UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-04615
HARTFORD HLS SERIES FUND II, INC.
(Exact name of registrant as specified in charter)
690 Lee Road, Wayne, Pennsylvania 19087
(Address of Principal Executive Offices) (Zip Code)
Thomas R. Phillips, Esq.
Hartford Funds Management Company, LLC
690 Lee Road
Wayne, Pennsylvania 19087
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (610) 386-4068
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 - June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1: Proxy Voting Record
Fund Name: Hartford Growth Opportunities HLS Fund
Effective after the close of business on September 18, 2020, Hartford Growth Opportunities HLS Fund merged into Hartford Disciplined Equity HLS Fund
(a series of Hartford Series Fund, Inc.).
________________________________________________________________________________
ABIOMED, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABMD CUSIP 003654100 08/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy E. Puhy Mgmt For For For
1.2 Elect Paul G. Thomas Mgmt For For For
1.3 Elect Christopher D. Mgmt For For For
Van
Gorder
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Digital Landscape Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
DLGI CINS G2761A105 08/12/2020 Voted
Meeting Type Country of Trade
Ordinary Virgin Islands (British)
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Adoption of Charter Mgmt For For For
(Re-Domiciliation)
________________________________________________________________________________
Exact Sciences Corporation
Ticker Security ID: Meeting Date Meeting Status
EXAS CUSIP 30063P105 07/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Eli Casdin Mgmt For For For
1.2 Elect James E. Doyle Mgmt For For For
1.3 Elect Freda C. Mgmt For For For
Lewis-Hall
1.4 Elect Kathleen Sebelius Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
KLA Corp.
Ticker Security ID: Meeting Date Meeting Status
KLAC CUSIP 482480100 11/04/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Edward W. Mgmt For For For
Barnholt
2 Elect Robert M. Mgmt For For For
Calderoni
3 Elect Jeneanne Hanley Mgmt For For For
4 Elect Emiko Higashi Mgmt For For For
5 Elect Kevin J. Kennedy Mgmt For For For
6 Elect Gary B. Moore Mgmt For For For
7 Elect Marie E. Myers Mgmt For For For
8 Elect Kiran M. Patel Mgmt For For For
9 Elect Victor Peng Mgmt For For For
10 Elect Robert A. Rango Mgmt For For For
11 Elect Richard P. Mgmt For For For
Wallace
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against For Against
Regarding Proxy
Access
________________________________________________________________________________
Marvell Technology Group Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRVL CUSIP G5876H105 07/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect William Tudor Mgmt For For For
Brown
2 Elect Brad W. Buss Mgmt For For For
3 Elect Edward H. Frank Mgmt For For For
4 Elect Richard S. Hill Mgmt For For For
5 Elect Bethany J. Mayer Mgmt For For For
6 Elect Matthew J. Murphy Mgmt For For For
7 Elect Michael G. Mgmt For For For
Strachan
8 Elect Robert E. Switz Mgmt For For For
9 Advisory Vote on Mgmt For Against Against
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tesla, Inc.
Ticker Security ID: Meeting Date Meeting Status
TSLA CUSIP 88160R101 09/22/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elon Musk Mgmt For For For
2 Elect Robyn M. Denholm Mgmt For For For
3 Elect Hiromichi Mizuno Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Shareholder Proposal ShrHoldr Against Against For
Regarding Paid
Advertising
7 Shareholder Proposal ShrHoldr Against For Against
Regarding Simple
Majority
Vote
8 Shareholder Proposal ShrHoldr Against For Against
Regarding Report on
the Use of Mandatory
Arbitration in
Employment-Related
Claims
9 Shareholder Proposal ShrHoldr Against For Against
Regarding Human
Rights
Reporting
Fund Name: Hartford Small Cap Growth HLS Fund
________________________________________________________________________________
8x8, Inc.
Ticker Security ID: Meeting Date Meeting Status
EGHT CUSIP 282914100 08/10/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Bryan R. Martin Mgmt For For For
1.2 Elect Vikram Verma Mgmt For For For
1.3 Elect Eric Salzman Mgmt For For For
1.4 Elect Jaswinder Pal Mgmt For For For
Singh
1.5 Elect Vladimir Mgmt For For For
Jacimovic
1.6 Elect Monique Bonner Mgmt For For For
1.7 Elect Todd R. Ford Mgmt For For For
1.8 Elect Elizabeth Mgmt For For For
Theophille
2 Ratification of Auditor Mgmt For For For
3 Amendment to the 1996 Mgmt For For For
Employee Stock
Purchase
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Addus HomeCare Corporation
Ticker Security ID: Meeting Date Meeting Status
ADUS CUSIP 006739106 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect R. Dirk Allison Mgmt For For For
1.2 Elect Mark L. First Mgmt For For For
1.3 Elect Darin J. Gordon Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Addus HomeCare Corporation
Ticker Security ID: Meeting Date Meeting Status
ADUS CUSIP 006739106 10/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael M. Earley Mgmt For For For
1.2 Elect Steven I. Mgmt For For For
Geringer
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Adverum Biotechnologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADVM CUSIP 00773U108 05/12/2021 Take No Action
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jean Bennett ShrHoldr N/A TNA N/A
1.2 Elect Jodi Cook ShrHoldr N/A TNA N/A
1.3 Elect Herbert Hughes ShrHoldr N/A TNA N/A
2 Ratification of Auditor Mgmt N/A TNA N/A
3 Advisory Vote on Mgmt N/A TNA N/A
Executive
Compensation
________________________________________________________________________________
Adverum Biotechnologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ADVM CUSIP 00773U108 05/12/2021 Voted
Meeting Type Country of Trade
Proxy Contest United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dawn Svoronos Mgmt For For For
1.2 Elect Reed V. Tuckson Mgmt For For For
1.3 Elect Thomas Woiwode Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Alarm.com Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
ALRM CUSIP 011642105 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Darius G. Nevin Mgmt For For For
1.2 Elect Stephen Trundle Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
5 Repeal of Classified Mgmt For For For
Board
________________________________________________________________________________
Allakos Inc.
Ticker Security ID: Meeting Date Meeting Status
ALLK CUSIP 01671P100 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Janney Mgmt For For For
1.2 Elect Robert E. Mgmt For For For
Andreatta
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Altra Industrial Motion Corp.
Ticker Security ID: Meeting Date Meeting Status
AIMC CUSIP 02208R106 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Carl R. Mgmt For For For
Christenson
1.2 Elect Lyle G. Ganske Mgmt For For For
1.3 Elect J. Scott Hall Mgmt For For For
1.4 Elect Nicole Parent Mgmt For For For
Haughey
1.5 Elect Margot L. Hoffman Mgmt For For For
1.6 Elect Thomas W. Mgmt For For For
Swidarski
1.7 Elect James H. Mgmt For For For
Woodward,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ALX Oncology Holdings Inc.
Ticker Security ID: Meeting Date Meeting Status
ALXO CUSIP 00166B105 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Corey S. Goodman Mgmt For For For
1.2 Elect Jason Lettmann Mgmt For For For
1.3 Elect Sophia Randolph Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Amedisys, Inc.
Ticker Security ID: Meeting Date Meeting Status
AMED CUSIP 023436108 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Vickie L. Capps Mgmt For For For
1.2 Elect Molly J. Coye Mgmt For For For
1.3 Elect Julie D. Mgmt For For For
Klapstein
1.4 Elect Teresa L. Kline Mgmt For For For
1.5 Elect Paul B. Kusserow Mgmt For For For
1.6 Elect Richard A. Mgmt For For For
Lechleiter
1.7 Elect Bruce D. Perkins Mgmt For For For
1.8 Elect Jeffrey A. Mgmt For For For
Rideout
1.9 Elect Ivanetta Davis Mgmt For For For
Samuels
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Apellis Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
APLS CUSIP 03753U106 06/01/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul Fonteyne Mgmt For For For
1.2 Elect Stephanie Mgmt For For For
Monaghan
O'Brien
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Applied Industrial Technologies Inc.
Ticker Security ID: Meeting Date Meeting Status
AIT CUSIP 03820C105 10/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert J. Mgmt For For For
Pagano,
Jr.
1.2 Elect Neil A. Mgmt For For For
Schrimsher
1.3 Elect Peter C. Wallace Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ArcLight Clean Transition Corp.
Ticker Security ID: Meeting Date Meeting Status
ACTC CUSIP G04561109 06/11/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger Mgmt For For For
2 Reincorporation from Mgmt For For For
Cayman Islands to
Delaware
3 Increase in Authorized Mgmt For For For
Common and Preferred
Stock
4 Authorization of Blank Mgmt For For For
Check Preferred
Stock
5 Written Consent Mgmt For For For
6 Bundled Charter Mgmt For For For
Amendments
7 NASDAQ Issuance Mgmt For For For
8 Approval of 2021 Mgmt For Against Against
Equity Incentive
Plan
9 Approval of 2021 Mgmt For For For
Employee Stock
Purchase
Plan
10 Adjournment Mgmt For For For
________________________________________________________________________________
Arena Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARNA CUSIP 040047607 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jayson Dallas Mgmt For For For
1.2 Elect Oliver S. Fetzer Mgmt For For For
1.3 Elect Kieran T. Mgmt For For For
Gallahue
1.4 Elect Jennifer Jarrett Mgmt For Withhold Against
1.5 Elect Katharine Knobil Mgmt For For For
1.6 Elect Amit D. Munshi Mgmt For For For
1.7 Elect Garry A. Neil Mgmt For For For
1.8 Elect Tina S. Nova Mgmt For For For
1.9 Elect Nawal Ouzren Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Approval of the 2021 Mgmt For For For
Long-Term Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Armstrong World Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
AWI CUSIP 04247X102 06/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Stan A. Askren Mgmt For For For
1.2 Elect Victor D. Grizzle Mgmt For For For
1.3 Elect Tao Huang Mgmt For For For
1.4 Elect Barbara L. Mgmt For For For
Loughran
1.5 Elect Larry S. Mgmt For For For
McWilliams
1.6 Elect James C. Melville Mgmt For For For
1.7 Elect Wayne R. Shurts Mgmt For For For
1.8 Elect Roy W. Templin Mgmt For For For
1.9 Elect Cherryl T. Thomas Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Arrowhead Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARWR CUSIP 04280A100 03/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Mgmt For For For
Anzalone
1.2 Elect Marianne De Mgmt For For For
Backer
1.3 Elect Mauro Ferrari Mgmt For For For
1.4 Elect Douglass B. Given Mgmt For For For
1.5 Elect Adeoye Y. Mgmt For For For
Olukotun
1.6 Elect Michael S. Perry Mgmt For For For
1.7 Elect William Waddill Mgmt For For For
2 Advisory Vote on Mgmt For Against Against
Executive
Compensation
3 Approval of the 2021 Mgmt For For For
Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Arvinas, Inc.
