Capital Appreciation Fund | 07/01/2004 - 06/30/2005 |
ICA File Number: 811-04519 |
Reporting Period: 07/01/2004 - 06/30/2005 |
T. Rowe Price Capital Appreciation Fund |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-04519 |
T. Rowe Price Capital Appreciation Fund |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Joseph A. Carrier |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: (410) 345-2653 |
Date of fiscal year end: 12/31 |
Date of reporting period: 7/1/04 to 6/30/05 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Capital Appreciation Fund |
By (Signature and Title) /s/ Joseph A. Carrier |
Joseph A. Carrier, Vice-President |
Date August 29, 2005 |
========================== CAPITAL APPRECIATION FUND =========================== |
ALCOA INC. | ||
Ticker: AA | Security ID: 013817101 | |
Meeting Date: | APR 22, 2005 | Meeting Type: Annual |
Record Date: | JAN 24, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph T. Gorman | For | For | Management |
1.2 | Elect Director Klaus Kleinfeld | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ALTRIA GROUP, INC. | ||
Ticker: MO | Security ID: 02209S103 | |
Meeting Date: | APR 28, 2005 | Meeting Type: Annual |
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Elizabeth E. Bailey | For | For | Management |
1.2 | Elect Director Harold Brown | For | For | Management |
1.3 | Elect Director Mathis Cabiallavetta | For | For | Management |
1.4 | Elect Director Louis C. Camilleri | For | For | Management |
1.5 | Elect Director J. Dudley Fishburn | For | For | Management |
1.6 | Elect Director Robert E. R. Huntley | For | For | Management |
1.7 | Elect Director Thomas W. Jones | For | Withhold | Management |
1.8 | Elect Director George Munoz | For | For | Management |
1.9 | Elect Director Lucio A. Noto | For | For | Management |
1.10 | Elect Director John S. Reed | For | For | Management |
1.11 | Elect Director Carlos Slim Helu | For | For | Management |
1.12 | Elect Director Stephen M. Wolf | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Amend Non-Employee Director Stock Option | For | For | Management |
Plan | ||||
4 | Ratify Auditors | For | For | Management |
5 | Eliminate Animal Testing | Against | Against | Shareholder |
6 | Product Warnings for Pregnant Women | Against | Against | Shareholder |
7 | Cease Use of Light and Ultra Light in | Against | Against | Shareholder |
Cigarette Marketing | ||||
8 | Apply Fire Safety Standards for | Against | Against | Shareholder |
Cigarettes | ||||
AMERADA HESS CORP. | ||
Ticker: AHC | Security ID: 023551104 | |
Meeting Date: | MAY 4, 2005 | Meeting Type: Annual |
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edith E. Holiday | For | For | Management |
1.2 | Elect Director John J. O' Connor | For | For | Management |
1.3 | Elect Director F. Borden Walker | For | For | Management |
1.4 | Elect Director Robert N. Wilson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
AMERISOURCEBERGEN CORP | ||
Ticker: ABC | Security ID: 03073E105 | |
Meeting Date: | MAR 4, 2005 | Meeting Type: Annual |
Record Date: | JAN 10, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rodney H. Brady | For | For | Management |
1.2 | Elect Director Charles H. Cotros | For | For | Management |
1.3 | Elect Director Jane E. Henney, M.D. | For | For | Management |
1.4 | Elect Director R. David Yost | For | For | Management |
2 | Ratify Auditors | For | For | Management |
ASSURANT INC | ||
Ticker: AIZ | Security ID: 04621X108 | |
Meeting Date: | JUN 2, 2005 | Meeting Type: Annual |
Record Date: | APR 12, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect | Director John Michael Palms Ph.D., | For | For | Management |
D. Sc. | |||||
1.2 | Elect | Director J. Kerry Clayton | For | For | Management |
1.3 | Elect | Director Dr. Robert J. Blendon, | For | For | Management |
Sc.D. | |||||
1.4 | Elect | Director Beth L. Bronner | For | For | Management |
2 | Ratify Auditors | For | For | Management | |
BAKER HUGHES INCORPORATED | ||
Ticker: BHI | Security ID: 057224107 | |
Meeting Date: | APR 28, 2005 | Meeting Type: Annual |
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Larry D. Brady | For | For | Management |
1.2 | Elect Director Clarence P. Cazalot, Jr. | For | Withhold | Management |
1.3 | Elect Director Anthony G. Fernandes | For | For | Management |
1.4 | Elect Director J. Larry Nichols | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Act on Shareholder Resolutions that | Against | For | Shareholder |
Receive Majority Support | ||||
BAXTER INTERNATIONAL INC. | ||
Ticker: BAX | Security ID: 071813109 | |
Meeting Date: | MAY 3, 2005 | Meeting Type: Annual |
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Blake E. Devitt | For | For | Management |
1.2 | Elect Director Joseph B. Martin, M.D., | For | For | Management |
Ph. D. | ||||
1.3 | Elect Director Robert L. Parkinson, Jr. | For | For | Management |
1.4 | Elect Director Thomas T. Stallkamp | For | For | Management |
1.5 | Elect Director Albert P.L. Stroucken | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Restore or Provide for Cumulative Voting | Against | For | Shareholder |
4 | Prohibit Auditor from Providing Non-Audit | Against | Against | Shareholder |
Services | ||||
5 | Declassify the Board of Directors | None | For | Shareholder |
BOSTON SCIENTIFIC CORP. | ||
Ticker: BSX | Security ID: 101137107 | |
Meeting Date: | MAY 10, 2005 | Meeting Type: Annual |
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ray J. Groves | For | For | Management |
1.2 | Elect Director Peter M. Nicholas | For | For | Management |
1.3 | Elect Director Warren B. Rudman | For | For | Management |
1.4 | Elect Director James R. Tobin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
BOWATER INC. | ||
Ticker: BOW | Security ID: 102183100 | |
Meeting Date: | MAY 11, 2005 | Meeting Type: Annual |
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Francis J. Aguilar | For | Withhold | Management |
1.2 | Elect Director John A. Rolls | For | For | Management |
1.3 | Elect Director L. Jacques Menard | For | For | Management |
2 | Ratify Auditors | For | For | Management |
BRISTOL-MYERS SQUIBB CO. | ||
Ticker: BMY | Security ID: 110122108 | |
Meeting Date: | MAY 3, 2005 | Meeting Type: Annual |
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director V.D. Coffman | For | For | Management |
1.2 | Elect Director J.M. Cornelius | For | For | Management |
1.3 | Elect Director P.R. Dolan | For | For | Management |
1.4 | Elect Director E.V. Futter | For | For | Management |
1.5 | Elect Director L.V. Gershtner, Jr. | For | For | Management |
1.6 | Elect Director L. Johansson | For | For | Management |
1.7 | Elect Director L.W. Sullivan | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Articles to Eliminate Certain | For | For | Management |
Supermajority Vote Requirements | ||||
4 | Report on Political Contributions | Against | Against | Shareholder |
5 | Report on Operational Impact of HIV/AIDS, | Against | Against | Shareholder |
TB, and Malaria Pandemic | ||||
6 | Eliminate Animal Testing | Against | Against | Shareholder |
7 | Separate Chairman and CEO Positions | Against | For | Shareholder |
8 | Proposal Regarding Restatement Situations | Against | Against | Shareholder |
9 | Limit/Prohibit Awards to Executives | Against | For | Shareholder |
10 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
BURLINGTON NORTHERN SANTA FE CORP. | ||
Ticker: BNI | Security ID: 12189T104 | |
Meeting Date: | APR 20, 2005 | Meeting Type: Annual |
Record Date: | FEB 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director A.L. Boeckmann | For | For | Management |
1.2 | Elect Director V.S. Martinez | For | Withhold | Management |
1.3 | Elect Director M.F. Racicot | For | Withhold | Management |
1.4 | Elect Director R.S. Roberts | For | For | Management |
1.5 | Elect Director M.K. Rose | For | For | Management |
1.6 | Elect Director M.J. Shapiro | For | For | Management |
1.7 | Elect Director J.C. Watts, Jr. | For | For | Management |
1.8 | Elect Director R.H. West | For | For | Management |
1.9 | Elect Director J.S. Whisler | For | For | Management |
1.10 | Elect Director E.E. Whitacre, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
CARDINAL HEALTH, INC. | ||
Ticker: CAH | Security ID: 14149Y108 | |
Meeting Date: | DEC 8, 2004 | Meeting Type: Annual |
Record Date: | OCT 25, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George H. Conrades | For | For | Management |
1.2 | Elect Director Robert L. Gerbig | For | For | Management |
1.3 | Elect Director Richard C. Notebaert | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
3 | Declassify the Board of Directors | Against | For | Shareholder |
CHARLES SCHWAB CORP., THE | ||
Ticker: SCH | Security ID: 808513105 | |
Meeting Date: | MAY 19, 2005 | Meeting Type: Annual |
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank C. Herringer | For | For | Management |
1.2 | Elect Director Stephen T. McLin | For | For | Management |
1.3 | Elect Director Charles R. Schwab | For | For | Management |
1.4 | Elect Director Roger O. Walther | For | For | Management |
