UNITED STATED
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-4466
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Monetta Fund, Inc.
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(Exact name of registrant as specified in charter)
1776-A S. Naperville Road, Suite 100, Wheaton, IL 60187
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(Address of principal executive offices) (Zip code)
Monetta Financial Services, Inc.
1776-A S. Naperville Road, Suite 100, Wheaton, IL 60187
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(Name and address of agent for service)
Registrant's telephone number, including area code: (630) 462-9800
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Date of fiscal year end: December 31
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Date of reporting period: July 1, 2006 - June 30, 2007
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Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss.3507.
SEC 2451 (4-03) Persons who are to respond to the collection of information
contained in this form are not required to respond unless
the form displays a currently valid OMB control number.
ICA File Number: 811-04466
Reporting Period: 07/01/2006 – 06/30/2007
Monetta Fund, Inc.
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NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
Vodaphone Group PLC | VOD | 92857W100 | Special | 07/25/2006 | A2) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | E1) Approve Return of Capital/Share Consolidation and Amend Articles of Association | MGMT | FOR | FOR |
| | | | | A1) Receive Directors Report/Financial Statements | MGMT | FOR | FOR |
| | | | | A14) Approve Final Dividend | MGMT | FOR | FOR |
| | | | | A15) Approve Remuneration Report | MGMT | FOR | FOR |
| | | | | A16) Re-appoint Current Auditors | MGMT | FOR | FOR |
| | | | | A17) Authorize Audit Committee to Determine Remuneration of Auditors | MGMT | FOR | FOR |
| | | | | A18) Adopt New Articles of Association | MGMT | FOR | FOR |
| | | | | A19) Authorize Regulated Donations | MGMT | FOR | FOR |
| | | | | A20) Renew Authority to Allot Shares/Article 16.2 | MGMT | FOR | FOR |
| | | | | A21) Renew Authority to Disapply Pre-Emption Rights/Article 16.3 | MGMT | FOR | FOR |
| | | | | A22) Authorize Share Repurchase | MGMT | FOR | FOR |
McKesson Corp. | MCK | 58155Q103 | Annual | 07/26/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Annual Election of Directors | SHDLR | AGAINST | AGAINST |
Chicago Bridge & Iron Company N.V. | CBI | 167250109 | Annual | 07/28/2006 | 1) For the Recommended Members of the Supervisory Board | MGMT | FOR | FOR |
| | | | | 2) Election to Management Board | MGMT | FOR | FOR |
| | | | | 3) Adopt Annual Accounts of the Company for the Year Ended 12/31/2005 | MGMT | FOR | FOR |
| | | | | 4) Discharge Management Board from Liability, Year Ended 12/31/2005 | MGMT | AGAINST | FOR |
| | | | | 5) Discharge Supervisory Board from Liability, Year Ended 12/31/2005 | MGMT | AGAINST | FOR |
| | | | | 6) Resolve Final Dividend for 2005 | MGMT | FOR | FOR |
| | | | | 7) Determine Compensation of Non-Executive Chairman of Supervisory Board | MGMT | FOR | FOR |
| | | | | 8) Authorize Management Board to Repurchase up to 10% of Company Shares | MGMT | FOR | FOR |
| | | | | 9) Authorize Supervisory Board to Grant/Issue Shares and Share Options | MGMT | FOR | FOR |
| | | | | 10) Appoint Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Red Hat, Inc. | RHAT | 756577102 | Annual | 08/17/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accountants | MGMT | FOR | FOR |
| | | | | 3) Approve 2006 Performance Compensation Plan | MGMT | FOR | FOR |
| | | | | 4) Approve Amended/Restated 2004 Long-Term Incentive Plan | MGMT | FOR | FOR |
Precision Castparts Corp. | PCP | 740189105 | Annual | 08/16/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend Restated Articles of Incorporation, Increase Authorized Shares | MGMT | FOR | FOR |
| | | | | 3) Reapprove 2001 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
BMC Software, Inc. | BMC | 055921100 | Annual | 08/22/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
| | | | | 3) Ratify 2006 Employee Stock Purchase Plan | MGMT | FOR | FOR |
Chaparral Steel Co. | CHAP | 059423102 | Annual | 08/29/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Amended/Restated 2005 Omnibus Equity Compensation Plan | MGMT | FOR | FOR |
| | | | | 3) Approve 2006 Omnibus Incentive Plan | MGMT | FOR | FOR |
Cemex, S.A.B. DE C.V. | CX | 151290889 | Special | 08/31/2006 | 1) Approve Modification of Issuance Deed of the Ordinary Participation Certificates | MGMT | FOR | FOR |
The Proctor & Gamble Co. | PG | 742718109 | Annual | 10/10/06 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend Code of Regulations, Decrease Number of Authorized Directors on the Board | MGMT | FOR | FOR |
| | | | | 3) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 4) Amend/Approve 2001 Stock and Incentive Compensation Plan | MGMT | FOR | FOR |
| | | | | 5) Award No Future Stock Options | SHDLR | AGAINST | AGAINST |
Ctrip.com Int’l Ltd. | CTRP | 22943F100 | Annual | 10/17/2006 | O1) Approve Dividend Distribution for 2006 | MGMT | FOR | FOR |
| | | | | S2) Approve Amendment to Articles of Association | MGMT | FOR | FOR |
Applera Corp. | ABI | 038020103 | Annual | 10/19/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Approve Amendments to Certificate of Incorporation | MGMT | FOR | FOR |
