UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
| Investment Company Act File Number: | 811-04413 |
| | |
| Exact Name of Registrant as Specified in Charter: | Delaware Group® Equity Funds IV |
| |
| Address of principal executive offices: | 2005 Market Street
Philadelphia, PA 19103 |
| |
| Name and address of agent for service: | David F. Connor, Esq.
2005 Market Street
Philadelphia, PA 19103 |
| |
| Registrant’s telephone number: | (800) 523-1918 |
| | |
| Date of fiscal year end: | March 31 |
| | |
| Date of reporting period: | July 1, 2019 - June 30, 2020 |
ITEM 1. PROXY VOTING RECORD.
===================== Delaware Covered Call Strategy Fund ======================
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director for a term of one For For Management
year: Charlene Barshefsky
1B. Election of Director for a term of one For For Management
year: John J. Brennan
1C. Election of Director for a term of one For Against Management
year: Peter Chernin
1D. Election of Director for a term of one For For Management
year: Ralph de la Vega
1E. Election of Director for a term of one For For Management
year: Anne Lauvergeon
1F. Election of Director for a term of one For For Management
year: Michael O. Leavitt
1G. Election of Director for a term of one For Against Management
year: Theodore J. Leonsis
1H. Election of Director for a term of one For For Management
year: Karen L. Parkhill
1I. Election of Director for a term of one For For Management
year: Lynn A. Pike
1J. Election of Director for a term of one For For Management
year: Stephen J. Squeri
1K. Election of Director for a term of one For For Management
year: Daniel L. Vasella
1L. Election of Director for a term of one For For Management
year: Ronald A. Williams
1M. Election of Director for a term of one For For Management
year: Christopher D. Young
2. Ratification of appointment of For Against Management
PricewaterhouseCoopers LLP as
independent registered public
accounting firm for 2020.
3. Approval, on an advisory basis, of the For For Management
Company's executive compensation.
4. Approval of Amended and Restated For For Management
Incentive Compensation Plan.
5. Shareholder proposal relating to Against For Shareholder
action by written consent.
6. Shareholder proposal relating to Against For Shareholder
gender/racial pay equity.
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: James Bell For For Management
1B. Election of Director: Tim Cook For For Management
1C. Election of Director: Al Gore For Against Management
1D. Election of Director: Andrea Jung For For Management
1E. Election of Director: Art Levinson For Against Management
1F. Election of Director: Ron Sugar For Against Management
1G. Election of Director: Sue Wagner For For Management
2. Ratification of the appointment of For Against Management
Ernst & Young LLP as Apple's
independent registered public
accounting firm for 2020
3. Advisory vote to approve executive For For Management
compensation
4. A shareholder proposal entitled Against For Shareholder
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Against For Shareholder
sustainability and executive
compensation
6. A shareholder proposal relating to Against For Shareholder
policies on freedom of expression
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AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Randall L. For Against Management
Stephenson
1B. Election of Director: Samuel A. Di For For Management
Piazza, Jr.
1C. Election of Director: Richard W. Fisher For For Management
1D. Election of Director: Scott T. Ford For For Management
1E. Election of Director: Glenn H. Hutchins For For Management
1F. Election of Director: William E. For For Management
Kennard
1G. Election of Director: Debra L. Lee For For Management
1H. Election of Director: Stephen J. Luczo For For Management
1I. Election of Director: Michael B. For For Management
McCallister
1J. Election of Director: Beth E. Mooney For For Management
1K. Election of Director: Matthew K. Rose For Against Management
1L. Election of Director: Cynthia B. Taylor For For Management
1M. Election of Director: Geoffrey Y. Yang For For Management
2. Ratification of appointment of For Against Management
independent auditors.
3. Advisory approval of executive For For Management
compensation.
4. Independent Board Chairman. Against For Shareholder
5. Employee Representative Director. Against Against Shareholder
6. Improve Guiding Principles of Against For Shareholder
Executive Compensation.
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BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Bader M. Alsaad For For Management
1B. Election of Director: Mathis For For Management
Cabiallavetta
1C. Election of Director: Pamela Daley For For Management
1D. Withdrawn For For Management
1E. Election of Director: Jessica P. For Against Management
Einhorn
1F. Election of Director: Laurence D. Fink For For Management
1G. Election of Director: William E. Ford For Against Management
1H. Election of Director: Fabrizio Freda For For Management
1I. Election of Director: Murry S. Gerber For Against Management
1J. Election of Director: Margaret L. For Against Management
Johnson
1K. Election of Director: Robert S. Kapito For For Management
1L. Election of Director: Cheryl D. Mills For Against Management
1M. Election of Director: Gordon M. Nixon For Against Management
1N. Election of Director: Charles H. For For Management
Robbins
1O. Election of Director: Marco Antonio For Against Management
Slim Domit
1P. Election of Director: Susan L. Wagner For For Management
1Q. Election of Director: Mark Wilson For For Management
2. Approval, in a non-binding advisory For Against Management
vote, of the compensation for named
executive officers.
3. Ratification of the appointment of For Against Management
Deloitte LLP as BlackRock's
independent registered public
accounting firm for the fiscal year
2020.
4. Shareholder Proposal - Production of a Against Against Shareholder
Report on the "Statement on the
Purpose of a Corporation."
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BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Peter J. Arduini For Against Management
1B. Election of Director: Robert Bertolini For For Management
1C. Election of Director: Michael W. Bonney For For Management
1D. Election of Director: Giovanni For For Management
Caforio, M.D.
1E. Election of Director: Matthew W. Emmens For Against Management
1F. Election of Director: Julia A. Haller, For For Management
M.D.
1G. Election of Director: Dinesh C. Paliwal For Against Management
1H. Election of Director: Theodore R. For For Management
Samuels
1I. Election of Director: Vicki L. Sato, For For Management
Ph.D.
1J. Election of Director: Gerald L. Storch For Against Management
1K. Election of Director: Karen H. For Against Management
Vousden, Ph.D.
1L. Election of Director: Phyllis R. Yale For For Management
2. Advisory vote to approve the For Against Management
compensation of our Named Executive
Officers.
3. Ratification of the appointment of an For Against Management
independent registered public
accounting firm.
4. Shareholder Proposal on Separate Chair Against For Shareholder
& CEO.
5. Shareholder Proposal on Shareholder Against For Shareholder
Right to Act by Written Consent.
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BROADCOM INC
Ticker: AVGO Security ID: 11135F101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Mr. Hock E. Tan For For Management
1B. Election of Director: Dr. Henry Samueli For For Management
1C. Election of Director: Mr. Eddy W. For For Management
Hartenstein
1D. Election of Director: Ms. Diane M. For For Management
Bryant
1E. Election of Director: Ms. Gayla J. For For Management
Delly
1F. Election of Director: Mr. Raul J. For For Management
Fernandez
1G. Election of Director: Mr. Check Kian For For Management
Low
1H. Election of Director: Ms. Justine F. For For Management
Page
1I. Election of Director: Mr. Harry L. You For For Management
2. Ratification of the appointment of For Against Management
PricewaterhouseCoopers LLP as
Broadcom's independent registered
public accounting firm for the fiscal
year ending November 1, 2020.
3. Non-binding, advisory vote to approve For For Management
compensation of Broadcom's named
executive officers.
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CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Kelly A. Ayotte For For Management
1B. Election of Director: David L. Calhoun For For Management
1C. Election of Director: Daniel M. For Against Management
Dickinson
1D. Election of Director: Juan Gallardo For For Management
1E. Election of Director: William A. Osborn For Against Management
1F. Election of Director: Debra L. For Against Management
Reed-Klages
1G. Election of Director: Edward B. Rust, For Against Management
Jr.
1H. Election of Director: Susan C. Schwab For For Management
1I. Election of Director: D. James Umpleby For For Management
III
1J. Election of Director: Miles D. White For Against Management
1K. Election of Director: Rayford Wilkins, For Against Management
Jr.
2. Ratification of our Independent For Against Management
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive For Against Management
Compensation
4. Shareholder Proposal - Provide a Against Against Shareholder
Report of Lobbying Activities
5. Shareholder Proposal - Independent Against For Shareholder
Board Chairman
6. Shareholder Proposal - Shareholder Against For Shareholder
Action by Written Consent
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CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: W. M. Austin For For Management
1B. Election of Director: J. B. Frank For For Management
1C. Election of Director: A. P. Gast For For Management
1D. Election of Director: E. Hernandez, Jr. For Against Management
1E. Election of Director: C. W. Moorman IV For For Management
1F. Election of Director: D. F. Moyo For For Management
1G. Election of Director: D. Reed-Klages For Against Management
1H. Election of Director: R. D. Sugar For Against Management
1I. Election of Director: D. J. Umpleby III For Against Management
1J. Election of Director: M. K. Wirth For For Management
2. Ratification of Appointment of PwC as For Against Management
Independent Registered Public
Accounting Firm
3. Advisory Vote to Approve Named For Against Management
Executive Officer Compensation
4. Report on Lobbying Against Against Shareholder
5. Create a Board Committee on Climate Against For Shareholder
Risk
6. Report on Climate Lobbying Against Against Shareholder
7. Report on Petrochemical Risk Against For Shareholder
8. Report on Human Rights Practices Against For Shareholder
9. Set Special Meeting Threshold at 10% Against Against Shareholder
10. Adopt Policy for an Independent Against For Shareholder
Chairman
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: M. Michele Burns For For Management
1B. Election of Director: Wesley G. Bush For For Management
1C. Election of Director: Michael D. For Against Management
Capellas
1D. Election of Director: Mark Garrett For For Management
1E. Election of Director: Dr. Kristina M. For For Management
Johnson
1F. Election of Director: Roderick C. For Against Management
McGeary
1G. Election of Director: Charles H. For For Management
Robbins
1H. Election of Director: Arun Sarin For For Management
1I. Election of Director: Brenton L. For For Management
Saunders
1J. Election of Director: Carol B. Tome For For Management
2. Approval, on an advisory basis, of For For Management
executive compensation.
3. Ratification of PricewaterhouseCoopers For Against Management
LLP as Cisco's independent registered
public accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Against For Shareholder
policy to have an independent Board
chairman.
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CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Charles E. Bunch For Against Management
1B. Election of Director: Caroline Maury For For Management
Devine
1C. Election of Director: John V. Faraci For Against Management
1D. Election of Director: Jody Freeman For For Management
1E. Election of Director: Gay Huey Evans For For Management
1F. Election of Director: Jeffrey A. For Against Management
Joerres
1G. Election of Director: Ryan M. Lance For For Management
1H. Election of Director: William H. For Against Management
McRaven
1I. Election of Director: Sharmila Mulligan For Against Management
1J. Election of Director: Arjun N. Murti For Against Management
1K. Election of Director: Robert A. Niblock For For Management
1L. Election of Director: David T. Seaton For For Management
1M. Election of Director: R.A. Walker For For Management
2. Proposal to ratify appointment of For Against Management
Ernst & Young LLP as ConocoPhillips'
independent registered public
accounting firm for 2020.
3. Advisory Approval of Executive For Against Management
Compensation.
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CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Donald W. Blair For For Management
1B. Election of Director: Leslie A. Brun For Against Management
1C. Election of Director: Stephanie A. For For Management
Burns
1D. Election of Director: Richard T. Clark For Against Management
1E. Election of Director: Robert F. For Against Management
Cummings, Jr.
1F. Election of Director: Deborah A. For For Management
Henretta
1G. Election of Director: Daniel P. For For Management
Huttenlocher
1H. Election of Director: Kurt M. Landgraf For Against Management
1I. Election of Director: Kevin J. Martin For For Management
1J. Election of Director: Deborah D. Rieman For Against Management
1K. Election of Director: Hansel E. For Against Management
Tookes, II
1L. Election of Director: Wendell P. Weeks For Against Management
1M. Election of Director: Mark S. Wrighton For For Management
2. Advisory approval of the Company's For Against Management
executive compensation (Say on Pay).
3. Ratification of the appointment of For Against Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for the fiscal year
ending December 31, 2020.
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COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Susan L. Decker For For Management
1..2 DIRECTOR-Richard A. Galanti For For Management
1..3 DIRECTOR-Sally Jewell For For Management
1..4 DIRECTOR-Charles T. Munger For Withheld Management
2. Ratification of selection of For Against Management
independent auditors.
3. Approval, on an advisory basis, of For For Management
executive compensation.
4. Approval to amend Articles of For For Management
Incorporation to permit removal of
directors without cause.
5. Shareholder proposal regarding a Against For Shareholder
director skills matrix and disclosure
of director ideological perspectives.
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DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Edward H. Bastian For For Management
1B. Election of Director: Francis S. Blake For Against Management
1C. Election of Director: Ashton B. Carter For For Management
1D. Election of Director: David G. DeWalt For For Management
1E. Election of Director: William H. For For Management
Easter III
1F. Election of Director: Christopher A. For For Management
Hazleton
1G. Election of Director: Michael P. Huerta For For Management
1H. Election of Director: Jeanne P. Jackson For For Management
1I. Election of Director: George N. Mattson For For Management
1J. Election of Director: Sergio A.L. Rial For For Management
1K. Election of Director: David S. Taylor For For Management
1L. Election of Director: Kathy N. Waller For For Management
2. To approve, on an advisory basis, the For For Management
compensation of Delta's named
executive officers.
3. To ratify the appointment of Ernst & For Against Management
Young LLP as Delta's independent
auditors for the year ending December
31, 2020.
4. A shareholder proposal related to the Against For Shareholder
right to act by written consent.
5. A shareholder proposal related to a Against Against Shareholder
climate lobbying report.
6. A shareholder proposal related to a Against Against Shareholder
political contributions report.
7. A shareholder proposal related to a Against For Shareholder
sexual harassment policy.
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DOW INC.
Ticker: DOW Security ID: 260557103
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Samuel R. Allen For Against Management
1B. Election of Director: Ajay Banga For Against Management
1C. Election of Director: Jacqueline K. For For Management
Barton
1D. Election of Director: James A. Bell For For Management
1E. Election of Director: Wesley G. Bush For For Management
1F. Election of Director: Richard K. Davis For For Management
1G. Election of Director: Jeff M. Fettig For Against Management
1H. Election of Director: Jim Fitterling For For Management
1I. Election of Director: Jacqueline C. For For Management
Hinman
1J. Election of Director: Jill S. Wyant For For Management
1K. Election of Director: Daniel W. For For Management
Yohannes
2. Advisory Resolution to Approve For Against Management
Executive Compensation
3. Advisory Resolution on the Frequency 1 Year 1 Year Management
of Future Advisory Votes to Approve
Executive Compensation
4. Ratification of the Appointment of the For For Management
Independent Registered Public
Accounting Firm
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GOLDMAN SACHS TRUST
Ticker: FGTXX Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Dwight L. Bush For For Management
1..2 DIRECTOR-Kathryn A. Cassidy For For Management
1..3 DIRECTOR-Joaquin Delgado For For Management
1..4 DIRECTOR-Gregory G. Weaver For For Management
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HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Darius Adamczyk For Against Management
1B. Election of Director: Duncan B. Angove For For Management
1C. Election of Director: William S. Ayer For For Management
1D. Election of Director: Kevin Burke For Against Management
1E. Election of Director: D. Scott Davis For Against Management
1F. Election of Director: Linnet F. Deily For For Management
1G. Election of Director: Deborah Flint For For Management
1H. Election of Director: Judd Gregg For For Management
1I. Election of Director: Clive Hollick For Against Management
1J. Election of Director: Grace D. Lieblein For For Management
1K. Election of Director: Raymond T. For For Management
Odierno
1L. Election of Director: George Paz For Against Management
1M. Election of Director: Robin L. For For Management
Washington
2. Advisory Vote to Approve Executive For For Management
Compensation.
3. Approval of Independent Accountants. For Against Management
4. Let Shareholders Vote on Bylaw Against For Shareholder
Amendments.
5. Report on Lobbying Activities and Against Against Shareholder
Expenditures.
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INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Thomas Buberl For For Management
1B. Election of Director: Michael L. Eskew For Against Management
1C. Election of Director: David N. Farr For For Management
1D. Election of Director: Alex Gorsky For Against Management
1E. Election of Director: Michelle J. For For Management
Howard
1F. Election of Director: Arvind Krishna For For Management
1G. Election of Director: Andrew N. Liveris For Against Management
1H. Election of Director: F. William For For Management
McNabb III
1I. Election of Director: Martha E. Pollack For Against Management
1J. Election of Director: Virginia M. For Against Management
Rometty
1K. Election of Director: Joseph R. Swedish For Against Management
1L. Election of Director: Sidney Taurel For Against Management
1M. Election of Director: Peter R. Voser For For Management
1N. Election of Director: Frederick H. For For Management
Waddell
2. Ratification of Appointment of For Against Management
Independent Registered Public
Accounting Firm.
3. Advisory Vote on Executive For Against Management
Compensation.
4. Stockholder Proposal on Shareholder Against For Shareholder
Right to Remove Directors.
5. Stockholder Proposal on the Right to Against For Shareholder
Act by Written Consent.
6. Stockholder Proposal to Have an Against For Shareholder
Independent Board Chairman.
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JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Linda B. Bammann For For Management
1B. Election of Director: Stephen B. Burke For Against Management
1C. Election of Director: Todd A. Combs For For Management
1D. Election of Director: James S. Crown For For Management
1E. Election of Director: James Dimon For For Management
1F. Election of Director: Timothy P. Flynn For For Management
1G. Election of Director: Mellody Hobson For For Management
1H. Election of Director: Michael A. Neal For For Management
1I. Election of Director: Lee R. Raymond For For Management
1J. Election of Director: Virginia M. For For Management
Rometty
2. Advisory resolution to approve For For Management
executive compensation
3. Ratification of independent registered For Against Management
public accounting firm
4. Independent board chairman Against For Shareholder
5. Oil and gas company and project Against Against Shareholder
financing related to the Arctic and
the Canadian oil sands
6. Climate change risk reporting Against For Shareholder
7. Amend shareholder written consent Against For Shareholder
provisions
8. Charitable contributions disclosure Against Against Shareholder
9. Gender/Racial pay equity Against For Shareholder
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LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Daniel F. Akerson For For Management
1B. Election of Director: David B. Burritt For Against Management
1C. Election of Director: Bruce A. Carlson For For Management
1D. Election of Director: Joseph F. For For Management
Dunford, Jr.
1E. Election of Director: James O. Ellis, For Against Management
Jr.
1F. Election of Director: Thomas J. Falk For Against Management
1G. Election of Director: Ilene S. Gordon For For Management
1H. Election of Director: Marillyn A. For For Management
Hewson
1I. Election of Director: Vicki A. Hollub For For Management
1J. Election of Director: Jeh C. Johnson For For Management
1K. Election of Director: Debra L. For For Management
Reed-Klages
1L. Election of Director: James D. For For Management
Taiclet, Jr.
2. Ratification of Appointment of Ernst & For Against Management
Young LLP as Independent Auditors for
2020.
3. Advisory Vote to Approve the For For Management
Compensation of our Named Executive
Officers (Say-on-Pay).
4. Management Proposal to Approve the For For Management
Lockheed Martin Corporation 2020
Incentive Performance Award Plan.
5. Stockholder Proposal to Adopt Against For Shareholder
Stockholder Action By Written Consent.
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MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Richard For Against Management
Haythornthwaite
1B. Election of Director: Ajay Banga For For Management
1C. Election of Director: Richard K. Davis For For Management
1D. Election of Director: Steven J. For Against Management
Freiberg
1E. Election of Director: Julius For For Management
Genachowski
1F. Election of Director: Choon Phong Goh For For Management
1G. Election of Director: Merit E. Janow For For Management
1H. Election of Director: Oki Matsumoto For For Management
1I. Election of Director: Youngme Moon For For Management
1J. Election of Director: Rima Qureshi For For Management
1K. Election of Director: Jose Octavio For For Management
Reyes Lagunes
1L. Election of Director: Gabrielle For For Management
Sulzberger
1M. Election of Director: Jackson Tai For For Management
1N. Election of Director: Lance Uggla For For Management
2. Advisory approval of Mastercard's For For Management
executive compensation
3. Ratification of the appointment of For Against Management
PricewaterhouseCoopers LLP as the
independent registered public
accounting firm for Mastercard for 2020
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MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Richard H. For Against Management
Anderson
1B. Election of Director: Craig Arnold For For Management
1C. Election of Director: Scott C. Donnelly For For Management
1D. Election of Director: Andrea J. For For Management
Goldsmith, Ph.D.
1E. Election of Director: Randall J. For For Management
Hogan, III
1F. Election of Director: Omar Ishrak For Against Management
1G. Election of Director: Michael O. For For Management
Leavitt
1H. Election of Director: James T. Lenehan For Against Management
1I. Election of Director: Geoffrey S. For For Management
Martha
1J. Election of Director: Elizabeth G. For For Management
Nabel, M.D.
1K. Election of Director: Denise M. O'Leary For For Management
1L. Election of Director: Kendall J. Powell For Against Management
2. To ratify, in a non-binding vote, the For Against Management
appointment of PricewaterhouseCoopers
LLP as Medtronic's independent auditor
for fiscal year 2020 and to authorize,
in a binding vote, the Board of
Directors, acting through the Audit
Committee, to set the auditor's r
3. To approve, in a non-binding advisory For For Management
vote, named executive officer
compensation (a "Say-on-Pay" vote).
4. To renew the Board's authority to For For Management
issue shares.
5. To renew the Board's authority to opt For For Management
out of pre-emption rights.
6. Authorizing the Company and any For For Management
subsidiary of the Company to make
overseas market purchases of Medtronic
ordinary shares.
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MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Leslie A. Brun For For Management
1B. Election of Director: Thomas R. Cech For Against Management
1C. Election of Director: Mary Ellen Coe For For Management
1D. Election of Director: Pamela J. Craig For For Management
1E. Election of Director: Kenneth C. For Against Management
Frazier
1F. Election of Director: Thomas H. Glocer For Against Management
1G. Election of Director: Risa For For Management
Lavizzo-Mourey
1H. Election of Director: Paul B. Rothman For For Management
1I. Election of Director: Patricia F. Russo For For Management
1J. Election of Director: Christine E. For For Management
Seidman
1K. Election of Director: Inge G. Thulin For For Management
1L. Election of Director: Kathy J. Warden For For Management
1M. Election of Director: Peter C. Wendell For Against Management
2. Non-binding advisory vote to approve For For Management
the compensation of our named
executive officers.
3. Ratification of the appointment of the For Against Management
Company's independent registered
public accounting firm for 2020.
4. Shareholder proposal concerning Against For Shareholder
shareholder right to act by written
consent.
5. Shareholder proposal regarding Against Against Shareholder
allocation of corporate tax savings.
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: William H. Gates For For Management
III
1B. Election of Director: Reid G. Hoffman For For Management
1C. Election of Director: Hugh F. Johnston For For Management
1D. Election of Director: Teri L. For For Management
List-Stoll
1E. Election of Director: Satya Nadella For For Management
1F. Election of Director: Sandra E. For For Management
Peterson
1G. Election of Director: Penny S. Pritzker For For Management
1H. Election of Director: Charles W. Scharf For For Management
1I. Election of Director: Arne M. Sorenson For For Management
1J. Election of Director: John W. Stanton For For Management
1K. Election of Director: John W. Thompson For For Management
1L. Election of Director: Emma Walmsley For For Management
1M. Election of Director: Padmasree Warrior For For Management
2. Advisory vote to approve named For For Management
executive officer compensation
3. Ratification of Deloitte & Touche LLP For Against Management
as our independent auditor for fiscal
year 2020
4. Shareholder Proposal - Report on Against Against Shareholder
Employee Representation on Board of
Directors
5. Shareholder Proposal - Report on Against For Shareholder
Gender Pay Gap
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Lewis W.K. Booth For For Management
1B. Election of Director: Charles E. Bunch For For Management
1C. Election of Director: Debra A. Crew For For Management
1D. Election of Director: Lois D. Juliber For For Management
1E. Election of Director: Peter W. May For For Management
1F. Election of Director: Jorge S. Mesquita For For Management
1G. Election of Director: Fredric G. For Against Management
Reynolds
1H Election of Director: Christiana S. Shi For For Management
1I. Election of Director: Patrick T. For For Management
Siewert
1J. Election of Director: Michael A. Todman For For Management
1K. Election of Director: Jean-Francois M. For For Management
L. van Boxmeer
1L. Election of Director: Dirk Van de Put For Against Management
2. Advisory Vote to Approve Executive For For Management
Compensation.
3. Ratification of PricewaterhouseCoopers For Against Management
LLP as Independent Registered Public
Accountants for Fiscal Year Ending
December 31, 2020.
4. Consider Employee Pay in Setting Chief Against Against Shareholder
Executive Officer Pay.
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Lloyd J. Austin III For Withheld Management
1..2 DIRECTOR-Patrick J. Dempsey For Withheld Management
1..3 DIRECTOR-Christopher J. Kearney For Withheld Management
1..4 DIRECTOR-Laurette T. Koellner For Withheld Management
1..5 DIRECTOR-Joseph D. Rupp For Withheld Management
1..6 DIRECTOR-Leon J. Topalian For For Management
1..7 DIRECTOR-John H. Walker For Withheld Management
1..8 DIRECTOR-Nadja Y. West For Withheld Management
2. Ratification of the appointment of For Against Management
PricewaterhouseCoopers LLP to serve as
Nucor's independent registered public
accounting firm for 2020.
3. Approval, on an advisory basis, of For Against Management
Nucor's named executive officer
compensation in 2019.
4. Approval of the amendment and For Against Management
restatement of the Nucor Corporation
2014 Omnibus Incentive Compensation
Plan.
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Andre For For Management
Calantzopoulos
1B. Election of Director: Louis C. For Against Management
Camilleri
1C. Election of Director: Werner Geissler For Against Management
1D. Election of Director: Lisa A. Hook For For Management
1E. Election of Director: Jennifer Li For For Management
1F. Election of Director: Jun Makihara For For Management
1G. Election of Director: Kalpana Morparia For For Management
1H. Election of Director: Lucio A. Noto For Against Management
1I. Election of Director: Frederik Paulsen For For Management
1J. Election of Director: Robert B. Polet For Against Management
2. Advisory Vote Approving Executive For Against Management
Compensation
3. Ratification of the Selection of For Against Management
Independent Auditors
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Mark A. Blinn For For Management
1B. Election of Director: Todd M. Bluedorn For For Management
1C. Election of Director: Janet F. Clark For For Management
1D. Election of Director: Carrie S. Cox For For Management
1E. Election of Director: Martin S. For For Management
Craighead
1F. Election of Director: Jean M. Hobby For For Management
1G. Election of Director: Michael D. Hsu For For Management
1H. Election of Director: Ronald Kirk For For Management
1I. Election of Director: Pamela H. Patsley For For Management
1J. Election of Director: Robert E. Sanchez For For Management
1K. Election of Director: Richard K. For For Management
Templeton
2. Board proposal regarding advisory For For Management
approval of the Company's executive
compensation.
3. Board proposal to ratify the For Against Management
appointment of Ernst & Young LLP as
the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Kermit R. For For Management
Crawford
1B. Election of Director: Michael L. Eskew For For Management
1C. Election of Director: Margaret M. Keane For For Management
1D. Election of Director: Siddharth N. For For Management
Mehta
1E. Election of Director: Jacques P. Perold For For Management
1F. Election of Director: Andrea Redmond For For Management
1G. Election of Director: Gregg M. Sherrill For For Management
1H. Election of Director: Judith A. For For Management
Sprieser
1I. Election of Director: Perry M. Traquina For For Management
1J. Election of Director: Thomas J. Wilson For For Management
2. Advisory vote to approve the For For Management
compensation of the named executives.
3. Ratification of the appointment of For Against Management
Deloitte & Touche LLP as Allstate's
independent registered public
accountant for 2020.
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Robert A. Bradway For For Management
1B. Election of Director: David L. Calhoun For For Management
1C. Election of Director: Arthur D. For Against Management
Collins Jr.
1D. Election of Director: Edmund P. For Against Management
Giambastiani Jr.
1E. Election of Director: Lynn J. Good For For Management
1F. Election of Director: Nikki R. Haley For For Management
1G. Election of Director: Akhil Johri For For Management
1H. Election of Director: Lawrence W. For For Management
Kellner
1I. Election of Director: Caroline B. For For Management
Kennedy
1J. Election of Director: Steven M. For For Management
Mollenkopf
1K. Election of Director: John M. For For Management
Richardson
1L. Election of Director: Susan C. Schwab For For Management
1M. Election of Director: Ronald A. For For Management
Williams
2. Approve, on an Advisory Basis, Named For For Management
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & For Against Management
Touche LLP as Independent Auditor for
2020.
4. Disclosure of Director Skills, Against For Shareholder
Ideological Perspectives, and
Experience and Minimum Director
Qualifications.
5. Additional Report on Lobbying Against Against Shareholder
Activities.
6. Policy Requiring Independent Board Against For Shareholder
Chairman.
7. Written Consent. Against For Shareholder
8. Mandatory Retention of Significant Against For Shareholder
Stock by Executives.
9. Additional Disclosure of Compensation Against For Shareholder
Adjustments.
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Gerard J. Arpey For For Management
1B. Election of Director: Ari Bousbib For For Management
1C. Election of Director: Jeffery H. Boyd For For Management
1D. Election of Director: Gregory D. For For Management
Brenneman
1E. Election of Director: J. Frank Brown For For Management
1F. Election of Director: Albert P. Carey For Against Management
1G. Election of Director: Helena B. Foulkes For For Management
1H. Election of Director: Linda R. Gooden For For Management
1I. Election of Director: Wayne M. Hewett For For Management
1J. Election of Director: Manuel Kadre For For Management
1K. Election of Director: Stephanie C. For For Management
Linnartz
1L. Election of Director: Craig A. Menear For For Management
2. Ratification of the Appointment of For Against Management
KPMG LLP
3. Advisory Vote to Approve Executive For For Management
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Against For Shareholder
Amendment of Shareholder Written
Consent Right
5. Shareholder Proposal Regarding EEO-1 Against For Shareholder
Disclosure
6. Shareholder Proposal Regarding Against For Shareholder
Executive Ownership Guidelines
7. Shareholder Proposal Regarding Against Against Shareholder
Electioneering Contributions
Congruency Analysis
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of director: Nora A. Aufreiter For For Management
1B. Election of director: Anne Gates For For Management
1C. Election of director: Karen M. Hoguet For For Management
1D. Election of director: Susan J. Kropf For Against Management
1E. Election of director: W. Rodney For Against Management
McMullen
1F. Election of director: Clyde R. Moore For Against Management
1G. Election of director: Ronald L. Sargent For Against Management
1H. Election of director: Bobby S. For Against Management
Shackouls
1I. Election of director: Mark S. Sutton For For Management
1J. Election of director: Ashok Vemuri For For Management
2. Approval, on an advisory basis, of For Against Management
Kroger's executive compensation.
3. Ratification of PricewaterhouseCoopers For Against Management
LLP, as auditors.
4. A shareholder proposal, if properly Against Against Shareholder
presented, to issue a report assessing
the environmental impacts of using
unrecyclable packaging for private
label brands.
5. A shareholder proposal, if properly Against For Shareholder
presented, to issue a report on human
rights due diligence process in
operations and supply chain.
--------------------------------------------------------------------------------
TRANSOCEAN, LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval of the 2019 Annual Report, For For Management
Including the Audited Consolidated
Financial Statements and the Audited
Statutory Financial Statements of
Transocean Ltd. for Fiscal Year 2019
2 Discharge of the Members of the Board For For Management
of Directors and Executive Management
Team From Liability for Activities
During Fiscal Year 2019
3 Appropriation of the Accumulated Loss For For Management
for Fiscal Year 2019
4 Increase in Total Number of Shares For For Management
Authorized for Issuance
5A Election of Director: Glyn A. Barker For For Management
5B Election of Director: Vanessa C.L. For For Management
Chang
5C Election of Director: Frederico F. For For Management
Curado
5D Election of Director: Chadwick C. For Against Management
Deaton
5E Election of Director: Vincent J. For Against Management
Intrieri
5F Election of Director: Samuel J. For Against Management
Merksamer
5G Election of Director: Frederik W. Mohn For For Management
5H Election of Director: Edward R. Muller For Against Management
5I Election of Director: Diane de Saint For For Management
Victor
5J Election of Director: Tan Ek Kia For Against Management
5K Election of Director: Jeremy D. Thigpen For For Management
6 Election of Chadwick C. Deaton as the For Against Management
Chair of the Board of Directors for a
Term Extending Until Completion of the
Next Annual General Meeting
7A Election of the Member of the For For Management
Compensation Committee for a Term
Extending Until Completion of the Next
Annual General Meeting: Glyn A. Barker
7B Election of the Member of the For Against Management
Compensation Committee for a Term
Extending Until Completion of the Next
Annual General Meeting: Samuel J.
Merksamer
7C Election of the Member of the For Against Management
Compensation Committee for a Term
Extending Until Completion of the Next
Annual General Meeting: Tan Ek Kia
8 Reelection of Schweiger Advokatur / For For Management
Notariat as the Independent Proxy for
a Term Extending Until Completion of
the Next Annual General Meeting
9 Appointment of Ernst & Young LLP as For Against Management
the Company's Independent Registered
Public Accounting Firm for Fiscal Year
2020 and Reelection of Ernst & Young
Ltd, Zurich, as the Company's Auditor
for a Further One-Year Term
10 Advisory Vote to Approve Named For Against Management
Executive Officer Compensation for
Fiscal Year 2020
11A Ratification of the Maximum Aggregate For For Management
Amount of Compensation of the Board of
Directors for the Period Between the
2020 Annual General Meeting and the
2021 Annual General Meeting
11B Ratification of an amount of US For Against Management
$24,000,000 as the Maximum Aggregate
Amount of Compensation of the
Executive Management Team for Fiscal
Year 2021
12 Approval of Amendment and Restatement For Against Management
of the Transocean Ltd. 2015 Long-Term
Incentive Plan
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Andrew H. Card For Against Management
Jr.
1B. Election of Director: William J. For For Management
DeLaney
1C. Election of Director: David B. Dillon For For Management
1D. Election of Director: Lance M. Fritz For Against Management
1E. Election of Director: Deborah C. For For Management
Hopkins
1F. Election of Director: Jane H. Lute For For Management
1G. Election of Director: Michael R. For Against Management
McCarthy
1H. Election of Director: Thomas F. For Against Management
McLarty III
1I. Election of Director: Bhavesh V. Patel For For Management
1J. Election of Director: Jose H. For For Management
Villarreal
1K. Election of Director: Christopher J. For For Management
Williams
2. Ratification of the appointment of For Against Management
Deloitte & Touche LLP as the
independent registered public
accounting firm of the Company for
2020.
3. An advisory vote to approve executive For For Management
compensation ("Say on Pay").
4. Shareholder proposal regarding Against For Shareholder
Independent Chairman if properly
presented at the Annual Meeting.
5. Shareholder proposal regarding Climate Against For Shareholder
Assessment Report if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director to serve until For Against Management
the 2021 annual meeting: David P. Abney
1B. Election of Director to serve until For For Management
the 2021 annual meeting: Rodney C.
Adkins
1C. Election of Director to serve until For Against Management
the 2021 annual meeting: Michael J.
Burns
1D. Election of Director to serve until For Against Management
the 2021 annual meeting: William R.
Johnson
1E. Election of Director to serve until For For Management
the 2021 annual meeting: Ann M.
Livermore
1F. Election of Director to serve until For Against Management
the 2021 annual meeting: Rudy H.P.
Markham
1G. Election of Director to serve until For For Management
the 2021 annual meeting: Franck J.
Moison
1H. Election of Director to serve until For For Management
the 2021 annual meeting: Clark T.
Randt, Jr.
1I. Election of Director to serve until For For Management
the 2021 annual meeting: Christiana
Smith Shi
1J. Election of Director to serve until For For Management
the 2021 annual meeting: John T.
Stankey
1K. Election of Director to serve until For For Management
the 2021 annual meeting: Carol B. Tome
1L. Election of Director to serve until For For Management
the 2021 annual meeting: Kevin M. Warsh
2. Approve on an advisory basis a For For Management
resolution on executive compensation.
3. To ratify the appointment of Deloitte For Against Management
& Touche LLP as UPS's independent
registered public accounting firm for
the year ending December 31, 2020.
4. To prepare an annual report on Against Against Shareholder
lobbying activities.
5. To reduce the voting power of class A Against For Shareholder
stock from 10 votes per share to one
vote per share.
6. To prepare a report on reducing UPS's Against For Shareholder
total contribution to climate change.
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Lloyd J. Austin For For Management
III
1B. Election of Director: Gregory J. Hayes For For Management
1C. Election of Director: Marshall O. For For Management
Larsen
1D. Election of Director: Robert K. For For Management
(Kelly) Ortberg
1E. Election of Director: Margaret L. For For Management
O'Sullivan
1F. Election of Director: Denise L. Ramos For Against Management
1G. Election of Director: Fredric G. For For Management
Reynolds
1H. Election of Director: Brian C. Rogers For Against Management
2. Advisory Vote to Approve Executive For Against Management
Compensation.
3. Appoint PricewaterhouseCoopers LLP to For Against Management
Serve as Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Against For Shareholder
Majority Vote Requirement.
5. Shareowner Proposal to Create a Against Against Shareholder
Committee to Prepare a Report
regarding the Impact of Plant Closure
on Communities and Alternatives to
Help Mitigate the Effects.
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Steven D. Black For For Management
1B. Election of Director: Celeste A. Clark For For Management
1C. Election of Director: Theodore F. For For Management
Craver, Jr.
1D. Election of Director: Wayne M. Hewett For Against Management
1E. Election of Director: Donald M. James For Against Management
1F. Election of Director: Maria R. Morris For Against Management
1G. Election of Director: Charles H. Noski For For Management
1H. Election of Director: Richard B. For For Management
Payne, Jr.
1I. Election of Director: Juan A. Pujadas For For Management
1J. Election of Director: Ronald L. Sargent For Against Management
1K. Election of Director: Charles W. Scharf For For Management
1L. Election of Director: Suzanne M. For For Management
Vautrinot
2. Advisory resolution to approve For Against Management
executive compensation.
3. Ratification of the appointment of For Against Management
KPMG LLP as the Company's independent
registered public accounting firm for
2020.
4. Shareholder Proposal - Shareholder Against For Shareholder
Approval of By-Law Amendments.
5. Shareholder Proposal - Report on Against For Shareholder
Incentive-Based Compensation and Risks
of Material Losses.
6. Shareholder Proposal - Report on Against For Shareholder
Global Median Pay Gap.
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Samuel R. Allen For Against Management
1B. Election of Director: Marc R. Bitzer For Against Management
1C. Election of Director: Greg Creed For For Management
1D. Election of Director: Gary T. DiCamillo For Against Management
1E. Election of Director: Diane M. Dietz For For Management
1F. Election of Director: Gerri T. Elliott For For Management
1G. Election of Director: Jennifer A. For For Management
LaClair
1H. Election of Director: John D. Liu For For Management
1I. Election of Director: James M. Loree For For Management
1J. Election of Director: Harish Manwani For For Management
1K. Election of Director: Patricia K. Poppe For For Management
1L. Election of Director: Larry O. Spencer For For Management
1M. Election of Director: Michael D. White For Against Management
2. Advisory vote to approve Whirlpool For For Management
Corporation's executive compensation.
3. Ratification of the appointment of For Against Management
Ernst & Young LLP as Whirlpool
Corporation's independent registered
public accounting firm for 2020.
========================= Delaware Equity Income Fund ==========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Edward M. Liddy For For Management
1.7 Elect Director Darren W. McDew For For Management
1.8 Elect Director Nancy McKinstry For For Management
1.9 Elect Director Phebe N. Novakovic For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Daniel J. Starks For For Management
1.12 Elect Director John G. Stratton For For Management
1.13 Elect Director Glenn F. Tilton For For Management
1.14 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Increase Disclosure of Compensation Against For Shareholder
Adjustments
6 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
7 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Burke For For Management
1b Elect Director Terrell K. Crews For For Management
1c Elect Director Pierre Dufour For For Management
1d Elect Director Donald E. Felsinger For For Management
1e Elect Director Suzan F. Harrison For For Management
1f Elect Director Juan R. Luciano For For Management
1g Elect Director Patrick J. Moore For For Management
1h Elect Director Francisco J. Sanchez For For Management
1i Elect Director Debra A. Sandler For For Management
1j Elect Director Lei Z. Schlitz For For Management
1k Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Debra L. Lee For For Management
1.8 Elect Director Stephen J. Luczo For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Approve Nomination of Employee Against Against Shareholder
Representative Director
6 Improve Guiding Principles of Against Against Shareholder
Executive Compensation
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director Henry Samueli For For Management
1c Elect Director Eddy W. Hartenstein For For Management
1d Elect Director Diane M. Bryant For For Management
1e Elect Director Gayla J. Delly For For Management
1f Elect Director Raul J. Fernandez For For Management
1g Elect Director Check Kian Low For For Management
1h Elect Director Justine F. Page For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director William A. Osborn For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Require Independent Board Chair Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director William J. DeLaney For For Management
1.3 Elect Director Eric J. Foss For For Management
1.4 Elect Director Elder Granger For For Management
1.5 Elect Director Isaiah Harris, Jr. For For Management
1.6 Elect Director Roman Martinez, IV For For Management
1.7 Elect Director Kathleen M. Mazzarella For For Management
1.8 Elect Director Mark B. McClellan For For Management
1.9 Elect Director John M. Partridge For For Management
1.10 Elect Director William L. Roper For For Management
1.11 Elect Director Eric C. Wiseman For For Management
1.12 Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For Withhold Management
1.5 Elect Director Gerald L. Hassell For Withhold Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For Withhold Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Amend Stock Option Plan For For Management
4 Amend Restricted Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Risks Posed by Failing to Against Against Shareholder
Prevent Sexual Harassment
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director William H. McRaven For For Management
1i Elect Director Sharmila Mulligan For For Management
1j Elect Director Arjun N. Murti For For Management
1k Elect Director Robert A. Niblock For For Management
1l Elect Director David T. Seaton For For Management
1m Elect Director R. A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Larry J. Merlo For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Shareholder Written Consent Against Against Shareholder
Provisions
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold S. Barron For For Management
1b Elect Director Gregory M. Bridgeford For For Management
1c Elect Director Thomas W. Dickson For For Management
1d Elect Director Lemuel E. Lewis For For Management
1e Elect Director Jeffrey G. Naylor For For Management
1f Elect Director Gary M. Philbin For For Management
1g Elect Director Bob Sasser For For Management
1h Elect Director Thomas A. Saunders, III For For Management
1i Elect Director Stephanie P. Stahl For For Management
1j Elect Director Carrie A. Wheeler For For Management
1k Elect Director Thomas E. Whiddon For For Management
1l Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Greenhouse Gas Emissions Against For Shareholder
Goals
--------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC.
Ticker: DD Security ID: 26614N102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy G. Brady For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Franklin K. Clyburn, Jr. For For Management
1e Elect Director Terrence R. Curtin For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Rajiv L. Gupta For For Management
1i Elect Director Luther C. Kissam For For Management
1j Elect Director Frederick M. Lowery For For Management
1k Elect Director Raymond J. Milchovich For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Approve Creation of an Employee Board Against Against Shareholder
Advisory Position
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Michael C. Camunez For For Management
1c Elect Director Vanessa C.L. Chang For For Management
1d Elect Director James T. Morris For For Management
1e Elect Director Timothy T. O'Toole For For Management
1f Elect Director Pedro J. Pizarro For For Management
1g Elect Director Carey A. Smith For For Management
1h Elect Director Linda G. Stuntz For For Management
1i Elect Director William P. Sullivan For For Management
1j Elect Director Peter J. Taylor For For Management
1k Elect Director Keith Trent For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond Bennett For For Management
1.2 Elect Director Linda Walker Bynoe For For Management
1.3 Elect Director Connie K. Duckworth For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Tahsinul Zia Huque For For Management
1.6 Elect Director Bradley A. Keywell For For Management
1.7 Elect Director John E. Neal For For Management
1.8 Elect Director David J. Neithercut For For Management
1.9 Elect Director Mark J. Parrell For For Management
1.10 Elect Director Mark S. Shapiro For For Management
1.11 Elect Director Stephen E. Sterrett For For Management
1.12 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Goetz For For Management
1b Elect Director Alyssa Henry For For Management
1c Elect Director Omar Ishrak For For Management
1d Elect Director Risa Lavizzo-Mourey For For Management
1e Elect Director Tsu-Jae King Liu For For Management
1f Elect Director Gregory D. Smith For For Management
1g Elect Director Robert 'Bob' H. Swan For For Management
1h Elect Director Andrew Wilson For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Permit Removal of Directors With or
Without Cause
5 Require Independent Board Chair Against For Shareholder
6 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marvin R. Ellison For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Bertram L. Scott For For Management
1.10 Elect Director Lisa W. Wardell For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Chadwick C. Deaton For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director Jason B. Few For For Management
1e Elect Director Douglas L. Foshee For For Management
1f Elect Director M. Elise Hyland For For Management
1g Elect Director Lee M. Tillman For For Management
1h Elect Director J. Kent Wells For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Tamara Ingram For For Management
1g Elect Director Jane H. Lute For For Management
1h Elect Director Steven A. Mills For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Marc D. Oken For For Management
1k Elect Director Morton O. Schapiro For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W.K. Booth For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Debra A. Crew For For Management
1.4 Elect Director Lois D. Juliber For For Management
1.5 Elect Director Peter W. May For For Management
1.6 Elect Director Jorge S. Mesquita For For Management
1.7 Elect Director Fredric G. Reynolds For For Management
1.8 Elect Director Christiana S. Shi For For Management
1.9 Elect Director Patrick T. Siewert For For Management
1.10 Elect Director Michael A. Todman For For Management
1.11 Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1.12 Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy J. Warden For For Management
1.2 Elect Director Marianne C. Brown For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Ann M. Fudge For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director William H. Hernandez For For Management
1.7 Elect Director Madeleine A. Kleiner For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director James S. Turley For For Management
1.12 Elect Director Mark A. Welsh, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Human Rights Impact Against For Shareholder
Assessment
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen I. Chazen For For Management
1b Elect Director Andrew Gould For For Management
1c Elect Director Nicholas Graziano For For Management
1d Elect Director Carlos M. Gutierrez For For Management
1e Elect Director Vicki Hollub For For Management
1f Elect Director William R. Klesse For For Management
1g Elect Director Andrew N. Langham For For Management
1h Elect Director Jack B. Moore For For Management
1i Elect Director Margarita For For Management
Palau-Hernandez
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Robert M. Shearer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of the Warrant Shares For For Management
Upon Exercise of the Warrant
6 Increase Authorized Common Stock For For Management
7 Amend Charter to Enhance Shareholders' For For Management
Ability to Act by Written Consent
8 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
and Approve Certain Additional
Amendments
9 Approve Shareholder Rights Plan For For Management
(Poison Pill)
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Proxy Access Right Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Gender Pay Gap Against For Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Margaret M. Keane For For Management
1d Elect Director Siddharth N. (Bobby) For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For For Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director Jeffrey A. Goldstein For For Management
1e Elect Director Edmund F. "Ted" Kelly For For Management
1f Elect Director Jennifer B. Morgan For For Management
1g Elect Director Elizabeth E. Robinson For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Frederick O. Terrell For For Management
1j Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Gender Pay Gap Against Against Shareholder
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION
Ticker: TFC Security ID: 89832Q109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Agnes Bundy Scanlan For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Dallas S. Clement For For Management
1.6 Elect Director Paul D. Donahue For For Management
1.7 Elect Director Paul R. Garcia For For Management
1.8 Elect Director Patrick C. Graney, III For For Management
1.9 Elect Director Linnie M. Haynesworth For For Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Easter A. Maynard For For Management
1.12 Elect Director Donna S. Morea For For Management
1.13 Elect Director Charles A. Patton For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director David M. Ratcliffe For For Management
1.16 Elect Director William H. Rogers, Jr. For For Management
1.17 Elect Director Frank P. Scruggs, Jr. For For Management
1.18 Elect Director Christine Sears For For Management
1.19 Elect Director Thomas E. Skains For For Management
1.20 Elect Director Bruce L. Tanner For For Management
1.21 Elect Director Thomas N. Thompson For For Management
1.22 Elect Director Steven C. Voorhees For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Vittorio Colao For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director Clarence Otis, Jr. For For Management
1.6 Elect Director Daniel H. Schulman For For Management
1.7 Elect Director Rodney E. Slater For For Management
1.8 Elect Director Hans E. Vestberg For For Management
1.9 Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Assess Feasibility of Data Privacy as Against For Shareholder
a Performance Measure for Senior
Executive Compensation
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank M. Clark, Jr. For For Management
1b Elect Director James C. Fish, Jr. For For Management
1c Elect Director Andres R. Gluski For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director Kathleen M. Mazzarella For For Management
1f Elect Director William B. Plummer For For Management
1g Elect Director John C. Pope For For Management
1h Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
======================== Delaware Floating Rate II Fund ========================
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
=========================== Delaware Fund for Income ===========================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
========================= Delaware Global Equity Fund ==========================
AIR LIQUIDE SA
Ticker: AI Security ID: F01764103
Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.70 per Share and an
Extra of EUR 0.27 per Share to Long
Term Registered Shares
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Brian Gilvary as Director For For Management
6 Elect Anette Bronder as Director For For Management
7 Elect Kim Ann Mink as Director For For Management
8 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
9 Approve Compensation of Benoit Potier For For Management
10 Approve Compensation Report for For For Management
Corporate Officers
11 Approve Remuneration Policy of For For Management
Corporate Officers
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.3 Million
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Capitalization of Reserves For For Management
of Up to EUR 300 Million for Bonus
Issue or Increase in Par Value
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representative
18 Amend Article 15 of Bylaws Re: Board For For Management
Powers
19 Amend Article 16 of Bylaws Re: Board For For Management
Members Remuneration
20 Amend Article 9 of Bylaws Re: For For Management
Shareholding Disclosure Thresholds
21 Amend Articles 15 and 19 of Bylaws Re: For For Management
Delegate Power to Board Members
22 Amend Article 4 of Bylaws Re: Company For For Management
Duration
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS LTD.
Ticker: 2502 Security ID: J02100113
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 48
2.1 Elect Director Izumiya, Naoki For For Management
2.2 Elect Director Koji, Akiyoshi For For Management
2.3 Elect Director Katsuki, Atsushi For For Management
2.4 Elect Director Hemmi, Yutaka For For Management
2.5 Elect Director Taemin Park For For Management
2.6 Elect Director Tanimura, Keizo For For Management
2.7 Elect Director Kosaka, Tatsuro For For Management
2.8 Elect Director Shingai, Yasushi For For Management
2.9 Elect Director Christina L. Ahmadjian For For Management
3 Appoint Statutory Auditor Nishinaka, For For Management
Naoko
--------------------------------------------------------------------------------
DANONE SA
Ticker: BN Security ID: F12033134
Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
4 Reelect Gregg L. Engles as Director For For Management
5 Reelect Gaelle Olivier as Director For For Management
6 Reelect Isabelle Seillier as Director For For Management
7 Reelect Jean-Michel Severino as For For Management
Director
8 Reelect Lionel Zinsou-Derlin as For For Management
Director
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Emmanuel For For Management
Faber, Chairman and CEO
11 Approve Remuneration Policy of For For Management
Corporate Officers
12 Approve Remuneration Policy of For For Management
Directors
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
15 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
16 Amend Article 15 of Bylaws Re: For For Management
Employee Representatives
17 Amend Article 19 of Bylaws Re: Related For For Management
Parties Agreements
18 Amend Article 21 of Bylaws Re: For For Management
Alternate Auditors
19 Amend Articles 20 and 27 of Bylaws Re: For For Management
Directors Remuneration and Powers of
General Meeting
20 Amend Article 1 of Bylaws Re: Adopt For For Management
the French (Societe a Mission) Status
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
G4S PLC
Ticker: GFS Security ID: G39283109
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Michel van der Bel as Director For For Management
5 Elect Clare Chapman as Director For For Management
6 Re-elect Ashley Almanza as Director For For Management
7 Re-elect John Connolly as Director For For Management
8 Re-elect Elisabeth Fleuriot as Director For For Management
9 Re-elect Winnie Kin Wah Fok as Director For For Management
10 Re-elect Steve Mogford as Director For For Management
11 Re-elect John Ramsay as Director For For Management
12 Re-elect Barbara Thoralfsson as For For Management
Director
13 Re-elect Tim Weller as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HENNES & MAURITZ AB
Ticker: HM.B Security ID: W41422101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
8.b Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
8.c Approve Discharge of Board and For Did Not Vote Management
President
9 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.7 Million for
Chairman, and SEK 650,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11.a Reelect Stina Bergfors as Director For Did Not Vote Management
11.b Reelect Anders Dahlvig as Director For Did Not Vote Management
11.c Reelect Danica Kragic Jensfelt as For Did Not Vote Management
Director
11.d Reelect Lena Patriksson Keller as For Did Not Vote Management
Director
11.e Reelect Christian Sievert as Director For Did Not Vote Management
11.f Reelect Erica Wiking Hager as Director For Did Not Vote Management
11.g Reelect Niklas Zennstrom as Director For Did Not Vote Management
11.h Elect Karl-Johan Persson (Chairman) as For Did Not Vote Management
New Director
12 Ratify Ernst & Young as Auditors For Did Not Vote Management
13 Approve Procedures for Nominating For Did Not Vote Management
Committee
14.a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
14.b Disclose Sustainability Targets to be None Did Not Vote Shareholder
Achieved in order for Senior
Executives to be Paid Variable
Remuneration; Report on the
Performance of Senior Executives About
Sustainability Targets
15 Amend Articles of Association Re: For Did Not Vote Management
Company Name; Participation of General
Meeting; Agenda of Annual Meeting;
Share Registrar
16 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder
17 Examination of Various Aspects of the None Did Not Vote Shareholder
Company's Collection of Data about the
Personnel
18 Close Meeting None None Management
--------------------------------------------------------------------------------
HORMEL FOODS CORPORATION
Ticker: HRL Security ID: 440452100
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Prama Bhatt For For Management
1b Elect Director Gary C. Bhojwani For For Management
1c Elect Director Terrell K. Crews For For Management
1d Elect Director Stephen M. Lacy For For Management
1e Elect Director Elsa A. Murano For For Management
1f Elect Director Susan K. Nestegard For For Management
1g Elect Director William A. Newlands For For Management
1h Elect Director Dakota A. Pippins For For Management
1i Elect Director Christopher J. For For Management
Policinski
1j Elect Director Jose Luis Prado For For Management
1k Elect Director Sally J. Smith For For Management
1l Elect Director James P. Snee For For Management
1m Elect Director Steven A. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2 Amend Articles to Amend Provisions on For For Management
Director Titles
3.1 Elect Director Sawada, Michitaka For For Management
3.2 Elect Director Takeuchi, Toshiaki For For Management
3.3 Elect Director Hasebe, Yoshihiro For For Management
3.4 Elect Director Matsuda, Tomoharu For For Management
3.5 Elect Director Kadonaga, Sonosuke For For Management
3.6 Elect Director Shinobe, Osamu For For Management
3.7 Elect Director Mukai, Chiaki For For Management
3.8 Elect Director Hayashi, Nobuhide For For Management
4 Appoint Statutory Auditor Nakazawa, For For Management
Takahiro
--------------------------------------------------------------------------------
KDDI CORP.
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Tanaka, Takashi For For Management
2.2 Elect Director Takahashi, Makoto For For Management
2.3 Elect Director Shoji, Takashi For For Management
2.4 Elect Director Muramoto, Shinichi For For Management
2.5 Elect Director Mori, Keiichi For For Management
2.6 Elect Director Morita, Kei For For Management
2.7 Elect Director Amamiya, Toshitake For For Management
2.8 Elect Director Takeyama, Hirokuni For For Management
2.9 Elect Director Yoshimura, Kazuyuki For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Yamamoto, Keiji For For Management
2.12 Elect Director Oyagi, Shigeo For For Management
2.13 Elect Director Kano, Riyo For For Management
2.14 Elect Director Goto, Shigeki For For Management
3.1 Appoint Statutory Auditor Takagi, For For Management
Kenichiro
3.2 Appoint Statutory Auditor Honto, Shin For For Management
3.3 Appoint Statutory Auditor Matsumiya, For For Management
Toshihiko
3.4 Appoint Statutory Auditor Karube, Jun For For Management
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Re-elect Gerry Behan as Director For For Management
3b Re-elect Dr Hugh Brady as Director For For Management
3c Re-elect Gerard Culligan as Director For For Management
3d Re-elect Dr Karin Dorrepaal as Director For For Management
3e Re-elect Joan Garahy as Director For For Management
3f Re-elect Marguerite Larkin as Director For For Management
3g Re-elect Tom Moran as Director For For Management
3h Re-elect Con Murphy as Director For For Management
3i Re-elect Christopher Rogers as Director For For Management
3j Re-elect Edmond Scanlon as Director For For Management
3k Re-elect Philip Toomey as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Authorise Issue of Equity For For Management
7 Authorise Issue of Equity without For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
9 Authorise Market Purchase of A For For Management
Ordinary Shares
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abelardo E. Bru For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For For Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For For Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For For Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
KIRIN HOLDINGS CO., LTD.
Ticker: 2503 Security ID: 497350108
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32.5
2.1 Elect Director Isozaki, Yoshinori For For Management
2.2 Elect Director Nishimura, Keisuke For For Management
2.3 Elect Director Miyoshi, Toshiya For Against Management
2.4 Elect Director Yokota, Noriya For For Management
2.5 Elect Director Kobayashi, Noriaki For For Management
2.6 Elect Director Arakawa, Shoshi For For Management
2.7 Elect Director Mori, Masakatsu For For Management
2.8 Elect Director Yanagi, Hiroyuki For For Management
2.9 Elect Director Matsuda, Chieko For For Management
2.10 Elect Director Shiono, Noriko For For Management
2.11 Elect Director Rod Eddington For For Management
2.12 Elect Director George Olcott For For Management
3 Appoint Statutory Auditor Kashima, For For Management
Kaoru
4 Approve Trust-Type Equity Compensation For Against Management
Plan and Phantom Stock Plan
5 Approve Compensation Ceiling for For For Management
Directors
6 Initiate Share Repurchase Program Against Against Shareholder
7 Approve Restricted Stock Plan Against For Shareholder
8 Reduce Cash Compensation Celling for Against Against Shareholder
Directors to JPY 600 Million per Year
9.1 Elect Shareholder Director Nominee Against For Shareholder
Nicholas E Benes
9.2 Elect Shareholder Director Nominee Against Against Shareholder
Kikuchi, Kanako
--------------------------------------------------------------------------------
LAWSON, INC.
Ticker: 2651 Security ID: J3871L103
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: FEB 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2 Amend Articles to Amend Provisions on For For Management
Number of Statutory Auditors
3.1 Elect Director Takemasu, Sadanobu For For Management
3.2 Elect Director Imada, Katsuyuki For For Management
3.3 Elect Director Nakaniwa, Satoshi For For Management
3.4 Elect Director Kyoya, Yutaka For For Management
3.5 Elect Director Hayashi, Keiko For For Management
3.6 Elect Director Nishio, Kazunori For For Management
3.7 Elect Director Iwamura, Miki For For Management
3.8 Elect Director Suzuki, Satoko For For Management
4.1 Appoint Statutory Auditor Imagawa, For For Management
Shuichi
4.2 Appoint Statutory Auditor Yoshida, For For Management
Keiko
5 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
MAKITA CORP.
Ticker: 6586 Security ID: J39584107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 43
2.1 Appoint Statutory Auditor Wakayama, For For Management
Mitsuhiko
2.2 Appoint Statutory Auditor Kodama, Akira For For Management
2.3 Appoint Statutory Auditor Inoue, Shoji For For Management
3 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W.K. Booth For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Debra A. Crew For For Management
1.4 Elect Director Lois D. Juliber For For Management
1.5 Elect Director Peter W. May For For Management
1.6 Elect Director Jorge S. Mesquita For For Management
1.7 Elect Director Fredric G. Reynolds For For Management
1.8 Elect Director Christiana S. Shi For For Management
1.9 Elect Director Patrick T. Siewert For For Management
1.10 Elect Director Michael A. Todman For For Management
1.11 Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1.12 Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.70 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Ann Veneman as Director For For Management
4.1.f Reelect Eva Cheng as Director For For Management
4.1.g Reelect Patrick Aebischer as Director For For Management
4.1.h Reelect Ursula Burns as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Pablo Isla as Director For For Management
4.1.k Reelect Kimberly Ross as Director For For Management
4.1.l Reelect Dick Boer as Director For For Management
4.1.m Reelect Dinesh Paliwal as Director For For Management
4.2 Elect Hanne Jimenez de Mora as Director For For Management
4.3.1 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.2 Appoint Ursula Burns as Member of the For For Management
Compensation Committee
4.3.3 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.4 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 55
Million
6 Approve CHF 9.5 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NEXT PLC
Ticker: NXT Security ID: G6500M106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Jonathan Bewes as Director For For Management
5 Re-elect Tristia Harrison as Director For For Management
6 Re-elect Amanda James as Director For For Management
7 Re-elect Richard Papp as Director For For Management
8 Re-elect Michael Roney as Director For For Management
9 Re-elect Francis Salway as Director For For Management
10 Re-elect Jane Shields as Director For For Management
11 Re-elect Dame Dianne Thompson as For For Management
Director
12 Re-elect Lord Wolfson as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Amend Long Term Incentive Plan For For Management
16 Approve Share Matching Plan For For Management
17 Approve Sharesave Plan For For Management
18 Approve Management Share Option Plan For For Management
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise Off-Market Purchase of For For Management
Ordinary Shares
24 Approve Increase in Borrowing Powers For For Management
25 Adopt New Articles of Association For For Management
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO.B Security ID: K72807132
Meeting Date: MAR 26, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
3.1 Receive Remuneration Report 2019 None None Management
3.2a Approve Remuneration of Directors for For Did Not Vote Management
2019 in the Aggregate Amount of DKK 19.