Ticker Security ID: Meeting Date Meeting Status
ARVN CUSIP 04335A105 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wendy L. Dixon Mgmt For For For
1.2 Elect Edward Kennedy Mgmt For For For
Jr.
1.3 Elect Bradley Margus Mgmt For For For
1.4 Elect Briggs Morrison Mgmt For Withhold Against
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
ASGN Incorporated
Ticker Security ID: Meeting Date Meeting Status
ASGN CUSIP 00191U102 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph Dyer Mgmt For For For
2 Elect Mariel A. Joliet Mgmt For For For
3 Elect Marty R. Kittrell Mgmt For For For
4 Elect Carol Lindstrom Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
AtriCure, Inc.
Ticker Security ID: Meeting Date Meeting Status
ATRC CUSIP 04963C209 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael H. Carrel Mgmt For For For
2 Elect Mark A. Collar Mgmt For For For
3 Elect Daniel Florin Mgmt For For For
4 Elect Regina E. Groves Mgmt For For For
5 Elect B. Kristine Mgmt For For For
Johnson
6 Elect Karen N. Prange Mgmt For For For
7 Elect Sven A. Wehrwein Mgmt For For For
8 Elect Robert S. White Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Axalta Coating Systems Ltd.
Ticker Security ID: Meeting Date Meeting Status
AXTA CUSIP G0750C108 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert W. Bryant Mgmt For For For
1.2 Elect Steven M. Chapman Mgmt For For For
1.3 Elect William M. Cook Mgmt For For For
1.4 Elect Mark Garrett Mgmt For For For
1.5 Elect Deborah J. Mgmt For For For
Kissire
1.6 Elect Elizabeth C. Mgmt For For For
Lempres
1.7 Elect Robert M. Mgmt For For For
McLaughlin
1.8 Elect Rakesh Sachdev Mgmt For For For
1.9 Elect Samuel L. Smolik Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Axcelis Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
ACLS CUSIP 054540208 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect CHIU Tzu-Yin Mgmt For For For
1.2 Elect Richard J. Mgmt For For For
Faubert
1.3 Elect Arthur L. Mgmt For For For
George,
Jr.
1.4 Elect Joseph P. Mgmt For For For
Keithley
1.5 Elect John Kurtzweil Mgmt For For For
1.6 Elect Mary G. Puma Mgmt For For For
1.7 Elect Thomas St. Dennis Mgmt For For For
1.8 Elect Jorge Titinger Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Axon Enterprise, Inc.
Ticker Security ID: Meeting Date Meeting Status
AXON CUSIP 05464C101 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Richard H. Mgmt For Withhold Against
Carmona
1.2 Elect Julie Cullivan Mgmt For For For
1.3 Elect Caitlin Mgmt For For For
Kalinowski
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Board Size Mgmt For For For
5 Shareholder Proposal ShrHoldr Against For Against
Regarding Majority
Vote for Election of
Directors
________________________________________________________________________________
Bandwidth Inc.
Ticker Security ID: Meeting Date Meeting Status
BAND CUSIP 05988J103 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Brian D. Bailey Mgmt For Withhold Against
1.2 Elect Lukas M. Roush Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BellRing Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
BRBR CUSIP 079823100 03/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer Kuperman Mgmt For For For
1.2 Elect Thomas P. Mgmt For For For
Erickson
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Biohaven Pharmaceutical Holding Company Ltd.
Ticker Security ID: Meeting Date Meeting Status
BHVN CUSIP G11196105 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Julia P. Gregory Mgmt For For For
2 Elect Michael T. Mgmt For For For
Hefferman
3 Elect Robert J. Hugin Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
BJ's Restaurants, Inc.
Ticker Security ID: Meeting Date Meeting Status
BJRI CUSIP 09180C106 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Peter A. Bassi Mgmt For For For
1.2 Elect Larry D. Bouts Mgmt For For For
1.3 Elect Bina Chaurasia Mgmt For For For
1.4 Elect James A. Dal Mgmt For For For
Pozzo
1.5 Elect Gerald W. Mgmt For For For
Deitchle
1.6 Elect Noah Elbogen Mgmt For For For
1.7 Elect Lea Anne S. Mgmt For For For
Ottinger
1.8 Elect Keith E. Pascal Mgmt For For For
1.9 Elect Janet M. Sherlock Mgmt For For For
1.10 Elect Gregory A. Trojan Mgmt For For For
1.11 Elect Patrick Walsh Mgmt For For For
2 Amendment to the Mgmt For For For
Equity Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Blackbaud, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLKB CUSIP 09227Q100 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George H. Ellis Mgmt For For For
2 Elect Andrew M. Leitch Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Amendment to the 2016 Mgmt For For For
Equity and Incentive
Compensation
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Boise Cascade Company
Ticker Security ID: Meeting Date Meeting Status
BCC CUSIP 09739D100 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nate Jorgensen Mgmt For For For
2 Elect Richard H. Mgmt For For For
Fleming
3 Elect Mack L. Hogans Mgmt For For For
4 Elect Christopher J. Mgmt For For For
McGowan
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Builders FirstSource, Inc.
Ticker Security ID: Meeting Date Meeting Status
BLDR CUSIP 12008R107 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Cleveland A. Mgmt For For For
Christophe
1.2 Elect David E. Flitman Mgmt For For For
1.3 Elect W. Bradley Hayes Mgmt For For For
1.4 Elect Brett N. Milgrim Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
BWX Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
BWXT CUSIP 05605H100 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jan A. Bertsch Mgmt For For For
2 Elect Gerhard F. Mgmt For For For
Burbach
3 Elect Rex D. Geveden Mgmt For For For
4 Elect James M. Jaska Mgmt For For For
5 Elect Kenneth J. Krieg Mgmt For For For
6 Elect Leland D. Melvin Mgmt For For For
7 Elect Robert L. Mgmt For For For
Nardelli
8 Elect Barbara A. Niland Mgmt For For For
9 Elect John M. Mgmt For For For
Richardson
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Caci International Inc.
Ticker Security ID: Meeting Date Meeting Status
CACI CUSIP 127190304 11/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael A. Mgmt For For For
Daniels
2 Elect Susan M. Gordon Mgmt For For For
3 Elect William L. Jews Mgmt For For For
4 Elect Gregory G. Mgmt For For For
Johnson
5 Elect J.P. London Mgmt For For For
6 Elect John S. Mengucci Mgmt For For For
7 Elect James L. Pavitt Mgmt For For For
8 Elect Warren R. Mgmt For For For
Phillips
9 Elect Debora A. Mgmt For For For
Plunkett
10 Elect Charles P. Mgmt For For For
Revoile
11 Elect William S. Mgmt For For For
Wallace
12 Advisory Vote on Mgmt For For For
Executive
Compensation
13 Amendment to the 2016 Mgmt For For For
Incentive
Compensation
Plan
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Cardiovascular Systems Inc.
Ticker Security ID: Meeting Date Meeting Status
CSII CUSIP 141619106 11/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Martha Goldberg Mgmt For For For
Aronson
2 Elect William E. Cohn Mgmt For For For
3 Elect Stephen Stenbeck Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Cardlytics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CDLX CUSIP 14161W105 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect John V. Balen Mgmt For For For
1.2 Elect Aimee Lapic Mgmt For For For
1.3 Elect Jessica Jensen Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
CarGurus, Inc.
Ticker Security ID: Meeting Date Meeting Status
CARG CUSIP 141788109 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lori Hickok Mgmt For For For
1.2 Elect Greg Schwartz Mgmt For For For
1.3 Elect Jason Trevisan Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Celldex Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLDX CUSIP 15117B202 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Karen L. Shoos Mgmt For For For
1.2 Elect Anthony S. Mgmt For For For
Marucci
1.3 Elect Keith L. Brownlie Mgmt For For For
1.4 Elect Herbert J. Conrad Mgmt For For For
1.5 Elect James J. Marino Mgmt For For For
1.6 Elect Harry H. Penner, Mgmt For For For
Jr.
2 Ratification of Auditor Mgmt For For For
3 Approval of the 2021 Mgmt For For For
Omnibus Equity
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ChemoCentryx, Inc.
