UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-QSB/A
(Amendment No. 1)
x | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 |
For the quarter ended October 31, 2007 |
-OR-
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 |
For the transition period from: to |
Commission File Number 0-14234
KINGS ROAD ENTERTAINMENT, INC.
(Exact Name of Registrant as Specified in Its Charter)
DELAWARE | 95-3587522 | |
(State or other jurisdiction of | (I.R.S. Employer Identification No.) | |
incorporation or organization) | ||
468 N. Camden Drive Beverly Hills, California | 90210 | |
(Address of principal executive offices) | (Zip Code) |
310-278-9975
(Registrant’s telephone number, including area code)
(Former name, former address or former fiscal year, if changed since last report)
Check whether the issuer: (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes o No þ
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one): Large accelerated filer o Accelerated filer o Non-accelerated filer þ
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange) oYes þNo
The number of shares outstanding of the Registrant’s common stock, as of October 31, 2007 was 6,206,493 shares. As of July 31, 2008 the number of shares outstanding of the Registrant’s common stock was 9,956,493.
EXPLANATORY NOTE
Kings Road Entertainment, Inc. (the Registrant) is filing this amendment (the Form 10-Q/A) to our Quarterly Report on Form 10-Q for the quarter ended October 31, 2007 (the Form 10-Q), filed on August 22, 2008, solely to correct a clerical error on the cover page regarding the number of shares of common stock outstanding. The cover page of this Form 10-Q/A correctly states that the number of shares of outstanding common stock of the Registrant on July 31, 2008 was 9,956,493.
This Form 10-Q/A should be read in conjunction with the original Form 10-Q, which continues to speak as of the date of the Form 10-Q. Except as specifically noted above, this Form 10-Q/A does not modify or update disclosures in the original Form 10-Q. Accordingly, this Form 10-Q/A does not reflect events occurring after the filing of the Form 10-Q or modify or update any related or other disclosures.
ITEM 6. EXHIBITS
31.1 | Rule 13a-14 (a)/15d-14 (a) Certification of Principal Executive Officer. |
31.2 | Rule 13a-14 (a)/15d-14 (a) Certification of Chief Financial Officer. |
SIGNATURES
Pursuant to the requirements of Section 13 of 15(d) of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
KINGS ROAD ENTERTAINMENT, INC. | ||
(Registrant) | ||
By: | /s/ Philip Holmes | |
Philip Holmes, President and Principal Executive Officer |