UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-01466
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Pioneer Fund
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(Exact name of registrant as specified in charter)
60 State Street Boston, MA 02109
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(Address of principal executive offices)
Terrence J. Cullen
60 State Street
Boston, MA 02109
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(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 742-7825
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 to June 30, 2014
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pioneer Fund
By (Signature and Title) /s/ John F. Cogan, Jr.
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John F. Cogan, Jr., President
Date August 20, 2014
================================= Pioneer Fund =================================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda G. Alvarado For For Management
1b Elect Director Thomas 'Tony' K. Brown For For Management
1c Elect Director Vance D. Coffman For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Muhtar Kent For For Management
1g Elect Director Edward M. Liddy For For Management
1h Elect Director Inge G. Thulin For For Management
1i Elect Director Robert J. Ulrich For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
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ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director W. James Farrell For For Management
1.5 Elect Director Edward M. Liddy For For Management
1.6 Elect Director Nancy McKinstry For For Management
1.7 Elect Director Phebe N. Novakovic For For Management
1.8 Elect Director William A. Osborn For For Management
1.9 Elect Director Samuel C. Scott, III For For Management
1.10 Elect Director Glenn F. Tilton For For Management
1.11 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Label Products with GMO Ingredients Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Abstain Shareholder
6 Cease Compliance Adjustments to Against For Shareholder
Performance Criteria
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ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Frederick H. Waddell For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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ADOBE SYSTEMS INCORPORATED
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Kelly J. Barlow For For Management
1c Elect Director Edward W. Barnholt For For Management
1d Elect Director Robert K. Burgess For For Management
1e Elect Director Frank A. Calderoni For For Management
1f Elect Director Michael R. Cannon For For Management
1g Elect Director James E. Daley For For Management
1h Elect Director Laura B. Desmond For For Management
1i Elect Director Charles M. Geschke For For Management
1j Elect Director Shantanu Narayen For For Management
1k Elect Director Daniel L. Rosensweig For For Management
1l Elect Director Robert Sedgewick For For Management
1m Elect Director John E. Warnock For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director Mark T. Bertolini For For Management
1c Elect Director Frank M. Clark For For Management
1d Elect Director Betsy Z. Cohen For For Management
1e Elect Director Molly J. Coye For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Barbara Hackman Franklin For For Management
1h Elect Director Jeffrey E. Garten For For Management
1i Elect Director Ellen M. Hancock For For Management
1j Elect Director Richard J. Harrington For For Management
1k Elect Director Edward J. Ludwig For For Management
1l Elect Director Joseph P. Newhouse For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Amend Right to Call Special Meeting For For Management
5 Amend Omnibus Stock Plan For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7A Require Independent Board Chairman Against Against Shareholder
7B Enhance Board Oversight of Political Against Against Shareholder
Contributions
7C Amend Policy to Disclose Payments to Against Abstain Shareholder
Tax-Exempt Organizations
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AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director John Shelby Amos, II For For Management
1c Elect Director Paul S. Amos, II For For Management
1d Elect Director W. Paul Bowers For For Management
1e Elect Director Kriss Cloninger, III For For Management
1f Elect Director Elizabeth J. Hudson For For Management
1g Elect Director Douglas W. Johnson For For Management
1h Elect Director Robert B. Johnson For For Management
1i Elect Director Charles B. Knapp For For Management
1j Elect Director Barbara K. Rimer For For Management
1k Elect Director Melvin T. Stith For For Management
1l Elect Director David Gary Thompson For For Management
1m Elect Director Takuro Yoshida For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
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AIRGAS, INC.
Ticker: ARG Security ID: 009363102
Meeting Date: AUG 06, 2013 Meeting Type: Annual
Record Date: JUN 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Clancey For For Management
1.2 Elect Director Richard C. Ill For For Management
1.3 Elect Director Ted B. Miller, Jr. For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
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ALLEGION PLC
Ticker: ALLE Security ID: G0176J109
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Chesser For For Management
1b Elect Director Carla Cico For For Management
1c Elect Director Kirk S. Hachigian For For Management
1d Elect Director David D. Petratis For For Management
1e Elect Director Dean I. Schaffer For For Management
1f Elect Director Martin E. Welch, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
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AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Linda A. Goodspeed For For Management
1.6 Elect Director Thomas E. Hoaglin For For Management
1.7 Elect Director Sandra Beach Lin For For Management
1.8 Elect Director Richard C. Notebaert For For Management
1.9 Elect Director Lionel L. Nowell, III For For Management
1.10 Elect Director Stephen S. Rasmussen For For Management
1.11 Elect Director Oliver G. Richard, III For For Management
1.12 Elect Director Sara Martinez Tucker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Ursula M. Burns For For Management
1c Elect Director Kenneth I. Chenault For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Anne Lauvergeon For For Management
1f Elect Director Theodore J. Leonsis For For Management
1g Elect Director Richard C. Levin For For Management
1h Elect Director Richard A. McGinn For For Management
1i Elect Director Samuel J. Palmisano For For Management
1j Elect Director Steven S Reinemund For For Management
1k Elect Director Daniel L. Vasella For For Management
1l Elect Director Robert D. Walter For For Management
1m Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Abstain Shareholder
5 Report on Board Oversight of Privacy Against Abstain Shareholder
and Data Security and Requests for
Customer Information
6 Provide Right to Act by Written Consent Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
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AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Baltimore For For Management
1.2 Elect Director Frank J. Biondi, Jr. For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Francois de Carbonnel For For Management
1.5 Elect Director Vance D. Coffman For For Management
1.6 Elect Director Robert A. Eckert For For Management
1.7 Elect Director Greg C. Garland For For Management
1.8 Elect Director Rebecca M. Henderson For For Management
1.9 Elect Director Frank C. Herringer For For Management
1.10 Elect Director Tyler Jacks For For Management
1.11 Elect Director Judith C. Pelham For For Management
1.12 Elect Director Ronald D. Sugar For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
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ANALOG DEVICES, INC.
