UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
Amendment No. 1
(Mark One)
þ | QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2008
o | TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to
Commission file number 0-14843
DPAC TECHNOLOGIES CORP.
(Exact Name of Small Business Issuer as Specified in Its Charter)
CALIFORNIA (State or Other Jurisdiction of Incorporation or Organization) | 33-0033759 (IRS Employer Identification No.) | |
5675 HUDSON INDUSTRIAL PARK, HUDSON, OHIO | 44236 | |
(Address of Principal Executive Offices) | (Zip Code) |
(800) 553-1170
(Issuer’s Telephone Number, Including Area Code)
(Issuer’s Telephone Number, Including Area Code)
(Former Name, Former Address and Former Fiscal Year, if Changed Since Last Report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
YESþ NOo
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer”, “large accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (Check One):
Large accelerated filero | Accelerated filero | Non-accelerated filero | Smaller reporting companyþ | |||
(Do not check if a smaller reporting company) |
Indicate by check mark whether the Registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
YESo NOþ
The number of shares of common stock, no par value, outstanding as of September 19, 2008 was 96,557,480.
Explanatory Note
DPAC Technologies Corp. is filing this Amendment No. 1 (the “Amendment”) to its quarterly report on Form 10-Q for the quarterly period ended March 31, 2008, which was originally filed with the Securities and Exchange Commission on May 15, 2008.
This Amendment amends the Principal Executive Officer and Principal Financial Officer Certifications under Item 601(b)(31) of Regulation S-K. No other items of the quarterly report on Form 10-Q for the quarterly period ended March 31, 2008 are affected by this Amendment.
Item 6 — Exhibits. The following documents are filed as part of this Form 10-Q/A, Amendment No. 1:
Exhibit No. | Description | |||
31.1 | Certification of Chief Executive Officer pursuant to Securities Exchange Act Rule 13a-14(a)/15d-14(a). | |||
31.2 | Certification of Chief Financial Officer pursuant to Securities Exchange Act Rule 13a-14(a)/15d-14(a). | |||
32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |||
32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
DPAC TECHNOLOGIES CORP. (Registrant) | ||||
September 30, 2008 | By: | /s/ STEVEN D. RUNKEL | ||
Date | Steven D. Runkel, | |||
Chief Executive Officer | ||||
September 30, 2008 | By: | /s/ STEPHEN J. VUKADINOVICH | ||
Date | Stephen J. Vukadinovich, | |||
Chief Financial Officer | ||||
3
EXHIBIT INDEX
Exhibit No. | Description | |||
31.1 | Certification of Chief Executive Officer pursuant to Securities Exchange Act Rule 13a-14(a)/15d-14(a). | |||
31.2 | Certification of Chief Financial Officer pursuant to Securities Exchange Act Rule 13a-14(a)/15d-14(a). | |||
32.1 | Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | |||
32.2 | Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. |