As filed with the Securities and Exchange Commission on November 19, 2015
Reg. No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
________________________________________________
Associated Banc-Corp
(Exact name of registrant as specified in its charter)
| |
Wisconsin | 39-1098068 |
(State of Incorporation) | (I.R.S. Employer Identification No.) |
| |
433 Main Street | |
Green Bay, Wisconsin | 54301 |
(Address of Principal Executive Offices) | (Zip Code) |
________________________________________
Associated Banc-Corp
Employee Stock Purchase Plan
as amended and restated
________________________________________
Randall J. Erickson
Executive Vice President, General Counsel
and Corporate Secretary
Associated Banc-Corp
433 Main Street
Green Bay, Wisconsin 54301
Telephone No.: (920) 491-7500
Facsimile No.: (920) 491-7010
(Name, address and telephone number, including area code, of agent for service)
Copy to:
C.J. Wauters
Godfrey & Kahn, S.C.
780 North Water Street
Milwaukee, Wisconsin 53202
Telephone No.: (414) 273-3500
Facsimile No.: (414) 273-5198
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
| |
Large accelerated filerþ | Accelerated filer¨ |
Non-accelerated filer ¨
(Do not check if a smaller reporting company) | Smaller reporting company¨ |
CALCULATION OF REGISTRATION FEE
| | | | |
Title of securities to
be registered | Amount to be
registered | Proposed maximum
offering price per
share | Proposed maximum
aggregate offering
price | Amount of
registration fee |
| | | | |
Common Stock, par value $0.01 per share | 425,000(1) | $19.78(2) | $8,406,500 | $846.53(2) |
(1)
Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the amount to be registered includes an indeterminate number of shares of Common Stock that may become issuable as a result of stock dividend, stock split, stock distribution or other recapitalization, as provided in the Plan.
(2)
Registration fee calculated pursuant to Rule 457(c) under the Securities Act. The registration fee is based on the average of the high and low price of a share of the Common Stock on November 16, 2015 on the New York Stock Exchange.
INCORPORATION OF CERTAIN INFORMATION BY REFERENCE
This Registration Statement is being filed pursuant to General Instruction E to Form S-8 under the Securities Act. The information in the Registration Statements on Form S-8 relating to the Associated Banc-Corp Employee Stock Purchase Plan previously filed by Associated Banc-Corp pursuant to the Securities Act (Registration Nos. 33-67436 and 33-152377) is hereby incorporated by reference into this Registration Statement.
Exhibits
5
Opinion of Godfrey & Kahn, S.C.
23.1
Consent of Godfrey & Kahn, S.C. (included in Exhibit 5)
23.2
Consent of KPMG LLP
24
Powers of Attorney
2
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Green Bay, State of Wisconsin, on November 19, 2015.
ASSOCIATED BANC-CORP
By: /s/ Philip B. Flynn
Philip B. Flynn,
President and Chief Executive Officer
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the dates indicated:
| | |
Signature | Title | Date |
| | |
/s/ Philip B. Flynn Philip B. Flynn | President and Chief Executive Officer (Principal Executive Officer) | November 19, 2015 |
| | |
/s/ Christopher J. Del-Moral Niles Christopher J. Del Moral-Niles | Executive Vice President and Chief
Financial Officer (Principal Financial Officer and Principal
Accounting Officer) | November 19, 2015 |
Directors:
John F. Bergstrom, Ruth M. Crowley, Philip B. Flynn, R. Jay Gerken, William R. Hutchinson, Robert A. Jeffe, Eileen A. Kamerick, Cory L. Nettles, J. Douglas Quick, Karen T. van Lith and John (Jay) B. Williams
| | |
*By: /s/ Randall J. Erickson Randall J. Erickson
As Attorney-in-Fact* | | November 19, 2015 |
*Pursuant to authority granted by power of attorney, a copy of which is filed herewith.
3
EXHIBIT INDEX
5
Opinion of Godfrey & Kahn, S.C.
23.1
Consent of Godfrey & Kahn, S.C. (included in Exhibit 5)
23.2
Consent of KMPG LLP
24
Powers of Attorney
4