Ticker: ADI Security ID: 032654105
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ray Stata For For Management
1b Elect Director Vincent T. Roche For For Management
1c Elect Director Richard M. Beyer For For Management
1d Elect Director James A. Champy For For Management
1e Elect Director John C. Hodgson For For Management
1f Elect Director Yves-Andre Istel For For Management
1g Elect Director Neil Novich For For Management
1h Elect Director F. Grant Saviers For For Management
1i Elect Director Kenton J. Sicchitano For For Management
1j Elect Director Lisa T. Su For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
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APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director G. Steven Farris For For Management
2 Elect Director A.D. Frazier, Jr. For For Management
3 Elect Director Amy H. Nelson For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Declassify the Board of Directors For For Management
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Abstain Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Against Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
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ASML HOLDING NV
Ticker: ASML Security ID: N07059210
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Discuss the Company's Business, None None Management
Financial Situation and Sustainability
3 Discuss the Remuneration Policy 2010 None None Management
for Management Board Members
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
8 Approve Dividends of EUR 0.61 Per For For Management
Ordinary Share
9 Amend Remuneration Policy for For For Management
Management Board Members
10 Approve Performance Share Arrangement For For Management
According to Remuneration Policy
11 Approve Numbers of Stock Options, For For Management
Respectively Shares, for Employees
12 Announce Intention to Reappoint P.T.F. None None Management
M. Wennink, M.A.van den Brink, F.J.M.
Schneider-Maunoury, and W.U. Nickl to
management Board
13a Reelect F.W. Frohlich to Supervisory For For Management
Board
13b Elect J.M.C. Stork to Supervisory Board For For Management
14 Announcement of Retirement of None None Management
Supervisory Board Members H.C.J. van
den Burg and F.W. Frohlich by Rotation
in 2015
15 Approve Remuneration of Supervisory For For Management
Board
16 Ratify Deloitte as Auditors For For Management
17a Grant Board Authority to Issue Shares For For Management
Up To 5 Percent of Issued Capital
17b Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 17a
17c Grant Board Authority to Issue Shares For For Management
Up To 5 Percent in Case of
Takeover/Merger and
Restricting/Excluding Preemptive Rights
17d Authorize Board to Exclude Preemptive For For Management
Rights from Issuance under Item 17c
18a Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
18b Authorize Additional Repurchase of Up For For Management
to 10 Percent of Issued Share Capital
19 Authorize Cancellation of Repurchased For For Management
Shares
20 Other Business (Non-Voting) None None Management
21 Close Meeting None None Management
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AUTOMATIC DATA PROCESSING, INC.
Ticker: ADP Security ID: 053015103
Meeting Date: NOV 12, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen R. Alemany For For Management
1.2 Elect Director Gregory D. Brenneman For For Management
1.3 Elect Director Leslie A. Brun For For Management
1.4 Elect Director Richard T. Clark For For Management
1.5 Elect Director Eric C. Fast For For Management
1.6 Elect Director Linda R. Gooden For For Management
1.7 Elect Director R. Glenn Hubbard For For Management
1.8 Elect Director John P. Jones For For Management
1.9 Elect Director Carlos A. Rodriguez For For Management
1.10 Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against For Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Report on Climate Change Financing Risk Against Abstain Shareholder
8 Report on Lobbying Payments and Policy Against Abstain Shareholder
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BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Anna R. Cablik For For Management
1.4 Elect Director Ronald E. Deal For For Management
1.5 Elect Director James A. Faulkner For For Management
1.6 Elect Director I. Patricia Henry For For Management
1.7 Elect Director John P. Howe, III For For Management
1.8 Elect Director Erick C. Kendrick For For Management
1.9 Elect Director Kelly S. King For For Management
1.10 Elect Director Louis B. Lynn For For Management
1.11 Elect Director Edward C. Milligan For For Management
1.12 Elect Director Charles A. Patton For For Management
1.13 Elect Director Nido R. Qubein For For Management
1.14 Elect Director Tollie W. Rich, Jr. For For Management
1.15 Elect Director Thomas E. Skains For For Management
1.16 Elect Director Thomas N. Thompson For For Management
1.17 Elect Director Edwin H. Welch For For Management
1.18 Elect Director Stephen T. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5 Report on Political Contributions and Against For Shareholder
Lobbying Expenditures
6 Claw-back of Payments under Against For Shareholder
Restatements
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BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: DEC 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Basil L. Anderson For For Management
1.2 Elect Director Henry P. Becton, Jr. For For Management
1.3 Elect Director Catherine M. Burzik For For Management
1.4 Elect Director Edward F. DeGraan For For Management
1.5 Elect Director Vincent A. Forlenza For For Management
1.6 Elect Director Claire M. Fraser For For Management
1.7 Elect Director Christopher Jones For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Gary A. Mecklenburg For For Management
1.10 Elect Director James F. Orr For For Management
1.11 Elect Director Willard J. Overlock, Jr. For For Management
1.12 Elect Director Rebecca W. Rimel For For Management
1.13 Elect Director Bertram L. Scott For For Management
1.14 Elect Director Alfred Sommer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Executive Incentive Bonus Plan For For Management
6 Require Independent Board Chairman Against Against Shareholder
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BORGWARNER INC.
Ticker: BWA Security ID: 099724106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Carlson For For Management
1.2 Elect Director Dennis C. Cuneo For For Management
1.3 Elect Director Vicki L. Sato For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors For For Management
6 Reduce Supermajority Vote Requirement Against For Shareholder
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C. R. BARD, INC.
Ticker: BCR Security ID: 067383109
Meeting Date: APR 16, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Barrett For For Management
1.2 Elect Director John C. Kelly For For Management
1.3 Elect Director David F. Melcher For For Management
1.4 Elect Director Gail K. Naughton For For Management
1.5 Elect Director John H. Weiland For For Management
1.6 Elect Director Anthony Welters For For Management
1.7 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Amend Executive Incentive Bonus Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Sustainability Against Abstain Shareholder
7 Require Independent Board Chairman Against Against Shareholder
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CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Dan O. Dinges For For Management
1b Elect Director James R. Gibbs For For Management
1c Elect Director Robert L. Keiser For For Management
1d Elect Director W. Matt Ralls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Approve Omnibus Stock Plan For For Management
6 Report on Political Contributions Against Abstain Shareholder
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CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Paulett Eberhart For For Management
1.2 Elect Director Peter J. Fluor For For Management
1.3 Elect Director James T. Hackett For For Management
1.4 Elect Director Jack B. Moore For For Management
1.5 Elect Director Michael E. Patrick For For Management
1.6 Elect Director Jon Erik Reinhardsen For For Management
1.7 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edmund M. Carpenter For For Management
1.2 Elect Director Paul R. Charron For For Management
1.3 Elect Director Bennett Dorrance For For Management
1.4 Elect Director Lawrence C. Karlson For For Management
1.5 Elect Director Randall W. Larrimore For For Management
1.6 Elect Director Mary Alice Dorrance For For Management
Malone
1.7 Elect Director Sara Mathew For For Management
1.8 Elect Director Denise M. Morrison For For Management
1.9 Elect Director Charles R. Perrin For For Management
1.10 Elect Director A. Barry Rand For For Management
1.11 Elect Director Nick Shreiber For For Management
1.12 Elect Director Tracey T. Travis For For Management
1.13 Elect Director Archbold D. van Beuren For Withhold Management
1.14 Elect Director Les C. Vinney For For Management
1.15 Elect Director Charlotte C. Weber For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CANADIAN IMPERIAL BANK OF COMMERCE
Ticker: CM Security ID: 136069101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent S. Belzberg For For Management
1.2 Elect Director Gary F. Colter For For Management
1.3 Elect Director Patrick D. Daniel For For Management
1.4 Elect Director Luc Desjardins For For Management
1.5 Elect Director Gordon D. Giffin For For Management
1.6 Elect Director Linda S. Hasenfratz For For Management
1.7 Elect Director Kevin J. Kelly For For Management
1.8 Elect Director Nicholas D. Le Pan For For Management
1.9 Elect Director John P. Manley For For Management
1.10 Elect Director Gerald T. McCaughey For For Management
1.11 Elect Director Jane L. Peverett For For Management
1.12 Elect Director Leslie Rahl For For Management
1.13 Elect Director Charles Sirois For For Management
1.14 Elect Director Katharine B. Stevenson For For Management
1.15 Elect Director Martine Turcotte For For Management
1.16 Elect Director Ronald W. Tysoe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
4 SP 1: Gradually Phase Out Stock Against Against Shareholder
Options as a Form of Compensation
5 SP 2: Report on Addressing the steps Against Against Shareholder
the BankAagrees to take in Order to
Comply with the OECD's Guidance
6 SP 3: Provide Response on Say-on-Pay Against Against Shareholder
Vote Results
7 SP 4: Increase Disclosure of Pension Against Against Shareholder
Plans
8 SP 5: Feedback Following the Against Against Shareholder
Re-election of Certain Directors
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CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against Abstain Shareholder
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CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
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CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against Abstain Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 07, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lew Frankfort For For Management
1.2 Elect Director Susan Kropf For For Management
1.3 Elect Director Gary Loveman For For Management
1.4 Elect Director Victor Luis For For Management
1.5 Elect Director Ivan Menezes For For Management
1.6 Elect Director Irene Miller For For Management
1.7 Elect Director Michael Murphy For For Management
1.8 Elect Director Stephanie Tilenius For For Management
1.9 Elect Director Jide Zeitlin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
COCA-COLA ENTERPRISES, INC.
