UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
Amendment No.1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 16, 2024
Oshkosh Corporation
(Exact name of registrant as specified in its charter)
| Wisconsin | | 1-31371 | | 39-0520270 |
(State or other jurisdiction
of incorporation) | |
(Commission File Number) | | (IRS Employer
Identification No.) |
1917 Four Wheel Drive Oshkosh, Wisconsin | | 54902 |
| (Address of principal executive offices) | | (Zip Code) |
(920) 502-3400
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | | Trading
symbol(s) | | Name of each exchange on which registered |
| Common Stock ($0.01 par value) | | OSK | | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01 of the Current Report on Form 8-K of Oshkosh Corporation filed April 16, 2024 is amended to read in its entirety as follows:
Item 8.01 Other Events.
On April 16, 2024, Oshkosh Corporation (the “Company”) disclosed the following information with regard to its equity incentive plans:
The following table provides information about the outstanding awards and securities remaining available for future issuance under the Company’s equity compensation plans as of February 28, 2024. There were 65,576,901 shares of the Company’s common stock (“Common Stock”) outstanding as of February 28, 2024.
The Company has not granted any additional awards under the Company’s 2017 Incentive Stock and Awards Plan (the “2017 Plan”) after February 28, 2024 and will not approve any additional awards under the 2017 Plan through the date of the Company’s upcoming annual meeting of shareholders. If shareholders approve the Oshkosh Corporation 2024 Incentive Stock and Awards Plan at that meeting, then the Company will not approve any additional awards under the 2017 Plan.
| Plan Category | | Number of securities to be
issued upon the exercise of
outstanding options, warrants,
rights and performance share
awards (1)(2)(3) | | | Weighted-average
exercise price of
outstanding options,
warrants and rights (4) | | | Number of securities remaining available
for future issuance under equity
compensation plans (excluding securities
reflected in the first column) | |
Equity compensation
plans approved by
security holders | | | 1,206,813 | | | $ | 81.74 | | | | 575,721 | |
Equity compensation
plans not approved by
security holders | | | — | | | | — | | | | — | |
| Total | | | 1,206,813 | | | $ | 81.74 | | | | 575,721 | |
| (1) | Represents options to purchase Common Stock granted under the 2017 Plan. The Company’s shareholders approved this plan. |
| (2) | The Company does not pay dividends or dividend equivalents with respect to outstanding options to purchase shares of Common Stock. |
| (3) | Consists of 229,916 options to purchase shares of Common Stock, 400,634 performance shares representing a payout equal to 200% of target that would be payable in the event that the Company achieves the maximum performance level and 576,263 non-vested restricted stock units. |
| (4) | Consists of the weighted-average exercise price of outstanding stock options and does not take into account performance share and restricted stock unit awards, which do not have an exercise price. As of February 28, 2024, the weighted-average remaining term of outstanding stock options was 5.0 years. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this amendment to report to be signed on its behalf by the undersigned hereunto duly authorized.
| | OSHKOSH CORPORATION |
| | | |
| Date: April 17, 2024 | By: | /s/ Ignacio A. Cortina |
| | | Ignacio A. Cortina |
| | | Executive Vice President, General Counsel and Secretary |
