UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 2, 2010
(Exact name of registrant as specified in its charter)
(State of other jurisdiction of incorporation)
0-14710 | | 52-2154066 |
(Commission File Number) | | (IRS Employer Identification No.) |
2910 Seventh Street, Berkeley, California | | 94710 |
(Address of principal executive offices) | | (Zip code) |
Registrant's telephone number, including area code | | (510) 204-7200 |
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
o | Soliciting material pursuant to Rule 14A-12 under the Exchange Act (17 CFR 240.14a-12) |
o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR.14d-2(b)) |
o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
On February 2, 2010, XOMA Ltd. (the “Company”) filed a Form 8-K under Item 1.01 to report the entry into a definitive agreement with Lazard Capital Markets LLC to sell 42,000,000 units, each consisting of one of the Company’s common shares and a warrant to purchase 0.45 of a common share, for gross proceeds of $21.0 million. The opinion of Conyers Dill & Pearman relating to such transaction is attached hereto as Exhibit 5.1 ..
(d) Exhibits.
Exhibit Number | Description |
| |
5.1 | Legal Opinion of Conyers Dill & Pearman |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
XOMA LTD. |
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By: /s/ Christopher J. Margolin Christopher J. Margolin Vice President, General Counsel and Secretary |
Date: February 3, 2010
EXHIBIT INDEX
Number | Description |
| |
5.1 | Legal Opinion of Conyers Dill & Pearman |