Ticker: CCE Security ID: 19122T109
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jan Bennink For For Management
1.2 Elect Director John F. Brock For For Management
1.3 Elect Director Calvin Darden For For Management
1.4 Elect Director L. Phillip Humann For For Management
1.5 Elect Director Orrin H. Ingram, II For For Management
1.6 Elect Director Thomas H. Johnson For For Management
1.7 Elect Director Suzanne B. Labarge For For Management
1.8 Elect Director Veronique Morali For For Management
1.9 Elect Director Andrea L. Saia For For Management
1.10 Elect Director Garry Watts For For Management
1.11 Elect Director Curtis R. Welling For For Management
1.12 Elect Director Phoebe A. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Helene D. Gayle For For Management
1e Elect Director Ellen M. Hancock For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Richard J. Kogan For For Management
1h Elect Director Delano E. Lewis For For Management
1i Elect Director J. Pedro Reinhard For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director Charles E. Bunch For For Management
1d Elect Director James E. Copeland, Jr. For For Management
1e Elect Director Jody L. Freeman For For Management
1f Elect Director Gay Huey Evans For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against Abstain Shareholder
6 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
COVIDIEN PLC
Ticker: COV Security ID: G2554F113
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Joy A. Amundson For For Management
1c Elect Director Craig Arnold For For Management
1d Elect Director Robert H. Brust For For Management
1e Elect Director Christopher J. Coughlin For For Management
1f Elect Director Randall J. Hogan, III For For Management
1g Elect Director Martin D. Madaus For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Stephen H. Rusckowski For For Management
1j Elect Director Joseph A. Zaccagnino For For Management
2 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Authorize Market Purchases of Ordinary For For Management
Shares
5 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
6 Renew Director's Authority to Issue For Against Management
Shares
7 Renew Director's Authority to Issue For For Management
Shares for Cash
--------------------------------------------------------------------------------
CUMMINS INC.
Ticker: CMI Security ID: 231021106
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director N. Thomas Linebarger For For Management
2 Elect Director William I. Miller For For Management
3 Elect Director Alexis M. Herman For For Management
4 Elect Director Georgia R. Nelson For For Management
5 Elect Director Robert K. Herdman For For Management
6 Elect Director Robert J. Bernhard For For Management
7 Elect Director Franklin R. Chang Diaz For For Management
8 Elect Director Stephen B. Dobbs For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Ratify Auditors For For Management
11 Provide For Confidential Running Vote Against For Shareholder
Tallies
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DAVITA HEALTHCARE PARTNERS INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Carol Anthony (John) For For Management
Davidson
1d Elect Director Paul J. Diaz For For Management
1e Elect Director Peter T. Grauer For For Management
1f Elect Director Robert J. Margolis For For Management
1g Elect Director John M. Nehra For For Management
1h Elect Director William L. Roper For For Management
1i Elect Director Kent J. Thiry For For Management
1j Elect Director Roger J. Valine For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES
Ticker: DFS Security ID: 254709108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Aronin For For Management
1.2 Elect Director Mary K. Bush For For Management
1.3 Elect Director Gregory C. Case For For Management
1.4 Elect Director Candace H. Duncan For For Management
1.5 Elect Director Cynthia A. Glassman For For Management
1.6 Elect Director Richard H. Lenny For For Management
1.7 Elect Director Thomas G. Maheras For For Management
1.8 Elect Director Michael H. Moskow For For Management
1.9 Elect Director David W. Nelms For For Management
1.10 Elect Director Mark A. Thierer For For Management
1.11 Elect Director Lawrence A. Weinbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP, INC.
Ticker: DPS Security ID: 26138E109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Adams For For Management
1.2 Elect Director Joyce M. Roche For For Management
1.3 Elect Director Ronald G. Rogers For For Management
1.4 Elect Director Wayne R. Sanders For For Management
1.5 Elect Director Jack L. Stahl For For Management
1.6 Elect Director Larry D. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Comprehensive Recycling Strategy Against Against Shareholder
for Beverage Containers
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DST SYSTEMS, INC.
Ticker: DST Security ID: 233326107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lynn Dorsey Bleil For For Management
1.2 Elect Director John W. Clark For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
6 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Of Director Douglas M. Baker, For For Management
Jr.