4 Million
3.2b Approve Remuneration of Directors for For Did Not Vote Management
2020 in the Amount of DKK 2.2 Million
for the Chairman, DKK 1.4 Million for
the Vice Chairman, and DKK 720,000 for
Other Directors; Approve Remuneration
for Committee Work
3.3 Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
and Board
3.4 Amend Articles Re: Voting on the For Did Not Vote Management
Company's Remuneration Report at
Annual General Meetings
4 Approve Allocation of Income and For Did Not Vote Management
Dividends
5.1 Reelect Helge Lund as Director and For Did Not Vote Management
Chairman
5.2 Reelect Jeppe Christiansen as Director For Did Not Vote Management
and Deputy Chairman
5.3a Reelect Brian Daniels as Director For Did Not Vote Management
5.3b Reelect Laurence Debroux as Director For Did Not Vote Management
5.3c Reelect Andreas Fibig as Director For Did Not Vote Management
5.3d Reelect Sylvie Gregoire as Director For Did Not Vote Management
5.3e Reelect Liz Hewitt as Director For Did Not Vote Management
5.3f Reelect Kasim Kutay as Director For Did Not Vote Management
5.3g Reelect Martin Mackay as Director For Did Not Vote Management
6 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
7.1 Approve DKK 10 Million Reduction in For Did Not Vote Management
Share Capital via B Share Cancellation
7.2 Authorize Share Repurchase Program For Did Not Vote Management
7.3a Approve Creation of Pool of Capital For Did Not Vote Management
for the Benefit of Employees
7.3b Approve Creation of Pool of Capital For Did Not Vote Management
with Preemptive Rights
7.3c Approve Creation of Pool of Capital For Did Not Vote Management
without Preemptive Rights
7.4 Approve Donation to the World Diabetes For Did Not Vote Management
Foundation
8 Disclosure of the Ratio between Against Did Not Vote Shareholder
Executive and Employee Remuneration in
the Annual Reports
9 Other Business None None Management
--------------------------------------------------------------------------------
ORANGE SA
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Elect Frederic Sanchez as Director For For Management
6 Reelect Christel Heydemann as Director For For Management
7 Reelect Bernard Ramanantsoa as Director For For Management
8 Elect Laurence Dalboussiere as Director For For Management
9 Approve Compensation Report for For For Management
Corporate Officers
10 Approve Compensation of Stephane For For Management
Richard, Chairman and CEO
11 Approve Compensation of Ramon For For Management
Fernandez, Vice-CEO
12 Approve Compensation of Gervais For For Management
Pellissier, Vice-CEO
13 Approve Remuneration Policy of For For Management
Chairman and CEO
14 Approve Remuneration Policy of For For Management
Vice-CEOs
15 Approve Remuneration Policy of For For Management
Non-Executive Directors
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 2 of Bylaws Re: For For Management
Corporate Purpose
18 Amend Article 13 of Bylaws Re: For For Management
Employee Representative
19 Authorize up to 0.07 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Reserved for Key Employees and
Corporate Officers With Performance
Conditions Attached
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Amend Article 13 of Bylaws Re: For For Management
Employee Shareholders
23 Approve Stock Dividend Program For For Management
24 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amend Item 16: Authorize Repurchase of Against Against Shareholder
Shares
B Amend Article 13 of Bylaws Re: Against Against Shareholder
Plurality of Directorships
C Amend Item 19: Authorize Shares for Against Against Shareholder
Use in Restricted Stock Plans Reserved
for Key Employees and Corporate
Officers With Performance Conditions
Attached
D Amend Employee Stock Purchase Plans in Against Against Shareholder
Favor of Employees
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Proxy Access Right Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Gender Pay Gap Against For Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special
Record Date: MAY 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Approve Remuneration Policy of For For Management
Chairman of Supervisory Board
7 Approve Remuneration Policy of For For Management
Supervisory Board Members
8 Approve Remuneration Policy of For For Management
Chairman of Management Board
9 Approve Remuneration Policy of For For Management
Management Board Members
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Maurice Levy, For For Management
Chairman of Supervisory Board
12 Approve Compensation of Arthur Sadoun, For For Management
Chairman of the Management Board
13 Approve Compensation of Jean-Michel For For Management
Etienne, Management Board Member
14 Approve Compensation of Anne-Gabrielle For For Management
Heilbronner, Management Board Member
15 Approve Compensation of Steve King, For For Management
Management Board Member
16 Reelect Sophie Dulac as Supervisory For For Management
Board Member
17 Reelect Thomas H. Glocer as For For Management
Supervisory Board Member
18 Reelect Marie-Josee Kravis as For For Management
Supervisory Board Member
19 Reelect Andre Kudelski as Supervisory For For Management
Board Member
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Million
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 9 Million
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
26 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
27 Authorize Capital Increase of Up to For For Management
EUR 9 Million for Future Exchange
Offers
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
30 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
31 Amend Articles 6, 7 and 17 of Bylaws For For Management
to Comply with Legal Changes
32 Amend Article 13 of Bylaws Re: For For Management
Employee Representatives
33 Amend Article 15 of Bylaws Re: Board For For Management
Members Deliberation via Written
Consultation
34 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROYAL AHOLD DELHAIZE NV
Ticker: AD Security ID: N0074E105
Meeting Date: APR 08, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.76 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Approve Remuneration Policy for For For Management
Management Board Members
10 Approve Remuneration Policy for For For Management
Supervisory Board Members
11 Elect Frank van Zanten to Supervisory For For Management
Board
12 Elect Helen Weir to Supervisory Board For For Management
13 Reelect Mary Anne Citrino to For For Management
Supervisory Board
14 Reelect Dominique Leroy to Supervisory For For Management
Board
15 Reelect Bill McEwan to Supervisory For For Management
Board
16 Reelect Kevin Holt to Management Board For For Management
17 Elect Natalie Knight to Management For For Management
Board
18 Ratify PricewaterhouseCoopers as For For Management
Auditors
19 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
20 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
21 Authorize Board to Acquire Common For For Management
Shares
22 Approve Cancellation of Repurchased For For Management
Shares
23 Close Meeting None None Management
--------------------------------------------------------------------------------
SECOM CO., LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Iida, Makoto For For Management
2.2 Elect Director Nakayama, Yasuo For For Management
2.3 Elect Director Ozeki, Ichiro For For Management
2.4 Elect Director Yoshida, Yasuyuki For For Management
2.5 Elect Director Fuse, Tatsuro For For Management
2.6 Elect Director Izumida, Tatsuya For For Management
2.7 Elect Director Kurihara, Tatsushi For For Management
2.8 Elect Director Hirose, Takaharu For For Management
2.9 Elect Director Kawano, Hirobumi For For Management
2.10 Elect Director Watanabe, Hajime For For Management
2.11 Elect Director Hara, Miri For For Management
--------------------------------------------------------------------------------
SECURITAS AB
Ticker: SECU.B Security ID: W7912C118
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8.a Receive Financial Statements and None None Management
Statutory Reports
8.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
8.c Receive Board's Dividend Proposal None None Management
9.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9.b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 4.80 Per Share
9.c Approve May 11, 2020, as Record Date For Did Not Vote Management
for Dividend Payment
9.d Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Directors (8) and For Did Not Vote Management
Deputy Directors (0) of Board
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.3 Million for
Chairman, SEK 870,000 for Vice
Chairman, and SEK 700,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12 Reelect Ingrid Bonde, John Brandon, For Did Not Vote Management
Anders Boos, Fredrik Cappelen, Carl
Douglas, Marie Ehrling (Chairman),
Sofia Schorling Hogberg and Dick Seger
as Directors
13 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
14 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
15 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
16 Approve 2020 Incentive Scheme and For Did Not Vote Management
Related Hedging Measures
17 Approve Performance Share Program LTI For Did Not Vote Management
2020/2022 for Key Employees and
Related Financing
18 Close Meeting None None Management
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO., LTD.
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: FEB 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 51
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Clarify Director
Authority on Board Meetings
3.1 Elect Director Isaka, Ryuichi For For Management
3.2 Elect Director Goto, Katsuhiro For For Management
3.3 Elect Director Ito, Junro For For Management
3.4 Elect Director Yamaguchi, Kimiyoshi For For Management
3.5 Elect Director Maruyama, Yoshimichi For For Management
3.6 Elect Director Nagamatsu, Fumihiko For For Management
3.7 Elect Director Kimura, Shigeki For For Management
3.8 Elect Director Joseph M. DePinto For For Management
3.9 Elect Director Tsukio, Yoshio For For Management
3.10 Elect Director Ito, Kunio For For Management
3.11 Elect Director Yonemura, Toshiro For For Management
3.12 Elect Director Higashi, Tetsuro For For Management
3.13 Elect Director Rudy, Kazuko For For Management
--------------------------------------------------------------------------------
SODEXO SA
Ticker: SW Security ID: F84941123
Meeting Date: JAN 21, 2020 Meeting Type: Annual/Special
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.90 per Share and an
Extra of EUR 0.29 per Share to Long
Term Registered Shares
4 Elect Veronique Laury as Director For For Management
5 Elect Luc Messier as Director For For Management
6 Reelect Sophie Stabile as Director For For Management
7 Reelect Cecile Tandeau de Marsac as For For Management
Director
8 Approve Compensation of Sophie Bellon, For For Management
Chairman of the Board
9 Approve Compensation of Denis Machuel, For For Management
CEO
10 Approve Remuneration Policy for For For Management
Chairman of the Board
11 Approve Remuneration Policy for CEO For For Management
12 Approve Additional Pension Scheme For Against Management
Agreement with Denis Machuel
13 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
14 Delete Article 6 of Bylaws Re: For For Management
Contribution
15 Amend Article 9.4 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
16 Amend Article 11.4 of Bylaws Re: For For Management
Appointment of Directors Representing
Employees
17 Amend Article 12 of Bylaws Re: Written For For Management
Consultation
18 Amend Article 15 of Bylaws Re: Remove For For Management
Appointment of Alternate Auditor
19 Amend Article 18 of Bylaws Re: For For Management
Dividends
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 85 Million
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 85 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
THE SWATCH GROUP AG
Ticker: UHR Security ID: H83949141
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.10 per Registered
Share and CHF 5.50 per Bearer Share
4.1.1 Approve Fixed Remuneration of For Did Not Vote Management
Non-Executive Directors in the Amount
of CHF 780,000
4.1.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 2.5 Million
4.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 5.7 Million
4.3 Approve Variable Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 6.6 Million
4.4 Approve Variable Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 15.1 Million
5.1 Reelect Nayla Hayek as Director For Did Not Vote Management
5.2 Reelect Ernst Tanner as Director For Did Not Vote Management
5.3 Reelect Daniela Aeschlimann as Director For Did Not Vote Management
5.4 Reelect Georges Hayek as Director For Did Not Vote Management
5.5 Reelect Claude Nicollier as Director For Did Not Vote Management
5.6 Reelect Jean-Pierre Roth as Director For Did Not Vote Management
5.7 Reelect Nayla Hayek as Board Chairman For Did Not Vote Management
6.1 Reappoint Nayla Hayek as Member of the For Did Not Vote Management
Compensation Committee
6.2 Reappoint Ernst Tanner as Member of For Did Not Vote Management
the Compensation Committee
6.3 Reappoint Daniela Aeschlimann as For Did Not Vote Management
Member of the Compensation Committee
6.4 Reappoint Georges Hayek as Member of For Did Not Vote Management
the Compensation Committee
6.5 Reappoint Claude Nicollier as Member For Did Not Vote Management
of the Compensation Committee
6.6 Reappoint Jean-Pierre Roth as Member For Did Not Vote Management
of the Compensation Committee
7 Designate Bernhard Lehmann as For Did Not Vote Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
9 Transact Other Business (Voting) For Did Not Vote Management
=================== Delaware Government Cash Management Fund ===================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
======================= Delaware Growth and Income Fund ========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Edward M. Liddy For For Management
1.7 Elect Director Darren W. McDew For For Management
1.8 Elect Director Nancy McKinstry For For Management
1.9 Elect Director Phebe N. Novakovic For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Daniel J. Starks For For Management
1.12 Elect Director John G. Stratton For For Management
1.13 Elect Director Glenn F. Tilton For For Management
1.14 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Increase Disclosure of Compensation Against For Shareholder
Adjustments
6 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
7 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Burke For For Management
1b Elect Director Terrell K. Crews For For Management
1c Elect Director Pierre Dufour For For Management
1d Elect Director Donald E. Felsinger For For Management
1e Elect Director Suzan F. Harrison For For Management
1f Elect Director Juan R. Luciano For For Management
1g Elect Director Patrick J. Moore For For Management
1h Elect Director Francisco J. Sanchez For For Management
1i Elect Director Debra A. Sandler For For Management
1j Elect Director Lei Z. Schlitz For For Management
1k Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Debra L. Lee For For Management
1.8 Elect Director Stephen J. Luczo For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Approve Nomination of Employee Against Against Shareholder
Representative Director
6 Improve Guiding Principles of Against Against Shareholder
Executive Compensation
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director Henry Samueli For For Management
1c Elect Director Eddy W. Hartenstein For For Management
1d Elect Director Diane M. Bryant For For Management
1e Elect Director Gayla J. Delly For For Management
1f Elect Director Raul J. Fernandez For For Management
1g Elect Director Check Kian Low For For Management
1h Elect Director Justine F. Page For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director William A. Osborn For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Require Independent Board Chair Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director William J. DeLaney For For Management
1.3 Elect Director Eric J. Foss For For Management
1.4 Elect Director Elder Granger For For Management
1.5 Elect Director Isaiah Harris, Jr. For For Management
1.6 Elect Director Roman Martinez, IV For For Management
1.7 Elect Director Kathleen M. Mazzarella For For Management
1.8 Elect Director Mark B. McClellan For For Management
1.9 Elect Director John M. Partridge For For Management
1.10 Elect Director William L. Roper For For Management
1.11 Elect Director Eric C. Wiseman For For Management
1.12 Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For Withhold Management
1.5 Elect Director Gerald L. Hassell For Withhold Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For Withhold Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Amend Stock Option Plan For For Management
4 Amend Restricted Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Risks Posed by Failing to Against Against Shareholder
Prevent Sexual Harassment
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director William H. McRaven For For Management
1i Elect Director Sharmila Mulligan For For Management
1j Elect Director Arjun N. Murti For For Management
1k Elect Director Robert A. Niblock For For Management
1l Elect Director David T. Seaton For For Management
1m Elect Director R. A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Larry J. Merlo For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Shareholder Written Consent Against Against Shareholder
Provisions
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold S. Barron For For Management
1b Elect Director Gregory M. Bridgeford For For Management
1c Elect Director Thomas W. Dickson For For Management
1d Elect Director Lemuel E. Lewis For For Management
1e Elect Director Jeffrey G. Naylor For For Management
1f Elect Director Gary M. Philbin For For Management
1g Elect Director Bob Sasser For For Management
1h Elect Director Thomas A. Saunders, III For For Management
1i Elect Director Stephanie P. Stahl For For Management
1j Elect Director Carrie A. Wheeler For For Management
1k Elect Director Thomas E. Whiddon For For Management
1l Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Greenhouse Gas Emissions Against For Shareholder
Goals
--------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC.
Ticker: DD Security ID: 26614N102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy G. Brady For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Franklin K. Clyburn, Jr. For For Management
1e Elect Director Terrence R. Curtin For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Rajiv L. Gupta For For Management
1i Elect Director Luther C. Kissam For For Management
1j Elect Director Frederick M. Lowery For For Management
1k Elect Director Raymond J. Milchovich For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Approve Creation of an Employee Board Against Against Shareholder
Advisory Position
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Michael C. Camunez For For Management
1c Elect Director Vanessa C.L. Chang For For Management
1d Elect Director James T. Morris For For Management
1e Elect Director Timothy T. O'Toole For For Management
1f Elect Director Pedro J. Pizarro For For Management
1g Elect Director Carey A. Smith For For Management
1h Elect Director Linda G. Stuntz For For Management
1i Elect Director William P. Sullivan For For Management
1j Elect Director Peter J. Taylor For For Management
1k Elect Director Keith Trent For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond Bennett For For Management
1.2 Elect Director Linda Walker Bynoe For For Management
1.3 Elect Director Connie K. Duckworth For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Tahsinul Zia Huque For For Management
1.6 Elect Director Bradley A. Keywell For For Management
1.7 Elect Director John E. Neal For For Management
1.8 Elect Director David J. Neithercut For For Management
1.9 Elect Director Mark J. Parrell For For Management
1.10 Elect Director Mark S. Shapiro For For Management
1.11 Elect Director Stephen E. Sterrett For For Management
1.12 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Goetz For For Management
1b Elect Director Alyssa Henry For For Management
1c Elect Director Omar Ishrak For For Management
1d Elect Director Risa Lavizzo-Mourey For For Management
1e Elect Director Tsu-Jae King Liu For For Management
1f Elect Director Gregory D. Smith For For Management
1g Elect Director Robert 'Bob' H. Swan For For Management
1h Elect Director Andrew Wilson For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Permit Removal of Directors With or
Without Cause
5 Require Independent Board Chair Against For Shareholder
6 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marvin R. Ellison For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Bertram L. Scott For For Management
1.10 Elect Director Lisa W. Wardell For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Chadwick C. Deaton For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director Jason B. Few For For Management
1e Elect Director Douglas L. Foshee For For Management
1f Elect Director M. Elise Hyland For For Management
1g Elect Director Lee M. Tillman For For Management
1h Elect Director J. Kent Wells For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Tamara Ingram For For Management
1g Elect Director Jane H. Lute For For Management
1h Elect Director Steven A. Mills For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Marc D. Oken For For Management
1k Elect Director Morton O. Schapiro For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W.K. Booth For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Debra A. Crew For For Management
1.4 Elect Director Lois D. Juliber For For Management
1.5 Elect Director Peter W. May For For Management
1.6 Elect Director Jorge S. Mesquita For For Management
1.7 Elect Director Fredric G. Reynolds For For Management
1.8 Elect Director Christiana S. Shi For For Management
1.9 Elect Director Patrick T. Siewert For For Management
1.10 Elect Director Michael A. Todman For For Management
1.11 Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1.12 Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy J. Warden For For Management
1.2 Elect Director Marianne C. Brown For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Ann M. Fudge For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director William H. Hernandez For For Management
1.7 Elect Director Madeleine A. Kleiner For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director James S. Turley For For Management
1.12 Elect Director Mark A. Welsh, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Human Rights Impact Against For Shareholder
Assessment
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen I. Chazen For For Management
1b Elect Director Andrew Gould For For Management
1c Elect Director Nicholas Graziano For For Management
1d Elect Director Carlos M. Gutierrez For For Management
1e Elect Director Vicki Hollub For For Management
1f Elect Director William R. Klesse For For Management
1g Elect Director Andrew N. Langham For For Management
1h Elect Director Jack B. Moore For For Management
1i Elect Director Margarita For For Management
Palau-Hernandez
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Robert M. Shearer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of the Warrant Shares For For Management
Upon Exercise of the Warrant
6 Increase Authorized Common Stock For For Management
7 Amend Charter to Enhance Shareholders' For For Management
Ability to Act by Written Consent
8 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
and Approve Certain Additional
Amendments
9 Approve Shareholder Rights Plan For For Management
(Poison Pill)
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Proxy Access Right Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Gender Pay Gap Against For Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Margaret M. Keane For For Management
1d Elect Director Siddharth N. (Bobby) For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For For Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director Jeffrey A. Goldstein For For Management
1e Elect Director Edmund F. "Ted" Kelly For For Management
1f Elect Director Jennifer B. Morgan For For Management
1g Elect Director Elizabeth E. Robinson For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Frederick O. Terrell For For Management
1j Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Gender Pay Gap Against Against Shareholder
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION
Ticker: TFC Security ID: 89832Q109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Agnes Bundy Scanlan For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Dallas S. Clement For For Management
1.6 Elect Director Paul D. Donahue For For Management
1.7 Elect Director Paul R. Garcia For For Management
1.8 Elect Director Patrick C. Graney, III For For Management
1.9 Elect Director Linnie M. Haynesworth For For Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Easter A. Maynard For For Management
1.12 Elect Director Donna S. Morea For For Management
1.13 Elect Director Charles A. Patton For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director David M. Ratcliffe For For Management
1.16 Elect Director William H. Rogers, Jr. For For Management
1.17 Elect Director Frank P. Scruggs, Jr. For For Management
1.18 Elect Director Christine Sears For For Management
1.19 Elect Director Thomas E. Skains For For Management
1.20 Elect Director Bruce L. Tanner For For Management
1.21 Elect Director Thomas N. Thompson For For Management
1.22 Elect Director Steven C. Voorhees For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Vittorio Colao For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director Clarence Otis, Jr. For For Management
1.6 Elect Director Daniel H. Schulman For For Management
1.7 Elect Director Rodney E. Slater For For Management
1.8 Elect Director Hans E. Vestberg For For Management
1.9 Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Assess Feasibility of Data Privacy as Against For Shareholder
a Performance Measure for Senior
Executive Compensation
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank M. Clark, Jr. For For Management
1b Elect Director James C. Fish, Jr. For For Management
1c Elect Director Andres R. Gluski For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director Kathleen M. Mazzarella For For Management
1f Elect Director William B. Plummer For For Management
1g Elect Director John C. Pope For For Management
1h Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
========================= Delaware Growth Equity Fund ==========================
ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Frank A. Calderoni For For Management
1c Elect Director James E. Daley For For Management
1d Elect Director Laura B. Desmond For For Management
1e Elect Director Charles M. Geschke For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David A. Ricks For For Management
1j Elect Director Daniel L. Rosensweig For For Management
1k Elect Director John E. Warnock For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
AKAMAI TECHNOLOGIES, INC.
Ticker: AKAM Security ID: 00971T101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tom Killalea For For Management
1.2 Elect Director Tom Leighton For For Management
1.3 Elect Director Jonathan Miller For For Management
1.4 Elect Director Monte Ford For For Management
1.5 Elect Director Madhu Ranganathan For For Management
1.6 Elect Director Fred Salerno For For Management
1.7 Elect Director Ben Verwaayen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia M. Bedient For For Management
1b Elect Director James A. Beer For For Management
1c Elect Director Marion C. Blakey For For Management
1d Elect Director Raymond L. Conner For For Management
1e Elect Director Dhiren R. Fonseca For For Management
1f Elect Director Kathleen T. Hogan For For Management
1g Elect Director Susan J. Li For For Management
1h Elect Director Benito Minicucci For For Management
1i Elect Director Helvi K. Sandvik For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Bradley D. Tilden For For Management
1l Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
Disclosure
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Sundar Pichai For For Management
1.4 Elect Director John L. Hennessy For For Management
1.5 Elect Director Frances H. Arnold For For Management
1.6 Elect Director L. John Doerr For Withhold Management
1.7 Elect Director Roger W. Ferguson Jr. For For Management
1.8 Elect Director Ann Mather For For Management
1.9 Elect Director Alan R. Mulally For Withhold Management
1.10 Elect Director K. Ram Shiram For Withhold Management
1.11 Elect Director Robin L. Washington For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Arbitration of Against For Shareholder
Employment-Related Claims
7 Establish Human Rights Risk Oversight Against For Shareholder
Committee
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
9 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
10 Report on Takedown Requests Against For Shareholder
11 Require a Majority Vote for the Against For Shareholder
Election of Directors
12 Report on Gender/Racial Pay Gap Against Against Shareholder
13 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
14 Report on Whistleblower Policies and Against Against Shareholder
Practices
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Report on Management of Food Waste Against Against Shareholder
6 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products or Cloud-Based Services
7 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
8 Report on Products Promoting Hate Against For Shareholder
Speech and Sales of Offensive Products
9 Require Independent Board Chairman Against Against Shareholder
10 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
11 Report on Reducing Environmental and Against Against Shareholder
Health Harms to Communities of Color
12 Report on Viewpoint Discrimination Against Against Shareholder
13 Report on Promotion Velocity Against Against Shareholder
14 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
15 Human Rights Risk Assessment Against Against Shareholder
16 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Ron Sugar For For Management
1g Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Assess Feasibility of Including Against Against Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
6 Report on Freedom of Expression and Against Against Shareholder
Access to Information Policies
--------------------------------------------------------------------------------
AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter Bisson For For Management
1b Elect Director Richard T. Clark For For Management
1c Elect Director R. Glenn Hubbard For For Management
1d Elect Director John P. Jones For For Management
1e Elect Director Francine S. Katsoudas For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Scott F. Powers For For Management
1h Elect Director William J. Ready For For Management
1i Elect Director Carlos A. Rodriguez For For Management
1j Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 18, 2019 Meeting Type: Annual
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director Michael M. Calbert For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director George R. Mrkonic, Jr. For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Jill A. Soltau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose "Joe" E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director James R. Gavin, III For For Management
1e Elect Director Peter S. Hellman For For Management
1f Elect Director Michael F. Mahoney For For Management
1g Elect Director Patricia B. Morrrison For For Management
1h Elect Director Stephen N. Oesterle For For Management
1i Elect Director Cathy R. Smith For For Management
1j Elect Director Thomas T. Stallkamp For For Management
1k Elect Director Albert P.L. Stroucken For For Management
1l Elect Director Amy A. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chair Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director William A. Hawkins For For Management
1d Elect Director Nancy L. Leaming For For Management
1e Elect Director Jesus B. Mantas For For Management
1f Elect Director Richard C. Mulligan For For Management
1g Elect Director Robert W. Pangia For For Management
1h Elect Director Stelios Papadopoulos For For Management
1i Elect Director Brian S. Posner For For Management
1j Elect Director Eric K. Rowinsky For For Management
1k Elect Director Stephen A. Sherwin For For Management
1l Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert Bertolini For For Management
1C Elect Director Michael W. Bonney For For Management
1D Elect Director Giovanni Caforio For For Management
1E Elect Director Matthew W. Emmens For For Management
1F Elect Director Julia A. Haller For For Management
1G Elect Director Dinesh C. Paliwal For For Management
1H Elect Director Theodore R. Samuels For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Karen H. Vousden For For Management
1L Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BURLINGTON STORES, INC.
Ticker: BURL Security ID: 122017106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted English For For Management
1.2 Elect Director Jordan Hitch For For Management
1.3 Elect Director Mary Ann Tocio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director Ita Brennan For For Management
1.4 Elect Director Lewis Chew For For Management
1.5 Elect Director James D. Plummer For For Management
1.6 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael F. Neidorff For For Management
1b Elect Director H. James Dallas For For Management
1c Elect Director Robert K. Ditmore For For Management
1d Elect Director Richard A. Gephardt For For Management
1e Elect Director Lori J. Robinson For For Management
1f Elect Director William L. Trubeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Report on Political Contributions Against For Shareholder
Disclosure
6 Eliminate Supermajority Vote Against For Shareholder
Requirement
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Charles W. Moorman, IV For For Management
1f Elect Director Dambisa F. Moyo For For Management
1g Elect Director Debra Reed-Klages For For Management
1h Elect Director Ronald D. Sugar For For Management
1i Elect Director D. James Umpleby, III For For Management
1j Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Establish Board Committee on Climate Against Against Shareholder
Risk
6 Report on Climate Lobbying Aligned Against Against Shareholder
with Paris Agreement Goals
7 Report on Petrochemical Risk Against For Shareholder
8 Report on Human Rights Practices Against Against Shareholder
9 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
10 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date: FEB 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judith M. O'Brien For For Management
1b Elect Director Joanne B. Olsen For For Management
1c Elect Director Gary B. Smith For For Management
1d Elect Director Devinder Kumar For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DECKERS OUTDOOR CORPORATION
Ticker: DECK Security ID: 243537107
Meeting Date: SEP 13, 2019 Meeting Type: Annual
Record Date: JUL 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Gibbons For For Management
1.2 Elect Director Nelson C. Chan For For Management
1.3 Elect Director Cynthia (Cindy) L. Davis For For Management
1.4 Elect Director Michael F. Devine, III For For Management
1.5 Elect Director Dave Powers For For Management
1.6 Elect Director James E. Quinn For For Management
1.7 Elect Director Lauri M. Shanahan For For Management
1.8 Elect Director Brian A. Spaly For For Management
1.9 Elect Director Bonita C. Stewart For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. John Gilbertson, Jr. For For Management
1b Elect Director Kristiane C. Graham For For Management
1c Elect Director Michael F. Johnston For For Management
1d Elect Director Eric A. Spiegel For For Management
1e Elect Director Richard J. Tobin For For Management
1f Elect Director Stephen M. Todd For For Management
1g Elect Director Stephen K. Wagner For For Management
1h Elect Director Keith E. Wandell For For Management
1i Elect Director Mary A. Winston For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Mussallem For For Management
1b Elect Director Kieran T. Gallahue For For Management
1c Elect Director Leslie S. Heisz For For Management
1d Elect Director William J. Link For For Management
1e Elect Director Steven R. Loranger For For Management
1f Elect Director Martha H. Marsh For For Management
1g Elect Director Ramona Sequeira For For Management
1h Elect Director Nicholas J. Valeriani For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Stock Split For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For Against Management
1b Elect Director William G. Kaelin, Jr. For For Management
1c Elect Director David A. Ricks For For Management
1d Elect Director Marschall S. Runge For For Management
1e Elect Director Karen Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Voting For For Management
Provisions
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Report on Forced Swim Test Against Against Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
10 Report on Integrating Drug Pricing Against For Shareholder
Risks into Senior Executive
Compensation Arrangements
11 Adopt Policy on Bonus Banking Against For Shareholder
12 Clawback Disclosure of Recoupment Against For Shareholder
Activity from Senior Officers
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For For Management
1b Elect Director Anthony J. Guzzi For For Management
1c Elect Director Richard F. Hamm, Jr. For For Management
1d Elect Director David H. Laidley For For Management
1e Elect Director Carol P. Lowe For For Management
1f Elect Director M. Kevin McEvoy For For Management
1g Elect Director William P. Reid For For Management
1h Elect Director Steven B. Schwarzwaelder For For Management
1i Elect Director Robin Walker-Lee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Amend Restricted Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene Roman For For Management
1.2 Elect Director Jill B. Smart For For Management
1.3 Elect Director Ronald P. Vargo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Non-Employee Director For Against Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Report on Political Advertising Against For Shareholder
8 Require Independent Director Nominee Against Against Shareholder
with Human and/or Civil Rights
Experience
9 Report on Civil and Human Rights Risk Against Against Shareholder
Assessment
10 Report on Online Child Sexual Against For Shareholder
Exploitation
11 Report on Median Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
FORTINET, INC.
Ticker: FTNT Security ID: 34959E109
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken Xie For For Management
1.2 Elect Director Michael Xie For For Management
1.3 Elect Director Kelly Ducourty For For Management
1.4 Elect Director Jean Hu For For Management
1.5 Elect Director Ming Hsieh For For Management
1.6 Elect Director William H. Neukom For For Management
1.7 Elect Director Christopher B. Paisley For For Management
1.8 Elect Director Judith Sim For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip M. Bilden For For Management
1.2 Elect Director Augustus L. Collins For For Management
1.3 Elect Director Kirkland H. Donald For For Management
1.4 Elect Director Victoria D. Harker For For Management
1.5 Elect Director Anastasia D. Kelly For For Management
1.6 Elect Director Tracy B. McKibben For For Management
1.7 Elect Director C. Michael Petters For For Management
1.8 Elect Director Thomas C. Schievelbein For For Management
1.9 Elect Director John K. Welch For For Management
1.10 Elect Director Stephen R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Lee R. Raymond For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Require Independent Board Chair Against For Shareholder
5 Report on Reputational Risk Related to Against Against Shareholder
Canadian Oil Sands, Oil Sands Pipeline
Companies and Arctic Oil and Gas
Exploration and Production.
6 Report on Climate Change Against Against Shareholder
7 Amend Shareholder Written Consent Against Against Shareholder
Provisions
8 Report on Charitable Contributions Against Against Shareholder
9 Report on Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Sandra E. Peterson For For Management
1.7 Elect Director Penny S. Pritzker For For Management
1.8 Elect Director Charles W. Scharf For For Management
1.9 Elect Director Arne M. Sorenson For For Management
1.10 Elect Director John W. Stanton For For Management
1.11 Elect Director John W. Thompson For For Management
1.12 Elect Director Emma N. Walmsley For For Management
1.13 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against Against Shareholder
the Board of Directors
5 Report on Gender Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Gerald Held For For Management
1c Elect Director Kathryn M. Hill For For Management
1d Elect Director Deborah L. Kerr For For Management
1e Elect Director George Kurian For For Management
1f Elect Director Scott F. Schenkel For For Management
1g Elect Director George T. Shaheen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert K. Burgess For For Management
1b Elect Director Tench Coxe For For Management
1c Elect Director Persis S. Drell For For Management
1d Elect Director Jen-Hsun Huang For For Management
1e Elect Director Dawn Hudson For For Management
1f Elect Director Harvey C. Jones For For Management
1g Elect Director Michael G. McCaffery For For Management
1h Elect Director Stephen C. Neal For For Management
1i Elect Director Mark L. Perry For For Management
1j Elect Director A. Brooke Seawell For For Management
1k Elect Director Mark A. Stevens For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 19, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For Withhold Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Hector Garcia-Molina None None Management
*Withdrawn Resolution*
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd - Deceased None None Management
1.11 Elect Director Renee J. James For For Management
1.12 Elect Director Charles W. Moorman, IV For Withhold Management
1.13 Elect Director Leon E. Panetta For Withhold Management
1.14 Elect Director William G. Parrett For For Management
1.15 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Gender Pay Gap Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director Deborah M. Messemer For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Adopt Human and Indigenous People's Against Against Shareholder
Rights Policy
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 04, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director Steven R. Kalmanson For For Management
A2 Elect Director James P. Keane For For Management
A3 Elect Director Pam Murphy For For Management
A4 Elect Director Donald R. Parfet For For Management
B Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
C Ratify Deloitte & Touche LLP as For For Management
Auditors
D Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Robert L. Edwards For For Management
1f Elect Director Melanie L. Healey For For Management
1g Elect Director Donald R. Knauss For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Kenneth L. Salazar For For Management
1k Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Scott D. Cook For For Management
1e Elect Director Joseph Jimenez For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VARIAN MEDICAL SYSTEMS, INC.
Ticker: VAR Security ID: 92220P105
Meeting Date: FEB 13, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anat Ashkenazi For For Management
1b Elect Director Jeffrey R. Balser For For Management
1c Elect Director Judy Bruner For For Management
1d Elect Director Jean-Luc Butel For For Management
1e Elect Director Regina E. Dugan For For Management
1f Elect Director R. Andrew Eckert For For Management
1g Elect Director Phillip G. Febbo For For Management
1h Elect Director David J. Illingworth For For Management
1i Elect Director Michelle M. Le Beau For For Management
1j Elect Director Dow R. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WALMART INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar Conde For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For For Management
1h Elect Director Gregory B. Penner For For Management
1i Elect Director Steven S Reinemund For For Management
1j Elect Director S. Robson Walton For For Management
1k Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Report on Impacts of Single-Use Against Against Shareholder
Plastic Bags
6 Report on Supplier Antibiotics Use Against Against Shareholder
Standards
7 Adopt Policy to Include Hourly Against Against Shareholder
Associates as Director Candidates
8 Report on Strengthening Prevention of Against For Shareholder
Workplace Sexual Harassment
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anders Gustafsson For For Management
1.2 Elect Director Janice M. Roberts For For Management
1.3 Elect Director Linda M. Connly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditor For For Management
=========================== Delaware Healthcare Fund ===========================
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Melody B. Meyer For For Management
1.4 Elect Director Frederick H. Waddell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
ACADIA PHARMACEUTICALS INC.
Ticker: ACAD Security ID: 004225108
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Daly For For Management
1.2 Elect Director Edmund P. Harrigan For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Approve Non-Employee Director For For Management
Compensation Policy
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AERIE PHARMACEUTICALS, INC.
Ticker: AERI Security ID: 00771V108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicente Anido, Jr. For For Management
1.2 Elect Director Benjamin F. McGraw, III For For Management
1.3 Elect Director Julie McHugh For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC.
Ticker: ALXN Security ID: 015351109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Felix J. Baker For For Management
1.2 Elect Director David R. Brennan For For Management
1.3 Elect Director Christopher J. Coughlin For For Management
1.4 Elect Director Deborah Dunsire For For Management
1.5 Elect Director Paul A. Friedman For For Management
1.6 Elect Director Ludwig N. Hantson For For Management
1.7 Elect Director John T. Mollen For For Management
1.8 Elect Director Francois Nader For For Management
1.9 Elect Director Judith A. Reinsdorf For For Management
1.10 Elect Director Andreas Rummelt For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ALKERMES PLC
Ticker: ALKS Security ID: G01767105
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shane M. Cooke For For Management
1.2 Elect Director Richard B. Gaynor For For Management
1.3 Elect Director Paul J. Mitchell For For Management
1.4 Elect Director Richard F. Pops For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: OCT 14, 2019 Meeting Type: Special
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Scheme of Arrangement For For Management
2 Approve Cancellation of Cancellation For For Management
Shares
3 Authorize Board to Allot and Issue For For Management
Shares
4 Amend Articles of Association For For Management
5 Advisory Vote on Golden Parachutes For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALLOGENE THERAPEUTICS, INC.
Ticker: ALLO Security ID: 019770106
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah Messemer For Withhold Management
1b Elect Director Todd Sisitsky For Withhold Management
1c Elect Director Owen Witte For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Bonney For For Management
1b Elect Director John M. Maraganore For For Management
1c Elect Director Phillip A. Sharp For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Fred Hassan For For Management
1g Elect Director Charles M. Holley, Jr. For For Management
1h Elect Director Tyler Jacks For For Management
1i Elect Director Ellen J. Kullman For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gail K. Boudreaux For For Management
1.2 Elect Director R. Kerry Clark For For Management
1.3 Elect Director Robert L. Dixon, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
ARENA PHARMACEUTICALS, INC.
Ticker: ARNA Security ID: 040047607
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jayson Dallas For For Management
1.2 Elect Director Oliver Fetzer For For Management
1.3 Elect Director Kieran T. Gallahue For For Management
1.4 Elect Director Jennifer Jarrett For For Management
1.5 Elect Director Amit D. Munshi For For Management
1.6 Elect Director Garry A. Neil For For Management
1.7 Elect Director Tina S. Nova For For Management
1.8 Elect Director Manmeet S. Soni For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: G0593M107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Genevieve Berger as Director For For Management
5e Re-elect Philip Broadley as Director For For Management
5f Re-elect Graham Chipchase as Director For For Management
5g Elect Michel Demare as Director For For Management
5h Re-elect Deborah DiSanzo as Director For For Management
5i Re-elect Sheri McCoy as Director For For Management
5j Re-elect Tony Mok as Director For For Management
5k Re-elect Nazneen Rahman as Director For For Management
5l Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity For For Management
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
14 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends For For Management
3 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5a Re-elect Leif Johansson as Director For For Management
5b Re-elect Pascal Soriot as Director For For Management
5c Re-elect Marc Dunoyer as Director For For Management
5d Re-elect Genevieve Berger as Director For For Management
5e Re-elect Philip Broadley as Director For For Management
5f Re-elect Graham Chipchase as Director For For Management
5g Elect Michel Demare as Director For For Management
5h Re-elect Deborah DiSanzo as Director For For Management
5i Re-elect Sheri McCoy as Director For For Management
5j Re-elect Tony Mok as Director For For Management
5k Re-elect Nazneen Rahman as Director For For Management
5l Re-elect Marcus Wallenberg as Director For For Management
6 Approve Remuneration Report For For Management
7 Approve Remuneration Policy For For Management
8 Authorise EU Political Donations and For For Management
Expenditure
9 Authorise Issue of Equity For For Management
10 Authorise Issue of Equity without For For Management
Pre-emptive Rights
11 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
12 Authorise Market Purchase of Ordinary For For Management
Shares
13 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
14 Approve Performance Share Plan For For Management
--------------------------------------------------------------------------------
AXOVANT GENE THERAPIES LTD.
Ticker: AXGT Security ID: G0750W203
Meeting Date: AUG 16, 2019 Meeting Type: Annual
Record Date: JUL 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank Torti For Against Management
1b Elect Director Atul Pande For For Management
1c Elect Director George Bickerstaff For For Management
1d Elect Director Pavan Cheruvu For Against Management
1e Elect Director Berndt Modig For For Management
1f Elect Director Ilan Oren For Against Management
1g Elect Director Myrtle Potter For Against Management
1h Elect Director Senthil Sundaram For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For For Management
1b Elect Director Caroline D. Dorsa For For Management
1c Elect Director William A. Hawkins For For Management
1d Elect Director Nancy L. Leaming For For Management
1e Elect Director Jesus B. Mantas For For Management
1f Elect Director Richard C. Mulligan For For Management
1g Elect Director Robert W. Pangia For For Management
1h Elect Director Stelios Papadopoulos For For Management
1i Elect Director Brian S. Posner For For Management
1j Elect Director Eric K. Rowinsky For For Management
1k Elect Director Stephen A. Sherwin For For Management
1l Elect Director Michel Vounatsos For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BIOMARIN PHARMACEUTICAL INC.
Ticker: BMRN Security ID: 09061G101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean-Jacques Bienaime For For Management
1.2 Elect Director Elizabeth McKee Anderson For For Management
1.3 Elect Director Willard Dere For For Management
1.4 Elect Director Michael Grey For For Management
1.5 Elect Director Elaine J. Heron For For Management
1.6 Elect Director Robert J. Hombach For For Management
1.7 Elect Director V. Bryan Lawlis For For Management
1.8 Elect Director Richard A. Meier For For Management
1.9 Elect Director David E.I. Pyott For For Management
1.10 Elect Director Dennis J. Slamon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOSTON SCIENTIFIC CORPORATION
Ticker: BSX Security ID: 101137107
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nelda J. Connors For For Management
1b Elect Director Charles J. Dockendorff For For Management
1c Elect Director Yoshiaki Fujimori For For Management
1d Elect Director Donna A. James For For Management
1e Elect Director Edward J. Ludwig For For Management
1f Elect Director Stephen P. MacMillan For For Management
1g Elect Director Michael F. Mahoney For For Management
1h Elect Director David J. Roux For For Management
1i Elect Director John E. Sununu For For Management
1j Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert Bertolini For For Management
1C Elect Director Michael W. Bonney For For Management
1D Elect Director Giovanni Caforio For For Management
1E Elect Director Matthew W. Emmens For For Management
1F Elect Director Julia A. Haller For For Management
1G Elect Director Dinesh C. Paliwal For For Management
1H Elect Director Theodore R. Samuels For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Karen H. Vousden For For Management
1L Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CELLECTIS SA
Ticker: ALCLS Security ID: 15117K103
Meeting Date: JUN 29, 2020 Meeting Type: Annual/Special
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses For For Management
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Mentioning
the Absence of New Transactions
5 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 600,000
6 Reelect Annick Schwebig as Director For Against Management
7 Reelect Laurent Arthaud as Director For Against Management
8 Reelect Pierre Bastid as Director For Against Management
9 Reelect Rainer Boehm as Director For Against Management
10 Reelect Herve Hoppenot as Director For Against Management
11 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
12 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
13 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries up to Aggregate
Nominal Amount of EUR 639,985
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
First Group of Specific Beneficiaries,
up to Aggregate Nominal Amount of EUR
639,985
15 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Second Group of Specific
Beneficiaries, up to Aggregate Nominal
Amount of EUR 639,985
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries in the
Framework of an Equity Line up to
Aggregate Nominal Amount of EUR 639,985
17 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,061,642
18 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 639,985
19 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 639,985
20 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
21 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 13 and 15-20 at EUR 1,061,642
22 Authorize Capitalization of Reserves For For Management
of Up to EUR 2 Million for Bonus Issue
or Increase in Par Value
23 Authorize up to 2,972,596 Shares for For Against Management
Use in Stock Option Plans
24 Authorize up to 2,972,596 Shares for For Against Management
Use in Restricted Stock Plans
25 Authorize Issuance of 850,000 Warrants For Against Management
(BSA) Reserved for Non-executive
Directors, Censors, Members of Board
committees, Employees of Subsidiaries
and Consultants
26 Set Total Limit for Capital Increase For For Management
to Result from Issuance Requests Under
Items 23-25 at 3,822,596 Shares
27 Amend Article 12 of Bylaws Re: Board For For Management
Members Deliberation via Written
Consultation
28 Amend Article 18 of Bylaws Re: For For Management
Meetings Quorum, Votes and Majority
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
CHINA MOBILE LIMITED
Ticker: 941 Security ID: 16941M109
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Wang Yuhang as Director For For Management
4.1 Elect Paul Chow Man Yiu as Director For For Management
4.2 Elect Stephen Yiu Kin Wah as Director For For Management
5 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Adopt Share Option Scheme and Related For Against Management
Transactions
--------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO., LTD.
Ticker: 4519 Security ID: J06930101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 92
2.1 Elect Director Kosaka, Tatsuro For For Management
2.2 Elect Director Ueno, Moto For For Management
2.3 Elect Director Okuda, Osamu For For Management
2.4 Elect Director Momoi, Mariko For For Management
3.1 Appoint Statutory Auditor Nimura, For For Management
Takaaki
3.2 Appoint Statutory Auditor Masuda, For For Management
Kenichi
4 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director William J. DeLaney For For Management
1.3 Elect Director Eric J. Foss For For Management
1.4 Elect Director Elder Granger For For Management
1.5 Elect Director Isaiah Harris, Jr. For For Management
1.6 Elect Director Roman Martinez, IV For For Management
1.7 Elect Director Kathleen M. Mazzarella For For Management
1.8 Elect Director Mark B. McClellan For For Management
1.9 Elect Director John M. Partridge For For Management
1.10 Elect Director William L. Roper For For Management
1.11 Elect Director Eric C. Wiseman For For Management
1.12 Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
CLOVIS ONCOLOGY, INC.
Ticker: CLVS Security ID: 189464100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Flaherty For For Management
1.2 Elect Director Ginger Graham For For Management
1.3 Elect Director Edward J. McKinley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COHERUS BIOSCIENCES, INC.
Ticker: CHRS Security ID: 19249H103
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis M. Lanfear For For Management
1.2 Elect Director Mats Wahlstrom For For Management
1.3 Elect Director James I. Healy For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Larry J. Merlo For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Shareholder Written Consent Against Against Shareholder
Provisions
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: DEC 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DELL TECHNOLOGIES INC.
Ticker: DELL Security ID: 24703L202
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Dell For Withhold Management
1.2 Elect Director David W. Dorman For Withhold Management
1.3 Elect Director Egon Durban For Withhold Management
1.4 Elect Director William D. Green For Withhold Management
1.5 Elect Director Simon Patterson For Withhold Management
1.6 Elect Director Lynn M. Vojvodich For Withhold Management
1.7 Elect Director Ellen J. Kullman For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DYNAVAX TECHNOLOGIES CORPORATION
Ticker: DVAX Security ID: 268158201
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel L. Kisner For For Management
1.2 Elect Director Natale Ricciardi For For Management
1.3 Elect Director Ryan Spencer For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For Against Management
1b Elect Director William G. Kaelin, Jr. For For Management
1c Elect Director David A. Ricks For For Management
1d Elect Director Marschall S. Runge For For Management
1e Elect Director Karen Walker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Voting For For Management
Provisions
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Report on Forced Swim Test Against Against Shareholder
8 Require Independent Board Chairman Against For Shareholder
9 Disclose Board Matrix Including Against Against Shareholder
Ideological Perspectives
10 Report on Integrating Drug Pricing Against For Shareholder
Risks into Senior Executive
Compensation Arrangements
11 Adopt Policy on Bonus Banking Against For Shareholder
12 Clawback Disclosure of Recoupment Against For Shareholder
Activity from Senior Officers
--------------------------------------------------------------------------------
EPIZYME, INC.
Ticker: EPZM Security ID: 29428V104
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew R. Allen For Withhold Management
1.2 Elect Director Kenneth Bate For For Management
1.3 Elect Director Robert B. Bazemore, Jr. For For Management
1.4 Elect Director Victoria Richon For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC.
Ticker: FPRX Security ID: 33830X104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kapil Dhingra For For Management
1.2 Elect Director Garry Nicholson For For Management
1.3 Elect Director Carol Schafer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORTRESS BIOTECH, INC.
Ticker: FBIO Security ID: 34960Q109
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lindsay A. Rosenwald For For Management
1.2 Elect Director Michael S. Weiss For Withhold Management
1.3 Elect Director Jimmie Harvey, Jr. For For Management
1.4 Elect Director Malcolm Hoenlein For For Management
1.5 Elect Director Dov Klein For For Management
1.6 Elect Director J. Jay Lobell For For Management
1.7 Elect Director Eric K. Rowinsky For For Management
1.8 Elect Director Kevin L. Lorenz For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Certificate of Incorporation to For For Management
Increase the Frequency of the Dividend
Payment on Series A Perpetual
Preferred Stock
4 Amend Omnibus Stock Plan For For Management
5 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENOMIC HEALTH, INC.
Ticker: GHDX Security ID: 37244C101
Meeting Date: NOV 07, 2019 Meeting Type: Special
Record Date: OCT 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Sandra J. Horning For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director Harish Manwani For For Management
1f Elect Director Daniel P. O'Day For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against Against Shareholder
5 Eliminate the Ownership Threshold for Against Against Shareholder
Stockholders to Request a Record Date
to Take Action by Written Consent
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: G3910J112
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Abstain Management
4 Elect Sir Jonathan Symonds as Director For For Management
5 Elect Charles Bancroft as Director For For Management
6 Re-elect Emma Walmsley as Director For For Management
7 Re-elect Vindi Banga as Director For For Management
8 Re-elect Dr Hal Barron as Director For For Management
9 Re-elect Dr Vivienne Cox as Director For For Management
10 Re-elect Lynn Elsenhans as Director For For Management
11 Re-elect Dr Laurie Glimcher as Director For For Management
12 Re-elect Dr Jesse Goodman as Director For For Management
13 Re-elect Judy Lewent as Director For For Management
14 Re-elect Iain Mackay as Director For For Management
15 Re-elect Urs Rohner as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GLAXOSMITHKLINE PLC
Ticker: GSK Security ID: 37733W105
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Withhold Management
4 Elect Sir Jonathan Symonds as Director For For Management
5 Elect Charles Bancroft as Director For For Management
6 Re-elect Emma Walmsley as Director For For Management
7 Re-elect Vindi Banga as Director For For Management
8 Re-elect Dr Hal Barron as Director For For Management
9 Re-elect Dr Vivienne Cox as Director For For Management
10 Re-elect Lynn Elsenhans as Director For For Management
11 Re-elect Dr Laurie Glimcher as Director For For Management
12 Re-elect Dr Jesse Goodman as Director For For Management
13 Re-elect Judy Lewent as Director For For Management
14 Re-elect Iain Mackay as Director For For Management
15 Re-elect Urs Rohner as Director For For Management
16 Reappoint Deloitte LLP as Auditors For For Management
17 Authorise the Audit & Risk Committee For For Management
to Fix Remuneration of Auditors
18 Authorise EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Approve the Exemption from Statement For For Management
of the Name of the Senior Statutory
Auditor in Published Copies of the
Auditors' Reports
24 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
HALOZYME THERAPEUTICS, INC.
Ticker: HALO Security ID: 40637H109
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bernadette Connaughton For For Management
1.2 Elect Director Kenneth J. Kelley For For Management
1.3 Elect Director Matthew L. Posard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IMMUNOMEDICS, INC.
Ticker: IMMU Security ID: 452907108
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Director Behzad Aghazadeh For Against Management
1.2 Election Director Robert Azelby For For Management
1.3 Election Director Charles M. Baum For Against Management
1.4 Election Director Scott Canute For Against Management
1.5 Election Director Barbara G. Duncan For Against Management
1.6 Election Director Peter Barton Hutt For Against Management
1.7 Election Director Khalid Islam For Against Management
1.8 Election Director Harout Semerjian None None Management
*Withdrawn Resolution*
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INCYTE CORPORATION
Ticker: INCY Security ID: 45337C102
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian C. Baker For For Management
1.2 Elect Director Jean-Jacques Bienaime For For Management
1.3 Elect Director Paul J. Clancy For For Management
1.4 Elect Director Wendy L. Dixon For For Management
1.5 Elect Director Jacqualyn A. Fouse For For Management
1.6 Elect Director Paul A. Friedman For For Management
1.7 Elect Director Edmund P. Harrigan For For Management
1.8 Elect Director Katherine A. High For For Management
1.9 Elect Director Herve Hoppenot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Require Independent Board Chair Against Against Shareholder
--------------------------------------------------------------------------------
INNOCARE PHARMA LTD.
Ticker: 9969 Security ID: G4783B103
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: JUN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Jisong Cui as Director For For Management
2.2 Elect Renbin Zhao as Director For For Management
2.3 Elect Yigong Shi as Director For For Management
2.4 Elect Quanhong Yuan as Director For For Management
2.5 Elect Shan Fu as Director For For Management
2.6 Elect Lijun Lin as Director For Against Management
2.7 Elect Zemin Zhang as Director For For Management
2.8 Elect Lan Hu as Director For For Management
2.9 Elect Kaixian Chen as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
INSPIRE MEDICAL SYSTEMS, INC.
Ticker: INSP Security ID: 457730109
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Ellis For For Management
1.2 Elect Director Mudit K. Jain For Withhold Management
1.3 Elect Director Dana G. Mead, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INTERCEPT PHARMACEUTICALS, INC.
Ticker: ICPT Security ID: 45845P108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paolo Fundaro For For Management
1b Elect Director Mark Pruzanski For For Management
1c Elect Director Srinivas Akkaraju For For Management
1d Elect Director Luca Benatti For For Management
1e Elect Director Daniel Bradbury For For Management
1f Elect Director Keith Gottesdiener For For Management
1g Elect Director Nancy Miller-Rich For For Management
1h Elect Director Gino Santini For For Management
1i Elect Director Glenn Sblendorio For For Management
1j Elect Director Daniel Welch For For Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTRA-CELLULAR THERAPIES, INC.
Ticker: ITCI Security ID: 46116X101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard Lerner For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Permit Removal of Directors With or
Without Cause
5 Require Independent Board Chair Against For Shareholder
6 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
--------------------------------------------------------------------------------
KARYOPHARM THERAPEUTICS INC.
Ticker: KPTI Security ID: 48576U106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry E. Greene For For Management
1.2 Elect Director Mansoor Raza Mirza For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEXICON PHARMACEUTICALS, INC.
Ticker: LXRX Security ID: 528872302
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel L. Barker For For Management
1.2 Elect Director Christopher J. Sobecki For For Management
1.3 Elect Director Judith L. Swain For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MACROGENICS, INC.
Ticker: MGNX Security ID: 556099109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Koenig For For Management
1.2 Elect Director Jay Siegel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Stock Option Exchange Program For Against Management
--------------------------------------------------------------------------------
MADRIGAL PHARMACEUTICALS, INC.
Ticker: MDGL Security ID: 558868105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul A. Friedman For For Management
1.2 Elect Director Kenneth M. Bate For For Management
1.3 Elect Director James M. Daly For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominic J. Caruso For For Management
1.2 Elect Director N. Anthony Coles For For Management
1.3 Elect Director M. Christine Jacobs For For Management
1.4 Elect Director Donald R. Knauss For For Management
1.5 Elect Director Marie L. Knowles For For Management
1.6 Elect Director Bradley E. Lerman For For Management
1.7 Elect Director Edward A. Mueller For For Management
1.8 Elect Director Susan R. Salka For For Management
1.9 Elect Director Brian S. Tyler For For Management
1.10 Elect Director Kenneth E. Washington For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MEI PHARMA, INC.
Ticker: MEIP Security ID: 55279B202
Meeting Date: DEC 05, 2019 Meeting Type: Annual
Record Date: OCT 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Reynolds For For Management
1.2 Elect Director Christine A. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 16, 2020 Meeting Type: Annual
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bailey For For Management
1.2 Elect Director Richard M. Beyer For For Management
1.3 Elect Director Steven J. Gomo For For Management
1.4 Elect Director Mary Pat McCarthy For For Management
1.5 Elect Director Sanjay Mehrotra For For Management
1.6 Elect Director Robert E. Switz For For Management
1.7 Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MIRATI THERAPEUTICS, INC.
Ticker: MRTX Security ID: 60468T105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles M. Baum For For Management
1.2 Elect Director Bruce L.A. Carter For For Management
1.3 Elect Director Julie M. Cherrington For For Management
1.4 Elect Director Aaron I. Davis For For Management
1.5 Elect Director Henry J. Fuchs For For Management
1.6 Elect Director Michael Grey For For Management
1.7 Elect Director Faheem Hasnain For For Management
1.8 Elect Director Craig Johnson For For Management
1.9 Elect Director Maya Martinez-Davis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOMENTA PHARMACEUTICALS, INC.
Ticker: MNTA Security ID: 60877T100
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce L. Downey For For Management
1b Elect Director Georges Gemayel For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MORPHOSYS AG
Ticker: MOR Security ID: D55040105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2019
(Non-Voting)
2 Approve Discharge of Management Board For For Management
for Fiscal 2019
3 Approve Discharge of Supervisory Board For For Management
for Fiscal 2019
4 Ratify PricewaterhouseCoopers GmbH as For For Management
Auditors for Fiscal 2020
5 Approve Decrease in Size of For For Management
Supervisory Board to Six Members
6.1 Elect Wendy Johnson to the Supervisory For For Management
Board
6.2 Elect George Golumbeski to the For For Management
Supervisory Board
6.3 Elect Michael Brosnan to the For For Management
Supervisory Board
7 Amend Articles Re: Proof of Entitlement For For Management
8 Amend Articles Re: Supervisory Board For For Management
Attendance at General Meetings
9 Approve Remuneration of Supervisory For For Management
Board
10 Approve Creation of EUR 3.3 Million For For Management
Pool of Capital without Preemptive
Rights
11 Approve Stock Option Plan for Key For For Management
Employees; Approve Creation of EUR 1.3
Million Pool of Conditional Capital to
Guarantee Conversion Rights
--------------------------------------------------------------------------------
MUSTANG BIO, INC.
Ticker: MBIO Security ID: 62818Q104
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Weiss For Withhold Management
1.2 Elect Director Lindsay A. Rosenwald For Withhold Management
1.3 Elect Director Neil Herskowitz For For Management
1.4 Elect Director Manuel Litchman For Withhold Management
1.5 Elect Director Michael J. Zelefsky For For Management
1.6 Elect Director Adam J. Chill For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
MYLAN N.V.
Ticker: MYL Security ID: N59465109
Meeting Date: JUN 30, 2020 Meeting Type: Annual/Special
Record Date: JUN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Heather Bresch For For Management
1B Elect Director Robert J. Cindrich For For Management
1C Elect Director Robert J. Coury For For Management
1D Elect Director JoEllen Lyons Dillon For For Management
1E Elect Director Neil Dimick For For Management
1F Elect Director Melina Higgins For For Management
1G Elect Director Harry A. Korman For For Management
1H Elect Director Rajiv Malik For For Management
1I Elect Director Richard A. Mark For For Management
1J Elect Director Mark W. Parrish For For Management
1K Elect Director Pauline van der Meer For For Management
Mohr
1L Elect Director Randall L. (Pete) For For Management
Vanderveen
1M Elect Director Sjoerd S. Vollebregt For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt Financial Statements and For For Management
Statutory Reports
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Instruction to Deloitte Accountants B. For For Management
V. for the Audit of the Company's
Dutch Statutory Annual Accounts for
Fiscal Year 2020
6 Authorize Share Repurchase Program For For Management
7 Grant Board Authority to Issue Shares For For Management
Up To 10 Percent of Issued Capital and
Restrict/Exclude Preemptive Rights
E1E Approve Combination For For Management
E2E Advisory Vote on Golden Parachutes For Against Management
E3E Approve Board Composition For For Management
E4E Amend Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
MYRIAD GENETICS, INC.
Ticker: MYGN Security ID: 62855J104
Meeting Date: DEC 05, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark C. Capone For For Management
1.2 Elect Director Heiner Dreismann For For Management
1.3 Elect Director Colleen F. Reitan For For Management
2 Amend Restricted Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEKTAR THERAPEUTICS
Ticker: NKTR Security ID: 640268108
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Karin Eastham For For Management
1b Elect Director Myriam J. Curet For For Management
1c Elect Director Howard W. Robin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEUROCRINE BIOSCIENCES, INC.
Ticker: NBIX Security ID: 64125C109
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin C. Gorman For For Management
1.2 Elect Director Gary A. Lyons For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXTCURE, INC.
Ticker: NXTC Security ID: 65343E108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judith J. Li For Against Management
1b Elect Director Garry A. Nicholson For For Management
1c Elect Director Stella Xu For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERRIGO COMPANY PLC
Ticker: PRGO Security ID: G97822103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley A. Alford For For Management
1.2 Elect Director Rolf A. Classon For For Management
1.3 Elect Director Adriana Karaboutis For For Management
1.4 Elect Director Murray S. Kessler For For Management
1.5 Elect Director Jeffrey B. Kindler For For Management
1.6 Elect Director Erica L. Mann For For Management
1.7 Elect Director Donal O'Connor For For Management
1.8 Elect Director Geoffrey M. Parker For For Management
1.9 Elect Director Theodore R. Samuels For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Issue of Equity For For Management
5 Authorize Issuance of Equity without For For Management
Preemptive Rights
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Proxy Access Right Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Gender Pay Gap Against For Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
PORTOLA PHARMACEUTICALS, INC.
Ticker: PTLA Security ID: 737010108
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey W. Bird For For Management
1.2 Elect Director John H. Johnson For For Management
1.3 Elect Director H. Ward Wolff For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROTEOSTASIS THERAPEUTICS, INC.
Ticker: PTI Security ID: 74373B109
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meenu Chhabra For Withhold Management
1.2 Elect Director Jeffery W. Kelly For Withhold Management
1.3 Elect Director David Arkowitz For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC.
Ticker: PBYI Security ID: 74587V107
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Auerbach For For Management
1.2 Elect Director Ann C. Miller For For Management
1.3 Elect Director Michael P. Miller For For Management
1.4 Elect Director Jay M. Moyes For For Management
1.5 Elect Director Hugh O'Dowd For For Management
1.6 Elect Director Adrian M. Senderowicz For For Management
1.7 Elect Director Troy E. Wilson For For Management
1.8 Elect Director Frank E. Zavrl For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Fields For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Ann M. Livermore For For Management
1d Elect Director Harish Manwani For For Management
1e Elect Director Mark D. McLaughlin For For Management
1f Elect Director Steve Mollenkopf For For Management
1g Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Kornelis "Neil" Smit For For Management
1j Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky B. Gregg For For Management
1.2 Elect Director Wright L. Lassiter, III For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Denise M. Morrison For For Management
1.5 Elect Director Gary M. Pfeiffer For For Management
1.6 Elect Director Timothy M. Ring For For Management
1.7 Elect Director Stephen H. Rusckowski For For Management
1.8 Elect Director Daniel C. Stanzione For For Management
1.9 Elect Director Helen I. Torley For For Management
1.10 Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Anthony Coles For For Management
1b Elect Director Joseph L. Goldstein For For Management
1c Elect Director Christine A. Poon For For Management
1d Elect Director P. Roy Vagelos For For Management
1e Elect Director Huda Y. Zoghbi For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REGENXBIO INC.
