | 0 | |||||||||
| Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||||||
| 17 | 14A Executive Compensation Vote Frequency | 1 Year | None | 20200 | 0 | 0 | 0 | |||||||||
| LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
| Security: | N53745100 | Meeting Type: | Special | |||||||||||||
| Ticker: | LYB | Meeting Date: | 12-Sep-2019 | |||||||||||||
| ISIN | NL0009434992 | Vote Deadline Date: | 10-Sep-2019 | |||||||||||||
| Agenda | 935066147 | Management | Total Ballot Shares: | 185950 | ||||||||||||
| Last Vote Date: | 22-Aug-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Authorize Directors to Repurchase Shares | For | None | 28800 | 0 | 0 | 0 | |||||||||
| 2 | Miscellaneous Corporate Actions | For | None | 28800 | 0 | 0 | 0 | |||||||||
| LYONDELLBASELL INDUSTRIES N.V. | ||||||||||||||||
| Security: | N53745100 | Meeting Type: | Special | |||||||||||||
| Ticker: | LYB | Meeting Date: | 12-Sep-2019 | |||||||||||||
| ISIN | NL0009434992 | Vote Deadline Date: | 10-Sep-2019 | |||||||||||||
| Agenda | 935073750 | Management | Total Ballot Shares: | 161600 | ||||||||||||
| Last Vote Date: | 23-Aug-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Authorize Directors to Repurchase Shares | For | None | 28800 | 0 | 0 | 0 | |||||||||
| 2 | Miscellaneous Corporate Actions | For | None | 28800 | 0 | 0 | 0 | |||||||||
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||||
| Security: | 874054109 | Meeting Type: | Annual | |||||||||||||
| Ticker: | TTWO | Meeting Date: | 18-Sep-2019 | |||||||||||||
| ISIN | US8740541094 | Vote Deadline Date: | 17-Sep-2019 | |||||||||||||
| Agenda | 935065842 | Management | Total Ballot Shares: | 388716 | ||||||||||||
| Last Vote Date: | 27-Aug-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 36250 | 0 | 0 | 0 | |||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 36250 | 0 | 0 | 0 | |||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 36250 | 0 | 0 | 0 | |||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 36250 | 0 | 0 | 0 | |||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 36250 | 0 | 0 | 0 | |||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 36250 | 0 | 0 | 0 | |||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 36250 | 0 | 0 | 0 | |||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 36250 | 0 | 0 | 0 | |||||||||
| 9 | 14A Executive Compensation | For | None | 36250 | 0 | 0 | 0 | |||||||||
| 10 | Ratify Appointment of Independent Auditors | For | None | 36250 | 0 | 0 | 0 | |||||||||
First Investors Life Series Funds - International Fund
| Company Name | Ticker | Provider Security ID | Meeting Type | Meeting Date | Proponent | Proposal Text | Management Recommendation | Voting Policy Recommendation | Vote Instruction | Voted | Vote Against Management |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Approve Final Dividend | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Approve Remuneration Report | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Elect Mark Breuer as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Elect Caroline Dowling as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Re-elect David Jukes as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Re-elect Pamela Kirby as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Re-elect Jane Lodge as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Re-elect Cormac McCarthy as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Re-elect John Moloney as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Re-elect Donal Murphy as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Re-elect Fergal O'Dwyer as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Re-elect Mark Ryan as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Re-elect Leslie Van de Walle as Director | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Approve Increase in the Aggregate Sum of Fees Payable to Non-executive Directors | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Authorise Issue of Equity | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Authorise Market Purchase of Shares | For | For | For | Yes | No |