| | | | | 4) Approve Amended/Restated Biosystems Group 1999 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | 5) Approve Amended/Restated Celera Genomics Group 1999 Stock Incentive Plan | MGMT | FOR | FOR |
Archer-Daniels-Midland Co. | ADM | 039483102 | Annual | 11/02/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Labeling Genetically Engineered Food | SHDLR | AGAINST | AGAINST |
| | | | | 3) Code of Conduct Regarding Global Human Rights Standards | SHDLR | AGAINST | AGAINST |
MEMC Electronic Materials, Inc. | WFR | 552715104 | Annual | 10/25/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
Duke Energy Corp. | DUK | 26441C105 | Annual | 10/24/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve 2006 Long-Term Incentive Plan | MGMT | FOR | FOR |
| | | | | 3) Ratify Appointment of Independent Registered Public Accountant | MGMT | FOR | FOR |
News Corp. – CL B | NWS | 65248E203 | Annual | 10/20/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Approve Amended/Restated Rights Plan | MGMT | FOR | FOR |
| | | | | 4) Annual Election of Directors | SHDLR | AGAINST | AGAINST |
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NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
Cicso Systems, Inc. | CSCO | 17275R102 | Annual | 11/15/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Vesting of Equity Compensation Grants Based on Achievement of Performance Goals | SHDLR | AGAINST | AGAINST |
| | | | | 4) Report Requested by January 1, 2007 on Executive Compensation Policies | SHDLR | AGAINST | AGAINST |
| | | | | 5) Report to Shareholders on Reasonable Remediation of Business Practices that Encourages Violation of Human Rights | SHDLR | AGAINST | AGAINST |
Cardinal Health, Inc. | CDIC | 14149Y108 | Annual | 11/08/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Severance Arrangements | SHDLR | AGAINST | AGAINST |
| | | | | 4) Performance-Based Stock Options | SHDLR | AGAINST | AGAINST |
| | | | | 5) Submission of Human Resources/Compensation Committee Report | SHDLR | AGAINST | AGAINST |
Energy Conversion Devices, Inc. | ENER | 292659109 | Annual | 11/14/2006 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Approve 2006 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Approve Amended /Restated Certificate of Incorporation | MGMT | FOR | FOR |
Cemex, S.A.B. de C.V. | CX | 151290889 | Annual | 12/07/2006 | 1) Authorize Corporate Transaction | MGMT | FOR | FOR |
Commercial Metals Co. | CMC | 201723103 | Annual | 01/25/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend/Restate 1999 Non-Employee Director Stock Plan | MGMT | FOR | FOR |
| | | | | 3) Approve 2006 Cash Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Approve 2006 Long-Term Equity Incentive Plan | MGMT | FOR | FOR |
| | | | | 5) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
| | | | | 6) Amend Non-Discrimination Policy | SHDLR | AGAINST | AGAINST |
Crown Castle Int’l Corp. | CCI | 228227104 | Special | 01/11/2007 | 1) Approve Issuance of Shares in Connection with Merger Agreement | MGMT | FOR | FOR |
D.R. Horton, Inc. | DHI | 23331A109 | Annual | 01/25/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Majority Vote Standard for Director Elections | SHDLR | AGAINST | AGAINST |
| | | | | 3) Conduct Other Business Properly Brought Before the Meeting | MGMT | FOR | FOR |
Krispy Kreme Doughnuts, Inc. | KKD | 501014104 | Annual | 01/31/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Reclassification of Board of Directors | SHDLR | AGAINST | AGAINST |
Int’l Game Technology | IGT | 459902102 | Annual | 03/06/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
Starbuck’s Corp. | SBUX | 855244109 | Annual | 03/21/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve Executive Mgmt Bonus Plan | MGMT | FOR | FOR |
| | | | | 3) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
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NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
The Walt Disney Co. | DIS | 254687106 | Annual | 03/08/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Registered Public Accountants | MGMT | FOR | FOR |
| | | | | 3) Approve Amendments to 2005 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Approve Amended Terms of 2002 Executive Performance Plan | MGMT | FOR | FOR |
| | | | | 5) Proposal Relating to Greenmail | SHDLR | AGAINST | AGAINST |
| | | | | 6) Amend By-Laws Relating to Stockholder Rights Plans | SHDLR | AGAINST | AGAINST |
Tyco Int’l Ltd | TYC | 902124106 | Annual | 03/08/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Appointment of Independent Auditors and Authorization of BOD to set Auditors’ Remuneration | MGMT | FOR | FOR |
Tyco Int’l Ltd | TYC | 902124106 | Special | 03/08/2007 | 1) Approve Reverse Stock Split | MGMT | FOR | FOR |
| | | | | 2) Approve Amendment to By-Laws | MGMT | FOR | FOR |
News Corp. – CL B | NWS | 65248E203 | Special | 04/03/2007 | 1) Approve exchange of all Outstanding Class A and B Shares | MGMT | FOR | FOR |
| | | | | 2) Adjourn Meeting to Solicit Additional Proxies, if Required | MGMT | FOR | FOR |
U.S. Bancorp | USB | 902973304 | Annual | 04/17/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Auditor | MGMT | FOR | FOR |
| | | | | 3) Approve 2007 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Approve Amended/Restated Certificate of Incorporation | MGMT | FOR | FOR |
| | | | | 5) Annual Ratification of Executive Officer Compensation | SHDLR | AGAINST | AGAINST |
| | | | | 6) Limit Benefits under Supplemental Executive Retirement Benefits | SHDLR | AGAINST | AGAINST |