1.2 Election Of Director Barbara J. Beck For For Management
1.3 Election Of Director Leslie S. Biller For For Management
1.4 Election Of Director Carl M. Casale For For Management
1.5 Election Of Director Stephen I. Chazen For For Management
1.6 Election Of Director Jerry A. For For Management
Grundhofer
1.7 Election Of Director Arthur J. Higgins For For Management
1.8 Election Of Director Joel W. Johnson For For Management
1.9 Election Of Director Michael Larson For For Management
1.10 Election Of Director Jerry W. Levin For For Management
1.11 Election Of Director Robert L. Lumpkins For For Management
1.12 Election Of Director Victoria J. Reich For For Management
1.13 Election Of Director Suzanne M. For For Management
Vautrinot
1.14 Election Of Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
ELI LILLY AND COMPANY
Ticker: LLY Security ID: 532457108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Eskew For For Management
1b Elect Director Karen N. Horn For For Management
1c Elect Director William G. Kaelin, Jr. For For Management
1d Elect Director John C. Lechleiter For For Management
1e Elect Director Marschall S. Runge For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: G3157S106
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Re-elect J. Roderick Clark as Director For For Management
1b Re-elect Roxanne J. Decyk as Director For For Management
1c Re-elect Mary E. Francis CBE as For For Management
Director
1d Re-elect C. Christopher Gaut as For For Management
Director
1e Re-elect Gerald W. Haddock as Director For For Management
1f Re-elect Francis S. Kalman as Director For For Management
1g Re-elect Daniel W. Rabun as Director For For Management
1h Re-elect Keith O. Rattie as Director For For Management
1i Re-elect Paul E. Rowsey, III as For For Management
Director
2 Issue of Equity or Equity-Linked For For Management
Securities with Pre-emptive Rights
3 Reappoint KPMG LLP as Auditors of the For For Management
Company
4 Reappoint KPMG Audit Plc as Auditors For For Management
of the Company
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Approve Remuneration Policy For For Management
7 Approve Remuneration Report For For Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
9 Accept Financial Statements and For For Management
Statutory Reports
10 Approve Capital Reorganisation For For Management
Converting Undistributable Reserves to
Distributable Reserves
11 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
--------------------------------------------------------------------------------
EXPRESS SCRIPTS HOLDING COMPANY
Ticker: ESRX Security ID: 30219G108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary G. Benanav For For Management
1b Elect Director Maura C. Breen For For Management
1c Elect Director William J. DeLaney For For Management
1d Elect Director Nicholas J. LaHowchic For For Management
1e Elect Director Thomas P. Mac Mahon For For Management
1f Elect Director Frank Mergenthaler For For Management
1g Elect Director Woodrow A. Myers, Jr. For For Management
1h Elect Director John O. Parker, Jr. For For Management
1i Elect Director George Paz For For Management
1j Elect Director William L. Roper For For Management
1k Elect Director Seymour Sternberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against Abstain Shareholder
8 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
F5 NETWORKS, INC.
Ticker: FFIV Security ID: 315616102
Meeting Date: MAR 13, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director A. Gary Ames For For Management
1b Elect Director Stephen Smith For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against Abstain Shareholder
--------------------------------------------------------------------------------
FISERV, INC.
Ticker: FISV Security ID: 337738108
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher M. Flink For For Management
1.2 Elect Director Dennis F. Lynch For For Management
1.3 Elect Director Denis J. O'Leary For For Management
1.4 Elect Director Glenn M. Renwick For For Management
1.5 Elect Director Kim M. Robak For For Management
1.6 Elect Director Doyle R. Simons For For Management
1.7 Elect Director Thomas C. Wertheimer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide For Confidential Running Vote Against For Shareholder
Tallies
--------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence P. Cazalot, Jr. For For Management
1b Elect Director Eleazar de Carvalho For For Management
Filho
1c Elect Director C. Maury Devine For For Management
1d Elect Director Claire S. Farley For For Management
1e Elect Director John T. Gremp For For Management
1f Elect Director Thomas M. Hamilton For For Management
1g Elect Director Peter Mellbye For For Management
1h Elect Director Joseph H. Netherland For For Management
1i Elect Director Richard A. Pattarozzi For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Butler For For Management
1.2 Elect Director Kimberly A. Casiano For For Management
1.3 Elect Director Anthony F. Earley, Jr. For For Management
1.4 Elect Director Edsel B. Ford, II For For Management
1.5 Elect Director William Clay Ford, Jr. For For Management
1.6 Elect Director Richard A. Gephardt For For Management
1.7 Elect Director James P. Hackett For For Management
1.8 Elect Director James H. Hance, Jr. For For Management
1.9 Elect Director William W. Helman, IV For For Management
1.10 Elect Director Jon M. Huntsman, Jr. For For Management
1.11 Elect Director John C. Lechleiter For For Management
1.12 Elect Director Ellen R. Marram For For Management
1.13 Elect Director Alan Mulally For For Management
1.14 Elect Director Homer A. Neal For For Management
1.15 Elect Director Gerald L. Shaheen For For Management
1.16 Elect Director John L. Thornton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For Against Management
Stock Plan
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: JAN 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel H. Armacost For For Management
1b Elect Director Peter K. Barker For For Management
1c Elect Director Charles E. Johnson For For Management
1d Elect Director Gregory E. Johnson For For Management
1e Elect Director Rupert H. Johnson, Jr. For For Management
1f Elect Director Mark C. Pigott For For Management
1g Elect Director Chutta Ratnathicam For For Management
1h Elect Director Laura Stein For For Management
1i Elect Director Anne M. Tatlock For For Management
1j Elect Director Geoffrey Y. Yang For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Institute Procedures to Prevent Against Against Shareholder
Investments in Companies that
Contribute to Genocide or Crimes
Against Humanity
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
Ticker: GE Security ID: 369604103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director W. Geoffrey Beattie For For Management
2 Elect Director John J. Brennan For For Management
3 Elect Director James I. Cash, Jr. For For Management
4 Elect Director Francisco D'Souza For For Management
5 Elect Director Marijn E. Dekkers For For Management
6 Elect Director Ann M. Fudge For For Management
7 Elect Director Susan J. Hockfield For For Management
8 Elect Director Jeffrey R. Immelt For For Management
9 Elect Director Andrea Jung For For Management
10 Elect Director Robert W. Lane For For Management
11 Elect Director Rochelle B. Lazarus For For Management
12 Elect Director James J. Mulva For For Management
13 Elect Director James E. Rohr For For Management
14 Elect Director Mary L. Schapiro For For Management
15 Elect Director Robert J. Swieringa For For Management
16 Elect Director James S. Tisch For For Management
17 Elect Director Douglas A. Warner, III For For Management
18 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
19 Ratify Auditors For For Management
20 Provide for Cumulative Voting Against For Shareholder
21 Stock Retention/Holding Period Against Against Shareholder
22 Require More Director Nominations Than Against Against Shareholder
Open Seats
23 Provide Right to Act by Written Consent Against For Shareholder
24 Cessation of All Stock Options and Against Against Shareholder
Bonuses
25 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director R. Kerry Clark For For Management
1c Elect Director Paul Danos For For Management
1d Elect Director William T. Esrey For For Management
1e Elect Director Raymond V. Gilmartin For For Management
1f Elect Director Judith Richards Hope For For Management
1g Elect Director Heidi G. Miller For For Management
1h Elect Director Hilda Ochoa-Brillembourg For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Kendall J. Powell For For Management
1k Elect Director Michael D. Rose For For Management
1l Elect Director Robert L. Ryan For For Management
1m Elect Director Dorothy A. Terrell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Responsibility for Against Abstain Shareholder
Post-Consumer Product Packaging
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For Withhold Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against Abstain Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against Abstain Shareholder
Process
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hans Helmerich For For Management
1b Elect Director John W. Lindsay For For Management
1c Elect Director Paula Marshall For For Management
1d Elect Director Randy A. Foutch For For Management
1e Elect Director John D. Zeglis For For Management
1f Elect Director William L. Armstrong For For Management
1g Elect Director Thomas A. Petrie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ann C. Berzin For For Management
1b Elect Director John Bruton For For Management
1c Elect Director Jared L. Cohon For For Management
1d Elect Director Gary D. Forsee For For Management
1e Elect Director Edward E. Hagenlocker For For Management
1f Elect Director Constance J. Horner For For Management
1g Elect Director Michael W. Lamach For For Management
1h Elect Director Theodore E. Martin For For Management
1i Elect Director John P. Surma For For Management
1j Elect Director Richard J. Swift For For Management
1k Elect Director Tony L. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
4 Renew Directors' Authority to Issue For For Management
Shares
5 Renew Directors' Authority to Issue For For Management
Shares for Cash
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Andy D. Bryant For For Management
1c Elect Director Susan L. Decker For For Management
1d Elect Director John J. Donahoe For For Management
1e Elect Director Reed E. Hundt For For Management
1f Elect Director Brian M. Krzanich For For Management
1g Elect Director James D. Plummer For For Management
1h Elect Director David S. Pottruck For For Management
1i Elect Director Frank D. Yeary For For Management
1j Elect Director David B. Yoffie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against Abstain Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Jay L. Johnson For For Management
1f Elect Director Stacey J. Mobley For For Management
1g Elect Director Joan E. Spero For For Management
1h Elect Director John L. Townsend, III For For Management
1i Elect Director John F. Turner For For Management
1j Elect Director William G. Walter For For Management
1k Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
INVESCO LTD.
