Exhibit 1.01
Pentair plc
Conflict Minerals Report
For the reporting period from January 1, 2016 to December 31, 2016
This report for the period from January 1, 2016 to December 31, 2016 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended, and Form SD (the “Rule”). The Rule was adopted to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Rule imposes reporting obligations on Securities and Exchange Commission (“SEC”) registrants whose manufactured products contain certain minerals that are necessary to the functionality or production of their products.
If a registrant determines that any columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, which are limited to tantalum, tin and tungsten (the “Subject Minerals”), are necessary to the functionality or production of a product manufactured by the registrant or contracted by the registrant to be manufactured, the registrant must conduct in good faith a Reasonable Country of Origin Inquiry (“RCOI”) regarding those Subject Minerals that is reasonably designed to determine whether any of the Subject Minerals originated in the Democratic Republic of the Congo or an adjoining country (the “Covered County” or “Covered Countries”) or are from recycled or scrap sources.
If, following the completion of the RCOI, a registrant knows that any of the necessary Subject Minerals originated in a Covered Country and are not from recycled or scrap sources, or has reason to believe that its necessary Subject Minerals may have originated in the Covered Countries and has reason to believe that its necessary Subject Minerals did not come from recycled or scrap sources, then the registrant must exercise due diligence on the source and chain of custody of the Subject Minerals that conforms to a nationally or internationally recognized due diligence framework and describe such due diligence in this separate Conflict Minerals Report.
In accordance with the Organisation for Economic Co-operation and Development Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition, the related supplements on tin, tungsten, tantalum and gold (the “Guidance”) and the Rule, this report is available on the Company’s website at http://www.pentair.com/~/media/Files/PentairConflictsMineralReport.pdf.
Consistent with the provisions of the Rule, the SEC’s Statement on the Effect of the Recent Court of Appeals Decision on the Conflict Minerals Rule, dated April 29, 2014, and the SEC’s Order Issuing Stay, dated May 2, 2014, this Conflict Minerals Report has not been audited by a third party.
| 1. | Company Overview |
The Company is a focused diversified industrial manufacturing company, which at the end of calendar year 2016 comprised three reporting segments: Water Quality Systems, Flow & Filtration Solutions and Technical Solutions. Water Quality Systems designed, manufactured, marketed and serviced innovative water system products and solutions to meet filtration and fluid management challenges in food and beverage, water, swimming pools and aquaculture applications. Flow & Filtration Solutions designed, manufactured, marketed and serviced solutions for the toughest filtration, separation, flow and fluid management challenges in agriculture, food and beverage processing, water supply and disposal and a variety of industrial applications. Technical Solutions designed, manufactured, marketed and serviced products that guard and protect some of the world’s most sensitive electrical and electronic equipment, as well as heat management solutions designed to provide thermal protection to temperature sensitive fluid applications and engineered electrical and fastening products for electrical, mechanical and civil applications.
In addition to the segments described above, the Company previously operated a fourth segment, Valves & Controls, which designed, manufactured, marketed and serviced valves, fittings, automation and controls and actuators for the energy and industrial verticals. As previously disclosed, on April 28, 2017, the Company completed the divestiture of this business. This Conflict Minerals Report includes products that were manufactured by the Valves & Controls segment during calendar year 2016.
During the first quarter of 2017, the Company reorganized its business segments to reflect a new operating structure, resulting in a change to its reporting segments in 2017. As part of this reorganization, the legacy Water Quality Systems business segment was combined with the legacy Flow & Filtration Solutions business segment to form the Water reporting segment and now operates as a stand-alone business segment. The Water segment now designs, manufactures and services innovative products and solutions to meet filtration, separation, flow and water management challenges in agriculture, aquaculture, foodservice, food and beverage processing, swimming pools, water supply and disposal and a variety of industrial applications. In addition, the legacy Technical Solutions business segment was renamed the Electrical reporting segment. The Electrical segment now designs, manufactures and services products that protect some of the world’s most sensitive electronic equipment, as well as heat management solutions designed to provide thermal protection to temperature sensitive fluid applications and engineered electrical and fastening products for electrical, mechanical and civil applications.
The Company conducted an analysis of all of its products and its entire supply chain, and, accordingly, the Company did not limit its review to those products which may have contained Subject Minerals. This Report relates to all products (which are collectively referred to as the “Covered Products”): (i) that were manufactured, or contracted to be manufactured, by the Company; and (ii) for which the manufacture was completed during calendar year 2016. Based on its initial analysis, for Water Quality Systems, Flow & Filtration Solutions and Technical Solutions the Company estimates that approximately 25% of its suppliers make use of one or more of the Subject Minerals with respect to the Covered Products, including products in each of the Company’s reporting segments described above. For Valves & Controls, approximately 25% of its suppliers make use of one or more of the Subject Minerals with respect to the Covered Products, including products in each of the Company’s reporting segments described above.
The Company has adopted a Conflict Minerals Policy that emphasizes the Company’s commitment to complying with the Rule and to identifying the source of the Subject Minerals contained in the Company’s products. The Company also indicates in its Global Supplier Guide (the “Supplier Guide”) that it expects all suppliers doing business with the Company to cooperate with the conflict minerals due diligence process. The Company also has participated in groups and forums focused on responsible sourcing of Subject Minerals, including the Conflict-Free Sourcing Initiative (the “CFSI”) and industry association groups such as the Twin Cities Conflict Minerals Task Force.
| 2. | Conflict Minerals Compliance Process |
| 2.1 | Compliance Framework Overview |
The Company’s RCOI was designed to provide a reasonable basis for the Company to determine whether it sources any Subject Minerals from the Covered Countries. The Company designed its due diligence measures to conform in all material respects to the Guidance.
| 2.2 | Reasonable Country of Origin Inquiry |
The Company designed its RCOI to provide a reasonable basis for it to determine whether the Company sources Subject Minerals from Covered Countries and whether any of the Subject Minerals may be from recycled or scrap sources. The Company conducted a survey of its suppliers using the template maintained by the CFSI, known as the Conflict Minerals Reporting Template (the “CMRT Form”). The CMRT Form was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. The CMRT Form includes questions regarding a direct supplier’s conflict minerals policy, engagement with its direct suppliers, origin of Subject Minerals included in its products, supplier due diligence and a listing of the smelters that the direct supplier and its suppliers use. Written instructions and recorded training illustrating the use of the tool are available on the CFSI’s website. Many companies are using the CMRT Form in their RCOI and due diligence processes related to Subject Minerals.
The Company’s inquiry process for Water Quality Systems, Flow & Filtration Solutions and Technical Solutions included multiple rounds of communication and follow-up including mail, email and telephone calls with over 3051 direct suppliers, spanning 21 enterprise resource planning systems. The Company received, reviewed and processed responses from 68% of the suppliers surveyed (or approximately 15% of its total suppliers), which represented approximately 91% of total calendar year 2016 supplier expenditures. For Valves & Controls, the process also included multiple rounds of communication and follow-up including mail, email and telephone calls with over 808 direct suppliers, spanning 21 enterprise resource planning systems. The Company received, reviewed and processed responses from 48% of the suppliers surveyed (or approximately 6% of its total suppliers), which represented approximately 60% of total calendar year 2016 supplier expenditures.
The Company reviewed the responses against risk-based criteria developed to determine which responses required further engagement with the relevant suppliers. These criteria included inconsistencies within the data reported in the CMRT Form and other risk-based criteria. The Company worked directly with these suppliers to obtain a revised response and/or additional clarity regarding their submission.
