UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT Pursuant to
Section 13 OR 15(d) of
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 12, 2019
(Exact name of registrant as specified in its charter)
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Delaware | | 1-9371 | | 51-0283071 |
(State or other jurisdiction of incorporation) | | (Commission File Number) | | (IRS Employer Identification No.) |
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1411 Broadway, 34th Floor, New York, New York | | 10018 | | |
(Address of principal executive offices) | | (Zip Code) | | |
Registrant’s telephone number, including area code: (212) 752-1356
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| [ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Title of each class | | Trading Symbol(s) | | Name of each exchange on which registered |
Common Stock, $1.00 par value | | Y | | New York Stock Exchange |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Alleghany Corporation will redeem all $300.0 million principal amount outstanding of its 5.625% Senior Notes due 2020 (the “2020 Notes”) on January 15, 2020 (the “Redemption Date”), pursuant to the optional redemption provisions in the Indenture governing the 2020 Notes. The redemption price, including payment of all accrued and unpaid interest on the principal amount of the 2020 Notes to but excluding the Redemption Date, will be paid to holders of the 2020 Notes in accordance with the terms of the Indenture. The Bank of New York Mellon is the trustee and paying agent for the 2020 Notes. The trustee distributed to the registered holders of the 2020 Notes written notice of the redemption on December 12, 2019.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | Alleghany corporation |
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Date: December 12, 2019 | | By: /s/ Kerry J. Jacobs |
| | Name: Kerry J. Jacobs |
| | Title: Senior Vice President and chief financial officer |
