UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE TO
(RULE 14d-100)
TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1)
OF THE SECURITIES EXCHANGE ACT OF 1934.
HUTCHINSON TECHNOLOGY INCORPORATED
(Name of Subject Company (Issuer) and Filing Person (as Offeror))
3.25% Convertible Subordinated Notes due 2026
8.50% Convertible Senior Notes due 2026
(Title of Class of Securities)
448407AF3
448407AG1
(CUSIP Number of Class of Securities)
David P. Radloff
Vice President and Chief Financial Officer
Hutchinson Technology Incorporated
40 West Highland Park Drive NE
Hutchinson, MN 55350
Telephone (320) 587-3797
(Name, address, and telephone number of person authorized to receive notices and communications on behalf of filing persons)
with copies to:
David M. Vander Haar, Esq.
Peggy Steif Abram, Esq.
Faegre Baker Daniels LLP
2200 Wells Fargo Center
90 South Seventh Street
Minneapolis, MN 55402
Phone: (612) 766-7000
Fax: (612) 766-1600
CALCULATION OF FILING FEE
| | |
|
| Transaction Valuation | | Amount of Filing Fee: |
| $95,284,700 | | $8,298.52 |
|
|
| * | The transaction valuation is $95,284,700 (the sum of the maximum aggregate principal amount of New Notes (as defined below) to be exchanged for Outstanding 3.25% Notes (as defined below) ($68,618,700) and the maximum aggregate principal amount of Outstanding 8.50% Notes (as defined below) to be purchased ($26,666,000). |
| ** | The filing fee was estimated pursuant to Rule 457(f) under the Securities Act of 1933, as amended, and is based on the sum of the book values of the Outstanding 3.25% Notes ($72,243,000). The filing fee has been offset as provided in Section 13(e)(3) of the Securities Exchange Act of 1934, as amended, by the registration fees paid under Section 6(b) of the Securities Act of 1933, as amended, with respect to the transaction. |
| x | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
Amount Previously Paid: $8,298.52
Form or Registration No.: Form S-1 (File No. 333-179384)
Filing Party: Hutchinson Technology Incorporated
Date Filed: February 6, 2012
| ¨ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
| ¨ | Check the appropriate boxes below to designate any transactions to which the statement relates: |
| | | | | | |
| ¨ | | third-party tender offer subject to Rule 14d-1. | | ¨ | | going-private transaction subject to Rule 13e-3. |
| x | | issuer tender offer subject to Rule 13e-4. | | ¨ | | amendment to Schedule 13D under Rule 13d-2. |
| ¨ | Check the following box if the filing is a final amendment reporting the results of the tender offer: ¨ |
If applicable, place an X in the box to designate the appropriate rule provision relied upon in conducting this transaction:
| | |
| Exchange Act Rule 13e-4(i) (Cross-Border Issuer Tender Offer) | | ¨ |
| Exchange Act Rule 14d-1(d) (Cross-Border Third-Party Tender Offer) | | ¨ |
TABLE OF CONTENTS
INTRODUCTORY STATEMENT
This Tender Offer Statement on Schedule TO (“Schedule TO”) filed by Hutchinson Technology Incorporated, a Minnesota corporation (the “Company”), relates to Tender/Exchange Offers (as defined below) upon the terms and subject to the conditions described in the preliminary prospectus dated February 6, 2012 and offer to purchase (as it may be supplemented from time to time, the “Prospectus”) and set forth in the related letters of transmittal. More specifically, the Company is:
(1) offering to exchange any and all of its outstanding 3.25% Convertible Subordinated Notes due 2026 (the “Outstanding 3.25% Notes”) held by holders for a new series of 8.50% Senior Secured Second Lien Notes due 2017 (the “New Notes”), in an amount equal to $900 principal amount of New Notes for each $1,000 principal amount of Outstanding 3.25% Notes exchanged (the “Exchange Offer”),
(2) applying up to an amount of cash equal to the proceeds generated from the Rights Offering (the “Rights Offering Proceeds”) to offer to purchase for cash up to $49,250,000 aggregate principal amount of its Outstanding 3.25% Notes held by holders, in an amount equal to $800 in cash for each $1,000 principal amount of Outstanding 3.25% Notes tendered (the “Outstanding 3.25% Notes Tender Offer”), and
(3) to the extent that the Rights Offering Proceeds exceed the amount necessary to fund the Outstanding 3.25% Notes Tender Offer, applying an amount of cash equal to the lesser of any such excess Rights Offering Proceeds (the “Residual Rights Offering Proceeds”) and $20,000,000 to offer to purchase for cash up to $26,666,000 aggregate principal amount of its 8.50% Convertible Senior Notes due 2026 (the “Outstanding 8.50% Notes”) held by holders, in an amount equal to $750 in cash for each $1,000 principal amount of Outstanding 8.50% Notes tendered (the “Outstanding 8.50% Notes Tender Offer” and, together with the Outstanding 3.25% Notes Tender Offer, the “Tender Offers” and, the Tender Offers and the Exchange Offer collectively, the “Tender/Exchange Offers”).