As part of this year’s program, the Company also conducted automated data validation on all submitted supplier responses. The goal of data validation is to increase the accuracy of submissions and identify any contradictory answers provided by suppliers. Following the data validation process, the Company classified submitted forms as either valid or invalid and contacted suppliers regarding forms classified as invalid to encourage such suppliers to resubmit a valid form. As of May 15, 2017, for Water Quality Systems, Flow & Filtration Solutions and Technical Solutions, the Company still had 96 invalid supplier submissions that were not yet corrected.
Among the supplier responses received by the Company that were classified as valid, the Company received the following information for Water Quality Systems, Flow & Filtration Solutions and Technical:
| • | Approximately 53% of supplier responses indicated that such supplier did not use Subject Minerals in the materials and components that it supplied to the Company during 2016. |
| • | Approximately 16% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to the Company during 2016 did not originate from a Covered Country. |
| • | Approximately 1% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to the Company during 2016 may have originated in a Covered Country from sources verified as conflict-free by third parties such as the CFSI and others. |
| • | Approximately 30% of the Company’s suppliers indicated that the Subject Minerals in some of the components and materials supplied to the Company may have originated from a Covered Country, but those suppliers could not determine whether such Subject Minerals were conflict-free. |
Among the supplier responses received by the Company that were classified as valid, the Company received the following information for Valves & Controls, the Company still had 17 invalid supplier submissions that were not yet corrected:
| • | Approximately 43% of supplier responses indicated that such supplier did not use Subject Minerals in the materials and components that it supplied to the Company during 2016. |
| • | Approximately 16% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to the Company during 2016 did not originate from a Covered Country. |
| • | Approximately 1% of supplier responses indicated that, to the best of such supplier’s knowledge, the Subject Minerals in the components and materials that it supplied to the Company during 2016 may have originated in a Covered Country from sources verified as conflict-free by third parties such as the CFSI and others. |
| • | Approximately 40% of the Company’s suppliers indicated that the Subject Minerals in some of the components and materials supplied to the Company may have originated from a Covered Country, but those suppliers could not determine whether such Subject Minerals were conflict-free. |
After reviewing the results of the RCOI, the Company could not conclusively determine that it had no reason to believe that Subject Minerals necessary for the functionality or production of its products may have originated from a Covered Country during 2016. The Company conducted its RCOI in good faith, and the Company believes that such inquiry was reasonable to allow it to make the determination. Accordingly, the Company proceeded to exercise due diligence on the source and chain of custody of the Subject Minerals.
| 2.3 | The Company’s Due Diligence Process |
| Design of Due Diligence |
The Company exercised due diligence on the source and chain of custody of the Subject Minerals. The Company has designed its due diligence process to be in conformity, in all material respects, with the Guidance.
| 2.3.1 | Establish Strong Company Management Systems |
Internal Team
The Company (1) developed cross-functional teams to set its conflict minerals strategy and ensure timely implementation and execution of the due diligence program and (2) tasked each of its reporting segments with implementing the Company’s conflicts mineral strategy and reporting results and progress to the cross-functional teams. The Company’s Supply Chain Group has primary responsibility for program execution at the Company level and dedicated conflict mineral compliance teams were put in place at each reporting segment. Guidance on the overall strategy and implementation is provided by the Legal Department, Accounting Department and Internal Audit Department. Senior management is briefed about the results of the due diligence program on a regular basis.
The Company has developed internal training processes to educate anyone within the Company that is a potential contact point for suppliers or other external parties regarding the Company’s conflict minerals compliance efforts. In addition, (1) each of the Company’s reporting segments has developed processes to update and review with its respective employees the latest developments with respect to conflict minerals and the conflict minerals reporting process and (2) all of the Company’s reporting segments have either independently, or in cooperation with a third-party service provider, developed tailored training programs to train the Company’s employees with respect to the potential impact of conflict minerals at the reporting segment level.
| Ethics | Hotline |
The Company has long-standing grievance mechanisms, including an Ethics Hotline, whereby the Company’s employees can report violations of the Company’s Code of Conduct, policy or law, including its procedures related to conflict minerals and the conflict minerals reporting process.
Control Systems and Supplier Engagement
Due to its position in the supply chain, the Company does not have a direct relationship with Subject Minerals smelters and refiners. The Company engages with its suppliers and relies on information provided through the CMRT Form, version 4.10 or higher, to gather information on the source and chain of custody of the Subject Minerals in its products.
In 2014, the Company updated its Supplier Guide to address, among other things, the Subject Minerals and the requirement of its suppliers to provide information on their use of these minerals. The Company also continues to update its supplier contracts by including a requirement that the supplier comply with the Supplier Guide whenever a new contract is entered into or an outstanding contract is renewed. This past year, Pentair’s Terms and Conditions were updated to include compliance with laws including a broad reference to all business integrity-related laws and regulations.
This year, we put a stronger emphasis on supplier education and training. To accomplish this, we utilized a third-party learning management system from Assent Compliance Inc., known as Assent University, to provide all in-scope suppliers access to their Conflict Minerals training course. This training is tracked and evaluated based on completion. All suppliers are encouraged to complete all modules within this course.
In addition, the Company’s Conflict Minerals Policy is available on it’s website, and provides assistance to suppliers in their efforts to comply with the Company’s Conflict Minerals Policy, including video training, recorded training and written instructions through a third party, as well as supplemental assistance through email and telephone contact as necessary. If the Company discovers that a direct supplier is not in compliance with the Company’s Conflict Minerals Policy, the Company may take certain actions to mitigate any potential risk, as described in Section 2.3.3, below.
| Records Retention |
The Company will retain documentation related to its conflict minerals compliance program according to the Company’s Document Retention Policy.
| 2.3.2 | Identify and Assess Risk in the Supply Chain |
The Company’s supply chain with respect to the Covered Products is complex. The Company has over 3,800 direct suppliers with respect to the Covered Products, and there are many third parties in the supply chain between the ultimate manufacture of the Covered Products and the original sources of the Subject Minerals. In this regard, the Company does not purchase Subject Minerals directly from mines, smelters or refiners. The Company must therefore rely on its suppliers to provide information regarding the origin of Subject Minerals that are included in the Covered Products.
Based on this information, and in an effort to conform its due diligence measures to the Guidance, the Company assesses the risk in its supply chain in several ways. For example, the Company considers the potential risk presented by the smelters or refiners in its supply chain, as reported by the Company’s direct suppliers. Smelters or refiners that source the Subject Minerals from a Covered Country and are not certified as conflict-free by third-party audit programs such as the CFSI’s Conflict-Free Smelter Program pose a significant risk.
The Company assesses the risk in its supply chain by reviewing its direct suppliers’ responses to the CMRT Form, including whether such suppliers have established due diligence programs with respect to the Subject Minerals. The Company uses its direct suppliers’ responses to the CMRT Form to determine the extent to which it may be necessary for the Company to allocate additional due diligence resources. Through a third party, the Company has also provided video and written training on compliance with the Rule, supply chain due diligence and the CMRT Form. This includes instructions on completing the CMRT Form, and one-on-one email and phone discussions with supplier personnel. In addition, suppliers are guided to the Assent University learning platform to engage in educational materials on mitigating the risk of smelters or refiners on the supply chain.