| DCC Plc | DCC | G2689P101 | Annual | 12-Jul-19 | Management | Authorise Reissuance Price Range of Treasury Shares | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Accept Standalone Financial Statements and Statutory Reports | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Accept Consolidated Financial Statements and Statutory Reports | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Approve Dividend | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Reelect Srikanth Nadhamuni as Director | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Approve MSKA & Associates, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Ratify Additional Remuneration for S. R. Batliboi & Co. LLP | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Elect Sanjiv Sachar as Director | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Elect Sandeep Parekh as Director | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Elect M. D. Ranganath as Director | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Approve Related Party Transactions with Housing Development Finance Corporation Limited | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Approve Related Party Transactions with HDB Financial Services Limited | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Authorize Issuance of Tier II Capital Bonds and Long Term Bond on Private Placement Basis | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Approve Sub-Division of Equity Shares | For | For | For | Yes | No |
| HDFC Bank Limited | 500180 | Y3119P174 | Annual | 12-Jul-19 | Management | Amend Memorandum of Association to Reflect Changes in Capital | For | For | For | Yes | No |
| Alibaba Group Holding Limited | BABA | 01609W102 | Annual | 15-Jul-19 | Management | Approve Share Subdivision | For | For | For | Yes | No |
| Alibaba Group Holding Limited | BABA | 01609W102 | Annual | 15-Jul-19 | Management | Elect Daniel Yong Zhang as Director | For | Against | For | Yes | No |
| Alibaba Group Holding Limited | BABA | 01609W102 | Annual | 15-Jul-19 | Management | Elect Chee Hwa Tung as Director | For | For | For | Yes | No |
| Alibaba Group Holding Limited | BABA | 01609W102 | Annual | 15-Jul-19 | Management | Elect Jerry Yang as Director | For | For | For | Yes | No |
| Alibaba Group Holding Limited | BABA | 01609W102 | Annual | 15-Jul-19 | Management | Elect Wan Ling Martello as Director | For | For | For | Yes | No |
| Alibaba Group Holding Limited | BABA | 01609W102 | Annual | 15-Jul-19 | Management | Ratify PricewaterhouseCoopers as Auditors | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Accept Consolidated Financial Statements and Statutory Reports | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Approve Final Dividend | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Reelect V. Srinivasa Rangan as Director | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Authorize Board to Fix Remuneration of Auditors | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Elect Bhaskar Ghosh as Director | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Elect Ireena Vittal as Director | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Reelect Nasser Munjee as Director | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Reelect J. J. Irani as Director | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Approve Related Party Transactions with HDFC Bank Limited | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Approve Commission to Non-Executive Directors | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Approve Revision in the Remuneration of Keki M. Mistry as Managing Director Designated as Vice Chairman & Chief Executive Officer | For | For | For | Yes | No |
| Housing Development Finance Corporation Limited | 500010 | Y37246207 | Annual | 02-Aug-19 | Management | Authorize Issuance of Redeemable Non-Convertible Debentures and/ or Any Other Hybrid Instruments on Private Placement Basis | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director Margaret S. (Peg) Billson | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director Michael M. Fortier | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director Marianne Harrison | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director Alan N. MacGibbon | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director John P. Manley | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director Francois Olivier | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director Marc Parent | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director Michael E. Roach | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director Norton A. Schwartz | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Elect Director Andrew J. Stevens | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | Yes | No |