Additionally, upon the terms and subject to the conditions described in the Prospectus, the Company has distributed one right (each, a “Subscription Right”) to subscribe for one unit (each, a “Unit”) for every $1,906.075 principal amount of Outstanding 3.25% Notes (the “Rights Offering”). Each Unit consists of (1) $1,000 principal amount of New Notes and (2) a warrant to purchase on a cashless basis 96.725 shares of the Company’s common stock, at an exercise price of $.01 for a period of ten years following the issue date (each, a “Warrant”).
The Prospectus forms a part of the Registration Statement on Form S-1 (File No. 333-179384) filed by the Company with the Securities and Exchange Commission (the “SEC”) on February 6, 2012 (the “Registration Statement”), relating to the New Notes that may be issued in connection with the Tender/Exchange Offers and the Units that may be subscribed for in connection with the Rights Offering. The Prospectus and the related letters of transmittal are filed as Exhibits (a)(1)(i), (a)(1)(ii) and (a)(1)(iii) hereto, respectively, and are incorporated by reference herein to the extent provided herein. The Tender/Exchange Offers are subject to the conditions discussed in the Prospectus under “Questions and Answers About the Offers—What are the conditions to the Tender/Exchange Offers?,” “Summary of the Tender/Exchange Offers—Conditions to the Exchange Offer” and “The Tender/Exchange Offers—Conditions to the Tender Offers.” The Tender/Exchange Offers commenced on February 6, 2012 and will expire at 9:00 a.m., New York City time, on March 6, 2012, unless terminated earlier or extended by the Company.
This Schedule TO is being filed in satisfaction of the reporting requirements of Rules 13e-4(b)(1) and 13e-4(c)(2) promulgated under the Securities Exchange Act of 1934, as amended. To the extent noted, information set forth in the Registration Statement is incorporated by reference in response to Items 1 through 13 of this Schedule TO, except those items as to which information is specifically provided herein.
| Item 1. | Summary Term Sheet. |
The information in the Prospectus under the headings “Questions and Answers About the Tender/Exchange Offers” and “Summary of the Tender/Exchange Offers” is incorporated herein by reference.
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| Item 2. | Subject Company Information. |
(a)Name and Address. The name of the issuer is Hutchinson Technology Incorporated. The address of the Company’s principal executive offices is 40 West Highland Park Drive NE, Hutchinson, Minnesota 55350, and the Company’s telephone number is (320) 587-3797.
(b)Securities. The subject classes of securities are the Company’s 3.25% Convertible Subordinated Notes due 2026, defined herein as the Outstanding 3.25% Notes, and the Company’s 8.50% Convertible Senior Notes due 2026, defined herein as the Outstanding 8.50% Notes. As of the date hereof, there is $76,243,000 aggregate principal amount of 3.25% Convertible Subordinated Notes due 2026 outstanding and $85,170,000 aggregate principal amount of 8.50% Convertible Senior Notes due 2026 outstanding.