1.5 | Elect Director Robert N. Wilson | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Declassify the Board of Directors | Against | For | Shareholder |
CHEVRON CORP | ||
Ticker: CVX | Security ID: 166764100 | |
Meeting Date: | APR 27, 2005 | Meeting Type: Annual |
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Samuel H. Armacost | For | For | Management |
1.2 | Elect Director Robert E. Denham | For | For | Management |
1.3 | Elect Director Robert J. Eaton | For | For | Management |
1.4 | Elect Director Sam Ginn | For | For | Management |
1.5 | Elect Director Carla Anderson Hills | For | For | Management |
1.6 | Elect Director Franklyn G. Jenifer | For | For | Management |
1.7 | Elect Director Sam Nunn | For | For | Management |
1.8 | Elect Director David J. O'Reilly | For | For | Management |
1.9 | Elect Director Peter J. Robertson | For | For | Management |
1.10 | Elect Director Charles R. Shoemate | For | For | Management |
1.11 | Elect Director Ronald D. Sugar | For | For | Management |
1.12 | Elect Director Carl Ware | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Limit Executive Compensation | Against | Against | Shareholder |
4 | Submit Severance Agreement | Against | For | Shareholder |
(Change-in-Control) to Shareholder Vote | ||||
5 | Expense Stock Options | Against | Against | Shareholder |
6 | Eliminate Animal Testing | Against | Against | Shareholder |
7 | Report on Drilling in Protected Areas | Against | Against | Shareholder |
8 | Report on Remediation Programs in Ecuador | Against | Against | Shareholder |
COCA-COLA COMPANY, THE | ||
Ticker: KO | Security ID: 191216100 | |
Meeting Date: | APR 19, 2005 | Meeting Type: Annual |
Record Date: | FEB 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Herbert A. Allen | For | For | Management |
1.2 | Elect Director Ronald W. Allen | For | For | Management |
1.3 | Elect Director Cathleen P. Black | For | For | Management |
1.4 | Elect Director Warren E. Buffett | For | For | Management |
1.5 | Elect Director Barry Diller | For | For | Management |
1.6 | Elect Director E. Neville Isdell | For | For | Management |
1.7 | Elect Director Donald R. Keough | For | For | Management |
1.8 | Elect Director Maria Elena Lagomasino | For | For | Management |
1.9 | Elect Director Donald F. McHenry | For | For | Management |
1.10 | Elect Director Sam Nunn | For | For | Management |
1.11 | Elect Director J. Pedro Reinhard | For | For | Management |
1.12 | Elect Director James D. Robinson III | For | For | Management |
1.13 | Elect Director Peter V. Ueberroth | For | For | Management |
1.14 | Elect Director James B. Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Review Labor Rights in Colmbia | Against | Against | Shareholder |
4 | Performance- Based/Indexed Options | Against | For | Shareholder |
5 | Submit Severance Agreement to Shareholder | Against | For | Shareholder |
Vote | ||||
COMCAST CORP. | ||
Ticker: CMCSA | Security ID: 20030N101 | |
Meeting Date: | JUN 1, 2005 | Meeting Type: Annual |
Record Date: | MAR 24, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director S. Decker Anstrom | For | For | Management |
1.2 | Elect Director Kenneth J. Bacon | For | For | Management |
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management |
1.4 | Elect Director Edward D. Breen | For | For | Management |
1.5 | Elect Director Julian A. Brodsky | For | For | Management |
1.6 | Elect Director Joseph L. Castle, II | For | Withhold | Management |
1.7 | Elect Director Joseph J. Collins | For | For | Management |
1.8 | Elect Director J. Michael Cook | For | For | Management |
1.9 | Elect Director Brian L. Roberts | For | For | Management |
1.10 | Elect Director Ralph J. Roberts | For | For | Management |
1.11 | Elect Director Dr. Judith Rodin | For | For | Management |
1.12 | Elect Director Michael I. Sovern | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Restricted Stock Plan | For | For | Management |
4 | Report on Political Contributions | Against | Against | Shareholder |
5 | Separate Chairman and CEO Positions�� | Against | Against | Shareholder |
6 | Submit Shareholder Rights Plan (Poison | Against | For | Shareholder |
Pill) to Shareholder Vote | ||||
7 | Approve Recapitalization Plan | Against | For | Shareholder |
CSX CORP. | ||
Ticker: CSX | Security ID: 126408103 | |
Meeting Date: | MAY 4, 2005 | Meeting Type: Annual |
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E.E. Bailey | For | For | Management |
1.2 | Elect Director J.B. Breaux | For | For | Management |
1.3 | Elect Director E.J. Kelly, III | For | For | Management |
1.4 | Elect Director R.D. Kunisch | For | For | Management |
1.5 | Elect Director S.J. Morcott | For | For | Management |
1.6 | Elect Director D.M. Ratcliff | For | For | Management |
1.7 | Elect Director C.E. Rice | For | For | Management |
1.8 | Elect Director W.C. Richardson | For | For | Management |
1.9 | Elect Director F.S. Royal | For | For | Management |
1.10 | Elect Director D.J. Shepard | For | For | Management |
1.11 | Elect Director M.J. Ward | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Subject Non-Deductible Executive | Against | Against | Shareholder |
Compensation to Shareholder Vote | ||||
4 | Adopt Simple Majority Vote Requirement | Against | For | Shareholder |
CVS CORPORATION | ||
Ticker: CVS | Security ID: 126650100 | |
Meeting Date: | MAY 12, 2005 | Meeting Type: Annual |
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director W. Don Cornwell | For | For | Management |
1.2 | Elect Director Thomas P. Gerrity | For | For | Management |
1.3 | Elect Director Stanley P. Goldstein | For | For | Management |
1.4 | Elect Director Marian L. Heard | For | For | Management |
1.5 | Elect Director William H. Joyce | For | Withhold | Management |
1.6 | Elect Director Terrence Murray | For | For | Management |
1.7 | Elect Director Sheli Z. Rosenberg | For | For | Management |
1.8 | Elect Director Thomas M. Ryan | For | For | Management |
1.9 | Elect Director Alfred J. Verrecchia | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
4 | Performance- Based/Indexed Options | Against | Against | Shareholder |
5 | Review/Limit Executive Compensation | Against | Against | Shareholder |
DEERE & CO. | ||
Ticker: DE | Security ID: 244199105 | |
Meeting Date: | FEB 23, 2005 | Meeting Type: Annual |
Record Date: | DEC 31, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. Block | For | For | Management |
1.2 | Elect Director T. Kevin Dunnigan | For | For | Management |
1.3 | Elect Director Dipak C. Jain | For | For | Management |
1.4 | Elect Director Joachim Milberg | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
DEVON ENERGY CORP. | ||
Ticker: DVN | Security ID: 25179M103 | |
Meeting Date: | JUN 8, 2005 | Meeting Type: Annual |
Record Date: | APR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John A. Hill | For | For | Management |
1.2 | Elect Director William J. Johnson | For | For | Management |
1.3 | Elect Director Robert A. Mosbacher Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
DOW CHEMICAL COMPANY, THE | ||
Ticker: DOW | Security ID: 260543103 | |
Meeting Date: | MAY 12, 2005 | Meeting Type: Annual |
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jacqueline K. Barton | For | For | Management |
1.2 | Elect Director Anthony J. Carbone | For | For | Management |
1.3 | Elect Director Barbara H. Franklin | For | For | Management |
1.4 | Elect Director Andrew N. Liveris | For | For | Management |
1.5 | Elect Director Harold T. Shapiro | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Persistent Bioaccumulative and | Against | Against | Shareholder |
Toxic Chemicals | ||||
DUKE ENERGY CORP. | ||
Ticker: DUK | Security ID: 264399106 | |
Meeting Date: | MAY 12, 2005 | Meeting Type: Annual |
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roger Agnelli | For | For | Management |
1.2 | Elect Director G. Alex Bernhardt, Sr. | For | For | Management |
1.3 | Elect Director Dennis R. Hendrix | For | For | Management |
1.4 | Elect Director A. Max Lennon | For | For | Management |
2 | Declassify the Board of Directors | For | For | Management |
3 | Ratify Auditors | For | For | Management |
E.I. DU PONT DE NEMOURS & CO. | ||
Ticker: DD | Security ID: 263534109 | |
Meeting Date: APR 27, 2005 | Meeting Type: Annual | |
Record Date: MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alain J.P. Belda | For | For | Management |
1.2 | Elect Director Richard H. Brown | For | For | Management |
1.3 | Elect Director Curtis J. Crawford | For | For | Management |
1.4 | Elect Director John T. Dillon | For | For | Management |
1.5 | Elect Director Louisa C. Duemling | For | For | Management |
1.6 | Elect Director Charles O. Holliday, Jr. | For | For | Management |
1.7 | Elect Director Lois D. Juliber | For | For | Management |
1.8 | Elect Director Masahisa Naitoh | For | For | Management |
1.9 | Elect Director William K. Reilly | For | For | Management |
1.10 | Elect Director H. Rodney Sharp, III | For | For | Management |
1.11 | Elect Director Charles M. Vest | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Government Service of Employees | Against | Against | Shareholder |
4 | Implement ILO Code of Conduct | Against | Against | Shareholder |
