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SC 13G Filing
DSS (DSS) SC 13GDocument Security Systems Inc
Filed: 2 Jul 13, 12:00am
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Barry Honig | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ¨ (b) ¨ |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION United States |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 502,786 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 2,100,759(1) |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 502,786 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 2,100,759 (1) |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,603,545 (1) |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.74% (1)(2) |
12 | TYPE OF REPORTING PERSON* IN |
(1) | Includes 782,912 shares of common stock held by GRQ Consultants, Inc. 401K Plan (“GRQ 401K Plan”) and 1,317,847 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig (“GRQ Roth 401K Plan”). Mr. Honig is the trustee of GRQ 401K Plan and GRQ Roth 401K Plan and is deemed to hold voting and dispositive power over shares held by such entities. | |
(2) | Based on 45,367,875 shares outstanding as of July 1, 2013. |
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) GRQ Consultants, Inc. 401K Plan | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ¨ (b) ¨ |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Florida |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 782,912 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 782,912 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 782,912 |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 1.73% (1) |
12 | TYPE OF REPORTING PERSON* OO |
1 | NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) GRQ Consultants, Inc. Roth 401K FBO Barry Honig | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* | (a) ¨ (b) ¨ |
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Florida |
NUMBER OF SHARES | 5 | SOLE VOTING POWER 0 |
BENEFICIALLY OWNED BY | 6 | SHARED VOTING POWER 1,317,847 |
EACH REPORTING | 7 | SOLE DISPOSITIVE POWER 0 |
PERSON WITH | 8 | SHARED DISPOSITIVE POWER 1,317,847 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,317,847 |
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.90% (1) |
12 | TYPE OF REPORTING PERSON* OO |
Item1(a). | Name of Issuer: |
Item1(b). | Address of Issuer's Principal Executive Offices: |
First Federal Plaza, Suite 1525, 28 East Main Street, Rochester, NY 14614 |
Item 2(a). | Name of Person Filing. |
Item 2(b). | Address of Principal Business Office or, if None, Residence. |
Item 2(c). | Citizenship. |
Item 2(d). | Title of Class of Securities. |
Item 2(e). | CUSIP Number. |
Item 3. | Type of Person |
Item 4. | Ownership. |
Item 5. | Ownership of Five Percent or Less of a Class. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
(1) | Includes 782,912 shares of common stock held by GRQ 401K Plan and 1,317,847 shares of common stock held by GRQ Roth 401K Plan. Mr. Honig is the trustee of GRQ 401K Plan and GRQ Roth 401K Plan and is deemed to hold voting and dispositive power over shares held by such entities. |
(2) | Based on 45,367,875 shares outstanding as of July 1, 2013. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported by the Parent Holding Company. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications. |
Date: July 2, 2013 | By: | /s/ Barry Honig | |
Barry Honig | |||
GRQ Consultants, Inc. 401K Plan | |||
Date: July 2, 2013 | By: | /s/ Barry Honig | |
Barry Honig | |||
GRQ Consultants, Inc. Roth 401K FBO Barry Honig | |||
Date: July 2, 2013 | By: | /s/ Barry Honig | |
Barry Honig | |||