(c)Trading Market and Price. The information in the Prospectus under the heading “Price Range of Common Stock” is incorporated herein by reference. There is no established trading market for the Outstanding 3.25% Notes and the Outstanding 8.50% Notes.
| Item 3. | Identity and Background of Filing Person. |
(a)Name and Address. The filing person is the Company. The information set forth in response to Item 2(a) above is incorporated herein by reference in response to this Item.
The following table sets forth the names of each of the members of the Company’s board of directors and each of the Company’s executive officers as of the date hereof. The address and telephone number of each director and executive officer is c/o Hutchinson Technology Incorporated, 40 West Highland Park Drive NE, Hutchinson, Minnesota 55350, (320) 587-3797.
| | | | |
| Name | | | | Position |
Jeffrey W. Green | | | | Chairman of the Board of Directors and Director |
Wayne M. Fortun | | | | President, Chief Executive Officer and Director |
Martha Goldberg Aronson | | | | Director |
Mark A. Augusti | | | | Director |
Russell Huffer | | | | Director |
William T. Monahan | | | | Director |
Frank P. Russomanno | | | | Director |
Philip E. Soran | | | | Director |
Thomas R. VerHage | | | | Director |
Connie L. Pautz | | | | Vice President of Human Resources & Corporate Communications |
Richard J. Penn | | | | Senior Vice President and President of the Disk Drive Components Division |
David P. Radloff | | | | Vice President and Chief Financial Officer |
R. Scott Schaefer | | | | Vice President and Chief Technology Officer |
| Item 4. | Terms of the Transaction. |
(a)Material Terms.The information in the Prospectus under the headings “Questions and Answers About the Offers,” “Summary of the Tender/Exchange Offers,” “The Tender/Exchange Offers,” “Description of the New Notes” and “Material United States Federal Income Tax Consequences” is incorporated herein by reference.
(b)Purchases. None of the Company’s officers, directors or affiliates own any of the Outstanding 3.25% Notes or Outstanding 8.50% Notes and, therefore, no Outstanding 3.25% Notes or Outstanding 8.50% Notes will be purchased from any officer, director or affiliate of the Company in connection with the Tender/Exchange Offers.
| Item 5. | Past Contacts, Transactions, Negotiations and Agreements. |
(e)Agreements Involving the Subject Company’s Securities.
Agreements (each of which is filed as an exhibit to this Schedule TO and incorporated herein by reference) relating to the Outstanding 3.25% Notes and the Outstanding 8.50% Notes:
| | (i) | Dealer Manager Agreement between Hutchinson Technology Incorporated and Citadel Securities, LLC, dated January 10, 2011. |
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| | (ii) | Amendment to Dealer Manager Agreement between Hutchinson Technology Incorporated and Citadel Securities, LLC, dated January 25, 2011. |
| | (iii) | Dealer Manager Agreement between Hutchinson Technology Incorporated and Citadel Securities, LLC, dated May 6, 2011. |
| | (iv) | Dealer Manager Agreement between Hutchinson Technology Incorporated and Houlihan Lokey Capital, Inc., dated February 6, 2012. |
| | (v) | Indenture, dated as of January 25, 2006, between the Company and LaSalle Bank National Association, as Trustee, and Instrument of Resignation, Appointment and Acceptance, dated as of October 29, 2008, by and among the Company, LaSalle Bank National Association, as prior trustee, and Wells Fargo Bank, National Association, as successor trustee. |
| | (vi) | 8.50% Convertible Senior Notes due 2026 Indenture, dated as of February 11, 2011, between the Company and Wells Fargo Bank, National Association, as Trustee. |
| | (vii) | 8.50% Convertible Senior Notes Due 2026. |
| | (viii) | First Supplemental Indenture, dated as of June 17, 2011, to 8.50% Convertible Senior Notes due 2026 Indenture, dated as of February 11, 2011, between the Company and Wells Fargo Bank, National Association, as Trustee. |
