Pursuant to the Fund’s procedures adopted under Rule 10f-3, the Fund’s Board of Directors/Trustees receives a quarterly report in the form of a checklist as to the satisfaction of the applicable conditions of paragraph (c)(1) through (c)(8) of Rule 10f-3.
Fund | Short-Term Government |
Issuer | Fannie Mae |
Ticker/Sedol | 3135G0U92 |
Principal Amount (US$) | $2,498,200,000.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $499,640.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 1/9/2019 |
Price (US$) | $99.928 |
Price-Foreign | N/A |
Underwriter | TD Securities (USA) LLC |
Other Syndicate Members: | Barclays Capital Inc., CastleOak Securities, L.P., Loop Capital Markets, LLC, MFR Securities, Inc., Multi-Bank Securities, Inc., Multi-Bank Securities, Inc., The Williams Capital Group, L.P. |
Underwriting Spread | 0.100% |
Currency | USD |
Fund | Short-Term Government |
Issuer | Fannie Mae |
Ticker/Sedol | 3135G0V59 |
Principal Amount (US$) | $1,993,440,000.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $2,093,112.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 4/11/2019 |
Price (US$) | $99.672 |
Price-Foreign | N/A |
Underwriter | Barclays Capital Inc. |
Other Syndicate Members: | Nomura Securities International Inc., TD Securities (USA) LLC, Loop Capital Markets, LLC, Mischler Financial Group Inc, Great Pacific Securities, Academy Securities Inc., Guzman & Company, Alamo Capital Financial Services |
Underwriting Spread | 0.100% |
Currency | USD |
Fund | Short-Term Government |
Issuer | Federal Home Loan Bank |
Ticker/Sedol | 3130AGWK7 |
Principal Amount (US$) | $997,650,000.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $498,825.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 08/15/2019 |
Price (US$) | $99.765 |
Price-Foreign | N/A |
Underwriter | Wells Fargo Securities, LLC |
Other Syndicate Members: | J.P. Morgan Securities LLC, Nomura Securities International, Inc., Academy Securities, Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, TD Securities (USA) LLC, The Williams Capital Group, L.P. |
Underwriting Spread | 0.100% |
Currency | USD |
Fund | Short-Term Government |
Issuer | Fannie Mae |
Ticker/Sedol | 3135G0W33 |
Principal Amount (US$) | $1,993,040,000.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $2,491,300.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 9/5/2019 |
Price (US$) | $99.652 |
Price-Foreign | N/A |
Underwriter | Barclays Capital Inc. |
Other Syndicate Members: | Nomura Securities International, Inc., TD Securities (USA) LLC, The Williams Capital Group, L.P., Academy Securities, Inc., Alamo Capital Financial Services, Cabrera Capital Markets LLC, Great Pacific Securities, Stern Brothers & Co |
Underwriting Spread | 0.100% |
Currency | USD |
Fund | Short-Term Government |
Issuer | Freddie Mac |
Ticker/Sedol | 3137EAEP0 |
Principal Amount (US$) | $2,997,690,000.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $799,384.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 2/13/2020 |
Price (US$) | $99.923 |
Price-Foreign | N/A |
Underwriter | Wells Fargo Securities LLC |
Other Syndicate Members: | Barclays Capital Inc., Nomura Securities International, Inc., Academy Securities, Inc., CastleOak Securities, L.P., Great Pacific Securities, Loop Capital Markets, LLC, Multi-Bank Securities, Inc., Siebert Williams Shank & Co., LLC |
Underwriting Spread | 0.100% |
Currency | USD |
Fund | Government Bond |
Issuer | Freddie Mac |
Ticker/Sedol | 3137EAEP0 |
Principal Amount (US$) | $2,997,690,000.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $2,997,690.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 2/13/2020 |
Price (US$) | $99.923 |
Price-Foreign | N/A |
Underwriter | Wells Fargo Securities LLC |
Other Syndicate Members: | Barclays Capital Inc., Nomura Securities International, Inc., Academy Securities, Inc., CastleOak Securities, L.P., Great Pacific Securities, Loop Capital Markets, LLC, Multi-Bank Securities, Inc., Siebert Williams Shank & Co., LLC |
Underwriting Spread | 0.100% |
Currency | USD |
Fund | Government Bond |
Issuer | Fannie Mae |
Ticker/Sedol | 3135G0X24 |
Principal Amount (US$) | $2,990,430,000.00 |
Principal Amount (Foreign$) | N/A |
Amount Purchased (US$) | $2,990,430.00 |
Amount Purchased (Foreign$) | N/A |
Trade Date | 1/8/2020 |
Price (US$) | $99.681 |
Price-Foreign | N/A |
Underwriter | Barclays Capital Inc. |
Other Syndicate Members: | Nomura Securities International, Inc., TD Securities (USA) LLC, Siebert Williams Shank & Co., LLC, CastleOak Securities, L.P., MFR Securities, Inc., Loop Capital Markets, LLC, Academy Securities, Inc. |
Underwriting Spread | 0.125% |
Currency | USD |