Associated Banc-Corp (ASB) Form 3 ASSOCIATED BANC-CORP / Dennis DeLoye ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

DeLoye Dennis

(Last) (First) (Middle)

C/O ASSOCIATED BANC-CORP

433 MAIN STREET

(Street)

GREEN BAY WI 54301

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/01/2021

3. Issuer Name and Ticker or Trading Symbol
ASSOCIATED BANC-CORP [ ASB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Executive Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock $0.01 Par Value	11,295.3	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-qualified Stock Option (Right to Buy)	(1)	02/27/2027	Common Stock $0.01 Par Value	9,299	26	D
Non-qualified Stock Option (Right to Buy)	(2)	03/01/2028	Common Stock $0.01 Par Value	10,429	24.7	D
Non-qualified Stock Option (Right to Buy)	(3)	03/01/2029	Common Stock $0.01 Par Value	11,418	23.45	D
Non-qualified Stock Option (Right to Buy)	(4)	03/01/2030	Common Stock $0.01 Par Value	16,878	16.93	D

Explanation of Responses:

1. Options vest in four equal annual installments beginning 2/8/2018.

2. Options vest in four equal annual installments beginning 2/8/2019.

3. Options vest in four equal annual installments beginning 2/8/2020.

4. Options vest in four equal annual installments beginning 2/8/2021. First tranche vested, exercised & shares sold prior to Section 16 Insider status.

	/s/ Lynn M. Floeter, attorney-in-fact for Dennis DeLoye	11/03/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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