UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of report (Date of earliest event reported): January 3, 2018
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| Commission | Registrant, State of Incorporation | Employer |
| File Number | Address and Telephone Number | Identification No. |
| 1-9052 | DPL INC. | 31-1163136 |
| | (An Ohio corporation) | |
| | 1065 Woodman Drive | |
| | Dayton, Ohio 45432 | |
| | 937-259-7215 | |
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| 1-2385 | THE DAYTON POWER AND LIGHT COMPANY | 31-0258470 |
| | (An Ohio corporation) | |
| | 1065 Woodman Drive | |
| | Dayton, Ohio 45432 | |
| | 937-259-7215 | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
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| | Emerging growth company |
| DPL Inc. | o |
| The Dayton Power and Light Company | o |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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| DPL Inc. | o |
| The Dayton Power and Light Company | o |
Item 1.01 Entry into a Material Definitive Agreement.
On January 3, 2018, The Dayton Power and Light Company (“DP&L”), a subsidiary of DPL Inc., amended its Term Loan Credit Agreement, dated as of August 24, 2016 (the “Credit Agreement”), among DP&L, the lenders party thereto (the “Lenders”) and JPMorgan Chase Bank, N.A., as Administrative Agent and Collateral Agent (the “Administrative Agent”) by entering into the First Amendment to Credit Agreement, dated as of January 3, 2018 (the “First Amendment”), among DP&L, certain of the Lenders party to such First Amendment and the Administrative Agent.
The First Amendment amended the Credit Agreement to, among other things, reprice the outstanding term loans thereunder by reducing the applicable margin for such loans by one hundred twenty-five (125) basis points and modify the call protection period applicable to such loans to begin on the effective date of the First Amendment and end six months thereafter.
The foregoing description of the terms of the First Amendment is qualified in its entirety by reference to the full text of the First Amendment, which is filed as Exhibit 4.1 hereto and is incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | DPL Inc. |
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| Date: January 5, 2018 | By: | /s/ Judi L. Sobecki |
| | Name: | Judi L. Sobecki |
| | Title: | General Counsel and Secretary |
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| | The Dayton Power and Light Company |
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| Date: January 5, 2018 | By: | /s/ Judi L. Sobecki |
| | Name: | Judi L. Sobecki |
| | Title: | Vice President, General Counsel and Secretary |
