EXHIBIT 99
NACCO Industries, Inc. - Consolidated
(in millions, except percentage data)
| | | | | | | | | | | | | | | | | | | | |
| | Revenues |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 554.7 | | | | 540.5 | | | | 527.8 | | | | 687.6 | | | | 2,310.6 | |
2010 | | | 557.6 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit (Loss) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (0.6 | ) | | | 13.3 | | | | 9.0 | | | | 37.4 | | | | 59.1 | |
2010 | | | 24.2 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Interest (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 7.4 | | | | 6.9 | | | | 7.3 | | | | 7.4 | | | | 29.0 | |
2010 | | | 6.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Other (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.5 | | | | 0.3 | | | | 0.4 | | | | — | | | | 1.2 | |
2010 | | | 3.1 | | | | | | | | | | | | | | | | | |
|
| | Income (Loss) Before Taxes |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (8.5 | ) | | | 6.1 | | | | 1.3 | | | | 30.0 | | | | 28.9 | |
2010 | | | 15.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Effective Income Tax Rate |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -7.1 | % | | | 82.0 | % | | | n.m. | | | | 30.7 | % | | | 70.9 | % |
2010 | | | 22.7 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Discontinued Operations, Net of Taxes |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | — | | | | 0.3 | | | | 0.4 | | | | 21.9 | | | | 22.6 | |
2010 | | | — | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Income (Loss) Attributable to Stockholders |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (9.1 | ) | | | 1.6 | | | | (3.9 | ) | | | 42.5 | | | | 31.1 | |
2010 | | | 11.7 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Restructuring Expense (Reversal) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.7 | | | | 1.5 | | | | 6.9 | | | | 0.2 | | | | 9.3 | |
2010 | | | (1.9 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Restructuring Accrual Balance |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 5.6 | | | | 3.9 | | | | 9.4 | | | | 8.8 | | | | 8.8 | |
2010 | | | 5.3 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Depreciation, depletion and |
| | amortization expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 13.1 | | | | 12.4 | | | | 13.2 | | | | 14.9 | | | | 53.6 | |
2010 | | | 12.9 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Working Capital (1) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 480.0 | | | | 443.5 | | | | 425.9 | | | | 380.0 | | | | 380.0 | |
2010 | | | 378.7 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Capital Expenditures |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 9.0 | | | | 7.1 | | | | 7.7 | | | | 9.7 | | | | 33.5 | |
2010 | | | 4.7 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) operating activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (21.0 | ) | | | 62.9 | | | | 34.5 | | | | 80.6 | | | | 157.0 | |
2010 | | | (15.5 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) investing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (4.9 | ) | | | (0.1 | ) | | | (9.1 | ) | | | 37.2 | | | | 23.1 | |
2010 | | | (5.1 | ) | | | | | | | | | | | | | | | | |
1
NACCO Industries, Inc. - Consolidated
(in millions, except percentage data)
| | | | | | | | | | | | | | | | | | | | |
| | Cash flow before financing activities (2) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (25.9 | ) | | | 62.8 | | | | 25.4 | | | | 117.8 | | | | 180.1 | |
2010 | | | (20.6 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) financing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 43.1 | | | | (43.5 | ) | | | (18.0 | ) | | | (45.7 | ) | | | (64.1 | ) |
2010 | | | 2.2 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Dividends Paid to Shareholders |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 4.3 | | | | 4.3 | | | | 4.3 | | | | 4.2 | | | | 17.1 | |
2010 | | | 4.3 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Total debt |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 495.1 | | | | 462.9 | | | | 451.2 | | | | 409.5 | | | | 409.5 | |
2010 | | | 416.3 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Equity |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 340.9 | | | | 372.2 | | | | 369.4 | | | | 397.1 | | | | 397.1 | |