| CAE Inc. | CAE | 124765108 | Annual | 14-Aug-19 | Management | Advisory Vote on Executive Compensation Approach | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Accept Financial Statements and Statutory Reports | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Approve Remuneration Report | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Approve Remuneration Policy | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Approve Final Dividend | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Re-elect Paul Walker as Director | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Re-elect Brendan Horgan as Director | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Re-elect Michael Pratt as Director | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Elect Angus Cockburn as Director | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Re-elect Lucinda Riches as Director | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Re-elect Tanya Fratto as Director | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Elect Lindsley Ruth as Director | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Reappoint Deloitte LLP as Auditors | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Authorise Board to Fix Remuneration of Auditors | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Authorise Issue of Equity | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Authorise Issue of Equity without Pre-emptive Rights | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Authorise Market Purchase of Ordinary Shares | For | For | For | Yes | No |
| Ashtead Group Plc | AHT | G05320109 | Annual | 10-Sep-19 | Management | Authorise the Company to Call General Meeting with Two Weeks' Notice | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Alain Bouchard | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Melanie Kau | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Jean Bernier | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Nathalie Bourque | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Eric Boyko | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Jacques D'Amours | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Richard Fortin | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Brian Hannasch | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Marie Josee Lamothe | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Monique F. Leroux | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Real Plourde | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Daniel Rabinowicz | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Elect Director Louis Tetu | For | For | For | Yes | No |
| Alimentation Couche-Tard Inc. | ATD.B | 01626P403 | Annual | 18-Sep-19 | Management | Advisory Vote on Executive Compensation Approach | For | For | For | Yes | No |
| Teleperformance SE | TEP | F9120F106 | Special | 01-Oct-19 | Management | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | For | Yes | No |
| Teleperformance SE | TEP | F9120F106 | Special | 01-Oct-19 | Management | Authorize Filing of Required Documents/Other Formalities | For | For | For | Yes | No |
| CSL Limited | CSL | Q3018U109 | Annual | 16-Oct-19 | Management | Elect Marie McDonald as Director | For | For | For | Yes | No |
| CSL Limited | CSL | Q3018U109 | Annual | 16-Oct-19 | Management | Elect Megan Clark AC as Director | For | For | For | Yes | No |
| CSL Limited | CSL | Q3018U109 | Annual | 16-Oct-19 | Management | Approve Remuneration Report | For | For | For | Yes | No |
| CSL Limited | CSL | Q3018U109 | Annual | 16-Oct-19 | Management | Approve Grant of Performance Share Units to Paul Perreault | For | For | For | Yes | No |
| CSL Limited | CSL | Q3018U109 | Annual | 16-Oct-19 | Management | Approve Grant of Performance Share Units to Andrew Cuthbertson AO | For | For | For | Yes | No |
First Investors Life Series Funds - Investment Grade Fund
None
First Investors Life Series Funds - Limited Duration Bond Fund
None
First Investors Life Series Funds - Opportunity Fund
| Meeting Date Range: 01-Jul-2019 To 04-Oct-2019 | |||||||||||||||
| Selected Accounts | |||||||||||||||
| LINDE PLC | |||||||||||||||
| Security: | G5494J103 | Meeting Type: | Annual | ||||||||||||
| Ticker: | LIN | Meeting Date: | 26-Jul-2019 | ||||||||||||