After the Company receives CMRT Forms completed by its direct suppliers, the Company, with the assistance of Assent Compliance Inc., rates the risk of smelters or refiners reported as being in the Company’s supply chain by the Company’s direct suppliers by assigning a risk level of high, medium or low, based on three scoring criteria:
| 1. | Geographic proximity to the Covered Countries; |
| 2. | The current status of the smelter or refiner’s efforts to undertake a Conflict-Free Smelter Program audit; and |
| 3. | Known or plausible evidence of unethical or conflict sourcing practices conducted by the smelter or refiner. |
Based on this criteria, the Company has determined that the following smelter or refiner facilities, which were reported as being in the Company’s supply chain by the Company’s direct suppliers, carry the highest amount of risk (“High Risk Facilities”):
| • | Tony Goetz NV - CID002587 |
| • | Kaloti Precious Metals - CID002563 |
| • | Phoenix Metal Ltd. - CID002507 |
| • | Universal Precious Metals Refining Zambia - CID002854 |
Whenever a High Risk Facility is reported as being in the Company’s supply chain, the Company implements risk mitigation activities that are described in specific detail in Section 2.3.3, below. Generally, in designing and implementing the Company’s strategy to respond to the supply chain risks that it has identified, the Company analyzed various third-party approaches and consulted with other companies in our industry. The Company has concluded that tracing the Subject Minerals back to their mine of origin directly is an exceedingly complex task, given the breadth and depth of the Company’s supply chain. Instead, the Company has determined that seeking information about smelters and refiners in the Company’s supply chain represents the most reasonable effort the Company can make to determine the mines or origin of the Subject Minerals in its supply chain. To this end, the Company has adopted methods outlined by the CFSI’s joint industry programs and outreach initiatives, and the Company has required its suppliers to conform with the same standards and to report on their efforts using the CMRT Form. Through these methods, the Company has made a reasonable determination of the origin of the Subject Minerals in its supply chain.
| 2.3.3 | Design and Implement a Strategy to Respond to Risks |
In conjunction with the Company’s risk assessment process, the Company has developed a risk management plan for responding to risks identified in its supply chain, including High Risk Facilities. Through the Company’s due diligence process the Company attempts to determine the source and chain of custody of the necessary Subject Minerals the Company knows, or has reason to believe, originated in a Covered Country. The Company generally does not have a direct relationship with smelters and/or refiners. Most of the work toward this aspect of the Guidance is carried out indirectly through the Company’s suppliers or through the Company’s involvement with industry working groups/coalitions. Due to its position in the supply chain, the Company largely focuses on the accuracy and quality of the representations the Company’s direct suppliers make regarding the source and chain of custody of their Subject Minerals. The Company evaluates its direct suppliers’ responses to RCOI and due diligence inquiries based on the risk or likelihood that they are giving an incorrect response or that a non-response may indicate the supplier is purchasing from a known conflict source and does not wish to disclose this fact.
With respect to the High Risk Facilities, upon receiving a CMRT Form from a direct supplier that identifies a High Risk Facility as being present in the Company’s supply chain, the Company immediately initiates risk mitigation activities. Through a third-party vendor, the Company directs any supplier reporting a High Risk Facility to implement its own risk mitigation actions. These actions include submitting a product-specific CMRT Form to the Company, to better identify the connection between the High Risk Facilities and the materials or components the Company purchases from its suppliers, and requesting that the Company’s suppliers begin the process to remove any High Risk Facilities from their supply chain.
As per the OECD Due Diligence Guidance, specific risk mitigation procedures will depend on the supplier’s specific situation. Suppliers are given clear performance objectives within reasonable timeframes with the ultimate goal of progressive elimination of these risks from the supply chain.
As part of the Company’s risk management plan, and to ensure its suppliers understood the Company’s expectations, the Company has provided video training, recorded training and documented instructions to its direct suppliers through a third party. The Company also provided additional direct assistance to suppliers that required further clarification on the Company’s expectations. The Company then provided each supplier with a copy of the CMRT Form to complete as part of the Company’s due diligence process. Furthermore, as described above, the Company reviewed responses with specific suppliers where the responses suggested inaccuracies, inconsistencies or otherwise warranted further inquiry.
Finally, in accordance with the Company’s Conflict Minerals Policy, the Company engages any of its suppliers that it has reason to believe may be supplying the Company with Subject Minerals from sources that may support conflict in any of the Covered Countries to request that such suppliers establish an alternate source of Subject Minerals that does not support armed conflict in the Covered Countries.
The Company has also established a global task force to respond to suppliers that may potentially expose the Company to unacceptable risks, due to unacceptable responses to the Company’s inquiries or a refusal to respond. If the global task force determines that a supplier is non-responsive, or is not satisfied with a supplier’s risk mitigation efforts, the global task force may ultimately recommend that the Company take steps to find replacement suppliers as soon as is practicable.
| 2.3.4 | Third Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain |
The Company does not have a direct relationship with Subject Minerals smelters and refiners and does not perform or direct audits of these entities within the Company’s supply chain. The Company supports audits by engaging its partners who are closer to the source and, as a member of the Conflict-Free Sourcing Initiative, by promoting the smelter and refiner verification procedures and protocols of the Conflict-Free Smelter Program.
| 2.3.5 | Report on Supply Chain Due Diligence |
This conflict minerals report is being filed with the SEC as an exhibit to the Company’s specialized disclosure report on Form SD and is available on our website at http://www.pentair.com/~/media/Files/PentairConflictsMineralReport.pdf.
Due Diligence Results
Based on the information obtained pursuant to the due diligence process, the Company believes that the smelters and refiners listed in Annex I to this Report may have been used to process the Subject Minerals in the Covered Products. The Company does not have sufficient information, with respect to the Covered Products, to conclusively determine the country of origin of the Subject Minerals in the Covered Products or to conclusively determine whether the Subject Minerals in the Covered Products are from recycled or scrap sources. However, based on the information provided by the Company’s suppliers, smelters and refiners, as well as from the CFSI and other sources, the Company believes the countries of origin of the Subject Minerals contained in the Covered Products include the countries listed in Annex II to this Report, as well as recycled and scrap sources.
After reviewing the information provided by its suppliers, the Company identified 317 valid smelters and refiners of the Subject Minerals in the Covered Products as being present in its supply chain for the calendar year 2016. The Company determined that the same group of smelters and refiners was present in its supply chain for its Water Quality Solutions, Flow and Filtration Systems and Technical Solutions as was present in its supply chain for Valves & Controls. Of the 317 valid smelters and refiners present in the Company’s supply chain for the calendar year 2016, 13 were identified as having sourced Subject Minerals from a Covered Country, 12 of which were verified as compliant with the CFSI’s Conflict-Free Smelter Program. Of the 304 remaining valid smelters and refiners, the Company identified 234 as compliant with the Conflict-Free Smelter Program and another 13 that were either active with the Conflict-Free Smelter Program (but not yet compliant). After following up with the relevant suppliers, to the best of its ability, the Company found that the remaining 58 valid smelters and refiners in its supply chain had not yet substantively engaged with the Conflict-Free Smelter Program or other industry groups (including 57 sourcing from outside the Covered Countries and one sourcing from within the Covered Countries), but the Company found no reasonable basis to conclude these smelters and refiners may have sourced Subject Minerals that directly or indirectly financed or benefited armed groups.
| 3. | Conflict Minerals Compliance Process |
During calendar year 2016, the Company took the following steps to improve the quality of its due diligence:
| • | Implemented updated and more robust software systems to support more robust data collection and due diligence. |
| • | Continued our work with our suppliers to help them understand our expectations regarding the Subject Minerals in our supply chain and our suppliers’ due diligence of their own supply chains, including their ability to confirm the conflict-free status of identified smelters and refiners. |
| • | Continued to emphasize to suppliers our expectation that they move toward sourcing exclusively from conflict-free smelters and refiners verified by the Conflict-Free Smelter Program. |
| • | For suppliers unable to immediately source from conflict-free smelters and refiners verified by the Conflict-Free Smelter Program, requested that those suppliers develop, share and implement a mitigation plan to source exclusively from conflict-free smelters and refiners. |
| • | Continued our engagement with industry groups, including the CFSI, that support the adoption and improvement of relevant programs, tools and standards. |
During calendar year 2017, the Company plans to continue to refine the implementation of its 2016 initiatives to further improve the quality of its due diligence.
