UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended July 2, 2005 | | Commission file number 000-14742 |
CANDELA CORPORATION
(Exact name of registrant as specified in its charter)
Delaware | | 04-2477008 |
(State or other jurisdiction of incorporation or organization) | | (I.R.S. Employer Identification No.) |
| | |
530 Boston Post Road, Wayland, Massachusetts | | 01778 |
(Address of principal executive offices) | | (Zip Code) |
Registrant’s telephone number, including area code 508-358-7400
Securities registered pursuant to Section 12(b) of the Act: None
Securities registered pursuant to section 12(g) of the Act:
Common Stock, $.01 par value per share
(Title of Class)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the proceeding 12 months (or for such shorter period than the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ý No o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. o
Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule12b-2 of the Exchange Act) Yes ý No o
Indicate by check mark whether the registrant is a shell company (as defined in Rule12b-2 of the Exchange Act) Yes o No ý
The aggregate market value of the registrant’s voting and non-voting stock, held by non-affiliates of the registrant as of September 23, 2005, based upon the closing price of such stock on the NASDAQ Stock Market on that date, was $9.63. As of September 23, 2005, 22,678,523 shares of the registrant’s common stock, $.01 par value, were issued and outstanding.
DOCUMENTS INCORPORATED BY REFERENCE: Not applicable
EXPLANATORY NOTE
We are filing this form 10-K/A Amendment No. 1 to correct administrative errors in the content of Exhibits 31.1 and 31.2 to our Annual Report on Form 10-K for the fiscal year ended July 2, 2005 as filed on September 30, 2005.
Part IV
Item 15. Exhibits and Financial Statement Schedules.
(3) Exhibits filed herewith:
31.1 Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer
31.2 Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this Form 10-K/A Amendment No. 1 to our Annual Report on Form 10-K to be signed on its behalf by the undersigned, thereunto duly authorized, on October 18, 2005.
| | | CANDELA CORPORATION |
| | | |
| | | By: | /s/ Gerard E. Puorro | |
| | | | Gerard E. Puorro, President, |
| | | | Chief Executive Officer and Director |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Signature | | Title | | Date |
| | | | |
/s/ Gerard E. Puorro | | President, Chief Executive Officer, and Director | | October 18, 2005 |
Gerard E. Puorro | | (Principal Executive Officer) | | |
| | | | |
/s/ F. Paul Broyer | | Senior Vice President of Finance and Administration, | | October 18, 2005 |
F. Paul Broyer | | Chief Financial Officer | | |
| | | | |
/s/ Kenneth D. Roberts | | Chairman of the Board of Directors | | October 18, 2005 |
Kenneth D. Roberts | | | | |
| | | | |
/s/ Nancy Nager | | Director | | October 18, 2005 |
Nancy Nager | | | | |
| | | | |
/s/ Douglas W. Scott | | Director | | October 18, 2005 |
Douglas W. Scott | | | | |
| | | | |
/s/ Ben Bailey, III | | Director | | October 18, 2005 |
Ben Bailey, III | | | | |
| | | | |
/s/ George Abe | | Director | | October 18, 2005 |
George Abe | | | | |
| | | | |
/s/ Eric Bernstein | | Director | | October 18, 2005 |
Eric Bernstein | | | | |
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EXHIBIT INDEX
31.1 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2 Certification pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
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