UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 23, 2013
Level 3 Communications, Inc.
(Exact name of Registrant as specified in its charter)
Delaware | | 0-15658 | | 47-0210602 |
(State or other | | (Commission File | | (IRS employer |
jurisdiction of incorporation) | | Number) | | Identification No.) |
1025 Eldorado Blvd., Broomfield, Colorado | | 80021 |
(Address of principal executive offices) | | (Zip code) |
720-888-1000
(Registrant’s telephone number including area code)
Not applicable
(Former name and former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07. Submission of Matters to a Vote of Security Holders.
Level 3 Communications, Inc. (“Level 3” or “we” or “us” or “our”) held its 2013 annual meeting of stockholders on May 23, 2013. At the meeting, stockholders present in person or by proxy voted on the matters described below. The votes noted below are the final voting results.
There were 221,268,380 of our common stock entitled to vote at the 2013 annual meeting and a total of 179,292,062 shares (approximately 81.03% of the outstanding common stock) were represented at the meeting in person or by proxy.
1. Election of Directors: Stockholders elected each of the 14 directors named below to our Board of Directors (our “Board”) to hold office until the annual meeting of stockholders in 2014 or until his successor is elected and qualified, based on the following votes:
Name | | For | | Withheld | | Broker Non Votes | |
Walter Scott, Jr. | | 174,048,523 | | 5,243,539 | | 0 | |
Jeff K. Storey | | 174,135,649 | | 5,156,413 | | 0 | |
General Kevin P. Chilton | | 173,639,649 | | 5,652,413 | | 0 | |
Admiral Archie R. Clemins | | 173,644,046 | | 5,648,016 | | 0 | |
Steven T. Clontz | | 174,110,923 | | 5,181,139 | | 0 | |
Admiral James O. Ellis, Jr. | | 174,070,442 | | 5,221,620 | | 0 | |
T. Michael Glenn | | 173,679,493 | | 5,612,569 | | 0 | |
Richard R. Jaros | | 143,097,202 | | 36,194,860 | | 0 | |
Michael J. Mahoney | | 141,990,378 | | 37,301,684 | | 0 | |
Charles C. Miller, III | | 173,772,667 | | 5,519,395 | | 0 | |
John T. Reed | | 172,286,983 | | 7,005,079 | | 0 | |
Peter Seah Lim Huat | | 144,679,665 | | 34,612,397 | | 0 | |
Peter van Oppen | | 174,114,561 | | 5,177,501 | | 0 | |
Dr. Albert Yates | | 143,134,187 | | 36,157,875 | | 0 | |
2. To approve the named executive officer compensation, which vote is on an advisory basis.
For | | Against | | Abstain | | Broker Non Votes | |
95,283,603 | | 80,373,222 | | 3,635,237 | | 0 | |
Item 8.01. Other Matters
Effective May 23, 2013, the Board of Director of Level 3 confirmed the following committee assignments for the Board’s standing committees.
Audit Committee
John T. Reed (Chairman)
Kevin P. Chilton
Archie R. Clemins
T. Michael Glenn
Classified Business and Security Committee
James O. Ellis, Jr. (Chairman)
Kevin P. Chilton
Charles C. Miller, III
Jeff K. Storey
John T. Reed
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Compensation Committee
Michael J. Mahoney (Chairman)
Richard R. Jaros
Peter Seah Lim Huat
Peter van Oppen
Nominating and Governance Committee
Albert C. Yates (Chairman)
James O. Ellis, Jr.
Steven T. Clontz
Strategic Planning Committee
Steven T. Clontz (Chairman)
Archie R. Clemins
Richard R. Jaros
Charles C. Miller, III
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
| Level 3 Communications, Inc. |
| | |
| By: | /s/ Neil J. Eckstein |
| Neil J. Eckstein, Senior Vice President |
| |
Date: May 24, 2013 | |
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