Agreements (each of which is filed as an exhibit to this Schedule TO and incorporated herein by reference) relating to the Common Stock:
| | (ix) | Amended and Restated Articles of Incorporation of the Company. |
| | (x) | Restated By-Laws of the Company, as amended December 3, 2008. |
| | (xi) | Rights Agreement, dated as of July 29, 2010, between the Company and Wells Fargo Bank, N.A., as Rights Agent. |
| | (xii) | Amendment No. 1 to Rights Agreement, dated as of May 6, 2011, between the Company and Wells Fargo Bank, N.A., as Rights Agent. |
| | (xiii) | Amended and Restated 1996 Incentive Plan (As Amended and Restated October 10, 2008). |
| | (xiv) | Form of Non-Statutory Stock Option Agreement (Employee) under the Company’s Amended and Restated 1996 Incentive Plan (As Amended and Restated October 10, 2008). |
| | (xv) | Form of Incentive Stock Option Agreement (Employee) under the Company’s Amended and Restated 1996 Incentive Plan (As Amended and Restated October 10, 2008). |
| | (xvi) | Form of Non-Statutory Stock Option Agreement (Director) under the Company’s Amended and Restated 1996 Incentive Plan (As Amended and Restated October 10, 2008). |
| | (xvii) | Form of Restricted Stock Agreement (Director) under the Company’s Amended and Restated 1996 Incentive Plan. |
| | (xviii) | Non-Employee Directors Equity Plan. |
| | (xix) | Employee Stock Purchase Plan (As Amended and Restated January 20, 2011). |
| | (xx) | 2011 Equity Incentive Plan. |
| | (xxi) | Form of Director Stock Option Agreement under the Company’s 2011 Equity Incentive Plan. |
| | (xxii) | Form of Employee Non-Statutory Stock Option Agreement under the Company’s 2011 Equity Incentive Plan. |
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| | (xxiii) | Form of Employee Incentive Stock Option Agreement under the Company’s 2011 Equity Incentive Plan. |
| | (xxiv) | Form of Employee Restricted Stock Unit Award Agreement under the Company’s 2011 Equity Incentive Plan. |
| | (xxv) | Form of Senior Management Restricted Stock Unit Award Agreement under the Company’s 2011 Equity Incentive Plan. |
| | (xxvi) | Revolving Credit and Security Agreement, between PNC Bank, National Association and the Company and Borrowers, dated September 16, 2011. |
In addition to the agreements listed in (v) - (xv) above, the information in the Prospectus under the headings “Security Ownership of Principal Shareholders and Management,” “Compensation of Executive Officers—Director Compensation,” “Compensation of Executive Officers—Compensation Discussion and Analysis,” “Compensation of Executive Officers—Summary Compensation Table,” “Compensation of Executive Officers—Grants of Plan-Based Awards,” “Compensation of Executive Officers—Outstanding Equity Awards” and “Compensation of Executive Officers—Potential Payments Upon Termination or Change in Control” is incorporated herein by reference.
| Item 6. | Purposes of the Transaction and Plans or Proposals. |
(a)Purposes.The information in the Prospectus under the headings “Questions and Answers About the Offers—Why are you making the Tender/Exchange Offers?,” “Summary of the Tender/Exchange Offers—The Exchange Offer—Purpose of the Exchange Offer,” “Summary of the Tender/Exchange Offers—The Tender Offers—Purpose of the Tender Offers” and “Tender/Exchange Offers—Reasons for the Tender/Exchange Offers” is incorporated herein by reference.
(b)Use of Securities Acquired. The Company will retire and cancel the Outstanding 3.25% Notes and Outstanding 8.50% Notes exchanged and tendered in the Tender/Exchange Offers.
(c)Plans. None.
| Item 7. | Source and Amount of Funds or Other Consideration. |
(a)Source of Funds.The information in the Prospectus under the headings “Questions and Answers About the Offers—The Tender/Exchange Offers—How will the Company fund the Tender Offers?,” “Summary of the Tender/Exchange Offers—The Tender Offers—Source of Funds” and “The Tender Offers—Source of Funds” is incorporated herein by reference.