2010 | | | 388.5 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Return on Equity (3) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -67.0 | % | | | -79.6 | % | | | -95.5 | % | | | 8.5 | % | | | 8.5 | % |
2010 | | | 13.9 | % | | | | | | | | | | | | | | | | |
| | |
(1) | | Net working capital is equal to accounts receivable, net plus inventories, net less accounts payable. |
|
(2) | | Cash flow before financing activities is equal to net cash provided by (used for) operating activities plus net cash provided by (used for) investing activities. |
|
(3) | | Return on equity is equal to the sum of the previous 4 quarters net income divided by average equity calculated over the last 5 quarters. |
2
NACCO Materials Handling Group - Consolidated
(in millions, except percentage data)
| | | | | | | | | | | | | | | | | | | | |
| | Backlog (in thousands) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 12.8 | | | | 12.3 | | | | 13.2 | | | | 13.2 | | | | 13.2 | |
2010 | | | 16.9 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Unit Shipments (in thousands) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 10.8 | | | | 9.7 | | | | 9.4 | | | | 11.5 | | | | 41.4 | |
2010 | | | 11.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues - Americas |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 229.2 | | | | 186.5 | | | | 197.7 | | | | 241.1 | | | | 854.5 | |
2010 | | | 228.3 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues - Americas - % change yr. over yr. |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -41.8 | % | | | -55.2 | % | | | -49.9 | % | | | -37.7 | % | | | -46.3 | % |
2010 | | | -0.4 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues - Europe |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 100.3 | | | | 108.6 | | | | 80.3 | | | | 100.9 | | | | 390.1 | |
2010 | | | 91.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues - Europe - % change yr. over yr. |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -55.0 | % | | | -57.6 | % | | | -62.1 | % | | | -50.7 | % | | | -56.4 | % |
2010 | | | -9.3 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues - Other |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 59.6 | | | | 66.9 | | | | 50.4 | | | | 53.7 | | | | 230.6 | |
2010 | | | 56.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues - Other - % change yr. over yr. |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -27.4 | % | | | -29.4 | % | | | -44.1 | % | | | -22.6 | % | | | -31.5 | % |
2010 | | | -5.9 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues - Consolidated |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 389.1 | | | | 362.0 | | | | 328.4 | | | | 395.7 | | | | 1,475.2 | |
2010 | | | 375.4 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues - Consolidated - % change yr. over yr. |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -44.3 | % | | | -52.8 | % | | | -52.8 | % | | | -40.2 | % | | | -47.8 | % |
2010 | | | -3.5 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Gross Profit |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 44.9 | | | | 46.5 | | | | 41.2 | | | | 52.1 | | | | 184.7 | |
2010 | | | 57.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Gross Profit % |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 11.5 | % | | | 12.8 | % | | | 12.5 | % | | | 13.2 | % | | | 12.5 | % |
2010 | | | 15.2 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Expenses |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 57.5 | | | | 48.2 | | | | 61.6 | | | | 48.6 | | | | 215.9 | |
2010 | | | 46.7 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Expenses as a % of revenues |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 14.8 | % | | | 13.3 | % | | | 18.8 | % | | | 12.3 | % | | | 14.6 | % |
2010 | | | 12.4 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit (Loss) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (12.6 | ) | | | (1.7 | ) | | | (20.4 | ) | | | 3.5 | | | | (31.2 | ) |
2010 | | | 10.3 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit (Loss) % |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -3.2 | % | | | -0.5 | % | | | -6.2 | % | | | 0.9 | % | | | -2.1 | % |
2010 | | | 2.7 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Interest (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 4.2 | | | | 4.0 | | | | 3.8 | | | | 4.2 | | | | 16.2 | |