Ticker Security ID: Meeting Date Meeting Status
CCXI CUSIP 16383L106 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Thomas J. Schall Mgmt For For For
2 Elect Joseph M. Feczko Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2012 Mgmt For For For
Equity Incentive
Award
Plan
5 Amendment to the 2012 Mgmt For For For
Employee Stock
Purchase
Plan
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Churchill Downs Incorporated
Ticker Security ID: Meeting Date Meeting Status
CHDN CUSIP 171484108 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William C. Mgmt For For For
Carstanjen
1.2 Elect Karole F. Lloyd Mgmt For For For
1.3 Elect Paul C. Varga Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Clean Harbors, Inc.
Ticker Security ID: Meeting Date Meeting Status
CLH CUSIP 184496107 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alan S. McKim Mgmt For For For
1.2 Elect John T. Preston Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the Mgmt For For For
Management Incentive
Plan
4 Ratification of Auditor Mgmt For For For
5 Ratification of Mgmt For For For
Exclusive Forum
Amendment
________________________________________________________________________________
Concentrix Corporation
Ticker Security ID: Meeting Date Meeting Status
CNXC CUSIP 20602D101 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Chris Caldwell Mgmt For For For
2 Elect Teh-Chien Chou Mgmt For For For
3 Elect LaVerne H. Mgmt For For For
Council
4 Elect Jennifer Deason Mgmt For For For
5 Elect Kathryn J Hayley Mgmt For For For
6 Elect Kathryn V. Mgmt For For For
Marinello
7 Elect Dennis Polk Mgmt For For For
8 Elect Ann Vezina Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Constellation Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
CNST CUSIP 210373106 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Scott Braunstein Mgmt For Withhold Against
1.2 Elect Mark A. Goldsmith Mgmt For For For
1.3 Elect Jigar Raythatha Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
CTS Corporation
Ticker Security ID: Meeting Date Meeting Status
CTS CUSIP 126501105 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Donna M. Costello Mgmt For For For
1.2 Elect Gordon Hunter Mgmt For For For
1.3 Elect William S. Mgmt For For For
Johnson
1.4 Elect Ye Jane Li Mgmt For For For
1.5 Elect Kieran O'Sullivan Mgmt For For For
1.6 Elect Robert A. Mgmt For For For
Profusek
1.7 Elect Alfonso G. Mgmt For For For
Zulueta
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Curtiss-Wright Corporation
Ticker Security ID: Meeting Date Meeting Status
CW CUSIP 231561101 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David C. Adams Mgmt For For For
1.2 Elect Lynn M. Bamford Mgmt For For For
1.3 Elect Dean M. Flatt Mgmt For For For
1.4 Elect S. Marce Fuller Mgmt For For For
1.5 Elect Bruce D. Hoechner Mgmt For For For
1.6 Elect Glenda J. Minor Mgmt For For For
1.7 Elect Anthony J. Moraco Mgmt For For For
1.8 Elect John B. Nathman Mgmt For For For
1.9 Elect Robert J. Rivet Mgmt For For For
1.10 Elect Peter C. Wallace Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Deckers Outdoor Corporation
Ticker Security ID: Meeting Date Meeting Status
DECK CUSIP 243537107 09/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael F. Mgmt For For For
Devine,
III
1.2 Elect Nelson C. Chan Mgmt For For For
1.3 Elect Cynthia L. Davis Mgmt For For For
1.4 Elect Juan R. Figuereo Mgmt For For For
1.5 Elect Victor Luis Mgmt For For For
1.6 Elect David Powers Mgmt For For For
1.7 Elect Lauri Shanahan Mgmt For For For
1.8 Elect Brian Spaly Mgmt For For For
1.9 Elect Bonita C. Stewart Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dicerna Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
DRNA CUSIP 253031108 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
Fambrough
III
2 Elect J. Kevin Buchi Mgmt For For For
3 Elect Steven Doberstein Mgmt For For For
4 Elect Martin Freed Mgmt For For For
5 Elect Patrick M. Gray Mgmt For For For
6 Elect Stephen J. Mgmt For For For
Hoffman
7 Elect Adam M. Koppel Mgmt For For For
8 Elect Marc D. Kozin Mgmt For For For
9 Elect Cynthia Smith Mgmt For For For
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Dyne Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
DYN CUSIP 26818M108 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lawrence Klein Mgmt For For For
1.2 Elect Catherine Mgmt For For For
Stehman-Breen
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Enersys
Ticker Security ID: Meeting Date Meeting Status
ENS CUSIP 29275Y102 07/30/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Caroline Chan Mgmt For For For
2 Elect Steven M. Fludder Mgmt For For For
3 Elect Paul J. Tufano Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Essential Properties Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
EPRT CUSIP 29670E107 05/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Paul T. Bossidy Mgmt For For For
1.2 Elect Joyce DeLucca Mgmt For For For
1.3 Elect Scott A. Estes Mgmt For For For
1.4 Elect Peter M. Mavoides Mgmt For For For
1.5 Elect Lawrence J. Mgmt For For For
Minich
1.6 Elect Heather Neary Mgmt For For For
1.7 Elect Stephen D. Sautel Mgmt For For For
1.8 Elect Janaki Sivanesan Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Everbridge, Inc.
Ticker Security ID: Meeting Date Meeting Status
EVBG CUSIP 29978A104 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Alison Dean Mgmt For For For
1.2 Elect Kent J. Mathy Mgmt For For For
1.3 Elect Simon Paris Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Repeal of Classified Mgmt For For For
Board
5 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
ExlService Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXLS CUSIP 302081104 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Garen K. Staglin Mgmt For For For
2 Elect Rohit Kapoor Mgmt For For For
3 Elect Anne E. Minto Mgmt For For For
4 Elect Som Mittal Mgmt For For For
5 Elect Clyde W. Ostler Mgmt For For For
6 Elect Vikram S. Pandit Mgmt For For For
7 Elect Kristy M. Pipes Mgmt For For For
8 Elect Nitin Sahney Mgmt For For For
9 Elect Jaynie M. Mgmt For For For
Studenmund
10 Ratification of Auditor Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Exponent, Inc.
Ticker Security ID: Meeting Date Meeting Status
EXPO CUSIP 30214U102 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George H. Brown Mgmt For For For
2 Elect Catherine Ford Mgmt For For For
Corrigan
3 Elect Paul R. Johnston Mgmt For For For
4 Elect Carol Lindstrom Mgmt For For For
5 Elect Karen A. Mgmt For For For
Richardson
6 Elect John B. Shoven Mgmt For For For
7 Elect Debra L. Zumwalt Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Fate Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
FATE CUSIP 31189P102 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert M. Mgmt For For For
Hershberg
1.2 Elect Michael Lee Mgmt For For For
1.3 Elect William H. Mgmt For For For
Rastetter
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Five9, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIVN CUSIP 338307101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Burdiek Mgmt For For For
1.2 Elect David G. DeWalt Mgmt For For For
1.3 Elect Susan Barsamian Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Floor & Decor Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
FND CUSIP 339750101 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Norman H. Axelrod Mgmt For For For
2 Elect Ryan R. Marshall Mgmt For For For
3 Elect Richard L. Mgmt For For For
Sullivan
4 Elect Felicia D. Mgmt For For For
Thornton
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Repeal of Classified Mgmt For For For
Board
8 Elimination of Mgmt For For For
Supermajority
Requirement
________________________________________________________________________________
Foot Locker, Inc.
Ticker Security ID: Meeting Date Meeting Status
FL CUSIP 344849104 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alan D. Feldman Mgmt For For For
2 Elect Richard A. Mgmt For For For
Johnson
3 Elect Guillermo G. Mgmt For For For
Marmol
4 Elect Matthew M. Mgmt For For For
McKenna
5 Elect Darlene Nicosia Mgmt For For For
6 Elect Steven Oakland Mgmt For For For
7 Elect Ulice Payne, Jr. Mgmt For For For
8 Elect Kimberly Mgmt For For For
Underhill
9 Elect Tristan Walker Mgmt For For For
10 Elect Dona D. Young Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
FormFactor, Inc.
Ticker Security ID: Meeting Date Meeting Status
FORM CUSIP 346375108 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rebeca Mgmt For For For
Obregon-Jimenez
2 Elect Kelly Mgmt For For For
Steven-Waiss
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Fox Factory Holding Corp.
Ticker Security ID: Meeting Date Meeting Status
FOXF CUSIP 35138V102 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Dennison Mgmt For For For
1.2 Elect Sidney Johnson Mgmt For For For
1.3 Elect Ted Waitman Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Freshpet, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPT CUSIP 358039105 09/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Norris Mgmt For For For
1.2 Elect Leta D. Priest Mgmt For For For
1.3 Elect Olu Beck Mgmt For For For
1.4 Elect William B. Cyr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
FuelCell Energy, Inc.
Ticker Security ID: Meeting Date Meeting Status
FCEL CUSIP 35952H601 04/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James H. England Mgmt For For For
2 Elect Jason B. Few Mgmt For For For
3 Elect Chris Groobey Mgmt For For For
4 Elect Matthew F. Mgmt For For For
Hilzinger
5 Elect Natica von Mgmt For For For
Althann
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For Against Against
Executive
Compensation
8 Increase in Authorized Mgmt For For For
Common
Stock
9 Amendment to the 2018 Mgmt For Against Against
Omnibus Incentive
Plan
________________________________________________________________________________
Glaukos Corporation
Ticker Security ID: Meeting Date Meeting Status
GKOS CUSIP 377322102 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas W. Burns Mgmt For For For
1.2 Elect Leana S. Wen Mgmt For For For
1.3 Elect Marc A. Stapley Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Globus Medical, Inc.
Ticker Security ID: Meeting Date Meeting Status
GMED CUSIP 379577208 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect David D. Davidar Mgmt For For For
2 Elect James R. Tobin Mgmt For For For
3 Elect Stephen T. Mgmt For For For
Zarrilli
4 Approval of the 2021 Mgmt For Against Against
Equity Incentive
Plan
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Haemonetics Corporation
Ticker Security ID: Meeting Date Meeting Status
HAE CUSIP 405024100 07/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Christopher Simon Mgmt For For For
1.2 Elect Robert E. Mgmt For For For
Abernathy
1.3 Elect Michael J. Coyle Mgmt For For For
1.4 Elect Charles J. Mgmt For For For
Dockendorff
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Health Catalyst, Inc.
Ticker Security ID: Meeting Date Meeting Status
HCAT CUSIP 42225T107 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Daniel Burton Mgmt For For For
1.2 Elect John A. Kane Mgmt For For For
1.3 Elect Julie Mgmt For For For
Larson-Green
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Heron Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
HRTX CUSIP 427746102 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Barry D. Quart Mgmt For For For
2 Elect Stephen R. Davis Mgmt For Against Against
3 Elect Craig A. Johnson Mgmt For For For
4 Elect Kimberly J. Mgmt For Against Against
Manhard
5 Elect Christian Waage Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Amendment to the 2007 Mgmt For For For
Equity Incentive
Plan
9 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
________________________________________________________________________________
Homology Medicines, Inc.
Ticker Security ID: Meeting Date Meeting Status
FIXX CUSIP 438083107 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Matthew R. Mgmt For For For
Patterson
1.2 Elect Mary Thistle Mgmt For For For
1.3 Elect Arthur O. Mgmt For Withhold Against
Tzianabos
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Hostess Brands, Inc.