| 4. | Forward-Looking Statements |
This Conflict Minerals Report contains forward-looking statements intended to qualify for the safe harbor from liability established by the Private Securities Litigation Reform Act of 1995. All statements, other than statements of historical fact, included in this Conflict Minerals Report, including, without limitation, statements regarding our conflict mineral compliance plans, are forward-looking statements. These forward-looking statements generally are identified by the words “targets,” “plans,” “believes,” “expects,” “intends,” “will,” “likely,” “may,” “anticipates,” “estimates,” “projects,” “should,” “would,” “positioned,” “strategy,” “future” or phrases or terms of similar substance or the negative thereof or similar terminology generally intended to identify forward-looking statements. These forward-looking statements are not guarantees of future performance and are subject to risks, uncertainties, assumptions and other factors, some of which are beyond our control. Numerous important factors described in this Conflict Minerals Report, including, among others, our ability to implement new software systems, our suppliers’ willingness and ability to comply with our conflict minerals-related compliance requests, the degree to which we are able to determine our suppliers’ use of conflict-free smelters and refiners, the impact of industry-wide initiatives such as the Conflict-Free Smelter Program, smelters’ and refiners’ willingness and ability to comply with the Conflict-Free Smelter Program, our effectiveness in managing the conflict minerals RCOI and due diligence processes, and the costs of our compliance, could affect these statements and could cause actual results to differ materially from our expectations. All forward-looking statements speak only as of the date of this Conflict Minerals Report. We assume no obligation, and disclaim any duty, to update or revise publicly any forward-looking statements, whether as a result of new information, future events or otherwise.
Annex I
List of Smelters and Refiners for
Water Quality Systems, Flow & Filtration Solutions and Technical Solutions Business Segments
Metal | Name | Facility Location | CFSP Status | |||
Gold | Abington Reldan Metals, LLC | UNITED STATES | Active | |||
Gold | Advanced Chemical Company | UNITED STATES | Compliant | |||
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | Compliant | |||
Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | Compliant | |||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | Compliant | |||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Compliant | |||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | Compliant | |||
Gold | Argor-Heraeus S.A. | SWITZERLAND | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Gold | Asahi Pretec Corp. | JAPAN | Compliant | |||
Gold | Asahi Refining Canada Ltd. | CANADA | Compliant | |||
Gold | Asahi Refining USA Inc. | UNITED STATES | Compliant | |||
Gold | Asaka Riken Co., Ltd. | JAPAN | Compliant | |||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | Not Enrolled | |||
Gold | AU Traders and Refiners | SOUTH AFRICA | Compliant | |||
Gold | AURA-II | UNITED STATES | Not Enrolled | |||
Gold | Aurubis AG | GERMANY | Compliant | |||
Gold | Bangalore Refinery | INDIA | Active | |||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Compliant | |||
Gold | Boliden AB | SWEDEN | Compliant | |||
Gold | C. Hafner GmbH + Co. KG | GERMANY | Compliant | |||
Gold | Caridad | MEXICO | Not Enrolled | |||
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | Compliant | |||
Gold | Cendres + Métaux S.A. | SWITZERLAND | Active | |||
Gold | Chimet S.p.A. | ITALY | Compliant | |||
Gold | Chugai Mining | JAPAN | Not Enrolled | |||
Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | Compliant | |||
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | Not Enrolled | |||
Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | Not Enrolled | |||
Gold | DODUCO GmbH | GERMANY | Compliant | |||
Gold | Dowa | JAPAN | Compliant | |||
Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | Compliant | |||
Gold | Eco-System Recycling Co., Ltd. | JAPAN | Compliant | |||
Gold | Elemetal Refining, LLC | UNITED STATES | Compliant | |||
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | Compliant | |||
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Geib Refining Corporation | UNITED STATES | Active |
Metal | Name | Facility Location | CFSP Status | |||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | Not Enrolled | |||
Gold | Guangdong Jinding Gold Limited | CHINA | Not Enrolled | |||
Gold | Gujarat Gold Centre | INDIA | Not Enrolled | |||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Heimerle + Meule GmbH | GERMANY | Compliant | |||
Gold | Heraeus Ltd. Hong Kong | CHINA | Compliant | |||
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | Compliant | |||
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | Not Enrolled | |||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | Compliant | |||
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | Compliant | |||
Gold | Istanbul Gold Refinery | TURKEY | Compliant | |||
Gold | Japan Mint | JAPAN | Compliant | |||
Gold | Jiangxi Copper Co., Ltd. | CHINA | Compliant | |||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | Compliant | |||
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | Compliant | |||
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Compliant | |||
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | Not Enrolled | |||
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | Not Enrolled | |||
Gold | Kazzinc | KAZAKHSTAN | Compliant | |||
Gold | Kennecott Utah Copper LLC | UNITED STATES | Compliant | |||
Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND | Active | |||
Gold | Kojima Chemicals Co., Ltd. | JAPAN | Compliant | |||
Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | Compliant | |||
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | Compliant | |||
Gold | L’azurde Company For Jewelry | SAUDI ARABIA | Not Enrolled | |||
Gold | Lingbao Gold Co., Ltd. | CHINA | Not Enrolled |
Metal | Name | Facility Location | CFSP Status | |||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | Not Enrolled | |||
Gold | L’Orfebre S.A. | ANDORRA | Not Enrolled | |||
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | Compliant | |||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Materion | UNITED STATES | Compliant | |||
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | Compliant | |||
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | Compliant | |||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | Compliant | |||
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | Compliant | |||
Gold | Metalor Technologies S.A. | SWITZERLAND | Compliant | |||
Gold | Metalor USA Refining Corporation | UNITED STATES | Compliant | |||
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO | Compliant | |||
Gold | Mitsubishi Materials Corporation | JAPAN | Compliant | |||
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Compliant | |||
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | Compliant | |||
Gold | Modeltech Sdn Bhd | MALAYSIA | Not Enrolled | |||
Gold | Morris and Watson | NEW ZEALAND | Not Enrolled | |||
Gold | Morris and Watson Gold Coast | AUSTRALIA | Not Enrolled | |||
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | Compliant | |||
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | Compliant | |||
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | Active | |||
Gold | Nihon Material Co., Ltd. | JAPAN | Compliant | |||
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | Compliant | |||
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | Compliant | |||
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | Compliant | |||
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | Compliant | |||
Gold | PAMP S.A. | SWITZERLAND | Compliant | |||
Gold | Pease & Curren | UNITED STATES | Not Enrolled |
Metal | Name | Facility Location | CFSP Status | |||
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Compliant | |||
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | Compliant | |||
Gold | PX Précinox S.A. | SWITZERLAND | Compliant | |||
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Compliant | |||
Gold | Remondis Argentia B.V. | NETHERLANDS | Not Enrolled | |||
Gold | Republic Metals Corporation | UNITED STATES | Compliant | |||
