UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K/A
Amendment No. 1
Current Report
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 10, 2009
OPPENHEIMER HOLDINGS INC.
(Exact name of registrant as specified in its charter)
Commission File Number: 1-12043
Ontario, Canada |
| 98-0080034 |
(State or other jurisdiction of |
| (IRS Employer |
incorporation) |
| Identification No.) |
PO Box 2015, Suite 1110
20 Eglinton Avenue West
Toronto Ontario Canada M4R 1K8
(Address of principal executive offices, including zip code)
(416) 322-1515
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[X] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Explanatory Note
The original filing includedan incorrect reference to Class B non-voting share in the press release attached as Exhibit 99.1 thereto. The Class B shares are Class B voting shares.A corrected press release appears as an exhibit hereto.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Oppenheimer Holdings Inc. Amended Press Release dated March 11, 2009
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Oppenheimer Holdings Inc. | ||||
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Date: March 11, 2009 | By: |
| /s/ E.K. Roberts | ||
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| E.K. Roberts |
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| President and Treasurer (Duly Authorized Officer and Principal Financial Officer) |
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EXHIBIT INDEX
Exhibit No.
Description
99.1
Oppenheimer Holdings Inc. Amended Press Release issued March 11, 2009