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6-K Filing
PLDT (PHI) 6-KCurrent report (foreign)
Filed: 14 Feb 23, 7:44am
Exhibit 99.1
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Exhibit No. |
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99.1 |
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| Copies of disclosure letters that PLDT Inc. (the “Company”) filed today with the Philippine Stock Exchange, the Philippine Securities and Exchange Commission, and the Philippine Dealing and Exchange Corporation regarding the class action lawsuit filed against the Company and nine of its current or former employees in the United States federal district court in the Central District of California. The disclosure letters were submitted as an update to the clarification we submitted on February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”. As stated in the disclosure letters, the Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.
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February 13, 2023
The Philippine Stock Exchange, Inc.
6/F Philippine Stock Exchange Tower
28th Street corner 5th Avenue
Bonifacio Global City, Taguig City
Attention: Ms. Alexandra D. Tom Wong
OIC - Disclosure Department
Gentlemen:
Further to the clarification we submitted on February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”, we submit herewith PSE Disclosure Form 16-1 to provide an update on the class action lawsuit filed against PLDT Inc. (the “Company”) and nine of its current or former employees in the United States federal district court in the Central District of California. As stated in our disclosure update, the Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.
Very truly yours,
/s/Marilyn A. Victorio-Aquino
Marilyn A. Victorio-Aquino
Corporate Secretary
February 13, 2023
Securities & Exchange Commission
Secretariat Building, PICC Complex
Roxas Boulevard, Pasay City
Attention: Mr. Vicente Graciano P. Felizmenio, Jr.
Director – Markets and Securities Regulation Dept
Philippine Dealing & Exchange Corporation
29th Floor, BDO Equitable Tower
8751 Paseo de Roxas, Makati City 1226
Attention: Atty. Marie Rose M. Magallen-Lirio
Head – Issuer Compliance and Disclosure Department
Gentlemen:
Further to our Letter dated February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”, we provide herewith a copy of our disclosure to the Philippine Stock Exchange regarding the update on the class action lawsuit filed against PLDT Inc. (the “Company’) and nine of its current or former employees in the United States federal district court in the Central District of California. As stated in our disclosure update, the Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.
Very truly yours,
/s/Marilyn A. Victorio-Aquino
Marilyn A. Victorio-Aquino
Corporate Secretary
COVER SHEET
SEC Registration Number | ||||||||||
P | W | - | 5 | 5 |
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Company Name
P | L | D | T |
| I | N | C. |
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Principal Office (No./Street/Barangay/City/Town/Province)
R | A | M | O | N |
| C | O | J | U | A | N | G | C | O |
| B | U | I | L | D | I | N | G |
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M | A | K | A | T | I |
| A | V | E | N | U | E |
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M | A | K | A | T | I |
| C | I | T | Y |
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Form Type |
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| Department requiring the report |
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| Secondary License Type, If Applicable | |||||||||||||||||||||
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| 17 | - | C |
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| M | S | R | D |
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COMPANY INFORMATION
| Company’s Email Address |
| Company’s Telephone Number/s |
| Mobile Number |
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| No. of Stockholders |
| Annual Meeting |
| Fiscal Year |
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| 11,426 As of January 31, 2023 |
| Every 2nd Tuesday of June |
| December 31 |
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CONTACT PERSON INFORMATION
The designated contact person MUST be an Officer of the Corporation
Name of Contact Person |
| Email Address |
| Telephone Number/s |
| Mobile Number |
Marilyn A. Victorio-Aquino |
| mvaquino@pldt.com.ph |
| 82500254 |
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Name of Contact Person |
| Email Address |
| Telephone Number/s |
| Mobile Number |
Contact Person’s Address |
MGO Building, Legaspi St. corner Dela Rosa St., Makati City |
Note: In case of death, resignation or cessation of office of the officer designated as contact person, such incident shall be reported to the Commission within thirty (30) calendar days from the occurrence thereof with information and complete contact details of the new contact person designated.
SECURITIES AND EXCHANGE COMMISSION
CURRENT REPORT UNDER SECTION 17
OF THE SECURITIES REGULATION CODE
AND SRC RULE 17.1
1. | February 13, 2023
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| Date of Report (Date of earliest event reported) | |
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2. | SEC Identification Number PW-55 | |
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3. | BIR Tax Identification No. 000-488-793 | |
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4. | PLDT Inc. | |
| Exact name of issuer as specified in its charter | |
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5. | PHILIPPINES | 6. ____________ (SEC Use Only) |
| Province, country or other jurisdiction of Incorporation | Industry Classification Code |
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7. | Ramon Cojuangco Building, Makati Avenue, Makati City | 1200 |
| Address of principal office | Postal Code |
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8. | (632) 8250-0254 |
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| Issuer's telephone number, including area code | |
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9. | Not Applicable |
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| Former name or former address, if changed since last report | |
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10. | Securities registered pursuant to Sections 8 and 12 of the Securities Regulation Code and Sections 4 and 8 of the Revised Securities Act |
Title of Each Class | Number of Shares of Common Stock Outstanding and Amount of Debt Outstanding |
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PLDT Inc.
TEL
PSE Disclosure Form 16-1- Update on Corporate Actions/
Material Transactions/Agreements
References: SRC Rule 17 (SEC Form 17-C) and
Section 16 of the Revised Disclosure Rules
Subject of the Disclosure |
Class action suit commenced by Sophia Olsson against PLDT Inc. and nine of its current or former employees.
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Background/Description of the Disclosure |
Further to the clarification we submitted on February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”, we disclose that PLDT Inc. (“PLDT” or the “Company”) has learned that a securities class action lawsuit was commenced on February 6, 2023 by Sophia Olsson, a purported holder of PLDT securities, in the United States federal district court in the Central District of California. The complaint filed in the class action names as defendants PLDT and nine of its current or former employees. The Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.
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Other Relevant Information |
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11. Item 9 (Other Events)
Further to the clarification we submitted on February 10, 2023 in relation to the Inquirer.net news article entitled “PLDT, MVP slapped with U.S. class action lawsuits”, we disclose that PLDT Inc. (“PLDT” or the “Company”) has learned that a securities class action lawsuit was commenced on February 6, 2023 by Sophia Olsson, a purported holder of PLDT securities, in the United States federal district court in the Central District of California. The complaint filed in the class action names as defendants PLDT and nine of its current or former employees. The Company has not been served with a copy of the complaint, as required under U.S. law, and does not have any further information regarding the lawsuit at this time.
Pursuant to the requirements of the Securities Regulation Code, the Company has duly authorized and caused this Report to be signed on its behalf by the undersigned.
PLDT INC.
By:
/s/Marilyn A. Victorio-Aquino
Marilyn A. Victorio-Aquino
Corporate Secretary
February 13, 2023
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly authorized and caused this report to be signed on its behalf by the undersigned.
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| PLDT Inc.
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By | : | /s/ Marilyn A. Victorio-Aquino |
Name | : | Marilyn A. Victorio-Aquino |
Title | : | Corporate Secretary |
Date: February 13, 2023