| ISIN | IE00BZ12WP82 | Vote Deadline Date: | 25-Jul-2019 | ||||||||||||
| Agenda | 935018920 | Management | Total Ballot Shares: | 199380 | |||||||||||
| Last Vote Date: | 18-Jul-2019 | ||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 9 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 10 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 11 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 12 | Election of Directors (Majority Voting) | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 13 | Ratify Appointment of Independent Auditors | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 14 | Approve Remuneration of Directors and Auditors | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 15 | Allot Securities | For | None | 3850 | 0 | 0 | 0 | ||||||||
| 16 | 14A Executive Compensation | For | None | 3850 | 0 | 0 | 0 | ||||||||
| Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | |||||||
| 17 | 14A Executive Compensation Vote Frequency | 1 Year | None | 3850 | 0 | 0 | 0 | ||||||||
| JAZZ PHARMACEUTICALS PLC | |||||||||||||||
| Security: | G50871105 | Meeting Type: | Annual | ||||||||||||
| Ticker: | JAZZ | Meeting Date: | 01-Aug-2019 | ||||||||||||
| ISIN | IE00B4Q5ZN47 | Vote Deadline Date: | 31-Jul-2019 | ||||||||||||
| Agenda | 935052085 | Management | Total Ballot Shares: | 90200 | |||||||||||
| Last Vote Date: | 12-Jul-2019 | ||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 6300 | 0 | 0 | 0 | ||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 6300 | 0 | 0 | 0 | ||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 6300 | 0 | 0 | 0 | ||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 6300 | 0 | 0 | 0 | ||||||||
| 5 | Ratify Appointment of Independent Auditors | For | None | 6300 | 0 | 0 | 0 | ||||||||
| 6 | 14A Executive Compensation | For | None | 6300 | 0 | 0 | 0 | ||||||||
| QORVO, INC. | |||||||||||||||
| Security: | 74736K101 | Meeting Type: | Annual | ||||||||||||
| Ticker: | QRVO | Meeting Date: | 06-Aug-2019 | ||||||||||||
| ISIN | US74736K1016 | Vote Deadline Date: | 05-Aug-2019 | ||||||||||||
| Agenda | 935055384 | Management | Total Ballot Shares: | 159000 | |||||||||||
| Last Vote Date: | 16-Jul-2019 | ||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||||
| 1 | Election of Directors | For | None | ||||||||||||
| 1 | Ralph G. Quinsey | 11100 | 0 | 0 | 0 | ||||||||||
| 2 | Robert A. Bruggeworth | 11100 | 0 | 0 | 0 | ||||||||||
| 3 | Jeffery R. Gardner | 11100 | 0 | 0 | 0 | ||||||||||
| 4 | John R. Harding | 11100 | 0 | 0 | 0 | ||||||||||
| 5 | David H.Y. Ho | 11100 | 0 | 0 | 0 | ||||||||||
| 6 | Roderick D. Nelson | 11100 | 0 | 0 | 0 | ||||||||||
| 7 | Dr. Walden C. Rhines | 11100 | 0 | 0 | 0 | ||||||||||
| 8 | Susan L. Spradley | 11100 | 0 | 0 | 0 | ||||||||||
| 9 | Walter H. Wilkinson, Jr | 11100 | 0 | 0 | 0 | ||||||||||
| 2 | 14A Executive Compensation | For | None | 11100 | 0 | 0 | 0 | ||||||||
| 3 | Ratify Appointment of Independent Auditors | For | None | 11100 | 0 | 0 | 0 | ||||||||
| NETAPP, INC | |||||||||||||||
| Security: | 64110D104 | Meeting Type: | Annual | ||||||||||||
| Ticker: | NTAP | Meeting Date: | 12-Sep-2019 | ||||||||||||
| ISIN | US64110D1046 | Vote Deadline Date: | 11-Sep-2019 | ||||||||||||
| Agenda | 935065436 | Management | Total Ballot Shares: | 128750 | |||||||||||
| Last Vote Date: | 21-Aug-2019 | ||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 8 | Amend Stock Option Plan | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 9 | Amend Employee Stock Purchase Plan | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 10 | 14A Executive Compensation | For | None | 9150 | 0 | 0 | 0 | ||||||||
| 11 | Ratify Appointment of Independent Auditors | For | None | 9150 | 0 | 0 | 0 | ||||||||
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | |||||||||||||||
| Security: | 874054109 | Meeting Type: | Annual | ||||||||||||
| Ticker: | TTWO | Meeting Date: | 18-Sep-2019 | ||||||||||||
| ISIN | US8740541094 | Vote Deadline Date: | 17-Sep-2019 | ||||||||||||
| Agenda | 935065842 | Management | Total Ballot Shares: | 388716 | |||||||||||
| Last Vote Date: | 27-Aug-2019 | ||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 8300 | 0 | 0 | 0 | ||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 8300 | 0 | 0 | 0 | ||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 8300 | 0 | 0 | 0 | ||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 8300 | 0 | 0 | 0 | ||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 8300 | 0 | 0 | 0 | ||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 8300 | 0 | 0 | 0 | ||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 8300 | 0 | 0 | 0 | ||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 8300 | 0 | 0 | 0 | ||||||||