Ticker Security ID: Meeting Date Meeting Status
TWNK CUSIP 44109J106 06/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jerry D. Kaminski Mgmt For For For
1.2 Elect Andrew P. Mgmt For For For
Callahan
1.3 Elect Olu Beck Mgmt For For For
1.4 Elect Laurence Bodner Mgmt For For For
1.5 Elect Gretchen R. Crist Mgmt For For For
1.6 Elect Rachel P. Cullen Mgmt For For For
1.7 Elect Hugh G. Dineen Mgmt For For For
1.8 Elect Ioannis Skoufalos Mgmt For For For
1.9 Elect Craig D. Steeneck Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
II-VI Incorporated
Ticker Security ID: Meeting Date Meeting Status
IIVI CUSIP 902104108 06/24/2021 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Merger/Acquisition Mgmt For For For
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Immunogen, Inc.
Ticker Security ID: Meeting Date Meeting Status
IMGN CUSIP 45253H101 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2.1 Elect Stephen C. Mgmt For For For
McCluski
2.2 Elect Richard J. Mgmt For For For
Wallace
2.3 Elect Mark A. Goldberg Mgmt For For For
2.4 Elect Dean J. Mitchell Mgmt For Withhold Against
2.5 Elect Kristine Peterson Mgmt For For For
2.6 Elect Mark J. Enyedy Mgmt For Withhold Against
2.7 Elect Stuart A. Mgmt For For For
Arbuckle
3 Amendment to the 2018 Mgmt For For For
Employee, Director
and Consultant Equity
Incentive
Plan
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Independence Realty Trust, Inc.
Ticker Security ID: Meeting Date Meeting Status
IRT CUSIP 45378A106 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Scott F. Mgmt For For For
Schaeffer
2 Elect William C. Mgmt For For For
Dunkelberg
3 Elect Richard D. Gebert Mgmt For For For
4 Elect Melinda H. Mgmt For For For
McClure
5 Elect Mack D. Prigden Mgmt For For For
III
6 Elect DeForest B. Mgmt For For For
Soaries,
Jr.
7 Elect Lisa Washington Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Ingevity Corporation
Ticker Security ID: Meeting Date Meeting Status
NGVT CUSIP 45688C107 04/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jean S. Blackwell Mgmt For For For
2 Elect Luis Mgmt For For For
Fernandez-Moreno
3 Elect J. Michael Mgmt For For For
Fitzpatrick
4 Elect John C. Fortson Mgmt For For For
5 Elect Diane H. Gulyas Mgmt For For For
6 Elect Frederick J. Mgmt For For For
Lynch
7 Elect Karen G. Narwold Mgmt For For For
8 Elect Daniel F. Sansone Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Insight Enterprises, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSIT CUSIP 45765U103 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard E. Allen Mgmt For For For
2 Elect Bruce W. Mgmt For For For
Armstrong
3 Elect Linda M. Breard Mgmt For For For
4 Elect Timothy A. Crown Mgmt For For For
5 Elect Catherine Courage Mgmt For For For
6 Elect Anthony A. Mgmt For For For
Ibarguen
7 Elect Kenneth T. Mgmt For For For
Lamneck
8 Elect Kathleen S. Mgmt For For For
Pushor
9 Elect Girish Rishi Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Insperity, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSP CUSIP 45778Q107 05/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carol R. Kaufman Mgmt For For For
2 Elect John Lumelleau Mgmt For For For
3 Elect Paul J. Sarvadi Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Integer Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
ITGR CUSIP 45826H109 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Sheila Antrum Mgmt For For For
1.2 Elect Pamela G. Bailey Mgmt For For For
1.3 Elect Cheryl C. Capps Mgmt For For For
1.4 Elect Joseph W. Mgmt For For For
Dziedzic
1.5 Elect James F. Hinrichs Mgmt For For For
1.6 Elect Jean M. Hobby Mgmt For For For
1.7 Elect Tyrone Jeffers Mgmt For For For
1.8 Elect M. Craig Maxwell Mgmt For For For
1.9 Elect Filippo Passerini Mgmt For For For
1.10 Elect Bill R. Sanford Mgmt For For For
1.11 Elect Donald J. Spence Mgmt For For For
1.12 Elect William B. Mgmt For For For
Summers,
Jr.
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Approval of the 2021 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Integra LifeSciences Holdings Corporation
Ticker Security ID: Meeting Date Meeting Status
IART CUSIP 457985208 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Peter J. Arduini Mgmt For For For
2 Elect Rhonda Germany Mgmt For For For
Ballintyn
3 Elect Keith Bradley Mgmt For For For
4 Elect Shaundra Clay Mgmt For For For
5 Elect Stuart M. Essig Mgmt For For For
6 Elect Barbara B. Hill Mgmt For For For
7 Elect Donald E. Morel, Mgmt For For For
Jr.
8 Elect Raymond G. Murphy Mgmt For For For
9 Elect Christian S. Mgmt For For For
Schade
10 Ratification of Auditor Mgmt For For For
11 Amendment to the 2003 Mgmt For For For
Equity Incentive
Plan
12 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
ITT Inc.
Ticker Security ID: Meeting Date Meeting Status
ITT CUSIP 45073V108 05/19/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Orlando D. Mgmt For For For
Ashford
2 Elect Geraud Darnis Mgmt For For For
3 Elect Don DeFosset Mgmt For For For
4 Elect Nicholas C. Mgmt For For For
Fanandakis
5 Elect Richard P. Lavin Mgmt For For For
6 Elect Mario Longhi Mgmt Abstain Abstain For
7 Elect Rebecca A. Mgmt For For For
McDonald
8 Elect Timothy H. Powers Mgmt For For For
9 Elect Luca Savi Mgmt For For For
10 Elect Cheryl L. Shavers Mgmt For For For
11 Elect Sabrina Soussan Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Call Special
Meetings
________________________________________________________________________________
J2 Global, Inc.
Ticker Security ID: Meeting Date Meeting Status
JCOM CUSIP 48123V102 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard S. Mgmt For For For
Ressler
2 Elect Vivek Shah Mgmt For For For
3 Elect Douglas Y. Bech Mgmt For For For
4 Elect Sarah Fay Mgmt For For For
5 Elect W. Brian Kretzmer Mgmt For For For
6 Elect Jonathan F. Mgmt For For For
Miller
7 Elect Stephen Ross Mgmt For For For
8 Elect Pamela Mgmt For For For
Sutton-Wallace
9 Elect Scott C. Taylor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
JBG SMITH Properties
Ticker Security ID: Meeting Date Meeting Status
JBGS CUSIP 46590V100 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Phyllis R. Mgmt For For For
Caldwell
2 Elect Scott A. Estes Mgmt For For For
3 Elect Alan Forman Mgmt For For For
4 Elect Michael J. Mgmt For For For
Glosserman
5 Elect Charles E. Mgmt For For For
Haldeman,
Jr.
6 Elect Matthew Kelly Mgmt For For For
7 Elect Alisa M. Mall Mgmt For For For
8 Elect Carol A. Melton Mgmt For For For
9 Elect William J. Mulrow Mgmt For For For
10 Elect Steven Roth Mgmt For Against Against
11 Elect Ellen Shuman Mgmt For For For
12 Elect Robert A. Stewart Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
15 Amendment to the 2017 Mgmt For For For
Omnibus Share
Plan
________________________________________________________________________________
John Bean Technologies Corporation
Ticker Security ID: Meeting Date Meeting Status
JBT CUSIP 477839104 05/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect C. Maury Devine Mgmt For For For
2 Elect Emmanuel Mgmt For For For
Lagarrigue
3 Elect James M. Ringler Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Karuna Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
KRTX CUSIP 48576A100 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher J. Mgmt For For For
Coughlin
2 Elect James I. Healy Mgmt For Abstain Against
3 Elect Jeffrey M. Jonas Mgmt For Abstain Against
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Karyopharm Therapeutics Inc.
Ticker Security ID: Meeting Date Meeting Status
KPTI CUSIP 48576U106 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Deepa R. Mgmt For For For
Pakianathan
1.2 Elect Richard Paulson Mgmt For For For
1.3 Elect Chen Schor Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kemper Corporation
Ticker Security ID: Meeting Date Meeting Status
KMPR CUSIP 488401100 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Teresa A. Canida Mgmt For For For
2 Elect George N. Cochran Mgmt For For For
3 Elect Kathleen M. Mgmt For For For
Cronin
4 Elect Lacy M. Johnson Mgmt For For For
5 Elect Robert J. Joyce Mgmt For For For
6 Elect Joseph P. Mgmt For For For
Lacher,
Jr.
7 Elect Gerald Laderman Mgmt For For For
8 Elect Stuart B. Parker Mgmt For For For
9 Elect Christopher B. Mgmt For For For
Sarofim
10 Elect David P. Storch Mgmt For For For
11 Elect Susan D. Whiting Mgmt For For For
12 Ratification of Auditor Mgmt For For For
13 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kodiak Sciences Inc.
Ticker Security ID: Meeting Date Meeting Status
KOD CUSIP 50015M109 06/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Felix J. Baker Mgmt For Withhold Against
1.2 Elect Victor Perlroth Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Kura Oncology, Inc.
Ticker Security ID: Meeting Date Meeting Status
KURA CUSIP 50127T109 06/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Troy E. Wilson Mgmt For Withhold Against
1.2 Elect Faheem Hasnain Mgmt For Withhold Against
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Kymera Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
KYMR CUSIP 501575104 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Pamela Esposito Mgmt For For For
1.2 Elect Gorjan Mgmt For For For
Hrustanovic
1.3 Elect Donald Nicholson Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lattice Semiconductor Corporation
Ticker Security ID: Meeting Date Meeting Status
LSCC CUSIP 518415104 05/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect James R. Anderson Mgmt For For For
1.2 Elect Robin A. Abrams Mgmt For For For
1.3 Elect Mark E. Jensen Mgmt For For For
1.4 Elect Anjali Joshi Mgmt For For For
1.5 Elect James P. Lederer Mgmt For For For
1.6 Elect Krishna Mgmt For For For
Rangasayee
1.7 Elect D. Jeffrey Mgmt For For For
Richardson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
LHC Group, Inc.