Ticker: RGNX Security ID: 75901B107
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Hayden, Jr. For Withhold Management
1.2 Elect Director A.N. "Jerry" Karabelas For Withhold Management
1.3 Elect Director Daniel Tasse For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RIGEL PHARMACEUTICALS, INC.
Ticker: RIGL Security ID: 766559603
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul R. Rodriguez For For Management
1.2 Elect Director Walter H. Moos For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ROCKET PHARMACEUTICALS, INC.
Ticker: RCKT Security ID: 77313F106
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roderick Wong For For Management
1b Elect Director Carsten Boess For For Management
1c Elect Director Pedro Granadillo For Withhold Management
1d Elect Director Gotham Makker For Withhold Management
1e Elect Director Gaurav Shah For For Management
1f Elect Director David P. Southwell For For Management
1g Elect Director Naveen Yalamanchi For Withhold Management
1h Elect Director Elisabeth Bjork For For Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SANGAMO THERAPEUTICS, INC.
Ticker: SGMO Security ID: 800677106
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert F. Carey For For Management
1.2 Elect Director Stephen G. Dilly For For Management
1.3 Elect Director Alexander D. Macrae For For Management
1.4 Elect Director John H. Markels For For Management
1.5 Elect Director James R. Meyers For For Management
1.6 Elect Director H. Stewart Parker For For Management
1.7 Elect Director Saira Ramasastry For For Management
1.8 Elect Director Karen L. Smith For For Management
1.9 Elect Director Joseph S. Zakrzewski For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: F5548N101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 3.15 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Ratify Appointment of Paul Hudson as For For Management
Director
6 Reelect Laurent Attal as Director For For Management
7 Reelect Carole Piwnica as Director For For Management
8 Reelect Diane Souza as Director For For Management
9 Reelect Thomas Sudhof as Director For For Management
10 Elect Rachel Duan as Director For For Management
11 Elect Lise Kingo as Director For For Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 2 Million
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of CEO For For Management
16 Approve Compensation Report of For For Management
Corporate Officers
17 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
18 Approve Compensation of Paul Hudson, For For Management
CEO Since Sept. 1, 2019
19 Approve Compensation of Olivier For Against Management
Brandicourt, CEO Until Aug. 31, 2019
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SANOFI
Ticker: SAN Security ID: 80105N105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Treatment of Losses and For For Management
Dividends of EUR 3.15 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Ratify Appointment of Paul Hudson as For For Management
Director
6 Reelect Laurent Attal as Director For For Management
7 Reelect Carole Piwnica as Director For For Management
8 Reelect Diane Souza as Director For For Management
9 Reelect Thomas Sudhof as Director For For Management
10 Elect Rachel Duan as Director For For Management
11 Elect Lise Kingo as Director For For Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 2 Million
13 Approve Remuneration Policy of For For Management
Directors
14 Approve Remuneration Policy of For For Management
Chairman of the Board
15 Approve Remuneration Policy of CEO For For Management
16 Approve Compensation Report of For For Management
Corporate Officers
17 Approve Compensation of Serge For For Management
Weinberg, Chairman of the Board
18 Approve Compensation of Paul Hudson, For For Management
CEO Since Sept. 1, 2019
19 Approve Compensation of Olivier For Against Management
Brandicourt, CEO Until Aug. 31, 2019
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SAREPTA THERAPEUTICS, INC.
Ticker: SRPT Security ID: 803607100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas S. Ingram For For Management
1.2 Elect Director Hans Wigzell For For Management
1.3 Elect Director Mary Ann Gray For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Gryska For For Management
1.2 Elect Director John A. Orwin For For Management
1.3 Elect Director Alpna H. Seth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOHU.COM LIMITED
Ticker: SOHU Security ID: 83410S108
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: AUG 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Huang For Withhold Management
1.2 Elect Director Dave Qi For Withhold Management
1.3 Elect Director Shi Wang For Withhold Management
2 Ratify PricewaterhouseCoopers Zhong For Against Management
Tian LLP as Auditors
--------------------------------------------------------------------------------
SPARK THERAPEUTICS, INC.
Ticker: ONCE Security ID: 84652J103
Meeting Date: SEP 05, 2019 Meeting Type: Annual
Record Date: JUL 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anand Mehra For Withhold Management
1.2 Elect Director Robert J. Perez For Withhold Management
1.3 Elect Director Lota Zoth For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary K. Brainerd For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Allan C. Golston For For Management
1e Elect Director Kevin A. Lobo For For Management
1f Elect Director Sherilyn S. McCoy For For Management
1g Elect Director Andrew K. Silvernail For For Management
1h Elect Director Lisa M. Skeete Tatum For For Management
1i Elect Director Ronda E. Stryker For For Management
1j Elect Director Rajeev Suri For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
SYNDAX PHARMACEUTICALS, INC.
Ticker: SNDX Security ID: 87164F105
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fabrice Egros For Withhold Management
1b Elect Director Pierre Legault For Withhold Management
1c Elect Director Michael A. Metzger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Ticker: TEVA Security ID: 881624209
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sol J. Barer For For Management
1b Elect Director Jean-Michel Halfon For For Management
1c Elect Director Nechemia (Chemi) J. For For Management
Peres
1d Elect Director Janet S. Vergis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Employment Terms of Kare For For Management
Schultz
5 Amend Articles of Association For For Management
6 Ratify Kesselman & Kesselman as For For Management
Auditors
--------------------------------------------------------------------------------
UCB SA
Ticker: UCB Security ID: B93562120
Meeting Date: APR 30, 2020 Meeting Type: Annual/Special
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Directors' Reports (Non-Voting) None None Management
2 Receive Auditors' Reports (Non-Voting) None None Management
3 Receive Consolidated Financial None None Management
Statements and Statutory Reports
(Non-Voting)
4 Approve Financial Statements, For For Management
Allocation of Income, and Dividends of
EUR 1.24 per Share
5 Approve Remuneration Report For For Management
6 Approve Remuneration Policy For For Management
7 Approve Discharge of Directors For For Management
8 Approve Discharge of Auditors For For Management
9.1A Reelect Pierre Gurdjian as Director For For Management
9.1B Indicate Pierre Gurdjian as For For Management
Independent Director
9.2A Reelect Ulf Wiinberg as Director For For Management
9.2B Indicate Ulf Wiinberg as Independent For For Management
Director
9.3 Reelect Charles-Antoine Janssen as For For Management
Director
10 Approve Long-Term Incentive Plan For For Management
11.1 Approve Change-of-Control Clause Re: For For Management
Renewal of EMTN Program
11.2 Approve Change-of-Control Clause Re: For For Management
Term Facility Agreement
11.3 Approve Change-of-Control Clause Re: For For Management
Revolving Facility Agreement
1 Amend Articles Re: New Belgian Code of For For Management
Companies and Associations
2 Receive Special Board Report Re: None None Management
Renewal of Authorized Capital
3 Renew Authorization to Increase Share For For Management
Capital within the Framework of
Authorized Capital
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
ULTRAGENYX PHARMACEUTICAL, INC.
Ticker: RARE Security ID: 90400D108
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Emil D. Kakkis For For Management
1b Elect Director Shehnaaz Suliman For For Management
1c Elect Director Daniel G. Welch For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIQURE N.V.
Ticker: QURE Security ID: N90064101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAY 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Management Board For For Management
3 Elect Director Madhavan Balachandran For For Management
4 Elect Director Jack Kaye For For Management
5 Elect Director Jeremy Springhorn For For Management
6 Elect Director Leonard Post For For Management
7 Grant Board Authority to Issue Shares For Against Management
and Options
8 Grant Board Authority to Issue Shares For Against Management
and Restrict/Exclude Preemptive Rights
9 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
10 Ratify KPMG Accountants N.V. as For For Management
Auditors
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED THERAPEUTICS CORPORATION
Ticker: UTHR Security ID: 91307C102
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond Dwek For For Management
1b Elect Director Christopher Patusky For For Management
1c Elect Director Tommy Thompson For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director David S. Wichmann For For Management
1j Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta N. Bhatia For For Management
1.2 Elect Director Lloyd Carney For For Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey M. Leiden For For Management
1.8 Elect Director Margaret G. McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce I. Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VIKING THERAPEUTICS, INC.
Ticker: VKTX Security ID: 92686J106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Matthew Singleton For Withhold Management
1.2 Elect Director S. Kathy Rouan For For Management
2 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
VOYAGER THERAPEUTICS, INC.
Ticker: VYGR Security ID: 92915B106
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Andre Turenne For Withhold Management
1.2 Elect Director Steven Hyman For Withhold Management
1.3 Elect Director James A. Geraghty For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC.
Ticker: WBA Security ID: 931427108
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Janice M. Babiak For For Management
1c Elect Director David J. Brailer For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Ginger L. Graham For For Management
1f Elect Director John A. Lederer For For Management
1g Elect Director Dominic P. Murphy For For Management
1h Elect Director Stefano Pessina For For Management
1i Elect Director Nancy M. Schlichting For For Management
1j Elect Director James A. Skinner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Adopt a Policy on Bonus Banking None None Shareholder
*Withdrawn Resolution*
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
XENCOR, INC.
Ticker: XNCR Security ID: 98401F105
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bassil I. Dahiyat For For Management
1.2 Elect Director Ellen G. Feigal For For Management
1.3 Elect Director Kevin C. Gorman For For Management
1.4 Elect Director Kurt A. Gustafson For For Management
1.5 Elect Director Yujiro S. Hata For For Management
1.6 Elect Director A. Bruce Montgomery For For Management
1.7 Elect Director Richard J. Ranieri For For Management
1.8 Elect Director Dagmar Rosa-Bjorkeson For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XOMA CORPORATION
Ticker: XOMA Security ID: 98419J206
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Neal For For Management
1.2 Elect Director W. Denman Van Ness For For Management
1.3 Elect Director Joseph M. Limber For For Management
1.4 Elect Director Jack L. Wyszomierski For For Management
1.5 Elect Director Matthew D. Perry For For Management
1.6 Elect Director Barbara Kosacz For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Gail K. Boudreaux For For Management
1d Elect Director Michael J. Farrell For For Management
1e Elect Director Larry C. Glasscock For For Management
1f Elect Director Robert A. Hagemann For For Management
1g Elect Director Bryan C. Hanson For For Management
1h Elect Director Arthur J. Higgins For For Management
1i Elect Director Maria Teresa Hilado For For Management
1j Elect Director Syed Jafry For For Management
1k Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
================ Delaware Hedged U.S. Equity Opportunities Fund ================
A.O. SMITH CORPORATION
Ticker: AOS Security ID: 831865209
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William P. Greubel For For Management
1.2 Elect Ilham Kadri For For Management
1.3 Elect Idelle K. Wolf For For Management
1.4 Elect Gene C. Wulf For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Amendment to the Incentive For For Management
Compensation Plan
--------------------------------------------------------------------------------
ACADIA HEALTHCARE COMPANY, INC.
Ticker: ACHC Security ID: 00404A109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Wade D. Miquelon For For Management
2 Elect William M. Petrie For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ACCENTURE PLC
Ticker: ACN Security ID: G1151C101
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jaime Ardila For For Management
2 Elect Herbert Hainer For For Management
3 Elect Nancy McKinstry For For Management
4 Elect Gilles Pelisson For For Management
5 Elect Paula A. Price For For Management
6 Elect Venkata Renduchintala For For Management
7 Elect David P. Rowland For For Management
8 Elect Arun Sarin For For Management
9 Elect Julie Sweet For For Management
10 Elect Frank Kui Tang For For Management
11 Elect Tracey T. Travis For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Amendment to the 2010 Share Incentive For For Management
Plan
14 Ratification of Auditor For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Issuance of Treasury Shares For For Management
--------------------------------------------------------------------------------
ACTIVISION BLIZZARD, INC.
Ticker: ATVI Security ID: 00507V109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Reveta Bowers For For Management
2 Elect Robert J. Corti For For Management
3 Elect Hendrik Hartong III For For Management
4 Elect Brian G. Kelly For For Management
5 Elect Robert A. Kotick For For Management
6 Elect Barry Meyer For For Management
7 Elect Robert J. Morgado For For Management
8 Elect Peter Nolan For For Management
9 Elect Dawn Tarnofsky-Ostroff For For Management
10 Elect Casey Wasserman For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John E. Caldwell For For Management
2 Elect Nora M. Denzel For For Management
3 Elect D. Mark Durcan For For Management
4 Elect Michael P. Gregoire For For Management
5 Elect Joseph A. Householder For For Management
6 Elect John W. Marren For For Management
7 Elect Lisa T. Su For For Management
8 Elect Abhijit Y. Talwalkar For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Daniel P. Amos For For Management
2 Elect W. Paul Bowers For For Management
3 Elect Toshihiko Fukuzawa For For Management
4 Elect Thomas J. Kenny For For Management
5 Elect Georgette D. Kiser For For Management
6 Elect Karole F. Lloyd For For Management
7 Elect Nobuchika Mori For For Management
8 Elect Joseph L. Moskowitz For For Management
9 Elect Barbara K. Rimer For For Management
10 Elect Katherine T. Rohrer For For Management
11 Elect Melvin T. Stith For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: APR 17, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Heidi K. Kunz For For Management
2 Elect Sue H. Rataj For For Management
3 Elect George A. Scangos For For Management
4 Elect Dow R. Wilson For For Management
5 Approval of the 2020 Employee Stock For For Management
Purchase Plan
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ALEXANDRIA REAL ESTATE EQUITIES, INC.
Ticker: ARE Security ID: 015271109
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joel S. Marcus For For Management
2 Elect Steven R. Hash For For Management
3 Elect John L. Atkins, III For For Management
4 Elect James P. Cain For For Management
5 Elect Maria C. Freire For For Management
6 Elect Jennifer Friel Goldstein For For Management
7 Elect Richard H. Klein For For Management
8 Elect James H. Richardson For For Management
9 Elect Michael A. Woronoff For For Management
10 Amendment to the 1997 Stock Award and For For Management
Incentive Plan
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ALLEGHANY CORPORATION
Ticker: Y Security ID: 017175100
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ian H. Chippendale For For Management
2 Elect Weston M. Hicks For For Management
3 Elect Jefferson W. Kirby For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ALNYLAM PHARMACEUTICALS, INC.
Ticker: ALNY Security ID: 02043Q107
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael W. Bonney For For Management
2 Elect John M. Maraganore For For Management
3 Elect Phillip A. Sharp For For Management
4 Amendment to the 2018 Stock Incentive For For Management
Plan
5 Amendment to the 2004 Employee Stock For For Management
Purchase Plan
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Larry Page For For Management
1.2 Elect Sergey Brin For For Management
1.3 Elect Sundar Pichai For For Management
1.4 Elect John L. Hennessy For For Management
1.5 Elect Frances H. Arnold For For Management
1.6 Elect L. John Doerr For For Management
1.7 Elect Roger W. Ferguson, Jr. For For Management
1.8 Elect Ann Mather For For Management
1.9 Elect Alan R. Mulally For For Management
1.10 Elect K. Ram Shriram For For Management
1.11 Elect Robin L. Washington For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 2012 Stock Plan For Against Management
4 Advisory Vote on Executive Compensation For Against Management
5 Shareholder Proposal Regarding Against For Shareholder
Recapitalization
6 Shareholder Proposal Regarding Report Against For Shareholder
on the Use of Contractual Provisions
Requiring Arbitration in
Employment-Related Claims
7 Shareholder Proposal Regarding the Against For Shareholder
Establishment of a Human Rights Risk
Oversight Committee
8 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
9 Shareholder Proposal Regarding Linking Against For Shareholder
Executive Pay to Sustainability and
Diversity
10 Shareholder Proposal Regarding Report Against Against Shareholder
on Government Takedown Requests
11 Shareholder Proposal Regarding Against For Shareholder
Majority Vote for Election of Directors
12 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
13 Shareholder Proposal Regarding Human Against Against Shareholder
Rights/ Civil Rights Expertise on Board
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Whistleblower Policies
--------------------------------------------------------------------------------
ALTRIA GROUP, INC.
Ticker: MO Security ID: 02209S103
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John T. Casteen III For For Management
2 Elect Dinyar S. Devitre For For Management
3 Elect Thomas F. Farrell II For For Management
4 Elect Debra J. Kelly-Ennis For For Management
5 Elect W. Leo Kiely III For For Management
6 Elect Kathryn B. McQuade For For Management
7 Elect George Munoz For For Management
8 Elect Mark E. Newman For For Management
9 Elect Nabil Y. Sakkab For For Management
10 Elect Virginia E. Shanks For For Management
11 Elect Howard A. Willard III For Abstain Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Approval of the 2020 Performance For For Management
Incentive Plan
15 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
16 Shareholder Proposal Regarding Report Against For Shareholder
on Underage Tobacco Prevention
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeffrey P. Bezos For For Management
2 Elect Rosalind G. Brewer For For Management
3 Elect Jamie S. Gorelick For For Management
4 Elect Daniel P. Huttenlocher For For Management
5 Elect Judith A. McGrath For For Management
6 Elect Indra K. Nooyi For For Management
7 Elect Jonathan J. Rubinstein For For Management
8 Elect Thomas O. Ryder For For Management
9 Elect Patricia Q. Stonesifer For For Management
10 Elect Wendell P. Weeks For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meetings
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Food Waste
15 Shareholder Proposal Regarding Report Against For Shareholder
on Customer Due Diligence
16 Shareholder Proposal Regarding the Against For Shareholder
Human Rights Impacts of Facial
Recognition Technology
17 Shareholder Proposal Regarding Report Against Against Shareholder
on Hate Speech and Sale of Offensive
Products
18 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
19 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
20 Shareholder Proposal Regarding Report Against Against Shareholder
on Community Impacts
21 Shareholder Proposal Regarding Report Against Against Shareholder
on Viewpoint Discrimination
22 Shareholder Proposal Regarding Report Against Against Shareholder
on Promotion Data
23 Shareholder Proposal Regarding Right Against For Shareholder
to Call Special Meetings
24 Shareholder Proposal Regarding Human Against For Shareholder
Rights Impact Assessment
25 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
--------------------------------------------------------------------------------
AMDOCS LIMITED
Ticker: DOX Security ID: G02602103
Meeting Date: JAN 31, 2020 Meeting Type: Annual
Record Date: DEC 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert A. Minicucci For For Management
2 Elect Adrian Gardner For For Management
3 Elect James S. Kahan For For Management
4 Elect Rafael de la Vega For For Management
5 Elect Giora Yaron For For Management
6 Elect Eli Gelman For For Management
7 Elect Richard T.C. LeFave For For Management
8 Elect John A. MacDonald For For Management
9 Elect Shuky Sheffer For For Management
10 Elect Yvette Kanouff For For Management
11 Amendment to the 1998 Stock Option and For For Management
Incentive Plan
12 Increase Quarterly Dividend For For Management
13 Accounts and Reports For For Management
14 Appointment of Auditor and Authority For For Management
to Set Fees
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charlene Barshefsky For For Management
2 Elect John J. Brennan For For Management
3 Elect Peter Chernin For For Management
4 Elect Ralph de la Vega For For Management
5 Elect Anne M. A. Lauvergeon For For Management
6 Elect Micheal O. Leavitt For For Management
7 Elect Theodore J. Leonsis For For Management
8 Elect Karen L. Parkhill For For Management
9 Elect Lynn A. Pike For For Management
10 Elect Stephen J. Squeri For For Management
11 Elect Daniel L. Vasella For For Management
12 Elect Ronald A. Williams For For Management
13 Elect Christopher D. Young For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Amendment to the Incentive For For Management
Compensation Plan
17 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
18 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas Bartlett For For Management
2 Elect Raymond P. Dolan For For Management
3 Elect Robert D. Hormats For For Management
4 Elect Gustavo Lara Cantu For For Management
5 Elect Grace D. Lieblein For For Management
6 Elect Craig Macnab For For Management
7 Elect JoAnn A. Reed For For Management
8 Elect Pamela D.A. Reeve For For Management
9 Elect David E. Sharbutt For For Management
10 Elect Bruce L. Tanner For For Management
11 Elect Samme L. Thompson For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fred W. Boehler For For Management
2 Elect George J. Alburger, Jr. For For Management
3 Elect Kelly H. Barrett For For Management
4 Elect Antonio F. Fernandez For For Management
5 Elect James R. Heistand For For Management
6 Elect Michelle M. MacKay For For Management
7 Elect David J. Neithercut For For Management
8 Elect Mark R. Patterson For For Management
9 Elect Andrew Power For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Approval of the 2020 Employee Stock For For Management
Purchase Plan
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gail K. Boudreaux For For Management
2 Elect R. Kerry Clark For For Management
3 Elect Robert L. Dixon, Jr. For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
6 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
APERGY CORPORATION
Ticker: APY Security ID: 03755L104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Gary P. Luquette For For Management
1.2 Elect Daniel W. Rabun For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
5 Amendment to the 2018 Equity and Cash For For Management
Incentive Plan
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James A. Bell For For Management
2 Elect Timothy D. Cook For For Management
3 Elect Albert A. Gore For For Management
4 Elect Andrea Jung For For Management
5 Elect Arthur D. Levinson For For Management
6 Elect Ronald D. Sugar For For Management
7 Elect Susan L. Wagner For For Management
8 Ratification of Auditor For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
11 Shareholder Proposal Regarding Linking Against Against Shareholder
Executive Pay to Sustainability
12 Shareholder Proposal Regarding Freedom Against For Shareholder
of Expression and Access to Information
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael S. Burke For For Management
2 Elect Terrell K. Crews For For Management
3 Elect Pierre Dufour For For Management
4 Elect Donald E. Felsinger For For Management
5 Elect Suzan F. Harrison For For Management
6 Elect Juan R. Luciano For For Management
7 Elect Patrick J. Moore For For Management
8 Elect Francisco Sanchez For For Management
9 Elect Debra A. Sandler For For Management
10 Elect Lei Z. Schlitz For For Management
11 Elect Kelvin R. Westbrook For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Approval of the 2020 Incentive For For Management
Compensation Plan
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Elaine D. Rosen For For Management
2 Elect Paget L. Alves For For Management
3 Elect Juan N. Cento For For Management
4 Elect Alan B. Colberg For For Management
5 Elect Harriet Edelman For For Management
6 Elect Lawrence V. Jackson For For Management
7 Elect Jean-Paul L. Montupet For For Management
8 Elect Debra J. Perry For For Management
9 Elect Ognjen Redzic For For Management
10 Elect Paul J. Reilly For For Management
11 Elect Robert W. Stein For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ASTRAZENECA PLC
Ticker: AZN Security ID: 046353108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Appointment of Auditor For For Management
4 Authority to Set Auditor's Fees For For Management
5 Elect Leif Johansson For For Management
6 Elect Pascal Soriot For For Management
7 Elect Marc Dunoyer For For Management
8 Elect Genevieve B. Berger For Against Management
9 Elect Philip Broadley For For Management
10 Elect Graham A. Chipchase For For Management
11 Elect Michel Demare For For Management
12 Elect Deborah DiSanzo Eldracher For For Management
13 Elect Sheri McCoy For For Management
14 Elect Tony SK MOK For For Management
15 Elect Nazneen Rahman For For Management
16 Elect Marcus Wallenberg For For Management
17 Remuneration Report (Advisory) For For Management
18 Remuneration Policy (Binding) For For Management
19 Authorisation of Political Donations For For Management
20 Authority to Issue Shares w/ For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights
22 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
23 Authority to Repurchase Shares For For Management
24 Authority to Set General Meeting For For Management
Notice Period at 14 Days
25 2020 Performance Share Plan For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Randall L. Stephenson For For Management
2 Elect Samuel A. Di Piazza, Jr. For For Management
3 Elect Richard W. Fisher For For Management
4 Elect Scott T. Ford For For Management
5 Elect Glenn H. Hutchins For For Management
6 Elect William E. Kennard For For Management
7 Elect Debra L. Lee For For Management
8 Elect Stephen J. Luczo For For Management
9 Elect Michael B. McCallister For For Management
10 Elect Beth E. Mooney For For Management
11 Elect Matthew K. Rose For For Management
12 Elect Cindy B. Taylor For For Management
13 Elect Geoffrey Y. Yang For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For Against Management
16 Shareholder Proposal Regarding Against For Shareholder
Independent Board Chair
17 Shareholder Proposal Regarding Against Against Shareholder
Employee Representative Director
18 Shareholder Proposal Regarding Against Against Shareholder
Improvement of Guiding Principles of
Executive Compensation
--------------------------------------------------------------------------------
ATHENE HOLDING LTD.
Ticker: ATH Security ID: G0684D107
Meeting Date: FEB 12, 2020 Meeting Type: Special
Record Date: NOV 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Bundled Bylaw Amendments For For Management
2 Conversion of Class B Common Shares For For Management
into Class A Common Shares
3 Conversion of Class M Common Shares For For Management
into Class A Common Shares and Warrants
4 Issuance of Common Stock For For Management
5 Right to Adjourn Meeting For For Management
6 Declaration of Material Interest N/A For Management
7 Declaration of Material Interest N/A For Management
--------------------------------------------------------------------------------
ATHENE HOLDING LTD.
Ticker: ATH Security ID: G0684D107
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Scott M. Kleinman For For Management
2 Elect Lawrence J. Ruisi For For Management
3 Elect Hope S. Taitz For For Management
4 Elect Arthur Wrubel For For Management
5 Elect Fehmi Zeko For For Management
6 Appointment of Auditor For For Management
7 Authority to Set Auditor's Fees For For Management
8 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ATLANTIC UNION BANKSHARES CORPORATION
Ticker: AUB Security ID: 04911A107
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Frank Russell Ellett For For Management
2 Elect Gregory L. Fisher For For Management
3 Elect Patrick J. McCann For For Management
4 Elect Alan W. Myers For For Management
5 Elect Linda V. Schreiner For For Management
6 Repeal of Classified Board For For Management
7 Amend Provisions Regarding Director For For Management
and Officer Indemnification
8 Ratification of Auditor For For Management
9 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
AUTOLIV, INC.
Ticker: ALV Security ID: 052800109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mikael Bratt For For Management
1.2 Elect Jan Carlson For Withhold Management
1.3 Elect Hasse Johansson For For Management
1.4 Elect Leif Johansson For For Management
1.5 Elect David E. Kepler For For Management
1.6 Elect Franz-Josef Kortum For For Management
1.7 Elect Min Liu For For Management
1.8 Elect Xiaozhi Liu For For Management
1.9 Elect James M. Ringler For Withhold Management
1.10 Elect Thaddeus J. Senko For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Glyn F. Aeppel For For Management
2 Elect Terry S. Brown For For Management
3 Elect Alan B. Buckelew For For Management
4 Elect Ronald L. Havner, Jr. For For Management
5 Elect Stephen P. Hills For For Management
6 Elect Richard J. Lieb For For Management
7 Elect Timothy J. Naughton For For Management
8 Elect H. Jay Sarles For For Management
9 Elect Susan Swanezy For For Management
10 Elect W. Edward Walter For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Elimination of Supermajority For For Management
Requirement
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John A. Hayes For For Management
1.2 Elect Cathy D. Ross For For Management
1.3 Elect Betty Sapp For For Management
1.4 Elect Stuart A. Taylor, II For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sharon L. Allen For For Management
2 Elect Susan S. Bies For For Management
3 Elect Jack O. Bovender, Jr. For For Management
4 Elect Frank P. Bramble, Sr. For For Management
5 Elect Pierre J. P. de Weck For For Management
6 Elect Arnold W. Donald For For Management
7 Elect Linda P. Hudson For For Management
8 Elect Monica C. Lozano For For Management
9 Elect Thomas J. May For For Management
10 Elect Brian T. Moynihan For For Management
11 Elect Lionel L. Nowell, III For For Management
12 Elect Denise L. Ramos For For Management
13 Elect Clayton S. Rose For For Management
14 Elect Michael D. White For For Management
15 Elect Thomas D. Woods For For Management
16 Elect R. David Yost For For Management
17 Elect Maria T. Zuber For For Management
18 Advisory Vote on Executive Compensation For For Management
19 Ratification of Auditor For For Management
20 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
21 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
22 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
23 Shareholder Proposal Regarding Purpose Against For Shareholder
of a Corporation
--------------------------------------------------------------------------------
BANK OZK
Ticker: OZK Security ID: 06417N103
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Nicholas Brown For For Management
2 Elect Paula H.J. Cholmondeley For For Management
3 Elect Beverly Cole For For Management
4 Elect Robert East For For Management
5 Elect Kathleen Franklin For For Management
6 Elect Catherine B. Freedberg For For Management
7 Elect Jeffrey Gearhart For For Management
8 Elect George Gleason For For Management
9 Elect Peter Kenny For For Management
10 Elect William A. Koefoed, Jr. For For Management
11 Elect Walter J. Mullen For For Management
12 Elect Christopher Orndorff For For Management
13 Elect John Reynolds For For Management
14 Elect Steven Sadoff For For Management
15 Elect Ross Whipple For For Management
16 Ratification of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jose E. Almeida For For Management
2 Elect Thomas F. Chen For For Management
3 Elect John D. Forsyth For For Management
4 Elect James R. Gavin III For For Management
5 Elect Peter S. Hellman For For Management
6 Elect Michael F. Mahoney For For Management
7 Elect Patricia Morrison For For Management
8 Elect Stephen N. Oesterle For For Management
9 Elect Cathy R. Smith For For Management
10 Elect Thomas T. Stallkamp For For Management
11 Elect Albert P.L. Stroucken For For Management
12 Elect Amy M. Wendell For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Catherine M. Burzik For For Management
2 Elect R. Andrew Eckert For For Management
3 Elect Vincent A. Forlenza For For Management
4 Elect Claire M. Fraser For For Management
5 Elect Jeffrey W. Henderson For For Management
6 Elect Christopher Jones For For Management
7 Elect Marshall O. Larsen For For Management
8 Elect David F. Melcher For For Management
9 Elect Thomas E. Polen For For Management
10 Elect Claire Pomeroy For For Management
11 Elect Rebecca W. Rimel For For Management
12 Elect Timothy M. Ring For For Management
13 Elect Bertram L. Scott For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Amendment to the 2004 Employee and For For Management
Director Equity-Based Compensation Plan
17 Approval of French Addendum to 2004 For For Management
Employee and Director Equity-Based
Compensation Plan
18 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRKA Security ID: 084670702
Meeting Date: MAY 02, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Warren E. Buffett For For Management
1.2 Elect Charles T. Munger For For Management
1.3 Elect Gregory E. Abel For For Management
1.4 Elect Howard G. Buffett For For Management
1.5 Elect Stephen B. Burke For For Management
1.6 Elect Kenneth I. Chenault For For Management
1.7 Elect Susan L. Decker For For Management
1.8 Elect David S. Gottesman For For Management
1.9 Elect Charlotte Guyman For For Management
1.10 Elect Ajit Jain For For Management
1.11 Elect Thomas S. Murphy For For Management
1.12 Elect Ronald L. Olson For For Management
1.13 Elect Walter Scott, Jr. For For Management
1.14 Elect Meryl B. Witmer For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Frequency of Advisory Vote on 3 Years 1 Year Management
Executive Compensation
4 Shareholder Proposal Regarding Policy Against For Shareholder
on Board and CEO Diversity
--------------------------------------------------------------------------------
BLACK KNIGHT, INC.
Ticker: BKI Security ID: 09215C105
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Anthony M. Jabbour For For Management
1.2 Elect Richard N. Massey For For Management
1.3 Elect John D. Rood For For Management
1.4 Elect Nancy L. Shanik For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
BOSTON PROPERTIES, INC.
Ticker: BXP Security ID: 101121101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joel I. Klein For For Management
2 Elect Kelly A. Ayotte For For Management
3 Elect Bruce W. Duncan For For Management
4 Elect Karen E. Dykstra For For Management
5 Elect Carol B. Einiger For For Management
6 Elect Diane J. Hoskins For For Management
7 Elect Douglas T. Linde For For Management
8 Elect Matthew J. Lustig For For Management
9 Elect Owen D. Thomas For For Management
10 Elect David A. Twardock For For Management
11 Elect William H. Walton III For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter J. Arduini For For Management
2 Elect Robert J. Bertolini For For Management
3 Elect Michael W. Bonney For For Management
4 Elect Giovanni Caforio For For Management
5 Elect Matthew W. Emmens For For Management
6 Elect Julia A. Haller For For Management
7 Elect Dinesh C. Paliwal For For Management
8 Elect Theodore R. Samuels, II For For Management
9 Elect Vicki L. Sato For For Management
10 Elect Gerald Storch For For Management
11 Elect Karen H. Vousden For For Management
12 Elect Phyllis R. Yale For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hock E. Tan For For Management
2 Elect Dr. Henry S. Samueli For For Management
3 Elect Eddy W. Hartenstein For For Management
4 Elect Diane M. Bryant For For Management
5 Elect Gayla J. Delly For For Management
6 Elect Raul J. Fernandez For For Management
7 Elect Check Kian Low For For Management
8 Elect Justine F. Page For For Management
9 Elect Harry L. You For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
BUNGE LIMITED
Ticker: BG Security ID: G16962105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sheila C. Bair For For Management
2 Elect Vinita Bali For Against Management
3 Elect Carol M. Browner For For Management
4 Elect Andrew A. Ferrier For For Management
5 Elect Paul J. Fribourg For For Management
6 Elect J. Erik Fyrwald For For Management
7 Elect Gregory A. Heckman For For Management
8 Elect Bernardo Hees For For Management
9 Elect Kathleen Hyle For For Management
10 Elect Henry W. Winship For For Management
11 Elect Mark N. Zenuk For For Management
12 Appointment of Auditor and Authority For For Management
to Fix Remuneration
13 Advisory Vote on Executive Compensation For Against Management
14 Amendment to the 2016 Equity Incentive For For Management
Plan
--------------------------------------------------------------------------------
CABOT CORPORATION
Ticker: CBT Security ID: 127055101
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Juan Enriquez For For Management
2 Elect Sean D. Keohane For For Management
3 Elect William C. Kirby For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CANADIAN NATIONAL RAILWAY COMPANY
Ticker: CNR Security ID: 136375102
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Shauneen Bruder For For Management
3 Elect Donald J. Carty For For Management
4 Elect Gordon D. Giffin For For Management
5 Elect Julie Godin For For Management
6 Elect Edith E. Holiday For Against Management
7 Elect V. Maureen Kempston Darkes For For Management
8 Elect Denis Losier For For Management
9 Elect Kevin G. Lynch For For Management
10 Elect James E. O'Connor For For Management
11 Elect Robert Pace For For Management
12 Elect Robert L. Phillips For For Management
13 Elect Jean-Jacques Ruest For For Management
14 Elect Laura Stein For For Management
15 Appointment of Auditor For For Management
16 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CANADIAN NATURAL RESOURCES LIMITED
Ticker: CNQ Security ID: 136385101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Catherine M. Best For For Management
1.2 Elect M. Elizabeth Cannon For For Management
1.3 Elect N. Murray Edwards For For Management
1.4 Elect Christopher L. Fong For For Management
1.5 Elect Gordon D. Giffin For For Management
1.6 Elect Wilfred A. Gobert For For Management
1.7 Elect Steve W. Laut For For Management
1.8 Elect Tim S. McKay For For Management
1.9 Elect Frank J. McKenna For For Management
1.10 Elect David A. Tuer For For Management
1.11 Elect Annette Verschuren For For Management
2 Appointment of Auditor and Authority For For Management
to Set Fees
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CARMAX, INC.
Ticker: KMX Security ID: 143130102
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter J. Bensen For For Management
2 Elect Ronald E. Blaylock For For Management
3 Elect Sona Chawla For For Management
4 Elect Thomas J. Folliard For For Management
5 Elect Shira D. Goodman For For Management
6 Elect Robert J. Hombach For For Management
7 Elect David W. McCreight For For Management
8 Elect William D. Nash For For Management
9 Elect Mark F. O'Neil For For Management
10 Elect Pietro Satriano For For Management
11 Elect Marcella Shinder For For Management
12 Elect Mitchell D. Steenrod For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Amendment to the 2002 Stock Incentive For For Management
Plan
--------------------------------------------------------------------------------
CARTER'S, INC.
Ticker: CRI Security ID: 146229109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Hali Borenstein For For Management
2 Elect Amy W. Brinkley For For Management
3 Elect Giuseppina Buonfantino For For Management
4 Elect Michael D. Casey For For Management
5 Elect A. Bruce Cleverly For For Management
6 Elect Jevin S. Eagle For For Management
7 Elect Mark P. Hipp For For Management
8 Elect William J. Montgoris For For Management
9 Elect Richard A. Noll For For Management
10 Elect Gretchen W. Price For For Management
11 Elect David Pulver For For Management
12 Elect Thomas E. Whiddon For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steven W. Alesio For For Management
2 Elect Barry K. Allen For For Management
3 Elect Lynda M. Clarizio For For Management
4 Elect Christine A. Leahy For For Management
5 Elect David W. Nelms For For Management
6 Elect Joseph R. Swedish For For Management
7 Elect Donna F. Zarcone For For Management
8 Advisory Vote on Executive Compensation For For Management
9 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jean S. Blackwell For For Management
2 Elect William M. Brown For For Management
3 Elect Edward G. Galante For For Management
4 Elect Kathryn M. Hill For For Management
5 Elect David F. Hoffmeister For For Management
6 Elect Jay V. Ihlenfeld For For Management
7 Elect Mark C. Rohr For For Management
8 Elect Kim K.W. Rucker For For Management
9 Elect Lori J. Ryerkerk For For Management
10 Elect John K. Wulff For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CENTENE CORPORATION
Ticker: CNC Security ID: 15135B101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael F. Neidorff For For Management
2 Elect H. James Dallas For For Management
3 Elect Robert K. Ditmore For For Management
4 Elect Richard A. Gephardt For For Management
5 Elect Lori J. Robinson For For Management
6 Elect William L. Trubeck For For Management
7 Advisory Vote on Executive Compensation For Against Management
8 Ratification of Auditor For For Management
9 Amendment to the 2002 Employee Stock For For Management
Purchase Plan
10 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
11 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16119P108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect W. Lance Conn For For Management
2 Elect Kim C. Goodman For For Management
3 Elect Craig A. Jacobson For For Management
4 Elect Gregory B. Maffei For Against Management
5 Elect John D. Markley, Jr. For For Management
6 Elect David C. Merritt For For Management
7 Elect James E. Meyer For Against Management
8 Elect Steven A. Miron For For Management
9 Elect Balan Nair For Against Management
10 Elect Michael A. Newhouse For Against Management
11 Elect Mauricio Ramos For For Management
12 Elect Thomas M. Rutledge For For Management
13 Elect Eric L. Zinterhofer For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
16 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Albert S. Baldocchi For For Management
1.2 Elect Patricia D. Fili-Krushel For For Management
1.3 Elect Neil Flanzraich For For Management
1.4 Elect Robin Hickenlooper For For Management
1.5 Elect Scott H. Maw For For Management
1.6 Elect Ali Namvar For For Management
1.7 Elect Brian Niccol For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Against Against Shareholder
Reporting on Required Retention of
Shares Until Normal Retirement Age
5 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
6 Shareholder Proposal Regarding Report Against For Shareholder
on the Use of Contractual Provisions
Requiring Arbitration in
Employment-Related Claims
7 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC.
Ticker: CHH Security ID: 169905106
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Barbara T. Alexander For For Management
2 Elect Brian B Bainum For For Management
3 Elect Stewart Bainum, Jr. For For Management
4 Elect William L. Jews For For Management
5 Elect Monte J. M. Koch For For Management
6 Elect Liza K. Landsman For For Management
7 Elect Patrick S. Pacious For For Management
8 Elect Ervin R. Shames For For Management
9 Elect Maureen D. Sullivan For For Management
10 Elect John P. Tague For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CHUBB LIMITED
Ticker: CB Security ID: H1467J104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits For For Management
3 Dividend from Reserves For For Management
4 Ratification of Board Acts For For Management
5 Election of Statutory Auditor For For Management
6 Appointment of Auditor For For Management
7 Appointment of Special Auditor For For Management
8 Elect Evan G. Greenberg For For Management
9 Elect Michael G. Atieh For For Management
10 Elect Sheila P. Burke For For Management
11 Elect James I. Cash, Jr. For For Management
12 Elect Mary A. Cirillo For For Management
13 Elect Michael P. Connors For For Management
14 Elect John A. Edwardson For For Management
15 Elect Robert J. Hugin For For Management
16 Elect Robert W. Scully For For Management
17 Elect Eugene B. Shanks, Jr. For For Management
18 Elect Theodore E. Shasta For For Management
19 Elect David H. Sidwell For For Management
20 Elect Olivier Steimer For For Management
21 Elect Frances F. Townsend For For Management
22 Election of Board Chair Evan G. For For Management
Greenberg
23 Elect Michael P. Connors For For Management
24 Elect Mary A. Cirillo For For Management
25 Elect John A. Edwardson For For Management
26 Elect Frances F. Townsend For For Management
27 Appointment of Independent Proxy For For Management
(Switzerland)
28 Amendment to Articles Regarding For For Management
Authorized Share Capital for General
Purposes
29 Cancellation of Shares and Reduction For For Management
in Share Capital
30 Board Compensation For For Management
31 Executive Compensation For For Management
32 Advisory Vote on Executive Compensation For For Management
33 Additional or Amended Proposals For Against Management
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kathleen Hogenson For For Management
2 Elect Paul N. Eckley For For Management
3 Elect Thomas E. Jorden For For Management
4 Elect Floyd R. Price For For Management
5 Elect Frances M. Vallejo For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CINEMARK HOLDINGS, INC.
Ticker: CNK Security ID: 17243V102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Nancy S. Loewe For For Management
1.2 Elect Steven P. Rosenberg For For Management
1.3 Elect Enrique F. Senior Hernandez For For Management
1.4 Elect Nina G. Vaca For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael L. Corbat For For Management
2 Elect Ellen M. Costello For For Management
3 Elect Grace E Dailey For For Management
4 Elect Barbara J. Desoer For For Management
5 Elect John C. Dugan For For Management
6 Elect Duncan P. Hennes For For Management
7 Elect Peter B. Henry For For Management
8 Elect S. Leslie Ireland For For Management
9 Elect Lew W. Jacobs, IV For For Management
10 Elect Renee J. James For For Management
11 Elect Gary M. Reiner For For Management
12 Elect Diana L. Taylor For For Management
13 Elect James S. Turley For For Management
14 Elect Deborah C. Wright For For Management
15 Elect Alexander R. Wynaendts For For Management
16 Elect Ernesto Zedillo Ponce de Leon For For Management
17 Ratification of Auditor For For Management
18 Advisory Vote on Executive Compensation For For Management
19 Amendment to the 2019 Stock Incentive For For Management
Plan
20 Shareholder Proposal Regarding Against Against Shareholder
Amendment to Proxy Access Bylaw
21 Shareholder Proposal Regarding Purpose Against For Shareholder
of Corporation
22 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
CLEAN HARBORS, INC.
Ticker: CLH Security ID: 184496107
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Eugene Banucci For For Management
1.2 Elect Edward G. Galante For For Management
1.3 Elect Thomas J. Shields For For Management
1.4 Elect John R. Welch For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Approval of the 2020 Stock Incentive For For Management
Plan
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jon E. Barfield For For Management
2 Elect Deborah H. Butler For For Management
3 Elect Kurt L. Darrow For For Management
4 Elect William D. Harvey For For Management
5 Elect Patricia K. Poppe For For Management
6 Elect John G. Russell For For Management
7 Elect Suzanne F. Shank For For Management
8 Elect Myrna M. Soto For For Management
9 Elect John G. Sznewajs For For Management
10 Elect Ronald J. Tanski For For Management
11 Elect Laura H. Wright For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Approval of the 2020 Performance For For Management
Incentive Stock Plan
15 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
CNO FINANCIAL GROUP, INC.
Ticker: CNO Security ID: 12621E103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gary C. Bhojwani For For Management
2 Elect Ellyn L. Brown For For Management
3 Elect Stephen N. David For For Management
4 Elect David B. Foss For For Management
5 Elect Robert C. Greving For For Management
6 Elect Nina Henderson For For Management
7 Elect Charles J. Jacklin For For Management
8 Elect Daniel R. Maurer For For Management
9 Elect Frederick J. Sievert For For Management
10 Amendment to the Long-Term Incentive For For Management
Plan
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jay T. Flatley For For Management
2 Elect Pamela Fletcher For For Management
3 Elect Andreas W. Mattes For For Management
4 Elect Beverly Kay Matthews For For Management
5 Elect Michael R. McMullen For For Management
6 Elect Garry W. Rogerson For For Management
7 Elect Steve Skaggs For For Management
8 Elect Sandeep S. Vij For For Management
9 Approval of the Equity Incentive Plan For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
COLFAX CORPORATION
Ticker: CFX Security ID: 194014106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mitchell P. Rales For For Management
2 Elect Matthew L. Trerotola For For Management
3 Elect Patrick W. Allender For For Management
4 Elect Thomas S. Gayner For Against Management
5 Elect Rhonda L. Jordan For For Management
6 Elect Liam J. Kelly For For Management
7 Elect A. Clayton Perfall For For Management
8 Elect Didier Teirlinck For For Management
9 Elect Rajiv Vinnakota For For Management
10 Elect Sharon Wienbar For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Approval of the 2020 Omnibus Incentive For For Management
Plan
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John P. Bilbrey For For Management
2 Elect John T. Cahill For For Management
3 Elect Lisa M. Edwards For For Management
4 Elect Helene D. Gayle For For Management
5 Elect C. Martin Harris For For Management
6 Elect Martina Hund-Mejean For For Management
7 Elect Lorrie M. Norrington For For Management
8 Elect Michael B. Polk For For Management
9 Elect Stephen I. Sadove For For Management
10 Elect Noel R. Wallace For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
14 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
COLUMBIA PROPERTY TRUST, INC.
Ticker: CXP Security ID: 198287203
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Carmen M. Bowser For For Management
2 Elect John L. Dixon For For Management
3 Elect David B. Henry For For Management
4 Elect Murray J. McCabe For For Management
5 Elect E. Nelson Mills For For Management
6 Elect Constance B. Moore For For Management
7 Elect Michael S. Robb For For Management
8 Elect Thomas G. Wattles For For Management
9 Elect Francis X. Wentworth, Jr. For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kenneth J. Bacon For For Management
1.2 Elect Madeline S. Bell For For Management
1.3 Elect Naomi M. Bergman For For Management
1.4 Elect Edward D. Breen For For Management
1.5 Elect Gerald L. Hassell For For Management
1.6 Elect Jeffrey A. Honickman For For Management
1.7 Elect Maritza Gomez Montiel For For Management
1.8 Elect Asuka Nakahara For For Management
1.9 Elect David C. Novak For For Management
1.10 Elect Brian L. Roberts For For Management
2 Ratification of Auditor For For Management
3 Amendment to the 2003 Stock Option Plan For For Management
4 Amendment to the 2002 Restricted Stock For For Management
Plan
5 Advisory vote on executive compensation For For Management
6 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
7 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
8 Shareholder Proposal Regarding Against Against Shareholder
Independent Investigation and Report
on Sexual Harassment
--------------------------------------------------------------------------------
COMPASS GROUP PLC
Ticker: CPG Security ID: G23296208
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Remuneration Report (Advisory) For For Management
3 Final Dividend For For Management
4 Elect Karen Witts For For Management
5 Elect Dominic Blakemore For For Management
6 Elect Gary Green For For Management
7 Elect Carol Arrowsmith For For Management
8 Elect John G. Bason For For Management
9 Elect Stefan Bomhard For For Management
10 Elect John Bryant For For Management
11 Elect Anne-Francoise Nesmes For For Management
12 Elect Nelson Luiz Costa Silva For For Management
13 Elect Ireena Vittal For For Management
14 Elect Paul S. Walsh For For Management
15 Appointment of Auditor For For Management
16 Authority to Set Auditor's Fees For For Management
17 Authorisation of Political Donations For For Management
18 Directors' Fees For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authority to Issue Shares w/o For For Management
Preemptive Rights
21 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
22 Authority to Repurchase Shares For For Management
23 Authority to Set General Meeting For Against Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Timothy A. Leach For For Management
2 Elect William H. Easter III For For Management
3 Ratification of Auditor For For Management
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CONSTELLATION SOFTWARE INC.
Ticker: CSU Security ID: 21037X100
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Jeff Bender For For Management
3 Elect Lawrence Cunningham For For Management
4 Elect Susan S. Gayner For For Management
5 Elect Robert Kittel For For Management
6 Elect Mark Leonard For For Management
7 Elect Paul McFeeters For For Management
8 Elect Mark Miller For For Management
9 Elect Lori O'Neill For For Management
10 Elect Stephen R. Scotchmer For For Management
11 Elect Robin Van Poelje For For Management
12 Elect Dexter Salna For For Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael R. Klein For For Management
2 Elect Andrew C. Florance For For Management
3 Elect Laura Cox Kaplan For For Management
4 Elect Michael J. Glosserman For For Management
5 Elect John W. Hill For For Management
6 Elect Robert W. Musslewhite For For Management
7 Elect Christopher J. Nassetta For For Management
8 Elect Louise S. Sams For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
CRH PLC
Ticker: CRH Security ID: G25508105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Remuneration Report (Advisory) For For Management
4 Elect Richard Boucher For For Management
5 Elect Johan Karlstrom For For Management
6 Elect Shaun Kelly For For Management
7 Elect Heather Ann McSharry For For Management
8 Elect Albert Manifold For For Management
9 Elect Senan Murphy For For Management
10 Elect Gillian L. Platt For For Management
11 Elect Mary K. Rhinehart For For Management
12 Elect Lucinda Riches For For Management
13 Elect Siobhan Talbot For For Management
14 Authority to Set Auditor's Fees For For Management
15 Appointment of Auditor For For Management
16 Authority to Issue Shares w/ For For Management
Preemptive Rights
17 Authority to Issue Shares w/o For For Management
Preemptive Rights
18 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
19 Authority to Repurchase Shares For For Management
20 Authority to Set Price Range for For For Management
Reissuance of Treasury Shares
21 Scrip Dividend For For Management
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect N. Thomas Linebarger For For Management
2 Elect Robert J. Bernhard For For Management
3 Elect Franklin R. Chang-Diaz For For Management
4 Elect Bruno V. Di Leo Allen For For Management
5 Elect Stephen B. Dobbs For For Management
6 Elect Robert K. Herdman For For Management
7 Elect Alexis M. Herman For For Management
8 Elect Thomas J. Lynch For For Management
9 Elect William I. Miller For For Management
10 Elect Georgia R. Nelson For For Management
11 Elect Karen H. Quintos For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fernando Aguirre For For Management
2 Elect C. David Brown II For For Management
3 Elect Alecia A. DeCoudreaux For For Management
4 Elect Nancy-Ann M. DeParle For For Management
5 Elect David W. Dorman For For Management
6 Elect Roger N. Farah For For Management
7 Elect Anne M. Finucane For For Management
8 Elect Edward J. Ludwig For For Management
9 Elect Larry J. Merlo For For Management
10 Elect Jean-Pierre Millon For For Management
11 Elect Mary L. Schapiro For For Management
12 Elect William C. Weldon For For Management
13 Elect Tony L. White For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Amendment to the 2017 Incentive For For Management
Compensation Plan
17 Amendment to the 2007 Employee Stock For For Management
Purchase Plan
18 Shareholder Proposal Regarding Against Against Shareholder
Reducing Ownership Threshold Required
to Act by Written Consent
19 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Linda P. Hefner Filler For For Management
2 Elect Thomas P. Joyce, Jr. For For Management
3 Elect Teri List-Stoll For For Management
4 Elect Walter G. Lohr, Jr. For For Management
5 Elect Jessica L. Mega For For Management
6 Elect Pardis C. Sabeti For For Management
7 Elect Mitchell P. Rales For For Management
8 Elect Steven M. Rales For For Management
9 Elect John T. Schwieters For For Management
10 Elect Alan G. Spoon For For Management
11 Elect Raymond C. Stevens For For Management
12 Elect Elias A. Zerhouni For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
DEERE & COMPANY
Ticker: DE Security ID: 244199105
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Samuel R. Allen For For Management
2 Elect Alan C. Heuberger For For Management
3 Elect Charles O. Holliday, Jr. For For Management
4 Elect Dipak C. Jain For For Management
5 Elect Michael O. Johanns For For Management
6 Elect Clayton M. Jones For For Management
7 Elect John C. May For For Management
8 Elect Gregory R. Page For For Management
9 Elect Sherry M. Smith For For Management
10 Elect Dmitri L. Stockton For For Management
11 Elect Sheila G. Talton For For Management
12 Adoption of Exclusive Forum Provisions For For Management
13 Advisory vote on executive compensation For For Management
14 Approval of the 2020 Equity and For For Management
Incentive Plan
15 Ratification of Auditor For For Management
16 Shareholder Proposal Regarding Against Against Shareholder
Disclosure of Board Qualifications
--------------------------------------------------------------------------------
DENTSPLY SIRONA INC.
Ticker: XRAY Security ID: 24906P109
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael C. Alfano For For Management
2 Elect Eric K. Brandt For For Management
3 Elect Donald M. Casey For For Management
4 Elect Willie A. Deese For For Management
5 Elect Betsy D. Holden For For Management
6 Elect Arthur D. Kowaloff For For Management
7 Elect Harry M.J. Kraemer, Jr. For For Management
8 Elect Gregory T. Lucier For For Management
9 Elect Francis J. Lunger For For Management
10 Elect Leslie F. Varon For For Management
11 Elect Janet S. Vergis For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard A. Collins For For Management
2 Elect Mark G. Foletta For For Management
3 Elect Eric Topol For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steven E. West For For Management
2 Elect Travis D. Stice For For Management
3 Elect Vincent K. Brooks For For Management
4 Elect Michael P. Cross For For Management
5 Elect David L. Houston For For Management
6 Elect Stephanie K. Mains For For Management
7 Elect Mark L. Plaumann For For Management
8 Elect Melanie M. Trent For For Management
9 Advisory Vote on Executive Compensation For Against Management
10 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
11 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
DIGITAL REALTY TRUST, INC.
Ticker: DLR Security ID: 253868103
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Laurence A. Chapman For For Management
2 Elect Alexis Black Bjorlin For For Management
3 Elect Michael A. Coke For For Management
4 Elect VeraLinn Jamieson For For Management
5 Elect Kevin J. Kennedy For For Management
6 Elect William G. LaPerch For For Management
7 Elect Jean F.H.P. Mandeville For For Management
8 Elect Afshin Mohebbi For For Management
9 Elect Mark R. Patterson For For Management
10 Elect Mary Hogan Preusse For For Management
11 Elect A. William Stein For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Arnold S. Barron For For Management
2 Elect Gregory M. Bridgeford For For Management
3 Elect Thomas W. Dickson For For Management
4 Elect Lemuel E. Lewis For For Management
5 Elect Jeffrey G. Naylor For For Management
6 Elect Gary M. Philbin For For Management
7 Elect Bob Sasser For For Management
8 Elect Thomas A. Saunders III For For Management
9 Elect Stephanie P. Stahl For For Management
10 Elect Carrie A. Wheeler For For Management
11 Elect Thomas E. Whiddon For For Management
12 Elect Carl P. Zeithaml For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Climate Against For Shareholder
Change Report
--------------------------------------------------------------------------------
DOMINION ENERGY, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James A. Bennett For For Management
2 Elect Helen E. Dragas For For Management
3 Elect James O. Ellis, Jr. For For Management
4 Elect Thomas F. Farrell II For For Management
5 Elect D. Maybank Hagood For For Management
6 Elect John W. Harris For For Management
7 Elect Ronald W. Jibson For For Management
8 Elect Mark J. Kington For For Management
9 Elect Joseph M. Rigby For For Management
10 Elect Pamela L. Royal For For Management
11 Elect Robert H. Spilman, Jr. For For Management
12 Elect Susan N. Story For For Management
13 Elect Michael E. Szymanczyk For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For Against Management
16 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
17 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
DOVER CORPORATION
Ticker: DOV Security ID: 260003108
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect H. John Gilbertson, Jr. For For Management
2 Elect Kristiane C. Graham For For Management
3 Elect Michael F. Johnston For For Management
4 Elect Eric A. Spiegel For For Management
5 Elect Richard J. Tobin For For Management
6 Elect Stephen M. Todd For For Management
7 Elect Stephen K. Wagner For For Management
8 Elect Keith E. Wandell For For Management
9 Elect Mary A. Winston For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael G. Browning For For Management
1.2 Elect Annette K. Clayton For For Management
1.3 Elect Theodore F. Craver, Jr. For For Management
1.4 Elect Robert M. Davis For For Management
1.5 Elect Daniel R. DiMicco For For Management
1.6 Elect Nicholas C. Fanandakis For For Management
1.7 Elect Lynn J. Good For For Management
1.8 Elect John T. Herron For For Management
1.9 Elect William E. Kennard For For Management
1.10 Elect E. Marie McKee For For Management
1.11 Elect Marya M. Rose For For Management
1.12 Elect Thomas E. Skains For For Management
1.13 Elect William E. Webster, Jr. For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
5 Shareholder Proposal Regarding Simple N/A For Shareholder
Majority Vote
6 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
7 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Humberto P. Alfonso For For Management
2 Elect Brett D. Begemann For For Management
3 Elect Mark J. Costa For For Management
4 Elect Edward L. Doheny II For For Management
5 Elect Julie Fasone Holder For For Management
6 Elect Renee J. Hornbaker For For Management
7 Elect Kim Ann Mink For For Management
8 Elect James J. O'Brien For For Management
9 Elect David W. Raisbeck For For Management
10 Elect Charles K. Stevens III For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
ELANCO ANIMAL HEALTH INCORPORATED
Ticker: ELAN Security ID: 28414H103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael J. Harrington For For Management
2 Elect Deborah T. Kochevar For For Management
3 Elect Kirk McDonald For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael L. Eskew For For Management
2 Elect William G. Kaelin, Jr. For For Management
3 Elect David A. Ricks For For Management
4 Elect Marschall S. Runge For For Management
5 Elect Karen Walker For For Management
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
8 Repeal of Classified Board For For Management
9 Elimination of Supermajority For For Management
Requirement
10 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
11 Shareholder Proposal Regarding Forced Against Against Shareholder
Swim Test
12 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
13 Shareholder Proposal Regarding Against Against Shareholder
Disclosure of Board Qualifications
14 Shareholder Proposal Regarding Report Against For Shareholder
on Linking Executive Compensation to
Public Concern Over Drug Pricing
15 Shareholder Proposal Regarding Bonus Against For Shareholder
Deferral Policy
16 Shareholder Proposal Regarding Against For Shareholder
Recoupment Report
--------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION
Ticker: EHC Security ID: 29261A100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Greg D. Carmichael For For Management
2 Elect John W. Chidsey For For Management
3 Elect Donald L. Correll For For Management
4 Elect Yvonne M. Curl For For Management
5 Elect Charles M. Elson For For Management
6 Elect Joan E. Herman For For Management
7 Elect Leo I. Higdon, Jr. For For Management
8 Elect Leslye G. Katz For For Management
9 Elect Patricia A. Maryland For For Management
10 Elect John E. Maupin, Jr. For For Management
11 Elect Nancy M. Schlichting For For Management
12 Elect L. Edward Shaw, Jr. For For Management
13 Elect Mark J. Tarr For For Management
14 Elect Terrance Williams For For Management
15 Ratification of Auditor For For Management
16 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
EQUIFAX INC.
Ticker: EFX Security ID: 294429105
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mark W. Begor For For Management
2 Elect Mark L. Feidler For For Management
3 Elect G. Thomas Hough For For Management
4 Elect Robert D. Marcus For For Management
5 Elect Siri S. Marshall For For Management
6 Elect Scott A. McGregor For For Management
7 Elect John A. McKinley For For Management
8 Elect Robert W. Selander For For Management
9 Elect Elane B. Stock For For Management
10 Elect Heather H. Wilson For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Approval of the Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas Bartlett For For Management
1.2 Elect Nanci E. Caldwell For For Management
1.3 Elect Adaire Fox-Martin For For Management
1.4 Elect Gary F. Hromadko For For Management
1.5 Elect William Luby For For Management
1.6 Elect Irving F. Lyons, III For For Management
1.7 Elect Charles Meyers For For Management
1.8 Elect Christopher B. Paisley For For Management
1.9 Elect Sandra Rivera For For Management
1.10 Elect Peter F. Van Camp For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Approval of the 2020 Equity Incentive For For Management
Plan
4 Ratification of Auditor For For Management
5 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
EQUITABLE HOLDINGS, INC.