Ticker: IVZ Security ID: G491BT108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2.1 Elect Director Denis Kessler For For Management
2.2 Elect Director G. Richard ('Rick') For For Management
Wagoner, Jr.
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHN WILEY & SONS, INC.
Ticker: JW.A Security ID: 968223206
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mari J. Baker For For Management
1.2 Elect Director Raymond W. McDaniel, Jr. For For Management
1.3 Elect Director William B. Plummer For For Management
1.4 Elect Director Kalpana Raina For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON CONTROLS, INC.
Ticker: JCI Security ID: 478366107
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Natalie A. Black For For Management
1.2 Elect Director Raymond L. Conner For For Management
1.3 Elect Director William H. Lacy For For Management
1.4 Elect Director Alex A. Molinaroli For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against For Shareholder
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Carrabba For For Management
1.2 Elect Director Charles P. Cooley For For Management
1.3 Elect Director Alexander M. Cutler For For Management
1.4 Elect Director H. James Dallas For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director William G. Gisel, Jr. For For Management
1.8 Elect Director Richard J. Hipple For For Management
1.9 Elect Director Kristen L. Manos For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Demos Parneros For For Management
1.12 Elect Director Barbara R. Snyder For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
KRAFT FOODS GROUP, INC.
Ticker: KRFT Security ID: 50076Q106
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director L. Kevin Cox For For Management
1b Elect Director Myra M. Hart For For Management
1c Elect Director Peter B. Henry For For Management
1d Elect Director Terry J. Lundgren For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Contributions Against Against Shareholder
5 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
6 Assess Environmental Impact of Against Abstain Shareholder
Non-Recyclable Packaging
7 Report on Supply Chain and Against Abstain Shareholder
Deforestation
8 Adopt Policy to Require Suppliers to Against Against Shareholder
Eliminate Cattle Dehorning
9 Support for Animal Welfare For For Shareholder
Improvements in the Company's Pork
Supply Chain
--------------------------------------------------------------------------------
LOWE'S COMPANIES, INC.
Ticker: LOW Security ID: 548661107
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raul Alvarez For For Management
1.2 Elect Director David W. Bernauer For For Management
1.3 Elect Director Leonard L. Berry For For Management
1.4 Elect Director Angela F. Braly For For Management
1.5 Elect Director Richard W. Dreiling For For Management
1.6 Elect Director Dawn E. Hudson For For Management
1.7 Elect Director Robert L. Johnson For For Management
1.8 Elect Director Marshall O. Larsen For For Management
1.9 Elect Director Richard K. Lochridge For For Management
1.10 Elect Director Robert A. Niblock For For Management
1.11 Elect Director Eric C. Wiseman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Data Used to Make Against Abstain Shareholder
Environmental Goals and Costs and
Benefits of Sustainability Program
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MALLINCKRODT PLC
Ticker: MNK Security ID: G5785G107
Meeting Date: MAR 20, 2014 Meeting Type: Annual
Record Date: JAN 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Melvin D. Booth For For Management
1b Elect Director David R. Carlucci For For Management
1c Elect Director J. Martin Carroll For For Management
1d Elect Director Diane H. Gulyas For For Management
1e Elect Director Nancy S. Lurker For For Management
1f Elect Director JoAnn A. Reed For For Management
1g Elect Director Mark C. Trudeau For For Management
1h Elect Director Kneeland C. Youngblood For For Management
1i Elect Director Joseph A. Zaccagnino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Authorize Share Repurchase up to 10 For For Management
Percent of Issued Share Capital
6 Authorize the Price Range at which the For For Management
Company can Reissue Shares that it
holds as Treasury Shares
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Linda Z. Cook For For Management
1d Elect Director Chadwick C. Deaton For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director Lee M. Tillman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
5 Report on Methane Emissions Management Against Abstain Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven A. Davis For For Management
1b Elect Director Gary R. Heminger For For Management
1c Elect Director John W. Snow For For Management
1d Elect Director John P. Surma For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
5 Report on Lobbying Payments and Policy Against Abstain Shareholder
--------------------------------------------------------------------------------
MAXIM INTEGRATED PRODUCTS, INC.
