UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 13, 2016 (June 9, 2016)
The Spectranetics Corporation
(Exact name of registrant as specified in its charter)
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| | | | | | |
| | Delaware | | 000-19711 | | 84-0997049 | |
| | (State or other jurisdiction | | (Commission | | (IRS Employer | |
| | of incorporation) | | File Number) | | Identification No.) | |
|
|
| 9965 Federal Drive |
| Colorado Springs, Colorado 80921 |
| (Address of principal executive offices) (Zip Code) |
Registrant's telephone number, including area code: (719) 633-8333
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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| ITEM 5.07 | Submission of Matters to a Vote of Security Holders. |
The Annual Meeting of the Company was held on June 9, 2016. The final results of the stockholder vote on each proposal brought before the meeting were as follows:
Proposal 1. To elect three Class I directors to the Board of Directors to serve a three-year term until the 2019 Annual Meeting of Stockholders, or until their successors are elected and have been duly qualified:
|
| | | | | | |
| | For | Withheld | Broker Non-Votes |
| Scott Drake | 30,962,530 |
| 73,748 |
| 5,705,328 |
|
| William C. Jennings | 30,983,270 |
| 53,008 |
| 5,705,328 |
|
| Joseph M. Ruggio, M.D. | 30,843,180 |
| 193,098 |
| 5,705,328 |
|
John Fletcher, B. Kristine Johnson, Daniel A. Pelak, Maria Sainz and Todd C. Schermerhorn continued their terms of office as directors after the meeting.
Proposal 2. To approve, on an advisory basis, the compensation of the Company’s named executive officers described in the Proxy Statement:
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| | | | | | | | | | |
| For | | Against | | Abstain | | Broker Non-Votes |
| 30,165,257 |
| | 755,761 |
| | 115,260 |
| | 5,705,328 |
|
Proposal 3. To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2016:
|
| | | | | | | | | | |
| For | | Against | | Abstain | | Broker Non-Votes |
| 36,640,268 |
| | 88,947 |
| | 12,391 |
| | — |
|
Proposal 4. To approve and adopt The Spectranetics Corporation 2016 Incentive Award Plan:
|
| | | | | | | | | | |
| For | | Against | | Abstain | | Broker Non-Votes |
| 30,057,481 |
| | 880,191 |
| | 98,606 |
| | 5,705,328 |
|
Proposal 5. To approve and adopt an amendment to The Spectranetics Corporation 2010 Employee Stock Purchase Plan, which increases by 1,000,000 shares the authorized number of shares of our common stock issuable thereunder:
|
| | | | | | | | | | |
| For | | Against | | Abstain | | Broker Non-Votes |
| 30,854,079 |
| | 158,241 |
| | 23,958 |
| | 5,705,328 |
|
Each proposal was approved by the Company’s stockholders by the required vote.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | | |
| | | THE SPECTRANETICS CORPORATION |
| | | (registrant) |
| | | |
| | | |
| | | |
| Date: | June 13, 2016 | By: | /s/ Paul Gardon |
| | | | Paul Gardon |
| | | | Senior Vice President, General Counsel and Corporate Secretary |
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