5 | Executive Compensation | Against | Against | Shareholder |
6 | Eliminate Animal Testing | Against | Against | Shareholder |
7 | Report on Genetically Modified Organisms | Against | Against | Shareholder |
8 | Performance- Based/Indexed Options | Against | Against | Shareholder |
9 | Report on PFOA Chemical Remediation | Against | Against | Shareholder |
FIRST DATA CORP. | ||
Ticker: FDC | Security ID: 319963104 | |
Meeting Date: | MAY 11, 2005 | Meeting Type: Annual |
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Alison Davis | For | For | Management |
1.2 | Elect Director James D. Robinson III | For | For | Management |
1.3 | Elect Director Bernard L. Schwartz | For | For | Management |
1.4 | Elect Director Arthur F. Weinbach | For | For | Management |
2 | Amend Qualified Employee Stock Purchase | For | For | Management |
Plan | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Outsourcing | Against | Against | Shareholder |
6 | Amend Director/Officer | Against | Against | Shareholder |
Liability/Indemnifications Provisions | ||||
FIRSTENERGY CORPORATION | ||
Ticker: FE | Security ID: 337932107 | |
Meeting Date: | MAY 17, 2005 | Meeting Type: Annual |
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Anthony J. Alexander | For | For | Management |
1.2 | Elect Director Russell W. Maier | For | For | Management |
1.3 | Elect Director Robert N. Pokelwaldt | For | For | Management |
1.4 | Elect Director Wes M. Taylor | For | For | Management |
1.5 | Elect Director Jesse T. Williams, Sr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Political Contributions | Against | Against | Shareholder |
4 | Amend Vote Requirements to Amend | Against | For | Shareholder |
Articles/Bylaws/Charter | ||||
5 | Performance- Based/Indexed Options | Against | Against | Shareholder |
FORTUNE BRANDS, INC. | ||
Ticker: FO | Security ID: 349631101 | |
Meeting Date: | APR 26, 2005 | Meeting Type: Annual |
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas C. Hays | For | For | Management |
1.2 | Elect Director Pierre E. Leroy | For | For | Management |
1.3 | Elect Director Gordon R. Lohman | For | For | Management |
1.4 | Elect Director J. Christopher Reyes | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Non-Employee Director Stock | For | For | Management |
Option Plan | ||||
GENERAL MILLS, INC. | ||
Ticker: GIS | Security ID: 370334104 | |
Meeting Date: | SEP 27, 2004 | Meeting Type: Annual |
Record Date: | JUL 29, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen R. Demeritt | For | For | Management |
1.2 | Elect Director Livio D. Desimone | For | For | Management |
1.3 | Elect Director William T. Esrey | For | For | Management |
1.4 | Elect Director Raymond V. Gilmartin | For | For | Management |
1.5 | Elect Director Judith R. Hope | For | For | Management |
1.6 | Elect Director Robert L. Johnson | For | Withhold | Management |
1.7 | Elect Director Heidi G. Miller | For | For | Management |
1.8 | Elect Director H. Ochoa-Brillembourg | For | For | Management |
1.9 | Elect Director Michael D. Rose | For | For | Management |
1.10 | Elect Director Stephen W. Sanger | For | For | Management |
1.11 | Elect Director A. Michael Spence | For | For | Management |
1.12 | Elect Director Dorothy A. Terrell | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Establish Range For Board Size | For | For | Management |
GENWORTH FINL INC | ||
Ticker: GNW | Security ID: 37247D106 | |
Meeting Date: | MAY 19, 2005 | Meeting Type: Annual |
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank J. Borelli | For | For | Management |
1.2 | Elect Director Michael D. Fraizer | For | For | Management |
1.3 | Elect Director J. Robert 'bob' Kerrey | For | For | Management |
1.4 | Elect Director Thomas B. Wheeler | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
HARTFORD FINANCIAL SERVICES GROUP, INC., THE | ||
Ticker: HIG | Security ID: 416515104 | |
Meeting Date: | MAY 18, 2005 | Meeting Type: Annual |
Record Date: | MAR 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ramani Ayer | For | For | Management |
1.2 | Elect Director Ronald E. Ferguson | For | For | Management |
1.3 | Elect Director Edward J. Kelly, III | For | For | Management |
1.4 | Elect Director Paul G. Kirk, Jr. | For | For | Management |
1.5 | Elect Director Thomas M. Marra | For | For | Management |
1.6 | Elect Director Gail J. McGovern | For | For | Management |
1.7 | Elect Director Michael G. Morris | For | For | Management |
1.8 | Elect Director Robert W. Selander | For | For | Management |
1.9 | Elect Director Charles B. Strauss | For | For | Management |
1.10 | Elect Director H. Patrick Swygert | For | For | Management |
1.11 | Elect Director David K. Zwiener | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
HASBRO, INC. | ||
Ticker: HAS | Security ID: 418056107 | |
Meeting Date: | MAY 19, 2005 | Meeting Type: Annual |
Record Date: | MAR 31, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Basil L. Anderson | For | For | Management |
1.2 | Elect Director Alan R. Batkin | For | For | Management |
1.3 | Elect Director Frank J. Biondi, Jr. | For | For | Management |
1.4 | Elect Director John M. Connors, Jr. | For | For | Management |
1.5 | Elect Director E. Gordon Gee | For | For | Management |
1.6 | Elect Director Jack M. Greenberg | For | For | Management |
1.7 | Elect Director Alan G. Hassenfeld | For | For | Management |
1.8 | Elect Director Claudine B. Malone | For | For | Management |
1.9 | Elect Director Edward M. Philip | For | For | Management |
1.10 | Elect Director Eli J. Segal | For | For | Management |
1.11 | Elect Director Paula Stern | For | For | Management |
1.12 | Elect Director Alfred J. Verrecchia | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Adopt ILO Based Code of Conduct | Against | Against | Shareholder |
HEWLETT-PACKARD CO. | ||
Ticker: HPQ | Security ID: 428236103 | |
Meeting Date: | MAR 16, 2005 | Meeting Type: Annual |
Record Date: | JAN 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director L.T. Babbio, Jr. | For | For | Management |
1.2 | Elect Director P.C. Dunn | For | For | Management |
1.3 | Elect Director R.A. Hackborn | For | For | Management |
1.4 | Elect Director G.A. Keyworth | For | For | Management |
1.5 | Elect Director R.E. Knowling, Jr. | For | For | Management |
1.6 | Elect Director T.J. Perkins | For | For | Management |
1.7 | Elect Director R.L. Ryan | For | For | Management |
1.8 | Elect Director L.S. Salhany | For | For | Management |
1.9 | Elect Director R.P. Wayman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Employee Stock Purchase Plan | For | For | Management |
HOME DEPOT, INC. (THE) | ||
Ticker: HD | Security ID: 437076102 | |
Meeting Date: | MAY 26, 2005 | Meeting Type: Annual |
Record Date: | MAR 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gregory D. Brenneman | For | For | Management |
1.2 | Elect Director Richard H. Brown | For | For | Management |
1.3 | Elect Director John L. Clendenin | For | For | Management |
1.4 | Elect Director Berry R. Cox | For | For | Management |
1.5 | Elect Director Claudio X. Gonzalez | For | Withhold | Management |
1.6 | Elect Director Milledge A. Hart, III | For | For | Management |
1.7 | Elect Director Bonnie G. Hill | For | For | Management |
1.8 | Elect Director Laban P. Jackson, Jr. | For | For | Management |
1.9 | Elect Director Lawrence R. Johnston | For | For | Management |
1.10 | Elect Director Kenneth G. Langone | For | For | Management |
1.11 | Elect Director Robert L. Nardelli | For | For | Management |
1.12 | Elect Director Thomas J. Ridge | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Nomination Procedures for the Board | For | Against | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Prepare Diversity Report | Against | For | Shareholder |
6 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
7 | Limit Executive Compensation | Against | Against | Shareholder |
8 | Submit Severance Agreement | Against | For | Shareholder |
(Change-in-Control) to Shareholder Vote | ||||
9 | Performance- Based/Indexed Options | Against | Against | Shareholder |
10 | Performance- Based/Indexed Options | Against | For | Shareholder |
11 | Affirm Political Nonpartisanship | Against | Against | Shareholder |
HONEYWELL INTERNATIONAL, INC. | ||
Ticker: HON | Security ID: 438516106 | |
Meeting Date: | APR 25, 2005 | Meeting Type: Annual |
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marshall N. Carter | For | For | Management |
1.2 | Elect Director David M. Cote | For | For | Management |
1.3 | Elect Director Bradley T. Sheares | For | For | Management |
1.4 | Elect Director John R. Stafford | For | For | Management |
1.5 | Elect Director Michael W. Wright | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Amend the Certificate of Incorporation | For | For | Management |
and By-laws | ||||
5 | Establish Other Board Committee | Against | For | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
7 | Report on Pay Disparity | Against | Against | Shareholder |
8 | Performance- Based/Indexed Options | Against | Against | Shareholder |
9 | Approve Commonsense Executive | Against | Against | Shareholder |