Ticker: EQH Security ID: 29452E101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Daniel G. Kaye For For Management
1.2 Elect Joan Lamm-Tennant For For Management
1.3 Elect Kristi A. Matus For For Management
1.4 Elect Ramon de Oliveira For For Management
1.5 Elect Mark Pearson For For Management
1.6 Elect Bertram L. Scott For For Management
1.7 Elect George Stansfield For For Management
1.8 Elect Charles G.T. Stonehill For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Amendment to the 2019 Omnibus For For Management
Incentive Plan
--------------------------------------------------------------------------------
EVERSOURCE ENERGY
Ticker: ES Security ID: 30040W108
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cotton M. Cleveland For For Management
2 Elect James S. DiStasio For For Management
3 Elect Francis A. Doyle For For Management
4 Elect Linda D. Forry For For Management
5 Elect James J. Judge For For Management
6 Elect John Y. Kim For For Management
7 Elect Kenneth R. Leibler For For Management
8 Elect David H. Long For For Management
9 Elect William C. Van Faasen For For Management
10 Elect Frederica M. Williams For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Anthony K. Anderson For For Management
2 Elect Ann C. Berzin For For Management
3 Elect M. Laurie Brlas For For Management
4 Elect Christopher M. Crane For For Management
5 Elect Yves C. de Balmann For For Management
6 Elect Nicholas DeBenedictis For For Management
7 Elect Linda P. Jojo For For Management
8 Elect Paul L. Joskow For For Management
9 Elect Robert J. Lawless For For Management
10 Elect John M. Richardson For For Management
11 Elect Mayo A. Shattuck III For For Management
12 Elect John F. Young For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Approval of the 2020 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Samuel Altman For For Management
2 Elect Susan C. Athey For Abstain Management
3 Elect A. George Battle For Abstain Management
4 Elect Chelsea Clinton For Abstain Management
5 Elect Barry Diller For Abstain Management
6 Elect Craig A. Jacobson For Abstain Management
7 Elect Victor A. Kaufman For Abstain Management
8 Elect Peter M. Kern For Abstain Management
9 Elect Dara Khosrowshahi For Abstain Management
10 Elect Mark Okerstrom For For Management
11 Elect Alexander von Furstenberg For Abstain Management
12 Elect Julie Whalen For For Management
13 Transfer Restrictions and Automatic For For Management
Conversion Provisions in Respect of
Class B Common Stock
14 Limit the Ability of the Company to For For Management
Participate in Certain Change of
Control Transactions
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Samuel Altman For For Management
2 Elect Susan C. Athey For For Management
3 Elect A. George Battle For For Management
4 Elect Chelsea Clinton For For Management
5 Elect Barry Diller For For Management
6 Elect Jon T. Gieselman For For Management
7 Elect Craig A. Jacobson For For Management
8 Elect Peter M. Kern For For Management
9 Elect Dara Khosrowshahi For For Management
10 Elect Gregory K. Mondre For For Management
11 Elect David Sambur For For Management
12 Elect Alexander von Furstenberg For For Management
13 Elect Julie Whalen For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Amendment to the 2005 Stock and Annual For Against Management
Incentive Plan
16 Ratification of Auditor For For Management
17 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker: EXPD Security ID: 302130109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert R. Wright For For Management
2 Elect Glenn M. Alger For For Management
3 Elect Robert P. Carlile For For Management
4 Elect James M. DuBois For For Management
5 Elect Mark A. Emmert For For Management
6 Elect Diane H. Gulyas For For Management
7 Elect Jeffrey S. Musser For For Management
8 Elect Liane J. Pelletier For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Amendment to the 2017 Omnibus For For Management
Incentive Plan
11 Ratification of Auditor For For Management
12 Shareholder Proposal Regarding Policy Against For Shareholder
on Board and CEO Diversity
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peggy Alford For Withhold Management
1.2 Elect Marc L. Andreessen For Withhold Management
1.3 Elect Andrew W. Houston For For Management
1.4 Elect Nancy Killefer For For Management
1.5 Elect Robert M. Kimmitt For For Management
1.6 Elect Sheryl K. Sandberg For For Management
1.7 Elect Peter A. Thiel For For Management
1.8 Elect Tracey T. Travis For For Management
1.9 Elect Mark Zuckerberg For For Management
2 Ratification of Auditor For For Management
3 Director Compensation Policy For For Management
4 Shareholder Proposal Regarding Against Against Shareholder
Recapitalization
5 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
6 Shareholder Proposal Regarding Against Against Shareholder
Majority Vote for Election of Directors
7 Shareholder Proposal Regarding Report Against Against Shareholder
on Political Advertising
8 Shareholder Proposal Regarding Human Against Against Shareholder
Rights/ Civil Rights Expertise on Board
9 Shareholder Proposal Regarding Report Against Against Shareholder
on Board Oversight of Civil and Human
Rights Risks
10 Shareholder Proposal Regarding Report Against Against Shareholder
on Online Child Exploitation
11 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
--------------------------------------------------------------------------------
FACTSET RESEARCH SYSTEMS INC.
Ticker: FDS Security ID: 303075105
Meeting Date: DEC 19, 2019 Meeting Type: Annual
Record Date: OCT 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect F. Phillip Snow For For Management
2 Elect Sheila B. Jordan For For Management
3 Elect James J. McGonigle For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
Ticker: FICO Security ID: 303250104
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Braden R. Kelly For For Management
2 Elect Fabiola R. Arredondo For For Management
3 Elect A. George Battle For For Management
4 Elect James D. Kirsner For For Management
5 Elect William J. Lansing For For Management
6 Elect Eva Manolis For For Management
7 Elect Marc F. McMorris For For Management
8 Elect Joanna Rees For For Management
9 Elect David A. Rey For For Management
10 Amendment to the Long-Term Incentive For For Management
Plan
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
FASTENAL COMPANY
Ticker: FAST Security ID: 311900104
Meeting Date: APR 25, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Willard D. Oberton For For Management
2 Elect Michael J. Ancius For For Management
3 Elect Michael J. Dolan For For Management
4 Elect Stephen L. Eastman For For Management
5 Elect Daniel L. Florness For For Management
6 Elect Rita J. Heise For For Management
7 Elect Daniel L. Johnson For For Management
8 Elect Nicholas J. Lundquist For For Management
9 Elect Scott A. Satterlee For For Management
10 Elect Reyne K. Wisecup For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Shareholder Proposal Regarding Against For Shareholder
Diversity Reporting
--------------------------------------------------------------------------------
FEDERAL REALTY INVESTMENT TRUST
Ticker: FRT Security ID: 313747206
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jon E. Bortz For For Management
2 Elect David W. Faeder For For Management
3 Elect Elizabeth Holland For For Management
4 Elect Mark S. Ordan For For Management
5 Elect Gail P. Steinel For For Management
6 Elect Joseph Vassalluzzo For For Management
7 Elect Donald C. Wood For For Management
8 Advisory Vote on Executive Compensation For For Management
9 Approval of the 2020 Performance For For Management
Incentive Plan
10 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC.
Ticker: FNF Security ID: 31620R303
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William P. Foley For For Management
1.2 Elect Douglas K. Ammerman For For Management
1.3 Elect Thomas M. Hagerty For For Management
1.4 Elect Peter O. Shea, Jr. For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
FIRST CITIZENS BANCSHARES, INC.
Ticker: FCNCA Security ID: 31946M103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect John M. Alexander, Jr. For For Management
1.2 Elect Victor E. Bell III For For Management
1.3 Elect Peter M. Bristow For For Management
1.4 Elect Hope H. Bryant For For Management
1.5 Elect H. Lee Durham, Jr. For For Management
1.6 Elect Daniel L. Heavner For For Management
1.7 Elect Frank B. Holding, Jr. For For Management
1.8 Elect Robert R. Hoppe For For Management
1.9 Elect Floyd L. Keels For For Management
1.10 Elect Robert E. Mason IV For For Management
1.11 Elect Robert T. Newcomb For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James H. Herbert, II For For Management
2 Elect Katherine August-deWilde For For Management
3 Elect Hafize Gaye Erkan For For Management
4 Elect Frank J. Fahrenkopf, Jr. For For Management
5 Elect Boris Groysberg For For Management
6 Elect Sandra R. Hernandez, M.D. For For Management
7 Elect Pamela J. Joyner For For Management
8 Elect Reynold Levy For For Management
9 Elect Duncan L. Niederauer For For Management
10 Elect George G. C. Parker For For Management
11 Ratification of Auditor For For Management
12 Amendment to the 2017 Omnibus Award For For Management
Plan
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
FLEETCOR TECHNOLOGIES, INC.
Ticker: FLT Security ID: 339041105
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Steven T. Stull For For Management
2 Elect Michael Buckman For For Management
3 Elect Thomas M. Hagerty For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Shareholder Proposal Regarding Right Against For Shareholder
to Call Special Meetings
7 Shareholder Proposal Regarding Against Against Shareholder
Excluding Share Repurchases in
Executive Compensation
--------------------------------------------------------------------------------
FLOOR & DECOR HOLDINGS, INC.
Ticker: FND Security ID: 339750101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David B. Kaplan For For Management
2 Elect Peter M. Starrett For For Management
3 Elect George Vincent West For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pierre Brondeau For For Management
2 Elect Eduardo E. Cordeiro For For Management
3 Elect Mark Douglas For For Management
4 Elect C. Scott Greer For For Management
5 Elect KLynne Johnson For For Management
6 Elect Dirk A. Kempthorne For For Management
7 Elect Paul J. Norris For For Management
8 Elect Margareth Ovrum For For Management
9 Elect Robert C. Pallash For For Management
10 Elect William H. Powell For For Management
11 Elect Vincent R. Volpe Jr. For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
FORTIVE CORPORATION
Ticker: FTV Security ID: 34959J108
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kate D. Mitchell For For Management
2 Elect Mitchell P. Rales For For Management
3 Elect Steven M. Rales For For Management
4 Elect Jeannine Sargent For For Management
5 Elect Alan G. Spoon For For Management
6 Ratification of Auditor For For Management
7 Advisory Vote on Executive Compensation For For Management
8 Elimination of Supermajority For For Management
Requirement
--------------------------------------------------------------------------------
GALAPAGOS NV
Ticker: GLPG Security ID: 36315X101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports; Allocation of For For Management
Profits
2 Executive Remuneration Policy For For Management
3 Remuneration Report For For Management
4 Ratification of Board and Auditors' For For Management
Acts
5 Appointment of Auditor and Authority For For Management
to Set Fees
6 Elect Mary Kerr to the Board of For For Management
Directors
7 Elect Elisabeth Svanberg to the Board For For Management
of Directors
8 Non-Executive Directors' Fees For For Management
9 Subscription Right Grant to the CEO For For Management
10 Amendments to Articles (Company's For For Management
Purpose)
11 Opt-in to the Companies and For For Management
Associations Code
12 Election of Supervisory Board Members For For Management
(Slate)
13 Authority to Coordinate Articles For For Management
14 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
GAMING AND LEISURE PROPERTIES, INC.
Ticker: GLPI Security ID: 36467J108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Peter M. Carlino For For Management
2 Elect Carol Lynton For For Management
3 Elect Joseph W. Marshall, III For For Management
4 Elect James B. Perry For For Management
5 Elect Barry F. Schwartz For For Management
6 Elect Earl C. Shanks For For Management
7 Elect E. Scott Urdang For For Management
8 Amendment to the 2013 Long Term For For Management
Incentive Compensation Plan
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
GARDNER DENVER HOLDINGS, INC.
Ticker: GDI Security ID: 36555P107
Meeting Date: FEB 21, 2020 Meeting Type: Special
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger/Acquisition For For Management
2 Amendment to the 2017 Omnibus For For Management
Incentive Plan
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION
Ticker: GD Security ID: 369550108
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James S. Crown For For Management
2 Elect Rudy F. deLeon For For Management
3 Elect Cecil D. Haney For For Management
4 Elect Mark M. Malcolm For For Management
5 Elect James N. Mattis For For Management
6 Elect Phebe N. Novakovic For For Management
7 Elect C. Howard Nye For For Management
8 Elect William A. Osborn For For Management
9 Elect Catherine B. Reynolds For For Management
10 Elect Laura J. Schumacher For For Management
11 Elect John G. Stratton For For Management
12 Elect Peter A. Wall For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
GENERAL MOTORS CO.
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mary T. Barra For For Management
2 Elect Wesley G. Bush For For Management
3 Elect Linda R. Gooden For For Management
4 Elect Joseph Jimenez For For Management
5 Elect Jane L. Mendillo For For Management
6 Elect Judith A. Miscik For For Management
7 Elect Patricia F. Russo For For Management
8 Elect Thomas M. Schoewe For For Management
9 Elect Theodore M. Solso For For Management
10 Elect Carol M. Stephenson For For Management
11 Elect Devin N. Wenig For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
14 Ratification of Auditor For For Management
15 Approval of the 2020 Long-Term For For Management
Incentive Plan
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
17 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
18 Shareholder Proposal Regarding Human Against For Shareholder
Rights Due Diligence Process Report
19 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
--------------------------------------------------------------------------------
GENPACT LIMITED
Ticker: G Security ID: G3922B107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect N.V. Tyagarajan For For Management
2 Elect James C. Madden For For Management
3 Elect Ajay Agrawal For For Management
4 Elect Stacey Cartwright For For Management
5 Elect Laura Conigliaro For For Management
6 Elect Carol Lindstrom For For Management
7 Elect Cecelia Morken For For Management
8 Elect Mark Nunnelly For For Management
9 Elect Mark Verdi For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
GENUINE PARTS COMPANY
Ticker: GPC Security ID: 372460105
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Elizabeth W. Camp For For Management
1.2 Elect Richard Cox, Jr. For For Management
1.3 Elect Paul D. Donahue For For Management
1.4 Elect Gary P. Fayard For For Management
1.5 Elect P. Russell Hardin For For Management
1.6 Elect John R. Holder For For Management
1.7 Elect Donna W. Hyland For For Management
1.8 Elect John D. Johns For For Management
1.9 Elect Jean-Jacques Lafont For For Management
1.10 Elect Robert C. Loudermilk, Jr. For For Management
1.11 Elect Wendy B. Needham For For Management
1.12 Elect E. Jenner Wood III For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Human Against For Shareholder
Capital Management Reporting
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jacqueline K. Barton For For Management
2 Elect Sandra J. Horning For For Management
3 Elect Kelly A. Kramer For For Management
4 Elect Kevin E. Lofton For For Management
5 Elect Harish Manwani For For Management
6 Elect Daniel P. O'Day For For Management
7 Elect Richard J. Whitley For For Management
8 Elect Per Wold-Olsen For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
12 Shareholder Proposal Regarding Against Against Shareholder
Reducing Ownership Threshold Required
to Act by Written Consent
--------------------------------------------------------------------------------
GLOBAL PAYMENTS INC.
Ticker: GPN Security ID: 37940X102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect F. Thaddeus Arroyo For For Management
2 Elect Robert H.B. Baldwin, Jr. For For Management
3 Elect John G. Bruno For For Management
4 Elect Kriss Cloninger III For For Management
5 Elect William I. Jacobs For For Management
6 Elect Joia M. Johnson For For Management
7 Elect Ruth Ann Marshall For For Management
8 Elect Connie D. McDaniel For For Management
9 Elect William B. Plummer For For Management
10 Elect Jeffrey S. Sloan For For Management
11 Elect John T. Turner For For Management
12 Elect M. Troy Woods For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Elimination of Supermajority For For Management
Requirement
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
GODADDY INC.
Ticker: GDDY Security ID: 380237107
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mark Garrett For For Management
1.2 Elect Ryan Roslansky For For Management
1.3 Elect Lee E. Wittlinger For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST FINANCIAL INCOME CLASS A
Ticker: GSGIX Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Dwight L. Bush For For Management
1.2 Elect Kathryn A. Cassidy For For Management
1.3 Elect Joaquin Delgado For For Management
1.4 Elect Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC.
Ticker: GWRE Security ID: 40171V100
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Margaret Dillon For For Management
1.2 Elect Michael Keller For For Management
1.3 Elect Michael Rosenbaum For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Repeal of Classified Board For For Management
5 Shareholder Proposal Regarding Against For Shareholder
Majority Vote for Election of Directors
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Abdulaziz F. Alkhayyal For For Management
2 Elect William E. Albrecht For For Management
3 Elect M. Katherine Banks For For Management
4 Elect Alan M. Bennett For For Management
5 Elect Milton Carroll For For Management
6 Elect Nance K. Dicciani For For Management
7 Elect Murry S. Gerber For For Management
8 Elect Patricia Hemingway Hall For For Management
9 Elect Robert A. Malone For For Management
10 Elect Jeffrey A. Miller For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Amendment to the Stock and Incentive For For Management
Plan
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Charles A. Anderson For For Management
1.2 Elect Gene H. Anderson For For Management
1.3 Elect Thomas P. Anderson For For Management
1.4 Elect Carlos E. Evans For For Management
1.5 Elect David J. Hartzell For For Management
1.6 Elect Sherry A. Kellett For For Management
1.7 Elect Theodore J. Klinck For For Management
1.8 Elect Anne H. Lloyd For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Approval of the 2020 Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HILL-ROM HOLDINGS, INC.
Ticker: HRC Security ID: 431475102
Meeting Date: FEB 25, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect William G. Dempsey For For Management
1.2 Elect Gary L. Ellis For For Management
1.3 Elect Stacy Enxing Seng For For Management
1.4 Elect Mary Garrett For For Management
1.5 Elect James R. Giertz For For Management
1.6 Elect John P. Groetelaars For For Management
1.7 Elect William H. Kucheman For For Management
1.8 Elect Ronald A. Malone For For Management
1.9 Elect Gregory J. Moore For For Management
1.10 Elect Felicia F. Norwood For For Management
1.11 Elect Nancy M. Schlichting For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Amendment to the Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mary L. Baglivo For For Management
2 Elect Sheila C. Bair For For Management
3 Elect Richard E. Marriott For For Management
4 Elect Sandeep Lakhmi Mathrani For For Management
5 Elect John B. Morse, Jr. For For Management
6 Elect Mary Hogan Preusse For For Management
7 Elect Walter C. Rakowich For For Management
8 Elect James F. Risoleo For For Management
9 Elect Gordon H. Smith For For Management
10 Elect A. William Stein For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Approval of the 2020 Comprehensive For For Management
Stock and Cash Incentive Plan
--------------------------------------------------------------------------------
HUNTINGTON INGALLS INDUSTRIES, INC.
Ticker: HII Security ID: 446413106
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Philip M. Bilden For For Management
1.2 Elect Augustus L. Collins For For Management
1.3 Elect Kirkland H. Donald For For Management
1.4 Elect Victoria D. Harker For For Management
1.5 Elect Anastasia D. Kelly For For Management
1.6 Elect Tracy B. McKibben For For Management
1.7 Elect C. Michael Petters For For Management
1.8 Elect Thomas C. Schievelbein For For Management
1.9 Elect John K. Welch For For Management
1.10 Elect Stephen R. Wilson For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
IBERDROLA
Ticker: IBE Security ID: 450737101
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts For For Management
2 Management Reports For For Management
3 Report on Non-Financial Information For For Management
4 Ratification of Board Acts For For Management
5 Appointment of Auditor For For Management
6 Amendments to Articles (Social For For Management
Dividend)
7 Amendments to Articles (Compliance For For Management
System)
8 Amendments to Articles (Share Capital) For For Management
9 Amendments to General Meeting's For For Management
Regulations (Report on Non-Financial
Information)
10 Amendments to General Meeting For For Management
Regulations (Remote Participation and
Right to Information)
11 Amendments to General Meeting For For Management
Regulations (Technical)
12 Allocation of Profits/Dividends For For Management
13 First Scrip Dividend For For Management
14 Second Scrip Dividend For For Management
15 Remuneration Report (Advisory) For For Management
16 2020-2022 Strategic Bonus Plan For For Management
17 Elect Nicola Brewer For For Management
18 Elect Regina Helena Jorge Nunes For For Management
19 Elect Inigo Victor de Oriol Ibarra For For Management
20 Elect Samantha Barber For For Management
21 Board Size For For Management
22 Authority to Issue Shares w/ or w/o For For Management
Preemptive Rights
23 Authority to Issue Convertible Debt For For Management
Instruments
24 Authorisation of Legal Formalities For For Management
--------------------------------------------------------------------------------
IBERIABANK CORPORATION
Ticker: IBKC Security ID: 450828108
Meeting Date: APR 24, 2020 Meeting Type: Special
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger For Against Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Andrew K. Silvernail For For Management
1.2 Elect Katrina L. Helmkamp For For Management
1.3 Elect Mark A. Beck For For Management
1.4 Elect Carl. R. Christenson For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
--------------------------------------------------------------------------------
INGERSOLL RAND INC.
Ticker: IR Security ID: 45687V106
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kirk E. Arnold For For Management
2 Elect William P. Donnelly For For Management
3 Elect Marc E. Jones For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: FEB 04, 2020 Meeting Type: Special
Record Date: DEC 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Company Name Change For For Management
--------------------------------------------------------------------------------
INSULET CORPORATION
Ticker: PODD Security ID: 45784P101
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sally Crawford For For Management
1.2 Elect Michael R. Minogue For For Management
1.3 Elect Corinne H. Nevinny For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James J. Goetz For For Management
2 Elect Alyssa Henry For For Management
3 Elect Omar Ishrak For For Management
4 Elect Risa Lavizzo-Mourey For For Management
5 Elect Tsu-Jae King Liu For For Management
6 Elect Gregory D. Smith For For Management
7 Elect Robert H. Swan For For Management
8 Elect Andrew Wilson For For Management
9 Elect Frank D. Yeary For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Amendment to the 2006 Employee Stock For For Management
Purchase Plan
13 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
14 Shareholder Proposal Regarding Median Against Against Shareholder
Gender and Racial Pay Equity Report
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Thomas Buberl For For Management
2 Elect Michael L. Eskew For For Management
3 Elect David N. Farr For For Management
4 Elect Alex Gorsky For For Management
5 Elect Michelle Howard For For Management
6 Elect Arvind Krishna For For Management
7 Elect Andrew N. Liveris For For Management
8 Elect F. William McNabb, III For For Management
9 Elect Martha E. Pollack For For Management
10 Elect Virginia M. Rometty For For Management
11 Elect Joseph R. Swedish For For Management
12 Elect Sidney Taurel For For Management
13 Elect Peter R. Voser For For Management
14 Elect Frederick H. Waddell For For Management
15 Ratification of Auditor For For Management
16 Advisory Vote on Executive Compensation For For Management
17 Shareholder Proposal Regarding Against For Shareholder
Shareholder Ability to Remove Directors
18 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
19 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
--------------------------------------------------------------------------------
INTUITIVE SURGICAL, INC.
Ticker: ISRG Security ID: 46120E602
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Craig H. Barratt For For Management
2 Elect Joseph C. Beery For For Management
3 Elect Gary S. Guthart For For Management
4 Elect Amal M. Johnson For For Management
5 Elect Don R. Kania For For Management
6 Elect Amy L. Ladd For For Management
7 Elect Keith R. Leonard, Jr. For For Management
8 Elect Alan J. Levy For For Management
9 Elect Jami Dover Nachtsheim For For Management
10 Elect Mark J. Rubash For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Amendment to the 2010 Incentive Award For For Management
Plan
14 Elimination of Supermajority For For Management
Requirements
15 Approval of Shareholder Right to Call For For Management
a Special Meeting
--------------------------------------------------------------------------------
IONIS PHARMACEUTICALS, INC.
Ticker: IONS Security ID: 462222100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph H. Wender For For Management
1.2 Elect B. Lynne Parshall For For Management
1.3 Elect Spencer R. Berthelsen For For Management
1.4 Elect Joan E. Herman For For Management
2 Amendment to the 2002 Director Stock For For Management
Plan
3 Amendment to Stock Option and For For Management
Restricted Stock Unit Awards of
Directors
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Douglas G. Duncan For For Management
2 Elect Francesca M. Edwardson For For Management
3 Elect Wayne Garrison For For Management
4 Elect Sharilyn S. Gasaway For For Management
5 Elect Gary C. George For For Management
6 Elect Bryan Hunt For For Management
7 Elect Gale V. King For For Management
8 Elect John N. Roberts III For For Management
9 Elect James L. Robo For For Management
10 Elect Kirk Thompson For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
14 Shareholder Proposal Regarding Report Against For Shareholder
on Plans to Reduce Total Contribution
to Climate Change
--------------------------------------------------------------------------------
JELD-WEN HOLDING INC.
Ticker: JELD Security ID: 47580P103
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Repeal of Classified Board For For Management
2.1 Elect Suzanne Stefany For For Management
2.2 Elect Bruce Taten For For Management
2.3 Elect Roderick Wendt For For Management
3 Elimination of Supermajority For For Management
Requirement
4 Restoration of Right to Call a Special For For Management
Meeting
5 Permit Shareholders to Act by Written For For Management
Consent
6 Advisory Vote on Executive Compensation For For Management
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mary C. Beckerle For For Management
2 Elect D. Scott Davis For For Management
3 Elect Ian E.L. Davis For For Management
4 Elect Jennifer A. Doudna For For Management
5 Elect Alex Gorsky For For Management
6 Elect Marillyn A. Hewson For For Management
7 Elect Hubert Joly For For Management
8 Elect Mark B. McClellan For For Management
9 Elect Anne M. Mulcahy For For Management
10 Elect Charles Prince For For Management
11 Elect A. Eugene Washington For For Management
12 Elect Mark A. Weinberger For For Management
13 Elect Ronald A. Williams For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
16 Removal of Directors Without Cause For For Management
17 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
18 Shareholder Proposal Regarding Report Against For Shareholder
on Response to Opioid Epidemic
--------------------------------------------------------------------------------
KELLOGG COMPANY
Ticker: K Security ID: 487836108
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Stephanie A. Burns For For Management
2 Elect Steve A. Cahillane For For Management
3 Elect Richard W. Dreiling For For Management
4 Elect La June Montgomery Tabron For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Ratification of Auditor For For Management
7 Amendment to the 2002 Employee Stock For For Management
Purchase Plan
8 Repeal of Classified Board For For Management
9 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Teresa A. Canida For For Management
2 Elect George N. Cochran For For Management
3 Elect Kathleen M. Cronin For For Management
4 Elect Lacy M. Johnson For For Management
5 Elect Robert J. Joyce For For Management
6 Elect Joseph P. Lacher, Jr. For For Management
7 Elect Gerald Laderman For For Management
8 Elect Christopher B. Sarofim For For Management
9 Elect David P. Storch For For Management
10 Elect Susan D. Whiting For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Approval of the 2020 Omnibus Equity For For Management
Plan
--------------------------------------------------------------------------------
KEURIG DR PEPPER INC.
Ticker: KDP Security ID: 49271V100
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert J. Gamgort For For Management
2 Elect Olivier Goudet For For Management
3 Elect Peter Harf For Against Management
4 Elect Genevieve Hovde For For Management
5 Elect Anna-Lena Kamenetzky For For Management
6 Elect Paul S. Michaels For For Management
7 Elect Pamela H. Patsley For For Management
8 Elect Gerhard Pleuhs For For Management
9 Elect Fabien Simon For For Management
10 Elect Robert S. Singer For For Management
11 Elect Dirk Van de Put For For Management
12 Elect Larry D. Young For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bruce D. Broussard For For Management
2 Elect Gary M. Crosby For For Management
3 Elect Alexander M. Cutler For For Management
4 Elect H. James Dallas For For Management
5 Elect Elizabeth R. Gile For For Management
6 Elect Ruth Ann M. Gillis For For Management
7 Elect Christopher M. Gorman For For Management
8 Elect Carlton L. Highsmith For For Management
9 Elect Richard J. Hipple For For Management
10 Elect Kristen L. Manos For For Management
11 Elect Barbara R. Snyder For For Management
12 Elect David K. Wilson For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Milton Cooper For For Management
2 Elect Philip E. Coviello For For Management
3 Elect Conor C. Flynn For For Management
4 Elect Frank Lourenso For For Management
5 Elect Colombe M. Nicholas For For Management
6 Elect Mary Hogan Preusse For For Management
7 Elect Valerie Richardson For For Management
8 Elect Richard B. Saltzman For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Ratification of Auditor For For Management
11 Approval of the 2020 Equity For For Management
Participation Plan
--------------------------------------------------------------------------------
KONINKLIJKE PHILIPS N.V.
Ticker: PHIA Security ID: 500472303
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Remuneration Report For For Management
4 Ratification of Management Board Acts For For Management
5 Ratification of Supervisory Board Acts For For Management
6 Management Board Remuneration Policy For For Management
7 Long-Term Incentive Plan For For Management
8 Supervisory Board Remuneration Policy For For Management
9 Elect Neelam Dhawan For For Management
10 Elect Feike Sijbesma For For Management
11 Elect Peter Loscher For For Management
12 Authority to Issue Shares w/ For For Management
Preemptive Rights
13 Authority to Suppress Preemptive Rights For For Management
14 Authority to Repurchase Shares For For Management
15 Cancellation of Shares For For Management
--------------------------------------------------------------------------------
L3HARRIS TECHNOLOGIES, INC.
Ticker: LHX Security ID: 502431109
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sallie B. Bailey For For Management
2 Elect William M. Brown For For Management
3 Elect Peter W. Chiarelli For For Management
4 Elect Thomas A. Corcoran For For Management
5 Elect Thomas A. Dattilo For For Management
6 Elect Roger Fradin For For Management
7 Elect Lewis Hay III For For Management
8 Elect Lewis Kramer For For Management
9 Elect Christopher E. Kubasik For For Management
10 Elect Rita S. Lane For For Management
11 Elect Robert B. Millard For For Management
12 Elect Lloyd W. Newton For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Elimination of Supermajority Voting For For Management
and "Fair Price" Requirement for
Business Combinations Involving
Interested Shareholders
16 Amendment Regarding the Elimination of For For Management
the Anti-Greenmail Provision
17 Elimination of Cumulative Voting For For Management
Provision
18 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
LABORATORY CORPORATION OF AMERICA HOLDINGS
Ticker: LH Security ID: 50540R409
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kerrii B. Anderson For For Management
2 Elect Jean-Luc Belingard For For Management
3 Elect Jeffrey A. Davis For For Management
4 Elect D. Gary Gilliland For For Management
5 Elect Garheng Kong For For Management
6 Elect Peter M. Neupert For For Management
7 Elect Richelle P. Parham For For Management
8 Elect Adam H. Schechter For For Management
9 Elect R. Sanders Williams For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Ratification of Auditor For For Management
12 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
LAS VEGAS SANDS CORP.
Ticker: LVS Security ID: 517834107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sheldon G. Adelson For For Management
1.2 Elect Irwin Chafetz For For Management
1.3 Elect Micheline Chau For Withhold Management
1.4 Elect Patrick Dumont For For Management
1.5 Elect Charles D. Forman For For Management
1.6 Elect Robert Glen Goldstein For For Management
1.7 Elect George Jamieson For For Management
1.8 Elect Charles A. Koppelman For Withhold Management
1.9 Elect Lewis Kramer For For Management
1.10 Elect David F. Levi For Withhold Management
1.11 Elect Xuan Yan For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
LENNAR CORPORATION
Ticker: LEN Security ID: 526057104
Meeting Date: APR 07, 2020 Meeting Type: Annual
Record Date: FEB 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rick Beckwitt For For Management
2 Elect Irving Bolotin For For Management
3 Elect Steven L. Gerard For For Management
4 Elect Theron I. Gilliam For For Management
5 Elect Sherrill W. Hudson For For Management
6 Elect Jonathan M. Jaffe For For Management
7 Elect Sidney Lapidus For For Management
8 Elect Teri P. McClure For For Management
9 Elect Stuart A. Miller For For Management
10 Elect Armando J. Olivera For For Management
11 Elect Jeffrey Sonnenfeld For For Management
12 Elect Scott D. Stowell For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LENNOX INTERNATIONAL INC.
Ticker: LII Security ID: 526107107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Janet K. Cooper For For Management
1.2 Elect John W. Norris, III For For Management
1.3 Elect Karen H. Quintos For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mark G. Barberio For For Management
1.2 Elect Joseph V. Saffire For For Management
1.3 Elect Charles E. Lannon For For Management
1.4 Elect Stephen R. Rusmisel For For Management
1.5 Elect Arthur L. Havener, Jr. For For Management
1.6 Elect Dana Hamilton For For Management
1.7 Elect Edward J. Pettinella For For Management
1.8 Elect David L. Rogers For For Management
2 Ratification of Auditor For For Management
3 Approval of the 2020 Outside For For Management
Directors' Stock Award Plan
4 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION
Ticker: LNC Security ID: 534187109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Deirdre P. Connelly For For Management
2 Elect William H. Cunningham For For Management
3 Elect Dennis R. Glass For For Management
4 Elect George W. Henderson, III For For Management
5 Elect Eric G. Johnson For For Management
6 Elect Gary C. Kelly For For Management
7 Elect M. Leanne Lachman For For Management
8 Elect Michael F. Mee For For Management
9 Elect Patrick S. Pittard For For Management
10 Elect Lynn M. Utter For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Approval of the 2020 Incentive For For Management
Compensation Plan
14 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
15 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Maverick Carter For For Management
2 Elect Ariel Z. Emanuel For For Management
3 Elect Ping Fu For For Management
4 Elect Jeffrey T. Hinson For For Management
5 Elect Chad Hollingsworth For For Management
6 Elect Jimmy Iovine For For Management
7 Elect James S. Kahan For For Management
8 Elect Gregory B. Maffei For Against Management
9 Elect Randall T. Mays For Against Management
10 Elect Michael Rapino For For Management
11 Elect Mark S. Shapiro For For Management
12 Elect Dana Walden For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Daniel F. Akerson For For Management
2 Elect David B. Burritt For For Management
3 Elect Bruce A. Carlson For For Management
4 Elect Joseph Dunford Jr. For For Management
5 Elect James O. Ellis, Jr. For For Management
6 Elect Thomas J. Falk For For Management
7 Elect Ilene S. Gordon For For Management
8 Elect Marillyn A. Hewson For For Management
9 Elect Vicki A. Hollub For For Management
10 Elect Jeh C. Johnson For For Management
11 Elect Debra L. Reed-Klages For For Management
12 Elect James D. Taiclet, Jr. For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Approval of the 2020 Incentive For For Management
Performance Award Plan
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: NOV 26, 2019 Meeting Type: Ordinary
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Acquisition of Refinitiv For For Management
2 Share Issuance Pursuant to Acquisition For For Management
--------------------------------------------------------------------------------
LONDON STOCK EXCHANGE GROUP PLC
Ticker: LSE Security ID: G5689U103
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Final Dividend For For Management
3 Remuneration Report (Advisory) For For Management
4 Remuneration Policy (Binding) For For Management
5 Elect Jacques Aigrain For For Management
6 Elect Marshall C. Bailey For For Management
7 Elect Kathleen DeRose For For Management
8 Elect Cressida Hogg For For Management
9 Elect Raffaele Jerusalmi For For Management
10 Elect Stephen O'Connor For For Management
11 Elect Val Rahmani For For Management
12 Elect Don Robert For For Management
13 Elect David A. Schwimmer For For Management
14 Elect Andrea Sironi For For Management
15 Elect David Warren For For Management
16 Elect Dominic Blakemore For For Management
17 Appointment of Auditor For For Management
18 Authority to Set Auditor's Fees For For Management
19 Authority to Issue Shares w/ For For Management
Preemptive Rights
20 Authorisation of Political Donations For For Management
21 Deferred Bonus Plan For For Management
22 Authority to Issue Shares w/o For For Management
Preemptive Rights
23 Authority to Issue Shares w/o For For Management
Preemptive Rights (Specified Capital
Investment)
24 Authority to Repurchase Shares For For Management
25 Authority to Set General Meeting For For Management
Notice Period at 14 Days
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Raul Alvarez For For Management
1.2 Elect David H. Batchelder For For Management
1.3 Elect Angela F. Braly For For Management
1.4 Elect Sandra B. Cochran For For Management
1.5 Elect Laurie Z. Douglas For For Management
1.6 Elect Richard W. Dreiling For For Management
1.7 Elect Marvin R. Ellison For For Management
1.8 Elect Brian C. Rogers For For Management
1.9 Elect Bertram L. Scott For For Management
1.10 Elect Lisa W. Wardell For For Management
1.11 Elect Eric C. Wiseman For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Decrease in Threshold Required to Call For For Management
a Special Meeting
5 Approval of the 2020 Employee Stock For For Management
Purchase Plan
6 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
M&T BANK CORPORATION
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. Angela Bontempo For For Management
1.2 Elect Robert T. Brady For For Management
1.3 Elect T. Jefferson Cunningham, III For For Management
1.4 Elect Gary N. Geisel For For Management
1.5 Elect Richard S. Gold For For Management
1.6 Elect Richard A. Grossi For For Management
1.7 Elect John D. Hawke Jr. For For Management
1.8 Elect Rene F. Jones For For Management
1.9 Elect Richard Ledgett For For Management
1.10 Elect Newton P.S. Merrill For For Management
1.11 Elect Kevin J. Pearson For For Management
1.12 Elect Melinda R. Rich For For Management
1.13 Elect Robert E. Sadler, Jr. For For Management
1.14 Elect Denis J. Salamone For For Management
1.15 Elect John R. Scannell For Withhold Management
1.16 Elect David S. Scharfstein For For Management
1.17 Elect Herbert L. Washington For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Repeal of Classified Board For For Management
2 Elect Steven A. Davis For For Management
3 Elect J. Michael Stice For For Management
4 Elect John P. Surma For For Management
5 Elect Susan Tomasky For For Management
6 Ratification of Auditor For For Management
7 Advisory Vote on Executive Compensation For For Management
8 Shareholder Proposal Regarding Simple For For Shareholder
Majority Vote
9 Shareholder Proposal Regarding Report Against Against Shareholder
on Linking Executive Pay to Community
Impact
--------------------------------------------------------------------------------
MARKEL CORPORATION
Ticker: MKL Security ID: 570535104
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect K. Bruce Connell For For Management
2 Elect Thomas S. Gayner For For Management
3 Elect Stewart M. Kasen For For Management
4 Elect Diane Leopold For For Management
5 Elect Lemuel E. Lewis For For Management
6 Elect Anthony F. Markel For For Management
7 Elect Steven A. Markel For For Management
8 Elect Darrell D. Martin For For Management
9 Elect Harold L. Morrison, Jr. For For Management
10 Elect Michael O'Reilly For For Management
11 Elect Richard R. Whitt, III For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Approval of the 2020 Employee Stock For For Management
Purchase Plan
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect J.W. Marriott, Jr. For For Management
2 Elect Bruce W. Duncan For For Management
3 Elect Deborah Marriott Harrison For For Management
4 Elect Frederick A. Henderson For For Management
5 Elect Eric Hippeau For For Management
6 Elect Lawrence W. Kellner For Against Management
7 Elect Debra L. Lee For For Management
8 Elect Aylwin B. Lewis For For Management
9 Elect Margaret M. McCarthy For For Management
10 Elect George Munoz For For Management
11 Elect Susan C. Schwab For For Management
12 Elect Arne M. Sorenson For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
16 Shareholder Proposal Regarding Against For Shareholder
Diversity Reporting
--------------------------------------------------------------------------------
MARRIOTT VACATIONS WORLDWIDE CORPORATION
Ticker: VAC Security ID: 57164Y107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect C. E. Andrews For For Management
1.2 Elect William W. McCarten For For Management
1.3 Elect William J. Shaw For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Approval of the 2020 Equity Incentive For For Management
Plan
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Anthony K. Anderson For For Management
2 Elect Oscar Fanjul Martin For For Management
3 Elect Daniel S. Glaser For For Management
4 Elect H. Edward Hanway For For Management
5 Elect Deborah C. Hopkins For For Management
6 Elect Tamara Ingram For For Management
7 Elect Jane H. Lute For For Management
8 Elect Steven A. Mills For For Management
9 Elect Bruce P. Nolop For For Management
10 Elect Marc D. Oken For For Management
11 Elect Morton O. Schapiro For For Management
12 Elect Lloyd M. Yates For For Management
13 Elect R. David Yost For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
16 Approval of the 2020 Incentive and For For Management
Stock Award Plan
--------------------------------------------------------------------------------
MATCH GROUP, INC.
Ticker: MTCH Security ID: 57665R106
Meeting Date: JUN 25, 2020 Meeting Type: Special
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Separation from IAC For For Management
2 Bundled Charter Amendments (Advisory) For Against Management
3 Elimination of Written Consent For Against Management
(Advisory)
4 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lloyd H. Dean For For Management
2 Elect Robert A. Eckert For For Management
3 Elect Catherine Engelbert For For Management
4 Elect Margaret H. Georgiadis For For Management
5 Elect Enrique Hernandez, Jr. For For Management
6 Elect Christopher Kempczinski For For Management
7 Elect Richard H. Lenny For For Management
8 Elect John Mulligan For For Management
9 Elect Sheila A. Penrose For For Management
10 Elect John W. Rogers, Jr. For For Management
11 Elect Paul S. Walsh For For Management
12 Elect Miles D. White For For Management
13 Advisory Vote on Executive Compensation For Against Management
14 Ratification of Auditor For For Management
15 Amendment to the 2012 Omnibus Stock For For Management
Ownership Plan
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
17 Shareholder Proposal Regarding Report Against Against Shareholder
on Sugar and Public Health
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard H. Anderson For For Management
2 Elect Craig Arnold For For Management
3 Elect Scott C. Donnelly For For Management
4 Elect Andrea J. Goldsmith For For Management
5 Elect Randall J. Hogan, III For For Management
6 Elect Omar Ishrak For For Management
7 Elect Michael O. Leavitt For For Management
8 Elect James T. Lenehan For For Management
9 Elect Geoffrey Straub Martha For For Management
10 Elect Elizabeth G. Nabel For For Management
11 Elect Denise M. O'Leary For For Management
12 Elect Kendall J. Powell For For Management
13 Appointment of Auditor and Authority For For Management
to Set Fees
14 Advisory Vote on Executive Compensation For For Management
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Authority to Repurchase Shares For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Leslie A. Brun For For Management
2 Elect Thomas R. Cech For For Management
3 Elect Mary Ellen Coe For For Management
4 Elect Pamela J. Craig For For Management
5 Elect Kenneth C. Frazier For For Management
6 Elect Thomas H. Glocer For For Management
7 Elect Risa Lavizzo-Mourey For For Management
8 Elect Paul B. Rothman For For Management
9 Elect Patricia F. Russo For For Management
10 Elect Christine E. Seidman For For Management
11 Elect Inge G. Thulin For For Management
12 Elect Kathy J. Warden For For Management
13 Elect Peter C. Wendell For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
16 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
17 Shareholder Proposal Regarding Report Against Against Shareholder
on Tax Savings as a Result of the Tax
Cut and Jobs Act
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Cheryl W. Grise For For Management
2 Elect Carlos M. Gutierrez For For Management
3 Elect Gerald L. Hassell For For Management
4 Elect David L. Herzog For For Management
5 Elect R. Glenn Hubbard For For Management
6 Elect Edward J. Kelly, III For For Management
7 Elect William E. Kennard For For Management
8 Elect Michel A. Khalaf For For Management
9 Elect Catherine R. Kinney For For Management
10 Elect Diana McKenzie For For Management
11 Elect Denise M. Morrison For For Management
12 Elect Mark A. Weinberger For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
METTLER-TOLEDO INTERNATIONAL INC.
Ticker: MTD Security ID: 592688105
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert F. Spoerry For For Management
2 Elect Wah-Hui Chu For For Management
3 Elect Domitille Doat-Le Bigot For For Management
4 Elect Olivier A. Filliol For For Management
5 Elect Elisha W. Finney For For Management
6 Elect Richard Francis For For Management
7 Elect Michael A. Kelly For For Management
8 Elect Thomas P. Salice For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 16, 2020 Meeting Type: Annual
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert L. Bailey For For Management
2 Elect Richard M. Beyer For For Management
3 Elect Steven J. Gomo For For Management
4 Elect Mary Pat McCarthy For For Management
5 Elect Sanjay Mehrotra For For Management
6 Elect Robert E. Switz For For Management
7 Elect MaryAnn Wright For For Management
8 Advisory Vote on Executive Compensation For For Management
9 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William H. Gates III For For Management
2 Elect Reid G. Hoffman For For Management
3 Elect Hugh F. Johnston For For Management
4 Elect Teri L. List-Stoll For For Management
5 Elect Satya Nadella For For Management
6 Elect Sandra E. Peterson For For Management
7 Elect Penny S. Pritzker For For Management
8 Elect Charles W. Scharf For For Management
9 Elect Arne M. Sorenson For For Management
10 Elect John W. Stanton For For Management
11 Elect John W. Thompson For For Management
12 Elect Emma N. Walmsley For For Management
13 Elect Padmasree Warrior For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
16 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
17 Shareholder Proposal Regarding Median Against Against Shareholder
Gender Pay Equity Report
--------------------------------------------------------------------------------
MID-AMERICA APARTMENT COMMUNITIES, INC.
Ticker: MAA Security ID: 59522J103
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect H. Eric Bolton, Jr. For For Management
2 Elect Russell R. French For For Management
3 Elect Alan B. Graf, Jr. For For Management
4 Elect Toni Jennings For For Management
5 Elect James K. Lowder For For Management
6 Elect Thomas H. Lowder For For Management
7 Elect Monica McGurk For For Management
8 Elect Claude B. Nielsen For For Management
9 Elect Philip W. Norwood For For Management
10 Elect W. Reid Sanders For For Management
11 Elect Gary Shorb For For Management
12 Elect David P. Stockert For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MKS INSTRUMENTS, INC.
Ticker: MKSI Security ID: 55306N104
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Joseph B. Donahue For For Management
1.2 Elect Janice K. Henry For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MOLINA HEALTHCARE, INC.
Ticker: MOH Security ID: 60855R100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ronna E. Romney For For Management
2 Elect Dale Wolf For For Management
3 Elect Joseph M. Zubretsky For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION
Ticker: MNST Security ID: 61174X109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Rodney C. Sacks For For Management
1.2 Elect Hilton H. Schlosberg For For Management
1.3 Elect Mark J. Hall For For Management
1.4 Elect Kathleen E. Ciaramello For For Management
1.5 Elect Gary P. Fayard For For Management
1.6 Elect Jeanne P. Jackson For For Management
1.7 Elect Steven G. Pizula For For Management
1.8 Elect Benjamin M. Polk For For Management
1.9 Elect Sydney Selati For For Management
1.10 Elect Mark S. Vidergauz For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Approval of the 2020 Omnibus Incentive For For Management
Plan
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Basil L. Anderson For For Management
2 Elect Jorge A. Bermudez For For Management
3 Elect Therese Esperdy For For Management
4 Elect Vincent A. Forlenza For For Management
5 Elect Kathryn M. Hill For For Management
6 Elect Raymond W. McDaniel, Jr. For For Management
7 Elect Henry A. McKinnell, Jr. For For Management
8 Elect Leslie F. Seidman For For Management
9 Elect Bruce Van Saun For For Management
10 Elimination of Supermajority For For Management
Requirement to Amend Governing
Documents
11 Elimination of Supermajority For For Management
Requirement to Remove Directors
12 Elimination of Supermajority For For Management
Requirement to Fill Vacancies and
Newly Created Directorships at a
Statutorily Required Special Meeting
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gregory Q. Brown For For Management
2 Elect Kenneth D. Denman For For Management
3 Elect Egon Durban For For Management
4 Elect Clayton M. Jones For For Management
5 Elect Judy C. Lewent For For Management
6 Elect Gregory K. Mondre For For Management
7 Elect Anne R. Pramaggiore For For Management
8 Elect Joseph M. Tucci For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Shareholder Proposal Regarding Against Against Shareholder
Political Contributions and
Expenditures Report
--------------------------------------------------------------------------------
NETFLIX, INC.
Ticker: NFLX Security ID: 64110L106
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Reed Hastings For For Management
2 Elect Jay C. Hoag For For Management
3 Elect Mathias Dopfner For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Approval of the 2020 Stock Plan For For Management
7 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
8 Shareholder Proposal Regarding Simple Against For Shareholder
Majority Vote
9 Shareholder Proposal Regarding EEO Against Against Shareholder
Policy Risk Report
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeffrey L. Berenson For For Management
2 Elect James E. Craddock For For Management
3 Elect Barbara J. Duganier For For Management
4 Elect Thomas J. Edelman For For Management
5 Elect Holli C. Ladhani For For Management
6 Elect David L. Stover For For Management
7 Elect Scott D. Urban For For Management
8 Elect William T. Van Kleef For For Management
9 Elect Martha B. Wyrsch For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For Against Management
12 Approval of the 2020 Long-Term For For Management
Incentive Plan
--------------------------------------------------------------------------------
NORWEGIAN CRUISE LINE HOLDINGS LTD.
Ticker: NCLH Security ID: G66721104
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David M. Abrams For For Management
2 Elect John W. Chidsey For For Management
3 Elect Russell W. Galbut For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Lloyd J. Austin, III For For Management
1.2 Elect Patrick J. Dempsey For For Management
1.3 Elect Christopher J. Kearney For For Management
1.4 Elect Laurette T. Koellner For For Management
1.5 Elect Joseph D. Rupp For For Management
1.6 Elect Leon J. Topalian For For Management
1.7 Elect John H. Walker For For Management
1.8 Elect Nadja Y. West For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Amendment to the 2014 Omnibus For For Management
Incentive Compensation Plan
--------------------------------------------------------------------------------
NUTRIEN LTD.
Ticker: NTR Security ID: 67077M108
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Christopher M. Burley For For Management
3 Elect Maura J. Clark For For Management
4 Elect David C. Everitt For For Management
5 Elect Russell K. Girling For For Management
6 Elect Miranda C. Hubbs For For Management
7 Elect Alice D. Laberge For For Management
8 Elect Consuelo E. Madere For For Management
9 Elect Charles V. Magro For For Management
10 Elect Keith G. Martell For For Management
11 Elect Aaron W. Regent For Against Management
12 Elect Mayo M. Schmidt For For Management
13 Appointment of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
NVIDIA CORPORATION
Ticker: NVDA Security ID: 67066G104
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert K. Burgess For For Management
2 Elect Tench Coxe For For Management
3 Elect Persis S. Drell For For Management
4 Elect Jen-Hsun Huang For For Management
5 Elect Dawn Hudson For For Management
6 Elect Harvey C. Jones For For Management
7 Elect Michael G. McCaffery For For Management
8 Elect Stephen C. Neal For For Management
9 Elect Mark L. Perry For For Management
10 Elect A. Brooke Seawell For For Management
11 Elect Mark A. Stevens For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Amendment to the 2007 Equity Incentive For For Management
Plan
15 Amendment to the 2012 Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
NVR, INC.
Ticker: NVR Security ID: 62944T105
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect C. E. Andrews For For Management
2 Elect Sallie B. Bailey For For Management
3 Elect Thomas D. Eckert For For Management
4 Elect Alfred E. Festa For For Management
5 Elect Manuel H. Johnson For For Management
6 Elect Alexandra A. Jung For For Management
7 Elect Mel Martinez For For Management
8 Elect William A. Moran For For Management
9 Elect David A. Preiser For For Management
10 Elect W. Grady Rosier For For Management
11 Elect Susan Williamson Ross For For Management
12 Elect Dwight C. Schar For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mark C. Pigott For For Management
2 Elect Alison J. Carnwath For For Management
3 Elect Franklin L. Feder For For Management
4 Elect R. Preston Feight For For Management
5 Elect Beth E. Ford For For Management
6 Elect Kirk S. Hachigian For For Management
7 Elect Roderick C. McGeary For For Management
8 Elect John M. Pigott For For Management
9 Elect Mark A. Schulz For For Management
10 Elect Gregory M. Spierkel For For Management
11 Elect Charles R. Williamson For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Amendment to Certificate of For For Management
Incorporation to Confirm Special
Meeting Rights
14 Shareholder Proposal Regard Right to Against Against Shareholder
Act By Written Consent
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Rodney C. Adkins For For Management
2 Elect Jonathan Christodoro For For Management
3 Elect John J. Donahoe II For For Management
4 Elect David W. Dorman For For Management
5 Elect Belinda J. Johnson For For Management
6 Elect Gail J. McGovern For For Management
7 Elect Deborah M. Messemer For For Management
8 Elect David M. Moffett For For Management
9 Elect Ann M. Sarnoff For For Management
10 Elect Daniel H. Schulman For For Management
11 Elect Frank D. Yeary For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
15 Shareholder Proposal Regarding Against Against Shareholder
Integration of Human and Indigenous
Peoples' Rights Policy in Corporate
Documents
--------------------------------------------------------------------------------
PENTAIR PLC
Ticker: PNR Security ID: G7S00T104
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mona Abutaleb Stephenson For For Management
2 Elect Glynis A. Bryan For For Management
3 Elect T. Michael Glenn For For Management
4 Elect Theodore L. Harris For For Management
5 Elect David A. Jones For For Management
6 Elect Michael T. Speetzen For For Management
7 Elect John L. Stauch For For Management
8 Elect Billie I. Williamson For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Appointment of Auditor and Authority For For Management
to Set Fees
11 2020 Share and Incentive Plan For For Management
12 Authority to Issue Shares w/ For For Management
Preemptive Rights
13 Authority to Issue Shares w/o For For Management
Preemptive Rights
14 Authority to Set Price Range for For For Management
Reissuance of Treasury Shares
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John P. Barnes For For Management
2 Elect Collin P. Baron For Against Management
3 Elect George P. Carter For For Management
4 Elect Jane P. Chwick For For Management
5 Elect William F. Cruger For For Management
6 Elect John K. Dwight For For Management
7 Elect Jerry Franklin For For Management
8 Elect Janet M. Hansen For For Management
9 Elect Nancy McAllister For For Management
10 Elect Mark W. Richards For For Management
11 Elect Kirk W. Walters For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shona L. Brown For For Management
2 Elect Cesar Conde For For Management
3 Elect Ian M. Cook For For Management
4 Elect Dina Dublon For For Management
5 Elect Richard W. Fisher For For Management
6 Elect Michelle D. Gass For For Management
7 Elect Ramon L. Laguarta For For Management
8 Elect David C. Page For For Management
9 Elect Robert C. Pohlad For For Management
10 Elect Daniel L. Vasella For For Management
11 Elect Darren Walker For For Management
12 Elect Alberto Weisser For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
16 Shareholder Proposal Regarding Report Against Against Shareholder
on Sugar and Public Health
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ronald E. Blaylock For For Management
2 Elect Albert Bourla For For Management
3 Elect W. Don Cornwell For For Management
4 Elect Joseph J. Echevarria For For Management
5 Elect Scott Gottlieb For For Management
6 Elect Helen H. Hobbs For For Management
7 Elect Susan Hockfield For For Management
8 Elect James M. Kilts For For Management
9 Elect Dan R. Littman For For Management
10 Elect Shantanu Narayen For For Management
11 Elect Suzanne Nora Johnson For For Management
12 Elect James Quincey For For Management
13 Elect James C. Smith For For Management
14 Ratification of Auditor For For Management
15 Advisory Vote on Executive Compensation For For Management
16 Shareholder proposal regarding right Against Against Shareholder
to act by written consent
17 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
18 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
19 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
20 Shareholder Proposal Regarding Gender Against For Shareholder
Pay Equity Report
21 Elect Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andre Calantzopoulos For For Management
2 Elect Louis C. Camilleri For For Management
3 Elect Werner Geissler For For Management
4 Elect Lisa A. Hook For For Management
5 Elect Jennifer Xin-Zhe Li For For Management
6 Elect Jun Makihara For For Management
7 Elect Kalpana Morparia For For Management
8 Elect Lucio A. Noto For For Management
9 Elect Frederik Paulsen For For Management
10 Elect Robert B. Polet For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
PINNACLE WEST CAPITAL CORPORATION
Ticker: PNW Security ID: 723484101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Glynis A. Bryan For For Management
1.2 Elect Denis A. Cortese For For Management
1.3 Elect Richard P. Fox For For Management
1.4 Elect Jeffrey B. Guldner For For Management
1.5 Elect Dale E. Klein For For Management
1.6 Elect Humberto S. Lopez For For Management
1.7 Elect Kathryn L. Munro For For Management
1.8 Elect Bruce J. Nordstrom For For Management
1.9 Elect Paula J. Sims For For Management
1.10 Elect James E. Trevathan, Jr. For For Management
1.11 Elect David P. Wagener For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
PINTEREST, INC.
Ticker: PINS Security ID: 72352L106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeffrey Jordan For For Management
2 Elect Jeremy Levine For Against Management
3 Elect Gokul Rajaram For For Management
4 Ratification of Auditor For For Management
5 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
PLANET FITNESS, INC.
Ticker: PLNT Security ID: 72703H101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Stephen Spinelli, Jr. For For Management
1.2 Elect Enshalla Anderson For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ronald L. Havner, Jr. For For Management
2 Elect Tamara Hughes Gustavson For For Management
3 Elect Uri P. Harkham For For Management
4 Elect Leslie Stone Heisz For For Management
5 Elect B. Wayne Hughes, Jr. For For Management
6 Elect Avedick B. Poladian For For Management
7 Elect Gary E. Pruitt For For Management
8 Elect John Reyes For For Management
9 Elect Joseph D. Russell, Jr. For For Management
10 Elect Tariq M Shaukat For For Management
11 Elect Ronald P. Spogli For For Management
12 Elect Daniel C. Staton For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Charles von Arentschildt For For Management
2 Elect Robert M. Dutkowsky For For Management
3 Elect Jeffrey N. Edwards For For Management
4 Elect Benjamin C. Esty For For Management
5 Elect Anne Gates For For Management
6 Elect Francis S. Godbold For For Management
7 Elect Thomas A. James For For Management
8 Elect Gordon L. Johnson For For Management
9 Elect Rodrick C. McGeary For For Management
10 Elect Paul C. Reilly For For Management
11 Elect Raj Seshadri For For Management
12 Elect Susan N. Story For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Amendment to the 2012 Stock Incentive For For Management
Plan
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
REGENERON PHARMACEUTICALS, INC.
Ticker: REGN Security ID: 75886F107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect N. Anthony Coles For For Management
2 Elect Joseph L. Goldstein For For Management
3 Elect Christine A. Poon For For Management
4 Elect P. Roy Vagelos For For Management
5 Elect Huda Y. Zoghbi For For Management
6 Ratification of Auditor For For Management
7 Amendment to the 2014 Long-Term For For Management
Incentive Plan
8 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
RELIANCE STEEL & ALUMINUM CO.
Ticker: RS Security ID: 759509102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Sarah J. Anderson For For Management
2 Elect Lisa L. Baldwin For For Management
3 Elect Karen W. Colonias For For Management
4 Elect John G. Figueroa For For Management
5 Elect David H. Hannah For For Management
6 Elect James D. Hoffman For For Management
7 Elect Mark V. Kaminski For For Management
8 Elect Robert A. McEvoy For For Management
9 Elect Andrew G. Sharkey III For For Management
10 Elect Douglas W. Stotlar For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Amendment to the 2015 Incentive Award For For Management
Plan
14 Amendment to the Director Equity Plan For For Management
15 Shareholder Proposal Regarding Proxy Against Against Shareholder
Access Bylaw Amendment
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Manuel Kadre For For Management
2 Elect Tomago Collins For For Management
3 Elect Thomas W. Handley For For Management
4 Elect Jennifer M. Kirk For For Management
5 Elect Michael Larson For For Management
6 Elect Kim S. Pegula For For Management
7 Elect Donald W. Slager For For Management
8 Elect James P. Snee For For Management
9 Elect Sandra M. Volpe For For Management
10 Elect Katharine Weymouth For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Approval of the 2021 Stock Incentive For For Management
Plan
--------------------------------------------------------------------------------
RINGCENTRAL, INC
Ticker: RNG Security ID: 76680R206
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Vladimir Shmunis For For Management
1.2 Elect Kenneth A. Goldman For Withhold Management
1.3 Elect Michelle R. McKenna For For Management
1.4 Elect Godfrey R. Sullivan For For Management
1.5 Elect Robert Theis For For Management
1.6 Elect Allan Thygesen For For Management
1.7 Elect Neil Williams For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 04, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Steven R. Kalmanson For For Management
1.2 Elect James P. Keane For For Management
1.3 Elect Pam Murphy For For Management
1.4 Elect Donald R. Parfet For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Approval of the 2020 Long-Term For For Management
Incentives Plan
--------------------------------------------------------------------------------
ROKU, INC.
Ticker: ROKU Security ID: 77543R102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alan S. Henricks For For Management
2 Elect Neil Hunt For For Management
3 Elect Anthony Wood For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Michael Balmuth For For Management
2 Elect K. Gunnar Bjorklund For For Management
3 Elect Michael J. Bush For For Management
4 Elect Norman A. Ferber For For Management
5 Elect Sharon D. Garrett For For Management
6 Elect Stephen D. Milligan For For Management
7 Elect Patricia H. Mueller For For Management
8 Elect George P. Orban For For Management
9 Elect Gregory L. Quesnel For For Management
10 Elect Larree M. Renda For For Management
11 Elect Barbara Rentler For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
ROYAL BANK OF CANADA
Ticker: RY Security ID: 780087102
Meeting Date: APR 08, 2020 Meeting Type: Annual
Record Date: FEB 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Elect Andrew A. Chisholm For For Management
3 Elect Jacynthe Cote For For Management
4 Elect Toos N. Daruvala For For Management
5 Elect David F. Denison For For Management
6 Elect Alice D. Laberge For For Management
7 Elect Michael H. McCain For For Management
8 Elect David I. McKay For For Management
9 Elect Heather Munroe-Blum For For Management
10 Elect Kathleen P. Taylor For For Management
11 Elect Maryann Turcke For For Management
12 Elect Bridget A. van Kralingen For For Management
13 Elect Thierry Vandal For For Management
14 Elect Frank Vettese For For Management
15 Elect Jeffery W. Yabuki For For Management
16 Appointment of Auditor For For Management
17 Advisory Vote on Executive Compensation For For Management
18 Shareholder Proposal Regarding Against Against Shareholder
Investments in Computer Systems
19 Shareholder Proposal Regarding Board Against Against Shareholder
Composition
20 Non-Voting Meeting Note N/A N/A Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John F. Brock For For Management
2 Elect Richard D. Fain For For Management
3 Elect Stephen R. Howe, Jr For For Management
4 Elect William L. Kimsey For For Management
5 Elect Maritza Gomez Montiel For For Management
6 Elect Ann S. Moore For For Management
7 Elect Eyal M. Ofer For For Management
8 Elect William K. Reilly For For Management
9 Elect Vagn Ove Sorensen For For Management
10 Elect Donald Thompson For For Management
11 Elect Arne Alexander Wilhelmsen For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Against For Shareholder
Political Contributions and
Expenditures Report
15 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
--------------------------------------------------------------------------------
SANWA HOLDINGS CORPORATION
Ticker: 5929 Security ID: J6858G104
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Non-Voting Meeting Note N/A N/A Management
2 Allocation of Profits/Dividends For For Management
3 Elect Toshitaka Takayama For For Management
4 Elect Yasushi Takayama For For Management
5 Elect Hiroatsu Fujisawa For For Management
6 Elect Hiroyuki Yamazaki For For Management
7 Elect Meiji Takayama For For Management
8 Elect Masanaka Yokota For For Management
9 Elect Teiko Zaima For For Management
10 Elect Tsunekatsu Yonezawa For For Management
11 Elect Akira Gokita For For Management
12 Elect Masanaka Yokota as Alternate For For Management
Audit Committee Director
--------------------------------------------------------------------------------
SEATTLE GENETICS, INC.
Ticker: SGEN Security ID: 812578102
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David W. Gryska For For Management
2 Elect John A. Orwin For For Management
3 Elect Alpna Seth For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Amendment to the 2007 Equity Incentive For For Management
Plan
6 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SERVICENOW, INC.
Ticker: NOW Security ID: 81762P102
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William R. McDermott For For Management
2 Elect Anita M. Sands For For Management
3 Elect Dennis M. Woodside For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
6 Repeal of Classified Board For For Management
7 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
SL GREEN REALTY CORP.
Ticker: SLG Security ID: 78440X101
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John H. Alschuler For For Management
2 Elect Betsy Atkins For For Management
3 Elect Edwin Burton III For For Management
4 Elect Lauren B. Dillard For For Management
5 Elect Stephen L. Green For For Management
6 Elect Craig M. Hatkoff For For Management
7 Elect Marc Holliday For For Management
8 Elect John S. Levy For For Management
9 Elect Andrew W. Mathias For For Management
10 Advisory Vote on Executive Compensation For Against Management
11 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SLACK TECHNOLOGIES, INC.