2010 | | | 3.5 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Other (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.1 | | | | (0.3 | ) | | | 0.1 | | | | (0.5 | ) | | | (0.6 | ) |
2010 | | | 0.5 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Income (Loss) Before Taxes |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (16.9 | ) | | | (5.4 | ) | | | (24.3 | ) | | | (0.2 | ) | | | (46.8 | ) |
2010 | | | 6.3 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Effective Income Tax Rate |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | n.m. | | | | 38.9 | % | | | 7.4 | % | | | n.m. | | | | 7.7 | % |
2010 | | | n.m. | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Income (Loss) Attributable to Stockholders |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (18.5 | ) | | | (3.1 | ) | | | (22.4 | ) | | | 0.9 | | | | (43.1 | ) |
2010 | | | 8.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Restructuring Expense (Reversal) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.7 | | | | 1.5 | | | | 6.9 | | | | 0.2 | | | | 9.3 | |
2010 | | | (1.9 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Restructuring Accrual Balance |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 5.6 | | | | 3.9 | | | | 9.4 | | | | 8.8 | | | | 8.8 | |
2010 | | | 5.3 | | | | | | | | | | | | | | | | | |
3
NACCO Materials Handling Group - Consolidated
(in millions, except percentage data)
| | | | | | | | | | | | | | | | | | | | |
| | Depreciation and amortization expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 9.2 | | | | 8.4 | | | | 9.3 | | | | 9.3 | | | | 36.2 | |
2010 | | | 9.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Working Capital (1) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 349.4 | | | | 316.0 | | | | 276.1 | | | | 228.6 | | | | 228.6 | |
2010 | | | 247.5 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Capital Expenditures |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 1.7 | | | | 1.2 | | | | 1.5 | | | | 1.4 | | | | 5.8 | |
2010 | | | 1.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) operating activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (8.9 | ) | | | 53.4 | | | | 24.7 | | | | 46.7 | | | | 115.9 | |
2010 | | | 13.4 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) investing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 4.2 | | | | 3.9 | | | | (1.2 | ) | | | (1.1 | ) | | | 5.8 | |
2010 | | | (0.9 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Cash flow before financing activities (2) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (4.7 | ) | | | 57.3 | | | | 23.5 | | | | 45.6 | | | | 121.7 | |
2010 | | | 12.5 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) financing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 20.9 | | | | (11.5 | ) | | | (11.2 | ) | | | (16.5 | ) | | | (18.3 | ) |
2010 | | | (8.7 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Dividends to (capital contributions from) NACCO |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (25.0 | ) | | | (10.0 | ) | | | — | | | | — | | | | (35.0 | ) |
2010 | | | 5.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Total debt |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 287.5 | | | | 270.7 | | | | 261.7 | | | | 246.4 | | | | 246.4 | |
2010 | | | 243.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Equity |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 162.8 | | | | 226.5 | | | | 212.4 | | | | 207.6 | | | | 207.6 | |
2010 | | | 201.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Return on Equity (3) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -103.6 | % | | | -125.2 | % | | | -159.2 | % | | | -22.4 | % | | | -22.4 | % |
2010 | | | -8.2 | % | | | | | | | | | | | | | | | | |
| | |
(1) | | Net working capital is equal to accounts receivable, net plus inventories, net less accounts payable. |
|
(2) | | Cash flow before financing activities is equal to net cash provided by (used for) operating activities plus net cash provided by (used for) investing activities. |
|
(3) | | Return on equity is equal to the sum of the previous 4 quarters net income divided by average equity calculated over the last 5 quarters. |
4
Hamilton Beach Brands, Inc.