Compensation Framework | ||||
IMPERIAL OIL LTD. | ||
Ticker: IMO. | Security ID: 453038408 | |
Meeting Date: | APR 21, 2005 | Meeting Type: Annual |
Record Date: | MAR 3, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Ratify PricewaterhouseCoopers LLP as | For | For | Management |
Auditors | ||||
2.1 | Elect Director B.J. (Brian) Fischer | For | For | Management |
2.2 | Elect Director T.J. (Tim) Hearn | For | For | Management |
2.3 | Elect Director J.M. (Jack) Mintz | For | For | Management |
2.4 | Elect Director R. (Roger) Phillips | For | For | Management |
2.5 | Elect Director J.F. (Jim) Shepard | For | For | Management |
2.6 | Elect Director P.A. (Paul) Smith | For | For | Management |
2.7 | Elect Director S.D. (Sheelagh) Whittaker For | For | Management | |
2.8 | Elect Director J.M. (Michael) Yeager | For | For | Management |
2.9 | Elect Director V.L. (Victor) Young | For | For | Management |
3 | Report on Risks and Liabilities Arising | Against | Against | Shareholder |
From Climate Changes and Their Effects | ||||
4 | Report on Opportunities in Wind, Solar | Against | Against | Shareholder |
and Other Renewable Sources of Energy | ||||
INTEL CORP. | ||
Ticker: INTC | Security ID: 458140100 | |
Meeting Date: | MAY 18, 2005 | Meeting Type: Annual |
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Craig R. Barrett | For | For | Management |
1.2 | Elect Director Charlene Barshefsky | For | For | Management |
1.3 | Elect Director E. John P. Browne | For | For | Management |
1.4 | Elect Director D. James Guzy | For | For | Management |
1.5 | Elect Director Reed E. Hundt | For | For | Management |
1.6 | Elect Director Paul S. Otellini | For | For | Management |
1.7 | Elect Director David S. Pottruck | For | For | Management |
1.8 | Elect Director Jane E. Shaw | For | For | Management |
1.9 | Elect Director John L. Thornton | For | For | Management |
1.10 | Elect Director David B. Yoffie | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
LEHMAN BROTHERS HOLDINGS INC. | ||
Ticker: LEH | Security ID: 524908100 | |
Meeting Date: | APR 5, 2005 | Meeting Type: Annual |
Record Date: | FEB 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael L. Ainslie | For | For | Management |
1.2 | Elect Director John F. Akers | For | For | Management |
1.3 | Elect Director Richard S. Fuld, Jr. | For | For | Management |
2 | Ratify Auditors | For�� | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
LOCKHEED MARTIN CORP. | ||
Ticker: LMT | Security ID: 539830109 | |
Meeting Date: | APR 28, 2005 | Meeting Type: Annual |
Record Date: | MAR 1, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director E.C. 'Pete' Aldridge, Jr. | For | For | Management |
1.2 | Elect Director Nolan D. Archibald | For | For | Management |
1.3 | Elect Director Marcus C. Bennett | For | For | Management |
1.4 | Elect Director James O. Ellis, Jr. | For | For | Management |
1.5 | Elect Director Gwendolyn S. King | For | For | Management |
1.6 | Elect Director Douglas H. McCorkindale | For | For | Management |
1.7 | Elect Director Eugene F. Murphy | For | For | Management |
1.8 | Elect Director Joseph W. Ralston | For | Withhold | Management |
1.9 | Elect Director Frank Savage | For | Withhold | Management |
1.10 | Elect Director Anne Stevens | For | For | Management |
1.11 | Elect Director Robert J. Stevens | For | For | Management |
1.12 | Elect Director James R. Ukropina | For | For | Management |
1.13 | Elect Director Douglas C. Yearley | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Performance-Based/Indexed Options | Against | Against | Shareholder |
5 | Adopt Simple Majority Vote Requirement | Against | For | Shareholder |
for All Issues | ||||
6 | Report on Pay Disparity | Against | Against | Shareholder |
7 | and amend its code of conduct and | Against | Against | Shareholder |
policies related to bidding Review Code | ||||
of Conduct on Military Contracts | ||||
LOEWS CORP. | ||
Ticker: CG | Security ID: 540424108 | |
Meeting Date: | MAY 10, 2005 | Meeting Type: Annual |
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph L. Bower | For | For | Management |
1.2 | Elect Director John Brademas | For | For | Management |
1.3 | Elect Director Charles M. Diker | For | For | Management |
1.4 | Elect Director Paul J. Fribourg | For | For | Management |
1.5 | Elect Director Walter L. Harris | For | For | Management |
1.6 | Elect Director Philip A. Laskawy | For | For | Management |
1.7 | Elect Director Gloria R. Scott | For | For | Management |
1.8 | Elect Director Andrew H. Tisch | For | For | Management |
1.9 | Elect Director James S. Tisch | For | For | Management |
1.10 | Elect Director Jonathan M. Tisch | For | For | Management |
1.11 | Elect Director Preston R. Tisch | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Stock Option Plan | For | For | Management |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Provide for Cumulative Voting | Against | Against | Shareholder |
6 | Report on Political Contributions | Against | Against | Shareholder |
7 | Support Legislation and Make Public | Against | Against | Shareholder |
Statements on Environmental Tobacco Smoke | ||||
8 | Apply Fire Safety Standards for | Against | Against | Shareholder |
Cigarettes | ||||
MANDALAY RESORT GROUP | ||
Ticker: MBG | Security ID: 562567107 | |
Meeting Date: | JUL 6, 2004 | Meeting Type: Annual |
Record Date: | MAY 10, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William E. Bannen, M.D. | For | For | Management |
1.2 | Elect Director Jeffrey D. Benjamin | For | For | Management |
1.3 | Elect Director Rose Mckinney-James | For | For | Management |
2 | Ratify Auditors | For | For | Management |
MARRIOTT INTERNATIONAL INC. | ||
Ticker: MAR | Security ID: 571903202 | |
Meeting Date: | MAY 6, 2005 | Meeting Type: Annual |
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.W. Marriott, Jr. | For | For | Management |
1.2 | Elect Director Debra L. Lee | For | For | Management |
1.3 | Elect Director George Munoz | For | For | Management |
1.4 | Elect Director William J. Shaw | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Declassify the Board of Directors | Against | For | Shareholder |
5 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
MARSH & MCLENNAN COMPANIES, INC. | ||
Ticker: MMC | Security ID: 571748102 | |
Meeting Date: | MAY 19, 2005 | Meeting Type: Annual |
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael G. Cherkasky | For | For | Management |
1.2 | Elect Director Stephen R. Hardis | For | For | Management |
1.3 | Elect Director The Rt. Hon. Lord Lang of | For | For | Management |
Monkton, DL | ||||
1.4 | Elect Director Morton O. Schapiro | For | For | Management |
1.5 | Elect Director Adele Simmons | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Option Exchange Program | For | For | Management |
4 | Limit Executive Compensation | Against | Against | Shareholder |
5 | Request That the Board of Directors Adopt | Against | For | Shareholder |
an Executive Compensation Policy That All | ||||
Future Stock Option Grants to Senior | ||||
Executives Shall be Performance-Based | ||||
6 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
MERCK & CO., INC. | ||
Ticker: MRK | Security ID: 589331107 | |
Meeting Date: | APR 26, 2005 | Meeting Type: Annual |
Record Date: | FEB 25, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rochelle B. Lazarus | For | For | Management |
1.2 | Elect Director William G. Bowen | For | For | Management |
1.3 | Elect Director Raymond V. Gilmartin | For | For | Management |
1.4 | Elect Director Thomas E. Shenk | For | For | Management |
1.5 | Elect Director Anne M. Tatlock | For | For | Management |
1.6 | Elect Director Samuel O. Thier | For | For | Management |
1.7 | Elect Director Wendell P. Weeks | For | For | Management |
1.8 | Elect Director Peter C. Wendell | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Prohibit Awards to Executives | Against | Against | Shareholder |
4 | Limit Executive Compensation | Against | Against | Shareholder |
5 | Eliminate Animal Testing | Against | Against | Shareholder |
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
7 | Report on Product Availability in Canada | Against | Against | Shareholder |
8 | Report on Political Contributions | Against | Against | Shareholder |
9 | Report on Operational Impact of HIV/AIDS, | Against | Against | Shareholder |
TB, and Malaria Pandemic | ||||
MEREDITH CORP. | ||
Ticker: MDP | Security ID: 589433101 | |
Meeting Date: | NOV 8, 2004 | Meeting Type: Annual |
Record Date: | SEP 9, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary Sue Coleman | For | For | Management |
1.2 | Elect Director D Mell Meredith Frazier | For | Withhold | Management |
1.3 | Elect Director Joel W. Johnson | For | For | Management |
1.4 | Elect Director Stephen M. Lacy | For | For | Management |
2 | Approve Omnibus Stock Plan | For | Against | Management |
MICROSOFT CORP. | ||
Ticker: MSFT | Security ID: 594918104 | |
Meeting Date: | NOV 9, 2004 | Meeting Type: Annual |
Record Date: | SEP 10, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William H. Gates III | For | For | Management |