| 9 | 14A Executive Compensation | For | None | 8300 | 0 | 0 | 0 | ||||||||
| 10 | Ratify Appointment of Independent Auditors | For | None | 8300 | 0 | 0 | 0 | ||||||||
| CONAGRA BRANDS, INC. | |||||||||||||||
| Security: | 205887102 | Meeting Type: | Annual | ||||||||||||
| Ticker: | CAG | Meeting Date: | 19-Sep-2019 | ||||||||||||
| ISIN | US2058871029 | Vote Deadline Date: | 18-Sep-2019 | ||||||||||||
| Agenda | 935067694 | Management | Total Ballot Shares: | 259300 | |||||||||||
| Last Vote Date: | 27-Aug-2019 | ||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 9 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 10 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 11 | Election of Directors (Majority Voting) | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 12 | Ratify Appointment of Independent Auditors | For | None | 18700 | 0 | 0 | 0 | ||||||||
| 13 | 14A Executive Compensation | For | None | 18700 | 0 | 0 | 0 | ||||||||
| KORN FERRY | |||||||||||||||
| Security: | 500643200 | Meeting Type: | Annual | ||||||||||||
| Ticker: | KFY | Meeting Date: | 03-Oct-2019 | ||||||||||||
| ISIN | US5006432000 | Vote Deadline Date: | 02-Oct-2019 | ||||||||||||
| Agenda | 935072001 | Management | Total Ballot Shares: | 483550 | |||||||||||
| Last Vote Date: | 13-Sep-2019 | ||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 9 | 14A Executive Compensation | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 10 | Amend Stock Compensation Plan | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 11 | Ratify Appointment of Independent Auditors | For | None | 22050 | 0 | 0 | 0 | ||||||||
| 12 | S/H Proposal - Corporate Governance | Against | None | 22050 | 0 | 0 | 0 | ||||||||
First Investors Life Series Funds - Select Growth Fund
| Company Name | Ticker | Primary CUSIP | Meeting Date | Proponent | Proposal Text | Vote Instruction | Voted | Vote Against Management |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Elect Director T. Michael Nevens | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Elect Director Gerald Held | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Elect Director Kathryn M. Hill | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Elect Director Deborah L. Kerr | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Elect Director George Kurian | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Elect Director Scott F. Schenkel | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Elect Director George T. Shaheen | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Amend Omnibus Stock Plan | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Amend Qualified Employee Stock Purchase Plan | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
| NetApp, Inc. | NTAP | 64110D104 | 12-Sep-19 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Elect Director John M. Gibbons | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Elect Director Nelson C. Chan | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Elect Director Cynthia (Cindy) L. Davis | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Elect Director Michael F. Devine, III | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Elect Director Dave Powers | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Elect Director James E. Quinn | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Elect Director Lauri M. Shanahan | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Elect Director Brian A. Spaly | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Elect Director Bonita C. Stewart | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Ratify KPMG LLP as Auditors | For | Yes | No |
| Deckers Outdoor Corporation | DECK | 243537107 | 13-Sep-19 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | No |
First Investors Life Series Funds - Special Situations Fund
| Meeting Date Range: 01-Jul-2019 To 04-Oct-2019 | |||||||||||
| Selected Accounts | |||||||||||
| COLUMBUS MCKINNON CORPORATION | |||||||||||
| Security: | 199333105 | Meeting Type: | Annual | ||||||||
| Ticker: | CMCO | Meeting Date: | 22-Jul-2019 | ||||||||