United Technologies Corp. | UTX | 913017109 | Annual | 04/11/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Appointment of Independent Auditors | MGMT | FOR | FOR |
| | | | | 3) Director Term Limits | SHDLR | AGAINST | AGAINST |
| | | | | 4) Foreign Military Sales | SHDLR | AGAINST | AGAINST |
| | | | | 5) Political Contributions | SHDLR | AGAINST | AGAINST |
| | | | | 6) Advisory Resolution to Ratify Executive Compensation | SHDLR | AGAINST | AGAINST |
| | | | | 7) Pay-or-Superior Performance | SHDLR | AGAINST | AGAINST |
KB Home | KBH | 48666K109 | Annual | 04/05/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend Certificate of Incorporation – Declassify Board of Directors | MGMT | FOR | FOR |
| | | | | 3) Amend Certificate of Incorporation – Repeal of Fair Price Provision | MGMT | FOR | FOR |
| | | | | 4) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 5) Senior Executive/Director Holdings of Equity-Based Compensation | SHDLR | AGAINST | AGAINST |
| | | | | 6) Performance Vesting Shares | SHDLR | AGAINST | AGAINST |
| | | | | 7) Stockholder Approval of Severance Agreements | SHDLR | AGAINST | AGAINST |
Schlumberger Ltd | SLB | 806857108 | Annual | 04/11/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Adopt/Approve Financials and Dividends | MGMT | FOR | FOR |
| | | | | 3) Approve Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
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NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
Corning, Inc. | GLW | 219350105 | Annual | 04/26/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
| | | | | 3) Annual Election of Each Director | SHDLR | AGAINST | AGAINST |
Wyeth | WYE | 983024100 | Annual | 04/26/2007 | 1a) Robert Essner – Director | MGMT | FOR | FOR |
| | | | | 1b) John D. Feerick - DIrector | MGMT | FOR | FOR |
| | | | | 1c) Frances D. Fergusson - Director | MGMT | FOR | FOR |
| | | | | 1d) Victor F. Ganzi - DIrector | MGMT | FOR | FOR |
| | | | | 1e) Robert Langer - Director | MGMT | FOR | FOR |
| | | | | 1f) John P. Mascotte - DIrector | MGMT | FOR | FOR |
| | | | | 1g) Raymond J. McGuire | MGMT | FOR | FOR |
| | | | | 1h) Mary Lake Polan - DIrector | MGMT | FOR | FOR |
| | | | | 1i) Bernard Poussot - DIrector | MGMT | FOR | FOR |
| | | | | 1j) Gary L. Rodgers - Director | MGMT | FOR | FOR |
| | | | | 1k) Ivan G. Seidenberg - Director | MGMT | FOR | FOR |
| | | | | 1l) Walter V. Shipley - DIrector | MGMT | FOR | FOR |
| | | | | 1m) John R. Torell III - Director | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Amend Certificate of Incorporation – Eliminate Supermajority Vote Requirements | MGMT | FOR | FOR |
| | | | | 4) Amend/Restate 2005 Stock Incentive Plan for Tax Compliance | MGMT | FOR | FOR |
| | | | | 5) Disclose Animal Welfare Policy | SHDLR | AGAINST | AGAINST |
| | | | | 6) Report on Limiting Supply of Prescription Drugs in Canada | SHDLR | AGAINST | AGAINST |
| | | | | 7) Disclosure of Political Contributions | SHDLR | AGAINST | AGAINST |
| | | | | 8) Recoupment of Incentive Bonuses | SHDLR | AGAINST | AGAINST |
| | | | | 9) Interlocking Directorships | SHDLR | AGAINST | AGAINST |
| | | | | 10) Proposal Withdrawn- No Vote Required | | | |
| | | | | 11) Separation of Roles of Chairman/CEO | SHDLR | AGAINST | AGAINST |
| | | | | 12) Stockholder Advisory Vote on Compensation | SHDLR | AGAINST | AGAINST |
Fastenal Co. | FAST | 311900104 | Annual | 04/17/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend/Restate Company Stock Option Plan | MGMT | FOR | FOR |
| | | | | 3) Approve Company Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
Burlington Northern Santa Fe Corp. | BNI | 12189T104 | Annual | 04/19/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
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NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
Potash Corporation of Saskatchewan, Inc. | POT | 73755L107 | Annual/Special | 05/03/2007 | 1-01) F.J. Blesi - DIrector | MGMT | FOR | FOR |
| | | | | 1-02) W.J. Doyle – Director | MGMT | FOR | FOR |
| | | | | 1-03) J.W. Estey – Director | MGMT | FOR | FOR |
| | | | | 1-04) W. Fetzer III – Director | MGMT | FOR | FOR |
| | | | | 1-05) D.J. Howe – Director | MGMT | FOR | FOR |
| | | | | 1-06) A.D. Laberge – Director | MGMT | FOR | FOR |
| | | | | 1-07) K.G. Martell – Director | MGMT | FOR | FOR |
| | | | | 1-08) J.J. McCaig - DIrector | MGMT | FOR | FOR |
| | | | | 1-09) M. Mogford - Director | MGMT | FOR | FOR |
| | | | | 1-10) P.J. Schoenhals – Director | MGMT | FOR | FOR |
| | | | | 1-11) E.R. Stromberg – Director | MGMT | FOR | FOR |
| | | | | 2) Appointment of Auditors | MGMT | FOR | FOR |
| | | | | 3) Adopt Performance Option Plan | MGMT | FOR | FOR |
General Electric Co. | GE | 369604103 | Annual | 04/25/2007 | A) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | B) Ratification of Auditors | MGMT | FOR | FOR |
| | | | | C) Adoption of Majority Voting for Directors | MGMT | FOR | FOR |
| | | | | D) Approve 2007 Long Term Incentive Plan | MGMT | FOR | FOR |
| | | | | E) Approve Material Terms of Senior Officer Performance Goals | MGMT | FOR | FOR |
| | | | | 1) Cumulative Voting | SHDLR | AGAINST | AGAINST |
| | | | | 2) Curb Over Extended Directors | SHDLR | AGAINST | AGAINST |
| | | | | 3) One Director from Ranks of Retirees | SHDLR | AGAINST | AGAINST |
| | | | | 4) Independent Board Chairman | SHDLR | AGAINST | AGAINST |
| | | | | 5) Eliminate Dividend Equivalents | SHDLR | AGAINST | AGAINST |
| | | | | 6) Report on Charitable Contributions | SHDLR | AGAINST | AGAINST |
| | | | | 7) Global Warming Report | SHDLR | AGAINST | AGAINST |