Gold | Royal Canadian Mint | CANADA | Compliant | |||
Gold | SAAMP | FRANCE | Not Enrolled | |||
Gold | Sabin Metal Corp. | UNITED STATES | Not Enrolled | |||
Gold | SAFINA A.S. | CZECH REPUBLIC | Not Enrolled | |||
Gold | Sai Refinery | INDIA | Not Enrolled | |||
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | Compliant | |||
Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF | Not Enrolled | |||
Gold | SAXONIA Edelmetalle GmbH | GERMANY | Compliant | |||
Gold | Schone Edelmetaal B.V. | NETHERLANDS | Compliant | |||
Gold | SEMPSA Joyería Platería S.A. | SPAIN | Compliant | |||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Compliant | |||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | Compliant | |||
Gold | Singway Technology Co., Ltd. | TAIWAN | Compliant | |||
Gold | So Accurate Group, Inc. | UNITED STATES | Not Enrolled | |||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | Compliant | |||
Gold | Solar Applied Materials Technology Corp. | TAIWAN | Compliant | |||
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | Compliant | |||
Gold | SungEel HiTech | KOREA, REPUBLIC OF | Active | |||
Gold | T.C.A S.p.A | ITALY | Compliant | |||
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | Compliant | |||
Gold | Tokuriki Honten Co., Ltd. | JAPAN | Compliant | |||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Tony Goetz NV | BELGIUM | Active | |||
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | Not Enrolled | |||
Gold | Torecom | KOREA, REPUBLIC OF | Compliant | |||
Gold | Umicore Brasil Ltda. | BRAZIL | Compliant | |||
Gold | Umicore Precious Metals Thailand | THAILAND | Compliant | |||
Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | Compliant | |||
Gold | United Precious Metal Refining, Inc. | UNITED STATES | Compliant | |||
Gold | Universal Precious Metals Refining Zambia | ZAMBIA | Not Enrolled | |||
Gold | Valcambi S.A. | SWITZERLAND | Compliant | |||
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | Compliant | |||
Gold | WIELAND Edelmetalle GmbH | GERMANY | Compliant | |||
Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | Compliant | |||
Gold | Yokohama Metal Co., Ltd. | JAPAN | Compliant | |||
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Compliant | |||
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | Compliant | |||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Compliant | |||
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | Compliant | |||
Tantalum | D Block Metals, LLC | UNITED STATES | Compliant | |||
Tantalum | Duoluoshan | CHINA | Compliant | |||
Tantalum | Exotech Inc. | UNITED STATES | Compliant | |||
Tantalum | F&X Electro-Materials Ltd. | CHINA | Compliant | |||
Tantalum | FIR Metals & Resource Ltd. | CHINA | Compliant | |||
Tantalum | Global Advanced Metals Aizu | JAPAN | Compliant | |||
Tantalum | Global Advanced Metals Boyertown | UNITED STATES | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | Compliant | |||
Tantalum | H.C. Starck Co., Ltd. | THAILAND | Compliant | |||
Tantalum | H.C. Starck GmbH Goslar | GERMANY | Compliant | |||
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | Not Enrolled | |||
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | Compliant | |||
Tantalum | H.C. Starck Inc. | UNITED STATES | Compliant | |||
Tantalum | H.C. Starck Ltd. | JAPAN | Compliant | |||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | Compliant | |||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Compliant | |||
Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | Compliant | |||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | Compliant | |||
Tantalum | Jiangxi Tuohong New Raw Material | CHINA | Compliant | |||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Compliant | |||
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | Compliant | |||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | Compliant | |||
Tantalum | KEMET Blue Metals | MEXICO | Compliant | |||
Tantalum | KEMET Blue Powder | UNITED STATES | Compliant | |||
Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | Compliant | |||
Tantalum | LSM Brasil S.A. | BRAZIL | Compliant | |||
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | Compliant | |||
Tantalum | Mineração Taboca S.A. | BRAZIL | Compliant | |||
Tantalum | Mitsui Mining & Smelting | JAPAN | Compliant | |||
Tantalum | Molycorp Silmet A.S. | ESTONIA | Compliant | |||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | Compliant | |||
Tantalum | Plansee SE Liezen | AUSTRIA | Not Enrolled | |||
Tantalum | Plansee SE Reutte | AUSTRIA | Compliant | |||
Tantalum | Power Resources Ltd. | MACEDONIA | Compliant | |||
Tantalum | QuantumClean | UNITED STATES | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | Compliant | |||
Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | Compliant | |||
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | Compliant | |||
Tantalum | Taki Chemicals | JAPAN | Compliant | |||
Tantalum | Telex Metals | UNITED STATES | Compliant | |||
Tantalum | Tranzact, Inc. | UNITED STATES | Compliant | |||
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | Compliant | |||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | Compliant | |||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | Compliant | |||
Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | Compliant | |||
Tin | Alpha | UNITED STATES | Compliant | |||
Tin | An Thai Minerals Co., Ltd. | VIETNAM | Not Enrolled | |||
Tin | An Vinh Joint Stock Mineral Processing Company | VIETNAM | Not Enrolled | |||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | Compliant | |||
Tin | China Tin Group Co., Ltd. | CHINA | Compliant | |||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | Not Enrolled | |||
Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | Compliant | |||
Tin | CV Ayi Jaya | INDONESIA | Compliant | |||
Tin | CV Dua Sekawan | INDONESIA | Compliant | |||
Tin | CV Gita Pesona | INDONESIA | Compliant | |||
Tin | CV Serumpun Sebalai | INDONESIA | Compliant | |||
Tin | CV Tiga Sekawan | INDONESIA | Compliant | |||
Tin | CV United Smelting | INDONESIA | Compliant | |||
Tin | CV Venus Inti Perkasa | INDONESIA | Compliant | |||
Tin | Dowa | JAPAN | Compliant | |||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM | Active | |||
Tin | Elmet S.L.U. | SPAIN | Compliant | |||
Tin | EM Vinto | BOLIVIA | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tin | Estanho de Rondônia S.A. | BRAZIL | Not Enrolled | |||
Tin | Fenix Metals | POLAND | Compliant | |||
Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | Compliant | |||
Tin | Gejiu Jinye Mineral Company | CHINA | Compliant | |||
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | Active | |||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Compliant | |||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Active | |||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | Not Enrolled | |||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | Compliant | |||
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | Compliant | |||
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | Not Enrolled | |||
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | Compliant | |||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | Compliant | |||
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | Compliant | |||
Tin | Melt Metais e Ligas S.A. | BRAZIL | Compliant | |||
Tin | Metallic Resources, Inc. | UNITED STATES | Compliant | |||
Tin | Metallo-Chimique N.V. | BELGIUM | Compliant | |||
Tin | Mineração Taboca S.A. | BRAZIL | Compliant | |||
Tin | Minsur | PERU | Compliant | |||
Tin | Mitsubishi Materials Corporation | JAPAN | Compliant | |||
Tin | Modeltech Sdn Bhd | MALAYSIA | Not Enrolled | |||
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | Active | |||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIETNAM | Not Enrolled | |||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Compliant | |||
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Compliant | |||
Tin | Operaciones Metalurgical S.A. | BOLIVIA | Compliant | |||
Tin | Phoenix Metal Ltd. | RWANDA | Not Enrolled | |||
Tin | PT Aries Kencana Sejahtera | INDONESIA | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tin | PT Artha Cipta Langgeng | INDONESIA | Compliant | |||
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | Compliant | |||
Tin | PT Babel Inti Perkasa | INDONESIA | Compliant | |||
Tin | PT Bangka Prima Tin | INDONESIA | Compliant | |||