| ISIN | US1993331057 | Vote Deadline Date: | 19-Jul-2019 | ||||||||
| Agenda | 935050586 | Management | Total Ballot Shares: | 263100 | |||||||
| Last Vote Date: | 24-Jun-2019 | ||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
| 1 | Election of Directors | For | None | ||||||||
| 1 | Richard H. Fleming | 75300 | 0 | 0 | 0 | ||||||
| 2 | Ernest R. Verebelyi | 75300 | 0 | 0 | 0 | ||||||
| 3 | Mark D. Morelli | 75300 | 0 | 0 | 0 | ||||||
| 4 | Nicholas T. Pinchuk | 75300 | 0 | 0 | 0 | ||||||
| 5 | Liam G. McCarthy | 75300 | 0 | 0 | 0 | ||||||
| 6 | R. Scott Trumbull | 75300 | 0 | 0 | 0 | ||||||
| 7 | Heath A. Mitts | 75300 | 0 | 0 | 0 | ||||||
| 8 | Kathryn V. Roedel | 75300 | 0 | 0 | 0 | ||||||
| 9 | Aziz S. Aghili | 75300 | 0 | 0 | 0 | ||||||
| 2 | Ratify Appointment of Independent Auditors | For | None | 75300 | 0 | 0 | 0 | ||||
| 3 | 14A Executive Compensation | For | None | 75300 | 0 | 0 | 0 | ||||
| 4 | Approve Stock Compensation Plan | For | None | 75300 | 0 | 0 | 0 | ||||
| ICON PLC | |||||||||||
| Security: | G4705A100 | Meeting Type: | Annual | ||||||||
| Ticker: | ICLR | Meeting Date: | 23-Jul-2019 | ||||||||
| ISIN | IE0005711209 | Vote Deadline Date: | 19-Jul-2019 | ||||||||
| Agenda | 935052073 | Management | Total Ballot Shares: | 33100 | |||||||
| Last Vote Date: | 03-Jul-2019 | ||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
| 1 | Election of Directors (Majority Voting) | For | None | 9500 | 0 | 0 | 0 | ||||
| 2 | Election of Directors (Majority Voting) | For | None | 9500 | 0 | 0 | 0 | ||||
| 3 | Election of Directors (Majority Voting) | For | None | 9500 | 0 | 0 | 0 | ||||
| 4 | Miscellaneous Corporate Actions | For | None | 9500 | 0 | 0 | 0 | ||||
| 5 | Approve Remuneration of Directors and Auditors | For | None | 9500 | 0 | 0 | 0 | ||||
| 6 | Allot Securities | For | None | 9500 | 0 | 0 | 0 | ||||
| 7 | Eliminate Pre-Emptive Rights | For | None | 9500 | 0 | 0 | 0 | ||||
| 8 | Eliminate Pre-Emptive Rights | For | None | 9500 | 0 | 0 | 0 | ||||
| 9 | Stock Repurchase Plan | For | None | 9500 | 0 | 0 | 0 | ||||
| 10 | Miscellaneous Corporate Actions | For | None | 9500 | 0 | 0 | 0 | ||||
| PRESTIGE CONSUMER HEALTHCARE INC. | |||||||||||
| Security: | 74112D101 | Meeting Type: | Annual | ||||||||
| Ticker: | PBH | Meeting Date: | 30-Jul-2019 | ||||||||
| ISIN | US74112D1019 | Vote Deadline Date: | 29-Jul-2019 | ||||||||
| Agenda | 935058429 | Management | Total Ballot Shares: | 411500 | |||||||
| Last Vote Date: | 08-Jul-2019 | ||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
| 1 | Election of Directors | For | None | ||||||||
| 1 | Ronald M. Lombardi | 118000 | 0 | 0 | 0 | ||||||
| 2 | John E. Byom | 118000 | 0 | 0 | 0 | ||||||
| 3 | Gary E. Costley | 118000 | 0 | 0 | 0 | ||||||
| 4 | Sheila A. Hopkins | 118000 | 0 | 0 | 0 | ||||||
| 5 | James M. Jenness | 118000 | 0 | 0 | 0 | ||||||
| 6 | Natale S. Ricciardi | 118000 | 0 | 0 | 0 | ||||||
| 7 | Christopher J. Coughlin | 118000 | 0 | 0 | 0 | ||||||
| 2 | Ratify Appointment of Independent Auditors | For | None | 118000 | 0 | 0 | 0 | ||||
| 3 | 14A Executive Compensation | For | None | 118000 | 0 | 0 | 0 | ||||
| HELEN OF TROY LIMITED | |||||||||||
| Security: | G4388N106 | Meeting Type: | Annual | ||||||||
| Ticker: | HELE | Meeting Date: | 21-Aug-2019 | ||||||||
| ISIN | BMG4388N1065 | Vote Deadline Date: | 20-Aug-2019 | ||||||||
| Agenda | 935060107 | Management | Total Ballot Shares: | 71700 | |||||||
| Last Vote Date: | 26-Jul-2019 | ||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
| 1 | Election of Directors (Majority Voting) | For | None | 20600 | 0 | 0 | 0 | ||||
| 2 | Election of Directors (Majority Voting) | For | None | 20600 | 0 | 0 | 0 | ||||
| 3 | Election of Directors (Majority Voting) | For | None | 20600 | 0 | 0 | 0 | ||||
| 4 | Election of Directors (Majority Voting) | For | None | 20600 | 0 | 0 | 0 | ||||
| 5 | Election of Directors (Majority Voting) | For | None | 20600 | 0 | 0 | 0 | ||||
| 6 | Election of Directors (Majority Voting) | For | None | 20600 | 0 | 0 | 0 | ||||
| 7 | Election of Directors (Majority Voting) | For | None | 20600 | 0 | 0 | 0 | ||||
| 8 | Election of Directors (Majority Voting) | For | None | 20600 | 0 | 0 | 0 | ||||
| 9 | Election of Directors (Majority Voting) | For | None | 20600 | 0 | 0 | 0 | ||||
| 10 | 14A Executive Compensation | For | None | 20600 | 0 | 0 | 0 | ||||
| 11 | Ratify Appointment of Independent Auditors | For | None | 20600 | 0 | 0 | 0 | ||||