(in millions, except percentage data)
| | | | | | | | | | | | | | | | | | | | |
| | Revenues |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 94.2 | | | | 107.2 | | | | 118.9 | | | | 176.7 | | | | 497.0 | |
2010 | | | 102.6 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues % Change Year Over Year |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -1.1 | % | | | -1.5 | % | | | -14.0 | % | | | -5.3 | % | | | -6.0 | % |
2010 | | | 8.9 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Gross Profit $ |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 17.3 | | | | 21.7 | | | | 26.2 | | | | 42.2 | | | | 107.4 | |
2010 | | | 23.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Gross Profit % |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 18.4 | % | | | 20.2 | % | | | 22.0 | % | | | 23.9 | % | | | 21.6 | % |
2010 | | | 22.5 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Expenses |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 12.9 | | | | 11.9 | | | | 12.7 | | | | 19.5 | | | | 57.0 | |
2010 | | | 15.7 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Expenses as a % of revenues |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 13.7 | % | | | 11.1 | % | | | 10.7 | % | | | 11.0 | % | | | 11.5 | % |
2010 | | | 15.3 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit (Loss) $ |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 4.4 | | | | 9.8 | | | | 13.5 | | | | 22.7 | | | | 50.4 | |
2010 | | | 7.4 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit (Loss) % |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 4.7 | % | | | 9.1 | % | | | 11.4 | % | | | 12.8 | % | | | 10.1 | % |
2010 | | | 7.2 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Interest (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 2.1 | | | | 2.1 | | | | 2.3 | | | | 2.0 | | | | 8.5 | |
2010 | | | 1.8 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Other (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (0.1 | ) | | | 0.1 | | | | 0.1 | | | | 0.3 | | | | 0.4 | |
2010 | | | — | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Income (Loss) Before Taxes |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 2.4 | | | | 7.6 | | | | 11.1 | | | | 20.4 | | | | 41.5 | |
2010 | | | 5.6 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Effective Income Tax Rate |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 41.7 | % | | | 38.2 | % | | | 37.8 | % | | | 35.8 | % | | | 37.1 | % |
2010 | | | 39.3 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Income (Loss) Attributable to Stockholders |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 1.4 | | | | 4.7 | | | | 6.9 | | | | 13.1 | | | | 26.1 | |
2010 | | | 3.4 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Depreciation and amortization expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.8 | | | | 0.7 | | | | 0.7 | | | | 1.5 | | | | 3.7 | |
2010 | | | 0.5 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Working Capital (1) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 72.3 | | | | 68.0 | | | | 87.3 | | | | 95.1 | | | | 95.1 | |
2010 | | | 70.8 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Capital Expenditures |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.7 | | | | 0.3 | | | | 0.5 | | | | 0.6 | | | | 2.1 | |
2010 | | | 0.4 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) operating activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 12.2 | | | | 15.7 | | | | (6.9 | ) | | | 14.5 | | | | 35.5 | |
2010 | | | 13.4 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) investing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (0.7 | ) | | | (0.3 | ) | | | (0.5 | ) | | | (0.6 | ) | | | (2.1 | ) |
2010 | | | (0.4 | ) | | | | | | | | | | | | | | | | |
5
Hamilton Beach Brands, Inc.
(in millions, except percentage data)
| | | | | | | | | | | | | | | | | | | | |
| | Cash flow before financing activities (2) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 11.5 | | | | 15.4 | | | | (7.4 | ) | | | 13.9 | | | | 33.4 | |
2010 | | | 13.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) financing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (2.3 | ) | | | (0.4 | ) | | | (0.3 | ) | | | (3.3 | ) | | | (6.3 | ) |
2010 | | | (0.3 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Dividends to (capital contributions from) NACCO |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | — | | | | — | | | | — | | | | 3.0 | | | | 3.0 | |
2010 | | | — | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Total debt |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 117.3 | | | | 116.9 | | | | 116.6 | | | | 116.3 | | | | 116.3 | |
2010 | | | 116.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Equity |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (37.6 | ) | | | (32.0 | ) | | | (25.7 | ) | | | (12.8 | ) | | | (12.8 | ) |
2010 | | | (8.2 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Return on Equity (3) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | n.m. | | | | 622.2 | % | | | 302.2 | % | | | -89.2 | % | | | -89.2 | % |
2010 | | | n.m. | | | | | | | | | | | | | | | | | |
| | |
(1) | | Net working capital is equal to accounts receivable, net plus inventories, net less accounts payable. |
|
(2) | | Cash flow before financing activities is equal to net cash provided by (used for) operating activities plus net cash provided by (used for) investing activities. |
|
(3) | | Return on equity is equal to the sum of the previous 4 quarters net income divided by average equity calculated over the last 5 quarters. |
6
The Kitchen Collection, Inc.