Ticker Security ID: Meeting Date Meeting Status
LHCG CUSIP 50187A107 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Keith G. Myers Mgmt For For For
1.2 Elect Ronald T. Nixon Mgmt For For For
1.3 Elect W. Earl Reed III Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Lithia Motors, Inc.
Ticker Security ID: Meeting Date Meeting Status
LAD CUSIP 536797103 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Sidney B. DeBoer Mgmt For For For
2 Elect Susan O. Cain Mgmt For For For
3 Elect Bryan B. DeBoer Mgmt For For For
4 Elect Shauna F. Mgmt For For For
McIntyre
5 Elect Louis P. Mgmt For For For
Miramontes
6 Elect Kenneth E. Mgmt For For For
Roberts
7 Elect David J. Robino Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
10 Elimination of Dual Mgmt For For For
Class
Stock
________________________________________________________________________________
LiveRamp Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAMP CUSIP 53815P108 08/11/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Timothy R. Mgmt For For For
Cadogan
2 Elect Vivian Chow Mgmt For For For
3 Elect Scott E. Howe Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Louisiana-Pacific Corporation
Ticker Security ID: Meeting Date Meeting Status
LPX CUSIP 546347105 04/30/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect F. Nicholas Mgmt For For For
Grasberger,
III
2 Elect Ozey K. Horton, Mgmt For For For
Jr.
3 Elect William Bradley Mgmt For For For
Southern
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Lumentum Holdings Inc
Ticker Security ID: Meeting Date Meeting Status
LITE CUSIP 55024U109 11/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Penelope Herscher Mgmt For For For
2 Elect Harold L. Covert Mgmt For For For
3 Elect Julia S. Johnson Mgmt For For For
4 Elect Brian J. Lillie Mgmt For For For
5 Elect Alan S. Lowe Mgmt For For For
6 Elect Ian S. Small Mgmt For For For
7 Elect Janet S. Wong Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
9 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Madrigal Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDGL CUSIP 558868105 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Rebecca Taub Mgmt For For For
1.2 Elect Fred B. Craves Mgmt For For For
2 Amendment to the 2015 Mgmt For For For
Stock
Plan
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Manhattan Associates, Inc.
Ticker Security ID: Meeting Date Meeting Status
MANH CUSIP 562750109 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deepak Raghavan Mgmt For For For
2 Elect Edmond I. Eger Mgmt For For For
III
3 Elect Linda T. Mgmt For For For
Hollembaek
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Marten Transport, Ltd.
Ticker Security ID: Meeting Date Meeting Status
MRTN CUSIP 573075108 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randolph L. Mgmt For For For
Marten
1.2 Elect Larry B. Hagness Mgmt For For For
1.3 Elect Thomas J. Winkel Mgmt For For For
1.4 Elect Jerry M. Bauer Mgmt For For For
1.5 Elect Robert L. Mgmt For For For
Demorest
1.6 Elect Ronald R. Booth Mgmt For For For
1.7 Elect Kathleen P. Mgmt For For For
Iverson
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Transaction of Other Mgmt For Against Against
Business
________________________________________________________________________________
Medallia, Inc.
Ticker Security ID: Meeting Date Meeting Status
MDLA CUSIP 584021109 05/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leslie J. Kilgore Mgmt For For For
2 Elect Stanley J. Mgmt For For For
Meresman
3 Elect Steven C. Walske Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Mercury Systems Inc
Ticker Security ID: Meeting Date Meeting Status
MRCY CUSIP 589378108 10/28/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Mark Aslett Mgmt For For For
1.2 Elect Mary L. Krakauer Mgmt For For For
1.3 Elect William K. Mgmt For For For
O'Brien
1.4 Elect Orlando P. Mgmt For For For
Carvalho
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2018 Mgmt For For For
Stock Incentive
Plan
4 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mersana Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRSN CUSIP 59045L106 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Willard H. Dere Mgmt For For For
1.2 Elect Martin Huber Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
MGIC Investment Corporation
Ticker Security ID: Meeting Date Meeting Status
MTG CUSIP 552848103 04/29/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Analisa M. Allen Mgmt For For For
1.2 Elect Daniel A. Mgmt For For For
Arrigoni
1.3 Elect C. Edward Chaplin Mgmt For For For
1.4 Elect Curt S. Culver Mgmt For For For
1.5 Elect Jay C. Hartzell Mgmt For For For
1.6 Elect Timothy A. Holt Mgmt For For For
1.7 Elect Jodeen A. Kozlak Mgmt For For For
1.8 Elect Michael E. Lehman Mgmt For For For
1.9 Elect Melissa B. Lora Mgmt For For For
1.10 Elect Timothy J. Mattke Mgmt For For For
1.11 Elect Gary A. Poliner Mgmt For For For
1.12 Elect Sheryl L. Sculley Mgmt For For For
1.13 Elect Mark M. Zandi Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Mimecast Ltd
Ticker Security ID: Meeting Date Meeting Status
MIME CUSIP G14838109 10/08/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Christopher Mgmt For For For
FitzGerald
2 Elect Neil Murray Mgmt For For For
3 Elect Robert P. Mgmt For For For
Schechter
4 Appointment of Auditor Mgmt For For For
5 Authority to Set Mgmt For For For
Auditor's
Fees
6 Accounts and Reports Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Authority to Mgmt For For For
Repurchase
Shares
________________________________________________________________________________
Mirati Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
MRTX CUSIP 60468T105 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles M. Baum Mgmt For For For
1.2 Elect Bruce L.A. Carter Mgmt For For For
1.3 Elect Julie M. Mgmt For For For
Cherrington
1.4 Elect Aaron I. Davis Mgmt For For For
1.5 Elect Henry J. Fuchs Mgmt For For For
1.6 Elect Michael Grey Mgmt For Withhold Against
1.7 Elect Faheem Hasnain Mgmt For For For
1.8 Elect Craig A. Johnson Mgmt For For For
1.9 Elect Maya Mgmt For For For
Martinez-Davis
1.10 Elect Shalini Sharp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Amendment to the 2013 Mgmt For For For
Equity Incentive
Plan
________________________________________________________________________________
ModivCare Inc.
Ticker Security ID: Meeting Date Meeting Status
MODV CUSIP 60783X104 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Todd J. Carter Mgmt For For For
2 Elect Frank J. Wright Mgmt For For For
3 Elect Garth N. Graham Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nanostring Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
NSTG CUSIP 63009R109 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Elisha W. Finney Mgmt For For For
2 Elect Gregory Norden Mgmt For For For
3 Elect Janet George Mgmt For For For
4 Elect Charles P. Waite Mgmt For For For
5 Ratification of Auditor Mgmt For For For
6 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Natera, Inc.
Ticker Security ID: Meeting Date Meeting Status
NTRA CUSIP 632307104 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Roelof F. Botha Mgmt For For For
1.2 Elect Steve Chapman Mgmt For For For
1.3 Elect Todd Cozzens Mgmt For For For
1.4 Elect Matthew Mgmt For For For
Rabinowitz
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Neogenomics, Inc.
Ticker Security ID: Meeting Date Meeting Status
NEO CUSIP 64049M209 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Douglas M. Mgmt For For For
VanOort
2 Elect Mark Mallon Mgmt For For For
3 Elect Lynn A. Tetrault Mgmt For For For
4 Elect Bruce K. Crowther Mgmt For For For
5 Elect Allison L. Hannah Mgmt For For For
6 Elect Kevin C. Johnson Mgmt For For For
7 Elect Stephen M. Mgmt For For For
Kanovsky
8 Elect Michael A. Kelly Mgmt For Abstain Against
9 Elect Rachel A. Stahler Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the Mgmt For For For
Equity Incentive
Plan
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Nkarta, Inc.
Ticker Security ID: Meeting Date Meeting Status
NKTX CUSIP 65487U108 06/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tiba Aynechi Mgmt For For For
1.2 Elect Fouad Azzam Mgmt For For For
1.3 Elect Paul J. Hastings Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Novavax, Inc.
Ticker Security ID: Meeting Date Meeting Status
NVAX CUSIP 670002401 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Richard H. Mgmt For For For
Douglas
2 Elect Margaret G. Mgmt For For For
McGlynn
3 Elect David M. Mott Mgmt For Abstain Against
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2015 Mgmt For For For
Stock Incentive
Plan
6 Ratification of April Mgmt For For For
2020 Equity
Grants
7 Ratification of June Mgmt For For For
2020 Equity
Grants
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
NuVasive, Inc.
Ticker Security ID: Meeting Date Meeting Status
NUVA CUSIP 670704105 09/10/2020 Voted
Meeting Type Country of Trade
Special United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Increase in Authorized Mgmt For For For
Common
Stock
2 Right to Adjourn Mgmt For For For
Meeting
________________________________________________________________________________
Ollie's Bargain Outlet Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OLLI CUSIP 681116109 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alissa Ahlman Mgmt For For For
2 Elect Robert N. Fisch Mgmt For For For
3 Elect Thomas T. Mgmt For For For
Hendrickson
4 Elect John Swygert Mgmt For For For
5 Elect Richard F. Mgmt For For For
Zannino
6 Advisory Vote on Mgmt For For For
Executive
Compensation
7 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Omnicell, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMCL CUSIP 68213N109 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Randall A. Lipps Mgmt For For For
1.2 Elect Vance B. Moore Mgmt For For For
1.3 Elect Mark W. Parrish Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2009 Mgmt For For For
Equity Incentive
Plan
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OneMain Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
OMF CUSIP 68268W103 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lisa Green Hall Mgmt For For For
1.2 Elect Matthew R. Mgmt For For For
Michelini
1.3 Elect Douglas H. Mgmt For For For
Shulman
2 Approval of the Mgmt For For For
Employee Stock
Purchase
Plan
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
OraSure Technologies, Inc.