(b)Conditions. None.
(d)Borrowed Funds. None.
| Item 8. | Interest in Securities of the Subject Company. |
(a)Securities Ownership.To the knowledge of the Company, after making reasonable inquiry, no Outstanding 3.25% Notes or Outstanding 8.50% Notes are beneficially owned by any person whose ownership would be required to be disclosed by this Item.
(b)Securities Transactions. To the knowledge of the Company, after making reasonable inquiry, during the 60 days preceding the date of this Schedule TO, none of the Company, its subsidiaries, its affiliates or the executive officers or directors of the Company or any of its subsidiaries has engaged in any transactions in the Outstanding 3.25% Notes or Outstanding 8.50% Notes.
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| Item 9. | Persons/Assets, Retained, Employed, Compensated or Used. |
(a)Solicitations or Recommendations.The information in the Prospectus under the headings “Questions and Answers About the Offers—The Tender/Exchange Offers—Are you making a recommendation regarding whether I should participate in the Tender/Exchange Offers?”, “Summary of the Tender/Exchange Offers—The Exchange Offer—Deciding Whether to Participate”, “Summary of the Tender/Exchange Offers—The Tender Offers—Deciding Whether to Participate”, “The Tender/Exchange Offers—Deciding Whether to Participate” and “Dealer Manager, Exchange Agent, Information Agent and Subscription Agent” is incorporated herein by reference.
| Item 10. | Financial Statements. |
(a)Financial Information.
| | (1) | The information in the Prospectus under the heading “Audited Financial Statements” is incorporated herein by reference. |
| | (2) | The information in the Prospectus under the heading “Unaudited Financial Statements” is incorporated herein by reference. |
| | (3) | The information in the Prospectus under the heading “Ratio of Earnings to Fixed Charges” is incorporated herein by reference. |
| | (4) | The shareholders’ equity (book value) per share of the Common Stock as of December 25, 2011 was $8.28. |
(b)Pro Forma Information. Not Applicable.
| Item 11. | Additional Information. |
(a)Agreements, Regulatory Requirements and Legal Proceedings.
| | (2) | The only regulatory requirements that must be met are those imposed by applicable securities laws. |
(c)Other Material Information. None.
See the Exhibit Index immediately following the signature page.
| Item 13. | Information Required by Schedule 13E-3. |
Not Applicable.
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| | | | |
| Date: February 6, 2012 | | HUTCHINSON TECHNOLOGY INCORPORATED |
| | |
| | By: | | /s/ David P. Radloff |
| | | | David P. Radloff |
| | | | Vice President and Chief Financial Officer |
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EXHIBIT INDEX
| | |
| (a)(1)(i) | | Prospectus, dated February 6, 2012 (incorporated by reference as filed with the SEC as part of the Company’s Registration Statement on Form S-1, filed on February 6, 2012; File No. 333-179384). |
| |
| (a)(1)(ii) | | 3.25% Notes Letter of Transmittal (incorporated by reference to Exhibit 99.1 to the Company’s Registration Statement on Form S-1, filed with the SEC on February 6, 2012; File No. 333-179384). |
| |
| (a)(1)(iii) | | 8.50% Notes Letter of Transmittal (incorporated by reference to Exhibit 99.2 to the Company’s Registration Statement on Form S-1 filed with the SEC on February 6, 2012; File No. 333-179384). |
| |
| (a)(1)(iv) | | Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees (incorporated by reference to Exhibit 99.4 to the Company’s Registration Statement on Form S-1, filed with the SEC on February 6, 2012; File No. 333-179384). |
| |
| (a)(1)(v) | | Letter to Clients (incorporated by reference to Exhibit 99.5 to the Company’s Registration Statement on Form S-1, filed with the SEC on February 6, 2012; File No. 333-179384). |
| |
