UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 24, 2012
Level 3 Communications, Inc.
(Exact name of Registrant as specified in its charter)
Delaware | | 0-15658 | | 47-0210602 |
(State or other | | (Commission File | | (IRS employer |
jurisdiction of incorporation) | | Number) | | Identification No.) |
1025 Eldorado Blvd., Broomfield, Colorado (Address of principal executive offices) | | 80021 (Zip code) |
720-888-1000
(Registrant’s telephone number including area code)
Not applicable
(Former name and former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders.
Level 3 Communications, Inc. (“Level 3” or “we” or “us” or “our”) held its 2012 annual meeting of stockholders on May 24, 2012. At the meeting, stockholders present in person or by proxy voted on the matters described below. The votes noted below are the final voting results.
There were 216,217,175 of our common stock entitled to vote at the 2012 annual meeting and a total of 200,323,643 shares (92.65% of the outstanding common stock) were represented at the meeting in person or by proxy.
1. Election of Directors: Stockholders elected each of the 12 directors named below to our Board of Directors (our “Board”) to hold office until the annual meeting of stockholders in 2013 or until his successor is elected and qualified, based on the following votes:
| | FOR | | WITHHOLD | | BROKER NON-VOTE | |
Walter Scott, Jr. | | 167,164,650 | | 1,545,091 | | 31,613,902 | |
James Q. Crowe | | 166,819,207 | | 1,890,534 | | 31,613,902 | |
General Kevin P. Chilton | | 167,205,121 | | 1,504,620 | | 31,613,902 | |
Admiral Archie R. Clemins | | 167,018,728 | | 1,691,013 | | 31,613,902 | |
Steven T. Clontz | | 167,166,853 | | 1,542,888 | | 31,613,902 | |
Admiral James O. Ellis, Jr. | | 167,479,078 | | 1,230,663 | | 31,613,902 | |
Richard R. Jaros | | 111,175,401 | | 57,534,340 | | 31,613,902 | |
Michael J. Mahoney | | 111,225,314 | | 57,484,427 | | 31,613,902 | |
Charles C. Miller, III | | 167,517,168 | | 1,192,573 | | 31,613,902 | |
Peter Seah Lim Huat | | 162,334,865 | | 6,374,876 | | 31,613,902 | |
John T. Reed | | 165,368,851 | | 3,340,890 | | 31,613,902 | |
Dr. Albert C. Yates | | 111,286,006 | | 57,423,735 | | 31,613,902 | |
2. To approve an amendment to the Level 3 Communications, Inc. restated certificate of incorporation to increase the number of authorized shares of common stock, par value $.01 per share, from 293,333,333 to 343,333,333.
FOR | | AGAINST | | ABSTAIN | | BROKER NON-VOTE | |
193,235,788 | | 6,827,506 | | 260,349 | | 0 | |
3. To approve the amendment of the Level 3 Communications, Inc. Stock Plan to increase the number of shares of our common stock, par value $.01 per share, that are reserved for issuance under the plan by 6.5 million.
FOR | | AGAINST | | ABSTAIN | | BROKER NON-VOTE | |
151,912,954 | | 16,623,457 | | 173,330 | | 31,613,902 | |
4. To approve and ratify the implementation of the Rights Agreement that is designed to protect Level 3 Communications, Inc.’s U.S. net operating loss carryforwards from limitations pursuant to Section 382 under the U.S. Internal Revenue Code of 1986, as amended.
FOR | | AGAINST | | ABSTAIN | | BROKER NON-VOTE | |
149,444,548 | | 19,103,072 | | 162,121 | | 31,613,902 | |
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5. To approve the named executive officer compensation, which vote is on an advisory basis.
FOR | | AGAINST | | ABSTAIN | | BROKER NON-VOTE | |
96,985,267 | | 70,437,793 | | 1,286,681 | | 31,613,902 | |
Item 8.01. Other Matters
Attached as Exhibit 10.1 to this Current Report is the Level 3 Communications, Inc. Stock Plan, effective May 24, 2012.
Item 9.01. Financial Statements and Exhibits
(a) | Financial Statements of Business Acquired |
| None |
| |
(b) | Pro Forma Financial Information |
| None |
| |
(c) | Shell Company Transactions |
| None |
| |
(d) | Exhibits |
| |
| 10.1 | Level 3 Communications, Inc. Stock Plan, effective May 24, 2012. |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| Level 3 Communications, Inc. |
| |
| By: | /s/ Neil J. Eckstein |
| Neil J. Eckstein, Senior Vice President |
Date: May 25, 2012
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Exhibit Index
Exhibit | | Description |
| | |
10.1 | | Level 3 Communications, Inc. Stock Plan, effective May 24, 2012. |
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