(in millions, except percentage data and number of stores)
| | | | | | | | | | | | | | | | | | | | |
| | Number of stores |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 282 | | | | 280 | | | | 288 | | | | 296 | | | | 296 | |
2010 | | | 292 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Average sales per store |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.1 | | | | 0.1 | | | | 0.2 | | | | 0.3 | | | | 0.7 | |
2010 | | | 0.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 39.7 | | | | 40.6 | | | | 48.3 | | | | 85.3 | | | | 213.9 | |
2010 | | | 42.8 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Gross Profit $ |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 17.0 | | | | 18.5 | | | | 21.7 | | | | 37.6 | | | | 94.8 | |
2010 | | | 19.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Gross Profit % |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 42.8 | % | | | 45.6 | % | | | 44.9 | % | | | 44.1 | % | | | 44.3 | % |
2010 | | | 44.4 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Expenses |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 21.3 | | | | 21.1 | | | | 21.1 | | | | 24.6 | | | | 88.1 | |
2010 | | | 21.9 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Expenses as a % of revenues |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 53.7 | % | | | 52.0 | % | | | 43.7 | % | | | 28.8 | % | | | 41.2 | % |
2010 | | | 51.2 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit (Loss) $ |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (4.3 | ) | | | (2.6 | ) | | | 0.6 | | | | 13.0 | | | | 6.7 | |
2010 | | | (2.9 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit (Loss) % |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -10.8 | % | | | -6.4 | % | | | 1.2 | % | | | 15.2 | % | | | 3.1 | % |
2010 | | | -6.8 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Interest (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.1 | | | | 0.1 | | | | 0.1 | | | | 0.1 | | | | 0.4 | |
2010 | | | 0.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Other (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (0.1 | ) | | | 0.1 | | | | — | | | | 0.1 | | | | 0.1 | |
2010 | | | — | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Income (Loss) Before Taxes |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (4.3 | ) | | | (2.8 | ) | | | 0.5 | | | | 12.8 | | | | 6.2 | |
2010 | | | (3.0 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Effective Income Tax Rate |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 34.9 | % | | | 39.3 | % | | | 40.0 | % | | | 36.7 | % | | | 37.1 | % |
2010 | | | 40.0 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Income (Loss) Attributable to Stockholders |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (2.8 | ) | | | (1.7 | ) | | | 0.3 | | | | 8.1 | | | | 3.9 | |
2010 | | | (1.8 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Depreciation and amortization expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.9 | | | | 0.8 | | | | 0.7 | | | | 1.3 | | | | 3.7 | |
2010 | | | 0.9 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Working Capital (1) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 35.1 | | | | 35.5 | | | | 34.2 | | | | 32.8 | | | | 32.8 | |
2010 | | | 38.4 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Capital Expenditures |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.2 | | | | 0.2 | | | | 0.2 | | | | 0.4 | | | | 1.0 | |
2010 | | | 0.8 | | | | | | | | | | | | | | | | | |
7
The Kitchen Collection, Inc.