| (a)(1)(vi) | | Press Release, dated February 6, 2012 (incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K, filed on February 6, 2012 pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to Rule 13e-4(c) under the Securities Exchange Act of 1934, as amended; File No. 1-34838). |
| |
| (a)(5)(i) | | Press Release, dated January 13, 2012 (incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K, filed on January 13, 2012 pursuant to Rule 14d-2(b) under the Securities Exchange Act of 1934, as amended, and deemed filed pursuant to 13e-4(c) under the Securities Exchange Act of 1934, as amended; File No. 1-34838). |
| |
| (b) | | Not applicable. |
| |
| (d)(i) | | Dealer Manager Agreement, dated January 10, 2011, between the Company and Citadel Securities, LLC (incorporated by reference to Exhibit 1.1 to the Company’s Registration Statement on Form S-4, filed with the SEC on January 10, 2011; File No. 333-171614). |
| |
(d)(ii)
| | Amendment to Dealer Manager Agreement, dated January 25, 2011, between the Company and Citadel Securities, LLC (incorporated by reference to Exhibit 1.2 to the Company’s Amendment No. 1 to Registration Statement on Form S-4, filed with the SEC on January 26, 2011; File No. 333-171614). |
| |
| (d)(iii) | | Dealer Manager Agreement, dated February 6, 2012, between the Company and Houlihan Lokey Capital, Inc. (incorporated by reference to Exhibit 1.1 to the Company’s Registration Statement on Form S-1, filed with the SEC on February 6, 2012; File No. 333-179384). |
| |
| (d)(iv) | | Indenture dated as of January 26, 2006 between the Company and LaSalle Bank National Association, as Trustee (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed January 26, 2006; File No. 0-14709), and Instrument of Resignation, Appointment and Acceptance dated as of October 29, 2008 by and among the Company, LaSalle Bank National Association, as prior trustee, and Wells Fargo Bank, National Association, as successor trustee. |
| |
| (d)(v) | | 8.50% Convertible Senior Notes due 2026 Indenture, dated as of February 11, 2011, between the Company and Wells Fargo Bank, National Association, as Trustee (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K, filed February 11, 2011; File No. 1-34838). |
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| (d)(vi) | | 8.50% Convertible Senior Notes Due 2026 (incorporated by reference to Exhibit 4.2 to the Company’s Current Report on Form 8-K, filed February 11, 2011; File No. 1-34838). |
| |
| (d)(vii) | | First Supplemental Indenture, dated as of June 17, 2011, to 8.50% Convertible Senior Notes due 2026 Indenture, dated as of February 11, 2011, between the Company and Wells Fargo Bank, National Association, as Trustee (incorporated by reference to exhibit 4.8 to the Company’s Amendment No. 3 to Registration Statement on Form S-4 filed June 17, 2011; File No. 333-173970). |
| |
| (d)(viii) | | Amended and Restated Articles of Incorporation of the Company (incorporated by reference to Exhibit 3.1 to the Company’s Quarterly Report on Form 10-Q for the quarter ended December 29, 2002; File No. 0-14709). |
| |
| (d)(ix) | | Restated Bylaws of the Company, as amended December 3, 2008 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed December 9, 2008; File No. 0-14709). |
| |
| (d)(x) | | Rights Agreement, dated as of July 29, 2010, between the Company and Wells Fargo Bank, N.A., as Rights Agent (incorporated by reference to Exhibit 1 to the Company’s Registration Statement on Form 8-A, dated July 30, 2010; File No. 1-34838). |
| |
| (d)(xi) | | Amendment No. 1 to Rights Agreement, dated as of May 6, 2011, between the Company and Wells Fargo Bank, N.A., as Rights Agent (incorporated by reference to Exhibit 4.1 to the Company’s Current Report on Form 8-K filed May 6, 2011; File No. 1-34838). |
| |
| (d)(xii) | | Amended and Restated 1996 Incentive Plan (As Amended and Restated October 10, 2008) (incorporated by reference to Exhibit 10.6 to the Company’s Annual Report on Form 10-K for the fiscal year ended September 28, 2008; File No. 0-14709). |