| | | | | 8) Ethical Criteria for Military Contracts | SHDLR | AGAINST | AGAINST |
| | | | | 9) Report on Pay Differential | SHDLR | AGAINST | AGAINST |
The Hershey Co. | HSY | 427866108 | Annual | 04/17/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
| | | | | 3) Approve Equity and Incentive Compensation Plan | MGMT | FOR | FOR |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
UBS AG | UBS | H89231338 | Annual | 04/18/2007 | 1) FY 2006 Annual Report/Company Accounts and Reports | MGMT | FOR | FOR |
| | | | | 2) Approve 2006 Dividend | MGMT | FOR | FOR |
| | | | | 3) Discharge of BOD and Executive Board | MGMT | FOR | FOR |
| | | | | 4A1) Election of Director – S. Haeringer | MGMT | FOR | FOR |
| | | | | 4A2) Election of Director – H. Panke | MGMT | FOR | FOR |
| | | | | 4A3) Election of Director – P. Spuhler | MGMT | FOR | FOR |
| | | | | 4B1) Election of New Board Member – Sergio Marchionne | MGMT | FOR | FOR |
| | | | | 4C) Election of Group/Statutory Auditors | MGMT | FOR | FOR |
| | | | | 5A) Amend Articles of Incorporation, Cancel Shares Repurchased Under 2006-2007 Share Buyback Program | MGMT | FOR | FOR |
| | | | | 5B) Approve Share Buyback Program for 2007-2010 | MGMT | FOR | FOR |
| | | | | 6) Authorize BOD to Exercise Proxy for Ad-Hoc Shareholder Motions, if Presented | MGMT | FOR | FOR |
Marriott Int’l, Inc. | MAR | 571903202 | Annual | 04/27/2007 | 1) Election of Directors - | | | |
| | | | | 1a) J. W. Marriott, Jr. | MGMT | FOR | FOR |
| | | | | 1b) John W. Marriott III | MGMT | FOR | FOR |
| | | | | 1c) Richard S. Braddock | MGMT | FOR | FOR |
| | | | | 1d) Lawrence W. Kellner | MGMT | FOR | FOR |
| | | | | 1e) Debra L. Lee | MGMT | FOR | FOR |
| | | | | 1f) Floretta D. McKenzie | MGMT | FOR | FOR |
| | | | | 1g) George Munoz | MGMT | FOR | FOR |
| | | | | 1h) Steven S. Reinemund | MGMT | FOR | FOR |
| | | | | 1i) Harry J. Pearce | MGMT | FOR | FOR |
| | | | | 1j) William J. Shaw | MGMT | FOR | FOR |
| | | | | 1k) Lawrence M. Small | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of independent Registered Public Accounting Firm | MGMT | FOR | FOR |
ConocoPhillips | COP | 20825C104 | Annual | 05/09/2007 | 1) Election of Directors - | | | |
| | | | | 1A) Class II – James E. Copeland, Jr. | MGMT | FOR | FOR |
| | | | | 1B) Class II – Kenneth M. Duberstein | MGMT | FOR | FOR |
| | | | | 1C) Class II – Ruth R. Harkin | MGMT | FOR | FOR |
| | | | | 1D) Class II – Willliam R. Rhodes | MGMT | FOR | FOR |
| | | | | 1E) Class II – J. Stapelton Roy | MGMT | FOR | FOR |
| | | | | 1F) Class II – William E. Wade, Jr. | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Corporate Political Contributions | SHDLR | AGAINST | AGAINST |
| | | | | 4) Global Warming - Renewables | SHDLR | AGAINST | AGAINST |
| | | | | 5) Qualification for Director Nominees | SHDLR | AGAINST | AGAINST |
| | | | | 6) Drilling in Sensitive/Protected Areas | SHDLR | AGAINST | AGAINST |
| | | | | 7) Report on Recognition of Indigenous Rights | SHDLR | AGAINST | AGAINST |
| | | | | 8) Community Accountability | SHDLR | AGAINST | AGAINST |
CSX Corp. | CSX | 126408103 | Annual | 05/02/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Executive Compensation | SHDLR | AGAINST | AGAINST |
| | | | | 4) Majority Voting | SHDLR | AGAINST | AGAINST |
| | | | | 5) Severance Agreements | SHDLR | AGAINST | AGAINST |
| | | | | 6) Special Shareholder Meetings | SHDLR | AGAINST | AGAINST |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
Gilead Sciences, Inc. | GILD | 375558103 | Annual | 05/09/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Amend 2004 Equity Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Amend Employee Stock Purchase Plan | MGMT | FOR | FOR |
Nucor Corp. | NUE | 670346105 | Annual | 05/10/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Majority Vote for BOD | SHDLR | AGAINST | AGAINST |
Barrick Gold Corp. | ABX | 067901108 | Annual/Special | 05/02/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
| | | | | 3) Amend 2004 Stock Option Plan | MGMT | FOR | FOR |
Norfolk Southern Corp. | NSC | 655844108 | Annual | 05/10/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Valero Energy Corp. | VLO | 91913Y100 | Annual | 04/26/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Director Election/Majority Vote Proposal | SHDLR | AGAINST | AGAINST |
| | | | | 4) Shareholder Ratification of Executive Compensation Proposal | SHDLR | AGAINST | AGAINST |
| | | | | 5) Supplemental Executive Retirement Plan Policy Proposal | SHLDR | AGAINST | AGAINST |
The Charles Schwab Corp. | SCHW | 808513105 | Annual | 05/17/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve Employee Stock Purchase Plan | MGMT | FOR | FOR |
| | | | | 3) Amend 2004 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Political Contributions | SHLDR | AGAINST | AGAINST |
| | | | | 5) Amend ByLaws – Majority Voting | SHLDR | AGAINST | AGAINST |
Transocean, Inc. | RIG | G90078109 | Annual | 05/10/2007 | 1) Election of Directors - | | | |
| | | | | 1A) Robert L. Long | MGMT | FOR | FOR |
| | | | | 1B) Martin B. McNamara | MGMT | FOR | FOR |
| | | | | 1C) Robert M. Sprague | MGMT | FOR | FOR |
| | | | | 1D) J. Michael Talbert | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
American Tower Corp. | AMT | 029912201 | Annual | 05/09/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve 2007 Equity Incentive Plan | MGMT | FOR | FOR |
| | | | | 3) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
Wells Fargo & Co. | WFC | 949746101 | Annual | 04/24/2007 | 1) Election of Directors - | | | |