(in millions, except percentage data and number of stores)
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) operating activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (13.4 | ) | | | (0.9 | ) | | | 2.5 | | | | 17.2 | | | | 5.4 | |
2010 | | | (11.6 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) investing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (0.2 | ) | | | (0.2 | ) | | | (0.2 | ) | | | (0.5 | ) | | | (1.1 | ) |
2010 | | | (0.8 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Cash flow before financing activities (2) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (13.6 | ) | | | (1.1 | ) | | | 2.3 | | | | 16.7 | | | | 4.3 | |
2010 | | | (12.4 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) financing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 13.1 | | | | 1.4 | | | | (2.3 | ) | | | (9.2 | ) | | | 3.0 | |
2010 | | | 4.7 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Dividends to (capital contributions from) NACCO |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (3.0 | ) | | | — | | | | — | | | | — | | | | (3.0 | ) |
2010 | | | — | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Total debt |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 10.1 | | | | 11.5 | | | | 9.2 | | | | — | | | | — | |
2010 | | | 4.7 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Equity |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 37.8 | | | | 36.2 | | | | 36.5 | | | | 44.6 | | | | 44.6 | |
2010 | | | 42.8 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Return on Equity (3) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | -37.2 | % | | | -26.1 | % | | | -12.1 | % | | | 10.1 | % | | | 10.1 | % |
2010 | | | 12.4 | % | | | | | | | | | | | | | | | | |
| | |
(1) | | Net working capital is equal to accounts receivable, net plus inventories, net less accounts payable. |
|
(2) | | Cash flow before financing activities is equal to net cash provided by (used for) operating activities plus net cash provided by (used for) investing activities. |
|
(3) | | Return on equity is equal to the sum of the previous 4 quarters net income divided by average equity calculated over the last 5 quarters. |
8
The North American Coal Corporation
(in millions, except percentage data)
| | | | | | | | | | | | | | | | | | | | |
| | Tons of coal sold - Unconsolidated mines |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 6.8 | | | | 6.4 | | | | 6.9 | | | | 6.4 | | | | 26.5 | |
2010 | | | 7.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Tons of coal sold - Consolidated mines |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 1.7 | | | | 1.7 | | | | 2.0 | | | | 1.5 | | | | 6.9 | |
2010 | | | 1.7 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Limerock yards delivered |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 1.4 | | | | 0.6 | | | | 0.8 | | | | 0.8 | | | | 3.6 | |
2010 | | | 3.8 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Revenues |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 32.6 | | | | 31.5 | | | | 32.9 | | | | 32.5 | | | | 129.5 | |
2010 | | | 37.6 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Gross Profit $ |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 6.7 | | | | 6.1 | | | | 5.0 | | | | 3.5 | | | | 21.3 | |
2010 | | | 6.5 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Gross Profit % |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 20.6 | % | | | 19.4 | % | | | 15.2 | % | | | 10.8 | % | | | 16.4 | % |
2010 | | | 17.3 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Earnings of unconsolidated mines |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 10.5 | | | | 9.8 | | | | 10.5 | | | | 7.8 | | | | 38.6 | |
2010 | | | 10.5 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Expenses |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 4.2 | | | | 6.7 | | | | (1.2 | ) | | | 7.6 | | | | 17.3 | |
2010 | | | 6.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Expenses as a % of the sum of Gross Profit |
| | plus Earnings of unconsolidated mines |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 24.4 | % | | | 42.1 | % | | | n.m. | | | | 67.3 | % | | | 28.9 | % |
2010 | | | 35.3 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit $ |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 13.0 | | | | 9.2 | | | | 16.7 | | | | 3.7 | | | | 42.6 | |
2010 | | | 11.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit as a % of the sum of Gross Profit |
| | plus Earnings of unconsolidated mines |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 75.6 | % | | | 57.9 | % | | | n.m. | | | | 32.7 | % | | | 71.1 | % |
2010 | | | 64.7 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Interest (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 1.0 | | | | 0.8 | | | | 0.9 | | | | 1.1 | | | | 3.8 | |