Ticker Security ID: Meeting Date Meeting Status
OSUR CUSIP 68554V108 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Michael Celano Mgmt For For For
2 Elect James A. Datin Mgmt For For For
3 Elect Lelio Marmora Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Patrick Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
PATK CUSIP 703343103 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Joseph M. Cerulli Mgmt For For For
1.2 Elect Todd M. Cleveland Mgmt For For For
1.3 Elect John A. Forbes Mgmt For For For
1.4 Elect Michael A. Kitson Mgmt For For For
1.5 Elect Pamela R. Klyn Mgmt For For For
1.6 Elect Derrick B. Mayes Mgmt For For For
1.7 Elect Andy L. Nemeth Mgmt For For For
1.8 Elect Denis G. Suggs Mgmt For For For
1.9 Elect M. Scott Welch Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
________________________________________________________________________________
Paylocity Holding Corp
Ticker Security ID: Meeting Date Meeting Status
PCTY CUSIP 70438V106 12/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Steven I. Mgmt For For For
Sarowitz
1.2 Elect Ellen Carnahan Mgmt For For For
1.3 Elect Jeffrey T. Diehl Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Penn National Gaming, Inc.
Ticker Security ID: Meeting Date Meeting Status
PENN CUSIP 707569109 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David A. Handler Mgmt For For For
1.2 Elect John M. Jacquemin Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2018 Mgmt For For For
Long Term Incentive
Compensation
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Perficient, Inc.
Ticker Security ID: Meeting Date Meeting Status
PRFT CUSIP 71375U101 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Jeffrey S. Davis Mgmt For For For
2 Elect Ralph C. Mgmt For For For
Derrickson
3 Elect David S. Lundeen Mgmt For For For
4 Elect Brian L. Matthews Mgmt For For For
5 Elect Nancy C. Pechloff Mgmt For For For
6 Elect Gary M. Wimberly Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
8 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Performance Food Group Co.
Ticker Security ID: Meeting Date Meeting Status
PFGC CUSIP 71377A103 11/19/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect George L. Holm Mgmt For For For
2 Elect Barbara J. Beck Mgmt For For For
3 Elect Matthew C. Mgmt For For For
Flanigan
4 Elect David V. Singer Mgmt For For For
5 Elect Meredith Adler Mgmt For For For
6 Elect Jeffrey M. Overly Mgmt For For For
7 Ratification of Auditor Mgmt For For For
8 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Power Integrations, Inc.
Ticker Security ID: Meeting Date Meeting Status
POWI CUSIP 739276103 05/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Wendy Arienzo Mgmt For For For
1.2 Elect Balu Balakrishnan Mgmt For For For
1.3 Elect Nicholas E. Mgmt For For For
Brathwaite
1.4 Elect Anita Ganti Mgmt For For For
1.5 Elect William L. George Mgmt For For For
1.6 Elect Balakrishnan S. Mgmt For For For
Iyer
1.7 Elect Jennifer Lloyd Mgmt For For For
1.8 Elect Necip Sayiner Mgmt For For For
1.9 Elect Steven J. Sharp Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Amendment to the 2016 Mgmt For For For
Incentive Award
Plan
4 Amendment to the 1997 Mgmt For For For
Employee Stock
Purchase
Plan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PS Business Parks, Inc.
Ticker Security ID: Meeting Date Meeting Status
PSB CUSIP 69360J107 04/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Ronald L. Mgmt For For For
Havner,
Jr.
1.2 Elect Maria R. Mgmt For For For
Hawthorne
1.3 Elect Jennifer Holden Mgmt For For For
Dunbar
1.4 Elect Kristy M. Pipes Mgmt For For For
1.5 Elect Gary E. Pruitt Mgmt For For For
1.6 Elect Robert S. Rollo Mgmt For For For
1.7 Elect Joseph D. Mgmt For For For
Russell,
Jr.
1.8 Elect Peter Schultz Mgmt For For For
1.9 Elect Stephen W. Wilson Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Reincorporation from Mgmt For For For
California to
Maryland
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
PTC Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
PTCT CUSIP 69366J200 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Emma Reeve Mgmt For For For
1.2 Elect Michael Mgmt For For For
Schmertzler
1.3 Elect Glenn D. Steele, Mgmt For For For
Jr.
1.4 Elect Mary Smith Mgmt For For For
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Amendment to the 2016 Mgmt For For For
Employee Stock
Purchase
Plan
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
PVH Corp.
Ticker Security ID: Meeting Date Meeting Status
PVH CUSIP 693656100 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Brent Callinicos Mgmt For For For
2 Elect George Cheeks Mgmt For For For
3 Elect Emanuel Chirico Mgmt For For For
4 Elect Joseph B. Fuller Mgmt For For For
5 Elect Stefan Larsson Mgmt For For For
6 Elect V. James Marino Mgmt For For For
7 Elect G. Penny McIntyre Mgmt For For For
8 Elect Amy McPherson Mgmt For For For
9 Elect Henry Nasella Mgmt For For For
10 Elect Allison Peterson Mgmt For For For
11 Elect Edward R. Mgmt For For For
Rosenfeld
12 Elect Judith Amanda Mgmt For For For
Sourry
Knox
13 Advisory Vote on Mgmt For For For
Executive
Compensation
14 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Q2 Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
QTWO CUSIP 74736L109 06/08/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Lynn Atchison Mgmt For For For
1.2 Elect Jeffrey T. Diehl Mgmt For For For
1.3 Elect Matthew P. Flake Mgmt For For For
1.4 Elect Stephen C. Hooley Mgmt For For For
1.5 Elect Margaret L. Mgmt For For For
Taylor
1.6 Elect Lynn Antipas Mgmt For For For
Tyson
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
R1 RCM Inc.
Ticker Security ID: Meeting Date Meeting Status
RCM CUSIP 749397105 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael C. Feiner Mgmt For For For
1.2 Elect Joseph Flanagan Mgmt For For For
1.3 Elect John B. Mgmt For For For
Henneman,
III
1.4 Elect Alex J. Mandl Mgmt For For For
1.5 Elect Neal Moszkowski Mgmt For For For
1.6 Elect Ian Sacks Mgmt For For For
1.7 Elect Jill D. Smith Mgmt For For For
1.8 Elect Anthony J. Mgmt For For For
Speranzo
1.9 Elect Anthony R. Mgmt For For For
Tersigni
1.10 Elect Albert R. Mgmt For For For
Zimmerli
2 Amendment to the 2010 Mgmt For For For
Stock Incentive
Plan
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Elect David M. Dill Mgmt For For For
________________________________________________________________________________
Radius Health, Inc.
Ticker Security ID: Meeting Date Meeting Status
RDUS CUSIP 750469207 06/09/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Owen Hughes Mgmt For Against Against
2 Elect G. Kelly Martin Mgmt For For For
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Rapid7, Inc.
Ticker Security ID: Meeting Date Meeting Status
RPD CUSIP 753422104 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Michael Berry Mgmt For For For
1.2 Elect Marc Brown Mgmt For For For
1.3 Elect Christina Mgmt For For For
Kosmowski
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
RAPT Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
RAPT CUSIP 75382E109 05/28/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Linda Kozick Mgmt For For For
1.2 Elect William J. Mgmt For For For
Rieflin
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Reata Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RETA CUSIP 75615P103 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect William D. Mgmt For For For
McClellan,
Jr.
1.2 Elect William E. Rose Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Revance Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
RVNC CUSIP 761330109 05/05/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Angus C. Russell Mgmt For For For
1.2 Elect Julian S. Mgmt For For For
Gangolli
1.3 Elect Olivia C. Ware Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Increase in Authorized Mgmt For For For
Common
Stock
________________________________________________________________________________
Revolution Medicines, Inc.
Ticker Security ID: Meeting Date Meeting Status
RVMD CUSIP 76155X100 06/22/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Elizabeth McKee Mgmt For For For
Anderson
1.2 Elect Neil Exter Mgmt For For For
1.3 Elect Flavia Borellini Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rexford Industrial Realty, Inc.
Ticker Security ID: Meeting Date Meeting Status
REXR CUSIP 76169C100 06/17/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert L. Antin Mgmt For For For
2 Elect Michael S. Mgmt For For For
Frankel
3 Elect Diana Ingram Mgmt For For For
4 Elect Debra L. Morris Mgmt For For For
5 Elect Tyler H. Rose Mgmt For For For
6 Elect Peter E. Schwab Mgmt For For For
7 Elect Howard Schwimmer Mgmt For For For
8 Elect Richard Ziman Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Amendment to the 2013 Mgmt For For For
Incentive Award
Plan
________________________________________________________________________________
Rexnord Corporation
Ticker Security ID: Meeting Date Meeting Status
RXN CUSIP 76169B102 05/04/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Todd A. Adams Mgmt For For For
1.2 Elect Theodore D. Mgmt For For For
Crandall
1.3 Elect Rosemary M. Mgmt For For For
Schooler
1.4 Elect Robin A. Mgmt For For For
Walker-Lee
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rexnord Corporation
Ticker Security ID: Meeting Date Meeting Status
RXN CUSIP 76169B102 07/23/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas D. Mgmt For For For
Christopoul
1.2 Elect John S. Stroup Mgmt For For For
1.3 Elect Peggy N. Troy Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Rocket Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
RCKT CUSIP 77313F106 06/14/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roderick Wong Mgmt For For For
2 Elect Carsten Boess Mgmt For For For
3 Elect Pedro P. Mgmt For For For
Granadillo
4 Elect Gotham Makker Mgmt For For For
5 Elect Gaurav Shah Mgmt For For For
6 Elect David P. Mgmt For For For
Southwell
7 Elect Naveen Yalamanchi Mgmt For Abstain Against
8 Elect Elisabeth Bjork Mgmt For For For
9 Ratification of Auditor Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Ryman Hospitality Properties, Inc.
Ticker Security ID: Meeting Date Meeting Status
RHP CUSIP 78377T107 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Rachna Bhasin Mgmt For For For
2 Elect Alvin Bowles Jr. Mgmt For For For
3 Elect Christian A. Mgmt For For For
Brickman
4 Elect Fazal Merchant Mgmt For For For
5 Elect Patrick Q. Moore Mgmt For For For
6 Elect Christine Pantoya Mgmt For For For
7 Elect Robert S. Mgmt For For For
Prather,
Jr.