1.2 | Elect Director Steven A. Ballmer | For | For | Management |
1.3 | Elect Director James I. Cash Jr., Ph.D. | For | For | Management |
1.4 | Elect Director Raymond V. Gilmartin | For | For | Management |
1.5 | Elect Director Ann McLaughlin Korologos | For | For | Management |
1.6 | Elect Director David F. Marquardt | For | For | Management |
1.7 | Elect Director Charles H. Noski | For | For | Management |
1.8 | Elect Director Dr. Helmut Panke | For | For | Management |
1.9 | Elect Director Jon A. Shirley | For | For | Management |
2 | Amend Bundled Compensation Plans | For | For | Management |
3 | Amend Bundled Compensation Plans | For | For | Management |
4 | Amend Stock Option Plan | For | For | Management |
5 | Ratify Auditors | For | For | Management |
MURPHY OIL CORP. | ||
Ticker: MUR | Security ID: 626717102 | |
Meeting Date: | MAY 11, 2005 | Meeting Type: Annual |
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frank W. Blue | For | For | Management |
1.2 | Elect Director George S. Dembroski | For | For | Management |
1.3 | Elect Director Claiborne P. Deming | For | For | Management |
1.4 | Elect Director Robert A. Hermes | For | For | Management |
1.5 | Elect Director R. Madison Murphy | For | For | Management |
1.6 | Elect Director William C. Nolan, Jr. | For | For | Management |
1.7 | Elect Director Ivar B. Ramberg | For | For | Management |
1.8 | Elect Director Neal E. Schmale | For | For | Management |
1.9 | Elect Director David J.H. Smith | For | For | Management |
1.10 | Elect Director Caroline G. Theus | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
3 | Ratify Auditors | For | For | Management |
NEW YORK TIMES CO., THE | ||
Ticker: NYT | Security ID: 650111107 | |
Meeting Date: | APR 26, 2005 | Meeting Type: Annual |
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Raul E. Cesan | For | For | Management |
1.2 | Elect Director William E. Kennard | For | For | Management |
1.3 | Elect Director Ellen R. Marram | For | For | Management |
1.4 | Elect Director Thomas Middelhoff | For | For | Management |
1.5 | Elect Director Doreen A. Toben | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
NEWELL RUBBERMAID INC. | ||
Ticker: NWL | Security ID: 651229106 | |
Meeting Date: | MAY 11, 2005 | Meeting Type: Annual |
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael T. Chowhig | For | For | Management |
1.2 | Elect Director Mark D. Ketchum | For | For | Management |
1.3 | Elect Director William D. Marohn | For | For | Management |
1.4 | Elect Director Raymond G. Viault | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | For | Shareholder |
NEWMONT MINING CORP. (HOLDING COMPANY) | ||
Ticker: NEM | Security ID: 651639106 | |
Meeting Date: | APR 27, 2005 | Meeting Type: Annual |
Record Date: | MAR 3, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Glen A. Barton | For | For | Management |
1.2 | Elect Director Vincent A. Calarco | For | For | Management |
1.3 | Elect Director Michael s. Hamson | For | For | Management |
1.4 | Elect Director Leo I. Higdon, Jr. | For | For | Management |
1.5 | Elect Director Pierre Lassonde | For | For | Management |
1.6 | Elect Director Robert J. Miller | For | For | Management |
1.7 | Elect Director Wayne W. Murdy | For | For | Management |
1.8 | Elect Director Robin A. Plumbridge | For | For | Management |
1.9 | Elect Director John B. Prescott | For | For | Management |
1.10 | Elect Director Donald C. Roth | For | For | Management |
1.11 | Elect Director Seymour Schulich | For | For | Management |
1.12 | Elect Director James V. Taranik | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
NISOURCE INC. | ||
Ticker: NI | Security ID: 65473P105 | |
Meeting Date: | MAY 10, 2005 | Meeting Type: Annual |
Record Date: | MAR 15, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven R. McCracken | For | For | Management |
1.2 | Elect Director Ian M. Rolland | For | For | Management |
1.3 | Elect Director Robert C. Skaggs, Jr. | For | For | Management |
1.4 | Elect Director John W. Thompson | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Amend Qualified Employee Stock Purchase | For | For | Management |
Plan | ||||
5 | Declassify the Board of Directors | Against | For | Shareholder |
6 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
NRG ENERGY INC | ||
Ticker: NRG | Security ID: 629377607 | |
Meeting Date: | MAY 24, 2005 | Meeting Type: Annual |
Record Date: | APR 8, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lawrence S. Coben | For | For | Management |
1.2 | Elect Director Herbert H. Tate | For | For | Management |
1.3 | Elect Director Walter R. Young | For | For | Management |
2 | Approve Increase in Size of Board | For | For | Management |
3 | Amend Articles | For | For | Management |
4 | Ratify Auditors | For | For | Management |
NUCOR CORP. | ||
Ticker: NUE | Security ID: 670346105 | |
Meeting Date: | MAY 12, 2005 | Meeting Type: Annual |
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter C. Browing | For | For | Management |
1.2 | Elect Director Victoria F. Haynes | For | For | Management |
1.3 | Elect Director Thomas A. Waltermire | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
OCTEL CORP. | ||
Ticker: OTL | Security ID: 675727101 | |
Meeting Date: | MAY 3, 2005 | Meeting Type: Annual |
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles M. Hale | For | For | Management |
1.2 | Elect Director Samuel A. Haubold | For | For | Management |
1.3 | Elect Director Hugh G.C. Aldous | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PACIFIC GAS & ELECTRIC COMPANY | ||
Ticker: | Security ID: 694308651 | |
Meeting Date: | APR 20, 2005 | Meeting Type: Annual |
Record Date: | FEB 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David R. Andrews | For | For | Management |
1.2 | Elect Director Leslie S. Biller | For | For | Management |
1.3 | Elect Director David A. Coulter | For | For | Management |
1.4 | Elect Director C. Lee Cox | For | For | Management |
1.5 | Elect Director Peter A. Darbee | For | For | Management |
1.6 | Elect Director Robert D. Glynn, Jr. | For | For | Management |
1.7 | Elect Director Mary S. Metz | For | For | Management |
1.8 | Elect Director Barbara L. Rambo | For | For | Management |
1.9 | Elect Director Gordon R. Smith | For | For | Management |
1.10 | Elect Director Barry Lawson Williams | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PINNACLE WEST CAPITAL CORP. | ||
Ticker: PNW | Security ID: 723484101 | |
Meeting Date: | MAY 18, 2005 | Meeting Type: Annual |
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edward N. Basha, Jr. | For | For | Management |
1.2 | Elect Director Michael L. Gallagher | For | For | Management |
1.3 | Elect Director Bruce J. Nordstrom | For | For | Management |
1.4 | Elect Director William J. Post | For | For | Management |
2 | Ratify Auditors | For | For | Management |
POTASH CORP. SASKATCHEWAN INC. | ||
Ticker: POT. | Security ID: 73755L107 | |
Meeting Date: | MAY 5, 2005 | Meeting Type: Annual/Special |
Record Date: | MAR 17, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director F.J. Blesi | For | For | Management |
1.2 | Elect Director W.J. Doyle | For | For | Management |
1.3 | Elect Director J.W. Estey | For | For | Management |
1.4 | Elect Director W. Fetzer III | For | For | Management |
1.5 | Elect Director D.J. Howe | For | For | Management |
1.6 | Elect Director A.D. Laberge | For | For | Management |
1.7 | Elect Director J.J. McCaig | For | For | Management |
1.8 | Elect Director M. Mogford | For | For | Management |
1.9 | Elect Director P.J. Schoenhals | For | For | Management |
1.10 | Elect Director E.R. Stromberg | For | For | Management |
1.11 | Elect Director J.G. Vicq | For | For | Management |
1.12 | Elect Director E. Viyella De Paliza | For | For | Management |
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management |
3 | Approve New Stock Option Plan | For | For | Management |
POTLATCH CORP. | ||
Ticker: PCH | Security ID: 737628107 | |
Meeting Date: | MAY 2, 2005 | Meeting Type: Annual |
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jerome C. Knoll | For | For | Management |
1.2 | Elect Director Lawrence S. Peiros | For | For | Management |
1.3 | Elect Director William T. Weyerhaeuser | For | For | Management |
2 | Amend Articles | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management |
5 | Report on Dividend Policy | Against | Against | Shareholder |
PPL CORP. | ||
Ticker: PPL | Security ID: 69351T106 | |
Meeting Date: | APR 22, 2005 | Meeting Type: Annual |
Record Date: | FEB 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Frederick M. Bernthal | For | For | Management |
1.2 | Elect Director John R. Biggar | For | For | Management |
1.3 | Elect Director Louise K. Goeser | For | For | Management |
2 | Ratify Auditors | For | For | Management |
PRUDENTIAL FINANCIAL INC | ||
Ticker: PRU | Security ID: 744320102 | |
Meeting Date: | JUN 7, 2005 | Meeting Type: Annual |
Record Date: | APR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James G. Cullen | For | For | Management |
1.2 | Elect Director James A. Unruh | For | For | Management |