| | | | | 1a) John S. Chen | MGMT | FOR | FOR |
| | | | | 1b) Lloyd H. Dean | MGMT | FOR | FOR |
| | | | | 1c) Susan E. Engel | MGMT | FOR | FOR |
| | | | | 1d) Enrique Hernandez, Jr. | MGMT | FOR | FOR |
| | | | | 1e) Robert L. Joss | MGMT | FOR | FOR |
| | | | | 1f) Richard M. Kovacevich | MGMT | FOR | FOR |
| | | | | 1g) Richard D. Mc Cormick | MGMT | FOR | FOR |
| | | | | 1h) Cynthia H. Milligan | MGMT | FOR | FOR |
| | | | | 1i) Nicholas G. Moore | MGMT | FOR | FOR |
| | | | | 1j) Philip J. Quigley | MGMT | FOR | FOR |
| | | | | 1k) Donald B. Rice | MGMT | FOR | FOR |
| | | | | 1l) Judith M. Runstad | MGMT | FOR | FOR |
| | | | | 1m) Stephen W. Sanger | MGMT | FOR | FOR |
| | | | | 1n) Susan G. Swenson | MGMT | FOR | FOR |
| | | | | 1o) John G. Stumpf | MGMT | FOR | FOR |
| | | | | 1p) Michael W. Wright | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
| | | | | 3) Separation of BOD Chairman and CEO positions | SHDLR | AGAINST | AGAINST |
| | | | | 4) Advisory Vote on Executive Compensation | SHDLR | AGAINST | AGAINST |
| | | | | 5) Adopt Policy Limiting Benefits Under Supplemental Executive Retirement Plan | SHDLR | AGAINST | AGAINST |
| | | | | 6) Report on Home Mortgage Disclosure Act (HMDA) data | SHDLR | AGAINST | AGAINST |
| | | | | 7) Emission Reduction Goals for Company and Customers | SHDLR | AGAINST | AGAINST |
Aetna, Inc. | AET | 00817Y108 | Annual | 04/27/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Amend Articles of Incorporation | MGMT | FOR | FOR |
| | | | | 4) Cumulative Voting | SHDLR | AGAINST | AGAINST |
| | | | | 5) Nomination of Director from Executive Retiree Ranks | SHDLR | AGAINST | AGAINST |
Peabody Energy Corp. | BTU | 704549104 | Annual | 05/01/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Board Declassification | SHDLR | AGAINST | AGAINST |
Halliburton Co. | HAL | 406216101 | Annual | 05/16/2007 | 1) Election of Directors - | | | |
| | | | | 1a) K.M. Bader | MGMT | FOR | FOR |
| | | | | 1b) A.M. Bennett | MGMT | FOR | FOR |
| | | | | 1c) J.R. Boyd | MGMT | FOR | FOR |
| | | | | 1d) M. Carroll | MGMT | FOR | FOR |
| | | | | 1e) R.L. Crandall | MGMT | FOR | FOR |
| | | | | 1f) K. T. Derr | MGMT | FOR | FOR |
| | | | | 1g) S.M. Gillis | MGMT | FOR | FOR |
| | | | | 1h) W.R. Howell | MGMT | FOR | FOR |
| | | | | 1i) D. J. Lesar | MGMT | FOR | FOR |
| | | | | 1j) J.L. Martin | MGMT | FOR | FOR |
| | | | | 1k) J.A. Precourt | MGMT | FOR | FOR |
| | | | | 1l) D.L. Reed | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Auditors | MGMT | FOR | FOR |
| | | | | 3) Human Rights Review | SHDLR | AGAINST | AGAINST |
| | | | | 4) Political Contributions | SHDLR | AGAINST | AGAINST |
| | | | | 5) Stockholder Rights Plan | SHDLR | AGAINST | AGAINST |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
PepsiCo, Inc. | PEP | 713448108 | Annual | 05/02/2007 | 1) Election of Directors - | | | |
| | | | | 1A) D. Dublon | MGMT | FOR | FOR |
| | | | | 1B) V.J. Dzau | MGMT | FOR | FOR |
| | | | | 1C) R.L. Hunt | MGMT | FOR | FOR |
| | | | | 1D) A. Ibarguen | MGMT | FOR | FOR |
| | | | | 1E) A.C. Martinez | MGMT | FOR | FOR |
| | | | | 1F) I.K. Nooyi | MGMT | FOR | FOR |
| | | | | 1G) S.P. Rockefeller | MGMT | FOR | FOR |
| | | | | 1H) J.J. Schiro | MGMT | FOR | FOR |
| | | | | 1I) D. Vasella | MGMT | FOR | FOR |
| | | | | 1J) M.D. White | MGMT | FOR | FOR |
| | | | | 2) Approve Independent Registered Public Accountants | MGMT | FOR | FOR |
| | | | | 3) Approve 2007 Long-Term Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Shareholder Proposal – Charitable Contributions | SHDLR | AGAINST | AGAINST |
Trinity Industries, Inc. | TRN | 896522109 | Annual | 05/07/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend Certificate of Incorporation, Increase Authorized Shares | MGMT | FOR | FOR |
| | | | | 3) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Expeditors Int’l of Washington, Inc. | EXPD | 302130109 | Annual | 05/02/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve 2007 Stock Option Plan | MGMT | FOR | FOR |
| | | | | 3) Amend 2002 Employee Stock Purchase Plan | MGMT | FOR | FOR |
| | | | | 4) Approve Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 5) Amend Company’s Equal Employment Opportunity Policy | SHDLR | AGAINST | AGAINST |
Health Net, Inc. | HNT | 42222G108 | Annual | 05/01/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Google, Inc. | GOOG | 38259P508 | Annual | 05/10/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accountants | MGMT | FOR | FOR |
| | | | | 3) Amend 2004 Stock Plan – Increase Authorized Shares | MGMT | FOR | FOR |
| | | | | 4) Approve Executive Bonus Plan | MGMT | FOR | FOR |
| | | | | 5) Shareholder Proposal – Request Policies Protecting Freedom of Access to the Internet | SHDLR | AGAINST | AGAINST |
Kohls’ Corp. | KSS | 500255104 | Annual | 05/02/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Amend 2003 Long-Term Compensation Plan | MGMT | FOR | FOR |
| | | | | 4) Approve Executive Bonus Plan | MGMT | FOR | FOR |
| | | | | 5) Amend Articles of Incorporation, Majority Voting for Director Elections | MGMT | FOR | FOR |
| | | | | 6) Majority Voting | SHDLR | AGAINST | AGAINST |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
Cemex, S.A.B. de C.V. | CX | 151290889 | Annual | 04/26/2007 | 1) Present Fiscal 2006 Reports, From CEO and BOD | MGMT | FOR | FOR |
| | | | | 2) Allocation of Profits/Purchase Company Shares | MGMT | FOR | FOR |
| | | | | 3) Increase Capital Stock of the Company | MGMT | FOR | FOR |
