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S-3 Filing
Oppenheimer (OPY) S-3Shelf registration
Filed: 16 Jun 11, 12:00am
95-3571558 | ||
(State of incorporation if not a U.S. national bank) | (I.R.S. employer identification no.) | |
700 South Flower Street | ||
Suite 500 | ||
Los Angeles, California | 90017 | |
(Address of principal executive offices) | (Zip code) |
Delaware | 98-0080034 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. employer identification no.) | |
125 Broad Street New York, New York | 10004 (Zip Code) | |
(Address of principal executive offices) |
Delaware | 76-0148280 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. employer identification no.) | |
125 Broad Street New York, New York | 10004 (Zip Code) | |
(Address of principal executive offices) |
Delaware | 98-0100459 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. employer identification no.) | |
125 Broad Street New York, New York | 10004 (Zip Code) | |
(Address of principal executive offices) |
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1. | General information. |
(a) | Name and address of each examining or supervising authority to which it is subject. |
Name | Address | |||
Comptroller of the Currency | ||||
United States Department of the Treasury | Washington, D.C. 20219 | |||
Federal Reserve Bank | San Francisco, California 94105 | |||
Federal Deposit Insurance Corporation | Washington, D.C. 20429 |
(b) | Whether it is authorized to exercise corporate trust powers. | ||
Yes. |
2. | Affiliations with the Obligor. | |
None of the obligors is an affiliate of the trustee. | ||
3-15. | Not applicable. | |
16. | List of Exhibits. | |
Exhibits identified in parentheses below, on file with the Commission, are incorporated herein by reference as an exhibit hereto, pursuant to Rule 7a-29 under the Trust Indenture Act of 1939 (the “Act”) and 17 C.F.R. 229.10(d). |
1. | A copy of the articles of association of The Bank of New York Mellon Trust Company, N.A. (Exhibit 1 to Form T-1 filed with Registration Statement No. 333-121948 and Exhibit 1 to Form T-1 filed with Registration Statement No. 333-152875). | ||
2. | A copy of certificate of authority of the trustee to commence business. (Exhibit 2 to Form T-1 filed with Registration Statement No. 333-121948). | ||
3. | A copy of the authorization of the trustee to exercise corporate trust powers. (Exhibit 3 to Form T-1 filed with Registration Statement No. 333-152875). | ||
4. | A copy of the existing by-laws of the trustee. (Exhibit 4 to Form T-1 filed with Registration Statement No. 333-152875). | ||
6. | The consent of the trustee required by Section 321(b) of the Act. | ||
7. | A copy of the latest report of condition of the trustee published pursuant to law or the requirements of its supervising or examining authority. |
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THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | ||||
By: | /s/ Beth Mellinger | |||
Name: | Beth Mellinger | |||
Title: | Agent |
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. | ||||
By: | /s/ Beth Mellinger | |||
Name: | Beth Mellinger | |||
Title: | Agent |
Dollar Amounts | ||||||||
in Thousands | ||||||||
ASSETS | ||||||||
Cash and balances due from depository institutions: | ||||||||
Noninterest-bearing balances and currency and coin | 1,466 | |||||||
Interest-bearing balances | 152 | |||||||
Securities: | ||||||||
Held-to-maturity securities | 0 | |||||||
Available-for-sale securities | 786,518 | |||||||
Federal funds sold and securities purchased under agreements to resell: | ||||||||
Federal funds sold | 73,000 | |||||||
Securities purchased under agreements to resell | 0 | |||||||
Loans and lease financing receivables: | ||||||||
Loans and leases held for sale | 0 | |||||||
Loans and leases, net of unearned income | 0 | |||||||
LESS: Allowance for loan and lease losses | 0 | |||||||
Loans and leases, net of unearned income and allowance | 0 | |||||||
Trading assets | 0 | |||||||
Premises and fixed assets (including capitalized leases) | 8,911 | |||||||
Other real estate owned | 0 | |||||||
Investments in unconsolidated subsidiaries and associated companies | 1 | |||||||
Direct and indirect investments in real estate ventures | 0 | |||||||
Intangible assets: | ||||||||
Goodwill | 856,313 | |||||||
Other intangible assets | 209,097 | |||||||
Other assets | 149,803 | |||||||
Total assets | $ | 2,085,261 | ||||||
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Dollar Amounts | ||||||||
in Thousands | ||||||||
LIABILITIES | ||||||||
Deposits: | ||||||||
In domestic offices | 500 | |||||||
Noninterest-bearing | 500 | |||||||
Interest-bearing | 0 | |||||||
Not applicable | ||||||||
Federal funds purchased and securities sold under agreements to repurchase: | ||||||||
Federal funds purchased | 0 | |||||||
Securities sold under agreements to repurchase | 0 | |||||||
Trading liabilities | 0 | |||||||
Other borrowed money: | ||||||||
(includes mortgage indebtedness and obligations under capitalized leases) | 268,691 | |||||||
Not applicable | ||||||||
Not applicable | ||||||||
Subordinated notes and debentures | 0 | |||||||
Other liabilities | 229,106 | |||||||
Total liabilities | 498,297 | |||||||
Not applicable | ||||||||
EQUITY CAPITAL | ||||||||
Perpetual preferred stock and related surplus | 0 | |||||||
Common stock | 1,000 | |||||||
Surplus (exclude all surplus related to preferred stock) | 1,121,520 | |||||||
Not available | ||||||||
Retained earnings | 463,627 | |||||||
Accumulated other comprehensive income | 817 | |||||||
Other equity capital components | 0 | |||||||
Not available | ||||||||
Total bank equity capital | 1,586,964 | |||||||
Noncontrolling (minority) interests in consolidated subsidiaries | 0 | |||||||
Total equity capital | 1,586,964 | |||||||
Total liabilities and equity capital | 2,085,261 | |||||||
Timothy Vara, President | ) | |||||||
Frank P. Sulzberger, MD | ) | Directors (Trustees) | ||||||
William D. Lindelof, MD | ) |
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