UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): February 14, 2014
ASSOCIATED BANC-CORP
(Exact name of registrant as specified in its charter)
| | |
Wisconsin | 001-31343 | 39-1098068 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
|
433 Main Street Green Bay, Wisconsin 54301 |
(Address of principal executive offices, including zip code) |
|
Registrant’s telephone number, including area code: (920) 491-7000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01.
Other Events.
On February 14, 2014, Associated Banc-Corp (the “Company”) announced that its wholly-owned subsidiary, Associated Bank (the “Bank”), was informed by the Office of the Comptroller of the Currency (the “OCC”) that the OCC will terminate the Consent Order issued on February 23, 2012 relating to the Bank’s Bank Secrecy Act/Anti-Money Laundering Compliance Program. The Bank expects to receive formal notification with respect to the termination of the Consent Order in the first quarter of the 2014. The press release issued by the Company containing the announcement is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
FORWARD LOOKING STATEMENTS
Statements made in this document which are not purely historical are forward-looking statements, as defined in the Private Securities Litigation Reform Act of 1995. This includes any statements regarding management’s plans, objectives, or goals for future operations, products or services, and forecasts of its revenues, earnings or other measures of performance. Such forward-looking statements may be identified by the use of words such as “believe”, “expect”, “anticipate”, “plan”, “estimate”, “should”, “will”, “intend”, “outlook”, or similar expressions. Forward-looking statements are based on current management expectations and, by their nature, are subject to risks and uncertainties. Actual results may differ materially from those contained in the forward-looking statements. Factors which may cause actual results to differ materially from those contained in such forward-looking statements include those identified in the Company’s most recent Form 10-K and subsequent SEC filings. Such factors are incorporated herein by reference.
Item 9.01.
Financial Statements and Exhibits.
(d)
Exhibits
| | |
| Exhibit No. | Description |
| | |
| 99.1 | Press Release dated February 14, 2014 |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| |
| ASSOCIATED BANC-CORP |
| |
| |
Dated: February 14, 2014 | By: /s/ Randall J. Erickson |
| Randall J. Erickson Executive Vice President, General Counsel and Corporate Secretary |
3
EXHIBIT INDEX
| |
Exhibit No. | Description |
| |
99.1 | Press Release dated February 14, 2014 |
4
