Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | Short-Term Government |
Issuer | Fannie Mae |
Ticker/Sedol | 3135G0U27 |
Principal Amount (US$) | $1,997,020,000.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $2,096,871.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 4/12/2018 |
Price (US$) | $99.851 |
Price-Foreign | N/A |
Underwriter | Citigroup Global Markets Inc |
Other Syndicate Members: | TD Securities (USA) LLC, Wells Fargo Securities, LLC, Barclays Capital Inc., CastleOak Securities L.P., HSBC Securities (USA) Inc., J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, Nomura Securities International Inc. |
Underwriting Spread | 0.100% |
Currency | USD |
Fund | Government Bond Fund |
Issuer | Federal Home Loan Bank |
Ticker/Sedol | 3130AFFX0 |
Principal Amount (US$) | $1,237,562,500.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $1,980,100.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 11/15/2018 |
Price (US$) | $99.005 |
Price-Foreign | N/A |
Underwriter | Toronto Dominion Securities LLC |
Other Syndicate Members: | Nomura Securities International Inc., CastleOak Securities L.P., Citigroup Global Markets Inc., Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., Morgan Stanley & Co. LLC |
Underwriting Spread | 0.100% |
Currency | USD |
Fund | Short-Term Government |
Issuer | Fannie Mae |
Ticker/Sedol | 3135G0U27 |
Principal Amount (US$) | $2,498,200,000.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $499,640.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 1/9/2019 |
Price (US$) | $99.928 |
Price-Foreign | N/A |
Underwriter | TD Securities (USA) LLC |
Other Syndicate Members: | Barclays Capital Inc., CastleOak Securities, L.P., Loop Capital Markets, LLC, MFR Securities, Inc., Multi-Bank Securities, Inc., Nomura Securities International, Inc., The Williams Capital Group, L.P. |
Underwriting Spread | 0.100% |
Currency | USD |