Tin | PT Bangka Tin Industry | INDONESIA | Compliant | |||
Tin | PT Belitung Industri Sejahtera | INDONESIA | Compliant | |||
Tin | PT Bukit Timah | INDONESIA | Compliant | |||
Tin | PT Cipta Persada Mulia | INDONESIA | Compliant | |||
Tin | PT DS Jaya Abadi | INDONESIA | Compliant | |||
Tin | PT Eunindo Usaha Mandiri | INDONESIA | Compliant | |||
Tin | PT Inti Stania Prima | INDONESIA | Compliant | |||
Tin | PT Justindo | INDONESIA | Not Enrolled | |||
Tin | PT Karimun Mining | INDONESIA | Compliant | |||
Tin | PT Kijang Jaya Mandiri | INDONESIA | Compliant | |||
Tin | PT Lautan Harmonis Sejahtera | INDONESIA | Compliant | |||
Tin | PT Mitra Stania Prima | INDONESIA | Compliant | |||
Tin | PT O.M. Indonesia | INDONESIA | Compliant | |||
Tin | PT Panca Mega Persada | INDONESIA | Compliant | |||
Tin | PT Prima Timah Utama | INDONESIA | Compliant | |||
Tin | PT Refined Bangka Tin | INDONESIA | Compliant | |||
Tin | PT Sariwiguna Binasentosa | INDONESIA | Compliant | |||
Tin | PT Stanindo Inti Perkasa | INDONESIA | Compliant | |||
Tin | PT Sukses Inti Makmur | INDONESIA | Compliant | |||
Tin | PT Sumber Jaya Indah | INDONESIA | Compliant | |||
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | Compliant | |||
Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | Compliant | |||
Tin | PT Tinindo Inter Nusa | INDONESIA | Compliant | |||
Tin | PT Tommy Utama | INDONESIA | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tin | PT Wahana Perkit Jaya | INDONESIA | Compliant | |||
Tin | Resind Indústria e Comércio Ltda. | BRAZIL | Compliant | |||
Tin | Rui Da Hung | TAIWAN | Compliant | |||
Tin | Soft Metais Ltda. | BRAZIL | Compliant | |||
Tin | Thaisarco | THAILAND | Compliant | |||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM | Not Enrolled | |||
Tin | VQB Mineral and Trading Group JSC | VIETNAM | Compliant | |||
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | Compliant | |||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | Active | |||
Tin | Yunnan Tin Company Limited | CHINA | Compliant | |||
Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | Compliant | |||
Tungsten | ACL Metais Eireli | BRAZIL | Not Enrolled | |||
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM | Compliant | |||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | Compliant | |||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | Not Enrolled | |||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Compliant | |||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Compliant | |||
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | Not Enrolled | |||
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | Compliant | |||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | H.C. Starck GmbH | GERMANY | Compliant | |||
Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | Compliant | |||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | Compliant | |||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | Compliant | |||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | Compliant | |||
Tungsten | Japan New Metals Co., Ltd. | JAPAN | Compliant | |||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | Not Enrolled | |||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | Not Enrolled | |||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Kennametal Fallon | UNITED STATES | Compliant | |||
Tungsten | Kennametal Huntsville | UNITED STATES | Compliant | |||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Moliren Ltd | RUSSIAN FEDERATION | Compliant | |||
Tungsten | Niagara Refining LLC | UNITED STATES | Compliant | |||
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM | Compliant | |||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | Compliant | |||
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | Compliant | |||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM | Compliant | |||
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | Compliant | |||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIETNAM | Compliant | |||
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | Compliant | |||
Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | Compliant | |||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | Compliant | |||
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | Compliant | |||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | Compliant |
List of Smelters and Refiners for
Valves & Controls Business Segment
Metal | Name | Facility Location | CFSP Status | |||
Gold | Abington Reldan Metals, LLC | UNITED STATES | Active | |||
Gold | Advanced Chemical Company | UNITED STATES | Compliant | |||
Gold | Aida Chemical Industries Co., Ltd. | JAPAN | Compliant | |||
Gold | Al Etihad Gold Refinery DMCC | UNITED ARAB EMIRATES | Compliant | |||
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | Compliant | |||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | Compliant | |||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | Compliant | |||
Gold | Argor-Heraeus S.A. | SWITZERLAND | Compliant | |||
Gold | Asahi Pretec Corp. | JAPAN | Compliant | |||
Gold | Asahi Refining Canada Ltd. | CANADA | Compliant | |||
Gold | Asahi Refining USA Inc. | UNITED STATES | Compliant | |||
Gold | Asaka Riken Co., Ltd. | JAPAN | Compliant | |||
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | Not Enrolled | |||
Gold | AU Traders and Refiners | SOUTH AFRICA | Compliant | |||
Gold | AURA-II | UNITED STATES | Not Enrolled | |||
Gold | Aurubis AG | GERMANY | Compliant | |||
Gold | Bangalore Refinery | INDIA | Active | |||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | Compliant | |||
Gold | Boliden AB | SWEDEN | Compliant | |||
Gold | C. Hafner GmbH + Co. KG | GERMANY | Compliant | |||
Gold | Caridad | MEXICO | Not Enrolled | |||
Gold | CCR Refinery - Glencore Canada Corporation | CANADA | Compliant | |||
Gold | Cendres + Métaux S.A. | SWITZERLAND | Active | |||
Gold | Chimet S.p.A. | ITALY | Compliant | |||
Gold | Chugai Mining | JAPAN | Not Enrolled | |||
Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | Compliant | |||
Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | Not Enrolled |
Metal | Name | Facility Location | CFSP Status | |||
Gold | Degussa Sonne / Mond Goldhandel GmbH | GERMANY | Not Enrolled | |||
Gold | DODUCO GmbH | GERMANY | Compliant | |||
Gold | Dowa | JAPAN | Compliant | |||
Gold | DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | Compliant | |||
Gold | Eco-System Recycling Co., Ltd. | JAPAN | Compliant | |||
Gold | Elemetal Refining, LLC | UNITED STATES | Compliant | |||
Gold | Emirates Gold DMCC | UNITED ARAB EMIRATES | Compliant | |||
Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Geib Refining Corporation | UNITED STATES | Active | |||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | Not Enrolled | |||
Gold | Guangdong Jinding Gold Limited | CHINA | Not Enrolled | |||
Gold | Gujarat Gold Centre | INDIA | Not Enrolled | |||
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Heimerle + Meule GmbH | GERMANY | Compliant | |||
Gold | Heraeus Ltd. Hong Kong | CHINA | Compliant | |||
Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | Compliant | |||
Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | Not Enrolled | |||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | Compliant | |||
Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | Compliant | |||
Gold | Istanbul Gold Refinery | TURKEY | Compliant | |||
Gold | Japan Mint | JAPAN | Compliant | |||
Gold | Jiangxi Copper Co., Ltd. | CHINA | Compliant | |||
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | Compliant | |||
Gold | JSC Uralelectromed | RUSSIAN FEDERATION | Compliant | |||
Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | Compliant | |||
Gold | Kaloti Precious Metals | UNITED ARAB EMIRATES | Not Enrolled |
Metal | Name | Facility Location | CFSP Status | |||
Gold | Kazakhmys Smelting LLC | KAZAKHSTAN | Not Enrolled | |||
Gold | Kazzinc | KAZAKHSTAN | Compliant | |||
Gold | Kennecott Utah Copper LLC | UNITED STATES | Compliant | |||
Gold | KGHM Polska Miedź Spółka Akcyjna | POLAND | Active | |||
Gold | Kojima Chemicals Co., Ltd. | JAPAN | Compliant | |||
Gold | Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | Compliant | |||
Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | Compliant | |||
Gold | L’azurde Company For Jewelry | SAUDI ARABIA | Not Enrolled | |||
Gold | Lingbao Gold Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | Not Enrolled | |||