Ticker: MXIM Security ID: 57772K101
Meeting Date: NOV 13, 2013 Meeting Type: Annual
Record Date: SEP 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tunc Doluca For For Management
1.2 Elect Director B. Kipling Hagopian For For Management
1.3 Elect Director James R. Bergman For For Management
1.4 Elect Director Joseph R. Bronson For For Management
1.5 Elect Director Robert E. Grady For For Management
1.6 Elect Director William D. Watkins For For Management
1.7 Elect Director A.R. Frank Wazzan For For Management
2 Ratify Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MEAD JOHNSON NUTRITION COMPANY
Ticker: MJN Security ID: 582839106
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven M. Altschuler For For Management
1b Elect Director Howard B. Bernick For For Management
1c Elect Director Kimberly A. Casiano For For Management
1d Elect Director Anna C. Catalano For For Management
1e Elect Director Celeste A. Clark For For Management
1f Elect Director James M. Cornelius For For Management
1g Elect Director Stephen W. Golsby For For Management
1h Elect Director Michael Grobstein For For Management
1i Elect Director Peter Kasper Jakobsen For For Management
1j Elect Director Peter G. Ratcliffe For For Management
1k Elect Director Elliott Sigal For For Management
1l Elect Director Robert S. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Kenneth C. Frazier For For Management
1d Elect Director Thomas H. Glocer For For Management
1e Elect Director William B. Harrison, Jr. For For Management
1f Elect Director C. Robert Kidder For For Management
1g Elect Director Rochelle B. Lazarus For For Management
1h Elect Director Carlos E. Represas For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Craig B. Thompson For For Management
1k Elect Director Wendell P. Weeks For For Management
1l Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Lewis W.K. Booth For For Management
1c Elect Director Lois D. Juliber For For Management
1d Elect Director Mark D. Ketchum For For Management
1e Elect Director Jorge S. Mesquita For For Management
1f Elect Director Nelson Peltz For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Patrick T. Siewert For For Management
1j Elect Director Ruth J. Simmons For For Management
1k Elect Director Ratan N. Tata For For Management
1l Elect Director Jean-Francois M. L. van For For Management
Boxmeer
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Assess Environmental Impact of Against Abstain Shareholder
Non-Recyclable Packaging
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 28, 2014 Meeting Type: Annual
Record Date: DEC 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Laura K. Ipsen For For Management
1c Elect Director William U. Parfet For For Management
1d Elect Director George H. Poste For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Risk of Genetic Engineering Against Abstain Shareholder
in Order to Work with Regulators
5 Report on Risk of Genetically Against Abstain Shareholder
Engineered Products
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Erskine B. Bowles For For Management
1.2 Elect Director Howard J. Davies For For Management
1.3 Elect Director Thomas H. Glocer For For Management
1.4 Elect Director James P. Gorman For For Management
1.5 Elect Director Robert H. Herz For For Management
1.6 Elect Director C. Robert Kidder For For Management
1.7 Elect Director Klaus Kleinfeld For For Management
1.8 Elect Director Donald T. Nicolaisen For For Management
1.9 Elect Director Hutham S. Olayan For For Management
1.10 Elect Director James W. Owens For For Management
1.11 Elect Director O. Griffith Sexton For For Management
1.12 Elect Director Ryosuke Tamakoshi For For Management
1.13 Elect Director Masaaki Tanaka For For Management
1.14 Elect Director Laura D. Tyson For For Management
1.15 Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Abstain Shareholder
--------------------------------------------------------------------------------
MOTOROLA SOLUTIONS, INC.
Ticker: MSI Security ID: 620076307
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory Q. Brown For For Management
1b Elect Director Kenneth C. Dahlberg For For Management
1c Elect Director David W. Dorman For For Management
1d Elect Director Michael V. Hayden For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Anne R. Pramaggiore For For Management
1g Elect Director Samuel C. Scott, III For For Management
1h Elect Director Bradley E. Singer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Review and Amend Human Rights Policies Against Against Shareholder
5 Report on Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Clay C. Williams For For Management
1C Elect Director Greg L. Armstrong For For Management
1D Elect Director Robert E. Beauchamp For For Management
1E Elect Director Marcela E. Donadio For For Management
1F Elect Director Ben A. Guill For For Management
1G Elect Director David D. Harrison For For Management
1H Elect Director Roger L. Jarvis For For Management
1I Elect Director Eric L. Mattson For For Management
1K Elect Director Jeffery A. Smisek For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORDSTROM, INC.
Ticker: JWN Security ID: 655664100
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phyllis J. Campbell For For Management
1b Elect Director Michelle M. Ebanks For For Management
1c Elect Director Enrique Hernandez, Jr. For For Management
1d Elect Director Robert G. Miller For For Management
1e Elect Director Blake W. Nordstrom For For Management
1f Elect Director Erik B. Nordstrom For For Management
1g Elect Director Peter E. Nordstrom For For Management
1h Elect Director Philip G. Satre For For Management
1i Elect Director Brad D. Smith For For Management
1j Elect Director B. Kevin Turner For For Management
1k Elect Director Robert D. Walter For For Management
1l Elect Director Alison A. Winter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION
Ticker: NSC Security ID: 655844108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: FEB 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas D. Bell, Jr. For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Robert A. Bradway For For Management
1.4 Elect Director Wesley G. Bush For For Management
1.5 Elect Director Daniel A. Carp For For Management
1.6 Elect Director Karen N. Horn For For Management
1.7 Elect Director Steven F. Leer For For Management
1.8 Elect Director Michael D. Lockhart For For Management
1.9 Elect Director Amy E. Miles For For Management
1.10 Elect Director Charles W. Moorman, IV For For Management
1.11 Elect Director Martin H. Nesbitt For For Management
1.12 Elect Director James A. Squires For For Management
1.13 Elect Director John R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Eugene L. Batchelder For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Edward P. Djerejian For For Management
1.6 Elect Director John E. Feick For For Management
1.7 Elect Director Margaret M. Foran For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director William R. Klesse For For Management
1.10 Elect Director Avedick B. Poladian For For Management
1.11 Elect Director Elisse B. Walter For For Management
2 Remove Age Restriction for Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Separate the Roles of the Chairman of For For Management
the Board and the Chief Executive
Officer
6 Ratify Auditors For For Management
7 Stock Retention/Holding Period Against Against Shareholder
8 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
9 Report on Management of Hydraulic Against Abstain Shareholder
Fracturing Risks and Opportunities
10 Report on Methane Emissions Management Against Abstain Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: SEP 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For For Management
1.2 Elect Director H. Raymond Bingham For For Management
1.3 Elect Director Michael J. Boskin For For Management
1.4 Elect Director Safra A. Catz For For Management
1.5 Elect Director Bruce R. Chizen For For Management
1.6 Elect Director George H. Conrades For For Management
1.7 Elect Director Lawrence J. Ellison For For Management
1.8 Elect Director Hector Garcia-Molina For For Management
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd For For Management
1.11 Elect Director Naomi O. Seligman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
5 Establish Human Rights Committee Against Against Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
8 Adopt Multiple Performance Metrics Against For Shareholder
Under Executive Incentive Plans
9 Require Shareholder Approval of Against For Shareholder
Quantifiable Performance Metrics
--------------------------------------------------------------------------------
PACCAR INC
Ticker: PCAR Security ID: 693718108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Fluke, Jr. For Against Management