2010 | | | 0.8 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Other (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (0.2 | ) | | | (0.1 | ) | | | (0.1 | ) | | | (0.2 | ) | | | (0.6 | ) |
2010 | | | (0.2 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Income Before Taxes |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 12.2 | | | | 8.5 | | | | 15.9 | | | | 2.8 | | | | 39.4 | |
2010 | | | 10.4 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Effective Income Tax Rate |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 11.5 | % | | | 20.0 | % | | | 30.8 | % | | | 28.6 | % | | | 22.3 | % |
2010 | | | 22.1 | % | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Discontinued Operations, Net of Taxes |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | — | | | | 0.3 | | | | 0.4 | | | | 21.9 | | | | 22.6 | |
2010 | | | — | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Income (Loss) Attributable to Stockholders |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 10.8 | | | | 7.1 | | | | 11.4 | | | | 23.9 | | | | 53.2 | |
2010 | | | 8.1 | | | | | | | | | | | | | | | | | |
9
The North American Coal Corporation
(in millions, except percentage data)
| | | | | | | | | | | | | | | | | | | | |
| | Depreciation, depletion and |
| | amortization expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 2.1 | | | | 2.1 | | | | 2.2 | | | | 2.6 | | | | 9.0 | |
2010 | | | 2.3 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Capital Expenditures |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.7 | | | | 2.5 | | | | 4.3 | | | | 3.0 | | | | 10.5 | |
2010 | | | 1.4 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) operating activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 15.2 | | | | 14.4 | | | | 12.0 | | | | 0.4 | | | | 42.0 | |
2010 | | | 0.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) investing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.4 | | | | (3.6 | ) | | | (6.0 | ) | | | 43.7 | | | | 34.5 | |
2010 | | | (1.9 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Cash flow before financing activities (1) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 15.6 | | | | 10.8 | | | | 6.0 | | | | 44.1 | | | | 76.5 | |
2010 | | | (1.8 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net cash provided by (used for) financing activities |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (16.3 | ) | | | (9.6 | ) | | | (7.5 | ) | | | (42.5 | ) | | | (75.9 | ) |
2010 | | | 2.8 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Dividends to NACCO |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 3.0 | | | | 3.5 | | | | 3.1 | | | | 2.9 | | | | 12.5 | |
2010 | | | 3.0 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Total debt |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 96.2 | | | | 90.1 | | | | 85.5 | | | | 46.8 | | | | 46.8 | |
2010 | | | 52.5 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Equity |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 93.9 | | | | 97.4 | | | | 105.7 | | | | 126.9 | | | | 126.9 | |
2010 | | | 132.1 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Return on Equity (2) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 33.2 | % | | | 32.7 | % | | | 36.0 | % | | | 52.2 | % | | | 52.2 | % |
2010 | | | 45.4 | % | | | | | | | | | | | | | | | | |
| | |
(1) | | Cash flow before financing activities is equal to net cash provided by (used for) operating activities plus net cash provided by (used for) investing activities. |
|
(2) | | Return on equity is equal to the sum of the previous 4 quarters net income divided by average equity calculated over the last 5 quarters. |
10
NACCO and Other
(in millions, except percentage data)
| | | | | | | | | | | | | | | | | | | | |
| | Operating Profit (Loss) |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (1.1 | ) | | | (1.5 | ) | | | (1.4 | ) | | | (5.4 | ) | | | (9.4 | ) |
2010 | | | (1.7 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Interest (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | — | | | | (0.1 | ) | | | 0.2 | | | | — | | | | 0.1 | |
2010 | | | (0.1 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Other (Income) Expense |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | 0.8 | | | | 0.5 | | | | 0.3 | | | | 0.3 | | | | 1.9 | |
2010 | | | 2.8 | | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Income (Loss) Before Taxes |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (1.9 | ) | | | (1.9 | ) | | | (1.9 | ) | | | (5.7 | ) | | | (11.4 | ) |
2010 | | | (4.4 | ) | | | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | |
| | Net Income (Loss) Attributable to Stockholders |
| | Q1 | | Q2 | | Q3 | | Q4 | | FY |
2009 | | | (1.5 | ) | | | (1.4 | ) | | | (1.5 | ) | | | (4.6 | ) | | | (9.0 | ) |
2010 | | | (3.0 | ) | | | | | | | | | | | | | | | | |
11