Gold | L’Orfebre S.A. | ANDORRA | Not Enrolled | |||
Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | Compliant | |||
Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Materion | UNITED STATES | Compliant | |||
Gold | Matsuda Sangyo Co., Ltd. | JAPAN | Compliant | |||
Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | Compliant | |||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | Compliant | |||
Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | Compliant | |||
Gold | Metalor Technologies S.A. | SWITZERLAND | Compliant | |||
Gold | Metalor USA Refining Corporation | UNITED STATES | Compliant | |||
Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | MEXICO | Compliant | |||
Gold | Mitsubishi Materials Corporation | JAPAN | Compliant | |||
Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | Compliant | |||
Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | Compliant | |||
Gold | Modeltech Sdn Bhd | MALAYSIA | Not Enrolled | |||
Gold | Morris and Watson | NEW ZEALAND | Not Enrolled | |||
Gold | Morris and Watson Gold Coast | AUSTRALIA | Not Enrolled | |||
Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | Compliant | |||
Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | Active | |||
Gold | Nihon Material Co., Ltd. | JAPAN | Compliant | |||
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | Compliant | |||
Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | Compliant | |||
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | Compliant | |||
Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | Compliant | |||
Gold | PAMP S.A. | SWITZERLAND | Compliant | |||
Gold | Pease & Curren | UNITED STATES | Not Enrolled | |||
Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | Compliant | |||
Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA | Compliant | |||
Gold | PX Précinox S.A. | SWITZERLAND | Compliant | |||
Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | Compliant | |||
Gold | Remondis Argentia B.V. | NETHERLANDS | Not Enrolled | |||
Gold | Republic Metals Corporation | UNITED STATES | Compliant | |||
Gold | Royal Canadian Mint | CANADA | Compliant | |||
Gold | SAAMP | FRANCE | Not Enrolled | |||
Gold | Sabin Metal Corp. | UNITED STATES | Not Enrolled | |||
Gold | SAFINA A.S. | CZECH REPUBLIC | Not Enrolled | |||
Gold | Sai Refinery | INDIA | Not Enrolled | |||
Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | Compliant | |||
Gold | SAMWON Metals Corp. | KOREA, REPUBLIC OF | Not Enrolled | |||
Gold | SAXONIA Edelmetalle GmbH | GERMANY | Compliant | |||
Gold | Schone Edelmetaal B.V. | NETHERLANDS | Compliant | |||
Gold | SEMPSA Joyería Platería S.A. | SPAIN | Compliant | |||
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | Compliant | |||
Gold | Singway Technology Co., Ltd. | TAIWAN | Compliant | |||
Gold | So Accurate Group, Inc. | UNITED STATES | Not Enrolled | |||
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | Compliant | |||
Gold | Solar Applied Materials Technology Corp. | TAIWAN | Compliant | |||
Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | Compliant | |||
Gold | SungEel HiTech | KOREA, REPUBLIC OF | Active | |||
Gold | T.C.A S.p.A | ITALY | Compliant | |||
Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | Compliant | |||
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | Compliant | |||
Gold | Tokuriki Honten Co., Ltd. | JAPAN | Compliant | |||
Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Tony Goetz NV | BELGIUM | Active | |||
Gold | TOO Tau-Ken-Altyn | KAZAKHSTAN | Not Enrolled | |||
Gold | Torecom | KOREA, REPUBLIC OF | Compliant | |||
Gold | Umicore Brasil Ltda. | BRAZIL | Compliant | |||
Gold | Umicore Precious Metals Thailand | THAILAND | Compliant | |||
Gold | Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | Compliant | |||
Gold | United Precious Metal Refining, Inc. | UNITED STATES | Compliant | |||
Gold | Universal Precious Metals Refining Zambia | ZAMBIA | Not Enrolled | |||
Gold | Valcambi S.A. | SWITZERLAND | Compliant | |||
Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | Compliant | |||
Gold | WIELAND Edelmetalle GmbH | GERMANY | Compliant | |||
Gold | Yamamoto Precious Metal Co., Ltd. | JAPAN | Compliant | |||
Gold | Yokohama Metal Co., Ltd. | JAPAN | Compliant | |||
Gold | Yunnan Copper Industry Co., Ltd. | CHINA | Not Enrolled | |||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | Compliant | |||
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | Compliant | |||
Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | Compliant | |||
Tantalum | D Block Metals, LLC | UNITED STATES | Compliant | |||
Tantalum | Duoluoshan | CHINA | Compliant | |||
Tantalum | Exotech Inc. | UNITED STATES | Compliant | |||
Tantalum | F&X Electro-Materials Ltd. | CHINA | Compliant | |||
Tantalum | FIR Metals & Resource Ltd. | CHINA | Compliant | |||
Tantalum | Global Advanced Metals Aizu | JAPAN | Compliant | |||
Tantalum | Global Advanced Metals Boyertown | UNITED STATES | Compliant | |||
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | Compliant | |||
Tantalum | H.C. Starck Co., Ltd. | THAILAND | Compliant | |||
Tantalum | H.C. Starck GmbH Goslar | GERMANY | Compliant | |||
Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | Not Enrolled | |||
Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | Compliant | |||
Tantalum | H.C. Starck Inc. | UNITED STATES | Compliant | |||
Tantalum | H.C. Starck Ltd. | JAPAN | Compliant | |||
Tantalum | H.C. Starck Smelting GmbH & Co. KG | GERMANY | Compliant | |||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | Compliant | |||
Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | Compliant | |||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | Compliant | |||
Tantalum | Jiangxi Tuohong New Raw Material | CHINA | Compliant | |||
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | Compliant | |||
Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | Compliant | |||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | Compliant | |||
Tantalum | KEMET Blue Metals | MEXICO | Compliant | |||
Tantalum | KEMET Blue Powder | UNITED STATES | Compliant | |||
Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | Compliant | |||
Tantalum | LSM Brasil S.A. | BRAZIL | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | Compliant | |||
Tantalum | Mineração Taboca S.A. | BRAZIL | Compliant | |||
Tantalum | Mitsui Mining & Smelting | JAPAN | Compliant | |||
Tantalum | Molycorp Silmet A.S. | ESTONIA | Compliant | |||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | Compliant | |||
Tantalum | Plansee SE Liezen | AUSTRIA | Not Enrolled | |||
Tantalum | Plansee SE Reutte | AUSTRIA | Compliant | |||
Tantalum | Power Resources Ltd. | MACEDONIA | Compliant | |||
Tantalum | QuantumClean | UNITED STATES | Compliant | |||
Tantalum | Resind Indústria e Comércio Ltda. | BRAZIL | Compliant | |||
Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | Compliant | |||
Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | Compliant | |||
Tantalum | Taki Chemicals | JAPAN | Compliant | |||
Tantalum | Telex Metals | UNITED STATES | Compliant | |||
Tantalum | Tranzact, Inc. | UNITED STATES | Compliant | |||
Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | Compliant | |||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | Compliant | |||
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | Compliant | |||
Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CHINA | Compliant | |||
Tin | Alpha | UNITED STATES | Compliant | |||
Tin | An Thai Minerals Co., Ltd. | VIETNAM | Not Enrolled | |||
Tin | An Vinh Joint Stock Mineral Processing Company | VIETNAM | Not Enrolled | |||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | Compliant | |||
Tin | China Tin Group Co., Ltd. | CHINA | Compliant | |||
Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | Not Enrolled | |||
Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | Compliant | |||
Tin | CV Ayi Jaya | INDONESIA | Compliant | |||
Tin | CV Dua Sekawan | INDONESIA | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tin | CV Gita Pesona | INDONESIA | Compliant | |||
Tin | CV Serumpun Sebalai | INDONESIA | Compliant | |||
Tin | CV Tiga Sekawan | INDONESIA | Compliant | |||
Tin | CV United Smelting | INDONESIA | Compliant | |||
Tin | CV Venus Inti Perkasa | INDONESIA | Compliant | |||
Tin | Dowa | JAPAN | Compliant | |||
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIETNAM | Active | |||
