UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): October 29, 2019
(Exact Name of Registrant as Specified in Charter)
| | | | | |
Tennessee
| | 001-11595
| | 62-0873631
|
(State or Other Jurisdiction
of Incorporation) | | (Commission File Number) | | (IRS Employer
Identification No.) |
1725 Shepherd Road
Chattanooga, Tennessee 37421
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (423) 899-5898
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
| | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐
| | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐
| | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐
| | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| | | |
| | Title of each class | Trading Symbol | Name of each exchange on which registered |
| | Common Stock
| ASTE
| The NASDAQ Stock Market LLC
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 2.02. Results of Operations and Financial Condition
On October 29, 2019 Astec Industries, Inc. (the “Company”) reported results of operations for the three and six-month periods ended September 30, 2019. The press release attached as Exhibit 99.1 includes additional information regarding the foregoing and is incorporated herein by reference.
Item 7.01. Regulation FD Disclosure
On October 29, 2019, the Company will hold a live audio webcast to discuss its financial results for the three and nine-month periods ended September 30, 2019. In connection with the webcast, the Company is furnishing to the U.S. Securities and Exchange Commission the following documents attached as exhibits to this Current Report on Form 8-K and incorporated by reference to this Item 7.01: the slide presentation attached as Exhibit 99.2 hereto.
Item 9.01. Financial Statements and Exhibits
| | 99.1 | Press release dated October 29, 2019 issued by the Company |
| | 99.2
| Slide Presentation
|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| | | | |
| | Astec Industries, Inc. (Registrant) |
| | | |
| Date: October 29, 2019 | By: | | /s/ David C. Silvious |
| | | | David C. Silvious |
| | | | Chief Financial Officer, Vice President and Treasurer |
| 99.1 | Earnings release dated October 29, 2019 issued by the Company |
| 99.2 | Slide Presentation
|
