UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_________________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): October 10, 2013
SIGMA LABS, INC.
(Exact name of registrant as specified in its charter)
| Nevada | | 33-2783-S | | 82-0404220 |
| (State or other jurisdiction of incorporation or organization) | | (Commission File Number) | | (I.R.S. Employer
Identification No.) |
100 Cienega Street, Suite C
Santa Fe, NM 87501
_________________________
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code:
(505) 438-2576
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 5.07 SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
Annual Meeting of Stockholders
The Annual Meeting of Stockholders of Sigma Labs, Inc.(“we,” “us,” “our” or the “Company”)was held on October 10, 2013. Our stockholders acted upon the following proposals at the Annual Meeting:
| · | Proposal 1: to re-elect Mark Cola, Damon Giovanielli, Allen Mason and Michael Thacker to our board of directors to serve as directors until the 2014 Annual Meeting of stockholders; |
| · | Proposal 2: a proposal to approve the 2013 Equity Incentive Plan of the Company; and |
| · | Proposal 3: a proposal to ratify the selection of Pritchett, Siler & Hardy, P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2013. |
Voting Results
Proposal 1: Mark Cola, Damon Giovanielli, Allen Mason and Michael Thacker were re-elected as directors on the following vote:
| | | “FOR” votes | | | “WITHHELD” votes | |
| Mark Cola | | | 239,181,901 | | | | 100,580 | |
| Damon Giovanielli | | | 239,381,901 | | | | 100,580 | |
| Allen Mason | | | 234,280,901 | | | | 100,580 | |
| Michael Thacker | | | 239,381,901 | | | | 100,580 | |
In addition, there were 100,405,066 broker non-votes in connection with this proposal.
Proposal 2: This proposal was approved with 234,564,540 “FOR” votes, 1,860,230 “AGAINST” votes and 40,587,711 “ABSTAIN” votes. There were 100,405,066 broker non-votes in connection with this proposal.
Proposal 3: This proposal was approved with 371,517,626 “FOR” votes, 353,552 “AGAINST” votes and 5,546,369 “ABSTAIN” votes. There were no broker non-votes in connection with this proposal.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: October 15, 2013 | SIGMA LABS, INC. |
| | | | |
| | | | |
| | By: | /s/ Mark Cola |
| | | Name: | Mark Cola |
| | | Title: | President and Chief Executive Officer |