Tin | Elmet S.L.U. | SPAIN | Compliant | |||
Tin | EM Vinto | BOLIVIA | Compliant | |||
Tin | Estanho de Rondônia S.A. | BRAZIL | Not Enrolled | |||
Tin | Fenix Metals | POLAND | Compliant | |||
Tin | Gejiu Fengming Metallurgy Chemical Plant | CHINA | Compliant | |||
Tin | Gejiu Jinye Mineral Company | CHINA | Compliant | |||
Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | Active | |||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | Compliant | |||
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | Active | |||
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | Not Enrolled | |||
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | Compliant | |||
Tin | HuiChang Hill Tin Industry Co., Ltd. | CHINA | Compliant | |||
Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | Not Enrolled | |||
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | Compliant | |||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | Compliant | |||
Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | Compliant | |||
Tin | Melt Metais e Ligas S.A. | BRAZIL | Compliant | |||
Tin | Metallic Resources, Inc. | UNITED STATES | Compliant | |||
Tin | Metallo-Chimique N.V. | BELGIUM | Compliant | |||
Tin | Mineração Taboca S.A. | BRAZIL | Compliant | |||
Tin | Minsur | PERU | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tin | Mitsubishi Materials Corporation | JAPAN | Compliant | |||
Tin | Modeltech Sdn Bhd | MALAYSIA | Not Enrolled | |||
Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | Active | |||
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIETNAM | Not Enrolled | |||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | Compliant | |||
Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | Compliant | |||
Tin | Operaciones Metalurgical S.A. | BOLIVIA | Compliant | |||
Tin | Phoenix Metal Ltd. | RWANDA | Not Enrolled | |||
Tin | PT Aries Kencana Sejahtera | INDONESIA | Compliant | |||
Tin | PT Artha Cipta Langgeng | INDONESIA | Compliant | |||
Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | Compliant | |||
Tin | PT Babel Inti Perkasa | INDONESIA | Compliant | |||
Tin | PT Bangka Prima Tin | INDONESIA | Compliant | |||
Tin | PT Bangka Tin Industry | INDONESIA | Compliant | |||
Tin | PT Belitung Industri Sejahtera | INDONESIA | Compliant | |||
Tin | PT Bukit Timah | INDONESIA | Compliant | |||
Tin | PT Cipta Persada Mulia | INDONESIA | Compliant | |||
Tin | PT DS Jaya Abadi | INDONESIA | Compliant | |||
Tin | PT Eunindo Usaha Mandiri | INDONESIA | Compliant | |||
Tin | PT Inti Stania Prima | INDONESIA | Compliant | |||
Tin | PT Justindo | INDONESIA | Not Enrolled | |||
Tin | PT Karimun Mining | INDONESIA | Compliant | |||
Tin | PT Kijang Jaya Mandiri | INDONESIA | Compliant | |||
Tin | PT Lautan Harmonis Sejahtera | INDONESIA | Compliant | |||
Tin | PT Mitra Stania Prima | INDONESIA | Compliant | |||
Tin | PT O.M. Indonesia | INDONESIA | Compliant | |||
Tin | PT Panca Mega Persada | INDONESIA | Compliant | |||
Tin | PT Prima Timah Utama | INDONESIA | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tin | PT Refined Bangka Tin | INDONESIA | Compliant | |||
Tin | PT Sariwiguna Binasentosa | INDONESIA | Compliant | |||
Tin | PT Stanindo Inti Perkasa | INDONESIA | Compliant | |||
Tin | PT Sukses Inti Makmur | INDONESIA | Compliant | |||
Tin | PT Sumber Jaya Indah | INDONESIA | Compliant | |||
Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | Compliant | |||
Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | Compliant | |||
Tin | PT Tinindo Inter Nusa | INDONESIA | Compliant | |||
Tin | PT Tommy Utama | INDONESIA | Compliant | |||
Tin | PT Wahana Perkit Jaya | INDONESIA | Compliant | |||
Tin | Resind Indústria e Comércio Ltda. | BRAZIL | Compliant | |||
Tin | Rui Da Hung | TAIWAN | Compliant | |||
Tin | Soft Metais Ltda. | BRAZIL | Compliant | |||
Tin | Thaisarco | THAILAND | Compliant | |||
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIETNAM | Not Enrolled | |||
Tin | VQB Mineral and Trading Group JSC | VIETNAM | Compliant | |||
Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | Compliant | |||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | Active | |||
Tin | Yunnan Tin Company Limited | CHINA | Compliant | |||
Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | Compliant | |||
Tungsten | ACL Metais Eireli | BRAZIL | Not Enrolled | |||
Tungsten | Asia Tungsten Products Vietnam Ltd. | VIETNAM | Compliant | |||
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | Compliant | |||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | Not Enrolled | |||
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | Compliant | |||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | Compliant | |||
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CHINA | Not Enrolled | |||
Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | Compliant | |||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | H.C. Starck GmbH | GERMANY | Compliant | |||
Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | Compliant | |||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | Compliant | |||
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | Compliant | |||
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | Compliant | |||
Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | Compliant | |||
Tungsten | Japan New Metals Co., Ltd. | JAPAN | Compliant | |||
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CHINA | Not Enrolled | |||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | Not Enrolled | |||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | Compliant | |||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Kennametal Fallon | UNITED STATES | Compliant | |||
Tungsten | Kennametal Huntsville | UNITED STATES | Compliant | |||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Moliren Ltd | RUSSIAN FEDERATION | Compliant | |||
Tungsten | Niagara Refining LLC | UNITED STATES | Compliant | |||
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIETNAM | Compliant | |||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | Compliant | |||
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | Compliant | |||
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIETNAM | Compliant |
Metal | Name | Facility Location | CFSP Status | |||
Tungsten | Unecha Refractory metals plant | RUSSIAN FEDERATION | Compliant | |||
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIETNAM | Compliant | |||
Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | Compliant | |||
Tungsten | Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | Compliant | |||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | Compliant | |||
Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | Compliant | |||
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | Compliant | |||
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | Compliant |
Annex II
List of Countries of Origin for Subject Minerals for
Water Quality Systems, Flow & Filtration Solutions and Technical Solutions
Angola, Argentina, Australia, Austria, Belgium, Bolivia, Brazil, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, Côte D’Ivoire, Czech Republic, Djibouti, Democratic Republic of the Congo, Ecuador, Egypt, Estonia, Ethiopia, France, Germany, Guyana, Hungary, India, Indonesia, Ireland, Israel, Japan, Kazakhstan, Kenya, Laos, Luxembourg, Madagascar, Malaysia, Mongolia, Mozambique, Myanmar, Namibia, Netherlands, Nigeria, Peru, Portugal, Republic of Congo, Russia, Rwanda, Sierra Leone, Singapore, Slovakia, South Africa, South Korea, South Sudan, Spain, Suriname, Switzerland, Taiwan, Tanzania, Thailand, Uganda, United Kingdom, United States of America, Vietnam, Zambia, and Zimbabwe.
List of Countries of Origin for Subject Minerals for Valves & Controls
Angola, Argentina, Australia, Austria, Belgium, Bolivia, Brazil, Burundi, Cambodia, Canada, Central African Republic, Chile, China, Colombia, Côte D’Ivoire, Czech Republic, Djibouti, Democratic Republic of the Congo, Ecuador, Egypt, Estonia, Ethiopia, France, Germany, Guyana, Hungary, India, Indonesia, Ireland, Israel, Japan, Kazakhstan, Kenya, Laos, Luxembourg, Madagascar, Malaysia, Mongolia, Mozambique, Myanmar, Namibia, Netherlands, Nigeria, Peru, Portugal, Republic of Congo, Russia, Rwanda, Sierra Leone, Singapore, Slovakia, South Africa, South Korea, South Sudan, Spain, Suriname, Switzerland, Taiwan, Tanzania, Thailand, Uganda, United Kingdom, United States of America, Vietnam, Zambia, and Zimbabwe.