| |
| (d)(xiii) | | Form of Non-Statutory Stock Option Agreement (Employee) under the Company’s Amended and Restated 1996 Incentive Plan (As Amended and Restated October 10, 2008) (incorporated by reference to Exhibit 10.9 to the Company’s Annual Report on Form 10-K for the fiscal year ended September 28, 2008; File No. 0-14709). |
| |
| (d)(xiv) | | Form of Incentive Stock Option Agreement (Employee) under the Company’s Amended and Restated 1996 Incentive Plan (As Amended and Restated October 10, 2008) (incorporated by reference to Exhibit 10.10 to the Company’s Annual Report on Form 10-K for the fiscal year ended September 28, 2008; File No. 0-14709). |
| |
| (d)(xv) | | Form of Non-Statutory Stock Option Agreement (Director) under the Company’s Amended and Restated 1996 Incentive Plan) (As Amended and Restated October 10, 2008) (incorporated by reference to Exhibit 10.11 to the Company’s Annual Report on Form 10-K for the fiscal year ended September 28, 2008; File No. 0-14709). |
| |
| (d)(xvi) | | Form of Restricted Stock Agreement (Director) under the Company’s Amended and Restated 1996 Incentive Plan (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed December 7, 2004; File No. 0-14709). |
| |
| (d)(xvii) | | Non-Employee Directors Equity Plan (incorporated by reference to Exhibit 99 to the Company’s Registration Statement on Form S-8 filed December 17, 2009; File No. 0-14709). |
| |
| (d)(xviii) | | Employee Stock Purchase Plan (As Amended and Restated January 20, 2011) (incorporated by reference to Appendix B to Definitive Proxy Statement on Schedule 14A filed December 10, 2010; File No. 1-34838). |
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| (d)(xix) | | 2011 Equity Incentive Plan (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended December 26, 2010; File No. 1-34838). |
| |
| (d)(xx) | | Form of Director Stock Option Agreement under the Company’s 2011 Equity Incentive Plan (incorporated by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended December 26, 2010; File No. 1-34838) |
| |
| (d)(xxi) | | HTI Severance Pay Plan (As Amended and Restated March 8, 2011) (incorporated by reference to the Company’s Quarterly Report on Form 10-Q for the fiscal quarter ended March 27, 2011; File No. 1-34838). |
| |
| (d)(xxii) | | Form of Severance and Change in Control Agreement for Senior Executives (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K/A filed October 14, 2010; File No. 1-34838). |
| |
| (d)(xxiii) | | Form of Employee Non-Statutory Stock Option Agreement under the Company’s 2011 Equity Incentive Plan (incorporated by reference to Exhibit 10.13 to the Company’s Annual Report on Form 10-K for the fiscal year ended September 25, 2011; File No. 1-34838). |
| |
| (d)(xxiv) | | Form of Employee Incentive Stock Option Agreement under the Company’s 2011 Equity Incentive Plan (incorporated by reference to Exhibit 10.14 to the Company’s Annual Report on Form 10-K for the fiscal year ended September 25, 2011; File No. 1-34838). |
| |
| (d)(xxv) | | Form of Employee Restricted Stock Unit Award Agreement under the Company’s 2011 Equity Incentive Plan (incorporated by reference to Exhibit 10.15 to the Company’s Annual Report on Form 10-K for the fiscal year ended September 25, 2011; File No. 1-34838). |
| |
| (d)(xxvi) | | Form of Senior Management Restricted Stock Unit Award Agreement under the Company’s 2011 Equity Incentive Plan (incorporated by reference to Exhibit 10.16 to the Company’s Annual Report on Form 10-K for the fiscal year ended September 25, 2011; File No. 1-34838). |
| |
| (d)(xxvii) | | Revolving Credit and Security Agreement, between PNC Bank, National Association and the Company and Borrowers, dated September 16, 2011 (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed September 21, 2011; File No. 1-34838). |
| |
| (g) | | Not applicable. |
| |
| (h) | | Not applicable. |
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