1.3 | Elect Director Gordon M. Bethune | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Approve Qualified Employee Stock Purchase | For | For | Management |
Plan | ||||
QWEST COMMUNICATIONS INTERNATIONAL INC. | ||
Ticker: Q | Security ID: 749121109 | |
Meeting Date: | MAY 24, 2005 | Meeting Type: Annual |
Record Date: | MAR 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Linda G. Alvardo | For | For | Management |
1.2 | Elect Director Cannon Y. Harvey | For | Withhold | Management |
1.3 | Elect Director Richard C. Notebaert | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Require Majority of Independent Directors | Against | For | Shareholder |
on Board | ||||
4 | Submit Executive Compensation to Vote | Against | For | Shareholder |
5 | Claw-Back of Awards Under Restatement | Against | For | Shareholder |
ROUSE CO., THE | ||
Ticker: RSE | Security ID: 779273101 | |
Meeting Date: | NOV 9, 2004 | Meeting Type: Special |
Record Date: | OCT 8, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | For | Against | Management |
ROYAL BANK OF SCOTLAND GROUP PLC (THE) | |
Ticker: RBSPRE | Security ID: GB0007547838 |
Meeting Date: APR 20, 2005 | Meeting Type: Annual |
Record Date: |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Accept Financial Statements and Statutory | For | For | Management |
Reports | ||||
2 | Approve Remuneration Report | For | For | Management |
3 | Approve Final Dividend of 41.2 Pence Per | For | For | Management |
Share | ||||
4 | Re-elect Jim Currie as Director | For | For | Management |
5 | Re-elect Sir Fred Goodwin as Director | For | For | Management |
6 | Re-elect Sir Steve Robson as Director | For | For | Management |
7 | Elect Archie Hunter as Director | For | For | Management |
8 | Elect Charles Koch as Director | For | For | Management |
9 | Elect Joe MacHale as Director | For | For | Management |
10 | Reappoint Deloitte & Touche LLP as | For | For | Management |
Auditors of the Company | ||||
11 | Authorise Board to Fix Remuneration of | For | For | Management |
the Auditors | ||||
12 | Approve Increase in Authorised Share | For | For | Management |
Capital; Authorise Issue of Equity or | ||||
Equity-Linked Securities with Pre-emptive | ||||
Rights up to Aggregate Nominal Amount of | ||||
GBP 264,579,936 | ||||
13 | Authorise Issue of Equity or | For | For | Management |
Equity-Linked Securities without | ||||
Pre-emptive Rights up to Aggregate | ||||
Nominal Amount of GBP 39,686,990 | ||||
14 | Authorise 317,495,924 Shares for Market | For | For | Management |
Purchase | ||||
15 | Approve 71 M Category II Non-Cumulative | For | For | Management |
US$ Pref. Shares; Allot the Newly Created | ||||
and 179.5 M Unissued Category II | ||||
Non-Cumulative US$ Pref. Shares, the | ||||
64.75 M Unissued Non-Cumulative Euro | ||||
Pref. Shares and 300 M Unissued | ||||
Non-Cumulative GBP Pref. Shares | ||||
16 | Approve Citizens Financial Group, Inc. | For | For | Management |
Long Term Incentive Plan | ||||
ROYAL DUTCH SHELL PLC (FORMERLY ROYAL DUTCH PETROLEUM CO.) | ||
Ticker: RPETY | Security ID: 780257804 | |
Meeting Date: | JUN 28, 2005 | Meeting Type: Annual |
Record Date: | MAY 23, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | ANNUAL ACCOUNTS 2004 | For | For | Management |
2 | DECLARATION OF THE TOTAL DIVIDEND FOR THE | For | For | Management |
YEAR 2004 | ||||
3 | DISCHARGE OF THE MANAGING DIRECTORS | For | Against | Management |
4 | DISCHARGE OF THE MEMBERS OF THE | For | Against | Management |
SUPERVISORY BOARD | ||||
5 | APPOINTMENT OF MR. L.R. RICCIARDI AS A | For | For | Management |
MEMBER OF THE SUPERVISORY BOARD | ||||
6 | AUTHORIZATION FOR THE ACQUISITION OF | For | For | Management |
ORDINARY SHARES | ||||
7 | CANCELLATION OF THE ORDINARY SHARES HELD | For | For | Management |
BY THE COMPANY | ||||
8 | APPROVAL OF THE IMPLEMENTATION AGREEMENT | For | For | Management |
9 | PROPOSAL TO AMEND THE ARTICLES OF | For | Against | Management |
ASSOCIATION OF THE COMPANY | ||||
10 | APPOINTMENT OF MR A.G. JACOBS AS A | For | For | Management |
NON-EXECUTIVE DIRECTOR | ||||
11 | APPOINTMENT OF MS CH. MORIN-POSTEL AS A | For | For | Management |
NON-EXECUTIVE DIRECTOR | ||||
12 | APPOINTMENT OF MR A.A. LOUDON AS A | For | For | Management |
NON-EXECUTIVE DIRECTOR | ||||
13 | APPOINTMENT OF MR L.R. RICCIARDI AS A | For | For | Management |
NON-EXECUTIVE DIRECTOR | ||||
14 | ADOPTION OF THE REMUNERATION POLICY FOR | For | For | Management |
THE BOARD OF DIRECTORS | ||||
15 | APPROVAL OF AMENDED LONG-TERM INCENTIVE | For | For | Management |
PLAN | ||||
16 | APPROVAL OF AMENDED RESTRICTED SHARE PLAN | For | For | Management |
17 | APPROVAL OF AMENDED DEFERRED BONUS PLAN | For | For | Management |
RYDER SYSTEM, INC. | ||
Ticker: R | Security ID: 783549108 | |
Meeting Date: | MAY 6, 2005 | Meeting Type: Annual |
Record Date: | MAR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hansel E. Tookes II | For | For | Management |
1.2 | Elect Director Lynn M. Martin | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Amend Qualified Employee Stock Purchase | For | For | Management |
Plan | ||||
SAFECO CORP. | ||
Ticker: SAFC | Security ID: 786429100 | |
Meeting Date: | MAY 4, 2005 | Meeting Type: Annual |
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph W. Brown | For | For | Management |
1.2 | Elect Director Phyllis J. Campbell | For | For | Management |
1.3 | Elect Director Kerry Killinger | For | For | Management |
1.4 | Elect Director Gary Locke | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Executive Incentive Bonus Plan | For | For | Management |
4 | Amend Omnibus Stock Plan | For | For | Management |
SCHERING-PLOUGH CORP. | ||
Ticker: SGP | Security ID: 806605101 | |
Meeting Date: | APR 26, 2005 | Meeting Type: Annual |
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hans W. Becherer | For | For | Management |
1.2 | Elect Director Kathryn C. Turner | For | For | Management |
1.3 | Elect Director Robert F. W. van Oordt | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Declassify the Board of Directors | Against | For | Shareholder |
4 | Eliminate Animal Testing | Against | Against | Shareholder |
SERVICEMASTER COMPANY, THE | ||
Ticker: SVM | Security ID: 81760N109 | |
Meeting Date: | MAY 6, 2005 | Meeting Type: Annual |
Record Date: | MAR 9, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Roberto R. Herencia | For | For | Management |
1.2 | Elect Director Louis J. Giuliano | For | For | Management |
1.3 | Elect Director Betty Jane Hess | For | For | Management |
1.4 | Elect Director Jonathan P. Ward | For | For | Management |
1.5 | Elect Director Eileen A. Kamerick | For | For | Management |
1.6 | Elect Director Coleman H. Peterson | For | For | Management |
2 | Amend Articles | For | For | Management |
3 | Ratify Auditors | For | For | Management |
SOUTHERN CALIFORNIA EDISON CO. | ||
Ticker: | Security ID: 842400772 | |
Meeting Date: | MAY 19, 2005 | Meeting Type: Annual |
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | |
1.1 | Elect Director John E. Bryson | For | For | Management | |
1.2 | Elect Director France A. Cordova | For | For | Management | |
1.3 | Elect Director Alan J. Fohrer | For | For | Management | |
1.4 | Elect Director Bradford M. Freeman | For | For | Management | |
1.5 | Elect Director Bruce Karatz | For | For | Management | |
1.6 | Elect Director Luis G. Nogales | For | For | Management | |
1.7 | Elect Director Ronald L. Olson | For | For | Management | |
1.8 | Elect Director James M. Rosser | For | For | Management | |
1.9 | Elect Director Richard T. Schlosberg, | For | For | Management | |
III | |||||
1.10 | Elect | Director Robert H. Smith | For | For | Management |
1.11 | Elect | Director Thomas C. Sutton | For | For | Management |
ST. PAUL TRAVELERS COMPANIES, INC., THE | ||
Ticker: STA | Security ID: 792860108 | |
Meeting Date: | JUL 28, 2004 | Meeting Type: Annual |
Record Date: | JUN 4, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Howard P. Berkowitz | For | For | Management |
1.2 | Elect Director Kenneth J. Bialkin | For | For | Management |
1.3 | Elect Director Carolyn H. Byrd | For | For | Management |
1.4 | Elect Director John H. Dasburg | For | For | Management |
1.5 | Elect Director Leslie B. Disharoon | For | For | Management |
1.6 | Elect Director Janet M. Dolan | For | For | Management |
1.7 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.8 | Elect Director Jay S. Fishman | For | For | Management |
1.9 | Elect Director Lawrence G. Graev | For | For | Management |
1.10 | Elect Director Meryl D. Hartzband | For | For | Management |
1.11 | Elect Director Thomas R. Hodgson | For | For | Management |
1.12 | Elect Director William H. Kling | For | For | Management |
1.13 | Elect Director James A. Lawrence | For | For | Management |
1.14 | Elect Director Robert I. Lipp | For | For | Management |
1.15 | Elect Director Blythe J. McGarvie | For | For | Management |
1.16 | Elect Director Glen D. Nelson, M.D. | For | For | Management |
1.17 | Elect Director Clarence Otis, Jr. | For | For | Management |
1.18 | Elect Director Jeffrey M. Peek | For | For | Management |
1.19 | Elect Director Nancy A. Roseman | For | For | Management |