| | | | | 4) Appointment of Directors and Members of the Audit and Corporate Practices Committee | MGMT | FOR | FOR |
| | | | | 5) Compensation of Directors and Committee Members | MGMT | FOR | FOR |
| | | | | 6) Appoint Delegates to Formalize Resolutions Adopted at the Meeting | MGMT | FOR | FOR |
El Paso Corp. | EP | 28336L109 | Annual | 05/24/2007 | 1) Election of Director Nominees - | | | |
| | | | | 1a) Juan Carlos Braniff | MGMT | FOR | FOR |
| | | | | 1b) James L. Dunlap | MGMT | FOR | FOR |
| | | | | 1c) Douglas L. Foshee | MGMT | FOR | FOR |
| | | | | 1d) Robert W. Goldman | MGMT | FOR | FOR |
| | | | | 1e) Anthony W. Hall, Jr. | MGMT | FOR | FOR |
| | | | | 1f) Thomas R. Hix | MGMT | FOR | FOR |
| | | | | 1g) William H. Joyce | MGMT | FOR | FOR |
| | | | | 1h) Ronald L. Kuehn, Jr. | MGMT | FOR | FOR |
| | | | | 1i) Ferrell P. McClean | MGMT | FOR | FOR |
| | | | | 1j) Steven J. Shapiro | MGMT | FOR | FOR |
| | | | | 1k) J. Michael Talbert | MGMT | FOR | FOR |
| | | | | 1l) Robert F. Vagt | MGMT | FOR | FOR |
| | | | | 1m) John L. Whitmore | MGMT | FOR | FOR |
| | | | | 1n) Joe B. Wyatt | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Amend ByLaws for Special Shareholder Meetings | SHDLR | AGAINST | AGAINST |
| | | | | 4) Amend ByLaws on Policy-Abandoning Decisions | SHDLR | AGAINST | AGAINST |
Liberty Media Corp. | LINT/A | 53071M104 | Annual | 05/01/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Incentive Plan Proposal | MGMT | FOR | FOR |
| | | | | 3) Auditors ratification Proposal | MGMT | FOR | FOR |
Southwestern Energy Co. | SWN | 845467109 | Annual | 05/10/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Masco Corp. | MAS | 574599106 | Annual | 05/08/2007 | 1) Election of Directors - | | | |
| | | | | 1A) Class I – Dennis W. Archer. | MGMT | FOR | FOR |
| | | | | 1B) Class I – Anthony F. Early, Jr. | MGMT | FOR | FOR |
| | | | | 1C) Class I – Lisa A. Payne | MGMT | FOR | FOR |
| | | | | 2) Election of Class II Director – Peter A. Dow | MGMT | FOR | FOR |
| | | | | 3) Ratify Selection of Independent Accountants | MGMT | FOR | FOR |
Nymex Holdings, Inc. | NMX | 62948N104 | Annual | 05/10/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
Anixter int’l, Inc. | AXE | 035290105 | Annual | 05/17/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Auditors | MGMT | FOR | FOR |
American Int’l Group. Inc. | AIG | 026874107 | Annual | 05/16/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Adopt 2007 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Performance-Based Stock Options | SHDLR | AGAINST | AGAINST |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
Amylin Pharmaceuticals. Inc. | AMLN | 032346108 | Annual | 05/23/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve Amended/Restated Certificate of Incorporation, Increase Authorized Shares | MGMT | FOR | FOR |
| | | | | 3) Amend 2001 Employee Purchase Plan | MGMT | FOR | FOR |
| | | | | 4) Ratify Selection of Independent Auditors | MGMT | FOR | FOR |
Crown Castle Int’l Corp. | CCI | 228227104 | Annual | 05/24/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend 2004 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | 3) Approve Amended/Restated Certificate of Amendment | MGMT | FOR | FOR |
| | | | | 4) Ratify Appointment of Independent Registered Public Accountants | MGMT | FOR | FOR |
Southwest Airlines Co. | LUV | 844741108 | Annual | 05/16/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend Articles of Incorporation, Eliminate Supermajority Voting Requirements | MGMT | FOR | FOR |
| | | | | 3) Approve 2007 Equity Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Ratify Selection of Independent Auditors | MGMT | FOR | FOR |
| | | | | 5) Adopt Simple Majority Vote with Respect to Certain Matters | SHDLR | AGAINST | AGAINST |
America Movil, S.A.B. de C.V. | AMX | 02364W105 | Special | 04/27/2007 | 1) Appoint and/or Reelect Board Members, by Holders of Series L Shares | MGMT | ABSTAIN | N/A |
| | | | | 2) Appoint Delegates to Formalize Resolutions Adopted at the Meeting | MGMT | ABSTAIN | N/A |
Allegheny Technologies, Inc. | ATI | 07141R102 | Annual | 05/02/2007 | A) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | B) Approve 2007 Incentive Plan | MGMT | FOR | FOR |
| | | | | C) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
| | | | | D) Sustainability Reporting | SHDLR | AGAINST | AGAINST |
Wellpoint, Inc. | WLP | 94973V107 | Annual | 05/16/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve Majority Voting for Non-Contested Director Elections | MGMT | FOR | FOR |
| | | | | 3) Ratify Appointment of Independent Registered Public accounting Firm | MGMT | FOR | FOR |
Comcast Corp. | CMCS/A | 20030N101 | Annual | 05/23/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Independent Auditors | MGMT | FOR | FOR |
| | | | | 3) Prevent Issuance of New Stock Options | SHDLR | AGAINST | AGAINST |
| | | | | 4) Non-Employee as BOD Chairman | SHDLR | AGAINST | AGAINST |
| | | | | 5) Require Sustainability Report | SHDLR | AGAINST | AGAINST |
| | | | | 6) Adopt Recapitalization Plan | SHDLR | AGAINST | AGAINST |
| | | | | 7) Require Annual Vote on Executive Compensation | SHDLR | AGAINST | AGAINST |
| | | | | 8) Require Pay Differential Report | SHDLR | AGAINST | AGAINST |
| | | | | 9) Require Disclosure of Political Contributions | SHDLR | AGAINST | AGAINST |
Duke Energy Corp. | DUK | 26441C105 | Annual | 05/10/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Independent Public Accountant | MGMT | FOR | FOR |