| AAR CORP. | |||||||||||
| Security: | 000361105 | Meeting Type: | Annual | ||||||||
| Ticker: | AIR | Meeting Date: | 24-Sep-2019 | ||||||||
| ISIN | US0003611052 | Vote Deadline Date: | 23-Sep-2019 | ||||||||
| Agenda | 935068519 | Management | Total Ballot Shares: | 240200 | |||||||
| Last Vote Date: | 30-Aug-2019 | ||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
| 1 | Election of Directors (Majority Voting) | For | None | 70800 | 0 | 0 | 0 | ||||
| 2 | Election of Directors (Majority Voting) | For | None | 70800 | 0 | 0 | 0 | ||||
| 3 | Election of Directors (Majority Voting) | For | None | 70800 | 0 | 0 | 0 | ||||
| 4 | 14A Executive Compensation | For | None | 70800 | 0 | 0 | 0 | ||||
| 5 | Ratify Appointment of Independent Auditors | For | None | 70800 | 0 | 0 | 0 | ||||
| KORN FERRY | |||||||||||
| Security: | 500643200 | Meeting Type: | Annual | ||||||||
| Ticker: | KFY | Meeting Date: | 03-Oct-2019 | ||||||||
| ISIN | US5006432000 | Vote Deadline Date: | 02-Oct-2019 | ||||||||
| Agenda | 935072001 | Management | Total Ballot Shares: | 483550 | |||||||
| Last Vote Date: | 13-Sep-2019 | ||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | ||||
| 1 | Election of Directors (Majority Voting) | For | None | 52200 | 0 | 0 | 0 | ||||
| 2 | Election of Directors (Majority Voting) | For | None | 52200 | 0 | 0 | 0 | ||||
| 3 | Election of Directors (Majority Voting) | For | None | 52200 | 0 | 0 | 0 | ||||
| 4 | Election of Directors (Majority Voting) | For | None | 52200 | 0 | 0 | 0 | ||||
| 5 | Election of Directors (Majority Voting) | For | None | 52200 | 0 | 0 | 0 | ||||
| 6 | Election of Directors (Majority Voting) | For | None | 52200 | 0 | 0 | 0 | ||||
| 7 | Election of Directors (Majority Voting) | For | None | 52200 | 0 | 0 | 0 | ||||
| 8 | Election of Directors (Majority Voting) | For | None | 52200 | 0 | 0 | 0 | ||||
| 9 | 14A Executive Compensation | For | None | 52200 | 0 | 0 | 0 | ||||
| 10 | Amend Stock Compensation Plan | For | None | 52200 | 0 | 0 | 0 | ||||
| 11 | Ratify Appointment of Independent Auditors | For | None | 52200 | 0 | 0 | 0 | ||||
| 12 | S/H Proposal - Corporate Governance | Against | None | 52200 | 0 | 0 | 0 | ||||
First Investors Life Series Funds - Total Return Fund
| Meeting Date Range: 01-Jul-2019 To 04-Oct-2019 | ||||||||||||||||
| Selected Accounts | ||||||||||||||||
| WORLDPAY INC. | ||||||||||||||||
| Security: | 981558109 | Meeting Type: | Special | |||||||||||||
| Ticker: | WP | Meeting Date: | 24-Jul-2019 | |||||||||||||
| ISIN | US9815581098 | Vote Deadline Date: | 23-Jul-2019 | |||||||||||||
| Agenda | 935051982 | Management | Total Ballot Shares: | 36000 | ||||||||||||
| Last Vote Date: | 12-Jul-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Approve Merger Agreement | For | None | 2150 | 0 | 0 | 0 | |||||||||
| 2 | 14A Executive Compensation | For | None | 2150 | 0 | 0 | 0 | |||||||||
| 3 | Approve Motion to Adjourn Meeting | For | None | 2150 | 0 | 0 | 0 | |||||||||
| EXACT SCIENCES CORPORATION | ||||||||||||||||
| Security: | 30063P105 | Meeting Type: | Annual | |||||||||||||
| Ticker: | EXAS | Meeting Date: | 25-Jul-2019 | |||||||||||||
| ISIN | US30063P1057 | Vote Deadline Date: | 24-Jul-2019 | |||||||||||||
| Agenda | 935055106 | Management | Total Ballot Shares: | 43850 | ||||||||||||
| Last Vote Date: | 21-Jun-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Election of Directors | For | None | |||||||||||||
| 1 | Kevin T. Conroy | 2650 | 0 | 0 | 0 | |||||||||||
| 2 | Katherine S. Zanotti | 2650 | 0 | 0 | 0 | |||||||||||
| 2 | Ratify Appointment of Independent Auditors | For | None | 2650 | 0 | 0 | 0 | |||||||||
| 3 | 14A Executive Compensation | For | None | 0 | 2650 | 0 | 0 | |||||||||
| 4 | Adopt Omnibus Stock Option Plan | For | None | 2650 | 0 | 0 | 0 | |||||||||
| MELLANOX TECHNOLOGIES LTD. | ||||||||||||||||
| Security: | M51363113 | Meeting Type: | Annual | |||||||||||||
| Ticker: | MLNX | Meeting Date: | 25-Jul-2019 | |||||||||||||
| ISIN | IL0011017329 | Vote Deadline Date: | 24-Jul-2019 | |||||||||||||
| Agenda | 935056994 | Management | Total Ballot Shares: | 57700 | ||||||||||||