1.2 Elect Director Kirk S. Hachigian For For Management
1.3 Elect Director Roderick C. McGeary For For Management
1.4 Elect Director Mark A. Schulz For Against Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William R. Loomis, Jr. For For Management
1b Elect Director Glenn F. Tilton For For Management
1c Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Quantitative GHG Goals for Against Against Shareholder
Operations
--------------------------------------------------------------------------------
REGIONS FINANCIAL CORPORATION
Ticker: RF Security ID: 7591EP100
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bryan For For Management
1b Elect Director Carolyn H. Byrd For For Management
1c Elect Director David J. Cooper, Sr. For For Management
1d Elect Director Don DeFosset For For Management
1e Elect Director Eric C. Fast For For Management
1f Elect Director O.B. Grayson Hall, Jr. For For Management
1g Elect Director John D. Johns For For Management
1h Elect Director Charles D. McCrary For For Management
1i Elect Director James R. Malone For For Management
1j Elect Director Ruth Ann Marshall For For Management
1k Elect Director Susan W. Matlock For For Management
1l Elect Director John E. Maupin, Jr. For For Management
1m Elect Director Lee J. Styslinger, III For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
Ticker: ROK Security ID: 773903109
Meeting Date: FEB 04, 2014 Meeting Type: Annual
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director Steven R. Kalmanson For Withhold Management
A2 Elect Director James P. Keane For Withhold Management
A3 Elect Director Donald R. Parfet For Withhold Management
B Ratify Auditors For For Management
C Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
D Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Michael J. Bush For For Management
1d Elect Director Norman A. Ferber For For Management
1e Elect Director Sharon D. Garrett For For Management
1f Elect Director George P. Orban For For Management
1g Elect Director Lawrence S. Peiros For For Management
1h Elect Director Gregory L. Quesnel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: SNI Security ID: 811065101
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jarl Mohn For For Management
1.2 Elect Director Nicholas B. Paumgarten For For Management
1.3 Elect Director Jeffrey Sagansky For For Management
1.4 Elect Director Ronald W. Tysoe For For Management
--------------------------------------------------------------------------------
SMITH & NEPHEW PLC
Ticker: SN. Security ID: G82343164
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Re-elect Ian Barlow as Director For For Management
6 Re-elect Olivier Bohuon as Director For For Management
7 Re-elect Baroness Virginia Bottomley For For Management
as Director
8 Re-elect Julie Brown as Director For For Management
9 Re-elect Michael Friedman as Director For For Management
10 Re-elect Pamela Kirby as Director For For Management
11 Re-elect Brian Larcombe as Director For For Management
12 Re-elect Joseph Papa as Director For For Management
13 Elect Roberto Quarta as Director For For Management
14 Reappoint Ernst & Young LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For For Management
1.2 Elect Director Catherine A. Kehr For For Management
1.3 Elect Director Greg D. Kerley For For Management
1.4 Elect Director Vello A. Kuuskraa For For Management
1.5 Elect Director Kenneth R. Mourton For For Management
1.6 Elect Director Steven L. Mueller For For Management
1.7 Elect Director Elliott Pew For For Management
1.8 Elect Director Alan H. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Report on Methane Emissions Management Against Abstain Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPW Security ID: 784635104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick D. Campbell For For Management
1.2 Elect Director Emerson U. Fullwood For For Management
1.3 Elect Director Michael J. Mancuso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 19, 2014 Meeting Type: Annual
Record Date: JAN 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Election Of Director Howard Schultz For For Management
1b Election Of Director William W. Bradley For For Management
1c Election Of Director Robert M. Gates For For Management
1d Election Of Director Mellody Hobson For For Management
1e Election Of Director Kevin R. Johnson For For Management
1f Election Of Director Olden Lee For For Management
1g Election Of Director Joshua Cooper Ramo For For Management
1h Election Of Director James G. Shennan, For For Management
Jr.
1i Election Of Director Clara Shih For For Management
1j Election Of Director Javier G. Teruel For For Management
1k Election Of Director Myron E. Ullman, For For Management
III
1l Election Of Director Craig E. Weatherup For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Prohibit Political Spending Against Against Shareholder
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose E. Almeida For For Management
1b Elect Director Kennett F. Burnes For For Management
1c Elect Director Peter Coym For For Management
1d Elect Director Patrick de Saint-Aignan For For Management
1e Elect Director Amelia C. Fawcett For For Management
1f Elect Director Linda A. Hill For For Management
1g Elect Director Joseph L. Hooley For For Management
1h Elect Director Robert S. Kaplan For For Management
1i Elect Director Richard P. Sergel For For Management
1j Elect Director Ronald L. Skates For For Management
1k Elect Director Gregory L. Summe For For Management
1l Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYMANTEC CORPORATION
Ticker: SYMC Security ID: 871503108
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen M. Bennett For For Management
1b Elect Director Michael A. Brown For For Management
1c Elect Director Frank E. Dangeard For For Management
1d Elect Director Geraldine B. Laybourne For For Management
1e Elect Director David L. Mahoney For For Management
1f Elect Director Robert S. Miller For For Management
1g Elect Director Anita M. Sands For For Management
1h Elect Director Daniel H. Schulman For For Management
1i Elect Director V. Paul Unruh For For Management
1j Elect Director Suzanne M. Vautrinot For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Edward C. Bernard For For Management
1c Elect Director Mary K. Bush For For Management
1d Elect Director Donald B. Hebb, Jr. For For Management
1e Elect Director Freeman A. Hrabowski, For For Management
III
1f Elect Director James A.C. Kennedy For For Management
1g Elect Director Robert F. MacLellan For For Management
1h Elect Director Brian C. Rogers For For Management
1i Elect Director Olympia J. Snowe For For Management
1j Elect Director Alfred Sommer For For Management
1k Elect Director Dwight S. Taylor For For Management
1l Elect Director Anne Marie Whittemore For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CHUBB CORPORATION
Ticker: CB Security ID: 171232101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zoe Baird Budinger For For Management
1b Elect Director Sheila P. Burke For For Management
1c Elect Director James I. Cash, Jr. For For Management
1d Elect Director John D. Finnegan For For Management
1e Elect Director Timothy P. Flynn For For Management
1f Elect Director Karen M. Hoguet For For Management
1g Elect Director Lawrence W. Kellner For For Management
1h Elect Director Martin G. McGuinn For For Management
1i Elect Director Lawrence M. Small For For Management
1j Elect Director Jess Soderberg For For Management
1k Elect Director Daniel E. Somers For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director James M. Zimmerman For For Management
1n Elect Director Alfred W. Zollar For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Sustainability Against Abstain Shareholder
--------------------------------------------------------------------------------
THE CLOROX COMPANY
Ticker: CLX Security ID: 189054109
Meeting Date: NOV 20, 2013 Meeting Type: Annual
Record Date: SEP 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Boggan, Jr. For For Management
1.2 Elect Director Richard H. Carmona For For Management
1.3 Elect Director Tully M. Friedman For For Management
1.4 Elect Director George J. Harad For For Management
1.5 Elect Director Donald R. Knauss For For Management
1.6 Elect Director Esther Lee For For Management
1.7 Elect Director Robert W. Matschullat For For Management
1.8 Elect Director Jeffrey Noddle For For Management
1.9 Elect Director Rogelio Rebolledo For For Management
1.10 Elect Director Pamela Thomas-Graham For For Management
1.11 Elect Director Carolyn M. Ticknor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director John P. Bilbrey For For Management
1.3 Elect Director Robert F. Cavanaugh For For Management
1.4 Elect Director Charles A. Davis For For Management