ITT Corp. | ITT | 450911102 | Annual | 05/08/2007 | A) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | B) Ratify Appointment of Independent Auditor | MGMT | FOR | FOR |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
McDonald’s Corp. | MCD | 580135101 | Annual | 05/24/2007 | 1A) Edward A. Brennan | MGMT | FOR | FOR |
| | | | | 1B) Walter E. Massey | MGMT | FOR | FOR |
| | | | | 1C) John W. Rogers, Jr. | MGMT | FOR | FOR |
| | | | | 1D) Roger W. Stone | MGMT | FOR | FOR |
| | | | | 2) Approve Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Shareholder Proposal – Labeling of Genetically Modified Products | SHDLR | AGAINST | AGAINST |
| | | | | 4) Shareholder Proposal – Labor Standards | SHDLR | AGAINST | AGAINST |
Nasdaq Stock Market, Inc. | NDAQ | 631103108 | Annual | 05/23/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Approve Amended/Restated Equity Plan | MGMT | FOR | FOR |
National-Oilwell Varco, Inc. | NOV | 637071101 | Annual | 06/05/2007 | 1) For the Recommended Directors | MGMT | FOR | FPR |
| | | | | 2) Ratify Independent Auditors | MGMT | FOR | FOR |
Pharmaceutical Product Development, Inc. | PPDI | 717124101 | Annual | 05/16/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Authorization to Vote on Such Other Matters as May Properly Come Before the Board | MGMT | FOR | FOR |
Waters Corp. | WAT | 941848103 | Annual | 05/15/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Medco Health Solutions, Inc. | MHS | 58405U102 | Annual | 05/24/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend Certificate of Incorporation, Phase-In of Annual Director Elections | MGMT | FOR | FOR |
| | | | | 3) Approve 2007 Employee Stock Purchase Plan | MGMT | FOR | FOR |
| | | | | 4) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Target Corp. | TGT | 87612E106 | Annual | 05/24/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Approve Officer Short-Term Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Amend Restated Articles of Incorporation, Require Majority Vote for Director Elections | MGMT | FOR | FOR |
| | | | | 5) Additional Disclosure of Political Contributions | SHDLR | AGAINST | AGAINST |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
The Home Depot, Inc. | HD | 437076102 | Annual | 05/24/2007 | 1) Election of Directors - | | | |
| | | | | 1a) David H. Batchelder | MGMT | FOR | FOR |
| | | | | 1b) Francis S. Blake | MGMT | FOR | FOR |
| | | | | 1c) Gregory D. Brenneman | MGMT | FOR | FOR |
| | | | | 1d) John L. Clerdenin | MGMT | FOR | FOR |
| | | | | 1e) Claudio X. Gonzalez | MGMT | FOR | FOR |
| | | | | 1f) Milledge A. Hart, III | MGMT | FOR | FOR |
| | | | | 1g) Bonnie G. Hill | MGMT | FOR | FOR |
| | | | | 1h) Laban P. Jackson, Jr. | MGMT | FOR | FOR |
| | | | | 1i) Helen Johnson-Leipold | MGMT | FOR | FOR |
| | | | | 1j) Lawrence R. Johnston | MGMT | FOR | FOR |
| | | | | 1k) Kenneth G. Langone | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Shareholder Proposal – Poison Pill Implementation | SHDLR | FOR | AGAINST |
| | | | | 4) Shareholder Proposal – Employment Diversity Report Disclosure | SHDLR | AGAINST | AGAINST |
| | | | | 5) Shareholder Proposal – Executive Officer Compensation | SHDLR | AGAINST | AGAINST |
| | | | | 6) Shareholder Proposal – Management Bonuses | SHDLR | AGAINST | AGAINST |
| | | | | 7) Shareholder Proposal – Retirement Benefits | SHDLR | FOR | AGAINST |
| | | | | 8) Shareholder Proposal – Equity Compensation | SHDLR | FOR | AGAINST |
| | | | | 9) Shareholder Proposal – Pay-For-Superior Performance | SHDLR | FOR | AGAINST |
| | | | | 10) Shareholder Proposal – Political Nonpartisanship | SHDLR | AGAINST | AGAINST |
| | | | | 11) Shareholder Proposal – Chairman/CEO | SHDLR | FOR | AGAINST |
Cummins, Inc. | CMI | 231021106 | Annual | 05/08/2007 | Election of Directors - | | | |
| | | | | 1) Robert J. Darnall | MGMT | FOR | FOR |
| | | | | 2) John M. Deutch | MGMT | FOR | FOR |
| | | | | 3) Alexis M. Herman | MGMT | FOR | FOR |
| | | | | 4) F. Joseph Loughery | MGMT | FOR | FOR |
| | | | | 5) William I. Miller | MGMT | FOR | FOR |
| | | | | 6) Georgia R. Nelson | MGMT | FOR | FOR |
| | | | | 7) Theodore M. Solso | MGMT | FOR | FOR |
| | | | | 8) Carl Ware | MGMT | FOR | FOR |
| | | | | 9) J. Lawrence Wilson | MGMT | FOR | FOR |
| | | | | 10) Ratify Appointment of Auditors | MGMT | FOR | FOR |
| | | | | 11) Amend 2003 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | 12) Amend Restated Articles of Incorporation | MGMT | FOR | FOR |
Krispy Kreme Doughnuts, Inc. | KKD | 501014104 | Annual | 06/04/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend 2000 Stock Incentive Plan | MGMT | FOR | FOR |
| | | | | 3) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Diamond Offshore Drilling, Inc. | DO | 25271C102 | Annual | 05/15/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve Amended/Restated Incentive Compensation Plan for Executive Officers | MGMT | FOR | FOR |
| | | | | 3) Ratify Appointment of Independent Auditors | MGMT | FOR | FOR |
Iron Mountain, Inc. | IRM | 462846106 | Annual | 05/24/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
UnitedHealth Group, Inc. | UNH | 91324P102 | Annual | 05/29/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend Articles of Incorporation, Require Majority Vote for Director Elections | MGMT | FOR | FOR |
| | | | | 3) Amend Articles of incorporation/ByLaws, Provide for Annual Election of All BOD Members | MGMT | FOR | FOR |
| | | | | 4) Amend Articles of Incorporation/ByLaws, Eliminate Supermajority Provisions for Removal of Directors | MGMT | FOR | FOR |