8 Elect Colin V. Reed Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Science Applications International Corporation
Ticker Security ID: Meeting Date Meeting Status
SAIC CUSIP 808625107 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Robert Mgmt For For For
Bedingfield
2 Elect Carol A. Goode Mgmt For For For
3 Elect Garth N. Graham Mgmt For For For
4 Elect John J. Hamre Mgmt For For For
5 Elect Yvette Kanouff Mgmt For For For
6 Elect Nazzic S. Keene Mgmt For For For
7 Elect Timothy J. Mgmt For For For
Mayopoulos
8 Elect Katharina G. Mgmt For For For
McFarland
9 Elect Donna S. Morea Mgmt For For For
10 Elect Steven R. Shane Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Shutterstock, Inc.
Ticker Security ID: Meeting Date Meeting Status
SSTK CUSIP 825690100 06/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas R. Evans Mgmt For For For
1.2 Elect Paul J. Hennessy Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
Smith & Wesson Brands Inc
Ticker Security ID: Meeting Date Meeting Status
SWBI CUSIP 831754106 10/13/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert L. Scott Mgmt For For For
1.2 Elect Michael F. Golden Mgmt For For For
1.3 Elect Anita D. Britt Mgmt For For For
1.4 Elect John B. Furman Mgmt For For For
1.5 Elect Barry M. Monheit Mgmt For For For
1.6 Elect Mitchell A. Saltz Mgmt For For For
1.7 Elect Mark P. Smith Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr Against Abstain Against
Regarding Human
Rights
Policy
________________________________________________________________________________
Sprout Social, Inc.
Ticker Security ID: Meeting Date Meeting Status
SPT CUSIP 85209W109 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Justyn Howard Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SPX Corporation
Ticker Security ID: Meeting Date Meeting Status
SPXC CUSIP 784635104 05/11/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Ruth G. Shaw Mgmt For For For
2 Elect Robert B. Toth Mgmt For For For
3 Elect Angel Willis Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SPX FLOW, Inc.
Ticker Security ID: Meeting Date Meeting Status
FLOW CUSIP 78469X107 05/12/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Majdi B Abulaban Mgmt For For For
2 Elect Anne K. Altman Mgmt For For For
3 Elect Patrick D. Mgmt For For For
Campbell
4 Elect Robert F. Hull, Mgmt For For For
Jr.
5 Elect Marcus G. Michael Mgmt For For For
6 Elect Jonathan M. Pratt Mgmt For For For
7 Elect Sonya M. Roberts Mgmt For For For
8 Elect Suzanne B. Mgmt For For For
Rowland
9 Elect David V. Singer Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Stifel Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SF CUSIP 860630102 05/26/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Adam Berlew Mgmt For For For
1.2 Elect Kathleen Brown Mgmt For For For
1.3 Elect Michael W. Brown Mgmt For For For
1.4 Elect Robert E. Grady Mgmt For For For
1.5 Elect Ronald J. Mgmt For For For
Kruszewski
1.6 Elect Daniel J. Ludeman Mgmt For For For
1.7 Elect Maura A. Markus Mgmt For For For
1.8 Elect David A. Peacock Mgmt For For For
1.9 Elect Thomas W. Weisel Mgmt For For For
1.10 Elect Michael J. Mgmt For For For
Zimmerman
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
SVMK Inc.
Ticker Security ID: Meeting Date Meeting Status
SVMK CUSIP 78489X103 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Susan L. Decker Mgmt For For For
1.2 Elect David A. Ebersman Mgmt For For For
1.3 Elect Erika H. James Mgmt For For For
1.4 Elect Sheryl K. Mgmt For For For
Sandberg
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
4 Shareholder Proposal ShrHoldr N/A For N/A
Regarding Board
Declassification
________________________________________________________________________________
Synaptics Inc
Ticker Security ID: Meeting Date Meeting Status
SYNA CUSIP 87157D109 10/27/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Nelson C. Chan Mgmt For For For
2 Elect Susan J. Hardman Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Ratification of Auditor Mgmt For For For
5 Amendment to the 2019 Mgmt For For For
Equity and Incentive
Compensation
Plan
________________________________________________________________________________
Syndax Pharmaceuticals, Inc.
Ticker Security ID: Meeting Date Meeting Status
SNDX CUSIP 87164F105 05/13/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jennifer Jarrett Mgmt For For For
1.2 Elect William Meury Mgmt For For For
2 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Synovus Financial Corp.
Ticker Security ID: Meeting Date Meeting Status
SNV CUSIP 87161C501 04/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Tim E. Bentsen Mgmt For For For
2 Elect Kevin S. Blair Mgmt For For For
3 Elect F. Dixon Brooke Mgmt For For For
Jr.
4 Elect Stephen T. Butler Mgmt For For For
5 Elect Elizabeth W. Camp Mgmt For For For
6 Elect Pedro Cherry Mgmt For For For
7 Elect Diana M. Murphy Mgmt For For For
8 Elect Harris Pastides Mgmt For For For
9 Elect Joseph J. Mgmt For For For
Prochaska,
Jr.
10 Elect John L. Mgmt For For For
Stallworth
11 Elect Kessel D. Mgmt For For For
Stelling
12 Elect Barry L. Storey Mgmt For For For
13 Elect Teresa White Mgmt For For For
14 Approval of the 2021 Mgmt For For For
Employee Stock
Purchase
Plan
15 Approval of the 2021 Mgmt For For For
Director Stock
Purchase
Plan
16 Approval of the 2021 Mgmt For For For
Omnibus
Plan
17 Advisory Vote on Mgmt For For For
Executive
Compensation
18 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Tandem Diabetes Care, Inc.
Ticker Security ID: Meeting Date Meeting Status
TNDM CUSIP 875372203 05/18/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dick P. Allen Mgmt For For For
2 Elect Rebecca B. Mgmt For For For
Robertson
3 Elect Rajwant S. Sodhi Mgmt For For For
4 Ratification of Auditor Mgmt For For For
5 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Tetra Tech, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTEK CUSIP 88162G103 02/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Dan L. Batrack Mgmt For For For
2 Elect Gary R. Mgmt For For For
Birkenbeuel
3 Elect Patrick C. Haden Mgmt For For For
4 Elect J. Christopher Mgmt For For For
Lewis
5 Elect Joanne M. Maguire Mgmt For For For
6 Elect Kimberly E. Mgmt For For For
Ritrievi
7 Elect J. Kenneth Mgmt For For For
Thompson
8 Elect Kirsten M. Volpi Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
TG Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
TGTX CUSIP 88322Q108 06/16/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Laurence N. Mgmt For Withhold Against
Charney
1.2 Elect Yann Echelard Mgmt For Withhold Against
1.3 Elect William J. Mgmt For Withhold Against
Kennedy
1.4 Elect Kenneth Hoberman Mgmt For Withhold Against
1.5 Elect Daniel Hume Mgmt For Withhold Against
1.6 Elect Sagar Lonial Mgmt For Withhold Against
1.7 Elect Michael S. Weiss Mgmt For Withhold Against
2 Increase in Authorized Mgmt For For For
Common
Stock
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
The Simply Good Foods Company
Ticker Security ID: Meeting Date Meeting Status
SMPL CUSIP 82900L102 01/21/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Robert G. Mgmt For For For
Montgomery
1.2 Elect Joseph E. Scalzo Mgmt For For For
1.3 Elect Joseph J. Schena Mgmt For For For
1.4 Elect James D. White Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Theravance Biopharma, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBPH CUSIP G8807B106 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Eran Broshy Mgmt For For For
2 Elect Laurie Smaldone Mgmt For For For
Alsup
3 Elect Burton G. Malkiel Mgmt For For For
4 Elect Deepika R. Mgmt For For For
Pakianathan
5 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Thor Industries, Inc.
Ticker Security ID: Meeting Date Meeting Status
THO CUSIP 885160101 12/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Andrew E. Graves Mgmt For For For
1.2 Elect Amelia A. Mgmt For For For
Huntington
1.3 Elect Wilson R. Jones Mgmt For For For
1.4 Elect Christopher J. Mgmt For For For
Klein
1.5 Elect J. Allen Kosowsky Mgmt For For For
1.6 Elect Robert W. Martin Mgmt For For For
1.7 Elect Peter B. Orthwein Mgmt For For For
1.8 Elect Jan H. Suwinski Mgmt For For For
1.9 Elect James L. Ziemer Mgmt For For For
1.10 Elect William J. Kelley Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
TopBuild Corp.
Ticker Security ID: Meeting Date Meeting Status
BLD CUSIP 89055F103 05/03/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Alec C. Covington Mgmt For For For
2 Elect Robert Buck Mgmt For For For
3 Elect Carl T. Camden Mgmt For For For
4 Elect Joseph S. Cantie Mgmt For For For
5 Elect Tina M. Mgmt For For For
Donikowski
6 Elect Mark A. Petrarca Mgmt For For For
7 Elect Nancy M. Taylor Mgmt For For For
8 Ratification of Auditor Mgmt For For For
9 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Trex Company, Inc.
Ticker Security ID: Meeting Date Meeting Status
TREX CUSIP 89531P105 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect James E. Cline Mgmt For For For
2 Elect Bryan Fairbanks Mgmt For For For
3 Elect Gena C. Lovett Mgmt For For For
4 Elect Patricia B. Mgmt For For For
Robinson
5 Advisory Vote on Mgmt For For For
Executive
Compensation
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Triumph Bancorp, Inc.
Ticker Security ID: Meeting Date Meeting Status
TBK CUSIP 89679E300 04/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Carlos M. Mgmt For For For
Sepulveda
2 Elect Aaron P. Graft Mgmt For For For
3 Elect Charles A. Mgmt For For For
Anderson
4 Elect Richard Davis Mgmt For For For
5 Elect Michael P. Mgmt For For For
Rafferty
6 Elect C Todd Sparks Mgmt For For For
7 Elect Debra A. Bradford Mgmt For For For
8 Elect Laura Easley Mgmt For For For
9 Elect Frederick P. Mgmt For For For
Perpall
10 Elect Maribess L. Mgmt For For For
Miller
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Turning Point Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
TPTX CUSIP 90041T108 06/02/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Simeon J. George Mgmt For For For
1.2 Elect Carol Gallagher Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
4 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Ultragenyx Pharmaceutical Inc.
