Carlisle Companies (CSL) Form 4 CARLISLE COMPANIES / D CHRISTIAN KOCH ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

KOCH D CHRISTIAN

(Last) (First) (Middle)

C/O CARLISLE COMPANIES INCORPORATED

16430 N. SCOTTSDALE ROAD, SUITE 400

(Street)

SCOTTSDALE AZ 85254

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CARLISLE COMPANIES INC [ CSL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
CEO & President

3. Date of Earliest Transaction (Month/Day/Year)
11/07/2019

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/07/2019		M		11,383	A	$73.08	145,688	D
Common Stock	11/07/2019		S		11,383	D	$158.39(1)	134,305	D
Common Stock	11/07/2019		M		1,135	A	$73.08	135,440	D
Common Stock	11/07/2019		S		1,135	D	$160.26(2)	134,305	D
Common Stock	11/08/2019		M		2,272	A	$73.08	136,577	D
Common Stock	11/08/2019		S		2,272	D	$157.81(3)	134,305	D
Common Stock	11/08/2019		M		17,445	A	$92.46	151,750	D
Common Stock	11/08/2019		S		17,445	D	$157.81(3)	134,305	D
Common Stock	11/08/2019		M		26,476	A	$88.69	160,781	D
Common Stock	11/08/2019		S		26,476	D	$157.81(3)	134,305	D
Common Stock	11/11/2019		M		4,035	A	$88.69	138,340	D
Common Stock	11/11/2019		S		4,035	D	$157.51(4)	134,305	D
Common Stock	11/11/2019		M		417	A	$88.69	134,722	D
Common Stock	11/11/2019		S		417	D	$158.06(5)	134,305	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$73.08	11/07/2019		M			12,518	(6)	02/04/2024	Common Stock	12,518	(7)	2,272	D
Employee Stock Option (Right to Buy)	$73.08	11/08/2019		M			2,272	(6)	02/04/2024	Common Stock	2,272	(7)	0	D
Employee Stock Option (Right to Buy)	$92.46	11/08/2019		M			17,445	(8)	02/03/2025	Common Stock	17,445	(7)	0	D
Employee Stock Option (Right to Buy)	$88.69	11/08/2019		M			26,476	(9)	12/31/2025	Common Stock	26,476	(7)	4,452	D
Employee Stock Option (Right to Buy)	$88.69	11/11/2019		M			4,452	(9)	12/31/2025	Common Stock	4,452	(7)	0	D

Explanation of Responses:

1. This transaction was executed in multiple trades at prices ranging from $158.00 to $158.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

2. This transaction was executed in multiple trades at prices ranging from $160.09 to $160.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

3. This transaction was executed in multiple trades at prices ranging from $157.50 to $158.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

4. This transaction was executed in multiple trades at prices ranging from $157.00 to $157.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

5. This transaction was executed in multiple trades at prices ranging from $158.01 to $158.17. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

6. The option vested in three equal annual installments beginning on February 5, 2015.

7. The transaction is the exercise of a derivative security.

8. The option vested in three equal annual installments beginning on February 4, 2016.

9. The option vested in three equal annual installments beginning on January 1, 2017.

Remarks:

	/s/ D. Christian Koch by Ronald P. Fuss, attorney-in-fact	11/12/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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