| Last Vote Date: | 23-Jul-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 9 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 10 | Election of Directors (Majority Voting) | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 11 | 14A Executive Compensation | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 12 | Miscellaneous Corporate Actions | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 13 | Amend Articles-Board Related | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 14 | Miscellaneous Corporate Actions | None | None | 3600 | 0 | 0 | 0 | |||||||||
| 15 | 14A Executive Compensation | For | None | 3600 | 0 | 0 | 0 | |||||||||
| 16 | Ratify Appointment of Independent Auditors | For | None | 3600 | 0 | 0 | 0 | |||||||||
| LINDE PLC | ||||||||||||||||
| Security: | G5494J103 | Meeting Type: | Annual | |||||||||||||
| Ticker: | LIN | Meeting Date: | 26-Jul-2019 | |||||||||||||
| ISIN | IE00BZ12WP82 | Vote Deadline Date: | 25-Jul-2019 | |||||||||||||
| Agenda | 935018920 | Management | Total Ballot Shares: | 199380 | ||||||||||||
| Last Vote Date: | 18-Jul-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 9 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 10 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 11 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 12 | Election of Directors (Majority Voting) | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 13 | Ratify Appointment of Independent Auditors | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 14 | Approve Remuneration of Directors and Auditors | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 15 | Allot Securities | For | None | 1650 | 0 | 0 | 0 | |||||||||
| 16 | 14A Executive Compensation | For | None | 1650 | 0 | 0 | 0 | |||||||||
| Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||||||
| 17 | 14A Executive Compensation Vote Frequency | 1 Year | None | 1650 | 0 | 0 | 0 | |||||||||
| HAMILTON LANE INCORPORATED | ||||||||||||||||
| Security: | 407497106 | Meeting Type: | Annual | |||||||||||||
| Ticker: | HLNE | Meeting Date: | 05-Sep-2019 | |||||||||||||
| ISIN | US4074971064 | Vote Deadline Date: | 04-Sep-2019 | |||||||||||||
| Agenda | 935063153 | Management | Total Ballot Shares: | 265150 | ||||||||||||
| Last Vote Date: | 14-Aug-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Election of Directors | For | None | |||||||||||||
| 1 | Hartley R. Rogers | 7350 | 0 | 0 | 0 | |||||||||||
| 2 | Mario L. Giannini | 7350 | 0 | 0 | 0 | |||||||||||
| 2 | 14A Executive Compensation | For | None | 7350 | 0 | 0 | 0 | |||||||||
| Item | Proposal | Recommendation | Default Vote | 1 Year | 2 Years | 3 Years | Abstain | Take No Action | ||||||||
| 3 | 14A Executive Compensation Vote Frequency | 1 Year | None | 7350 | 0 | 0 | 0 | |||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 4 | Ratify Appointment of Independent Auditors | For | None | 7350 | 0 | 0 | 0 | |||||||||
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||||
| Security: | 874054109 | Meeting Type: | Annual | |||||||||||||
| Ticker: | TTWO | Meeting Date: | 18-Sep-2019 | |||||||||||||
| ISIN | US8740541094 | Vote Deadline Date: | 17-Sep-2019 | |||||||||||||
| Agenda | 935065842 | Management | Total Ballot Shares: | 388716 | ||||||||||||
| Last Vote Date: | 27-Aug-2019 | |||||||||||||||
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||||||
| 1 | Election of Directors (Majority Voting) | For | None | 3150 | 0 | 0 | 0 | |||||||||
| 2 | Election of Directors (Majority Voting) | For | None | 3150 | 0 | 0 | 0 | |||||||||
| 3 | Election of Directors (Majority Voting) | For | None | 3150 | 0 | 0 | 0 | |||||||||
| 4 | Election of Directors (Majority Voting) | For | None | 3150 | 0 | 0 | 0 | |||||||||
| 5 | Election of Directors (Majority Voting) | For | None | 3150 | 0 | 0 | 0 | |||||||||
| 6 | Election of Directors (Majority Voting) | For | None | 3150 | 0 | 0 | 0 | |||||||||
| 7 | Election of Directors (Majority Voting) | For | None | 3150 | 0 | 0 | 0 | |||||||||
| 8 | Election of Directors (Majority Voting) | For | None | 3150 | 0 | 0 | 0 | |||||||||
| 9 | 14A Executive Compensation | For | None | 3150 | 0 | 0 | 0 | |||||||||
| 10 | Ratify Appointment of Independent Auditors | For | None | 3150 | 0 | 0 | 0 | |||||||||
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a ballot item:
1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and
2) a ballot voted 'For" or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
First Investors Life Series Funds
(Registrant)
| By: | /s/ E. Blake Moore Jr. | |
| E. Blake Moore Jr. | ||
| President and Principal Executive Officer | ||
| Date: | December 20, 2019 |