1.20 | Elect Director Charles W. Scharf | For | For | Management |
1.21 | Elect Director Gordon M. Sprenger | For | For | Management |
1.22 | Elect Director Frank J. Tasco | For | For | Management |
1.23 | Elect Director Laurie J. Thomsen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
ST. PAUL TRAVELERS COMPANIES, INC., THE | ||
Ticker: STA | Security ID: 792860108 | |
Meeting Date: | MAY 3, 2005 | Meeting Type: Annual |
Record Date: | MAR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John H. Dasburg | For | For | Management |
1.2 | Elect Director Leslie B. Disharoon | For | For | Management |
1.3 | Elect Director Janet M. Dolan | For | For | Management |
1.4 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.5 | Elect Director Jay S. Fishman | For | For | Management |
1.6 | Elect Director Lawrence G. Graev | For | Withhold | Management |
1.7 | Elect Director Thomas R. Hodgson | For | For | Management |
1.8 | Elect Director Robert I. Lipp | For | For | Management |
1.9 | Elect Director Blythe J. McGarvie | For | For | Management |
1.10 | Elect Director Glen D. Nelson, M.D. | For | For | Management |
1.11 | Elect Director Clarence Otis, Jr. | For | For | Management |
1.12 | Elect Director Charles W. Scharf | For | For | Management |
1.13 | Elect Director Laurie J. Thomsen | For | For | Management |
2 | Ratify Auditors | For | For | Management |
TECK COMINCO LTD. | |
Ticker: TEK.SV.B | Security ID: 878742204 |
Meeting Date: APR 27, 2005 | Meeting Type: Annual |
Record Date: MAR 11, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect J.B. Aune, L.I. Barber, J.H. | For | For | Management |
Bennett, H.J. Bolton, M. Hisatsune, N.B. | ||||
Keevil, N.B. Keevil III, D.R. Lindsay, T. | ||||
Mochihara, W.S.R. Seyffert, K.E. Steeves, | ||||
C.M.T. Thompson, D.A. Thompson, and R.J. | ||||
Wright as Directors | ||||
2 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management |
3 | Authorize Board to Fix Remuneration of | For | For | Management |
the Auditors | ||||
TELUS CORP. (FRMRLY. BC TELECOM) | ||
Ticker: T. | Security ID: 87971M202 | |
Meeting Date: | MAY 4, 2005 | Meeting Type: Special |
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Articles Re: 2/3 Majority Vote | For | For | Management |
Requirement | ||||
2 | Amend Rights of Common and Non-Voting | For | For | Management |
Shares Re: Foreign Ownership Requirements | ||||
3 | Reconfirm Shareholder Rights Plan (Poison | For | For | Management |
Pill) | ||||
TELUS CORP. (FRMRLY. BC TELECOM) | ||
Ticker: T. | Security ID: CA87971M1032 | |
Meeting Date: | MAY 4, 2005 | Meeting Type: Annual/Special |
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Minimum Number of Directors | For | For | Management |
2 | Amend Notice of Articles Re: Pre-Existing | For | For | Management |
Company Provisions | ||||
3 | Eliminate Cumulative Voting | For | For | Management |
4 | Amend Rights of Common and Non-Voting | For | For | Management |
Shares Re: Foreign Ownership Requirements | ||||
5.1 | Elect Director R.H. Auchinleck | For | For | Management |
5.2 | Elect Director A. Charles Baillie | For | For | Management |
5.3 | Elect Director Micheline Bouchard | For | For | Management |
5.4 | Elect Director R. John Butler | For | For | Management |
5.5 | Elect Director Brian A. Canfield | For | For | Management |
5.6 | Elect Director Darren Entwistle | For | For | Management |
5.7 | Elect Director Ruston E.T. Goepel | For | For | Management |
5.8 | Elect Director John S. Lacey | For | For | Management |
5.9 | Elect Director Brian F. MacNeill | For | For | Management |
5.10 | Elect Director Ronald P. Triffo | For | For | Management |
5.11 | Elect Director Donald P. Woodley | For | For | Management |
6 | Approve Deloitte & Touche LLP as Auditors | For | For | Management |
and Authorize Board to Fix Remuneration | ||||
of Auditors | ||||
7 | Amend Management Share Option Plan Re: | For | For | Management |
Increase the Size | ||||
8 | Amend Management Share Option Plan Re: | For | For | Management |
Stock Settlement Feature | ||||
9 | Reconfirm Shareholder Rights Plan (Poison | For | For | Management |
Pill) | ||||
TEXAS INSTRUMENTS INC. | ||
Ticker: TXN | Security ID: 882508104 | |
Meeting Date: | APR 21, 2005 | Meeting Type: Annual |
Record Date: | FEB 22, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Adams | For | For | Management |
1.2 | Elect Director David L. Boren | For | For | Management |
1.3 | Elect Director Daniel A. Carp | For | For | Management |
1.4 | Elect Director Carrie S. Cox | For | For | Management |
1.5 | Elect Director Thomas J. Engibous | For | For | Management |
1.6 | Elect Director Gerald W. Fronterhouse | For | For | Management |
1.7 | Elect Director David R. Goode | For | For | Management |
1.8 | Elect Director Pamela H. Patsley | For | For | Management |
1.9 | Elect Director Wayne R. Sanders | For | For | Management |
1.10 | Elect Director Ruth J. Simmons | For | For | Management |
1.11 | Elect Director Richard K. Templeton | For | For | Management |
1.12 | Elect Director Christine T. Whitman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Qualified Employee Stock Purchase | For | For | Management |
Plan | ||||
4 | Amend Stock Option Plan | For | For | Management |
TIME WARNER INC | ||
Ticker: TWX | Security ID: 887317105 | |
Meeting Date: | MAY 20, 2005 | Meeting Type: Annual |
Record Date: | MAR 24, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James L. Barksdale | For | For | Management |
1.2 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.3 | Elect Director Stephen M. Case | For | For | Management |
1.4 | Elect Director Frank J. Caufield | For | For | Management |
1.5 | Elect Director Robert C. Clark | For | For | Management |
1.6 | Elect Director Jessica P. Einhorn | For | For | Management |
1.7 | Elect Director Miles R. Gilburne | For | For | Management |
1.8 | Elect Director Carla A. Hills | For | For | Management |
1.9 | Elect Director Reuben Mark | For | For | Management |
1.10 | Elect Director Michael A. Miles | For | For | Management |
1.11 | Elect Director Kenneth J. Novack | For | For | Management |
1.12 | Elect Director Richard D. Parsons | For | For | Management |
1.13 | Elect Director R. E. Turner | For | For | Management |
1.14 | Elect Director Francis T. Vincent, Jr | For | For | Management |
1.15 | Elect Director Deborah C. Wright | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Pay Disparity | Against | Against | Shareholder |
TXU CORP. | ||
Ticker: TXU | Security ID: 873168108 | |
Meeting Date: | MAY 20, 2005 | Meeting Type: Annual |
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Derek C. Bonham | For | For | Management |
1.2 | Elect Director E. Gail de Planque | For | For | Management |
1.3 | Elect Director William M. Griffin | For | For | Management |
1.4 | Elect Director Kerney Laday | For | For | Management |
1.5 | Elect Director Jack E. Little | For | For | Management |
1.6 | Elect Director Erle Nye | For | For | Management |
1.7 | Elect Director J.E. Oesterreicher | For | For | Management |
1.8 | Elect Director Michael W. Ranger | For | For | Management |
1.9 | Elect Director Herbert H. Richardson | For | For | Management |
1.10 | Elect Director C. John Wilder | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
TYCO INTERNATIONAL LTD. | ||
Ticker: TYC | Security ID: 902124106 | |
Meeting Date: | MAR 10, 2005 | Meeting Type: Annual |
Record Date: | JAN 10, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis C. Blair | For | For | Management |
1.2 | Elect Director Edward D. Breen | For | For | Management |
1.3 | Elect Director George W. Buckley | For | For | Management |
1.4 | Elect Director Brian Duperreault | For | For | Management |
1.5 | Elect Director Bruce S. Gordon | For | For | Management |
1.6 | Elect Director Rajiv L. Gupta | For | For | Management |
1.7 | Elect Director John A. Krol | For | For | Management |
1.8 | Elect Director Mackey J. Mcdonald | For | Withhold | Management |
1.9 | Elect Director H. Carl Mccall | For | For | Management |
1.10 | Elect Director Brendan R. O'Neill | For | For | Management |
1.11 | Elect Director Sandra S. Wijnberg | For | For | Management |
1.12 | Elect Director Jerome B. York | For | For | Management |
2 | Ratify Auditors | For | For | Management |
UNISOURCE ENERGY CORP. | ||
Ticker: UNS | Security ID: 909205106 | |
Meeting Date: | MAY 6, 2005 | Meeting Type: Annual |
Record Date: | MAR 28, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James S. Pignatelli | For | For | Management |
1.2 | Elect Director Lawrence J. Aldrich | For | For | Management |
1.3 | Elect Director Larry W. Bickle | For | For | Management |
1.4 | Elect Director Elizabeth T.Bilby | For | For | Management |
1.5 | Elect Director Harold W. Burlingame | For | For | Management |
1.6 | Elect Director John L. Carter | For | For | Management |
1.7 | Elect Director Robert A. Elliott | For | For | Management |
1.8 | Elect Director Kenneth Handy | For | For | Management |
1.9 | Elect Director Warren Y. Jobe | For | For | Management |
UNUMPROVIDENT CORPORATION | ||
Ticker: UNM | Security ID: 91529Y106 | |
Meeting Date: | MAY 12, 2005 | Meeting Type: Annual |