Ticker: WORK Security ID: 83088V102
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Stewart Butterfield For For Management
1.2 Elect John OFarrell For For Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SLM CORPORATION
Ticker: SLM Security ID: 78442P106
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Paul G. Child For For Management
2 Elect Mary Carter Warren Franke For For Management
3 Elect Earl A. Goode For For Management
4 Elect Marianne M. Keler For For Management
5 Elect Mark L. Lavelle For For Management
6 Elect Jim Matheson For For Management
7 Elect Frank C. Puleo For For Management
8 Elect Vivian C. Schneck-Last For For Management
9 Elect William N. Shiebler For For Management
10 Elect Robert S. Strong For For Management
11 Elect Jonathan W. Witter For For Management
12 Elect Kirsten O. Wolberg For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect David W. Biegler For For Management
2 Elect J. Veronica Biggins For For Management
3 Elect Douglas H. Brooks For For Management
4 Elect William H. Cunningham For For Management
5 Elect John G. Denison For For Management
6 Elect Thomas W. Gilligan For For Management
7 Elect Gary C. Kelly For For Management
8 Elect Grace D. Lieblein For For Management
9 Elect Nancy B. Loeffler For For Management
10 Elect John T. Montford For For Management
11 Elect Ron Ricks For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
15 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
16 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect John G. Connors For For Management
2 Elect Patricia Morrison For For Management
3 Elect Stephen Newberry For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A.
Ticker: SPOT Security ID: L8681T102
Meeting Date: JAN 08, 2020 Meeting Type: Special
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Barry McCarthy For For Management
--------------------------------------------------------------------------------
SPOTIFY TECHNOLOGY S.A.
Ticker: SPOT Security ID: L8681T102
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accounts and Reports For For Management
2 Allocation of Profits/Dividends For For Management
3 Ratification of Board Acts For For Management
4 Elect Daniel Ek For For Management
5 Elect Martin Lorentzon For For Management
6 Elect Shishir S. Mehrotra For For Management
7 Elect Christopher P. Marshall For Against Management
8 Elect Barry McCarthy For For Management
9 Elect Heidi O'Neill For For Management
10 Elect Theodore A. Sarandos For For Management
11 Elect Thomas O. Staggs For For Management
12 Elect Cristina Stenbeck For For Management
13 Elect Padmasree Warrior For For Management
14 Appointment of Auditor For For Management
15 Directors' Fees For Against Management
16 Authorization of Legal Formalities For For Management
--------------------------------------------------------------------------------
SPX FLOW, INC.
Ticker: FLOW Security ID: 78469X107
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert F. Hull, Jr. For For Management
2 Elect David V. Singer For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Roelof F. Botha For For Management
1.2 Elect Amy Brooks For For Management
1.3 Elect Jim McKelvey For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
4 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
--------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
Ticker: SHOO Security ID: 556269108
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Edward R. Rosenfeld For For Management
1.2 Elect Al Ferrara For For Management
1.3 Elect Mitchell S. Klipper For For Management
1.4 Elect Rose Peabody Lynch For For Management
1.5 Elect Peter Migliorini For For Management
1.6 Elect Ravi Sachdev For For Management
1.7 Elect Thomas H. Schwartz For For Management
1.8 Elect Robert Smith For For Management
1.9 Elect Amelia Newton Varela For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mary K. Brainerd For For Management
2 Elect Srikant M. Datar For For Management
3 Elect Roch Doliveux For For Management
4 Elect Allan C. Golston For For Management
5 Elect Kevin A. Lobo For For Management
6 Elect Sherilyn S. McCoy For For Management
7 Elect Andrew K. Silvernail For For Management
8 Elect Lisa M. Skeete Tatum For For Management
9 Elect Ronda E. Stryker For For Management
10 Elect Rajeev Suri For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Shareholder Proposal Regarding Report Against Against Shareholder
on Non-Management Employee
Representation on the Board
--------------------------------------------------------------------------------
T-MOBILE US, INC.
Ticker: TMUS Security ID: 872590104
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Marcelo Claure For Withhold Management
1.2 Elect Srikant M. Datar For For Management
1.3 Elect Ronald D. Fisher For Withhold Management
1.4 Elect Srini Gopalan For Withhold Management
1.5 Elect Lawrence H. Guffey For For Management
1.6 Elect Timotheus Hottges For Withhold Management
1.7 Elect Christian P. Illek For Withhold Management
1.8 Elect Stephen R. Kappes For For Management
1.9 Elect Raphael Kubler For Withhold Management
1.10 Elect Thorsten Langheim For Withhold Management
1.11 Elect G. Michael Sievert For For Management
1.12 Elect Teresa A. Taylor For Withhold Management
1.13 Elect Kelvin R. Westbrook For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For Against Management
4 Shareholder Proposal Regarding Against For Shareholder
Compensation in the Event of a Change
in Control
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger/Acquisition For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TE CONNECTIVITY LTD.
Ticker: TEL Security ID: H84989104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Pierre R. Brondeau For For Management
2 Elect Terrence R. Curtin For For Management
3 Elect Carol A. Davidson For For Management
4 Elect Lynn A. Dugle For For Management
5 Elect William A. Jeffrey For For Management
6 Elect David M. Kerko For For Management
7 Elect Thomas J. Lynch For For Management
8 Elect Yong Nam For For Management
9 Elect Daniel J. Phelan For For Management
10 Elect Abhijit Y. Talwalkar For For Management
11 Elect Mark C. Trudeau For For Management
12 Elect Dawn C. Willoughby For For Management
13 Elect Laura H. Wright For For Management
14 Appoint Thomas J. Lynch as Board Chair For For Management
15 Elect Daniel J. Phelan as Management For For Management
Development and Compensation Committee
Member
16 Elect Abhijit Y. Talwalkar as For For Management
Management Development and
Compensation Committee Member
17 Elect Mark C. Trudeau as Management For For Management
Development and Compensation Committee
Member
18 Elect Dawn C. Willoughby as Management For For Management
Development and Compensation Committee
Member
19 Appointment of Independent Proxy For For Management
20 Approval of Annual Report For For Management
21 Approval of Statutory Financial For For Management
Statements
22 Approval of Consolidated Financial For For Management
Statements
23 Ratification of Board and Management For For Management
Acts
24 Appointment of Statutory Auditor For For Management
25 Appointment of Swiss Registered Auditor For For Management
26 Appointment of Special Auditor For For Management
27 Advisory Vote on Executive Compensation For For Management
28 Executive Compensation For For Management
29 Board Compensation For For Management
30 Allocation of Profits For For Management
31 Dividend from Reserves For For Management
32 Renewal of Authorized Capital For For Management
33 Cancellation of Shares and Reduction For For Management
in Share Capital
34 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TELEFLEX INCORPORATED
Ticker: TFX Security ID: 879369106
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect George Babich, Jr. For For Management
2 Elect Gretchen R. Haggerty For For Management
3 Elect Liam J. Kelly For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
TENARIS S.A.
Ticker: TEN Security ID: 88031M109
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Presentation of Board and Auditor For For Management
Report
2 Consolidated Accounts and Reports For For Management
3 Accounts and Reports For For Management
4 Allocation of Profits/Dividends For For Management
5 Ratification of Board Acts For Against Management
6 Election of Directors (Slate) For Against Management
7 Remuneration Policy For Against Management
8 Remuneration Report For Against Management
9 Appointment of Auditor and Authority For For Management
to Set Fees
10 Authority to Repurchase Shares For For Management
11 Authorisation of Electronic For For Management
Communication
12 Increase in Authorised Capital For Against Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kermit R. Crawford For For Management
2 Elect Michael L. Eskew For For Management
3 Elect Margaret M. Keane For For Management
4 Elect Siddharth N. Mehta For For Management
5 Elect Jacques P. Perold For For Management
6 Elect Andrea Redmond For For Management
7 Elect Gregg M. Sherrill For For Management
8 Elect Judith A. Sprieser For For Management
9 Elect Perry M. Traquina For For Management
10 Elect Thomas J. Wilson For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William S. Haraf For For Management
2 Elect Frank C. Herringer For For Management
3 Elect Roger O. Walther For For Management
4 Ratification of Auditor For For Management
5 Advisory Vote on Executive Compensation For For Management
6 Amendment to the 2013 Stock Incentive For For Management
Plan
7 Adoption of Proxy Access For For Management
8 Shareholder Proposal Regarding Against Against Shareholder
Diversity and Pay Data Reporting
9 Shareholder Proposal Regarding Against Against Shareholder
Lobbying Report
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Merger/Acquisition For For Management
2 Authorization of Non-Voting Common For For Management
Stock
3 Right to Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Herbert A. Allen For For Management
2 Elect Marc Bolland For For Management
3 Elect Ana Patricia Botin-Sanz de For For Management
Sautuola y O'Shea
4 Elect Christopher C. Davis For For Management
5 Elect Barry Diller For For Management
6 Elect Helene D. Gayle For For Management
7 Elect Alexis M. Herman For For Management
8 Elect Robert A. Kotick For For Management
9 Elect Maria Elena Lagomasino For For Management
10 Elect James Quincey For For Management
11 Elect Caroline J. Tsay For For Management
12 Elect David B. Weinberg For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
15 Shareholder Proposal Regarding Report Against Against Shareholder
on Sugar and Public Health
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gerard J. Arpey For For Management
2 Elect Ari Bousbib For For Management
3 Elect Jeffery H. Boyd For For Management
4 Elect Gregory D. Brenneman For For Management
5 Elect J. Frank Brown For For Management
6 Elect Albert P. Carey For For Management
7 Elect Helena B. Foulkes For For Management
8 Elect Linda R. Gooden For For Management
9 Elect Wayne M. Hewett For For Management
10 Elect Manuel Kadre For For Management
11 Elect Stephanie C. Linnartz For For Management
12 Elect Craig A. Menear For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Shareholder Proposal Regarding Against Against Shareholder
Reducing Ownership Threshold Required
to Act by Written Consent
16 Shareholder Proposal Regarding Against Against Shareholder
Employment Diversity Report
17 Shareholder Proposal Regarding Against Against Shareholder
Retention of Shares Following
Termination of Employment
18 Shareholder Proposal Regarding Report Against Against Shareholder
on Political Expenditures and Values
Congruency
--------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION
Ticker: MIDD Security ID: 596278101
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Sarah Palisi Chapin For For Management
1.2 Elect Timothy J. Fitzgerald For For Management
1.3 Elect Cathy L. McCarthy For For Management
1.4 Elect John R. Miller III For For Management
1.5 Elect Robert A. Nerbonne For For Management
1.6 Elect Gordon O'Brien For For Management
1.7 Elect Nassem Ziyad For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Joseph Alvarado For For Management
2 Elect Charles E. Bunch For For Management
3 Elect Debra A. Cafaro For For Management
4 Elect Marjorie Rodgers Cheshire For For Management
5 Elect William S. Demchak For For Management
6 Elect Andrew T. Feldstein For For Management
7 Elect Richard J. Harshman For For Management
8 Elect Daniel R. Hesse For For Management
9 Elect Linda R. Medler For For Management
10 Elect Martin Pfinsgraff For For Management
11 Elect Toni Townes-Whitley For For Management
12 Elect Michael J. Ward For For Management
13 Ratification of Auditor For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Approval of The 2020 Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Philip F. Bleser For For Management
2 Elect Stuart B. Burgdoerfer For For Management
3 Elect Pamela J. Craig For For Management
4 Elect Charles A. Davis For For Management
5 Elect Roger N. Farah For For Management
6 Elect Lawton W. Fitt For For Management
7 Elect Susan Patricia Griffith For For Management
8 Elect Jeffrey D. Kelly For For Management
9 Elect Patrick H. Nettles For For Management
10 Elect Barbara R. Snyder For For Management
11 Elect Jan E. Tighe For For Management
12 Elect Kahina Van Dyke For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kerrii B. Anderson For For Management
2 Elect Arthur F. Anton For For Management
3 Elect Jeff M. Fettig For For Management
4 Elect Richard J. Kramer For For Management
5 Elect Susan J. Kropf For For Management
6 Elect John G. Morikis For For Management
7 Elect Christine A. Poon For For Management
8 Elect Michael H. Thaman For For Management
9 Elect Matthew Thornton III For For Management
10 Elect Steven H. Wunning For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Janaki Akella For For Management
2 Elect Juanita Powell Baranco For For Management
3 Elect Jon A. Boscia For For Management
4 Elect Henry A. Clark III For For Management
5 Elect Anthony F. Earley, Jr. For For Management
6 Elect Thomas A. Fanning For For Management
7 Elect David J. Grain For For Management
8 Elect Donald M. James For For Management
9 Elect John D. Johns For For Management
10 Elect Dale E. Klein For For Management
11 Elect Ernest J. Moniz For For Management
12 Elect William G. Smith, Jr. For For Management
13 Elect Steven R. Specker For For Management
14 Elect E. Jenner Wood III For For Management
15 Advisory Vote on Executive Compensation For Against Management
16 Ratification of Auditor For For Management
17 Shareholder Proposal Regarding Against For Shareholder
Independent Chair
18 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zein Abdalla For For Management
2 Elect Alan M. Bennett For For Management
3 Elect Rosemary T. Berkery For For Management
4 Elect David T. Ching For For Management
5 Elect Ernie Herrman For For Management
6 Elect Michael F. Hines For For Management
7 Elect Amy B. Lane For For Management
8 Elect Carol Meyrowitz For For Management
9 Elect Jackwyn L. Nemerov For For Management
10 Elect John F. O'Brien For For Management
11 Elect Willow B. Shire For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Report Against Against Shareholder
on Chemicals
15 Shareholder Proposal Regarding Report Against Against Shareholder
on Animal Welfare
16 Shareholder Proposal Regarding Against Against Shareholder
Employee Salary Considerations When
Setting Executive Compensation
17 Shareholder Proposal Regarding Against Against Shareholder
Reporting on Required Retention of
Shares Until Normal Retirement Age
--------------------------------------------------------------------------------
THE TRADE DESK, INC
Ticker: TTD Security ID: 88339J105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeff T. Green For For Management
2 Elect Eric B. Paley For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alan L. Beller For For Management
2 Elect Janet M. Dolan For For Management
3 Elect Patricia L. Higgins For For Management
4 Elect William J. Kane For For Management
5 Elect Clarence Otis, Jr. For For Management
6 Elect Elizabeth E. Robinson For For Management
7 Elect Philip T. Ruegger III For For Management
8 Elect Todd C. Schermerhorn For For Management
9 Elect Alan D. Schnitzer For For Management
10 Elect Donald J. Shepard For For Management
11 Elect Laurie J. Thomsen For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Susan E. Arnold For For Management
2 Elect Mary T. Barra For For Management
3 Elect Safra A. Catz For For Management
4 Elect Francis A. deSouza For For Management
5 Elect Michael B.G. Froman For For Management
6 Elect Robert A. Iger For For Management
7 Elect Maria Elena Lagomasino For For Management
8 Elect Mark G. Parker For For Management
9 Elect Derica W. Rice For For Management
10 Ratification of Auditor For For Management
11 Advisory Vote on Executive Compensation For Against Management
12 Amendment to the 2011 Stock Incentive For For Management
Plan
13 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Marc N. Casper For For Management
2 Elect Nelson J. Chai For For Management
3 Elect C. Martin Harris For For Management
4 Elect Tyler Jacks For For Management
5 Elect Judy C. Lewent For For Management
6 Elect Thomas J. Lynch For For Management
7 Elect Jim P. Manzi For For Management
8 Elect James C. Mullen For For Management
9 Elect Lars Rebien Sorensen For For Management
10 Elect Debora L. Spar For For Management
11 Elect Scott M. Sperling For For Management
12 Elect Dion J. Weisler For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
TRACTOR SUPPLY COMPANY
Ticker: TSCO Security ID: 892356106
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Cynthia T. Jamison For For Management
1.2 Elect Ricardo Cardenas For For Management
1.3 Elect Denise L. Jackson For For Management
1.4 Elect Thomas A. Kingsbury For For Management
1.5 Elect Ramkumar Krishnan For For Management
1.6 Elect George MacKenzie For For Management
1.7 Elect Edna K. Morris For For Management
1.8 Elect Mark J. Weikel For For Management
1.9 Elect Harry A. Lawton III For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
4 Elimination of Supermajority For For Management
Requirement
--------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC
Ticker: TT Security ID: G8994E103
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kirk E. Arnold For For Management
2 Elect Ann C. Berzin For For Management
3 Elect John Bruton For For Management
4 Elect Jared L. Cohon For For Management
5 Elect Gary D. Forsee For For Management
6 Elect Linda P. Hudson For For Management
7 Elect Michael W. Lamach For For Management
8 Elect Myles P. Lee For For Management
9 Elect Karen B. Peetz For For Management
10 Elect John P. Surma For For Management
11 Elect Richard J. Swift For For Management
12 Elect Tony L. White For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Appointment of Auditor and Authority For For Management
to Set Fees
15 Authority to Issue Shares w/ For For Management
Preemptive Rights
16 Authority to Issue Shares w/o For For Management
Preemptive Rights
17 Issuance of Treasury Shares For For Management
--------------------------------------------------------------------------------
TRANSUNION
Ticker: TRU Security ID: 89400J107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Repeal of Classified Board For For Management
2 Elimination of Supermajority For For Management
Requirements to Amend Governance
Documents
3 Elimination of Supermajority For For Management
Requirements to Remove Directors
4 Amend the Charter to Remove the For For Management
Corporate Opportunity Waiver
5 Amend the Articles to Remove Certain For For Management
Provisions Related to the Company's
Former Sponsors
6 Elect Suzanne P. Clark For For Management
7 Elect Kermit R. Crawford For For Management
8 Elect Thomas L. Monahan III For For Management
9 Amendment to the 2015 Omnibus For For Management
Incentive Plan
10 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
UBER TECHNOLOGIES, INC.
Ticker: UBER Security ID: 90353T100
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Ronald D. Sugar For For Management
2 Elect Ursula M. Burns For For Management
3 Elect Robert A. Eckert For For Management
4 Elect Amanda Ginsberg For For Management
5 Elect Dara Kosorowshahi For For Management
6 Elect Wan Ling Martello For For Management
7 Elect Yasir bin Othman Al-Rumayyan For For Management
8 Elect John A. Thain For For Management
9 Elect David Trujillo For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Katherine A. Cattanach For For Management
2 Elect Jon A. Grove For For Management
3 Elect Mary Ann King For For Management
4 Elect James D. Klingbeil For For Management
5 Elect Clint D. McDonnough For For Management
6 Elect Robert A. McNamara For For Management
7 Elect Mark R. Patterson For For Management
8 Elect Thomas W. Toomey For For Management
9 Ratification of Auditor For Against Management
10 Advisory Vote on Executive Compensation For Against Management
--------------------------------------------------------------------------------
UGI CORPORATION
Ticker: UGI Security ID: 902681105
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: NOV 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect M. Shawn Bort For For Management
2 Elect Theodore A. Dosch For For Management
3 Elect Alan N. Harris For For Management
4 Elect Frank S. Hermance For For Management
5 Elect William J. Marrazzo For For Management
6 Elect Kelly A. Romano For For Management
7 Elect Marvin O. Schlanger For For Management
8 Elect James B. Stallings, Jr. For For Management
9 Elect Richard Turner For For Management
10 Elect John L. Walsh For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
UNDER ARMOUR, INC.
Ticker: UAA Security ID: 904311107
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Kevin A. Plank For For Management
1.2 Elect George W. Bodenheimer For For Management
1.3 Elect Douglas E. Coltharp For For Management
1.4 Elect Jerri L. DeVard For For Management
1.5 Elect Mohamed A. El-Erian For For Management
1.6 Elect Patrik Frisk For For Management
1.7 Elect Karen W. Katz For For Management
1.8 Elect Eric T. Olson For For Management
1.9 Elect Harvey L. Sanders For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Amendment Regarding Shareholder Right For For Management
to Amend Bylaws
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Andrew H. Card, Jr. For For Management
2 Elect William J. DeLaney For For Management
3 Elect David B. Dillon For For Management
4 Elect Lance M. Fritz For For Management
5 Elect Deborah C. Hopkins For For Management
6 Elect Jane H. Lute For For Management
7 Elect Michael R. McCarthy For For Management
8 Elect Thomas F. McLarty III For For Management
9 Elect Bhavesh V. Patel For For Management
10 Elect Jose H. Villarreal For For Management
11 Elect Christopher J. Williams For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
14 Shareholder Proposal Regarding Against Against Shareholder
Independent Chair
15 Shareholder Proposal Regarding Report Against For Shareholder
on Plans to Reduce Total Contribution
to Climate Change
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Richard T. Burke For For Management
2 Elect Timothy P. Flynn For For Management
3 Elect Stephen J. Hemsley For For Management
4 Elect Michele J. Hooper For For Management
5 Elect F. William McNabb, III For For Management
6 Elect Valerie C. Montgomery Rice For For Management
7 Elect John H. Noseworthy For For Management
8 Elect Glenn M. Renwick For For Management
9 Elect David S. Wichmann For For Management
10 Elect Gail R. Wilensky For For Management
11 Advisory Vote on Executive Compensation For For Management
12 Ratification of Auditor For For Management
13 Approval of the 2020 Stock Incentive For For Management
Plan
14 Shareholder Proposal Regarding Against Against Shareholder
Shareholder Approval of Bylaw
Amendments
--------------------------------------------------------------------------------
UNUM GROUP
Ticker: UNM Security ID: 91529Y106
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Theodore H. Bunting, Jr. For For Management
2 Elect Susan L. Cross For For Management
3 Elect Susan D. DeVore For For Management
4 Elect Joseph J. Echevarria For For Management
5 Elect Cynthia L. Egan For For Management
6 Elect Kevin T. Kabat For For Management
7 Elect Timothy F. Keaney For For Management
8 Elect Gloria C. Larson For For Management
9 Elect Richard P. McKenney For For Management
10 Elect Ronald. P. O'Hanley For For Management
11 Elect Francis J. Shammo For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
14 Approval of the 2020 Employee Stock For For Management
Purchase Plan
15 Savings-Related Share Option Scheme For For Management
2021
--------------------------------------------------------------------------------
US FOODS HOLDING CORP.
Ticker: USFD Security ID: 912008109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Court D. Carruthers For For Management
2 Elect David M. Tehle For For Management
3 Elect Ann E. Ziegler For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VAIL RESORTS, INC.
Ticker: MTN Security ID: 91879Q109
Meeting Date: DEC 05, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Susan L. Decker For For Management
2 Elect Robert A. Katz For For Management
3 Elect John T. Redmond For For Management
4 Elect Michelle Romanow For For Management
5 Elect Hilary A. Schneider For For Management
6 Elect D. Bruce Sewell For For Management
7 Elect John F. Sorte For For Management
8 Elect Peter A. Vaughn For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Mark Carges For For Management
1.2 Elect Paul E. Chamberlain For For Management
1.3 Elect Paul Sekhri For Withhold Management
2 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VEONEER, INC.
Ticker: VNE Security ID: 92336X109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Mary Louise Cummings For For Management
2 Elect Kazuhiko Sakamoto For For Management
3 Elect Wolfgang Ziebart For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Elimination of Supermajority For For Management
Requirement
6 Repeal of Classified Board For For Management
7 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VERISIGN, INC.
Ticker: VRSN Security ID: 92343E102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect D. James Bidzos For For Management
2 Elect Yehuda Ari Buchalter For For Management
3 Elect Kathleen A. Cote For For Management
4 Elect Thomas F. Frist, III For For Management
5 Elect Jamie S. Gorelick For For Management
6 Elect Roger H. Moore For For Management
7 Elect Louis A. Simpson For For Management
8 Elect Timothy Tomlinson For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Ratification of Auditor For For Management
11 Shareholder Proposal Regarding Right Against Against Shareholder
to Act by Written Consent
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Shellye L. Archambeau For For Management
2 Elect Mark T. Bertolini For For Management
3 Elect Vittorio Colao For For Management
4 Elect Melanie L. Healey For For Management
5 Elect Clarence Otis, Jr. For For Management
6 Elect Daniel H. Schulman For For Management
7 Elect Rodney E. Slater For For Management
8 Elect Hans Vestberg For For Management
9 Elect Gregory G. Weaver For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Ratification of Auditor For For Management
12 Shareholder Proposal Regarding Against Against Shareholder
Executive Deferral Plan
13 Shareholder Proposal Regarding Right Against For Shareholder
to Call Special Meetings
14 Shareholder Proposal Regarding Against For Shareholder
Lobbying Report
15 Shareholder Proposal Regarding Linking Against Against Shareholder
Executive Pay to Data Privacy
16 Shareholder Proposal Regarding Against For Shareholder
Severance Approval Policy
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect James R. Abrahamson For For Management
2 Elect Diana F. Cantor For For Management
3 Elect Monica H. Douglas For For Management
4 Elect Elizabeth Holland For For Management
5 Elect Craig Macnab For For Management
6 Elect Edward B. Pitoniak For For Management
7 Elect Michael D. Rumbolz For For Management
8 Ratification of Auditor For For Management
9 Advisory Vote on Executive Compensation For For Management
10 Elimination of Supermajority Voting For For Management
Provisions
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lloyd A. Carney For For Management
2 Elect Mary B. Cranston For For Management
3 Elect Francisco Javier For For Management
Fernandez-Carbajal
4 Elect Alfred F. Kelly, Jr. For For Management
5 Elect Ramon L. Laguarta For For Management
6 Elect John F. Lundgren For For Management
7 Elect Robert W. Matschullat For For Management
8 Elect Denise M. Morrison For For Management
9 Elect Suzanne Nora Johnson For For Management
10 Elect John A.C. Swainson For For Management
11 Elect Maynard G. Webb, Jr. For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
VOYA FINANCIAL, INC.
Ticker: VOYA Security ID: 929089100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lynne Biggar For For Management
2 Elect Jane P. Chwick For For Management
3 Elect Kathleen DeRose For For Management
4 Elect Ruth Ann M. Gillis For For Management
5 Elect J. Barry Griswell For For Management
6 Elect Rodney O. Martin, Jr. For For Management
7 Elect Byron H. Pollitt, Jr. For For Management
8 Elect Joseph V. Tripodi For For Management
9 Elect David K. Zwiener For For Management
10 Advisory Vote on Executive Compensation For For Management
11 Ratification of Auditor For For Management
12 Frequency of Advisory Vote on 1 Year 1 Year Management
Executive Compensation
--------------------------------------------------------------------------------
WASTE CONNECTIONS, INC.
Ticker: WCN Security ID: 94106B101
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Ronald J. Mittelstaedt For For Management
1.2 Elect Edward E. Guillet For For Management
1.3 Elect Michael W. Harlan For For Management
1.4 Elect Larry S. Hughes For For Management
1.5 Elect Worthing F. Jackman For For Management
1.6 Elect Elise L. Jordan For For Management
1.7 Elect Susan Lee For For Management
1.8 Elect William J. Razzouk For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Appointment of Auditor and Authority For For Management
to Set Fees
4 Approval of the 2020 Employee Share For For Management
Purchase Plan
--------------------------------------------------------------------------------
WELLTOWER INC.
Ticker: WELL Security ID: 95040Q104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Kenneth J. Bacon For For Management
2 Elect Thomas J. DeRosa For For Management
3 Elect Karen B. DeSalvo For For Management
4 Elect Jeffrey H. Donahue For For Management
5 Elect Sharon M. Oster For For Management
6 Elect Sergio D. Rivera For For Management
7 Elect Johnese M. Spisso For For Management
8 Elect Kathryn M. Sullivan For For Management
9 Ratification of Auditor For For Management
10 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION
Ticker: WAB Security ID: 929740108
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Rafael Santana For For Management
1.2 Elect Lee B. Foster II For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Amendment to the 2011 Stock Incentive For For Management
Plan
4 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WEX INC.
Ticker: WEX Security ID: 96208T104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Susan Sobbott For For Management
2 Elect Stephen Smith For For Management
3 Elect James R. Groch For For Management
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Samuel R. Allen For For Management
2 Elect Marc R. Bitzer For For Management
3 Elect Greg Creed For For Management
4 Elect Gary T. DiCamillo For For Management
5 Elect Diane M. Dietz For For Management
6 Elect Geraldine Elliott For For Management
7 Elect Jennifer A. LaClair For For Management
8 Elect John D. Liu For For Management
9 Elect James M. Loree For For Management
10 Elect Harish Manwani For For Management
11 Elect Patricia K. Poppe For For Management
12 Elect Larry O. Spencer For For Management
13 Elect Michael D. White For For Management
14 Advisory Vote on Executive Compensation For For Management
15 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WHITE MOUNTAINS INSURANCE GROUP, LTD.
Ticker: WTM Security ID: G9618E107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect G. Manning Rountree For For Management
1.2 Elect Mary C. Choksi For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Michael C. Bush For For Management
1.2 Elect Christa Davies For For Management
1.3 Elect Michael Stankey For For Management
1.4 Elect George J. Still Jr. For For Management
2 Ratification of Auditor For For Management
3 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
WYNDHAM DESTINATIONS, INC.
Ticker: WYND Security ID: 98310W108
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Louise F. Brady For For Management
1.2 Elect Michael D. Brown For For Management
1.3 Elect James E. Buckman For For Management
1.4 Elect George Herrera For For Management
1.5 Elect Stephen P. Holmes For For Management
1.6 Elect Denny Marie Post For For Management
1.7 Elect Ronald L. Rickles For For Management
1.8 Elect Michael H. Wargotz For For Management
2 Advisory Vote on Executive Compensation For For Management
3 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
WYNDHAM HOTELS & RESORTS, INC.
Ticker: WH Security ID: 98311A105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Myra J. Biblowit For For Management
1.2 Elect Bruce B. Churchill For For Management
1.3 Elect Pauline D.E. Richards For For Management
2 Elimination of Supermajority For For Management
Requirement Relating to Amendments to
Company's Certificate of Incorporation
or By-Laws
3 Elimination of Supermajority For For Management
Requirement Relating to the Removal of
Directors
4 Advisory Vote on Executive Compensation For For Management
5 Ratification of Auditor For For Management
--------------------------------------------------------------------------------
XYLEM INC.
Ticker: XYL Security ID: 98419M100
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jeanne Beliveau-Dunn For For Management
2 Elect Patrick K. Decker For For Management
3 Elect Robert F. Friel For For Management
4 Elect Jorge M. Gomez For For Management
5 Elect Victoria D. Harker For For Management
6 Elect Sten Jakobsson For For Management
7 Elect Steven R. Loranger For For Management
8 Elect Surya N. Mohapatra For For Management
9 Elect Jerome A. Peribere For For Management
10 Elect Markos I. Tambakeras For For Management
11 Ratification of Auditor For For Management
12 Advisory Vote on Executive Compensation For For Management
13 Shareholder Proposal Regarding Right Against Against Shareholder
to Call Special Meetings
--------------------------------------------------------------------------------
ZIONS BANCORPORATION, NATIONAL ASSOCIATION
Ticker: ZION Security ID: 989701107
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Jerry C. Atkin For For Management
2 Elect Gary L. Crittenden For For Management
3 Elect Suren K. Gupta For For Management
4 Elect J. David Heaney For For Management
5 Elect Vivian S. Lee For For Management
6 Elect Scott J. McLean For For Management
7 Elect Edward F. Murphy For For Management
8 Elect Stephen D. Quinn For For Management
9 Elect Harris H. Simmons For For Management
10 Elect Aaron B. Skonnard For For Management
11 Elect Barbara A. Yastine For For Management
12 Ratification of Auditor For For Management
13 Advisory Vote on Executive Compensation For For Management
--------------------------------------------------------------------------------
ZOOM VIDEO COMMUNICATIONS, INC.
Ticker: ZM Security ID: 98980L101
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Peter Gassner For For Management
1.2 Elect Eric Yuan For For Management
1.3 Elect H. R. McMaster For For Management
2 Ratification of Auditor For For Management
========================= Delaware International Fund ==========================
AIR LIQUIDE SA
Ticker: AI Security ID: F01764103
Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.70 per Share and an
Extra of EUR 0.27 per Share to Long
Term Registered Shares
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Brian Gilvary as Director For For Management
6 Elect Anette Bronder as Director For For Management
7 Elect Kim Ann Mink as Director For For Management
8 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
9 Approve Compensation of Benoit Potier For For Management
10 Approve Compensation Report for For For Management
Corporate Officers
11 Approve Remuneration Policy of For For Management
Corporate Officers
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.3 Million
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Capitalization of Reserves For For Management
of Up to EUR 300 Million for Bonus
Issue or Increase in Par Value
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representative
18 Amend Article 15 of Bylaws Re: Board For For Management
Powers
19 Amend Article 16 of Bylaws Re: Board For For Management
Members Remuneration
20 Amend Article 9 of Bylaws Re: For For Management
Shareholding Disclosure Thresholds
21 Amend Articles 15 and 19 of Bylaws Re: For For Management
Delegate Power to Board Members
22 Amend Article 4 of Bylaws Re: Company For For Management
Duration
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS LTD.
Ticker: 2502 Security ID: J02100113
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 48
2.1 Elect Director Izumiya, Naoki For For Management
2.2 Elect Director Koji, Akiyoshi For For Management
2.3 Elect Director Katsuki, Atsushi For For Management
2.4 Elect Director Hemmi, Yutaka For For Management
2.5 Elect Director Taemin Park For For Management
2.6 Elect Director Tanimura, Keizo For For Management
2.7 Elect Director Kosaka, Tatsuro For For Management
2.8 Elect Director Shingai, Yasushi For For Management
2.9 Elect Director Christina L. Ahmadjian For For Management
3 Appoint Statutory Auditor Nishinaka, For For Management
Naoko
--------------------------------------------------------------------------------
DANONE SA
Ticker: BN Security ID: F12033134
Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
4 Reelect Gregg L. Engles as Director For For Management
5 Reelect Gaelle Olivier as Director For For Management
6 Reelect Isabelle Seillier as Director For For Management
7 Reelect Jean-Michel Severino as For For Management
Director
8 Reelect Lionel Zinsou-Derlin as For For Management
Director
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Emmanuel For For Management
Faber, Chairman and CEO
11 Approve Remuneration Policy of For For Management
Corporate Officers
12 Approve Remuneration Policy of For For Management
Directors
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
15 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
16 Amend Article 15 of Bylaws Re: For For Management
Employee Representatives
17 Amend Article 19 of Bylaws Re: Related For For Management
Parties Agreements
18 Amend Article 21 of Bylaws Re: For For Management
Alternate Auditors
19 Amend Articles 20 and 27 of Bylaws Re: For For Management
Directors Remuneration and Powers of
General Meeting
20 Amend Article 1 of Bylaws Re: Adopt For For Management
the French (Societe a Mission) Status
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
G4S PLC
Ticker: GFS Security ID: G39283109
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Michel van der Bel as Director For For Management
5 Elect Clare Chapman as Director For For Management
6 Re-elect Ashley Almanza as Director For For Management
7 Re-elect John Connolly as Director For For Management
8 Re-elect Elisabeth Fleuriot as Director For For Management
9 Re-elect Winnie Kin Wah Fok as Director For For Management
10 Re-elect Steve Mogford as Director For For Management
11 Re-elect John Ramsay as Director For For Management
12 Re-elect Barbara Thoralfsson as For For Management
Director
13 Re-elect Tim Weller as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
HENNES & MAURITZ AB
Ticker: HM.B Security ID: W41422101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
8.b Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
8.c Approve Discharge of Board and For Did Not Vote Management
President
9 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.7 Million for
Chairman, and SEK 650,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11.a Reelect Stina Bergfors as Director For Did Not Vote Management
11.b Reelect Anders Dahlvig as Director For Did Not Vote Management
11.c Reelect Danica Kragic Jensfelt as For Did Not Vote Management
Director
11.d Reelect Lena Patriksson Keller as For Did Not Vote Management
Director
11.e Reelect Christian Sievert as Director For Did Not Vote Management
11.f Reelect Erica Wiking Hager as Director For Did Not Vote Management
11.g Reelect Niklas Zennstrom as Director For Did Not Vote Management
11.h Elect Karl-Johan Persson (Chairman) as For Did Not Vote Management
New Director
12 Ratify Ernst & Young as Auditors For Did Not Vote Management
13 Approve Procedures for Nominating For Did Not Vote Management
Committee
14.a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
14.b Disclose Sustainability Targets to be None Did Not Vote Shareholder
Achieved in order for Senior
Executives to be Paid Variable
Remuneration; Report on the
Performance of Senior Executives About
Sustainability Targets
15 Amend Articles of Association Re: For Did Not Vote Management
Company Name; Participation of General
Meeting; Agenda of Annual Meeting;
Share Registrar
16 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder
17 Examination of Various Aspects of the None Did Not Vote Shareholder
Company's Collection of Data about the
Personnel
18 Close Meeting None None Management
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2 Amend Articles to Amend Provisions on For For Management
Director Titles
3.1 Elect Director Sawada, Michitaka For For Management
3.2 Elect Director Takeuchi, Toshiaki For For Management
3.3 Elect Director Hasebe, Yoshihiro For For Management
3.4 Elect Director Matsuda, Tomoharu For For Management
3.5 Elect Director Kadonaga, Sonosuke For For Management
3.6 Elect Director Shinobe, Osamu For For Management
3.7 Elect Director Mukai, Chiaki For For Management
3.8 Elect Director Hayashi, Nobuhide For For Management
4 Appoint Statutory Auditor Nakazawa, For For Management
Takahiro
--------------------------------------------------------------------------------
KDDI CORP.
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Tanaka, Takashi For For Management
2.2 Elect Director Takahashi, Makoto For For Management
2.3 Elect Director Shoji, Takashi For For Management
2.4 Elect Director Muramoto, Shinichi For For Management
2.5 Elect Director Mori, Keiichi For For Management
2.6 Elect Director Morita, Kei For For Management
2.7 Elect Director Amamiya, Toshitake For For Management
2.8 Elect Director Takeyama, Hirokuni For For Management
2.9 Elect Director Yoshimura, Kazuyuki For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Yamamoto, Keiji For For Management
2.12 Elect Director Oyagi, Shigeo For For Management
2.13 Elect Director Kano, Riyo For For Management
2.14 Elect Director Goto, Shigeki For For Management
3.1 Appoint Statutory Auditor Takagi, For For Management
Kenichiro
3.2 Appoint Statutory Auditor Honto, Shin For For Management
3.3 Appoint Statutory Auditor Matsumiya, For For Management
Toshihiko
3.4 Appoint Statutory Auditor Karube, Jun For For Management
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Re-elect Gerry Behan as Director For For Management
3b Re-elect Dr Hugh Brady as Director For For Management
3c Re-elect Gerard Culligan as Director For For Management
3d Re-elect Dr Karin Dorrepaal as Director For For Management
3e Re-elect Joan Garahy as Director For For Management
3f Re-elect Marguerite Larkin as Director For For Management
3g Re-elect Tom Moran as Director For For Management
3h Re-elect Con Murphy as Director For For Management
3i Re-elect Christopher Rogers as Director For For Management
3j Re-elect Edmond Scanlon as Director For For Management
3k Re-elect Philip Toomey as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Authorise Issue of Equity For For Management
7 Authorise Issue of Equity without For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
9 Authorise Market Purchase of A For For Management
Ordinary Shares
--------------------------------------------------------------------------------
KIRIN HOLDINGS CO., LTD.
Ticker: 2503 Security ID: 497350108
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32.5
2.1 Elect Director Isozaki, Yoshinori For For Management
2.2 Elect Director Nishimura, Keisuke For For Management
2.3 Elect Director Miyoshi, Toshiya For Against Management
2.4 Elect Director Yokota, Noriya For For Management
2.5 Elect Director Kobayashi, Noriaki For For Management
2.6 Elect Director Arakawa, Shoshi For For Management
2.7 Elect Director Mori, Masakatsu For For Management
2.8 Elect Director Yanagi, Hiroyuki For For Management
2.9 Elect Director Matsuda, Chieko For For Management
2.10 Elect Director Shiono, Noriko For For Management
2.11 Elect Director Rod Eddington For For Management
2.12 Elect Director George Olcott For For Management
3 Appoint Statutory Auditor Kashima, For For Management
Kaoru
4 Approve Trust-Type Equity Compensation For Against Management
Plan and Phantom Stock Plan
5 Approve Compensation Ceiling for For For Management
Directors
6 Initiate Share Repurchase Program Against Against Shareholder
7 Approve Restricted Stock Plan Against For Shareholder
8 Reduce Cash Compensation Celling for Against Against Shareholder
Directors to JPY 600 Million per Year
9.1 Elect Shareholder Director Nominee Against For Shareholder
Nicholas E Benes
9.2 Elect Shareholder Director Nominee Against Against Shareholder
Kikuchi, Kanako
--------------------------------------------------------------------------------
LAWSON, INC.
Ticker: 2651 Security ID: J3871L103
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: FEB 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2 Amend Articles to Amend Provisions on For For Management
Number of Statutory Auditors
3.1 Elect Director Takemasu, Sadanobu For For Management
3.2 Elect Director Imada, Katsuyuki For For Management
3.3 Elect Director Nakaniwa, Satoshi For For Management
3.4 Elect Director Kyoya, Yutaka For For Management
3.5 Elect Director Hayashi, Keiko For For Management
3.6 Elect Director Nishio, Kazunori For For Management
3.7 Elect Director Iwamura, Miki For For Management
3.8 Elect Director Suzuki, Satoko For For Management
4.1 Appoint Statutory Auditor Imagawa, For For Management
Shuichi
4.2 Appoint Statutory Auditor Yoshida, For For Management
Keiko
5 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
MAKITA CORP.
Ticker: 6586 Security ID: J39584107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 43
2.1 Appoint Statutory Auditor Wakayama, For For Management
Mitsuhiko
2.2 Appoint Statutory Auditor Kodama, Akira For For Management
2.3 Appoint Statutory Auditor Inoue, Shoji For For Management
3 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.70 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Ann Veneman as Director For For Management
4.1.f Reelect Eva Cheng as Director For For Management
4.1.g Reelect Patrick Aebischer as Director For For Management
4.1.h Reelect Ursula Burns as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Pablo Isla as Director For For Management
4.1.k Reelect Kimberly Ross as Director For For Management
4.1.l Reelect Dick Boer as Director For For Management
4.1.m Reelect Dinesh Paliwal as Director For For Management
4.2 Elect Hanne Jimenez de Mora as Director For For Management
4.3.1 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.2 Appoint Ursula Burns as Member of the For For Management
Compensation Committee
4.3.3 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.4 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 55
Million
6 Approve CHF 9.5 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NEXT PLC
Ticker: NXT Security ID: G6500M106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Jonathan Bewes as Director For For Management
5 Re-elect Tristia Harrison as Director For For Management
6 Re-elect Amanda James as Director For For Management
7 Re-elect Richard Papp as Director For For Management
8 Re-elect Michael Roney as Director For For Management
9 Re-elect Francis Salway as Director For For Management
10 Re-elect Jane Shields as Director For For Management
11 Re-elect Dame Dianne Thompson as For For Management
Director
12 Re-elect Lord Wolfson as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Amend Long Term Incentive Plan For For Management
16 Approve Share Matching Plan For For Management
17 Approve Sharesave Plan For For Management
18 Approve Management Share Option Plan For For Management
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise Off-Market Purchase of For For Management
Ordinary Shares
24 Approve Increase in Borrowing Powers For For Management
25 Adopt New Articles of Association For For Management
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO.B Security ID: K72807132
Meeting Date: MAR 26, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
3.1 Receive Remuneration Report 2019 None None Management
3.2a Approve Remuneration of Directors for For Did Not Vote Management
2019 in the Aggregate Amount of DKK 19.
4 Million
3.2b Approve Remuneration of Directors for For Did Not Vote Management
2020 in the Amount of DKK 2.2 Million
for the Chairman, DKK 1.4 Million for
the Vice Chairman, and DKK 720,000 for
Other Directors; Approve Remuneration
for Committee Work
3.3 Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
and Board
3.4 Amend Articles Re: Voting on the For Did Not Vote Management
Company's Remuneration Report at
Annual General Meetings
4 Approve Allocation of Income and For Did Not Vote Management
Dividends
5.1 Reelect Helge Lund as Director and For Did Not Vote Management
Chairman
5.2 Reelect Jeppe Christiansen as Director For Did Not Vote Management
and Deputy Chairman
5.3a Reelect Brian Daniels as Director For Did Not Vote Management
5.3b Reelect Laurence Debroux as Director For Did Not Vote Management
5.3c Reelect Andreas Fibig as Director For Did Not Vote Management
5.3d Reelect Sylvie Gregoire as Director For Did Not Vote Management
5.3e Reelect Liz Hewitt as Director For Did Not Vote Management
5.3f Reelect Kasim Kutay as Director For Did Not Vote Management
5.3g Reelect Martin Mackay as Director For Did Not Vote Management
6 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
7.1 Approve DKK 10 Million Reduction in For Did Not Vote Management
Share Capital via B Share Cancellation
7.2 Authorize Share Repurchase Program For Did Not Vote Management
7.3a Approve Creation of Pool of Capital For Did Not Vote Management
for the Benefit of Employees
7.3b Approve Creation of Pool of Capital For Did Not Vote Management
with Preemptive Rights
7.3c Approve Creation of Pool of Capital For Did Not Vote Management
without Preemptive Rights
7.4 Approve Donation to the World Diabetes For Did Not Vote Management
Foundation
8 Disclosure of the Ratio between Against Did Not Vote Shareholder
Executive and Employee Remuneration in
the Annual Reports
9 Other Business None None Management
--------------------------------------------------------------------------------
ORANGE SA
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Elect Frederic Sanchez as Director For For Management
6 Reelect Christel Heydemann as Director For For Management
7 Reelect Bernard Ramanantsoa as Director For For Management
8 Elect Laurence Dalboussiere as Director For For Management
9 Approve Compensation Report for For For Management
Corporate Officers
10 Approve Compensation of Stephane For For Management
Richard, Chairman and CEO
11 Approve Compensation of Ramon For For Management
Fernandez, Vice-CEO
12 Approve Compensation of Gervais For For Management
Pellissier, Vice-CEO
13 Approve Remuneration Policy of For For Management
Chairman and CEO
14 Approve Remuneration Policy of For For Management
Vice-CEOs
15 Approve Remuneration Policy of For For Management
Non-Executive Directors
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 2 of Bylaws Re: For For Management
Corporate Purpose
18 Amend Article 13 of Bylaws Re: For For Management
Employee Representative
19 Authorize up to 0.07 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Reserved for Key Employees and
Corporate Officers With Performance
Conditions Attached
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Amend Article 13 of Bylaws Re: For For Management
Employee Shareholders
23 Approve Stock Dividend Program For For Management
24 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amend Item 16: Authorize Repurchase of Against Against Shareholder
Shares
B Amend Article 13 of Bylaws Re: Against Against Shareholder
Plurality of Directorships
C Amend Item 19: Authorize Shares for Against Against Shareholder
Use in Restricted Stock Plans Reserved
for Key Employees and Corporate
Officers With Performance Conditions
Attached
D Amend Employee Stock Purchase Plans in Against Against Shareholder
Favor of Employees
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special
Record Date: MAY 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Approve Remuneration Policy of For For Management
Chairman of Supervisory Board
7 Approve Remuneration Policy of For For Management
Supervisory Board Members
8 Approve Remuneration Policy of For For Management
Chairman of Management Board
9 Approve Remuneration Policy of For For Management
Management Board Members
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Maurice Levy, For For Management
Chairman of Supervisory Board
12 Approve Compensation of Arthur Sadoun, For For Management
Chairman of the Management Board
13 Approve Compensation of Jean-Michel For For Management
Etienne, Management Board Member
14 Approve Compensation of Anne-Gabrielle For For Management
Heilbronner, Management Board Member
15 Approve Compensation of Steve King, For For Management
Management Board Member
16 Reelect Sophie Dulac as Supervisory For For Management
Board Member
17 Reelect Thomas H. Glocer as For For Management
Supervisory Board Member
18 Reelect Marie-Josee Kravis as For For Management
Supervisory Board Member
19 Reelect Andre Kudelski as Supervisory For For Management
Board Member
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Million
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 9 Million
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
26 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
27 Authorize Capital Increase of Up to For For Management
EUR 9 Million for Future Exchange
Offers
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
30 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
31 Amend Articles 6, 7 and 17 of Bylaws For For Management
to Comply with Legal Changes
32 Amend Article 13 of Bylaws Re: For For Management
Employee Representatives
33 Amend Article 15 of Bylaws Re: Board For For Management
Members Deliberation via Written
Consultation
34 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROYAL AHOLD DELHAIZE NV
Ticker: AD Security ID: N0074E105
Meeting Date: APR 08, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.76 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Approve Remuneration Policy for For For Management
Management Board Members
10 Approve Remuneration Policy for For For Management
Supervisory Board Members
11 Elect Frank van Zanten to Supervisory For For Management
Board
12 Elect Helen Weir to Supervisory Board For For Management
13 Reelect Mary Anne Citrino to For For Management
Supervisory Board
14 Reelect Dominique Leroy to Supervisory For For Management
Board
15 Reelect Bill McEwan to Supervisory For For Management
Board
16 Reelect Kevin Holt to Management Board For For Management
17 Elect Natalie Knight to Management For For Management
Board
18 Ratify PricewaterhouseCoopers as For For Management
Auditors
19 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
20 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
21 Authorize Board to Acquire Common For For Management
Shares
22 Approve Cancellation of Repurchased For For Management
Shares
23 Close Meeting None None Management
--------------------------------------------------------------------------------
SECOM CO., LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Iida, Makoto For For Management
2.2 Elect Director Nakayama, Yasuo For For Management
2.3 Elect Director Ozeki, Ichiro For For Management
2.4 Elect Director Yoshida, Yasuyuki For For Management
2.5 Elect Director Fuse, Tatsuro For For Management
2.6 Elect Director Izumida, Tatsuya For For Management
2.7 Elect Director Kurihara, Tatsushi For For Management
2.8 Elect Director Hirose, Takaharu For For Management
2.9 Elect Director Kawano, Hirobumi For For Management
2.10 Elect Director Watanabe, Hajime For For Management
2.11 Elect Director Hara, Miri For For Management
--------------------------------------------------------------------------------
SECURITAS AB
Ticker: SECU.B Security ID: W7912C118
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8.a Receive Financial Statements and None None Management
Statutory Reports
8.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
8.c Receive Board's Dividend Proposal None None Management
9.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9.b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 4.80 Per Share
9.c Approve May 11, 2020, as Record Date For Did Not Vote Management
for Dividend Payment
9.d Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Directors (8) and For Did Not Vote Management
Deputy Directors (0) of Board
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.3 Million for
Chairman, SEK 870,000 for Vice
Chairman, and SEK 700,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12 Reelect Ingrid Bonde, John Brandon, For Did Not Vote Management
Anders Boos, Fredrik Cappelen, Carl
Douglas, Marie Ehrling (Chairman),
Sofia Schorling Hogberg and Dick Seger
as Directors
13 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
14 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
15 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
16 Approve 2020 Incentive Scheme and For Did Not Vote Management
Related Hedging Measures
17 Approve Performance Share Program LTI For Did Not Vote Management
2020/2022 for Key Employees and
Related Financing
18 Close Meeting None None Management
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO., LTD.
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: FEB 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 51
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Clarify Director
Authority on Board Meetings
3.1 Elect Director Isaka, Ryuichi For For Management
3.2 Elect Director Goto, Katsuhiro For For Management
3.3 Elect Director Ito, Junro For For Management
3.4 Elect Director Yamaguchi, Kimiyoshi For For Management
3.5 Elect Director Maruyama, Yoshimichi For For Management
3.6 Elect Director Nagamatsu, Fumihiko For For Management
3.7 Elect Director Kimura, Shigeki For For Management
3.8 Elect Director Joseph M. DePinto For For Management
3.9 Elect Director Tsukio, Yoshio For For Management
3.10 Elect Director Ito, Kunio For For Management
3.11 Elect Director Yonemura, Toshiro For For Management
3.12 Elect Director Higashi, Tetsuro For For Management
3.13 Elect Director Rudy, Kazuko For For Management
--------------------------------------------------------------------------------
SODEXO SA
Ticker: SW Security ID: F84941123
Meeting Date: JAN 21, 2020 Meeting Type: Annual/Special
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.90 per Share and an
Extra of EUR 0.29 per Share to Long
Term Registered Shares
4 Elect Veronique Laury as Director For For Management
5 Elect Luc Messier as Director For For Management
6 Reelect Sophie Stabile as Director For For Management
7 Reelect Cecile Tandeau de Marsac as For For Management
Director
8 Approve Compensation of Sophie Bellon, For For Management
Chairman of the Board
9 Approve Compensation of Denis Machuel, For For Management
CEO
10 Approve Remuneration Policy for For For Management
Chairman of the Board
11 Approve Remuneration Policy for CEO For For Management
12 Approve Additional Pension Scheme For Against Management
Agreement with Denis Machuel
13 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
14 Delete Article 6 of Bylaws Re: For For Management
Contribution
15 Amend Article 9.4 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
16 Amend Article 11.4 of Bylaws Re: For For Management
Appointment of Directors Representing
Employees
17 Amend Article 12 of Bylaws Re: Written For For Management
Consultation
18 Amend Article 15 of Bylaws Re: Remove For For Management
Appointment of Alternate Auditor
19 Amend Article 18 of Bylaws Re: For For Management
Dividends
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 85 Million
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 85 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
THE SWATCH GROUP AG
Ticker: UHR Security ID: H83949141
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.10 per Registered
Share and CHF 5.50 per Bearer Share
4.1.1 Approve Fixed Remuneration of For Did Not Vote Management
Non-Executive Directors in the Amount
of CHF 780,000
4.1.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 2.5 Million
4.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 5.7 Million
4.3 Approve Variable Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 6.6 Million
4.4 Approve Variable Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 15.1 Million
5.1 Reelect Nayla Hayek as Director For Did Not Vote Management
5.2 Reelect Ernst Tanner as Director For Did Not Vote Management
5.3 Reelect Daniela Aeschlimann as Director For Did Not Vote Management
5.4 Reelect Georges Hayek as Director For Did Not Vote Management
5.5 Reelect Claude Nicollier as Director For Did Not Vote Management
5.6 Reelect Jean-Pierre Roth as Director For Did Not Vote Management
5.7 Reelect Nayla Hayek as Board Chairman For Did Not Vote Management
6.1 Reappoint Nayla Hayek as Member of the For Did Not Vote Management
Compensation Committee
6.2 Reappoint Ernst Tanner as Member of For Did Not Vote Management
the Compensation Committee
6.3 Reappoint Daniela Aeschlimann as For Did Not Vote Management
Member of the Compensation Committee
6.4 Reappoint Georges Hayek as Member of For Did Not Vote Management
the Compensation Committee
6.5 Reappoint Claude Nicollier as Member For Did Not Vote Management
of the Compensation Committee
6.6 Reappoint Jean-Pierre Roth as Member For Did Not Vote Management
of the Compensation Committee
7 Designate Bernhard Lehmann as For Did Not Vote Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
9 Transact Other Business (Voting) For Did Not Vote Management
================ Delaware International Opportunities Bond Fund ================
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
======================== Delaware Investment Grade Fund ========================
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
===================== Delaware Limited Duration Bond Fund ======================
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
========================== Delaware Opportunity Fund ===========================
AECOM
Ticker: ACM Security ID: 00766T100
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: JAN 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Card For For Management
1.2 Elect Director Peter A. Feld For For Management
1.3 Elect Director William H. Frist For For Management
1.4 Elect Director Jacqueline C. Hinman For For Management
1.5 Elect Director Steven A. Kandarian For For Management
1.6 Elect Director Robert J. Routs For For Management
1.7 Elect Director Clarence T. Schmitz For For Management
1.8 Elect Director Douglas W. Stotlar For For Management
1.9 Elect Director Daniel R. Tishman For For Management
1.10 Elect Director Janet C. Wolfenbarger For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
AFFILIATED MANAGERS GROUP, INC.
Ticker: AMG Security ID: 008252108
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel T. Byrne For For Management
1b Elect Director Dwight D. Churchill For For Management
1c Elect Director Glenn Earle For For Management
1d Elect Director Sean M. Healey For For Management
1e Elect Director Jay C. Horgen For For Management
1f Elect Director Reuben Jeffery, III For For Management
1g Elect Director Tracy P. Palandjian For For Management
1h Elect Director Patrick T. Ryan For For Management
1i Elect Director Karen L. Yerburgh For For Management
1j Elect Director Jide J. Zeitlin For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AGILENT TECHNOLOGIES, INC.
Ticker: A Security ID: 00846U101
Meeting Date: APR 17, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heidi Kunz For For Management
1.2 Elect Director Susan H. Rataj For For Management
1.3 Elect Director George A. Scangos For For Management
1.4 Elect Director Dow R. Wilson For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALLISON TRANSMISSION HOLDINGS, INC.
Ticker: ALSN Security ID: 01973R101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy L. Altmaier For For Management
1b Elect Director Stan A. Askren For For Management
1c Elect Director Lawrence E. Dewey For For Management
1d Elect Director David C. Everitt For For Management
1e Elect Director Alvaro Garcia-Tunon For For Management
1f Elect Director David S. Graziosi For For Management
1g Elect Director Carolann I. Haznedar For For Management
1h Elect Director Richard P. Lavin For For Management
1i Elect Director Thomas W. Rabaut For For Management
1j Elect Director Richard V. Reynolds For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN FINANCIAL GROUP, INC.
Ticker: AFG Security ID: 025932104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl H. Lindner, III For For Management
1.2 Elect Director S. Craig Lindner For For Management
1.3 Elect Director Kenneth C. Ambrecht For For Management
1.4 Elect Director John B. Berding For For Management
1.5 Elect Director Joseph E. (Jeff) For For Management
Consolino
1.6 Elect Director Virginia C. "Gina" For For Management
Drosos
1.7 Elect Director James E. Evans For For Management
1.8 Elect Director Terry S. Jacobs For For Management
1.9 Elect Director Gregory G. Joseph For For Management
1.10 Elect Director Mary Beth Martin For For Management
1.11 Elect Director William W. Verity For For Management
1.12 Elect Director John I. Von Lehman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION
Ticker: ABC Security ID: 03073E105
Meeting Date: MAR 05, 2020 Meeting Type: Annual
Record Date: JAN 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ornella Barra For For Management
1.2 Elect Director Steven H. Collis For For Management
1.3 Elect Director D. Mark Durcan For For Management
1.4 Elect Director Richard W. Gochnauer For For Management
1.5 Elect Director Lon R. Greenberg For For Management
1.6 Elect Director Jane E. Henney For For Management
1.7 Elect Director Kathleen W. Hyle For For Management
1.8 Elect Director Michael J. Long For For Management
1.9 Elect Director Henry W. McGee For For Management
1.10 Elect Director Dennis M. Nally For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Adopt Policy on Bonus Banking Against For Shareholder
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R754
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Considine For For Management
1.2 Elect Director Thomas L. Keltner For For Management
1.3 Elect Director Robert A. Miller For For Management
1.4 Elect Director Devin I. Murphy For For Management
1.5 Elect Director Kathleen M. Nelson For For Management
1.6 Elect Director John D. Rayis For For Management
1.7 Elect Director Ann Sperling For For Management
1.8 Elect Director Michael A. Stein For For Management
1.9 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ASSURANT, INC.
Ticker: AIZ Security ID: 04621X108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine D. Rosen For For Management
1b Elect Director Paget L. Alves For For Management
1c Elect Director Juan N. Cento For For Management
1d Elect Director Alan B. Colberg For For Management
1e Elect Director Harriet Edelman For For Management
1f Elect Director Lawrence V. Jackson For For Management
1g Elect Director Jean-Paul L. Montupet For For Management
1h Elect Director Debra J. Perry For For Management
1i Elect Director Ognjen (Ogi) Redzic For For Management
1j Elect Director Paul J. Reilly For For Management
1k Elect Director Robert W. Stein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXALTA COATING SYSTEMS LTD.
Ticker: AXTA Security ID: G0750C108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mark Garrett For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Burzik For For Management
1.2 Elect Director R. Andrew Eckert For For Management
1.3 Elect Director Vincent A. Forlenza For For Management
1.4 Elect Director Claire M. Fraser For For Management
1.5 Elect Director Jeffrey W. Henderson For For Management
1.6 Elect Director Christopher Jones For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director David F. Melcher For For Management
1.9 Elect Director Thomas E. Polen For For Management
1.10 Elect Director Claire Pomeroy For For Management
1.11 Elect Director Rebecca W. Rimel For For Management
1.12 Elect Director Timothy M. Ring For For Management
1.13 Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Evan Bayh For For Management
1.2 Elect Director Jonathan F. Foster For For Management
1.3 Elect Director Idalene F. Kesner For For Management
1.4 Elect Director Carl J. (Rick) For For Management
Rickertsen
1.5 Elect Director Ronald S. Rolfe For For Management
1.6 Elect Director Thomas E. Salmon For For Management
1.7 Elect Director Paula A. Sneed For For Management
1.8 Elect Director Robert A. Steele For For Management
1.9 Elect Director Stephen E. Sterrett For For Management
1.10 Elect Director Scott B. Ullem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dennis C. Cuneo For For Management
1b Elect Director Michael S. Hanley For For Management
1c Elect Director Frederic B. Lissalde For For Management
1d Elect Director Paul A. Mascarenas For For Management
1e Elect Director John R. McKernan, Jr. For For Management
1f Elect Director Deborah D. McWhinney For For Management
1g Elect Director Alexis P. Michas For For Management
1h Elect Director Vicki L. Sato For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Diggs For For Management
1b Elect Director Wyche Fowler For For Management
1c Elect Director H. Richard Haverstick, For For Management
Jr.
1d Elect Director Terri A. Herubin For For Management
1e Elect Director Michael J. Joyce For For Management
1f Elect Director Charles P. Pizzi For For Management
1g Elect Director Gerard H. Sweeney For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CABLE ONE, INC.