1.5 Elect Director Mary Kay Haben For For Management
1.6 Elect Director Robert M. Malcolm For For Management
1.7 Elect Director James M. Mead For For Management
1.8 Elect Director James E. Nevels For For Management
1.9 Elect Director Anthony J. Palmer For For Management
1.10 Elect Director Thomas J. Ridge For For Management
1.11 Elect Director David L. Shedlarz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against For Shareholder
5 Prepare Employment Diversity Report Against Abstain Shareholder
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: OCT 03, 2013 Meeting Type: Annual
Record Date: AUG 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Timothy S. Gitzel For For Management
1b Elect Director William R. Graber For For Management
1c Elect Director Emery N. Koenig For For Management
1d Elect Director David T. Seaton For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Denise C. Johnson For For Management
2b Elect Director Nancy E. Cooper For For Management
2c Elect Director James L. Popowich For For Management
2d Elect Director James T. Prokopanko For For Management
2e Elect Director Steven M. Seibert For For Management
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard O. Berndt For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Paul W. Chellgren For For Management
1.4 Elect Director William S. Demchak For For Management
1.5 Elect Director Andrew T. Feldstein For For Management
1.6 Elect Director Kay Coles James For For Management
1.7 Elect Director Richard B. Kelson For For Management
1.8 Elect Director Anthony A. Massaro For For Management
1.9 Elect Director Jane G. Pepper For For Management
1.10 Elect Director Donald J. Shepard For For Management
1.11 Elect Director Lorene K. Steffes For For Management
1.12 Elect Director Dennis F. Strigl For For Management
1.13 Elect Director Thomas J. Usher For For Management
1.14 Elect Director George H. Walls, Jr. For For Management
1.15 Elect Director Helge H. Wehmeier For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Climate Change Financing Risk Against Abstain Shareholder
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2013 Meeting Type: Annual
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Angela F. Braly For For Management
1b Elect Director Kenneth I. Chenault For For Management
1c Elect Director Scott D. Cook For For Management
1d Elect Director Susan Desmond-Hellmann For For Management
1e Elect Director A.G. Lafley For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director W. James McNerney, Jr. For For Management
1h Elect Director Margaret C. Whitman For For Management
1i Elect Director Mary Agnes Wilderotter For For Management
1j Elect Director Patricia A. Woertz For For Management
1k Elect Director Ernesto Zedillo For For Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE SOUTHERN COMPANY
Ticker: SO Security ID: 842587107
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juanita Powell Baranco For For Management
1b Elect Director Jon A. Boscia For For Management
1c Elect Director Henry A. 'Hal' Clark, For For Management
III
1d Elect Director Thomas A. Fanning For For Management
1e Elect Director David J. Grain For For Management
1f Elect Director Veronica M. Hagen For For Management
1g Elect Director Warren A. Hood, Jr. For For Management
1h Elect Director Linda P. Hudson For For Management
1i Elect Director Donald M. James For For Management
1j Elect Director Dale E. Klein For For Management
1k Elect Director William G. Smith, Jr. For For Management
1l Elect Director Steven R. Specker For For Management
1m Elect Director E. Jenner Wood, III For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
THE TJX COMPANIES, INC.
Ticker: TJX Security ID: 872540109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zein Abdalla For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Alan M. Bennett For For Management
1.4 Elect Director Bernard Cammarata For For Management
1.5 Elect Director David T. Ching For For Management
1.6 Elect Director Michael F. Hines For For Management
1.7 Elect Director Amy B. Lane For For Management
1.8 Elect Director Carol Meyrowitz For For Management
1.9 Elect Director John F. O'Brien For For Management
1.10 Elect Director Willow B. Shire For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE TRAVELERS COMPANIES, INC.
Ticker: TRV Security ID: 89417E109
Meeting Date: MAY 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alan L. Beller For For Management
1b Elect Director John H. Dasburg For For Management
1c Elect Director Janet M. Dolan For For Management
1d Elect Director Kenneth M. Duberstein For For Management
1e Elect Director Jay S. Fishman For For Management
1f Elect Director Patricia L. Higgins For For Management
1g Elect Director Thomas R. Hodgson For For Management
1h Elect Director William J. Kane For For Management
1i Elect Director Cleve L. Killingsworth, For For Management
Jr.
1j Elect Director Philip T. (Pete) For For Management
Ruegger, III
1k Elect Director Donald J. Shepard For For Management
1l Elect Director Laurie J. Thomsen For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Report on Political Contributions Against Abstain Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Fred H. Langhammer For For Management
1f Elect Director Aylwin B. Lewis For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Sheryl K. Sandberg For For Management
1j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For Against Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director William G. Parrett For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Scott M. Sperling For For Management
1k Elect Director Elaine S. Ullian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
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U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For Against Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
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UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against Against Shareholder
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UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For Against Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
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VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against Abstain Shareholder
6 Report on Lobbying Payments and Policy Against Abstain Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
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VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 08, 2014 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director Steven A. Davis For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Mark P. Frissora For For Management
1f Elect Director Ginger L. Graham For For Management
1g Elect Director Alan G. McNally For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director Alejandro Silva For For Management
1l Elect Director James A. Skinner For For Management
1m Elect Director Gregory D. Wasson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Abstain Shareholder
Compliance
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XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip T. Gianos For For Management
1.2 Elect Director Moshe N. Gavrielov For For Management
1.3 Elect Director John L. Doyle For For Management
1.4 Elect Director William G. Howard, Jr. For For Management
1.5 Elect Director J. Michael Patterson For For Management
1.6 Elect Director Albert A. Pimentel For For Management
1.7 Elect Director Marshall C. Turner For For Management
1.8 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
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YAHOO! INC.
Ticker: YHOO Security ID: 984332106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Filo For For Management
1.2 Elect Director Susan M. James For For Management
1.3 Elect Director Max R. Levchin For For Management
1.4 Elect Director Marissa A. Mayer For For Management
1.5 Elect Director Thomas J. McInerney For For Management
1.6 Elect Director Charles R. Schwab For For Management
1.7 Elect Director H. Lee Scott, Jr. For For Management
1.8 Elect Director Jane E. Shaw For For Management
1.9 Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Call Special Meeting For For Management
6 Establish Board Committee on Human Against Against Shareholder
Rights
7 Report on Lobbying Payments and Policy Against Abstain Shareholder
8 Report on Political Contributions Against Abstain Shareholder
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ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Norden For For Management
1.2 Elect Director Louise M. Parent For For Management
1.3 Elect Director Robert W. Scully For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
========== END NPX REPORT