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jon S. Fossel | For | For | Management |
1.2 | Elect Director Gloria C. Larson | For | For | Management |
1.3 | Elect Director William J. Ryan | For | For | Management |
1.4 | Elect Director Thomas R. Watjen | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
4 | Require a Majority Vote for the Election | None | For | Shareholder |
of Directors | ||||
5 | Establish Board of Directors to Enable | Against | Against | Shareholder |
Direct Communication on Corporate | ||||
Governance Matters | ||||
VERIZON COMMUNICATIONS | ||
Ticker: VZ | Security ID: 92343V104 | |
Meeting Date: | MAY 5, 2005 | Meeting Type: Annual |
Record Date: | MAR 7, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James R. Barker | For | For | Management |
1.2 | Elect Director Richard L. Carrion | For | For | Management |
1.3 | Elect Director Robert W. Lane | For | For | Management |
1.4 | Elect Director Sandra O. Moose | For | For | Management |
1.5 | Elect Director Joseph Neubauer | For | Withhold | Management |
1.6 | Elect Director Thomas H. O' Brien | For | For | Management |
1.7 | Elect Director Hugh B. Price | For | For | Management |
1.8 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.9 | Elect Director Walter V. Shipley | For | For | Management |
1.10 | Elect Director John R. Stafford | For | For | Management |
1.11 | Elect Director Robert D. Storey | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Provide for Cumulative Voting | Against | For | Shareholder |
4 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
5 | Require Majority of Independent Directors | Against | Against | Shareholder |
on Board | ||||
6 | Separate Chairman and CEO Positions | Against | For | Shareholder |
7 | Amend Director/Officer | Against | Against | Shareholder |
Liability/Indemnifications Provisions | ||||
8 | Report on Political Contributions | Against | Against | Shareholder |
WALT DISNEY COMPANY, THE | ||
Ticker: DIS | Security ID: 254687106 | |
Meeting Date: | FEB 11, 2005 | Meeting Type: Annual |
Record Date: | DEC 17, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John E. Bryson | For | For | Management |
1.2 | Elect Director John S. Chen | For | For | Management |
1.3 | Elect Director Michael D. Eisner | For | For | Management |
1.4 | Elect Director Judith L. Estrin | For | For | Management |
1.5 | Elect Director Robert A. Iger | For | For | Management |
1.6 | Elect Director Fred H. Langhammer | For | For | Management |
1.7 | Elect Director Aylwin B. Lewis | For | For | Management |
1.8 | Elect Director Monica C. Lozano | For | For | Management |
1.9 | Elect Director Robert W. Matschullat | For | For | Management |
1.10 | Elect Director George J. Mitchell | For | For | Management |
1.11 | Elect Director Leo J. O'Donovan, S.J. | For | For | Management |
1.12 | Elect Director Gary L. Wilson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Prohibit Greenmail Payments | Against | For | Shareholder |
5 | Report on Vendor Standards in China | Against | Against | Shareholder |
WASHINGTON POST CO., THE | ||
Ticker: WPO | Security ID: 939640108 | |
Meeting Date: | MAY 12, 2005 | Meeting Type: Annual |
Record Date: | MAR 14, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John L. Dotson, Jr. | For | For | Management |
1.2 | Elect Director Ronald L. Olson | For | For | Management |
1.3 | Elect Director Alice M. Rivlin | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Other Business | For | Against | Management |
WASTE MANAGEMENT, INC. | ||
Ticker: WMI | Security ID: 94106L109 | |
Meeting Date: | MAY 13, 2005 | Meeting Type: Annual |
Record Date: | MAR 18, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Pastora San Juan Cafferty | For | For | Management |
1.2 | Elect Director Frank M. Clark, Jr. | For | For | Management |
1.3 | Elect Director Robert S. Miller | For | For | Management |
1.4 | Elect Director John C. Pope | For | For | Management |
1.5 | Elect Director W. Robert Reum | For | For | Management |
1.6 | Elect Director Steven G. Rothmeier | For | For | Management |
1.7 | Elect Director David P. Steiner | For | For | Management |
1.8 | Elect Director Thomas H. Weidemeyer | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Report on Privatization | Against | Against | Shareholder |
4 | Require a Majority Vote for the Election | Against | For | Shareholder |
of Directors | ||||
5 | Report on Political Contributions | Against | Against | Shareholder |
6 | Submit Severance Agreement | Against | For | Shareholder |
(Change-in-Control) to Shareholder Vote | ||||
WHITE MOUNTAINS INSURANCE GROUP LTD | ||
Ticker: WTM | Security ID: G9618E107 | |
Meeting Date: | MAY 19, 2005 | Meeting Type: Annual |
Record Date: | MAR 21, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John J. Byrne(1) | For | For | Management |
1.2 | Elect Director George Gillespie III(1) | For | For | Management |
1.3 | Elect Director John D. Gillespie(1) | For | For | Management |
1.4 | Elect Director Frank A. Olson(1) | For | For | Management |
1.5 | Elect Director Steven E. Fass(2) | For | For | Management |
1.6 | Elect Director Gert Lindberg(2) | For | For | Management |
1.7 | Elect Director Michael E. Maloney(2) | For | For | Management |
1.8 | Elect Director Jan Silverudd(2) | For | For | Management |
1.9 | Elect Director Goran Thorstensson(2) | For | For | Management |
1.10 | Elect Director Michael E. Tyburski(2) | For | For | Management |
1.11 | Elect Director Steven E. Fass(3) | For | For | Management |
1.12 | Elect Director John D. Liberator(3) | For | For | Management |
1.13 | Elect Director Goran Thorstensson(3) | For | For | Management |
1.14 | Elect Director Steven E. Fass(4) | For | For | Management |
1.15 | Elect Director Anders Henriksson(4) | For | For | Management |
1.16 | Elect Director Mark Kaplen(4) | For | For | Management |
1.17 | Elect Director Michael E. Maloney(4) | For | For | Management |
1.18 | Elect Director Goran Thorstensson(4) | For | For | Management |
1.19 | Elect Director Michael E. Tyburski(4) | For | For | Management |
1.20 | Elect Director Raymond Barrette(5) | For | For | Management |
1.21 | Elect Director Steven E. Fass(5) | For | For | Management |
2 | APPROVAL OF THE AMENDMENTS TO THE | For | For | Management |
LONG-TERM INCENTIVE PLAN AND APPROVAL OF | ||||
PERFORMANCE CRITERIA. | ||||
3 | APPROVAL OF THE APPOINTMENT OF | For | For | Management |
INDEPENDENT REGISTERED PUBLIC ACCOUNTING | ||||
FIRM. | ||||
WHITE MOUNTAINS INSURANCE GROUP LTD | ||
Ticker: WTM | Security ID: G9618E107 | |
Meeting Date: | OCT 21, 2004 | Meeting Type: Annual |
Record Date: | AUG 27, 2004 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Bruce R. Berkowitz* | For | For | Management |
1.2 | Elect Director Steven E. Fass* | For | For | Management |
1.3 | Elect Director Edith E. Holiday* | For | For | Management |
1.4 | Elect Director Lowndes A. Smith* | For | For | Management |
1.5 | Elect Director Joseph S. Steinberg* | For | For | Management |
1.6 | Elect Director Steven E. Fass** | For | For | Management |
1.7 | Elect Director Laks Ek** | For | For | Management |
1.8 | Elect Director Gert Lindberg** | For | For | Management |
1.9 | Elect Director Goran Thorstensson** | For | For | Management |
1.10 | Elect Director Steven E. Fass*** | For | For | Management |
1.11 | Elect Director Anders Henriksson*** | For | For | Management |
1.12 | Elect Director Mark Kaplen*** | For | For | Management |
1.13 | Elect Director Michael E. Maloney*** | For | For | Management |
1.14 | Elect Director Goran Thorstensson*** | For | For | Management |
1.15 | Elect Director Michael E. Tyburski*** | For | For | Management |
1.16 | Elect Director Raymond Barrette**** | For | For | Management |
1.17 | Elect Director Steven E. Fass**** | For | For | Management |
2 | APPOINTMENT OF INDEPENDENT REGISTERED | For | For | Management |
PUBLIC ACCOUNTING FIRM | ||||
WYETH | ||
Ticker: WYE | Security ID: 983024100 | |
Meeting Date: | APR 21, 2005 | Meeting Type: Annual |
Record Date: | MAR 4, 2005 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard L. Carrion | For | For | Management |
1.2 | Elect Director Robert Essner | For | For | Management |
1.3 | Elect Director John D. Feerick | For | For | Management |
1.4 | Elect Director Frances D. Fergusson | For | For | Management |
1.5 | Elect Director Robert Langer | For | For | Management |
1.6 | Elect Director John P. Mascotte | For | For | Management |
1.7 | Elect Director Mary Lake Polan | For | For | Management |
1.8 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.9 | Elect Director Walter V. Shipley | For | For | Management |
1.10 | Elect Director John R. Torell III | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | For | Management |
4 | Review and Report on Drug Reimportation | Against | Against | Shareholder |
Policy | ||||
5 | Separate Chairman and CEO Positions | Against | For | Shareholder |
6 | Report on Political Contributions | Against | Against | Shareholder |
7 | Discontinue Promotion of Premarin and | Against | Against | Shareholder |
Report on Animal Testing | ||||
================================== END NPX REPORT=============================== |