Ticker: CABO Security ID: 12685J105
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary E. Meduski For For Management
1b Elect Director Alan G. Spoon For For Management
1c Elect Director Wallace R. Weitz For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director William M. Brown For For Management
1c Elect Director Edward G. Galante For For Management
1d Elect Director Kathryn M. Hill For For Management
1e Elect Director David F. Hoffmeister For For Management
1f Elect Director Jay V. Ihlenfeld For For Management
1g Elect Director Mark C. Rohr For For Management
1h Elect Director Kim K. W. Rucker For For Management
1i Elect Director Lori J. Ryerkerk For For Management
1j Elect Director John K. Wulff For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Calderoni For For Management
1b Elect Director Nanci E. Caldwell For For Management
1c Elect Director Robert D. Daleo For For Management
1d Elect Director Murray J. Demo For For Management
1e Elect Director Ajei S. Gopal For For Management
1f Elect Director David J. Henshall For For Management
1g Elect Director Thomas E. Hogan For For Management
1h Elect Director Moira A. Kilcoyne For For Management
1i Elect Director Peter J. Sacripanti For For Management
1j Elect Director J. Donald Sherman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CMS ENERGY CORPORATION
Ticker: CMS Security ID: 125896100
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jon E. Barfield For For Management
1b Elect Director Deborah H. Butler For For Management
1c Elect Director Kurt L. Darrow For For Management
1d Elect Director William D. Harvey For For Management
1e Elect Director Patricia K. Poppe For For Management
1f Elect Director John G. Russell For For Management
1g Elect Director Suzanne F. Shank For For Management
1h Elect Director Myrna M. Soto For For Management
1i Elect Director John G. Sznewajs For For Management
1j Elect Director Ronald J. Tanski For For Management
1k Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Collins For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Curtis C. Farmer For For Management
1.5 Elect Director Jacqueline P. Kane For For Management
1.6 Elect Director Richard G. Lindner For For Management
1.7 Elect Director Barbara R. Smith For For Management
1.8 Elect Director Robert S. Taubman For For Management
1.9 Elect Director Reginald M. Turner, Jr. For For Management
1.10 Elect Director Nina G. Vaca For For Management
1.11 Elect Director Michael G. Van de Ven For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Berry For For Management
1.2 Elect Director Shelly Lambertz For Withhold Management
1.3 Elect Director Timothy G. Taylor For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CSX CORPORATION
Ticker: CSX Security ID: 126408103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donna M. Alvarado For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director James M. Foote For For Management
1d Elect Director Steven T. Halverson For For Management
1e Elect Director Paul C. Hilal For For Management
1f Elect Director John D. McPherson For For Management
1g Elect Director David M. Moffett For For Management
1h Elect Director Linda H. Riefler For For Management
1i Elect Director Suzanne M. Vautrinot For For Management
1j Elect Director J. Steven Whisler For For Management
1k Elect Director John J. Zillmer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald R. Horton For For Management
1b Elect Director Barbara K. Allen For For Management
1c Elect Director Brad S. Anderson For For Management
1d Elect Director Michael R. Buchanan For For Management
1e Elect Director Michael W. Hewatt For For Management
1f Elect Director Maribess L. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold S. Barron For For Management
1b Elect Director Gregory M. Bridgeford For For Management
1c Elect Director Thomas W. Dickson For For Management
1d Elect Director Lemuel E. Lewis For For Management
1e Elect Director Jeffrey G. Naylor For For Management
1f Elect Director Gary M. Philbin For For Management
1g Elect Director Bob Sasser For For Management
1h Elect Director Thomas A. Saunders, III For For Management
1i Elect Director Stephanie P. Stahl For For Management
1j Elect Director Carrie A. Wheeler For For Management
1k Elect Director Thomas E. Whiddon For For Management
1l Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Greenhouse Gas Emissions Against For Shareholder
Goals
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Molly Campbell For For Management
1.2 Elect Director Iris S. Chan For For Management
1.3 Elect Director Archana Deskus For For Management
1.4 Elect Director Rudolph I. Estrada For For Management
1.5 Elect Director Paul H. Irving For For Management
1.6 Elect Director Jack C. Liu For For Management
1.7 Elect Director Dominic Ng For For Management
1.8 Elect Director Lester M. Sussman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Michael C. Camunez For For Management
1c Elect Director Vanessa C.L. Chang For For Management
1d Elect Director James T. Morris For For Management
1e Elect Director Timothy T. O'Toole For For Management
1f Elect Director Pedro J. Pizarro For For Management
1g Elect Director Carey A. Smith For For Management
1h Elect Director Linda G. Stuntz For For Management
1i Elect Director William P. Sullivan For For Management
1j Elect Director Peter J. Taylor For For Management
1k Elect Director Keith Trent For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
ENCANA CORPORATION
Ticker: ECA Security ID: 292505104
Meeting Date: JAN 14, 2020 Meeting Type: Special
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reorganization Plan For For Management
2 Other Business For Against Management
--------------------------------------------------------------------------------
FIRST HAWAIIAN, INC.
Ticker: FHB Security ID: 32051X108
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Cox For For Management
1b Elect Director W. Allen Doane For For Management
1c Elect Director Faye Watanabe Kurren For For Management
1d Elect Director Robert S. Harrison For For Management
1e Elect Director Allen B. Uyeda For For Management
1f Elect Director Jenai S. Wall For For Management
1g Elect Director C. Scott Wo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Bisignano For For Management
1.2 Elect Director Alison Davis For For Management
1.3 Elect Director Henrique de Castro For For Management
1.4 Elect Director Harry F. DiSimone For For Management
1.5 Elect Director Dennis F. Lynch For For Management
1.6 Elect Director Heidi G. Miller For For Management
1.7 Elect Director Scott C. Nuttall For For Management
1.8 Elect Director Denis J. O'Leary For For Management
1.9 Elect Director Doyle R. Simons For For Management
1.10 Elect Director Jeffery W. Yabuki For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
GATES INDUSTRIAL CORPORATION PLC
Ticker: GTES Security ID: G39108108
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Ireland, III For For Management
1.2 Elect Director Ivo Jurek For For Management
1.3 Elect Director Julia C. Kahr For Against Management
1.4 Elect Director Terry Klebe For For Management
1.5 Elect Director Stephanie K. Mains For For Management
1.6 Elect Director Wilson S. Neely For For Management
1.7 Elect Director Neil P. Simpkins For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Remuneration Report For For Management
4 Ratify Deloitte & Touche LLP as Auditor For For Management
5 Ratify Deloitte LLP as UK Statutory For For Management
Auditor
6 Authorize Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditors
--------------------------------------------------------------------------------
GLOBE LIFE INC.
Ticker: GL Security ID: 37959E102
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Adair For For Management
1.2 Elect Director Linda L. Addison For For Management
1.3 Elect Director Marilyn A. Alexander For For Management
1.4 Elect Director Cheryl D. Alston For For Management
1.5 Elect Director Jane M. Buchan For For Management
1.6 Elect Director Gary L. Coleman For For Management
1.7 Elect Director Larry M. Hutchison For For Management
1.8 Elect Director Robert W. Ingram For For Management
1.9 Elect Director Steven P. Johnson For For Management
1.10 Elect Director Darren M. Rebelez For For Management
1.11 Elect Director Mary E. Thigpen For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
GRAPHIC PACKAGING HOLDING COMPANY
Ticker: GPK Security ID: 388689101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Doss For For Management
1.2 Elect Director Dean A. Scarborough For For Management
1.3 Elect Director Larry M. Venturelli For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION
Ticker: HWC Security ID: 410120109
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. Bertucci For For Management
1.2 Elect Director Constantine S. Liollio For For Management
1.3 Elect Director Thomas H. Olinde For For Management
1.4 Elect Director Joan C. Teofilo For For Management
1.5 Elect Director C. Richard Wilkins For For Management
2a Eliminate the Business Combination For For Management
Supermajority Vote Provision
2b Eliminate the Prohibition on For For Management
Non-Cumulative Preferred Dividends
2c Remove the Series A Preferred Stock For For Management
Provision
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth A. Bronfin For For Management
1.2 Elect Director Michael R. Burns For For Management
1.3 Elect Director Hope F. Cochran For For Management
1.4 Elect Director Crispin H. Davis For For Management
1.5 Elect Director John A. Frascotti For For Management
1.6 Elect Director Lisa Gersh For For Management
1.7 Elect Director Brian D. Goldner For For Management
1.8 Elect Director Alan G. Hassenfeld For For Management
1.9 Elect Director Tracy A. Leinbach For For Management
1.10 Elect Director Edward M. Philip For For Management
1.11 Elect Director Richard S. Stoddart For For Management
1.12 Elect Director Mary Beth West For For Management
1.13 Elect Director Linda K. Zecher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
HD SUPPLY HOLDINGS, INC.
Ticker: HDS Security ID: 40416M105
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen J. Affeldt For For Management
1.2 Elect Director Joseph J. DeAngelo For For Management
1.3 Elect Director Peter A. Dorsman For For Management
1.4 Elect Director Stephen J. Konenkamp For For Management
1.5 Elect Director Patrick R. McNamee For For Management
1.6 Elect Director Scott D. Ostfeld For For Management
1.7 Elect Director Charles W. Peffer For For Management
1.8 Elect Director James A. Rubright For For Management
1.9 Elect Director Lauren Taylor Wolfe For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence J. Checki For For Management
1b Elect Director Leonard S. Coleman, Jr. For For Management
1c Elect Director Joaquin Duato For For Management
1d Elect Director John B. Hess For For Management
1e Elect Director Edith E. Holiday For For Management
1f Elect Director Marc S. Lipschultz For For Management
1g Elect Director David McManus For For Management
1h Elect Director Kevin O. Meyers For For Management
1i Elect Director James H. Quigley For For Management
1j Elect Director William G. Schrader For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Thomas P. Anderson For For Management
1.4 Elect Director Carlos E. Evans For For Management
1.5 Elect Director David J. Hartzell For For Management
1.6 Elect Director Sherry A. Kellett For For Management
1.7 Elect Director Theodore J. Klinck For For Management
1.8 Elect Director Anne H. Lloyd For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC.
Ticker: HST Security ID: 44107P104
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary L. Baglivo For For Management
1.2 Elect Director Sheila C. Bair For For Management
1.3 Elect Director Richard E. Marriott For For Management
1.4 Elect Director Sandeep L. Mathrani For For Management
1.5 Elect Director John B. Morse, Jr. For For Management
1.6 Elect Director Mary Hogan Preusse For For Management
1.7 Elect Director Walter C. Rakowich For For Management
1.8 Elect Director James F. Risoleo For For Management
1.9 Elect Director Gordon H. Smith For For Management
1.10 Elect Director A. William Stein For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HUNTSMAN CORPORATION
Ticker: HUN Security ID: 447011107
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter R. Huntsman For For Management
1b Elect Director Nolan D. Archibald For For Management
1c Elect Director Mary C. Beckerle For For Management
1d Elect Director M. Anthony Burns For For Management
1e Elect Director Daniele Ferrari For For Management
1f Elect Director Robert J. Margetts For For Management
1g Elect Director Wayne A. Reaud For For Management
1h Elect Director Jan E. Tighe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ITT INC.
Ticker: ITT Security ID: 45073V108
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Orlando D. Ashford For For Management
1b Elect Director Geraud Darnis For For Management
1c Elect Director Donald DeFosset, Jr. For For Management
1d Elect Director Nicholas C. Fanandakis For For Management
1e Elect Director Richard P. Lavin For For Management
1f Elect Director Mario Longhi For For Management
1g Elect Director Rebecca A. McDonald For For Management
1h Elect Director Timothy H. Powers For For Management
1i Elect Director Luca Savi For For Management
1j Elect Director Cheryl L. Shavers For For Management
1k Elect Director Sabrina Soussan For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
J.B. HUNT TRANSPORT SERVICES, INC.
Ticker: JBHT Security ID: 445658107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas G. Duncan For For Management
1.2 Elect Director Francesca M. Edwardson For For Management
1.3 Elect Director Wayne Garrison For For Management
1.4 Elect Director Sharilyn S. Gasaway For For Management
1.5 Elect Director Gary C. George For For Management
1.6 Elect Director Bryan Hunt For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director John N. Roberts, III For For Management
1.9 Elect Director James L. Robo For For Management
1.10 Elect Director Kirk Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
5 Report on Climate Change Initiatives Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve the Directors' Authority to For For Management
Allot Shares
7 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
KBR, INC.
Ticker: KBR Security ID: 48242W106
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark E. Baldwin For For Management
1b Elect Director James R. Blackwell For For Management
1c Elect Director Stuart J. B. Bradie For For Management
1d Elect Director Lynn A. Dugle For For Management
1e Elect Director Lester L. Lyles For For Management
1f Elect Director Wendy M. Masiello For For Management
1g Elect Director Jack B. Moore For For Management
1h Elect Director Ann D. Pickard For For Management
1i Elect Director Umberto della Sala For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce D. Broussard For For Management
1.2 Elect Director Gary M. Crosby For For Management
1.3 Elect Director Alexander M. Cutler For For Management
1.4 Elect Director H. James Dallas For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director Christopher M. Gorman For For Management
1.8 Elect Director Carlton L. Highsmith For For Management
1.9 Elect Director Richard J. Hipple For For Management
1.10 Elect Director Kristen L. Manos For For Management
1.11 Elect Director Barbara R. Snyder For For Management
1.12 Elect Director David K. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
KEYSIGHT TECHNOLOGIES, INC.
Ticker: KEYS Security ID: 49338L103
Meeting Date: MAR 19, 2020 Meeting Type: Annual
Record Date: JAN 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul N. Clark For For Management
1.2 Elect Director Richard P. Hamada For For Management
1.3 Elect Director Paul A. Lacouture For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KIMCO REALTY CORPORATION
Ticker: KIM Security ID: 49446R109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Milton Cooper For For Management
1b Elect Director Philip E. Coviello For For Management
1c Elect Director Conor C. Flynn For For Management
1d Elect Director Frank Lourenso For For Management
1e Elect Director Colombe M. Nicholas For For Management
1f Elect Director Mary Hogan Preusse For For Management
1g Elect Director Valerie Richardson For For Management
1h Elect Director Richard B. Saltzman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Pricewaterhouse Coopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Barberio For For Management
1b Elect Director Joseph V. Saffire For For Management
1c Elect Director Charles E. Lannon For For Management
1d Elect Director Stephen R. Rusmisel For For Management
1e Elect Director Arthur L. Havener, Jr. For For Management
1f Elect Director Dana Hamilton For For Management
1g Elect Director Edward J. Pettinella For For Management
1h Elect Director David L. Rogers For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Non-Employee Director For For Management
Restricted Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANPOWERGROUP, INC.
Ticker: MAN Security ID: 56418H100
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Gina R. Boswell For For Management
1B Elect Director Cari M. Dominguez For For Management
1C Elect Director William Downe For For Management
1D Elect Director John F. Ferraro For For Management
1E Elect Director Patricia Hemingway Hall For For Management
1F Elect Director Julie M. Howard For For Management
1G Elect Director Ulice Payne, Jr. For For Management
1H Elect Director Jonas Prising For For Management
1I Elect Director Paul Read For For Management
1J Elect Director Elizabeth P. Sartain For For Management
1K Elect Director Michael J. Van Handel For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Chadwick C. Deaton For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director Jason B. Few For For Management
1e Elect Director Douglas L. Foshee For For Management
1f Elect Director M. Elise Hyland For For Management
1g Elect Director Lee M. Tillman For For Management
1h Elect Director J. Kent Wells For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARRIOTT INTERNATIONAL, INC.
Ticker: MAR Security ID: 571903202
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J.W. Marriott, Jr. For For Management
1b Elect Director Bruce W. Duncan For For Management
1c Elect Director Deborah Marriott For For Management
Harrison
1d Elect Director Frederick A. "Fritz" For For Management
Henderson
1e Elect Director Eric Hippeau For For Management
1f Elect Director Lawrence W. Kellner For For Management
1g Elect Director Debra L. Lee For For Management
1h Elect Director Aylwin B. Lewis For For Management
1i Elect Director Margaret M. McCarthy For For Management
1j Elect Director George Munoz For For Management
1k Elect Director Susan C. Schwab For For Management
1l Elect Director Arne M. Sorenson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote Against For Shareholder
Requirement
5 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
MDU RESOURCES GROUP, INC.
Ticker: MDU Security ID: 552690109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas Everist For For Management
1b Elect Director Karen B. Fagg For For Management
1c Elect Director David L. Goodin For For Management
1d Elect Director Mark A. Hellerstein For For Management
1e Elect Director Dennis W. Johnson For For Management
1f Elect Director Patricia L. Moss For For Management
1g Elect Director Edward A. Ryan For For Management
1h Elect Director David M. Sparby For For Management
1i Elect Director Chenxi Wang For For Management
1j Elect Director John K. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen A. Smith Bogart For For Management
1.2 Elect Director Jeffrey S. Lorberbaum For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEWMONT CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director Bruce R. Brook For For Management
1.3 Elect Director J. Kofi Bucknor For For Management
1.4 Elect Director Maura Clark For For Management
1.5 Elect Director Matthew Coon Come For For Management
1.6 Elect Director Noreen Doyle For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Rene Medori For For Management
1.9 Elect Director Jane Nelson For For Management
1.10 Elect Director Thomas Palmer For For Management
1.11 Elect Director Julio M. Quintana For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ON Security ID: 682189105
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Atsushi Abe For For Management
1b Elect Director Alan Campbell For For Management
1c Elect Director Gilles Delfassy For For Management
1d Elect Director Emmanuel T. Hernandez For For Management
1e Elect Director Keith D. Jackson For For Management
1f Elect Director Paul A. Mascarenas For For Management
1g Elect Director Christine Y. Yan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OUTFRONT MEDIA INC.
Ticker: OUT Security ID: 69007J106
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy J. Male For For Management
1.2 Elect Director Joseph H. Wender For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OVINTIV, INC.
Ticker: OVV Security ID: 69047Q102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
2a Elect Director Peter A. Dea For For Management
2b Elect Director Fred J. Fowler For For Management
2c Elect Director Howard J. Mayson For For Management
2d Elect Director Lee A. McIntire For For Management
2e Elect Director Margaret A. McKenzie For For Management
2f Elect Director Steven W. Nance For For Management
2g Elect Director Suzanne P. Nimocks For For Management
2h Elect Director Thomas G. Ricks For For Management
2i Elect Director Brian G. Shaw For For Management
2j Elect Director Douglas J. Suttles For For Management
2k Elect Director Bruce G. Waterman For For Management
2l Elect Director Clayton H. Woitas For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management
1.2 Elect Director Michael W. Conlon For For Management
1.3 Elect Director William Andrew For For Management
Hendricks, Jr.
1.4 Elect Director Curtis W. Huff For For Management
1.5 Elect Director Terry H. Hunt For For Management
1.6 Elect Director Janeen S. Judah For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Izzo For For Management
1.2 Elect Director Shirley Ann Jackson For For Management
1.3 Elect Director Willie A. Deese For For Management
1.4 Elect Director David Lilley For For Management
1.5 Elect Director Barry H. Ostrowsky For For Management
1.6 Elect Director Scott G. Stephenson For For Management
1.7 Elect Director Laura A. Sugg For For Management
1.8 Elect Director John P. Surma For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Baglivo For For Management
1b Elect Director Brent Callinicos For For Management
1c Elect Director Emanuel Chirico For For Management
1d Elect Director Joseph B. Fuller For For Management
1e Elect Director V. James Marino For For Management
1f Elect Director G. Penny McIntyre For For Management
1g Elect Director Amy McPherson For For Management
1h Elect Director Henry Nasella For For Management
1i Elect Director Edward R. Rosenfeld For For Management
1j Elect Director Craig Rydin For For Management
1k Elect Director Judith Amanda Sourry For For Management
Knox
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
QUANTA SERVICES, INC.
Ticker: PWR Security ID: 74762E102
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Earl C. (Duke) Austin, For For Management
Jr.
1.2 Elect Director Doyle N. Beneby For For Management
1.3 Elect Director J. Michal Conaway For For Management
1.4 Elect Director Vincent D. Foster For For Management
1.5 Elect Director Bernard Fried For For Management
1.6 Elect Director Worthing F. Jackman For For Management
1.7 Elect Director David M. McClanahan For For Management
1.8 Elect Director Margaret B. Shannon For For Management
1.9 Elect Director Pat Wood, III For For Management
1.10 Elect Director Martha B. Wyrsch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
QUEST DIAGNOSTICS INCORPORATED
Ticker: DGX Security ID: 74834L100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky B. Gregg For For Management
1.2 Elect Director Wright L. Lassiter, III For For Management
1.3 Elect Director Timothy L. Main For For Management
1.4 Elect Director Denise M. Morrison For For Management
1.5 Elect Director Gary M. Pfeiffer For For Management
1.6 Elect Director Timothy M. Ring For For Management
1.7 Elect Director Stephen H. Rusckowski For For Management
1.8 Elect Director Daniel C. Stanzione For For Management
1.9 Elect Director Helen I. Torley For For Management
1.10 Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RAYMOND JAMES FINANCIAL, INC.
Ticker: RJF Security ID: 754730109
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles G. von For For Management
Arentschildt
1.2 Elect Director Robert M. Dutkowsky For For Management
1.3 Elect Director Jeffrey N. Edwards For For Management
1.4 Elect Director Benjamin C. Esty For For Management
1.5 Elect Director Anne Gates For For Management
1.6 Elect Director Francis S. Godbold For For Management
1.7 Elect Director Thomas A. James For For Management
1.8 Elect Director Gordon L. Johnson For For Management
1.9 Elect Director Roderick C. McGeary For For Management
1.10 Elect Director Paul C. Reilly For For Management
1.11 Elect Director Raj Seshadri For For Management
1.12 Elect Director Susan N. Story For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: RGA Security ID: 759351604
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pina Albo For For Management
1b Elect Director Christine R. Detrick For For Management
1c Elect Director J. Cliff Eason For For Management
1d Elect Director John J. Gauthier For For Management
1e Elect Director Anna Manning For For Management
1f Elect Director Hazel M. McNeilage For For Management
1g Elect Director Steven C. Van Wyk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Articles of Incorporation to For For Management
Allow Special Meetings be Called from
Time to Time and to Remove Certain
Provisions
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan R. Buckwalter For For Management
1b Elect Director Jakki L. Haussler For For Management
1c Elect Director Victor L. Lund For For Management
1d Elect Director Clifton H. Morris, Jr. For For Management
1e Elect Director Ellen Ochoa For For Management
1f Elect Director Thomas L. Ryan For For Management
1g Elect Director W. Blair Waltrip For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Require Independent Board Chair Against Against Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen A. Cambone For For Management
1b Elect Director Charles L. Chadwell For For Management
1c Elect Director Irene M. Esteves For For Management
1d Elect Director Paul E. Fulchino For For Management
1e Elect Director Thomas C. Gentile, III For For Management
1f Elect Director Richard A. Gephardt For For Management
1g Elect Director Robert D. Johnson For For Management
1h Elect Director Ronald T. Kadish For For Management
1i Elect Director John L. Plueger For For Management
1j Elect Director Laura H. Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
STANLEY BLACK & DECKER, INC.
Ticker: SWK Security ID: 854502101
Meeting Date: APR 17, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea J. Ayers For For Management
1.2 Elect Director George W. Buckley For For Management
1.3 Elect Director Patrick D. Campbell For For Management
1.4 Elect Director Carlos M. Cardoso For For Management
1.5 Elect Director Robert B. Coutts For For Management
1.6 Elect Director Debra A. Crew For For Management
1.7 Elect Director Michael D. Hankin For For Management
1.8 Elect Director James M. Loree For For Management
1.9 Elect Director Dmitri L. Stockton For For Management
1.10 Elect Director Irving Tan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret M. Keane For For Management
1b Elect Director Fernando Aguirre For For Management
1c Elect Director Paget L. Alves For For Management
1d Elect Director Arthur W. Coviello, Jr. For For Management
1e Elect Director William W. Graylin For For Management
1f Elect Director Roy A. Guthrie For For Management
1g Elect Director Richard C. Hartnack For For Management
1h Elect Director Jeffrey G. Naylor For For Management
1i Elect Director Laurel J. Richie For For Management
1j Elect Director Olympia J. Snowe For For Management
1k Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNOPSYS, INC.
Ticker: SNPS Security ID: 871607107
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aart J. de Geus For For Management
1.2 Elect Director Chi-Foon Chan For For Management
1.3 Elect Director Janice D. Chaffin For For Management
1.4 Elect Director Bruce R. Chizen For For Management
1.5 Elect Director Mercedes Johnson For For Management
1.6 Elect Director Chrysostomos L. "Max" For For Management
Nikias
1.7 Elect Director John Schwarz For For Management
1.8 Elect Director Roy Vallee For For Management
1.9 Elect Director Steven C. Walske For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Michael A. Bradley For For Management
1B Elect Director Edwin J. Gillis For For Management
1C Elect Director Timothy E. Guertin For For Management
1D Elect Director Mark E. Jagiela For For Management
1E Elect Director Mercedes Johnson For For Management
1F Elect Director Marilyn Matz For For Management
1G Elect Director Paul J. Tufano For For Management
1H Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Margaret M. Keane For For Management
1d Elect Director Siddharth N. (Bobby) For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathie J. Andrade For For Management
1.2 Elect Director Paul G. Boynton For For Management
1.3 Elect Director Ian D. Clough For For Management
1.4 Elect Director Susan E. Docherty For For Management
1.5 Elect Director Reginald D. Hedgebeth For For Management
1.6 Elect Director Dan R. Henry - Withdrawn None None Management
1.7 Elect Director Michael J. Herling For For Management
1.8 Elect Director Douglas A. Pertz For For Management
1.9 Elect Director George I. Stoeckert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE CHEMOURS COMPANY
Ticker: CC Security ID: 163851108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Curtis V. Anastasio For For Management
1b Elect Director Bradley J. Bell For For Management
1c Elect Director Richard H. Brown For For Management
1d Elect Director Mary B. Cranston For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Dawn L. Farrell For For Management
1g Elect Director Erin N. Kane For For Management
1h Elect Director Sean D. Keohane For For Management
1i Elect Director Mark P. Vergnano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Establish Board Advisory Position Against Against Shareholder
--------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SERVICES GROUP, INC.
Ticker: HIG Security ID: 416515104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Allardice, III For For Management
1b Elect Director Larry D. De Shon For For Management
1c Elect Director Carlos Dominguez For For Management
1d Elect Director Trevor Fetter For For Management
1e Elect Director Kathryn A. Mikells For For Management
1f Elect Director Michael G. Morris For For Management
1g Elect Director Teresa W. Roseborough For For Management
1h Elect Director Virginia P. Ruesterholz For For Management
1i Elect Director Christopher J. Swift For For Management
1j Elect Director Matt Winter For For Management
1k Elect Director Greig Woodring For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TYSON FOODS, INC.
Ticker: TSN Security ID: 902494103
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Tyson For For Management
1b Elect Director Gaurdie E. Banister, Jr. For For Management
1c Elect Director Dean Banks For For Management
1d Elect Director Mike Beebe For For Management
1e Elect Director Mikel A. Durham For For Management
1f Elect Director Jonathan D. Mariner For For Management
1g Elect Director Kevin M. McNamara For For Management
1h Elect Director Cheryl S. Miller For For Management
1i Elect Director Jeffrey K. Schomburger For For Management
1j Elect Director Robert Thurber For For Management
1k Elect Director Barbara A. Tyson For Against Management
1l Elect Director Noel White For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Deforestation Impacts in Against For Shareholder
Company's Supply Chain
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Human Rights Risk Assessment Against For Shareholder
Process
7 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose B. Alvarez For For Management
1.2 Elect Director Marc A. Bruno For For Management
1.3 Elect Director Matthew J. Flannery For For Management
1.4 Elect Director Bobby J. Griffin For For Management
1.5 Elect Director Kim Harris Jones For For Management
1.6 Elect Director Terri L. Kelly For For Management
1.7 Elect Director Michael J. Kneeland For For Management
1.8 Elect Director Gracia C. Martore For For Management
1.9 Elect Director Filippo Passerini For For Management
1.10 Elect Director Donald C. Roof For For Management
1.11 Elect Director Shiv Singh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
US FOODS HOLDING CORP.
Ticker: USFD Security ID: 912008109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Court D. Carruthers For For Management
1b Elect Director David M. Tehle For For Management
1c Elect Director Ann E. Ziegler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
VEREIT, INC.
Ticker: VER Security ID: 92339V100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glenn J. Rufrano For For Management
1b Elect Director Hugh R. Frater For For Management
1c Elect Director David B. Henry For For Management
1d Elect Director Mary Hogan Preusse For For Management
1e Elect Director Richard J. Lieb For For Management
1f Elect Director Mark S. Ordan For For Management
1g Elect Director Eugene A. Pinover For For Management
1h Elect Director Julie G. Richardson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
W. R. GRACE & CO.
Ticker: GRA Security ID: 38388F108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie Fasone Holder For For Management
1.2 Elect Director Christopher J. Steffen For For Management
1.3 Elect Director Shlomo Yanai For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WEC ENERGY GROUP, INC.
Ticker: WEC Security ID: 92939U106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia W. Chadwick For For Management
1.2 Elect Director Curt S. Culver For For Management
1.3 Elect Director Danny L. Cunningham For For Management
1.4 Elect Director William M. Farrow, III For For Management
1.5 Elect Director Thomas J. Fischer For For Management
1.6 Elect Director J. Kevin Fletcher For For Management
1.7 Elect Director Maria C. Green For For Management
1.8 Elect Director Gale E. Klappa For For Management
1.9 Elect Director Henry W. Knueppel For For Management
1.10 Elect Director Thomas K. Lane For For Management
1.11 Elect Director Ulice Payne, Jr. For For Management
1.12 Elect Director Mary Ellen Stanek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
WELLTOWER INC.
Ticker: WELL Security ID: 95040Q104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth J. Bacon For For Management
1b Elect Director Thomas J. DeRosa For For Management
1c Elect Director Karen B. DeSalvo For For Management
1d Elect Director Jeffrey H. Donahue For For Management
1e Elect Director Sharon M. Oster For For Management
1f Elect Director Sergio D. Rivera For For Management
1g Elect Director Johnese M. Spisso For For Management
1h Elect Director Kathryn M. Sullivan For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XCEL ENERGY INC.
Ticker: XEL Security ID: 98389B100
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynn Casey For For Management
1b Elect Director Ben Fowke For For Management
1c Elect Director Netha N. Johnson For For Management
1d Elect Director George Kehl For For Management
1e Elect Director Richard T. O'Brien For For Management
1f Elect Director David K. Owens For For Management
1g Elect Director Christopher J. For For Management
Policinski
1h Elect Director James T. Prokopanko For For Management
1i Elect Director A. Patricia Sampson For For Management
1j Elect Director James J. Sheppard For For Management
1k Elect Director David A. Westerlund For For Management
1l Elect Director Kim Williams For For Management
1m Elect Director Timothy V. Wolf For For Management
1n Elect Director Daniel Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Costs and Benefits of Against Against Shareholder
Climate-Related Activities
--------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC.
Ticker: ZBH Security ID: 98956P102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher B. Begley For For Management
1b Elect Director Betsy J. Bernard For For Management
1c Elect Director Gail K. Boudreaux For For Management
1d Elect Director Michael J. Farrell For For Management
1e Elect Director Larry C. Glasscock For For Management
1f Elect Director Robert A. Hagemann For For Management
1g Elect Director Bryan C. Hanson For For Management
1h Elect Director Arthur J. Higgins For For Management
1i Elect Director Maria Teresa Hilado For For Management
1j Elect Director Syed Jafry For For Management
1k Elect Director Michael W. Michelson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
========================= Delaware Premium Income Fund =========================
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director for a term of one For For Management
year: Charlene Barshefsky
1B. Election of Director for a term of one For For Management
year: John J. Brennan
1C. Election of Director for a term of one For Against Management
year: Peter Chernin
1D. Election of Director for a term of one For For Management
year: Ralph de la Vega
1E. Election of Director for a term of one For For Management
year: Anne Lauvergeon
1F. Election of Director for a term of one For For Management
year: Michael O. Leavitt
1G. Election of Director for a term of one For Against Management
year: Theodore J. Leonsis
1H. Election of Director for a term of one For For Management
year: Karen L. Parkhill
1I. Election of Director for a term of one For For Management
year: Lynn A. Pike
1J. Election of Director for a term of one For For Management
year: Stephen J. Squeri
1K. Election of Director for a term of one For For Management
year: Daniel L. Vasella
1L. Election of Director for a term of one For For Management
year: Ronald A. Williams
1M. Election of Director for a term of one For For Management
year: Christopher D. Young
2. Ratification of appointment of For Against Management
PricewaterhouseCoopers LLP as
independent registered public
accounting firm for 2020.
3. Approval, on an advisory basis, of the For For Management
Company's executive compensation.
4. Approval of Amended and Restated For For Management
Incentive Compensation Plan.
5. Shareholder proposal relating to Against For Shareholder
action by written consent.
6. Shareholder proposal relating to Against For Shareholder
gender/racial pay equity.
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: James Bell For For Management
1B. Election of Director: Tim Cook For For Management
1C. Election of Director: Al Gore For Against Management
1D. Election of Director: Andrea Jung For For Management
1E. Election of Director: Art Levinson For Against Management
1F. Election of Director: Ron Sugar For Against Management
1G. Election of Director: Sue Wagner For For Management
2. Ratification of the appointment of For Against Management
Ernst & Young LLP as Apple's
independent registered public
accounting firm for 2020
3. Advisory vote to approve executive For For Management
compensation
4. A shareholder proposal entitled Against For Shareholder
"Shareholder Proxy Access Amendments"
5. A shareholder proposal relating to Against For Shareholder
sustainability and executive
compensation
6. A shareholder proposal relating to Against For Shareholder
policies on freedom of expression
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Randall L. For Against Management
Stephenson
1B. Election of Director: Samuel A. Di For For Management
Piazza, Jr.
1C. Election of Director: Richard W. Fisher For For Management
1D. Election of Director: Scott T. Ford For For Management
1E. Election of Director: Glenn H. Hutchins For For Management
1F. Election of Director: William E. For For Management
Kennard
1G. Election of Director: Debra L. Lee For For Management
1H. Election of Director: Stephen J. Luczo For For Management
1I. Election of Director: Michael B. For For Management
McCallister
1J. Election of Director: Beth E. Mooney For For Management
1K. Election of Director: Matthew K. Rose For Against Management
1L. Election of Director: Cynthia B. Taylor For For Management
1M. Election of Director: Geoffrey Y. Yang For For Management
2. Ratification of appointment of For Against Management
independent auditors.
3. Advisory approval of executive For For Management
compensation.
4. Independent Board Chairman. Against For Shareholder
5. Employee Representative Director. Against Against Shareholder
6. Improve Guiding Principles of Against For Shareholder
Executive Compensation.
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Bader M. Alsaad For For Management
1B. Election of Director: Mathis For For Management
Cabiallavetta
1C. Election of Director: Pamela Daley For For Management
1D. Withdrawn For For Management
1E. Election of Director: Jessica P. For Against Management
Einhorn
1F. Election of Director: Laurence D. Fink For For Management
1G. Election of Director: William E. Ford For Against Management
1H. Election of Director: Fabrizio Freda For For Management
1I. Election of Director: Murry S. Gerber For Against Management
1J. Election of Director: Margaret L. For Against Management
Johnson
1K. Election of Director: Robert S. Kapito For For Management
1L. Election of Director: Cheryl D. Mills For Against Management
1M. Election of Director: Gordon M. Nixon For Against Management
1N. Election of Director: Charles H. For For Management
Robbins
1O. Election of Director: Marco Antonio For Against Management
Slim Domit
1P. Election of Director: Susan L. Wagner For For Management
1Q. Election of Director: Mark Wilson For For Management
2. Approval, in a non-binding advisory For Against Management
vote, of the compensation for named
executive officers.
3. Ratification of the appointment of For Against Management
Deloitte LLP as BlackRock's
independent registered public
accounting firm for the fiscal year
2020.
4. Shareholder Proposal - Production of a Against Against Shareholder
Report on the "Statement on the
Purpose of a Corporation."
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Peter J. Arduini For Against Management
1B. Election of Director: Robert Bertolini For For Management
1C. Election of Director: Michael W. Bonney For For Management
1D. Election of Director: Giovanni For For Management
Caforio, M.D.
1E. Election of Director: Matthew W. Emmens For Against Management
1F. Election of Director: Julia A. Haller, For For Management
M.D.
1G. Election of Director: Dinesh C. Paliwal For Against Management
1H. Election of Director: Theodore R. For For Management
Samuels
1I. Election of Director: Vicki L. Sato, For For Management
Ph.D.
1J. Election of Director: Gerald L. Storch For Against Management
1K. Election of Director: Karen H. For Against Management
Vousden, Ph.D.
1L. Election of Director: Phyllis R. Yale For For Management
2. Advisory vote to approve the For Against Management
compensation of our Named Executive
Officers.
3. Ratification of the appointment of an For Against Management
independent registered public
accounting firm.
4. Shareholder Proposal on Separate Chair Against For Shareholder
& CEO.
5. Shareholder Proposal on Shareholder Against For Shareholder
Right to Act by Written Consent.
--------------------------------------------------------------------------------
BROADCOM INC
Ticker: AVGO Security ID: 11135F101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Mr. Hock E. Tan For For Management
1B. Election of Director: Dr. Henry Samueli For For Management
1C. Election of Director: Mr. Eddy W. For For Management
Hartenstein
1D. Election of Director: Ms. Diane M. For For Management
Bryant
1E. Election of Director: Ms. Gayla J. For For Management
Delly
1F. Election of Director: Mr. Raul J. For For Management
Fernandez
1G. Election of Director: Mr. Check Kian For For Management
Low
1H. Election of Director: Ms. Justine F. For For Management
Page
1I. Election of Director: Mr. Harry L. You For For Management
2. Ratification of the appointment of For Against Management
PricewaterhouseCoopers LLP as
Broadcom's independent registered
public accounting firm for the fiscal
year ending November 1, 2020.
3. Non-binding, advisory vote to approve For For Management
compensation of Broadcom's named
executive officers.
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Kelly A. Ayotte For For Management
1B. Election of Director: David L. Calhoun For For Management
1C. Election of Director: Daniel M. For Against Management
Dickinson
1D. Election of Director: Juan Gallardo For For Management
1E. Election of Director: William A. Osborn For Against Management
1F. Election of Director: Debra L. For Against Management
Reed-Klages
1G. Election of Director: Edward B. Rust, For Against Management
Jr.
1H. Election of Director: Susan C. Schwab For For Management
1I. Election of Director: D. James Umpleby For For Management
III
1J. Election of Director: Miles D. White For Against Management
1K. Election of Director: Rayford Wilkins, For Against Management
Jr.
2. Ratification of our Independent For Against Management
Registered Public Accounting Firm
3. Advisory Vote to Approve Executive For Against Management
Compensation
4. Shareholder Proposal - Provide a Against Against Shareholder
Report of Lobbying Activities
5. Shareholder Proposal - Independent Against For Shareholder
Board Chairman
6. Shareholder Proposal - Shareholder Against For Shareholder
Action by Written Consent
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: W. M. Austin For For Management
1B. Election of Director: J. B. Frank For For Management
1C. Election of Director: A. P. Gast For For Management
1D. Election of Director: E. Hernandez, Jr. For Against Management
1E. Election of Director: C. W. Moorman IV For For Management
1F. Election of Director: D. F. Moyo For For Management
1G. Election of Director: D. Reed-Klages For Against Management
1H. Election of Director: R. D. Sugar For Against Management
1I. Election of Director: D. J. Umpleby III For Against Management
1J. Election of Director: M. K. Wirth For For Management
2. Ratification of Appointment of PwC as For Against Management
Independent Registered Public
Accounting Firm
3. Advisory Vote to Approve Named For Against Management
Executive Officer Compensation
4. Report on Lobbying Against Against Shareholder
5. Create a Board Committee on Climate Against For Shareholder
Risk
6. Report on Climate Lobbying Against Against Shareholder
7. Report on Petrochemical Risk Against For Shareholder
8. Report on Human Rights Practices Against For Shareholder
9. Set Special Meeting Threshold at 10% Against Against Shareholder
10. Adopt Policy for an Independent Against For Shareholder
Chairman
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: M. Michele Burns For For Management
1B. Election of Director: Wesley G. Bush For For Management
1C. Election of Director: Michael D. For Against Management
Capellas
1D. Election of Director: Mark Garrett For For Management
1E. Election of Director: Dr. Kristina M. For For Management
Johnson
1F. Election of Director: Roderick C. For Against Management
McGeary
1G. Election of Director: Charles H. For For Management
Robbins
1H. Election of Director: Arun Sarin For For Management
1I. Election of Director: Brenton L. For For Management
Saunders
1J. Election of Director: Carol B. Tome For For Management
2. Approval, on an advisory basis, of For For Management
executive compensation.
3. Ratification of PricewaterhouseCoopers For Against Management
LLP as Cisco's independent registered
public accounting firm for fiscal 2020.
4. Approval to have Cisco's Board adopt a Against For Shareholder
policy to have an independent Board
chairman.
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Charles E. Bunch For Against Management
1B. Election of Director: Caroline Maury For For Management
Devine
1C. Election of Director: John V. Faraci For Against Management
1D. Election of Director: Jody Freeman For For Management
1E. Election of Director: Gay Huey Evans For For Management
1F. Election of Director: Jeffrey A. For Against Management
Joerres
1G. Election of Director: Ryan M. Lance For For Management
1H. Election of Director: William H. For Against Management
McRaven
1I. Election of Director: Sharmila Mulligan For Against Management
1J. Election of Director: Arjun N. Murti For Against Management
1K. Election of Director: Robert A. Niblock For For Management
1L. Election of Director: David T. Seaton For For Management
1M. Election of Director: R.A. Walker For For Management
2. Proposal to ratify appointment of For Against Management
Ernst & Young LLP as ConocoPhillips'
independent registered public
accounting firm for 2020.
3. Advisory Approval of Executive For Against Management
Compensation.
--------------------------------------------------------------------------------
CORNING INCORPORATED
Ticker: GLW Security ID: 219350105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Donald W. Blair For For Management
1B. Election of Director: Leslie A. Brun For Against Management
1C. Election of Director: Stephanie A. For For Management
Burns
1D. Election of Director: Richard T. Clark For Against Management
1E. Election of Director: Robert F. For Against Management
Cummings, Jr.
1F. Election of Director: Deborah A. For For Management
Henretta
1G. Election of Director: Daniel P. For For Management
Huttenlocher
1H. Election of Director: Kurt M. Landgraf For Against Management
1I. Election of Director: Kevin J. Martin For For Management
1J. Election of Director: Deborah D. Rieman For Against Management
1K. Election of Director: Hansel E. For Against Management
Tookes, II
1L. Election of Director: Wendell P. Weeks For Against Management
1M. Election of Director: Mark S. Wrighton For For Management
2. Advisory approval of the Company's For Against Management
executive compensation (Say on Pay).
3. Ratification of the appointment of For Against Management
PricewaterhouseCoopers LLP as our
independent registered public
accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Susan L. Decker For For Management
1..2 DIRECTOR-Richard A. Galanti For For Management
1..3 DIRECTOR-Sally Jewell For For Management
1..4 DIRECTOR-Charles T. Munger For Withheld Management
2. Ratification of selection of For Against Management
independent auditors.
3. Approval, on an advisory basis, of For For Management
executive compensation.
4. Approval to amend Articles of For For Management
Incorporation to permit removal of
directors without cause.
5. Shareholder proposal regarding a Against For Shareholder
director skills matrix and disclosure
of director ideological perspectives.
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Edward H. Bastian For For Management
1B. Election of Director: Francis S. Blake For Against Management
1C. Election of Director: Ashton B. Carter For For Management
1D. Election of Director: David G. DeWalt For For Management
1E. Election of Director: William H. For For Management
Easter III
1F. Election of Director: Christopher A. For For Management
Hazleton
1G. Election of Director: Michael P. Huerta For For Management
1H. Election of Director: Jeanne P. Jackson For For Management
1I. Election of Director: George N. Mattson For For Management
1J. Election of Director: Sergio A.L. Rial For For Management
1K. Election of Director: David S. Taylor For For Management
1L. Election of Director: Kathy N. Waller For For Management
2. To approve, on an advisory basis, the For For Management
compensation of Delta's named
executive officers.
3. To ratify the appointment of Ernst & For Against Management
Young LLP as Delta's independent
auditors for the year ending December
31, 2020.
4. A shareholder proposal related to the Against For Shareholder
right to act by written consent.
5. A shareholder proposal related to a Against Against Shareholder
climate lobbying report.
6. A shareholder proposal related to a Against Against Shareholder
political contributions report.
7. A shareholder proposal related to a Against For Shareholder
sexual harassment policy.
--------------------------------------------------------------------------------
DOW INC.
Ticker: DOW Security ID: 260557103
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Samuel R. Allen For Against Management
1B. Election of Director: Ajay Banga For Against Management
1C. Election of Director: Jacqueline K. For For Management
Barton
1D. Election of Director: James A. Bell For For Management
1E. Election of Director: Wesley G. Bush For For Management
1F. Election of Director: Richard K. Davis For For Management
1G. Election of Director: Jeff M. Fettig For Against Management
1H. Election of Director: Jim Fitterling For For Management
1I. Election of Director: Jacqueline C. For For Management
Hinman
1J. Election of Director: Jill S. Wyant For For Management
1K. Election of Director: Daniel W. For For Management
Yohannes
2. Advisory Resolution to Approve For Against Management
Executive Compensation
3. Advisory Resolution on the Frequency For 1 Year Management
of Future Advisory Votes to Approve
Executive Compensation
4. Ratification of the Appointment of the For For Management
Independent Registered Public
Accounting Firm
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Darius Adamczyk For Against Management
1B. Election of Director: Duncan B. Angove For For Management
1C. Election of Director: William S. Ayer For For Management
1D. Election of Director: Kevin Burke For Against Management
1E. Election of Director: D. Scott Davis For Against Management
1F. Election of Director: Linnet F. Deily For For Management
1G. Election of Director: Deborah Flint For For Management
1H. Election of Director: Judd Gregg For For Management
1I. Election of Director: Clive Hollick For Against Management
1J. Election of Director: Grace D. Lieblein For For Management
1K. Election of Director: Raymond T. For For Management
Odierno
1L. Election of Director: George Paz For Against Management
1M. Election of Director: Robin L. For For Management
Washington
2. Advisory Vote to Approve Executive For For Management
Compensation.
3. Approval of Independent Accountants. For Against Management
4. Let Shareholders Vote on Bylaw Against For Shareholder
Amendments.
5. Report on Lobbying Activities and Against Against Shareholder
Expenditures.
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Thomas Buberl For For Management
1B. Election of Director: Michael L. Eskew For Against Management
1C. Election of Director: David N. Farr For For Management
1D. Election of Director: Alex Gorsky For Against Management
1E. Election of Director: Michelle J. For For Management
Howard
1F. Election of Director: Arvind Krishna For For Management
1G. Election of Director: Andrew N. Liveris For Against Management
1H. Election of Director: F. William For For Management
McNabb III
1I. Election of Director: Martha E. Pollack For Against Management
1J. Election of Director: Virginia M. For Against Management
Rometty
1K. Election of Director: Joseph R. Swedish For Against Management
1L. Election of Director: Sidney Taurel For Against Management
1M. Election of Director: Peter R. Voser For For Management
1N. Election of Director: Frederick H. For For Management
Waddell
2. Ratification of Appointment of For Against Management
Independent Registered Public
Accounting Firm.
3. Advisory Vote on Executive For Against Management
Compensation.
4. Stockholder Proposal on Shareholder Against For Shareholder
Right to Remove Directors.
5. Stockholder Proposal on the Right to Against For Shareholder
Act by Written Consent.
6. Stockholder Proposal to Have an Against For Shareholder
Independent Board Chairman.
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Linda B. Bammann For For Management
1B. Election of Director: Stephen B. Burke For Against Management
1C. Election of Director: Todd A. Combs For For Management
1D. Election of Director: James S. Crown For For Management
1E. Election of Director: James Dimon For For Management
1F. Election of Director: Timothy P. Flynn For For Management
1G. Election of Director: Mellody Hobson For For Management
1H. Election of Director: Michael A. Neal For For Management
1I. Election of Director: Lee R. Raymond For For Management
1J. Election of Director: Virginia M. For For Management
Rometty
2. Advisory resolution to approve For For Management
executive compensation
3. Ratification of independent registered For Against Management
public accounting firm
4. Independent board chairman Against For Shareholder
5. Oil and gas company and project Against Against Shareholder
financing related to the Arctic and
the Canadian oil sands
6. Climate change risk reporting Against For Shareholder
7. Amend shareholder written consent Against For Shareholder
provisions
8. Charitable contributions disclosure Against Against Shareholder
9. Gender/Racial pay equity Against For Shareholder
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Daniel F. Akerson For For Management
1B. Election of Director: David B. Burritt For Against Management
1C. Election of Director: Bruce A. Carlson For For Management
1D. Election of Director: Joseph F. For For Management
Dunford, Jr.
1E. Election of Director: James O. Ellis, For Against Management
Jr.
1F. Election of Director: Thomas J. Falk For Against Management
1G. Election of Director: Ilene S. Gordon For For Management
1H. Election of Director: Marillyn A. For For Management
Hewson
1I. Election of Director: Vicki A. Hollub For For Management
1J. Election of Director: Jeh C. Johnson For For Management
1K. Election of Director: Debra L. For For Management
Reed-Klages
1L. Election of Director: James D. For For Management
Taiclet, Jr.
2. Ratification of Appointment of Ernst & For Against Management
Young LLP as Independent Auditors for
2020.
3. Advisory Vote to Approve the For For Management
Compensation of our Named Executive
Officers (Say-on-Pay).
4. Management Proposal to Approve the For For Management
Lockheed Martin Corporation 2020
Incentive Performance Award Plan.
5. Stockholder Proposal to Adopt Against For Shareholder
Stockholder Action By Written Consent.
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Richard For Against Management
Haythornthwaite
1B. Election of Director: Ajay Banga For For Management
1C. Election of Director: Richard K. Davis For For Management
1D. Election of Director: Steven J. For Against Management
Freiberg
1E. Election of Director: Julius For For Management
Genachowski
1F. Election of Director: Choon Phong Goh For For Management
1G. Election of Director: Merit E. Janow For For Management
1H. Election of Director: Oki Matsumoto For For Management
1I. Election of Director: Youngme Moon For For Management
1J. Election of Director: Rima Qureshi For For Management
1K. Election of Director: Jose Octavio For For Management
Reyes Lagunes
1L. Election of Director: Gabrielle For For Management
Sulzberger
1M. Election of Director: Jackson Tai For For Management
1N. Election of Director: Lance Uggla For For Management
2. Advisory approval of Mastercard's For For Management
executive compensation
3. Ratification of the appointment of For Against Management
PricewaterhouseCoopers LLP as the
independent registered public
accounting firm for Mastercard for 2020
--------------------------------------------------------------------------------
MEDTRONIC PLC
Ticker: MDT Security ID: G5960L103
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Richard H. For Against Management
Anderson
1B. Election of Director: Craig Arnold For For Management
1C. Election of Director: Scott C. Donnelly For For Management
1D. Election of Director: Andrea J. For For Management
Goldsmith, Ph.D.
1E. Election of Director: Randall J. For For Management
Hogan, III
1F. Election of Director: Omar Ishrak For Against Management
1G. Election of Director: Michael O. For For Management
Leavitt
1H. Election of Director: James T. Lenehan For Against Management
1I. Election of Director: Geoffrey S. For For Management
Martha
1J. Election of Director: Elizabeth G. For For Management
Nabel, M.D.
1K. Election of Director: Denise M. O'Leary For For Management
1L. Election of Director: Kendall J. Powell For Against Management
2. To ratify, in a non-binding vote, the For Against Management
appointment of PricewaterhouseCoopers
LLP as Medtronic's independent auditor
for fiscal year 2020 and to authorize,
in a binding vote, the Board of
Directors, acting through the Audit
Committee, to set the auditor's r
3. To approve, in a non-binding advisory For For Management
vote, named executive officer
compensation (a "Say-on-Pay" vote).
4. To renew the Board's authority to For For Management
issue shares.
5. To renew the Board's authority to opt For For Management
out of pre-emption rights.
6. Authorizing the Company and any For For Management
subsidiary of the Company to make
overseas market purchases of Medtronic
ordinary shares.
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Leslie A. Brun For For Management
1B. Election of Director: Thomas R. Cech For Against Management
1C. Election of Director: Mary Ellen Coe For For Management
1D. Election of Director: Pamela J. Craig For For Management
1E. Election of Director: Kenneth C. For Against Management
Frazier
1F. Election of Director: Thomas H. Glocer For Against Management
1G. Election of Director: Risa For For Management
Lavizzo-Mourey
1H. Election of Director: Paul B. Rothman For For Management
1I. Election of Director: Patricia F. Russo For For Management
1J. Election of Director: Christine E. For For Management
Seidman
1K. Election of Director: Inge G. Thulin For For Management
1L. Election of Director: Kathy J. Warden For For Management
1M. Election of Director: Peter C. Wendell For Against Management
2. Non-binding advisory vote to approve For For Management
the compensation of our named
executive officers.
3. Ratification of the appointment of the For Against Management
Company's independent registered
public accounting firm for 2020.
4. Shareholder proposal concerning Against For Shareholder
shareholder right to act by written
consent.
5. Shareholder proposal regarding Against Against Shareholder
allocation of corporate tax savings.
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: William H. Gates For For Management
III
1B. Election of Director: Reid G. Hoffman For For Management
1C. Election of Director: Hugh F. Johnston For For Management
1D. Election of Director: Teri L. For For Management
List-Stoll
1E. Election of Director: Satya Nadella For For Management
1F. Election of Director: Sandra E. For For Management
Peterson
1G. Election of Director: Penny S. Pritzker For For Management
1H. Election of Director: Charles W. Scharf For For Management
1I. Election of Director: Arne M. Sorenson For For Management
1J. Election of Director: John W. Stanton For For Management
1K. Election of Director: John W. Thompson For For Management
1L. Election of Director: Emma Walmsley For For Management
1M. Election of Director: Padmasree Warrior For For Management
2. Advisory vote to approve named For For Management
executive officer compensation
3. Ratification of Deloitte & Touche LLP For Against Management
as our independent auditor for fiscal
year 2020
4. Shareholder Proposal - Report on Against Against Shareholder
Employee Representation on Board of
Directors
5. Shareholder Proposal - Report on Against For Shareholder
Gender Pay Gap
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Lewis W.K. Booth For For Management
1B. Election of Director: Charles E. Bunch For For Management
1C. Election of Director: Debra A. Crew For For Management
1D. Election of Director: Lois D. Juliber For For Management
1E. Election of Director: Peter W. May For For Management
1F. Election of Director: Jorge S. Mesquita For For Management
1G. Election of Director: Fredric G. For Against Management
Reynolds
1H Election of Director: Christiana S. Shi For For Management
1I. Election of Director: Patrick T. For For Management
Siewert
1J. Election of Director: Michael A. Todman For For Management
1K. Election of Director: Jean-Francois M. For For Management
L. van Boxmeer
1L. Election of Director: Dirk Van de Put For Against Management
2. Advisory Vote to Approve Executive For For Management
Compensation.
3. Ratification of PricewaterhouseCoopers For Against Management
LLP as Independent Registered Public
Accountants for Fiscal Year Ending
December 31, 2020.
4. Consider Employee Pay in Setting Chief Against Against Shareholder
Executive Officer Pay.
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1..1 DIRECTOR-Lloyd J. Austin III For Withheld Management
1..2 DIRECTOR-Patrick J. Dempsey For Withheld Management
1..3 DIRECTOR-Christopher J. Kearney For Withheld Management
1..4 DIRECTOR-Laurette T. Koellner For Withheld Management
1..5 DIRECTOR-Joseph D. Rupp For Withheld Management
1..6 DIRECTOR-Leon J. Topalian For For Management
1..7 DIRECTOR-John H. Walker For Withheld Management
1..8 DIRECTOR-Nadja Y. West For Withheld Management
2. Ratification of the appointment of For Against Management
PricewaterhouseCoopers LLP to serve as
Nucor's independent registered public
accounting firm for 2020.
3. Approval, on an advisory basis, of For Against Management
Nucor's named executive officer
compensation in 2019.
4. Approval of the amendment and For Against Management
restatement of the Nucor Corporation
2014 Omnibus Incentive Compensation
Plan.
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Andre For For Management
Calantzopoulos
1B. Election of Director: Louis C. For Against Management
Camilleri
1C. Election of Director: Werner Geissler For Against Management
1D. Election of Director: Lisa A. Hook For For Management
1E. Election of Director: Jennifer Li For For Management
1F. Election of Director: Jun Makihara For For Management
1G. Election of Director: Kalpana Morparia For For Management
1H. Election of Director: Lucio A. Noto For Against Management
1I. Election of Director: Frederik Paulsen For For Management
1J. Election of Director: Robert B. Polet For Against Management
2. Advisory Vote Approving Executive For Against Management
Compensation
3. Ratification of the Selection of For Against Management
Independent Auditors
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Mark A. Blinn For For Management
1B. Election of Director: Todd M. Bluedorn For For Management
1C. Election of Director: Janet F. Clark For For Management
1D. Election of Director: Carrie S. Cox For For Management
1E. Election of Director: Martin S. For For Management
Craighead
1F. Election of Director: Jean M. Hobby For For Management
1G. Election of Director: Michael D. Hsu For For Management
1H. Election of Director: Ronald Kirk For For Management
1I. Election of Director: Pamela H. Patsley For For Management
1J. Election of Director: Robert E. Sanchez For For Management
1K. Election of Director: Richard K. For For Management
Templeton
2. Board proposal regarding advisory For For Management
approval of the Company's executive
compensation.
3. Board proposal to ratify the For Against Management
appointment of Ernst & Young LLP as
the Company's independent registered
public accounting firm for 2020.
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Kermit R. For For Management
Crawford
1B. Election of Director: Michael L. Eskew For For Management
1C. Election of Director: Margaret M. Keane For For Management
1D. Election of Director: Siddharth N. For For Management
Mehta
1E. Election of Director: Jacques P. Perold For For Management
1F. Election of Director: Andrea Redmond For For Management
1G. Election of Director: Gregg M. Sherrill For For Management
1H. Election of Director: Judith A. For For Management
Sprieser
1I. Election of Director: Perry M. Traquina For For Management
1J. Election of Director: Thomas J. Wilson For For Management
2. Advisory vote to approve the For For Management
compensation of the named executives.
3. Ratification of the appointment of For Against Management
Deloitte & Touche LLP as Allstate's
independent registered public
accountant for 2020.
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Robert A. Bradway For For Management
1B. Election of Director: David L. Calhoun For For Management
1C. Election of Director: Arthur D. For Against Management
Collins Jr.
1D. Election of Director: Edmund P. For Against Management
Giambastiani Jr.
1E. Election of Director: Lynn J. Good For For Management
1F. Election of Director: Nikki R. Haley For For Management
1G. Election of Director: Akhil Johri For For Management
1H. Election of Director: Lawrence W. For For Management
Kellner
1I. Election of Director: Caroline B. For For Management
Kennedy
1J. Election of Director: Steven M. For For Management
Mollenkopf
1K. Election of Director: John M. For For Management
Richardson
1L. Election of Director: Susan C. Schwab For For Management
1M. Election of Director: Ronald A. For For Management
Williams
2. Approve, on an Advisory Basis, Named For For Management
Executive Officer Compensation.
3. Ratify the Appointment of Deloitte & For Against Management
Touche LLP as Independent Auditor for
2020.
4. Disclosure of Director Skills, Against For Shareholder
Ideological Perspectives, and
Experience and Minimum Director
Qualifications.
5. Additional Report on Lobbying Against Against Shareholder
Activities.
6. Policy Requiring Independent Board Against For Shareholder
Chairman.
7. Written Consent. Against For Shareholder
8. Mandatory Retention of Significant Against For Shareholder
Stock by Executives.
9. Additional Disclosure of Compensation Against For Shareholder
Adjustments.
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Gerard J. Arpey For For Management
1B. Election of Director: Ari Bousbib For For Management
1C. Election of Director: Jeffery H. Boyd For For Management
1D. Election of Director: Gregory D. For For Management
Brenneman
1E. Election of Director: J. Frank Brown For For Management
1F. Election of Director: Albert P. Carey For Against Management
1G. Election of Director: Helena B. Foulkes For For Management
1H. Election of Director: Linda R. Gooden For For Management
1I. Election of Director: Wayne M. Hewett For For Management
1J. Election of Director: Manuel Kadre For For Management
1K. Election of Director: Stephanie C. For For Management
Linnartz
1L. Election of Director: Craig A. Menear For For Management
2. Ratification of the Appointment of For Against Management
KPMG LLP
3. Advisory Vote to Approve Executive For For Management
Compensation ("Say-on-Pay")
4. Shareholder Proposal Regarding Against For Shareholder
Amendment of Shareholder Written
Consent Right
5. Shareholder Proposal Regarding EEO-1 Against For Shareholder
Disclosure
6. Shareholder Proposal Regarding Against For Shareholder
Executive Ownership Guidelines
7. Shareholder Proposal Regarding Against Against Shareholder
Electioneering Contributions
Congruency Analysis
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of director: Nora A. Aufreiter For For Management
1B. Election of director: Anne Gates For For Management
1C. Election of director: Karen M. Hoguet For For Management
1D. Election of director: Susan J. Kropf For Against Management
1E. Election of director: W. Rodney For Against Management
McMullen
1F. Election of director: Clyde R. Moore For Against Management
1G. Election of director: Ronald L. Sargent For Against Management
1H. Election of director: Bobby S. For Against Management
Shackouls
1I. Election of director: Mark S. Sutton For For Management
1J. Election of director: Ashok Vemuri For For Management
2. Approval, on an advisory basis, of For Against Management
Kroger's executive compensation.
3. Ratification of PricewaterhouseCoopers For Against Management
LLP, as auditors.
4. A shareholder proposal, if properly Against Against Shareholder
presented, to issue a report assessing
the environmental impacts of using
unrecyclable packaging for private
label brands.
5. A shareholder proposal, if properly Against For Shareholder
presented, to issue a report on human
rights due diligence process in
operations and supply chain.
