Gleacher & Company (GLCH) Inactive 10-Q2013 Q2 Quarterly report

Filed: 9 Aug 13, 12:00am

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Readability	H.S. sophomore Bad

New words: absence, aggrieved, altogether, ascertaining, bankruptcy, bring, bringing, burden, Capstone, capture, care, carefully, category, censure, Chairman, charter, choose, chosen, Christopher, Cohen, committee, confidential, consummate, Conversely, Counsel, created, criteria, damage, death, delay, deter, deterring, disabled, disaster, discourage, discretionary, disproportionate, disqualification, downtime, drastic, duty, effectuate, effectuated, effectuating, electrical, endeavor, enhanced, entrench, exert, exhaustive, expend, face, faith, fire, formal, freely, fullest, good, Griff, Hall, harm, highlight, hinder, history, illiquid, immaterial, imminent, inability, incidental, inconsistent, incorrect, Indemnitee, influence, insignificant, instability, intervention, involuntary, Jamie, jeopardize, John, judicially, justified, Keith, landlord, launching, law, lawsuit, Lifton, malfunction, Mark, Marshall, maximize, meant, merging, met, modified, modify, monetize, navigate, NOL, nominated, NYSE, obligor, occupy, occurrence, opportune, overlap, Overview, Patterson, Pechock, people, permissible, piggyback, point, possession, predominately, prepaid, preserve, President, prohibit, prove, putback, quantify, recognition, redundancy, reelection, referenced, reinvest, reinvesting, relief, remediate, reputational, request, resolution, retention, retirement, retroactive, secondary, Secretary, software, solicitation, soliciting, sought, Specimen, split, storage, stored, subtenant, successfully, suit, susceptible, takeover, terrorism, threatened, transmission, transmitted, unauthorized, unaware, uncertainty, unexpected, unknown, vacancy, vulnerable, waived, war, warrant, wholly

Removed: accounted, adjustment, advanced, aerospace, agency, amendment, analyzing, annualized, approach, approximating, arranging, assigned, assure, aversion, behavior, benchmark, benchmarking, biggest, breakdown, buy, buying, caption, categorized, clawback, cleared, closure, Codification, combination, committing, comparable, comparing, complexity, concentration, condensed, constant, contributor, conventional, costly, coupon, coverage, curtailment, curve, daily, default, delinquent, delivery, Descap, determination, develop, discounted, discrete, dislocated, display, distressed, domestic, earned, economically, eliminate, emerging, energy, ensure, ensuring, equation, estate, estimating, estimation, European, extension, external, facilitate, fall, FICO, financed, financing, flat, forward, fulfill, FVO, GP, greatest, growth, high, home, housing, identifying, idiosyncratic, implied, importance, inactive, inclusion, individual, individually, industrial, input, integrating, inventory, investor, issuer, labeled, lack, largely, leverage, leveraged, leveraging, light, linked, listed, local, localized, lock, low, lowest, macro, maintaining, manageable, margin, marketable, marketplace, matrix, measured, media, minimizing, mitigate, model, monitored, monitoring, nonrecurring, noted, notional, obtain, optimum, overhead, paragraph, paramount, partial, participant, Partner, paying, percent, preceding, premium, prepayment, product, range, rapid, rating, real, recapitalization, receiving, recession, reducing, refinancing, relation, release, reliable, remitting, reorganization, repayment, reportable, represented, representing, research, resell, responsible, restriction, reviewing, revised, rightsizing, scale, scenario, score, sensitive, sentiment, separate, servicing, shape, shorting, show, significance, significantly, size, slope, smaller, sovereign, sponsor, Sponsored, spread, stage, statutory, stemming, strategy, stratified, stressful, structured, TBA, telecom, temporary, tool, trademark, transacted, transparency, trust, underwritten, unrealized, validate, weighted, wide, workforce

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Exhibit 4.1

GLEACHER & COMPANY, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE COMMON STOCK CUSIP 37741 20 1 SEE REVERSE FOR CERTAIN DEFINITIONS THIS CERTIFIES THAT IS THE OWNER OF FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF THE PAR VALUE OF ONE CENT ($.01) EACH OF GLEACHER & COMPANY, INC. transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate and the shares represented hereby are subject to the laws of the State of Delaware and to the Certificate of Incorporation and By-Laws of the Corporation as how or hereafter amended to all of which the holder of this certificate asserts by his acceptance hereof. This certificate is not valid until countersigned by the Transfer Agent and registered by the Registrar. WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers. DATED: Secretary Countersigned and Registered: AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (Brooklyn, NY) Transfer Agent and Registrar Authorized Signature chairman

GLEACHER & COMPANY, INC. The Corporation will furnish to any shareholder upon request and without charge, a full statement of the designation, relative rights, preferences and limitations of the shares of each class authorized to be issued and, if the Corporation is authorized to issue any class of preferred shares in series, the designation, relative rights, preferences and limitations of each such series so far as the same have been fixed and the authority of the board to designate and fix the relative rights, preferences and limitations of other series. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations: TEN COM - as tenants in common TEN ENT - as tenants by the entireties JT TEN - as joint tenants with right of survivorship and not as tenants in common UNIF GIFT MIN ACT - Custodian (Cust) (Minor) under Uniform Gifts to Minors Act (State) Additional abbreviations may also be used thought not in the above Est. For value received, hereby sell, assign and transfer into PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING POSTAL ZIP CODE OF ASSIGNEE Shares of the Common Stock represented by the within Certificate, and do hereby irrevocably constitute and appoint Attorney to transfer the said stock on the books of the within-named Corporation with full power of substitution in the premises. Dated, NOTICE; THE SIGNATURE TO THE ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT, OR ANY CHANGE WHATEVER. SIGNATURE GUARANTEED: THE SIGNATURE(S) SHOULD BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.