UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 10 )*
c/o Emmis Communications Corporation
One Emmis Plaza
40 Monument Circle, Suite 700
Indianapolis, IN 46204
(317) 266-0100
James M. Dubin, Esq.
c/o Paul, Weiss, Rifkind, Wharton & Garrison LLP
1285 Avenue of the Americas
New York, New York 10019-6064
(212) 373-3000
Receive Notices and Communications)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following boxo.
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.See Rule 13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
CUSIP No. | 291525103 | Page | 2 | of | 12 |
1 | NAME OF REPORTING PERSON: Jeffrey H. Smulyan | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
OO | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
United States of America | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 6,261,9821 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
6,261,9821 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,224,0071, 2 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
Approximately 29.1%3 | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
IN |
CUSIP No. | 291525103 | Page | 3 | of | 12 |
1 | NAME OF REPORTING PERSON: JS Acquisition, Inc. | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
OO | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
United States of America | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 6,261,9821 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
6,261,9821 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,224,0071, 2 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
Approximately 29.1%3 | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
CO |
CUSIP No. | 291525103 | Page | 4 | of | 12 |
1 | NAME OF REPORTING PERSON: JS Acquisition, LLC | ||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: | ||||||||||
(a) o | |||||||||||
(b) þ | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS: | ||||||||||
OO | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION: | ||||||||||
United States of America | |||||||||||
7 | SOLE VOTING POWER: | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER: | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 6,261,9821 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER: | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER: | |||||||||
6,261,9821 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: | ||||||||||
12,224,0071, 2 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): | ||||||||||
Approximately 29.1%3 | |||||||||||
14 | TYPE OF REPORTING PERSON: | ||||||||||
OO |
CUSIP NO. 291525 10 3 | Page 5 of 12 |
Item 4. | Purpose of Transaction. |
CUSIP NO. 291525 10 3 | Page 6 of 12 |
CUSIP NO. 291525 10 3 | Page 7 of 12 |
Item 5. | Interest in Securities of the Issuer. |
(i) | 8,441.4075 shares of Class A Common Stock held in the 401(k) Plan; | ||
(ii) | 9,755 shares of Class A Common Stock held by Mr. Smulyan individually; | ||
(iii) | 11,120 shares of Class A Common Stock held by Mr. Smulyan for his children over which Mr. Smulyan exercises or shares voting control; | ||
(iv) | 3,000 shares of Class A Common Stock held by Mr. Smulyan as trustee for his niece over which Mr. Smulyan exercises or shares voting control; | ||
(v) | options to purchase 97,566 shares of Class A Common Stock that are exercisable currently or within 60 days of August 4, 2010; | ||
(vi) | 30,625 shares of Class A Common Stock held by The Smulyan Family Foundation, as to which Mr. Smulyan shares voting control; | ||
(vii) | 4,930,680 shares of Class B Common Stock held by Mr. Smulyan individually; | ||
(viii) | options to purchase 1,170,796 shares of Class B Common Stock that are exercisable currently or within 60 days of August 4, 2010; | ||
(ix) | 4,243,578.28 shares of Class A Common Stock beneficially owned by Alden, as disclosed on Alden’s Schedule 13D, filed on July 6, 2010, which consists of: (i) 1,406,500 shares of Class A Common Stock that Alden holds and (ii) 2,837,078.28 shares of Class A Common Stock into which the 1,162,737 shares of Preferred Stock are convertible; and | ||
(x) | 1,718,446 shares of Class A Common Stock held by the Rollover Shareholders. |
CUSIP NO. 291525 10 3 | Page 8 of 12 |
CUSIP NO. 291525 10 3 | Page 9 of 12 |
CUSIP NO. 291525 10 3 | Page 10 of 12 |
Item 6. | Contracts, Arrangements, Understandings or Relationship with Respect to Securities of the Issuer |
CUSIP NO. 291525 10 3 | Page 11 of 12 |
Item 7. | Material to be Filed as Exhibits |
Exhibit No. | Description | Filed With | ||
9 | Lock-Up Agreement, dated as of July 9, 2010, by and among the undersigned parties thereto (incorporated herein by reference to Exhibit 99.1 to the Schedule 13D filed by Amalgamated Gadget, L.P. with the SEC on July 9, 2010). | Filed with Amendment No. 10 | ||
10 | Amendment No. 4 to the combined Statement on Schedule TO and Schedule 13E-3, dated August 4, 2010 (incorporated herein by reference to Amendment No. 4 to the combined Statement on Schedule TO and Schedule 13E-3 filed by JS Acquisition, Inc., JS Acquisition, LLC, Jeffrey H. Smulyan and Emmis Communications Corporation with the SEC on August 4, 2010). | Filed with Amendment No. 10 |
CUSIP NO. 291525 10 3 | Page 12 of 12 |
/s/ Jeffrey H. Smulyan | ||||
Jeffrey H. Smulyan | ||||
JS ACQUISITION, INC. | ||||
By: | /s/ Jeffrey H. Smulyan | |||
Name: | Jeffrey H. Smulyan | |||
Title: | President | |||
JS ACQUISITION, LLC | ||||
By: | /s/ Jeffrey H. Smulyan | |||
Name: | Jeffrey H. Smulyan | |||
Title: | Manager | |||