--------------------------------------------------------------------------------
TRANSOCEAN, LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approval of the 2019 Annual Report, For For Management
Including the Audited Consolidated
Financial Statements and the Audited
Statutory Financial Statements of
Transocean Ltd. for Fiscal Year 2019
2 Discharge of the Members of the Board For For Management
of Directors and Executive Management
Team From Liability for Activities
During Fiscal Year 2019
3 Appropriation of the Accumulated Loss For For Management
for Fiscal Year 2019
4 Increase in Total Number of Shares For For Management
Authorized for Issuance
5A Election of Director: Glyn A. Barker For For Management
5B Election of Director: Vanessa C.L. For For Management
Chang
5C Election of Director: Frederico F. For For Management
Curado
5D Election of Director: Chadwick C. For Against Management
Deaton
5E Election of Director: Vincent J. For Against Management
Intrieri
5F Election of Director: Samuel J. For Against Management
Merksamer
5G Election of Director: Frederik W. Mohn For For Management
5H Election of Director: Edward R. Muller For Against Management
5I Election of Director: Diane de Saint For For Management
Victor
5J Election of Director: Tan Ek Kia For Against Management
5K Election of Director: Jeremy D. Thigpen For For Management
6 Election of Chadwick C. Deaton as the For Against Management
Chair of the Board of Directors for a
Term Extending Until Completion of the
Next Annual General Meeting
7A Election of the Member of the For For Management
Compensation Committee for a Term
Extending Until Completion of the Next
Annual General Meeting: Glyn A. Barker
7B Election of the Member of the For Against Management
Compensation Committee for a Term
Extending Until Completion of the Next
Annual General Meeting: Samuel J.
Merksamer
7C Election of the Member of the For Against Management
Compensation Committee for a Term
Extending Until Completion of the Next
Annual General Meeting: Tan Ek Kia
8 Reelection of Schweiger Advokatur / For For Management
Notariat as the Independent Proxy for
a Term Extending Until Completion of
the Next Annual General Meeting
9 Appointment of Ernst & Young LLP as For Against Management
the Company's Independent Registered
Public Accounting Firm for Fiscal Year
2020 and Reelection of Ernst & Young
Ltd, Zurich, as the Company's Auditor
for a Further One- Year Term
10 Advisory Vote to Approve Named For Against Management
Executive Officer Compensation for
Fiscal Year 2020
11A Ratification of the Maximum Aggregate For For Management
Amount of Compensation of the Board of
Directors for the Period Between the
2020 Annual General Meeting and the
2021 Annual General Meeting
11B Ratification of an amount of US For Against Management
$24,000,000 as the Maximum Aggregate
Amount of Compensation of the
Executive Management Team for Fiscal
Year 2021
12 Approval of Amendment and Restatement For Against Management
of the Transocean Ltd. 2015 Long-Term
Incentive Plan
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Andrew H. Card For Against Management
Jr.
1B. Election of Director: William J. For For Management
DeLaney
1C. Election of Director: David B. Dillon For For Management
1D. Election of Director: Lance M. Fritz For Against Management
1E. Election of Director: Deborah C. For For Management
Hopkins
1F. Election of Director: Jane H. Lute For For Management
1G. Election of Director: Michael R. For Against Management
McCarthy
1H. Election of Director: Thomas F. For Against Management
McLarty III
1I. Election of Director: Bhavesh V. Patel For For Management
1J. Election of Director: Jose H. For For Management
Villarreal
1K. Election of Director: Christopher J. For For Management
Williams
2. Ratification of the appointment of For Against Management
Deloitte & Touche LLP as the
independent registered public
accounting firm of the Company for
2020.
3. An advisory vote to approve executive For For Management
compensation ("Say on Pay").
4. Shareholder proposal regarding Against For Shareholder
Independent Chairman if properly
presented at the Annual Meeting.
5. Shareholder proposal regarding Climate Against For Shareholder
Assessment Report if properly
presented at the Annual Meeting.
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director to serve until For Against Management
the 2021 annual meeting: David P. Abney
1B. Election of Director to serve until For For Management
the 2021 annual meeting: Rodney C.
Adkins
1C. Election of Director to serve until For Against Management
the 2021 annual meeting: Michael J.
Burns
1D. Election of Director to serve until For Against Management
the 2021 annual meeting: William R.
Johnson
1E. Election of Director to serve until For For Management
the 2021 annual meeting: Ann M.
Livermore
1F. Election of Director to serve until For Against Management
the 2021 annual meeting: Rudy H.P.
Markham
1G. Election of Director to serve until For For Management
the 2021 annual meeting: Franck J.
Moison
1H. Election of Director to serve until For For Management
the 2021 annual meeting: Clark T.
Randt, Jr.
1I. Election of Director to serve until For For Management
the 2021 annual meeting: Christiana
Smith Shi
1J. Election of Director to serve until For For Management
the 2021 annual meeting: John T.
Stankey
1K. Election of Director to serve until For For Management
the 2021 annual meeting: Carol B. Tome
1L. Election of Director to serve until For For Management
the 2021 annual meeting: Kevin M. Warsh
2. Approve on an advisory basis a For For Management
resolution on executive compensation.
3. To ratify the appointment of Deloitte For Against Management
& Touche LLP as UPS's independent
registered public accounting firm for
the year ending December 31, 2020.
4. To prepare an annual report on Against Against Shareholder
lobbying activities.
5. To reduce the voting power of class A Against For Shareholder
stock from 10 votes per share to one
vote per share.
6. To prepare a report on reducing UPS's Against For Shareholder
total contribution to climate change.
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Lloyd J. Austin For For Management
III
1B. Election of Director: Gregory J. Hayes For For Management
1C. Election of Director: Marshall O. For For Management
Larsen
1D. Election of Director: Robert K. For For Management
(Kelly) Ortberg
1E. Election of Director: Margaret L. For For Management
O'Sullivan
1F. Election of Director: Denise L. Ramos For Against Management
1G. Election of Director: Fredric G. For For Management
Reynolds
1H. Election of Director: Brian C. Rogers For Against Management
2. Advisory Vote to Approve Executive For Against Management
Compensation.
3. Appoint PricewaterhouseCoopers LLP to For Against Management
Serve as Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Against For Shareholder
Majority Vote Requirement.
5. Shareowner Proposal to Create a Against Against Shareholder
Committee to Prepare a Report
regarding the Impact of Plant Closure
on Communities and Alternatives to
Help Mitigate the Effects.
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Steven D. Black For For Management
1B. Election of Director: Celeste A. Clark For For Management
1C. Election of Director: Theodore F. For For Management
Craver, Jr.
1D. Election of Director: Wayne M. Hewett For Against Management
1E. Election of Director: Donald M. James For Against Management
1F. Election of Director: Maria R. Morris For Against Management
1G. Election of Director: Charles H. Noski For For Management
1H. Election of Director: Richard B. For For Management
Payne, Jr.
1I. Election of Director: Juan A. Pujadas For For Management
1J. Election of Director: Ronald L. Sargent For Against Management
1K. Election of Director: Charles W. Scharf For For Management
1L. Election of Director: Suzanne M. For For Management
Vautrinot
2. Advisory resolution to approve For Against Management
executive compensation.
3. Ratification of the appointment of For Against Management
KPMG LLP as the Company's independent
registered public accounting firm for
2020.
4. Shareholder Proposal - Shareholder Against For Shareholder
Approval of By-Law Amendments.
5. Shareholder Proposal - Report on Against For Shareholder
Incentive-Based Compensation and Risks
of Material Losses.
6. Shareholder Proposal - Report on Against For Shareholder
Global Median Pay Gap.
--------------------------------------------------------------------------------
WHIRLPOOL CORPORATION
Ticker: WHR Security ID: 963320106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A. Election of Director: Samuel R. Allen For Against Management
1B. Election of Director: Marc R. Bitzer For Against Management
1C. Election of Director: Greg Creed For For Management
1D. Election of Director: Gary T. DiCamillo For Against Management
1E. Election of Director: Diane M. Dietz For For Management
1F. Election of Director: Gerri T. Elliott For For Management
1G. Election of Director: Jennifer A. For For Management
LaClair
1H. Election of Director: John D. Liu For For Management
1I. Election of Director: James M. Loree For For Management
1J. Election of Director: Harish Manwani For For Management
1K. Election of Director: Patricia K. Poppe For For Management
1L. Election of Director: Larry O. Spencer For For Management
1M. Election of Director: Michael D. White For Against Management
2. Advisory vote to approve Whirlpool For For Management
Corporation's executive compensation.
3. Ratification of the appointment of For Against Management
Ernst & Young LLP as Whirlpool
Corporation's independent registered
public accounting firm for 2020.
======================== Delaware Small Cap Growth Fund ========================
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Ingram For For Management
1.2 Elect Director Brian Sharples For For Management
1.3 Elect Director Chelsea Stoner For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BANDWIDTH INC.
Ticker: BAND Security ID: 05988J103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David A. Morken For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BLUEPRINT MEDICINES CORPORATION
Ticker: BPMC Security ID: 09627Y109
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexis Borisy For Withhold Management
1.2 Elect Director Charles A. Rowland, Jr. For Withhold Management
1.3 Elect Director Lonnel Coats For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CANADA GOOSE HOLDINGS INC.
Ticker: GOOS Security ID: 135086106
Meeting Date: AUG 15, 2019 Meeting Type: Annual
Record Date: JUL 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dani Reiss For Withhold Management
1.2 Elect Director Ryan Cotton For Withhold Management
1.3 Elect Director Joshua Bekenstein For Withhold Management
1.4 Elect Director Stephen Gunn For For Management
1.5 Elect Director Jean-Marc Huet For For Management
1.6 Elect Director John Davison For For Management
1.7 Elect Director Maureen Chiquet For For Management
1.8 Elect Director Jodi Butts For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CENTURY COMMUNITIES, INC.
Ticker: CCS Security ID: 156504300
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dale Francescon For For Management
1.2 Elect Director Robert J. Francescon For For Management
1.3 Elect Director John P. Box For For Management
1.4 Elect Director Keith R. Guericke For For Management
1.5 Elect Director James M. Lippman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EHEALTH, INC.
Ticker: EHTH Security ID: 28238P109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea C. Brimmer For For Management
1.2 Elect Director Beth A. Brooke For For Management
1.3 Elect Director Randall S. Livingston For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ETSY, INC.
Ticker: ETSY Security ID: 29786A106
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For Withhold Management
1b Elect Director Josh Silverman For Withhold Management
1c Elect Director Fred Wilson For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jaime Ellertson For For Management
1.2 Elect Director Sharon Rowlands For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERQUOTE, INC.
Ticker: EVER Security ID: 30041R108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Blundin For Withhold Management
1.2 Elect Director Sanju Bansal For Withhold Management
1.3 Elect Director Seth Birnbaum For Withhold Management
1.4 Elect Director Paul Deninger For Withhold Management
1.5 Elect Director John Lunny For Withhold Management
1.6 Elect Director George Neble For Withhold Management
1.7 Elect Director John Shields For Withhold Management
1.8 Elect Director Mira Wilczek For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FLOOR & DECOR HOLDINGS, INC.
Ticker: FND Security ID: 339750101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David B. Kaplan For Against Management
1b Elect Director Peter M. Starrett For Against Management
1c Elect Director George Vincent West For Against Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRESHPET, INC.
Ticker: FRPT Security ID: 358039105
Meeting Date: SEP 26, 2019 Meeting Type: Annual
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Basto For Withhold Management
1.2 Elect Director Lawrence S. Coben For Withhold Management
1.3 Elect Director Walter N. George, III For Withhold Management
1.4 Elect Director Craig D. Steeneck For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
INVITAE CORPORATION
Ticker: NVTA Security ID: 46185L103
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geoffrey S. Crouse For Withhold Management
1.2 Elect Director Christine M. Gorjanc For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRHYTHM TECHNOLOGIES, INC.
Ticker: IRTC Security ID: 450056106
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin M. King For For Management
1.2 Elect Director Raymond W. Scott For Withhold Management
2 Declassify the Board of Directors For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LATTICE SEMICONDUCTOR CORPORATION
Ticker: LSCC Security ID: 518415104
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Anderson For For Management
1.2 Elect Director Robin A. Abrams For For Management
1.3 Elect Director John Bourgoin For For Management
1.4 Elect Director Mark E. Jensen For For Management
1.5 Elect Director Anjali Joshi For For Management
1.6 Elect Director James P. Lederer For For Management
1.7 Elect Director John E. Major For For Management
1.8 Elect Director Krishna Rangasayee For For Management
1.9 Elect Director D. Jeffrey Richardson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LGI HOMES, INC.
Ticker: LGIH Security ID: 50187T106
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ryan Edone For For Management
1.2 Elect Director Duncan Gage For For Management
1.3 Elect Director Eric Lipar For For Management
1.4 Elect Director Laura Miller For For Management
1.5 Elect Director Bryan Sansbury For For Management
1.6 Elect Director Steven Smith For For Management
1.7 Elect Director Robert Vahradian For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maverick Carter For Against Management
1.2 Elect Director Ariel Emanuel For Against Management
1.3 Elect Director Ping Fu For Against Management
1.4 Elect Director Jeffrey T. Hinson For Against Management
1.5 Elect Director Chad Hollingsworth For For Management
1.6 Elect Director James Iovine For Against Management
1.7 Elect Director James S. Kahan For Against Management
1.8 Elect Director Gregory B. Maffei For Against Management
1.9 Elect Director Randall T. Mays For Against Management
1.10 Elect Director Michael Rapino For Against Management
1.11 Elect Director Mark S. Shapiro For Against Management
1.12 Elect Director Dana Walden For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MEDALLIA, INC.
Ticker: MDLA Security ID: 584021109
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Borge Hald For Against Management
1b Elect Director Douglas Leone For Against Management
1c Elect Director Leslie Stretch For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor K. Lee For Withhold Management
1.2 Elect Director James C. Moyer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NOVOCURE LIMITED
Ticker: NVCR Security ID: G6674U108
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jeryl Hilleman For For Management
1B Elect Director David T. Hung For For Management
1C Elect Director Kinyip Gabriel Leung For For Management
1D Elect Director Martin J. Madden For For Management
1E Elect Director Sherilyn D. McCoy For For Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIRA BIOSCIENCES, INC.
Ticker: PCRX Security ID: 695127100
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Christie For For Management
1.2 Elect Director Yvonne Greenstreet For For Management
1.3 Elect Director Gary Pace For For Management
1.4 Elect Director David Stack For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PETIQ, INC.
Ticker: PETQ Security ID: 71639T106
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director McCord Christensen For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROGYNY, INC.
Ticker: PGNY Security ID: 74340E103
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl Scott For For Management
1.2 Elect Director Kevin Gordon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marijn Dekkers For Withhold Management
1.2 Elect Director Sarah E. Hlavinka For For Management
1.3 Elect Director David R. Walt For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith L. Crandell For Withhold Management
1.2 Elect Director E. Kevin Hrusovsky For Withhold Management
1.3 Elect Director Paul M. Meister For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAPID7, INC.
Ticker: RPD Security ID: 753422104
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judy Bruner For For Management
1.2 Elect Director Benjamin Holzman For For Management
1.3 Elect Director Tom Schodorf For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
SILICON LABORATORIES INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Navdeep S. Sooch For For Management
1b Elect Director William P. Wood For For Management
1c Elect Director Nina Richardson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC.
Ticker: SITE Security ID: 82982L103
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) W. For For Management
Douglas, III
1.2 Elect Director Jeri L. Isbell For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helen Darling For For Management
1.2 Elect Director William H. Frist For For Management
1.3 Elect Director Michael Goldstein For For Management
1.4 Elect Director Jason Gorevic For For Management
1.5 Elect Director Catherine A. Jacobson For For Management
1.6 Elect Director Thomas G. McKinley For For Management
1.7 Elect Director Kenneth H. Paulus For For Management
1.8 Elect Director David Shedlarz For For Management
1.9 Elect Director Mark Douglas Smith For For Management
1.10 Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
Ticker: SAM Security ID: 100557107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meghan V. Joyce For For Management
1.2 Elect Director Michael Spillane For For Management
1.3 Elect Director Jean-Michel Valette For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE SIMPLY GOOD FOODS COMPANY
Ticker: SMPL Security ID: 82900L102
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Kilts For For Management
1.2 Elect Director David J. West For For Management
1.3 Elect Director Michelle P. Goolsby For For Management
1.4 Elect Director Brian K. Ratzan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Declassify the Board of Directors For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay M. Gratz For For Management
1.2 Elect Director Kristine L. Juster For For Management
1.3 Elect Director Ronald W. Kaplan For For Management
1.4 Elect Director Gerald Volas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WINGSTOP INC.
Ticker: WING Security ID: 974155103
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn Crump-Caine For Withhold Management
1.2 Elect Director Wesley S. McDonald For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Certificate of Incorporation to For For Management
Remove Certain Provisions
--------------------------------------------------------------------------------
YETI HOLDINGS, INC.
Ticker: YETI Security ID: 98585X104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Lou Kelley For Withhold Management
1.2 Elect Director Dustan E. McCoy For Withhold Management
1.3 Elect Director Robert K. Shearer For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify Grant Thornton LLP as Auditors For For Management
======================== Delaware Smid Cap Growth Fund =========================
ABIOMED, INC.
Ticker: ABMD Security ID: 003654100
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Minogue For For Management
1.2 Elect Director Martin P. Sutter For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVALARA, INC.
Ticker: AVLR Security ID: 05338G106
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Ingram For For Management
1.2 Elect Director Brian Sharples For For Management
1.3 Elect Director Chelsea Stoner For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Ticker: BR Security ID: 11133T103
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Richard J. Daly For For Management
1d Elect Director Robert N. Duelks For For Management
1e Elect Director Timothy C. Gokey For For Management
1f Elect Director Brett A. Keller For For Management
1g Elect Director Maura A. Markus For For Management
1h Elect Director Thomas J. Perna For For Management
1i Elect Director Alan J. Weber For For Management
1j Elect Director Amit K. Zavery For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CANADA GOOSE HOLDINGS INC.
Ticker: GOOS Security ID: 135086106
Meeting Date: AUG 15, 2019 Meeting Type: Annual
Record Date: JUL 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dani Reiss For Withhold Management
1.2 Elect Director Ryan Cotton For Withhold Management
1.3 Elect Director Joshua Bekenstein For Withhold Management
1.4 Elect Director Stephen Gunn For For Management
1.5 Elect Director Jean-Marc Huet For For Management
1.6 Elect Director John Davison For For Management
1.7 Elect Director Maureen Chiquet For For Management
1.8 Elect Director Jodi Butts For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Patricia Fili-Krushel For For Management
1.3 Elect Director Neil W. Flanzraich For For Management
1.4 Elect Director Robin Hickenlooper For For Management
1.5 Elect Director Scott Maw For For Management
1.6 Elect Director Ali Namvar For For Management
1.7 Elect Director Brian Niccol For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
5 Require Independent Board Chair Against For Shareholder
6 Report on Employment-Related Against For Shareholder
Arbitration
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DEXCOM, INC.
Ticker: DXCM Security ID: 252131107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard A. Collins For For Management
1b Elect Director Mark G. Foletta For For Management
1c Elect Director Eric J. Topol For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EHEALTH, INC.
Ticker: EHTH Security ID: 28238P109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea C. Brimmer For For Management
1.2 Elect Director Beth A. Brooke For For Management
1.3 Elect Director Randall S. Livingston For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
EPAM SYSTEMS, INC.
Ticker: EPAM Security ID: 29414B104
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eugene Roman For For Management
1.2 Elect Director Jill B. Smart For For Management
1.3 Elect Director Ronald P. Vargo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVERBRIDGE, INC.
Ticker: EVBG Security ID: 29978A104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jaime Ellertson For For Management
1.2 Elect Director Sharon Rowlands For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLOOR & DECOR HOLDINGS, INC.
Ticker: FND Security ID: 339750101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David B. Kaplan For Against Management
1b Elect Director Peter M. Starrett For Against Management
1c Elect Director George Vincent West For Against Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
HEICO CORPORATION
Ticker: HEI Security ID: 422806109
Meeting Date: MAR 20, 2020 Meeting Type: Annual
Record Date: JAN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas M. Culligan For For Management
1.2 Elect Director Adolfo Henriques For For Management
1.3 Elect Director Mark H. Hildebrandt For For Management
1.4 Elect Director Eric A. Mendelson For For Management
1.5 Elect Director Laurans A. Mendelson For For Management
1.6 Elect Director Victor H. Mendelson For For Management
1.7 Elect Director Julie Neitzel For For Management
1.8 Elect Director Alan Schriesheim For For Management
1.9 Elect Director Frank J. Schwitter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVITAE CORPORATION
Ticker: NVTA Security ID: 46185L103
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Geoffrey S. Crouse For Withhold Management
1.2 Elect Director Christine M. Gorjanc For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRHYTHM TECHNOLOGIES, INC.
Ticker: IRTC Security ID: 450056106
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin M. King For For Management
1.2 Elect Director Raymond W. Scott For Withhold Management
2 Declassify the Board of Directors For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LIVE NATION ENTERTAINMENT, INC.
Ticker: LYV Security ID: 538034109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maverick Carter For Against Management
1.2 Elect Director Ariel Emanuel For Against Management
1.3 Elect Director Ping Fu For Against Management
1.4 Elect Director Jeffrey T. Hinson For Against Management
1.5 Elect Director Chad Hollingsworth For For Management
1.6 Elect Director James Iovine For Against Management
1.7 Elect Director James S. Kahan For Against Management
1.8 Elect Director Gregory B. Maffei For Against Management
1.9 Elect Director Randall T. Mays For Against Management
1.10 Elect Director Michael Rapino For Against Management
1.11 Elect Director Mark S. Shapiro For Against Management
1.12 Elect Director Dana Walden For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LULULEMON ATHLETICA INC.
Ticker: LULU Security ID: 550021109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Casey For For Management
1b Elect Director Glenn Murphy For For Management
1c Elect Director David M. Mussafer For For Management
1d Elect Director Stephanie Ferris For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy to Eliminate the Sale of Against Against Shareholder
Items Containing Down Feathers
--------------------------------------------------------------------------------
MATCH GROUP, INC.
Ticker: MTCH Security ID: 57665R106
Meeting Date: JUN 25, 2020 Meeting Type: Special
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Classify the Board of Directors For Against Management
3 Restrict Right to Act by Written For Against Management
Consent
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MONOLITHIC POWER SYSTEMS, INC.
Ticker: MPWR Security ID: 609839105
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor K. Lee For Withhold Management
1.2 Elect Director James C. Moyer For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NOVOCURE LIMITED
Ticker: NVCR Security ID: G6674U108
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jeryl Hilleman For For Management
1B Elect Director David T. Hung For For Management
1C Elect Director Kinyip Gabriel Leung For For Management
1D Elect Director Martin J. Madden For For Management
1E Elect Director Sherilyn D. McCoy For For Management
2 Ratify Kost Forer Gabbay & Kasierer as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OKTA, INC.
Ticker: OKTA Security ID: 679295105
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye Archambeau For Withhold Management
1.2 Elect Director Robert L. Dixon, Jr. For Withhold Management
1.3 Elect Director Patrick Grady For Withhold Management
1.4 Elect Director Ben Horowitz For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIRA BIOSCIENCES, INC.
Ticker: PCRX Security ID: 695127100
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Christie For For Management
1.2 Elect Director Yvonne Greenstreet For For Management
1.3 Elect Director Gary Pace For For Management
1.4 Elect Director David Stack For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PLANET FITNESS, INC.
Ticker: PLNT Security ID: 72703H101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Spinelli, Jr. For Withhold Management
1.2 Elect Director Enshalla Anderson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POOL CORPORATION
Ticker: POOL Security ID: 73278L105
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter D. Arvan For For Management
1b Elect Director Andrew W. Code For For Management
1c Elect Director Timothy M. Graven For For Management
1d Elect Director Debra S. Oler For For Management
1e Elect Director Manuel J. Perez de la For For Management
Mesa
1f Elect Director Harlan F. Seymour For For Management
1g Elect Director Robert C. Sledd For For Management
1h Elect Director John E. Stokely For For Management
1i Elect Director David G. Whalen For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROGYNY, INC.
Ticker: PGNY Security ID: 74340E103
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl Scott For For Management
1.2 Elect Director Kevin Gordon For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROOFPOINT, INC.
Ticker: PFPT Security ID: 743424103
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jonathan Feiber For For Management
1b Elect Director Kevin Harvey For For Management
1c Elect Director Leyla Seka For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith L. Crandell For Withhold Management
1.2 Elect Director E. Kevin Hrusovsky For Withhold Management
1.3 Elect Director Paul M. Meister For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RINGCENTRAL, INC.
Ticker: RNG Security ID: 76680R206
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vladimir Shmunis For For Management
1b Elect Director Kenneth Goldman For For Management
1c Elect Director Michelle McKenna For For Management
1d Elect Director Godfrey Sullivan For For Management
1e Elect Director Robert Theis For For Management
1f Elect Director Allan Thygesen For For Management
1g Elect Director Neil Williams For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILICON LABORATORIES INC.
Ticker: SLAB Security ID: 826919102
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Navdeep S. Sooch For For Management
1b Elect Director William P. Wood For For Management
1c Elect Director Nina Richardson For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SITEONE LANDSCAPE SUPPLY, INC.
Ticker: SITE Security ID: 82982L103
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) W. For For Management
Douglas, III
1.2 Elect Director Jeri L. Isbell For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SPLUNK INC.
Ticker: SPLK Security ID: 848637104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John Connors For For Management
1b Elect Director Patricia Morrison For For Management
1c Elect Director Stephen Newberry For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Amy Brooks For For Management
1.3 Elect Director James McKelvey For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Non-Management Employee Against Against Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
TELADOC HEALTH, INC.
Ticker: TDOC Security ID: 87918A105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Helen Darling For For Management
1.2 Elect Director William H. Frist For For Management
1.3 Elect Director Michael Goldstein For For Management
1.4 Elect Director Jason Gorevic For For Management
1.5 Elect Director Catherine A. Jacobson For For Management
1.6 Elect Director Thomas G. McKinley For For Management
1.7 Elect Director Kenneth H. Paulus For For Management
1.8 Elect Director David Shedlarz For For Management
1.9 Elect Director Mark Douglas Smith For For Management
1.10 Elect Director David B. Snow, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BOSTON BEER COMPANY, INC.
Ticker: SAM Security ID: 100557107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meghan V. Joyce For For Management
1.2 Elect Director Michael Spillane For For Management
1.3 Elect Director Jean-Michel Valette For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE SIMPLY GOOD FOODS COMPANY
Ticker: SMPL Security ID: 82900L102
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Kilts For For Management
1.2 Elect Director David J. West For For Management
1.3 Elect Director Michelle P. Goolsby For For Management
1.4 Elect Director Brian K. Ratzan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Declassify the Board of Directors For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
THE TRADE DESK, INC.
Ticker: TTD Security ID: 88339J105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeff T. Green For Withhold Management
1b Elect Director Eric B. Paley For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TREX COMPANY, INC.
Ticker: TREX Security ID: 89531P105
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay M. Gratz For For Management
1.2 Elect Director Kristine L. Juster For For Management
1.3 Elect Director Ronald W. Kaplan For For Management
1.4 Elect Director Gerald Volas For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
YETI HOLDINGS, INC.
Ticker: YETI Security ID: 98585X104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Lou Kelley For Withhold Management
1.2 Elect Director Dustan E. McCoy For Withhold Management
1.3 Elect Director Robert K. Shearer For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Curtis For Against Management
1b Elect Director Mikkel Svane For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
======================= Delaware Special Situations Fund =======================
ALLETE, INC.
Ticker: ALE Security ID: 018522300
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director George G. Goldfarb For For Management
1c Elect Director Alan R. Hodnik For For Management
1d Elect Director James J. Hoolihan For For Management
1e Elect Director Heidi E. Jimmerson For For Management
1f Elect Director Madeleine W. Ludlow For For Management
1g Elect Director Susan K. Nestegard For For Management
1h Elect Director Douglas C. Neve For For Management
1i Elect Director Bethany M. Owen For For Management
1j Elect Director Robert P. Powers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALTRA INDUSTRIAL MOTION CORP.
Ticker: AIMC Security ID: 02208R106
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl R. Christenson For For Management
1.2 Elect Director Lyle G. Ganske For For Management
1.3 Elect Director Nicole Parent Haughey For For Management
1.4 Elect Director Margot L. Hoffman For For Management
1.5 Elect Director Michael S. Lipscomb For For Management
1.6 Elect Director Thomas W. Swidarski For For Management
1.7 Elect Director James H. Woodward, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY
Ticker: AEL Security ID: 025676206
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anant Bhalla For For Management
1.2 Elect Director Joyce A. Chapman For For Management
1.3 Elect Director James M. Gerlach For For Management
1.4 Elect Director Robert L. Howe For For Management
1.5 Elect Director Michelle M. Keeley For For Management
1.6 Elect Director William R. Kunkel For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
Ticker: ABG Security ID: 043436104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Reddin For For Management
1.2 Elect Director Joel Alsfine For For Management
1.3 Elect Director Thomas C. DeLoach, Jr. For For Management
1.4 Elect Director David W. Hult For For Management
1.5 Elect Director Juanita T. James For For Management
1.6 Elect Director Philip F. Maritz For For Management
1.7 Elect Director Maureen F. Morrison For For Management
1.8 Elect Director Bridget Ryan-Berman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATKORE INTERNATIONAL GROUP INC.
Ticker: ATKR Security ID: 047649108
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: DEC 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Betty R. Johnson For For Management
1B Elect Director William E. Waltz, Jr. For For Management
1C Elect Director A. Mark Zeffiro For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVANOS MEDICAL, INC.
Ticker: AVNS Security ID: 05350V106
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Heidi Kuntz For For Management
1b Elect Director Joseph F. Woody For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
BARNES GROUP INC.
Ticker: B Security ID: 067806109
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas O. Barnes For For Management
1b Elect Director Elijah K. Barnes For For Management
1c Elect Director Patrick J. Dempsey For For Management
1d Elect Director Richard J. Hipple For For Management
1e Elect Director Thomas J. Hook For For Management
1f Elect Director Daphne E. Jones For For Management
1g Elect Director Mylle H. Mangum For For Management
1h Elect Director Hans-Peter Manner For For Management
1i Elect Director Hassell H. McClellan For For Management
1j Elect Director William J. Morgan For For Management
1k Elect Director Anthony V. Nicolosi For For Management
1l Elect Director JoAnna L. Sohovich For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
BERRY GLOBAL GROUP, INC.
Ticker: BERY Security ID: 08579W103
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director B. Evan Bayh For For Management
1.2 Elect Director Jonathan F. Foster For For Management
1.3 Elect Director Idalene F. Kesner For For Management
1.4 Elect Director Carl J. (Rick) For For Management
Rickertsen
1.5 Elect Director Ronald S. Rolfe For For Management
1.6 Elect Director Thomas E. Salmon For For Management
1.7 Elect Director Paula A. Sneed For For Management
1.8 Elect Director Robert A. Steele For For Management
1.9 Elect Director Stephen E. Sterrett For For Management
1.10 Elect Director Scott B. Ullem For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BLACK HILLS CORPORATION
Ticker: BKH Security ID: 092113109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony A. Jensen For For Management
1.2 Elect Director Kathleen S. McAllister For For Management
1.3 Elect Director Rebecca B. Roberts For For Management
1.4 Elect Director Teresa A. Taylor For For Management
1.5 Elect Director John B. Vering For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRANDYWINE REALTY TRUST
Ticker: BDN Security ID: 105368203
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James C. Diggs For For Management
1b Elect Director Wyche Fowler For For Management
1c Elect Director H. Richard Haverstick, For For Management
Jr.
1d Elect Director Terri A. Herubin For For Management
1e Elect Director Michael J. Joyce For For Management
1f Elect Director Charles P. Pizzi For For Management
1g Elect Director Gerard H. Sweeney For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CABLE ONE, INC.
Ticker: CABO Security ID: 12685J105
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary E. Meduski For For Management
1b Elect Director Alan G. Spoon For For Management
1c Elect Director Wallace R. Weitz For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
CALERES, INC.
Ticker: CAL Security ID: 129500104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mahendra R. Gupta For For Management
1.2 Elect Director Carla C. Hendra For For Management
1.3 Elect Director Wenda Harris Millard For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
CHOICE HOTELS INTERNATIONAL, INC.
Ticker: CHH Security ID: 169905106
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara T. Alexander For For Management
1.2 Elect Director Brian B. Bainum For For Management
1.3 Elect Director Stewart W. Bainum, Jr. For For Management
1.4 Elect Director William L. Jews For For Management
1.5 Elect Director Monte J.M. Koch For For Management
1.6 Elect Director Liza K. Landsman For For Management
1.7 Elect Director Patrick S. Pacious For For Management
1.8 Elect Director Ervin R. Shames For For Management
1.9 Elect Director Maureen D. Sullivan For For Management
1.10 Elect Director John P. Tague For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
COHERENT, INC.
Ticker: COHR Security ID: 192479103
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay T. Flatley For For Management
1b Elect Director Pamela Fletcher For For Management
1c Elect Director Andreas (Andy) W. Mattes For For Management
1d Elect Director Beverly Kay Matthews For For Management
1e Elect Director Michael R. McMullen For For Management
1f Elect Director Garry W. Rogerson For For Management
1g Elect Director Steve Skaggs For For Management
1h Elect Director Sandeep Vij For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMSCOPE HOLDING COMPANY, INC.
Ticker: COMM Security ID: 20337X109
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Director Frank M. Drendel For For Management
2b Elect Director Joanne M. Maguire For For Management
2c Elect Director Thomas J. Manning For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Approve Removal of Common Shares For For Management
Issuance Restriction in Connection
with the Conversion or Redemption of
Preferred Shares, Exercise of
Participation Rights, and Voting of
Preferred Shares
7 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CORE-MARK HOLDING COMPANY, INC.
Ticker: CORE Security ID: 218681104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Booth For For Management
1b Elect Director Gary F. Colter For For Management
1c Elect Director Rocky Dewbre For For Management
1d Elect Director Laura Flanagan For For Management
1e Elect Director Robert G. Gross For For Management
1f Elect Director Scott E. McPherson For For Management
1g Elect Director Diane Randolph For For Management
1h Elect Director Harvey L. Tepner For For Management
1i Elect Director Randolph I. Thornton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
DELEK US HOLDINGS, INC.
Ticker: DK Security ID: 24665A103
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ezra Uzi Yemin For For Management
1.2 Elect Director William J. Finnerty For For Management
1.3 Elect Director Richard J. Marcogliese For For Management
1.4 Elect Director Gary M. Sullivan, Jr. For For Management
1.5 Elect Director Vicky Sutil For For Management
1.6 Elect Director David Wiessman For For Management
1.7 Elect Director Shlomo Zohar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DELUXE CORPORATION
Ticker: DLX Security ID: 248019101
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald C. Baldwin For For Management
1.2 Elect Director William C. Cobb For For Management
1.3 Elect Director Cheryl E. Mayberry For For Management
McKissack
1.4 Elect Director Barry C. McCarthy For For Management
1.5 Elect Director Don J. McGrath For For Management
1.6 Elect Director Thomas J. Reddin For For Management
1.7 Elect Director Martyn R. Redgrave For For Management
1.8 Elect Director John L. Stauch For For Management
1.9 Elect Director Victoria A. Treyger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake T. DeBerry For For Management
1.2 Elect Director John V. Lovoi For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EAST WEST BANCORP, INC.
Ticker: EWBC Security ID: 27579R104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Molly Campbell For For Management
1.2 Elect Director Iris S. Chan For For Management
1.3 Elect Director Archana Deskus For For Management
1.4 Elect Director Rudolph I. Estrada For For Management
1.5 Elect Director Paul H. Irving For For Management
1.6 Elect Director Jack C. Liu For For Management
1.7 Elect Director Dominic Ng For For Management
1.8 Elect Director Lester M. Sussman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
F.N.B. CORPORATION
Ticker: FNB Security ID: 302520101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela A. Bena For For Management
1.2 Elect Director William B. Campbell For For Management
1.3 Elect Director James D. Chiafullo For For Management
1.4 Elect Director Vincent J. Delie, Jr. For For Management
1.5 Elect Director Mary Jo Dively For For Management
1.6 Elect Director Robert A. Hormell For For Management
1.7 Elect Director David J. Malone For For Management
1.8 Elect Director Frank C. Mencini For For Management
1.9 Elect Director David L. Motley For For Management
1.10 Elect Director Heidi A. Nicholas For For Management
1.11 Elect Director John S. Stanik For For Management
1.12 Elect Director William J. Strimbu For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
FERRO CORPORATION
Ticker: FOE Security ID: 315405100
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Lorber For For Management
1.2 Elect Director Marran H. Ogilvie For For Management
1.3 Elect Director Andrew M. Ross For For Management
1.4 Elect Director Allen A. Spizzo For For Management
1.5 Elect Director Peter T. Thomas For For Management
1.6 Elect Director Ronald P. Vargo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST FINANCIAL BANCORP.
Ticker: FFBC Security ID: 320209109
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Wickliffe Ach For For Management
1.2 Elect Director William G. Barron For For Management
1.3 Elect Director Vincent A. Berta For For Management
1.4 Elect Director Cynthia O. Booth For For Management
1.5 Elect Director Archie M. Brown For For Management
1.6 Elect Director Claude E. Davis For For Management
1.7 Elect Director Corinne R. Finnerty For For Management
1.8 Elect Director Susan L. Knust For For Management
1.9 Elect Director William J. Kramer For For Management
1.10 Elect Director John T. Neighbours For For Management
1.11 Elect Director Thomas M. O'Brien For For Management
1.12 Elect Director Maribeth S. Rahe For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST HAWAIIAN, INC.
Ticker: FHB Security ID: 32051X108
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Cox For For Management
1b Elect Director W. Allen Doane For For Management
1c Elect Director Faye Watanabe Kurren For For Management
1d Elect Director Robert S. Harrison For For Management
1e Elect Director Allen B. Uyeda For For Management
1f Elect Director Jenai S. Wall For For Management
1g Elect Director C. Scott Wo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST INTERSTATE BANCSYSTEM, INC.
Ticker: FIBK Security ID: 32055Y201
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alice S. Cho For For Management
1.2 Elect Director Dana L. Crandall For For Management
1.3 Elect Director Dennis L. Johnson For For Management
1.4 Elect Director Patricia L. Moss For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST MIDWEST BANCORP, INC.
Ticker: FMBI Security ID: 320867104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara A. Boigegrain For For Management
1.2 Elect Director Thomas L. Brown For For Management
1.3 Elect Director Phupinder S. Gill For For Management
1.4 Elect Director Kathryn J. Hayley For For Management
1.5 Elect Director Peter J. Henseler For For Management
1.6 Elect Director Frank B. Modruson For For Management
1.7 Elect Director Ellen A. Rudnick For For Management
1.8 Elect Director Mark G. Sander For For Management
1.9 Elect Director Michael L. Scudder For For Management
1.10 Elect Director Michael J. Small For For Management
1.11 Elect Director Stephen C. Van Arsdell For For Management
1.12 Elect Director J. Stephen Vanderwoude For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
GREAT WESTERN BANCORP, INC.
Ticker: GWB Security ID: 391416104
Meeting Date: FEB 04, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frances Grieb For For Management
1.2 Elect Director James Israel For For Management
1.3 Elect Director Stephen Lacy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC.
Ticker: HEES Security ID: 404030108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Engquist For For Management
1.2 Elect Director Bradley W. Barber For For Management
1.3 Elect Director Paul N. Arnold For For Management
1.4 Elect Director Gary W. Bagley For For Management
1.5 Elect Director Bruce C. Bruckmann For For Management
1.6 Elect Director Patrick L. Edsell For For Management
1.7 Elect Director Thomas J. Galligan, III For For Management
1.8 Elect Director Lawrence C. Karlson For For Management
1.9 Elect Director John T. Sawyer For For Management
1.10 Elect Director Mary P. Thompson For For Management
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
H.B. FULLER COMPANY
Ticker: FUL Security ID: 359694106
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date: FEB 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel L. Florness For For Management
1.2 Elect Director Lee R. Mitau For For Management
1.3 Elect Director R. William Van Sant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION
Ticker: HWC Security ID: 410120109
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. Bertucci For For Management
1.2 Elect Director Constantine S. Liollio For For Management
1.3 Elect Director Thomas H. Olinde For For Management
1.4 Elect Director Joan C. Teofilo For For Management
1.5 Elect Director C. Richard Wilkins For For Management
2a Eliminate the Business Combination For For Management
Supermajority Vote Provision
2b Eliminate the Prohibition on For For Management
Non-Cumulative Preferred Dividends
2c Remove the Series A Preferred Stock For For Management
Provision
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy H. Nelson For For Management
1.2 Elect Director William L. Transier For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIGHWOODS PROPERTIES, INC.
Ticker: HIW Security ID: 431284108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles A. Anderson For For Management
1.2 Elect Director Gene H. Anderson For For Management
1.3 Elect Director Thomas P. Anderson For For Management
1.4 Elect Director Carlos E. Evans For For Management
1.5 Elect Director David J. Hartzell For For Management
1.6 Elect Director Sherry A. Kellett For For Management
1.7 Elect Director Theodore J. Klinck For For Management
1.8 Elect Director Anne H. Lloyd For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
INTEGER HOLDINGS CORPORATION
Ticker: ITGR Security ID: 45826H109
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela G. Bailey For For Management
1.2 Elect Director Joseph W. Dziedzic For For Management
1.3 Elect Director James F. Hinrichs For For Management
1.4 Elect Director Jean Hobby For For Management
1.5 Elect Director M. Craig Maxwell For For Management
1.6 Elect Director Filippo Passerini For For Management
1.7 Elect Director Bill R. Sanford For For Management
1.8 Elect Director Donald J. Spence For For Management
1.9 Elect Director William B. Summers, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ITT INC.
Ticker: ITT Security ID: 45073V108
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Orlando D. Ashford For For Management
1b Elect Director Geraud Darnis For For Management
1c Elect Director Donald DeFosset, Jr. For For Management
1d Elect Director Nicholas C. Fanandakis For For Management
1e Elect Director Richard P. Lavin For For Management
1f Elect Director Mario Longhi For For Management
1g Elect Director Rebecca A. McDonald For For Management
1h Elect Director Timothy H. Powers For For Management
1i Elect Director Luca Savi For For Management
1j Elect Director Cheryl L. Shavers For For Management
1k Elect Director Sabrina Soussan For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
J & J SNACK FOODS CORP.
Ticker: JJSF Security ID: 466032109
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gerald B. Shreiber For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KB HOME
Ticker: KBH Security ID: 48666K109
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorene C. Dominguez For For Management
1.2 Elect Director Timothy W. Finchem For For Management
1.3 Elect Director Stuart A. Gabriel For For Management
1.4 Elect Director Thomas W. Gilligan For For Management
1.5 Elect Director Kenneth M. Jastrow, II For For Management
1.6 Elect Director Robert L. Johnson For For Management
1.7 Elect Director Melissa Lora For For Management
1.8 Elect Director Jeffrey T. Mezger For For Management
1.9 Elect Director James C. Weaver For For Management
1.10 Elect Director Michael M. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEMPER CORPORATION
Ticker: KMPR Security ID: 488401100
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Teresa A. Canida For For Management
1b Elect Director George N. Cochran For For Management
1c Elect Director Kathleen M. Cronin For For Management
1d Elect Director Lacy M. Johnson For For Management
1e Elect Director Robert J. Joyce For For Management
1f Elect Director Joseph P. Lacher, Jr. For For Management
1g Elect Director Gerald Laderman For For Management
1h Elect Director Christopher B. Sarofim For For Management
1i Elect Director David P. Storch For For Management
1j Elect Director Susan D. Whiting For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
KIRBY CORPORATION
Ticker: KEX Security ID: 497266106
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard J. Alario For For Management
1b Elect Director David W. Grzebinski For For Management
1c Elect Director Richard R. Stewart For For Management
2a Elect Director Tanya S. Beder For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KITE REALTY GROUP TRUST
Ticker: KRG Security ID: 49803T300
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Kite For For Management
1b Elect Director William E. Bindley For For Management
1c Elect Director Victor J. Coleman For For Management
1d Elect Director Lee A. Daniels For For Management
1e Elect Director Christie B. Kelly For For Management
1f Elect Director David R. O'Reilly For For Management
1g Elect Director Barton R. Peterson For For Management
1h Elect Director Charles H. Wurtzebach For For Management
1i Elect Director Caroline L. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Articles of Incorporation to For For Management
Allow Shareholder Bylaw Amendments
--------------------------------------------------------------------------------
KNOLL, INC.
Ticker: KNL Security ID: 498904200
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Director Andrew B. Cogan For For Management
1.2 Director Stephen F. Fisher For For Management
1.3 Director Sarah E. Nash For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEGG MASON, INC.
Ticker: LM Security ID: 524901105
Meeting Date: MAY 15, 2020 Meeting Type: Special
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Wilson Eglin For For Management
1.2 Elect Director Richard S. Frary For For Management
1.3 Elect Director Lawrence L. Gray For For Management
1.4 Elect Director Jamie Handwerker For For Management
1.5 Elect Director Claire A. Koeneman For For Management
1.6 Elect Director Howard Roth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIFE STORAGE, INC.
Ticker: LSI Security ID: 53223X107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Barberio For For Management
1b Elect Director Joseph V. Saffire For For Management
1c Elect Director Charles E. Lannon For For Management
1d Elect Director Stephen R. Rusmisel For For Management
1e Elect Director Arthur L. Havener, Jr. For For Management
1f Elect Director Dana Hamilton For For Management
1g Elect Director Edward J. Pettinella For For Management
1h Elect Director David L. Rogers For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Non-Employee Director For For Management
Restricted Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LOUISIANA-PACIFIC CORPORATION
Ticker: LPX Security ID: 546347105
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kurt M. Landgraf For For Management
1b Elect Director Stephen E. Macadam For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MASTEC, INC.
Ticker: MTZ Security ID: 576323109
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernst N. Csiszar For For Management
1.2 Elect Director Julia L. Johnson For For Management
1.3 Elect Director Jorge Mas For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION
Ticker: MTH Security ID: 59001A102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Hilton For For Management
1.2 Elect Director Raymond Oppel For For Management
1.3 Elect Director Dana C. Bradford For For Management
1.4 Elect Director Deborah Ann Henretta For For Management
1.5 Elect Director P. Kelly Mooney For For Management
1.6 Elect Director Joseph Keough For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NBT BANCORP INC.
Ticker: NBTB Security ID: 628778102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John H. Watt, Jr. For For Management
1b Elect Director Martin A. Dietrich For For Management
1c Elect Director Patricia T. Civil For For Management
1d Elect Director Timothy E. Delaney For For Management
1e Elect Director James H. Douglas For For Management
1f Elect Director Andrew S. Kowalczyk, III For For Management
1g Elect Director John C. Mitchell For For Management
1h Elect Director V. Daniel Robinson, II For For Management
1i Elect Director Matthew J. Salanger For For Management
1j Elect Director Joseph A. Santangelo For For Management
1k Elect Director Lowell A. Seifter For For Management
1l Elect Director Robert A. Wadsworth For For Management
1m Elect Director Jack H. Webb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
NCR CORPORATION
Ticker: NCR Security ID: 62886E108
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Begor For For Management
1.2 Elect Director Gregory R. Blank For For Management
1.3 Elect Director Catherine (Katie) L. For For Management
Burke
1.4 Elect Director Chinh E. Chu For For Management
1.5 Elect Director Deborah A. Farrington For For Management
1.6 Elect Director Michael D. Hayford For For Management
1.7 Elect Director Georgette D. Kiser For For Management
1.8 Elect Director Kirk T. Larsen For For Management
1.9 Elect Director Frank R. Martire For For Management
1.10 Elect Director Matthew A. Thompson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For Against Management
5 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Hagale For For Management
1.2 Elect Director Paula D. Polito For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
OLIN CORPORATION
Ticker: OLN Security ID: 680665205
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Heidi S. Alderman For For Management
1b Elect Director Beverley A. Babcock For For Management
1c Elect Director Gray G. Benoist For For Management
1d Elect Director Scott D. Ferguson For For Management
1e Elect Director John E. Fischer For For Management
1f Elect Director W. Barnes Hauptfuhrer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ON SEMICONDUCTOR CORPORATION
Ticker: ON Security ID: 682189105
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Atsushi Abe For For Management
1b Elect Director Alan Campbell For For Management
1c Elect Director Gilles Delfassy For For Management
1d Elect Director Emmanuel T. Hernandez For For Management
1e Elect Director Keith D. Jackson For For Management
1f Elect Director Paul A. Mascarenas For For Management
1g Elect Director Christine Y. Yan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OUTFRONT MEDIA INC.
Ticker: OUT Security ID: 69007J106
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeremy J. Male For For Management
1.2 Elect Director Joseph H. Wender For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management
1.2 Elect Director Michael W. Conlon For For Management
1.3 Elect Director William Andrew For For Management
Hendricks, Jr.
1.4 Elect Director Curtis W. Huff For For Management
1.5 Elect Director Terry H. Hunt For For Management
1.6 Elect Director Janeen S. Judah For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRIMORIS SERVICES CORPORATION
Ticker: PRIM Security ID: 74164F103
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Cook For For Management
1.2 Elect Director David L. King For For Management
1.3 Elect Director Carla S. Mashinski For For Management
1.4 Elect Director Thomas E. McCormick For For Management
1.5 Elect Director John P. Schauerman For For Management
1.6 Elect Director Robert A. Tinstman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROSPERITY BANCSHARES, INC.
Ticker: PB Security ID: 743606105
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Hanigan For For Management
1.2 Elect Director William T. Luedke, IV For For Management
1.3 Elect Director Perry Mueller, Jr. For For Management
1.4 Elect Director Harrison Stafford, II For For Management
1.5 Elect Director Bruce W. Hunt For For Management
1.6 Elect Director George A. Fisk For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RPT REALTY
Ticker: RPT Security ID: 74971D101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Federico For For Management
1.2 Elect Director Arthur H. Goldberg For For Management
1.3 Elect Director Brian L. Harper For For Management
1.4 Elect Director Joanna T. Lau For For Management
1.5 Elect Director David J. Nettina For For Management
1.6 Elect Director Laurie M. Shahon For For Management
1.7 Elect Director Andrea M. Weiss For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
S&T BANCORP, INC.
Ticker: STBA Security ID: 783859101
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W. Adkins, Jr. For For Management
1.2 Elect Director David G. Antolik For For Management
1.3 Elect Director Peter R. Barsz For For Management
1.4 Elect Director Todd D. Brice For For Management
1.5 Elect Director Christina A. Cassotis For For Management
1.6 Elect Director Michael J. Donnelly For For Management
1.7 Elect Director James T. Gibson For For Management
1.8 Elect Director Jeffrey D. Grube For For Management
1.9 Elect Director William J. Hieb For For Management
1.10 Elect Director Jerry D. Hostetter For For Management
1.11 Elect Director Robert E. Kane For For Management
1.12 Elect Director James C. Miller For For Management
1.13 Elect Director Frank J. Palermo, Jr. For For Management
1.14 Elect Director Christine J. Toretti For For Management
1.15 Elect Director Steven J. Weingarten For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAIA, INC.
Ticker: SAIA Security ID: 78709Y105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donna E. Epps For For Management
1.2 Elect Director John P. Gainor, Jr. For For Management
1.3 Elect Director Randolph W. Melville For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC.
Ticker: SASR Security ID: 800363103
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Friis For For Management
1.2 Elect Director Brian J. Lemek For For Management
1.3 Elect Director Pamela A. Little For For Management
1.4 Elect Director James J. Maiwurm For For Management
1.5 Elect Director Craig A. Ruppert For For Management
1.6 Elect Director Walter Clayton Martz, II For For Management
1.7 Elect Director Christina B. O'Meara For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Burville For For Management
1b Elect Director Terrence W. Cavanaugh For For Management
1c Elect Director Robert Kelly Doherty For For Management
1d Elect Director John J. Marchioni For For Management
1e Elect Director Thomas A. McCarthy For For Management
1f Elect Director H. Elizabeth Mitchell For For Management
1g Elect Director Michael J. Morrissey For For Management
1h Elect Director Gregory E. Murphy For For Management
1i Elect Director Cynthia S. Nicholson For For Management
1j Elect Director William M. Rue For For Management
1k Elect Director John S. Scheid For For Management
1l Elect Director J. Brian Thebault For For Management
1m Elect Director Philip H. Urban For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SERVICE CORPORATION INTERNATIONAL
Ticker: SCI Security ID: 817565104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan R. Buckwalter For For Management
1b Elect Director Jakki L. Haussler For For Management
1c Elect Director Victor L. Lund For For Management
1d Elect Director Clifton H. Morris, Jr. For For Management
1e Elect Director Ellen Ochoa For For Management
1f Elect Director Thomas L. Ryan For For Management
1g Elect Director W. Blair Waltrip For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For For Management
1.2 Elect Director W. Steve Albrecht For For Management
1.3 Elect Director Russell A. Childs For For Management
1.4 Elect Director Henry J. Eyring For For Management
1.5 Elect Director Meredith S. Madden For For Management
1,6 Elect Director Ronald J. Mittelstaedt For For Management
1.7 Elect Director Andrew C. Roberts For For Management
1.8 Elect Director Keith E. Smith For For Management
1.9 Elect Director Steven F. Udvar-Hazy For For Management
1.10 Elect Director James L. Welch For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTH JERSEY INDUSTRIES, INC.
Ticker: SJI Security ID: 838518108
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sarah M. Barpoulis For For Management
1b Elect Director Keith S. Campbell For For Management
1c Elect Director Victor A. Fortkiewicz For For Management
1d Elect Director Sheila Hartnett-Devlin For For Management
1e Elect Director G. Edison Holland, Jr. For For Management
1f Elect Director Sunita Holzer For For Management
1g Elect Director Kevin M. O'Dowd For For Management
1h Elect Director Michael J. Renna For For Management
1i Elect Director Joseph M. Rigby For For Management
1j Elect Director Frank L. Sims For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Stephen C. Comer For For Management
1.4 Elect Director John P. Hester For For Management
1.5 Elect Director Jane Lewis-Raymond For For Management
1.6 Elect Director Anne L. Mariucci For For Management
1.7 Elect Director Michael J. Melarkey For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Thomas A. Thomas For For Management
1.10 Elect Director Leslie T. Thornton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W300
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For For Management
1.3 Elect Director Todd A. Dunn For For Management
1.4 Elect Director Elizabeth F. Frank For For Management
1.5 Elect Director Richard I. Gilchrist For For Management
1.6 Elect Director Diana M. Laing For For Management
1.7 Elect Director Sheli Z. Rosenberg For For Management
1.8 Elect Director Thomas D. Senkbeil For For Management
1.9 Elect Director Nicholas P. Shepherd For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC.
Ticker: SMP Security ID: 853666105
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Gethin For For Management
1.2 Elect Director Pamela Forbes Lieberman For For Management
1.3 Elect Director Patrick S. McClymont For For Management
1.4 Elect Director Joseph W. McDonnell For For Management
1.5 Elect Director Alisa C. Norris For For Management
1.6 Elect Director Eric P. Sills For For Management
1.7 Elect Director Lawrence I. Sills For For Management
1.8 Elect Director William H. Turner For For Management
1.9 Elect Director Richard S. Ward For For Management
1.10 Elect Director Roger M. Widmann For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEVEN MADDEN, LTD.
Ticker: SHOO Security ID: 556269108
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward R. Rosenfeld For For Management
1.2 Elect Director Al Ferrara For For Management
1.3 Elect Director Mitchell S. Klipper For For Management
1.4 Elect Director Rose Peabody Lynch For For Management
1.5 Elect Director Peter Migliorini For For Management
1.6 Elect Director Ravi Sachdev For For Management
1.7 Elect Director Thomas H. Schwartz For For Management
1.8 Elect Director Robert G. Smith For For Management
1.9 Elect Director Amelia Newton Varela For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam T. Berlew For For Management
1.2 Elect Director Kathleen Brown For For Management
1.3 Elect Director Michael W. Brown For For Management
1.4 Elect Director Robert E. Grady For For Management
1.5 Elect Director Ronald J. Kruszewski For For Management
1.6 Elect Director Daniel J. Ludeman For For Management
1.7 Elect Director Maura A. Markus For For Management
1.8 Elect Director James M. Oates For For Management
1.9 Elect Director David A. Peacock For For Management
1.10 Elect Director Thomas W. Weisel For For Management
1.11 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUMMIT HOTEL PROPERTIES, INC.
Ticker: INN Security ID: 866082100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Hansen For For Management
1b Elect Director Bjorn R. L. Hanson For For Management
1c Elect Director Jeffrey W. Jones For For Management
1d Elect Director Kenneth J. Kay For For Management
1e Elect Director Thomas W. Storey For For Management
1f Elect Director Hope S. Taitz For For Management
2 Ratify Ernst & Young, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TECH DATA CORPORATION
Ticker: TECD Security ID: 878237106
Meeting Date: FEB 12, 2020 Meeting Type: Special
Record Date: JAN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Michael A. Bradley For For Management
1B Elect Director Edwin J. Gillis For For Management
1C Elect Director Timothy E. Guertin For For Management
1D Elect Director Mark E. Jagiela For For Management
1E Elect Director Mercedes Johnson For For Management
1F Elect Director Marilyn Matz For For Management
1G Elect Director Paul J. Tufano For For Management
1H Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEXAS ROADHOUSE, INC.
Ticker: TXRH Security ID: 882681109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory N. Moore For For Management
1.2 Elect Director W. Kent Taylor For For Management
1.3 Elect Director Curtis A. Warfield For For Management
1.4 Elect Director Kathleen M. Widmer For For Management
1.5 Elect Director James R. Zarley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CHEESECAKE FACTORY INCORPORATED
Ticker: CAKE Security ID: 163072101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David Overton For For Management
1b Elect Director Edie A. Ames For For Management
1c Elect Director Alexander L. Cappello For For Management
1d Elect Director Jerome L. Kransdorf For For Management
1e Elect Director Janice L. Meyer For For Management
1f Elect Director Laurence B. Mindel For For Management
1g Elect Director David B. Pittaway For For Management
1h Elect Director Herbert Simon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HANOVER INSURANCE GROUP, INC.
Ticker: THG Security ID: 410867105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane D. Carlin For For Management
1.2 Elect Director Daniel T. Henry For For Management
1.3 Elect Director Wendell J. Knox For For Management
1.4 Elect Director Kathleen S. Lane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE SCOTTS MIRACLE-GRO COMPANY
Ticker: SMG Security ID: 810186106
Meeting Date: JAN 27, 2020 Meeting Type: Annual
Record Date: DEC 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Hagedorn For For Management
1.2 Elect Director Brian D. Finn For For Management
1.3 Elect Director Nancy G. Mistretta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenton K. Alder For For Management
1.2 Elect Director Julie S. England For For Management
1.3 Elect Director Philip G. Franklin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UMPQUA HOLDINGS CORPORATION
Ticker: UMPQ Security ID: 904214103
Meeting Date: APR 20, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Y. Fowler For For Management
1.2 Elect Director Stephen M. Gambee For For Management
1.3 Elect Director James S. Greene For For Management
1.4 Elect Director Luis F. Machuca For For Management
1.5 Elect Director Maria M. Pope For For Management
1.6 Elect Director Cort L. O'Haver For For Management
1.7 Elect Director John F. Schultz For For Management
1.8 Elect Director Susan F. Stevens For For Management
1.9 Elect Director Hilliard C. Terry, III For For Management
1.10 Elect Director Bryan L. Timm For For Management
1.11 Elect Director Anddria Varnado For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIFIRST CORPORATION
Ticker: UNF Security ID: 904708104
Meeting Date: JAN 14, 2020 Meeting Type: Annual
Record Date: NOV 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas S. Postek For For Management
1.2 Elect Director Steven S. Sintros For For Management
1.3 Elect Director Raymond C. Zemlin For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VALLEY NATIONAL BANCORP
Ticker: VLY Security ID: 919794107
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew B. Abramson For For Management
1b Elect Director Peter J. Baum For For Management
1c Elect Director Eric P. Edelstein For For Management
1d Elect Director Graham O. Jones For For Management
1e Elect Director Marc J. Lenner For For Management
1f Elect Director Kevin J. Lynch For For Management
1g Elect Director Peter V. Maio For For Management
1h Elect Director Ira Robbins For For Management
1i Elect Director Suresh L. Sani For For Management
1j Elect Director Lisa J. Schultz For For Management
1k Elect Director Jennifer W. Steans For For Management
1l Elect Director Jeffrey S. Wilks For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
VISHAY INTERTECHNOLOGY, INC.
Ticker: VSH Security ID: 928298108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Cody For For Management
1.2 Elect Director Abraham Ludomirski For For Management
1.3 Elect Director Raanan Zilberman For For Management
1.4 Elect Director Jeffrey H. Vanneste For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WASHINGTON REAL ESTATE INVESTMENT TRUST
Ticker: WRE Security ID: 939653101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Benjamin S. Butcher For For Management
1.2 Elect Director William G. Byrnes For For Management
1.3 Elect Director Edward S. Civera For For Management
1.4 Elect Director Ellen M. Goitia For For Management
1.5 Elect Director Paul T. McDermott For For Management
1.6 Elect Director Thomas H. Nolan, Jr. For For Management
1.7 Elect Director Anthony L. Winns For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION
Ticker: WBS Security ID: 947890109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Atwell For For Management
1b Elect Director John R. Ciulla For For Management
1c Elect Director Elizabeth E. Flynn For For Management
1d Elect Director E. Carol Hayles For For Management
1e Elect Director Linda H. Ianieri For For Management
1f Elect Director Laurence C. Morse For For Management
1g Elect Director Karen R. Osar For For Management
1h Elect Director Mark Pettie For For Management
1i Elect Director Lauren C. States For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WERNER ENTERPRISES, INC.
Ticker: WERN Security ID: 950755108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald H. Timmerman For For Management
1.2 Elect Director Diane K. Duren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESBANCO, INC.
Ticker: WSBC Security ID: 950810101
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Crawford For For Management
1.2 Elect Director Todd F. Clossin For For Management
1.3 Elect Director Abigail M. Feinknopf For For Management
1.4 Elect Director Denise Knouse-Snyder For For Management
1.5 Elect Director Jay T. McCamic For For Management
1.6 Elect Director F. Eric Nelson, Jr. For For Management
1.7 Elect Director James W. Cornelsen For For Management
1.8 Elect Director Gregory S. Proctor, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young, LLP as Auditors For For Management
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Engel For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director John K. Morgan For For Management
1.5 Elect Director Steven A. Raymund For For Management
1.6 Elect Director James L. Singleton For For Management
1.7 Elect Director Easwaran Sundaram For For Management
1.8 Elect Director Laura K. Thompson For For Management
1.9 Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION
Ticker: WAL Security ID: 957638109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce Beach For For Management
1b Elect Director Juan Figuereo For For Management
1c Elect Director Howard Gould For For Management
1d Elect Director Steven Hilton For For Management
1e Elect Director Marianne Boyd Johnson For For Management
1f Elect Director Robert Latta For For Management
1g Elect Director Todd Marshall For For Management
1h Elect Director Adriane McFetridge For For Management
1i Elect Director Michael Patriarca For For Management
1j Elect Director Robert Sarver For For Management
1k Elect Director Bryan Segedi For For Management
1l Elect Director Donald Snyder For For Management
1m Elect Director Sung Won Sohn For For Management
1n Elect Director Kenneth A. Vecchione For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
WOLVERINE WORLD WIDE, INC.