Ticker Security ID: Meeting Date Meeting Status
RARE CUSIP 90400D108 06/24/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Deborah Dunsire Mgmt For For For
2 Elect Michael A. Mgmt For For For
Narachi
3 Ratification of Auditor Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Varonis Systems, Inc.
Ticker Security ID: Meeting Date Meeting Status
VRNS CUSIP 922280102 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Gili Iohan Mgmt For For For
1.2 Elect Rachel Mgmt For For For
Prishkolnik
1.3 Elect Ofer Segev Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Veracyte, Inc.
Ticker Security ID: Meeting Date Meeting Status
VCYT CUSIP 92337F107 06/07/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Muna Bhanji Mgmt For For For
1.2 Elect John L. Bishop Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Verra Mobility Corporation
Ticker Security ID: Meeting Date Meeting Status
VRRM CUSIP 92511U102 05/25/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Jacob Kotzubei Mgmt For For For
1.2 Elect Michael P. Huerta Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Western Alliance Bancorporation
Ticker Security ID: Meeting Date Meeting Status
WAL CUSIP 957638109 06/15/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Bruce Beach Mgmt For For For
2 Elect Juan R. Figuereo Mgmt For For For
3 Elect Howard N. Gould Mgmt For For For
4 Elect Steven J. Hilton Mgmt For For For
5 Elect Marianne Boyd Mgmt For For For
Johnson
6 Elect Robert P. Latta Mgmt For For For
7 Elect Adriane C. Mgmt For For For
McFetridge
8 Elect Michael Patriarca Mgmt For For For
9 Elect Robert G. Sarver Mgmt For For For
10 Elect Bryan Segedi Mgmt For For For
11 Elect Donald D. Snyder Mgmt For For For
12 Elect Sung Won Sohn Mgmt For For For
13 Elect Kenneth A. Mgmt For For For
Vecchione
14 Advisory Vote on Mgmt For For For
Executive
Compensation
15 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Wingstop Inc.
Ticker Security ID: Meeting Date Meeting Status
WING CUSIP 974155103 05/27/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles R. Mgmt For For For
Morrison
1.2 Elect Kate S. Lavelle Mgmt For For For
1.3 Elect Kilandigalu M. Mgmt For For For
Madati
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Wolverine World Wide, Inc.
Ticker Security ID: Meeting Date Meeting Status
WWW CUSIP 978097103 05/06/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Roxane Divol Mgmt For For For
2 Elect Brenda J. Mgmt For For For
Lauderback
3 Elect David W. Mgmt For For For
McCreight
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Ratification of Auditor Mgmt For For For
6 Amendment to the Stock Mgmt For For For
Incentive Plan of
2016
________________________________________________________________________________
Y-mAbs Therapeutics, Inc.
Ticker Security ID: Meeting Date Meeting Status
YMAB CUSIP 984241109 06/10/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Thomas Gad Mgmt For For For
1.2 Elect Claus J Moller Mgmt For For For
1.3 Elect Johan Mgmt For For For
Wedell-Wedellsborg
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For Against Against
Executive
Compensation
4 Frequency of Advisory Mgmt 1 Year 1 Year For
Vote on Executive
Compensation
________________________________________________________________________________
YETI Holdings, Inc.
Ticker Security ID: Meeting Date Meeting Status
YETI CUSIP 98585X104 05/20/2021 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Tracey D. Brown Mgmt For For For
1.2 Elect Alison Dean Mgmt For For For
1.3 Elect David L. Schnadig Mgmt For For For
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
Fund Name: Hartford MidCap Growth HLS Fund
Effective after the close of business on September 18, 2020, Hartford MidCap Growth HLS Fund merged into Hartford MidCap HLS Fund
(a series of Hartford Series Fund, Inc.).
________________________________________________________________________________
ABIOMED, Inc.
Ticker Security ID: Meeting Date Meeting Status
ABMD CUSIP 003654100 08/12/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Dorothy E. Puhy Mgmt For For For
1.2 Elect Paul G. Thomas Mgmt For For For
1.3 Elect Christopher D. Mgmt For For For
Van
Gorder
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Bio-Techne Corp
Ticker Security ID: Meeting Date Meeting Status
TECH CUSIP 09073M104 10/29/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Change in Board Size Mgmt For For For
2 Elect Robert V. Mgmt For For For
Baumgartner
3 Elect Julie L. Bushman Mgmt For For For
4 Elect John L. Higgins Mgmt For For For
5 Elect Joseph D. Keegan Mgmt For For For
6 Elect Charles R. Mgmt For For For
Kummeth
7 Elect Roeland Nusse Mgmt For For For
8 Elect Alpna H. Seth Mgmt For For For
9 Elect Randolph C. Steer Mgmt For For For
10 Elect Rupert Vessey Mgmt For For For
11 Advisory Vote on Mgmt For For For
Executive
Compensation
12 Amendment to the 2010 Mgmt For For For
Equity Incentive
Plan
13 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Electronic Arts Inc.
Ticker Security ID: Meeting Date Meeting Status
EA CUSIP 285512109 08/06/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Leonard S. Mgmt For For For
Coleman,
Jr.
2 Elect Jay C. Hoag Mgmt For For For
3 Elect Jeffrey T. Huber Mgmt For For For
4 Elect Lawrence F. Mgmt For For For
Probst
III
5 Elect Talbott Roche Mgmt For For For
6 Elect Richard A. Mgmt For For For
Simonson
7 Elect Luis A. Ubinas Mgmt For For For
8 Elect Heidi J. Mgmt For For For
Ueberroth
9 Elect Andrew Wilson Mgmt For For For
10 Advisory Vote on Mgmt For For For
Executive
Compensation
11 Ratification of Auditor Mgmt For For For
12 Shareholder Proposal ShrHoldr Against Against For
Regarding Right to
Act by Written
Consent
________________________________________________________________________________
Freshpet, Inc.
Ticker Security ID: Meeting Date Meeting Status
FRPT CUSIP 358039105 09/24/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect Charles A. Norris Mgmt For For For
1.2 Elect Leta D. Priest Mgmt For For For
1.3 Elect Olu Beck Mgmt For For For
1.4 Elect William B. Cyr Mgmt For For For
2 Ratification of Auditor Mgmt For For For
3 Advisory Vote on Mgmt For For For
Executive
Compensation
4 Elimination of Mgmt For For For
Supermajority
Requirement
5 Amendment to the 2014 Mgmt For For For
Omnibus Incentive
Plan
________________________________________________________________________________
Hamilton Lane Incorporated
Ticker Security ID: Meeting Date Meeting Status
HLNE CUSIP 407497106 09/03/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1.1 Elect David J. Berkman Mgmt For For For
1.2 Elect O. Griffith Mgmt For For For
Sexton
2 Advisory Vote on Mgmt For For For
Executive
Compensation
3 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Icon Plc
Ticker Security ID: Meeting Date Meeting Status
ICLR CUSIP G4705A100 07/21/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Mary Pendergast Mgmt For For For
2 Elect Hugh Brady Mgmt For For For
3 Elect Ronan Murphy Mgmt For For For
4 Elect Julie O'Neill Mgmt For For For
5 Accounts and Reports Mgmt For For For
6 Authority to Set Mgmt For For For
Auditor's
Fees
7 Authority to Issue Mgmt For For For
Shares w/ Preemptive
Rights
8 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights
9 Authority to Issue Mgmt For For For
Shares w/o Preemptive
Rights (Specified
Capital
Investment)
10 Authority to Mgmt For For For
Repurchase
Shares
11 Issuance of Treasury Mgmt For For For
Shares
________________________________________________________________________________
Ii-Vi Inc.
Ticker Security ID: Meeting Date Meeting Status
IIVI CUSIP 902104108 11/09/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Joseph J. Mgmt For For For
Corasanti
2 Elect Patricia A. Mgmt For For For
Hatter
3 Elect Marc Y.E. Pelaez Mgmt For For For
4 Advisory Vote on Mgmt For For For
Executive
Compensation
5 Amendment to the 2018 Mgmt For For For
Omnibus Incentive
Plan
6 Ratification of Auditor Mgmt For For For
________________________________________________________________________________
Microchip Technology Incorporated
Ticker Security ID: Meeting Date Meeting Status
MCHP CUSIP 595017104 08/18/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Steve Sanghi Mgmt For For For
2 Elect Matthew W. Mgmt For For For
Chapman
3 Elect L. B. Day Mgmt For For For
4 Elect Esther L. Johnson Mgmt For For For
5 Elect Wade F. Meyercord Mgmt For For For
6 Ratification of Auditor Mgmt For For For
7 Advisory Vote on Mgmt For For For
Executive
Compensation
________________________________________________________________________________
Take-Two Interactive Software, Inc.
Ticker Security ID: Meeting Date Meeting Status
TTWO CUSIP 874054109 09/16/2020 Voted
Meeting Type Country of Trade
Annual United States
Issue No. Description Proponent Mgmt Rec Vote Cast For/Against
Mgmt
1 Elect Strauss Zelnick Mgmt For For For
2 Elect Michael Dornemann Mgmt For For For
3 Elect J Moses Mgmt For For For
4 Elect Michael Sheresky Mgmt For For For
5 Elect LaVerne Mgmt For For For
Srinivasan
6 Elect Susan M. Tolson Mgmt For For For
7 Elect Paul Viera Mgmt For For For
8 Elect Roland A. Mgmt For For For
Hernandez
9 Advisory Vote on Mgmt For For For
Executive
Compensation
10 Amendment to the 2017 Mgmt For For For
Stock Incentive
Plan
11 Ratification of Auditor Mgmt For For For
Fund Name: Hartford US Government Securities HLS Fund
Effective after the close of business on September 25, 2020, Hartford U.S. Government Securities HLS Fund merged into Hartford Ultrashort Bond HLS Fund
(a series of Hartford Series Fund, Inc.).
There is no voting activity for Hartford U.S. Government Securities HLS Fund as it did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| | HARTFORD HLS SERIES FUND II, INC. | |
| | | |
| | | |
| Date: August 27, 2021 | By: | /s/ James Davey | |
| | | James E. Davey, President and
Chief Executive Officer | |