| | | | | 5) Amend Articles of Incorporation, Eliminate Supermajority Provisions Relating to Certain Business Combinations | MGMT | FOR | FOR |
| | | | | 6) Adopt Restated Articles of Incorporation | MGMT | FOR | FOR |
| | | | | 7) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 8) Performance-Vesting Shares | SHDLR | AGAINST | AGAINST |
| | | | | 9) Supplemental Executive Retirement Plan | SHDLR | AGAINST | AGAINST |
| | | | | 10) Advisory Resolution on Compensation of Named Executive Officers | SHDLR | AGAINST | AGAINST |
| | | | | 11) Shareholder Nominees for BOD Election | SHDLR | AGAINST | AGAINST |
CB Richard Ellis Group, Inc. | CBG | 12497T101 | Annual | 06/01/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Approve Executive Incentive Plan | MGMT | FOR | FOR |
NII Holdings, Inc. | NIHD | 62913F201 | Annual | 05/16/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
NAVTEQ Corp. | NVT | 63936L100 | Annual | 05/22/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
Titanium Metals Corp. | TIMT | 888339207 | Annual | 05/24/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
Caterpillar, Inc. | CAT | 141923101 | Annual | 06/13/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Auditors | MGMT | FOR | FOR |
| | | | | 3) Separate Chairman/CEO | SHLDR | AGAINST | AGAINST |
| | | | | 4) Majority Vote Standard | SHLDR | AGAINST | AGAINST |
Scientific Games Corp. | SGMS | 80874P109 | Annual | 06/07/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Auditor | MGMT | FOR | FOR |
| | | | | 3) Approve Amended/Restated Certificate of Incorporation, Securities Ownership Restriction Provisions | MGMT | FOR | FOR |
First Data Corp. | FDC | 319963104 | Annual | 06/30/2007 | Election of Directors - | | | |
| | | | | 1) David A. Coulter | MGMT | FOR | FOR |
| | | | | 2) Henry C. Duques | MGMT | FOR | FOR |
| | | | | 3) Richard P. Kiphart | MGMT | FOR | FOR |
| | | | | 4) Joan E. Spero | MGMT | FOR | FOR |
| | | | | 5) Amend Employee Stock Purchase Plan, Increase Authorized Shares | MGMT | FOR | FOR |
| | | | | 6) Approve 2006 Non-Employee Director Equity Compensation Plan | MGMT | FOR | FOR |
| | | | | 7) Amend 2002 Long-Term Incentive Plan | MGMT | FOR | FOR |
| | | | | 8) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | | | | |
NAME OF COMPANY | TICKER | CUSIP | MTG TYPE | MTG DATE | DESCRIPTION OF VOTE | SPONSOR | VOTE CAST | MGMT RECOM’D VOTE |
Las Vegas Sands Corp. | LVS | 517834107 | Annual | 06/07/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Dick’s Sporting Goods, Inc. | DKS | 253393102 | Annual | 06/06/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve Amended/Restated Employee Stock Purchase Plan | MGMT | FOR | FOR |
Ebay, Inc. | EBAY | 278642103 | Annual | 06/14/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Amend 1999 Global Equity Incentive Plan, Compliance with IRC Section 162(M) | MGMT | FOR | FOR |
| | | | | 3) Amend 1998 Employee Stock Purchase Plan, Extension of Term | MGMT | FOR | FOR |
| | | | | 4) Ratify Selection of Independent Auditors | MGMT | FOR | FOR |
Countrywide Financial Corp. | CFC | 222372104 | Annual | 06/13/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
| | | | | 3) Policy Allowing Shareholders to Ratify Compensation of Named Executive Officers | SHDLR | AGAINST | AGAINST |
Chipotle Mexican Grill, Inc. | CMG | 169656105 | Annual | 06/13/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Celgene Corp. | CELG | 151020104 | Annual | 06/12/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Ratify Appointment of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
BE Aerospace, Inc. | BEAV | 073302101 | Annual | 07/11/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Adopt the MacBride Principles | SHDLR | AGAINST | AGAINST |
Gamestop Corp. | GMEB | 36467W109 | Annual | 06/28/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve Amended/Restated 2001 Incentive Plan | MGMT | FOR | FOR |
| | | | | 3) Ratify Appointment if Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Crocs, Inc. | CROX | 227046109 | Annual | 07/09/2007 | 1) For the Recommended Directors | MGMT | FOR | FOR |
| | | | | 2) Approve 2008 Cash Incentive Plan | MGMT | FOR | FOR |
| | | | | 3) Approve 2007 Incentive Plan | MGMT | FOR | FOR |
| | | | | 4) Approve 2007 Equity Incentive Plan | MGMT | FOR | FOR |
| | | | | 5) Approve Amended/Restated Certificate of Incorporation, Increase Authorized Shares | MGMT | FOR | FOR |
| | | | | 6) Ratify Selection of Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | Annual | 07/17/2007 | 1) Discuss Consolidated Financial Report | MGMT | FOR | FOR |
| | | | | 2) Approve Recommended 2006 Dividend | MGMT | FOR | FOR |
| | | | | 3A) Elect Director – Abraham E. Cohen | MGMT | FOR | FOR |
| | | | | 3B) Elect Director – Roger D. Kornberg | MGMT | FOOR | FOR |
| | | | | 3C) Elect Director – Prof. Moshe | MGMT | FOR | FOR |
| | | | | 3D) Elect Director – Dan Popper | MGMT | FOR | FOR |
| | | | | 4) Approve D&O Liability Insurance | MGMT | FOR | FOR |
| | | | | 5) Appoint Independent Registered Public Accounting Firm | MGMT | FOR | FOR |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, there unto duly authorized.
(Registrant) Monetta Fund, Inc.
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By (Signature and Title)* /s/Robert S. Bacarella
-------------------------------------------------
Robert S. Bacarella, President
Date: August 29, 2007
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* Print the name and title of each signing officer under his or her signature.