Ticker: WWW Security ID: 978097103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William K. Gerber For For Management
1b Elect Director Blake W. Krueger For For Management
1c Elect Director Nicholas T. Long For For Management
1d Elect Director Michael A. Volkema For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: MAR 05, 2020 Meeting Type: Special
Record Date: FEB 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Carrig For For Management
1.2 Elect Director Clay M. Gaspar For For Management
1.3 Elect Director Robert K. Herdman For For Management
1.4 Elect Director Kelt Kindick For For Management
1.5 Elect Director Karl F. Kurz For For Management
1.6 Elect Director Kimberly S. Lubel For For Management
1.7 Elect Director Richard E. Muncrief For For Management
1.8 Elect Director Martin Phillips For For Management
1.9 Elect Director Douglas E. Swanson, Jr. For For Management
1.10 Elect Director Valerie M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
====================== Delaware Strategic Income II Fund =======================
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
========================== Delaware Total Return Fund ==========================
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Edward M. Liddy For For Management
1.7 Elect Director Darren W. McDew For For Management
1.8 Elect Director Nancy McKinstry For For Management
1.9 Elect Director Phebe N. Novakovic For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Daniel J. Starks For For Management
1.12 Elect Director John G. Stratton For For Management
1.13 Elect Director Glenn F. Tilton For For Management
1.14 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Increase Disclosure of Compensation Against For Shareholder
Adjustments
6 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
7 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Melody B. Meyer For For Management
1.4 Elect Director Frederick H. Waddell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against Against Shareholder
7 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
ABERDEEN TOTAL DYNAMIC DIVIDEND FUND
Ticker: AOD Security ID: 00326L100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Yao Maasbach For For Management
1.2 Elect Director Martin J. Gilbert For For Management
--------------------------------------------------------------------------------
AIR LIQUIDE SA
Ticker: AI Security ID: F01764103
Meeting Date: MAY 05, 2020 Meeting Type: Annual/Special
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.70 per Share and an
Extra of EUR 0.27 per Share to Long
Term Registered Shares
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Brian Gilvary as Director For For Management
6 Elect Anette Bronder as Director For For Management
7 Elect Kim Ann Mink as Director For For Management
8 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
9 Approve Compensation of Benoit Potier For For Management
10 Approve Compensation Report for For For Management
Corporate Officers
11 Approve Remuneration Policy of For For Management
Corporate Officers
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 1.3 Million
13 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
14 Authorize Capitalization of Reserves For For Management
of Up to EUR 300 Million for Bonus
Issue or Increase in Par Value
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representative
18 Amend Article 15 of Bylaws Re: Board For For Management
Powers
19 Amend Article 16 of Bylaws Re: Board For For Management
Members Remuneration
20 Amend Article 9 of Bylaws Re: For For Management
Shareholding Disclosure Thresholds
21 Amend Articles 15 and 19 of Bylaws Re: For For Management
Delegate Power to Board Members
22 Amend Article 4 of Bylaws Re: Company For For Management
Duration
23 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ALPINE INCOME PROPERTY TRUST, INC.
Ticker: PINE Security ID: 02083X103
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Albright For For Management
1.2 Elect Director Mark O. Decker, Jr. For For Management
1.3 Elect Director M. Carson Good For For Management
1.4 Elect Director Andrew C. Richardson For For Management
1.5 Elect Director Jeffrey S. Yarckin For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Report on Management of Food Waste Against For Shareholder
6 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products or Cloud-Based Services
7 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
8 Report on Products Promoting Hate Against For Shareholder
Speech and Sales of Offensive Products
9 Require Independent Board Chairman Against Against Shareholder
10 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
11 Report on Reducing Environmental and Against Against Shareholder
Health Harms to Communities of Color
12 Report on Viewpoint Discrimination Against Against Shareholder
13 Report on Promotion Velocity Against Against Shareholder
14 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
15 Human Rights Risk Assessment Against For Shareholder
16 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC.
Ticker: AIG Security ID: 026874784
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Don Cornwell For For Management
1b Elect Director Brian Duperreault For For Management
1c Elect Director John H. Fitzpatrick For For Management
1d Elect Director William G. Jurgensen For For Management
1e Elect Director Christopher S. Lynch For For Management
1f Elect Director Henry S. Miller For For Management
1g Elect Director Linda A. Mills For For Management
1h Elect Director Thomas F. Motamed For For Management
1i Elect Director Peter R. Porrino For For Management
1j Elect Director Amy L. Schioldager For For Management
1k Elect Director Douglas M. Steenland For For Management
1l Elect Director Therese M. Vaughan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Securities Transfer Restrictions For For Management
4 Ratify NOL Rights Plan (NOL Pill) For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Robert D. Hormats For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director Grace D. Lieblein For For Management
1f Elect Director Craig Macnab For For Management
1g Elect Director JoAnn A. Reed For For Management
1h Elect Director Pamela D.A. Reeve For For Management
1i Elect Director David E. Sharbutt For For Management
1j Elect Director Bruce L. Tanner For For Management
1k Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Expenditures
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AMERICOLD REALTY TRUST
Ticker: COLD Security ID: 03064D108
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred W. Boehler For For Management
1b Elect Director George J. Alburger, Jr. For For Management
1c Elect Director Kelly H. Barrett For For Management
1d Elect Director Antonio F. Fernandez For For Management
1e Elect Director James R. Heistand For For Management
1f Elect Director Michelle M. MacKay For For Management
1g Elect Director David J. Neithercut For For Management
1h Elect Director Mark R. Patterson For For Management
1i Elect Director Andrew P. Power For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANNALY CAPITAL MANAGEMENT, INC.
Ticker: NLY Security ID: 035710409
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francine J. Bovich For For Management
1b Elect Director Katie Beirne Fallon For For Management
1c Elect Director David L. Finkelstein For For Management
1d Elect Director Thomas Hamilton For For Management
1e Elect Director Kathy Hopinkah Hannan For For Management
1f Elect Director John H. Schaefer For For Management
1g Elect Director Glenn A. Votek For For Management
1h Elect Director Vicki Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Provide Right to Act by Written Consent None For Shareholder
--------------------------------------------------------------------------------
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Ticker: AIV Security ID: 03748R754
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terry Considine For For Management
1.2 Elect Director Thomas L. Keltner For For Management
1.3 Elect Director Robert A. Miller For For Management
1.4 Elect Director Devin I. Murphy For For Management
1.5 Elect Director Kathleen M. Nelson For For Management
1.6 Elect Director John D. Rayis For For Management
1.7 Elect Director Ann Sperling For For Management
1.8 Elect Director Michael A. Stein For For Management
1.9 Elect Director Nina A. Tran For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Nonqualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Burke For For Management
1b Elect Director Terrell K. Crews For For Management
1c Elect Director Pierre Dufour For For Management
1d Elect Director Donald E. Felsinger For For Management
1e Elect Director Suzan F. Harrison For For Management
1f Elect Director Juan R. Luciano For For Management
1g Elect Director Patrick J. Moore For For Management
1h Elect Director Francisco J. Sanchez For For Management
1i Elect Director Debra A. Sandler For For Management
1j Elect Director Lei Z. Schlitz For For Management
1k Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ASAHI GROUP HOLDINGS LTD.
Ticker: 2502 Security ID: J02100113
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 48
2.1 Elect Director Izumiya, Naoki For For Management
2.2 Elect Director Koji, Akiyoshi For For Management
2.3 Elect Director Katsuki, Atsushi For For Management
2.4 Elect Director Hemmi, Yutaka For For Management
2.5 Elect Director Taemin Park For For Management
2.6 Elect Director Tanimura, Keizo For For Management
2.7 Elect Director Kosaka, Tatsuro For For Management
2.8 Elect Director Shingai, Yasushi For For Management
2.9 Elect Director Christina L. Ahmadjian For For Management
3 Appoint Statutory Auditor Nishinaka, For For Management
Naoko
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Debra L. Lee For For Management
1.8 Elect Director Stephen J. Luczo For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Approve Nomination of Employee Against Against Shareholder
Representative Director
6 Improve Guiding Principles of Against Against Shareholder
Executive Compensation
--------------------------------------------------------------------------------
AVALONBAY COMMUNITIES, INC.
Ticker: AVB Security ID: 053484101
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Terry S. Brown For For Management
1c Elect Director Alan B. Buckelew For For Management
1d Elect Director Ronald L. Havner, Jr. For For Management
1e Elect Director Stephen P. Hills For For Management
1f Elect Director Richard J. Lieb For For Management
1g Elect Director Timothy J. Naughton For For Management
1h Elect Director H. Jay Sarles For For Management
1i Elect Director Susan Swanezy For For Management
1j Elect Director W. Edward Walter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement for Future Charter
Amendments and Other Extraordinary
Actions
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against Against Shareholder
7 Review of Statement of the Purpose of Against Against Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BRIXMOR PROPERTY GROUP INC.
Ticker: BRX Security ID: 11120U105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Taylor, Jr. For For Management
1.2 Elect Director John G. Schreiber For For Management
1.3 Elect Director Michael Berman For For Management
1.4 Elect Director Julie Bowerman For For Management
1.5 Elect Director Sheryl M. Crosland For For Management
1.6 Elect Director Thomas W. Dickson For For Management
1.7 Elect Director Daniel B. Hurwitz For For Management
1.8 Elect Director William D. Rahm For For Management
1.9 Elect Director Gabrielle Sulzberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BROADCOM INC.
Ticker: AVGO Security ID: 11135F101
Meeting Date: MAR 30, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hock E. Tan For For Management
1b Elect Director Henry Samueli For For Management
1c Elect Director Eddy W. Hartenstein For For Management
1d Elect Director Diane M. Bryant For For Management
1e Elect Director Gayla J. Delly For For Management
1f Elect Director Raul J. Fernandez For For Management
1g Elect Director Check Kian Low For For Management
1h Elect Director Justine F. Page For For Management
1i Elect Director Harry L. You For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC.
Ticker: BKD Security ID: 112463104
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lucinda M. Baier For For Management
1B Elect Director Frank M. Bumstead For For Management
1C Elect Director Lee S. Wielansky For For Management
1D Elect Director Jordan R. Asher For For Management
1E Elect Director Victoria L. Freed For For Management
1F Elect Director Guy P. Sansone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAMDEN PROPERTY TRUST
Ticker: CPT Security ID: 133131102
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Campo For For Management
1.2 Elect Director Heather J. Brunner For For Management
1.3 Elect Director Mark D. Gibson For For Management
1.4 Elect Director Scott S. Ingraham For For Management
1.5 Elect Director Renu Khator For For Management
1.6 Elect Director D. Keith Oden For For Management
1.7 Elect Director William F. Paulsen For For Management
1.8 Elect Director Frances Aldrich For For Management
Sevilla-Sacasa
1.9 Elect Director Steven A. Webster For For Management
1.10 Elect Director Kelvin R. Westbrook For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly A. Ayotte For For Management
1.2 Elect Director David L. Calhoun For For Management
1.3 Elect Director Daniel M. Dickinson For For Management
1.4 Elect Director Juan Gallardo For For Management
1.5 Elect Director William A. Osborn For For Management
1.6 Elect Director Debra L. Reed-Klages For For Management
1.7 Elect Director Edward B. Rust, Jr. For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director D. James Umpleby, III For For Management
1.10 Elect Director Miles D. White For For Management
1.11 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Require Independent Board Chair Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director William J. DeLaney For For Management
1.3 Elect Director Eric J. Foss For For Management
1.4 Elect Director Elder Granger For For Management
1.5 Elect Director Isaiah Harris, Jr. For For Management
1.6 Elect Director Roman Martinez, IV For For Management
1.7 Elect Director Kathleen M. Mazzarella For For Management
1.8 Elect Director Mark B. McClellan For For Management
1.9 Elect Director John M. Partridge For For Management
1.10 Elect Director William L. Roper For For Management
1.11 Elect Director Eric C. Wiseman For For Management
1.12 Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Gender Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For Withhold Management
1.5 Elect Director Gerald L. Hassell For Withhold Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For Withhold Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Amend Stock Option Plan For For Management
4 Amend Restricted Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Risks Posed by Failing to Against Against Shareholder
Prevent Sexual Harassment
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director William H. McRaven For For Management
1i Elect Director Sharmila Mulligan For For Management
1j Elect Director Arjun N. Murti For For Management
1k Elect Director Robert A. Niblock For For Management
1l Elect Director David T. Seaton For For Management
1m Elect Director R. A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COUSINS PROPERTIES INCORPORATED
Ticker: CUZ Security ID: 222795502
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles T. Cannada For For Management
1b Elect Director Robert M. Chapman For For Management
1c Elect Director M. Colin Connolly For For Management
1d Elect Director Scott W. Fordham For For Management
1e Elect Director Lillian C. Giornelli For For Management
1f Elect Director R. Kent Griffin, Jr. For For Management
1g Elect Director Donna W. Hyland For For Management
1h Elect Director R. Dary Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Larry J. Merlo For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Shareholder Written Consent Against Against Shareholder
Provisions
7 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
D.R. HORTON, INC.
Ticker: DHI Security ID: 23331A109
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Donald R. Horton For For Management
1b Elect Director Barbara K. Allen For For Management
1c Elect Director Brad S. Anderson For For Management
1d Elect Director Michael R. Buchanan For For Management
1e Elect Director Michael W. Hewatt For For Management
1f Elect Director Maribess L. Miller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DANONE SA
Ticker: BN Security ID: F12033134
Meeting Date: JUN 26, 2020 Meeting Type: Annual/Special
Record Date: JUN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.10 per Share
4 Reelect Gregg L. Engles as Director For For Management
5 Reelect Gaelle Olivier as Director For For Management
6 Reelect Isabelle Seillier as Director For For Management
7 Reelect Jean-Michel Severino as For For Management
Director
8 Reelect Lionel Zinsou-Derlin as For For Management
Director
9 Approve Compensation Report of For For Management
Corporate Officers
10 Approve Compensation of Emmanuel For For Management
Faber, Chairman and CEO
11 Approve Remuneration Policy of For For Management
Corporate Officers
12 Approve Remuneration Policy of For For Management
Directors
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
15 Authorize up to 0.2 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans
16 Amend Article 15 of Bylaws Re: For For Management
Employee Representatives
17 Amend Article 19 of Bylaws Re: Related For For Management
Parties Agreements
18 Amend Article 21 of Bylaws Re: For For Management
Alternate Auditors
19 Amend Articles 20 and 27 of Bylaws Re: For For Management
Directors Remuneration and Powers of
General Meeting
20 Amend Article 1 of Bylaws Re: Adopt For For Management
the French (Societe a Mission) Status
21 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
DOLLAR TREE, INC.
Ticker: DLTR Security ID: 256746108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold S. Barron For For Management
1b Elect Director Gregory M. Bridgeford For For Management
1c Elect Director Thomas W. Dickson For For Management
1d Elect Director Lemuel E. Lewis For For Management
1e Elect Director Jeffrey G. Naylor For For Management
1f Elect Director Gary M. Philbin For For Management
1g Elect Director Bob Sasser For For Management
1h Elect Director Thomas A. Saunders, III For For Management
1i Elect Director Stephanie P. Stahl For For Management
1j Elect Director Carrie A. Wheeler For For Management
1k Elect Director Thomas E. Whiddon For For Management
1l Elect Director Carl P. Zeithaml For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Greenhouse Gas Emissions Against For Shareholder
Goals
--------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC.
Ticker: DD Security ID: 26614N102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy G. Brady For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Franklin K. Clyburn, Jr. For For Management
1e Elect Director Terrence R. Curtin For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Rajiv L. Gupta For For Management
1i Elect Director Luther C. Kissam For For Management
1j Elect Director Frederick M. Lowery For For Management
1k Elect Director Raymond J. Milchovich For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Approve Creation of an Employee Board Against Against Shareholder
Advisory Position
--------------------------------------------------------------------------------
EDISON INTERNATIONAL
Ticker: EIX Security ID: 281020107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeanne Beliveau-Dunn For For Management
1b Elect Director Michael C. Camunez For For Management
1c Elect Director Vanessa C.L. Chang For For Management
1d Elect Director James T. Morris For For Management
1e Elect Director Timothy T. O'Toole For For Management
1f Elect Director Pedro J. Pizarro For For Management
1g Elect Director Carey A. Smith For For Management
1h Elect Director Linda G. Stuntz For For Management
1i Elect Director William P. Sullivan For For Management
1j Elect Director Peter J. Taylor For For Management
1k Elect Director Keith Trent For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Berkenfield For For Management
1.2 Elect Director Philip Calian For For Management
1.3 Elect Director David Contis For For Management
1.4 Elect Director Constance Freedman For For Management
1.5 Elect Director Thomas Heneghan For For Management
1.6 Elect Director Tao Huang For For Management
1.7 Elect Director Marguerite Nader For For Management
1.8 Elect Director Scott Peppet For For Management
1.9 Elect Director Sheli Rosenberg For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
EQUITY RESIDENTIAL
Ticker: EQR Security ID: 29476L107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond Bennett For For Management
1.2 Elect Director Linda Walker Bynoe For For Management
1.3 Elect Director Connie K. Duckworth For For Management
1.4 Elect Director Mary Kay Haben For For Management
1.5 Elect Director Tahsinul Zia Huque For For Management
1.6 Elect Director Bradley A. Keywell For For Management
1.7 Elect Director John E. Neal For For Management
1.8 Elect Director David J. Neithercut For For Management
1.9 Elect Director Mark J. Parrell For For Management
1.10 Elect Director Mark S. Shapiro For For Management
1.11 Elect Director Stephen E. Sterrett For For Management
1.12 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXTRA SPACE STORAGE INC.
Ticker: EXR Security ID: 30225T102
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Woolley For For Management
1.2 Elect Director Joseph D. Margolis For For Management
1.3 Elect Director Roger B. Porter For For Management
1.4 Elect Director Joseph J. Bonner For For Management
1.5 Elect Director Gary L. Crittenden For For Management
1.6 Elect Director Ashley Dreier For For Management
1.7 Elect Director Spencer F. Kirk For For Management
1.8 Elect Director Dennis J. Letham For For Management
1.9 Elect Director Diane Olmstead For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRONT YARD RESIDENTIAL CORPORATION
Ticker: RESI Security ID: 35904G107
Meeting Date: APR 27, 2020 Meeting Type: Special
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
G4S PLC
Ticker: GFS Security ID: G39283109
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: JUN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Michel van der Bel as Director For For Management
5 Elect Clare Chapman as Director For For Management
6 Re-elect Ashley Almanza as Director For For Management
7 Re-elect John Connolly as Director For For Management
8 Re-elect Elisabeth Fleuriot as Director For For Management
9 Re-elect Winnie Kin Wah Fok as Director For For Management
10 Re-elect Steve Mogford as Director For For Management
11 Re-elect John Ramsay as Director For For Management
12 Re-elect Barbara Thoralfsson as For For Management
Director
13 Re-elect Tim Weller as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity For For Management
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Sebastien Bazin For For Management
2 Elect Director Ashton Carter For For Management
3 Elect Director H. Lawrence Culp, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Edward Garden For For Management
6 Elect Director Thomas W. Horton For For Management
7 Elect Director Risa Lavizzo-Mourey For For Management
8 Elect Director Catherine Lesjak For For Management
9 Elect Director Paula Rosput Reynolds For For Management
10 Elect Director Leslie Seidman For For Management
11 Elect Director James Tisch For For Management
12 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
13 Ratify KPMG LLP as Auditors For For Management
14 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
GOLDMAN SACHS TRUST
Ticker: Security ID: 38141W273
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dwight L. Bush For For Management
1.2 Elect Director Kathryn A. Cassidy For For Management
1.3 Elect Director Joaquin Delgado For For Management
1.4 Elect Director Gregory G. Weaver For For Management
--------------------------------------------------------------------------------
GRAINGER PLC
Ticker: GRI Security ID: G40432117
Meeting Date: FEB 05, 2020 Meeting Type: Annual
Record Date: FEB 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Mark Clare as Director For For Management
6 Re-elect Helen Gordon as Director For For Management
7 Re-elect Vanessa Simms as Director For For Management
8 Re-elect Andrew Carr-Locke as Director For For Management
9 Re-elect Rob Wilkinson as Director For For Management
10 Re-elect Justin Read as Director For For Management
11 Elect Janette Bell as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
19 Authorise EU Political Donations and For For Management
Expenditure
20 Amend Long-Term Incentive Plan For For Management
--------------------------------------------------------------------------------
GRANITE REAL ESTATE INVESTMENT TRUST
Ticker: GRT.UN Security ID: 387437114
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Peter Aghar For For Management
1.2 Elect Trustee Remco Daal For For Management
1.3 Elect Trustee Kevan Gorrie For For Management
1.4 Elect Trustee Fern Grodner For For Management
1.5 Elect Trustee Kelly Marshall For For Management
1.6 Elect Trustee Al Mawani For For Management
1.7 Elect Trustee Gerald Miller For For Management
1.8 Elect Trustee Sheila A. Murray For For Management
1.9 Elect Trustee Jennifer Warren For For Management
2.1 Elect Director Peter Aghar of Granite For For Management
REIT Inc.
2.2 Elect Director Remco Daal of Granite For For Management
REIT Inc.
2.3 Elect Director Kevan Gorrie of Granite For For Management
REIT Inc.
2.4 Elect Director Fern Grodner of Granite For For Management
REIT Inc.
2.5 Elect Director Kelly Marshall of For For Management
Granite REIT Inc.
2.6 Elect Director Al Mawani of Granite For For Management
REIT Inc.
2.7 Elect Director Gerald Miller of For For Management
Granite REIT Inc.
2.8 Elect Director Sheila A. Murray of For For Management
Granite REIT Inc.
2.9 Elect Director Jennifer Warren of For For Management
Granite REIT Inc.
3 Ratify Deloitte LLP as Auditors For For Management
4 Approve Deloitte LLP as Auditors of For For Management
Granite REIT Inc. and Authorize Board
to Fix Their Remuneration
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
HEALTHPEAK PROPERTIES, INC.
Ticker: PEAK Security ID: 42250P103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian G. Cartwright For For Management
1b Elect Director Christine N. Garvey For For Management
1c Elect Director R. Kent Griffin, Jr. For For Management
1d Elect Director David B. Henry For For Management
1e Elect Director Thomas M. Herzog For For Management
1f Elect Director Lydia H. Kennard For For Management
1g Elect Director Sara G. Lewis For For Management
1h Elect Director Katherine M. Sandstrom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HENNES & MAURITZ AB
Ticker: HM.B Security ID: W41422101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive Financial Statements and None None Management
Statutory Reports
8.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
8.b Approve Allocation of Income and For Did Not Vote Management
Omission of Dividends
8.c Approve Discharge of Board and For Did Not Vote Management
President
9 Determine Number of Members (8) and For Did Not Vote Management
Deputy Members (0) of Board; Determine
Number of Auditors (1) and Deputy
Auditors (0)
10 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 1.7 Million for
Chairman, and SEK 650,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
11.a Reelect Stina Bergfors as Director For Did Not Vote Management
11.b Reelect Anders Dahlvig as Director For Did Not Vote Management
11.c Reelect Danica Kragic Jensfelt as For Did Not Vote Management
Director
11.d Reelect Lena Patriksson Keller as For Did Not Vote Management
Director
11.e Reelect Christian Sievert as Director For Did Not Vote Management
11.f Reelect Erica Wiking Hager as Director For Did Not Vote Management
11.g Reelect Niklas Zennstrom as Director For Did Not Vote Management
11.h Elect Karl-Johan Persson (Chairman) as For Did Not Vote Management
New Director
12 Ratify Ernst & Young as Auditors For Did Not Vote Management
13 Approve Procedures for Nominating For Did Not Vote Management
Committee
14.a Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
14.b Disclose Sustainability Targets to be None Did Not Vote Shareholder
Achieved in order for Senior
Executives to be Paid Variable
Remuneration; Report on the
Performance of Senior Executives About
Sustainability Targets
15 Amend Articles of Association Re: For Did Not Vote Management
Company Name; Participation of General
Meeting; Agenda of Annual Meeting;
Share Registrar
16 Eliminate Differentiated Voting Rights None Did Not Vote Shareholder
17 Examination of Various Aspects of the None Did Not Vote Shareholder
Company's Collection of Data about the
Personnel
18 Close Meeting None None Management
--------------------------------------------------------------------------------
HERCULES CAPITAL, INC.
Ticker: HTGC Security ID: 427096508
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Badavas For Withhold Management
1.2 Elect Director Carol L. Foster For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HERCULES CAPITAL, INC.
Ticker: HTGC Security ID: 427096508
Meeting Date: JUN 12, 2020 Meeting Type: Special
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Deborah Flint For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director Raymond T. Odierno For For Management
1L Elect Director George Paz For For Management
1M Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Goetz For For Management
1b Elect Director Alyssa Henry For For Management
1c Elect Director Omar Ishrak For For Management
1d Elect Director Risa Lavizzo-Mourey For For Management
1e Elect Director Tsu-Jae King Liu For For Management
1f Elect Director Gregory D. Smith For For Management
1g Elect Director Robert 'Bob' H. Swan For For Management
1h Elect Director Andrew Wilson For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Global Median Gender/Racial Against Against Shareholder
Pay Gap
--------------------------------------------------------------------------------
INVITATION HOMES, INC.
Ticker: INVH Security ID: 46187W107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryce Blair For For Management
1.2 Elect Director Dallas B. Tanner For For Management
1.3 Elect Director Jana Cohen Barbe For For Management
1.4 Elect Director Richard D. Bronson For For Management
1.5 Elect Director Michael D. Fascitelli For For Management
1.6 Elect Director Jeffrey E. Kelter For For Management
1.7 Elect Director Joseph D. Margolis For For Management
1.8 Elect Director John B. Rhea For For Management
1.9 Elect Director J. Heidi Roizen For For Management
1.10 Elect Director Janice L. Sears For For Management
1.11 Elect Director William J. Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Permit Removal of Directors With or
Without Cause
5 Require Independent Board Chair Against For Shareholder
6 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Lee R. Raymond For For Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Require Independent Board Chair Against For Shareholder
5 Report on Reputational Risk Related to Against Against Shareholder
Canadian Oil Sands, Oil Sands Pipeline
Companies and Arctic Oil and Gas
Exploration and Production.
6 Report on Climate Change Against For Shareholder
7 Amend Shareholder Written Consent Against Against Shareholder
Provisions
8 Report on Charitable Contributions Against Against Shareholder
9 Report on Gender/Racial Pay Gap Against Against Shareholder
--------------------------------------------------------------------------------
KAO CORP.
Ticker: 4452 Security ID: J30642169
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 65
2 Amend Articles to Amend Provisions on For For Management
Director Titles
3.1 Elect Director Sawada, Michitaka For For Management
3.2 Elect Director Takeuchi, Toshiaki For For Management
3.3 Elect Director Hasebe, Yoshihiro For For Management
3.4 Elect Director Matsuda, Tomoharu For For Management
3.5 Elect Director Kadonaga, Sonosuke For For Management
3.6 Elect Director Shinobe, Osamu For For Management
3.7 Elect Director Mukai, Chiaki For For Management
3.8 Elect Director Hayashi, Nobuhide For For Management
4 Appoint Statutory Auditor Nakazawa, For For Management
Takahiro
--------------------------------------------------------------------------------
KDDI CORP.
Ticker: 9433 Security ID: J31843105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 60
2.1 Elect Director Tanaka, Takashi For For Management
2.2 Elect Director Takahashi, Makoto For For Management
2.3 Elect Director Shoji, Takashi For For Management
2.4 Elect Director Muramoto, Shinichi For For Management
2.5 Elect Director Mori, Keiichi For For Management
2.6 Elect Director Morita, Kei For For Management
2.7 Elect Director Amamiya, Toshitake For For Management
2.8 Elect Director Takeyama, Hirokuni For For Management
2.9 Elect Director Yoshimura, Kazuyuki For For Management
2.10 Elect Director Yamaguchi, Goro For For Management
2.11 Elect Director Yamamoto, Keiji For For Management
2.12 Elect Director Oyagi, Shigeo For For Management
2.13 Elect Director Kano, Riyo For For Management
2.14 Elect Director Goto, Shigeki For For Management
3.1 Appoint Statutory Auditor Takagi, For For Management
Kenichiro
3.2 Appoint Statutory Auditor Honto, Shin For For Management
3.3 Appoint Statutory Auditor Matsumiya, For For Management
Toshihiko
3.4 Appoint Statutory Auditor Karube, Jun For For Management
--------------------------------------------------------------------------------
KERRY GROUP PLC
Ticker: KRZ Security ID: G52416107
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Re-elect Gerry Behan as Director For For Management
3b Re-elect Dr Hugh Brady as Director For For Management
3c Re-elect Gerard Culligan as Director For For Management
3d Re-elect Dr Karin Dorrepaal as Director For For Management
3e Re-elect Joan Garahy as Director For For Management
3f Re-elect Marguerite Larkin as Director For For Management
3g Re-elect Tom Moran as Director For For Management
3h Re-elect Con Murphy as Director For For Management
3i Re-elect Christopher Rogers as Director For For Management
3j Re-elect Edmond Scanlon as Director For For Management
3k Re-elect Philip Toomey as Director For For Management
4 Authorise Board to Fix Remuneration of For For Management
Auditors
5 Approve Remuneration Report For For Management
6 Authorise Issue of Equity For For Management
7 Authorise Issue of Equity without For For Management
Pre-emptive Rights
8 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
9 Authorise Market Purchase of A For For Management
Ordinary Shares
--------------------------------------------------------------------------------
KILLAM APARTMENT REAL ESTATE INVESTMENT
Ticker: KMP.UN Security ID: 49410M102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Trustee Timothy R. Banks For For Management
1.2 Elect Trustee Philip D. Fraser For For Management
1.3 Elect Trustee Robert G. Kay For For Management
1.4 Elect Trustee Aldea M. Landry For For Management
1.5 Elect Trustee James C. Lawley For For Management
1.6 Elect Trustee Arthur G. Lloyd For For Management
1.7 Elect Trustee Karine L. MacIndoe For For Management
1.8 Elect Trustee Laurie M. MacKeigan For For Management
1.9 Elect Trustee Robert G. Richardson For For Management
1.10 Elect Trustee Manfred J. Walt For For Management
1.11 Elect Trustee G. Wayne Watson For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Trustees to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
KIRIN HOLDINGS CO., LTD.
Ticker: 2503 Security ID: 497350108
Meeting Date: MAR 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 32.5
2.1 Elect Director Isozaki, Yoshinori For For Management
2.2 Elect Director Nishimura, Keisuke For For Management
2.3 Elect Director Miyoshi, Toshiya For Against Management
2.4 Elect Director Yokota, Noriya For For Management
2.5 Elect Director Kobayashi, Noriaki For For Management
2.6 Elect Director Arakawa, Shoshi For For Management
2.7 Elect Director Mori, Masakatsu For For Management
2.8 Elect Director Yanagi, Hiroyuki For For Management
2.9 Elect Director Matsuda, Chieko For For Management
2.10 Elect Director Shiono, Noriko For For Management
2.11 Elect Director Rod Eddington For For Management
2.12 Elect Director George Olcott For For Management
3 Appoint Statutory Auditor Kashima, For For Management
Kaoru
4 Approve Trust-Type Equity Compensation For Against Management
Plan and Phantom Stock Plan
5 Approve Compensation Ceiling for For For Management
Directors
6 Initiate Share Repurchase Program Against Against Shareholder
7 Approve Restricted Stock Plan Against For Shareholder
8 Reduce Cash Compensation Celling for Against Against Shareholder
Directors to JPY 600 Million per Year
9.1 Elect Shareholder Director Nominee Against For Shareholder
Nicholas E Benes
9.2 Elect Shareholder Director Nominee Against Against Shareholder
Kikuchi, Kanako
--------------------------------------------------------------------------------
LAWSON, INC.
Ticker: 2651 Security ID: J3871L103
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: FEB 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 75
2 Amend Articles to Amend Provisions on For For Management
Number of Statutory Auditors
3.1 Elect Director Takemasu, Sadanobu For For Management
3.2 Elect Director Imada, Katsuyuki For For Management
3.3 Elect Director Nakaniwa, Satoshi For For Management
3.4 Elect Director Kyoya, Yutaka For For Management
3.5 Elect Director Hayashi, Keiko For For Management
3.6 Elect Director Nishio, Kazunori For For Management
3.7 Elect Director Iwamura, Miki For For Management
3.8 Elect Director Suzuki, Satoko For For Management
4.1 Appoint Statutory Auditor Imagawa, For For Management
Shuichi
4.2 Appoint Statutory Auditor Yoshida, For For Management
Keiko
5 Approve Compensation Ceiling for For For Management
Statutory Auditors
--------------------------------------------------------------------------------
LEXINGTON REALTY TRUST
Ticker: LXP Security ID: 529043101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Wilson Eglin For For Management
1.2 Elect Director Richard S. Frary For For Management
1.3 Elect Director Lawrence L. Gray For For Management
1.4 Elect Director Jamie Handwerker For For Management
1.5 Elect Director Claire A. Koeneman For For Management
1.6 Elect Director Howard Roth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David H. Batchelder For For Management
1.3 Elect Director Angela F. Braly For For Management
1.4 Elect Director Sandra B. Cochran For For Management
1.5 Elect Director Laurie Z. Douglas For For Management
1.6 Elect Director Richard W. Dreiling For For Management
1.7 Elect Director Marvin R. Ellison For For Management
1.8 Elect Director Brian C. Rogers For For Management
1.9 Elect Director Bertram L. Scott For For Management
1.10 Elect Director Lisa W. Wardell For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
MAKITA CORP.
Ticker: 6586 Security ID: J39584107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 43
2.1 Appoint Statutory Auditor Wakayama, For For Management
Mitsuhiko
2.2 Appoint Statutory Auditor Kodama, Akira For For Management
2.3 Appoint Statutory Auditor Inoue, Shoji For For Management
3 Approve Annual Bonus For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Chadwick C. Deaton For For Management
1c Elect Director Marcela E. Donadio For For Management
1d Elect Director Jason B. Few For For Management
1e Elect Director Douglas L. Foshee For For Management
1f Elect Director M. Elise Hyland For For Management
1g Elect Director Lee M. Tillman For For Management
1h Elect Director J. Kent Wells For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Tamara Ingram For For Management
1g Elect Director Jane H. Lute For For Management
1h Elect Director Steven A. Mills For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Marc D. Oken For For Management
1k Elect Director Morton O. Schapiro For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Oki Matsumoto For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
MGM GROWTH PROPERTIES LLC
Ticker: MGP Security ID: 55303A105
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul Salem For Against Management
1b Elect Director Michael J. Rietbrock For Against Management
1c Elect Director Thomas A. Roberts For Against Management
1d Elect Director Daniel J. Taylor For Against Management
1e Elect Director Corey I. Sanders For Against Management
1f Elect Director John M. McManus For Against Management
1g Elect Director Robert Smith For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W.K. Booth For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Debra A. Crew For For Management
1.4 Elect Director Lois D. Juliber For For Management
1.5 Elect Director Peter W. May For For Management
1.6 Elect Director Jorge S. Mesquita For For Management
1.7 Elect Director Fredric G. Reynolds For For Management
1.8 Elect Director Christiana S. Shi For For Management
1.9 Elect Director Patrick T. Siewert For For Management
1.10 Elect Director Michael A. Todman For For Management
1.11 Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1.12 Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against Against Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
NATIONAL RETAIL PROPERTIES, INC.
Ticker: NNN Security ID: 637417106
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela K. Beall For For Management
1.2 Elect Director Steven D. Cosler For For Management
1.3 Elect Director Don DeFosset For For Management
1.4 Elect Director David M. Fick For For Management
1.5 Elect Director Edward J. Fritsch For For Management
1.6 Elect Director Kevin B. Habicht For For Management
1.7 Elect Director Betsy D. Holden For For Management
1.8 Elect Director Julian E. Whitehurst For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NESTLE SA
Ticker: NESN Security ID: H57312649
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Remuneration Report For For Management
2 Approve Discharge of Board and Senior For For Management
Management
3 Approve Allocation of Income and For For Management
Dividends of CHF 2.70 per Share
4.1.a Reelect Paul Bulcke as Director and For For Management
Board Chairman
4.1.b Reelect Ulf Schneider as Director For For Management
4.1.c Reelect Henri de Castries as Director For For Management
4.1.d Reelect Renato Fassbind as Director For For Management
4.1.e Reelect Ann Veneman as Director For For Management
4.1.f Reelect Eva Cheng as Director For For Management
4.1.g Reelect Patrick Aebischer as Director For For Management
4.1.h Reelect Ursula Burns as Director For For Management
4.1.i Reelect Kasper Rorsted as Director For For Management
4.1.j Reelect Pablo Isla as Director For For Management
4.1.k Reelect Kimberly Ross as Director For For Management
4.1.l Reelect Dick Boer as Director For For Management
4.1.m Reelect Dinesh Paliwal as Director For For Management
4.2 Elect Hanne Jimenez de Mora as Director For For Management
4.3.1 Appoint Patrick Aebischer as Member of For For Management
the Compensation Committee
4.3.2 Appoint Ursula Burns as Member of the For For Management
Compensation Committee
4.3.3 Appoint Pablo Isla as Member of the For For Management
Compensation Committee
4.3.4 Appoint Dick Boer as Member of the For For Management
Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Hartmann Dreyer as For For Management
Independent Proxy
5.1 Approve Remuneration of Directors in For For Management
the Amount of CHF 10 Million
5.2 Approve Remuneration of Executive For For Management
Committee in the Amount of CHF 55
Million
6 Approve CHF 9.5 Million Reduction in For For Management
Share Capital via Cancellation of
Repurchased Shares
7 Transact Other Business (Voting) Against Against Management
--------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC.
Ticker: NXRT Security ID: 65341D102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Dondero For For Management
1b Elect Director Brian Mitts For For Management
1c Elect Director Edward Constantino For Withhold Management
1d Elect Director Scott Kavanaugh For Withhold Management
1e Elect Director Arthur Laffer For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEXT PLC
Ticker: NXT Security ID: G6500M106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Jonathan Bewes as Director For For Management
5 Re-elect Tristia Harrison as Director For For Management
6 Re-elect Amanda James as Director For For Management
7 Re-elect Richard Papp as Director For For Management
8 Re-elect Michael Roney as Director For For Management
9 Re-elect Francis Salway as Director For For Management
10 Re-elect Jane Shields as Director For For Management
11 Re-elect Dame Dianne Thompson as For For Management
Director
12 Re-elect Lord Wolfson as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
15 Amend Long Term Incentive Plan For For Management
16 Approve Share Matching Plan For For Management
17 Approve Sharesave Plan For For Management
18 Approve Management Share Option Plan For For Management
19 Authorise Issue of Equity For For Management
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
22 Authorise Market Purchase of Ordinary For For Management
Shares
23 Authorise Off-Market Purchase of For For Management
Ordinary Shares
24 Approve Increase in Borrowing Powers For For Management
25 Adopt New Articles of Association For For Management
26 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director Amy B. Lane For For Management
1h Elect Director David L. Porges For For Management
1i Elect Director James L. Robo For For Management
1j Elect Director Rudy E. Schupp For For Management
1k Elect Director John L. Skolds For For Management
1l Elect Director William H. Swanson For For Management
1m Elect Director Darryl L. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy J. Warden For For Management
1.2 Elect Director Marianne C. Brown For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Ann M. Fudge For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director William H. Hernandez For For Management
1.7 Elect Director Madeleine A. Kleiner For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director James S. Turley For For Management
1.12 Elect Director Mark A. Welsh, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Human Rights Impact Against For Shareholder
Assessment
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
NOVO NORDISK A/S
Ticker: NOVO.B Security ID: K72807132
Meeting Date: MAR 26, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
3.1 Receive Remuneration Report 2019 None None Management
3.2a Approve Remuneration of Directors for For Did Not Vote Management
2019 in the Aggregate Amount of DKK 19.
4 Million
3.2b Approve Remuneration of Directors for For Did Not Vote Management
2020 in the Amount of DKK 2.2 Million
for the Chairman, DKK 1.4 Million for
the Vice Chairman, and DKK 720,000 for
Other Directors; Approve Remuneration
for Committee Work
3.3 Approve Guidelines for Incentive-Based For Did Not Vote Management
Compensation for Executive Management
and Board
3.4 Amend Articles Re: Voting on the For Did Not Vote Management
Company's Remuneration Report at
Annual General Meetings
4 Approve Allocation of Income and For Did Not Vote Management
Dividends
5.1 Reelect Helge Lund as Director and For Did Not Vote Management
Chairman
5.2 Reelect Jeppe Christiansen as Director For Did Not Vote Management
and Deputy Chairman
5.3a Reelect Brian Daniels as Director For Did Not Vote Management
5.3b Reelect Laurence Debroux as Director For Did Not Vote Management
5.3c Reelect Andreas Fibig as Director For Did Not Vote Management
5.3d Reelect Sylvie Gregoire as Director For Did Not Vote Management
5.3e Reelect Liz Hewitt as Director For Did Not Vote Management
5.3f Reelect Kasim Kutay as Director For Did Not Vote Management
5.3g Reelect Martin Mackay as Director For Did Not Vote Management
6 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
7.1 Approve DKK 10 Million Reduction in For Did Not Vote Management
Share Capital via B Share Cancellation
7.2 Authorize Share Repurchase Program For Did Not Vote Management
7.3a Approve Creation of Pool of Capital For Did Not Vote Management
for the Benefit of Employees
7.3b Approve Creation of Pool of Capital For Did Not Vote Management
with Preemptive Rights
7.3c Approve Creation of Pool of Capital For Did Not Vote Management
without Preemptive Rights
7.4 Approve Donation to the World Diabetes For Did Not Vote Management
Foundation
8 Disclosure of the Ratio between Against Did Not Vote Shareholder
Executive and Employee Remuneration in
the Annual Reports
9 Other Business None None Management
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen I. Chazen For For Management
1b Elect Director Andrew Gould For For Management
1c Elect Director Nicholas Graziano For For Management
1d Elect Director Carlos M. Gutierrez For For Management
1e Elect Director Vicki Hollub For For Management
1f Elect Director William R. Klesse For For Management
1g Elect Director Andrew N. Langham For For Management
1h Elect Director Jack B. Moore For For Management
1i Elect Director Margarita For For Management
Palau-Hernandez
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Robert M. Shearer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of the Warrant Shares For For Management
Upon Exercise of the Warrant
6 Increase Authorized Common Stock For For Management
7 Amend Charter to Enhance Shareholders' For For Management
Ability to Act by Written Consent
8 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
and Approve Certain Additional
Amendments
9 Approve Shareholder Rights Plan For For Management
(Poison Pill)
--------------------------------------------------------------------------------
ORANGE SA
Ticker: ORA Security ID: F6866T100
Meeting Date: MAY 19, 2020 Meeting Type: Annual/Special
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Elect Frederic Sanchez as Director For For Management
6 Reelect Christel Heydemann as Director For For Management
7 Reelect Bernard Ramanantsoa as Director For For Management
8 Elect Laurence Dalboussiere as Director For For Management
9 Approve Compensation Report for For For Management
Corporate Officers
10 Approve Compensation of Stephane For For Management
Richard, Chairman and CEO
11 Approve Compensation of Ramon For For Management
Fernandez, Vice-CEO
12 Approve Compensation of Gervais For For Management
Pellissier, Vice-CEO
13 Approve Remuneration Policy of For For Management
Chairman and CEO
14 Approve Remuneration Policy of For For Management
Vice-CEOs
15 Approve Remuneration Policy of For For Management
Non-Executive Directors
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Amend Article 2 of Bylaws Re: For For Management
Corporate Purpose
18 Amend Article 13 of Bylaws Re: For For Management
Employee Representative
19 Authorize up to 0.07 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plans Reserved for Key Employees and
Corporate Officers With Performance
Conditions Attached
20 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Amend Article 13 of Bylaws Re: For For Management
Employee Shareholders
23 Approve Stock Dividend Program For For Management
24 Authorize Filing of Required For For Management
Documents/Other Formalities
A Amend Item 16: Authorize Repurchase of Against Against Shareholder
Shares
B Amend Article 13 of Bylaws Re: Against Against Shareholder
Plurality of Directorships
C Amend Item 19: Authorize Shares for Against Against Shareholder
Use in Restricted Stock Plans Reserved
for Key Employees and Corporate
Officers With Performance Conditions
Attached
D Amend Employee Stock Purchase Plans in Against Against Shareholder
Favor of Employees
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Proxy Access Right Against For Shareholder
6 Report on Lobbying Payments and Policy Against Against Shareholder
7 Require Independent Board Chair Against Against Shareholder
8 Report on Gender Pay Gap Against For Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
POSTAL REALTY TRUST, INC.
Ticker: PSTL Security ID: 73757R102
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick R. Donahoe For For Management
1.2 Elect Director Barry Lefkowitz For Withhold Management
1.3 Elect Director Jane Gural-Senders For Withhold Management
1.4 Elect Director Anton Feingold For Withhold Management
1.5 Elect Director Andrew Spodek For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PROLOGIS, INC.
Ticker: PLD Security ID: 74340W103
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hamid R. Moghadam For For Management
1b Elect Director Cristina G. Bita For For Management
1c Elect Director George L. Fotiades For For Management
1d Elect Director Lydia H. Kennard For For Management
1e Elect Director Irving F. Lyons, III For For Management
1f Elect Director Avid Modjtabai For For Management
1g Elect Director David P. O'Connor For For Management
1h Elect Director Olivier Piani For For Management
1i Elect Director Jeffrey L. Skelton For For Management
1j Elect Director Carl B. Webb For For Management
1k Elect Director William D. Zollars For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PUBLICIS GROUPE SA
Ticker: PUB Security ID: F7607Z165
Meeting Date: MAY 27, 2020 Meeting Type: Annual/Special
Record Date: MAY 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.15 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions Mentioning
the Absence of New Transactions
6 Approve Remuneration Policy of For For Management
Chairman of Supervisory Board
7 Approve Remuneration Policy of For For Management
Supervisory Board Members
8 Approve Remuneration Policy of For For Management
Chairman of Management Board
9 Approve Remuneration Policy of For For Management
Management Board Members
10 Approve Compensation Report of For For Management
Corporate Officers
11 Approve Compensation of Maurice Levy, For For Management
Chairman of Supervisory Board
12 Approve Compensation of Arthur Sadoun, For For Management
Chairman of the Management Board
13 Approve Compensation of Jean-Michel For For Management
Etienne, Management Board Member
14 Approve Compensation of Anne-Gabrielle For For Management
Heilbronner, Management Board Member
15 Approve Compensation of Steve King, For For Management
Management Board Member
16 Reelect Sophie Dulac as Supervisory For For Management
Board Member
17 Reelect Thomas H. Glocer as For For Management
Supervisory Board Member
18 Reelect Marie-Josee Kravis as For For Management
Supervisory Board Member
19 Reelect Andre Kudelski as Supervisory For For Management
Board Member
20 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
21 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 30 Million
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 9 Million
23 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 9 Million
24 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above
25 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
26 Authorize Capitalization of Reserves For For Management
of Up to EUR 30 Million for Bonus
Issue or Increase in Par Value
27 Authorize Capital Increase of Up to For For Management
EUR 9 Million for Future Exchange
Offers
28 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
29 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
30 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans Reserved
for Employees of International
Subsidiaries
31 Amend Articles 6, 7 and 17 of Bylaws For For Management
to Comply with Legal Changes
32 Amend Article 13 of Bylaws Re: For For Management
Employee Representatives
33 Amend Article 15 of Bylaws Re: Board For For Management
Members Deliberation via Written
Consultation
34 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ROYAL AHOLD DELHAIZE NV
Ticker: AD Security ID: N0074E105
Meeting Date: APR 08, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
4 Adopt Financial Statements For For Management
5 Approve Dividends of EUR 0.76 Per Share For For Management
6 Approve Remuneration Report For For Management
7 Approve Discharge of Management Board For For Management
8 Approve Discharge of Supervisory Board For For Management
9 Approve Remuneration Policy for For For Management
Management Board Members
10 Approve Remuneration Policy for For For Management
Supervisory Board Members
11 Elect Frank van Zanten to Supervisory For For Management
Board
12 Elect Helen Weir to Supervisory Board For For Management
13 Reelect Mary Anne Citrino to For For Management
Supervisory Board
14 Reelect Dominique Leroy to Supervisory For For Management
Board
15 Reelect Bill McEwan to Supervisory For For Management
Board
16 Reelect Kevin Holt to Management Board For For Management
17 Elect Natalie Knight to Management For For Management
Board
18 Ratify PricewaterhouseCoopers as For For Management
Auditors
19 Grant Board Authority to Issue Shares For For Management
Up to 10 Percent of Issued Capital
20 Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances
21 Authorize Board to Acquire Common For For Management
Shares
22 Approve Cancellation of Repurchased For For Management
Shares
23 Close Meeting None None Management
--------------------------------------------------------------------------------
SABRE CORPORATION
Ticker: SABR Security ID: 78573M104
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George R. Bravante, Jr. For For Management
1.2 Elect Director Renee James For For Management
1.3 Elect Director Gary Kusin For For Management
1.4 Elect Director Gail Mandel For For Management
1.5 Elect Director Sean Menke For For Management
1.6 Elect Director Joseph Osnoss For For Management
1.7 Elect Director Zane Rowe For For Management
1.8 Elect Director John Siciliano For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAFEHOLD INC.
Ticker: SAFE Security ID: 78645L100
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean S. Adler For Withhold Management
1.2 Elect Director Robin Josephs For For Management
1.3 Elect Director Jay S. Nydick For Withhold Management
1.4 Elect Director Stefan M. Selig For Withhold Management
1.5 Elect Director Jay Sugarman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SECOM CO., LTD.
Ticker: 9735 Security ID: J69972107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 85
2.1 Elect Director Iida, Makoto For For Management
2.2 Elect Director Nakayama, Yasuo For For Management
2.3 Elect Director Ozeki, Ichiro For For Management
2.4 Elect Director Yoshida, Yasuyuki For For Management
2.5 Elect Director Fuse, Tatsuro For For Management
2.6 Elect Director Izumida, Tatsuya For For Management
2.7 Elect Director Kurihara, Tatsushi For For Management
2.8 Elect Director Hirose, Takaharu For For Management
2.9 Elect Director Kawano, Hirobumi For For Management
2.10 Elect Director Watanabe, Hajime For For Management
2.11 Elect Director Hara, Miri For For Management
--------------------------------------------------------------------------------
SECURITAS AB
Ticker: SECU.B Security ID: W7912C118
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8.a Receive Financial Statements and None None Management
Statutory Reports
8.b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
8.c Receive Board's Dividend Proposal None None Management
9.a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9.b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 4.80 Per Share
9.c Approve May 11, 2020, as Record Date For Did Not Vote Management
for Dividend Payment
9.d Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Directors (8) and For Did Not Vote Management
Deputy Directors (0) of Board
11 Approve Remuneration of Directors in For Did Not Vote Management
the Amount of SEK 2.3 Million for
Chairman, SEK 870,000 for Vice
Chairman, and SEK 700,000 for Other
Directors; Approve Remuneration for
Committee Work; Approve Remuneration
of Auditors
12 Reelect Ingrid Bonde, John Brandon, For Did Not Vote Management
Anders Boos, Fredrik Cappelen, Carl
Douglas, Marie Ehrling (Chairman),
Sofia Schorling Hogberg and Dick Seger
as Directors
13 Ratify PricewaterhouseCoopers as For Did Not Vote Management
Auditors
14 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
15 Authorize Share Repurchase Program and For Did Not Vote Management
Reissuance of Repurchased Shares
16 Approve 2020 Incentive Scheme and For Did Not Vote Management
Related Hedging Measures
17 Approve Performance Share Program LTI For Did Not Vote Management
2020/2022 for Key Employees and
Related Financing
18 Close Meeting None None Management
--------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO., LTD.
Ticker: 3382 Security ID: J7165H108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: FEB 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 51
2 Amend Articles to Amend Provisions on For For Management
Number of Directors - Clarify Director
Authority on Board Meetings
3.1 Elect Director Isaka, Ryuichi For For Management
3.2 Elect Director Goto, Katsuhiro For For Management
3.3 Elect Director Ito, Junro For For Management
3.4 Elect Director Yamaguchi, Kimiyoshi For For Management
3.5 Elect Director Maruyama, Yoshimichi For For Management
3.6 Elect Director Nagamatsu, Fumihiko For For Management
3.7 Elect Director Kimura, Shigeki For For Management
3.8 Elect Director Joseph M. DePinto For For Management
3.9 Elect Director Tsukio, Yoshio For For Management
3.10 Elect Director Ito, Kunio For For Management
3.11 Elect Director Yonemura, Toshiro For For Management
3.12 Elect Director Higashi, Tetsuro For For Management
3.13 Elect Director Rudy, Kazuko For For Management
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For For Management
1b Elect Director Larry C. Glasscock For For Management
1c Elect Director Karen N. Horn For For Management
1d Elect Director Allan Hubbard For For Management
1e Elect Director Reuben S. Leibowitz For For Management
1f Elect Director Gary M. Rodkin For For Management
1g Elect Director Stefan M. Selig For For Management
1h Elect Director Daniel C. Smith For For Management
1i Elect Director J. Albert Smith, Jr. For For Management
1j Elect Director Marta R. Stewart For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SODEXO SA
Ticker: SW Security ID: F84941123
Meeting Date: JAN 21, 2020 Meeting Type: Annual/Special
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.90 per Share and an
Extra of EUR 0.29 per Share to Long
Term Registered Shares
4 Elect Veronique Laury as Director For For Management
5 Elect Luc Messier as Director For For Management
6 Reelect Sophie Stabile as Director For For Management
7 Reelect Cecile Tandeau de Marsac as For For Management
Director
8 Approve Compensation of Sophie Bellon, For For Management
Chairman of the Board
9 Approve Compensation of Denis Machuel, For For Management
CEO
10 Approve Remuneration Policy for For For Management
Chairman of the Board
11 Approve Remuneration Policy for CEO For For Management
12 Approve Additional Pension Scheme For Against Management
Agreement with Denis Machuel
13 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
14 Delete Article 6 of Bylaws Re: For For Management
Contribution
15 Amend Article 9.4 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
16 Amend Article 11.4 of Bylaws Re: For For Management
Appointment of Directors Representing
Employees
17 Amend Article 12 of Bylaws Re: Written For For Management
Consultation
18 Amend Article 15 of Bylaws Re: Remove For For Management
Appointment of Alternate Auditor
19 Amend Article 18 of Bylaws Re: For For Management
Dividends
20 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 85 Million
21 Authorize Capitalization of Reserves For For Management
of Up to EUR 85 Million for Bonus
Issue or Increase in Par Value
22 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
23 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
24 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
SPIRIT REALTY CAPITAL, INC.
Ticker: SRC Security ID: 84860W300
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jackson Hsieh For For Management
1.2 Elect Director Kevin M. Charlton For For Management
1.3 Elect Director Todd A. Dunn For For Management
1.4 Elect Director Elizabeth F. Frank For For Management
1.5 Elect Director Richard I. Gilchrist For For Management
1.6 Elect Director Diana M. Laing For For Management
1.7 Elect Director Sheli Z. Rosenberg For For Management
1.8 Elect Director Thomas D. Senkbeil For For Management
1.9 Elect Director Nicholas P. Shepherd For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
STORE CAPITAL CORPORATION
Ticker: STOR Security ID: 862121100
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Donovan For For Management
1.2 Elect Director Mary Fedewa For For Management
1.3 Elect Director Morton H. Fleischer For For Management
1.4 Elect Director William F. Hipp For For Management
1.5 Elect Director Tawn Kelley For For Management
1.6 Elect Director Catherine D. Rice For For Management
1.7 Elect Director Einar A. Seadler For For Management
1.8 Elect Director Quentin P. Smith, Jr. For For Management
1.9 Elect Director Christopher H. Volk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUN COMMUNITIES, INC.
Ticker: SUI Security ID: 866674104
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary A. Shiffman For For Management
1b Elect Director Meghan G. Baivier For For Management
1c Elect Director Stephanie W. Bergeron For For Management
1d Elect Director Brian M. Hermelin For For Management
1e Elect Director Ronald A. Klein For For Management
1f Elect Director Clunet R. Lewis For For Management
1g Elect Director Arthur A. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard k. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Margaret M. Keane For For Management
1d Elect Director Siddharth N. (Bobby) For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: BK Security ID: 064058100
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda Z. Cook For For Management
1b Elect Director Joseph J. Echevarria For For Management
1c Elect Director Thomas P. "Todd" Gibbons For For Management
1d Elect Director Jeffrey A. Goldstein For For Management
1e Elect Director Edmund F. "Ted" Kelly For For Management
1f Elect Director Jennifer B. Morgan For For Management
1g Elect Director Elizabeth E. Robinson For For Management
1h Elect Director Samuel C. Scott, III For For Management
1i Elect Director Frederick O. Terrell For For Management
1j Elect Director Alfred W. "AI" Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Gender Pay Gap Against Against Shareholder
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
THE SWATCH GROUP AG
Ticker: UHR Security ID: H83949141
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
2 Approve Discharge of Board and Senior For Did Not Vote Management
Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends of CHF 1.10 per Registered
Share and CHF 5.50 per Bearer Share
4.1.1 Approve Fixed Remuneration of For Did Not Vote Management
Non-Executive Directors in the Amount
of CHF 780,000
4.1.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 2.5 Million
4.2 Approve Fixed Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 5.7 Million
4.3 Approve Variable Remuneration of For Did Not Vote Management
Executive Directors in the Amount of
CHF 6.6 Million
4.4 Approve Variable Remuneration of For Did Not Vote Management
Executive Committee in the Amount of
CHF 15.1 Million
5.1 Reelect Nayla Hayek as Director For Did Not Vote Management
5.2 Reelect Ernst Tanner as Director For Did Not Vote Management
5.3 Reelect Daniela Aeschlimann as Director For Did Not Vote Management
5.4 Reelect Georges Hayek as Director For Did Not Vote Management
5.5 Reelect Claude Nicollier as Director For Did Not Vote Management
5.6 Reelect Jean-Pierre Roth as Director For Did Not Vote Management
5.7 Reelect Nayla Hayek as Board Chairman For Did Not Vote Management
6.1 Reappoint Nayla Hayek as Member of the For Did Not Vote Management
Compensation Committee
6.2 Reappoint Ernst Tanner as Member of For Did Not Vote Management
the Compensation Committee
6.3 Reappoint Daniela Aeschlimann as For Did Not Vote Management
Member of the Compensation Committee
6.4 Reappoint Georges Hayek as Member of For Did Not Vote Management
the Compensation Committee
6.5 Reappoint Claude Nicollier as Member For Did Not Vote Management
of the Compensation Committee
6.6 Reappoint Jean-Pierre Roth as Member For Did Not Vote Management
of the Compensation Committee
7 Designate Bernhard Lehmann as For Did Not Vote Management
Independent Proxy
8 Ratify PricewaterhouseCoopers AG as For Did Not Vote Management
Auditors
9 Transact Other Business (Voting) For Did Not Vote Management
--------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION
Ticker: TFC Security ID: 89832Q109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Agnes Bundy Scanlan For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Dallas S. Clement For For Management
1.6 Elect Director Paul D. Donahue For For Management
1.7 Elect Director Paul R. Garcia For For Management
1.8 Elect Director Patrick C. Graney, III For For Management
1.9 Elect Director Linnie M. Haynesworth For For Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Easter A. Maynard For For Management
1.12 Elect Director Donna S. Morea For For Management
1.13 Elect Director Charles A. Patton For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director David M. Ratcliffe For For Management
1.16 Elect Director William H. Rogers, Jr. For For Management
1.17 Elect Director Frank P. Scruggs, Jr. For For Management
1.18 Elect Director Christine Sears For For Management
1.19 Elect Director Thomas E. Skains For For Management
1.20 Elect Director Bruce L. Tanner For For Management
1.21 Elect Director Thomas N. Thompson For For Management
1.22 Elect Director Steven C. Voorhees For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
UDR, INC.
Ticker: UDR Security ID: 902653104
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Katherine A. Cattanach For For Management
1b Elect Director Jon A. Grove For For Management
1c Elect Director Mary Ann King For For Management
1d Elect Director James D. Klingbeil For For Management
1e Elect Director Clint D. McDonnough For For Management
1f Elect Director Robert A. McNamara For For Management
1g Elect Director Mark R. Patterson For For Management
1h Elect Director Thomas W. Toomey For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Vittorio Colao For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director Clarence Otis, Jr. For For Management
1.6 Elect Director Daniel H. Schulman For For Management
1.7 Elect Director Rodney E. Slater For For Management
1.8 Elect Director Hans E. Vestberg For For Management
1.9 Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Assess Feasibility of Data Privacy as Against For Shareholder
a Performance Measure for Senior
Executive Compensation
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VICI PROPERTIES INC.
Ticker: VICI Security ID: 925652109
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Abrahamson For For Management
1b Elect Director Diana F. Cantor For For Management
1c Elect Director Monica H. Douglas For For Management
1d Elect Director Elizabeth I. Holland For For Management
1e Elect Director Craig Macnab For For Management
1f Elect Director Edward B. Pitoniak For For Management
1g Elect Director Michael D. Rumbolz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank M. Clark, Jr. For For Management
1b Elect Director James C. Fish, Jr. For For Management
1c Elect Director Andres R. Gluski For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director Kathleen M. Mazzarella For For Management
1f Elect Director William B. Plummer For For Management
1g Elect Director John C. Pope For For Management
1h Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
WELLTOWER INC.
Ticker: WELL Security ID: 95040Q104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth J. Bacon For For Management
1b Elect Director Thomas J. DeRosa For For Management
1c Elect Director Karen B. DeSalvo For For Management
1d Elect Director Jeffrey H. Donahue For For Management
1e Elect Director Sharon M. Oster For For Management
1f Elect Director Sergio D. Rivera For For Management
1g Elect Director Johnese M. Spisso For For Management
1h Elect Director Kathryn M. Sullivan For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
==========------------------- END N-PX REPORT ===================================
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
DELAWARE GROUP® EQUITY FUNDS IV
| By: | Shawn K. Lytle |
| Name: | Shawn K. Lytle |
| Title: | President/ Chief Executive Officer |
| Date: | August 27, 2020 |
